InvestorOxbow Advisors, LLC
Portfolio Value $ 490,586,000
Current Positions223
Opened Positions5
Closed Positions35


Latest Holdings, Performance, AUM (from 13F, 13D)

Oxbow Advisors, LLC has disclosed 223 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 490,586,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oxbow Advisors, LLC's top holdings are Tallgrass Energy Partners, LP (NYSE:TEP) , Enterprise Products Partners L.P. (NYSE:EPD) , GAMCO Global Gold, Natural Resources & Income Trust (AMEX:GGN) , Exxon Mobil Corp. (NYSE:XOM) , and Apple, Inc. (NASDAQ:AAPL) . Oxbow Advisors, LLC's new positions include Dollar Tree, Inc. (NASDAQ:DLTR) , Cohen & Steers Inc. (NYSE:CNS) , The Madison Square Garden Company (NYSE:MSG) , Union Bankshares Corp (NASDAQ:UBSH) , and Cohen & Steers Total Return Realty Fund, Inc. (NYSE:RFI) .

All Oxbow Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 30, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 18.69 77,579 1,450
2018-03-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 11.86 51,107 606
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 94.90 58,735 5,574
2018-03-31 13F-HR MLPA / Global X MLP ETF 8.50 52,731 448
2018-03-31 13F-HR MSG / The Madison Square Garden Company 245.77 4,850 1,192
2018-03-31 13F-HR Powershares S&P 500 Equal Weig / (739371813) 99.48 100,582 10,006
2018-03-31 13F-HR Powershares S&P 500 Eqwt Finan / (739371797) 43.87 88,110 3,865
2018-03-31 13F-HR TPL / Texas Pacific Land Trust 505.00 400 202
2018-03-31 13F-HR UBSH / Union Bankshares Corp 36.71 18,577 682
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.54 4,554 344
2018-03-31 13F-HR WGP / Western Gas Equity Partners, LP 33.11 6,100 202
2018-03-31 13F-HR Linn CO Llc Escrow Com Shs Rps / (535ESC107) 0.00 12,425 0
2018-03-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 32.86 0 57,120 0 1,877
2018-03-31 13F-HR Center Coast MLP & Infrastruct / (151461100) 8.47 1,412,326 11,962
2018-03-31 13F-HR Cion Investment Corp Fund / (12799V101) 9.14 11,483 105
2018-03-31 13F-HR DLPH / Delphi Technologies PLC 47.63 11,694 557
2018-03-31 13F-HR Gabelli Healthcare & Wellness / (36246K103) 9.50 83,600 794
2018-03-31 13F-HR Gamco Natural Resources Gold & / (36465E101) 6.37 1,630,688 10,387
2018-03-31 13F-HR LGCY / Legacy Reserves LP 4.70 20,010 20,010 0.00 32 94 193.75
2018-03-31 13F-HR MCD / McDonald's Corp. 156.36 3,459 3,460 0.03 595 541 -9.08
2018-03-31 13F-HR My Healthy Access Incxxx / (62844T106) 0.00 10,000 0
2018-03-31 13F-HR Nuveen Dow 30 Dynamic Overwrit / (67075F105) 17.77 282,555 5,021
2018-03-31 13F-HR Peninsula Holdings Grxxx Ltd C / (70713P105) 0.00 200,000 0
2018-03-31 13F-HR Voya Asia Pacific High Div Equ / (92912J102) 10.73 100,738 1,081
2018-03-31 13F-HR Voya Emerging Markets High Div / (92912P108) 9.60 791,908 7,602
2018-03-31 13F-HR Hycroft Mng Corp Wts Exp 10/22 / WT (448629113) 0.20 10,084 2
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.16 537 592 10.24 566 614 8.48
2018-03-31 13F-HR MMM / 3M Co. 219.54 14,894 14,699 -1.31 3,506 3,227 -7.96
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.31 21,186 21,534 1.64 1,476 1,471 -0.34
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.74 9,165 9,262 1.06 9,590 9,556 -0.35
2018-03-31 13F-HR SNY / Sanofi 40.08 75,355 80,060 6.24 3,240 3,209 -0.96
2018-03-31 13F-HR SYY / SYSCO Corp. 59.97 10,115 10,005 -1.09 614 600 -2.28
2018-03-31 13F-HR ZTS / Zoetis Inc. 83.42 4,915 4,975 1.22 354 415 17.23
2018-03-31 13F-HR INTC / Intel Corp. 52.08 17,222 17,222 0.00 795 897 12.83
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.41 127,860 128,660 0.63 3,069 2,755 -10.23
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.06 285,834 285,834 0.00 5,165 4,305 -16.65
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 9.64 510,565 334,656 -34.45 7,051 3,226 -54.25
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.25 189,345 13,120 -93.07 1,276 82 -93.57
