Current Holdings (from 13F, 13D)

InvestorNational Planning Corp
Portfolio Value$ 489,046,000
Current Positions451
Opened Positions5
Closed Positions328

National Planning Corp has disclosed 451 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 489,046,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). National Planning Corp's top holdings are Apple, Inc. (NASDAQ:AAPL) , Chevron Corp. (NYSE:CVX) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , Procter & Gamble Co. (The) (NYSE:PG) , and FS Investment Corporation (NYSE:FSIC) . National Planning Corp's new positions include DowDuPont Inc. (NYSE:DWDP) , Broadwind Energy, Inc. (NASDAQ:BWEN) , iPath Bloomberg Copper Subindex Total Return ETN due 10/22/37 (NYSE:JJC) , Quintiles Transitional Holdings Inc. (NYSE:Q) , and Lockheed Martin Corp. (NYSE:LMT) .


All National Planning Corp holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-13. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG S&P GBL WTR (18383Q507) 6,852 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 18,600 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR ISHARES INC / MSCI JPN ETF NEW (46434G822) 4,554 0 -100.00 243 0 -100.00
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 28,129 0 -100.00 2,351 0 -100.00
2017‑09‑30 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 4,028 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 28,615 0 -100.00 1,935 0 -100.00
2017‑09‑30 13F-HR IAI / iShares U.S. Broker-Dealers ETF 3,700 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR AOK / iShares Core Conservative Allocation ETF 29,524 0 -100.00 1,002 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCH TRADED FD III / EME MRK BD ETF (33739P202) 6,054 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 14,591 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 92,646 0 -100.00 8,359 0 -100.00
2017‑09‑30 13F-HR SLV / iShares Silver Trust 96,668 0 -100.00 1,479 0 -100.00
2017‑09‑30 13F-HR TEX / Terex Corp. 5,609 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 3,835 0 -100.00 283 0 -100.00
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 28,583 0 -100.00 2,304 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 227,469 0 -100.00 55,095 0 -100.00
2017‑09‑30 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 8,386 0 -100.00 404 0 -100.00
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 41,646 0 -100.00 4,543 0 -100.00
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 8,474 0 -100.00 1,149 0 -100.00
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 11,852 0 -100.00 1,205 0 -100.00
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 37,215 0 -100.00 2,258 0 -100.00
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 14,093 0 -100.00 514 0 -100.00
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 7,477 0 -100.00 665 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. Put 2.00 500 1
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 8.33 600 5
2017‑09‑30 13F-HR T / AT & T, Inc. Put 0.91 1,100 1
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 0.91 1,100 1
2017‑09‑30 13F-HR CVS / CVS Health Corporation Put 0.00 100 0
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 70.38 20,588 1,449
2017‑09‑30 13F-HR EGLT / Egalet Corporation 1.30 10,000 13
2017‑09‑30 13F-HR GE / General Electric Co. Put 0.77 1,300 1
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.50 7,738 7,738 0.00 226 236 4.42
2017‑09‑30 13F-HR HSY / Hershey Company (The) 107.65 0 2,731 0 294
2017‑09‑30 13F-HR GLUU / Glu Mobile, Inc. 3.80 15,539 15,539 0.00 39 59 51.28
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Put 5.00 200 1
2017‑09‑30 13F-HR JNJ / Johnson & Johnson Put 5.00 200 1
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.92 14,784 13,711 -7.26 639 561 -12.21
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.13 12,335 12,335 0.00 14 14 0.00
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.20 54,000 54,000 0.00 711 713 0.28
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.17 11,800 12,100 2.54 120 123 2.50
2017‑09‑30 13F-HR PSB.PRV / PS Business Parks, Inc. 136.00 16,531 15,971 -3.39 2,195 2,172 -1.05
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.24 2,100 200
2017‑09‑30 13F-HR RTN / Raytheon Co. Put 5.00 200 1
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. Put 6.67 300 2
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 3.20 10,000 32
2017‑09‑30 13F-HR TRVN / Trevena, Inc. 2.48 21,512 21,362 -0.70 49 53 8.16
2017‑09‑30 13F-HR UTX / United Technologies Corp. 117.73 12,101 13,251 9.50 1,477 1,560 5.62
2017‑09‑30 13F-HR HCN / Welltower Inc. 69.40 7,469 7,536 0.90 566 523 -7.60
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.42 5,113 5,505 7.67 204 228 11.76
2017‑09‑30 13F-HR LRAD / LRAD Corp 2.01 96,795 95,795 -1.03 163 193 18.40
2017‑09‑30 13F-HR T / AT & T, Inc. 39.48 174,054 180,006 3.42 6,633 7,107 7.15
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 16,878 0 -100.00 1,594 0 -100.00
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 12,752 0 -100.00 1,320 0 -100.00
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 2,190 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR TOT / Total S.A. 53.86 7,955 8,170 2.70 399 440 10.28
2017‑09‑30 13F-HR SNY / Sanofi 49.82 10,142 10,900 7.47 485 543 11.96
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 6,663 0 -100.00 729 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 37,671 0 -100.00 369 0 -100.00
2017‑09‑30 13F-HR FIRST TR NAS100 EQ WEIGHTED / SHS (337344105) 23,526 0 -100.00 1,246 0 -100.00
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 2,325 0 -100.00 404 0 -100.00
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 172,509 0 -100.00 21,521 0 -100.00
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 13,825 0 -100.00 403 0 -100.00
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 3,517 0 -100.00 424 0 -100.00
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 97,025 0 -100.00 8,985 0 -100.00
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 69,662 0 -100.00 8,824 0 -100.00
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 44,963 0 -100.00 4,185 0 -100.00
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 84,675 0 -100.00 14,828 0 -100.00
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54,187 0 -100.00 2,735 0 -100.00
2017‑09‑30 13F-HR AMLP / Alerian ETF 180,140 0 -100.00 2,171 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 128,854 0 -100.00 17,596 0 -100.00
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 48,746 0 -100.00 6,653 0 -100.00
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 6,096 0 -100.00 600 0 -100.00
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 13,410 0 -100.00 2,106 0 -100.00
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 5,364 0 -100.00 323 0 -100.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.76 14,007 13,952 -0.39 170 192 12.94
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17,345 0 -100.00 318 0 -100.00
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.26 11,802 10,410 -11.79 149 138 -7.38
2017‑09‑30 13F-HR LTC / LTC Properties, Inc. 47.08 19,507 19,327 -0.92 1,027 910 -11.39
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 57.21 30,618 30,676 0.19 2,014 1,755 -12.86
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 455.72 440 542 23.18 215 247 14.88
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 109.11 75,314 19,604 -73.97 8,694 2,139 -75.40
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 179.08 4,380 4,590 4.79 640 822 28.44
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.92 32,880 30,130 -8.36 391 359 -8.18
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 148.67 2,838 3,316 16.84 393 493 25.45
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165.20 16,917 18,009 6.46 2,605 2,975 14.20
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 957.05 9,263 8,451 -8.77 8,834 8,088 -8.44
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.24 7,124 9,127 28.12 220 276 25.45
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 116.38 2,429 2,741 12.84 275 319 16.00
2017‑09‑30 13F-HR PMD / Psychemedics Corp. 18.19 25,625 25,065 -2.19 644 456 -29.19
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 86,369 0 -100.00 2,145 0 -100.00
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 2,538 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 12,111 0 -100.00 350 0 -100.00
2017‑09‑30 13F-HR FTSL / First Trust Senior Loan Fund ETF 14,397 0 -100.00 696 0 -100.00
