Current Holdings (from 13F, 13D)

InvestorOxbow Advisors, LLC
Portfolio Value$ 525,322,000
Current Positions238
Opened Positions5
Closed Positions26

Oxbow Advisors, LLC has disclosed 238 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 525,322,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oxbow Advisors, LLC's top holdings are Tallgrass Energy Partners, LP (NYSE:TEP) , GAMCO Global Gold, Natural Resources & Income Trust (AMEX:GGN) , Enterprise Products Partners L.P. (NYSE:EPD) , Exxon Mobil Corp. (NYSE:XOM) , and ClearBridge Energy MLP Total Return Fund Inc. (NYSE:CTR) . Oxbow Advisors, LLC's new positions include Park Hotels & Resorts Inc. (NYSE:PK) , Dow Chemical Co. (The) (NYSE:DOW) , Criteo S.A (NASDAQ:CRTO) , National Oilwell Varco, Inc. (NYSE:NOV) , and Parker-Hannifin Corp. (NYSE:PH) .


All Oxbow Advisors, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on October 23, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR LINN CO LLC ESCROW COM SHS RPS / (535ESC107) 0.00 12,425 12,425 0.00 0 0
2017‑09‑30 13F-HR 85571BAA3 / Starwood Property Trust Inc Bond 0.00 586 564 -3.75
2017‑09‑30 13F-HR BLACKROCK MUNICIPAL INCOME INV / (09248H105) 14.63 11,003 11,003 0.00 165 161 -2.42
2017‑09‑30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 56.06 48,125 48,125 0.00 2,622 2,698 2.90
2017‑09‑30 13F-HR VOYA EMERGING MARKETS HIGH DIV / (92912P108) 9.49 770,442 730,632 -5.17 6,764 6,934 2.51
2017‑09‑30 13F-HR VOYA ASIA PACIFIC HIGH DIV EQU / (92912J102) 10.72 94,535 92,299 -2.37 995 989 -0.60
2017‑09‑30 13F-HR MOUNTAIN HIGH ACQUISITIONS COR / (62405W100) 0.07 15,000 15,000 0.00 2 1 -50.00
2017‑09‑30 13F-HR GBTC / Bitcoin Investment Trust 702.20 2,868 2,411 -15.93 1,119 1,693 51.30
2017‑09‑30 13F-HR NUVEEN DOW 30 DYNAMIC OVERWRIT / (67075F105) 16.96 288,800 282,255 -2.27 4,771 4,787 0.34
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 40,582 0 -100.00 2,560 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 40,692 2,817
2017‑09‑30 13F-HR IP / International Paper Company 56.83 19,805 19,903 0.49 1,121 1,131 0.89
2017‑09‑30 13F-HR NGD / New Gold, Inc. 3.72 20,555 35,455 72.49 65 132 103.08
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 55.35 8,292 459
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 99,973 0 -100.00 2,175 0 -100.00
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.40 100,805 96,949 -3.83 1,320 1,299 -1.59
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.17 1,629 1,629 0.00 230 243 5.65
2017‑09‑30 13F-HR FCO / Aberdeen Global Income Fund, Inc. 8.91 54,935 54,969 0.06 472 490 3.81
2017‑09‑30 13F-HR AMFE / Amfil Technologies Inc. 0.20 10,000 2
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.76 23,453 1,472
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 23.47 26,170 25,440 -2.79 796 597 -25.00
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 6.27 10,518 10,518 0.00 67 66 -1.49
2017‑09‑30 13F-HR CENTER COAST MLP & INFRASTRUCT / (151461100) 10.56 1,524,107 1,502,622 -1.41 16,689 15,868 -4.92
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.70 8,717 8,717 0.00 937 1,087 16.01
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.07 6,005 6,257 4.20 269 282 4.83
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.75 44,826 42,048 -6.20 2,998 3,059 2.03
2017‑09‑30 13F-HR CRTO / Criteo S.A 41.51 57,965 2,406
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.06 11,365 1,910
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 371,713 581,548 56.45 10,066 15,161 50.62
2017‑09‑30 13F-HR FLO / Flowers Foods, Inc. 18.82 23,440 24,020 2.47 406 452 11.33
2017‑09‑30 13F-HR GAMCO NATURAL RESOURCES GOLD & / (36465E101) 6.99 1,798,004 1,747,545 -2.81 12,155 12,215 0.49
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 148,694 40,868 -72.52 4,016 988 -75.40
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.64 41,215 41,430 0.52 955 1,021 6.91
2017‑09‑30 13F-HR HGT / Hugoton Royalty Trust 1.86 23,075 23,075 0.00 42 43 2.38
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.74 0 12,070 0 190
2017‑09‑30 13F-HR LMRK / Landmark Infrastructure Partners LP 16.93 28,700 486