2018-03-31 13F-HR CVE / Cenovus Energy Inc. 8.54 220,660 221,000 0.15 2,015 1,887 -6.35
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 112.31 5,200 5,200 0.00 579 584 0.86
2018-03-31 13F-HR UTX / United Technologies Corp. 125.85 13,171 13,699 4.01 1,680 1,724 2.62
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 31.24 41,780 41,780 0.00 1,512 1,305 -13.69
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.81 106,940 27,589 -74.20 5,660 1,319 -76.70
2018-03-31 13F-HR F / Ford Motor Co. 11.08 164,443 163,763 -0.41 2,054 1,814 -11.68
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.33 0 2,426 0 207
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 299,000.00 1 1 0.00 298 299 0.34
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.15 7,678 7,626 -0.68 926 840 -9.29
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. 9.67 15,000 15,000 0.00 191 145 -24.08
2018-03-31 13F-HR CMI / Cummins, Inc. 162.07 11,264 11,316 0.46 1,990 1,834 -7.84
2018-03-31 13F-HR CVX / Chevron Corp. 114.04 21,989 21,781 -0.95 2,753 2,484 -9.77
2018-03-31 13F-HR TRP / TransCanada Corp. 41.30 28,548 28,548 0.00 1,389 1,179 -15.12
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 44,857 117,377 161.67 1,797 4,011 123.21
2018-03-31 13F-HR FL / Foot Locker, Inc. 45.55 7,904 7,904 0.00 371 360 -2.96
2018-03-31 13F-HR PNFP / Pinnacle Financial Partners, Inc. 64.21 35,690 35,540 -0.42 2,366 2,282 -3.55
2018-03-31 13F-HR ABT / Abbott Laboratories 59.94 7,076 7,257 2.56 404 435 7.67
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.25 13,337 12,833 -3.78 1,225 1,017 -16.98
2018-03-31 13F-HR CLX / Clorox Company (The) 133.07 3,870 3,870 0.00 576 515 -10.59
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.81 89,069 92,403 3.74 5,942 5,896 -0.77
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 49.26 31,106 32,296 3.83 1,669 1,591 -4.67
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 100,643 103,819 3.16 8,609 9,476 10.07
2018-03-31 13F-HR PNNT / PennantPark Investment Corp. 6.69 29,900 29,900 0.00 207 200 -3.38
2018-03-31 13F-HR WU / Western Union Co. (The) 19.23 180,630 182,930 1.27 3,434 3,518 2.45
2018-03-31 13F-HR SEP / Spectra Energy Partners LP 33.65 76,333 79,001 3.50 3,018 2,658 -11.93
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 7,552 16,672 120.76 1,333 2,664 99.85
2018-03-31 13F-HR SWN / Southwestern Energy Co. 4.34 33,400 36,400 8.98 186 158 -15.05
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.36 0 1,474 0 201
2018-03-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.40 3,695 3,695 0.00 202 201 -0.50
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 61.99 18,965 19,440 2.50 1,394 1,205 -13.56
2018-03-31 13F-HR TSC / TriState Capital Holdings, Inc. 23.26 19,688 19,688 0.00 453 458 1.10
2018-03-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 53.63 48,240 48,240 0.00 2,662 2,587 -2.82
2018-03-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 18.17 262,515 261,725 -0.30 4,610 4,756 3.17
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.74 49,811 48,174 -3.29 460 421 -8.48
2018-03-31 13F-HR TEGP / Tallgrass Energy GP, LP 19.02 136,496 294,391 115.68 3,513 5,599 59.38
2018-03-31 13F-HR MO / Altria Group, Inc. 62.26 4,057 3,582 -11.71 290 223 -23.10
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.80 15,791 15,791 0.00 504 439 -12.90
2018-03-31 13F-HR WHR / Whirlpool Corp. 153.17 7,025 7,397 5.30 1,185 1,133 -4.39
2018-03-31 13F-HR AEM / Agnico Eagle Mines Limited 42.07 56,524 31,185 -44.83 2,610 1,312 -49.73
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.51 11,011 10,659 -3.20 620 581 -6.29
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.19 10,874 10,349 -4.83 1,304 1,130 -13.34
2018-03-31 13F-HR TEP / Tallgrass Energy Partners, LP 37.89 547,113 639,983 16.97 25,085 24,249 -3.33
2018-03-31 13F-HR AGI / Alamos Gold Inc. 5.22 26,072 26,072 0.00 170 136 -20.00
2018-03-31 13F-HR TTAC / TrimTabs Float Shrink ETF 34.53 6,890 8,920 29.46 232 308 32.76
