Current Holdings (from 13F, 13D)

InvestorNwam Llc
Portfolio Value$ 384,710,000
Current Positions327
Opened Positions5
Closed Positions22

Nwam Llc has disclosed 327 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 384,710,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Nwam Llc's top holdings are Microsoft Corp. (NASDAQ:MSFT) , Vanguard Value ETF (NYSE:VTV) , Vanguard Growth ETF (NYSE:VUG) , BLACKROCK CREDIT ALLOCATION INC (XPSYX) , and Apple, Inc. (NASDAQ:AAPL) . Nwam Llc's new positions include Nuveen Real Asset Income and Growth Fund (NYSE:JRI) , DowDuPont Inc. (NYSE:DWDP) , Activision Blizzard, Inc. (NASDAQ:ATVI) , Air Products & Chemicals, Inc. (NYSE:APD) , and Vanguard Long-Term Bond ETF (NYSE:BLV) .


All Nwam Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-01. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.92 13,874 13,874 0.00 209 207 -0.96
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.20 42,106 42,106 0.00 628 640 1.91
2017‑09‑30 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.79 20,865 20,865 0.00 243 246 1.23
2017‑09‑30 13F-HR ADVISORSHARES TR / PERITUS HG YLD (00768Y503) 36.02 43,061 43,415 0.82 1,547 1,564 1.10
2017‑09‑30 13F-HR ADVISORSHARES TR / ADVISORSHS ETF (00768Y206) 55.62 11,282 11,075 -1.83 527 616 16.89
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.73 64,390 67,690 5.13 1,003 1,065 6.18
2017‑09‑30 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.65 103,007 103,007 0.00 1,624 1,612 -0.74
2017‑09‑30 13F-HR MMM / 3M Co. 209.88 4,552 4,655 2.26 948 977 3.06
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.20 20,912 20,831 -0.39 401 400 -0.25
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.25 0 4,139 0 208
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.51 6,205 6,479 4.42 338 405 19.82
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.48 32,296 32,692 1.23 1,257 1,258 0.08
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.18 49,730 50,978 2.51 698 723 3.58
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.85 12,628 12,459 -1.34 697 646 -7.32
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.89 15,288 15,624 2.20 2,308 2,670 15.68
2017‑09‑30 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 10.08 31,845 31,845 0.00 315 321 1.90
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 146.52 4,232 4,484 5.95 596 657 10.23
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 61.98 9,257 9,212 -0.49 535 571 6.73
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.82 106,195 106,391 0.18 10,254 10,620 3.57
2017‑09‑30 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.44 55,347 54,820 -0.95 960 956 -0.42
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.02 10,511 10,218 -2.79 471 460 -2.34
2017‑09‑30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.77 13,000 13,000 0.00 116 114 -1.72
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 20,397 20,399 0.01 552 532 -3.62
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.10 6,629 7,750 16.91 317 365 15.14
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.49 15,344 15,268 -0.50 1,402 1,458 3.99
2017‑09‑30 13F-HR ANFI / Amira Nature Foods Ltd. 6.02 51,400 51,500 0.19 285 310 8.77
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.42 292,399 299,563 2.45 3,904 4,020 2.97
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.11 7,450 7,400 -0.67 305 319 4.59
2017‑09‑30 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 17.39 23,795 20,758 -12.76 415 361 -13.01
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.32 12,745 12,603 -1.11 639 609 -4.69
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 12.60 13,172 13,172 0.00 165 166 0.61
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.00 3,937 3,901 -0.91 462 433 -6.28
2017‑09‑30 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 2.30 27,000 27,000 0.00 36 62 72.22
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.57 3,835 6,505 69.62 588 1,064 80.95
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.80 7,826 7,911 1.09 962 1,011 5.09
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.83 1,874 1,868 -0.32 303 349 15.18
2017‑09‑30 13F-HR UQM / UQM Technologies, Inc. 1.16 42,778 48,278 12.86 36 56 55.56
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.43 14,070 14,070 0.00 189 189 0.00
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.85 18,098 17,748 -1.93 323 299 -7.43
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.54 0 5,698 0 231