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 35,975 0 -100.00 1,176 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 4,542 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR SGDM / Sprott Gold Miners ETF 33,250 0 -100.00 631 0 -100.00
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 11,005 0 -100.00 101 0 -100.00
2017‑09‑30 13F-HR BGFV / Big 5 Sporting Goods Corp. 20,025 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR MVT / BlackRock Munivest Fund II, Inc. 26,563 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 10,281 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR TAN / Guggenheim Solar ETF 21,650 0 -100.00 432 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 10,801 0 -100.00 887 0 -100.00
2017‑09‑30 13F-HR DCOM / Dime Community Bancshares, Inc. 14,433 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 6,398 0 -100.00 601 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FIRST TR TA HIYL (33738D408) 36,979 0 -100.00 1,824 0 -100.00
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 147,071 0 -100.00 4,161 0 -100.00
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 7,193 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 4,607 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 32,731 0 -100.00 634 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / RISNG DIVD ACHIV (33738R506) 62,271 0 -100.00 1,698 0 -100.00
2017‑09‑30 13F-HR GLOBAL X FDS / RBTCS ARTFL INTE (37954Y715) 14,266 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR GME / GameStop Corp. 9,430 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FT STRG INCM ETF (33739Q309) 11,503 0 -100.00 587 0 -100.00
2017‑09‑30 13F-HR ROOF / IQ US Real Estate Small Cap ETF 7,595 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR IHSEF / IShares Plc. 4,000 0 -100.00 316 0 -100.00
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 12,410 0 -100.00 690 0 -100.00
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 74,257 0 -100.00 3,732 0 -100.00
2017‑09‑30 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 5,477 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 25,406 0 -100.00 3,047 0 -100.00
2017‑09‑30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 6,100 0 -100.00 846 0 -100.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 17,656 0 -100.00 1,489 0 -100.00
2017‑09‑30 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 77,800 0 -100.00 1,100 0 -100.00
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 3,752 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 4,510 0 -100.00 662 0 -100.00
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 393,015 0 -100.00 25,593 0 -100.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 248,953 0 -100.00 10,364 0 -100.00
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 39,293 0 -100.00 4,157 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US ETF (464287671) 28,778 0 -100.00 1,383 0 -100.00
2017‑09‑30 13F-HR IGV / iShares North American Tech-Software ETF 6,351 0 -100.00 856 0 -100.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 7,725 0 -100.00 916 0 -100.00
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 12,679 0 -100.00 1,370 0 -100.00
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 9,012 0 -100.00 1,057 0 -100.00
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 21,018 0 -100.00 2,722 0 -100.00
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 20,689 0 -100.00 2,734 0 -100.00
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 4,586 0 -100.00 885 0 -100.00
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 5,392 0 -100.00 1,677 0 -100.00
2017‑09‑30 13F-HR SOXX / iShares PHLX Semiconductor ETF 4,539 0 -100.00 628 0 -100.00
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 27,430 0 -100.00 3,794 0 -100.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 3,509 0 -100.00 595 0 -100.00
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 30,756 0 -100.00 6,078 0 -100.00
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 9,485 0 -100.00 1,421 0 -100.00
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 5,478 0 -100.00 596 0 -100.00
2017‑09‑30 13F-HR AIA / iShares Asia 50 ETF 4,305 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 257,052 0 -100.00 12,578 0 -100.00
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 97,956 0 -100.00 2,797 0 -100.00
2017‑09‑30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 1,550 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 22,431 0 -100.00 1,653 0 -100.00
2017‑09‑30 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 3,317 0 -100.00 535 0 -100.00
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 82,739 0 -100.00 3,236 0 -100.00
2017‑09‑30 13F-HR IAK / iShares U.S. Insurance ETF 4,803 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR WOOD / iShares Global Timber & Forestry ETF 3,914 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 2,732 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 5,725 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 7,149 0 -100.00 1,186 0 -100.00
2017‑09‑30 13F-HR GBF / iShares Government/Credit Bond ETF 3,815 0 -100.00 435 0 -100.00
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 20,635 0 -100.00 2,267 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / GLOBAL MATER ETF (464288695) 4,139 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 4,818 0 -100.00 547 0 -100.00
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 1,976 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 8,756 0 -100.00 417 0 -100.00
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 50,218 0 -100.00 3,459 0 -100.00
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 24,322 0 -100.00 1,396 0 -100.00
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 30,277 0 -100.00 4,794 0 -100.00
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 8,480 0 -100.00 393 0 -100.00
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 142,541 0 -100.00 10,088 0 -100.00
2017‑09‑30 13F-HR COMT / iShares Commodities Select Strategy ETF 24,832 0 -100.00 819 0 -100.00
2017‑09‑30 13F-HR J P MORGAN EXCHANGE TRADED F / DIV RTN INT EQ (46641Q209) 9,950 0 -100.00 557 0 -100.00
2017‑09‑30 13F-HR FITS / Janus Detroit Str Tr 23,028 0 -100.00 770 0 -100.00
2017‑09‑30 13F-HR JSMD / Janus Detroit Str Tr 7,295 0 -100.00 251 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / MTG REL ETF NEW (46435G342) 18,717 0 -100.00 879 0 -100.00
2017‑09‑30 13F-HR J P MORGAN EXCHANGE TRADED F / JPMORGAN DIVER (46641Q407) 5,087 0 -100.00 332 0 -100.00
2017‑09‑30 13F-HR NBTB / NBT Bancorp, Inc. 5,800 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR OPPENHEIMER REV WEIGHTD ETF / LARGE CAP REV ET (68386C104) 31,667 0 -100.00 1,479 0 -100.00
2017‑09‑30 13F-HR OPPENHEIMER REV WEIGHTD ETF / ULTRA DIVID REV (68386C401) 98,590 0 -100.00 3,381 0 -100.00
2017‑09‑30 13F-HR OPPENHEIMER REV WEIGHTD ETF / SMALL CAP REV ET (68386C302) 9,005 0 -100.00 601 0 -100.00
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 12,866 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 30,618 0 -100.00 464 0 -100.00
2017‑09‑30 13F-HR PLW / PowerShares 1-30 Laddered Treasury Portfolio 25,583 0 -100.00 834 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / EX US SML PORT (73936T771) 18,483 0 -100.00 573 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / VAR RATE PFD POR (73937B597) 15,523 0 -100.00 407 0 -100.00
2017‑09‑30 13F-HR PPBI / Pacific Premier Bancorp, Inc. 5,777 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 9,336 0 -100.00 987 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / 1000 EQ WHT PT (73937B571) 11,636 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 370,606 0 -100.00 14,987 0 -100.00
2017‑09‑30 13F-HR ZBIO / ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology 61,637 0 -100.00 3,578 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / RUSS 2000 DIVD (74347B698) 9,488 0 -100.00 521 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P600 LOVL PT (73937B639) 69,127 0 -100.00 3,051 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 48,876 0 -100.00 3,167 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P400 LOVL PT (73937B647) 120,040 0 -100.00 5,230 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 186,595 0 -100.00 25,412 0 -100.00
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 17,951 0 -100.00 1,686 0 -100.00
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 36,001 0 -100.00 2,272 0 -100.00
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 15,928 0 -100.00 772 0 -100.00
