InvestorOxbow Advisors, LLC
Portfolio Value $ 534,010,000
Current Positions243
Opened Positions5
Closed Positions14


Latest Holdings, Performance, AUM (from 13F, 13D)

Oxbow Advisors, LLC has disclosed 243 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 534,010,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oxbow Advisors, LLC's top holdings are Tallgrass Energy Partners, LP (NYSE:TEP) , Enterprise Products Partners L.P. (NYSE:EPD) , Exxon Mobil Corp. (NYSE:XOM) , GAMCO Global Gold, Natural Resources & Income Trust (AMEX:GGN) , and Apple, Inc. (NASDAQ:AAPL) . Oxbow Advisors, LLC's new positions include Core Laboratories N.V. (NYSE:CLB) , Aptiv PLC (NYSE:APTV) , Cenovus Energy Inc. (NYSE:CVE) , Clearbridge Energy MLP Fund Inc (XCEMX) , and Whirlpool Corp. (NYSE:WHR) .

All Oxbow Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 30, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR F / Ford Motor Co. 12.49 164,443 164,443 0.00 1,968 2,054 4.37
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.48 0 12,058 0 1,296
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 174.99 1,629 1,703 4.54 243 298 22.63
2017-12-31 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 9.02 70,727 638
2017-12-31 13F-HR APTV / Aptiv PLC 84.82 37,514 3,182
2017-12-31 13F-HR BlackRock Municipal Income Inv / (09248H105) 14.00 11,003 154
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.13 220,660 2,015
2017-12-31 13F-HR Center Coast MLP & Infrastruct / (151461100) 9.96 1,373,549 13,681
2017-12-31 13F-HR Cion Investment Corp Fund No 5 / (17259U105) 0.00 11,483 0
2017-12-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15.27 92,065 1,406
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.54 36,764 4,027
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.37 1,159 216
2017-12-31 13F-HR Delphi Technologies PLC / (G2709G107) 52.47 12,979 681
2017-12-31 13F-HR Gabelli Healthcare & Wellness / (36246K103) 10.32 62,120 641
2017-12-31 13F-HR Gamco Natural Resources Gold & / (36465E101) 6.71 1,791,672 12,022
2017-12-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 11.81 86,617 1,023
2017-12-31 13F-HR Linn CO Llc Escrow Com Shs Rps / (535ESC107) 0.00 12,425 0
2017-12-31 13F-HR My Healthy Access Incxxx / (62844T106) 0.00 10,000 0
2017-12-31 13F-HR Nuveen Dow 30 Dynamic Overwrit / (67075F105) 18.84 279,705 5,270
2017-12-31 13F-HR Peninsula Holdings Grxxx Ltd C / (70713P105) 0.00 200,000 0
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.28 2,840 228
2017-12-31 13F-HR TTAC / TrimTabs Float Shrink ETF 33.67 6,890 232
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.67 3,695 202
2017-12-31 13F-HR Voya Asia Pacific High Div Equ / (92912J102) 10.48 93,907 984
2017-12-31 13F-HR Voya Emerging Markets High Div / (92912P108) 8.90 797,902 7,101
2017-12-31 13F-HR WHR / Whirlpool Corp. 168.68 7,025 1,185
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.07 20,750 292
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.31 9,600 675
2017-12-31 13F-HR Hycroft Mng Corp Wts Exp 10/22 / WT (448629113) 0.10 10,084 1
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,054.00 307 537 74.92 299 566 89.30
2017-12-31 13F-HR MMM / 3M Co. 235.40 14,881 14,894 0.09 3,124 3,506 12.23
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.67 21,353 21,186 -0.78 1,342 1,476 9.99
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.37 9,279 9,165 -1.23 8,900 9,590 7.75
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.12 191,635 71,840 -62.51 3,833 1,302 -66.03
2017-12-31 13F-HR SYY / SYSCO Corp. 60.70 10,005 10,115 1.10 540 614 13.70
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 75,530 73,439 -2.77 798 759 -4.89
2017-12-31 13F-HR SNY / Sanofi 43.00 72,405 75,355 4.07 3,605 3,240 -10.12
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.02 4,915 4,915 0.00 313 354 13.10
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.00 133,235 127,860 -4.03 3,064 3,069 0.16
