InvestorOxbow Advisors, LLC
Portfolio Value $ 785,682,000
Current Positions303
Opened Positions5
Closed Positions22


Latest Holdings, Performance, AUM (from 13F, 13D)

Oxbow Advisors, LLC has disclosed 303 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 785,682,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oxbow Advisors, LLC's top holdings are iShares 20+ Year Treasury Bond ETF (NASDAQ:TLT) , Tallgrass Energy Partners, LP (NYSE:TEP) , Enterprise Products Partners L.P. (NYSE:EPD) , Aberdeen Asia-Pacific Prime Income Fund, Inc. (AMEX:FAX) , and Nuveen AMT-Free Municipal Income Fund (NYSE:NEA) . Oxbow Advisors, LLC's new positions include Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L (NYSE:BAC.PRL) , First Trust Preferred Securities and Income ETF (NYSE:FPE) , eBay, Inc. (NASDAQ:EBAY) , BB&T Corp. (NYSE:BBT) , and Charter Communications, Inc. (NASDAQ:CHTR) .

All Oxbow Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 09, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR BlackRock Build America Bond T / (09248X100) 22.10 440,776 9,741
2018-06-30 13F-HR BlackRock Municipal Income Inv / (09248H105) 13.18 11,003 145
2018-06-30 13F-HR Center Coast MLP & Infrastruct / (151461100) 8.89 1,441,277 12,813
2018-06-30 13F-HR Cion Investment Corp Fund / (12799V101) 9.14 11,483 105
2018-06-30 13F-HR Gabelli Healthcare & Wellness / (36246K103) 10.02 83,470 836
2018-06-30 13F-HR Gamco Natural Resources Gold & / (36465E101) 6.35 1,650,338 10,480
2018-06-30 13F-HR Linn CO Llc Escrow Com Shs Rps / (535ESC107) 0.00 12,425 0
2018-06-30 13F-HR My Healthy Access Incxxx / (62844T106) 0.00 10,000 0
2018-06-30 13F-HR Nuveen Build America Bond Oppt / (67074Q102) 21.97 233,619 5,133
2018-06-30 13F-HR Nuveen Dow 30 Dynamic Overwrit / (67075F105) 18.48 272,605 5,038
2018-06-30 13F-HR Nuveen Enhanced Muni Credit Op / (67070X101) 14.33 873,288 12,514
2018-06-30 13F-HR Nuveen NC Prem Income Muni Fd / (67060P100) 12.32 28,160 347
2018-06-30 13F-HR Peninsula Holdings Grxxx Ltd C / (70713P105) 0.00 200,000 0
2018-06-30 13F-HR Voya Emerging Markets High Div / (92912P108) 8.05 774,576 6,235
2018-06-30 13F-HR Western Asset High Income Oppo / (95766K109) 4.86 10,500 51
2018-06-30 13F-HR Hycroft Mng Corp Wts Exp 10/22 / WT (448629113) 0.20 10,084 2
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.31 592 580 -2.03 614 655 6.68
2018-06-30 13F-HR MMM / 3M Co. 196.75 14,699 14,541 -1.07 3,227 2,861 -11.34
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.18 21,534 3,975 -81.54 1,471 275 -81.31
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.65 9,262 9,278 0.17 9,556 10,351 8.32
2018-06-30 13F-HR SYY / SYSCO Corp. 68.27 10,005 10,005 0.00 600 683 13.83
2018-06-30 13F-HR SNY / Sanofi 40.01 80,060 79,430 -0.79 3,209 3,178 -0.97
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.33 0 73,507 0 686
2018-06-30 13F-HR ZTS / Zoetis Inc. 85.23 4,975 4,975 0.00 415 424 2.17
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.70 128,660 123,125 -4.30 2,755 2,795 1.45
2018-06-30 13F-HR INTC / Intel Corp. 49.71 17,222 33,072 92.03 897 1,644 83.28
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 17.67 285,834 285,834 0.00 4,305 5,051 17.33
2018-06-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.93 334,656 71,457 -78.65 3,226 781 -75.79
2018-06-30 13F-HR CVE / Cenovus Energy Inc. 10.38 221,000 228,160 3.24 1,887 2,368 25.49
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 119.04 5,200 5,200 0.00 584 619 5.99
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 19.42 77,579 80,285 3.49 1,450 1,559 7.52
