InvestorNational Asset Management, Inc.
Portfolio Value $ 1,490,773,000
Current Positions640
Opened Positions5
Closed Positions45


Latest Holdings, Performance, AUM (from 13F, 13D)

National Asset Management, Inc. has disclosed 640 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,490,773,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

National Asset Management, Inc.'s top holdings are Apple, Inc. (NASDAQ:AAPL) , Vanguard FTSE Developed Markets ETF (NYSE:VEA) , Facebook, Inc. (NASDAQ:FB) , Vanguard Total International Bond ETF (NASDAQ:BNDX) , and Vanguard Short-Term Bond ETF (NYSE:BSV) . National Asset Management, Inc.'s new positions include Vanguard S&P Mid-Cap 400 Growth ETF (NYSE:IVOG) , Capital Southwest Corp. (NASDAQ:CSWC) , Adamas Pharmaceuticals, Inc. (NASDAQ:ADMS) , Catalyst Biosciences Inc. (NASDAQ:CBIO) , and Pacer TrendpilotTM European Index ETF (BATS:PTEU) .

All National Asset Management, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 15, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR MMM / 3M Co. 236.31 2,401 2,793 16.33 505 660 30.69
2017-12-31 13F-HR ACN / Accenture plc 153.33 7,865 7,246 -7.87 1,063 1,111 4.52
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.39 5,545 6,608 19.17 828 1,159 39.98
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.70 6,346 6,337 -0.14 515 429 -16.70
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.11 7,125 300
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.10 10,328 63
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.80 100,010 280
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 33.90 38,700 1,312
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.92 0 13,845 0 165
2017-12-31 13F-HR BBT / BB&T Corp. 49.73 13,817 9,210 -33.34 649 458 -29.43
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.40 26,709 438
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 215.26 1,024 1,101 7.52 202 237 17.33
2017-12-31 13F-HR BL / BlackLine, Inc. 32.86 13,025 428
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NY QLTY / (09255C106) 13.43 15,270 205
2017-12-31 13F-HR MYJ / BlackRock MuniYield New Jersey Fund, Inc. 15.83 0 12,000 0 190
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.05 26,888 41,746 55.26 898 1,338 49.00
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.20 11,065 10,068 -9.01 161 153 -4.97
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.78 128,857 124,673 -3.25 1,146 1,219 6.37
2017-12-31 13F-HR BMS / Bemis Co., Inc. 47.85 10,832 10,429 -3.72 494 499 1.01
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.09 61,359 720,188 1,073.73 626 7,987 1,175.88
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.84 0 2,474 0 247
2017-12-31 13F-HR CBIO / Catalyst Biosciences Inc. 13.65 62,500 853
2017-12-31 13F-HR CB / Chubb Ltd 146.18 0 13,141 0 1,921
2017-12-31 13F-HR CVX / Chevron Corp. 125.23 31,897 31,599 -0.93 3,751 3,957 5.49
2017-12-31 13F-HR CE / Celanese Corp. 107.29 4,693 4,567 -2.68 491 490 -0.20
2017-12-31 13F-HR CLIR / ClearSign Combustion Corp 3.62 88,430 83,530 -5.54 315 302 -4.13
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 85.03 9,883 9,750 -1.35 798 829 3.88
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.10 54,138 48,256 -10.86 2,084 1,935 -7.15
2017-12-31 13F-HR CMI / Cummins, Inc. 176.94 1,363 3,391 148.79 230 600 160.87
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.16 57,434 354
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.39 10,423 150
2017-12-31 13F-HR CSWC / Capital Southwest Corp. 16.56 79,399 1,315
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.81 2,087 2,312 10.78 417 529 26.86
2017-12-31 13F-HR DSKE / Daseke, Inc. 14.32 25,000 358
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.23 24,700 302
2017-12-31 13F-HR RACE / Ferrari N.V. 104.93 2,809 2,802 -0.25 311 294 -5.47
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 39.07 5,298 207
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 15.52 0 30,991 0 481
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.57 24,746 410
2017-12-31 13F-HR GBIL / Goldman Sachs Treasury Access 0-1 Year ETF 100.14 3,515 352
2017-12-31 13F-HR APPS / Digital Turbine, Inc. 1.79 24,000 43
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.68 18,275 250
2017-12-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 50.90 4,558 232
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.57 20,881 21,634 3.61 2,532 2,630 3.87
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.38 50,528 777
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 128.09 0 1,741 0 223
2017-12-31 13F-HR MFC / Manulife Financial Corp. 20.85 22,165 19,716 -11.05 451 411 -8.87
2017-12-31 13F-HR MKSI / MKS Instruments, Inc. 95.09 2,934 279
2017-12-31 13F-HR PTEU / Pacer TrendpilotTM European Index ETF 30.71 26,766 822
2017-12-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 16.08 10,139 163
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 49,572 53,174 7.27 1,674 1,797 7.35
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.79 0 163,011 0 8,605
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.09 5,234 22,968 338.82 274 1,472 437.23
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.93 34,759 35,199 1.27 3,164 3,236 2.28
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.15 0 9,114 0 211
2017-12-31 13F-HR SNY / Sanofi 43.10 18,862 17,563 -6.89 940 757 -19.47
2017-12-31 13F-HR TREE / LendingTree, Inc. 341.31 627 214
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.91 8,182 8,691 6.22 465 512 10.11
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.74 22,331 26,811 20.06 834 985 18.11
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 133.10 5,242 5,184 -1.11 683 690 1.02
2017-12-31 13F-HR BANX / StoneCastle Financial Corporation 20.13 11,300 13,959 23.53 234 281 20.09
2017-12-31 13F-HR SYY / SYSCO Corp. 60.94 13,242 10,322 -22.05 716 629 -12.15
2017-12-31 13F-HR TK / Teekay Corp. 9.32 12,233 114
2017-12-31 13F-HR TGT / Target Corp. 65.36 0 7,727 0 505
2017-12-31 13F-HR TLGT / Teligent, Inc. New 3.70 12,700 47
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.58 13,067 16,867 29.08 1,173 1,764 50.38
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.94 3,380 3,263 -3.46 347 300 -13.54
2017-12-31 13F-HR TOT / Total S.A. 55.42 6,350 6,875 8.27 341 381 11.73
2017-12-31 13F-HR TRU / TransUnion 55.12 5,026 5,134 2.15 239 283 18.41
2017-12-31 13F-HR UTX / United Technologies Corp. 127.64 16,026 17,166 7.11 1,863 2,191 17.61
2017-12-31 13F-HR URI / United Rentals, Inc. 172.50 0 2,116 0 365
2017-12-31 13F-HR MSCI / MSCI, Inc. 126.93 2,206 280
2017-12-31 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 133.13 13,115 1,746
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.93 14,200 70
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.40 36,658 308
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.96 17,388 121
2017-12-31 13F-HR PEP / PepsiCo, Inc. 120.02 14,983 16,705 11.49 1,671 2,005 19.99
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.70 6,068 6,871 13.23 669 795 18.83
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.49 5,256 3,184 -39.42 541 355 -34.38
2017-12-31 13F-HR VUZI / Vuzix Corp 6.32 12,500 79
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.55 325,926 5,068
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.17 18,903 419
2017-12-31 13F-HR HCN / Welltower Inc. 64.20 0 3,458 0 222
