InvestorParallax Volatility Advisers, L.P.
Portfolio Value $ 473,357,946,000
Current Positions5,055
Opened Positions5
Closed Positions496


Latest Holdings, Performance, AUM (from 13F, 13D)

Parallax Volatility Advisers, L.P. has disclosed 5,055 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 473,357,946,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Parallax Volatility Advisers, L.P.'s top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares Russell 2000 ETF (NYSE:IWM) , PowerShares QQQ Trust (NASDAQ:QQQ) , and PowerShares QQQ Trust (NASDAQ:QQQ) . Parallax Volatility Advisers, L.P.'s new positions include Coach, Inc. (NYSE:COH) , PTC Therapeutics, Inc. (NASDAQ:PTCT) , Financial Engines, Inc. (NASDAQ:FNGN) , Impinj, Inc. (NASDAQ:PI) , and GoDaddy Inc. (NYSE:GDDY) .

All Parallax Volatility Advisers, L.P. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR C / Citigroup, Inc. 0.00 1 0
2017-12-31 13F-HR ARDX / Ardelyx, Inc. 6.53 5,208 34
2017-12-31 13F-HR CIVI / Civitas Solutions Inc. 17.06 2,520 43
2017-12-31 13F-HR MGEN / Miragen Therapeutics 10.58 1,890 20
2017-12-31 13F-HR SBOW / SilverBow Resources, Inc. 30.02 966 29
2017-12-31 13F-HR SYNT / Syntel, Inc. 23.03 5,124 118
2017-12-31 13F-HR RLH / Red Lion Hotels Corp. 9.83 0 2,646 0 26
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. Put 92.94 0 210,000 0 19,517
2017-12-31 13F-HR EXC / Exelon Corp. 39.42 0 24,253 0 956
2017-12-31 13F-HR CTAS / Cintas Corp. 156.00 0 2,000 0 312
2017-12-31 13F-HR HYH / Halyard Health, Inc. 46.23 0 7,182 0 332
2017-12-31 13F-HR PRGS / Progress Software Corp. 42.53 0 7,266 0 309
2017-12-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR GES / Guess ? Inc. Put 17.00 2,000 2,000 0.00 34 34 0.00
2017-12-31 13F-HR CORN / Teucrium Commodity Trust 0.00 1 1 0.00 0 0
2017-12-31 13F-HR YEXT / Yext, Inc. 11.90 3,612 43
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. Put 77.60 0 30,000 0 2,328
2017-12-31 13F-HR VRTU / Virtusa Corp. 44.01 0 4,158 0 183
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Call 214.06 0 50,350 0 10,778
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 18.68 0 9,366 0 175
2017-12-31 13F-HR SSP / Scripps Company 15.65 0 8,820 0 138
2017-12-31 13F-HR LNDC / Landec Corp. 12.51 0 4,158 0 52
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.96 0 31,440 0 596
2017-12-31 13F-HR HXL / Hexcel Corp. Call 61.87 0 30,000 0 1,856
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR VECO / Veeco Instruments, Inc. 14.81 0 7,224 0 107
2017-12-31 13F-HR MAC / Macerich Company (THE) Call 65.68 0 3,285,600 0 215,799
2017-12-31 13F-HR ENVA / Enova International Inc 15.24 0 5,250 0 80
2017-12-31 13F-HR PCG / PG&E Corp. 44.83 0 246,240 0 11,039
2017-12-31 13F-HR FIVE / Five Below, Inc. 66.33 0 8,232 0 546
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.21 0 4,303 0 272
2017-12-31 13F-HR KAI / Kadant, Inc. 100.60 0 1,680 0 169
2017-12-31 13F-HR JBL / Jabil Circuit, Inc. 25.67 0 818 0 21
2017-12-31 13F-HR QLTA / iShares Aaa - A Rated Corporate Bond Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR RES / RPC, Inc. 25.24 0 1,545 0 39
2017-12-31 13F-HR AAC / AAC Holdings, Inc. 8.99 0 1,890 0 17
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.02 0 5,926 0 249
2017-12-31 13F-HR CYH / Community Health Systems, Inc. Put 4.26 0 50,000 0 213
2017-12-31 13F-HR HTZ / Hertz Global Holdings, Inc. 22.04 0 8,484 0 187
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 23.39 0 132,916 0 3,109
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.01 0 9,960 0 518
2017-12-31 13F-HR VRSN / VeriSign, Inc. 114.47 0 2,018 0 231
2017-12-31 13F-HR MLPX / Global X MLP & Energy Infrastructure ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EMN / Eastman Chemical Company 92.71 13,706 6,375 -53.49 1,240 591 -52.34
2017-12-31 13F-HR LKQ / LKQ Corp. 40.69 0 7,200 0 293
2017-12-31 13F-HR NLR / VanEck Vectors ETF TR 0.00 1 1 0.00 0 0
2017-12-31 13F-HR I / Intelsat SA 3.48 0 5,754 0 20
2017-12-31 13F-HR EBND / SPDR Emrgng Mkts Local Bond ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AZO / AutoZone, Inc. 710.94 0 640 0 455
2017-12-31 13F-HR GLT / Glatfelter 21.40 0 6,636 0 142
2017-12-31 13F-HR OFG / OFG Bancorp 9.35 0 6,846 0 64
2017-12-31 13F-HR VRA / Vera Bradley, Inc. 12.07 0 3,066 0 37
2017-12-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR PPL / PPL Corp. 30.97 0 21,955 0 680
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 57.98 0 5,502 0 319
2017-12-31 13F-HR NNI / Nelnet, Inc. 54.87 0 2,898 0 159
2017-12-31 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SXC / SunCoke Energy, Inc. 11.96 0 9,870 0 118
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.76 0 4,720 0 570
2017-12-31 13F-HR PIE / PowerShares Exchange-Traded Fund Trust II 0.00 1 1 0.00 0 0
2017-12-31 13F-HR NTRI / NutriSystem, Inc. 52.69 0 4,536 0 239
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. Call 29.04 0 145,400 0 4,223
2017-12-31 13F-HR DORM / Dorman Products, Inc. 61.22 0 4,116 0 252
2017-12-31 13F-HR PGAL / Global X FTSE Portugal 20 ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR HAS / Hasbro, Inc. Call 90.82 0 9,700 0 881
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.89 0 10,240 0 941
2017-12-31 13F-HR NYLD.A / NRG Yield, Inc 18.83 0 5,418 0 102
2017-12-31 13F-HR HUM / Humana, Inc. 248.19 0 3,320 0 824
2017-12-31 13F-HR PRI / Primerica, Inc. 101.49 0 6,720 0 682
2017-12-31 13F-HR KIE / SPDR S&P Insurance ETF 0.00 1 3 200.00 0 0
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 20.25 0 18,270 0 370
2017-12-31 13F-HR CW / Curtiss-Wright Corp. 121.88 0 6,720 0 819
2017-12-31 13F-HR AMLP / Alerian ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AIR / AAR Corp. 39.35 0 4,956 0 195
2017-12-31 13F-HR BCO / Brink's Company (The) 78.74 0 6,972 0 549
2017-12-31 13F-HR DEUTSCHE BK AG LONDON BRH / FI ENH GL0BAL HY (25155L293) 0.00 1 0
2017-12-31 13F-HR DXCM / DexCom, Inc. Put 57.40 20,000 1,148
2017-12-31 13F-HR DRH / Diamond Rock Hospitality Co. 11.30 30,450 344
2017-12-31 13F-HR DGII / Digi International Inc. 9.67 4,032 39
2017-12-31 13F-HR DMRC / Digimarc Corp. 36.05 1,470 53
2017-12-31 13F-HR DCOM / Dime Community Bancshares, Inc. 20.94 4,872 102
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.11 7,308 147
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. Call 21.17 100,000 2,117
2017-12-31 13F-HR DGICA / Donegal Group, Inc. 17.37 1,554 27
2017-12-31 13F-HR DOVA / Dova Pharmaceuticals, Inc. 29.10 756 22
2017-12-31 13F-HR DLTH / Duluth Holdings Inc. 17.51 1,428 25
2017-12-31 13F-HR DRRX / Durect Corp. 0.93 21,462 20
2017-12-31 13F-HR DX / Dynex Capital, Inc. 7.07 7,350 52
2017-12-31 13F-HR ELF / e.l.f. Beauty, Inc. 22.24 3,192 71
2017-12-31 13F-HR EMCI / EMC Insurance Group, Inc. 29.02 1,344 39
2017-12-31 13F-HR ERA / Era Group Inc. 10.73 2,982 32
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 57.87 7,897 457
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. Put 57.89 27,000 1,563
2017-12-31 13F-HR ESTE / Earthstone Energy, Inc. 10.54 2,940 31
2017-12-31 13F-HR DEA / Easterly Government Properties, Inc. 21.32 6,426 137
2017-12-31 13F-HR EML / Eastern Company 26.19 840 22
2017-12-31 13F-HR EGP / EastGroup Properties, Inc. 88.41 5,124 453
2017-12-31 13F-HR ECHO / Echo Global Logistics, Inc. 27.94 4,116 115
2017-12-31 13F-HR ECR / Eclipse Resources Corp. 2.38 13,440 32
2017-12-31 13F-HR EDGE / Edge Therapeutics, Inc. 9.26 3,024 28
2017-12-31 13F-HR EDIT / Editas Medicine, Inc. 30.78 5,166 159
2017-12-31 13F-HR EDR / Education Realty Trust, Inc. 34.94 11,592 405
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.20 22,965 349
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP Put 15.22 50,000 761
2017-12-31 13F-HR EE / El Paso Electric Co. 55.39 6,174 342
