InvestorNorthwestern Mutual Wealth Management Co
Portfolio Value $ 15,695,987,000
Current Positions2,348
Opened Positions5
Closed Positions229


Latest Holdings, Performance, AUM (from 13F, 13D)

Northwestern Mutual Wealth Management Co has disclosed 2,348 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 15,695,987,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Northwestern Mutual Wealth Management Co's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Vanguard Total Bond Market ETF (NYSE:BND) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Schwab International Equity ETF (NYSE:SCHF) , and Vanguard FTSE Developed Markets ETF (NYSE:VEA) . Northwestern Mutual Wealth Management Co's new positions include First Trust ISE Global Copper Index Fund (NASDAQ:CIBR) , Independent Bank Group, Inc. (NASDAQ:IBTX) , Coach, Inc. (NYSE:COH) , IQVIA Holdings Inc. (NYSE:IQV) , and iShares Short Maturity Bond ETF (BATS:NEAR) .

All Northwestern Mutual Wealth Management Co holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 31, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 13.48 11,870 160
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 1,471 0 -100.00 20 0
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 15.71 700 11
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.60 3,828 2,460 -35.74 49 31 -36.73
2017-12-31 13F-HR JEQ / Aberdeen Japan Equity Fund, Inc. 9.10 3,738 34
2017-12-31 13F-HR ABDC / Alcentra Capital Corp. 8.67 1,500 13
2017-12-31 13F-HR LPTN / Lpath, Inc. 0.00 12 0
2017-12-31 13F-HR APTV / Aptiv PLC 85.11 1,692 144
2017-12-31 13F-HR ATH / Athene Holding Ltd 46.15 65 3
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.25 11,148 170
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.44 2,798 46
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 23.81 42 1
2017-12-31 13F-HR LFC / China Life Insurance Company Limited 17.39 115 2
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.38 1,113 16
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.43 2,140 48
2017-12-31 13F-HR COUP / Coupa Software Incorporated 26.32 38 1
2017-12-31 13F-HR INDL / Direxion Daily India Bull 3x Shares 100.00 10 1
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 56.91 0 123 0 7
2017-12-31 13F-HR EBIX / Ebix, Inc. 76.92 26 2
2017-12-31 13F-HR ETM / Entercom Communications Corp. 13.51 74 1
2017-12-31 13F-HR EROS / Eros International Plc Douglas 10.00 1,000 10
2017-12-31 13F-HR FDRR / Fidelity Dividend ETF for Rising 30.00 500 15
2017-12-31 13F-HR FMAT / Fidelity MSCI Materials Index ETF 33.85 325 11
2017-12-31 13F-HR CIBR / First Trust ISE Global Copper Index Fund 23.13 58,723 1,358
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.59 1,752 1,850 5.59 90 101 12.22
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 16.00 250 4
2017-12-31 13F-HR OAKS / Five Oaks Investment Corp. 3.90 2,306 9
2017-12-31 13F-HR GMS / GMS Inc. 37.60 1,702 64
2017-12-31 13F-HR GULFMARK OFFSHORE INC / *W EXP 11/14/202 (402629117) 0.00 292 0
2017-12-31 13F-HR IMPV / Imperva, Inc. 27.78 36 1
2017-12-31 13F-HR IBTX / Independent Bank Group, Inc. 67.60 7,944 537
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.25 1,525 69
2017-12-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.20 498 25
2017-12-31 13F-HR IBMK / iShares Trust iShares iBonds Dec 2022 AMT-Free Muni Bond ETF 25.73 2,410 2,410 0.00 63 62 -1.59
2017-12-31 13F-HR HEWI / iShares Currency Hedged MSCI Italy ETF 15.82 316 5
2017-12-31 13F-HR CRBN / iShares MSCI ACWI Low Carbon Target ETF 118.34 338 40
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.08 205,198 217,251 5.87 23,307 24,784 6.34
2017-12-31 13F-HR KAI / Kadant, Inc. 100.00 30 3
2017-12-31 13F-HR LGIH / LGI Homes, Inc. 77.29 207 16
2017-12-31 13F-HR LYTS / LSI Industries, Inc. 6.00 500 3
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.94 1,757 28
2017-12-31 13F-HR MGP / MGM Growth Properties LLC 28.57 700 20
2017-12-31 13F-HR NBTB / NBT Bancorp, Inc. 40.00 100 4
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 66.67 30 2
2017-12-31 13F-HR NGL / NGL Energy Partners LP 13.94 2,869 40
2017-12-31 13F-HR OMAM / OM Asset Management Plc 15.75 127 2
2017-12-31 13F-HR OMER / Omeros Corp. 15.87 63 1
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.86 23,687 281
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. 25.64 39 1
2017-12-31 13F-HR PSCD / PowerShares Exchange-Traded Fund Trust II 59.70 134 8
2017-12-31 13F-HR PRAH / PRA Health Sciences, Inc. 83.33 24 2
2017-12-31 13F-HR APTS / Preferred Apartment Communities, Inc. 19.80 101 2
2017-12-31 13F-HR UYG / ProShares Ultra Financials 128.00 1,000 128
2017-12-31 13F-HR UGL / ProShares Ultra Gold 35.29 85 3
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 8.00 500 4
2017-12-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 27.00 2,000 54
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 30.30 66 2
2017-12-31 13F-HR SHAK / Shake Shack, Inc. 43.45 1,519 66
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.50 400 1
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 90.91 253 23
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 1.67 600 1
2017-12-31 13F-HR COH / Coach, Inc. 44.22 8,661 383
2017-12-31 13F-HR TENX / Tenax Therapeutics, Inc. 0.00 23 0
2017-12-31 13F-HR TRTN / Triton International Limited 42.55 47 2
2017-12-31 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.79 2,484 74
2017-12-31 13F-HR VGLT / Vanguard Long-Term Government Bond Index Fund 64.52 31 2
2017-12-31 13F-HR CFA / Victory Portfolios II 47.45 274 13
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.51 3,934 61
2017-12-31 13F-HR RAD / Rite Aid Corp. 2.02 2,743 4,943 80.20 5 10 100.00
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.91 1,107 1,107 0.00 59 63 6.78
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 89.51 379 324 -14.51 30 29 -3.33
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.57 17,116 13,686 -20.04 495 432 -12.73
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.90 42,801 41,292 -3.53 596 574 -3.69
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.38 13,900 11,355 -18.31 627 538 -14.19
2017-12-31 13F-HR SM / SM Energy Co 22.06 2,811 2,811 0.00 50 62 24.00
2017-12-31 13F-HR TDC / Teradata Corp. 38.34 624 652 4.49 21 25 19.05
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 25.23 0 753 0 19
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.10 4,333 4,074 -5.98 138 143 3.62
2017-12-31 13F-HR TOT / Total S.A. 55.29 5,884 3,979 -32.38 315 220 -30.16
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.13 32,869 32,869 0.00 1,063 1,056 -0.66
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.50 4,120 3,225 -21.72 434 337 -22.35
2017-12-31 13F-HR K / Kellogg Co. 67.97 3,672 11,431 211.30 229 777 239.30
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 213,334 210,049 -1.54 11,509 12,756 10.83
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.35 1,200 1,341 11.75 29 34 17.24
2017-12-31 13F-HR WTR / Aqua America, Inc. 38.83 103 103 0.00 3 4 33.33
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.19 0 2,845 0 29
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.47 1,012 1,012 0.00 46 45 -2.17
2017-12-31 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 25.47 3,219 3,219 0.00 83 82 -1.20
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.69 11,458 19,244 67.95 1,567 2,746 75.24
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.58 2,837 3,338 17.66 565 763 35.04
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.76 1,925 2,082 8.16 109 114 4.59
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 20,459,847 20,950,271 2.40 888,164 939,832 5.82
2017-12-31 13F-HR IOO / iShares Global 100 ETF 92.61 387,157 394,378 1.87 34,159 36,523 6.92
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 31.43 0 3,150 0 99
2017-12-31 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 111.54 0 1,300 0 145
2017-12-31 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 30.28 1,751 1,552 -11.36 52 47 -9.62
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 131.22 447 442 -1.12 54 58 7.41
2017-12-31 13F-HR XPCMX / PCM Fund, Inc. 11.55 15,850 13,850 -12.62 184 160 -13.04
2017-12-31 13F-HR ODP / Office Depot, Inc. 4.00 500 500 0.00 2 2 0.00
2017-12-31 13F-HR SNV / Synovus Financial Corp. 47.46 168 295 75.60 8 14 75.00
2017-12-31 13F-HR MFC / Manulife Financial Corp. 20.87 13,012 25,350 94.82 264 529 100.38
2017-12-31 13F-HR ESS / Essex Property Trust, Inc. 244.90 50 49 -2.00 13 12 -7.69
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.33 7,078 6,695 -5.41 436 424 -2.75
2017-12-31 13F-HR DSW / DSW, Inc. 21.02 13 999 7,584.62 0 21
2017-12-31 13F-HR IRBT / iRobot Corp. 80.00 0 25 0 2
2017-12-31 13F-HR WMIH / WMIH Corp. 0.86 3,481 3,482 0.03 3 3 0.00
