Current Holdings (from 13F, 13D)

InvestorMUFG Americas Holdings Corp
Portfolio Value$ 4,932,988,000
Current Positions1,088
Opened Positions5
Closed Positions163

MUFG Americas Holdings Corp has disclosed 1,088 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,932,988,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). MUFG Americas Holdings Corp's top holdings are Coca Cola Co. (NYSE:KO) , Apple, Inc. (NASDAQ:AAPL) , Microsoft Corp. (NASDAQ:MSFT) , Chevron Corp. (NYSE:CVX) , and iShares MSCI EAFE ETF (NYSE:EFA) . MUFG Americas Holdings Corp's new positions include Dow Chemical Co. (The) (NYSE:DOW) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 (88160RAC5) , j2 Global, Inc Bond (48123VAC6) , and Shutterfly, Inc. Bond (82568PAB2) .


All MUFG Americas Holdings Corp holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 13, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR FMB / First Trust Managed Municipal ETF 53.00 2,000 106
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 16.13 62 1
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 91.92 36,433 35,237 -3.28 3,222 3,239 0.53
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 65.00 400 26
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 10.00 0 100 0 1
2017‑09‑30 13F-HR MMM / 3M Co. 209.90 164,850 159,929 -2.99 34,320 33,569 -2.19
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 47.99 898 771 -14.14 45 37 -17.78
2017‑09‑30 13F-HR ACIW / ACI Worldwide, Inc. 22.51 608 622 2.30 14 14 0.00
2017‑09‑30 13F-HR AGFS / AgroFresh Solutions, Inc. 5.92 169 1
2017‑09‑30 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 12.26 1,060 13
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 46.88 64 64 0.00 3 3 0.00
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 14 14 0.00 0 0
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.23 6,810 703
2017‑09‑30 13F-HR APTI / Apptio, Inc. 18.17 1,101 20
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 41.83 756 526 -30.42 31 22 -29.03
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 600.00 50 50 0.00 29 30 3.45
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.62 3,550 130
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.24 1,655 1,655 0.00 523 530 1.34
2017‑09‑30 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 13.33 150 150 0.00 2 2 0.00
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.62 5,510 312
2017‑09‑30 13F-HR BP / BP Plc 38.43 47,801 45,335 -5.16 1,656 1,742 5.19
2017‑09‑30 13F-HR BFAM / Bright Horizons Family Solutions, Inc. 85.71 105 9
2017‑09‑30 13F-HR BEP / Brookfield Renewable Partners L.P. 34.00 1,000 34
2017‑09‑30 13F-HR CVNA / Carvana Co. 15.79 190 3
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.70 45,074 43,359 -3.80 4,844 5,407 11.62
2017‑09‑30 13F-HR CBZ / CBIZ, Inc. 15.96 564 9
2017‑09‑30 13F-HR CDW / CDW Corporation 67.96 206 14
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 90.00 0 200 0 18
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.91 598 598 0.00 40 43 7.50
2017‑09‑30 13F-HR CHMG / Chemung Financial Corp. 60.61 33 2
2017‑09‑30 13F-HR CB / Chubb Ltd 142.55 85,636 78,830 -7.95 12,450 11,237 -9.74
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 48.55 0 4,490 0 218
2017‑09‑30 13F-HR CNFR / Conifer Holdings, Inc. 6.31 174 317 82.18 1 2 100.00
2017‑09‑30 13F-HR PMTS / CPI Card Group Inc. 1.18 100,000 118
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 40.00 200 8
2017‑09‑30 13F-HR DK / Delek US Holdings, Inc. 24.10 166 4
2017‑09‑30 13F-HR DISCK / Discovery Communications, Inc. 16.67 220 120 -45.45 6 2 -66.67
2017‑09‑30 13F-HR DG / Dollar General Corp. 85.71 105 105 0.00 8 9 12.50
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 13.75 800 11
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 363,598 25,172
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. 21.53 1,672 36
2017‑09‑30 13F-HR ECR / Eclipse Resources Corp. 2.27 1,301 1,321 1.54 4 3 -25.00
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.84 102,045 96,013 -5.91 6,084 6,033 -0.84
2017‑09‑30 13F-HR ENS / EnerSys 58.82 134 34 -74.63 10 2 -80.00
2017‑09‑30 13F-HR ENZ / Enzo Biochem, Inc. 10.12 692 7