2017-12-31 13F-HR ESIO / Electro Scientific Industries, Inc. 21.41 4,998 107
2017-12-31 13F-HR ELVT / Elevate Credit, Inc. 7.65 2,352 18
2017-12-31 13F-HR EBIO / Eleven Biotherapeutics, Inc. 0.82 36,761 30
2017-12-31 13F-HR EARN / Ellington Residential Mortgage REIT 11.90 1,344 16
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. 46.46 5,166 240
2017-12-31 13F-HR EEX / Emerald Expositions Events, Inc. 20.20 2,772 56
2017-12-31 13F-HR NYNY / Empire Resorts, Inc. 27.78 504 14
2017-12-31 13F-HR ENTA / Enanta Pharmaceuticals, Inc. 58.67 2,352 138
2017-12-31 13F-HR ELGX / Endologix, Inc. 5.34 12,558 67
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 8.84 5,544 49
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.79 4,494 26
2017-12-31 13F-HR EGL / Engility Holdings, Inc. New 28.43 2,814 80
2017-12-31 13F-HR EBF / Ennis, Inc. 20.70 3,864 80
2017-12-31 13F-HR ENSG / Ensign Group, Inc. (The) 22.17 7,308 162
2017-12-31 13F-HR ETM / Entercom Communications Corp. 10.78 19,572 211
2017-12-31 13F-HR ENTL / Entellus Medical, Inc. 24.36 1,806 44
2017-12-31 13F-HR EBTC / Enterprise Bancorp, Inc. 34.01 1,470 50
2017-12-31 13F-HR EFSC / Enterprise Financial Services Corp. 45.24 3,360 152
2017-12-31 13F-HR ENZ / Enzo Biochem, Inc. 8.20 6,216 51
2017-12-31 13F-HR EVI / EnviroStar, Inc. 40.29 546 22
2017-12-31 13F-HR PLUS / ePlus inc. 75.40 2,016 152
2017-12-31 13F-HR EPZM / Epizyme, Inc. 12.57 7,476 94
2017-12-31 13F-HR EQBK / Equity Bancshares, Inc. 35.41 1,638 58
2017-12-31 13F-HR ESCA / Escalade, Inc. 12.53 1,596 20
2017-12-31 13F-HR ESE / ESCO Technologies, Inc. 60.30 3,864 233
2017-12-31 13F-HR ESSA / ESSA Bancorp, Inc. 15.87 1,386 22
2017-12-31 13F-HR ESND / Essendant Inc. 9.32 5,796 54
2017-12-31 13F-HR EVBN / Evans Bancorp, Inc. 42.02 714 30
2017-12-31 13F-HR EVBG / Everbridge, Inc. 29.66 2,562 76
2017-12-31 13F-HR EVRI / Everi Holdings Inc. 7.52 9,702 73
2017-12-31 13F-HR EPM / Evolution Petroleum Corp. 6.94 4,032 28
2017-12-31 13F-HR EVH / Evolent Health Inc. 12.29 9,114 112
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.61 5,040 119
2017-12-31 13F-HR EXAC / Exactech, Inc. 49.45 1,638 81
2017-12-31 13F-HR EXLS / ExlService Holdings, Inc. 60.42 4,998 302
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.49 17,052 213
2017-12-31 13F-HR EXTN / Exterran Corp. 31.34 4,914 154
2017-12-31 13F-HR FFG / FBL Financial Group, Inc. 69.44 1,512 105
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. Put 46.60 5,000 233
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. Call 46.67 7,500 350
2017-12-31 13F-HR FNBG / FNB Bancorp 36.34 1,596 58
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. 50.76 5,418 275
2017-12-31 13F-HR FBK / FB Financial Corporation 42.05 1,974 83
2017-12-31 13F-HR FRPH / FRP Holdings, Inc. 44.64 1,008 45
2017-12-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 5.21 23,604 123
2017-12-31 13F-HR FARM / Farmer Brothers Co. 32.26 1,302 42
2017-12-31 13F-HR FMAO / Farmers & Merchants Bancorp Inc. 40.92 2,688 110
2017-12-31 13F-HR FFKT / Farmers Capital Bank Corp. 38.27 1,176 45
2017-12-31 13F-HR FMNB / Farmers National Banc Corp. 14.69 3,948 58
2017-12-31 13F-HR FPI / Farmland Partners Inc. 8.60 4,998 43
2017-12-31 13F-HR FATE / Fate Therapeutics, Inc. 6.04 5,796 35
2017-12-31 13F-HR FRT / Federal Realty Investment Trust 132.74 1,680 223
2017-12-31 13F-HR FNHC / Federated National Holding Co. 16.56 1,932 32
2017-12-31 13F-HR FGEN / FibroGen, Inc. 47.43 10,626 504
2017-12-31 13F-HR LION / Fidelity Southern Corp. 21.73 3,360 73
2017-12-31 13F-HR AVT / Avnet, Inc. 84 0 -100.00 3 0 -100.00
2017-12-31 13F-HR UBNK / United Financial Bancorp, Inc. 17.70 7,854 139
2017-12-31 13F-HR FUSB / First US Bancshares, Inc. 11.14 1,974 22
2017-12-31 13F-HR USLM / U.S. Lime & Minerals, Inc. 77.38 336 26
2017-12-31 13F-HR AAON / AAON, Inc. 36.67 6,300 231
2017-12-31 13F-HR ACNB / ACNB Corp. 29.22 924 27
2017-12-31 13F-HR ABM / ABM Industries Inc. 37.70 8,568 323
2017-12-31 13F-HR MITT / AG Mortgage Investment Trust, Inc. 18.91 4,284 81
2017-12-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 13.21 5,376 71
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.29 1,260 81
2017-12-31 13F-HR ARC / ARC Document Solutions, Inc. 2.51 6,384 16
2017-12-31 13F-HR AVHI / A V Homes, Inc. 16.56 1,932 32
2017-12-31 13F-HR ABAX / Abaxis, Inc. 49.40 3,360 166
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.87 4,284 68
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.25 2,814 102
2017-12-31 13F-HR AKR / Acadia Realty Trust 27.35 12,726 348
2017-12-31 13F-HR ANCX / Access National Corp. 27.85 2,226 62
2017-12-31 13F-HR XLRN / Acceleron Pharma Inc. Call 42.47 30,000 1,274
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.33 12,474 54
2017-12-31 13F-HR ACET / Aceto Corp. 10.42 4,704 49
2017-12-31 13F-HR AKAO / Achaogen, Inc. 10.74 5,308 57
2017-12-31 13F-HR ACRS / Aclaris Therapeutics, Inc. 24.67 3,486 86
2017-12-31 13F-HR ACTA / Actua Corporation 15.58 4,620 72
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 21.12 4,830 102
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 33.87 2,687 91
2017-12-31 13F-HR AE / Adams Resources & Energy, Inc. 44.64 336 15
2017-12-31 13F-HR ADUS / Addus HomeCare Corp 34.86 1,176 41
2017-12-31 13F-HR DV / DeVry Education Group Inc. 42.04 10,966 461
2017-12-31 13F-HR ADRO / Aduro Biotech, Inc. 7.43 6,594 49
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.91 5,502 16
2017-12-31 13F-HR AEGN / Aegion Corp 25.41 4,998 127
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 59.72 5,040 301
2017-12-31 13F-HR HIVE / Aerohive Networks, Inc. 5.90 4,746 28
2017-12-31 13F-HR WMS / Advanced Drainage Systems Inc. 23.81 5,418 129
2017-12-31 13F-HR ADSW / Advanced Disposal Services, Inc. 23.96 6,720 161
2017-12-31 13F-HR AGYS / Agilysys, Inc. 12.11 2,478 30
2017-12-31 13F-HR AGFS / AgroFresh Solutions, Inc. 7.37 3,528 26
2017-12-31 13F-HR ALRN / Aileron Therapeutics Inc. 10.03 798 8
2017-12-31 13F-HR AIMT / Aimmune Therapeutics, Inc. 37.87 5,334 202
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.14 8,988 208
2017-12-31 13F-HR AKTX / Akari Therapeutics Plc 4.27 7,500 32
2017-12-31 13F-HR AKCA / Akcea Therapeutics Inc. 17.20 2,268 39
2017-12-31 13F-HR AKTS / Akoustis Technologies, Inc. 6.14 2,604 16
2017-12-31 13F-HR ALG / Alamo Group, Inc. 112.93 1,470 166
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 37.83 3,066 116
2017-12-31 13F-HR AIN / Albany International Corp. 61.36 4,368 268
2017-12-31 13F-HR ALEX / Alexander & Baldwin, Inc. 27.78 10,332 287
2017-12-31 13F-HR ALX / Alexander's, Inc. 395.83 336 133
2017-12-31 13F-HR ALCO / Alico, Inc. 29.76 504 15
2017-12-31 13F-HR ABTX / Allegiance Bancshares, Inc. 37.41 1,764 66
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 9.52 840 8
2017-12-31 13F-HR ALE / ALLETE, Inc. 74.39 7,770 578
2017-12-31 13F-HR AMOT / Allied Motion Technologies, Inc. 33.33 1,050 35
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.54 27,846 405
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Put 127.10 10,000 1,271
2017-12-31 13F-HR AYX / Alteryx Inc. 25.19 3,612 91
2017-12-31 13F-HR ATUS / Altice USA, Inc. Call 21.23 35,000 743
2017-12-31 13F-HR AIMC / Altra Industrial Motion Corp. 50.37 4,368 220
2017-12-31 13F-HR AMBR / Amber Road, Inc. 7.40 3,108 23
2017-12-31 13F-HR AMED / Amedisys, Inc. 52.66 4,368 230
2017-12-31 13F-HR AMRC / Ameresco, Inc. 8.53 2,814 24
2017-12-31 13F-HR AAT / American Assets Trust Inc 38.16 6,132 234
2017-12-31 13F-HR AMNB / American National Bankshares Inc. 38.10 1,260 48
2017-12-31 13F-HR ARA / American Renal Associates Holdings, Inc. 17.20 1,512 26
2017-12-31 13F-HR AMSWA / American Software, Inc. 11.66 4,032 47
2017-12-31 13F-HR CRMT / America's Car-Mart, Inc. 44.87 1,092 49