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.42 313,798 309,900 -1.24 3,540 3,539 -0.03
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.36 44,119 45,794 3.80 2,557 2,535 -0.86
2017-12-31 13F-HR BLV / Vanguard Long-Term Bond ETF 101.69 33 59 78.79 3 6 100.00
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.27 10,993 9,282 -15.56 308 281 -8.77
2017-12-31 13F-HR SBAC / SBA Communications Corp. 160.84 277 143 -48.38 40 23 -42.50
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.96 70,924 72,429 2.12 305 287 -5.90
2017-12-31 13F-HR XRX / Xerox Corp. 29.15 9,689 10,670 10.12 323 311 -3.72
2017-12-31 13F-HR GIB / CGI Group Inc. 54.43 1,694 1,580 -6.73 88 86 -2.27
2017-12-31 13F-HR COP / ConocoPhillips 54.89 100,780 99,871 -0.90 5,044 5,482 8.68
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.89 5,269 5,730 8.75 147 177 20.41
2017-12-31 13F-HR ABAX / Abaxis, Inc. 47.24 218 127 -41.74 10 6 -40.00
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.44 5,193 5,078 -2.21 457 444 -2.84
2017-12-31 13F-HR PATK / Patrick Industries, Inc. 52.63 0 19 0 1
2017-12-31 13F-HR ALB / Albemarle Corp. 128.24 1,021 811 -20.57 139 104 -25.18
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 17.54 202 114 -43.56 3 2 -33.33
2017-12-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 24.39 0 164 0 4
2017-12-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.82 15,705 16,108 2.57 692 738 6.65
2017-12-31 13F-HR BCC / Boise Cascade Co. 37.04 0 54 0 2
2017-12-31 13F-HR EPAM / EPAM Systems Inc. 108.84 147 147 0.00 13 16 23.08
2017-12-31 13F-HR HDS / Hd Supply Inc. 40.03 1,141 1,224 7.27 41 49 19.51
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.88 8,717 7,199 -17.41 857 827 -3.50
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.30 11,433 11,559 1.10 1,132 1,275 12.63
2017-12-31 13F-HR BF.B / Brown-Forman Corp. 68.61 2,739 2,740 0.04 149 188 26.17
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 29.28 1,776 1,776 0.00 51 52 1.96
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.23 18,249 9,344 -48.80 3,136 1,628 -48.09
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.88 29,036 38,502 32.60 3,839 5,578 45.30
2017-12-31 13F-HR MAS / Masco Corp. 43.91 3,439 3,917 13.90 134 172 28.36
2017-12-31 13F-HR AVP / Avon Products, Inc. 2.27 3,027 2,644 -12.65 7 6 -14.29
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.32 205,238 198,419 -3.32 20,657 20,104 -2.68
2017-12-31 13F-HR SPH / Suburban Propane Partners, L.P. 24.13 2,077 3,233 55.66 54 78 44.44
2017-12-31 13F-HR T / AT & T, Inc. 38.88 426,668 431,533 1.14 16,714 16,779 0.39
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.24 201,408 208,443 3.49 21,734 23,813 9.57
2017-12-31 13F-HR PEB / Pebblebrook Hotel Trust 32.26 84 93 10.71 3 3 0.00
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 446 0 -100.00 20 0 -100.00
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 4,845 0 -100.00 73 0 -100.00
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 3,037 0 -100.00 37 0 -100.00
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 250 0 -100.00 9 0 -100.00
2017-12-31 13F-HR ACET / Aceto Corp. 100 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SSO / ProShares Ultra S&P500 329 0 -100.00 32 0 -100.00
2017-12-31 13F-HR CLRB / Cellectar Biosciences, Inc. 320 0 -100.00 1 0 -100.00
2017-12-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 3,000 0 -100.00 80 0 -100.00
2017-12-31 13F-HR KELYB / Kelly Services, Inc. 25 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MORN / Morningstar, Inc. 49 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SNAK / Inventure Foods, Inc. 1,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR CAVM / Cavium, Inc. 3 0 -100.00 0 0
2017-12-31 13F-HR WNC / Wabash National Corp. 77 0 -100.00 2 0 -100.00
2017-12-31 13F-HR IFN / India Fund, Inc. (THE) 3,064 0 -100.00 82 0 -100.00
2017-12-31 13F-HR ESXB / Community Bankers Trust Corp. 355 0 -100.00 3 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 616 0 -100.00 33 0 -100.00
2017-12-31 13F-HR JRS / Nuveen Real Estate Income Fund 145 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NCI / Navigant Consulting Co. 15 0 -100.00 0 0
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF 133 0 -100.00 15 0 -100.00
2017-12-31 13F-HR EPI / WisdomTree India Earnings Fund 77 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TGA / TransGlobe Energy Corporation 128 0 -100.00 0 0
2017-12-31 13F-HR NPTN / NeoPhotonics Corp, 324 0 -100.00 2 0 -100.00
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 19 0 -100.00 2 0 -100.00
2017-12-31 13F-HR 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035 2,000 0 -100.00 3 0 -100.00
2017-12-31 13F-HR PXMG / PowerShares Fundamental Pure Mid Growth Portfolio 125 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FARO / FARO Technologies, Inc. 942 0 -100.00 36 0 -100.00
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 65 0 -100.00 5 0 -100.00
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 8,200 0 -100.00 50 0
2017-12-31 13F-HR FNGN / Financial Engines, Inc. 28 0 -100.00 1 0 -100.00
2017-12-31 13F-HR IMGN / Immunogen, Inc. 11 0 -100.00 0 0
2017-12-31 13F-HR TIER / Tier Reit Inc. 40 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 6,603 0 -100.00 31 0
2017-12-31 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 130 0 -100.00 4 0 -100.00
2017-12-31 13F-HR TSE / Trinseo S.A. 5 0 -100.00 0 0
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.89 1,556 1,792 15.17 154 179 16.23
2017-12-31 13F-HR AET / Aetna, Inc. 180.50 8,828 9,086 2.92 1,403 1,640 16.89
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.34 1,637 937 -42.76 8 5 -37.50
2017-12-31 13F-HR AER / AerCap Holdings N.V. 51.61 334 310 -7.19 17 16 -5.88
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 139,414 131,162 -5.92 7,441 7,486 0.60
2017-12-31 13F-HR ACM / AECOM 36.81 326 326 0.00 12 12 0.00
2017-12-31 13F-HR ASIX / AdvanSix Inc. 41.15 241 243 0.83 10 10 0.00
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.09 987 865 -12.36 13 7 -46.15
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 28.57 0 35 0 1
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.80 5,000 5,000 0.00 21 14 -33.33
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.85 60,421 52,495 -13.12 1,187 1,042 -12.22
2017-12-31 13F-HR AES / AES Corp. (The) 10.46 2,690 1,434 -46.69 29 15 -48.28
2017-12-31 13F-HR AL / Air Lease Corporation 44.44 0 90 0 4
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.38 9,994 6,404 -35.92 1,685 1,200 -28.78
2017-12-31 13F-HR MDGN / Medgenics, Inc. 1.20 0 10,000 0 12
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.27 626 7,098 1,033.87 119 1,457 1,124.37
2017-12-31 13F-HR ADC / Agree Realty Corp. 0.00 16 9 -43.75 1 0 -100.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.17 7,667 8,306 8.33 1,143 1,455 27.30
2017-12-31 13F-HR ACCO / Acco Brands Corp. 13.25 30 151 403.33 0 2
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 68.97 108 145 34.26 9 10 11.11
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.17 664 665 0.15 43 44 2.33
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.77 61,324 62,992 2.72 4,991 5,529 10.78
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.00 200 200 0.00 3 3 0.00
2017-12-31 13F-HR GWB / Great Western Bancorp, Inc. 11 0 -100.00 0 0
2017-12-31 13F-HR AEG / Aegon N.V. ADR 6.29 5,929 6,836 15.30 34 43 26.47
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 17.24 101 58 -42.57 2 1 -50.00
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 178.57 21 28 33.33 4 5 25.00
2017-12-31 13F-HR DV / DeVry Education Group Inc. 41.86 350 430 22.86 13 18 38.46
2017-12-31 13F-HR TGD / Timmins Gold Corp. 0.00 75 0
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.38 24,215 324
2017-12-31 13F-HR IDOG / ALPS International Sector Dividend Dogs ETF 30.00 200 6
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.43 15,696 16,132 2.78 15,056 16,881 12.12
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.22 1,342 1,288 -4.02 65 84 29.23
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 0 7,570 0 51
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.55 80 493 516.25 18 125 594.44
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 24.82 2,095 2,095 0.00 51 52 1.96
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 275,280 296,662 7.77 17,459 21,184 21.34
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.00 1,971 2,552 29.48 48 74 54.17
2017-12-31 13F-HR AMCX / AMC Networks Inc. 53.79 512 409 -20.12 30 22 -26.67
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 44.44 14 90 542.86 1 4 300.00
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.44 3,322 2,880 -13.31 467 344 -26.34
2017-12-31 13F-HR AIMC / Altra Industrial Motion Corp. 46.51 0 43 0 2