2018-03-31 13F-HR VTR / Ventas, Inc. 49.54 36,455 36,455 0.00 2,188 1,806 -17.46
2018-03-31 13F-HR PSX / Phillips 66 95.98 4,478 4,480 0.04 453 430 -5.08
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.49 29,957 30,230 0.91 4,594 4,368 -4.92
2018-03-31 13F-HR BANX / StoneCastle Financial Corporation 21.75 270,577 269,635 -0.35 5,447 5,865 7.67
2018-03-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 9.84 900,395 954,652 6.03 10,463 9,394 -10.22
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.97 23,054 23,334 1.21 738 746 1.08
2018-03-31 13F-HR MGM / MGM Resorts International 35.02 28,983 28,983 0.00 968 1,015 4.86
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 58.35 14,275 14,275 0.00 1,013 833 -17.77
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.73 1,980 1,980 0.00 239 243 1.67
2018-03-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 132.91 25,925 26,500 2.22 3,229 3,522 9.07
2018-03-31 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 9.17 70,727 68,073 -3.75 638 624 -2.19
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.30 207,777 207,322 -0.22 4,376 4,209 -3.82
2018-03-31 13F-HR CEQP / Crestwood Equity Partners LP 25.63 13,306 13,306 0.00 343 341 -0.58
2018-03-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.13 369,129 367,727 -0.38 2,326 2,254 -3.10
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.01 11,915 11,915 0.00 155 155 0.00
2018-03-31 13F-HR HHC / Howard Hughes Corp. (The) 139.13 2,195 2,185 -0.46 288 304 5.56
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.60 11,835 11,835 0.00 655 658 0.46
2018-03-31 13F-HR GLW / Corning, Inc. 27.88 128,509 129,930 1.11 4,111 3,622 -11.89
2018-03-31 13F-HR BP / BP Plc 40.54 43,327 43,098 -0.53 1,821 1,747 -4.06
2018-03-31 13F-HR GOLD / Randgold Resources Ltd. 83.25 8,300 8,300 0.00 821 691 -15.83
2018-03-31 13F-HR FDX / FedEx Corp. 240.48 9,233 998 -89.19 2,304 240 -89.58
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 133,480 180,312 35.09 3,940 5,408 37.26
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.48 12,058 13,137 8.95 1,296 1,320 1.85
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.49 25,454 25,457 0.01 2,983 2,889 -3.15
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.96 8,375 8,375 0.00 448 477 6.47
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.83 117,047 117,013 -0.03 1,414 1,384 -2.12
2018-03-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 22.97 59,095 59,520 0.72 1,412 1,367 -3.19
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 67.92 4,490 3,990 -11.14 290 271 -6.55
2018-03-31 13F-HR NSRGY / Nestle S.A. 79.05 50,060 50,272 0.42 4,304 3,974 -7.67
2018-03-31 13F-HR COP / ConocoPhillips 59.30 26,830 26,831 0.00 1,473 1,591 8.01
2018-03-31 13F-HR ATBA / Atlantic Bancshares, Inc. 18.11 52,293 52,293 0.00 920 947 2.93
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 12.59 92,065 93,905 2.00 1,406 1,182 -15.93
2018-03-31 13F-HR PAAS / Pan American Silver Corp. 16.15 158,923 86,510 -45.56 2,473 1,397 -43.51
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.76 10,051 10,051 0.00 1,243 1,264 1.69
2018-03-31 13F-HR WBK / Westpac Banking Corp. Ltd. 22.18 254,622 259,316 1.84 6,208 5,752 -7.35
2018-03-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.68 15,930 15,930 0.00 208 202 -2.88
2018-03-31 13F-HR LMRK / Landmark Infrastructure Partners LP 16.65 109,100 110,875 1.63 1,975 1,846 -6.53
2018-03-31 13F-HR XL / XL Group Ltd. 55.33 6,091 6,091 0.00 214 337 57.48
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 756,573 760,882 0.57 20,057 18,626 -7.13
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.20 31,349 31,349 0.00 562 508 -9.61
2018-03-31 13F-HR NEM / Newmont Mining Corp. 39.07 59,016 59,016 0.00 2,214 2,306 4.16
2018-03-31 13F-HR AMGN / Amgen Inc. 170.50 1,356 1,390 2.51 236 237 0.42
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.42 147,330 157,730 7.06 3,081 2,905 -5.71
