InvestorNwam Llc
Portfolio Value $ 394,826,000
Current Positions323
Opened Positions5
Closed Positions21


Latest Holdings, Performance, AUM (from 13F, 13D)

Nwam Llc has disclosed 323 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 394,826,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Nwam Llc's top holdings are Microsoft Corp. (NASDAQ:MSFT) , Vanguard Value ETF (NYSE:VTV) , Vanguard Growth ETF (NYSE:VUG) , BLACKROCK CREDIT ALLOCATION INC (XPSYX) , and Apple, Inc. (NASDAQ:AAPL) . Nwam Llc's new positions include Hi-Crush Partners LP (NYSE:HCLP) , WisdomTree Continuous Commodity Index Fund (NYSE:GCC) , BlackRock Muni New York Intermediate Duration Fund, Inc. (NYSE:MNE) , iShares Core Growth Allocation ETF (NYSE:AOR) , and International Paper Company (NYSE:IP) .

All Nwam Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 07, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.50 4,770 4,242 -11.07 4,586 4,961 8.18
2017-12-31 13F-HR T / AT & T, Inc. 38.89 42,420 39,135 -7.74 1,662 1,522 -8.42
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.70 10,000 10,000 0.00 834 857 2.76
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.20 26,493 24,273 -8.38 4,857 4,811 -0.95
2017-12-31 13F-HR BGT / BlackRock Floating Rate Income Trust 13.94 27,651 27,192 -1.66 390 379 -2.82
2017-12-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 13.62 34,300 467
2017-12-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.20 16,650 16,650 0.00 257 253 -1.56
2017-12-31 13F-HR AVGO / Broadcom Limited 257.03 1,205 1,245 3.32 292 320 9.59
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.65 13,315 12,851 -3.48 252 214 -15.08
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.15 17,762 18,088 1.84 2,918 3,367 15.39
2017-12-31 13F-HR EFX / Equifax, Inc. 118.00 4,000 4,000 0.00 424 472 11.32
2017-12-31 13F-HR INBK / First Internet Bancorp 38.21 6,217 5,967 -4.02 201 228 13.43
2017-12-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.83 68,239 68,238 -0.00 820 807 -1.59
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 10.70 76,105 814
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.53 3,917 4,794 22.39 568 736 29.58
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.81 46,322 44,721 -3.46 3,438 3,435 -0.09
2017-12-31 13F-HR AOR / iShares Core Growth Allocation ETF 44.93 6,099 274
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.30 37,674 37,028 -1.71 2,580 2,603 0.89
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.11 49,346 49,986 1.30 2,211 2,355 6.51
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 148.83 1,531 1,532 0.07 214 228 6.54
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.60 0 1,192 0 257
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 19,756 20,133 1.91 2,568 2,813 9.54
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 93.13 0 2,373 0 221
2017-12-31 13F-HR MYL / Mylan N.V. 42.28 8,392 7,592 -9.53 263 321 22.05
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.88 247,346 223,717 -9.55 4,138 4,000 -3.33
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.25 36,465 556
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.69 3,438 3,311 -3.69 221 244 10.41
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.07 0 2,953 0 201
2017-12-31 13F-HR UYG / ProShares Ultra Financials 127.82 1,774 1,776 0.11 200 227 13.50
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.74 5,608 5,608 0.00 291 307 5.50
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.53 4,864 5,013 3.06 436 524 20.18
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.61 3,362 3,231 -3.90 344 296 -13.95
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 92,587 95,084 2.70 7,693 7,890 2.56
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.65 9,263 9,580 3.42 511 581 13.70
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.91 88,305 88,305 0.00 1,230 1,228 -0.16
2017-12-31 13F-HR CBS.A / CBS Corp. 58.93 0 4,039 0 238
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.14 22,950 11,800 -48.58 296 155 -47.64
2017-12-31 13F-HR KEY / KeyCorp 20.16 34,774 34,774 0.00 654 701 7.19
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.03 28,150 28,150 0.00 396 395 -0.25
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.27 14,744 15,619 5.93 940 957 1.81
2017-12-31 13F-HR OMER / Omeros Corp. 19.42 46,520 44,129 -5.14 1,006 857 -14.81
2017-12-31 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.16 16,725 13,875 -17.04 306 252 -17.65
