Current Holdings (from 13F, 13D)

InvestorOz Management LP
ManagerDaniel Och
Portfolio Value$ 20,875,151,000
Current Positions318
Opened Positions5
Closed Positions98

Oz Management LP has disclosed 318 total holdings in their latest SEC filings. Portfolio manager(s) are listed as Daniel Och. Most recent portfolio value is calculated to be $ 20,875,151,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oz Management LP's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Altaba Inc (NASDAQ:AABA) , NXP Semiconductors N.V. (NASDAQ:NXPI) , DowDuPont Inc. (NYSE:DWDP) , and Alphabet Inc. Class C (NASDAQ:GOOG) . Oz Management LP's new positions include NXP Semiconductors N.V. (NASDAQ:NXPI) , DowDuPont Inc. (NYSE:DWDP) , The Priceline Group Inc. (NASDAQ:PCLN) , PTC Inc. (NASDAQ:PTC) , and Progressive Corp. (The) (NYSE:PGR) .


All Oz Management LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-13. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 27,424 14,900 -45.67
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 14,900 37,737 153.27
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.70 172,500 2,536
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. Call 14.72 25,000 368
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. Put 14.70 172,500 2,536
2017‑09‑30 13F-HR REV / Revlon, Inc. 24.56 16,900 415
2017‑09‑30 13F-HR REV / Revlon, Inc. Call 24.54 66,900 1,642
2017‑09‑30 13F-HR REV / Revlon, Inc. Put 24.54 66,900 1,642
2017‑09‑30 13F-HR KW / Kennedy-Wilson Holdings, Inc. 18.56 50,000 928
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.04 182,700 10,604
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Put 58.04 182,700 10,604
2017‑09‑30 13F-HR FRTA / Forterra, Inc. 4.50 93,400 420
2017‑09‑30 13F-HR FRTA / Forterra, Inc. Put 4.50 93,400 420
2017‑09‑30 13F-HR FOSL / Fossil Group, Inc. 9.32 71,100 663
2017‑09‑30 13F-HR HES / Hess Corp. Call 46.89 1,191,200 55,855
2017‑09‑30 13F-HR RES / RPC, Inc. Call 24.79 34,000 843
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 48.42 1,002,581 48,545
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) Call 48.42 3,175,000 153,733
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 33.14 37,600 1,246
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. Put 33.14 37,600 1,246
2017‑09‑30 13F-HR CARS / Cars.com Inc 26.60 80,700 2,147
2017‑09‑30 13F-HR CARS / Cars.com Inc Put 26.60 80,700 2,147
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) Put 87.59 572,800 50,174
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 64.67 122,000 7,890
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. Call 64.70 10,000 647
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. Put 64.68 11,100 718
2017‑09‑30 13F-HR AN / AutoNation, Inc. Put 47.45 88,400 4,195
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. 6.87 33,500 230
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Put 6.87 33,500 230
2017‑09‑30 13F-HR DG / Dollar General Corp. Put 81.05 250,000 20,262
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 9,045,719 626,235
2017‑09‑30 13F-HR ELF / e.l.f. Beauty, Inc. 22.54 45,600 1,028
2017‑09‑30 13F-HR ELF / e.l.f. Beauty, Inc. Call 22.54 45,600 1,028
2017‑09‑30 13F-HR ELF / e.l.f. Beauty, Inc. Put 22.54 45,600 1,028
2017‑09‑30 13F-HR SORL / SORL Auto Parts, Inc. 3.82 116,600 445
2017‑09‑30 13F-HR SORL / SORL Auto Parts, Inc. Put 3.82 116,600 445
2017‑09‑30 13F-HR SLAB / Silicon Laboratories, Inc. 79.90 50,703 4,051
2017‑09‑30 13F-HR SLAB / Silicon Laboratories, Inc. Call 79.90 40,000 3,196
2017‑09‑30 13F-HR PTC / PTC Inc. 56.28 3,332,302 187,542
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. Put 12.99 300,000 3,897
2017‑09‑30 13F-HR VRAY / ViewRay, Inc. 5.75 16,000 92
2017‑09‑30 13F-HR VRAY / ViewRay, Inc. Put 5.75 16,000 92
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39.97 1,109,543 44,349
2017‑09‑30 13F-HR HIIQ / Health Insurance Innovations, Inc. 14.48 16,300 236
2017‑09‑30 13F-HR HIIQ / Health Insurance Innovations, Inc. Put 14.48 16,300 236
2017‑09‑30 13F-HR COBALT INTL ENERGY INC / (19075F304) 1.43 46,008 66
2017‑09‑30 13F-HR CRC / California Resources Corp. Put 10.46 50,100 524
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / (35906A306) 11.79 96,100 1,133
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / Call (35906A306) 11.79 83,826 988
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / Put (35906A306) 11.79 77,500 914
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.43 300,100 4,931
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Put 16.43 302,100 4,964
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.90 98,100 284
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Put 2.90 98,100 284
2017‑09‑30 13F-HR SUPERVALU INC / (868536301) 21.75 59,228 1,288
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. 38.55 112,900 4,352