2018-06-30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.52 51,107 51,107 0.00 606 640 5.61
2018-06-30 13F-HR UTX / United Technologies Corp. 125.05 13,699 13,834 0.99 1,724 1,730 0.35
2018-06-30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 14.87 0 71,566 0 1,064
2018-06-30 13F-HR PBA / Pembina Pipeline Corp. 34.61 41,780 41,780 0.00 1,305 1,446 10.80
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 27,589 26,834 -2.74 1,319 1,350 2.35
2018-06-30 13F-HR F / Ford Motor Co. 11.07 163,763 158,863 -2.99 1,814 1,759 -3.03
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.30 0 1,193,935 0 15,879
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.32 0 4,763,939 0 20,580
2018-06-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 282,000.00 1 1 0.00 299 282 -5.69
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.37 7,626 7,573 -0.69 840 798 -5.00
2018-06-30 13F-HR CVX / Chevron Corp. 126.41 21,781 22,047 1.22 2,484 2,787 12.20
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. 12.60 15,000 15,000 0.00 145 189 30.34
2018-06-30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.36 0 85,645 0 1,230
2018-06-30 13F-HR MLPA / Global X MLP ETF 9.16 52,731 51,988 -1.41 448 476 6.25
2018-06-30 13F-HR TRP / TransCanada Corp. 43.19 28,548 29,848 4.55 1,179 1,289 9.33
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.81 117,377 141,138 20.24 4,011 4,631 15.46
2018-06-30 13F-HR FL / Foot Locker, Inc. 52.63 7,904 7,904 0.00 360 416 15.56
2018-06-30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 61.35 35,540 35,190 -0.98 2,282 2,159 -5.39
2018-06-30 13F-HR ABT / Abbott Laboratories 61.04 7,257 7,258 0.01 435 443 1.84
2018-06-30 13F-HR NCV / AGIC Convertible & Income Fund 6.99 0 39,640 0 277
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.01 0 1,499,787 0 19,512
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.08 12,833 12,833 0.00 1,017 1,002 -1.47
2018-06-30 13F-HR DSL / DoubleLine Income Solutions Fund 19.99 0 587,427 0 11,743
2018-06-30 13F-HR CLX / Clorox Company (The) 135.14 3,870 3,870 0.00 515 523 1.55
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.23 92,403 92,414 0.01 5,896 6,398 8.51
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 46.11 32,296 33,288 3.07 1,591 1,535 -3.52
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 103,819 112,330 8.20 9,476 11,077 16.90
2018-06-30 13F-HR CHY / Calamos Convertible and High Income Fund 12.76 0 20,380 0 260
2018-06-30 13F-HR PNNT / PennantPark Investment Corp. 6.99 29,900 29,900 0.00 200 209 4.50
2018-06-30 13F-HR WU / Western Union Co. (The) 20.33 182,930 177,155 -3.16 3,518 3,602 2.39
2018-06-30 13F-HR SEP / Spectra Energy Partners LP 35.45 79,001 6,037 -92.36 2,658 214 -91.95
2018-06-30 13F-HR FB / Facebook, Inc. 194.33 16,672 30,840 84.98 2,664 5,993 124.96
2018-06-30 13F-HR SWN / Southwestern Energy Co. 5.30 36,400 36,400 0.00 158 193 22.15
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.83 1,474 1,467 -0.47 201 211 4.98
2018-06-30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.29 0 149,203 0 2,281
2018-06-30 13F-HR TSC / TriState Capital Holdings, Inc. 26.11 19,688 19,688 0.00 458 514 12.23
2018-06-30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 16.32 261,725 237,735 -9.17 4,756 3,880 -18.42
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.18 48,174 47,254 -1.91 421 434 3.09
2018-06-30 13F-HR MCD / McDonald's Corp. 156.56 3,460 3,462 0.06 541 542 0.18
2018-06-30 13F-HR TEGP / Tallgrass Energy GP, LP 22.16 294,391 439,433 49.27 5,599 9,738 73.92
2018-06-30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 18.92 0 384,444 0 7,274