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.32 106,391 107,590 1.13 10,620 11,439 7.71
2017-12-31 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 133.10 3,889 4,756 22.29 488 633 29.71
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.00 7,050 7,025 -0.35 534 562 5.24
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.57 21,227 21,538 1.47 1,988 2,123 6.79
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 21,101 22,009 4.30 346 346 0.00
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.03 48,917 48,839 -0.16 4,674 4,934 5.56
2017-12-31 13F-HR ALL / Allstate Corp. (The) 2,330 0 -100.00 214 0 -100.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.29 47,666 46,017 -3.46 1,603 1,762 9.92
2017-12-31 13F-HR AMLP / Alerian ETF 226,337 0 -100.00 2,540 0 -100.00
2017-12-31 13F-HR GM / General Motors Company 5,420 0 -100.00 219 0 -100.00
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 10,490 0 -100.00 60 0 -100.00
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 10,005 0 -100.00 88 0 -100.00
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 14,150 0 -100.00 148 0 -100.00
2017-12-31 13F-HR RAD / Rite Aid Corp. 13,217 0 -100.00 26 0 -100.00
2017-12-31 13F-HR HSY / Hershey Company (The) 2,766 0 -100.00 302 0 -100.00
2017-12-31 13F-HR CBS / CBS Corp. 5,227 0 -100.00 303 0 -100.00
2017-12-31 13F-HR CNNX / CONE Midstream Partners LP 63,846 0 -100.00 1,011 0 -100.00
2017-12-31 13F-HR SONS / Sonus Networks, Inc. 23,290 0 -100.00 178 0 -100.00
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 18,125 0 -100.00 122 0 -100.00
2017-12-31 13F-HR PSX / Phillips 66 2,622 0 -100.00 240 0 -100.00
2017-12-31 13F-HR PHD / Pioneer Floating Rate Trust 19,401 0 -100.00 232 0 -100.00
2017-12-31 13F-HR AFL / AFLAC, Inc. 3,950 0 -100.00 321 0 -100.00
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 32,639 0 -100.00 218 0 -100.00
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 7,400 0 -100.00 319 0 -100.00
2017-12-31 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 20,758 0 -100.00 361 0 -100.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 5,698 0 -100.00 231 0 -100.00
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 13,250 0 -100.00 51 0 -100.00
2017-12-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 37,362 0 -100.00 295 0 -100.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 2,644 2,708 2.42 518 597 15.25
2017-12-31 13F-HR USB / U.S. Bancorp 53.58 156,246 156,318 0.05 8,373 8,376 0.04
2017-12-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.88 46,850 46,765 -0.18 272 275 1.10
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.16 5,844 5,844 0.00 893 936 4.82
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.43 82,886 82,886 0.00 257 284 10.51
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.77 30,614 29,683 -3.04 5,477 5,633 2.85
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.23 7,111 8,544 20.15 767 976 27.25
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 170.24 3,435 3,542 3.11 565 603 6.73
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.79 23,746 22,951 -3.35 3,356 3,392 1.07
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.75 6,448 7,895 22.44 925 1,206 30.38
2017-12-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.61 306,157 300,220 -1.94 6,576 6,488 -1.34
2017-12-31 13F-HR TWI / Titan International, Inc. 12.91 14,355 13,705 -4.53 146 177 21.23
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.71 20,569 20,374 -0.95 2,504 2,602 3.91
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.92 36,200 36,200 0.00 513 504 -1.75
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.25 9,819 9,419 -4.07 334 332 -0.60
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.65 77,391 76,476 -1.18 10,274 10,756 4.69
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 756,129 784,692 3.78 10,261 10,452 1.86
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.59 29,199 28,739 -1.58 3,370 3,523 4.54
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.42 11,912 9,780 -17.90 625 630 0.80
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 320.98 1,206 2,321 92.45 374 745 99.20
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.06 19,319 19,551 1.20 647 666 2.94
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.21 3,871 4,066 5.04 250 257 2.80
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.80 7,715 7,965 3.24 958 1,002 4.59