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. Put 38.55 113,800 4,387
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 38.09 3,540,070 134,842
2017‑09‑30 13F-HR EROS / Eros International Plc Douglas 14.30 279,200 3,993
2017‑09‑30 13F-HR EROS / Eros International Plc Douglas Call 14.30 60,000 858
2017‑09‑30 13F-HR EROS / Eros International Plc Douglas Put 14.30 367,100 5,250
2017‑09‑30 13F-HR ORIG / Ocean Rig UDW Inc. 23.77 4,025,099 95,676
2017‑09‑30 13F-HR TRVG / Trivago NV 10.85 71,900 780
2017‑09‑30 13F-HR TRVG / Trivago NV Put 10.85 71,900 780
2017‑09‑30 13F-HR VEON / VEON Ltd. ADS 4.18 768,327 3,212
2017‑09‑30 13F-HR JKS / JinkoSolar Holdings Co., Ltd. Call 24.96 12,500 312
2017‑09‑30 13F-HR KT / KT Corp. 13.86 61,041 846
2017‑09‑30 13F-HR BZUN / Baozun Inc. 32.76 107,600 3,525
2017‑09‑30 13F-HR BZUN / Baozun Inc. Put 32.76 107,700 3,528
2017‑09‑30 13F-HR CROWN CASTLE INTL CORP NEW / 6.875% CON PFD A (22822V309) 1,061.13 21,104 22,394
2017‑09‑30 13F-HR DDS / Dillard's, Inc. 56.07 154,300 8,652
2017‑09‑30 13F-HR DDS / Dillard's, Inc. Put 56.08 52,000 2,916
2017‑09‑30 13F-HR FRED / Fred's, Inc. 6.45 61,900 399
2017‑09‑30 13F-HR FRED / Fred's, Inc. Put 6.45 61,900 399
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. Put 27.61 123,000 3,396
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 36.70 30,000 1,101
2017‑09‑30 13F-HR VIAB / Viacom, Inc. Put 36.70 30,000 1,101
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.16 134,858 17,958
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, 5.55 57,100 317
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, Put 5.55 57,100 317
2017‑09‑30 13F-HR TYPE / Monotype Imaging Holdings, Inc. 19.25 132,521 2,551
2017‑09‑30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 17.58 189,234 3,327
2017‑09‑30 13F-HR BGFV / Big 5 Sporting Goods Corp. 7.61 8,800 67
2017‑09‑30 13F-HR BGFV / Big 5 Sporting Goods Corp. Put 7.61 8,800 67
2017‑09‑30 13F-HR HOVNANIAN K ENTERPRISES INC / DEBT 6.000%12/0 (442488BN1) 22,595
2017‑09‑30 13F-HR 743424AB9 / Proofpoint, Inc. 1.25% Convertible Note due 2018-12-15 13,417
2017‑09‑30 13F-HR WDAY / Workday, Inc. 21,830
2017‑09‑30 13F-HR 88160RAD3 / Tesla Motors, Inc. Note 2.375% Due 3/15/2022 2,459
2017‑09‑30 13F-HR DISH NETWORK CORP / NOTE 3.375% 8/1 (25470MAB5) 61,477
2017‑09‑30 13F-HR REDWOOD TR INC / NOTE 4.750% 8/1 (758075AC9) 5,980
2017‑09‑30 13F-HR UNISYS CORP / NOTE 5.500% 3/0 (909214BS6) 13,904
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. Call 3.43 500,000 1,715
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 10.43 1,003,700 10,469
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.22 55,925 92,660 65.69 3,005 4,468 48.69
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 48.22 302,200 302,200 0.00 16,240 14,572 -10.27
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.11 139,911 96,047 -31.35 127,141 92,120 -27.55
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Call 959.11 524,200 529,300 0.97 476,356 507,657 6.57
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation 1.19 19,400 19,400 0.00 30 23 -23.33
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 12.27 7,500 7,500 0.00 123 92 -25.20
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. Put 12.27 7,500 7,500 0.00 123 92 -25.20
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 216,000 216,000 0.00 836 989 18.30
2017‑09‑30 13F-HR WFT / Weatherford International plc Put 4.58 216,000 216,000 0.00 836 989 18.30
2017‑09‑30 13F-HR LC / LendingClub Corp. 6.09 6,900 6,900 0.00 38 42 10.53
2017‑09‑30 13F-HR LC / LendingClub Corp. Put 6.09 6,900 6,900 0.00 38 42 10.53
2017‑09‑30 13F-HR 530715AL5 / Liberty Media, Note 3.75%, Due 2/15/2030 37,420 14,204 -62.04
2017‑09‑30 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 23,233 22,156 -4.64
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.73 7,333 7,333 0.00 77 64 -16.88
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Put 8.79 902,900 902,900 0.00 9,526 7,936 -16.69
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.62 813,635 402,250 -50.56 33,091 16,741 -49.41
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 47,751 52,744 10.46
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.30 92,843 127,043 36.84 823 927 12.64
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Call 7.40 26,300 5,000 -80.99 233 37 -84.12
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Put 7.30 1,974,200 2,419,400 22.55 17,491 17,662 0.98
2017‑09‑30 13F-HR STMP / Stamps.com, Inc. 202.65 10,200 10,200 0.00 1,580 2,067 30.82
2017‑09‑30 13F-HR STMP / Stamps.com, Inc. Put 202.65 10,200 10,200 0.00 1,580 2,067 30.82
2017‑09‑30 13F-HR FMC / FMC Corp. 89.31 2,295,535 1,822,305 -20.62 167,689 162,750 -2.95
2017‑09‑30 13F-HR TK / Teekay Corp. 8.93 70,900 192,300 171.23 473 1,717 263.00
2017‑09‑30 13F-HR TK / Teekay Corp. Put 8.93 70,900 192,300 171.23 473 1,717 263.00