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.09 3,054 2,490 -18.47 569 553 -2.81
2017-12-31 13F-HR AGN / Allergan plc 163.62 16,562 12,969 -21.69 3,394 2,122 -37.48
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.85 3,093 3,225 4.27 33 35 6.06
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.81 11,011 11,011 0.00 144 141 -2.08
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 23.81 1,218 1,218 0.00 29 29 0.00
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.17 5,592 7,888 41.06 846 1,295 53.07
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 92,634 94,665 2.19 610 612 0.33
2017-12-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.61 10,143 10,143 0.00 140 138 -1.43
2017-12-31 13F-HR AIN / Albany International Corp. 0.00 13 7 -46.15 1 0 -100.00
2017-12-31 13F-HR AMBA / Ambarella, Inc. 52.63 0 38 0 2
2017-12-31 13F-HR ALJJ / ALJ Regional Holdings, Inc. 3.16 0 25,000 0 79
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.57 9,288 4,495 -51.60 84 43 -48.81
2017-12-31 13F-HR ALKS / Alkermes plc 54.58 300 568 89.33 15 31 106.67
2017-12-31 13F-HR AA / Alcoa Corp. 53.93 1,292 1,780 37.77 60 96 60.00
2017-12-31 13F-HR AMLP / Alerian ETF 10.82 3,661 1,756 -52.03 41 19 -53.66
2017-12-31 13F-HR ALE / ALLETE, Inc. 73.28 216 232 7.41 17 17 0.00
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.45 825 793 -3.88 85 86 1.18
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 19.11 161 157 -2.48 3 3 0.00
2017-12-31 13F-HR APH / Amphenol Corp. 87.76 1,055 1,413 33.93 89 124 39.33
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.60 1,794 1,631 -9.09 116 107 -7.76
2017-12-31 13F-HR AMOV / America Movil S.A.B. de CV 16.04 2,111 187 -91.14 37 3 -91.89
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.24 2,192 2,422 10.49 99 112 13.13
2017-12-31 13F-HR USAPF / Americas Silver Corporation 0.00 75 75 0.00 0 0
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.47 3,782 3,629 -4.05 561 615 9.63
2017-12-31 13F-HR AR / Antero Resources Corporation 19.61 166 255 53.61 3 5 66.67
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.40 2,619 2,987 14.05 212 273 28.77
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 43.48 92 92 0.00 4 4 0.00
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.06 12,211 12,766 4.55 1,052 1,137 8.08
2017-12-31 13F-HR AEL / American Equity Investment Life Holding Co. 25.00 0 40 0 1
2017-12-31 13F-HR AMSC / American Superconductor Corp. 3.15 951 951 0.00 4 3 -25.00
2017-12-31 13F-HR ABCB / Ameris Bancorp 48.20 5,000 5,000 0.00 240 241 0.42
2017-12-31 13F-HR ANSS / ANSYS, Inc. 160.00 495 25 -94.95 61 4 -93.44
2017-12-31 13F-HR AXP / American Express Co. 99.31 38,823 39,242 1.08 3,511 3,897 10.99
2017-12-31 13F-HR AON / Aon Plc 134.06 5,766 6,803 17.98 843 912 8.19
2017-12-31 13F-HR UHAL / AMERCO 377.14 175 175 0.00 66 66 0.00
2017-12-31 13F-HR AIG / American International Group, Inc. 59.58 9,962 10,120 1.59 611 603 -1.31
2017-12-31 13F-HR APHB / Ampliphi Biosciences Corp. 1.00 8,000 12,000 50.00 7 12 71.43
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.56 96,122 98,031 1.99 11,467 10,936 -4.63
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 59.41 202 202 0.00 10 12 20.00
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 623,236 625,621 0.38 96,054 105,873 10.22
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.61 6,795 14,420 112.21 332 773 132.83
2017-12-31 13F-HR APA / Apache Corp. 42.39 6,137 5,025 -18.12 281 213 -24.20
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 45.45 97 44 -54.64 4 2 -50.00
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 60.61 0 33 0 2
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.93 5,791 6,298 8.75 479 579 20.88
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.44 259 8,240 3,081.47 12 943 7,758.33
2017-12-31 13F-HR ANTM / Anthem, Inc. 224.97 10,448 14,993 43.50 1,985 3,373 69.92
2017-12-31 13F-HR ANDV / Andeavor Corp. 46.33 8,250 259 -96.86 851 12 -98.59
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 57.14 22 35 59.09 1 2 100.00
2017-12-31 13F-HR ATR / AptarGroup, Inc. 85.32 293 293 0.00 25 25 0.00
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.37 1,849 58
2017-12-31 13F-HR AUO / AU Optronics Corp. 0.00 0 46 0 0
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 174.93 383 383 0.00 66 67 1.52
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 33.11 453 453 0.00 13 15 15.38
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.10 21,612 21,249 -1.68 919 852 -7.29
2017-12-31 13F-HR AN / AutoNation, Inc. 51.32 0 11,867 0 609
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 178.95 113 95 -15.93 20 17 -15.00
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.44 7,581 7,581 0.00 68 64 -5.88
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.55 20,420 21,682 6.18 142 142 0.00
2017-12-31 13F-HR ACLS / Axcelis Technologies, Inc. 32.26 124 124 0.00 3 4 33.33
2017-12-31 13F-HR ADSK / Autodesk, Inc. 105.00 557 600 7.72 63 63 0.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.13 311 353 13.50 59 83 40.68
2017-12-31 13F-HR AI / Arlington Asset Investment Corp. 12.00 0 1,000 0 12
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.19 21,029 19,472 -7.40 2,299 2,282 -0.74
2017-12-31 13F-HR AZO / AutoZone, Inc. 711.48 9,753 1,220 -87.49 5,804 868 -85.04
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. 68.97 35 58 65.71 2 4 100.00
2017-12-31 13F-HR ALV / Autoliv, Inc. 116.28 34 43 26.47 4 5 25.00
2017-12-31 13F-HR AVT / Avnet, Inc. 39.50 481 481 0.00 19 19 0.00
2017-12-31 13F-HR MTCN / ArcelorMittal 33.15 224 181 -19.20 6 6 0.00
2017-12-31 13F-HR BBD / Banco Bradesco S.A. 0.00 0 42 0 0
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 30.00 0 100 0 3
2017-12-31 13F-HR AIZ / Assurant, Inc. 99.24 335 262 -21.79 32 26 -18.75
2017-12-31 13F-HR ARCO / Arcos Dorados Holdings, Inc. 9.23 0 325 0 3
2017-12-31 13F-HR AATDF / AA LTD 27.27 19,261 17,971 -6.70 479 490 2.30
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.70 21,524 22,245 3.35 729 772 5.90
2017-12-31 13F-HR ABR / Arbor Realty Trust, Inc. 8.00 0 750 0 6
2017-12-31 13F-HR AVA / Avista Corp. 52.63 0 399 0 21
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.12 199 121 -39.20 12 8 -33.33
2017-12-31 13F-HR AVNW / Aviat Networks, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 90.81 1,519 5,319 250.16 150 483 222.00
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.71 1,879 41,380 2,102.24 31 650 1,996.77
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 28.57 1,500 70 -95.33 38 2 -94.74
2017-12-31 13F-HR AWI / Armstrong World Industries, Inc. 61.80 127 178 40.16 7 11 57.14
2017-12-31 13F-HR ATO / Atmos Energy Corp. 86.01 782 686 -12.28 66 59 -10.61
2017-12-31 13F-HR BSF / Bear State Financial, Inc. 10.00 2,000 20
2017-12-31 13F-HR BIOS / BioScrip, Inc. 3.33 600 2
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.32 1,083 48
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.60 2,206 30
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.48 553 637 15.19 52 57 9.62
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,583.33 11 12 9.09 3,022 3,571 18.17
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.28 1,607 3,459 115.25 77 167 116.88
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.46 57,000 57,000 0.00 946 938 -0.85
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.04 25,292 17,306 -31.58 356 243 -31.74
2017-12-31 13F-HR BHE / Benchmark Electronics, Inc. 29.00 1,017 1,000 -1.67 35 29 -17.14
2017-12-31 13F-HR BB / Blackberry Limited 10.87 1,806 1,656 -8.31 20 18 -10.00
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.67 0 2,700 0 18
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,333.33 15 15 0.00 20 20 0.00
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 299,941 304,938 1.67 7,600 9,003 18.46
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.53 6,041 6,090 0.81 388 393 1.29
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 261,315 261,038 -0.11 13,855 14,060 1.48
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 22.19 1,995 766 -61.60 47 17 -63.83
2017-12-31 13F-HR BKCC / BlackRock Capital Investment Corporation 7.07 0 283 0 2
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 79.99 11,295 11,277 -0.16 855 902 5.50
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.70 1,402 1,402 0.00 16 15 -6.25
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.07 50,343 49,483 -1.71 9,865 10,593 7.38
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.59 964 1,367 41.80 80 117 46.25
2017-12-31 13F-HR B / Barnes Group, Inc. 76.92 43 26 -39.53 3 2 -33.33
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.89 36,370 35,183 -3.26 376 383 1.86
2017-12-31 13F-HR WRB / Berkley (W.R.) Corp. 71.12 1,013 928 -8.39 68 66 -2.94