2017-12-31 13F-HR ABCB / Ameris Bancorp 48.16 5,586 269
2017-12-31 13F-HR ATLO / Ames National Corp. 27.65 1,302 36
2017-12-31 13F-HR AP / Ampco-Pittsburgh Corp. 12.65 1,344 17
2017-12-31 13F-HR AMPH / Amphastar Pharmaceuticals, Inc. 19.30 5,544 107
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 12.00 5,334 64
2017-12-31 13F-HR ALOG / Analogic Corp. 83.60 1,890 158
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. 100.73 2,730 275
2017-12-31 13F-HR AVXL / Anavex Life Sciences Corp. 3.17 5,670 18
2017-12-31 13F-HR ANGO / AngioDynamics, Inc. 16.65 5,586 93
2017-12-31 13F-HR ANIK / Anika Therapeutics Inc. 54.03 2,184 118
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 1.98 22,218 44
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 19.73 17,895 353
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.43 14,742 80
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.43 1,680 36
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.44 16,380 302
2017-12-31 13F-HR APPF / AppFolio, Inc. 41.32 1,428 59
2017-12-31 13F-HR APLE / Apple Hospitality REIT, Inc. 19.61 102 2
2017-12-31 13F-HR APTI / Apptio, Inc. 23.52 3,444 81
2017-12-31 13F-HR AQ / Aquantia Corp. 10.99 1,092 12
2017-12-31 13F-HR PETX / Aratana Therapeutics, Inc. 5.31 6,216 33
2017-12-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 34.04 5,964 203
2017-12-31 13F-HR ACRE / Ares Commercial Real Estate Corp 12.94 4,326 56
2017-12-31 13F-HR AHH / Armada Hoffler Properites, Inc. 15.49 6,972 108
2017-12-31 13F-HR AFI / Armstrong Flooring, Inc. 16.79 3,276 55
2017-12-31 13F-HR AROW / Arrow Financial Corp. 34.09 1,848 63
2017-12-31 13F-HR ARTNA / Artesian Resources Corp. 38.59 1,218 47
2017-12-31 13F-HR ASCMB / Ascent Capital Group, Inc. 11.31 1,680 19
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.22 11,130 737
2017-12-31 13F-HR ASMB / Assembly Biosciences, Inc. 45.20 2,478 112
2017-12-31 13F-HR AC.WD / Associated Capital Group, Inc. 34.39 756 26
2017-12-31 13F-HR OCX / OncoCyte Corporation 2.28 3,948 9
2017-12-31 13F-HR ATRO / Astronics Corp. 41.59 3,318 138
2017-12-31 13F-HR HOME / At Home Group Inc. 30.42 756 23
2017-12-31 13F-HR HOME / At Home Group Inc. Call 30.40 22,500 684
2017-12-31 13F-HR ATNX / Athenex Inc. 15.87 1,134 18
2017-12-31 13F-HR ATKR / Atkore International Group Inc. 21.47 5,124 110
2017-12-31 13F-HR ATBA / Atlantic Bancshares, Inc. 17.54 3,192 56
2017-12-31 13F-HR AT / Atlantic Power Corp. 2.35 17,850 42
2017-12-31 13F-HR ATOS / Atossa Genetics Inc 0.40 2,500 1
2017-12-31 13F-HR ATRC / AtriCure, Inc. 18.16 4,956 90
2017-12-31 13F-HR ATRI / ATRION Corp. 628.57 210 132
2017-12-31 13F-HR BOLD / Audentes Therapeutics, Inc. 31.46 2,352 74
2017-12-31 13F-HR AVXS / AveXis, Inc. Call 110.68 25,000 2,767
2017-12-31 13F-HR AVID / Avid Technology, Inc. 5.38 5,208 28
2017-12-31 13F-HR AVA / Avista Corp. 51.50 9,786 504
2017-12-31 13F-HR ACLS / Axcelis Technologies, Inc. 28.62 4,578 131
2017-12-31 13F-HR AXGN / AxoGen, Inc. 28.33 4,200 119
2017-12-31 13F-HR BCBP / BCB Bancorp, Inc. 14.29 1,470 21
2017-12-31 13F-HR BGSF / BG Staffing Inc 16.19 1,050 17
2017-12-31 13F-HR BLMT / BSB Bancorp, Inc. 29.37 1,260 37
2017-12-31 13F-HR STCK / BMC Stock Holdings, Inc. 25.32 9,954 252
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 5.68 7,392 42
2017-12-31 13F-HR BMI / Badger Meter, Inc. 47.85 4,284 205
2017-12-31 13F-HR BWINA / Baldwin & Lyons, Inc. 23.81 1,554 37
2017-12-31 13F-HR BANF / BancFirst Corp. 51.08 2,604 133
2017-12-31 13F-HR TBBK / Bancorp Inc. (The) 9.87 7,602 75
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.44 13,104 412
2017-12-31 13F-HR BMRC / Bank of Marin Bancorp 67.62 1,050 71
2017-12-31 13F-HR BKMU / Bank Mutual Corp. 10.68 6,552 70
2017-12-31 13F-HR BOCH / Bank of Commerce Holdings 11.48 2,352 27
2017-12-31 13F-HR BFIN / BankFinancial Corp. 15.31 2,352 36
2017-12-31 13F-HR BWFG / Bankwell Financial Group, Inc. 34.01 882 30
2017-12-31 13F-HR BHB / Bar Harbor Bankshares, Inc. 27.21 2,352 64
2017-12-31 13F-HR BARCLAYS BK PLC / RTRN DISABILIT (06740D830) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH INVS&P STF (06740L592) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH S&P GSCI (06740P122) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH PURE COCA (06740P130) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPT COFFEE ETN (06740P148) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPT COTTON ETN (06740P155) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPT NICKEL ETN (06740P213) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH CRUDE OIL (06740P221) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH NAT GAS (06740P239) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH LIVESTK (06740P320) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / RUSS2000 3X LG (06740P403) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / S&P 500 3X LNG (06740P601) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH LN ENHAN (06741K486) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / LKD PERF BCLY (06742W430) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / INV USTREA ETN (06742W570) 0.00 1 0
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.92 186,287 5,201
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 27.92 617,725 17,247
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 27.92 9,977,600 278,574
2017-12-31 13F-HR B / Barnes Group, Inc. 63.32 7,644 484
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 37.59 1,596 60
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. 63.79 10,206 651
2017-12-31 13F-HR BSF / Bear State Financial, Inc. 10.34 3,192 33
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Put 214.04 22,500 4,816
2017-12-31 13F-HR BELFA / Bel Fuse Inc. 25.10 1,554 39
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 8.50 4,116 35
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.47 10,626 175
2017-12-31 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 36.61 6,174 226
2017-12-31 13F-HR BH / Biglari Holdings Inc. 416.67 168 70
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 4.94 14,994 74
2017-12-31 13F-HR BTX / BioTime, Inc. 2.16 12,054 26
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 29.81 4,830 144
2017-12-31 13F-HR BSTC / BioSpecifics Technologies Corp. 43.08 882 38
2017-12-31 13F-HR BLKB / Blackbaud, Inc. 94.47 7,770 734
2017-12-31 13F-HR BL / BlackLine, Inc. 32.74 2,352 77
2017-12-31 13F-HR BHBK / Blue Hills Bancorp, Inc. 19.98 3,654 73
2017-12-31 13F-HR BLUE / bluebird bio, Inc. 178.04 7,476 1,331
2017-12-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 10.24 3,612 37
2017-12-31 13F-HR BPMC / Blueprint Medicines Corporation 75.45 6,468 488
2017-12-31 13F-HR BPFH / Boston Private Financial Holdings, Inc. 15.45 12,684 196
2017-12-31 13F-HR BRC / Brady Corp. 37.96 7,140 271
2017-12-31 13F-HR BDGE / Bridge Bancorp, Inc. 34.85 2,898 101
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 58.49 2,274 133
2017-12-31 13F-HR BRKL / Brookline Bancorp, Inc. 15.73 11,634 183
2017-12-31 13F-HR BF.B / Brown-Forman Corp. Call 68.61 3,600 247
2017-12-31 13F-HR BMTC / Bryn Mawr Bank Corp. 44.12 2,856 126
2017-12-31 13F-HR BY / Byline Bancorp, Inc. 22.82 1,008 23
2017-12-31 13F-HR CFFI / C&F Financial Corp. 57.54 504 29
2017-12-31 13F-HR CAI / CAI International, Inc. 28.33 2,436 69
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.49 7,812 121
2017-12-31 13F-HR CBTX / CBTX, Inc. 28.57 420 12
2017-12-31 13F-HR CECE / CECO Environmental Corp. 5.10 4,704 24
2017-12-31 13F-HR CSS / CSS Industries, Inc. 27.53 1,344 37
2017-12-31 13F-HR CCNE / CNB Financial Corp. 26.46 2,268 60
2017-12-31 13F-HR CRAI / CRA International, Inc. 45.16 1,218 55