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 113.09 984,300 1,946,900 97.80 107,731 220,175 104.37
2017‑09‑30 13F-HR SFL / Ship Finance International Limited Put 14.50 200,000 200,000 0.00 2,720 2,900 6.62
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 270,900 208,800 -22.92 3,031 2,499 -17.55
2017‑09‑30 13F-HR F / Ford Motor Co. Call 11.97 0 928,100 0 11,110
2017‑09‑30 13F-HR F / Ford Motor Co. Put 11.97 700,000 700,000 0.00 7,833 8,379 6.97
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 132.24 583,600 1,090,500 86.86 71,024 144,208 103.04
2017‑09‑30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 100,716 102,389 1.66
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 12.20 38,200 38,200 0.00 413 466 12.83
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. Put 12.20 38,200 38,200 0.00 413 466 12.83
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.66 0 1,750,173 0 71,163
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.23 14,502,700 24,363,700 67.99 3,506,753 6,120,892 74.55
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 0 125,000 0 31,404
2017‑09‑30 13F-HR AN / AutoNation, Inc. 47.45 0 87,600 0 4,157
2017‑09‑30 13F-HR VSTE / Vistra Energy Corp. 18.52 10,163,448 10,095,447 -0.67 168,582 186,922 10.88
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.82 183,600 348,600 89.87 1,318 1,680 27.47
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation Call 4.82 300,000 100,000 -66.67 2,154 482 -77.62
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation Put 4.82 498,600 448,600 -10.03 3,580 2,162 -39.61
2017‑09‑30 13F-HR WBAI / 500.com Limited 11.00 69,800 109,100 56.30 760 1,200 57.89
2017‑09‑30 13F-HR WBAI / 500.com Limited Put 11.00 69,800 109,100 56.30 760 1,200 57.89
2017‑09‑30 13F-HR W / Wayfair, Inc. 67.39 16,400 37,900 131.10 1,261 2,554 102.54
2017‑09‑30 13F-HR W / Wayfair, Inc. Put 67.38 16,400 16,400 0.00 1,261 1,105 -12.37
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.01 566,600 319,600 -43.59 4,606 3,519 -23.60
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Put 11.01 622,600 332,100 -46.66 5,062 3,656 -27.78
2017‑09‑30 13F-HR 19075FAB2 / Cobalt International Energy, Inc., Note 3.125% Due 05/15/2024 7,077 2,242 -68.32
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Note 0.250% Due 3/1/2019 63,980 54,194 -15.30
2017‑09‑30 13F-HR VUZI / Vuzix Corp 5.44 57,500 57,500 0.00 377 313 -16.98
2017‑09‑30 13F-HR VUZI / Vuzix Corp Put 5.45 68,500 68,500 0.00 449 373 -16.93
2017‑09‑30 13F-HR LEN.B / Lennar Corp. 45.08 328,320 328,320 0.00 14,764 14,801 0.25
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.80 0 421,100 0 7,074
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Put 16.80 0 423,100 0 7,108
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.94 12,700 47,415 273.35 1,892 6,825 260.73
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Call 143.93 0 49,100 0 7,067
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 1,147,851 1,080,300 -5.88 173,302 184,591 6.51
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 170.87 2,155,900 1,763,200 -18.22 325,498 301,278 -7.44
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.48 2,573,256 4,549,548 76.80 100,151 175,067 74.80
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Call 38.48 5,822,800 8,224,400 41.24 226,623 316,475 39.65
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc 6.27 189,900 185,100 -2.53 1,164 1,161 -0.26
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc Put 6.27 194,700 189,900 -2.47 1,194 1,191 -0.25
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 96.74 1,168,800 2,771,700 137.14 105,800 268,134 153.43
2017‑09‑30 13F-HR OCUL / Ocular Therapeutix, Inc. 6.19 10,700 49,600 363.55 99 307 210.10
2017‑09‑30 13F-HR OCUL / Ocular Therapeutix, Inc. Put 6.19 10,700 49,600 363.55 99 307 210.10
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 5,428,713 4,506,332 -16.99 374,201 335,677 -10.30
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.74 47,000 47,000 0.00 2,531 2,479 -2.05
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.75 73,200 73,200 0.00 3,943 3,861 -2.08
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.74 526,000 526,000 0.00 28,330 27,741 -2.08
2017‑09‑30 13F-HR TWLO / Twilio Inc. 29.85 389,200 361,800 -7.04 11,330 10,800 -4.68
2017‑09‑30 13F-HR TWLO / Twilio Inc. Put 29.85 403,200 361,800 -10.27 11,737 10,800 -7.98
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.83 178,134 128,727 -27.74 12,707 8,732 -31.28
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Call 67.83 0 115,500 0 7,834
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 67.83 1,087,800 1,087,800 0.00 77,593 73,785 -4.91
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.38 6,270,556 8,552,669 36.39 112,619 148,645 31.99
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP Call 17.38 5,816,200 667,800 -88.52 104,459 11,606 -88.89