2017-12-31 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 2.84 65,402 186
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 510,218 3,955
2017-12-31 13F-HR INTC / Intel Corp. 46.18 59,162 68,273 15.40 2,254 3,153 39.88
2017-12-31 13F-HR PGH / Pengrowth Energy Corp. 0.82 0 28,161 0 23
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.81 1,537 1,626 5.79 525 507 -3.43
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 146.28 0 1,627 0 238
2017-12-31 13F-HR JKF / iShares Morningstar Large-Cap Value ETF 105.62 5,642 5,643 0.02 562 596 6.05
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.61 5,845 17,347 196.78 299 878 193.65
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.08 50,870 48,790 -4.09 1,975 1,858 -5.92
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.79 0 5,147 0 282
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 170.12 2,608 2,122 -18.63 389 361 -7.20
2017-12-31 13F-HR FNB / F.N.B. Corp. 13.89 26,568 19,941 -24.94 374 277 -25.94
2017-12-31 13F-HR PSX / Phillips 66 101.18 16,839 16,268 -3.39 1,544 1,646 6.61
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.62 0 10,572 0 70
2017-12-31 13F-HR MNR / Monmouth Real Estate Investment Corp. 17.88 14,869 13,703 -7.84 242 245 1.24
2017-12-31 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 156.54 1,522 1,514 -0.53 223 237 6.28
2017-12-31 13F-HR BLV / Vanguard Long-Term Bond ETF 95.11 39,114 45,663 16.74 3,668 4,343 18.40
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.77 4,403 4,981 13.13 1,045 1,269 21.44
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.16 12,323 11,546 -6.31 585 556 -4.96
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.60 7,699 6,966 -9.52 1,119 1,070 -4.38
2017-12-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 34.73 13,341 14,827 11.14 418 515 23.21
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.07 12,376 12,342 -0.27 239 223 -6.69
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.33 38,443 48,972 27.39 205 261 27.32
2017-12-31 13F-HR C / Citigroup, Inc. 74.43 36,631 37,122 1.34 2,665 2,763 3.68
2017-12-31 13F-HR CSX / CSX Corp. 55.07 16,941 13,638 -19.50 920 751 -18.37
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.54 0 20,896 0 262
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.87 1,473 1,526 3.60 258 305 18.22
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 95.14 3,131 6,065 93.71 261 577 121.07
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.04 0 21,140 0 2,136
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.27 5,684 6,152 8.23 311 340 9.32
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 3,641 0 -100.00 208 0 -100.00
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 4,432 0 -100.00 205 0 -100.00
2017-12-31 13F-HR EA / Electronic Arts Inc. 2,657 0 -100.00 314 0 -100.00
2017-12-31 13F-HR MGM / MGM Resorts International 7,021 0 -100.00 229 0 -100.00
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. 11,750 0 -100.00 45 0 -100.00
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 35,405 0 -100.00 196 0 -100.00
2017-12-31 13F-HR SYMX / Synthesis Energy Systems, Inc. 405,700 0 -100.00 220 0 -100.00
2017-12-31 13F-HR USO / United States Oil Fund, LP 70,627 0 -100.00 737 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 3,181 0 -100.00 303 0 -100.00
2017-12-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 13,124 0 -100.00 252 0 -100.00
2017-12-31 13F-HR ESNC / EnSync, Inc. 15,500 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ZN / Zion Oil & Gas, Inc. 12,676 0 -100.00 44 0 -100.00
2017-12-31 13F-HR ASMB / Assembly Biosciences, Inc. 8,850 0 -100.00 310 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.74 26,191 27,745 5.93 2,329 2,684 15.24
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.40 16,839 16,609 -1.37 1,087 1,053 -3.13
2017-12-31 13F-HR AET / Aetna, Inc. 180.88 2,849 3,494 22.64 454 632 39.21
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.63 1,549 1,968 27.05 235 324 37.87
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.98 6,438 5,967 -7.32 525 525 0.00
2017-12-31 13F-HR ALB / Albemarle Corp. 128.23 4,404 3,556 -19.26 601 456 -24.13
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 120.04 3,397 3,299 -2.88 477 396 -16.98
2017-12-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.68 151,200 158,322 4.71 344 425 23.55
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 0 25,732 0 4,437
2017-12-31 13F-HR ALJJ / ALJ Regional Holdings, Inc. 3.19 15,044 15,044 0.00 53 48 -9.43
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.05 11,758 11,766 0.07 84 83 -1.19
2017-12-31 13F-HR AGN / Allergan plc 163.79 8,848 8,468 -4.29 1,814 1,387 -23.54
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.17 2,351 2,924 24.37 2,254 3,059 35.71
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 52,331 550,967 952.85 347 3,714 970.32
2017-12-31 13F-HR MO / Altria Group, Inc. 71.42 72,030 72,050 0.03 4,571 5,146 12.58
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.24 0 4,527 0 404
2017-12-31 13F-HR AMGN / Amgen Inc. 174.15 6,283 7,861 25.12 1,173 1,369 16.71
2017-12-31 13F-HR AIG / American International Group, Inc. 59.83 6,544 6,301 -3.71 403 377 -6.45
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.80 9,887 6,992 -29.28 696 516 -25.86
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.79 7,998 8,587 7.36 7,690 10,045 30.62
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.62 1,269 299
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.27 7,958 7,793 -2.07 265 306 15.47
2017-12-31 13F-HR APLE / Apple Hospitality REIT, Inc. 19.64 0 50,612 0 994
2017-12-31 13F-HR AAPL / Apple, Inc. 169.25 119,375 118,728 -0.54 18,402 20,095 9.20
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.50 0 7,074 0 237
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.78 10,852 13,881 27.91 178 219 23.03
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.39 21,172 29,702 40.29 53 71 33.96
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.31 5,222 5,805 11.16 571 681 19.26
2017-12-31 13F-HR T / AT & T, Inc. 38.89 153,741 173,652 12.95 6,024 6,754 12.12
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.37 0 6,701 0 237
2017-12-31 13F-HR BIDU / Baidu, Inc. 236.45 863 867 0.46 215 205 -4.65
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 4.41 0 22,450 0 99
2017-12-31 13F-HR ABT / Abbott Laboratories 57.13 21,313 21,441 0.60 1,138 1,225 7.64
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,319.23 260 260 0.00 338 343 1.48
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.30 18,475 10,875 -41.14 236 112 -52.54
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.93 21,457 11,885 -44.61 1,138 641 -43.67
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.58 8,735 4,477 -48.75 707 410 -42.01
2017-12-31 13F-HR AXP / American Express Co. 99.73 5,581 3,389 -39.28 507 338 -33.33
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.20 0 2,768 0 222
2017-12-31 13F-HR ATXI / Avenue Therapeutics Inc. 3.62 15,000 55,500 270.00 83 201 142.17
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.77 11,382 13,030 14.48 386 453 17.36
2017-12-31 13F-HR APA / Apache Corp. 42.30 28,486 29,908 4.99 1,306 1,265 -3.14
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.24 10,477 11,768 12.32 547 603 10.24
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 92.03 6,423 6,009 -6.45 532 553 3.95