2017‑09‑30 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 16,715 0 -100.00 447 0 -100.00
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 48,066 0 -100.00 2,503 0 -100.00
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 42,497 0 -100.00 1,422 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 204,613 0 -100.00 5,121 0 -100.00
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500 EWCON (78355W874) 2,521 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 49,499 0 -100.00 1,236 0 -100.00
2017‑09‑30 13F-HR IPN / SPDR S&P International Industrial Sector ETF 9,066 0 -100.00 313 0 -100.00
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 5,983 0 -100.00 424 0 -100.00
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 150,048 0 -100.00 13,435 0 -100.00
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLOMBRG BRC AGRT (78464A649) 3,683 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 9,160 0 -100.00 514 0 -100.00
2017‑09‑30 13F-HR SSGA ACTIVE ETF TR / MFS SYS GWT EQ (78467V889) 10,858 0 -100.00 776 0 -100.00
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / FALLEN ANGEL HG (92189F437) 61,809 0 -100.00 1,823 0 -100.00
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 33,846 0 -100.00 1,032 0 -100.00
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 152,531 0 -100.00 12,154 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 106,081 0 -100.00 2,279 0 -100.00
2017‑09‑30 13F-HR UBSH / Union Bankshares Corp 9,038 0 -100.00 315 0 -100.00
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 42,174 0 -100.00 2,325 0 -100.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 104,509 0 -100.00 8,204 0 -100.00
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 27,019 0 -100.00 3,866 0 -100.00
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 10,726 0 -100.00 1,569 0 -100.00
2017‑09‑30 13F-HR VONG / Vanguard Russell 1000 Growth ETF 9,624 0 -100.00 1,167 0 -100.00
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 23,061 0 -100.00 1,199 0 -100.00
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 25,285 0 -100.00 2,977 0 -100.00
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 70,882 0 -100.00 5,975 0 -100.00
2017‑09‑30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 26,943 0 -100.00 1,662 0 -100.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 3,049 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 25,011 0 -100.00 3,494 0 -100.00
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 35,740 0 -100.00 5,036 0 -100.00
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 33,521 0 -100.00 2,125 0 -100.00
2017‑09‑30 13F-HR WDC / Western Digital Corp. 5,009 0 -100.00 427 0 -100.00
2017‑09‑30 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 12,000 0 -100.00 74 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE CONTINUOUS COMMOD / SHS BEN INT (97718W108) 38,338 0 -100.00 721 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / INTL MIDCAP DV (97717W778) 3,279 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / STRATEGIC CP BD (97717X693) 2,960 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 49,598 0 -100.00 1,842 0 -100.00
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 50,417 0 -100.00 4,238 0 -100.00
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 98,022 0 -100.00 2,693 0 -100.00
2017‑09‑30 13F-HR IAU / iShares Gold Trust 88,773 0 -100.00 1,041 0 -100.00
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 395,031 0 -100.00 16,291 0 -100.00
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 3,594 0 -100.00 412 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 51,544 0 -100.00 2,801 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 41,888 0 -100.00 2,772 0 -100.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 27,032 0 -100.00 3,053 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 33,555 0 -100.00 2,664 0 -100.00
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 2,165 0 -100.00 482 0 -100.00
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 13,209 0 -100.00 671 0 -100.00
2017‑09‑30 13F-HR FAM / First/Trust Aberdeen Global Opportunity Income Fund 64,496 0 -100.00 1,524 0 -100.00
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 8,565 0 -100.00 908 0 -100.00
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 2,553 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 5,150 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 78,715 0 -100.00 9,647 0 -100.00
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 55,070 0 -100.00 2,490 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / MSCI EAFE DIVD (74347B839) 14,188 0 -100.00 518 0 -100.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 34,462 0 -100.00 2,752 0 -100.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 94,911 0 -100.00 13,487 0 -100.00
2017‑09‑30 13F-HR GWL / SPDR S&P World ex-US ETF 44,051 0 -100.00 1,282 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.76 26,732 26,059 -2.52 1,302 1,401 7.60
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 92.12 4,182 4,201 0.45 371 387 4.31
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 957.69 3,453 3,711 7.47 3,103 3,554 14.53
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.45 2,062 2,206 6.98 271 301 11.07
2017‑09‑30 13F-HR AXP / American Express Co. 91.47 8,082 10,714 32.57 688 980 42.44
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.14 44,414 45,920 3.39 312 328 5.13
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.74 9,235 9,030 -2.22 425 404 -4.94
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24.53 10,841 11,741 8.30 258 288 11.63
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.37 89,628 83,466 -6.88 6,680 5,289 -20.82
2017‑09‑30 13F-HR ACN / Accenture plc 134.21 2,554 4,031 57.83 317 541 70.66
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 50.47 4,459 4,478 0.43 225 226 0.44
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13.42 12,890 12,890 0.00 157 173 10.19
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 141.36 0 1,903 0 269
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21.77 16,480 18,515 12.35 357 403 12.89
2017‑09‑30 13F-HR AGN / Allergan plc 210.12 1,174 1,285 9.45 286 270 -5.59
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.05 35,654 35,944 0.81 461 469 1.74
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 153.23 3,193 2,891 -9.46 461 443 -3.90
2017‑09‑30 13F-HR AGEN / Agenus Inc. 4.60 10,000 10,000 0.00 40 46 15.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 178.56 10,190 8,591 -15.69 1,437 1,534 6.75
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 82.21 19,275 19,292 0.09 1,512 1,586 4.89
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.95 9,228 3,917 -57.55 500 227 -54.60
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 82.89 8,424 9,084 7.83 798 753 -5.64
2017‑09‑30 13F-HR JJC / iPath Bloomberg Copper Subindex Total Return ETN due 10/22/37 33.60 6,874 231
2017‑09‑30 13F-HR BLK / BlackRock, Inc. Put 10.00 100 1
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.28 3,400 3,410 0.29 208 226 8.65
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 279,000.00 0 1 0 279
2017‑09‑30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 17.36 18,977 20,962 10.46 335 364 8.66
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.31 174,713 154,989 -11.29 2,137 1,908 -10.72
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 15.06 15,400 15,400 0.00 232 232 0.00
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.78 19,590 16,824 -14.12 133 114 -14.29
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.24 47,235 43,563 -7.77 1,564 1,448 -7.42
2017‑09‑30 13F-HR ATHX / Athersys, Inc. 2.20 10,000 10,000 0.00 16 22 37.50
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.86 82,867 82,748 -0.14 2,045 2,140 4.65
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 110.70 7,503 5,610 -25.23 768 621 -19.14
2017‑09‑30 13F-HR BCE / BCE Inc. 46.90 8,383 8,593 2.51 378 403 6.61
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. 3.63 58,233 64,737 11.17 186 235 26.34
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.85 6,087 6,499 6.77 316 350 10.76
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.00 0 10,551 0 95
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.48 12,607 12,607 0.00 291 296 1.72
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.48 182,124 179,004 -1.71 26,135 27,653 5.81
2017‑09‑30 13F-HR ARNC / Arconic Inc. 26.08 0 7,900 0 206
2017‑09‑30 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 15.05 39,000 39,000 0.00 578 587 1.56