2017-12-31 13F-HR CSWI / CSW Industrials, Inc. 45.79 2,184 100
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 15,652 229
2017-12-31 13F-HR CADE / Cadence Bancorporation 27.21 5,439 148
2017-12-31 13F-HR CVGW / Calavo Growers, Inc. 84.56 2,436 206
2017-12-31 13F-HR CLXT / Calyxt, Inc. 22.17 1,218 27
2017-12-31 13F-HR CBM / Cambrex Corp. 48.02 4,956 238
2017-12-31 13F-HR ABCD / Cambium Learning Group, Inc. 5.83 2,058 12
2017-12-31 13F-HR CAC / Camden National Corp. 42.09 2,352 99
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 16.99 9,534 162
2017-12-31 13F-HR CMN / Cantel Medical Corp. 102.81 5,544 570
2017-12-31 13F-HR CCBG / Capital City Bank Group, Inc. 23.23 1,722 40
2017-12-31 13F-HR CFFN / Capitol Federal Financial, Inc. 13.42 19,530 262
2017-12-31 13F-HR CSTR / CapStar Financial Holdings, Inc. 20.74 1,302 27
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 23.60 4,830 114
2017-12-31 13F-HR CRCM / Care.com, Inc. 17.86 2,016 36
2017-12-31 13F-HR CTRE / CareTrust REIT, Inc. 16.76 11,634 195
2017-12-31 13F-HR CARO / Carolina Financial Corp 37.27 2,898 108
2017-12-31 13F-HR CSV / Carriage Services, Inc. 25.54 2,310 59
2017-12-31 13F-HR TAST / Carrols Restaurant Group, Inc. 12.19 5,334 65
2017-12-31 13F-HR CARS / Cars.com Inc Call 28.84 50,000 1,442
2017-12-31 13F-HR CVNA / Carvana Co. 19.14 2,142 41
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 3.65 5,208 19
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.14 1,806 105
2017-12-31 13F-HR ROX / Castle Brands, Inc. 1.21 13,230 16
2017-12-31 13F-HR CTLT / Catalent Inc. 41.09 20,370 837
2017-12-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 3.89 10,794 42
2017-12-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.15 6,006 79
2017-12-31 13F-HR CATYW / Cathay General Bancorp 42.18 11,592 489
2017-12-31 13F-HR CVCO / Cavco Industries, Inc. 152.84 1,302 199
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. 6.05 12,894 78
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. Call 6.06 17,500 106
2017-12-31 13F-HR CELC / Celcuity Inc. 19.05 420 8
2017-12-31 13F-HR CDEV / Centennial Resource Development, Inc. 19.70 203 4
2017-12-31 13F-HR CENT / Central Garden & Pet Co. Call 38.93 20,500 798
2017-12-31 13F-HR CENT / Central Garden & Pet Co. 37.65 5,418 204
2017-12-31 13F-HR CVCY / Central Valley Community Bancorp 20.26 4,344 88
2017-12-31 13F-HR CNBKA / Century Bancorp, Inc. 77.92 462 36
2017-12-31 13F-HR CNTY / Century Casinos, Inc. 9.08 10,130 92
2017-12-31 13F-HR CCS / Century Communities Inc. Put 31.08 29,500 917
2017-12-31 13F-HR CCS / Century Communities Inc. 31.11 32,534 1,012
2017-12-31 13F-HR CHFN / Charter Financial Corp. 17.32 1,848 32
2017-12-31 13F-HR CCF / Chase Corp. 120.88 1,092 132
2017-12-31 13F-HR CLDT / Chatham Lodging Trust 22.78 6,804 155
2017-12-31 13F-HR CHEF / Chefs' Warehouse, Inc. 20.46 2,982 61
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.46 10,794 577
2017-12-31 13F-HR CHMG / Chemung Financial Corp. 47.62 462 22
2017-12-31 13F-HR CHMI / Cherry Hill Mortgage Investment Corporation 17.72 1,806 32
2017-12-31 13F-HR CHSP / Chesapeake Lodging Trust 27.04 8,988 243
2017-12-31 13F-HR CPK / Chesapeake Utilities Corp. 78.53 2,394 188
2017-12-31 13F-HR CMRX / Chimerix, Inc. 4.65 7,098 33
2017-12-31 13F-HR CBB / Cincinnati Bell, Inc. 20.89 6,510 136
2017-12-31 13F-HR CIR / CIRCOR International, Inc. 48.81 2,520 123
2017-12-31 13F-HR CZNC / Citizens & Northern Corp. 23.81 1,806 43
2017-12-31 13F-HR CTRN / Citi Trends, Inc. 26.29 2,016 53
2017-12-31 13F-HR CHCO / City Holding Co. 67.53 2,310 156
2017-12-31 13F-HR CIO / City Office REIT Inc. 13.11 4,578 60
2017-12-31 13F-HR CIVB / Civista Bancshares, Inc. 21.83 1,512 33
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.72 3,108 24
2017-12-31 13F-HR CCO / Clear Channel Outdoor Holdings, Inc. 4.58 5,460 25
2017-12-31 13F-HR CLSD / Clearside Biomedical, Inc. 7.08 3,108 22
2017-12-31 13F-HR CLW / Clearwater Paper Corp. 45.60 2,478 113
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 45,654 329
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Call (185899101) 7.20 90,400 651
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.21 600,000 4,327
2017-12-31 13F-HR CSBK / Clifton Bancorp Inc. 16.96 3,066 52
2017-12-31 13F-HR CLPR / Clipper Realty Inc. 10.14 2,268 23
2017-12-31 13F-HR CLDR / Cloudera, Inc. 16.49 15,162 250
2017-12-31 13F-HR COBZ / CoBiz Financial, Inc. 19.99 5,754 115
2017-12-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 215.69 714 154
2017-12-31 13F-HR CDXS / Codexis, Inc. 8.34 6,594 55
2017-12-31 13F-HR CVLY / Codorus Valley Bancorp 27.65 1,302 36
2017-12-31 13F-HR CLCT / Collectors Universe, Inc. 28.91 1,176 34
2017-12-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 18.58 3,444 64
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 43.42 10,962 476
2017-12-31 13F-HR FIX / Comfort Systems USA, Inc. 43.71 5,628 246
2017-12-31 13F-HR CHUBK / Commercehub Inc 20.63 4,410 91
2017-12-31 13F-HR CVGI / Commercial Vehicle Group, Inc. 10.73 3,822 41
2017-12-31 13F-HR CBU / Community Bank System, Inc. 53.77 7,476 402
2017-12-31 13F-HR ESXB / Community Bankers Trust Corp. 8.24 3,276 27
2017-12-31 13F-HR TCFC / The Community Financial Corp. 39.12 588 23
2017-12-31 13F-HR CHCT / Community Healthcare Trust Incorporated 28.03 2,604 73
2017-12-31 13F-HR CTBI / Community Trust Bancorp Inc. 47.20 2,394 113
2017-12-31 13F-HR CPSI / Computer Programs & Systems, Inc. 30.20 1,722 52
2017-12-31 13F-HR CIX / CompX International, Inc. 11.90 252 3
2017-12-31 13F-HR CNAT / Conatus Pharmaceuticals Inc. 4.61 3,906 18
2017-12-31 13F-HR CNCE / Concert Pharmaceuticals, Inc. 25.77 3,687 95
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.32 6,468 15
2017-12-31 13F-HR CNMD / CONMED Corp. 50.95 4,200 214
2017-12-31 13F-HR CTWSP / Connecticut Water Service, Inc. 57.14 1,680 96
2017-12-31 13F-HR CNOB / ConnectOne Bancorp, Inc. 25.76 4,620 119
2017-12-31 13F-HR CTO / Consolidated-Tomoka Land Co. 63.49 630 40
2017-12-31 13F-HR CBPX / Continental Building Products, Inc. 28.12 5,796 163
2017-12-31 13F-HR CVG / Convergys Corp. 23.53 14,280 336
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 218.10 1,160 253
2017-12-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 122.50 2,604 319
2017-12-31 13F-HR CRBP / Corbus Pharmaceuticals Holdings, Inc. 7.10 6,762 48
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.04 13,860 250
2017-12-31 13F-HR CMT / Core Molding Technologies, Inc. 21.98 1,092 24
2017-12-31 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 38.21 1,806 69
2017-12-31 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.00 14,028 14
2017-12-31 13F-HR CRVL / CorVel Corp. 53.22 1,428 76
2017-12-31 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 9.98 1,302 13
2017-12-31 13F-HR COTV / Cotiviti Holdings, Inc. 32.16 5,628 181
2017-12-31 13F-HR ICBK / County Bancorp, Inc. 29.41 714 21
2017-12-31 13F-HR COUP / Coupa Software Incorporated 31.18 4,746 148
2017-12-31 13F-HR CVTI / Covenant Transportation Group, Inc. 28.68 1,848 53
2017-12-31 13F-HR CACC / Credit Acceptance Corp. 375.00 8 3
2017-12-31 13F-HR TSE / Trinseo S.A. 72.61 0 6,845 0 497
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597) 0.00 1 0
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / ETN STOXX EUR 50 (22542D100) 0.00 1 0
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / LG CP GRTH ENH (22542D423) 0.00 1 0
2017-12-31 13F-HR CRY / CryoLife, Inc. 19.09 4,872 93
2017-12-31 13F-HR CFI / Culp, Inc. 33.33 1,680 56
2017-12-31 13F-HR CRIS / Curis, Inc. 0.68 17,598 12
2017-12-31 13F-HR CURRENCYSHARES SWEDISH KRONA / SWEDISH KRONA (23129R108) 0.00 1 0
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 0.00 1 0
2017-12-31 13F-HR CURRENCYSHARES SINGAPORE DLR / SHS (23130K100) 0.00 1 0
