InvestorOaktree Capital Management LP
ManagerHoward Marks
Insider ProfileOAKTREE CAPITAL MANAGEMENT LP
Portfolio Value $ 6,380,998,000
Current Positions72
Opened Positions5
Closed Positions0


Latest Holdings, Performance, AUM (from 13F, 13D)

Oaktree Capital Management LP has disclosed 72 total holdings in their latest SEC filings. Portfolio manager(s) are listed as Howard Marks. Most recent portfolio value is calculated to be $ 6,380,998,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Oaktree Capital Management LP's top holdings are Vistra Energy Corp. (OTC:VSTE) , Star Bulk Carriers Corp. (NASDAQ:SBLK) , Tribune Media Company (NYSE:TRCO) , Ally Financial Inc. (NYSE:ALLY) , and Taiwan Semiconductor Manufacturing Co. Ltd. (NYSE:TSM) . Oaktree Capital Management LP's new positions include Vistra Energy Corp. (OTC:VSTE) , Star Bulk Carriers Corp. (NASDAQ:SBLK) , Tribune Media Company (NYSE:TRCO) , Ally Financial Inc. (NYSE:ALLY) , and Taiwan Semiconductor Manufacturing Co. Ltd. (NYSE:TSM) . Oaktree Capital Management LP's top industries are "Printing, Publishing, And Allied Industries" (sic 27) , "Engineering, Accounting, Research, Management, And Related Services" (sic 87) , and "Petroleum Refining And Related Industries" (sic 29) .

All Oaktree Capital Management LP holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑03‑12 SC 13G WAC / Walter Investment Management Corp. 962,455 18.50
2018‑03‑12 SC 13D/A FSFR / Fifth Street Senior Floating Rate Corp. 8,375,925 28.40
2018‑02‑14 SC 13G/A RSO / Resource Capital Corp. 3,076,044 3,585,233 16.55 9.80 0.00
2018‑02‑14 SC 13G/A MX / MagnaChip Semiconductor Corp 2,340,000 3,000,000 28.21 8.80 27.54
2018‑02‑14 SC 13G/A VRSZ / Verso Corporation 3,195,348 2,930,339 -8.29 8.50 -11.46
2018‑02‑14 SC 13G VSTE / Vistra Energy Corp. 49,485,715 11.60
2018‑02‑14 SC 13G CRK / Comstock Resources, Inc. 1,493,401 1,710,558 14.54 9.90 0.00
2018‑02‑14 SC 13G/A DYN / Dynegy Inc. 8,424,322 9,641,194 14.44 7.30 1.39
2018‑02‑13 SC 13G/A TMHC / Taylor Morrison Home Corp. 38,147,847 0 -100.00 0.00 -100.00
2018‑02‑13 SC 13G/A TRCO / Tribune Media Company 14,178,245 7,189,156 -49.29 8.20 -49.38
2018‑02‑09 SC 13G/A NMIH / Nmi Holdings Inc 5,816,443 5,681,992 -2.31 9.50 -4.04
2018‑02‑09 SC 13G/A GNRT / Gener8 Maritime Inc. 13,052,534 13,062,118 0.07 15.70 -0.63
2018‑02‑09 SC 13G/A CCS / Century Communities Inc. 1,469,003 1,819,003 23.83 6.60 -4.35
2018‑02‑08 SC 13G/A STON / StoneMor Partners L.P. 2,600,000 4,010,000 54.23 10.60 55.88

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR AEROJET ROCKETDYNE HOLDINGS INC / CONVERTIBLE BOND (007800AB1) 6,764
2017-12-31 13F-HR 092533AC2 / Blackrock Capital Investment Bond 9,386
2017-12-31 13F-HR 22943FAM2 / Ctrip Com Intl Ltd Bond 21,160
2017-12-31 13F-HR 126349AF6 / CSG Systems International, Inc. Bond 4.250% 3/1 15,842
2017-12-31 13F-HR 42330PAG2 / Helix Energy Solutions Group, Inc. 3.25% Convertible Bond due 2032-03-15 14,130
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 16,617
2017-12-31 13F-HR CEO / CNOOC Ltd. 143.56 220,967 31,722
2017-12-31 13F-HR 205768AM6 / Comstock Resources, Inc. Bond 19,165
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.50 3,990,115 29,926
2017-12-31 13F-HR 205768AN4 / Comstock Resources, Inc. Bond 36,529
2017-12-31 13F-HR CCS / Century Communities Inc. 31.10 1,819,003 56,570
2017-12-31 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 60,431