2017‑09‑30 13F-HR ES / Eversource Energy 60.45 5,310 5,310 0.00 322 321 -0.31
2017‑09‑30 13F-HR FRT / Federal Realty Investment Trust 125.40 311 311 0.00 39 39 0.00
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.40 6,666 316
2017‑09‑30 13F-HR FLWS / 1-800-Flowers.com, Inc. 9.76 3,514 3,587 2.08 34 35 2.94
2017‑09‑30 13F-HR FRPT / Freshpet, Inc. 13.70 219 3
2017‑09‑30 13F-HR GERN / Geron Corp. 2.26 885 885 0.00 2 2 0.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.18 64,409 52,403 -18.64 14,292 12,429 -13.04
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.65 3,156 21
2017‑09‑30 13F-HR HRS / Harris Corp. 131.60 2,120 2,120 0.00 231 279 20.78
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.85 21,977 22,012 0.16 703 613 -12.80
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.47 19,950 1,386
2017‑09‑30 13F-HR HPP / Hudson Pacific Properties, Inc. 33.03 987 757 -23.30 34 25 -26.47
2017‑09‑30 13F-HR HY / Hyster-Yale Materials Handling, Inc. 76.61 0 496 0 38
2017‑09‑30 13F-HR PI / Impinj, Inc. 40.57 419 17
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 1.84 151,000 1,960 278 -85.82
2017‑09‑30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.94 4,017 52
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.36 29,580 27,449 -7.20 3,115 2,892 -7.16
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 43.48 0 575 0 25
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.65 130,125 127,543 -1.98 13,158 12,837 -2.44
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.39 189,315 236,521 24.94 14,002 18,305 30.73
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.77 73,338 70,041 -4.50 2,400 2,365 -1.46
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 92.97 3,615 3,345 -7.47 323 311 -3.72
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.07 35,220 38,050 8.04 4,192 4,759 13.53
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.24 5,890 5,890 0.00 848 879 3.66
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.93 124,222 116,837 -5.95 10,446 9,923 -5.01
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.81 397,246 410,770 3.40 15,560 15,942 2.46
2017‑09‑30 13F-HR 48123VAC6 / j2 Global, Inc Bond 1,482 2,875 93.99
2017‑09‑30 13F-HR JELD / JELD-WEN Holding, Inc. 38.10 105 4
2017‑09‑30 13F-HR FRAC / Keane Group, Inc. 16.72 1,615 27
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. 6.33 1,310 316 -75.88 15 2 -86.67
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 8.62 232 232 0.00 2 2 0.00
2017‑09‑30 13F-HR LHCG / LHC Group, Inc. 71.43 204 210 2.94 14 15 7.14
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.94 117,452 106,271 -9.52 9,106 8,495 -6.71
2017‑09‑30 13F-HR MN / Manning & Napier, Inc. 2.89 346 1
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.28 2,892 2,170 -24.97 55 44 -20.00
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.90 6,332 202
2017‑09‑30 13F-HR HIE / Miller/Howard High Income Equity Fund 14.33 1,675 24
2017‑09‑30 13F-HR MOV / Movado Group, Inc. 28.06 488 499 2.25 12 14 16.67
2017‑09‑30 13F-HR MTGE INVT CORP / (55378A105) 19.92 933 954 2.25 18 19 5.56
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 22.00 0 500 0 11
2017‑09‑30 13F-HR MON / Monsanto Co. 119.86 8,294 8,276 -0.22 982 992 1.02
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.93 3,750 56
2017‑09‑30 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 14.57 3,500 51
2017‑09‑30 13F-HR OFG / OFG Bancorp 8.38 597 597 0.00 6 5 -16.67
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 128.57 70 9
2017‑09‑30 13F-HR PEBO / Peoples Bancorp Inc. 31.75 252 252 0.00 8 8 0.00
2017‑09‑30 13F-HR PETS / PetMed Express, Inc. 35.24 227 8
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 37.25 4,000 149
2017‑09‑30 13F-HR PSA / Public Storage 214.29 350 350 0.00 73 75 2.74
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.00 250 250 0.00 18 22 22.22
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 2.08 2,400 2,400 0.00 7 5 -28.57
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.66 3,260 3,160 -3.07 177 198 11.86
2017‑09‑30 13F-HR RHP / Ryman Hospitality Properties, Inc. 62.28 281 289 2.85 18 18 0.00