2017-12-31 13F-HR BA / Boeing Company (The) 294.93 27,353 27,400 0.17 6,953 8,081 16.22
2017-12-31 13F-HR GASS / StealthGas, Inc. 4.36 63,275 55,675 -12.01 209 243 16.27
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.24 23,703 22,950 -3.18 1,641 1,635 -0.37
2017-12-31 13F-HR AADR / AdvisorShares DorseyWrightADR 58.87 11,075 15,288 38.04 616 900 46.10
2017-12-31 13F-HR CSX / CSX Corp. 55.02 4,612 4,162 -9.76 250 229 -8.40
2017-12-31 13F-HR C / Citigroup, Inc. 74.39 8,373 8,496 1.47 609 632 3.78
2017-12-31 13F-HR RTN / Raytheon Co. 187.80 1,868 1,869 0.05 349 351 0.57
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.21 98,377 98,230 -0.15 552 512 -7.25
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.29 2,788 2,882 3.37 203 217 6.90
2017-12-31 13F-HR RIG / Transocean, Inc. 10.68 18,868 17,600 -6.72 203 188 -7.39
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.14 9,790 12,008 22.66 385 494 28.31
2017-12-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 17.80 120,909 122,223 1.09 2,176 2,176 0.00
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.31 6,950 7,545 8.56 900 1,036 15.11
2017-12-31 13F-HR HYLD / Peritus High Yield ETF 36.15 43,415 43,764 0.80 1,564 1,582 1.15
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.52 721 721 0.00 207 221 6.76
2017-12-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 1.40 27,000 20,000 -25.93 62 28 -54.84
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.74 3,901 4,237 8.61 433 448 3.46
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.37 13,172 13,172 0.00 166 163 -1.81
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.06 299,563 323,311 7.93 4,020 4,222 5.02
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.35 6,529 5,464 -16.31 455 368 -19.12
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.86 5,983 2,630 -56.04 468 260 -44.44
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 87,035 87,004 -0.04 4,675 4,997 6.89
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.42 7,972 7,499 -5.93 1,377 1,293 -6.10
2017-12-31 13F-HR ANFI / Amira Nature Foods Ltd. 4.18 51,500 46,650 -9.42 310 195 -37.10
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.44 135,350 122,095 -9.79 813 664 -18.33
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 51.63 6,217 6,217 0.00 302 321 6.29
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.53 10,163 10,760 5.87 1,507 1,652 9.62
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 66,109 61,355 -7.19 10,189 10,383 1.90
2017-12-31 13F-HR AGU / Agrium Inc. 115.10 2,763 2,928 5.97 296 337 13.85
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.25 12,000 12,000 0.00 14 15 7.14
2017-12-31 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.25 6,391 7,236 13.22 388 436 12.37
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.89 24,468 28,881 18.04 1,322 1,643 24.28
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 15,268 15,738 3.08 1,458 1,683 15.43
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.96 8,166 8,746 7.10 356 402 12.92
2017-12-31 13F-HR GE / General Electric Co. 17.46 73,546 58,545 -20.40 1,778 1,022 -42.52
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 43.40 11,006 10,992 -0.13 463 477 3.02
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.38 7,750 8,422 8.67 365 399 9.32
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 19.04 28,209 37,502 32.94 513 714 39.18
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 54,509 57,458 5.41 1,946 2,081 6.94
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 1,803 1,669 -7.43 225 263 16.89
2017-12-31 13F-HR TEI / Templeton Emerging Markets Income Fund 11.21 12,136 12,136 0.00 140 136 -2.86
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.71 3,000 3,526 17.53 233 274 17.60
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.90 7,037 7,587 7.82 1,768 2,025 14.54
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 163.95 1,627 1,842 13.21 246 302 22.76
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF 112.59 5,104 5,107 0.06 574 575 0.17
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.77 5,311 5,487 3.31 472 531 12.50
2017-12-31 13F-HR SFL / Ship Finance International Limited 15.51 25,614 31,342 22.36 371 486 31.00
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.10 44,650 44,650 0.00 596 585 -1.85
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.32 23,899 23,921 0.09 2,619 2,615 -0.15