2017-12-31 13F-HR CURRENCYSHARES CHINESE RENMI / CHIN RENMINBI (23131C107) 0.00 1 0
2017-12-31 13F-HR CUBI / Customers Bancorp Inc. 25.89 4,326 112
2017-12-31 13F-HR CUTR / Cutera, Inc. 45.14 2,016 91
2017-12-31 13F-HR CYBE / CyberOptics Corp. 15.24 1,050 16
2017-12-31 13F-HR CYTK / Cytokinetics, Inc. 8.20 6,342 52
2017-12-31 13F-HR CTMX / CytomX Therapeutics, Inc. 21.09 4,410 93
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 25.16 2,226 56
2017-12-31 13F-HR DNBF / DNB Financial Corp. 34.63 462 16
2017-12-31 13F-HR DHX / DHI Group, Inc. 1.90 940,272 1,787
2017-12-31 13F-HR DSPG / DSP Group, Inc. 12.50 3,360 42
2017-12-31 13F-HR DXC / DXC Technology Company 94.91 6,680 634
2017-12-31 13F-HR DJCO / Daily Journal Corp. 232.14 168 39
2017-12-31 13F-HR DSKE / Daseke, Inc. 14.34 3,696 53
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 23.04 1,302 30
2017-12-31 13F-HR DLA / Delta Apparel Company 20.41 1,176 24
2017-12-31 13F-HR DEL / Deltic Timber Corp. 91.67 1,680 154
2017-12-31 13F-HR DERM / Dermira, Inc. Put 27.80 30,000 834
2017-12-31 13F-HR DEPO / DepoMed, Inc. 8.01 8,736 70
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.60 3,065 3,240 5.71 119 151 26.89
2017-12-31 13F-HR TIF / Tiffany & Co. 103.75 0 2,400 0 249
2017-12-31 13F-HR TIF / Tiffany & Co. Call 103.96 16,300 55,600 241.10 1,497 5,780 286.11
2017-12-31 13F-HR TIF / Tiffany & Co. Put 104.00 63,000 18,000 -71.43 5,783 1,872 -67.63
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.00 0 3,600 0 468
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.31 0 15,643 0 1,397
2017-12-31 13F-HR TILE / Interface, Inc. Call 25.20 10,000 10,000 0.00 219 252 15.07
2017-12-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR UBS / UBS Group AG Put 18.39 300,000 400,000 33.33 5,145 7,356 42.97
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 0.00 5 5 0.00 0 0
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 10.21 281,175 281,175 0.00 5,793 2,870 -50.46
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 10.20 25,500 25,500 0.00 525 260 -50.48
2017-12-31 13F-HR ASHS / DBX ETF Trust 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CLIR / ClearSign Combustion Corp 4.06 69,851 493 -99.29 248 2 -99.19
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 18.96 2,752,200 1,978,600 -28.11 38,642 37,515 -2.92
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Put 18.96 3,162,500 3,660,800 15.76 44,401 69,410 56.33
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.23 34,054 68,728 101.82 99 153 54.55
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 2.24 0 50,000 0 112
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Put 2.23 90,000 90,000 0.00 261 201 -22.99
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.65 0 28,768 0 3,471
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Call 120.64 21,900 21,900 0.00 2,577 2,642 2.52
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Put 120.66 35,000 62,000 77.14 4,119 7,481 81.62
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.93 0 3,570 0 89
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 0.00 93,551 1 -100.00 3,900 0 -100.00
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 40.45 1,350,000 5,395,200 299.64 56,283 218,237 287.75
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 40.45 3,945,000 4,408,700 11.75 164,469 178,332 8.43
2017-12-31 13F-HR HXL / Hexcel Corp. 61.85 3 4,608 153,500.00 0 285
2017-12-31 13F-HR BBT / BB&T Corp. 49.73 0 18,440 0 917
2017-12-31 13F-HR BBT / BB&T Corp. Call 49.72 174,200 173,200 -0.57 8,177 8,611 5.31
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.95 0 198,897 0 3,769
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 18.95 100,000 200,000 100.00 1,760 3,790 115.34
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 18.95 250,000 1,095,000 338.00 4,400 20,752 371.64
2017-12-31 13F-HR EHTH / eHealth, Inc. 17.54 0 2,394 0 42
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 0 7,600 0 1,371
2017-12-31 13F-HR OLED / Universal Display Corp. 172.65 0 27,182 0 4,693
2017-12-31 13F-HR OLED / Universal Display Corp. Call 172.73 1,100 1,100 0.00 142 190 33.80
2017-12-31 13F-HR OLED / Universal Display Corp. Put 172.66 0 35,000 0 6,043
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 75.00 0 2,520 0 189
2017-12-31 13F-HR JJM / iPath Bloomberg Nickel Subindex Total Return ETN due 10/22/37 0.00 1 1 0.00 0 0
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 15.67 846 17,746 1,997.64 14 278 1,885.71
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. 29.71 9,711 21,067 116.94 258 626 142.64
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. Put 29.74 35,000 35,000 0.00 930 1,041 11.94
2017-12-31 13F-HR CHIE / Global X Funds 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.20 0 8,687 0 1,105
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Put 127.23 4,000 53,700 1,242.50 432 6,832 1,481.48
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.12 286,530 1,218,626 325.30 11,269 50,110 344.67
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 41.12 941,700 1,815,600 92.80 37,037 74,657 101.57
2017-12-31 13F-HR MU / Micron Technology, Inc. Put 41.12 3,550,500 5,822,700 64.00 139,640 239,430 71.46
2017-12-31 13F-HR FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR USNA / USANA Health Sciences, Inc. 74.12 99 2,577 2,503.03 6 191 3,083.33
2017-12-31 13F-HR IQDY / FlexShares International Quality Dividend Dynamic Index Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EPE / EP Energy Corporation 2.37 61,788 65,910 6.67 201 156 -22.39
2017-12-31 13F-HR EPE / EP Energy Corporation Call 2.36 131,300 131,300 0.00 428 310 -27.57
2017-12-31 13F-HR EPE / EP Energy Corporation Put 2.35 60,800 60,800 0.00 198 143 -27.78
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 0.00 2 2 0.00 0 0
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. 27.27 0 5,134 0 140
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. Put 27.33 0 15,000 0 410
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 0.00 2 2 0.00 0 0
2017-12-31 13F-HR ALD / WisdomTree Asia Local Debt Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.70 5,543 10,000 80.41 758 1,427 88.26
2017-12-31 13F-HR AON / Aon Plc 134.08 0 5,840 0 783
2017-12-31 13F-HR AON / Aon Plc Put 133.98 0 8,300 0 1,112
2017-12-31 13F-HR SGG / iPath Bloomberg Sugar Subindex Total Return ETN due on 6/24/38 30.92 6,501 6,501 0.00 186 201 8.06
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 15.85 41,898 14,448 -65.52 670 229 -65.82
2017-12-31 13F-HR PSTG / Pure Storage, Inc. Call 15.89 15,100 15,100 0.00 242 240 -0.83
2017-12-31 13F-HR TCX / Tucows, Inc. 69.99 0 1,386 0 97
2017-12-31 13F-HR SMDD / ProShares UltraPro Short MidCap400 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 0.00 3,266,917 1 -100.00 223,718 0 -100.00
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Call 70.31 4,134,100 10,236,600 147.61 283,106 719,735 154.23
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Put 70.31 18,356,200 15,716,500 -14.38 1,257,032 1,105,027 -12.09
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.47 21,198 4,040 -80.94 4,228 923 -78.17
2017-12-31 13F-HR STZ / Constellation Brands, Inc. Call 228.57 260,000 77,000 -70.38 51,858 17,600 -66.06
2017-12-31 13F-HR STZ / Constellation Brands, Inc. Put 228.57 252,000 77,000 -69.44 50,262 17,600 -64.98
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.81 13,113 7,200 -45.09 1,940 1,201 -38.09
2017-12-31 13F-HR CHIX / Global X Funds 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TOO / Teekay Offshore Partners L.P. 2.36 0 149,455 0 353
2017-12-31 13F-HR TOO / Teekay Offshore Partners L.P. Put 2.36 437,500 537,500 22.86 1,041 1,269 21.90