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.48 39,257 37,674 -4.03 2,560 2,580 0.78
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.46 2,183 6,448 195.37 299 925 209.36
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.28 16,696 17,762 6.38 2,670 2,918 9.29
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.58 3,871 250
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.20 1,627 246
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.85 2,330 214
2017‑09‑30 13F-HR INBK / First Internet Bancorp 32.33 6,217 201
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 23,703 1,641
2017‑09‑30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.40 9,959 15,658 57.22 228 382 67.54
2017‑09‑30 13F-HR IMH / Impac Mortgage Holdings, Inc. 7.42 15,500 115
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.10 721 207
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 112.74 1,774 200
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 18.00 120,909 2,176
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.49 121,655 134,255 10.36 1,047 1,140 8.88
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.93 63,305 88,305 39.49 863 1,230 42.53
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.92 1,644 1,777 8.09 1,494 1,704 14.06
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.77 7,278 7,399 1.66 566 568 0.35
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.00 12,642 26,869 112.54 1,102 2,445 121.87
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.23 17,409 20,068 15.27 359 426 18.66
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 37,641 37,073 -1.51 1,474 1,439 -2.37
2017‑09‑30 13F-HR CRHM / CRH Medical Corp. 2.60 337,800 337,800 0.00 1,925 878 -54.39
2017‑09‑30 13F-HR HTF / Horizon Technology Finance Corp. 11.08 10,650 10,650 0.00 121 118 -2.48
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.97 16,517 13,217 -19.98 49 26 -46.94
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.83 10,258 10,258 0.00 253 265 4.74
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.10 0 3,544 0 213
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 14.48 20,032 25,614 27.87 272 371 36.40
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.12 2,679 2,997 11.87 327 348 6.42
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.76 3,514 3,553 1.11 210 223 6.19
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 231.02 1,848 1,818 -1.62 410 420 2.44
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.32 29,611 30,309 2.36 1,102 1,131 2.63
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.40 5,830 6,152 5.52 1,852 2,008 8.42
2017‑09‑30 13F-HR TAN / Guggenheim Solar ETF 21.66 54,390 56,242 3.41 1,082 1,218 12.57
2017‑09‑30 13F-HR TWI / Titan International, Inc. 10.17 14,355 14,355 0.00 172 146 -15.12
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 93.80 2,420 227
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.88 1,662 1,723 3.67 1,545 1,678 8.61
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.59 25,584 24,184 -5.47 99 111 12.12
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.22 7,878 8,294 5.28 434 458 5.53
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.76 20,050 20,050 0.00 330 336 1.82
2017‑09‑30 13F-HR JMM / Nuveen Multi-Market Income Fund 7.58 23,564 23,614 0.21 176 179 1.70
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.57 11,651 11,367 -2.44 1,322 1,291 -2.34
2017‑09‑30 13F-HR BLACKROCK MUNI N Y INTER DUR / (09255F109) 13.99 34,300 34,300 0.00 480 480 0.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.18 2,731 2,766 1.28 293 302 3.07
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.80 0 10,005 0 88
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.31 9,299 9,558 2.79 696 672 -3.45
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.54 14,611 14,611 0.00 152 154 1.32
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 12.90 0 22,950 0 296
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 148.19 0 1,741 0 258
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.42 71,469 71,310 -0.22 2,953 3,096 4.84
2017‑09‑30 13F-HR KEY / KeyCorp 18.81 34,474 34,774 0.87 646 654 1.24
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 3.21 33,101 34,229 3.41 85 110 29.41
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.66 5,764 5,011 -13.06 883 785 -11.10
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.82 49,625 52,231 5.25 3,963 4,169 5.20
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 128.81 1,871 1,871 0.00 229 241 5.24