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.49 2,862 10
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 50.00 0 100 0 5
2017‑09‑30 13F-HR 82568PAB2 / Shutterfly, Inc. Bond 1,819 1,820 0.05
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 13.33 300 4
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.33 55,107 52,242 -5.20 17,503 17,048 -2.60
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 45.33 1,500 68
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. 10.50 4,000 42
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 22.82 745 17
2017‑09‑30 13F-HR SPWR / SunPower Corp. 10.00 100 62 1 -98.39
2017‑09‑30 13F-HR SMCI / Super Micro Computer, Inc. 20.00 100 2
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.84 4,468 4,583 2.57 20 13 -35.00
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.54 0 130 0 8
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.38 107 107 0.00 4 4 0.00
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 14.00 500 500 0.00 7 7 0.00
2017‑09‑30 13F-HR 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 3,751 3,627 -3.31
2017‑09‑30 13F-HR NCQ / NovaCopper Inc. 0.86 1,166 1
2017‑09‑30 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 3,430 404 -88.22
2017‑09‑30 13F-HR UFPT / UFP Technologies, Inc. 27.50 0 400 0 11
2017‑09‑30 13F-HR UFI / Unifi, Inc. 40.00 50 50 0.00 2 2 0.00
2017‑09‑30 13F-HR USM / United States Cellular Corp. 35.45 6,150 218
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 117.82 331 331 0.00 43 39 -9.30
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.75 5,053 5,936 17.47 642 788 22.74
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.32 97,391 105,277 8.10 13,200 14,878 12.71
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.81 56,208 59,583 6.00 5,428 5,947 9.56
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.19 4,200 4,452 6.00 336 357 6.25
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.07 21,685 28,727 32.47 1,695 2,329 37.40
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 116.36 1,100 1,100 0.00 126 128 1.59
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.82 0 5,500 0 362
2017‑09‑30 13F-HR VRNT / Verint Systems, Inc. 40.82 343 14
2017‑09‑30 13F-HR VET / Vermilion Energy Inc. 36.00 500 18
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 157.14 70 70 0.00 9 11 22.22
2017‑09‑30 13F-HR VRTS / Virtus Investment Partners, Inc. 103.80 41 5,000 12,095.12 5 519 10,280.00
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 108.11 37 37 0.00 5 4 -20.00
2017‑09‑30 13F-HR WDFC / WD-40 Co. 113.33 300 300 0.00 33 34 3.03
2017‑09‑30 13F-HR WLFC / Willis Lease Finance Corp. 26.55 113 113 0.00 3 3 0.00
2017‑09‑30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 71.05 380 27
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 100.00 1,000 100
2017‑09‑30 13F-HR YRCW / YRC Worldwide, Inc. 13.33 450 450 0.00 5 6 20.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.55 27,275 9,300 -65.90 323 126 -60.99
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.68 114,475 121,212 5.89 15,147 16,567 9.37
2017‑09‑30 13F-HR UGI / UGI Corp. 46.89 5,995 5,054 -15.70 290 237 -18.28
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.53 13,767 5,821 -57.72 1,015 428 -57.83
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 1,562 196 -87.45
2017‑09‑30 13F-HR 867652AL3 / SunPower Corp. Bond 100 1 537 53,600.00
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 32.00 500 500 0.00 15 16 6.67
2017‑09‑30 13F-HR SPXC / SPX Corporation 29.06 1,144 1,170 2.27 29 34 17.24
2017‑09‑30 13F-HR VONE / Vanguard Russell 1000 ETF 113.86 202 202 0.00 22 23 4.55
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 48.10 386 395 2.33 20 19 -5.00
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 109.28 11,723 5,161 -55.98 1,386 564 -59.31
2017‑09‑30 13F-HR CHMI / Cherry Hill Mortgage Investment Corporation 18.25 1,171 1,096 -6.40 22 20 -9.09
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.46 94,350 91,673 -2.84 16,250 17,093 5.19
2017‑09‑30 13F-HR DBP / PowerShares DB Precious Metals Fund 66.67 0 15 0 1