2017‑09‑30 13F-HR WB / Weibo Corporation 98.94 112,000 112,000 0.00 7,445 11,081 48.84
2017‑09‑30 13F-HR WB / Weibo Corporation Put 98.94 116,200 116,200 0.00 7,724 11,497 48.85
2017‑09‑30 13F-HR FPH / Five Point Holdings, LLC 13.50 5,098,236 5,098,236 0.00 72,611 68,835 -5.20
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 7.39 1,854,566 1,954,666 5.40 14,911 14,436 -3.19
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 72.21 13,300 9,721 -26.91 1,043 702 -32.69
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC Call 72.17 50,000 40,000 -20.00 3,920 2,887 -26.35
2017‑09‑30 13F-HR WATT / Energous Corporation 12.66 0 142,800 0 1,808
2017‑09‑30 13F-HR WATT / Energous Corporation Put 12.66 0 165,200 0 2,091
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 8.63 383,500 383,500 0.00 3,582 3,310 -7.59
2017‑09‑30 13F-HR OCLR / Oclaro, Inc Put 8.63 383,500 383,500 0.00 3,582 3,310 -7.59
2017‑09‑30 13F-HR PPC / Pilgrim's Pride Corp. Put 28.41 1,169,600 229,800 -80.35 25,637 6,528 -74.54
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 96.28 4,300 4,300 0.00 374 414 10.70
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.47 0 229,649 0 4,241
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. 14.50 164,300 164,300 0.00 1,779 2,382 33.90
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. Call 14.50 0 50,000 0 725
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. Put 14.50 164,300 164,300 0.00 1,779 2,382 33.90
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.81 644,400 744,400 15.52 2,996 2,836 -5.34
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Put 3.81 759,900 755,000 -0.64 3,534 2,877 -18.59
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.22 869,078 869,078 0.00 10,459 11,485 9.81
2017‑09‑30 13F-HR YY / YY Inc. 86.78 0 420,650 0 36,504
2017‑09‑30 13F-HR RES / RPC, Inc. 24.79 0 96,500 0 2,392
2017‑09‑30 13F-HR RES / RPC, Inc. Put 24.79 0 96,500 0 2,392
2017‑09‑30 13F-HR ZTO / ZTO Express (Cayman) Inc. 14.04 42,100 6,157,885 14,526.81 588 86,457 14,603.57
2017‑09‑30 13F-HR ZTO / ZTO Express (Cayman) Inc. Put 14.00 42,100 4,000 -90.50 588 56 -90.48
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Call 65.39 2,341,600 2,361,300 0.84 154,335 154,405 0.05
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 13.39 103,200 103,200 0.00 1,930 1,382 -28.39
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. Put 13.39 103,200 103,200 0.00 1,930 1,382 -28.39
2017‑09‑30 13F-HR OPK / Opko Health, Inc. 6.86 0 230,400 0 1,581
2017‑09‑30 13F-HR OPK / Opko Health, Inc. Put 6.86 0 230,400 0 1,581
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. 27.61 0 123,000 0 3,396
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. Call 64.51 0 200,200 0 12,915
2017‑09‑30 13F-HR PI / Impinj, Inc. 41.62 6,800 6,800 0.00 331 283 -14.50
2017‑09‑30 13F-HR PI / Impinj, Inc. Put 41.62 6,800 6,800 0.00 331 283 -14.50
2017‑09‑30 13F-HR AQMS / Aqua Metals, Inc. 6.83 12,000 12,000 0.00 151 82 -45.70
2017‑09‑30 13F-HR AQMS / Aqua Metals, Inc. Put 6.83 12,000 12,000 0.00 151 82 -45.70
2017‑09‑30 13F-HR S / Sprint Corporation 7.78 0 248,300 0 1,932
2017‑09‑30 13F-HR S / Sprint Corporation Put 7.78 655,800 951,700 45.12 5,384 7,404 37.52
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 13,235,427 13,566,228 2.50 721,066 898,627 24.62
2017‑09‑30 13F-HR AL / Air Lease Corporation 42.62 146,150 190,650 30.45 5,460 8,126 48.83
2017‑09‑30 13F-HR AL / Air Lease Corporation Call 42.62 125,000 175,000 40.00 4,670 7,459 59.72
2017‑09‑30 13F-HR ACIA / Acacia Communications, Inc. 47.00 0 4,000 0 188
2017‑09‑30 13F-HR ACIA / Acacia Communications, Inc. Put 47.00 0 4,000 0 188
2017‑09‑30 13F-HR 36191GAB3 / GNC Holdings, Inc. NOTE 1.500% 8/1 5,868 6,497 10.72
2017‑09‑30 13F-HR RPM / RPM International, Inc. Call 51.35 100,000 22,900 -77.10 5,455 1,176 -78.44
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 16.61 57,300 57,300 0.00 918 952 3.70
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. Put 16.63 57,800 57,800 0.00 926 961 3.78
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. 2.13 27,200 27,200 0.00 79 58 -26.58
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. Put 2.13 27,200 27,200 0.00 79 58 -26.58
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 15,018,091 15,024,287 0.04 364,339 380,716 4.49
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 25.34 12,849,700 5,885,400 -54.20 311,733 149,137 -52.16
2017‑09‑30 13F-HR YPF / YPF Sociedad Anonima 22.28 1,053,473 429,407 -59.24 23,072 9,567 -58.53
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 45.14 3,655 3,655 0.00 178 165 -7.30
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. Put 45.04 115,200 115,200 0.00 5,611 5,189 -7.52
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 5,923,970 669,942 52,987 -92.09
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.09 5,923,970 42,983 669,942 1,458.62