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.60 29,205 952
2017‑09‑30 13F-HR MCO / Moody's Corp. 139.23 12,598 1,754
2017‑09‑30 13F-HR MDT / Medtronic plc 77.77 27,042 25,474 -5.80 2,400 1,981 -17.46
2017‑09‑30 13F-HR MY HEALTHY ACCESS INCXXX / (62844T106) 0.00 10,000 0
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.72 59,063 2,110
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 27.56 220,550 6,078
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 175.04 11,860 2,076
2017‑09‑30 13F-HR PENINSULA HOLDINGS GROUP LTD C / (70713P105) 0.00 200,000 0
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 350,192 245,057 -30.02 11,763 8,749 -25.62
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.19 189,920 248,870 31.04 4,989 5,274 5.71
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 86.05 10,540 10,540 0.00 824 907 10.07
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.95 10,068 221
2017‑09‑30 13F-HR SLGD / Scott's Liquid Gold, Inc. 2.50 10,000 25
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.58 5,701 10,051 76.30 673 1,222 81.58
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.68 37,383 4,210 -88.74 2,180 226 -89.63
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.04 17,667 1,467
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.99 14,916 16,486 10.53 329 379 15.20
2017‑09‑30 13F-HR V / Visa, Inc. 105.23 35,053 32,511 -7.25 3,287 3,421 4.08
2017‑09‑30 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 10.75 20,000 20,000 0.00 200 215 7.50
2017‑09‑30 13F-HR SLW / Silver Wheaton Corp. 19.09 19,154 19,796 3.35 381 378 -0.79
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 77.99 3,150 3,090 -1.90 238 241 1.26
2017‑09‑30 13F-HR DELAWARE INVESTMENTS COLORADO / (246101109) 15.24 10,630 10,630 0.00 161 162 0.62
2017‑09‑30 13F-HR HYCROFT MNG CORP WTS EXP 10/22 / WT (448629113) 0.10 0 10,084 0.00 0 1
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.94 307 307 0.00 285 299 4.91
2017‑09‑30 13F-HR MMM / 3M Co. 209.93 20,931 14,881 -28.90 4,358 3,124 -28.32
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.81 5,200 5,200 0.00 520 545 4.81
2017‑09‑30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 16.11 75,996 75,996 0.00 1,199 1,224 2.09
2017‑09‑30 13F-HR ARCTF / Aurico Metals Inc. 0.96 0 11,451 0 11
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 150,647 88,280 -41.40 5,684 3,458 -39.16
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.31 4,349 3,822 -12.12 305 284 -6.89
2017‑09‑30 13F-HR AATDF / AA LTD 15,398 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 57,006 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 257,155 0 -100.00 4,153 0 -100.00
2017‑09‑30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 171,677 0 -100.00 4,515 0 -100.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 1,691 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR TLSYY / Telstra Corporation Ltd. 10,000 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR TEVJF / Teva Pharmaceutical Industries Ltd. 14,443 0 -100.00 8,586 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 6,428 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 8,505 0 -100.00 434 0 -100.00
2017‑09‑30 13F-HR EXCHANGE TRADED ETF CONCEPTS T / (301505848) 13,305 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR FII / Federated Investors, Inc. 7,190 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 87,086 80,813 -7.20 6,315 7,181 13.71
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.41 24,708 22,946 -7.13 1,919 1,868 -2.66
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.18 2,965 1,520 -48.74 2,870 1,461 -49.09
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 61,397 64,748 5.46 8,842 9,979 12.86
2017‑09‑30 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 265,093 0 -100.00 10,874 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 7,714 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.06 9,840 6,615 -32.77 502 351 -30.08
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.09 95,529 106,815 11.81 1,520 1,719 13.09