2017-12-31 13F-HR BBG / Bill Barrett Corp. 5.15 0 61,800 0 318
2017-12-31 13F-HR BB / Blackberry Limited 11.20 0 12,500 0 140
2017-12-31 13F-HR BIIB / Biogen Inc. 319.77 1,398 1,229 -12.09 438 393 -10.27
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.95 15,126 14,153 -6.43 157 155 -1.27
2017-12-31 13F-HR BZUN / Baozun Inc. 31.64 11,321 11,251 -0.62 371 356 -4.04
2017-12-31 13F-HR BLK / BlackRock, Inc. 514.81 1,153 1,148 -0.43 516 591 14.53
2017-12-31 13F-HR CERN / Cerner Corp. 67.80 3,287 2,994 -8.91 236 203 -13.98
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.72 26,956 31,884 18.28 511 533 4.31
2017-12-31 13F-HR CHL / China Mobile Ltd. 50.88 4,651 4,068 -12.53 236 207 -12.29
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.33 67,617 82,943 22.67 2,276 3,179 39.67
2017-12-31 13F-HR CLX / Clorox Company (The) 150.40 0 1,383 0 208
2017-12-31 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 21.13 13,673 13,722 0.36 293 290 -1.02
2017-12-31 13F-HR KO / Coca Cola Co. 45.89 70,528 72,762 3.17 3,177 3,339 5.10
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.19 0 5,380 0 383
2017-12-31 13F-HR COHR / Coherent, Inc. 282.64 1,808 1,578 -12.72 426 446 4.69
2017-12-31 13F-HR CGNX / Cognex Corp. 61.23 3,798 7,431 95.66 420 455 8.33
2017-12-31 13F-HR CME / CME Group, Inc. 146.17 5,945 5,993 0.81 807 876 8.55
2017-12-31 13F-HR GLW / Corning, Inc. 32.03 12,979 9,024 -30.47 389 289 -25.71
2017-12-31 13F-HR COP / ConocoPhillips 54.90 21,504 22,421 4.26 1,077 1,231 14.30
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.12 5,529 6,469 17.00 909 1,204 32.45
2017-12-31 13F-HR CVS / CVS Health Corporation 72.80 8,149 7,610 -6.61 665 554 -16.69
2017-12-31 13F-HR CONE / CyrusOne Inc. 59.63 12,241 12,528 2.34 723 747 3.32
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.33 64,822 65,927 1.70 4,135 4,043 -2.22
2017-12-31 13F-HR BP / BP Plc 42.04 70,142 57,846 -17.53 2,697 2,432 -9.83
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.91 6,191 7,301 17.93 245 306 24.90
2017-12-31 13F-HR DHR / Danaher Corp. 92.93 3,687 3,820 3.61 317 355 11.99
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.48 6,873 6,609 -3.84 432 446 3.24
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.18 7,396 8,740 18.17 358 491 37.15
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.71 5,115 5,115 0.00 415 464 11.81
2017-12-31 13F-HR AVGO / Broadcom Limited 257.02 11,172 12,030 7.68 2,711 3,092 14.05
2017-12-31 13F-HR CLEARSIGN COMBUSTION CORP / *W EXP 01/25/201 (185064110) 1.04 18,200 19
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 19,447 26,285 35.16 2,836 2,743 -3.28
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 10.32 79,339 11,723 -85.22 1,004 121 -87.95
2017-12-31 13F-HR CHW / Calamos Global Dynamic Income Fund 9.08 70,801 97,120 37.17 641 882 37.60
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.70 5,909 6,335 7.21 739 999 35.18
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.51 0 5,576 0 343
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.65 11,475 79,339 591.41 120 1,004 736.67
2017-12-31 13F-HR INXX / EGA Emerging Global Shares Trust 15.91 35,323 22,819 -35.40 500 363 -27.40
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 218.39 1,306 1,305 -0.08 311 285 -8.36
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.57 8,583 8,350 -2.71 626 631 0.80
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.24 10,045 133
2017-12-31 13F-HR DNN / Denison Mines Corp. 0.55 110,000 120,000 9.09 51 66 29.41
2017-12-31 13F-HR DE / Deere & Co. 156.78 2,421 2,915 20.40 305 457 49.84
2017-12-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.84 23,131 24,912 7.70 266 270 1.50
2017-12-31 13F-HR CS / Credit Suisse Group 17.90 23,687 12,405 -47.63 376 222 -40.96
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.25 54,243 55,438 2.20 3,757 3,950 5.14
2017-12-31 13F-HR EQIX / Equinix, Inc. 453.10 1,631 739
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.93 6,494 7,965 22.65 409 557 36.19
2017-12-31 13F-HR EOG / EOG Resources, Inc. 108.31 2,148 2,225 3.58 208 241 15.87
2017-12-31 13F-HR WATT / Energous Corporation 19.47 32,447 32,047 -1.23 411 624 51.82
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.52 91,265 94,646 3.70 2,381 2,510 5.42
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.99 11,015 10,838 -1.61 202 195 -3.47
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.72 33,992 30,228 -11.07 196 203 3.57
2017-12-31 13F-HR ERJ / Embraer S.A. 23.97 0 19,313 0 463
2017-12-31 13F-HR EXC / Exelon Corp. 39.49 23,471 22,360 -4.73 885 883 -0.23
2017-12-31 13F-HR FB / Facebook, Inc. 176.48 0 73,602 0 12,989
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.87 5,876 10,151 72.75 374 760 103.21
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.66 38,005 48,925 28.73 3,117 4,093 31.31
2017-12-31 13F-HR EXPE / Expedia, Inc. 120.08 5,100 4,955 -2.84 735 595 -19.05
2017-12-31 13F-HR FNCL / Fidelity MSCI Financials Index ETF 40.83 0 13,274 0 542
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.72 5,503 5,211 -5.31 263 207 -21.29
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 87.58 4,663 2,455 -47.35 489 215 -56.03
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.55 5,918 4,293 -27.46 272 290 6.62
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 110.19 0 3,122 0 344
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.34 0 49,975 0 1,566
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.66 7,355 9,059 23.17 383 468 22.19
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.30 4,943 303
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.77 8,999 8,385 -6.82 278 258 -7.19
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.63 0 6,605 0 308
2017-12-31 13F-HR F / Ford Motor Co. 12.52 37,046 47,426 28.02 445 594 33.48
2017-12-31 13F-HR GD / General Dynamics Corp. 203.63 3,822 4,351 13.84 786 886 12.72
2017-12-31 13F-HR FISV / Fiserv, Inc. 131.37 3,864 3,867 0.08 499 508 1.80
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.91 0 9,092 0 281
2017-12-31 13F-HR FBIO / Fortress Biotech, Inc. 3.99 28,133 31,064 10.42 125 124 -0.80
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 19.00 13,743 11,104 -19.20 193 211 9.33
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.22 0 49,576 0 259
2017-12-31 13F-HR FTSD / Franklin ETF Trust 95.77 4,354 8,625 98.09 419 826 97.14
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.51 166,828 2,587
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.56 6,851 7,543 10.10 283 321 13.43
2017-12-31 13F-HR HXL / Hexcel Corp. 62.13 0 3,235 0 201
2017-12-31 13F-HR HSY / Hershey Company (The) 114.20 2,075 2,443 17.73 228 279 22.37
2017-12-31 13F-HR HFC / HollyFrontier Corp. 51.26 7,710 14,007 81.67 278 718 158.27
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.40 15,325 15,730 2.64 2,174 2,413 10.99
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. 19.96 0 10,219 0 204
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.39 0 3,837 0 343
2017-12-31 13F-HR HAS / Hasbro, Inc. 91.25 2,468 2,433 -1.42 243 222 -8.64
2017-12-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 117.44 3,961 3,900 -1.54 409 458 11.98
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.40 10,661 10,213 -4.20 592 576 -2.70
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.59 25,815 28,150 9.05 4,223 5,337 26.38