2017‑09‑30 13F-HR SPWR / SunPower Corp. 7.28 12,500 12,500 0.00 117 91 -22.22
2017‑09‑30 13F-HR SPWR / SunPower Corp. Put 7.28 12,500 12,500 0.00 117 91 -22.22
2017‑09‑30 13F-HR CRC / California Resources Corp. 10.46 0 50,100 0 524
2017‑09‑30 13F-HR CRC / California Resources Corp. Call 10.46 0 50,000 0 523
2017‑09‑30 13F-HR EQT / EQT Corp. 65.24 3,469,477 6,435,420 85.49 203,277 419,847 106.54
2017‑09‑30 13F-HR EQT / EQT Corp. Call 65.24 3,475,900 1,749,200 -49.68 203,653 114,118 -43.96
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 3.90 77,200 77,200 0.00 351 301 -14.25
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. Put 3.90 77,200 77,200 0.00 351 301 -14.25
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 49.49 0 150,000 0 7,424
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Put 49.49 0 150,000 0 7,424
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 49.06 90,000 34,000 -62.22 4,383 1,668 -61.94
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) Put 49.06 90,000 34,000 -62.22 4,383 1,668 -61.94
2017‑09‑30 13F-HR XON / Intrexon Corp. 19.01 122,000 122,000 0.00 2,939 2,319 -21.10
2017‑09‑30 13F-HR XON / Intrexon Corp. Put 19.01 123,200 123,200 0.00 2,968 2,342 -21.09
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Note due 2025-12-15 65,509 80,039 22.18
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.20 9,679,383 7,829,257 -19.11 379,626 299,078 -21.22
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.48 814,000 429,400 -47.25 17,713 7,077 -60.05
2017‑09‑30 13F-HR UAA / Under Armour, Inc. Call 16.48 180,000 400,000 122.22 3,917 6,592 68.29
2017‑09‑30 13F-HR UAA / Under Armour, Inc. Put 16.48 763,000 850,100 11.42 16,603 14,010 -15.62
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.30 485,900 749,200 54.19 2,415 3,222 33.42
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 4.30 486,600 749,200 53.97 2,418 3,222 33.25
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 341.14 12,300 12,300 0.00 4,448 4,196 -5.67
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.10 1,402,966 1,470,666 4.83 507,327 501,645 -1.12
2017‑09‑30 13F-HR ORCL / Oracle Corp. Call 48.35 3,708,600 1,767,500 -52.34 185,949 85,459 -54.04
2017‑09‑30 13F-HR NAV / Navistar International Corp. Put 44.07 3,133,600 3,133,600 0.00 82,194 138,098 68.01
2017‑09‑30 13F-HR UMC / United Microelectronics Corp. 2.50 512,997 1,240,497 141.81 1,252 3,101 147.68
2017‑09‑30 13F-HR PAM / Pampa Energia S.A. 65.10 725,472 748,191 3.13 42,694 48,708 14.09
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. 22.39 0 188,500 0 4,221
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. Put 22.39 0 189,300 0 4,238
2017‑09‑30 13F-HR 530715AG6 / Liberty Media, Note 4%, Due 11/15/2029 34,153 28,416 -16.80
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 19,265 15,384 -20.15
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 5,420,585 4,883,541 -9.91 544,281 500,319 -8.08
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. 28.57 74,900 4,900 -93.46 1,777 140 -92.12
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. Call 28.46 24,100 24,100 0.00 572 686 19.93
2017‑09‑30 13F-HR BOFI / Bofi Holding, Inc. Put 28.48 29,000 29,000 0.00 688 826 20.06
2017‑09‑30 13F-HR FOSL / Fossil Group, Inc. Put 9.32 0 71,100 0 663
2017‑09‑30 13F-HR CNDT / Conduent Call 15.67 2,328,200 2,339,400 0.48 37,112 36,658 -1.22
2017‑09‑30 13F-HR GOGO / Gogo Inc. 11.80 48,500 43,900 -9.48 559 518 -7.33
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13.69 0 35,000 0 479
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Put 13.69 35,000 35,000 0.00 539 479 -11.13
2017‑09‑30 13F-HR COTY / Coty, Inc. 16.53 6,559,620 6,051,412 -7.75 123,058 100,030 -18.71
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.07 3,824,569 5,216,940 36.41 117,147 188,175 60.63
2017‑09‑30 13F-HR FIT / Fitbit Inc. 6.96 36,800 36,800 0.00 195 256 31.28
2017‑09‑30 13F-HR FIT / Fitbit Inc. Put 6.97 40,700 34,700 -14.74 216 242 12.04
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 50,024 281,616 462.96
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 258,779 50,024 -80.67
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. Call 1,830.91 3,300 3,300 0.00 6,173 6,042 -2.12
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 33.63 0 312,900 0 10,523
2017‑09‑30 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 7.89 599,871 351,627 -41.38 4,781 2,774 -41.98
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.19 0 22,964 0 3,426
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. 44.83 12,000 12,000 0.00 359 538 49.86
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. Put 44.83 12,000 12,000 0.00 359 538 49.86
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.21 1,479,230 1,498,098 1.28 90,395 115,668 27.96
2017‑09‑30 13F-HR 88160RAC5 / Tesla Motors, Inc. Note 1.25% Due 3/1/2021 52,515 83,424 58.86
