Current Holdings (from 13F, 13D)

InvestorNational Planning Corp
Portfolio Value$ 1,198,603,000
Current Positions703
Opened Positions5
Closed Positions70

National Planning Corp has disclosed 703 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,198,603,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). National Planning Corp's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , PowerShares QQQ Trust (NASDAQ:QQQ) , iShares Core S&P 500 ETF (NYSE:IVV) , and iShares MSCI EAFE ETF (NYSE:EFA) . National Planning Corp's new positions include PwShs S&P400 LV (NYSE:XMLV) , PwShs S&P600 LV (NYSE:XSLV) , Oppenheimer Ultra Dividend Revenue ETF (NYSE:RDIV) , Robo-Stox Global Robotics and Automation Index ETF (NASDAQ:ROBO) , and First Trust Exchange-Traded Fund IV (NASDAQ:HYLS) . National Planning Corp's top industries are "Automotive Dealers And Gasoline Service Stations" (sic 55) , "Home Furniture, Furnishings, And Equipment Stores" (sic 57) , and "Fabricated Metal Products, Except Machinery And Transportation Equipment" (sic 34) .


All National Planning Corp holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑01‑04 SC 13G/A SYV / SSGA Active ETF Trust 0 0.00

This 13F was filed on November 22, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR/A CB / Chubb Ltd 142.86 2,463 1,449 -41.17 361 207 -42.66
2017‑09‑30 13F-HR/A NEA / Nuveen AMT-Free Municipal Income Fund 13.85 118,165 117,610 -0.47 1,620 1,629 0.56
2017‑09‑30 13F-HR/A CHY / Calamos Convertible and High Income Fund 11.90 0 33,206 0 395
2017‑09‑30 13F-HR/A LTC / LTC Properties, Inc. 46.97 19,507 19,227 -1.44 1,027 903 -12.07
2017‑09‑30 13F-HR/A TSLA / Tesla Motors, Inc. 341.16 3,919 3,749 -4.34 1,382 1,279 -7.45
2017‑09‑30 13F-HR/A KO / Coca Cola Co. Put 1.67 600 1
2017‑09‑30 13F-HR/A VRX / Valeant Pharmaceuticals International, Inc. 14.28 0 10,223 0 146
2017‑09‑30 13F-HR/A HL / Hecla Mining Co. 5.01 35,334 39,334 11.32 173 197 13.87
2017‑09‑30 13F-HR/A ITB / iShares U.S. Home Construction ETF 36.45 0 5,706 0 208
2017‑09‑30 13F-HR/A AFL / AFLAC, Inc. 81.38 19,275 19,244 -0.16 1,512 1,566 3.57
2017‑09‑30 13F-HR/A WMT / Wal-Mart Stores, Inc. 78.12 21,561 23,015 6.74 1,625 1,798 10.65
2017‑09‑30 13F-HR/A JNJ / Johnson & Johnson Put 5.00 200 1
2017‑09‑30 13F-HR/A PCF / Putnam High Income Securities Fund 8.93 0 11,760 0 105
2017‑09‑30 13F-HR/A ITOT / iShares Core S&P Total US Stock Market ETF 57.65 9,628 11,223 16.57 535 647 20.93
2017‑09‑30 13F-HR/A VER / VEREIT, Inc. 8.29 187,634 185,875 -0.94 1,569 1,541 -1.78
2017‑09‑30 13F-HR/A UNH / UnitedHealth Group Inc. 195.74 1,587 1,502 -5.36 296 294 -0.68
2017‑09‑30 13F-HR/A KMB / Kimberly-Clark Corp. 117.68 26,824 26,793 -0.12 3,445 3,153 -8.48
2017‑09‑30 13F-HR/A TEX / Terex Corp. 5,609 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR/A PMM / Putnam Managed Municipal Income Trust 7.55 61,302 57,592 -6.05 461 435 -5.64
2017‑09‑30 13F-HR/A PCG / PG&E Corp. 67.96 3,910 3,311 -15.32 257 225 -12.45
2017‑09‑30 13F-HR/A AET / Aetna, Inc. 158.94 1,781 1,856 4.21 271 295 8.86
2017‑09‑30 13F-HR/A ALXN / Alexion Pharmaceuticals, Inc. 140.31 0 1,853 0 260
2017‑09‑30 13F-HR/A HDGE / Active Bear ETF/The 8.41 101,251 852
2017‑09‑30 13F-HR/A MO / Altria Group, Inc. 63.42 89,628 76,490 -14.66 6,680 4,851 -27.38
2017‑09‑30 13F-HR/A AMRC / Ameresco, Inc. 82.72 0 7,652 0 633
2017‑09‑30 13F-HR/A AMT / American Tower Corp. (REIT) 136.49 2,062 2,154 4.46 271 294 8.49
2017‑09‑30 13F-HR/A T / AT & T, Inc. 39.17 174,054 172,493 -0.90 6,633 6,757 1.87
2017‑09‑30 13F-HR/A BRK.A / Berkshire Hathaway, Inc. 275,000.00 0 1 0 275
2017‑09‑30 13F-HR/A BLACKROCK ENH CAP & INC FD I / (09256A109) 15.59 21,555 336
2017‑09‑30 13F-HR/A BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.66 29,000 657
2017‑09‑30 13F-HR/A BLACKROCK MUNIYIELD CALI QLT / (09254N103) 15.45 14,369 222
2017‑09‑30 13F-HR/A BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.40 12,607 295
2017‑09‑30 13F-HR/A CGW / Claymore Exchange-Traded Fund Trust 2 34.42 8,802 303
2017‑09‑30 13F-HR/A CLNS / Colony NorthStar, Inc. 12.55 46,064 45,733 -0.72 654 574 -12.23
2017‑09‑30 13F-HR/A CXP / Columbia Property Trust, Inc. 21.78 18,250 18,271 0.12 413 398 -3.63
2017‑09‑30 13F-HR/A COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.37 10,148 227
2017‑09‑30 13F-HR/A DELAWARE INV MN MUN INC FD I / (24610V103) 14.25 79,744 1,136
2017‑09‑30 13F-HR/A ROBO / Robo-Stox Global Robotics and Automation Index ETF 38.68 50,177 1,941
2017‑09‑30 13F-HR/A FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 41.41 6,085 252
2017‑09‑30 13F-HR/A FEMB / First Trust Exchange-Traded Fund III 43.27 7,141 309
2017‑09‑30 13F-HR/A RFDI / First Tr Exchange Traded FD III 63.06 4,266 269
2017‑09‑30 13F-HR/A SKYY / First Trust Exchange- Traded Fund II 41.96 5,648 237
2017‑09‑30 13F-HR/A FEP / First Trust Europe AlphaDEX Fund 37.70 9,603 362
2017‑09‑30 13F-HR/A FDN / First Trust Dow Jones Internet Index Fund Put 3.33 300 1
2017‑09‑30 13F-HR/A HYLS / First Trust Exchange-Traded Fund IV 49.07 38,498 1,889
2017‑09‑30 13F-HR/A FTLB / First Trust Low Beta Income ETF 22.37 12,608 282
2017‑09‑30 13F-HR/A RDVY / First Trust NASDAQ Rising Dividend Achievers ETF 27.86 40,707 1,134
2017‑09‑30 13F-HR/A FVC / First Trust High Income ETF 24.40 9,384 229
2017‑09‑30 13F-HR/A IFV / First Trust High Income ETF 21.39 26,272 562
2017‑09‑30 13F-HR/A LMBS / First Trust Enhanced Short Maturity ETF 51.96 7,891 410
2017‑09‑30 13F-HR/A HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 9.21 15,095 139
2017‑09‑30 13F-HR/A HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.87 55,910 943
2017‑09‑30 13F-HR/A FDD / First Trust Exchange-Traded Fund II 13.68 11,113 152
2017‑09‑30 13F-HR/A EWJ / iShares MSCI Japan ETF 55.68 4,454 248
2017‑09‑30 13F-HR/A IUSV / iShares Core Russell U.S. Value 52.34 21,916 1,147
2017‑09‑30 13F-HR/A ICVT / iShares Convertible Bond ETF 54.84 4,449 244
2017‑09‑30 13F-HR/A IUSG / iShares Core Russell U.S. Growth 50.49 30,777 1,554
2017‑09‑30 13F-HR/A RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 102.04 2,205 225
2017‑09‑30 13F-HR/A IYG / iShares U.S. Financial Services ETF 119.95 3,594 1,734 -51.75 412 208 -49.51
2017‑09‑30 13F-HR/A JKI / iShares Morningstar Mid-Cap Value ETF 151.09 1,979 299
2017‑09‑30 13F-HR/A MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.76 34,065 162
2017‑09‑30 13F-HR/A NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.93 25,795 385
2017‑09‑30 13F-HR/A MXI / iShares S&P Global Materials Sector Index Fund 65.50 3,435 225
2017‑09‑30 13F-HR/A QUAL / iShares MSCI USA Quality Factor ETF 77.08 2,880 222
2017‑09‑30 13F-HR/A REM / iShares Mortgage Real Estate Capped ETF 46.82 18,261 855
2017‑09‑30 13F-HR/A JPIN / JPMorgan Diversified Return International Equity ETF 57.94 6,162 357
2017‑09‑30 13F-HR/A JPUS / JPMorgan Diversified Return U.S. Equity ETF 67.34 6,192 417
2017‑09‑30 13F-HR/A NMZ / Nuveen Municipal High Income Opportunity Fund 13.62 20,708 282
2017‑09‑30 13F-HR/A NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 15.26 36,447 556
2017‑09‑30 13F-HR/A NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.21 57,403 873
2017‑09‑30 13F-HR/A NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 22.13 17,400 385
2017‑09‑30 13F-HR/A RWL / RevenueShares ETF 47.94 31,954 1,532
2017‑09‑30 13F-HR/A RWJ / RevenueShares ETF 68.58 5,687 390
2017‑09‑30 13F-HR/A RDIV / Oppenheimer Ultra Dividend Revenue ETF 34.87 58,849 2,052
2017‑09‑30 13F-HR/A EELV / PowerShares Exchange-Traded Fund Trust II 24.48 12,624 309
2017‑09‑30 13F-HR/A PIMCO CALIF MUN INCOME FD II / (72200M108) 10.08 12,100 122
2017‑09‑30 13F-HR/A PDN / PowerShares Exchange-Traded Fund Trust II 32.81 12,953 425
2017‑09‑30 13F-HR/A CWB / SPDR Barclays Convertible Securities ETF Put 0.00 500 0
2017‑09‑30 13F-HR/A VRP / PowerShares Variable Rate Preferred Portfolio 26.05 13,282 346
2017‑09‑30 13F-HR/A XSLV / PwShs S&P600 LV 45.94 59,115 2,716
2017‑09‑30 13F-HR/A XMLV / PwShs S&P400 LV 43.89 120,377 5,283
2017‑09‑30 13F-HR/A SMDV / ProShares Russell 2000 Dividend Growers ETF 56.05 8,528 478
2017‑09‑30 13F-HR/A EFAD / ProShares MSCI EAFE Dividend Growers ETF 37.54 5,674 213
2017‑09‑30 13F-HR/A RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 122.39 2,345 287
2017‑09‑30 13F-HR/A SPEM / SPDR Portfolio Emerging Markets 72.56 3,225 234
2017‑09‑30 13F-HR/A SPAB / SPDR Portfolio Aggregate Bond ET 57.69 3,900 225
2017‑09‑30 13F-HR/A SYG / SSGA Active ETF Trust 75.32 5,669 427
2017‑09‑30 13F-HR/A SYV / SSGA Active ETF Trust 62.34 9,496 5,213 -45.10 570 325 -42.98
2017‑09‑30 13F-HR/A TOT / Total S.A. 53.56 7,955 7,599 -4.48 399 407 2.01
2017‑09‑30 13F-HR/A HYEM / Market Vectors Emerging High Yield Bond ETF 24.80 8,791 218
2017‑09‑30 13F-HR/A ANGL / Market Vectors Fallen Angel High Yield Bond ETF 30.31 61,324 1,859
2017‑09‑30 13F-HR/A VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.18 13,203 174
2017‑09‑30 13F-HR/A VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.51 16,855 194
2017‑09‑30 13F-HR/A VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.22 31,974 167
2017‑09‑30 13F-HR/A RAD / Rite Aid Corp. 1.96 123,725 120,225 -2.83 333 236 -29.13