2017-12-31 13F-HR 76120WAC8 / Resource Capital Corp Bond 55,272
2017-12-31 13F-HR 40416EAB9 / HCI Group, Inc. Bond 7,633
2017-12-31 13F-HR PFE / Pfizer, Inc. 9.83 5,880,090 57,801
2017-12-31 13F-HR TV / Grupo Televisa S.A. 18.67 1,529,453 28,555
2017-12-31 13F-HR ARBOR REALTY TRUST INC / CONVERTIBLE BOND (038923AB4) 11,673
2017-12-31 13F-HR 09061GAF8 / BioMarin Pharmaceutical Inc. Bond 1.5% 10/15/2020 30,822
2017-12-31 13F-HR 092533AB4 / BlackRock Capital Investment Corporation Bond 4,049
2017-12-31 13F-HR BRISTOW GROUP INC / CONVERTIBLE BOND (110394AF0) 4,975
2017-12-31 13F-HR GOLDMAN SACHS BDC INC / CONVERTIBLE BOND (38147UAB3) 4,811
2017-12-31 13F-HR 73640QAB1 / PRA Group, Inc. - Convertible Bond 3% 22,824
2017-12-31 13F-HR SUCAMPO PHARMACEUTICALS INC / CONVERTIBLE BOND (864909AB2) 7,356
2017-12-31 13F-HR ARRAY BIOPHARMA INC / CONVERTIBLE BOND (04269XAB1) 9,005
2017-12-31 13F-HR 16411RAG4 / Cheniere Energy, Inc. Bond 12,300
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.74 3,910,545 22,446
2017-12-31 13F-HR ENSCO JERSEY FINANCE LTD / CONVERTIBLE BOND (29359WAB1) 5,395
2017-12-31 13F-HR GRANITE POINT MORTGAGE TRUST INC / CONVERTIBLE BOND (38741LAB3) 18,054
2017-12-31 13F-HR INPHI CORP / CONVERTIBLE BOND (45772FAC1) 5,973
2017-12-31 13F-HR INSULET CORP / CONVERTIBLE BOND (45784PAF8) 20,678
2017-12-31 13F-HR 57164YAA5 / Marriott Vacations Worldwide Corp Bond 1.500% 9/1 24,254
2017-12-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 37,898
2017-12-31 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 5,473
2017-12-31 13F-HR 29404KAA4 / Envestnet, Inc. 1.75% Bond Due 12/15/2019 17,713
2017-12-31 13F-HR TERADYNE INC / CONVERTIBLE BOND (880770AG7) 9,345
2017-12-31 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 14,829
2017-12-31 13F-HR 94419LAA9 / Wayfair, Inc. Bond 7,323
2017-12-31 13F-HR 95790DAA3 / Western Asset Mtg Cap Corp Bond 11,754
2017-12-31 13F-HR 901109AD0 / Tutor Perini Corp. Bond 11,767
2017-12-31 13F-HR ZILLOW GROUP INC / CONVERTIBLE BOND (98954MAB7) 13,271
2017-12-31 13F-HR VALE / Vale S.A. 12.23 9,411,396 115,102
2017-12-31 13F-HR FBP / First BanCorp 5.10 9,334,725 47,607
2017-12-31 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 16,015
2017-12-31 13F-HR SBLK / Star Bulk Carriers Corp. 11.26 32,579,506 366,845
2017-12-31 13F-HR 741503AX4 / The Priceline Group Inc. Bond 12,505
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.08 25,500 920
2017-12-31 13F-HR TRCO / Tribune Media Company 42.47 7,184,998 305,146
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.32 50,280,227 921,133
2017-12-31 13F-HR GNRT / Gener8 Maritime Inc. 6.62 13,062,118 86,471
2017-12-31 13F-HR SD / Sandridge Energy Inc. 21.07 135,000 2,844
2017-12-31 13F-HR 112463AA2 / Brookdale Senior Living, Inc. Bond 20,734
2017-12-31 13F-HR 649604AD7 / New York Mortgage Trust Bond 17,178
2017-12-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 26,799
2017-12-31 13F-HR 70932AAB9 / Pennymac Corp Bond 28,426
2017-12-31 13F-HR 749772AB5 / Rwt Holdings 5.625 15nov19 Bond 20,441
2017-12-31 13F-HR STKL / SunOpta Inc. 7.75 8,092,699 62,718
2017-12-31 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Bond Due 11/1/2035 5,692
2017-12-31 13F-HR NCMI / National CineMedia, Inc. 6.86 3,625,000 24,867
2017-12-31 13F-HR G81075AF3 / Ship Finance International Limited Bond 21,765