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 0 0 36,379
2017‑09‑30 13F-HR 63934EAS7 / Navistar International Corp. Bond 4.75% Due 4/15/2019 5,387 12,641 134.66
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. 5.76 139,700 41,000 -70.65 622 236 -62.06
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. Put 5.76 70,400 45,000 -36.08 313 259 -17.25
2017‑09‑30 13F-HR 60855RAC4 / Molina Healthcare, Inc. NOTE 1.125% 1/1 30,792 23,588 -23.40
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.76 128,000 407,330 218.23 1,053 4,382 316.14
2017‑09‑30 13F-HR RIG / Transocean, Inc. Put 10.76 0 578,600 0 6,226
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Call 77.55 184,200 2,345,200 1,173.18 15,775 181,870 1,052.90
2017‑09‑30 13F-HR JKS / JinkoSolar Holdings Co., Ltd. 24.96 0 50,000 0 1,248
2017‑09‑30 13F-HR JKS / JinkoSolar Holdings Co., Ltd. Put 24.93 0 22,500 0 561
2017‑09‑30 13F-HR VRSZ / Verso Corporation 0.00 102,047 102,047 0.00 0 0
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. 56.02 37,000 137,000 270.27 1,923 7,675 299.12
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. Call 56.02 138,000 100,000 -27.54 7,172 5,602 -21.89
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. Put 56.02 138,700 146,000 5.26 7,208 8,179 13.47
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. 8.89 0 88,800 0 789
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. Put 8.88 0 96,800 0 860
2017‑09‑30 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 8.39 0 19,200 0 161
2017‑09‑30 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. Put 8.39 0 19,200 0 161
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.30 308,161 1,501,594 387.28 34,009 179,140 426.74
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA Call 119.30 3,220,300 1,766,000 -45.16 355,392 210,684 -40.72
2017‑09‑30 13F-HR USNA / USANA Health Sciences, Inc. Call 57.70 50,000 50,000 0.00 3,205 2,885 -9.98
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.77 138,000 138,000 0.00 2,099 2,314 10.24
2017‑09‑30 13F-HR FEYE / FireEye, Inc. Put 16.77 138,000 138,000 0.00 2,099 2,314 10.24
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.20 1,376,859 1,376,859 0.00 17,376 20,928 20.44
2017‑09‑30 13F-HR SYF / Synchrony Financial Call 31.05 5,828,600 6,114,000 4.90 173,808 189,840 9.22
2017‑09‑30 13F-HR MZOR / Mazor Robotics Ltd. 49.34 10,600 10,600 0.00 367 523 42.51
2017‑09‑30 13F-HR MZOR / Mazor Robotics Ltd. Put 49.34 10,600 10,600 0.00 367 523 42.51
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.70 349,200 2,371,311 579.07 3,115 18,259 486.16
2017‑09‑30 13F-HR P / Pandora Media, Inc. Put 7.70 705,700 699,200 -0.92 6,295 5,384 -14.47
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.66 1,733,472 1,893,096 9.21 105,083 116,728 11.08
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.63 667,478 490,000 -26.59 160,608 119,378 -25.67
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.54 40,000 1,110,200 2,675.50 711 16,142 2,170.32
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Call 14.53 1,089,000 75,000 -93.11 19,351 1,090 -94.37
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Put 14.54 767,800 1,275,100 66.07 13,644 18,540 35.88
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. Call 11.18 1,331,300 1,338,100 0.51 13,300 14,960 12.48
2017‑09‑30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 38,502 50,690 31.66
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.71 118,992 81,750 -31.30 16,766 14,119 -15.79
2017‑09‑30 13F-HR MON / Monsanto Co. 119.82 2,051,246 2,162,165 5.41 242,786 259,070 6.71
2017‑09‑30 13F-HR IMPV / Imperva, Inc. 43.40 0 86,615 0 3,759
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 230,500 176,500 -23.43 1,261 974 -22.76
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Put 5.52 54,000 54,000 0.00 295 298 1.02
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF Put 59.10 0 500,700 0 29,591
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 34.09 0 2,501,800 0 85,287
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company Call 14.71 0 799,800 0 11,765
2017‑09‑30 13F-HR CRR / Carbo Ceramics Inc. 8.63 178,900 178,900 0.00 1,225 1,544 26.04
2017‑09‑30 13F-HR CRR / Carbo Ceramics Inc. Put 8.63 167,700 167,700 0.00 1,149 1,447 25.94
2017‑09‑30 13F-HR AGN / Allergan plc 738.16 3,082 172,527 5,497.89 749 127,353 16,903.07
2017‑09‑30 13F-HR AGN / Allergan plc Call 204.95 1,071,900 1,157,400 7.98 260,568 237,209 -8.96
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. Call 15.72 150,000 150,000 0.00 2,612 2,358 -9.72
2017‑09‑30 13F-HR GNC / GNC Holdings, Inc. 8.84 53,900 106,500 97.59 454 941 107.27
2017‑09‑30 13F-HR GNC / GNC Holdings, Inc. Put 8.84 1,261,200 1,286,200 1.98 10,632 11,370 6.94
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.95 0 2,936,289 0 131,987
2017‑09‑30 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 24,287 20,050 -17.45