2017‑09‑30 13F-HR/A GCC / WisdomTree Continuous Commodity Index Fund 18.75 38,338 40,370 5.30 721 757 4.99
2017‑09‑30 13F-HR/A LNT / Alliant Energy Corp. 41.66 5,113 5,305 3.76 204 221 8.33
2017‑09‑30 13F-HR/A IDV / iShares International Select Dividend ETF 33.75 35,975 37,950 5.49 1,176 1,281 8.93
2017‑09‑30 13F-HR/A LRAD / LRAD Corp 2.13 96,795 95,795 -1.03 163 204 25.15
2017‑09‑30 13F-HR/A DEO / Diageo plc 132.08 6,190 4,929 -20.37 738 651 -11.79
2017‑09‑30 13F-HR/A AME / Ametek, Inc. 65.98 3,400 3,410 0.29 208 225 8.17
2017‑09‑30 13F-HR/A GOOGL / Alphabet Inc. 973.71 6,337 3,537 -44.18 5,827 3,444 -40.90
2017‑09‑30 13F-HR/A TAN / Guggenheim Solar ETF 21.65 21,650 17,919 -17.23 432 388 -10.19
2017‑09‑30 13F-HR/A MDY / SPDR S&P Midcap 400 ETF 326.34 43,607 39,456 -9.52 13,956 12,876 -7.74
2017‑09‑30 13F-HR/A MNK / Maillinckrodt plc. 37.37 87,761 83,245 -5.15 3,976 3,111 -21.76
2017‑09‑30 13F-HR/A FE / FirstEnergy Corp. 30.80 8,390 7,662 -8.68 244 236 -3.28
2017‑09‑30 13F-HR/A IPAC / iShares Core MSCI Pacific ETF 56.50 26,501 35,930 35.58 1,428 2,030 42.16
2017‑09‑30 13F-HR/A TRV / Travelers Companies, Inc. (The) 122.50 19,925 18,580 -6.75 2,537 2,276 -10.29
2017‑09‑30 13F-HR/A MMM / 3M Co. 209.88 31,603 21,608 -31.63 6,631 4,535 -31.61
2017‑09‑30 13F-HR/A EMR / Emerson Electric Co. 62.81 9,414 8,135 -13.59 567 511 -9.88
2017‑09‑30 13F-HR/A AOM / iShares Core Moderate Allocation ETF 37.97 49,598 48,532 -2.15 1,842 1,843 0.05
2017‑09‑30 13F-HR/A HCN / Welltower Inc. 70.34 7,469 6,824 -8.64 566 480 -15.19
2017‑09‑30 13F-HR/A GOOG / Alphabet Inc. Class C 958.95 3,453 2,655 -23.11 3,103 2,546 -17.95
2017‑09‑30 13F-HR/A ED / Consolidated Edison, Inc. 80.68 32,159 30,836 -4.11 2,591 2,488 -3.98
2017‑09‑30 13F-HR/A KTF / Deutsche Municipal Income Trust 12.72 61,707 60,236 -2.38 839 766 -8.70
2017‑09‑30 13F-HR/A JNK / SPDR Barclays High Yield Bond ETF 37.34 12,087 11,623 -3.84 447 434 -2.91
2017‑09‑30 13F-HR/A CHFC / Chemical Financial Corp. 52.31 8,736 9,119 4.38 434 477 9.91
2017‑09‑30 13F-HR/A CSJ / iShares 1-3 Year Credit Bond ETF 105.31 4,709 3,751 -20.34 495 395 -20.20
2017‑09‑30 13F-HR/A SYY / SYSCO Corp. 53.96 25,509 25,777 1.05 1,289 1,391 7.91
2017‑09‑30 13F-HR/A SNY / Sanofi 49.76 10,142 10,149 0.07 485 505 4.12
2017‑09‑30 13F-HR/A BIV / Vanguard Intermediate-Term Bond ETF 84.66 50,417 63,097 25.15 4,238 5,342 26.05
2017‑09‑30 13F-HR/A JPC / Nuveen Preferred Income Opportunities Fund 10.56 81,389 30,681 -62.30 845 324 -61.66
2017‑09‑30 13F-HR/A BWX / SPDR Barclays International Treasury Bond ETF 28.13 98,022 11,446 -88.32 2,693 322 -88.04
2017‑09‑30 13F-HR/A PDM / Piedmont Office Realty Trust, Inc. 20.14 14,574 12,811 -12.10 312 258 -17.31
2017‑09‑30 13F-HR/A DTE / DTE Energy Co. 107.48 2,198 2,940 33.76 232 316 36.21
2017‑09‑30 13F-HR/A IAU / iShares Gold Trust 12.31 88,773 71,577 -19.37 1,041 881 -15.37
2017‑09‑30 13F-HR/A STWD / Starwood Property Trust Inc. 21.73 22,260 21,396 -3.88 502 465 -7.37
2017‑09‑30 13F-HR/A INTC / Intel Corp. 38.08 93,240 89,776 -3.72 3,120 3,419 9.58
2017‑09‑30 13F-HR/A BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.97 25,126 25,126 0.00 354 351 -0.85
2017‑09‑30 13F-HR/A MRO / Marathon Oil Corp. 13.55 14,007 13,952 -0.39 170 189 11.18
2017‑09‑30 13F-HR/A KMI / Kinder Morgan, Inc. 19.19 36,037 29,811 -17.28 703 572 -18.63
2017‑09‑30 13F-HR/A SGYP / Synergy Pharmaceuticals, Inc. 2.90 10,000 29
2017‑09‑30 13F-HR/A MBFI / MB Financial, Inc. 45.02 6,952 7,397 6.40 312 333 6.73
2017‑09‑30 13F-HR/A OXLCO / Oxford Lane Capital Corp. 10.18 11,100 11,100 0.00 115 113 -1.74
2017‑09‑30 13F-HR/A RDNT / RadNet, Inc. 11.53 16,796 13,796 -17.86 132 159 20.45
2017‑09‑30 13F-HR/A PTY / PIMCO Corporate & Income Opportunity Fund 16.79 53,841 57,072 6.00 886 958 8.13
2017‑09‑30 13F-HR/A ITW / Illinois Tool Works, Inc. 147.86 2,302 2,313 0.48 332 342 3.01
2017‑09‑30 13F-HR/A PFG / Principal Financial Group, Inc. 64.29 6,612 6,657 0.68 428 428 0.00
2017‑09‑30 13F-HR/A USMV / iShares Edge MSCI Min Vol USA ETF 50.34 257,052 253,969 -1.20 12,578 12,785 1.65
2017‑09‑30 13F-HR/A MGK / Vanguard Mega Cap 300 Growth ETF 104.73 46,061 33,772 -26.68 4,589 3,537 -22.92
2017‑09‑30 13F-HR/A DHF / Dreyfus High Yield Strategies Fund 3.54 24,000 24,000 0.00 85 85 0.00
2017‑09‑30 13F-HR/A RPAI / Retail Properties of America, Inc. 13.16 11,802 10,410 -11.79 149 137 -8.05
2017‑09‑30 13F-HR/A JCE / Nuveen Core Equity Alpha Fund 15.49 10,666 10,585 -0.76 158 164 3.80
2017‑09‑30 13F-HR/A VEA / Vanguard FTSE Developed Markets ETF 43.41 395,031 420,940 6.56 16,291 18,273 12.17
2017‑09‑30 13F-HR/A PSA / Public Storage 214.14 1,910 1,910 0.00 406 409 0.74
2017‑09‑30 13F-HR/A XLK / SPDR Technology Select Sector ETF 59.10 51,544 57,170 10.91 2,801 3,379 20.64
2017‑09‑30 13F-HR/A IEFA / iShares Core MSCI EAFE ETF 64.18 42,638 38,504 -9.70 2,594 2,471 -4.74
2017‑09‑30 13F-HR/A PBCT / People's United Financial, Inc. 18.14 47,032 21,113 -55.11 846 383 -54.73
2017‑09‑30 13F-HR/A UTX / United Technologies Corp. 116.07 12,101 12,803 5.80 1,477 1,486 0.61
2017‑09‑30 13F-HR/A XLE / SPDR Energy Select Sector ETF 68.45 41,888 17,764 -57.59 2,772 1,216 -56.13
2017‑09‑30 13F-HR/A DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.46 25,160 30,749 22.21 215 260 20.93
2017‑09‑30 13F-HR/A EIX / Edison International 77.26 5,413 5,242 -3.16 418 405 -3.11
2017‑09‑30 13F-HR/A HIX / Western Asset High Income Fund II, Inc. 7.18 13,515 13,515 0.00 98 97 -1.02
2017‑09‑30 13F-HR/A PBA / Pembina Pipeline Corp. 35.12 17,229 16,314 -5.31 576 573 -0.52
2017‑09‑30 13F-HR/A HTA / Healthcare Trust of America, Inc. 29.80 152,190 146,828 -3.52 4,805 4,375 -8.95
2017‑09‑30 13F-HR/A HSY / Hershey Company (The) 109.04 0 2,687 0 293
2017‑09‑30 13F-HR/A VZ / Verizon Communications, Inc. 49.49 88,278 91,377 3.51 3,973 4,522 13.82
2017‑09‑30 13F-HR/A ES / Eversource Energy 60.44 5,208 3,557 -31.70 315 215 -31.75
2017‑09‑30 13F-HR/A F / Ford Motor Co. 11.97 142,895 121,274 -15.13 1,652 1,452 -12.11
2017‑09‑30 13F-HR/A XLF / SPDR Financial Select Sector ETF 25.86 204,613 196,417 -4.01 5,121 5,079 -0.82
2017‑09‑30 13F-HR/A NEE / NextEra Energy, Inc. 146.59 4,910 3,861 -21.36 685 566 -17.37
2017‑09‑30 13F-HR/A XLP / SPDR Consumer Staples Select Sector ETF 53.98 32,752 30,679 -6.33 1,798 1,656 -7.90
2017‑09‑30 13F-HR/A IWS / iShares Russell Mid-Cap Value ETF 84.96 9,613 8,157 -15.15 815 693 -14.97
2017‑09‑30 13F-HR/A MDLZ / Mondelez International, Inc. 40.66 14,784 11,535 -21.98 639 469 -26.60
2017‑09‑30 13F-HR/A XLY / SPDR Consumer Discretionary Select Sector ETF 90.10 17,983 15,805 -12.11 1,610 1,424 -11.55
2017‑09‑30 13F-HR/A TIP / iShares TIPS Bond ETF 113.58 27,032 24,308 -10.08 3,053 2,761 -9.56
2017‑09‑30 13F-HR/A CELG / Celgene Corp. 145.85 11,442 11,635 1.69 1,490 1,697 13.89
2017‑09‑30 13F-HR/A OTTR / Otter Tail Corp. 43.35 8,613 7,613 -11.61 342 330 -3.51
2017‑09‑30 13F-HR/A NAD / Nuveen Dividend Advantage Municipal Fund 14.19 164,355 163,616 -0.45 2,311 2,322 0.48
2017‑09‑30 13F-HR/A ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.43 26,500 26,500 0.00 249 250 0.40
2017‑09‑30 13F-HR/A AXP / American Express Co. 90.51 8,082 9,071 12.24 688 821 19.33
2017‑09‑30 13F-HR/A SNY / Sanofi Put 0.83 1,200 1
2017‑09‑30 13F-HR/A XLV / SPDR Health Care Select Sector ETF 81.73 33,555 32,765 -2.35 2,664 2,678 0.53
2017‑09‑30 13F-HR/A FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.15 19,639 21,565 9.81 99 111 12.12
2017‑09‑30 13F-HR/A EPR / EPR Properties 69.78 0 5,847 0 408
2017‑09‑30 13F-HR/A EOS / Eaton Vance Enhanced Equity Income Fund II 14.96 21,596 21,590 -0.03 314 323 2.87
2017‑09‑30 13F-HR/A NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.20 54,000 54,000 0.00 711 713 0.28
2017‑09‑30 13F-HR/A PNC / PNC Financial Services Group, Inc. (The) 134.82 3,598 3,642 1.22 453 491 8.39
2017‑09‑30 13F-HR/A MCY / Mercury General Corp. 56.76 5,779 5,726 -0.92 317 325 2.52
2017‑09‑30 13F-HR/A CMI / Cummins, Inc. 168.16 4,323 3,009 -30.40 706 506 -28.33
2017‑09‑30 13F-HR/A CVX / Chevron Corp. 117.50 184,494 160,221 -13.16 19,612 18,826 -4.01
2017‑09‑30 13F-HR/A XLU / SPDR Utilities Select Sector ETF 53.04 48,179 40,739 -15.44 2,492 2,161 -13.28
2017‑09‑30 13F-HR/A XLI / SPDR Industrial Select Sector ETF 70.98 17,182 16,694 -2.84 1,177 1,185 0.68
2017‑09‑30 13F-HR/A RDS.B / Royal Dutch Shell Plc 62.54 14,522 14,374 -1.02 799 899 12.52
2017‑09‑30 13F-HR/A LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.24 25,406 30,378 19.57 3,047 3,683 20.87
2017‑09‑30 13F-HR/A MHD / BlackRock MuniHoldings Fund, Inc. 17.32 18,977 20,962 10.46 335 363 8.36
2017‑09‑30 13F-HR/A EFR / Eaton Vance Senior Floating-Rate Fund 14.97 14,472 16,234 12.18 217 243 11.98
2017‑09‑30 13F-HR/A IWV / iShares Russell 3000 ETF 149.32 17,905 9,356 -47.75 2,586 1,397 -45.98
2017‑09‑30 13F-HR/A PHK / PIMCO High Income Fund 8.32 79,720 86,183 8.11 700 717 2.43
2017‑09‑30 13F-HR/A HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 57.14 9,827 10,711 9.00 555 612 10.27
2017‑09‑30 13F-HR/A CMCSA / Comcast Corp. 38.50 17,083 16,883 -1.17 655 650 -0.76
2017‑09‑30 13F-HR/A CDC / Victory Portfolios II 44.37 6,588 6,221 -5.57 286 276 -3.50