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.34 1,949 1,549 -20.52 330 284 -13.94
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 463,194 440,884 -4.82 3,710 3,919 5.63
2017‑09‑30 13F-HR BWP / Boardwalk Pipeline Partners L.P 14.69 31,435 11,165 -64.48 566 164 -71.02
2017‑09‑30 13F-HR BAF / BlackRock Municipal Income Investment Quality Trust 15.18 10,015 10,015 0.00 148 152 2.70
2017‑09‑30 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 12.11 21,387 21,387 0.00 252 259 2.78
2017‑09‑30 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 14.43 10,950 10,950 0.00 154 158 2.60
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.87 1,507 1,507 0.00 351 366 4.27
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.89 21,540 21,540 0.00 166 170 2.41
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.64 48,268 47,063 -2.50 1,511 1,583 4.77
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 21.29 192,540 113,750 -40.92 4,973 2,422 -51.30
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.33 12,090 12,775 5.67 973 1,039 6.78
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.74 9,200 9,200 0.00 294 338 14.97
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.28 32,384 32,384 0.00 660 592 -10.30
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 166,573 166,032 -0.32 13,447 13,611 1.22
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.48 10,322 5,323 -48.43 850 455 -46.47
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.64 11,080 11,080 0.00 125 129 3.20
2017‑09‑30 13F-HR EEQ / Enbridge Energy Management LLC. 15.48 879,243 21,705 -97.53 13,549 336 -97.52
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 11.79 92,130 92,130 0.00 1,073 1,086 1.21
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22.02 116,955 117,455 0.43 2,536 2,586 1.97
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.06 10,030 10,030 0.00 428 462 7.94
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.59 27,841 26,234 -5.77 2,428 2,088 -14.00
2017‑09‑30 13F-HR HPI / John Hancock Preferred Income Fund 21.91 11,000 11,000 0.00 240 241 0.42
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.66 51,178 49,713 -2.86 4,719 4,656 -1.34
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.13 448,449 451,683 0.72 5,772 5,931 2.75
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 23.57 77,551 74,753 -3.61 1,903 1,762 -7.41
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.74 33,328 33,328 0.00 1,751 1,591 -9.14
2017‑09‑30 13F-HR MTG / MGIC Investment Corp. 12.53 251,350 190,100 -24.37 2,815 2,382 -15.38
2017‑09‑30 13F-HR LM / Legg Mason, Inc. 39.31 112,270 106,950 -4.74 4,284 4,204 -1.87
2017‑09‑30 13F-HR MS / Morgan Stanley 48.19 25,500 15,500 -39.22 1,136 747 -34.24
2017‑09‑30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 5.61 0 126,122 0 708
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.51 36,781 50,381 36.98 1,191 1,890 58.69
2017‑09‑30 13F-HR NWS / News Corp 13.26 110,280 104,130 -5.58 1,511 1,381 -8.60
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.41 148,103 131,645 -11.11 1,515 1,370 -9.57
2017‑09‑30 13F-HR JRS / Nuveen Real Estate Income Fund 11.15 158,000 148,700 -5.89 1,789 1,658 -7.32
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 51,491 48,325 -6.15 2,582 2,337 -9.49
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.15 3,940 4,240 7.61 236 272 15.25
2017‑09‑30 13F-HR PEYUF / Peyto Exploration & Development Corp 16.43 0 10,712 0 176
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.40 7,430 7,710 3.77 1,023 1,121 9.58
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 66.02 8,610 7,195 -16.43 549 475 -13.48
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 32.00 143,060 144,115 0.74 4,549 4,612 1.38
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.43 39,500 39,500 0.00 400 412 3.00
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 32.05 126,385 115,050 -8.97 4,158 3,687 -11.33
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.97 0 56,922 0 3,186
2017‑09‑30 13F-HR MNIRF / Tanager Energy, Inc. 0.12 225,000 225,000 0.00 23 26 13.04