2017-12-31 13F-HR INTC / Intel Corp. 46.16 16,972 17,222 1.47 646 795 23.07
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 285,834 285,834 0.00 5,482 5,165 -5.78
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.81 527,336 510,565 -3.18 8,427 7,051 -16.33
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 188,646 189,345 0.37 1,251 1,276 2.00
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.66 23,453 23,323 -0.55 1,472 1,508 2.45
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.35 5,200 5,200 0.00 545 579 6.24
2017-12-31 13F-HR UTX / United Technologies Corp. 127.55 12,900 13,171 2.10 1,497 1,680 12.22
2017-12-31 13F-HR 85571BAA3 / Starwood Property Trust Inc Bond 564 558 -1.06
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.89 75,996 74,396 -2.11 1,224 1,182 -3.43
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 36.19 48,130 41,780 -13.19 1,689 1,512 -10.48
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 58,572 106,940 82.58 2,899 5,660 95.24
2017-12-31 13F-HR GST / Gastar Exploration Inc. 1.04 26,950 26,950 0.00 24 28 16.67
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 298,000.00 1 1 0.00 275 298 8.36
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.60 7,623 7,678 0.72 897 926 3.23
2017-12-31 13F-HR LGCY / Legacy Reserves LP 1.60 43,423 20,010 -53.92 66 32 -51.52
2017-12-31 13F-HR CMI / Cummins, Inc. 176.67 11,365 11,264 -0.89 1,910 1,990 4.19
2017-12-31 13F-HR CVX / Chevron Corp. 125.20 21,527 21,989 2.15 2,529 2,753 8.86
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 12.73 15,000 15,000 0.00 215 191 -11.16
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.41 16,580 16,580 0.00 248 239 -3.63
2017-12-31 13F-HR TRP / TransCanada Corp. 48.65 33,023 28,548 -13.55 1,632 1,389 -14.89
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.06 5,496 44,857 716.18 211 1,797 751.66
2017-12-31 13F-HR NS / NuStar Energy L.P. 29.94 6,023 7,748 28.64 244 232 -4.92
2017-12-31 13F-HR FL / Foot Locker, Inc. 46.94 7,904 7,904 0.00 278 371 33.45
2017-12-31 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.29 38,155 35,690 -6.46 2,554 2,366 -7.36
2017-12-31 13F-HR ABT / Abbott Laboratories 57.09 7,075 7,076 0.01 378 404 6.88
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.02 38,864 38,738 -0.32 276 272 -1.45
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.85 27,059 13,337 -50.71 2,462 1,225 -50.24
2017-12-31 13F-HR CLX / Clorox Company (The) 148.84 3,870 3,870 0.00 510 576 12.94
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.71 95,220 89,069 -6.46 5,768 5,942 3.02
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.66 31,506 31,106 -1.27 1,517 1,669 10.02
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.70 163,245 48,465 -70.31 1,730 470 -72.83
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 98,531 100,643 2.14 7,340 8,609 17.29
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.92 29,900 29,900 0.00 225 207 -8.00
2017-12-31 13F-HR IP / International Paper Company 57.93 19,903 20,233 1.66 1,131 1,172 3.63
2017-12-31 13F-HR WU / Western Union Co. (The) 19.01 180,630 180,630 0.00 3,468 3,434 -0.98
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.54 47,423 76,333 60.96 2,105 3,018 43.37
2017-12-31 13F-HR FB / Facebook, Inc. 176.51 7,410 7,552 1.92 1,266 1,333 5.29
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.57 33,400 33,400 0.00 204 186 -8.82
2017-12-31 13F-HR TSC / TriState Capital Holdings, Inc. 23.01 19,688 19,688 0.00 451 453 0.44
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.50 19,165 18,965 -1.04 1,462 1,394 -4.65
2017-12-31 13F-HR ARCTF / Aurico Metals Inc. 1.40 11,451 11,451 0.00 11 16 45.45
2017-12-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.18 48,125 48,240 0.24 2,698 2,662 -1.33
2017-12-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 17.56 281,630 262,515 -6.79 3,729 4,610 23.63
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 49,811 49,811 0.00 452 460 1.77