2017-12-31 13F-HR RDNT / RadNet, Inc. 10.05 0 5,670 0 57
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ERY / Direxion Daily Energy Bear 3X Shares 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.37 13,887 51,058 267.67 607 2,623 332.13
2017-12-31 13F-HR SCHW / Schwab Charles Corp Put 51.36 12,500 12,500 0.00 547 642 17.37
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.59 135 7,196 5,230.37 9 508 5,544.44
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 3.79 3,094 1,848 -40.27 23 7 -69.57
2017-12-31 13F-HR SHLD / Sears Holdings Corp. Call 3.58 12,000 12,000 0.00 88 43 -51.14
2017-12-31 13F-HR LOPE / Grand Canyon Education, Inc. 89.50 0 7,140 0 639
2017-12-31 13F-HR LOPE / Grand Canyon Education, Inc. Call 89.54 0 17,500 0 1,567
2017-12-31 13F-HR IBDC / iShares iBonds Mar 2020 Term Corporate ETF 0.00 4 4 0.00 0 0
2017-12-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 31.28 2,584 4,284 65.79 101 134 32.67
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.68 0 11,720 0 758
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.66 0 4,160 0 269
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 74.93 64,983 129,987 100.03 4,488 9,740 117.02
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Call 74.93 400,000 200,000 -50.00 27,624 14,986 -45.75
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 74.93 625,000 465,000 -25.60 43,163 34,842 -19.28
2017-12-31 13F-HR JPMV / iShares Edge MSCI Min Vol Japan ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.01 564 40,291 7,043.79 23 1,612 6,908.70
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. Put 40.02 0 89,100 0 3,566
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.81 35,872 253,148 605.70 811 7,546 830.46
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Call 29.81 190,200 566,000 197.58 4,300 16,872 292.37
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Put 29.81 2,000 296,000 14,700.00 45 8,824 19,508.89
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.06 0 13,080 0 524
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. Call 40.09 141,400 157,800 11.60 6,011 6,326 5.24
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. Put 40.06 99,000 62,200 -37.17 4,210 2,492 -40.81
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SLW / Silver Wheaton Corp. Call 22.12 152,800 6,600 -95.68 2,917 146 -94.99
2017-12-31 13F-HR SLW / Silver Wheaton Corp. Put 22.00 2,000 2,000 0.00 38 44 15.79
2017-12-31 13F-HR STMP / Stamps.com, Inc. 188.05 0 2,478 0 466
2017-12-31 13F-HR HNRG / Hallador Energy Co. 6.05 0 2,478 0 15
2017-12-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 0.00 1 1 0.00 0 0
2017-12-31 13F-HR GSM / Ferroglobe PLC 16.13 0 6,819 0 110
2017-12-31 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR COT / Cott Corp. 16.66 0 35,184 0 586
2017-12-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.89 0 8,520 0 178
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Call 20.91 19,000 88,000 363.16 468 1,840 293.16
2017-12-31 13F-HR CHII / Global X Funds 0.00 1 1 0.00 0 0
2017-12-31 13F-HR GLUU / Glu Mobile, Inc. 3.64 0 486,488 0 1,771
2017-12-31 13F-HR GLUU / Glu Mobile, Inc. Call 3.64 350,000 157,000 -55.14 1,316 571 -56.61
2017-12-31 13F-HR GLUU / Glu Mobile, Inc. Put 3.64 500,000 757,000 51.40 1,880 2,755 46.54
2017-12-31 13F-HR RSLS / ReShape Lifesciences Inc. 1.50 0 1,333 0 2
2017-12-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR UNL / United States 12 Month Natural Gas Fund, LP 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SYMC / Symantec Corp. 28.05 0 35,648 0 1,000
2017-12-31 13F-HR SYMC / Symantec Corp. Put 28.06 133,700 35,600 -73.37 4,387 999 -77.23
2017-12-31 13F-HR FRAN / Francesca's Holdings Corporation 7.32 855 12,699 1,385.26 6 93 1,450.00
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 54.99 0 4,746 0 261
2017-12-31 13F-HR FOR / Forestar Group Inc 67.46 0 7,056 0 476
2017-12-31 13F-HR FMC / FMC Corp. 94.75 70 3,124 4,362.86 6 296 4,833.33
2017-12-31 13F-HR FMC / FMC Corp. Put 94.62 8,000 8,000 0.00 714 757 6.02
2017-12-31 13F-HR MLN / VanEck Vectors ETF TR 0.00 1 1 0.00 0 0
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 20.78 100,000 1,849,800 1,749.80 1,433 38,438 2,582.34
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 20.78 854,400 1,854,500 117.05 12,244 38,537 214.74
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CDE / Coeur Mining, Inc. 7.49 0 27,636 0 207
2017-12-31 13F-HR CDE / Coeur Mining, Inc. Call 7.49 28,300 28,300 0.00 260 212 -18.46
2017-12-31 13F-HR EXPR / Express, Inc. 10.17 0 11,802 0 120
2017-12-31 13F-HR EXPR / Express, Inc. Call 10.13 30,000 30,000 0.00 202 304 50.50
2017-12-31 13F-HR PSA / Public Storage 208.91 0 3,480 0 727
2017-12-31 13F-HR BG / Bunge Ltd. 67.08 8,771 23,642 169.55 609 1,586 160.43
2017-12-31 13F-HR BG / Bunge Ltd. Call 67.09 0 69,000 0 4,629
2017-12-31 13F-HR BG / Bunge Ltd. Put 67.08 0 66,500 0 4,461
2017-12-31 13F-HR SGMS / Scientific Games Corp. 51.32 0 8,106 0 416
2017-12-31 13F-HR SGMS / Scientific Games Corp. Call 51.30 2,789,600 1,992,500 -28.57 127,905 102,215 -20.09
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.35 17,694 38,689 118.66 43 91 111.63
2017-12-31 13F-HR SEM / Select Medical Holdings Corp. 17.67 0 16,464 0 291
2017-12-31 13F-HR IOO / iShares Global 100 ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 63.94 0 17,000 0 1,087
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF Put 63.95 100,000 100,000 0.00 5,910 6,395 8.21
2017-12-31 13F-HR BOX / Box, Inc. 21.12 11,063 12,929 16.87 214 273 27.57
2017-12-31 13F-HR BOX / Box, Inc. Call 21.11 900 900 0.00 17 19 11.76
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 79.87 3,898 4,720 21.09 271 377 39.11
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. Call 79.86 0 21,700 0 1,733
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. Put 79.89 2,500 9,000 260.00 174 719 313.22
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SPTN / SpartanNash Company 26.67 0 5,586 0 149
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.69 116 8,080 6,865.52 2 151 7,450.00
2017-12-31 13F-HR TK / Teekay Corp. 9.31 0 8,274 0 77
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. 41.07 790 487 -38.35 32 20 -37.50
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. Put 41.50 2,000 2,000 0.00 82 83 1.22
2017-12-31 13F-HR VEC / Vectrus, Inc. 30.90 207 3,495 1,588.41 6 108 1,700.00
2017-12-31 13F-HR DYY / DB Commodity Double Long ETN due 4/1/2038 0.00 1 1 0.00 0 0
2017-12-31 13F-HR UTX / United Technologies Corp. 127.57 0 84,411 0 10,768
2017-12-31 13F-HR UTX / United Technologies Corp. Call 127.56 0 27,500 0 3,508
2017-12-31 13F-HR MS / Morgan Stanley 52.47 1 731,698 73,169,700.00 0 38,392
2017-12-31 13F-HR MS / Morgan Stanley Call 52.47 792,200 592,700 -25.18 38,160 31,100 -18.50
2017-12-31 13F-HR MS / Morgan Stanley Put 52.47 3,289,000 4,506,400 37.01 158,433 236,453 49.24
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.17 0 6,678 0 522
2017-12-31 13F-HR RYJ / Claymore/Raymond James SB-1 ETF (The) 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 33.78 931,500 775,100 -16.79 33,143 26,183 -21.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Put 33.78 50,000 1,150,000 2,200.00 1,779 38,847 2,083.64
2017-12-31 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 72.26 1,046,300 250,000 -76.11 71,650 18,065 -74.79
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Put 72.26 300,000 200,000 -33.33 20,544 14,452 -29.65
2017-12-31 13F-HR UFS / Domator Corp. 49.51 0 2,040 0 101
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.93 0 2,606 0 951
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 0.00 2 2 0.00 0 0
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. 14.39 132,723 89,673 -32.44 2,001 1,290 -35.53