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 15.38 14,369 14,369 0.00 217 221 1.84
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.00 2,155 2,170 0.70 388 536 38.14
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 51.83 0 4,052 0 210
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 15.63 21,023 21,555 2.53 316 337 6.65
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 185.67 99,729 97,701 -2.03 17,133 18,140 5.88
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 13.60 21,397 21,397 0.00 285 291 2.11
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.51 20,125 20,725 2.98 268 280 4.48
2017‑09‑30 13F-HR BWEN / Broadwind Energy, Inc. 3.91 111,400 436
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Put 4.00 500 2
2017‑09‑30 13F-HR KO / Coca Cola Co. Put 1.67 600 1
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. Put 2.00 500 1
2017‑09‑30 13F-HR CB / Chubb Ltd 144.93 2,463 1,449 -41.17 361 210 -41.83
2017‑09‑30 13F-HR CELG / Celgene Corp. 146.06 11,442 11,824 3.34 1,490 1,727 15.91
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.82 184,494 162,374 -11.99 19,612 19,131 -2.45
2017‑09‑30 13F-HR CLX / Clorox Company (The) 129.94 3,248 3,263 0.46 434 424 -2.30
2017‑09‑30 13F-HR CHY / Calamos Convertible and High Income Fund 11.90 0 33,206 0 395
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.19 61,447 71,453 16.28 2,750 3,229 17.42
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 64.29 27,205 27,064 -0.52 1,531 1,740 13.65
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.20 20,174 20,370 0.97 1,053 941 -10.64
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76.14 5,763 5,201 -9.75 429 396 -7.69
2017‑09‑30 13F-HR BP / BP Plc 38.70 97,020 90,861 -6.35 3,398 3,516 3.47
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.26 17,306 18,296 5.72 89 78 -12.36
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 47.31 5,799 6,193 6.79 302 293 -2.98
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 13.07 74,735 74,736 0.00 904 977 8.08
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 127.52 4,910 5,160 5.09 517 658 27.27
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.17 4,807 34,198 611.42 327 2,126 550.15
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 125.45 5,508 5,779 4.92 589 725 23.09
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.67 21,022 17,935 -14.68 393 299 -23.92
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 20.18 11,331 12,341 8.91 272 249 -8.46
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.57 26,256 69,132 163.30 297 800 169.36
2017‑09‑30 13F-HR C / Citigroup, Inc. 74.07 5,902 4,509 -23.60 403 334 -17.12
2017‑09‑30 13F-HR CLDX / Celldex Therapeutics, Inc. 3.00 61,550 57,600 -6.42 158 173 9.49
2017‑09‑30 13F-HR CGNX / Cognex Corp. 114.74 2,405 2,876 19.58 204 330 61.76
2017‑09‑30 13F-HR AVGO / Broadcom Limited 239.41 1,608 3,141 95.34 370 752 103.24
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.85 50,790 50,012 -1.53 1,591 1,693 6.41
2017‑09‑30 13F-HR DE / Deere & Co. Put 5.00 200 1
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.74 61,707 61,707 0.00 839 786 -6.32
2017‑09‑30 13F-HR CMI / Cummins, Inc. 170.71 4,323 4,124 -4.60 706 704 -0.28
2017‑09‑30 13F-HR DELAWARE INV MN MUN INC FD I / (24610V103) 14.20 77,743 79,744 2.57 1,154 1,132 -1.91
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 23.67 28,970 28,901 -0.24 753 684 -9.16
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 75.92 10,396 10,050 -3.33 791 763 -3.54
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.31 22,780 22,501 -1.22 686 682 -0.58
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 100.80 39,924 40,686 1.91 4,290 4,101 -4.41
2017‑09‑30 13F-HR DHR / Danaher Corp. 86.50 4,137 4,023 -2.76 349 348 -0.29
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.35 15,460 15,332 -0.83 171 174 1.75
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 66.31 0 3,137 0 208
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38.32 0 10,360 0 397
2017‑09‑30 13F-HR CVBF / CVB Financial Corp. 24.20 15,164 15,164 0.00 346 367 6.07
2017‑09‑30 13F-HR DFS / Discover Financial Services 65.84 4,023 3,645 -9.40 251 240 -4.38
2017‑09‑30 13F-HR CSX / CSX Corp. 52.08 8,929 7,930 -11.19 487 413 -15.20
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 51.30 6,807 6,784 -0.34 368 348 -5.43
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 165.06 15,145 14,274 -5.75 2,405 2,356 -2.04
2017‑09‑30 13F-HR DTE / DTE Energy Co. 106.46 2,198 2,940 33.76 232 313 34.91
2017‑09‑30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.54 24,000 24,000 0.00 85 85 0.00
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.43 26,500 26,500 0.00 249 250 0.40
2017‑09‑30 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 15.10 21,596 21,590 -0.03 314 326 3.82
2017‑09‑30 13F-HR ETN / Eaton Corporation 77.49 11,060 10,453 -5.49 867 810 -6.57
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.84 34,698 31,929 -7.98 2,891 2,677 -7.40
2017‑09‑30 13F-HR ETX / Eaton Vance Municipal Income 2028 Term Trust 20.25 43,500 43,500 0.00 877 881 0.46
2017‑09‑30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 22.26 24,860 21,700 -12.71 549 483 -12.02
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.07 32,102 44,922 39.94 451 632 40.13
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. Put 5.00 200 1
2017‑09‑30 13F-HR ECR / Eclipse Resources Corp. 2.63 418,000 421,700 0.89 1,292 1,109 -14.16
2017‑09‑30 13F-HR ES / Eversource Energy 60.16 5,208 3,557 -31.70 315 214 -32.06
2017‑09‑30 13F-HR EPR / EPR Properties 70.14 0 5,974 0 419
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.80 11,270 11,322 0.46 404 428 5.94
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.74 6,807 6,685 -1.79 236 259 9.75
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 24.42 12,500 14,170 13.36 309 346 11.97
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.99 14,071 14,338 1.90 565 602 6.55
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 229.29 7,604 6,603 -13.16 2,007 1,514 -24.56
2017‑09‑30 13F-HR ERII / Energy Recovery, Inc. 7.90 18,743 18,743 0.00 157 148 -5.73
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.00 33,468 32,845 -1.86 913 854 -6.46
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 130.41 1,595 1,595 0.00 212 208 -1.89
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.77 133,738 92,362 -30.94 10,980 7,552 -31.22
2017‑09‑30 13F-HR EXK / Endeavour Silver Corp. 2.45 282,094 305,331 8.24 824 748 -9.22
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.31 16,466 23,970 45.57 195 367 88.21
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.19 234,450 520,942 122.20 537 620 15.46
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Put 2.50 800 2
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 31.04 8,390 7,862 -6.29 244 244 0.00
2017‑09‑30 13F-HR F / Ford Motor Co. 12.34 142,895 154,914 8.41 1,652 1,912 15.74
2017‑09‑30 13F-HR GD / General Dynamics Corp. 210.54 3,115 3,263 4.75 622 687 10.45
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.42 68,024 23,955 -64.78 1,498 513 -65.75
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.55 1,213,665 1,176,289 -3.08 11,287 10,057 -10.90
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 83.20 17,403 18,437 5.94 1,230 1,534 24.72
2017‑09‑30 13F-HR FDX / FedEx Corp. 223.04 4,147 5,156 24.33 901 1,150 27.64
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.67 29,396 28,901 -1.68 725 713 -1.66
2017‑09‑30 13F-HR GE / General Electric Co. 24.80 207,822 157,440 -24.24 5,705 3,905 -31.55
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 6.84 46,914 46,523 -0.83 360 318 -11.67
2017‑09‑30 13F-HR GM / General Motors Company 43.45 24,486 25,867 5.64 871 1,124 29.05
2017‑09‑30 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.87 44,836 55,910 24.70 759 943 24.24
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28.40 16,404 16,443 0.24 489 467 -4.50
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 142.69 12,217 10,821 -11.43 1,634 1,544 -5.51
2017‑09‑30 13F-HR INCY / Incyte Corp. 112.76 8,628 7,928 -8.11 1,086 894 -17.68
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 241.59 2,238 2,082 -6.97 509 503 -1.18
2017‑09‑30 13F-HR GSS / Golden Star Resources Ltd. 0.73 11,000 11,000 0.00 7 8 14.29
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 5.21 35,334 39,334 11.32 173 205 18.50
2017‑09‑30 13F-HR JKHY / Henry (JACK) & Associates, Inc. 103.60 3,541 3,552 0.31 365 368 0.82
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.97 12,561 12,010 -4.39 537 492 -8.38