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.96 9,477 9,477 0.00 461 464 0.65
2017‑09‑30 13F-HR CBS / CBS Corp. 57.97 5,214 5,227 0.25 333 303 -9.01
2017‑09‑30 13F-HR CNNX / CONE Midstream Partners LP 15.83 61,373 63,846 4.03 1,163 1,011 -13.07
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.15 44,147 46,692 5.76 1,022 1,081 5.77
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.51 27,135 26,952 -0.67 2,831 3,167 11.87
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.76 10,356 11,281 8.93 960 1,069 11.35
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.86 86,519 87,621 1.27 1,184 1,214 2.53
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.56 12,930 13,145 1.66 688 796 15.70
2017‑09‑30 13F-HR ISHARES TR / MRGSTR MD CP VAL (464288406) 151.00 6,028 6,000 -0.46 893 906 1.46
2017‑09‑30 13F-HR SONS / Sonus Networks, Inc. 7.64 23,065 23,290 0.98 172 178 3.49
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.46 7,660 7,517 -1.87 570 477 -16.32
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3.26 20,200 22,700 12.38 47 74 57.45
2017‑09‑30 13F-HR INTC / Intel Corp. 38.09 45,896 51,276 11.72 1,549 1,953 26.08
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 15,924 23,696 48.81 529 417 -21.17
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.04 0 3,498 0 224
2017‑09‑30 13F-HR MNKD / MannKind Corp. 2.13 10,050 11,728 16.70 14 25 78.57
2017‑09‑30 13F-HR STO / Statoil ASA 20.09 15,180 15,580 2.64 251 313 24.70
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.02 3,893 3,893 0.00 246 257 4.47
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.73 16,825 18,125 7.73 137 122 -10.95
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 3,106 2,674 -13.91 414 379 -8.45
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.82 7,244 8,202 13.22 427 425 -0.47
2017‑09‑30 13F-HR YPF / YPF Sociedad Anonima 22.26 17,332 17,832 2.88 380 397 4.47
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.93 22,611 21,223 -6.14 5,504 5,368 -2.47
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.06 0 1,605 0 228
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.16 5,459 5,096 -6.65 769 755 -1.82
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.49 2,111 2,147 1.71 655 716 9.31
2017‑09‑30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.75 16,598 16,000 -3.60 78 76 -2.56
2017‑09‑30 13F-HR BOH / Bank of Hawaii Corp. 83.40 10,000 10,000 0.00 830 834 0.48
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.24 74,855 75,213 0.48 464 469 1.08
2017‑09‑30 13F-HR F / Ford Motor Co. 11.96 38,274 45,306 18.37 428 542 26.64
2017‑09‑30 13F-HR GPP / Green Plains Partners LP 20.08 21,390 22,957 7.33 400 461 15.25
2017‑09‑30 13F-HR GGB / Gerdau S.A. 3.43 126,446 132,077 4.45 386 453 17.36
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.50 39,017 40,747 4.43 1,742 2,017 15.79
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.62 2,660 2,479 -6.80 345 361 4.64
2017‑09‑30 13F-HR HMLP / Hoegh LNG Partners LP 18.54 49,156 50,639 3.02 941 939 -0.21
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.20 49,767 49,767 0.00 652 657 0.77
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.88 2,679 2,974 11.01 355 416 17.18
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 18.88 11,385 11,385 0.00 212 215 1.42
2017‑09‑30 13F-HR NBH / Neuberger Berman Intermediate Municipal Fund, Inc. 15.37 52,065 52,065 0.00 792 800 1.01
2017‑09‑30 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.30 16,025 16,725 4.37 295 306 3.73
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.22 12,662 12,462 -1.58 1,368 1,411 3.14
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.16 186,602 193,766 3.84 933 1,000 7.18
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 275,000.00 1 1 0.00 255 275 7.84
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 41.68 27,397 28,026 2.30 935 1,168 24.92
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 174.86 6,525 6,811 4.38 1,101 1,191 8.17
2017‑09‑30 13F-HR XJHSX / John Hancock Income Securities 14.81 14,925 14,925 0.00 219 221 0.91
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.31 47,693 50,593 6.08 237 218 -8.02
2017‑09‑30 13F-HR HFWA / Heritage Financial Corp. 29.50 70,654 70,654 0.00 1,872 2,084 11.32
2017‑09‑30 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 12.02 68,239 68,239 0.00 807 820 1.61
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.52 2,889 3,069 6.23 250 287 14.80
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.33 7,470 7,013 -6.12 363 374 3.03