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 14.39 155,600 220,900 41.97 2,346 3,179 35.51
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Put 14.39 280,000 280,000 0.00 4,222 4,030 -4.55
2017-12-31 13F-HR PHM / PulteGroup, Inc. 33.24 0 54,929 0 1,826
2017-12-31 13F-HR PHM / PulteGroup, Inc. Call 33.25 122,300 432,000 253.23 3,343 14,364 329.67
2017-12-31 13F-HR PHM / PulteGroup, Inc. Put 33.25 0 1,000,000 0 33,250
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 47.62 30 42 40.00 2 2 0.00
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 0.00 1 1 0.00 0 0
2017-12-31 13F-HR MCS / Marcus Corporation (THE) 27.31 0 2,856 0 78
2017-12-31 13F-HR MITK / Mitek Systems, Inc. 9.01 0 4,662 0 42
2017-12-31 13F-HR CALA / Calithera Biosciences, Inc. 8.37 0 4,662 0 39
2017-12-31 13F-HR CCI / Crown Castle International Corp. 110.97 0 9,480 0 1,052
2017-12-31 13F-HR CCI / Crown Castle International Corp. Call 111.02 0 53,200 0 5,906
2017-12-31 13F-HR HABT / The Habit Restaurants, Inc. 9.52 0 3,150 0 30
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 0 130,129 0 15,605
2017-12-31 13F-HR PEP / PepsiCo, Inc. Put 119.92 398,100 398,100 0.00 44,361 47,740 7.62
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.35 0 5,880 0 396
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. Call 67.40 91,500 142,500 55.74 5,571 9,605 72.41
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. Put 67.40 399,700 139,400 -65.12 24,333 9,396 -61.39
2017-12-31 13F-HR TMK / Torchmark Corp. 90.73 0 2,546 0 231
2017-12-31 13F-HR SIJ / ProShares UltraShort Industrials 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EIX / Edison International 63.29 0 7,600 0 481
2017-12-31 13F-HR EIX / Edison International Call 63.21 2,800 2,800 0.00 216 177 -18.06
2017-12-31 13F-HR ABG / Asbury Automotive Group, Inc. 63.99 103 3,688 3,480.58 6 236 3,833.33
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.20 1,831 7,024 283.62 48 184 283.33
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. Call 26.00 2,000 2,000 0.00 53 52 -1.89
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.89 5,612 13,123 133.84 412 1,009 144.90
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. Put 76.92 2,600 2,600 0.00 191 200 4.71
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CEVA / CEVA, Inc. 46.11 0 3,318 0 153
2017-12-31 13F-HR PGJ / PowerShares Golden Dragon Halter USX China Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. Call 51.67 1,200 1,200 0.00 60 62 3.33
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. Put 51.50 4,000 4,000 0.00 200 206 3.00
2017-12-31 13F-HR HIBB / Hibbett Sports, Inc. 20.36 5,823 3,192 -45.18 83 65 -21.69
2017-12-31 13F-HR IDMO / PowerShares S&P International Developed Momentum Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ODP / Office Depot, Inc. 3.54 1,322 135,347 10,138.05 6 479 7,883.33
2017-12-31 13F-HR ODP / Office Depot, Inc. Put 3.55 0 75,000 0 266
2017-12-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 56.23 0 1,974 0 111
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.89 0 18,312 0 53
2017-12-31 13F-HR PWC / PowerShares Dynamic Market Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.25 90,693 138,396 52.60 16,302 32,696 100.56
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. Put 236.25 173,800 175,200 0.81 31,241 41,391 32.49
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 253,010 115,275 -54.44 13,501 6,579 -51.27
2017-12-31 13F-HR ABT / Abbott Laboratories Put 57.06 52,400 52,400 0.00 2,796 2,990 6.94
2017-12-31 13F-HR STRA / Strayer Education, Inc. 89.74 0 1,638 0 147
2017-12-31 13F-HR SNV / Synovus Financial Corp. 47.89 0 522 0 25
2017-12-31 13F-HR JONE / Jones Energy, Inc. 1.10 245,575 416,719 69.69 472 458 -2.97
2017-12-31 13F-HR JONE / Jones Energy, Inc. Put 1.10 350,000 550,000 57.14 672 605 -9.97
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.18 0 3,400 0 208
2017-12-31 13F-HR COP / ConocoPhillips 54.91 0 27,920 0 1,533
2017-12-31 13F-HR COP / ConocoPhillips Call 54.88 23,000 103,000 347.83 1,151 5,653 391.14
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.01 1,094,588 754,388 -31.08 11,417 9,060 -20.64
2017-12-31 13F-HR USO / United States Oil Fund, LP Call 12.01 7,441,800 6,495,300 -12.72 77,620 78,010 0.50
2017-12-31 13F-HR USO / United States Oil Fund, LP Put 12.01 18,670,300 13,943,700 -25.32 194,733 167,465 -14.00
2017-12-31 13F-HR ENV / Envestnet, Inc. 49.89 0 6,594 0 329
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 123.36 0 608 0 75
2017-12-31 13F-HR BURL / Burlington Stores, Inc. Put 123.03 2,200 40,000 1,718.18 210 4,921 2,243.33
2017-12-31 13F-HR ISRA / Market Vectors Israel ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR RHP / Ryman Hospitality Properties, Inc. 69.05 0 6,720 0 464
2017-12-31 13F-HR CMC / Commercial Metals Co. 21.33 0 17,766 0 379
2017-12-31 13F-HR BA / Boeing Company (The) 294.88 126,000 13,080 -89.62 32,030 3,857 -87.96
2017-12-31 13F-HR BA / Boeing Company (The) Call 294.91 7,000 100,000 1,328.57 1,779 29,491 1,557.73
2017-12-31 13F-HR BA / Boeing Company (The) Put 294.90 0 20,000 0 5,898
2017-12-31 13F-HR NCMI / National CineMedia, Inc. 6.85 1,101 9,492 762.13 8 65 712.50
2017-12-31 13F-HR FM / iShares MSCI Frontier 100 ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SINA / Sina Corp. 100.31 2,509 16,987 577.04 288 1,704 491.67
2017-12-31 13F-HR SINA / Sina Corp. Put 100.31 0 45,000 0 4,514
2017-12-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 0.00 3 3 0.00 0 0
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.16 23 8,079 35,026.09 1 276 27,500.00
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 34.13 0 30,000 0 1,024
2017-12-31 13F-HR DWAQ / PowerShares Dynamic Market Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR HSY / Hershey Company (The) 113.41 0 3,280 0 372
2017-12-31 13F-HR HSY / Hershey Company (The) Call 113.50 0 70,000 0 7,945
2017-12-31 13F-HR HSY / Hershey Company (The) Put 113.51 0 51,300 0 5,823
2017-12-31 13F-HR DLBS / iPath US Treasury Long Bond Bear ETN 0.00 1 1 0.00 0 0
2017-12-31 13F-HR POWI / Power Integrations, Inc. 73.49 0 4,368 0 321
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 307,842 95,280 -69.05 15,235 5,043 -66.90
2017-12-31 13F-HR VZ / Verizon Communications, Inc. Call 52.93 562,600 1,511,700 168.70 27,843 80,014 187.38
2017-12-31 13F-HR VZ / Verizon Communications, Inc. Put 52.93 1,170,400 509,700 -56.45 57,923 26,979 -53.42
2017-12-31 13F-HR CXO / Concho Resources, Inc. 150.29 0 3,480 0 523
2017-12-31 13F-HR CXO / Concho Resources, Inc. Call 150.22 5,000 55,000 1,000.00 659 8,262 1,153.72
2017-12-31 13F-HR WIRE / Encore Wire Corp. 48.60 0 3,066 0 149
2017-12-31 13F-HR QEMM / SPDR MSCI Emerging Markets Quality Mix ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ES / Eversource Energy 63.19 0 10,239 0 647
2017-12-31 13F-HR F / Ford Motor Co. 12.49 82,122 91,160 11.01 983 1,139 15.87
2017-12-31 13F-HR F / Ford Motor Co. Call 12.49 1,112,700 906,800 -18.50 13,318 11,326 -14.96
2017-12-31 13F-HR F / Ford Motor Co. Put 12.49 1,974,100 1,164,900 -40.99 23,629 14,549 -38.43
2017-12-31 13F-HR CXSE / WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR RSXJ / Market Vectors Russia Small-Cap ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EGLT / Egalet Corporation 1.00 750,000 619,360 -17.42 960 619 -35.52
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.67 55,285 104,653 89.30 3,925 7,919 101.76
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 75.67 148,200 100,000 -32.52 10,522 7,567 -28.08
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 75.67 57,100 512,100 796.85 4,054 38,752 855.90
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 4,511,874 6,323,613 40.15 116,677 176,492 51.27