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.96 19,017 16,488 -13.30 442 362 -18.10
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.61 164,155 163,630 -0.32 13,730 12,208 -11.09
2018-03-31 13F-HR KO / Coca Cola Co. 43.48 6,492 5,796 -10.72 298 252 -15.44
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.99 25,440 27,205 6.94 559 571 2.15
2018-03-31 13F-HR AXP / American Express Co. 93.43 2,740 2,740 0.00 272 256 -5.88
2018-03-31 13F-HR MDT / Medtronic plc 80.22 27,408 26,888 -1.90 2,213 2,157 -2.53
2018-03-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.36 72,291 69,991 -3.18 682 655 -3.96
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.36 5,436 5,326 -2.02 459 412 -10.24
2018-03-31 13F-HR SLV / iShares Silver Trust 15.41 12,070 12,070 0.00 193 186 -3.63
2018-03-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.76 39,500 39,500 0.00 418 425 1.67
2018-03-31 13F-HR CMP / Compass Minerals Group, Inc. 60.28 29,527 16,640 -43.64 2,133 1,003 -52.98
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. 21.43 64,015 90,415 41.24 1,433 1,938 35.24
2018-03-31 13F-HR CVS / CVS Health Corporation 62.20 12,775 12,910 1.06 926 803 -13.28
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 20.40 18,193 17,748 -2.45 403 362 -10.17
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.74 9,200 9,200 0.00 381 292 -23.36
2018-03-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.88 439,209 93,845 -78.63 4,291 833 -80.59
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.47 6,353 6,353 0.00 975 975 0.00
2018-03-31 13F-HR MNIRF / Tanager Energy, Inc. 0.07 225,000 225,000 0.00 16 16 0.00
2018-03-31 13F-HR V / Visa, Inc. 119.60 22,446 22,132 -1.40 2,559 2,647 3.44
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.21 3,800 3,800 0.00 588 586 -0.34
2018-03-31 13F-HR JRS / Nuveen Real Estate Income Fund 9.74 149,265 80,900 -45.80 1,681 788 -53.12
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.66 79,071 68,638 -13.19 7,647 6,497 -15.04
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.28 10,089 10,003 -0.85 785 623 -20.64
2018-03-31 13F-HR MPW / Medical Properties Trust Inc. 13.00 446,514 445,238 -0.29 6,153 5,788 -5.93
2018-03-31 13F-HR BPOP / Popular, Inc. 41.62 114,502 117,392 2.52 4,064 4,886 20.23
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.06 5,336 5,569 4.37 1,424 1,465 2.88
2018-03-31 13F-HR TCP / TC Pipelines, LP 34.68 12,600 12,600 0.00 669 437 -34.68
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.36 8,791 8,917 1.43 1,385 1,314 -5.13
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 242,451 247,262 1.98 8,782 8,775 -0.08
2018-03-31 13F-HR GE / General Electric Co. 13.48 30,686 31,686 3.26 535 427 -20.19
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.96 37,275 38,469 3.20 3,986 4,230 6.12
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 25.17 74,639 74,181 -0.61 1,823 1,867 2.41
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 64,049 65,739 2.64 10,839 11,030 1.76
2018-03-31 13F-HR SLGD / Scott's Liquid Gold, Inc. 3.40 10,000 10,000 0.00 29 34 17.24
2018-03-31 13F-HR RGLD / Royal Gold, Inc. 85.86 10,540 10,540 0.00 866 905 4.50
2018-03-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 31.30 109,790 97,470 -11.22 4,156 3,051 -26.59
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.79 5,359 3,530 -34.13 308 204 -33.77
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 22.03 250,570 251,570 0.40 5,172 5,542 7.15
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.76 22,825 45,404 98.92 2,004 1,987 -0.85
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.82 101,887 100,979 -0.89 1,301 1,396 7.30
2018-03-31 13F-HR LEG / Leggett & Platt, Inc. 44.35 33,328 33,328 0.00 1,591 1,478 -7.10
2018-03-31 13F-HR WMT / Walmart, Inc. 89.03 3,246 3,246 0.00 321 289 -9.97
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.71 7,648 7,093 -7.26 515 459 -10.87
2018-03-31 13F-HR MTG / MGIC Investment Corp. 13.00 169,080 136,510 -19.26 2,386 1,775 -25.61