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 52.30 12,600 12,600 0.00 693 659 -4.91
2017‑09‑30 13F-HR TCBIP / Texas Capital Bancshares, Inc. 85.79 14,000 14,000 0.00 1,084 1,201 10.79
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.12 466,248 595,082 27.63 8,994 10,783 19.89
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 147.11 3,800 3,800 0.00 542 559 3.14
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.99 3,455 3,455 0.00 233 266 14.16
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.28 5,450 5,450 0.00 739 770 4.19
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.28 8,623 8,623 0.00 632 675 6.80
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 27,115 42,609 57.14 1,502 2,350 56.46
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.85 21,617 21,353 -1.22 1,289 1,342 4.11
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.16 10,341 9,279 -10.27 9,397 8,900 -5.29
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 20.00 221,470 191,635 -13.47 4,669 3,833 -17.91
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.97 10,105 10,005 -0.99 509 540 6.09
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.57 81,844 75,530 -7.71 851 798 -6.23
2017‑09‑30 13F-HR SNY / Sanofi 49.79 79,940 72,405 -9.43 3,830 3,605 -5.87
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.68 5,330 4,915 -7.79 332 313 -5.72
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.00 138,510 133,235 -3.81 3,273 3,064 -6.39
2017‑09‑30 13F-HR INTC / Intel Corp. 38.06 21,722 16,972 -21.87 733 646 -11.87
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 266,195 285,834 7.38 5,100 5,482 7.49
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.98 551,169 527,336 -4.32 8,819 8,427 -4.44
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 6.63 196,103 188,646 -3.80 1,243 1,251 0.64
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.05 13,290 12,900 -2.93 1,623 1,497 -7.76
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.09 67,871 48,130 -29.09 2,248 1,689 -24.87
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 61,460 58,572 -4.70 2,745 2,899 5.61
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 166,013 164,443 -0.95 1,858 1,968 5.92
2017‑09‑30 13F-HR GST / Gastar Exploration Inc. 0.89 26,950 26,950 0.00 25 24 -4.00
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.86 136,670 126,600 -7.37 5,572 5,173 -7.16
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 275,000.00 1 1 0.00 255 275 7.84
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.67 7,621 7,623 0.03 984 897 -8.84
2017‑09‑30 13F-HR LGCY / Legacy Reserves LP 1.52 48,423 43,423 -10.33 71 66 -7.04
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.48 21,440 21,527 0.41 2,237 2,529 13.05
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.33 0 15,000 0 215
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.96 16,580 16,580 0.00 247 248 0.40
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.42 35,733 33,023 -7.58 1,703 1,632 -4.17
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.39 5,496 5,496 0.00 214 211 -1.40
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 40.51 6,243 6,023 -3.52 291 244 -16.15
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.17 7,904 7,904 0.00 390 278 -28.72
2017‑09‑30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.94 40,720 38,155 -6.30 2,557 2,554 -0.12
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.43 7,074 7,075 0.01 344 378 9.88
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.10 38,618 38,864 0.64 269 276 2.60
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 27,606 27,059 -1.98 2,406 2,462 2.33
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.78 3,870 3,870 0.00 516 510 -1.16
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.58 100,406 95,220 -5.17 5,341 5,768 7.99
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.15 32,825 31,506 -4.02 1,408 1,517 7.74
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.60 236,827 163,245 -31.07 3,484 1,730 -50.34
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 87,344 98,531 12.81 6,021 7,340 21.91