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.34 2,168 2,281 5.21 388 441 13.66
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.38 31,855 37,293 17.07 1,739 2,028 16.62
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 94,473 90,595 -4.10 1,233 1,156 -6.24
2017-12-31 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10.45 60,085 60,835 1.25 628 636 1.27
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.77 19,361 19,196 -0.85 2,846 2,971 4.39
2017-12-31 13F-HR V / Visa, Inc. 113.97 8,908 9,020 1.26 937 1,028 9.71
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 76.30 13,356 13,486 0.97 965 1,029 6.63
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.75 16,000 16,000 0.00 76 76 0.00
2017-12-31 13F-HR O / Realty Income Corp. 57.07 10,142 9,602 -5.32 580 548 -5.52
2017-12-31 13F-HR AIG / American International Group, Inc. 59.66 3,534 3,889 10.05 217 232 6.91
2017-12-31 13F-HR AGN / Allergan plc 163.61 3,992 3,484 -12.73 818 570 -30.32
2017-12-31 13F-HR HPI / John Hancock Preferred Income Fund 21.43 21,842 21,842 0.00 479 468 -2.30
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.81 2,147 6,638 209.18 716 709 -0.98
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.11 11,531 11,954 3.67 1,342 1,388 3.43
2017-12-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 80.21 5,648 5,648 0.00 458 453 -1.09
2017-12-31 13F-HR CVS / CVS Health Corporation 72.43 4,139 2,996 -27.62 337 217 -35.61
2017-12-31 13F-HR NVS / Novartis AG 84.03 4,463 3,368 -24.54 383 283 -26.11
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.15 13,000 13,000 0.00 82 80 -2.44
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.57 75,167 77,933 3.68 6,161 6,357 3.18
2017-12-31 13F-HR IYM / iShares U.S. Basic Materials ETF 102.21 11,886 11,320 -4.76 1,139 1,157 1.58
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.05 8,161 8,131 -0.37 946 1,090 15.22
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.70 5,209 3,659 -29.76 402 266 -33.83
2017-12-31 13F-HR MDT / Medtronic plc 80.64 3,425 2,567 -25.05 266 207 -22.18
2017-12-31 13F-HR HPS / John Hancock Preferred Income Fund III 18.75 75,992 74,992 -1.32 1,429 1,406 -1.61
2017-12-31 13F-HR AXP / American Express Co. 99.34 4,472 4,550 1.74 405 452 11.60
2017-12-31 13F-HR PCAR / PACCAR, Inc. 71.08 31,494 36,776 16.77 2,278 2,614 14.75
2017-12-31 13F-HR KO / Coca Cola Co. 45.92 10,218 9,430 -7.71 460 433 -5.87
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.63 23,237 22,384 -3.67 1,905 1,872 -1.73
2017-12-31 13F-HR MA / MasterCard Incorporated 151.52 2,366 1,551 -34.45 334 235 -29.64
2017-12-31 13F-HR MZF / Managed Duration Investment Grade Municipal Fund 13.43 101,071 101,071 0.00 1,394 1,357 -2.65
2017-12-31 13F-HR AMGN / Amgen Inc. 173.91 6,860 6,072 -11.49 1,279 1,056 -17.44
2017-12-31 13F-HR SO / Southern Co. (The) 48.08 8,386 8,506 1.43 412 409 -0.73
2017-12-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.23 4,401 4,873 10.72 506 581 14.82
2017-12-31 13F-HR DHR / Danaher Corp. 92.79 8,902 8,902 0.00 764 826 8.12
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.91 12,527 12,005 -4.17 229 215 -6.11
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.53 20,399 22,806 11.80 532 605 13.72
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.47 21,950 22,802 3.88 2,005 2,154 7.43
2017-12-31 13F-HR FTV / Fortive Corporation 72.36 4,519 4,519 0.00 320 327 2.19
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.29 17,967 13,117 -26.99 229 135 -41.05
2017-12-31 13F-HR CIEN / Ciena Corp. 20.92 12,136 11,950 -1.53 267 250 -6.37
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.69 6,590 4,390 -33.38 801 543 -32.21
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.38 3,153 3,193 1.27 280 279 -0.36
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.48 3,970 3,970 0.00 255 256 0.39
2017-12-31 13F-HR HFWA / Heritage Financial Corp. 30.80 70,654 70,654 0.00 2,084 2,176 4.41
2017-12-31 13F-HR COP / ConocoPhillips 54.97 7,151 4,930 -31.06 358 271 -24.30
2017-12-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.62 13,000 13,000 0.00 114 112 -1.75
2017-12-31 13F-HR IYE / iShares U.S. Energy ETF 39.63 17,050 21,071 23.58 638 835 30.88
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.96 50,593 53,272 5.30 218 211 -3.21
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.06 10,700 10,700 0.00 130 129 -0.77