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF Put 266.86 250,000 66,715
2017-12-31 13F-HR INFY / Infosys Limited 16.22 2,866,600 46,496
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 8,687
2017-12-31 13F-HR ARCP / 25,391
2017-12-31 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 8,632
2017-12-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 5,868
2017-12-31 13F-HR 42330PAH0 / Helix Energy Solutions Group, Inc. 4.25% Convertible Bond due 2022-05-01 10,811
2017-12-31 13F-HR 867652AL3 / SunPower Corp. Bond 12,575
2017-12-31 13F-HR CCI / Crown Castle International Corp. 1,132.52 42,009 47,576
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.29 246,161 2,532
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 20.45 1,557,493 31,850
2017-12-31 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 40,860
2017-12-31 13F-HR 743424AD5 / Proofpoint, Inc. 0.75% Convertible Bond due 2020-06-15 11,723
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.36 819,228 2,752
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 276,000 1,350
2017-12-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 12,624
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 56.20 543,715 30,556
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 69.58 181,500 12,628
2017-12-31 13F-HR VIP / VimpelCom Ltd. 3.84 1,678,900 6,446
2017-12-31 13F-HR 647551AB6 / New Mountain Finance Corporation Bond 11,328
2017-12-31 13F-HR 78454LAM2 / SM Energy Co Bond 4,136
2017-12-31 13F-HR BATRK / Liberty Media Corporation 22.22 613,717 13,636
2017-12-31 13F-HR 84860WAA0 / Spirit Realty Capital, Inc. Bond 10,276
2017-12-31 13F-HR NSM / Nationstar Mortgage Holdings Inc. 18.50 1,909,645 35,328
2017-12-31 13F-HR NSM / Nationstar Mortgage Holdings Inc. Call 18.50 250,000 4,625
2017-12-31 13F-HR 136635AE9 / Canadian Solar Inc. Bond 12,442
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 44.26 1,000,000 44,260
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 1,061,588 74,151
2017-12-31 13F-HR YHOO / Yahoo! Inc. 43,788
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 44.10 653,202 28,806
2017-12-31 13F-HR 81170YAB5 / SEACOR Holdings, Inc. Bond 32,152
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.65 3,566,356 141,407
2017-12-31 13F-HR 44052TAB7 / Horizon Pharma plc 2.5% Bond due 2022-03-15 24,396
2017-12-31 13F-HR 36191JAB7 / GSV Capital Corp. Bond 5,003
2017-12-31 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Bond due 2020-12-01 42,313
2017-12-31 13F-HR 82568PAB2 / Shutterfly, Inc. Bond 3,095
2017-12-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.08 1,500,000 15,120
2017-12-31 13F-HR FRGI / Fiesta Restaurant Group, Inc. 19.00 950,000 18,050
2017-12-31 13F-HR 60786LAB3 / ModusLink Global Solutions, Inc. Bond 9,008
2017-12-31 13F-HR 049164BJ4 / Atlasairworldwide1.875 01jun24 Bond 2,956
2017-12-31 13F-HR DYN / Dynegy Inc. 79.22 242,400 19,202
2017-12-31 13F-HR 472145AB7 / Jazz Pharmaceuticals, Inc. Bond 5,807
2017-12-31 13F-HR 670704AG0 / NuVasive, Inc. Bond 24,138
2017-12-31 13F-HR 46333XAD0 / Ironwood Pharmaceuticals, Inc. DBCV 2.250% 6/1 9,660
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,318.93 10,300 13,585
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.16 9,760,000 284,601
2017-12-31 13F-HR 92240MBC1 / Vector Group, Ltd. 1.75% Bond Due 4/15/2020 13,818
2017-12-31 13F-HR 63934EAQ1 / Navistar International Corp. Bond 4.50% Due 10/15/2018 8,196