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.53 35,900 29,900 -16.71 265 225 -15.09
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.20 122,780 180,630 47.12 2,339 3,468 48.27
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 21.20 35,770 121,375 239.32 803 2,573 220.42
2017‑09‑30 13F-HR SEP / Spectra Energy Partners LP 44.39 47,161 47,423 0.56 2,023 2,105 4.05
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.85 15,431 7,410 -51.98 2,330 1,266 -45.67
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.11 0 33,400 0 204
2017‑09‑30 13F-HR TSC / TriState Capital Holdings, Inc. 22.91 19,688 19,688 0.00 496 451 -9.07
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.28 19,330 19,165 -0.85 1,735 1,462 -15.73
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.24 325,990 281,630 -13.61 3,925 3,729 -4.99
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 51,641 49,811 -3.54 454 452 -0.44
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.79 4,617 3,374 -26.92 707 529 -25.18
2017‑09‑30 13F-HR TEGP / Tallgrass Energy GP, LP 28.25 135,000 135,000 0.00 3,433 3,814 11.10
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.43 23,301 14,001 -39.91 512 300 -41.41
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.54 3,648 3,651 0.08 272 232 -14.71
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.48 19,876 19,876 0.00 571 566 -0.88
2017‑09‑30 13F-HR AEM / Agnico Eagle Mines Limited 45.20 83,956 50,064 -40.37 3,788 2,263 -40.26
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38.90 0 263,710 0 10,258
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.07 11,495 11,410 -0.74 737 731 -0.81
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.39 10,811 10,701 -1.02 1,249 1,192 -4.56
2017‑09‑30 13F-HR TEP / Tallgrass Energy Partners, LP 47.89 470,041 538,648 14.60 23,544 25,796 9.57
2017‑09‑30 13F-HR AGI / Alamos Gold Inc. 6.75 14,467 26,072 80.22 104 176 69.23
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.12 31,439 36,455 15.95 2,184 2,374 8.70
2017‑09‑30 13F-HR PSX / Phillips 66 91.60 4,473 4,476 0.07 370 410 10.81
2017‑09‑30 13F-HR BANX / StoneCastle Financial Corporation 20.64 239,586 236,041 -1.48 4,888 4,872 -0.33
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.72 32,023 30,270 -5.47 4,268 4,290 0.52
2017‑09‑30 13F-HR CTR / ClearBridge Energy MLP Total Return Fund Inc. 12.71 815,489 881,120 8.05 10,414 11,199 7.54
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.36 21,695 24,252 11.79 724 809 11.74
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.03 15,110 14,275 -5.53 1,077 1,014 -5.85
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 123.95 26,150 26,350 0.76 2,982 3,266 9.52
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.13 2,191 1,980 -9.63 237 224 -5.49
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.33 214,642 201,132 -6.29 3,992 4,089 2.43
2017‑09‑30 13F-HR CEQP / Crestwood Equity Partners LP 24.43 13,306 13,306 0.00 313 325 3.83
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 251,910 368,414 46.25 1,426 2,222 55.82
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.89 28,185 24,210 -14.10 370 312 -15.68
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) 117.75 21,076 2,310 -89.04 2,589 272 -89.49
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 57.96 11,835 11,835 0.00 641 686 7.02
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 129,045 131,880 2.20 3,878 3,946 1.75
2017‑09‑30 13F-HR BP / BP Plc 38.44 68,598 53,098 -22.60 2,377 2,041 -14.14
2017‑09‑30 13F-HR GOLD / Randgold Resources Ltd. 97.71 8,300 8,300 0.00 734 811 10.49
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.56 0 9,328 0 2,104
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.35 76,738 61,348 -20.06 1,862 1,555 -16.49
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.30 7,945 25,562 221.74 814 2,794 243.24
2017‑09‑30 13F-HR HEMP / Hemp, Inc. 0.00 15,000 15,000 0.00 0 0
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.13 128,215 117,018 -8.73 1,505 1,419 -5.71
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 24.02 62,335 58,835 -5.61 1,476 1,413 -4.27