2017-12-31 13F-HR GM / General Motors Company 41.06 15,302 21,410 39.92 619 879 42.00
2017-12-31 13F-HR HPQ / HP Inc. 21.11 15,282 15,304 0.14 307 323 5.21
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.40 15,903 45,124 183.75 149 424 184.56
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.62 0 5,138 0 332
2017-12-31 13F-HR ETN / Eaton Corporation 79.39 3,124 2,998 -4.03 241 238 -1.24
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.20 33,887 16,878 -50.19 721 341 -52.70
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.59 31,155 30,705 -1.44 773 755 -2.33
2017-12-31 13F-HR ECC / Eagle Point Credit Company Inc. 18.83 12,286 17,154 39.62 255 323 26.67
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.16 13,933 15,696 12.65 1,169 1,321 13.00
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.14 8,719 9,071 4.04 671 736 9.69
2017-12-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 40.05 10,924 13,882 27.08 348 556 59.77
2017-12-31 13F-HR DXLG / Destination XL Group, Inc. 2.23 27,516 28,716 4.36 54 64 18.52
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.45 3,623 3,570 -1.46 467 480 2.78
2017-12-31 13F-HR FLTB / Fidelity Limited Term Bond ETF 50.12 79,752 81,987 2.80 4,026 4,109 2.06
2017-12-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.94 3,915 4,232 8.10 264 296 12.12
2017-12-31 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 271.45 1,241 1,142 -7.98 317 310 -2.21
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.39 15,581 380
2017-12-31 13F-HR IP / International Paper Company 58.06 12,500 18,480 47.84 713 1,073 50.49
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.59 214,138 151,363 -29.32 4,688 3,116 -33.53
2017-12-31 13F-HR FSIC / FS Investment Corporation 7.35 204,122 152,238 -25.42 1,725 1,119 -35.13
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 124.58 0 3,572 0 445
2017-12-31 13F-HR GSV / Gold Standard Ventures Corp. 1.76 99,946 57,346 -42.62 162 101 -37.65
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.03 48,523 49,582 2.18 974 993 1.95
2017-12-31 13F-HR GOGO / Gogo Inc. 11.33 14,145 18,095 27.93 168 205 22.02
2017-12-31 13F-HR SLV / iShares Silver Trust 16.01 0 28,983 0 464
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 51.47 4,468 4,682 4.79 215 241 12.09
2017-12-31 13F-HR GTE / Gran Tierra Energy, Inc. 2.77 13,000 13,000 0.00 30 36 20.00
2017-12-31 13F-HR GIS / General Mills, Inc. 59.57 6,075 5,943 -2.17 315 354 12.38
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 135.54 2,180 2,088 -4.22 274 283 3.28
2017-12-31 13F-HR DGRO / iShares Core Dividend Growth ETF 34.79 50,298 54,326 8.01 1,635 1,890 15.60
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.86 2,336 2,306 -1.28 591 620 4.91
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.50 6,697 6,313 -5.73 795 786 -1.13
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.53 14,685 14,725 0.27 2,178 2,246 3.12
2017-12-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 83.64 31,712 37,277 17.55 2,453 3,118 27.11
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.85 4,625 5,882 27.18 513 652 27.10
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.78 6,507 20,556 215.91 2,171 2,195 1.11
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.88 29,301 16,559 -43.49 2,474 1,389 -43.86
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.94 5,205 5,149 -1.08 781 839 7.43
2017-12-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 24.81 62,942 59,897 -4.84 1,577 1,486 -5.77
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.17 0 4,633 0 339
2017-12-31 13F-HR IYY / iShares Dow Jones U.S. ETF 133.67 3,625 3,576 -1.35 457 478 4.60
2017-12-31 13F-HR IGM / iShares North American Tech ETF 168.80 11,980 11,890 -0.75 1,861 2,007 7.85
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.57 54,385 52,846 -2.83 5,094 5,209 2.26
2017-12-31 13F-HR AGZ / iShares Agency Bond ETF 113.17 1,935 1,997 3.20 220 226 2.73
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.88 29,676 10,917 -63.21 4,257 1,669 -60.79
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.98 10,925 12,596 15.30 1,956 2,393 22.34
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.69 2,313 3,074 32.90 273 371 35.90
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.14 35,271 35,844 1.62 1,422 1,367 -3.87
2017-12-31 13F-HR LLEX / Lilis Energy, Inc. 5.14 27,800 17,300 -37.77 125 89 -28.80
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.07 26,585 32,844 23.54 541 692 27.91
2017-12-31 13F-HR JD / JD.com, Inc. 41.58 0 5,820 0 242
2017-12-31 13F-HR KS / KapStone Paper & Packaging Corp. 22.69 9,906 9,606 -3.03 213 218 2.35
2017-12-31 13F-HR SIZE / iShares MSCI USA Size Factor ETF 83.89 29,284 35,044 19.67 2,324 2,940 26.51
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.33 3,229 3,982 23.32 599 734 22.54
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 45.77 0 6,030 0 276
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.90 4,386 9,910 125.95 341 772 126.39
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.98 59,053 62,489 5.82 5,643 6,685 18.47
2017-12-31 13F-HR KBH / KB Home 31.97 0 10,730 0 343
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 103.14 57,419 61,007 6.25 5,494 6,292 14.52
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.77 53,766 55,591 3.39 6,994 7,770 11.10
2017-12-31 13F-HR KSS / Kohl's Corp. 54.43 0 5,273 0 287
2017-12-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 82.92 47,992 57,450 19.71 3,703 4,764 28.65
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 188.16 5,594 5,878 5.08 997 1,106 10.93
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 22.37 16,908 17,347 2.60 314 388 23.57
2017-12-31 13F-HR MAR / Marriott International, Inc. 136.04 3,130 3,668 17.19 346 499 44.22
2017-12-31 13F-HR MCD / McDonald's Corp. 172.12 17,560 15,669 -10.77 2,753 2,697 -2.03
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.31 0 3,312 0 213
2017-12-31 13F-HR MASI / Masimo Corp. 85.26 3,265 3,249 -0.49 284 277 -2.46
2017-12-31 13F-HR MA / MasterCard Incorporated 151.58 5,434 6,419 18.13 769 973 26.53
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 93.11 13,159 8,850 -32.75 1,052 824 -21.67
2017-12-31 13F-HR LYG / Lloyds Banking Group plc 3.85 11,301 15,850 40.25 42 61 45.24
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.60 7,375 4,973 -32.57 732 550 -24.86
2017-12-31 13F-HR MAS / Masco Corp. 44.01 6,075 6,157 1.35 238 271 13.87
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.52 5,329 6,012 12.82 1,655 1,933 16.80
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.97 0 5,423 0 233
2017-12-31 13F-HR CUR / Neuralstem, Inc. 1.75 13,985 18,285 30.75 19 32 68.42
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 63.61 5,463 5,864 7.34 302 373 23.51
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.58 102,117 103,563 1.42 7,611 8,863 16.45
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.43 4,523 4,230 -6.48 245 226 -7.76
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 6.84 0 29,076 0 199
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.34 50,091 47,251 -5.67 3,211 2,662 -17.10
2017-12-31 13F-HR MCK / McKesson Corp. 156.54 9,478 2,830 -70.14 1,459 443 -69.64
2017-12-31 13F-HR NGL / NGL Energy Partners LP 14.06 21,675 21,556 -0.55 251 303 20.72
2017-12-31 13F-HR NGG / National Grid Plc 58.84 0 4,334 0 255