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.50 5,965 7,377 23.67 96 107 11.46
2017-12-31 13F-HR BIO / Bio-Rad Laboratories, Inc. 200.00 0 5 0 1
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. 64.52 165 186 12.73 8 12 50.00
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 133,916 165,179 23.35 1,817 2,200 21.08
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 321,012 333,974 4.04 58,849 66,200 12.49
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 68.50 3,448 4,628 34.22 196 317 61.73
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 61.18 4 425 10,525.00 0 26
2017-12-31 13F-HR BIIB / Biogen Inc. 318.59 30,149 30,158 0.03 9,439 9,608 1.79
2017-12-31 13F-HR BTE / Baytex Energy Trust 0.00 961 161 -83.25 3 0 -100.00
2017-12-31 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.46 10,791 156
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.47 3,694 83
2017-12-31 13F-HR BFK / BlackRock Municipal Income Trust 16.67 180 3
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.35 4,181 60
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.61 6,161 90
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.83 10,450 155
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.13 5,232 121
2017-12-31 13F-HR WIFI / Boingo Wireless, Inc. 17.54 57 1
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.59 1,823 1,251 -31.38 26 17 -34.62
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.15 48,547 51,460 6.00 908 934 2.86
2017-12-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 16.50 6,006 6,120 1.90 104 101 -2.88
2017-12-31 13F-HR BCRH / Blue Capital Reinsurance Holdings Ltd. 12.00 1,000 1,000 0.00 16 12 -25.00
2017-12-31 13F-HR BOKF / BOK Financial Corp. 90.91 50 11 -78.00 4 1 -75.00
2017-12-31 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 14.86 3,904 3,904 0.00 59 58 -1.69
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.22 28,303 28,535 0.82 257 263 2.33
2017-12-31 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15.48 10,594 10,594 0.00 164 164 0.00
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.03 28,662 31,097 8.50 956 996 4.18
2017-12-31 13F-HR MYF / BlackRock Muniyield Investment Fund 14.73 3,165 3,190 0.79 48 47 -2.08
2017-12-31 13F-HR XMUHX / BlackRock MuniHoldings Fund II, 14.77 10,307 9,413 -8.67 162 139 -14.20
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.56 2,243 2,297 2.41 60 61 1.67
2017-12-31 13F-HR BUI / BlackRock Utility and Infrastructure Trust 21.43 700 700 0.00 15 15 0.00
2017-12-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 14.17 12,205 12,205 0.00 181 173 -4.42
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.23 6,425 6,425 0.00 40 40 0.00
2017-12-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 12.50 80 80 0.00 1 1 0.00
2017-12-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 15.10 7,949 7,949 0.00 124 120 -3.23
2017-12-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 14.58 7,305 7,405 1.37 110 108 -1.82
2017-12-31 13F-HR ADRE / BLDRS Index Funds Trust 43.94 0 569 0 25
2017-12-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.19 51,229 52,993 3.44 753 752 -0.13
2017-12-31 13F-HR BTA / BlackRock Long-Term Municipal Advantage Trust 11.93 6,707 6,707 0.00 81 80 -1.23
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 9.61 55,297 57,365 3.74 536 551 2.80
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 70,582 71,018 0.62 17,945 20,944 16.71
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.70 803 803 0.00 11 11 0.00
2017-12-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.71 700 700 0.00 11 11 0.00
2017-12-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.96 811 920 13.44 10 11 10.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.89 35,576 35,461 -0.32 15,909 18,223 14.55
2017-12-31 13F-HR BDGE / Bridge Bancorp, Inc. 32.68 153 5
2017-12-31 13F-HR CADE / Cadence Bancorporation 18.87 53 1
2017-12-31 13F-HR CAI / CAI International, Inc. 20.00 50 1
2017-12-31 13F-HR CWH / Camping World Holdings, Inc. 45.45 44 2
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc 30.49 164 5
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 150.00 894 20 -97.76 94 3 -96.81
2017-12-31 13F-HR BG / Bunge Ltd. 67.69 783 783 0.00 54 53 -1.85
2017-12-31 13F-HR ELY / Callaway Golf Company 14.14 0 495 0 7
2017-12-31 13F-HR BF.A / Brown-Forman Corp. 67.50 400 400 0.00 22 27 22.73
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 10.38 578 578 0.00 6 6 0.00
2017-12-31 13F-HR BT / BT Group Plc 16.95 118 118 0.00 2 2 0.00
2017-12-31 13F-HR BVX / Bovie Medical Corp. 2.54 3,150 3,150 0.00 11 8 -27.27
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 56.67 300 300 0.00 11 17 54.55
2017-12-31 13F-HR BSX / Boston Scientific Corp. 24.78 23,354 7,102 -69.59 681 176 -74.16
2017-12-31 13F-HR CBT / Cabot Corp. 61.62 802 990 23.44 45 61 35.56
2017-12-31 13F-HR CRC / California Resources Corp. 34.48 41 29 -29.27 0 1
2017-12-31 13F-HR EAT / Brinker International, Inc. 38.46 155 104 -32.90 5 4 -20.00
2017-12-31 13F-HR CA / CA, Inc. 33.16 3,153 3,528 11.89 105 117 11.43
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.91 400 859 114.75 16 36 125.00
2017-12-31 13F-HR CALM / Cal-Maine Foods, Inc. 47.62 0 105 0 5
2017-12-31 13F-HR BRO / Brown & Brown, Inc. 51.28 156 156 0.00 8 8 0.00
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 57.09 308 543 76.30 18 31 72.22
2017-12-31 13F-HR CLBS / Caladrius Biosciences, Inc. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR BKE / Buckle (THE), Inc. 25.27 0 277 0 7
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 52.63 352 152 -56.82 20 8 -60.00
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.96 13,275 11,455 -13.71 829 767 -7.48
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 28.59 27,952 28,922 3.47 748 827 10.56
2017-12-31 13F-HR CCJ / Cameco Corp. 9.23 941 5,962 533.58 9 55 511.11
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 46.67 150 150 0.00 6 7 16.67
2017-12-31 13F-HR BAM / Brookfield Asset Management, Inc. 43.53 736 31,682 4,204.62 30 1,379 4,496.67
2017-12-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.15 13,192 6,638 -49.68 152 74 -51.32
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 89.94 463 467 0.86 37 42 13.51
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 17.86 224 224 0.00 4 4 0.00
2017-12-31 13F-HR AVGO / Broadcom Limited 256.89 4,494 21,414 376.50 1,090 5,501 404.68
2017-12-31 13F-HR CAL / Caleres, Inc. 33.43 4,770 5,355 12.26 146 179 22.60
2017-12-31 13F-HR BWXT / BWX Technologies, Inc. 58.44 0 154 0 9
2017-12-31 13F-HR CMN / Cantel Medical Corp. 100.00 20 2
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.00 1,000 3
2017-12-31 13F-HR CRME / Cardiome Pharma Corp. 2.23 448 1
2017-12-31 13F-HR CATYW / Cathay General Bancorp 42.55 47 2
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.59 898 58
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 1 0
2017-12-31 13F-HR CELG / Celgene Corp. 104.37 43,998 46,353 5.35 6,416 4,838 -24.59
2017-12-31 13F-HR GTLS / Chart Industries, Inc. 46.30 540 540 0.00 21 25 19.05
2017-12-31 13F-HR CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 0.00 320 320 0.00 0 0
2017-12-31 13F-HR CNI / Canadian National Railway Co. 82.50 126,137 126,956 0.65 10,451 10,474 0.22
2017-12-31 13F-HR CSIQ / Canadian Solar Inc. 16.58 1,749 1,749 0.00 29 29 0.00
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.28 2,554 4,690 83.63 96 203 111.46
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.37 10,059 10,009 -0.50 294 284 -3.40
2017-12-31 13F-HR CNC / Centene Corp. 100.47 363 428 17.91 36 43 19.44
2017-12-31 13F-HR CPST / Capstone Turbine Corp. 0.76 0 48,543 0 37
2017-12-31 13F-HR CDW / CDW Corporation 69.94 736 672 -8.70 49 47 -4.08
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.51 13,920 12,341 -11.34 1,179 1,228 4.16
2017-12-31 13F-HR CUK / Carnival Plc 64.94 271 308 13.65 17 20 17.65
2017-12-31 13F-HR CEF / Central Fund of Canada Ltd. 10.00 26,450 100 -99.62 335 1 -99.70
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 20.83 0 96 0 2
2017-12-31 13F-HR CELGZ / Celgene Corporation Series A Contingent Value Rights 0.00 242 242 0.00 0 0
2017-12-31 13F-HR CE / Celanese Corp. 107.52 1,409 1,144 -18.81 147 123 -16.33
2017-12-31 13F-HR CVNA / Carvana Co. 19.00 1,000 1,000 0.00 15 19 26.67
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 97.29 1,567 1,696 8.23 137 165 20.44
2017-12-31 13F-HR CDK / CDK Global, Inc. 70.74 694 834 20.17 44 59 34.09
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.67 59,062 63,523 7.55 1,116 1,059 -5.11
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. 113.33 300 300 0.00 33 34 3.03
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 113.64 87,310 87,299 -0.01 8,757 9,921 13.29