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.81 3,659 4,112 12.38 488 542 11.07
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 206,219 196,747 -4.59 14,215 14,656 3.10
2017‑09‑30 13F-HR KOL / Market Vectors Coal ETF 14.55 45,352 45,483 0.29 600 662 10.33
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.63 42,240 46,520 10.13 841 1,006 19.62
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.81 41,608 42,284 1.62 1,021 1,049 2.74
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.76 56,325 67,025 19.00 473 587 24.10
2017‑09‑30 13F-HR ELG / SPDR Series Trust 126.23 2,133 2,741 28.50 254 346 36.22
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.06 0 3,056 0 263
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.95 7,307 7,541 3.20 330 339 2.73
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.01 4,485 4,890 9.03 241 313 29.88
2017‑09‑30 13F-HR NEWM / New Media Investment Group Inc. 14.79 45,157 45,433 0.61 609 672 10.34
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.72 42,816 41,979 -1.95 2,142 2,213 3.31
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.46 5,328 4,028 -24.40 386 312 -19.17
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.06 49,569 48,351 -2.46 5,900 6,047 2.49
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.34 9,619 9,619 0.00 417 388 -6.95
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.19 7,250 7,268 0.25 307 343 11.73
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.18 2,206 2,251 2.04 798 768 -3.76
2017‑09‑30 13F-HR M / Macy's, Inc. 21.83 0 9,987 0 218
2017‑09‑30 13F-HR AMTX / Aemetis, Inc. 0.87 53,052 53,077 0.05 71 46 -35.21
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 75,430 75,365 -0.09 909 919 1.10
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.62 0 1,211 0 249
2017‑09‑30 13F-HR MHLD / Maiden Holdings Ltd. 7.96 28,180 30,012 6.50 313 239 -23.64
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.40 167,429 171,904 2.67 3,678 3,679 0.03
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 63.99 13,847 13,095 -5.43 887 838 -5.52
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.07 28,150 28,150 0.00 391 396 1.28
2017‑09‑30 13F-HR BGT / BlackRock Floating Rate Income Trust 14.10 27,559 27,651 0.33 385 390 1.30
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.44 4,140 5,052 22.03 478 563 17.78
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.75 15,050 14,744 -2.03 839 940 12.04
2017‑09‑30 13F-HR SPE / Special Opportunities Fund, Inc. 15.83 17,369 17,369 0.00 264 275 4.17
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.35 10,635 11,289 6.15 1,137 1,257 10.55
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 15,617 17,967 15.05 195 229 17.44
2017‑09‑30 13F-HR PSX / Phillips 66 91.53 2,998 2,622 -12.54 248 240 -3.23
2017‑09‑30 13F-HR MCC / Medley Capital Corp. 5.98 25,100 25,100 0.00 160 150 -6.25
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.51 56,207 57,068 1.53 6,544 6,763 3.35
2017‑09‑30 13F-HR BP / BP Plc 38.43 26,341 26,307 -0.13 913 1,011 10.73
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.32 1,926 1,864 -3.22 419 420 0.24
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.28 0 12,527 0 229
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.92 3,287 3,525 7.24 234 250 6.84
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 64,376 65,677 2.02 1,562 1,664 6.53
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37.42 15,075 17,050 13.10 535 638 19.25
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.13 27,698 38,625 39.45 2,217 3,095 39.60
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.15 10,700 10,700 0.00 126 130 3.17
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.23 3,570 3,970 11.20 215 255 18.60
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.80 3,153 3,153 0.00 279 280 0.36
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.48 1,952 2,452 25.61 292 445 52.40
2017‑09‑30 13F-HR QDF / FlexShares Quality Dividend Index Fund 42.40 7,099 7,099 0.00 292 301 3.08
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.73 24,071 27,477 14.15 704 817 16.05
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.38 36,070 39,328 9.03 546 605 10.81
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.07 72,348 66,497 -8.09 5,655 5,391 -4.67
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.55 6,626 6,590 -0.54 782 801 2.43
2017‑09‑30 13F-HR MDT / Medtronic plc 77.66 3,028 3,425 13.11 269 266 -1.12