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.45 105,161 108,208 2.90 1,522 1,347 -11.50
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.14 30,811 31,794 3.19 4,305 4,074 -5.37
2018-03-31 13F-HR WSM / Williams-Sonoma, Inc. 52.77 35,312 36,212 2.55 1,826 1,911 4.65
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.40 40,229 40,993 1.90 2,158 2,476 14.74
2018-03-31 13F-HR HAL / Halliburton Co. 46.94 10,030 10,225 1.94 490 480 -2.04
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.07 8,040 8,040 0.00 1,252 1,287 2.80
2018-03-31 13F-HR TCBIP / Texas Capital Bancshares, Inc. 89.93 14,000 14,000 0.00 1,245 1,259 1.12
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P 34.43 136,270 174,140 27.79 5,285 5,996 13.45
2018-03-31 13F-HR WM / Waste Management, Inc. 84.14 8,498 8,498 0.00 733 715 -2.46
2018-03-31 13F-HR NGD / New Gold, Inc. 2.57 35,455 35,455 0.00 117 91 -22.22
2018-03-31 13F-HR ORCL / Oracle Corp. 45.76 48,269 48,166 -0.21 2,282 2,204 -3.42
2018-03-31 13F-HR VLO / Valero Energy Corp. 92.91 3,530 3,455 -2.12 324 321 -0.93
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 39.10 10,869 10,869 0.00 386 425 10.10
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.38 1,555 1,625 4.50 1,819 2,352 29.30
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.75 7,860 7,860 0.00 1,079 1,067 -1.11
2018-03-31 13F-HR LM / Legg Mason, Inc. 40.65 107,490 108,995 1.40 4,512 4,431 -1.80
2018-03-31 13F-HR APTV / Aptiv PLC 84.98 37,514 38,550 2.76 3,182 3,276 2.95
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.71 117,755 120,630 2.44 2,565 2,498 -2.61
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.42 43,565 44,624 2.43 2,643 2,339 -11.50
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 4.89 2,600,978 2,558,822 -1.62 13,551 12,513 -7.66
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 282.33 3,758 3,758 0.00 888 1,061 19.48
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 37,346 60,442 61.84 2,779 4,080 46.82
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.65 9,600 6,935 -27.76 675 483 -28.44
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.12 49,531 50,167 1.28 4,882 4,772 -2.25
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 37,800 138,749 267.06 2,692 8,840 228.38
2018-03-31 13F-HR BA / Boeing Company (The) 328.23 1,428 1,371 -3.99 421 450 6.89
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.28 56,427 85,807 52.07 3,693 4,915 33.09
2018-03-31 13F-HR PSLV / Sprott Physical Silver Trust 6.03 28,200 28,200 0.00 179 170 -5.03
2018-03-31 13F-HR MCO / Moody's Corp. 161.29 12,423 12,462 0.31 1,834 2,010 9.60
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.02 136,300 11,770 -91.36 3,754 318 -91.53
2018-03-31 13F-HR RSG / Republic Services, Inc. 66.29 7,195 7,075 -1.67 486 469 -3.50
2018-03-31 13F-HR AVGO / Broadcom Limited 235.62 1,720 1,269 -26.22 442 299 -32.35
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.34 2,719 2,719 0.00 539 542 0.56
2018-03-31 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 11.40 20,000 20,000 0.00 223 228 2.24
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 2.80 25,000 12,500 -50.00 78 35 -55.13
2018-03-31 13F-HR MS / Morgan Stanley 54.00 10,600 10,500 -0.94 556 567 1.98
2018-03-31 13F-HR WY / Weyerhaeuser Co. 34.99 48,753 48,985 0.48 1,719 1,714 -0.29
2018-03-31 13F-HR RHHBY / Roche Holding Ltd 28.62 143,425 148,090 3.25 4,529 4,239 -6.40
2018-03-31 13F-HR ROST / Ross Stores, Inc. 77.82 2,840 2,840 0.00 228 221 -3.07
2018-03-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.29 21,540 21,540 0.00 171 157 -8.19
2018-03-31 13F-HR EEQ / Enbridge Energy Management LLC. 9.16 18,236 15,507 -14.96 244 142 -41.80
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 146.97 5,450 5,450 0.00 806 801 -0.62
2018-03-31 13F-HR AMFE / Amfil Technologies Inc. 0.10 10,000 10,000 0.00 2 1 -50.00
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 171.05 11,719 11,710 -0.08 2,339 2,003 -14.37