2017‑09‑30 13F-HR/A SGEN / Seattle Genetics, Inc. 54.41 110,990 94,430 -14.92 5,795 5,138 -11.34
2017‑09‑30 13F-HR/A QCOM / QUALCOMM Incorporated 51.89 9,137 9,134 -0.03 502 474 -5.58
2017‑09‑30 13F-HR/A JSMD / Janus Detroit Str Tr 35.78 7,295 7,295 0.00 251 261 3.98
2017‑09‑30 13F-HR/A CRM / Salesforce.com, Inc. 93.43 3,099 3,896 25.72 267 364 36.33
2017‑09‑30 13F-HR/A ETN / Eaton Corporation 76.82 11,060 10,453 -5.49 867 803 -7.38
2017‑09‑30 13F-HR/A ABT / Abbott Laboratories 53.37 26,732 23,685 -11.40 1,302 1,264 -2.92
2017‑09‑30 13F-HR/A NCV / AGIC Convertible & Income Fund 7.10 44,414 45,899 3.34 312 326 4.49
2017‑09‑30 13F-HR/A PG / Procter & Gamble Co. (The) 90.98 154,038 150,813 -2.09 13,515 13,721 1.52
2017‑09‑30 13F-HR/A DSL / DoubleLine Income Solutions Fund 21.25 110,346 56,096 -49.16 2,299 1,192 -48.15
2017‑09‑30 13F-HR/A CLX / Clorox Company (The) 131.78 3,248 3,263 0.46 434 430 -0.92
2017‑09‑30 13F-HR/A RDS.A / Royal Dutch Shell Plc 60.56 12,860 17,552 36.49 690 1,063 54.06
2017‑09‑30 13F-HR/A COL / Rockwell Collins, Inc. 130.85 2,401 2,201 -8.33 254 288 13.39
2017‑09‑30 13F-HR/A APU / AmeriGas Partners, L.P. 44.90 9,235 8,930 -3.30 425 401 -5.65
2017‑09‑30 13F-HR/A MSFT / Microsoft Corp. 74.49 74,024 73,449 -0.78 5,046 5,471 8.42
2017‑09‑30 13F-HR/A EXC / Exelon Corp. 37.63 11,270 9,221 -18.18 404 347 -14.11
2017‑09‑30 13F-HR/A IEF / iShares 7-10 Year Treasury Bond ETF 106.49 8,565 11,635 35.84 908 1,239 36.45
2017‑09‑30 13F-HR/A EMLP / First Trust North American Energy Infrastructure Fund 24.81 16,368 18,097 10.56 406 449 10.59
2017‑09‑30 13F-HR/A SGZA / Selective Insurance Group, Inc. 53.85 46,186 44,868 -2.85 2,362 2,416 2.29
2017‑09‑30 13F-HR/A VTA / Invesco Dynamic Credit Opportunities Fund 11.95 13,717 13,639 -0.57 165 163 -1.21
2017‑09‑30 13F-HR/A DVYE / iShares Emerging Markets Dividend ETF 41.46 91,294 113,401 24.22 3,675 4,702 27.95
2017‑09‑30 13F-HR/A VIG / Vanguard Dividend Appreciation ETF 94.79 60,438 56,021 -7.31 5,613 5,310 -5.40
2017‑09‑30 13F-HR/A FB / Facebook, Inc. 170.87 39,217 30,971 -21.03 5,821 5,292 -9.09
2017‑09‑30 13F-HR/A VGT / Vanguard Information Technology ETF 151.98 25,011 24,950 -0.24 3,494 3,792 8.53
2017‑09‑30 13F-HR/A JKJ / iShares Morningstar Small-Cap ETF 166.45 1,550 1,550 0.00 252 258 2.38
2017‑09‑30 13F-HR/A VIS / Vanguard Industrials ETF 134.18 12,113 6,059 -49.98 1,565 813 -48.05
2017‑09‑30 13F-HR/A IGV / iShares North American Tech-Software ETF 146.22 6,351 6,504 2.41 856 951 11.10
2017‑09‑30 13F-HR/A NNN / National Retail Properties, Inc. 41.65 0 7,010 0 292
2017‑09‑30 13F-HR/A VAW / Vanguard Materials ETF 128.54 5,176 5,267 1.76 635 677 6.61
2017‑09‑30 13F-HR/A CVGW / Calavo Growers, Inc. 73.22 8,684 10,940 25.98 599 801 33.72
2017‑09‑30 13F-HR/A VEU / Vanguard FTSE All-World ex-US ETF 52.70 54,154 69,388 28.13 2,712 3,657 34.85
2017‑09‑30 13F-HR/A HYD / VanEck Vectors ETF TR 31.30 33,846 34,118 0.80 1,032 1,068 3.49
2017‑09‑30 13F-HR/A MBB / iShares MBS ETF 107.07 3,892 4,894 25.75 414 524 26.57
2017‑09‑30 13F-HR/A IWF / iShares Russell 1000 Growth ETF 125.08 7,725 15,630 102.33 916 1,955 113.43
2017‑09‑30 13F-HR/A VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.40 21,745 16,802 -22.73 1,220 998 -18.20
2017‑09‑30 13F-HR/A HEDJ / WisdomTree International Hedged Equity Fund 64.67 3,520 3,278 -6.88 221 212 -4.07
2017‑09‑30 13F-HR/A RIO / Rio Tinto plc 47.24 5,290 4,890 -7.56 231 231 0.00
2017‑09‑30 13F-HR/A VCR / Vanguard Consumer Discretionary ETF 143.35 41,661 34,168 -17.99 5,904 4,898 -17.04
2017‑09‑30 13F-HR/A PSB.PRV / PS Business Parks, Inc. 133.49 16,531 15,971 -3.39 2,195 2,132 -2.87
2017‑09‑30 13F-HR/A VOO / Vanguard S&P 500 ETF 230.96 2,165 1,983 -8.41 482 458 -4.98
2017‑09‑30 13F-HR/A EFG / iShares MSCI EAFE Growth ETF 77.38 22,431 9,783 -56.39 1,653 757 -54.20
2017‑09‑30 13F-HR/A JKK / iShares Morningstar Small-Cap Growth ETF 169.71 3,317 3,400 2.50 535 577 7.85
2017‑09‑30 13F-HR/A VDC / Vanguard Consumer Staples ETF 138.57 35,740 35,455 -0.80 5,036 4,913 -2.44
2017‑09‑30 13F-HR/A AXS / AXIS Capital Holdings Ltd. 57.31 30,618 30,676 0.19 2,014 1,758 -12.71
2017‑09‑30 13F-HR/A DUK / Duke Energy Corp. (Holding Co.) 83.91 34,698 21,868 -36.98 2,891 1,835 -36.53
2017‑09‑30 13F-HR/A JKL / iShares Morningstar Small-Cap Value ETF 146.57 1,879 1,883 0.21 268 276 2.99
2017‑09‑30 13F-HR/A VGK / Vanguard FTSE Europe ETF 58.32 42,174 48,731 15.55 2,325 2,842 22.24
2017‑09‑30 13F-HR/A KO / Coca Cola Co. 45.01 61,447 62,831 2.25 2,750 2,828 2.84
2017‑09‑30 13F-HR/A NLY / Annaly Capital Management, Inc. 12.19 174,713 115,167 -34.08 2,137 1,404 -34.30
2017‑09‑30 13F-HR/A GLUU / Glu Mobile, Inc. 3.73 15,539 15,539 0.00 39 58 48.72
2017‑09‑30 13F-HR/A VDE / Vanguard Energy ETF 93.59 5,717 5,524 -3.38 517 517 0.00
2017‑09‑30 13F-HR/A SRE / Sempra Energy 114.00 2,527 2,965 17.33 284 338 19.01
2017‑09‑30 13F-HR/A PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.09 12,866 15,664 21.75 245 299 22.04
2017‑09‑30 13F-HR/A AB / AllianceBernstein Holding L.P. 24.30 10,841 10,207 -5.85 258 248 -3.88
2017‑09‑30 13F-HR/A SGDM / Sprott Gold Miners ETF 20.64 33,250 29,270 -11.97 631 604 -4.28
2017‑09‑30 13F-HR/A GD / General Dynamics Corp. 205.50 3,115 2,944 -5.49 622 605 -2.73
2017‑09‑30 13F-HR/A JKG / iShares Morningstar Mid-Cap ETF 174.78 12,273 8,731 -28.86 2,084 1,526 -26.78
2017‑09‑30 13F-HR/A VFH / Vanguard Financials ETF 65.35 33,521 39,175 16.87 2,125 2,560 20.47
2017‑09‑30 13F-HR/A CWB / SPDR Barclays Convertible Securities ETF 51.08 68,276 32,870 -51.86 3,375 1,679 -50.25
2017‑09‑30 13F-HR/A NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.76 11,800 11,800 0.00 184 186 1.09
2017‑09‑30 13F-HR/A PFF / iShares U.S. Preferred Stock ETF 38.81 82,739 69,803 -15.63 3,236 2,709 -16.29
2017‑09‑30 13F-HR/A REGN / Regeneron Pharmaceuticals, Inc. 446.49 440 542 23.18 215 242 12.56
2017‑09‑30 13F-HR/A VHT / Vanguard Health Care ETF 152.26 33,829 28,444 -15.92 4,998 4,331 -13.35
2017‑09‑30 13F-HR/A MCD / McDonald's Corp. 156.67 26,150 26,432 1.08 3,988 4,141 3.84
2017‑09‑30 13F-HR/A IAK / iShares U.S. Insurance ETF 63.76 4,803 4,658 -3.02 306 297 -2.94
2017‑09‑30 13F-HR/A FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.39 68,024 23,887 -64.88 1,498 511 -65.89
2017‑09‑30 13F-HR/A FLOT / iShares Floating Rate Bond ETF 50.96 13,209 14,913 12.90 671 760 13.26
2017‑09‑30 13F-HR/A PYPL / PayPal Holdings, Inc. 64.07 12,644 9,458 -25.20 668 606 -9.28
2017‑09‑30 13F-HR/A OCLR / Oclaro, Inc 8.64 37,244 49,544 33.03 346 428 23.70
2017‑09‑30 13F-HR/A FSIC / FS Investment Corporation 8.45 1,213,665 1,175,203 -3.17 11,287 9,930 -12.02
2017‑09‑30 13F-HR/A XHR / Xenia Hotels & Resorts Inc. 21.04 17,509 16,490 -5.82 345 347 0.58
2017‑09‑30 13F-HR/A VOD / Vodafone Group Plc 28.46 15,364 14,055 -8.52 441 400 -9.30
2017‑09‑30 13F-HR/A BMY / Bristol-Myers Squibb Co. 63.73 27,205 26,221 -3.62 1,531 1,671 9.14
2017‑09‑30 13F-HR/A FRI / First Trust S & P REIT Index Fund 23.27 64,496 31,843 -50.63 1,524 741 -51.38
2017‑09‑30 13F-HR/A FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 51.10 31,843 8,004 -74.86 741 409 -44.80
2017‑09‑30 13F-HR/A RWX / SPDR Dow Jones International Real Estate ETF 38.37 61,865 64,081 3.58 2,336 2,459 5.27
2017‑09‑30 13F-HR/A SPHD / PowerShares S&P 500 High Dividend Portfolio 41.01 370,606 377,861 1.96 14,987 15,496 3.40
2017‑09‑30 13F-HR/A IVOO / Vanguard S&P Mid-Cap 400 ETF 121.03 4,170 1,859 -55.42 493 225 -54.36
2017‑09‑30 13F-HR/A TRXC / TransEnterix, Inc. 1.43 171,250 159,250 -7.01 118 228 93.22
2017‑09‑30 13F-HR/A AWK / American Water Works Co., Inc. 81.09 2,698 2,602 -3.56 211 211 0.00
2017‑09‑30 13F-HR/A CIM / Chimera Investment Corp. 18.92 188,569 197,320 4.64 3,566 3,733 4.68
2017‑09‑30 13F-HR/A EBAY / eBay, Inc. 38.46 6,807 6,631 -2.59 236 255 8.05
2017‑09‑30 13F-HR/A ACN / Accenture plc 135.14 2,554 3,981 55.87 317 538 69.72
2017‑09‑30 13F-HR/A TOTL / SPDR Doubleline Total Return Tactical ETF 49.22 48,175 7,883 -83.64 2,356 388 -83.53
2017‑09‑30 13F-HR/A SCHB / Schwab U.S. Broad Market ETF 60.91 18,171 9,703 -46.60 1,066 591 -44.56
2017‑09‑30 13F-HR/A MRK / Merck & Co., Inc. 64.04 34,089 33,886 -0.60 2,191 2,170 -0.96
2017‑09‑30 13F-HR/A HPT / Hospitality Properties Trust 28.49 16,404 15,443 -5.86 489 440 -10.02
2017‑09‑30 13F-HR/A CPB / Campbell Soup Co. 46.81 20,174 20,144 -0.15 1,053 943 -10.45
2017‑09‑30 13F-HR/A BSV / Vanguard Short-Term Bond ETF 79.82 152,531 118,262 -22.47 12,154 9,440 -22.33
2017‑09‑30 13F-HR/A HCP / HCP, Inc. 27.81 16,559 16,687 0.77 539 464 -13.91
2017‑09‑30 13F-HR/A MCK / McKesson Corp. 153.53 3,191 3,120 -2.23 525 479 -8.76
2017‑09‑30 13F-HR/A BMY / Bristol-Myers Squibb Co. Put 0.91 1,100 1
2017‑09‑30 13F-HR/A PEP / PepsiCo, Inc. 111.42 75,314 18,632 -75.26 8,694 2,076 -76.12
2017‑09‑30 13F-HR/A SCHG / Schwab U.S. Large-Cap Growth ETF 66.08 36,001 30,675 -14.79 2,272 2,027 -10.78
2017‑09‑30 13F-HR/A 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15 25 63 152.00
2017‑09‑30 13F-HR/A ETX / Eaton Vance Municipal Income 2028 Term Trust 20.46 43,500 43,500 0.00 877 890 1.48
2017‑09‑30 13F-HR/A HYB / New America High Income Fund, Inc. 9.93 12,643 12,185 -3.62 120 121 0.83