2017‑09‑30 13F-HR THG / Hanover Insurance Group, Inc. (The) 97.89 4,290 3,688 -14.03 385 361 -6.23
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.95 13,717 13,639 -0.57 165 163 -1.21
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 146.78 45,153 23,628 -47.67 7,025 3,468 -50.63
2017‑09‑30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 13.15 55,450 55,450 0.00 702 729 3.85
2017‑09‑30 13F-HR INDB / Independent Bank Corp. 76.08 4,317 4,364 1.09 296 332 12.16
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.29 28,000 28,000 0.00 347 344 -0.86
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. Call 110.00 400 44
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37.60 87,761 84,558 -3.65 3,976 3,179 -20.05
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 18.84 36,037 31,476 -12.66 703 593 -15.65
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 115.58 26,824 26,855 0.12 3,445 3,104 -9.90
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 312.86 12,793 13,105 2.44 3,568 4,100 14.91
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.25 20,316 19,255 -5.22 377 390 3.45
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.01 79,078 58,528 -25.99 454 352 -22.47
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184.71 0 2,171 0 401
2017‑09‑30 13F-HR MA / MasterCard Incorporated 143.06 8,164 10,010 22.61 986 1,432 45.23
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 86.43 9,478 11,593 22.31 784 1,002 27.81
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 81.34 12,729 16,092 26.42 996 1,309 31.43
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 132.10 53,978 56,133 3.99 7,174 7,415 3.36
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 84.32 3,315 3,629 9.47 259 306 18.15
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.76 17,953 17,613 -1.89 1,532 1,757 14.69
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 97.35 34,635 33,365 -3.67 3,212 3,248 1.12
2017‑09‑30 13F-HR IRET / Investors Real Estate Trust 6.03 12,128 11,440 -5.67 82 69 -15.85
2017‑09‑30 13F-HR LAMR / Lamar Advertising Co. REIT 67.45 29,335 29,324 -0.04 2,179 1,978 -9.22
2017‑09‑30 13F-HR MCY / Mercury General Corp. 56.93 5,779 5,726 -0.92 317 326 2.84
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 41.94 0 7,010 0 294
2017‑09‑30 13F-HR MET / MetLife, Inc. 52.44 5,353 4,500 -15.93 301 236 -21.59
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.38 34,089 35,321 3.61 2,191 2,274 3.79
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.91 3,191 3,606 13.01 525 555 5.71
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.44 11,838 10,497 -11.33 694 540 -22.19
2017‑09‑30 13F-HR NEU / NewMarket Corp. (Holding Company) 434.00 500 500 0.00 229 217 -5.24
2017‑09‑30 13F-HR MFM / MFS Municipal Income Trust 7.20 24,039 24,039 0.00 173 173 0.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.93 12,987 17,253 32.85 174 223 28.16
2017‑09‑30 13F-HR MDT / Medtronic plc 78.05 5,580 5,804 4.01 496 453 -8.67
2017‑09‑30 13F-HR NH / NantHealth, Inc. 4.73 114,500 138,700 21.14 473 656 38.69
2017‑09‑30 13F-HR MON / Monsanto Co. 119.59 1,775 1,756 -1.07 210 210 0.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 131.51 3,949 4,106 3.98 487 540 10.88
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 40.35 14,595 23,890 63.69 425 964 126.82
2017‑09‑30 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.77 34,465 33,565 -2.61 163 160 -1.84
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 12.89 25,212 26,371 4.60 298 340 14.09
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.49 358,146 356,609 -0.43 7,546 7,664 1.56
2017‑09‑30 13F-HR NUVEEN MUN HIGH INCOME OPP F / (670682103) 13.57 26,508 20,708 -21.88 357 281 -21.29
2017‑09‑30 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 15.26 33,369 36,447 9.22 536 556 3.73
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.23 60,103 57,403 -4.49 899 874 -2.78
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.12 164,355 163,616 -0.45 2,311 2,310 -0.04
2017‑09‑30 13F-HR OTTR / Otter Tail Corp. 44.40 8,613 7,613 -11.61 342 338 -1.17
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 8.73 37,244 51,544 38.40 346 450 30.06
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 56.25 6,179 7,894 27.76 321 444 38.32
2017‑09‑30 13F-HR PZG / Paramount Gold Nevada Corp. 1.46 14,650 14,350 -2.05 22 21 -4.55
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.67 27,269 27,778 1.87 1,346 1,352 0.45
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.85 20,667 20,453 -1.04 410 406 -0.98
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.70 44,548 44,765 0.49 1,501 1,419 -5.46
2017‑09‑30 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.82 11,000 11,000 0.00 46 42 -8.70
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.85 53,841 68,827 27.83 886 1,160 30.93
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.27 3,910 3,779 -3.35 257 258 0.39
2017‑09‑30 13F-HR PSX / Phillips 66 93.54 3,648 3,870 6.09 304 362 19.08
2017‑09‑30 13F-HR PKO / PIMCO Income Opportunity Fund 26.27 20,448 17,890 -12.51 549 470 -14.39
2017‑09‑30 13F-HR XPFLX / PIMCO Income Strategy Fund 12.20 131,186 198,917 51.63 1,564 2,427 55.18
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36.14 103,837 104,648 0.78 3,512 3,782 7.69
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 110.17 21,481 21,694 0.99 2,511 2,390 -4.82
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 106.07 2,895 2,753 -4.91 271 292 7.75
2017‑09‑30 13F-HR PPL / PPL Corp. 37.46 38,914 37,475 -3.70 1,490 1,404 -5.77
2017‑09‑30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 12.05 15,600 15,600 0.00 189 188 -0.53
2017‑09‑30 13F-HR PKX / POSCO 70.76 21,286 22,853 7.36 1,383 1,617 16.92
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. Put 0.00 500 0
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 107.85 4,032 4,228 4.86 444 456 2.70
2017‑09‑30 13F-HR PCF / Putnam High Income Securities Fund 8.92 0 11,777 0 105
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Put 3.33 900 3
2017‑09‑30 13F-HR O / Realty Income Corp. 57.03 10,649 13,711 28.75 597 782 30.99
2017‑09‑30 13F-HR RTN / Raytheon Co. 188.33 4,010 4,232 5.54 652 797 22.24
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 180.99 1,965 2,083 6.01 320 377 17.81
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.89 12,860 18,280 42.15 690 1,113 61.30
2017‑09‑30 13F-HR SNY / Sanofi Put 0.83 1,200 1
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.36 35,792 35,140 -1.82 357 364 1.96
2017‑09‑30 13F-HR SPPP / Sprott Physical Platinum and Palladium 8.42 12,593 12,593 0.00 100 106 6.00
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.27 118,051 130,322 10.39 725 817 12.69
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.75 25,509 25,842 1.31 1,289 1,389 7.76
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 9.37 12,450 10,250 -17.67 125 96 -23.20
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. 1.48 171,250 159,250 -7.01 118 236 100.00
2017‑09‑30 13F-HR TAHO / Tahoe Resources Inc. 5.35 17,405 17,192 -1.22 144 92 -36.11
2017‑09‑30 13F-HR SYK / Stryker Corp. 143.70 2,043 2,046 0.15 282 294 4.26
2017‑09‑30 13F-HR TGT / Target Corp. 58.54 10,366 9,840 -5.07 546 576 5.49
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.91 5,551 5,439 -2.02 397 402 1.26
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 26.00 8,884 8,538 -3.89 221 222 0.45
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.75 12,346 12,346 0.00 69 71 2.90
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 227.65 1,287 1,309 1.71 365 298 -18.36
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.70 7,015 7,574 7.97 378 437 15.61
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15.24 13,589 14,699 8.17 279 224 -19.71
2017‑09‑30 13F-HR UHT / Universal Health Realty Income Trust 76.37 8,222 8,092 -1.58 676 618 -8.58
2017‑09‑30 13F-HR VFC / V.F. Corp. 64.15 3,696 3,897 5.44 213 250 17.37
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 114.84 6,464 5,547 -14.19 711 637 -10.41
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 119.72 7,070 7,225 2.19 782 865 10.61
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.50 20,626 8,617 -58.22 1,085 461 -57.51
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 198.41 1,587 1,507 -5.04 296 299 1.01
2017‑09‑30 13F-HR WM / Waste Management, Inc. Put 0.00 200 0
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 2.11 123,725 74,525 -39.77 333 157 -52.85
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.62 29,000 29,000 0.00 674 656 -2.67