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.45 3,653,027 2,053,771 -43.78 225,940 142,635 -36.87
2017‑09‑30 13F-HR CSX / CSX Corp. 54.26 3,850,912 3,830,192 -0.54 210,106 207,826 -1.09
2017‑09‑30 13F-HR CIEN / Ciena Corp. Call 21.97 0 200,400 0 4,403
2017‑09‑30 13F-HR 783764AQ6 / CalAtlantic Group, Inc. NOTE 1.625% 5/1 9,663 9,810 1.52
2017‑09‑30 13F-HR LCI / Lannett Co., Inc. 18.44 45,000 45,000 0.00 918 830 -9.59
2017‑09‑30 13F-HR LCI / Lannett Co., Inc. Put 18.43 8,300 8,300 0.00 169 153 -9.47
2017‑09‑30 13F-HR 22943FAD2 / Ctrip.com International, Ltd. NOTE 1.250%10/1 3,535 5,390 52.48
2017‑09‑30 13F-HR XRS / Tal Education Group 33.71 0 77,661 0 2,618
2017‑09‑30 13F-HR IBN / ICICI Bank Ltd. 8.56 78,760 78,760 0.00 706 674 -4.53
2017‑09‑30 13F-HR XOG / Extraction Oil & Gas, Inc. 15.39 10,510,377 10,510,377 0.00 141,365 161,755 14.42
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 12.99 0 300,000 0 3,897
2017‑09‑30 13F-HR XONE / The ExOne Company 11.36 24,300 32,300 32.92 278 367 32.01
2017‑09‑30 13F-HR XONE / The ExOne Company Put 11.36 24,300 32,300 32.92 278 367 32.01
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 22.36 1,338,832 463,388 -65.39 15,397 10,361 -32.71
2017‑09‑30 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 76,296 89,943 17.89
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.67 30,000 30,000 0.00 3,757 4,070 8.33
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. Call 19.42 0 502,600 0 9,761
2017‑09‑30 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Note due 2019-08-15 43,214 41,623 -3.68
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 2,057,501 0 -100.00 129,767 0 -100.00
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 500,000 0 -100.00 19,855 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. Call 250,000 0 -100.00 7,505 0 -100.00
2017‑09‑30 13F-HR SRG / Seritage Growth Properties Call 100,000 0 -100.00 4,195 0 -100.00
2017‑09‑30 13F-HR TWLO / Twilio Inc. Call 225,000 0 -100.00 6,550 0 -100.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 464,595 0 -100.00 12,953 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. Call 1,397,100 0 -100.00 1,621 0 -100.00
2017‑09‑30 13F-HR IT / Gartner, Inc. 513,406 0 -100.00 63,411 0 -100.00
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 93,900 0 -100.00 829 0 -100.00
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. Call 290,400 0 -100.00 7,490 0 -100.00
2017‑09‑30 13F-HR MOMO / Momo Inc. 2,638,345 0 -100.00 97,513 0 -100.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Call 401,400 0 -100.00 1,867 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Call 50,200 0 -100.00 6,717 0 -100.00
2017‑09‑30 13F-HR RP / RealPage, Inc. 29,650 0 -100.00 1,066 0 -100.00
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. 30,000 0 -100.00 1,936 0 -100.00
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. Put 100,000 0 -100.00 16,618 0 -100.00
2017‑09‑30 13F-HR ETSY / Etsy, Inc. 395,619 0 -100.00 5,934 0 -100.00
2017‑09‑30 13F-HR COP / ConocoPhillips Put 1,169,200 0 -100.00 51,398 0 -100.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 595,584 0 -100.00 47,396 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Call 35,000 0 -100.00 539 0 -100.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 38,623 0 -100.00 1,598 0 -100.00
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 500,000 0 -100.00 8,935 0 -100.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 1 0 -100.00 0 0
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 150,000 0 -100.00 12,990 0 -100.00
2017‑09‑30 13F-HR SC / Santander Consumer USA Holdings Inc. Call 340,000 0 -100.00 4,338 0 -100.00
2017‑09‑30 13F-HR WTW / Weight Watchers International, Inc. 40,900 0 -100.00 1,367 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 3,479,747 0 -100.00 146,532 0 -100.00
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. Call 1,168,400 0 -100.00 12,304 0 -100.00
2017‑09‑30 13F-HR TNTR / Tintri, Inc. 496,800 0 -100.00 3,612 0 -100.00
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 27,153 0 -100.00 1,416 0 -100.00
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 301,936 0 -100.00 5,616 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 225,700 0 -100.00 26,637 0 -100.00
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 277,268 0 -100.00 3,987 0 -100.00
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 360,084 0 -100.00 19,690 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 2,903,100 0 -100.00 159,496 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 1,901,500 0 -100.00 46,910 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 150,000 0 -100.00 5,378 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 348,604 0 -100.00 57,614 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Put 761,900 0 -100.00 104,868 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 86,619 0 -100.00 7,418 0 -100.00