2017‑09‑30 13F-HR/A VTR / Ventas, Inc. 65.18 12,658 8,423 -33.46 886 549 -38.04
2017‑09‑30 13F-HR/A VOOG / Vanguard S&P 500 Growth ETF 128.56 78,715 2,637 -96.65 9,647 339 -96.49
2017‑09‑30 13F-HR/A PSX / Phillips 66 91.73 3,648 3,870 6.09 304 355 16.78
2017‑09‑30 13F-HR/A DGRO / iShares Core Dividend Growth ETF 32.47 59,507 73,247 23.09 1,871 2,378 27.10
2017‑09‑30 13F-HR/A HON / Honeywell International, Inc. 141.79 12,217 6,559 -46.31 1,634 930 -43.08
2017‑09‑30 13F-HR/A SCZ / iShares MSCI EAFE Small-Cap ETF 61.99 17,526 20,214 15.34 1,006 1,253 24.55
2017‑09‑30 13F-HR/A TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.55 56,927 57,524 1.05 1,986 2,160 8.76
2017‑09‑30 13F-HR/A VGIT / Vanguard Intermediate-Term Government Bond Index Fund 64.65 33,795 36,567 8.20 2,178 2,364 8.54
2017‑09‑30 13F-HR/A AAL / American Airlines Group Inc. 47.57 4,459 4,478 0.43 225 213 -5.33
2017‑09‑30 13F-HR/A SJM / Smucker (J.M.) Co. 104.95 2,538 2,344 -7.64 300 246 -18.00
2017‑09‑30 13F-HR/A IEUR / iShares Core MSCI Europe ETF 49.70 9,440 13,340 41.31 442 663 50.00
2017‑09‑30 13F-HR/A BX / Blackstone Group L.P. (The) 33.38 47,235 31,543 -33.22 1,564 1,053 -32.67
2017‑09‑30 13F-HR/A VTV / Vanguard Value ETF 99.82 202,202 179,630 -11.16 19,652 17,931 -8.76
2017‑09‑30 13F-HR/A MDYV / SPDR S&P 400 Mid Cap Value ETF 98.99 7,070 4,950 -29.99 689 490 -28.88
2017‑09‑30 13F-HR/A TAHO / Tahoe Resources Inc. 5.29 17,405 17,192 -1.22 144 91 -36.81
2017‑09‑30 13F-HR/A IYC / iShares U.S. Consumer Services ETF 163.91 6,196 3,380 -45.45 1,014 554 -45.36
2017‑09‑30 13F-HR/A NKE / Nike, Inc. 51.82 11,838 10,209 -13.76 694 529 -23.78
2017‑09‑30 13F-HR/A SWKS / Skyworks Solutions, Inc. 102.00 2,269 2,304 1.54 216 235 8.80
2017‑09‑30 13F-HR/A ATHX / Athersys, Inc. 2.10 10,000 10,000 0.00 16 21 31.25
2017‑09‑30 13F-HR/A DE / Deere & Co. 125.54 3,988 3,497 -12.31 498 439 -11.85
2017‑09‑30 13F-HR/A MDIV / Multi-Asset Diversified Income Index Fund 19.17 32,731 30,205 -7.72 634 579 -8.68
2017‑09‑30 13F-HR/A MMP / Magellan Midstream Partners, L.P. 71.09 12,547 7,244 -42.27 903 515 -42.97
2017‑09‑30 13F-HR/A IWP / iShares Russell Midcap Growth ETF 113.09 12,679 4,377 -65.48 1,370 495 -63.87
2017‑09‑30 13F-HR/A FDN / First Trust Dow Jones Internet Index Fund 102.34 6,398 6,029 -5.77 601 617 2.66
2017‑09‑30 13F-HR/A ACAD / ACADIA Pharmaceuticals, Inc. 37.67 34,680 33,580 -3.17 987 1,265 28.17
2017‑09‑30 13F-HR/A BWEN / Broadwind Energy, Inc. 3.24 101,600 329
2017‑09‑30 13F-HR/A VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.13 34,462 56,009 62.52 2,752 4,488 63.08
2017‑09‑30 13F-HR/A CMA / Comerica, Inc. 76.27 5,763 5,179 -10.13 429 395 -7.93
2017‑09‑30 13F-HR/A KKR / KKR & CO. L.P. 20.31 20,316 19,255 -5.22 377 391 3.71
2017‑09‑30 13F-HR/A SCHD / Schwab US Dividend Equity ETF 46.80 55,070 32,308 -41.33 2,490 1,512 -39.28
2017‑09‑30 13F-HR/A EXEL / Exelixis, Inc. 24.22 12,500 13,870 10.96 309 336 8.74
2017‑09‑30 13F-HR/A NFLX / Netflix, Inc. 181.31 4,380 4,258 -2.79 640 772 20.63
2017‑09‑30 13F-HR/A MOAT / VanEck Vectors ETF TR 40.34 136,552 98,174 -28.11 5,426 3,960 -27.02
2017‑09‑30 13F-HR/A XUSAX / Liberty All Star Equity Fund 6.03 79,078 58,528 -25.99 454 353 -22.25
2017‑09‑30 13F-HR/A NYCB / New York Community Bancorp, Inc. 12.89 12,987 16,753 29.00 174 216 24.14
2017‑09‑30 13F-HR/A IVV / iShares Core S&P 500 ETF 252.92 99,113 96,080 -3.06 24,171 24,301 0.54
2017‑09‑30 13F-HR/A VYM / Vanguard High Dividend Yield ETF 81.07 104,509 117,800 12.72 8,204 9,550 16.41
2017‑09‑30 13F-HR/A GILD / Gilead Sciences, Inc. 80.99 17,403 14,038 -19.34 1,230 1,137 -7.56
2017‑09‑30 13F-HR/A UL / Unilever, PLC ADR 58.00 7,015 5,793 -17.42 378 336 -11.11
2017‑09‑30 13F-HR/A PACW / PacWest Bancorp 50.63 0 3,970 0 201
2017‑09‑30 13F-HR/A GLW / Corning, Inc. 29.91 22,780 22,501 -1.22 686 673 -1.90
2017‑09‑30 13F-HR/A JKE / iShares Morningstar Large-Cap Growth ETF 146.36 6,100 6,450 5.74 846 944 11.58
2017‑09‑30 13F-HR/A OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.39 0 65,360 0 352
2017‑09‑30 13F-HR/A IWD / iShares Russell 1000 Value ETF 118.50 9,012 17,553 94.77 1,057 2,080 96.78
2017‑09‑30 13F-HR/A VIOO / Vanguard S&P Small-Cap 600 ETF 135.54 4,835 2,324 -51.93 623 315 -49.44
2017‑09‑30 13F-HR/A FVD / First Trust Value Line Dividend Index Fund 29.75 86,180 79,331 -7.95 2,531 2,360 -6.76
2017‑09‑30 13F-HR/A PCN / PIMCO Corporate & Income Strategy Fund 17.44 48,449 33,145 -31.59 841 578 -31.27
2017‑09‑30 13F-HR/A ESRX / Express Scripts Holding Co. 63.38 6,691 3,992 -40.34 428 253 -40.89
2017‑09‑30 13F-HR/A IDU / iShares U.S. Utilities ETF 132.93 21,018 26,450 25.84 2,722 3,516 29.17
2017‑09‑30 13F-HR/A BP / BP Plc 38.43 97,020 77,283 -20.34 3,398 2,970 -12.60
2017‑09‑30 13F-HR/A SYK / Stryker Corp. 141.83 2,043 1,946 -4.75 282 276 -2.13
2017‑09‑30 13F-HR/A IWM / iShares Russell 2000 ETF 148.18 94,911 95,886 1.03 13,487 14,208 5.35
2017‑09‑30 13F-HR/A WCN / Waste Connections, Inc. 69.84 3,596 3,551 -1.25 232 248 6.90
2017‑09‑30 13F-HR/A BLV / Vanguard Long-Term Bond ETF 93.78 20,158 38,112 89.07 1,870 3,574 91.12
2017‑09‑30 13F-HR/A INCY / Incyte Corp. 116.70 8,628 7,712 -10.62 1,086 900 -17.13
2017‑09‑30 13F-HR/A QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.08 4,210 5,846 38.86 260 398 53.08
2017‑09‑30 13F-HR/A FDX / FedEx Corp. 225.47 4,147 2,905 -29.95 901 655 -27.30
2017‑09‑30 13F-HR/A FPX / First Trust US Equity Opportunities ETF 63.90 5,399 6,197 14.78 321 396 23.36
2017‑09‑30 13F-HR/A NVG / Nuveen Dividend Advantage Municipal Income Fund 15.39 67,280 67,112 -0.25 1,025 1,033 0.78
2017‑09‑30 13F-HR/A BAC / Bank of America Corp. 25.34 82,867 69,563 -16.05 2,045 1,763 -13.79
2017‑09‑30 13F-HR/A ENB / Enbridge Inc. 41.88 14,071 11,582 -17.69 565 485 -14.16
2017‑09‑30 13F-HR/A DIS / The Walt Disney Co. 98.57 39,924 38,256 -4.18 4,290 3,771 -12.10
2017‑09‑30 13F-HR/A ADP / Automatic Data Processing, Inc. 109.27 7,503 5,610 -25.23 768 613 -20.18
2017‑09‑30 13F-HR/A IWR / iShares Russell Mid-Cap ETF 197.07 4,586 6,693 45.94 885 1,319 49.04
2017‑09‑30 13F-HR/A IYJ / iShares U.S. Industrial ETF 138.49 20,689 7,827 -62.17 2,734 1,084 -60.35
2017‑09‑30 13F-HR/A PSK / SPDR Wells Fargo Preferred Stock ETF 44.63 5,756 5,803 0.82 260 259 -0.38
2017‑09‑30 13F-HR/A SGDJ / Sprott Junior Gold Miners ETF 35.20 27,688 22,100 -20.18 897 778 -13.27
2017‑09‑30 13F-HR/A CHK / Chesapeake Energy Corp. 4.32 17,306 18,296 5.72 89 79 -11.24
2017‑09‑30 13F-HR/A COP / ConocoPhillips 50.05 33,884 25,492 -24.77 1,547 1,276 -17.52
2017‑09‑30 13F-HR/A IAI / iShares U.S. Broker-Dealers ETF 57.07 3,700 3,767 1.81 200 215 7.50
2017‑09‑30 13F-HR/A XLB / SPDR Materials Select Sector ETF 56.88 3,703 4,483 21.06 201 255 26.87
2017‑09‑30 13F-HR/A FXO / First Trust Financials AlphaDEX® Fund 29.71 12,111 11,612 -4.12 350 345 -1.43
2017‑09‑30 13F-HR/A PCLN / The Priceline Group Inc. 1,832.34 226 167 -26.11 417 306 -26.62
2017‑09‑30 13F-HR/A VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.79 39,216 69,109 76.23 2,058 3,648 77.26
2017‑09‑30 13F-HR/A IHI / iShares U.S. Medical Devices ETF 167.10 7,149 7,385 3.30 1,186 1,234 4.05
2017‑09‑30 13F-HR/A VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.01 32,476 30,043 -7.49 2,830 2,644 -6.57
2017‑09‑30 13F-HR/A BCRX / BioCryst Pharmaceuticals, Inc. 5.25 36,000 32,000 -11.11 210 168 -20.00
2017‑09‑30 13F-HR/A HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.75 41,235 52,405 27.09 3,627 4,651 28.23
2017‑09‑30 13F-HR/A RE / Everest RE Group, Ltd. (Holding Co.) 228.38 7,604 6,603 -13.16 2,007 1,508 -24.86
2017‑09‑30 13F-HR/A EV / Eaton Vance Corp. 11.84 23,970 16,466 -31.31 367 195 -46.87
2017‑09‑30 13F-HR/A AOK / iShares Core Conservative Allocation ETF 34.47 29,524 28,926 -2.03 1,002 997 -0.50
2017‑09‑30 13F-HR/A GLD / SPDR Gold Shares 121.60 63,687 23,981 -62.35 7,393 2,916 -60.56
2017‑09‑30 13F-HR/A FAST / Fastenal Co. 45.50 5,165 5,165 0.00 228 235 3.07
2017‑09‑30 13F-HR/A UHT / Universal Health Realty Income Trust 75.51 8,222 8,092 -1.58 676 611 -9.62
2017‑09‑30 13F-HR/A ERII / Energy Recovery, Inc. 7.90 18,743 18,743 0.00 157 148 -5.73
2017‑09‑30 13F-HR/A CHD / Church & Dwight Co., Inc. 48.49 5,799 6,063 4.55 302 294 -2.65
2017‑09‑30 13F-HR/A HDV / iShares Core High Dividend ETF 85.96 28,129 27,921 -0.74 2,351 2,400 2.08
2017‑09‑30 13F-HR/A SDOG / ALPS Sector Dividend Dogs ETF 44.13 4,881 4,895 0.29 210 216 2.86
2017‑09‑30 13F-HR/A BCE / BCE Inc. 46.79 8,383 8,293 -1.07 378 388 2.65
2017‑09‑30 13F-HR/A GBF / iShares Government/Credit Bond ETF 114.54 3,815 3,789 -0.68 435 434 -0.23
2017‑09‑30 13F-HR/A AMD / Advanced Micro Devices, Inc. 12.72 12,890 12,890 0.00 157 164 4.46
2017‑09‑30 13F-HR/A FTC / First Trust Large Cap Growth AlphaDEX® Fund 57.50 4,028 7,322 81.78 221 421 90.50
2017‑09‑30 13F-HR/A LRCX / Lam Research Corp. 184.82 0 2,121 0 392
2017‑09‑30 13F-HR/A GS / Goldman Sachs Group, Inc. (The) 237.29 2,238 2,065 -7.73 509 490 -3.73
2017‑09‑30 13F-HR/A MUB / iShares National Muni Bond ETF 110.85 20,635 20,126 -2.47 2,267 2,231 -1.59
2017‑09‑30 13F-HR/A SNH / Senior Housing Properties Trust 19.58 15,612 14,912 -4.48 323 292 -9.60
2017‑09‑30 13F-HR/A PGX / PowerShares Preferred Portfolio 15.02 30,618 50,792 65.89 464 763 64.44