2018-06-30 13F-HR MO / Altria Group, Inc. 56.79 3,582 33,686 840.42 223 1,913 757.85
2018-06-30 13F-HR VOD / Vodafone Group Plc 24.32 15,791 15,791 0.00 439 384 -12.53
2018-06-30 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 12.49 0 10,325 0 129
2018-06-30 13F-HR AEM / Agnico Eagle Mines Limited 45.85 31,185 30,930 -0.82 1,312 1,418 8.08
2018-06-30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 35.01 57,120 55,470 -2.89 1,877 1,942 3.46
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.70 10,659 10,659 0.00 581 647 11.36
2018-06-30 13F-HR AVGO / Broadcom Limited 242.71 1,269 1,269 0.00 299 308 3.01
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.90 10,349 10,349 0.00 1,130 1,127 -0.27
2018-06-30 13F-HR TEP / Tallgrass Energy Partners, LP 43.31 639,983 635,492 -0.70 24,249 27,523 13.50
2018-06-30 13F-HR TTAC / TrimTabs Float Shrink ETF 35.72 8,920 16,516 85.16 308 590 91.56
2018-06-30 13F-HR AGI / Alamos Gold Inc. 5.69 26,072 72,802 179.23 136 414 204.41
2018-06-30 13F-HR VTR / Ventas, Inc. 56.95 36,455 36,455 0.00 1,806 2,076 14.95
2018-06-30 13F-HR PSX / Phillips 66 112.35 4,480 4,495 0.33 430 505 17.44
2018-06-30 13F-HR BANX / StoneCastle Financial Corporation 22.89 269,635 266,124 -1.30 5,865 6,092 3.87
2018-06-30 13F-HR EOG / EOG Resources, Inc. 124.19 0 1,699 0 211
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.04 30,230 34,705 14.80 4,368 4,999 14.45
2018-06-30 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 11.17 954,652 1,032,410 8.15 9,394 11,532 22.76
2018-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.95 0 120,702 0 960
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.16 23,334 22,389 -4.05 746 720 -3.49
2018-06-30 13F-HR MGM / MGM Resorts International 29.04 28,983 32,813 13.21 1,015 953 -6.11
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 69.07 14,275 14,275 0.00 833 986 18.37
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 126.77 1,980 1,980 0.00 243 251 3.29
2018-06-30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 140.00 26,500 25,415 -4.09 3,522 3,558 1.02
2018-06-30 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 8.84 68,073 69,758 2.48 624 617 -1.12
2018-06-30 13F-HR KKR / KKR & CO. L.P. 24.85 207,322 188,892 -8.89 4,209 4,694 11.52
2018-06-30 13F-HR DLPH / Delphi Technologies PLC 45.49 11,694 10,794 -7.70 557 491 -11.85
2018-06-30 13F-HR CEQP / Crestwood Equity Partners LP 31.72 13,306 13,306 0.00 341 422 23.75
2018-06-30 13F-HR XUSAX / Liberty All Star Equity Fund 6.40 367,727 125,787 -65.79 2,254 805 -64.29
2018-06-30 13F-HR NYCB / New York Community Bancorp, Inc. 11.08 11,915 11,915 0.00 155 132 -14.84
2018-06-30 13F-HR HHC / Howard Hughes Corp. (The) 132.72 2,185 2,185 0.00 304 290 -4.61
2018-06-30 13F-HR UL / Unilever, PLC ADR 55.26 11,835 11,835 0.00 658 654 -0.61
2018-06-30 13F-HR GLW / Corning, Inc. 27.51 129,930 126,440 -2.69 3,622 3,478 -3.98
2018-06-30 13F-HR BP / BP Plc 45.67 43,098 38,098 -11.60 1,747 1,740 -0.40
2018-06-30 13F-HR GOLD / Randgold Resources Ltd. 77.12 8,300 10,360 24.82 691 799 15.63
2018-06-30 13F-HR FDX / FedEx Corp. 227.45 998 998 0.00 240 227 -5.42
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 180,312 159,945 -11.30 5,408 4,509 -16.62
2018-06-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.59 0 990,568 0 14,452
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.79 13,137 21,662 64.89 1,320 2,270 71.97
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.14 25,457 26,607 4.52 2,889 3,569 23.54
2018-06-30 13F-HR OKE / ONEOK, Inc. 69.85 8,375 8,375 0.00 477 585 22.64