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.09 68,364 65,457 -4.25 10,516 9,497 -9.69
2017‑09‑30 13F-HR CNTY / Century Casinos, Inc. 7.19 417 417 0.00 3 3 0.00
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.83 0 7,554 0 248
2017‑09‑30 13F-HR BYD / Boyd Gaming Corp. 25.59 459 469 2.18 11 12 9.09
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 23.56 13,670 13,670 0.00 335 322 -3.88
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.62 27,978 27,781 -0.70 2,728 2,851 4.51
2017‑09‑30 13F-HR EQIX / Equinix, Inc. 446.78 554 855 54.33 238 382 60.50
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.22 5,690 5,336 -6.22 287 300 4.53
2017‑09‑30 13F-HR TLRD / Tailored Brands, Inc. 13.61 1,202 294 -75.54 13 4 -69.23
2017‑09‑30 13F-HR OLN / Olin Corp. 33.33 88 300 240.91 3 10 233.33
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 518,974 470,594 -9.32 21,480 21,087 -1.83
2017‑09‑30 13F-HR ODC / Oil-Dri Corp. of America 48.00 125 125 0.00 5 6 20.00
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 99.42 313 171 -45.37 28 17 -39.29
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.54 902 902 0.00 52 51 -1.92
2017‑09‑30 13F-HR ABB / ABB Ltd. 23.53 170 170 0.00 4 4 0.00
2017‑09‑30 13F-HR JGH / Nuveen Global High Income Fund 186 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AA / Alcoa Corp. 186 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR AEL / American Equity Investment Life Holding Co. 1,117 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR AATDF / AA LTD 558 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 161,315 0 -100.00 5,769 0 -100.00
2017‑09‑30 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 195 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ARIS / ARI Network Services, Inc. 371 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ATKR / Atkore International Group Inc. 115 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ACP / Avenue Income Credit Strategies Fund 51 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AUBN / Auburn National Bancorporation, Inc. 64 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR BTN / Ballantyne Strong, Inc. 275 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 143 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 322 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 58 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CHW / Calamos Global Dynamic Income Fund 132 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 1,125 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR CMT / Core Molding Technologies, Inc. 202 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR DEST / Destination Maternity Corp. 1,012 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR EFII / Electronics For Imaging, Inc. 1,341 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR FRAN / Francesca's Holdings Corporation 192 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES FD / (48249T106) 37 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SCD / LMP Capital & Income Fund, Inc. 106 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 134 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 769 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 506 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 23 0 -100.00 0 0
2017‑09‑30 13F-HR JPI / Nuveen Preferred & Income Term Fund 15 0 -100.00 0 0
2017‑09‑30 13F-HR AST / Asterias Biotherapeutics, Inc. 376 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 100 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. 4,000 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 84 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 36 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 432 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 431 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR RXN / Rexnord Corp. 9,092 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 3,950 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR SXI / Standex International Corp. 204 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR PRTS / U.S. Auto Parts Network, Inc. 406 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 509 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR VTR / Ventas, Inc. 100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR VDSI / VASCO Data Security International, Inc. 