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.54 7,647 7,039 -7.95 754 757 0.40
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 65,677 66,982 1.99 1,664 1,977 18.81
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.46 39,328 26,591 -32.39 605 411 -32.07
2017-12-31 13F-HR FDX / FedEx Corp. 249.46 1,864 1,864 0.00 420 465 10.71
2017-12-31 13F-HR BLV / Vanguard Long-Term Bond ETF 95.20 2,420 2,710 11.98 227 258 13.66
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.43 5,096 5,176 1.57 755 789 4.50
2017-12-31 13F-HR SYK / Stryker Corp. 154.58 1,605 1,462 -8.91 228 226 -0.88
2017-12-31 13F-HR BP / BP Plc 42.03 26,307 26,123 -0.70 1,011 1,098 8.61
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.86 27,477 27,477 0.00 817 848 3.79
2017-12-31 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.19 54,820 54,506 -0.57 956 937 -1.99
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.33 57,068 56,766 -0.53 6,763 7,058 4.36
2017-12-31 13F-HR GLW / Corning, Inc. 32.00 0 6,750 0 216
2017-12-31 13F-HR QDF / FlexShares Quality Dividend Index Fund 45.08 7,099 7,099 0.00 301 320 6.31
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.64 66,497 63,326 -4.77 5,391 5,423 0.59
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.84 21,223 21,518 1.39 5,368 5,785 7.77
2017-12-31 13F-HR IMH / Impac Mortgage Holdings, Inc. 5.52 15,500 16,500 6.45 115 91 -20.87
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.21 0 4,501 0 208
2017-12-31 13F-HR NFLX / Netflix, Inc. 192.18 2,452 2,123 -13.42 445 408 -8.31
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.30 38,625 21,059 -45.48 3,095 1,670 -46.04
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.67 12,462 13,292 6.66 1,411 1,604 13.68
2017-12-31 13F-HR XJHSX / John Hancock Income Securities 14.87 14,925 14,925 0.00 221 222 0.45
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.92 3,525 3,525 0.00 250 250 0.00
2017-12-31 13F-HR YPF / YPF Sociedad Anonima 22.91 17,832 14,625 -17.98 397 335 -15.62
2017-12-31 13F-HR NKE / Nike, Inc. 62.51 8,202 8,223 0.26 425 514 20.94
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 118.68 11,289 12,150 7.63 1,257 1,442 14.72
2017-12-31 13F-HR NEWM / New Media Investment Group Inc. 16.77 45,433 42,040 -7.47 672 705 4.91
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.22 134,255 133,425 -0.62 1,140 1,097 -3.77
2017-12-31 13F-HR MCC / Medley Capital Corp. 5.20 25,100 21,550 -14.14 150 112 -25.33
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.53 9,212 9,313 1.10 571 601 5.25
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.25 2,674 2,708 1.27 379 415 9.50
2017-12-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.85 17,369 17,369 0.00 275 258 -6.18
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.07 3,056 3,020 -1.18 263 269 2.28
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.64 3,893 3,893 0.00 257 275 7.00
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.98 5,052 5,259 4.10 563 631 12.08
2017-12-31 13F-HR FISV / Fiserv, Inc. 130.99 1,871 1,817 -2.89 241 238 -1.24
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.10 52,231 54,677 4.68 4,169 4,325 3.74
2017-12-31 13F-HR NBH / Neuberger Berman Intermediate Municipal Fund, Inc. 14.79 52,065 52,065 0.00 800 770 -3.75
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.70 3,544 3,548 0.11 213 226 6.10
2017-12-31 13F-HR HTF / Horizon Technology Finance Corp. 11.17 10,650 10,650 0.00 118 119 0.85
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.30 13,095 12,007 -8.31 838 676 -19.33
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.45 11,385 11,385 0.00 215 210 -2.33
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 7,517 7,758 3.21 477 554 16.14
2017-12-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 159.55 6,000 6,838 13.97 906 1,091 20.42
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.67 4,890 3,000 -38.65 313 221 -29.39
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.46 171,904 171,904 0.00 3,679 3,517 -4.40
2017-12-31 13F-HR MCD / McDonald's Corp. 172.11 5,011 4,497 -10.26 785 774 -1.40
2017-12-31 13F-HR MHLD / Maiden Holdings Ltd. 6.60 30,012 64,226 114.00 239 424 77.41
2017-12-31 13F-HR CRHM / CRH Medical Corp. 2.65 337,800 337,800 0.00 878 895 1.94
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.06 37,073 30,346 -18.15 1,439 1,155 -19.74
2017-12-31 13F-HR JKG / iShares Morningstar Mid-Cap ETF 185.66 6,811 6,722 -1.31 1,191 1,248 4.79