2017-12-31 13F-HR MCD / McDonald's Corp. 172.02 3,374 3,459 2.52 529 595 12.48
2017-12-31 13F-HR TEGP / Tallgrass Energy GP, LP 25.74 135,000 136,496 1.11 3,814 3,513 -7.89
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.43 14,001 14,001 0.00 300 286 -4.67
2017-12-31 13F-HR MO / Altria Group, Inc. 71.48 3,651 4,057 11.12 232 290 25.00
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.92 19,876 15,791 -20.55 566 504 -10.95
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.18 50,064 56,524 12.90 2,263 2,610 15.33
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 28.75 220,550 219,164 -0.63 6,078 6,301 3.67
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.31 11,410 11,011 -3.50 731 620 -15.18
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 10,701 10,874 1.62 1,192 1,304 9.40
2017-12-31 13F-HR TEP / Tallgrass Energy Partners, LP 45.85 538,648 547,113 1.57 25,796 25,085 -2.76
2017-12-31 13F-HR AGI / Alamos Gold Inc. 6.52 26,072 26,072 0.00 176 170 -3.41
2017-12-31 13F-HR VTR / Ventas, Inc. 60.02 36,455 36,455 0.00 2,374 2,188 -7.83
2017-12-31 13F-HR PSX / Phillips 66 101.16 4,476 4,478 0.04 410 453 10.49
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.35 30,270 29,957 -1.03 4,290 4,594 7.09
2017-12-31 13F-HR BANX / StoneCastle Financial Corporation 20.13 236,041 270,577 14.63 4,872 5,447 11.80
2017-12-31 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 11.62 881,120 900,395 2.19 11,199 10,463 -6.57
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.01 24,252 23,054 -4.94 809 738 -8.78
2017-12-31 13F-HR MGM / MGM Resorts International 33.40 29,205 28,983 -0.76 952 968 1.68
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.96 14,275 14,275 0.00 1,014 1,013 -0.10
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.71 1,980 1,980 0.00 224 239 6.70
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 124.55 26,350 25,925 -1.61 3,266 3,229 -1.13
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.06 201,132 207,777 3.30 4,089 4,376 7.02
2017-12-31 13F-HR CEQP / Crestwood Equity Partners LP 25.78 13,306 13,306 0.00 325 343 5.54
2017-12-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.30 368,414 369,129 0.19 2,222 2,326 4.68
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.01 24,210 11,915 -50.78 312 155 -50.32
2017-12-31 13F-HR HHC / Howard Hughes Corp. (The) 131.21 2,310 2,195 -4.98 272 288 5.88
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.34 11,835 11,835 0.00 686 655 -4.52
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 131,880 128,509 -2.56 3,946 4,111 4.18
2017-12-31 13F-HR BP / BP Plc 42.03 53,098 43,327 -18.40 2,041 1,821 -10.78
2017-12-31 13F-HR GOLD / Randgold Resources Ltd. 98.92 8,300 8,300 0.00 811 821 1.23
2017-12-31 13F-HR FDX / FedEx Corp. 249.54 9,328 9,233 -1.02 2,104 2,304 9.51
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 61,348 133,480 117.58 1,555 3,940 153.38
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.19 25,562 25,454 -0.42 2,794 2,983 6.76
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.49 8,292 8,375 1.00 459 448 -2.40
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.08 117,018 117,047 0.02 1,419 1,414 -0.35
2017-12-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.89 58,835 59,095 0.44 1,413 1,412 -0.07
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.59 4,490 4,490 0.00 268 290 8.21
2017-12-31 13F-HR NSRGY / Nestle S.A. 85.98 49,738 50,060 0.65 4,178 4,304 3.02
2017-12-31 13F-HR COP / ConocoPhillips 54.90 26,829 26,830 0.00 1,343 1,473 9.68
2017-12-31 13F-HR ATBA / Atlantic Bancshares, Inc. 17.59 52,293 52,293 0.00 949 920 -3.06
2017-12-31 13F-HR PAAS / Pan American Silver Corp. 15.56 160,309 158,923 -0.86 2,733 2,473 -9.51
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.67 10,051 10,051 0.00 1,222 1,243 1.72
2017-12-31 13F-HR WBK / Westpac Banking Corp. Ltd. 24.38 254,977 254,622 -0.14 6,431 6,208 -3.47