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 99.88 17,791 17,871 0.45 1,691 1,785 5.56
2018-03-31 13F-HR HCA / HCA Holdings Inc. 96.99 25,100 24,693 -1.62 2,205 2,395 8.62
2018-03-31 13F-HR T / AT & T, Inc. 35.65 88,911 87,351 -1.75 3,457 3,114 -9.92
2018-03-31 13F-HR PEYUF / Peyto Exploration & Development Corp 8.40 10,712 10,712 0.00 128 90 -29.69
2018-03-31 13F-HR GIS / General Mills, Inc. 45.06 15,195 9,010 -40.70 901 406 -54.94
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 44.48 10,050 10,050 0.00 462 447 -3.25
2018-03-31 13F-HR NTG / Tortoise MLP Fund, Inc. 15.97 603,925 630,413 4.39 10,605 10,068 -5.06
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.92 3,822 3,822 0.00 294 294 0.00
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.34 1,159 1,115 -3.80 216 210 -2.78
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.86 47,774 10,803 -77.39 1,830 463 -74.70
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 1,703 0 -100.00 298 0 -100.00
2018-03-31 13F-HR BlackRock Municipal Income Inv / (09248H105) 11,003 0 -100.00 154 0
2018-03-31 13F-HR Cion Investment Corp Fund No 5 / (17259U105) 11,483 0 -100.00 0 0
2018-03-31 13F-HR CLB / Core Laboratories N.V. 36,764 0 -100.00 4,027 0 -100.00
2018-03-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 86,617 0 -100.00 1,023 0 -100.00
2018-03-31 13F-HR WPX / WPX Energy, Inc. 20,750 0 -100.00 292 0 -100.00
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 71,840 0 -100.00 1,302 0 -100.00
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 73,439 0 -100.00 759 0 -100.00
2018-03-31 13F-HR BAX / Baxter International, Inc. 23,323 0 -100.00 1,508 0 -100.00
2018-03-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 74,396 0 -100.00 1,182 0 -100.00
2018-03-31 13F-HR GST / Gastar Exploration Inc. 26,950 0 -100.00 28 0 -100.00
2018-03-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 16,580 0 -100.00 239 0 -100.00
2018-03-31 13F-HR NS / NuStar Energy L.P. 7,748 0 -100.00 232 0 -100.00
2018-03-31 13F-HR NCV / AGIC Convertible & Income Fund 38,738 0 -100.00 272 0 -100.00
2018-03-31 13F-HR BKD / Brookdale Senior Living, Inc. 48,465 0 -100.00 470 0 -100.00
2018-03-31 13F-HR IP / International Paper Company 20,233 0 -100.00 1,172 0 -100.00
2018-03-31 13F-HR ARCTF / Aurico Metals Inc. 11,451 0 -100.00 16 0 -100.00
2018-03-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 14,001 0 -100.00 286 0 -100.00
2018-03-31 13F-HR PK / Park Hotels & Resorts Inc. 219,164 0 -100.00 6,301 0 -100.00
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 126,272 0 -100.00 1,288 0 -100.00
2018-03-31 13F-HR HPI / John Hancock Preferred Income Fund 11,000 0 -100.00 236 0 -100.00
2018-03-31 13F-HR AIG / American International Group, Inc. 18,406 0 -100.00 1,097 0 -100.00
2018-03-31 13F-HR GBTC / Bitcoin Investment Trust 803 0 -100.00 1,619 0 -100.00
2018-03-31 13F-HR FLO / Flowers Foods, Inc. 24,020 0 -100.00 464 0 -100.00
2018-03-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11,080 0 -100.00 135 0 -100.00
2018-03-31 13F-HR FCO / Aberdeen Global Income Fund, Inc. 55,022 0 -100.00 485 0 -100.00
2018-03-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 10,015 0 -100.00 148 0 -100.00
2018-03-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 381,407 0 -100.00 4,447 0 -100.00
2018-03-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 21,387 0 -100.00 257 0 -100.00
2018-03-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 10,950 0 -100.00 153 0 -100.00
2018-03-31 13F-HR NWS / News Corp 102,943 0 -100.00 1,669 0 -100.00
2018-03-31 13F-HR NOV / National Oilwell Varco, Inc. 58,561 0 -100.00 2,109 0 -100.00
2018-03-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 10,068 0 -100.00 189 0 -100.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 2,747 0 -100.00 202 0 -100.00
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99,588 0 -100.00 10,061 0 -100.00