2017-12-31 13F-HR GD / General Dynamics Corp. 203.19 1,211 1,127 -6.94 249 229 -8.03
2017-12-31 13F-HR STO / Statoil ASA 21.41 15,580 13,687 -12.15 313 293 -6.39
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 75,365 75,801 0.58 919 901 -1.96
2017-12-31 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 152.22 4,484 4,487 0.07 657 683 3.96
2017-12-31 13F-HR AMTX / Aemetis, Inc. 0.56 53,077 39,202 -26.14 46 22 -52.17
2017-12-31 13F-HR M / Macy's, Inc. 25.23 9,987 9,788 -1.99 218 247 13.30
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.35 1,818 1,989 9.41 420 488 16.19
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.39 2,251 1,975 -12.26 768 615 -19.92
2017-12-31 13F-HR RIO / Rio Tinto plc 52.96 7,268 7,137 -1.80 343 378 10.20
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.14 9,619 9,335 -2.95 388 356 -8.25
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.67 48,351 48,013 -0.70 6,047 6,466 6.93
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 81.68 4,028 4,028 0.00 312 329 5.45
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.72 41,979 40,494 -3.54 2,213 2,216 0.14
2017-12-31 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 9.99 31,845 31,845 0.00 321 318 -0.93
2017-12-31 13F-HR FB / Facebook, Inc. 176.43 15,624 15,768 0.92 2,670 2,782 4.19
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.50 34,229 34,353 0.36 110 86 -21.82
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.01 11,281 14,675 30.09 1,069 1,497 40.04
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 125.67 2,741 3,151 14.96 346 396 14.45
2017-12-31 13F-HR MFA / MFA Financial, Inc. 7.92 67,025 67,025 0.00 587 531 -9.54
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.57 42,284 44,331 4.84 1,049 1,089 3.81
2017-12-31 13F-HR KOL / Market Vectors Coal ETF 16.02 45,483 44,746 -1.62 662 717 8.31
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 196,747 190,452 -3.20 14,656 16,291 11.16
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.18 7,541 7,449 -1.22 339 344 1.47
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.70 13,145 13,943 6.07 796 930 16.83
2017-12-31 13F-HR HMLP / Hoegh LNG Partners LP 18.64 50,639 63,185 24.78 939 1,178 25.45
2017-12-31 13F-HR CLX / Clorox Company (The) 148.80 4,112 4,469 8.68 542 665 22.69
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.21 20,068 20,193 0.62 426 408 -4.23
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 26,869 26,045 -3.07 2,445 2,393 -2.13
2017-12-31 13F-HR ABT / Abbott Laboratories 57.03 7,013 6,926 -1.24 374 395 5.61
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 87,621 86,340 -1.46 1,214 1,187 -2.22
2017-12-31 13F-HR ETN / Eaton Corporation 78.99 7,399 7,406 0.09 568 585 2.99
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.38 3,069 2,979 -2.93 287 305 6.27
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 32,692 32,334 -1.10 1,258 1,295 2.94
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.06 12,459 10,256 -17.68 646 657 1.70
2017-12-31 13F-HR PX / Praxair, Inc. 154.73 2,974 2,947 -0.91 416 456 9.62
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.26 6,479 6,285 -2.99 405 429 5.93
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 26,952 26,241 -2.64 3,167 3,285 3.73
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.43 28,026 27,552 -1.69 1,168 1,114 -4.62
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.95 49,767 52,567 5.63 657 681 3.65
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.04 46,692 44,403 -4.90 1,081 1,023 -5.37
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 298,000.00 1 1 0.00 275 298 8.36
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 193,766 186,843 -3.57 1,000 912 -8.80
2017-12-31 13F-HR MNKD / MannKind Corp. 2.34 11,728 11,528 -1.71 25 27 8.00
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.07 50,978 48,200 -5.45 723 678 -6.22
2017-12-31 13F-HR CELG / Celgene Corp. 104.26 2,479 1,995 -19.52 361 208 -42.38
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.06 11,367 12,528 10.21 1,291 1,429 10.69
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.78 0 5,166 0 221
2017-12-31 13F-HR JMM / Nuveen Multi-Market Income Fund 7.60 23,614 23,680 0.28 179 180 0.56
2017-12-31 13F-HR F / Ford Motor Co. 12.49 45,306 48,695 7.48 542 608 12.18
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.89 10,258 10,398 1.36 265 290 9.43