2017‑09‑30 13F-HR EPE / EP Energy Corporation 120,000 0 -100.00 439 0 -100.00
2017‑09‑30 13F-HR TREE / LendingTree, Inc. 20,500 0 -100.00 3,530 0 -100.00
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 581,051 0 -100.00 2,115 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 701,274 0 -100.00 63,479 0 -100.00
2017‑09‑30 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 98,443 0 -100.00 621 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 58,065 0 -100.00 8,394 0 -100.00
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 10,969 0 -100.00 14,382 0 -100.00
2017‑09‑30 13F-HR SRG / Seritage Growth Properties 33,800 0 -100.00 1,418 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 1,849,083 0 -100.00 120,264 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 357,575 0 -100.00 21,248 0 -100.00
2017‑09‑30 13F-HR DYN / Dynegy Inc. 3,728,945 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 237,914 0 -100.00 28,954 0 -100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Call 3,452,900 0 -100.00 149,130 0 -100.00
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 63,535 0 -100.00 21,402 0 -100.00
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. Call 291,100 0 -100.00 98,057 0 -100.00
2017‑09‑30 13F-HR EPE / EP Energy Corporation Put 121,000 0 -100.00 443 0 -100.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson Put 150,000 0 -100.00 19,843 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. Call 852,200 0 -100.00 59,194 0 -100.00
2017‑09‑30 13F-HR INTC / Intel Corp. Put 400,000 0 -100.00 13,496 0 -100.00
2017‑09‑30 13F-HR HES / Hess Corp. Put 1,272,300 0 -100.00 55,816 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. Call 1,208,000 0 -100.00 93,656 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 2,013,861 0 -100.00 156,135 0 -100.00
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. Put 1,115,300 0 -100.00 58,364 0 -100.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 150,000 0 -100.00 22,412 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 150,000 0 -100.00 21,684 0 -100.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 4,087,110 0 -100.00 204,928 0 -100.00
2017‑09‑30 13F-HR PSX / Phillips 66 Call 1,134,400 0 -100.00 93,804 0 -100.00
2017‑09‑30 13F-HR RHT / Red Hat, Inc. Call 183,500 0 -100.00 17,570 0 -100.00
2017‑09‑30 13F-HR RPM / RPM International, Inc. 13,585 0 -100.00 741 0 -100.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 1,165,700 0 -100.00 94,107 0 -100.00
2017‑09‑30 13F-HR ETSY / Etsy, Inc. Call 580,700 0 -100.00 8,711 0 -100.00
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 150,000 0 -100.00 2,048 0 -100.00
2017‑09‑30 13F-HR CNDT / Conduent 6,980,121 0 -100.00 111,263 0 -100.00
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. Put 84,700 0 -100.00 5,313 0 -100.00
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. Put 1,489,300 0 -100.00 160,040 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. 183,461 0 -100.00 27,855 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. Call 502,000 0 -100.00 76,219 0 -100.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 577,800 0 -100.00 7,211 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 430,389 0 -100.00 80,969 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. Put 582,200 0 -100.00 54,494 0 -100.00
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 414,600 0 -100.00 1,364 0 -100.00
2017‑09‑30 13F-HR WTW / Weight Watchers International, Inc. Put 45,000 0 -100.00 1,504 0 -100.00
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. Call 300,000 0 -100.00 9,270 0 -100.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 150,000 0 -100.00 2,447 0 -100.00
2017‑09‑30 13F-HR ACN / Accenture plc Put 348,900 0 -100.00 43,152 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Put 583,800 0 -100.00 19,902 0 -100.00
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 30,600 0 -100.00 1,974 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 200,100 0 -100.00 3,952 0 -100.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. Call 168,500 0 -100.00 6,972 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 4,741,431 0 -100.00 382,681 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. Call 1,752,100 0 -100.00 141,412 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Call 1,500,000 0 -100.00 230,100 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Put 110,600 0 -100.00 9,472 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Put 32,400 0 -100.00 4,335 0 -100.00
2017‑09‑30 13F-HR SYF / Synchrony Financial 1,195,381 0 -100.00 35,646 0 -100.00
2017‑09‑30 13F-HR SRG / Seritage Growth Properties Put 100,000 0 -100.00 4,195 0 -100.00
2017‑09‑30 13F-HR ST / Sensata Techologies Holdings NV Call 686,600 0 -100.00 29,332 0 -100.00
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Put 93,900 0 -100.00 829 0 -100.00