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.85 88,278 96,902 9.77 3,973 4,831 21.60
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 20.98 17,509 16,490 -5.82 345 346 0.29
2017‑09‑30 13F-HR VTR / Ventas, Inc. 63.72 12,658 10,938 -13.59 886 697 -21.33
2017‑09‑30 13F-HR WCN / Waste Connections, Inc. 70.68 3,596 3,551 -1.25 232 251 8.19
2017‑09‑30 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.33 16,674 16,855 1.09 178 191 7.30
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.17 19,614 16,303 -16.88 894 769 -13.98
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.81 19,436 19,593 0.81 1,519 1,505 -0.92
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 19.40 25,739 25,058 -2.65 498 486 -2.41
2017‑09‑30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 6.34 33,755 33,755 0.00 208 214 2.88
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 63.24 6,019 5,819 -3.32 368 368 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 79.23 21,561 23,842 10.58 1,625 1,889 16.25
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.59 28,390 27,596 -2.80 1,584 1,534 -3.16
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.24 40,040 44,238 10.48 215 232 7.91
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.47 78,025 86,175 10.45 456 471 3.29
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.48 187,634 188,723 0.58 1,569 1,600 1.98
2017‑09‑30 13F-HR VLY / Valley National Bancorp 12.07 13,523 13,508 -0.11 164 163 -0.61
2017‑09‑30 13F-HR DEO / Diageo plc 131.76 6,190 5,586 -9.76 738 736 -0.27
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 972.02 6,337 5,683 -10.32 5,827 5,524 -5.20
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 123.68 19,925 18,580 -6.75 2,537 2,298 -9.42
2017‑09‑30 13F-HR MMM / 3M Co. 214.55 31,603 21,878 -30.77 6,631 4,694 -29.21
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63.38 9,414 9,199 -2.28 567 583 2.82
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.91 32,159 32,009 -0.47 2,591 2,590 -0.04
2017‑09‑30 13F-HR CHFC / Chemical Financial Corp. 52.97 8,736 9,119 4.38 434 483 11.29
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.56 81,389 30,681 -62.30 845 324 -61.66
2017‑09‑30 13F-HR PDM / Piedmont Office Realty Trust, Inc. 20.16 14,574 13,588 -6.77 312 274 -12.18
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.68 22,260 21,496 -3.43 502 466 -7.17
2017‑09‑30 13F-HR INTC / Intel Corp. 39.38 93,240 93,112 -0.14 3,120 3,667 17.53
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.97 25,126 25,126 0.00 354 351 -0.85
2017‑09‑30 13F-HR AET / Aetna, Inc. 163.14 1,781 1,937 8.76 271 316 16.61
2017‑09‑30 13F-HR MBFI / MB Financial, Inc. 45.69 6,952 7,397 6.40 312 338 8.33
2017‑09‑30 13F-HR OXLCO / Oxford Lane Capital Corp. 10.36 11,100 11,100 0.00 115 115 0.00
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 149.67 2,302 2,432 5.65 332 364 9.64
2017‑09‑30 13F-HR RDNT / RadNet, Inc. 11.60 16,796 13,796 -17.86 132 160 21.21
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 65.34 6,612 6,673 0.92 428 436 1.87
2017‑09‑30 13F-HR JCE / Nuveen Core Equity Alpha Fund 15.49 10,666 10,585 -0.76 158 164 3.80
2017‑09‑30 13F-HR PSA / Public Storage 213.09 1,910 1,910 0.00 406 407 0.25
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 18.13 47,032 22,063 -53.09 846 400 -52.72
2017‑09‑30 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.52 25,160 30,749 22.21 215 262 21.86
2017‑09‑30 13F-HR EIX / Edison International 77.07 5,413 5,242 -3.16 418 404 -3.35
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.25 13,515 13,515 0.00 98 98 0.00
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.77 152,190 146,828 -3.52 4,805 4,371 -9.03
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.35 17,229 17,314 0.49 576 612 6.25
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.84 4,910 4,917 0.14 685 722 5.40
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.63 46,064 46,157 0.20 654 583 -10.86
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.10 19,639 21,565 9.81 99 110 11.11
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.55 61,302 57,592 -6.05 461 435 -5.64
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.27 3,598 3,642 1.22 453 489 7.95
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.90 14,522 14,499 -0.16 799 912 14.14
2017‑09‑30 13F-HR PX / Praxair, Inc. 142.66 0 1,423 0 203
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.85 14,472 16,234 12.18 217 241 11.06
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.30 79,720 106,909 34.11 700 887 26.71
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.33 17,083 17,037 -0.27 655 653 -0.31
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.04 9,137 9,396 2.83 502 489 -2.59
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 57.94 110,990 92,555 -16.61 5,795 5,363 -7.45
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 95.34 3,099 4,017 29.62 267 383 43.45
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.80 118,165 117,610 -0.47 1,620 1,623 0.19
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92.12 154,038 156,749 1.76 13,515 14,440 6.84
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.46 110,346 114,455 3.72 2,299 2,456 6.83
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 132.03 2,401 2,401 0.00 254 317 24.80
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.26 74,024 76,329 3.11 5,046 5,668 12.33
2017‑09‑30 13F-HR SGZA / Selective Insurance Group, Inc. 54.89 46,186 44,868 -2.85 2,362 2,463 4.28
2017‑09‑30 13F-HR FB / Facebook, Inc. 169.96 39,217 37,191 -5.17 5,821 6,321 8.59
2017‑09‑30 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.75 34,821 45,204 29.82 691 938 35.75
2017‑09‑30 13F-HR CVGW / Calavo Growers, Inc. 74.13 8,684 10,940 25.98 599 811 35.39
2017‑09‑30 13F-HR RIO / Rio Tinto plc 48.30 5,290 4,990 -5.67 231 241 4.33
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 348.05 3,919 3,919 0.00 1,382 1,364 -1.30
2017‑09‑30 13F-HR SRE / Sempra Energy 114.00 2,527 2,965 17.33 284 338 19.01
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.85 11,800 11,800 0.00 184 187 1.63
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.86 26,150 27,132 3.76 3,988 4,256 6.72
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.22 12,644 10,806 -14.54 668 694 3.89
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.42 15,364 15,587 1.45 441 443 0.45
2017‑09‑30 13F-HR CIM / Chimera Investment Corp. 19.08 188,569 217,718 15.46 3,566 4,154 16.49
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 81.79 2,698 2,702 0.15 211 221 4.74
2017‑09‑30 13F-HR XBHKX / BlackRock Core Bond Trust 14.07 18,204 19,404 6.59 253 273 7.91
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.03 16,559 17,427 5.24 539 471 -12.62
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.92 25,786 25,799 0.05 390 385 -1.28
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.74 74,255 47,775 -35.66 601 322 -46.42
2017‑09‑30 13F-HR HYB / New America High Income Fund, Inc. 9.92 12,643 12,601 -0.33 120 125 4.17
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.07 25,750 12,350 -52.04 219 112 -48.86
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 38.44 56,927 57,524 1.05 1,986 2,211 11.33
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 104.29 2,538 2,445 -3.66 300 255 -15.00
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 102.49 2,269 2,732 20.41 216 280 29.63
2017‑09‑30 13F-HR DE / Deere & Co. 128.14 3,988 4,097 2.73 498 525 5.42
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.18 12,547 11,604 -7.52 903 826 -8.53
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 38.86 34,680 33,580 -3.17 987 1,305 32.22
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.79 22,275 22,275 0.00 234 218 -6.84
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.23 0 67,860 0 355
2017‑09‑30 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.09 48,449 44,538 -8.07 841 761 -9.51
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.64 6,691 7,637 14.14 428 486 13.55
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.47 67,280 67,435 0.23 1,025 1,043 1.76
2017‑09‑30 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.18 12,757 13,203 3.50 162 174 7.41
2017‑09‑30 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 9.21 10,800 15,095 39.77 103 139 34.95
2017‑09‑30 13F-HR COP / ConocoPhillips 49.23 33,884 25,674 -24.23 1,547 1,264 -18.29
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,868.53 226 251 11.06 417 469 12.47