2017‑09‑30 13F-HR/A SDY / SPDR S&P Dividend ETF 91.33 150,048 140,070 -6.65 13,435 12,793 -4.78
2017‑09‑30 13F-HR/A CEF / Central Fund of Canada Ltd. 12.66 74,735 74,736 0.00 904 946 4.65
2017‑09‑30 13F-HR/A EPD / Enterprise Products Partners L.P. 26.06 33,468 31,307 -6.46 913 816 -10.62
2017‑09‑30 13F-HR/A VT / Vanguard Total World Stock ETF 70.72 28,615 27,771 -2.95 1,935 1,964 1.50
2017‑09‑30 13F-HR/A ETP / Energy Transfer Partners, L.P. 18.29 32,707 35,765 9.35 680 654 -3.82
2017‑09‑30 13F-HR/A ATRS / Antares Pharma, Inc. 3.26 58,233 12,900 -77.85 186 42 -77.42
2017‑09‑30 13F-HR/A ECL / Ecolab, Inc. 128.53 1,595 1,595 0.00 212 205 -3.30
2017‑09‑30 13F-HR/A DHR / Danaher Corp. 85.76 4,137 4,023 -2.76 349 345 -1.15
2017‑09‑30 13F-HR/A CINF / Cincinnati Financial Corp. 76.61 6,448 6,683 3.64 471 512 8.70
2017‑09‑30 13F-HR/A LJPC / La Jolla Pharmaceutical Co. 34.80 17,425 16,150 -7.32 523 562 7.46
2017‑09‑30 13F-HR/A GSS / Golden Star Resources Ltd. 0.73 11,000 11,000 0.00 7 8 14.29
2017‑09‑30 13F-HR/A SO / Southern Co. (The) 49.13 43,623 39,611 -9.20 2,079 1,946 -6.40
2017‑09‑30 13F-HR/A FPF / First Trust Intermediate Duration Preferred & Income Fund 24.70 29,396 27,201 -7.47 725 672 -7.31
2017‑09‑30 13F-HR/A AMGN / Amgen Inc. 186.41 6,774 7,655 13.01 1,171 1,427 21.86
2017‑09‑30 13F-HR/A PPA / PowerShares Aerospace & Defense Portfolio 51.25 0 4,937 0 253
2017‑09‑30 13F-HR/A MA / MasterCard Incorporated 141.15 8,164 7,602 -6.88 986 1,073 8.82
2017‑09‑30 13F-HR/A BK / Bank of New York Mellon Corp. (The) 52.96 6,087 5,702 -6.32 316 302 -4.43
2017‑09‑30 13F-HR/A XOM / Exxon Mobil Corp. 81.98 133,738 91,742 -31.40 10,980 7,521 -31.50
2017‑09‑30 13F-HR/A PPL / PPL Corp. 37.94 38,914 36,793 -5.45 1,490 1,396 -6.31
2017‑09‑30 13F-HR/A GDX / VanEck Vectors Gold Miners ETF 22.96 106,081 102,769 -3.12 2,279 2,360 3.55
2017‑09‑30 13F-HR/A FPE / First Trust Preferred Securities and Income ETF 20.08 172,821 83,483 -51.69 3,462 1,676 -51.59
2017‑09‑30 13F-HR/A VFC / V.F. Corp. 63.50 3,696 3,795 2.68 213 241 13.15
2017‑09‑30 13F-HR/A AXP / American Express Co. Put 2.00 500 1
2017‑09‑30 13F-HR/A GOF / Guggenheim Strategic Opportunities Fund 21.31 17,644 30,734 74.19 374 655 75.13
2017‑09‑30 13F-HR/A XEL / Xcel Energy, Inc. 47.29 19,614 16,303 -16.88 894 771 -13.76
2017‑09‑30 13F-HR/A DNP / DNP Select Income Fund, Inc. 11.46 15,460 15,361 -0.64 171 176 2.92
2017‑09‑30 13F-HR/A FDL / First Trust Morningstar Dividend Leaders Fund 29.02 147,071 150,643 2.43 4,161 4,372 5.07
2017‑09‑30 13F-HR/A VRTX / Vertex Pharmaceuticals Inc. 151.99 4,488 4,270 -4.86 575 649 12.87
2017‑09‑30 13F-HR/A XON / Intrexon Corp. 18.98 12,958 12,958 0.00 316 246 -22.15
2017‑09‑30 13F-HR/A MDT / Medtronic plc 77.69 5,580 5,535 -0.81 496 430 -13.31
2017‑09‑30 13F-HR/A WBA / Walgreens Boots Alliance, Inc. 77.21 19,436 19,247 -0.97 1,519 1,486 -2.17
2017‑09‑30 13F-HR/A AGNC / AGNC Investment Corp. 21.67 16,480 18,462 12.03 357 400 12.04
2017‑09‑30 13F-HR/A UNP / Union Pacific Corp. 115.92 6,464 5,547 -14.19 711 643 -9.56
2017‑09‑30 13F-HR/A IYM / iShares U.S. Basic Materials ETF 95.78 92,646 3,435 -96.29 8,359 329 -96.06
2017‑09‑30 13F-HR/A DOV / Dover Corp. 91.44 2,910 2,931 0.72 239 268 12.13
2017‑09‑30 13F-HR/A LLY / Eli Lilly & Co. 85.54 9,478 9,586 1.14 784 820 4.59
2017‑09‑30 13F-HR/A LOW / Lowe's Companies, Inc. 79.92 12,729 12,951 1.74 996 1,035 3.92
2017‑09‑30 13F-HR/A CLY / iShares 10+ Year Credit Bond ETF 62.20 0 3,296 0 205
2017‑09‑30 13F-HR/A PHYS / Sprott Physical Gold Trust ETV 10.44 35,792 35,140 -1.82 357 367 2.80
2017‑09‑30 13F-HR/A XAR / SPDR S&P Aerospace & Defense ETF 79.75 5,983 3,373 -43.62 424 269 -36.56
2017‑09‑30 13F-HR/A SLV / iShares Silver Trust 15.74 96,668 88,103 -8.86 1,479 1,387 -6.22
2017‑09‑30 13F-HR/A BND / Vanguard Total Bond Market ETF 81.95 29,208 25,405 -13.02 2,380 2,082 -12.52
2017‑09‑30 13F-HR/A NVS / Novartis AG 85.76 4,735 4,886 3.19 396 419 5.81
2017‑09‑30 13F-HR/A CVS / CVS Health Corporation 81.32 17,646 15,506 -12.13 1,423 1,261 -11.38
2017‑09‑30 13F-HR/A IYR / iShares U.S. Real Estate ETF 79.88 28,583 101,836 256.28 2,304 8,135 253.08
2017‑09‑30 13F-HR/A SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.74 201,830 10,209 -94.94 9,030 467 -94.83
2017‑09‑30 13F-HR/A BCX / BlackRock Resources & Commodities Strategy Trust 8.91 0 10,551 0 94
2017‑09‑30 13F-HR/A EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.33 4,818 5,433 12.76 547 632 15.54
2017‑09‑30 13F-HR/A JPS / Nuveen Preferred Securities Income Fund 10.41 144,945 129,880 -10.39 1,499 1,352 -9.81
2017‑09‑30 13F-HR/A SPIL / Siliconware Precision Industries Company Ltd. 7.89 198,789 200,023 0.62 1,574 1,578 0.25
2017‑09‑30 13F-HR/A DE / Deere & Co. Put 10.00 200 2
2017‑09‑30 13F-HR/A IBB / iShares Nasdaq Biotechnology ETF 333.78 5,392 2,223 -58.77 1,677 742 -55.75
2017‑09‑30 13F-HR/A COMT / iShares Commodities Select Strategy ETF 34.82 24,832 15,451 -37.78 819 538 -34.31
2017‑09‑30 13F-HR/A ADBE / Adobe Systems, Inc. 149.14 2,838 3,252 14.59 393 485 23.41
2017‑09‑30 13F-HR/A XPFLX / PIMCO Income Strategy Fund 12.12 131,186 181,856 38.62 1,564 2,204 40.92
2017‑09‑30 13F-HR/A AGN / Allergan plc 205.03 1,174 1,073 -8.60 286 220 -23.08
2017‑09‑30 13F-HR/A LVS / Las Vegas Sands Corp. 64.14 6,448 6,953 7.83 404 446 10.40
2017‑09‑30 13F-HR/A IBM / International Business Machines Corp. 145.06 45,153 22,776 -49.56 7,025 3,304 -52.97
2017‑09‑30 13F-HR/A VCV / Invesco Van Kampen California Value Municipal Income Trust 13.13 55,450 55,450 0.00 702 728 3.70
2017‑09‑30 13F-HR/A TROW / Price (T.) Rowe Group, Inc. 90.58 2,778 5,575 100.68 209 505 141.63
2017‑09‑30 13F-HR/A EVT / Eaton Vance Tax Advantaged Dividend Income Fund 22.13 24,860 20,700 -16.73 549 458 -16.58
2017‑09‑30 13F-HR/A O / Realty Income Corp. 57.18 10,649 13,029 22.35 597 745 24.79
2017‑09‑30 13F-HR/A RCS / PIMCO Strategic Income Fund, Inc. 9.75 23,646 18,976 -19.75 242 185 -23.55
2017‑09‑30 13F-HR/A TGT / Target Corp. 59.04 10,366 9,840 -5.07 546 581 6.41
2017‑09‑30 13F-HR/A RTN / Raytheon Co. 186.67 4,010 4,232 5.54 652 790 21.17
2017‑09‑30 13F-HR/A JNJ / Johnson & Johnson 130.01 53,978 51,396 -4.78 7,174 6,682 -6.86
2017‑09‑30 13F-HR/A BLUE / bluebird bio, Inc. 137.40 4,910 5,160 5.09 517 709 37.14
2017‑09‑30 13F-HR/A MMC / Marsh & McLennan Companies, Inc. 83.80 3,315 3,604 8.72 259 302 16.60
2017‑09‑30 13F-HR/A GIM / Templeton Global Income Fund 6.76 21,408 20,108 -6.07 143 136 -4.90
2017‑09‑30 13F-HR/A SHY / iShares 1-3 Year Treasury Bond ETF 84.43 17,656 14,947 -15.34 1,489 1,262 -15.25
2017‑09‑30 13F-HR/A SRPT / Sarepta Therapeutics, Inc. 45.39 5,823 5,023 -13.74 203 228 12.32
2017‑09‑30 13F-HR/A SON / Sonoco Products Co. 50.43 12,647 12,690 0.34 652 640 -1.84
2017‑09‑30 13F-HR/A EXK / Endeavour Silver Corp. 2.38 282,094 305,331 8.24 824 727 -11.77
2017‑09‑30 13F-HR/A QCOM / QUALCOMM Incorporated Put 3.33 900 3
2017‑09‑30 13F-HR/A PRU / Prudential Financial, Inc. 106.40 4,032 4,173 3.50 444 444 0.00
2017‑09‑30 13F-HR/A GSG / iShares S&P GSCI Commodity-Indexed Trust 14.90 77,800 47,773 -38.60 1,100 712 -35.27
2017‑09‑30 13F-HR/A V / Visa, Inc. 105.26 22,162 18,022 -18.68 2,069 1,897 -8.31
2017‑09‑30 13F-HR/A ZIOP / ZIOPHARM Oncology, Inc. 6.13 33,755 33,755 0.00 208 207 -0.48
2017‑09‑30 13F-HR/A VO / Vanguard Mid-Cap ETF 147.00 27,019 13,755 -49.09 3,866 2,022 -47.70
2017‑09‑30 13F-HR/A AWF / AllianceBernstein Global High Income Fund, Inc. 13.06 35,654 32,090 -10.00 461 419 -9.11
2017‑09‑30 13F-HR/A BNDX / Vanguard Total International Bond ETF 54.59 320,118 377,708 17.99 17,354 20,619 18.81
2017‑09‑30 13F-HR/A NVDA / NVIDIA Corp. 178.78 6,600 5,722 -13.30 920 1,023 11.20
2017‑09‑30 13F-HR/A IBM / International Business Machines Corp. Put 5.00 200 1
2017‑09‑30 13F-HR/A GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 49.92 8,386 9,395 12.03 404 469 16.09
2017‑09‑30 13F-HR/A TJX / TJX Companies, Inc. (The) 73.75 5,551 5,329 -4.00 397 393 -1.01
2017‑09‑30 13F-HR/A AGG / iShares Core U.S. Aggregate Bond ETF 109.58 41,646 48,858 17.32 4,543 5,354 17.85
2017‑09‑30 13F-HR/A TRVN / Trevena, Inc. 2.53 21,512 21,362 -0.70 49 54 10.20
2017‑09‑30 13F-HR/A VIGI / Vanguard International Dividend Appreciation ETF 63.92 26,943 5,585 -79.27 1,662 357 -78.52
2017‑09‑30 13F-HR/A CLR / Continental Resources, Inc. 38.61 0 10,360 0 400
2017‑09‑30 13F-HR/A BTI / British American Tobacco p.l.c. 62.45 4,807 34,155 610.53 327 2,133 552.29
2017‑09‑30 13F-HR/A CVBF / CVB Financial Corp. 24.20 15,164 15,164 0.00 346 367 6.07
2017‑09‑30 13F-HR/A ABBV / AbbVie Inc. 88.85 50,388 45,841 -9.02 3,649 4,073 11.62
2017‑09‑30 13F-HR/A IXJ / iShares Global Healthcare ETF 112.59 3,752 3,677 -2.00 410 414 0.98
2017‑09‑30 13F-HR/A APD / Air Products & Chemicals, Inc. 151.01 3,193 2,172 -31.98 461 328 -28.85
2017‑09‑30 13F-HR/A PCI / PIMCO Dynamic Credit Income Fund 23.06 101,011 82,971 -17.86 2,268 1,913 -15.65
2017‑09‑30 13F-HR/A EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.10 12,410 13,063 5.26 690 759 10.00
2017‑09‑30 13F-HR/A AGEN / Agenus Inc. 4.40 10,000 10,000 0.00 40 44 10.00
2017‑09‑30 13F-HR/A SOXX / iShares PHLX Semiconductor ETF 158.59 4,539 4,666 2.80 628 740 17.83