2017-12-31 13F-HR CWST / Casella Waste Systems, Inc. 22.73 528 528 0.00 10 12 20.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.24 5,717 6,515 13.96 383 399 4.18
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 128.21 53 39 -26.42 6 5 -16.67
2017-12-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.00 0 500 0 1
2017-12-31 13F-HR CSTR / CapStar Financial Holdings, Inc. 20.80 2,500 2,500 0.00 49 52 6.12
2017-12-31 13F-HR KMX / CarMax, Inc. 64.20 2,644 3,380 27.84 200 217 8.50
2017-12-31 13F-HR CRI / Carter's, Inc. 108.70 28 46 64.29 3 5 66.67
2017-12-31 13F-HR CHKP / Check Point Software Technologies Ltd. 103.57 3,030 4,229 39.57 345 438 26.96
2017-12-31 13F-HR CHH / Choice Hotels International, Inc. 83.33 48 4
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.84 22,200 174
2017-12-31 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 21.28 235 5
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.55 232 5
2017-12-31 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 21.37 234 5
2017-12-31 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 20.92 1,434 30
2017-12-31 13F-HR HAO / Claymore Exchange-Traded Fund Trust 2 31.65 158 5
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.08 4,660 33
2017-12-31 13F-HR XGLVX / Clough Global Allocation Fund 0.00 2 0
2017-12-31 13F-HR CMFN / CM Finance Inc 8.00 2,000 16
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 57.14 0 35 0 2
2017-12-31 13F-HR CNA / CNA Financial Corp. 54.46 212 202 -4.72 11 11 0.00
2017-12-31 13F-HR CNO / CNO Financial Group, Inc. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR CHE / Chemed Corp. 222.22 0 9 0 2
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 87.85 5,644 5,293 -6.22 434 465 7.14
2017-12-31 13F-HR CLX / Clorox Company (The) 148.75 47,772 49,701 4.04 6,302 7,393 17.31
2017-12-31 13F-HR CTAS / Cintas Corp. 156.22 584 941 61.13 84 147 75.00
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.98 1,943 2,263 16.47 74 95 28.38
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.52 1,400 1,350 -3.57 26 25 -3.85
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.31 1,182 1,078 -8.80 55 51 -7.27
2017-12-31 13F-HR CBA / ClearBridge American Energy MLP Fund Inc. 8.09 5,446 618 -88.65 47 5 -89.36
2017-12-31 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 35.48 6,057 6,538 7.94 208 232 11.54
2017-12-31 13F-HR CINF / Cincinnati Financial Corp. 75.08 1,094 1,625 48.54 84 122 45.24
2017-12-31 13F-HR CHA / China Telecom Corporation Ltd. 47.32 2,552 2,747 7.64 130 130 0.00
2017-12-31 13F-HR CHDN / Churchill Downs Inc. 232.69 90,909 90,909 0.00 18,746 21,154 12.85
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.09 7,043 8,827 25.33 118 142 20.34
2017-12-31 13F-HR CHL / China Mobile Ltd. 50.53 15,366 16,543 7.66 777 836 7.59
2017-12-31 13F-HR CC / Chemours Company (The) 50.19 1,007 1,076 6.85 51 54 5.88
2017-12-31 13F-HR CLD / Cloud Peak Energy Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR CHS / Chico's FAS, Inc. 13.51 74 74 0.00 1 1 0.00
2017-12-31 13F-HR CPK / Chesapeake Utilities Corp. 78.35 970 970 0.00 76 76 0.00
2017-12-31 13F-HR WREI / Wilshire US REIT ETF 46.45 0 409 0 19
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 289.47 344 266 -22.67 106 77 -27.36
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 55.00 200 200 0.00 9 11 22.22
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 606,417 296,535 -51.10 20,394 11,357 -44.31
2017-12-31 13F-HR CORENERGY INFRASTRUCTURE TR / DEP SHS REPSTG (21870U304) 25.50 2,000 51
2017-12-31 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.00 11,000 11
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.01 10,491 168
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.66 17,695 16,809 -5.01 597 633 6.03
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.42 803 964 20.05 33 38 15.15
2017-12-31 13F-HR CPRT / Copart, Inc. 43.34 660 623 -5.61 23 27 17.39
2017-12-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 13.02 7,184 1,075 -85.04 89 14 -84.27
2017-12-31 13F-HR CNDT / Conduent 16.45 569 1,520 167.14 9 25 177.78
2017-12-31 13F-HR CXO / Concho Resources, Inc. 150.08 53 3,818 7,103.77 7 573 8,085.71
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.87 4,090 4,296 5.04 236 240 1.69
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.58 1,249 2,764 121.30 16 32 100.00
2017-12-31 13F-HR CSGP / Costar Group, Inc. 295.65 165 115 -30.30 44 34 -22.73
2017-12-31 13F-HR CMTL / Comtech Telecommunications Corp. 22.17 2,210 2,210 0.00 45 49 8.89
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 4.29 7,220 7,220 0.00 55 31 -43.64
2017-12-31 13F-HR COR / Coresite Realty Corp 125.00 0 32 0 4
2017-12-31 13F-HR KOF / Coca-Cola FEMSA S.A.B de CV 70.42 425 426 0.24 33 30 -9.09
2017-12-31 13F-HR CMA / Comerica, Inc. 86.84 8,504 8,130 -4.40 649 706 8.78
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 37,476 43,672 16.53 1,121 1,397 24.62
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 217.95 300 312 4.00 71 68 -4.23
2017-12-31 13F-HR ECON / Columbia Emerg Mkts Consumer ETF 28.18 896 1,668 86.16 25 47 88.00
2017-12-31 13F-HR CXP / Columbia Property Trust, Inc. 22.49 1,745 978 -43.95 38 22 -42.11
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 255,069 252,864 -0.86 11,481 11,601 1.05
2017-12-31 13F-HR CVG / Convergys Corp. 23.56 4,472 3,989 -10.80 116 94 -18.97
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 72.28 11,689 11,885 1.68 759 859 13.18
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.94 895 664 -25.81 89 73 -17.98
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 45.45 110 110 0.00 5 5 0.00
2017-12-31 13F-HR CBU / Community Bank System, Inc. 54.51 532 532 0.00 29 29 0.00
2017-12-31 13F-HR COHR / Coherent, Inc. 307.69 0 13 0 4
2017-12-31 13F-HR CLGX / CoreLogic, Inc. 50.00 0 20 0 1
2017-12-31 13F-HR CGNX / Cognex Corp. 60.90 286 821 187.06 32 50 56.25
2017-12-31 13F-HR FIX / Comfort Systems USA, Inc. 43.91 4,019 1,503 -62.60 144 66 -54.17
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 21.38 231 2,760 1,094.81 9 59 555.56
2017-12-31 13F-HR CVI / CVR Energy, Inc. 26.32 38 1
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 0.00 2 0
2017-12-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 15.53 32,640 507
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.28 6,400 85
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 51.97 558 29
2017-12-31 13F-HR CRTO / Criteo S.A 25.10 239 239 0.00 10 6 -40.00
2017-12-31 13F-HR CREE / Cree, Inc. 37.78 115 450 291.30 3 17 466.67
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 9.90 202 202 0.00 2 2 0.00
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. 45.05 40 111 177.50 2 5 150.00
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 96.02 4,416 3,718 -15.81 348 357 2.59
2017-12-31 13F-HR CR / Crane Co. 89.14 4,241 4,274 0.78 339 381 12.39
2017-12-31 13F-HR CMI / Cummins, Inc. 176.78 19,073 21,869 14.66 3,205 3,866 20.62
2017-12-31 13F-HR DAKT / Daktronics, Inc. 8.99 1,001 1,001 0.00 11 9 -18.18
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 94.75 734 781 6.40 70 74 5.71
2017-12-31 13F-HR DAN / Dana Holding Corp. 32.26 11 62 463.64 0 2
2017-12-31 13F-HR DE / Deere & Co. 156.51 76,488 71,977 -5.90 9,606 11,265 17.27
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 92.31 0 65 0 6
2017-12-31 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 158.27 476 695 46.01 72 110 52.78
2017-12-31 13F-HR CSRA / CSRA Inc. 29.89 3,698 4,216 14.01 119 126 5.88
2017-12-31 13F-HR COTY / Coty, Inc. 18.67 375 375 0.00 6 7 16.67
2017-12-31 13F-HR CVS / CVS Health Corporation 72.50 193,535 191,723 -0.94 15,739 13,900 -11.68
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.15 2,782 3,086 10.93 278 343 23.38
2017-12-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 43.87 892 1,892 112.11 36 83 130.56
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 50.68 1,160 1,184 2.07 46 60 30.43
2017-12-31 13F-HR CVBF / CVB Financial Corp. 24.27 206 206 0.00 5 5 0.00
2017-12-31 13F-HR 235851AF9 / Danaher Corp. Bond 3.50 4,000 4,000 0.00 13 14 7.69
2017-12-31 13F-HR CVV / CVD Equipment Corp. 10.00 0 200 0 2
2017-12-31 13F-HR CS / Credit Suisse Group 17.83 7,967 8,470 6.31 126 151 19.84
2017-12-31 13F-HR DDR / DDR Corp. 11.36 88 88 0.00 1 1 0.00
2017-12-31 13F-HR DPM / DCP Midstream Partners, LP 35.71 28 28 0.00 1 1 0.00
2017-12-31 13F-HR DCT / DCT Industrial Trust, Inc. 54.35 0 92 0 5
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 12,735 16,017 25.77 614 897 46.09
2017-12-31 13F-HR DNR / Denbury Resources Inc. 2.34 1,008 854 -15.28 1 2 100.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.09 15,710 15,949 1.52 2,581 2,968 14.99
2017-12-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 68.33 1,200 82