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 34 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 1,110 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 98 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 323 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 1,119 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 316 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET GLB HI INCOME / (95766B109) 191 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 1,201 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 38 0 -100.00 0 0
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 7,150 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 75 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 508 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 87 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 955 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 5,922 0 -100.00 89 0 -100.00
2017‑09‑30 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 188 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 90 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AIR / AAR Corp. 39.00 349 359 2.87 12 14 16.67
2017‑09‑30 13F-HR ANF / Abercrombie & Fitch Co. 14.46 0 1,729 0 25
2017‑09‑30 13F-HR AIF / Apollo Tactical Income Fund Inc. 189 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.36 342,076 337,892 -1.22 16,628 18,030 8.43
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 55,490 47,218 -14.91 4,024 4,196 4.27
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 43.48 0 115 0 5
2017‑09‑30 13F-HR ARAY / Accuray, Inc. 4.84 413 413 0.00 2 2 0.00
2017‑09‑30 13F-HR ACM / AECOM 37.78 0 450 0 17
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 39.47 76 76 0.00 2 3 50.00
2017‑09‑30 13F-HR AEM / Agnico Eagle Mines Limited 45.00 0 800 0 36
2017‑09‑30 13F-HR AES / AES Corp. (The) 10.89 2,755 2,755 0.00 31 30 -3.23
2017‑09‑30 13F-HR ADC / Agree Realty Corp. 49.67 748 765 2.27 34 38 11.76
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.19 52,747 57,914 9.80 7,460 8,640 15.82
2017‑09‑30 13F-HR AEIS / Advanced Energy Industries, Inc. 80.97 687 704 2.47 44 57 29.55
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.40 10,828 10,491 -3.11 841 854 1.55
2017‑09‑30 13F-HR ADTN / ADTRAN, Inc. 23.84 1,683 1,720 2.20 35 41 17.14
2017‑09‑30 13F-HR AEG / Aegon N.V. ADR 0.00 13 13 0.00 0 0
2017‑09‑30 13F-HR ADNT / Adient plc 84.09 4,120 4,186 1.60 269 352 30.86
2017‑09‑30 13F-HR AKBA / Akebia Therapeutics, Inc. 18.29 0 328 0 6
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.00 500 500 0.00 45 38 -15.56
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.42 2,229 554 -75.15 15 3 -80.00
2017‑09‑30 13F-HR AL / Air Lease Corporation 43.24 740 740 0.00 28 32 14.29
2017‑09‑30 13F-HR ALG / Alamo Group, Inc. 109.09 55 55 0.00 5 6 20.00
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.12 2,270 2,270 0.00 240 309 28.75
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.21 25,622 25,263 -1.40 3,665 3,820 4.23
2017‑09‑30 13F-HR AIN / Albany International Corp. 57.80 336 346 2.98 18 20 11.11
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 86.96 0 115 0 10
2017‑09‑30 13F-HR AMBR / Amber Road, Inc. 7.33 273 273 0.00 2 2 0.00
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.22 4,600 5,041 9.59 320 354 10.63
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.86 12,829 12,495 -2.60 701 723 3.14
2017‑09‑30 13F-HR AEO / American Eagle Outfitters, Inc. 14.31 1,607 1,607 0.00 19 23 21.05
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.06 9,507 9,507 0.00 576 628 9.03
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 80.00 200 500 150.00 16 40 150.00
2017‑09‑30 13F-HR AXE / Anixter International, Inc. 84.87 263 271 3.04 21 23 9.52
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 82.93 1,254 1,254 0.00 119 104 -12.61
2017‑09‑30 13F-HR AMWD / American Woodmark Corp. 83.33 36 36 0.00 3 3 0.00