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.69 4,490 4,490 0.00 255 268 5.10
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 84.00 52,317 49,738 -4.93 4,562 4,178 -8.42
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 27.86 71,880 21,285 -70.39 2,413 593 -75.42
2017‑09‑30 13F-HR COP / ConocoPhillips 50.06 38,492 26,829 -30.30 1,692 1,343 -20.63
2017‑09‑30 13F-HR ATBA / Atlantic Bancshares, Inc. 18.15 52,293 52,293 0.00 994 949 -4.53
2017‑09‑30 13F-HR CBIS / Cannabis Science, Inc. 0.07 15,000 15,000 0.00 1 1 0.00
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.05 180,751 160,309 -11.31 3,040 2,733 -10.10
2017‑09‑30 13F-HR WBK / Westpac Banking Corp. Ltd. 25.22 256,924 254,977 -0.76 6,012 6,431 6.97
2017‑09‑30 13F-HR XL / XL Group Ltd. 39.40 6,091 6,091 0.00 267 240 -10.11
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.77 0 1,285 0 240
2017‑09‑30 13F-HR AXP / American Express Co. 90.51 2,740 2,740 0.00 231 248 7.36
2017‑09‑30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.38 614,178 80,201 -86.94 5,313 752 -85.85
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 64.92 13,776 28,991 110.45 900 1,882 109.11
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.02 6,068 6,268 3.30 933 909 -2.57
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.39 23,723 22,269 -6.13 1,483 1,367 -7.82
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.58 10,003 10,003 0.00 857 776 -9.45
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.27 4,752 4,923 3.60 1,149 1,237 7.66
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 38,925 37,078 -4.75 3,558 3,541 -0.48
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.96 93,815 98,966 5.49 1,211 1,283 5.95
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.76 80,916 53,054 -34.43 5,328 3,701 -30.54
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.02 36,115 30,734 -14.90 4,778 3,996 -16.37
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 49.87 34,042 35,312 3.73 1,651 1,761 6.66
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.90 99,020 135,220 36.56 3,972 5,260 32.43
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.57 10,869 10,869 0.00 469 441 -5.97
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 7,860 7,860 0.00 978 1,018 4.09
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.61 2,718,840 2,806,561 3.23 14,981 15,745 5.10
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 179.88 3,308 3,758 13.60 597 676 13.23
2017‑09‑30 13F-HR BA / Boeing Company (The) 253.96 1,453 1,453 0.00 287 369 28.57
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.28 28,200 28,200 0.00 178 177 -0.56
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.91 200,113 219,657 9.77 6,608 7,009 6.07
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.85 29,305 30,145 2.87 110 116 5.45
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.02 49,159 49,141 -0.04 1,647 1,672 1.52
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 101,265 100,283 -0.97 9,385 9,581 2.09
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.76 80,035 82,470 3.04 4,434 4,269 -3.72
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.50 10,050 10,050 0.00 358 407 13.69
2017‑09‑30 13F-HR CB / Chubb Ltd 10,934 0 -100.00 1,590 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 53,705 0 -100.00 3,669 0 -100.00
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 75,030 0 -100.00 904 0 -100.00
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. 61,196 0 -100.00 2,163 0 -100.00
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 69,300 0 -100.00 1,340 0 -100.00
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 155,128 0 -100.00 1,336 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 7,960 0 -100.00 642 0 -100.00
2017‑09‑30 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 23,960 0 -100.00 378 0 -100.00
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 8,241 0 -100.00 1,333 0 -100.00
2017‑09‑30 13F-HR BPOP / Popular, Inc. 174,890 0 -100.00 7,295 0 -100.00
2017‑09‑30 13F-HR WLTW / Willis Towers Watson Public Limited Company 11,856 0 -100.00 1,725 0 -100.00