2017‑09‑30 13F-HR/A SPY / SPDR S&P 500 ETF Trust 251.23 227,469 180,141 -20.81 55,095 45,257 -17.86
2017‑09‑30 13F-HR/A MPW / Medical Properties Trust Inc. 13.13 47,446 49,048 3.38 618 644 4.21
2017‑09‑30 13F-HR/A FCX / Freeport-McMoRan Inc. 14.03 29,719 25,795 -13.20 363 362 -0.28
2017‑09‑30 13F-HR/A IWB / iShares Russell 1000 ETF 139.82 8,474 7,624 -10.03 1,149 1,066 -7.22
2017‑09‑30 13F-HR/A KHC / Kraft Heinz Company 77.58 8,349 7,708 -7.68 705 598 -15.18
2017‑09‑30 13F-HR/A CTSH / Cognizant Technology Solutions Corp. 72.49 4,000 4,166 4.15 267 302 13.11
2017‑09‑30 13F-HR/A CAT / Caterpillar, Inc. 124.63 5,508 4,742 -13.91 589 591 0.34
2017‑09‑30 13F-HR/A IYW / iShares U.S. Technology ETF 149.96 27,430 14,144 -48.44 3,794 2,121 -44.10
2017‑09‑30 13F-HR/A WEC / WEC Energy Group, Inc. 62.83 6,019 5,714 -5.07 368 359 -2.45
2017‑09‑30 13F-HR/A EVV / Eaton Vance Limited Duration Income Fund 14.02 32,102 44,922 39.94 451 630 39.69
2017‑09‑30 13F-HR/A GE / General Electric Co. 24.18 207,822 150,131 -27.76 5,705 3,630 -36.37
2017‑09‑30 13F-HR/A JKD / iShares Morningstar Large Cap ETF 150.67 4,510 5,064 12.28 662 763 15.26
2017‑09‑30 13F-HR/A PFE / Pfizer, Inc. 35.70 103,837 102,580 -1.21 3,512 3,662 4.27
2017‑09‑30 13F-HR/A FXL / First Trust Technology AlphaDEX® Fund 47.92 0 4,257 0 204
2017‑09‑30 13F-HR/A BDX / Becton Dickinson & Co. 195.93 1,762 1,817 3.12 343 356 3.79
2017‑09‑30 13F-HR/A EXEL / Exelixis, Inc. Put 5.00 200 1
2017‑09‑30 13F-HR/A CVS / CVS Health Corporation Put 0.00 100 0
2017‑09‑30 13F-HR/A LYB / LyondellBasell Industries NV 99.07 17,953 17,613 -1.89 1,532 1,745 13.90
2017‑09‑30 13F-HR/A CTT / CatchMark Timber Trust, Inc. 12.59 19,186 16,043 -16.38 221 202 -8.60
2017‑09‑30 13F-HR/A GE / General Electric Co. Put 0.77 1,300 1
2017‑09‑30 13F-HR/A WM / Waste Management, Inc. 78.27 23,580 22,996 -2.48 1,731 1,800 3.99
2017‑09‑30 13F-HR/A CTSH / Cognizant Technology Solutions Corp. Put 2.00 500 1
2017‑09‑30 13F-HR/A DFS / Discover Financial Services 64.41 4,023 3,245 -19.34 251 209 -16.73
2017‑09‑30 13F-HR/A JKHY / Henry (JACK) & Associates, Inc. 102.76 3,541 3,552 0.31 365 365 0.00
2017‑09‑30 13F-HR/A VWO / Vanguard FTSE Emerging Markets ETF 43.57 106,519 168,836 58.50 4,369 7,356 68.37
2017‑09‑30 13F-HR/A JPM / JPMorgan Chase & Co. 95.51 34,635 32,082 -7.37 3,212 3,064 -4.61
2017‑09‑30 13F-HR/A IEMG / iShares Core MSCI Emerging Markets ETF 54.02 74,257 70,989 -4.40 3,732 3,835 2.76
2017‑09‑30 13F-HR/A NH / NantHealth, Inc. 4.12 114,500 126,775 10.72 473 522 10.36
2017‑09‑30 13F-HR/A CTL / CenturyLink, Inc. 18.93 11,331 12,307 8.61 272 233 -14.34
2017‑09‑30 13F-HR/A VGSH / Vanguard Short-Term Government Bond Index Fund 60.73 37,215 56,664 52.26 2,258 3,441 52.39
2017‑09‑30 13F-HR/A AEP / American Electric Power Company, Inc. 70.24 12,711 11,389 -10.40 877 800 -8.78
2017‑09‑30 13F-HR/A NVAX / Novavax, Inc. 1.13 12,335 12,335 0.00 14 14 0.00
2017‑09‑30 13F-HR/A XBI / SPDR S&P Biotech ETF 86.48 2,710 3,342 23.32 211 289 36.97
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. 154.12 182,124 139,638 -23.33 26,135 21,521 -17.65
2017‑09‑30 13F-HR/A BLK / BlackRock, Inc. 447.24 1,076 1,431 32.99 461 640 38.83
2017‑09‑30 13F-HR/A PWV / PowerShares Dynamic Large Cap Value Portfolio 37.36 14,093 17,319 22.89 514 647 25.88
2017‑09‑30 13F-HR/A FXH / First Trust Health Care AlphaDEX Fund 67.53 3,425 3,880 13.28 229 262 14.41
2017‑09‑30 13F-HR/A MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.69 7,477 26,439 253.60 665 2,530 280.45
2017‑09‑30 13F-HR/A BABA / Alibaba Group Holding Limited 172.64 10,190 5,358 -47.42 1,437 925 -35.63
2017‑09‑30 13F-HR/A MON / Monsanto Co. 119.59 1,775 1,756 -1.07 210 210 0.00
2017‑09‑30 13F-HR/A SBUX / Starbucks Corp. 53.70 64,793 66,308 2.34 3,774 3,561 -5.64
2017‑09‑30 13F-HR/A MDURP / MDU Resources Group, Inc. 25.99 9,833 7,733 -21.36 258 201 -22.09
2017‑09‑30 13F-HR/A AG / First Majestic Silver Corp. 6.84 46,914 46,523 -0.83 360 318 -11.67
2017‑09‑30 13F-HR/A REG / Regency Centers Corp. 61.96 5,092 5,052 -0.79 325 313 -3.69
2017‑09‑30 13F-HR/A DCI / Donaldson Co., Inc. 45.95 11,925 11,925 0.00 543 548 0.92
2017‑09‑30 13F-HR/A SLB / Schlumberger Ltd. 69.77 9,858 10,893 10.50 660 760 15.15
2017‑09‑30 13F-HR/A AOR / iShares Core Growth Allocation ETF 44.81 10,981 10,020 -8.75 479 449 -6.26
2017‑09‑30 13F-HR/A UAL / United Continental Holdings, Inc. 60.81 4,542 4,983 9.71 341 303 -11.14
2017‑09‑30 13F-HR/A FTSL / First Trust Senior Loan Fund ETF 48.19 14,397 21,787 51.33 696 1,050 50.86
2017‑09‑30 13F-HR/A DIA / SPDR Dow Jones Industrial Average ETF 223.82 88,049 83,805 -4.82 18,886 18,757 -0.68
2017‑09‑30 13F-HR/A PM / Philip Morris International, Inc. 110.98 21,481 19,327 -10.03 2,511 2,145 -14.58
2017‑09‑30 13F-HR/A NG / NovaGold Resources Inc. 4.12 142,383 141,124 -0.88 628 581 -7.48
2017‑09‑30 13F-HR/A SHW / Sherwin-Williams Co. (The) 358.33 14,795 840 -94.32 5,226 301 -94.24
2017‑09‑30 13F-HR/A VONV / Vanguard Russell 1000 Value ETF 103.64 14,549 6,899 -52.58 1,483 715 -51.79
2017‑09‑30 13F-HR/A SPYV / SPDR S&P 500 Value ETF 116.53 7,161 3,055 -57.34 819 356 -56.53
2017‑09‑30 13F-HR/A IXN / iShares Global Tech ETF 142.40 14,733 17,950 21.84 1,913 2,556 33.61
2017‑09‑30 13F-HR/A FEZ / SPDR Euro STOXX 50 ETF 41.24 27,012 25,534 -5.47 1,041 1,053 1.15
2017‑09‑30 13F-HR/A SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 47.83 8,756 5,060 -42.21 417 242 -41.97
2017‑09‑30 13F-HR/A FEX / First Trust Large Capital Core AlphaDEX Fund 54.84 7,193 7,895 9.76 383 433 13.05
2017‑09‑30 13F-HR/A RWR / SPDR DJ Wilshire REIT ETF 92.49 16,878 13,039 -22.75 1,594 1,206 -24.34
2017‑09‑30 13F-HR/A NOC / Northrop Grumman Corp. 287.89 2,191 2,435 11.14 565 701 24.07
2017‑09‑30 13F-HR/A VOE / Vanguard Mid-Cap Value ETF 105.64 12,752 11,511 -9.73 1,320 1,216 -7.88
2017‑09‑30 13F-HR/A IWO / iShares Russell 2000 Growth ETF 179.01 3,509 3,078 -12.28 595 551 -7.39
2017‑09‑30 13F-HR/A QQQ / PowerShares QQQ Trust 145.45 186,595 174,041 -6.73 25,412 25,314 -0.39
2017‑09‑30 13F-HR/A GDXJ / VanEck Vectors Junior Gold Miners ETF 33.63 6,209 10,259 65.23 200 345 72.50
2017‑09‑30 13F-HR/A HAL / Halliburton Co. (Holding Company) 46.02 21,316 20,404 -4.28 932 939 0.75
2017‑09‑30 13F-HR/A XNBBX / Nuveen Build America Bond Fund 21.47 358,146 321,674 -10.18 7,546 6,906 -8.48
2017‑09‑30 13F-HR/A WPC / W.P. Carey Inc. 67.41 10,509 10,429 -0.76 708 703 -0.71
2017‑09‑30 13F-HR/A IYT / iShares Transportation Average ETF 178.73 2,325 1,382 -40.56 404 247 -38.86
2017‑09‑30 13F-HR/A XHB / SPDR S&P Homebuilders ETF 39.86 8,370 6,297 -24.77 322 251 -22.05
2017‑09‑30 13F-HR/A LNC.WS / Lincoln National Corp. 73.36 0 3,435 0 252
2017‑09‑30 13F-HR/A VGM / Van Kampen Trust For Investment Grade Municipals 13.40 63,500 63,500 0.00 855 851 -0.47
2017‑09‑30 13F-HR/A HUB.A / Hubbell Inc 116.21 1,807 1,807 0.00 205 210 2.44
2017‑09‑30 13F-HR/A EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.07 50,218 41,170 -18.02 3,459 2,926 -15.41
2017‑09‑30 13F-HR/A AZN / AstraZeneca Plc 33.91 14,601 10,527 -27.90 495 357 -27.88
2017‑09‑30 13F-HR/A HD / Home Depot, Inc. (The) 163.58 16,917 17,233 1.87 2,605 2,819 8.21
2017‑09‑30 13F-HR/A MCHP / Microchip Technology Inc. 89.87 0 3,049 0 274
2017‑09‑30 13F-HR/A WM / Waste Management, Inc. Put 0.00 200 0
2017‑09‑30 13F-HR/A VBR / Vanguard Small-Cap Value ETF 127.78 28,556 24,417 -14.49 3,545 3,120 -11.99
2017‑09‑30 13F-HR/A HEFA / iShares Currency Hedged MSCI EAFE ETF 28.95 97,956 55,137 -43.71 2,797 1,596 -42.94
2017‑09‑30 13F-HR/A CIU / iShares Intermediate Credit Bond ETF 110.12 6,663 7,301 9.58 729 804 10.29
2017‑09‑30 13F-HR/A VBK / Vanguard Small-Cap Growth ETF 152.60 10,726 12,556 17.06 1,569 1,916 22.12
2017‑09‑30 13F-HR/A FXG / First Trust Consumer Staples AlphaDEX Fund 45.61 0 4,889 0 223
2017‑09‑30 13F-HR/A IRET / Investors Real Estate Trust 6.12 12,128 11,440 -5.67 82 70 -14.63
2017‑09‑30 13F-HR/A EKSO / Ekso Bionics Holdings, Inc. 1.21 234,450 470,220 100.56 537 569 5.96
2017‑09‑30 13F-HR/A IGM / iShares North American Tech ETF 155.25 2,190 2,190 0.00 314 340 8.28
2017‑09‑30 13F-HR/A ROK / Rockwell Automation, Inc. 178.11 1,965 2,083 6.01 320 371 15.94
2017‑09‑30 13F-HR/A ORCL / Oracle Corp. 48.34 27,269 26,540 -2.67 1,346 1,283 -4.68
2017‑09‑30 13F-HR/A PGR / Progressive Corp. (The) 48.37 9,125 9,199 0.81 404 445 10.15
2017‑09‑30 13F-HR/A ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 225.67 1,287 1,192 -7.38 365 269 -26.30
2017‑09‑30 13F-HR/A UPS / United Parcel Service, Inc. 120.15 7,070 5,984 -15.36 782 719 -8.06
2017‑09‑30 13F-HR/A SPPP / Sprott Physical Platinum and Palladium 8.50 12,593 12,593 0.00 100 107 7.00
2017‑09‑30 13F-HR/A FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 28.62 16,715 11,704 -29.98 447 335 -25.06
2017‑09‑30 13F-HR/A VLO / Valero Energy Corp. 76.95 5,547 5,289 -4.65 377 407 7.96
2017‑09‑30 13F-HR/A GSK / GlaxoSmithKline plc 40.56 12,561 11,169 -11.08 537 453 -15.64
2017‑09‑30 13F-HR/A BKN / BlackRock Investment Quality Municipal Trust, Inc. 14.95 39,000 39,000 0.00 578 583 0.87
2017‑09‑30 13F-HR/A IYH / iShares U.S. Healthcare ETF 171.86 18,641 9,141 -50.96 3,104 1,571 -49.39