2017‑09‑30 13F-HR AON / Aon Plc 146.15 5,775 5,775 0.00 768 844 9.90
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 4.69 213 213 0.00 1 1 0.00
2017‑09‑30 13F-HR APA / Apache Corp. 46.67 0 300 0 14
2017‑09‑30 13F-HR AGTC / Applied Genetic Technologies Corp 2.78 360 360 0.00 2 1 -50.00
2017‑09‑30 13F-HR ARNA / Arena Pharmaceuticals, Inc. 24.56 573 285 -50.26 10 7 -30.00
2017‑09‑30 13F-HR AGX / Argan, Inc. 65.50 222 229 3.15 13 15 15.38
2017‑09‑30 13F-HR ARMK / Aramark 40.63 9,450 9,450 0.00 387 384 -0.78
2017‑09‑30 13F-HR AHP / Ashford Hospitality Prime, Inc. 7.69 130 130 0.00 1 1 0.00
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.33 750 750 0.00 10 10 0.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.84 5,940 5,940 0.00 202 201 -0.50
2017‑09‑30 13F-HR ACFC / Atlantic Coast Financial Corp. 8.31 361 361 0.00 3 3 0.00
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 67.23 233 238 2.15 12 16 33.33
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 83.85 20,740 20,740 0.00 1,720 1,739 1.10
2017‑09‑30 13F-HR AXTI / AXT, Inc. 9.46 317 317 0.00 2 3 50.00
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 98.27 6,248 6,248 0.00 552 614 11.23
2017‑09‑30 13F-HR AVNW / Aviat Networks, Inc. 13.33 0 75 0 1
2017‑09‑30 13F-HR BFIN / BankFinancial Corp. 16.44 700 669 -4.43 10 11 10.00
2017‑09‑30 13F-HR BANR / Banner Corp. 61.25 4,043 4,049 0.15 228 248 8.77
2017‑09‑30 13F-HR BSET / Bassett Furniture Industries, Inc. 39.60 0 202 0 8
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 195.93 17,971 17,889 -0.46 3,506 3,505 -0.03
2017‑09‑30 13F-HR B / Barnes Group, Inc. 70.30 932 953 2.25 55 67 21.82
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.00 0 1,500 0 24
2017‑09‑30 13F-HR BMS / Bemis Co., Inc. 45.34 1,610 1,610 0.00 74 73 -1.35
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 125.00 455 144 -68.35 56 18 -67.86
2017‑09‑30 13F-HR BPMC / Blueprint Medicines Corporation 70.59 85 85 0.00 4 6 50.00
2017‑09‑30 13F-HR BLMN / Bloomin' Brands, Inc. 17.43 1,158 631 -45.51 25 11 -56.00
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 6.25 0 3,200 0 20
2017‑09‑30 13F-HR BSTC / BioSpecifics Technologies Corp. 45.45 66 66 0.00 3 3 0.00
2017‑09‑30 13F-HR BIG / Big Lots, Inc. 52.93 699 699 0.00 34 37 8.82
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.22 29,851 28,692 -3.88 5,903 7,294 23.56
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.41 1,261 1,361 7.93 45 55 22.22
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.48 934 2,833 203.32 64 177 176.56
2017‑09‑30 13F-HR BT / BT Group Plc 19.14 4,000 3,500 -12.50 78 67 -14.10
2017‑09‑30 13F-HR CACI / CACI International, Inc. 139.71 665 680 2.26 83 95 14.46
2017‑09‑30 13F-HR CA / CA, Inc. 33.20 1,687 1,687 0.00 58 56 -3.45
2017‑09‑30 13F-HR CAL / Caleres, Inc. 30.19 1,264 1,292 2.22 35 39 11.43
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 47.10 1,380 1,380 0.00 72 65 -9.72
2017‑09‑30 13F-HR CAJ / Canon, Inc. 28.57 70 70 0.00 2 2 0.00
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 167.98 7,217 4,173 -42.18 1,161 701 -39.62
2017‑09‑30 13F-HR CTLT / Catalent Inc. 39.87 928 37
2017‑09‑30 13F-HR CRCM / Care.com, Inc. 16.62 361 361 0.00 5 6 20.00
2017‑09‑30 13F-HR CARS / Cars.com Inc 24.10 166 166 0.00 4 4 0.00
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 9.62 2,135 2,183 2.25 22 21 -4.55
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.09 445 1,755 294.38 8 30 275.00
2017‑09‑30 13F-HR CWST / Casella Waste Systems, Inc. 17.95 557 557 0.00 9 10 11.11
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 66.67 510 510 0.00 40 34 -15.00
2017‑09‑30 13F-HR CBS / CBS Corp. 57.92 1,736 1,951 12.38 111 113 1.80
2017‑09‑30 13F-HR CBL / CBL & Associates Properties, Inc. 8.51 3,525 3,525 0.00 30 30 0.00
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 34.78 0 115 0 4
2017‑09‑30 13F-HR CVCY / Central Valley Community Bancorp 22.17 864 406 -53.01 19 9 -52.63
2017‑09‑30 13F-HR CPF / Central Pacific Financial Corp. 32.97 534 546 2.25 17 18 5.88
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 112.50 80 80 0.00 9 9 0.00