2017‑09‑30 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 5.25 36,000 32,000 -11.11 210 168 -20.00
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 21.58 18,250 19,373 6.15 413 418 1.21
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.89 5,165 5,165 0.00 228 237 3.95
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 19.59 15,612 17,048 9.20 323 334 3.41
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.23 32,707 36,540 11.72 680 666 -2.06
2017‑09‑30 13F-HR CINF / Cincinnati Financial Corp. 77.21 6,448 6,683 3.64 471 516 9.55
2017‑09‑30 13F-HR LJPC / La Jolla Pharmaceutical Co. 34.63 17,425 15,650 -10.19 523 542 3.63
2017‑09‑30 13F-HR SO / Southern Co. (The) 48.79 43,623 41,154 -5.66 2,079 2,008 -3.42
2017‑09‑30 13F-HR AMGN / Amgen Inc. 187.21 6,774 8,365 23.49 1,171 1,566 33.73
2017‑09‑30 13F-HR GOF / Guggenheim Strategic Opportunities Fund 21.24 17,644 31,734 79.86 374 674 80.21
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.60 4,488 4,397 -2.03 575 671 16.70
2017‑09‑30 13F-HR XON / Intrexon Corp. 19.45 12,958 12,958 0.00 316 252 -20.25
2017‑09‑30 13F-HR DOV / Dover Corp. 93.14 2,910 2,931 0.72 239 273 14.23
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. 35.01 8,030 5,770 -28.14 228 202 -11.40
2017‑09‑30 13F-HR CVS / CVS Health Corporation 80.88 17,646 15,924 -9.76 1,423 1,288 -9.49
2017‑09‑30 13F-HR NVS / Novartis AG 86.65 4,735 5,782 22.11 396 501 26.52
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.45 144,945 128,044 -11.66 1,499 1,338 -10.74
2017‑09‑30 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 7.94 198,789 200,023 0.62 1,574 1,588 0.89
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.90 6,448 7,103 10.16 404 461 14.11
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.94 2,778 5,597 101.48 209 509 143.54
2017‑09‑30 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.76 23,646 19,476 -17.64 242 190 -21.49
2017‑09‑30 13F-HR GIM / Templeton Global Income Fund 6.77 21,408 27,189 27.00 143 184 28.67
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 49.16 5,823 4,923 -15.46 203 242 19.21
2017‑09‑30 13F-HR SON / Sonoco Products Co. 51.62 12,647 12,690 0.34 652 655 0.46
2017‑09‑30 13F-HR ERF / Enerplus Corporation 9.59 21,715 16,680 -23.19 182 160 -12.09
2017‑09‑30 13F-HR V / Visa, Inc. 105.59 22,162 23,279 5.04 2,069 2,458 18.80
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 179.34 6,600 6,630 0.45 920 1,189 29.24
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 89.70 50,388 50,511 0.24 3,649 4,531 24.17
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.24 101,011 101,575 0.56 2,268 2,361 4.10
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.63 29,719 27,145 -8.66 363 397 9.37
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.17 47,446 49,048 3.38 618 646 4.53
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.81 8,349 9,009 7.91 705 701 -0.57
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.49 4,000 4,166 4.15 267 302 13.11
2017‑09‑30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 22.28 16,950 18,219 7.49 365 406 11.23
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 193.73 1,762 1,817 3.12 343 352 2.62
2017‑09‑30 13F-HR CTT / CatchMark Timber Trust, Inc. 12.65 19,186 16,043 -16.38 221 203 -8.14
2017‑09‑30 13F-HR WM / Waste Management, Inc. 79.28 23,580 23,877 1.26 1,731 1,893 9.36
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.25 12,711 13,181 3.70 877 926 5.59
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 450.58 1,076 1,629 51.39 461 734 59.22
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.99 64,793 67,050 3.48 3,774 3,620 -4.08
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 26.67 9,833 9,788 -0.46 258 261 1.16
2017‑09‑30 13F-HR DCI / Donaldson Co., Inc. 46.54 11,925 11,925 0.00 543 555 2.21
2017‑09‑30 13F-HR REG / Regency Centers Corp. 62.35 5,092 5,052 -0.79 325 315 -3.08
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.08 9,858 11,334 14.97 660 783 18.64
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.15 142,383 141,124 -0.88 628 586 -6.69
2017‑09‑30 13F-HR BME / BlackRock Health Sciences Trust 36.88 9,950 9,600 -3.52 367 354 -3.54
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 373.81 14,795 840 -94.32 5,226 314 -93.99
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.90 21,304 23,169 8.75 293 322 9.90
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 290.91 2,191 2,530 15.47 565 736 30.27
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 44.92 21,316 20,504 -3.81 932 921 -1.18
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 68.04 10,509 10,700 1.82 708 728 2.82
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.91 0 3,450 0 255
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.37 63,500 63,500 0.00 855 849 -0.70
2017‑09‑30 13F-HR HUB.A / Hubbell Inc 117.32 1,807 1,807 0.00 205 212 3.41
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 34.24 14,601 14,342 -1.77 495 491 -0.81
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 90.73 0 3,075 0 279
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 49.10 9,125 9,246 1.33 404 454 12.38
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77.52 5,547 5,934 6.98 377 460 22.02
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.60 75,007 74,462 -0.73 404 417 3.22
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.28 31,990 31,990 0.00 277 329 18.77
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.45 11,811 13,002 10.08 873 942 7.90
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.66 47,906 49,915 4.19 1,014 1,031 1.68
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.75 25,447 25,482 0.14 268 274 2.24
2017‑09‑30 13F-HR BA / Boeing Company (The) 255.46 23,743 23,910 0.70 4,715 6,108 29.54
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 58.54 8,824 7,755 -12.11 548 454 -17.15
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 65.76 52,195 71,090 36.20 6,381 4,675 -26.74
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 63.91 3,716 4,225 13.70 228 270 18.42
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 90.07 3,140 3,253 3.60 240 293 22.08
2017‑09‑30 13F-HR NJR / New Jersey Resources Corp. 42.85 8,256 8,145 -1.34 330 349 5.76
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.97 4,851 4,864 0.27 282 316 12.06
2017‑09‑30 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.57 10,105 10,148 0.43 218 229 5.05
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 25.09 112,521 104,428 -7.19 2,783 2,620 -5.86
2017‑09‑30 13F-HR SIR / Select Income REIT 23.93 15,998 16,423 2.66 387 393 1.55
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.33 35,231 35,654 1.20 1,944 1,830 -5.86
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.01 9,526 7,642 -19.78 561 428 -23.71
2017‑09‑30 13F-HR BIIB / Biogen Inc. 317.28 1,219 1,765 44.79 332 560 68.67
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 6,630 0 -100.00 715 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 14,425 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 2,486 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 172,821 0 -100.00 3,462 0 -100.00
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 4,881 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / EM MRK LOW VOL (73937B662) 26,148 0 -100.00 625 0 -100.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 201,830 0 -100.00 9,030 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 17,983 0 -100.00 1,610 0 -100.00
2017‑09‑30 13F-HR CSF / Victory Portfolios II 6,588 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 13,005 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR ADVISORSHARES TR / RANGER EQUITY BE (00768Y883) 102,151 0 -100.00 870 0 -100.00
2017‑09‑30 13F-HR SGDJ / Sprott Junior Gold Miners ETF 27,688 0 -100.00 897 0 -100.00
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 9,465 0 -100.00 1,176 0 -100.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 6,803 0 -100.00 431 0 -100.00
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 7,974 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 3,090 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / NAS100 EQL WGT (25459Y207) 60,297 0 -100.00 2,381 0 -100.00
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 3,425 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 16,368 0 -100.00 406 0 -100.00
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 5,399 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR FFIDX / Fidelity 9,446 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 86,180 0 -100.00 2,531 0 -100.00