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 40,747 40,503 -0.60 2,017 2,144 6.30
2017-12-31 13F-HR GGB / Gerdau S.A. 3.72 132,077 128,686 -2.57 453 479 5.74
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 75,213 84,583 12.46 469 513 9.38
2017-12-31 13F-HR UTX / United Technologies Corp. 127.72 2,997 2,944 -1.77 348 376 8.05
2017-12-31 13F-HR GPP / Green Plains Partners LP 18.72 22,957 22,761 -0.85 461 426 -7.59
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.17 3,498 5,773 65.04 224 382 70.54
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 71,310 72,209 1.26 3,096 3,239 4.62
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.34 0 19,338 0 432
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.67 4,139 4,139 0.00 208 218 4.81
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.67 1,741 1,632 -6.26 258 272 5.43
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.46 20,050 20,050 0.00 336 330 -1.79
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.96 23,696 32,180 35.80 417 610 46.28
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.10 20,831 12,927 -37.94 400 234 -41.50
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.39 8,294 8,738 5.35 458 484 5.68
2017-12-31 13F-HR INTC / Intel Corp. 46.16 51,276 45,643 -10.99 1,953 2,107 7.89
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.74 22,700 22,700 0.00 74 85 14.86
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.35 14,611 12,950 -11.37 154 134 -12.99
2017-12-31 13F-HR WFT / Weatherford International plc 4.15 24,184 19,984 -17.37 111 83 -25.23
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.73 30,309 30,604 0.97 1,131 1,124 -0.62
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.08 15,658 20,142 28.64 382 485 26.96
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.47 1,777 1,872 5.35 1,704 1,959 14.96
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.67 3,553 6,158 73.32 223 429 92.38
2017-12-31 13F-HR HCN / Welltower Inc. 63.76 9,558 9,567 0.09 672 610 -9.23
2017-12-31 13F-HR MMM / 3M Co. 235.33 4,655 4,755 2.15 977 1,119 14.53
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.96 9,477 9,477 0.00 464 464 0.00
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.36 6,152 6,127 -0.41 2,008 2,116 5.38
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.57 1,723 1,792 4.00 1,678 1,888 12.51
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.13 56,242 57,502 2.24 1,218 1,445 18.64
2017-12-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 52.07 4,033 210
2017-12-31 13F-HR GCC / WisdomTree Continuous Commodity Index Fund 19.22 31,270 601
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.56 67,690 1,053
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.74 21,190 164
2017-12-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.19 24,141 27,614 14.39 278 309 11.15
2017-12-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 14.36 25,373 25,489 0.46 361 366 1.39
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.62 16,497 14,214 -13.84 1,337 1,018 -23.86
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.38 1,959 2,002 2.19 235 239 1.70
2017-12-31 13F-HR TWTR / Twitter, Inc. 23.99 17,748 17,798 0.28 299 427 42.81
2017-12-31 13F-HR ORCL / Oracle Corp. 47.26 12,603 12,632 0.23 609 597 -1.97
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.80 7,911 7,952 0.52 1,011 1,056 4.45
2017-12-31 13F-HR WM / Waste Management, Inc. 86.32 7,016 5,016 -28.51 549 433 -21.13
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.63 6,505 4,435 -31.82 1,064 841 -20.96
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.15 14,070 14,070 0.00 189 185 -2.12
2017-12-31 13F-HR UQM / UQM Technologies, Inc. 1.38 48,278 42,778 -11.39 56 59 5.36
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.77 48,356 45,607 -5.68 7,033 7,104 1.01
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 186.73 8,016 8,049 0.41 1,434 1,503 4.81
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.68 2,337 2,337 0.00 247 261 5.67
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.34 11,158 160
2017-12-31 13F-HR IP / International Paper Company 57.90 4,007 232
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.65 20,865 243
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.64 3,218 208
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.00 103,007 1,545
2017-12-31 13F-HR BSTI / BEST Inc. 9.00 25,120 226
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 2,911 214