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.60 8,418 7,647 -9.16 894 754 -15.66
2017‑09‑30 13F-HR COP / ConocoPhillips 50.06 7,757 7,151 -7.81 341 358 4.99
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.32 3,576 3,362 -5.98 359 344 -4.18
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.46 14,150 14,150 0.00 143 148 3.50
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.81 4,519 4,519 0.00 286 320 11.89
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.97 5,681 4,401 -22.53 614 506 -17.59
2017‑09‑30 13F-HR CIEN / Ciena Corp. 22.00 11,331 12,136 7.10 284 267 -5.99
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.82 8,889 8,902 0.15 750 764 1.87
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.13 6,972 8,386 20.28 334 412 23.35
2017‑09‑30 13F-HR AXP / American Express Co. 90.56 3,602 4,472 24.15 303 405 33.66
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.96 19,401 19,401 0.00 231 232 0.43
2017‑09‑30 13F-HR AGN / Allergan plc 204.91 3,651 3,992 9.34 888 818 -7.88
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.34 22,785 21,950 -3.66 2,025 2,005 -0.99
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 95.83 12,803 11,886 -7.16 1,144 1,139 -0.44
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 82,938 75,167 -9.37 6,787 6,161 -9.22
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.44 6,911 6,860 -0.74 1,190 1,279 7.48
2017‑09‑30 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.79 92,821 101,071 8.89 1,281 1,394 8.82
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 23,068 23,237 0.73 1,862 1,905 2.31
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 72.33 31,398 31,494 0.31 2,074 2,278 9.84
2017‑09‑30 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 81.09 5,648 5,648 0.00 452 458 1.33
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 75.74 7,050 7,050 0.00 518 534 3.09
2017‑09‑30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10.45 53,685 60,085 11.92 511 628 22.90
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.59 24,500 23,899 -2.45 2,683 2,619 -2.39
2017‑09‑30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.35 21,450 44,650 108.16 281 596 112.10
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 112.46 5,128 5,104 -0.47 561 574 2.32
2017‑09‑30 13F-HR TEI / Templeton Emerging Markets Income Fund 11.54 12,136 12,136 0.00 136 140 2.94
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.93 13,299 13,315 0.12 318 252 -20.75
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.28 10,379 10,163 -2.08 1,451 1,507 3.86
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.17 1,807 2,366 30.94 219 334 52.51
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 18.80 70,717 75,992 7.46 1,355 1,429 5.46
2017‑09‑30 13F-HR NVS / Novartis AG 85.82 3,849 4,463 15.95 321 383 19.31
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 62,959 66,109 5.00 9,067 10,189 12.37
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.05 13,020 16,497 26.71 922 1,337 45.01
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.17 5,175 5,209 0.66 405 402 -0.74
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.92 8,278 8,161 -1.41 902 946 4.88
2017‑09‑30 13F-HR V / Visa, Inc. 105.19 6,738 8,908 32.21 632 937 48.26
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 9,623 8,166 -15.14 393 356 -9.41
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 6.31 0 13,000 0 82
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.42 4,084 4,139 1.35 329 337 2.43
2017‑09‑30 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 125.48 3,798 3,889 2.40 462 488 5.63
2017‑09‑30 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 72.25 12,791 13,356 4.42 863 965 11.82
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 147.00 20,545 19,361 -5.76 2,928 2,846 -2.80
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.78 1,621 1,531 -5.55 219 214 -2.28
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.79 0 1,803 0 225
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.27 4,371 3,950 -9.63 340 321 -5.59
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.22 5,610 5,983 6.65 425 468 10.12
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.38 11,430 11,531 0.88 1,307 1,342 2.68
2017‑09‑30 13F-HR HPI / John Hancock Preferred Income Fund 21.93 20,992 21,842 4.05 459 479 4.36
2017‑09‑30 13F-HR O / Realty Income Corp. 57.19 9,546 10,142 6.24 527 580 10.06
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.01 3,816 3,917 2.65 587 568 -3.24