2017‑09‑30 13F-HR/A NSC / Norfolk Southern Corp. 132.30 3,949 4,006 1.44 487 530 8.83
2017‑09‑30 13F-HR/A SIRI / Sirius XM Holdings Inc. 5.52 75,007 70,787 -5.63 404 391 -3.22
2017‑09‑30 13F-HR/A CHI / Calamos Convertible Opportunities and Income Fund 11.53 26,256 69,132 163.30 297 797 168.35
2017‑09‑30 13F-HR/A VTI / Vanguard Total Stock Market Index Fund 129.52 172,509 258,018 49.57 21,521 33,419 55.29
2017‑09‑30 13F-HR/A AMZN / Amazon.com, Inc. 961.33 9,263 6,207 -32.99 8,834 5,967 -32.45
2017‑09‑30 13F-HR/A USO / United States Oil Fund, LP 10.43 194,160 129,730 -33.18 1,868 1,353 -27.57
2017‑09‑30 13F-HR/A ICF / iShares Cohen & Steers REIT ETF 100.64 9,031 5,773 -36.08 925 581 -37.19
2017‑09‑30 13F-HR/A MU / Micron Technology, Inc. 39.32 14,595 23,040 57.86 425 906 113.18
2017‑09‑30 13F-HR/A IXUS / iShares Core MSCI Total International Stock ETF 60.98 24,322 14,496 -40.40 1,396 884 -36.68
2017‑09‑30 13F-HR/A WFC / Wells Fargo & Co. 55.15 28,390 24,296 -14.42 1,584 1,340 -15.40
2017‑09‑30 13F-HR/A ORI / Old Republic International Corp. 19.71 20,667 17,253 -16.52 410 340 -17.07
2017‑09‑30 13F-HR/A RIG / Transocean, Inc. 10.75 31,990 31,990 0.00 277 344 24.19
2017‑09‑30 13F-HR/A CL / Colgate-Palmolive Co. 72.86 11,811 12,187 3.18 873 888 1.72
2017‑09‑30 13F-HR/A RTN / Raytheon Co. Put 5.00 200 1
2017‑09‑30 13F-HR/A C / Citigroup, Inc. 72.81 5,902 4,436 -24.84 403 323 -19.85
2017‑09‑30 13F-HR/A WLL / Whiting Petroleum Corp. 5.46 78,025 79,125 1.41 456 432 -5.26
2017‑09‑30 13F-HR/A EFA / iShares MSCI EAFE ETF 68.48 393,015 345,844 -12.00 25,593 23,683 -7.46
2017‑09‑30 13F-HR/A CSX / CSX Corp. 54.26 8,929 7,372 -17.44 487 400 -17.86
2017‑09‑30 13F-HR/A BIDU / Baidu, Inc. 247.89 2,155 1,896 -12.02 388 470 21.13
2017‑09‑30 13F-HR/A CLDX / Celldex Therapeutics, Inc. 2.85 61,550 58,500 -4.96 158 167 5.70
2017‑09‑30 13F-HR/A DVY / iShares Select Dividend ETF 93.65 97,025 98,637 1.66 8,985 9,237 2.80
2017‑09‑30 13F-HR/A SPH / Suburban Propane Partners, L.P. 26.12 8,884 8,538 -3.89 221 223 0.90
2017‑09‑30 13F-HR/A VGR / Vector Group, Ltd. 20.48 47,906 49,805 3.96 1,014 1,020 0.59
2017‑09‑30 13F-HR/A GM / General Motors Company 40.37 24,486 25,490 4.10 871 1,029 18.14
2017‑09‑30 13F-HR/A TLT / iShares 20+ Year Treasury Bond ETF 124.77 17,999 17,520 -2.66 2,240 2,186 -2.41
2017‑09‑30 13F-HR/A DOW / Dow Chemical Co. (The) 69.25 18,556 1,285
2017‑09‑30 13F-HR/A XPFNX / PIMCO Income Strategy Fund II 10.72 25,447 25,471 0.09 268 273 1.87
2017‑09‑30 13F-HR/A SWKS / Skyworks Solutions, Inc. Put 6.67 300 2
2017‑09‑30 13F-HR/A BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.77 9,336 8,270 -11.42 987 883 -10.54
2017‑09‑30 13F-HR/A LAMR / Lamar Advertising Co. REIT 68.54 29,335 29,324 -0.04 2,179 2,010 -7.76
2017‑09‑30 13F-HR/A DAL / Delta Air Lines, Inc. 48.20 6,807 6,784 -0.34 368 327 -11.14
2017‑09‑30 13F-HR/A AMAT / Applied Materials, Inc. 52.13 0 3,952 0 206
2017‑09‑30 13F-HR/A BA / Boeing Company (The) 254.22 23,743 22,862 -3.71 4,715 5,812 23.27
2017‑09‑30 13F-HR/A VLY / Valley National Bancorp 12.07 13,523 13,508 -0.11 164 163 -0.61
2017‑09‑30 13F-HR/A LUV / Southwest Airlines Co. 56.04 8,824 7,280 -17.50 548 408 -25.55
2017‑09‑30 13F-HR/A CTL / CenturyLink, Inc. Put 4.00 500 2
2017‑09‑30 13F-HR/A PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.75 13,825 8,268 -40.20 403 246 -38.96
2017‑09‑30 13F-HR/A CGNX / Cognex Corp. 110.22 2,405 2,876 19.58 204 317 55.39
2017‑09‑30 13F-HR/A 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 25,275 170 25 -85.29
2017‑09‑30 13F-HR/A IWN / iShares Russell 2000 Value ETF 124.13 3,517 3,013 -14.33 424 374 -11.79
2017‑09‑30 13F-HR/A PSEC / Prospect Capital Corp. 6.73 74,255 25,275 -65.96 601 170 -71.71
2017‑09‑30 13F-HR/A WMB / Williams Companies, Inc. (The) 29.97 7,124 7,340 3.03 220 220 0.00
2017‑09‑30 13F-HR/A VONG / Vanguard Russell 1000 Growth ETF 128.28 9,624 5,870 -39.01 1,167 753 -35.48
2017‑09‑30 13F-HR/A PSLV / Sprott Physical Silver Trust 6.28 118,051 107,602 -8.85 725 676 -6.76
2017‑09‑30 13F-HR/A ICPT / Intercept Pharmaceuticals, Inc. 58.03 52,195 63,100 20.89 6,381 3,662 -42.61
2017‑09‑30 13F-HR/A LMT / Lockheed Martin Corp. 310.31 12,793 11,885 -7.10 3,568 3,688 3.36
2017‑09‑30 13F-HR/A VXUS / Vanguard Total International Stock ETF 54.70 23,061 18,536 -19.62 1,199 1,014 -15.43
2017‑09‑30 13F-HR/A SCHM / Schwab U.S. Mid-Cap ETF 50.10 15,928 17,683 11.02 772 886 14.77
2017‑09‑30 13F-HR/A OXY / Occidental Petroleum Corp. 64.24 3,716 3,705 -0.30 228 238 4.39
2017‑09‑30 13F-HR/A OHI / Omega HealthCare Investors, Inc. 31.90 44,548 43,634 -2.05 1,501 1,392 -7.26
2017‑09‑30 13F-HR/A TXN / Texas Instruments Inc. 89.76 3,140 3,253 3.60 240 292 21.67
2017‑09‑30 13F-HR/A ITA / iShares U.S. Aerospace & Defense ETF 178.06 30,277 28,755 -5.03 4,794 5,120 6.80
2017‑09‑30 13F-HR/A PKX / POSCO 69.40 21,286 22,853 7.36 1,383 1,586 14.68
2017‑09‑30 13F-HR/A AVGO / Broadcom Limited 242.84 1,608 1,466 -8.83 370 356 -3.78
2017‑09‑30 13F-HR/A TROW / Price (T.) Rowe Group, Inc. Put 0.00 500 0
2017‑09‑30 13F-HR/A NYMX / Nymox Pharmaceutical Corp. 3.82 11,000 11,000 0.00 46 42 -8.70
2017‑09‑30 13F-HR/A BRK.B / Berkshire Hathaway, Inc. 183.32 99,729 65,720 -34.10 17,133 12,048 -29.68
2017‑09‑30 13F-HR/A INDB / Independent Bank Corp. 74.70 4,317 4,364 1.09 296 326 10.14
2017‑09‑30 13F-HR/A VUG / Vanguard Growth ETF 132.75 69,662 108,547 55.82 8,824 14,410 63.30
2017‑09‑30 13F-HR/A EEM / iShares MSCI Emerging Markets ETF 44.81 248,953 287,116 15.33 10,364 12,866 24.14
2017‑09‑30 13F-HR/A SCHA / Schwab U.S. Small-Cap ETF 67.37 62,011 39,721 -35.95 3,992 2,676 -32.97
2017‑09‑30 13F-HR/A VOT / Vanguard Mid-Cap Growth ETF 121.69 25,285 6,344 -74.91 2,977 772 -74.07
2017‑09‑30 13F-HR/A SCHV / Schwab U.S. Large-Cap Value ETF 51.82 54,187 40,605 -25.07 2,735 2,104 -23.07
2017‑09‑30 13F-HR/A MWA / Mueller Water Products, Inc. 12.82 25,212 26,371 4.60 298 338 13.42
2017‑09‑30 13F-HR/A AMLP / Alerian ETF 11.22 180,140 183,189 1.69 2,171 2,055 -5.34
2017‑09‑30 13F-HR/A MGV / Vanguard Mega Cap 300 Value ETF 71.81 9,550 14,830 55.29 667 1,065 59.67
2017‑09‑30 13F-HR/A DLR / Digital Realty Trust, Inc. 118.21 2,429 2,741 12.84 275 324 17.82
2017‑09‑30 13F-HR/A NJR / New Jersey Resources Corp. 42.15 8,256 8,138 -1.43 330 343 3.94
2017‑09‑30 13F-HR/A ROST / Ross Stores, Inc. 64.51 4,851 4,821 -0.62 282 311 10.28
2017‑09‑30 13F-HR/A VXF / Vanguard Extended Market ETF 107.13 19,713 24,223 22.88 2,028 2,595 27.96
2017‑09‑30 13F-HR/A IVW / iShares S&P 500 Growth ETF 143.42 128,854 147,640 14.58 17,596 21,174 20.33
2017‑09‑30 13F-HR/A VPU / Vanguard Utilities ETF 116.80 13,152 13,938 5.98 1,495 1,628 8.90
2017‑09‑30 13F-HR/A VB / Vanguard Small-Cap ETF 141.31 48,746 45,226 -7.22 6,653 6,391 -3.94
2017‑09‑30 13F-HR/A IJT / iShares S&P SmallCap 600 Growth ETF 164.51 13,410 12,224 -8.84 2,106 2,011 -4.51
2017‑09‑30 13F-HR/A DON / WisdomTree MidCap Dividend Fund 100.05 6,096 3,638 -40.32 600 364 -39.33
2017‑09‑30 13F-HR/A SPXH / Janus Detroit Street Trust 34.34 23,028 29,502 28.11 770 1,013 31.56
2017‑09‑30 13F-HR/A DHS / WisdomTree U.S. High Dividend Fund 69.88 6,196 6,096 -1.61 425 426 0.24
2017‑09‑30 13F-HR/A RSP / Guggenheim S&P 500 Equal Weight ETF 95.53 44,963 31,792 -29.29 4,185 3,037 -27.43
2017‑09‑30 13F-HR/A SIR / Select Income REIT 23.44 15,998 16,423 2.66 387 385 -0.52
2017‑09‑30 13F-HR/A RFG / Guggenheim S&P Midcap 400 Pure Growth ETF 144.12 3,593 2,262 -37.04 505 326 -35.45
2017‑09‑30 13F-HR/A T / AT & T, Inc. Put 0.91 1,100 1
2017‑09‑30 13F-HR/A PMD / Psychemedics Corp. 18.43 25,625 25,065 -2.19 644 462 -28.26
2017‑09‑30 13F-HR/A IVE / iShares S&P 500 Value ETF 107.90 39,293 29,721 -24.36 4,157 3,207 -22.85
2017‑09‑30 13F-HR/A IJK / iShares S&P MidCap 400 Growth ETF 202.36 30,756 63,861 107.64 6,078 12,923 112.62
2017‑09‑30 13F-HR/A IJH / iShares Core S&P MidCap ETF 178.90 84,675 79,272 -6.38 14,828 14,182 -4.36
2017‑09‑30 13F-HR/A IJJ / iShares S&P Mid-Cap 400 Value ETF 152.76 9,485 7,240 -23.67 1,421 1,106 -22.17
2017‑09‑30 13F-HR/A GIS / General Mills, Inc. 51.76 35,231 35,532 0.85 1,944 1,839 -5.40
2017‑09‑30 13F-HR/A NUE / Nucor Corp. 56.11 9,526 5,792 -39.20 561 325 -42.07
2017‑09‑30 13F-HR/A THG / Hanover Insurance Group, Inc. (The) 96.80 4,290 3,688 -14.03 385 357 -7.27
2017‑09‑30 13F-HR/A TSI / TCW Strategic Income Fund, Inc. 5.83 12,346 12,346 0.00 69 72 4.35
2017‑09‑30 13F-HR/A ACRE / Ares Commercial Real Estate Corp 13.32 20,125 20,425 1.49 268 272 1.49
2017‑09‑30 13F-HR/A IAT / iShares U.S. Regional Banks ETF 47.25 8,480 8,592 1.32 393 406 3.31
2017‑09‑30 13F-HR/A IYF / iShares U.S. Financial ETF 112.04 5,478 4,418 -19.35 596 495 -16.95
2017‑09‑30 13F-HR/A USB / U.S. Bancorp 53.61 20,626 8,617 -58.22 1,085 462 -57.42
2017‑09‑30 13F-HR/A RPG / Guggenheim S&P 500 Pure Growth ETF 100.01 17,951 19,609 9.24 1,686 1,961 16.31
2017‑09‑30 13F-HR/A FV / First Trust Dorsey Wright Focus 5 ETF 26.17 86,369 84,491 -2.17 2,145 2,211 3.08
2017‑09‑30 13F-HR/A FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.90 4,607 6,058 31.50 274 375 36.86
2017‑09‑30 13F-HR/A COST / Costco Wholesale Corp. 164.32 15,145 13,510 -10.80 2,405 2,220 -7.69