2017-12-31 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X 44.29 2,100 93
2017-12-31 13F-HR GUSH / Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares 35.71 56 2
2017-12-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares 78.79 165 13
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 21.74 138 3
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 49.38 162 162 0.00 7 8 14.29
2017-12-31 13F-HR UFS / Domator Corp. 47.62 0 231 0 11
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 18.18 165 165 0.00 3 3 0.00
2017-12-31 13F-HR KSM / Deutsche Strategic Municipal Income Trust 11.79 31,393 37,827 20.50 383 446 16.45
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.54 1,382 1,193 -13.68 73 77 5.48
2017-12-31 13F-HR DB / Deutsche Bank AG 19.05 15,832 15,698 -0.85 274 299 9.12
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.23 3,325 4,350 30.83 71 88 23.94
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.11 52,179 55,679 6.71 4,378 4,683 6.97
2017-12-31 13F-HR DY / Dycom Industries, Inc. 109.59 0 73 0 8
2017-12-31 13F-HR DDS / Dillard's, Inc. 60.93 558 558 0.00 31 34 9.68
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.08 42,019 45,723 8.82 3,233 3,707 14.66
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 126.67 4,293 300 -93.01 421 38 -90.97
2017-12-31 13F-HR DYN / Dynegy Inc. 0.00 1 122 12,100.00 0 0
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 160,028 154,591 -3.40 15,773 16,620 5.37
2017-12-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.57 2,100 2,100 0.00 18 18 0.00
2017-12-31 13F-HR DXC / DXC Technology Company 94.71 1,929 2,249 16.59 165 213 29.09
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 180.00 50 50 0.00 10 9 -10.00
2017-12-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.79 6,385 12,794 100.38 73 138 89.04
2017-12-31 13F-HR DOV / Dover Corp. 100.98 7,284 7,110 -2.39 665 718 7.97
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.32 7,578 4,986 -34.20 278 206 -25.90
2017-12-31 13F-HR DORM / Dorman Products, Inc. 74.07 33 27 -18.18 2 2 0.00
2017-12-31 13F-HR DLB / Dolby Laboratories, Inc. 62.03 545 532 -2.39 31 33 6.45
2017-12-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 66.03 1,464 1,469 0.34 87 97 11.49
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 107.26 894 6,545 632.10 77 702 811.69
2017-12-31 13F-HR DKS / Dick's Sporting Goods, Inc. 28.70 3,765 2,613 -30.60 102 75 -26.47
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.21 107,877 106,958 -0.85 7,469 7,617 1.98
2017-12-31 13F-HR DG / Dollar General Corp. 93.11 2,099 2,395 14.10 170 223 31.18
2017-12-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 12.05 381 83 -78.22 4 1 -75.00
2017-12-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 32.26 10 310 3,000.00 0 10
2017-12-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 10.00 100 1
2017-12-31 13F-HR EPRF / Elkhorn S&P High Quality Preferred ETF 23.73 1,475 35
2017-12-31 13F-HR EFC / Ellington Financial LLC 15.00 1,000 15
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.69 220 346 57.27 14 21 50.00
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.40 7,528 9,685 28.65 70 91 30.00
2017-12-31 13F-HR EIX / Edison International 63.14 8,311 8,363 0.63 642 528 -17.76
2017-12-31 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 15.27 3,159 4,714 49.22 47 72 53.19
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.29 3,010 3,010 0.00 45 43 -4.44
2017-12-31 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 16.74 21,473 22,701 5.72 360 380 5.56
2017-12-31 13F-HR ESLT / Elbit Systems Ltd. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR EGP / EastGroup Properties, Inc. 86.73 234 196 -16.24 21 17 -19.05
2017-12-31 13F-HR NDRO / Enduro Realty Trust 3.00 250 3,000 1,100.00 1 9 800.00
2017-12-31 13F-HR EBAY / eBay, Inc. 37.76 14,626 14,753 0.87 562 557 -0.89
2017-12-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.10 4,631 1,631 -64.78 68 23 -66.18
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 47.93 259 459 77.22 12 22 83.33
2017-12-31 13F-HR ECA / EnCana Corp. 13.45 2,963 3,197 7.90 35 43 22.86
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. 41.67 0 48 0 2
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.12 8,481 6,733 -20.61 1,091 903 -17.23
2017-12-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 12.00 2,800 1,000 -64.29 35 12 -65.71
2017-12-31 13F-HR EVN / Eaton Vance Municipal Income Trust 13.33 525 525 0.00 7 7 0.00
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 22.86 350 350 0.00 8 8 0.00
2017-12-31 13F-HR EPC / Edgewell Personal Care Company 60.00 0 200 0 12
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 0.00 1,694 12 -99.29 20 0 -100.00
2017-12-31 13F-HR EXK / Endeavour Silver Corp. 2.00 1,000 1,000 0.00 2 2 0.00
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 117.65 46 102 121.74 5 12 140.00
2017-12-31 13F-HR ELLI / Ellie Mae, Inc. 87.72 115 114 -0.87 9 10 11.11
2017-12-31 13F-HR EGO / Eldorado Gold Corporation 1.33 3,012 3,012 0.00 7 4 -42.86
2017-12-31 13F-HR EA / Electronic Arts Inc. 104.84 1,436 1,116 -22.28 169 117 -30.77
2017-12-31 13F-HR EGN / Energen Corp. 58.00 1,057 1,000 -5.39 58 58 0.00
2017-12-31 13F-HR ERJ / Embraer S.A. 23.91 3,044 4,225 38.80 69 101 46.38
2017-12-31 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.37 3,100 2,369 -23.58 70 53 -24.29
2017-12-31 13F-HR EGRX / Eagle Pharmaceuticals, Inc. 55.56 500 36 -92.80 30 2 -93.33
2017-12-31 13F-HR EGL / Engility Holdings, Inc. New 30.30 0 33 0 1
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 85,121 108,120 27.02 2,220 2,866 29.10
2017-12-31 13F-HR ETR / Entergy Corp. 81.29 9,074 7,971 -12.16 692 648 -6.36
2017-12-31 13F-HR ENTG / Entegris, Inc. 33.33 205 60 -70.73 6 2 -66.67
2017-12-31 13F-HR ESV / Ensco plc 4.48 223 223 0.00 1 1 0.00
2017-12-31 13F-HR E / ENI S.p.A. 38.96 0 77 0 3
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC 18.12 669 607 -9.27 12 11 -8.33
2017-12-31 13F-HR ESNT / Essent Group Ltd. 43.48 46 2
2017-12-31 13F-HR EPM / Evolution Petroleum Corp. 7.00 1,000 7
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. 40.00 25 1
2017-12-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 71.43 28 2
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 120.00 0 100 0 12
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.65 2,758 2,212 -19.80 165 143 -13.33
2017-12-31 13F-HR FMC / FMC Corp. 92.86 65 140 115.38 6 13 116.67
2017-12-31 13F-HR ENV / Envestnet, Inc. 54.05 0 37 0 2
2017-12-31 13F-HR RACE / Ferrari N.V. 106.84 197 234 18.78 22 25 13.64
2017-12-31 13F-HR EPR / EPR Properties 63.56 361 236 -34.63 25 15 -40.00
2017-12-31 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 65.33 0 398 0 26
2017-12-31 13F-HR EXC / Exelon Corp. 39.40 69,933 70,232 0.43 2,635 2,767 5.01
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 207,587 214,903 3.52 35,471 37,921 6.91
2017-12-31 13F-HR PPLT / ETFS Platinum Trust 88.67 203 203 0.00 18 18 0.00
2017-12-31 13F-HR FII / Federated Investors, Inc. 36.13 2,223 1,965 -11.61 66 71 7.58
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.63 42,074 50,327 19.62 2,665 3,756 40.94
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 40.00 55 125 127.27 2 5 150.00
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 285.71 2 7 250.00 0 2
2017-12-31 13F-HR FDS / FactSet Research Systems, Inc. 193.72 373 382 2.41 67 74 10.45
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 436,451 438,022 0.36 35,782 36,637 2.39
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 81.08 0 37 0 3
2017-12-31 13F-HR EQC / Equity Commonwealth 29.85 134 134 0.00 4 4 0.00
2017-12-31 13F-HR EQT / EQT Corp. 56.88 797 756 -5.14 52 43 -17.31
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.51 6,903 6,303 -8.69 325 331 1.85
2017-12-31 13F-HR ETH / Ethan Allen Interiors, Inc. 27.62 200 181 -9.50 6 5 -16.67
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.43 0 2,366 0 72
2017-12-31 13F-HR EFX / Equifax, Inc. 117.86 911 2,223 144.02 97 262 170.10
2017-12-31 13F-HR ITEQ / BlueStar TA-BIGITech Israel Technology ETF 31.76 1,606 1,606 0.00 51 51 0.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 34.99 897 1,086 21.07 40 38 -5.00
2017-12-31 13F-HR EXPE / Expedia, Inc. 119.80 3,203 3,339 4.25 461 400 -13.23
2017-12-31 13F-HR FN / Fabrinet 27.03 59 37 -37.29 2 1 -50.00
2017-12-31 13F-HR EQM / EQT Midstream Partners LP 74.20 281 283 0.71 21 21 0.00
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 10.00 0 100 0 1
2017-12-31 13F-HR STAY / Extended Stay America, Inc. 18.18 0 275 0 5
2017-12-31 13F-HR FRT / Federal Realty Investment Trust 90.91 11 11 0.00 1 1 0.00
2017-12-31 13F-HR FCF / First Commonwealth Financial Corporation 14.81 135 2
2017-12-31 13F-HR FTXO / First Trust High Income ETF 29.75 437 13