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.40 0 3,534 0 217
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.24 6,989 7,037 0.69 1,690 1,768 4.62
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.67 2,797 3,000 7.26 240 233 -2.92
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.19 21,790 28,209 29.46 411 513 24.82
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.71 6,391 6,391 0.00 388 388 0.00
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.17 12,000 12,000 0.00 14 14 0.00
2017‑09‑30 13F-HR AGU / Agrium Inc. 107.13 2,377 2,763 16.24 215 296 37.67
2017‑09‑30 13F-HR EFX / Equifax, Inc. 106.00 4,000 4,000 0.00 550 424 -22.91
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.69 2,288 2,337 2.14 235 247 5.11
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 119.96 1,937 1,959 1.14 214 235 9.81
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.52 23,053 24,141 4.72 260 278 6.92
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.05 88,620 94,473 6.60 1,147 1,233 7.50
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.59 32,023 31,855 -0.52 1,741 1,739 -0.11
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.97 3,057 2,168 -29.08 442 388 -12.22
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.87 4,535 5,311 17.11 329 472 43.47
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 55,031 54,509 -0.95 1,848 1,946 5.30
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.73 7,021 7,972 13.55 989 1,377 39.23
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 89,704 87,035 -2.98 5,231 4,675 -10.63
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.69 5,846 6,529 11.68 385 455 18.18
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 14.23 25,260 25,373 0.45 355 361 1.69
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.50 6,622 6,950 4.95 824 900 9.22
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.17 9,660 9,263 -4.11 535 511 -4.49
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 129.99 19,188 19,756 2.96 2,538 2,568 1.18
2017‑09‑30 13F-HR COLB / Columbia Banking System, Inc. 42.07 11,128 11,006 -1.10 443 463 4.51
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 69,050 73,546 6.51 1,865 1,778 -4.66
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.03 17,866 24,468 36.95 894 1,322 47.87
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 48.58 6,217 6,217 0.00 291 302 3.78
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.01 133,350 135,350 1.50 801 813 1.50
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.43 4,418 4,770 7.97 4,277 4,586 7.22
2017‑09‑30 13F-HR NSL / Nuveen Senior Income Fund 6.68 29,289 32,639 11.44 200 218 9.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 178.89 7,538 8,016 6.34 1,272 1,434 12.74
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.44 47,197 48,356 2.46 6,496 7,033 8.27
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 0 9,790 0 385
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.76 17,190 18,868 9.76 141 203 43.97
2017‑09‑30 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 24,504 0 -100.00 322 0 -100.00
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.25 6,098 7,016 15.05 447 549 22.82
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 14,840 0 -100.00 936 0 -100.00
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 1,008 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.73 8,030 8,373 4.27 537 609 13.41
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 12,527 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.61 54,650 98,377 80.01 301 552 83.39
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.81 0 2,788 0 203
2017‑09‑30 13F-HR CSX / CSX Corp. 54.21 4,598 4,612 0.30 251 250 -0.40
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.65 21,545 21,227 -1.48 1,987 1,988 0.05
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.34 8,417 8,392 -0.30 327 263 -19.57
2017‑09‑30 13F-HR GM / General Motors Company 40.41 0 5,420 0 219
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.73 257,562 247,346 -3.97 4,008 4,138 3.24
2017‑09‑30 13F-HR GASS / StealthGas, Inc. 3.30 63,275 63,275 0.00 206 209 1.46
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.20 27,673 27,353 -1.16 5,472 6,953 27.07
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.17 7,315 7,715 5.47 870 958 10.11
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.49 18,239 19,319 5.92 580 647 11.55
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.12 1,162 1,206 3.79 323 374 15.79