2017-12-31 13F-HR NFLX / Netflix, Inc. 192.00 5,639 10,802 91.56 1,023 2,074 102.74
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.14 0 11,338 0 149
2017-12-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.41 65,213 62,065 -4.83 772 708 -8.29
2017-12-31 13F-HR MDT / Medtronic plc 80.92 11,209 13,606 21.38 874 1,101 25.97
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.56 11,467 11,800 2.90 2,050 2,284 11.41
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.84 14,387 12,067 -16.13 189 167 -11.64
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 307.29 916 1,152 25.76 264 354 34.09
2017-12-31 13F-HR JFR / Nuveen Floating Rate Income Fund 11.23 20,323 20,306 -0.08 238 228 -4.20
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 145.29 2,480 1,817 -26.73 330 264 -20.00
2017-12-31 13F-HR MRCC / Monroe Capital Corp 13.77 39,400 32,400 -17.77 564 446 -20.92
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 98.08 3,181 312
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.65 0 1,978 0 207
2017-12-31 13F-HR PTN / Palatin Technologies, Inc. 0.87 0 38,000 0 33
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.88 2,057 2,331 13.32 305 389 27.54
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.11 37,324 43,231 15.83 2,396 2,858 19.28
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.77 24,178 13,530 -44.04 440 254 -42.27
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 365.44 0 758 0 277
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.60 2,610 2,197 -15.82 278 232 -16.55
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.76 0 17,285 0 1,275
2017-12-31 13F-HR OMER / Omeros Corp. 19.43 10,765 12,555 16.63 233 244 4.72
2017-12-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 84.36 7,252 9,222 27.16 591 778 31.64
2017-12-31 13F-HR HRTX / Heron Therapeutics, Inc. 18.11 68,576 91,886 33.99 1,108 1,664 50.18
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 34.22 7,172 13,298 85.42 213 455 113.62
2017-12-31 13F-HR IEP / Icahn Enterprises L.P. 53.02 16,604 19,843 19.51 911 1,052 15.48
2017-12-31 13F-HR 68373L109 / OpGen, Inc. 0.22 27,900 17,900 -35.84 9 4 -55.56
2017-12-31 13F-HR QYLD / Recon Capital Series Trust 24.54 90,305 98,906 9.52 2,159 2,427 12.41
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.98 0 17,388 0 1,043
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.94 4,163 4,120 -1.03 520 523 0.58
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.86 8,814 10,415 18.16 445 561 26.07
2017-12-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.48 8,741 9,667 10.59 432 488 12.96
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.52 13,834 13,702 -0.95 116 103 -11.21
2017-12-31 13F-HR MBB / iShares MBS ETF 107.36 0 2,012 0 216
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 45.22 5,775 5,683 -1.59 271 257 -5.17
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.83 0 143,860 0 7,312
2017-12-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 159.70 1,825 1,985 8.77 276 317 14.86
2017-12-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.12 6,918 7,338 6.07 214 221 3.27
2017-12-31 13F-HR IGF / iShares Global Infrastructure ETF 45.27 14,705 15,130 2.89 666 685 2.85
2017-12-31 13F-HR IEUS / iShares MSCI Europe Small-Cap ETF 57.90 4,050 4,853 19.83 228 281 23.25
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.33 25,208 26,451 4.93 2,239 2,310 3.17
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF 112.55 6,811 6,237 -8.43 766 702 -8.36
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.45 53,216 63,780 19.85 1,228 1,432 16.61
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 66.58 0 18,925 0 1,260
2017-12-31 13F-HR PIR / Pier 1 Imports, Inc. 4.20 0 16,179 0 68
2017-12-31 13F-HR PSJ / PowerShares Exchange-Trade Fund Trust 63.54 6,765 7,602 12.37 419 483 15.27
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.31 5,267 4,651 -11.70 361 327 -9.42
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.38 2,268 2,226 -1.85 347 357 2.88
2017-12-31 13F-HR APTS / Preferred Apartment Communities, Inc. 20.28 70,235 69,336 -1.28 1,327 1,406 5.95
2017-12-31 13F-HR DBO / PowerShares DB Oil Fund 10.16 54,550 54,550 0.00 480 554 15.42
2017-12-31 13F-HR RMTI / Rockwell Medical, Inc. 5.86 30,050 21,500 -28.45 258 126 -51.16
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.77 41,704 29,397 -29.51 281 199 -29.18
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.87 4,537 4,704 3.68 210 244 16.19
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 260.09 934 892 -4.50 228 232 1.75
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.88 32,879 36,658 11.49 624 692 10.90
2017-12-31 13F-HR PLD / Prologis, Inc. 64.87 0 5,565 0 361
2017-12-31 13F-HR PPL / PPL Corp. 31.01 7,532 7,095 -5.80 287 220 -23.34
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.82 0 21,917 0 3,415
2017-12-31 13F-HR RTN / Raytheon Co. 188.19 4,996 6,249 25.08 934 1,176 25.91
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.35 0 4,977 0 599
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.94 3,570 3,163 -11.40 232 256 10.34
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.50 4,140 4,937 19.25 229 274 19.65
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.30 24,566 28,535 16.16 1,683 2,063 22.58
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 57.03 11,472 12,028 4.85 621 686 10.47
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.82 13,433 14,238 5.99 1,211 1,407 16.18
2017-12-31 13F-HR IVH / Ivy High Income Opportunities Fund 15.12 56,050 46,350 -17.31 896 701 -21.76
2017-12-31 13F-HR SEIC / SEI Investments Co. 72.21 0 4,376 0 316
2017-12-31 13F-HR KEY / KeyCorp 20.17 34,218 34,456 0.70 645 695 7.75
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.31 0 40,359 0 2,757
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.47 0 4,938 0 506
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.94 27,522 21,651 -21.33 33 42 27.27
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.92 5,971 11,716 96.22 364 784 115.38
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.78 25,197 33,566 33.21 1,513 2,141 41.51
2017-12-31 13F-HR NOW / ServiceNow, Inc. 130.53 2,320 2,283 -1.59 273 298 9.16
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.25 0 5,815 0 298
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.86 2,461 2,374 -3.54 399 408 2.26
2017-12-31 13F-HR KGC / Kinross Gold Corp. 4.36 0 14,679 0 64
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 119.31 0 2,305 0 275
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 19.06 51,081 52,202 2.19 929 995 7.10
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.71 0 6,354 0 265
2017-12-31 13F-HR SVMLF / Silvercorp Metals Inc. 2.63 28,150 28,179 0.10 77 74 -3.90
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.61 9,111 8,874 -2.60 637 600 -5.81
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.51 1,635 1,810 10.70 366 448 22.40
2017-12-31 13F-HR OCLS / Oculus Innovative Sciences, Inc. 5.47 10,350 14,802 43.01 53 81 52.83
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 107.10 6,155 9,001 46.24 600 964 60.67
2017-12-31 13F-HR MAT / Mattel, Inc. 15.41 10,774 13,501 25.31 167 208 24.55
2017-12-31 13F-HR SQ / Square, Inc. 34.72 13,954 17,452 25.07 403 606 50.37
2017-12-31 13F-HR MIN / MFS Intermediate Income Trust 4.16 92,058 93,559 1.63 395 389 -1.52
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.71 0 10,546 0 113