2017‑09‑30 13F-HR/A BIIB / Biogen Inc. 313.38 1,219 1,704 39.79 332 534 60.84
2017‑09‑30 13F-HR/A VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.32 28,000 28,000 0.00 347 345 -0.58
2017‑09‑30 13F-HR/A IJR / iShares Core S&P Small-Cap ETF 74.22 142,541 130,006 -8.79 10,088 9,649 -4.35
2017‑09‑30 13F-HR/A CSCO / Cisco Systems, Inc. 33.64 50,790 44,441 -12.50 1,591 1,495 -6.03
2017‑09‑30 13F-HR/A RPV / Guggenheim S&P 500 Pure Value ETF 61.48 5,364 5,384 0.37 323 331 2.48
2017‑09‑30 13F-HR/A VNQ / Vanguard REIT ETF 83.09 70,882 56,599 -20.15 5,975 4,703 -21.29
2017‑09‑30 13F-HR/A VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 6,630 0 -100.00 715 0 -100.00
2017‑09‑30 13F-HR/A CNS / Cohen & Steers Inc. 14,425 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR/A PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 125.40 6,125 6,531 6.63 415 819 97.35
2017‑09‑30 13F-HR/A PDP / PowerShares Exchange-Trade Fund Trust 48.61 6,531 55,664 752.30 819 2,706 230.40
2017‑09‑30 13F-HR/A PTH / PowerShares Exchange-Trade Fund Trust 67.76 58,711 6,125 -89.57 2,745 415 -84.88
2017‑09‑30 13F-HR/A DES / WisdomTree SmallCap Dividend Fund 2,538 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR/A SLY / SPDR S&P 600 Small Cap ETF 9,465 0 -100.00 1,176 0 -100.00
2017‑09‑30 13F-HR/A BGFV / Big 5 Sporting Goods Corp. 20,025 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR/A DOUBLELINE OPPORTUNISTIC CR / (258623107) 28,970 0 -100.00 753 0
2017‑09‑30 13F-HR/A ROOF / IQ US Real Estate Small Cap ETF 7,595 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR/A SCHZ / Schwab U.S. Aggregate Bond ETF 48,066 0 -100.00 2,503 0 -100.00
2017‑09‑30 13F-HR/A IPK / SPDR S&P International Technology Sector ETF 12,315 0 -100.00 521 0 -100.00
2017‑09‑30 13F-HR/A JKF / iShares Morningstar Large-Cap Value ETF 2,355 0 -100.00 227 0
2017‑09‑30 13F-HR/A AGQ / ProShares Ultra Silver 6,965 0 -100.00 223 0
2017‑09‑30 13F-HR/A DLS / WisdomTree International SmallCap Dividend Fund 3,049 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR/A WISDOMTREE TR / STRATEGIC CP BD (97717X693) 2,960 0 -100.00 224 0
2017‑09‑30 13F-HR/A BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 15,400 0 -100.00 232 0
2017‑09‑30 13F-HR/A BLACKROCK ENHANCED GBL DIV T / (092501105) 21,397 0 -100.00 285 0
2017‑09‑30 13F-HR/A DTN / WisdomTree U.S. Dividend Ex-Financials Fund 2,486 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR/A EQAL / PowerShares Russell 1000 Equal Weight Portfolio 11,636 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR/A AXAS / Abraxas Petroleum Corp. 13,005 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR/A XETWX / Eaton Vance Tax-Managed Global 11,005 0 -100.00 101 0 -100.00
2017‑09‑30 13F-HR/A AIG / American International Group, Inc. 6,803 0 -100.00 431 0 -100.00
2017‑09‑30 13F-HR/A MVT / BlackRock Munivest Fund II, Inc. 26,563 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR/A MYD / BlackRock Muniyield Fund, Inc. 10,281 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR/A CQP / Cheniere Energy Partners, LP 7,974 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR/A BPL / Buckeye Partners, L.P. 3,090 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR/A DD / Du Pont (E.I.) De Nemours & Co., Inc. 10,801 0 -100.00 887 0 -100.00
2017‑09‑30 13F-HR/A DCOM / Dime Community Bancshares, Inc. 14,433 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR/A FUTY / Fidelity MSCI Utilities Index ETF 9,446 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR/A GME / GameStop Corp. 9,430 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR/A HP / Helmerich & Payne, Inc. 4,085 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR/A BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 5,477 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR/A AIA / iShares Asia 50 ETF 4,305 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR/A IYK / iShares U.S. Consumer Goods ETF 16,848 0 -100.00 2,051 0 -100.00
2017‑09‑30 13F-HR/A WOOD / iShares Global Timber & Forestry ETF 3,914 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR/A DSI / iShares MSCI KLD 400 Social ETF 2,732 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR/A IYE / iShares U.S. Energy ETF 5,725 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR/A IJS / iShares S&P SmallCap 600 Value ETF 1,976 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR/A JCI / Johnson Controls International plc 6,636 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR/A NBTB / NBT Bancorp, Inc. 5,800 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR/A PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 15,600 0 -100.00 189 0
2017‑09‑30 13F-HR/A PLW / PowerShares 1-30 Laddered Treasury Portfolio 25,583 0 -100.00 834 0 -100.00
2017‑09‑30 13F-HR/A PPBI / Pacific Premier Bancorp, Inc. 5,777 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR/A RAI / Reynolds American, Inc. (Holding Co.) 48,876 0 -100.00 3,167 0 -100.00
2017‑09‑30 13F-HR/A SCHC / Schwab International Small-Cap Equity ETF 42,497 0 -100.00 1,422 0 -100.00
2017‑09‑30 13F-HR/A SCHE / Schwab Emerging Markets Equity ETF 49,499 0 -100.00 1,236 0 -100.00
2017‑09‑30 13F-HR/A IPN / SPDR S&P International Industrial Sector ETF 9,066 0 -100.00 313 0 -100.00
2017‑09‑30 13F-HR/A IPD / SPDR S&P International Consumer Discretionary Sector ETF 7,809 0 -100.00 310 0 -100.00
2017‑09‑30 13F-HR/A KRE / SPDR S&P Regional Banking ETF 9,160 0 -100.00 514 0 -100.00
2017‑09‑30 13F-HR/A GEX / VanEck Vectors ETF TR 3,399 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR/A UHS / Universal Health Services, Inc. 1,712 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR/A UBSH / Union Bankshares Corp 9,038 0 -100.00 315 0 -100.00
2017‑09‑30 13F-HR/A VYMI / Vanguard International High Dividend Yield ETF 4,356 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR/A DEM / WisdomTree Emerging Markets Equity Income Fund 7,281 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR/A WDC / Western Digital Corp. 5,009 0 -100.00 427 0 -100.00
2017‑09‑30 13F-HR/A EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 12,000 0 -100.00 74 0 -100.00
2017‑09‑30 13F-HR/A YUM / Yum! Brands, Inc. 2,813 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR/A PPG / PPG Industries, Inc. 4,506 0 -100.00 498 0 -100.00
2017‑09‑30 13F-HR/A MIC / Macquarie Infrastructure Company LLC 2,553 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR/A DISH / DISH Network Corp. 5,150 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR/A DIM / WisdomTree International MidCap Dividend Fund 3,279 0 -100.00 208 0
2017‑09‑30 13F-HR/A TWX / Time Warner, Inc. 2,621 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR/A HPS / John Hancock Preferred Income Fund III 14,591 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR/A CARA / Cara Therapeutics, Inc. 18,600 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR/A BMO / Bank of Montreal (PQ) 3,835 0 -100.00 283 0 -100.00
2017‑09‑30 13F-HR/A MORE / Monogram Residential Trust, Inc. 37,671 0 -100.00 369 0 -100.00
2017‑09‑30 13F-HR/A PMT / Penny Mac Mortgage Investment Trust 17,345 0 -100.00 318 0 -100.00
2017‑09‑30 13F-HR/A EGLT / Egalet Corporation 1.30 10,000 13
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. Put 8.33 600 5
2017‑09‑30 13F-HR/A CFO / Victory Portfolios II 45.65 7,486 7,054 -5.77 331 322 -2.72
2017‑09‑30 13F-HR/A ALL / Allstate Corp. (The) 92.08 4,182 2,476 -40.79 371 228 -38.54
2017‑09‑30 13F-HR/A D / Dominion Resources, Inc. 76.96 10,396 7,640 -26.51 791 588 -25.66
2017‑09‑30 13F-HR/A DWDP / DowDuPont Inc. 9,332 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR/A HBAN / Huntington Bancshares, Inc. 13.94 21,304 23,169 8.75 293 323 10.24
2017‑09‑30 13F-HR/A OKE / ONEOK, Inc. 55.47 6,179 7,265 17.58 321 403 25.55
2017‑09‑30 13F-HR/A UAA / Under Armour, Inc. 15.02 13,589 14,182 4.36 279 213 -23.66
2017‑09‑30 13F-HR/A SLW / Silver Wheaton Corp. 19.02 25,739 24,338 -5.44 498 463 -7.03
2017‑09‑30 13F-HR/A QQQE / Direxion NASDAQ-100 Equal Weighted Index Shares 41.40 40,317 1,669
2017‑09‑30 13F-HR/A QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 23,526 0 -100.00 1,246 0
2017‑09‑30 13F-HR/A FDIV / First Trust Enhanced Short Maturity ETF 51.20 11,581 593
2017‑09‑30 13F-HR/A BOTZ / Global X Funds 14,266 0 -100.00 265 0
2017‑09‑30 13F-HR/A ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 81.33 4,000 4,709 17.73 316 383 21.20
2017‑09‑30 13F-HR/A EFV / iShares MSCI EAFE Value Index 54.55 0 8,744 0 477
2017‑09‑30 13F-HR/A MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.76 11,852 13,659 15.25 1,205 1,390 15.35
2017‑09‑30 13F-HR/A NOBL / ProShares S&P 500 Aristocrats ETF 59.45 61,637 60,047 -2.58 3,578 3,570 -0.22
2017‑09‑30 13F-HR/A EWMC / Guggenheim S&P MidCap 400 Equal Weight ETF 7,602 0 -100.00 456 0
2017‑09‑30 13F-HR/A SPDW / SPDR Portfolio World ex- US ETF 30.68 44,051 38,556 -12.47 1,282 1,183 -7.72
2017‑09‑30 13F-HR/A GILD / Gilead Sciences, Inc. Put 2.50 800 2
2017‑09‑30 13F-HR/A BLK / BlackRock, Inc. Put 10.00 100 1
2017‑09‑30 13F-HR/A EV / Eaton Vance Corp. 15.31 16,369 23,970 46.44 188 367 95.21