2018-06-30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.67 117,013 117,042 0.02 1,384 1,483 7.15
2018-06-30 13F-HR NSRGY / Nestle S.A. 77.43 50,272 52,677 4.78 3,974 4,079 2.64
2018-06-30 13F-HR COP / ConocoPhillips 69.62 26,831 17,079 -36.35 1,591 1,189 -25.27
2018-06-30 13F-HR SH / ProShares Short S&P500 29.30 0 9,387 0 275
2018-06-30 13F-HR ATBA / Atlantic Bancshares, Inc. 19.66 52,293 52,293 0.00 947 1,028 8.55
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.69 10,051 10,051 0.00 1,264 1,193 -5.62
2018-06-30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 14.13 93,905 119,410 27.16 1,182 1,687 42.72
2018-06-30 13F-HR PAAS / Pan American Silver Corp. 17.91 86,510 86,510 0.00 1,397 1,549 10.88
2018-06-30 13F-HR WBK / Westpac Banking Corp. Ltd. 21.68 259,316 50,741 -80.43 5,752 1,100 -80.88
2018-06-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.63 15,930 14,410 -9.54 202 182 -9.90
2018-06-30 13F-HR LMRK / Landmark Infrastructure Partners LP 13.85 110,875 109,875 -0.90 1,846 1,522 -17.55
2018-06-30 13F-HR WGP / Western Gas Equity Partners, LP 35.74 6,100 8,115 33.03 202 290 43.56
2018-06-30 13F-HR XL / XL Group Ltd. 55.98 6,091 6,091 0.00 337 341 1.19
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.67 760,882 907,452 19.26 18,626 25,109 34.81
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.04 31,349 31,349 0.00 508 597 17.52
2018-06-30 13F-HR NEM / Newmont Mining Corp. 37.72 59,016 60,241 2.08 2,306 2,272 -1.47
2018-06-30 13F-HR AMGN / Amgen Inc. 184.89 1,390 1,390 0.00 237 257 8.44
2018-06-30 13F-HR HBI / Hanesbrands, Inc. 22.02 157,730 152,275 -3.46 2,905 3,353 15.42
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.34 16,488 15,937 -3.34 362 356 -1.66
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.73 163,630 162,943 -0.42 12,208 13,480 10.42
2018-06-30 13F-HR KO / Coca Cola Co. 43.81 5,796 5,798 0.03 252 254 0.79
2018-06-30 13F-HR BBBY / Bed Bath & Beyond Inc. 19.92 27,205 25,805 -5.15 571 514 -9.98
2018-06-30 13F-HR AXP / American Express Co. 98.18 2,740 2,740 0.00 256 269 5.08
2018-06-30 13F-HR MDT / Medtronic plc 85.62 26,888 28,708 6.77 2,157 2,458 13.95
2018-06-30 13F-HR SLV / iShares Silver Trust 15.16 12,070 12,070 0.00 186 183 -1.61
2018-06-30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.18 39,500 39,500 0.00 425 402 -5.41
2018-06-30 13F-HR CMP / Compass Minerals Group, Inc. 65.78 16,640 15,720 -5.53 1,003 1,034 3.09
2018-06-30 13F-HR BKT / BlackRock Income Trust, Inc. 5.83 0 192,977 0 1,125
2018-06-30 13F-HR DISCA / Discovery Communications, Inc. 27.50 90,415 88,315 -2.32 1,938 2,429 25.34
2018-06-30 13F-HR CVS / CVS Health Corporation 64.37 12,910 12,600 -2.40 803 811 1.00
2018-06-30 13F-HR SLW / Silver Wheaton Corp. 22.04 17,748 16,653 -6.17 362 367 1.38
2018-06-30 13F-HR DVN / Devon Energy Corp. 43.91 9,200 9,200 0.00 292 404 38.36
2018-06-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.29 93,845 93,330 -0.55 833 867 4.08
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 8.81 0 398,371 0 3,510
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 243.63 0 903 0 220
2018-06-30 13F-HR HPI / John Hancock Preferred Income Fund 21.81 0 10,910 0 238
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.76 6,353 5,588 -12.04 975 781 -19.90
2018-06-30 13F-HR MNIRF / Tanager Energy, Inc. 0.03 225,000 225,000 0.00 16 7 -56.25
2018-06-30 13F-HR V / Visa, Inc. 132.46 22,132 23,252 5.06 2,647 3,080 16.36
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 157.63 3,800 3,800 0.00 586 599 2.22
2018-06-30 13F-HR JRS / Nuveen Real Estate Income Fund 9.99 80,900 80,150 -0.93 788 801 1.65