2017-12-31 13F-HR KR / Kroger Co. 27.50 0 16,984 0 467
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.71 22,387 21,171 -5.43 2,723 2,619 -3.82
2017-12-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.21 40,895 37,641 -7.96 1,940 1,777 -8.40
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.54 24,070 22,889 -4.91 2,062 1,935 -6.16
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 267.05 23,755 17,566 -26.05 5,970 4,691 -21.42
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.89 11,801 13,029 10.41 1,022 1,106 8.22
2017-12-31 13F-HR MON / Monsanto Co. 116.76 7,239 6,826 -5.71 867 797 -8.07
2017-12-31 13F-HR DGT / SPDR Dow Jones Global Titans ETF 85.50 8,287 8,187 -1.21 669 700 4.63
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 77.06 3,955 3,932 -0.58 292 303 3.77
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.16 5,134 19,511 280.04 203 803 295.57
2017-12-31 13F-HR SYK / Stryker Corp. 154.93 9,457 9,243 -2.26 1,343 1,432 6.63
2017-12-31 13F-HR STT / State Street Corp. 98.05 3,266 3,019 -7.56 314 296 -5.73
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.48 45,284 44,069 -2.68 2,434 2,533 4.07
2017-12-31 13F-HR SUI / Sun Communities, Inc. 93.05 0 2,375 0 221
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.75 7,406 7,429 0.31 443 481 8.58
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.63 0 5,312 0 338
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 17.54 10,990 11,059 0.63 205 194 -5.37
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.64 5,331 7,294 36.82 395 559 41.52
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.62 4,405 6,704 52.19 248 393 58.47
2017-12-31 13F-HR TRP / TransCanada Corp. 48.78 5,549 5,494 -0.99 275 268 -2.55
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.18 11,621 11,872 2.16 1,349 1,593 18.09
2017-12-31 13F-HR UN / Unilever N.V. 56.35 19,859 23,388 17.77 1,174 1,318 12.27
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.34 3,860 4,634 20.05 464 553 19.18
2017-12-31 13F-HR TSCO / Tractor Supply Co. 74.85 3,210 3,260 1.56 204 244 19.61
2017-12-31 13F-HR OLED / Universal Display Corp. 173.08 1,742 1,508 -13.43 225 261 16.00
2017-12-31 13F-HR MOAT / VanEck Vectors ETF TR 42.60 5,573 5,470 -1.85 225 233 3.56
2017-12-31 13F-HR ITM / VanEck Vectors ETF TR 24.10 23,425 13,652 -41.72 564 329 -41.67
2017-12-31 13F-HR SHYD / VanEck Vectors ETF TR 24.23 20,082 20,137 0.27 492 488 -0.81
2017-12-31 13F-HR MTN / Vail Resorts, Inc. 212.46 3,576 3,596 0.56 816 764 -6.37
2017-12-31 13F-HR MCO / Moody's Corp. 148.17 0 1,667 0 247
2017-12-31 13F-HR MS / Morgan Stanley 52.53 13,221 13,097 -0.94 638 688 7.84
2017-12-31 13F-HR USB / U.S. Bancorp 53.81 5,233 5,371 2.64 282 289 2.48
2017-12-31 13F-HR MBIO / Mustang Bio, Inc. 11.99 42,799 74,125 73.19 507 889 75.35
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.29 14,094 14,185 0.65 2,068 2,217 7.21
2017-12-31 13F-HR NOK / Nokia Corp. 4.69 36,490 58,026 59.02 220 272 23.64
2017-12-31 13F-HR NVR / NVR, Inc. 3,517.65 100 85 -15.00 286 299 4.55
2017-12-31 13F-HR ORA / Ormat Technologies, Inc. 64.06 6,728 6,759 0.46 411 433 5.35
2017-12-31 13F-HR PKG / Packaging Corp. of America 120.86 2,588 2,565 -0.89 297 310 4.38
2017-12-31 13F-HR NVS / Novartis AG 84.78 0 2,536 0 215
2017-12-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 94.19 2,305 2,272 -1.43 204 214 4.90
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 145.32 3,049 2,085 -31.62 440 303 -31.14
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.27 4,983 4,892 -1.83 300 334 11.33
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.24 109,264 109,480 0.20 3,903 3,968 1.67
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 73.16 21,265 21,200 -0.31 1,467 1,551 5.73
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.20 0 4,003 0 257
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.05 30,407 23,519 -22.65 705 542 -23.12
2017-12-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.44 18,827 18,942 0.61 143 141 -1.40
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 145.11 3,996 3,811 -4.63 541 553 2.22
2017-12-31 13F-HR PX / Praxair, Inc. 155.02 4,037 3,748 -7.16 565 581 2.83
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 81.74 3,084 3,034 -1.62 240 248 3.33
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 376.43 791 789 -0.25 354 297 -16.10
2017-12-31 13F-HR CSM / ProShares Large Cap Core Plus 66.77 17,779 18,272 2.77 1,112 1,220 9.71
2017-12-31 13F-HR QLD / ProShares Ultra QQQ 73.46 7,746 7,746 0.00 498 569 14.26
2017-12-31 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 53.96 10,878 12,324 13.29 558 665 19.18
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.75 46,589 83,400 79.01 2,134 3,982 86.60
2017-12-31 13F-HR PTH / PowerShares Exchange-Trade Fund Trust 72.11 5,603 6,767 20.77 380 488 28.42
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.71 13,941 15,959 14.48 1,550 1,687 8.84
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.43 124,471 145,924 17.24 1,332 1,522 14.26
2017-12-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 42.50 0 62,619 0 2,661
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 417,124 315,472 -24.37 17,771 14,153 -20.36
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.84 4,448 4,932 10.88 627 813 29.67
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.17 13,837 14,501 4.80 808 858 6.19
2017-12-31 13F-HR VDE / Vanguard Energy ETF 98.97 6,819 6,012 -11.83 604 595 -1.49
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.10 120,453 136,216 13.09 9,617 10,775 12.04
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.69 20,706 9,558 -53.84 1,649 819 -50.33
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 150.05 4,203 2,066 -50.84 597 310 -48.07
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.38 175,388 207,547 18.34 9,576 11,286 17.86
2017-12-31 13F-HR VONV / Vanguard Russell 1000 Value ETF 108.66 2,973 3,534 18.87 309 384 24.27
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.87 4,256 5,780 35.81 544 768 41.18
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.95 0 1,311 0 211
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.26 25,413 28,487 12.10 3,292 3,910 18.77
2017-12-31 13F-HR VGR / Vector Group, Ltd. 22.40 0 9,284 0 208
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.86 33,622 22,633 -32.68 1,797 1,287 -28.38
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.60 2,129 2,969 39.46 246 364 47.97
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.66 50,705 65,102 28.39 6,732 9,157 36.02
2017-12-31 13F-HR VXF / Vanguard Extended Market ETF 111.83 12,659 12,841 1.44 1,357 1,436 5.82
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.08 9,531 8,907 -6.55 792 740 -6.57
2017-12-31 13F-HR VMW / VMWare, Inc. 125.88 0 2,264 0 285
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 128.46 3,510 3,472 -1.08 421 446 5.94
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.99 9,972 14,879 49.21 286 476 66.43
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.75 0 9,705 0 706
2017-12-31 13F-HR V / Visa, Inc. 114.09 54,240 31,842 -41.29 5,414 3,633 -32.90
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.80 18,437 18,512 0.41 1,423 1,829 28.53
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.71 118,902 51,557 -56.64 6,576 3,130 -52.40
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.96 49,923 57,098 14.37 2,951 3,652 23.75