2017‑09‑30 13F-HR CHE / Chemed Corp. 208.33 47 48 2.13 10 10 0.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.67 685 300 -56.20 14 5 -64.29
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 312.50 60 80 33.33 25 25 0.00
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. 19.97 1,127 1,152 2.22 22 23 4.55
2017‑09‑30 13F-HR CI / Cigna Corp. 186.59 1,005 1,104 9.85 168 206 22.62
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.03 501 512 2.20 47 42 -10.64
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.46 8,310 8,525 2.59 21 21 0.00
2017‑09‑30 13F-HR CTRN / Citi Trends, Inc. 19.58 1,187 1,328 11.88 25 26 4.00
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.70 14,836 17,458 17.67 1,858 2,369 27.50
2017‑09‑30 13F-HR CNDT / Conduent 15.66 1,022 1,022 0.00 16 16 0.00
2017‑09‑30 13F-HR CNCE / Concert Pharmaceuticals, Inc. 15.69 420 255 -39.29 6 4 -33.33
2017‑09‑30 13F-HR CMA / Comerica, Inc. 75.84 647 356 -44.98 47 27 -42.55
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 80.00 400 400 0.00 36 32 -11.11
2017‑09‑30 13F-HR CR / Crane Co. 80.00 1,500 1,500 0.00 119 120 0.84
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.05 6,254 6,254 0.00 1,015 1,051 3.55
2017‑09‑30 13F-HR CBPX / Continental Building Products, Inc. 26.25 1,155 1,181 2.25 27 31 14.81
2017‑09‑30 13F-HR CRVL / CorVel Corp. 54.55 212 165 -22.17 10 9 -10.00
2017‑09‑30 13F-HR DFRG / Del Frisco's Restaurant Group, Inc. 14.93 603 603 0.00 10 9 -10.00
2017‑09‑30 13F-HR DE / Deere & Co. 125.58 13,584 13,784 1.47 1,679 1,731 3.10
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 124.73 0 1,820 0 227
2017‑09‑30 13F-HR CPIX / Cumberland Pharmaceuticals Inc. 8.70 230 230 0.00 2 2 0.00
2017‑09‑30 13F-HR MCF / Contango Oil & Gas Company 4.16 260 481 85.00 2 2 0.00
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 39.12 409 409 0.00 14 16 14.29
2017‑09‑30 13F-HR CUTR / Cutera, Inc. 40.82 291 147 -49.48 8 6 -25.00
2017‑09‑30 13F-HR CFI / Culp, Inc. 33.49 209 209 0.00 7 7 0.00
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 104.58 832 851 2.28 76 89 17.11
2017‑09‑30 13F-HR CTS / CTS Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR DO / Diamond Offshore Drilling, Inc. 13.33 300 4
2017‑09‑30 13F-HR DHX / DHI Group, Inc. 3.33 600 600 0.00 2 2 0.00
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 37.19 580 941 62.24 19 35 84.21
2017‑09‑30 13F-HR DGII / Digi International Inc. 12.50 160 160 0.00 2 2 0.00
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 20.00 8,997 100 -98.89 232 2 -99.14
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 50.70 49,664 34,046 -31.45 2,496 1,726 -30.85
2017‑09‑30 13F-HR DST / DST Systems, Inc. 54.87 26,010 18,700 -28.10 1,605 1,026 -36.07
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.84 6,335 5,429 -14.30 486 466 -4.12
2017‑09‑30 13F-HR EE / El Paso Electric Co. 55.75 825 843 2.18 43 47 9.30
2017‑09‑30 13F-HR PERY / Ellis Perry International, Inc. 22.22 135 135 0.00 3 3 0.00
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.02 9,479 9,388 -0.96 1,002 1,108 10.58
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.81 1,236 936 -24.27 104 85 -18.27
2017‑09‑30 13F-HR EMKR / EMCORE Corp. 7.32 400 410 2.50 4 3 -25.00
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.85 29,327 29,560 0.79 1,168 1,237 5.91
2017‑09‑30 13F-HR ECA / EnCana Corp. 12.00 0 500 0 6
2017‑09‑30 13F-HR EIG / Employers Holdings , Inc. 45.21 368 376 2.17 16 17 6.25
2017‑09‑30 13F-HR EME / EMCOR Group, Inc. 70.42 208 213 2.40 14 15 7.14
2017‑09‑30 13F-HR EVC / Entravision Communications Corp. 5.66 2,075 2,122 2.27 14 12 -14.29
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.42 2,063 2,063 0.00 42 38 -9.52
2017‑09‑30 13F-HR EFSC / Enterprise Financial Services Corp. 43.48 46 46 0.00 2 2 0.00
2017‑09‑30 13F-HR ESE / ESCO Technologies, Inc. 61.40 223 228 2.24 13 14 7.69
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 253.92 3,603 3,316 -7.97 927 842 -9.17
2017‑09‑30 13F-HR EQR / Equity Residential 65.87 7,948 7,576 -4.68 523 499 -4.59
2017‑09‑30 13F-HR EXTN / Exterran Corp. 31.75 315 315 0.00 8 10 25.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.33 29,456 28,881 -1.95 1,880 1,829 -2.71