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.06 96,949 15,930 -83.57 1,299 208 -83.99
2017-12-31 13F-HR LMRK / Landmark Infrastructure Partners LP 18.10 28,700 109,100 280.14 486 1,975 306.38
2017-12-31 13F-HR XL / XL Group Ltd. 35.13 6,091 6,091 0.00 240 214 -10.83
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 581,548 756,573 30.10 15,161 20,057 32.29
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.93 32,384 31,349 -3.20 592 562 -5.07
2017-12-31 13F-HR NEM / Newmont Mining Corp. 37.52 50,381 59,016 17.14 1,890 2,214 17.14
2017-12-31 13F-HR AMGN / Amgen Inc. 174.04 1,285 1,356 5.53 240 236 -1.67
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.91 41,430 147,330 255.61 1,021 3,081 201.76
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.24 16,486 19,017 15.35 379 442 16.62
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 166,032 164,155 -1.13 13,611 13,730 0.87
2017-12-31 13F-HR KO / Coca Cola Co. 45.90 6,257 6,492 3.76 282 298 5.67
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 21.97 25,440 25,440 0.00 597 559 -6.37
2017-12-31 13F-HR AXP / American Express Co. 99.27 2,740 2,740 0.00 248 272 9.68
2017-12-31 13F-HR MDT / Medtronic plc 80.74 25,474 27,408 7.59 1,981 2,213 11.71
2017-12-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.43 80,201 72,291 -9.86 752 682 -9.31
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.44 5,323 5,436 2.12 455 459 0.88
2017-12-31 13F-HR SLV / iShares Silver Trust 15.99 12,070 12,070 0.00 190 193 1.58
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.58 39,500 39,500 0.00 412 418 1.46
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 72.24 28,991 29,527 1.85 1,882 2,133 13.34
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. 22.39 113,750 64,015 -43.72 2,422 1,433 -40.83
2017-12-31 13F-HR CVS / CVS Health Corporation 72.49 12,775 12,775 0.00 1,039 926 -10.88
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.15 19,796 18,193 -8.10 378 403 6.61
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.41 9,200 9,200 0.00 338 381 12.72
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.77 440,884 439,209 -0.38 3,919 4,291 9.49
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.20 131,645 126,272 -4.08 1,370 1,288 -5.99
2017-12-31 13F-HR HPI / John Hancock Preferred Income Fund 21.45 11,000 11,000 0.00 241 236 -2.07
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.47 6,268 6,353 1.36 909 975 7.26
2017-12-31 13F-HR AIG / American International Group, Inc. 59.60 22,269 18,406 -17.35 1,367 1,097 -19.75
2017-12-31 13F-HR GBTC / Bitcoin Investment Trust 2,016.19 2,411 803 -66.69 1,693 1,619 -4.37
2017-12-31 13F-HR FLO / Flowers Foods, Inc. 19.32 24,020 24,020 0.00 452 464 2.65
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.18 11,080 11,080 0.00 129 135 4.65
2017-12-31 13F-HR MNIRF / Tanager Energy, Inc. 0.07 225,000 225,000 0.00 26 16 -38.46
2017-12-31 13F-HR V / Visa, Inc. 114.01 32,511 22,446 -30.96 3,421 2,559 -25.20
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.74 3,800 3,800 0.00 559 588 5.19
2017-12-31 13F-HR JRS / Nuveen Real Estate Income Fund 11.26 148,700 149,265 0.38 1,658 1,681 1.39
2017-12-31 13F-HR FCO / Aberdeen Global Income Fund, Inc. 8.81 54,969 55,022 0.10 490 485 -1.02
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 80,813 79,071 -2.16 7,181 7,647 6.49
2017-12-31 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 14.78 10,015 10,015 0.00 152 148 -2.63
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.81 10,003 10,089 0.86 776 785 1.16
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.78 451,683 446,514 -1.14 5,931 6,153 3.74
2017-12-31 13F-HR BPOP / Popular, Inc. 35.49 0 114,502 0 4,064
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 4,923 5,336 8.39 1,237 1,424 15.12
2017-12-31 13F-HR TCP / TC Pipelines, LP 53.10 12,600 12,600 0.00 659 669 1.52
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.55 8,717 8,791 0.85 1,087 1,385 27.41