2017-12-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.84 1,176 557 -52.64 70 35 -50.00
2017-12-31 13F-HR FHN / First Horizon National Corp. 20.07 1,794 1,794 0.00 34 36 5.88
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 13.33 0 150 0 2
2017-12-31 13F-HR FOE / Ferro Corp. 25.00 0 80 0 2
2017-12-31 13F-HR HDMV / First Trust 32.41 89 216 142.70 3 7 133.33
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.62 1,769 2,388 34.99 66 97 46.97
2017-12-31 13F-HR BUSE / First Busey Corporation 30.30 1,187 1,353 13.98 37 41 10.81
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 109.97 2,575 2,346 -8.89 264 258 -2.27
2017-12-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 0.00 250 1 -99.60 9 0 -100.00
2017-12-31 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 34.56 897 897 0.00 29 31 6.90
2017-12-31 13F-HR FNCL / Fidelity MSCI Financials Index ETF 40.76 4,219 20,462 385.00 160 834 421.25
2017-12-31 13F-HR FAN / First Trust Global Wind Energy ETF 12.14 0 412 0 5
2017-12-31 13F-HR FDIS / Fidelity MSCI Consumer Discretionary Index ETF 38.81 773 773 0.00 28 30 7.14
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.13 6,236 6,119 -1.88 582 576 -1.03
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 85.84 577 664 15.08 61 57 -6.56
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.01 1,443 1,290 -10.60 43 40 -6.98
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 39.12 853 5,572 553.22 32 218 581.25
2017-12-31 13F-HR FEN / First Trust Energy Income & Growth Fund 26.70 3,307 1,386 -58.09 82 37 -54.88
2017-12-31 13F-HR FGBI / First Guaranty Bancshares (Hammond, LA) 25.44 678 1,140 68.14 18 29 61.11
2017-12-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 28.17 142 142 0.00 3 4 33.33
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 13.53 485 739 52.37 6 10 66.67
2017-12-31 13F-HR FFWM / First Foundation Inc. 18.56 3,394 3,394 0.00 61 63 3.28
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 16.55 725 725 0.00 11 12 9.09
2017-12-31 13F-HR FAF / First American Financial Corp. (The) 54.95 0 91 0 5
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.28 4,960 4,902 -1.17 83 70 -15.66
2017-12-31 13F-HR FNLC / First Bancorp, Inc. 27.32 732 732 0.00 22 20 -9.09
2017-12-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 26.21 0 1,793 0 47
2017-12-31 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 270.83 96 96 0.00 24 26 8.33
2017-12-31 13F-HR FIBK / First Interstate BancSystem, Inc. 40.00 230 50 -78.26 9 2 -77.78
2017-12-31 13F-HR FFBCW / First Financial Bancorp 28.17 0 71 0 2
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 125.00 280 560 100.00 35 70 100.00
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 68.01 1,228 1,485 20.93 79 101 27.85
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 52.40 0 229 0 12
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 47.83 0 899 0 43
2017-12-31 13F-HR RDVY / First Trust NASDAQ Rising Dividend Achievers ETF 30.00 2,250 3,600 60.00 63 108 71.43
2017-12-31 13F-HR FUNC / First United Corp. 17.51 971 17
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.64 25,793 26,530 2.86 796 813 2.14
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.86 75,103 72,489 -3.48 2,235 2,237 0.09
2017-12-31 13F-HR FIVE / Five Below, Inc. 67.31 312 312 0.00 17 21 23.53
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.16 2,592 4,377 68.87 76 132 73.68
2017-12-31 13F-HR QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 58.14 0 602 0 35
2017-12-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 61.50 1,431 1,431 0.00 84 88 4.76
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.63 755 1,387 83.71 40 73 82.50
2017-12-31 13F-HR QDEF / FlexShares Quality Dividend Defensive Index Fund 44.00 500 22
2017-12-31 13F-HR FFIC / Flushing Financial Corp. 27.50 400 11
2017-12-31 13F-HR FONR / Fonar Corp. 0.00 5 0
2017-12-31 13F-HR GCAP / Gain Capital Holdings, Inc. 10.75 372 4
2017-12-31 13F-HR FWRD / Forward Air Corp. 59.26 135 135 0.00 8 8 0.00
2017-12-31 13F-HR F / Ford Motor Co. 12.49 269,890 253,941 -5.91 3,230 3,172 -1.80
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 6.90 3,753 2,752 -26.67 44 19 -56.82
2017-12-31 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 93.33 180 150 -16.67 17 14 -17.65
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 52.19 758 958 26.39 37 50 35.14
2017-12-31 13F-HR FL / Foot Locker, Inc. 47.26 1,607 1,587 -1.24 56 75 33.93
2017-12-31 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 11.11 450 450 0.00 6 5 -16.67
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 181.82 16 44 175.00 2 8 300.00
2017-12-31 13F-HR GD / General Dynamics Corp. 203.47 12,752 13,240 3.83 2,622 2,694 2.75
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.46 6,825 8,014 17.42 146 164 12.33
2017-12-31 13F-HR FLR / Fluor Corp. 51.65 1,203 1,181 -1.83 51 61 19.61
2017-12-31 13F-HR IQDF / FlexShares International Quality Dividend Index Fund 25.91 191 193 1.05 5 5 0.00
2017-12-31 13F-HR FCN / FTI Consulting, Inc. 42.78 187 187 0.00 7 8 14.29
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 18.02 2,590 2,442 -5.71 43 44 2.33
2017-12-31 13F-HR FUL / Fuller (H.B.) Co. 53.77 4,515 4,519 0.09 262 243 -7.25
2017-12-31 13F-HR GPS / Gap, Inc. (The) 34.05 16,864 15,566 -7.70 498 530 6.43
2017-12-31 13F-HR XGUTX / Gabelli Utility Trust (The) 6.62 495 302 -38.99 3 2 -33.33
2017-12-31 13F-HR FTV / Fortive Corporation 72.34 3,212 3,442 7.16 227 249 9.69
2017-12-31 13F-HR FBIO / Fortress Biotech, Inc. 4.00 500 500 0.00 2 2 0.00
2017-12-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 68.38 2,139 2,340 9.40 144 160 11.11
2017-12-31 13F-HR FLO / Flowers Foods, Inc. 19.33 0 1,500 0 29
2017-12-31 13F-HR GAIA / Gaiam, Inc. 14.85 202 202 0.00 2 3 50.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.95 36,297 71,761 97.71 510 1,360 166.67
2017-12-31 13F-HR GNRC / Generac Holding Inc. 38.46 0 26 0 1
2017-12-31 13F-HR TDTT / FlexShares iBoxx 3-Year Target Duration TIPS Index Fund 24.34 945 945 0.00 23 23 0.00
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.00 800 800 0.00 19 20 5.26
2017-12-31 13F-HR TDTF / FlexShares iBoxx 5-Year Target Duration TIPS Index Fund 31.25 64 64 0.00 2 2 0.00
2017-12-31 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 11.81 13,044 13,044 0.00 160 154 -3.75
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 43.33 5,231 3,785 -27.64 233 164 -29.61
2017-12-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.52 3,857 3,857 0.00 83 83 0.00
2017-12-31 13F-HR GIS / General Mills, Inc. 59.30 47,220 46,810 -0.87 2,444 2,776 13.58
2017-12-31 13F-HR GEM / Goldman Sachs ActiveBeta Emerging Markets Equity ETF 36.36 385 14
2017-12-31 13F-HR GSEU / Goldman Sachs ActiveBeta Europe Equity ETF 35.09 57 2
2017-12-31 13F-HR GVIP / Goldman Sachs Hedge Industry VIP 55.00 200 11
2017-12-31 13F-HR PAC / Grupo Aeroportuario del Pacifico S.A.B. de CV 95.24 63 6
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.80 1,903 51
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.67 375 7
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 15.04 133 2
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 22.17 1,669 37
2017-12-31 13F-HR GERN / Geron Corp. 2.00 2,000 2,000 0.00 4 4 0.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 7.67 2,595 2,870 10.60 29 22 -24.14
2017-12-31 13F-HR GPN / Global Payments, Inc. 100.00 1,470 1,820 23.81 140 182 30.00
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.42 818 1,469 79.58 18 30 66.67
2017-12-31 13F-HR OMAB / Grupo Aeroportuario del Centro Norte S.A.B. de C.V. 41.50 525 747 42.29 23 31 34.78
2017-12-31 13F-HR GES / Guess ? Inc. 16.60 964 964 0.00 16 16 0.00
2017-12-31 13F-HR GURU / Global X Funds 29.84 1,240 1,240 0.00 35 37 5.71
2017-12-31 13F-HR GBX / Greenbrier Companies, Inc. (THE) 51.28 0 39 0 2
2017-12-31 13F-HR GPI / Group 1 Automotive, Inc. 71.43 182 182 0.00 13 13 0.00
2017-12-31 13F-HR GLP / Global Partners L.P. 16.13 62 62 0.00 1 1 0.00
2017-12-31 13F-HR GLT / Glatfelter 21.53 1,069 1,022 -4.40 21 22 4.76
2017-12-31 13F-HR GSS / Golden Star Resources Ltd. 0.89 148,350 148,350 0.00 114 132 15.79
2017-12-31 13F-HR GIL / Gildan Activewear, Inc. 41.67 48 48 0.00 2 2 0.00
2017-12-31 13F-HR GMED / Globus Medical, Inc. 41.98 262 262 0.00 8 11 37.50
2017-12-31 13F-HR GRPN / Groupon, Inc. 5.10 116 392 237.93 1 2 100.00
2017-12-31 13F-HR LOPE / Grand Canyon Education, Inc. 95.24 0 21 0 2
2017-12-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 53.50 1,061 3,776 255.89 54 202 274.07
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.77 6,969 7,675 10.13 90 98 8.89
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 23.43 796 811 1.88 17 19 11.76
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.64 88,119 85,575 -2.89 7,139 6,131 -14.12