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.29 4,322 4,242 -1.85 257 260 1.17
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.74 25,696 24,825 -3.39 2,101 2,054 -2.24
2017-12-31 13F-HR ZNGA / Zynga Inc. 4.02 0 25,146 0 101
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.71 21,445 24,291 13.27 1,523 1,839 20.75
2017-12-31 13F-HR STX / Seagate Technology PLC 41.88 0 21,513 0 901
2017-12-31 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 85.93 0 3,049 0 262
2017-12-31 13F-HR XYL / Xylem, Inc. 68.28 11,045 10,794 -2.27 692 737 6.50
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.63 10,310 9,698 -5.94 586 588 0.34
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.08 17,720 21,177 19.51 928 1,103 18.86
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.49 18,661 19,190 2.83 818 988 20.78
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.46 0 4,188 0 249
2017-12-31 13F-HR XRVTX / Royce Value Trust, Inc. 16.17 24,466 198,458 711.16 386 3,209 731.35
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 410.63 1,532 1,449 -5.42 550 595 8.18
2017-12-31 13F-HR SITO / SITO Mobile, Ltd. 6.72 682,000 707,000 3.67 4,870 4,752 -2.42
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.82 4,403 6,202 40.86 297 433 45.79
2017-12-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 72.87 9,126 8,783 -3.76 638 640 0.31
2017-12-31 13F-HR TSS / Total System Services, Inc. 79.33 3,202 254
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.84 66,007 66,758 1.14 5,589 5,597 0.14
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 148.05 2,157 1,952 -9.50 253 289 14.23
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.42 0 9,385 0 201
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.50 4,483 4,454 -0.65 250 265 6.00
2017-12-31 13F-HR UBS / UBS Group AG 18.42 66,173 62,705 -5.24 1,136 1,155 1.67
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.97 0 1,412 0 240
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.57 46,160 53,095 15.02 283 296 4.59
2017-12-31 13F-HR STRP / Straight Path Communications Inc. 181.80 50,000 50,000 0.00 9,034 9,090 0.62
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 15.20 0 11,122 0 169
2017-12-31 13F-HR TI / Telecom Italia S.p.A. 7.24 24,330 35,078 44.18 183 254 38.80
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.59 3,766 4,271 13.41 344 404 17.44
2017-12-31 13F-HR SO / Southern Co. (The) 48.19 8,463 8,653 2.25 416 417 0.24
2017-12-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 41.34 5,102 6,797 33.22 206 281 36.41
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 37.48 0 6,536 0 245
2017-12-31 13F-HR TRVN / Trevena, Inc. 1.62 0 11,105 0 18
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 190.42 3,133 3,214 2.59 595 612 2.86
2017-12-31 13F-HR BBH / VanEck Vectors Biotech ETF 125.07 1,628 1,831 12.47 219 229 4.57
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.73 35,753 36,458 1.97 1,476 1,485 0.61
2017-12-31 13F-HR VLO / Valero Energy Corp. 92.07 4,960 7,853 58.33 383 723 88.77
2017-12-31 13F-HR TAL / TAL International Group, Inc. 29.82 0 7,646 0 228
2017-12-31 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 16.50 12,744 12,785 0.32 235 211 -10.21
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.88 34,545 583
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,054.10 6,068 4,122 -32.07 5,909 4,345 -26.47
2017-12-31 13F-HR ALL / Allstate Corp. (The) 105.02 2,628 2,647 0.72 242 278 14.88
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 201.62 3,224 1,602 -50.31 567 323 -43.03
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.26 0 2,989 0 216
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.94 0 2,575 0 211
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.08 6,733 7,200 6.94 640 735 14.84
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 142.69 0 1,675 0 239
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.36 20,930 18,813 -10.11 4,830 4,616 -4.43
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.06 32,664 29,662 -9.19 2,043 2,078 1.71
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.33 72,129 92,260 27.91 7,201 9,810 36.23
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.40 0 11,927 0 136
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.40 4,543 4,471 -1.58 364 355 -2.47
2017-12-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.33 2,451 2,908 18.65 282 347 23.05
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.62 22,100 28,487 28.90 1,813 2,325 28.24
2017-12-31 13F-HR MGC / Vanguard Mega Cap Index ETF 91.79 11,715 11,929 1.83 1,011 1,095 8.31
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.92 64,933 81,169 25.00 2,830 3,727 31.70
2017-12-31 13F-HR WM / Waste Management, Inc. 86.39 9,516 10,036 5.46 723 867 19.92
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.76 0 2,779 0 255
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.53 22,680 10,513 -53.65 685 321 -53.14
2017-12-31 13F-HR DON / WisdomTree MidCap Dividend Fund 35.28 16,235 25,368 56.26 1,606 895 -44.27
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.76 2,923 4,273 46.19 401 610 52.12
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.68 27,305 16,033 -41.28 822 508 -38.20
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.97 173,904 94,727 -45.53 8,206 5,018 -38.85
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.92 197,194 182,523 -7.44 5,100 5,096 -0.08
2017-12-31 13F-HR INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036 88.44 7,395 7,395 0.00 586 654 11.60
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.20 14,027 13,266 -5.43 1,595 1,515 -5.02
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.74 5,742 5,745 0.05 305 303 -0.66
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.52 1,299 2,311 77.91 259 505 94.98
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.47 4,869 4,837 -0.66 301 307 1.99
2017-12-31 13F-HR NTES / NetEase, Inc. 345.19 1,921 1,237 -35.61 507 427 -15.78
2017-12-31 13F-HR IPE / SPDR Barclays TIPS ETF 56.27 11,381 15,922 39.90 642 896 39.56
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.74 13,542 19,109 41.11 714 1,046 46.50
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.75 12,814 13,536 5.63 483 538 11.39
2017-12-31 13F-HR NKE / Nike, Inc. 62.60 13,562 15,479 14.14 705 969 37.45
2017-12-31 13F-HR HRS / Harris Corp. 141.92 3,330 3,347 0.51 440 475 7.95
2017-12-31 13F-HR CCL / Carnival Corp. 66.57 4,439 4,086 -7.95 287 272 -5.23
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 71.04 14,525 15,020 3.41 1,033 1,067 3.29
2017-12-31 13F-HR KBWP / PowerShares KBW Property & Casualty Insurance Portfolio 59.49 7,086 8,018 13.15 411 477 16.06
2017-12-31 13F-HR VIV / Telefonica Brasil, S.A. 14.85 0 25,052 0 372
2017-12-31 13F-HR FDX / FedEx Corp. 249.57 2,528 2,897 14.60 571 723 26.62
2017-12-31 13F-HR BAC / Bank of America Corp. 29.53 120,045 123,989 3.29 3,044 3,662 20.30
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.61 27,733 31,252 12.69 2,736 3,363 22.92
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.87 4,904 5,495 12.05 274 296 8.03
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 209.71 0 968 0 203
2017-12-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.64 25,600 25,600 0.00 395 426 7.85
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.46 79,681 93,617 17.49 4,206 4,911 16.76