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 245,057 242,451 -1.06 8,749 8,782 0.38
2017-12-31 13F-HR GE / General Electric Co. 17.43 40,868 30,686 -24.91 988 535 -45.85
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.93 37,078 37,275 0.53 3,541 3,986 12.57
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 24.42 74,753 74,639 -0.15 1,762 1,823 3.46
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 64,748 64,049 -1.08 9,979 10,839 8.62
2017-12-31 13F-HR SLGD / Scott's Liquid Gold, Inc. 2.90 10,000 10,000 0.00 25 29 16.00
2017-12-31 13F-HR RGLD / Royal Gold, Inc. 82.16 10,540 10,540 0.00 907 866 -4.52
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 37.85 115,050 109,790 -4.57 3,687 4,156 12.72
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.47 4,210 5,359 27.29 226 308 36.28
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.64 248,870 250,570 0.68 5,274 5,172 -1.93
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.80 22,946 22,825 -0.53 1,868 2,004 7.28
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.77 98,966 101,887 2.95 1,283 1,301 1.40
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.74 33,328 33,328 0.00 1,591 1,591 0.00
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.89 3,090 3,246 5.05 241 321 33.20
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 11.66 92,130 381,407 313.99 1,086 4,447 309.48
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.34 53,054 7,648 -85.58 3,701 515 -86.08
2017-12-31 13F-HR MTG / MGIC Investment Corp. 14.11 190,100 169,080 -11.06 2,382 2,386 0.17
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.47 106,815 105,161 -1.55 1,719 1,522 -11.46
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 30,734 30,811 0.25 3,996 4,305 7.73
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. 51.71 35,312 35,312 0.00 1,761 1,826 3.69
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.64 0 40,229 0 2,158
2017-12-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.02 21,387 21,387 0.00 259 257 -0.77
2017-12-31 13F-HR TCBIP / Texas Capital Bancshares, Inc. 88.93 14,000 14,000 0.00 1,201 1,245 3.66
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.85 10,030 10,030 0.00 462 490 6.06
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.72 7,710 8,040 4.28 1,121 1,252 11.69
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 38.78 135,220 136,270 0.78 5,260 5,285 0.48
2017-12-31 13F-HR WM / Waste Management, Inc. 86.26 8,623 8,498 -1.45 675 733 8.59
2017-12-31 13F-HR NGD / New Gold, Inc. 3.30 35,455 35,455 0.00 132 117 -11.36
2017-12-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 13.97 10,950 10,950 0.00 158 153 -3.16
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 48,325 48,269 -0.12 2,337 2,282 -2.35
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.78 3,455 3,530 2.17 266 324 21.80
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.51 10,869 10,869 0.00 441 386 -12.47
2017-12-31 13F-HR NWS / News Corp 16.21 104,130 102,943 -1.14 1,381 1,669 20.85
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.28 7,860 7,860 0.00 1,018 1,079 5.99
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.77 1,520 1,555 2.30 1,461 1,819 24.50
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 36.01 59,063 58,561 -0.85 2,110 2,109 -0.05
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 18.77 10,068 10,068 0.00 221 189 -14.48
2017-12-31 13F-HR LM / Legg Mason, Inc. 41.98 106,950 107,490 0.50 4,204 4,512 7.33
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.78 117,455 117,755 0.26 2,586 2,565 -0.81
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.67 42,609 43,565 2.24 2,350 2,643 12.47
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.21 2,806,561 2,600,978 -7.33 15,745 13,551 -13.93
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.30 3,758 3,758 0.00 676 888 31.36
2017-12-31 13F-HR C / Citigroup, Inc. 74.41 42,048 37,346 -11.18 3,059 2,779 -9.15