2017-12-31 13F-HR GHL / Greenhill & Co., Inc. 19.67 2,756 2,288 -16.98 46 45 -2.17
2017-12-31 13F-HR GGG / Graco Inc. 45.56 300 900 200.00 37 41 10.81
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.42 3,628 3,498 -3.58 652 827 26.84
2017-12-31 13F-HR GM / General Motors Company 40.99 135,923 129,531 -4.70 5,488 5,310 -3.24
2017-12-31 13F-HR GRFS / Grifols Sa 29.85 67 67 0.00 1 2 100.00
2017-12-31 13F-HR TV / Grupo Televisa S.A. 18.94 528 528 0.00 13 10 -23.08
2017-12-31 13F-HR GSAT / Globalstar, Inc. 1.00 0 1,000 0 1
2017-12-31 13F-HR GNTX / Gentex Corp. 21.00 5,320 6,430 20.86 105 135 28.57
2017-12-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 17.09 5,267 90
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.83 696 537 -22.84 29 23 -20.69
2017-12-31 13F-HR HXL / Hexcel Corp. 63.33 0 300 0 19
2017-12-31 13F-HR HTA / Healthcare Trust of America, Inc. 35.71 550 84 -84.73 16 3 -81.25
2017-12-31 13F-HR HSY / Hershey Company (The) 113.58 10,432 6,762 -35.18 1,139 768 -32.57
2017-12-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. 18.03 25,791 25,791 0.00 341 465 36.36
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 133.80 142 142 0.00 14 19 35.71
2017-12-31 13F-HR HYH / Halyard Health, Inc. 44.69 141 179 26.95 6 8 33.33
2017-12-31 13F-HR XJHIX / John Hancock Investors Trust 18.13 662 662 0.00 12 12 0.00
2017-12-31 13F-HR HCP / HCP, Inc. 26.06 46,822 44,212 -5.57 1,304 1,152 -11.66
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.33 13,918 11,583 -16.78 205 166 -19.02
2017-12-31 13F-HR HES / Hess Corp. 48.21 872 560 -35.78 41 27 -34.15
2017-12-31 13F-HR HRS / Harris Corp. 141.63 1,270 1,278 0.63 167 181 8.38
2017-12-31 13F-HR XGBAX / Guggenheim Build America Bonds 22.72 5,314 13,114 146.78 121 298 146.28
2017-12-31 13F-HR HSC / Harsco Corp. 19.61 0 51 0 1
2017-12-31 13F-HR HFWA / Heritage Financial Corp. 30.30 0 66 0 2
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.92 36,690 54,932 49.72 904 1,149 27.10
2017-12-31 13F-HR GOF / Guggenheim Strategic Opportunities Fund 21.54 8,915 8,915 0.00 190 192 1.05
2017-12-31 13F-HR HPS / John Hancock Preferred Income Fund III 19.00 737 737 0.00 14 14 0.00
2017-12-31 13F-HR HPI / John Hancock Preferred Income Fund 21.79 780 780 0.00 17 17 0.00
2017-12-31 13F-HR HAS / Hasbro, Inc. 90.88 11,601 6,349 -45.27 1,134 577 -49.12
2017-12-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 117.17 344 367 6.69 35 43 22.86
2017-12-31 13F-HR HEI / HEICO Corp. 76.92 156 91 -41.67 15 7 -53.33
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.87 242,408 275,097 13.49 11,158 13,444 20.49
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. 64.64 35 9,483 26,994.29 2 613 30,550.00
2017-12-31 13F-HR HBHC / Hancock Holding Co. 38.46 0 26 0 1
2017-12-31 13F-HR GLF / GulfMark Offshore, Inc. 38.46 0 26 0 1
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 16.13 0 62 0 1
2017-12-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 39.57 326 935 186.81 12 37 208.33
2017-12-31 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 24.86 1,086 1,086 0.00 28 27 -3.57
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 50.78 7,208 7,463 3.54 347 379 9.22
2017-12-31 13F-HR HA / Hawaiian Holdings, Inc. 44.25 100 113 13.00 4 5 25.00
2017-12-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 108.00 1,002 1,000 -0.20 97 108 11.34
2017-12-31 13F-HR HELE / Helen of Troy Ltd. 100.00 0 100 0 10
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 10.61 377 4
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.00 1,000 10
2017-12-31 13F-HR HNI / HNI Corp. 38.35 375 339 -9.60 16 13 -18.75
2017-12-31 13F-HR HOLX / Hologic, Inc. 42.76 3,290 3,274 -0.49 121 140 15.70
2017-12-31 13F-HR HF / HFF, Inc. 47.24 208 254 22.12 8 12 50.00
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 78.65 89 89 0.00 6 7 16.67
2017-12-31 13F-HR INVA / Innoviva, Inc. 10.31 97 1
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 232.56 114 129 13.16 26 30 15.38
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.87 21,192 23,989 13.20 3,136 4,003 27.65
2017-12-31 13F-HR INSI / Insight Select Income Fund 19.98 3,604 3,604 0.00 72 72 0.00
2017-12-31 13F-HR ISIG / Insignia Systems, Inc. 1.15 12,168 12,168 0.00 13 14 7.69
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.53 715 993 38.88 142 217 52.82
2017-12-31 13F-HR ING / ING Groep N.V. 18.50 3,089 4,594 48.72 57 85 49.12
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 0.00 0 9 0 0
2017-12-31 13F-HR ICLR / ICON plc 112.31 833 1,202 44.30 95 135 42.11
2017-12-31 13F-HR INGR / Ingredion, Inc. 138.08 251 239 -4.78 30 33 10.00
2017-12-31 13F-HR IEX / IDEX Corp. 127.27 60 55 -8.33 7 7 0.00
2017-12-31 13F-HR HSNI / HSN, Inc. 0.00 0 9 0 0
2017-12-31 13F-HR HPT / Hospitality Properties Trust 29.91 5,959 5,985 0.44 170 179 5.29
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.36 159,574 163,363 2.37 22,618 25,053 10.77
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.24 11,151 13,435 20.48 995 1,199 20.50
2017-12-31 13F-HR IIVI / II-VI Inc. 46.88 0 1,600 0 75
2017-12-31 13F-HR INCY / Incyte Corp. 95.24 68 168 147.06 8 16 100.00
2017-12-31 13F-HR IBA / Industrias Bachoco S.A.B. de C.V. 58.82 119 119 0.00 8 7 -12.50
2017-12-31 13F-HR IBKCP / IBERIABANK Corp. 77.52 1,511 1,161 -23.16 124 90 -27.42
2017-12-31 13F-HR BBCN / BBCN Bancorp Inc. 16.39 107 61 -42.99 2 1 -50.00
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 34.38 1,541 1,600 3.83 46 55 19.57
2017-12-31 13F-HR HUBG / Hub Group, Inc. 48.09 1,705 1,705 0.00 73 82 12.33
2017-12-31 13F-HR H / Hyatt Hotels Corp. 73.86 200 176 -12.00 12 13 8.33
2017-12-31 13F-HR INFN / Infinera Corp. 6.00 500 500 0.00 4 3 -25.00
2017-12-31 13F-HR HUN / Huntsman Corp. 34.19 574 468 -18.47 16 16 0.00
2017-12-31 13F-HR HUM / Humana, Inc. 247.23 794 902 13.60 193 223 15.54
2017-12-31 13F-HR HUBS / HubSpot, Inc. 80.00 0 25 0 2
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.55 27,652 29,339 6.10 386 427 10.62
2017-12-31 13F-HR HUB.A / Hubbell Inc 130.43 51 46 -9.80 6 6 0.00
2017-12-31 13F-HR HOMB / Home BancShares, Inc. 23.19 12,087 7,890 -34.72 305 183 -40.00
2017-12-31 13F-HR IMAX / Imax Corp. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR HPQ / HP Inc. 21.02 24,620 23,595 -4.16 491 496 1.02
2017-12-31 13F-HR INGN / Inogen, Inc. 117.65 0 17 0 2
2017-12-31 13F-HR IRET / Investors Real Estate Trust 6.67 300 2
2017-12-31 13F-HR NVTA / Invitae Corp. 8.33 600 5
2017-12-31 13F-HR INVH / Invitation Homes Inc. 24.69 324 8
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 98.10 3,629 356
2017-12-31 13F-HR EEMA / iShares MSCI Emerging Markets Asia Index Fund 73.38 695 51
2017-12-31 13F-HR IAU / iShares Gold Trust 12.55 11,949 11,396 -4.63 147 143 -2.72
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.51 94,316 94,795 0.51 1,207 1,186 -1.74
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.89 760 760 0.00 6 6 0.00
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.99 266 2,011 656.02 278 734 164.03
2017-12-31 13F-HR IPAR / Inter Parfums, Inc. 46.51 43 43 0.00 2 2 0.00
2017-12-31 13F-HR INTU / Intuit Inc. 157.99 2,594 1,747 -32.65 369 276 -25.20
2017-12-31 13F-HR IP / International Paper Company 57.90 7,602 8,066 6.10 432 467 8.10
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 110,845 55,666 -49.78 1,321 652 -50.64
2017-12-31 13F-HR VBF / Invesco Van Kampen Bond Fund 19.86 9,453 9,719 2.81 189 193 2.12
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.50 53,975 44,492 -17.57 689 556 -19.30
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.95 1,329 1,713 28.89 52 65 25.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 49.88 808 802 -0.74 41 40 -2.44
2017-12-31 13F-HR BKF / iShares MSCI BRIC ETF 44.60 583 583 0.00 25 26 4.00
2017-12-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 14.81 270 270 0.00 4 4 0.00
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 20.23 2,318 2,422 4.49 48 49 2.08
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.42 49,681 51,395 3.45 7,208 7,885 9.39
2017-12-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 60.76 262,126 272,071 3.79 15,230 16,531 8.54
2017-12-31 13F-HR EIS / iShares, Inc. 53.10 241 226 -6.22 12 12 0.00
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.90 534,360 598,065 11.92 28,866 34,029 17.89
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.87 758 758 0.00 10 9 -10.00
2017-12-31 13F-HR EWH / iShares MSCI Hong Kong ETF 25.70 31 895 2,787.10 1 23 2,200.00
2017-12-31 13F-HR IDCC / InterDigital, Inc. 75.47 212 212 0.00 16 16 0.00
2017-12-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.90 39,023 35,091 -10.08 584 523 -10.45
2017-12-31 13F-HR EWQ / iShares MSCI France ETF 31.20 4,564 4,679 2.52 141 146 3.55
2017-12-31 13F-HR