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,309.97 32,077 42,020
2017-12-31 13F-HR 98474TAB3 / Yandex N.V. Bond 1.13% Due 12/15/2018 13,996
2017-12-31 13F-HR 01167PAE1 / Alaska Communications Systems Group, Inc. Bond 1,254
2017-12-31 13F-HR 03762UAB1 / Apollo Commercial Real Estate Finance, Inc. Bond 4.750% 8/2 43,626
2017-12-31 13F-HR 595112AY9 / Micron Technology, Inc. Bond 20,807
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.92 267,000 4,784
2017-12-31 13F-HR JDSU / 6,355
2017-12-31 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 32,129
2017-12-31 13F-HR AZUL / Azul SA 23.83 1,168,341 27,841
2017-12-31 13F-HR 151290BR3 / Cemex S.A.B de C.V. Bond 17,118
2017-12-31 13F-HR 88830RAB7 / Titan Machinery, Inc. Bond 13,278
2017-12-31 13F-HR TSQ / Townsquare Media, Inc. 7.68 1,595,224 12,251
2017-12-31 13F-HR ORIG / Ocean Rig UDW Inc. 26.80 794,183 21,284
2017-12-31 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 11,743
2017-12-31 13F-HR 01988PAD0 / Allscripts Healthcare Solutions Inc. Bond 37,809
2017-12-31 13F-HR THRX / Theravance, Inc. 21,812
2017-12-31 13F-HR 128126AB5 / CalAmp Corp. Bond 16,181
2017-12-31 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 61,888
2017-12-31 13F-HR 531229AB8 / Liberty Media Corporation Bond 14,878
2017-12-31 13F-HR 63934EAS7 / Navistar International Corp. Bond 4.75% Due 4/15/2019 19,530
2017-12-31 13F-HR EGKPF / Eagle Bulk Shipping, Inc. 4.48 785,363 3,518
2017-12-31 13F-HR 674215AJ7 / Oasis Petroleum Inc. Bond 17,353
2017-12-31 13F-HR VRSZ / Verso Corporation 17.57 2,730,388 47,972
2017-12-31 13F-HR 45256BAE1 / Impax Laboratories, Inc. 2% Bond due 2022-06-15 15,356
2017-12-31 13F-HR 302301AB2 / Ezcorp, Inc. Bond 18,302
2017-12-31 13F-HR 87238QAB9 / TCP Capital Corp., 5.25% Bond due 2019-12-15 7,705
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.06 788,166 7,140
2017-12-31 13F-HR 452327AF6 / Illumina, Inc. Bond 53,638
2017-12-31 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Bond Due 5/1/2020 12,590
2017-12-31 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 4,924
2017-12-31 13F-HR AMT.PRB / American Tower Corp NEW 125.75 197,196 24,797
2017-12-31 13F-HR 75972AAA1 / Renewable Energy Group, Inc. Bond 1,051
2017-12-31 13F-HR 87265KAB8 / TPG Specialty Lending, Inc. Bond 12,565
2017-12-31 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 61.85 238,100 14,726
2017-12-31 13F-HR 947075AH0 / Weatherford International plc Bond 26,613
2017-12-31 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 4,834
2017-12-31 13F-HR MBT / Mobile TeleSystem PJSC 10.19 298,500 3,041
2017-12-31 13F-HR BRFS / BRF S.A. 11.26 3,977,774 44,790
2017-12-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 57.90 819,220 47,432
2017-12-31 13F-HR FOR / Forestar Group Inc 10,187
2017-12-31 13F-HR 292554AH5 / Encore Capital Group, Inc. Bond 9,938
2017-12-31 13F-HR 82823LAC0 / Silver Standard Resources, Inc. Bond 25,952
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 491,227 84,702
2017-12-31 13F-HR 69366JAB7 / PTC Therapeutics, Inc. Bond 7,417
2017-12-31 13F-HR BXE / Bellatrix Exploration Ltd 1.72 3,750,000 6,434
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF Put 97.81 197,000 19,269
2017-12-31 13F-HR MTG / MGIC Investment Corp. 14.11 500,000 7,055
2017-12-31 13F-HR 69327RAD3 / PDC Energy, Inc. Bond 6,983