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.56 49,713 49,531 -0.37 4,656 4,882 4.85
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 40,692 37,800 -7.11 2,817 2,692 -4.44
2017-12-31 13F-HR BA / Boeing Company (The) 294.82 1,453 1,428 -1.72 369 421 14.09
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.45 56,922 56,427 -0.87 3,186 3,693 15.91
2017-12-31 13F-HR PSLV / Sprott Physical Silver Trust 6.35 28,200 28,200 0.00 177 179 1.13
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.53 4,240 2,747 -35.21 272 202 -25.74
2017-12-31 13F-HR MCO / Moody's Corp. 147.63 12,598 12,423 -1.39 1,754 1,834 4.56
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.54 219,657 136,300 -37.95 7,009 3,754 -46.44
2017-12-31 13F-HR RSG / Republic Services, Inc. 67.55 7,195 7,195 0.00 475 486 2.32
2017-12-31 13F-HR AVGO / Broadcom Limited 256.98 1,507 1,720 14.13 366 442 20.77
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.23 1,549 2,719 75.53 284 539 89.79
2017-12-31 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 11.15 20,000 20,000 0.00 215 223 3.72
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 3.12 30,145 25,000 -17.07 116 78 -32.76
2017-12-31 13F-HR MS / Morgan Stanley 52.45 15,500 10,600 -31.61 747 556 -25.57
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.26 49,141 48,753 -0.79 1,672 1,719 2.81
2017-12-31 13F-HR RHHBY / Roche Holding Ltd 31.58 144,115 143,425 -0.48 4,612 4,529 -1.80
2017-12-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.94 21,540 21,540 0.00 170 171 0.59
2017-12-31 13F-HR EEQ / Enbridge Energy Management LLC. 13.38 21,705 18,236 -15.98 336 244 -27.38
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.89 5,450 5,450 0.00 770 806 4.68
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 95.05 17,667 17,791 0.70 1,467 1,691 15.27
2017-12-31 13F-HR AMFE / Amfil Technologies Inc. 0.20 10,000 10,000 0.00 2 2 0.00
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.59 11,860 11,719 -1.19 2,076 2,339 12.67
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.03 100,283 99,588 -0.69 9,581 10,061 5.01
2017-12-31 13F-HR HCA / HCA Holdings Inc. 87.85 26,234 25,100 -4.32 2,088 2,205 5.60
2017-12-31 13F-HR T / AT & T, Inc. 38.88 88,280 88,911 0.71 3,458 3,457 -0.03
2017-12-31 13F-HR PEYUF / Peyto Exploration & Development Corp 11.95 10,712 10,712 0.00 176 128 -27.27
2017-12-31 13F-HR GIS / General Mills, Inc. 59.30 82,470 15,195 -81.58 4,269 901 -78.89
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 45.97 10,050 10,050 0.00 407 462 13.51
2017-12-31 13F-HR NTG / Tortoise MLP Fund, Inc. 17.56 595,082 603,925 1.49 10,783 10,605 -1.65
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.92 3,822 3,822 0.00 284 294 3.52
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.31 47,063 47,774 1.51 1,583 1,830 15.60
2017-12-31 13F-HR MOUNTAIN HIGH ACQUISITIONS COR / (62405W100) 15,000 0 -100.00 1 0
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 10,518 0 -100.00 66 0 -100.00
2017-12-31 13F-HR CRTO / Criteo S.A 57,965 0 -100.00 2,406 0 -100.00
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 23,075 0 -100.00 43 0 -100.00
2017-12-31 13F-HR DELAWARE INVESTMENTS COLORADO / (246101109) 10,630 0 -100.00 162 0
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 6,615 0 -100.00 351 0 -100.00
2017-12-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 11,165 0 -100.00 164 0 -100.00
2017-12-31 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 126,122 0 -100.00 708 0 -100.00
2017-12-31 13F-HR TRCO / Tribune Media Company 126,600 0 -100.00 5,173 0 -100.00
2017-12-31 13F-HR MSGN / MSG Networks Inc. 121,375 0 -100.00 2,573 0 -100.00
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 263,710 0 -100.00 10,258 0 -100.00
2017-12-31 13F-HR HEMP / Hemp, Inc. 15,000 0 -100.00 0 0
2017-12-31 13F-HR VIAB / Viacom, Inc. 21,285 0 -100.00 593 0 -100.00
2017-12-31 13F-HR CBIS / Cannabis Science, Inc. 15,000 0 -100.00 1 0 -100.00