2018-06-30 13F-HR FCO / Aberdeen Global Income Fund, Inc. 7.93 0 55,133 0 437
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.65 68,638 66,236 -3.50 6,497 6,137 -5.54
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.34 5,569 5,576 0.13 1,465 1,513 3.28
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.78 10,003 10,003 0.00 623 628 0.80
2018-06-30 13F-HR MPW / Medical Properties Trust Inc. 14.04 445,238 467,186 4.93 5,788 6,559 13.32
2018-06-30 13F-HR BPOP / Popular, Inc. 45.21 117,392 113,577 -3.25 4,886 5,135 5.10
2018-06-30 13F-HR TCP / TC Pipelines, LP 25.95 12,600 12,600 0.00 437 327 -25.17
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.70 8,917 8,917 0.00 1,314 1,210 -7.91
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 247,262 248,949 0.68 8,775 9,032 2.93
2018-06-30 13F-HR GE / General Electric Co. 13.60 31,686 31,686 0.00 427 431 0.94
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.21 38,469 40,324 4.82 4,230 4,202 -0.66
2018-06-30 13F-HR DLTR / Dollar Tree, Inc. 85.00 58,735 59,765 1.75 5,574 5,080 -8.86
2018-06-30 13F-HR BOCA / Banc of California, Inc. 25.94 0 21,049 0 546
2018-06-30 13F-HR SLGD / Scott's Liquid Gold, Inc. 2.10 10,000 10,000 0.00 34 21 -38.24
2018-06-30 13F-HR AAPL / Apple, Inc. 185.11 65,739 64,156 -2.41 11,030 11,876 7.67
2018-06-30 13F-HR RGLD / Royal Gold, Inc. 92.88 10,540 10,540 0.00 905 979 8.18
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 23.64 251,570 249,650 -0.76 5,542 5,902 6.50
2018-06-30 13F-HR AFL / AFLAC, Inc. 43.02 45,404 46,049 1.42 1,987 1,981 -0.30
2018-06-30 13F-HR GG / Goldcorp, Inc. 13.71 100,979 96,292 -4.64 1,396 1,320 -5.44
2018-06-30 13F-HR LEG / Leggett & Platt, Inc. 44.65 33,328 33,328 0.00 1,478 1,488 0.68
2018-06-30 13F-HR WMT / Walmart, Inc. 85.64 3,246 3,246 0.00 289 278 -3.81
2018-06-30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 10.03 0 378,230 0 3,794
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.02 7,093 7,043 -0.70 459 472 2.83
2018-06-30 13F-HR MTG / MGIC Investment Corp. 10.71 136,510 45,000 -67.04 1,775 482 -72.85
2018-06-30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 23.46 0 351,362 0 8,243
2018-06-30 13F-HR ABX / Barrick Gold Corp. 13.13 108,208 108,811 0.56 1,347 1,429 6.09
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 31,794 31,548 -0.77 4,074 3,828 -6.04
2018-06-30 13F-HR WSM / Williams-Sonoma, Inc. 61.38 36,212 35,112 -3.04 1,911 2,155 12.77
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 73.24 40,993 43,253 5.51 2,476 3,168 27.95
2018-06-30 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.27 0 21,387 0 241
2018-06-30 13F-HR TCBIP / Texas Capital Bancshares, Inc. 91.50 14,000 14,000 0.00 1,259 1,281 1.75
2018-06-30 13F-HR HAL / Halliburton Co. 45.09 10,225 10,225 0.00 480 461 -3.96
2018-06-30 13F-HR XNBBX / Nuveen Build America Bond Fund 20.61 0 175,053 0 3,608
2018-06-30 13F-HR WPZ / Access Midstream Partners, L.P 40.59 174,140 129,540 -25.61 5,996 5,258 -12.31
2018-06-30 13F-HR WM / Waste Management, Inc. 81.31 8,498 8,498 0.00 715 691 -3.36
2018-06-30 13F-HR NGD / New Gold, Inc. 2.09 35,455 35,455 0.00 91 74 -18.68
2018-06-30 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.06 0 10,950 0 143
2018-06-30 13F-HR ORCL / Oracle Corp. 44.06 48,166 63,306 31.43 2,204 2,789 26.54
2018-06-30 13F-HR MS.PRF / Morgan Stanley, 6.875% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser F 27.38 0 256,376 0 7,020
2018-06-30 13F-HR VLO / Valero Energy Corp. 110.85 3,455 3,455 0.00 321 383 19.31