2017‑09‑30 13F-HR ANIP / ANI Pharmaceuticals, Inc. 52.47 11,569 11,912 2.96 541 625 15.53
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.28 4,024 3,438 -14.56 241 221 -8.30
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.64 4,640 4,864 4.83 357 436 22.13
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.41 32,617 29,199 -10.48 3,621 3,370 -6.93
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.32 1,167 1,205 3.26 272 292 7.35
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.57 719,632 756,129 5.07 9,679 10,261 6.01
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.40 18,073 21,101 16.75 296 346 16.89
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.33 26,584 26,493 -0.34 4,503 4,857 7.86
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.75 79,727 77,391 -2.93 10,129 10,274 1.43
2017‑09‑30 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 5.72 10,490 10,490 0.00 75 60 -20.00
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.85 13,850 13,250 -4.33 52 51 -1.92
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.02 8,543 9,819 14.94 286 334 16.78
2017‑09‑30 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 14.17 36,200 36,200 0.00 508 513 0.98
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 43,976 49,346 12.21 1,820 2,211 21.48
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.74 20,860 20,569 -1.40 2,455 2,504 2.00
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.89 5,638 5,608 -0.53 283 291 2.83
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 217,386 226,337 4.12 2,600 2,540 -2.31
2017‑09‑30 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.48 299,155 306,157 2.34 6,668 6,576 -1.38
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.90 27,314 37,362 36.79 211 295 39.81
2017‑09‑30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.44 16,650 16,650 0.00 256 257 0.39
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.33 26,509 23,746 -10.42 3,593 3,356 -6.60
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 164.48 1,875 3,435 83.20 292 565 93.49
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.55 47,719 48,917 2.51 4,423 4,674 5.67
2017‑09‑30 13F-HR T / AT & T, Inc. 39.18 43,234 42,420 -1.88 1,631 1,662 1.90
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.86 2,062 7,111 244.86 216 767 255.09
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.91 29,622 30,614 3.35 5,153 5,477 6.29
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.10 82,886 82,886 0.00 220 257 16.82
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.81 5,365 5,844 8.93 797 893 12.05
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.81 46,850 46,850 0.00 264 272 3.03
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.59 99,371 156,246 57.24 5,159 8,373 62.30
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.92 2,451 2,644 7.87 454 518 14.10
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 51,655 46,322 -10.32 3,622 3,438 -5.08
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 44,803 47,666 6.39 1,402 1,603 14.34
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.09 91,700 92,587 0.97 7,632 7,693 0.80
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 1,649 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR AKG / Asanko Gold Inc. 10,000 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) Call 3,300 0 -100.00 214,500 0 -100.00
2017‑09‑30 13F-HR NATI / National Instruments Corp. 5,348 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 3,475 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR MICR / Micron Solutions, Inc. 10,370 0 -100.00 310 0 -100.00
2017‑09‑30 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 6,446 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR VEDL / Vedanta Limited 11,555 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 107,041 0 -100.00 1,868 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 5,643 0 -100.00 309 0 -100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 4,635 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 24,161 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,676 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 7,159 0 -100.00 578 0 -100.00
2017‑09‑30 13F-HR HCP / HCP, Inc. 6,804 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR NMFC / New Mountain Finance Corporation 13,000 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 7,699 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 8,734 0 -100.00 229 0 -100.00