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.18 0 11,000 0 1,718
2017-12-31 13F-HR INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036 0.00 1 1 0.00 0 0
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.37 6,885 408 -94.07 372 23 -93.82
2017-12-31 13F-HR WLH / Lyon William Homes 29.10 0 4,158 0 121
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.40 11,313 11,313 0.00 142 129 -9.15
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. Call 11.41 81,100 81,100 0.00 1,019 925 -9.22
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. Put 11.41 75,000 75,000 0.00 942 856 -9.13
2017-12-31 13F-HR GPRE / Green Plains Inc. 16.86 0 35,894 0 605
2017-12-31 13F-HR GPRE / Green Plains Inc. Put 16.86 0 90,000 0 1,517
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 728,820 22,489 -96.91 9,292 231 -97.51
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.28 267,100 1,716,200 542.53 3,406 17,642 417.97
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.28 1,535,500 2,517,000 63.92 19,578 25,875 32.16
2017-12-31 13F-HR CLFD / Clearfield, Inc. 12.20 0 1,722 0 21
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. 21.81 0 7,518 0 164
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. Call 21.83 0 436,800 0 9,535
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. Put 21.83 0 436,800 0 9,535
2017-12-31 13F-HR BOCA / Banc of California, Inc. 20.67 92,595 13,786 -85.11 1,921 285 -85.16
2017-12-31 13F-HR BOCA / Banc of California, Inc. Call 20.65 326,400 310,000 -5.02 6,773 6,401 -5.49
2017-12-31 13F-HR BOCA / Banc of California, Inc. Put 20.65 460,000 460,000 0.00 9,545 9,499 -0.48
2017-12-31 13F-HR THS / TreeHouse Foods, Inc. 46.78 39 171 338.46 3 8 166.67
2017-12-31 13F-HR LB / L Brands, Inc. 60.24 0 5,760 0 347
2017-12-31 13F-HR GPS / Gap, Inc. (The) Put 34.06 1,195,800 1,010,000 -15.54 35,313 34,401 -2.58
2017-12-31 13F-HR JKG / iShares Morningstar Mid-Cap ETF 0.00 1 1 0.00 0 0
2017-12-31 13F-HR LB / L Brands, Inc. Call 60.21 10,000 42,100 321.00 415 2,535 510.84
2017-12-31 13F-HR LB / L Brands, Inc. Put 60.00 12,000 2,000 -83.33 499 120 -75.95
2017-12-31 13F-HR FTRI / First Trust ISE Global Copper Index Fund 0.00 1 1 0.00 0 0
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. Call 48.45 92,600 88,300 -4.64 4,450 4,278 -3.87
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. Put 48.46 0 68,000 0 3,295
2017-12-31 13F-HR IDX / VanEck Vectors ETF TR 0.00 1 1 0.00 0 0
2017-12-31 13F-HR FNGN / Financial Engines, Inc. 30.29 90,180 2,732
2017-12-31 13F-HR FNGN / Financial Engines, Inc. Put 30.30 325,000 9,848
2017-12-31 13F-HR FISI / Financial Institutions, Inc. 31.00 2,226 69
2017-12-31 13F-HR FNLC / First Bancorp, Inc. 27.03 1,554 42
2017-12-31 13F-HR FBNC / First Bancorp 35.37 4,326 153
2017-12-31 13F-HR FBSI / First Bancshares, Inc. 34.46 1,596 55
2017-12-31 13F-HR BUSE / First Busey Corporation 29.92 6,216 186
2017-12-31 13F-HR FBIZ / First Business Financial Services, Inc. 22.32 1,344 30
2017-12-31 13F-HR FCF / First Commonwealth Financial Corporation 14.31 14,742 211
2017-12-31 13F-HR FCBC / First Community Bancshares, Inc. 28.88 2,562 74
2017-12-31 13F-HR FBNK / First Connecticut Bancorp, Inc. 26.14 2,142 56
2017-12-31 13F-HR FDEF / First Defiance Financial Corp. 52.25 1,512 79
2017-12-31 13F-HR FFBCW / First Financial Bancorp 26.37 9,366 247
2017-12-31 13F-HR FFIN / First Financial Bankshares, Inc. 45.04 9,702 437
2017-12-31 13F-HR THFF / First Financial Corp. 45.18 1,638 74
2017-12-31 13F-HR FFNW / First Financial Northwest, Inc. 15.87 1,260 20
2017-12-31 13F-HR FFWM / First Foundation Inc. 18.54 4,368 81
2017-12-31 13F-HR FGBI / First Guaranty Bancshares (Hammond, LA) 25.40 630 16
2017-12-31 13F-HR INBK / First Internet Bancorp 37.77 1,218 46
2017-12-31 13F-HR FLIC / First of Long Island Corp. (The) 28.57 3,570 102
2017-12-31 13F-HR FRME / First Merchants Corp. 42.06 6,300 265
2017-12-31 13F-HR FMBH / First Mid-Illinois Bancshares, Inc. 38.36 1,512 58
2017-12-31 13F-HR FMBI / First Midwest Bancorp, Inc. 24.00 15,540 373
2017-12-31 13F-HR FNWB / First Northwest Bancorp 16.09 1,554 25
2017-12-31 13F-HR SRCE / 1st Source Corp. 49.64 2,478 123
2017-12-31 13F-HR FIVN / Five9, Inc. 24.92 8,106 202
2017-12-31 13F-HR FPRX / Five Prime Therapeutics, Inc. 21.88 4,524 99
2017-12-31 13F-HR FLXS / Flexsteel Industries, Inc. 46.74 1,134 53
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.01 4,998 125
2017-12-31 13F-HR FLDM / Fluidigm Corp. 5.95 5,208 31
2017-12-31 13F-HR FOGO / Fogo de Chao, Inc. 11.90 1,512 18
2017-12-31 13F-HR FONR / Fonar Corp. 23.81 924 22
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 32.14 840 27
2017-12-31 13F-HR FORR / Forrester Research, Inc. 44.31 1,512 67
2017-12-31 13F-HR FTV / Fortive Corporation 72.41 7,209 522
2017-12-31 13F-HR FBIO / Fortress Biotech, Inc. 3.94 5,082 20
2017-12-31 13F-HR FRTA / Forterra, Inc. 11.20 2,856 32
2017-12-31 13F-HR FET / Forum Energy Technologies, Inc. 15.52 12,306 191
2017-12-31 13F-HR FWRD / Forward Air Corp. 57.45 4,578 263
2017-12-31 13F-HR FSTR / Foster (L.B.) Co. 26.98 1,260 34
2017-12-31 13F-HR FBM / Foundation Building Materials, Inc. 14.82 2,226 33
2017-12-31 13F-HR FOXF / Fox Factory Holding Corp. 38.81 5,334 207
2017-12-31 13F-HR FELE / Franklin Electric Co., Inc. 45.93 7,098 326
2017-12-31 13F-HR FSB / Franklin Financial Network Inc. 34.33 1,806 62
2017-12-31 13F-HR FSP / Franklin Street Properties Corp. 10.73 16,212 174
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.91 26,082 467
2017-12-31 13F-HR FNKO / Funko, Inc. 6.72 1,638 11
2017-12-31 13F-HR FF / FutureFuel Corp. 13.98 3,864 54
2017-12-31 13F-HR GTHX / G1 Therapeutics, Inc. 19.56 1,176 23
2017-12-31 13F-HR GPX / GP Strategies Corp. 23.29 1,932 45
2017-12-31 13F-HR GTT / GTT Communications, Inc. 46.98 4,704 221
2017-12-31 13F-HR GSIT / GSI Technology 7.78 2,184 17
2017-12-31 13F-HR GMS / GMS Inc. 37.67 6,955 262
2017-12-31 13F-HR GCAP / Gain Capital Holdings, Inc. 10.07 7,352 74
2017-12-31 13F-HR GCAP / Gain Capital Holdings, Inc. Call 10.00 115,000 1,150
2017-12-31 13F-HR GST / Gastar Exploration Inc. 1.05 26,628 28
2017-12-31 13F-HR GENC / Gencor Industries, Inc. 16.90 1,302 22
2017-12-31 13F-HR GNCMB / General Communication, Inc. 39.03 4,074 159
2017-12-31 13F-HR GENE / Genetic Technologies Ltd. 1.14 5,285 6
2017-12-31 13F-HR GEN / Genesis Healthcare, Inc. 0.72 5,544 4
2017-12-31 13F-HR GNMK / GenMark Diagnostics, Inc. 4.16 7,686 32
2017-12-31 13F-HR GNCA / Genocea Biosciences, Inc. 1.14 4,368 5
2017-12-31 13F-HR GHDX / Genomic Health, Inc. 34.21 2,982 102
2017-12-31 13F-HR GHDX / Genomic Health, Inc. Call 34.20 30,000 1,026
2017-12-31 13F-HR GEOS / Geospace Technologies Corp 13.17 1,974 26
2017-12-31 13F-HR GABC / German American Bancorp Inc. 35.25 3,234 114
2017-12-31 13F-HR GERN / Geron Corp. Put 1.80 90,000 162
2017-12-31 13F-HR GERN / Geron Corp. 1.80 90,349 163
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 39.40 11,928 470
2017-12-31 13F-HR GOOD / Gladstone Commercial Corp. 21.16 4,158 88
2017-12-31 13F-HR GKOS / Glaukos Corp. 25.64 4,368 112
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. Put 39.34 35,000 1,377
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.57 10,500 216
2017-12-31 13F-HR GWRS / Global Water Resources, Inc. 9.26 1,512 14
2017-12-31 13F-HR ENT / Global Eagle Entertainment Inc. 2.29 7,854 18
2017-12-31 13F-HR GMRE / Global Medical REIT, Inc. 8.21 2,436 20
2017-12-31 13F-HR GDDY / GoDaddy Inc. Put 50.28 110,000 5,531
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 32.36 1,638 53
2017-12-31 13F-HR GRC / Gorman-Rupp Company 31.14 2,730 85
2017-12-31 13F-HR GHM / Graham Corp. 21.24 1,554 33
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.68 24,402