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.30 10,869 10,869 0.00 425 438 3.06
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.46 7,860 7,860 0.00 1,067 1,104 3.47
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.81 1,625 1,609 -0.98 2,352 2,735 16.28
2018-06-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.75 0 9,929 0 216
2018-06-30 13F-HR LM / Legg Mason, Inc. 34.78 108,995 6,815 -93.75 4,431 237 -94.65
2018-06-30 13F-HR APTV / Aptiv PLC 91.62 38,550 38,900 0.91 3,276 3,564 8.79
2018-06-30 13F-HR SDIV / Global X SuperDividend ETF 20.97 120,630 116,205 -3.67 2,498 2,437 -2.44
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.45 44,624 46,244 3.63 2,339 2,564 9.62
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.14 2,558,822 2,498,127 -2.37 12,513 12,840 2.61
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 308.41 3,758 3,758 0.00 1,061 1,159 9.24
2018-06-30 13F-HR C / Citigroup, Inc. 66.92 60,442 63,812 5.58 4,080 4,270 4.66
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 66.91 6,935 6,935 0.00 483 464 -3.93
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.73 50,167 48,817 -2.69 4,772 4,771 -0.02
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.72 0 341,822 0 41,607
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 138,749 139,393 0.46 8,840 9,189 3.95
2018-06-30 13F-HR BA / Boeing Company (The) 335.80 1,371 1,081 -21.15 450 363 -19.33
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.88 85,807 114,782 33.77 4,915 5,840 18.82
2018-06-30 13F-HR PSLV / Sprott Physical Silver Trust 5.89 28,200 28,200 0.00 170 166 -2.35
2018-06-30 13F-HR VVR / Van Kampen Senior Income Trust 4.28 0 100,996 0 432
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.61 0 2,440 0 204
2018-06-30 13F-HR MCO / Moody's Corp. 170.58 12,462 16,315 30.92 2,010 2,783 38.46
2018-06-30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.01 11,770 11,770 0.00 318 365 14.78
2018-06-30 13F-HR RSG / Republic Services, Inc. 68.41 7,075 7,075 0.00 469 484 3.20
2018-06-30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.08 0 421,365 0 5,090
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.83 2,719 2,719 0.00 542 508 -6.27
2018-06-30 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 9.35 20,000 20,000 0.00 228 187 -17.98
2018-06-30 13F-HR GNW / Genworth Financial, Inc. 4.48 12,500 12,500 0.00 35 56 60.00
2018-06-30 13F-HR WY / Weyerhaeuser Co. 36.46 48,985 48,988 0.01 1,714 1,786 4.20
2018-06-30 13F-HR UBSH / Union Bankshares Corp 38.87 18,577 18,577 0.00 682 722 5.87
2018-06-30 13F-HR MSG / The Madison Square Garden Company 310.16 4,850 4,675 -3.61 1,192 1,450 21.64
2018-06-30 13F-HR RHHBY / Roche Holding Ltd 27.63 148,090 144,540 -2.40 4,239 3,994 -5.78
2018-06-30 13F-HR ROST / Ross Stores, Inc. 84.86 2,840 2,840 0.00 221 241 9.05
2018-06-30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.52 21,540 21,540 0.00 157 162 3.18
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 155.60 5,450 5,450 0.00 801 848 5.87
2018-06-30 13F-HR TEL / TE Connectivity Ltd. 90.07 17,871 19,596 9.65 1,785 1,765 -1.12
2018-06-30 13F-HR AMFE / Amfil Technologies Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2018-06-30 13F-HR PH / Parker-Hannifin Corp. 155.88 11,710 11,740 0.26 2,003 1,830 -8.64
2018-06-30 13F-HR HCA / HCA Holdings Inc. 102.62 24,693 30,853 24.95 2,395 3,166 32.19
2018-06-30 13F-HR T / AT & T, Inc. 32.12 87,351 87,154 -0.23 3,114 2,799 -10.12
2018-06-30 13F-HR PEYUF / Peyto Exploration & Development Corp 7.84 10,712 10,712 0.00 90 84 -6.67
2018-06-30 13F-HR GIS / General Mills, Inc. 44.28 9,010 9,010 0.00 406 399 -1.72