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 4,210 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / DORSEY WRIGHT (33738R878) 9,370 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FST LOW OPPT EFT (33739Q200) 6,546 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / DORSEY WRIGHT (33738R886) 24,468 0 -100.00 482 0 -100.00
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 10,981 0 -100.00 479 0 -100.00
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 4,085 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 99,113 0 -100.00 24,171 0 -100.00
2017‑09‑30 13F-HR IXN / iShares Global Tech ETF 14,733 0 -100.00 1,913 0 -100.00
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 9,628 0 -100.00 535 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 17,999 0 -100.00 2,240 0 -100.00
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 9,613 0 -100.00 815 0 -100.00
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 18,641 0 -100.00 3,104 0 -100.00
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 9,031 0 -100.00 925 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / CORE S&P VLU ETF (464287663) 24,493 0 -100.00 1,258 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / GLB CNS DISC ETF (464288745) 2,345 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR IEUR / iShares Core MSCI Europe ETF 9,440 0 -100.00 442 0 -100.00
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 16,848 0 -100.00 2,051 0 -100.00
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 1,879 0 -100.00 268 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / MRNGSTR LG-CP VL (464288109) 2,355 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / MRGSTR MD CP VAL (464288406) 3,952 0 -100.00 590 0 -100.00
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 17,526 0 -100.00 1,006 0 -100.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 41,235 0 -100.00 3,627 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / USA QUALITY FCTR (46432F339) 3,129 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR IPAC / iShares Core MSCI Pacific ETF 26,501 0 -100.00 1,428 0 -100.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 6,636 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA SILVER NEW (74347W353) 6,965 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 32,752 0 -100.00 1,798 0 -100.00
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 17,182 0 -100.00 1,177 0 -100.00
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 48,179 0 -100.00 2,492 0 -100.00
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 18,171 0 -100.00 1,066 0 -100.00
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 3,703 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUGGENHM S&P 400 (78355W577) 7,602 0 -100.00 456 0 -100.00
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 62,011 0 -100.00 3,992 0 -100.00
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 3,593 0 -100.00 505 0 -100.00
2017‑09‑30 13F-HR IPK / SPDR S&P International Technology Sector ETF 12,315 0 -100.00 521 0 -100.00
2017‑09‑30 13F-HR IPD / SPDR S&P International Consumer Discretionary Sector ETF 7,809 0 -100.00 310 0 -100.00
2017‑09‑30 13F-HR SPYV / SPDR S&P 500 Value ETF 7,161 0 -100.00 819 0 -100.00
2017‑09‑30 13F-HR ELG / SPDR Series Trust 7,070 0 -100.00 689 0 -100.00
2017‑09‑30 13F-HR EMM / SPDR Series Trust 9,827 0 -100.00 555 0 -100.00
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 61,865 0 -100.00 2,336 0 -100.00
2017‑09‑30 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 5,756 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 63,687 0 -100.00 7,393 0 -100.00
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 2,710 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 27,012 0 -100.00 1,041 0 -100.00
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 88,049 0 -100.00 18,886 0 -100.00
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 12,087 0 -100.00 447 0 -100.00
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48,175 0 -100.00 2,356 0 -100.00
2017‑09‑30 13F-HR SSGA ACTIVE ETF TR / MFS SYS VAL EQ (78467V871) 9,496 0 -100.00 570 0 -100.00
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 8,370 0 -100.00 322 0 -100.00
2017‑09‑30 13F-HR GEX / VanEck Vectors ETF TR 3,399 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 4,835 0 -100.00 623 0 -100.00
2017‑09‑30 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 4,170 0 -100.00 493 0 -100.00
2017‑09‑30 13F-HR MOAT / VanEck Vectors ETF TR 136,552 0 -100.00 5,426 0 -100.00
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 20,158 0 -100.00 1,870 0 -100.00
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 29,208 0 -100.00 2,380 0 -100.00
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 320,118 0 -100.00 17,354 0 -100.00
2017‑09‑30 13F-HR UHS / Universal Health Services, Inc. 1,712 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 6,209 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 194,160 0 -100.00 1,868 0 -100.00
2017‑09‑30 13F-HR VONV / Vanguard Russell 1000 Value ETF 14,549 0 -100.00 1,483 0 -100.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 60,438 0 -100.00 5,613 0 -100.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54,154 0 -100.00 2,712 0 -100.00
2017‑09‑30 13F-HR VGIT / Vanguard Intermediate-Term Government Bond Index Fund 33,795 0 -100.00 2,178 0 -100.00
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 202,202 0 -100.00 19,652 0 -100.00
2017‑09‑30 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 39,216 0 -100.00 2,058 0 -100.00
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 32,476 0 -100.00 2,830 0 -100.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 106,519 0 -100.00 4,369 0 -100.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 28,556 0 -100.00 3,545 0 -100.00
2017‑09‑30 13F-HR VYMI / Vanguard International High Dividend Yield ETF 4,356 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 19,713 0 -100.00 2,028 0 -100.00
2017‑09‑30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 6,196 0 -100.00 425 0 -100.00
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 12,113 0 -100.00 1,565 0 -100.00
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 41,661 0 -100.00 5,904 0 -100.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 33,829 0 -100.00 4,998 0 -100.00
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 7,281 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 9,550 0 -100.00 667 0 -100.00
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 13,152 0 -100.00 1,495 0 -100.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 43,607 0 -100.00 13,956 0 -100.00
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 3,520 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 4,709 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 42,638 0 -100.00 2,594 0 -100.00
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 46,061 0 -100.00 4,589 0 -100.00
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 17,905 0 -100.00 2,586 0 -100.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 2,813 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 5,176 0 -100.00 635 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 4,506 0 -100.00 498 0 -100.00
2017‑09‑30 13F-HR DVYE / iShares Emerging Markets Dividend ETF 91,294 0 -100.00 3,675 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 9,332 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR MBB / iShares MBS ETF 3,892 0 -100.00 414 0 -100.00
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 21,745 0 -100.00 1,220 0 -100.00
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 5,717 0 -100.00 517 0 -100.00
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 12,273 0 -100.00 2,084 0 -100.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 68,276 0 -100.00 3,375 0 -100.00
2017‑09‑30 13F-HR FIRST TR EXCH TRADED FD III / RIVRFRNT DYN DEV (33739P608) 5,516 0 -100.00 332 0 -100.00
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 2,621 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR IYC / iShares U.S. Consumer Services ETF 6,196 0 -100.00 1,014 0 -100.00
2017‑09‑30 13F-HR IFXAF / Ishare FTSE/Xinhua A50 China Tracker (Hong Kong) 59,507 0 -100.00 1,871 0 -100.00
2017‑09‑30 13F-HR EXCHANGE TRADED CONCEPTS TR / ROBO GLB ETF (301505707) 47,393 0 -100.00 1,617 0 -100.00
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.84 16,369 16,466 0.59 188 195 3.72
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 58,711 0 -100.00 2,745 0 -100.00
2017‑09‑30 13F-HR CIL / Victory Portfolios II 7,439 0 -100.00 328 0 -100.00