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 168.86 1,587 1,901 19.79 237 321 35.44
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 2.80 104,900 113,500 8.20 291 318 9.28
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.10 26,548 29,233 10.11 771 880 14.14
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.58 27,860 28,034 0.62 2,223 2,343 5.40
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.64 2,505 2,572 2.67 292 300 2.74
2017-12-31 13F-HR GCI / Gannett Co., Inc. 11.66 17,664 11,325 -35.89 160 132 -17.50
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.36 4,771 4,848 1.61 890 1,078 21.12
2017-12-31 13F-HR NYRT / New York REIT, Inc. 4.00 60,618 12,500 -79.38 476 50 -89.50
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.58 2,889 4,042 39.91 291 451 54.98
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.59 4,637 7,918 70.76 390 646 65.64
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 115.67 4,212 3,726 -11.54 449 431 -4.01
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.95 5,967 5,163 -13.47 878 800 -8.88
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.66 42,616 347,007 714.26 261 1,964 652.49
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.40 15,956 18,098 13.42 1,750 1,980 13.14
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.89 4,355 3,908 -10.26 430 449 4.42
2017-12-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.72 11,500 11,561 0.53 231 228 -1.30
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.76 2,795 2,926 4.69 335 327 -2.39
2017-12-31 13F-HR GE / General Electric Co. 17.47 125,192 121,892 -2.64 3,029 2,129 -29.71
2017-12-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.39 21,245 21,245 0.00 165 157 -4.85
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.98 13,744 14,707 7.01 743 838 12.79
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 102.22 4,790 5,224 9.06 494 534 8.10
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 6.52 44,816 47,061 5.01 300 307 2.33
2017-12-31 13F-HR SCYX / SCYNEXIS, Inc. 2.32 279,255 282,940 1.32 674 657 -2.52
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.18 6,101 6,455 5.80 295 311 5.42
2017-12-31 13F-HR OA / Orbital ATK, Inc. 132.30 2,025 1,867 -7.80 270 247 -8.52
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 187.12 1,263 2,159 70.94 227 404 77.97
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.94 5,295 7,812 47.54 476 687 44.33
2017-12-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 61.14 113,182 114,059 0.77 6,523 6,974 6.91
2017-12-31 13F-HR ORCL / Oracle Corp. 47.32 12,564 12,004 -4.46 608 568 -6.58
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.02 55,202 53,788 -2.56 932 1,292 38.63
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.68 24,252 18,289 -24.59 1,967 1,311 -33.35
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.47 0 56,298 0 1,997
2017-12-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 14.35 19,542 244,750 1,152.43 278 3,513 1,163.67
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.46 9,604 11,324 17.91 503 628 24.85
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.22 5,066 5,074 0.16 319 336 5.33
2017-12-31 13F-HR BA / Boeing Company (The) 294.95 10,047 10,012 -0.35 2,555 2,953 15.58
2017-12-31 13F-HR VONG / Vanguard Russell 1000 Growth ETF 138.02 2,392 2,804 17.22 307 387 26.06
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.12 10,191 17,700 73.68 342 604 76.61
2017-12-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.36 4,268 6,822 59.84 214 364 70.09
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.78 12,362 12,958 4.82 795 956 20.25
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.27 34,432 35,825 4.05 6,313 7,103 12.51
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 48,284 47,597 -1.42 2,164 2,243 3.65
2017-12-31 13F-HR AMLP / Alerian ETF 10.80 81,234 80,308 -1.14 912 867 -4.93
2017-12-31 13F-HR FIBK / First Interstate BancSystem, Inc. 40.05 19,000 19,000 0.00 728 761 4.53
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.78 9,715 10,733 10.48 387 427 10.34
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.83 14,694 19,543 33.00 2,077 2,889 39.09
2017-12-31 13F-HR RFG / Guggenheim S&P Midcap 400 Pure Growth ETF 154.34 0 1,730 0 267
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.34 13,628 14,990 9.99 1,471 1,714 16.52
2017-12-31 13F-HR IFV / First Trust High Income ETF 22.25 17,440 14,740 -15.48 373 328 -12.06
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.59 43,268 43,274 0.01 1,133 1,194 5.38
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.78 10,290 10,712 4.10 2,019 2,365 17.14
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.87 18,849 22,167 17.60 1,400 1,704 21.71
2017-12-31 13F-HR ATO / Atmos Energy Corp. 86.10 2,837 2,834 -0.11 238 244 2.52
2017-12-31 13F-HR HRC / Hill-Rom Holdings, Inc. 2,735 0 -100.00 203 0 -100.00
2017-12-31 13F-HR 16411RAG4 / Cheniere Energy, Inc. Bond 140,000 0 -100.00 97 0 -100.00
2017-12-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 9,994 0 -100.00 463 0 -100.00
2017-12-31 13F-HR 69366JAB7 / PTC Therapeutics, Inc. Bond 35,000 0 -100.00 29 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. 5,672 0 -100.00 268 0 -100.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 1,019 0 -100.00 315 0 -100.00
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 13,261 0 -100.00 120 0 -100.00
2017-12-31 13F-HR ATHM / Autohome Inc. 3,732 0 -100.00 225 0 -100.00
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 8,089 0 -100.00 367 0 -100.00
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 6,306 0 -100.00 215 0 -100.00
2017-12-31 13F-HR TSLX / TPG Specialty Lending, Inc. 22,289 0 -100.00 468 0 -100.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 4,366 0 -100.00 277 0 -100.00
2017-12-31 13F-HR VER / VEREIT, Inc. 13,950 0 -100.00 114 0 -100.00
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 6,790 0 -100.00 289 0 -100.00
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 1,731 0 -100.00 270 0 -100.00
2017-12-31 13F-HR XPLR / Xplore Technologies Corp. 26,400 0 -100.00 73 0 -100.00
2017-12-31 13F-HR NEPT / Neptune Technologies & Bioressources Inc. 35,000 0 -100.00 32 0 -100.00
2017-12-31 13F-HR OPGN / OpGen, Inc. 24,400 0 -100.00 2 0 -100.00
2017-12-31 13F-HR B / Barnes Group, Inc. 4,052 0 -100.00 287 0 -100.00
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 5,027 0 -100.00 232 0 -100.00
2017-12-31 13F-HR DG / Dollar General Corp. 3,246 0 -100.00 265 0 -100.00
2017-12-31 13F-HR LUK / Leucadia National Corp. 9,231 0 -100.00 234 0 -100.00
2017-12-31 13F-HR MET / MetLife, Inc. 4,025 0 -100.00 211 0 -100.00
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 977 0 -100.00 211 0 -100.00
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16,548 0 -100.00 168 0 -100.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 245 0 -100.00 449 0 -100.00
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 2,819 0 -100.00 265 0 -100.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 2,031 0 -100.00 208 0 -100.00
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 1,529 0 -100.00 347 0 -100.00
2017-12-31 13F-HR XRX / Xerox Corp. 10,919 0 -100.00 365 0 -100.00
2017-12-31 13F-HR WDC / Western Digital Corp. 4,056 0 -100.00 354 0 -100.00
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 23,099 0 -100.00 144 0 -100.00