2017-12-31 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 34,605
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 5,508,041 35,582
2017-12-31 13F-HR STON / StoneMor Partners L.P. 6.56 3,750,000 24,600
2017-12-31 13F-HR VSH / Vishay Intertechnology, Inc. 20.75 455,000 9,441
2017-12-31 13F-HR 458660AD9 / InterDigital, Inc. Bond 3,585
2017-12-31 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 744
2017-12-31 13F-HR 31816QAB7 / FireEye, Inc. Bond 4,031
2017-12-31 13F-HR 458118AC0 / Integrated Device Technology, Inc. Bond 31,000
2017-12-31 13F-HR 76120WAA2 / Resource Capital Corp. Bond 35,495
2017-12-31 13F-HR 90187BAA9 / Two Harbors Investment Corp. Fixed Income 17,542
2017-12-31 13F-HR MPO / Midstates Petroleum Company, Inc. 16.58 204,107 3,384
2017-12-31 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Bond Due 12/15/2020 13,002
2017-12-31 13F-HR 369300AL2 / General Cable Corp. Bond 17,251
2017-12-31 13F-HR RGS / Regis Corp. 15.36 321,890 4,944
2017-12-31 13F-HR 48666KAS8 / KB Home Bond 31,879
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.40 57,600 484
2017-12-31 13F-HR 393222AF1 / Green Plains Inc 4.125 01sep22 Bond 4,822
2017-12-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 4,456
2017-12-31 13F-HR 966387AL6 / Whiting Petroleum Corp. 1.25% Bond due 2020-04-01 12,424
2017-12-31 13F-HR 69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018 7,296
2017-12-31 13F-HR SBDKP / Stanley Black & Decker, Inc. 122.75 225,715 27,706
2017-12-31 13F-HR 85571BAH8 / Starwood Property Trust Inc Bond 6,030
2017-12-31 13F-HR 16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018 566
2017-12-31 13F-HR MX / MagnaChip Semiconductor Corp 9.95 3,000,000 29,850
2017-12-31 13F-HR 83416TAC4 / SolarCity Corp 1.625% Bond due 2019-11-01 12,703
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. 13.00 9,234,691 120,052
2017-12-31 13F-HR 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 6,346
2017-12-31 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 23,876
2017-12-31 13F-HR D / Dominion Resources, Inc. 51.66 381,800 19,723
2017-12-31 13F-HR 70338PAB6 / Pattern Energy Group Inc. Bond 24,123
2017-12-31 13F-HR AU / AngloGold Ashanti Ltd. 10.19 3,370,322 34,343
2017-12-31 13F-HR IBN / ICICI Bank Ltd. 9.73 8,804,316 85,666
2017-12-31 13F-HR XOG / Extraction Oil & Gas, Inc. 14.31 202,787 2,901
2017-12-31 13F-HR 811904AM3 / SEACOR Holdings, Inc. Bond 392
2017-12-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 56.00 764,930 42,836
2017-12-31 13F-HR 41068XAB6 / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Bond 4.125% 9/0 17,783
2017-12-31 13F-HR 09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018 9,549
2017-12-31 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 25,881
2017-12-31 13F-HR NMIH / Nmi Holdings Inc 17.00 5,681,992 96,593
2017-12-31 13F-HR 09257WAB6 / Blackstone 4.375 05may22 Bond 43,394
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.24 150,000 8,136
2017-12-31 13F-HR 447462AB8 / Huron Consulting Group, Inc. Bond 26,348
2017-12-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 30,411
2017-12-31 13F-HR 23335SAB2 / DHT Holdings, Inc. Bond 5,779
2017-12-31 13F-HR 45845PAA6 / Intercept Pharmaceuticals, Inc. Bond 22,732
2017-12-31 13F-HR COWNL / Cowen Group, Inc. 13,296
2017-12-31 13F-HR 00182CAA1 / ANI Pharmaceuticals, Inc. 3% Convertible Bond 14,666
2017-12-31 13F-HR DYN / Dynegy Inc. 11.85 8,424,322 99,828