2018-06-30 13F-HR BHP / BHP Billiton Ltd. 50.05 10,050 10,050 0.00 447 503 12.53
2018-06-30 13F-HR NTG / Tortoise MLP Fund, Inc. 17.07 630,413 657,864 4.35 10,068 11,230 11.54
2018-06-30 13F-HR GS.PRD / Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 23.26 0 249,812 0 5,811
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.46 3,822 3,822 0.00 294 319 8.50
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.97 1,115 1,115 0.00 210 233 10.95
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.05 10,803 7,293 -32.49 463 314 -32.18
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.38 4,554 4,485 -1.52 344 365 6.10
2018-06-30 13F-HR Powershares S&P 500 Equal Weig / (739371813) 100,582 0 -100.00 10,006 0
2018-06-30 13F-HR Powershares S&P 500 Eqwt Finan / (739371797) 88,110 0 -100.00 3,865 0
2018-06-30 13F-HR TPL / Texas Pacific Land Trust 400 0 -100.00 202 0 -100.00
2018-06-30 13F-HR LGCY / Legacy Reserves LP 20,010 0 -100.00 94 0 -100.00
2018-06-30 13F-HR Voya Asia Pacific High Div Equ / (92912J102) 100,738 0 -100.00 1,081 0
2018-06-30 13F-HR AWP / Alpine Global Premier Properties Fund 13,120 0 -100.00 82 0 -100.00
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 2,426 0 -100.00 207 0 -100.00
2018-06-30 13F-HR CMI / Cummins, Inc. 11,316 0 -100.00 1,834 0 -100.00
2018-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 3,695 0 -100.00 201 0 -100.00
2018-06-30 13F-HR ALK / Alaska Air Group, Inc. 19,440 0 -100.00 1,205 0 -100.00
2018-06-30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 48,240 0 -100.00 2,587 0 -100.00
2018-06-30 13F-HR WHR / Whirlpool Corp. 7,397 0 -100.00 1,133 0 -100.00
2018-06-30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 59,520 0 -100.00 1,367 0 -100.00
2018-06-30 13F-HR STI / SunTrust Banks, Inc. 3,990 0 -100.00 271 0 -100.00
2018-06-30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 69,991 0 -100.00 655 0 -100.00
2018-06-30 13F-HR LLY / Eli Lilly & Co. 5,326 0 -100.00 412 0 -100.00
2018-06-30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 74,181 0 -100.00 1,867 0 -100.00
2018-06-30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 97,470 0 -100.00 3,051 0 -100.00
2018-06-30 13F-HR SBUX / Starbucks Corp. 3,530 0 -100.00 204 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 8,040 0 -100.00 1,287 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley 10,500 0 -100.00 567 0 -100.00
2018-06-30 13F-HR EEQ / Enbridge Energy Management LLC. 15,507 0 -100.00 142 0 -100.00
2018-06-30 13F-HR AU / AngloGold Ashanti Ltd. 8.21 12,060 99
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA 100.77 14,230 1,434
2018-06-30 13F-HR BTG / B2Gold Corp. 2.58 90,580 234
2018-06-30 13F-HR BLK / BlackRock, Inc. 499.07 1,609 803
2018-06-30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 12.11 74,915 907
2018-06-30 13F-HR Centamin PLC Ord Flondon Share / (G2055Q105) 1.57 115,000 181
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 293.24 13,153 3,857
2018-06-30 13F-HR Doubleline Opportunistic Cr Fd / (258623107) 20.87 209,827 4,379
2018-06-30 13F-HR DPMLF / Dundee Precious Metals Inc. 2.42 59,000 143
2018-06-30 13F-HR CAHPF / Evolution Mining Ltd. 2.60 60,000 156
2018-06-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.06 447,981 8,539
2018-06-30 13F-HR GFI / Gold Fields Ltd. 3.57 38,675 138
2018-06-30 13F-HR XGBAX / Guggenheim Build America Bonds 21.70 10,000 217
2018-06-30 13F-HR Invesco II Income Composite CE / (46138E404) 22.79 58,370 1,330
2018-06-30 13F-HR Invesco QQQ Tr ETF Unit Ser 1 / (46090E103) 171.64 8,040 1,380
2018-06-30 13F-HR Invesco S&P 500 Eqwt ETF / (46137V357) 101.89 95,812 9,762
2018-06-30 13F-HR Invesco S&P 500 Eqwt Financial / (46137V340) 42.33 84,575 3,580
2018-06-30 13F-HR Invesco TR II ETF Pfd / (46138E511) 14.57 44,895 654
2018-06-30 13F-HR JD / JD.com, Inc. 38.95 55,820 2,174
2018-06-30 13F-HR LGF.A / Lions Gate Entertainment Corp. 24.82 42,500 1,055
2018-06-30 13F-HR TAP / Molson Coors Brewing Co. 68.05 15,400 1,048
2018-06-30 13F-HR NESRF / Northern Star Resources Ltd 5.37 19,000 102
2018-06-30 13F-HR OGDCF / Oceanagold Corporation 2.78 63,000 175
2018-06-30 13F-HR PGIM Global Short Duration Hig / (69346J106) 13.65 23,375 319
2018-06-30 13F-HR PMNXF / Perseus Mining Ltd 0.32 615,000 195
2018-06-30 13F-HR RMLRF / Ramelius Resources Ltd. 0.43 345,000 148
2018-06-30 13F-HR RGRNF / Regis Resources NL 3.78 22,500 85
2018-06-30 13F-HR RMGGF / Resolute Mining Ltd. 0.94 270,000 255
2018-06-30 13F-HR SPDR Bloomberg Barclays 1-3 Mn / (78468R663) 91.71 3,969 364
2018-06-30 13F-HR SSRI / Silver Standard Resources, Inc. 9.88 35,230 348
2018-06-30 13F-HR SCEXF / Saracen Mineral Holdings Ltd. 1.63 70,000 114
2018-06-30 13F-HR SEMFF / SEMAFO Inc. 2.91 86,000 250
2018-06-30 13F-HR TCEHY / Tencent Holding Ltd. 50.25 53,853 2,706
2018-06-30 13F-HR TTAI / TrimTabs All Cap International Free-Cash-Flow ETF 26.59 18,428 490
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 83.55 6,487 542
2018-06-30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 50.99 10,610 541
2018-06-30 13F-HR EBAY / eBay, Inc. 36.26 149,910 5,436
2018-06-30 13F-HR AGNC Investment Corp Pfd 7 Fi / PFD (00123Q500) 26.00 82,375 2,142
2018-06-30 13F-HR NLY.PRF / Annaly Capital Management, Inc. 25.37 51,200 1,299
2018-06-30 13F-HR BBT / BB&T Corp. 25.70 169,159 4,347
2018-06-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,250.49 8,655 10,823
2018-06-30 13F-HR CBB / Cincinnati Bell, Inc. 49.36 7,679 379
2018-06-30 13F-HR Cowen Inc Senior Note Pfd 7.35 / PFD (223622705) 25.24 64,700 1,633
2018-06-30 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 10.77 19,219 207
2018-06-30 13F-HR GMAC Capital Trust I Var Ser 2 / PFD (361860208) 26.30 55,980 1,472
2018-06-30 13F-HR GS.PRA / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series A 23.38 78,970 1,846
2018-06-30 13F-HR Gaslog Partners Fix/Flt Pfd A / PFD (Y2687W116) 26.19 66,470 1,741
2018-06-30 13F-HR GS.PRC / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series C 24.07 17,945 432
2018-06-30 13F-HR NSS / Nustar Logistics LP 25.36 82,975 2,104
2018-06-30 13F-HR Regions Financing Crp 6.375 Pf / PFD (7591EP308) 25.53 232,313 5,931
2018-06-30 13F-HR Tristate Cap. Fix/Flt Ser.A QD / PFD (89678F209) 26.20 84,050 2,202
2018-06-30 13F-HR Valley Natl Bncrp 5.5 Pfd Per / PFD (919794305) 25.84 37,075 958
2018-06-30 13F-HR Tortoise MLP Fd Rts Exp 07/18/ / RT (89148B119) 0.37 656,141 244
2018-06-30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 18.03 57,415 1,035
2018-06-30 13F-HR Invesco Bulletshares 2018 Hi Y / FDSTX (46138J205) 25.08 13,595 341
2018-06-30 13F-HR Invesco Bulletshares 2019 Hi Y / FDSTX (46138J403) 24.18 49,920 1,207
2018-06-30 13F-HR Invesco Bulletshares 2020 Hi Y / FDSTX (46138J601) 24.26 25,520 619
2018-06-30 13F-HR Invesco Bulletshares 2021 Hi Y / FDSTX (46138J700) 20.72 10,135 210
2018-06-30 13F-HR Invesco Bulletshares 2021 Hi Y / FDSTX (46138J809) 24.59 10,615 261
2018-06-30 13F-HR Invesco Bulletshares 2022 Hi Y / FDSTX (46138J874) 24.48 37,750 924
2018-06-30 13F-HR Invesco S&P High Income Infras / FDSTX (46138E255) 26.60 13,870 369
2018-06-30 13F-HR SHYD / VanEck Vectors ETF TR 24.52 62,075 1,522