2017‑09‑30 13F-HR EPAM / EPAM Systems Inc. 85.71 35 35 0.00 3 3 0.00
2017‑09‑30 13F-HR EVBG / Everbridge, Inc. 30.77 65 65 0.00 2 2 0.00
2017‑09‑30 13F-HR FCB / FCB Financial Holdings, Inc. 46.15 65 65 0.00 3 3 0.00
2017‑09‑30 13F-HR ESNT / Essent Group Ltd. 40.25 1,682 1,615 -3.98 62 65 4.84
2017‑09‑30 13F-HR EPM / Evolution Petroleum Corp. 7.14 560 560 0.00 5 4 -20.00
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.00 1,000 1,000 0.00 86 110 27.91
2017‑09‑30 13F-HR FGEN / FibroGen, Inc. 54.08 950 906 -4.63 31 49 58.06
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 31.00 1,000 1,000 0.00 29 31 6.90
2017‑09‑30 13F-HR BUSE / First Busey Corporation 31.71 463 473 2.16 14 15 7.14
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 101.69 590 590 0.00 56 60 7.14
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 54.63 0 421 0 23
2017‑09‑30 13F-HR FR / First Industrial Realty Trust, Inc. 29.96 1,828 1,869 2.24 52 56 7.69
2017‑09‑30 13F-HR FMBI / First Midwest Bancorp, Inc. 22.95 305 305 0.00 7 7 0.00
2017‑09‑30 13F-HR FNSR / Finisar Corporation 19.74 152 152 0.00 4 3 -25.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 6.88 7,200 7,700 6.94 60 53 -11.67
2017‑09‑30 13F-HR FFNW / First Financial Northwest, Inc. 17.39 115 115 0.00 2 2 0.00
2017‑09‑30 13F-HR NFRA / FlexShares STOXX Global Broad Infrastructure Index Fund 48.03 2,082 2,082 0.00 98 100 2.04
2017‑09‑30 13F-HR FIVN / Five9, Inc. 22.73 308 308 0.00 7 7 0.00
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 31.12 8,835 6,524 -26.16 252 203 -19.44
2017‑09‑30 13F-HR FBM / Foundation Building Materials, Inc. 13.77 1,089 15
2017‑09‑30 13F-HR F / Ford Motor Co. 12.02 10,964 10,318 -5.89 123 124 0.81
2017‑09‑30 13F-HR FTS / Fortis Inc. 36.84 340 190 -44.12 12 7 -41.67
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.40 10,000 10,000 0.00 49 44 -10.20
2017‑09‑30 13F-HR FORR / Forrester Research, Inc. 46.88 64 64 0.00 3 3 0.00
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.00 0 1,000 0 14
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.55 10,743 8,193 -23.74 481 365 -24.12
2017‑09‑30 13F-HR GCP / GCP Applied Technologies Inc. 30.34 1,495 890 -40.47 46 27 -41.30
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 73.17 41 41 0.00 2 3 50.00
2017‑09‑30 13F-HR GCI / Gannett Co., Inc. 8.00 250 250 0.00 2 2 0.00
2017‑09‑30 13F-HR FSBW / FS Bancorp, Inc. 35.71 28 28 0.00 1 1 0.00
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.75 2,985 3,885 30.15 277 372 34.30
2017‑09‑30 13F-HR GSB / GlobalSCAPE, Inc. 3.59 292 557 90.75 2 2 0.00
2017‑09‑30 13F-HR BRSS / Global Brass & Copper Holdings, Inc. 36.23 138 138 0.00 4 5 25.00
2017‑09‑30 13F-HR GCO / Genesco Inc. 27.43 0 401 0 11
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.60 52,923 51,644 -2.42 2,282 2,097 -8.11
2017‑09‑30 13F-HR GRA / Grace (W. R.) & Co. 72.17 3,090 3,090 0.00 223 223 0.00
2017‑09‑30 13F-HR HPI / John Hancock Preferred Income Fund 21.67 600 13
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.51 1,400 1,016 -27.43 41 31 -24.39
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 179.69 840 640 -23.81 152 115 -24.34
2017‑09‑30 13F-HR HVT.A / Haverty Furniture Companies, Inc. 26.00 488 500 2.46 12 13 8.33
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.67 9,224 3,081 -66.60 214 76 -64.49
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 100.00 117 50 -57.26 13 5 -61.54
2017‑09‑30 13F-HR HSKA / Heska Corp. 62.50 16 16 0.00 2 1 -50.00
2017‑09‑30 13F-HR HMTV / Hemisphere Media Group, Inc. 11.67 1,174 1,200 2.21 14 14 0.00
2017‑09‑30 13F-HR HA / Hawaiian Holdings, Inc. 37.52 6,111 4,611 -24.55 287 173 -39.72
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 80.10 387 387 0.00 34 31 -8.82
2017‑09‑30 13F-HR HXL / Hexcel Corp. 57.14 175 175 0.00 9 10 11.11
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.71 84,264 80,736 -4.19 1,398 1,188 -15.02
2017‑09‑30 13F-HR HMSY / HMS Holdings Corp. 20.31 1,059 1,083 2.27 20 22 10.00
2017‑09‑30 13F-HR HTBI / HomeTrust Bancshares, Inc. 25.64 0 117 0 3
2017‑09‑30 13F-HR HMC / Honda Motor Co., Ltd. 29.70 101 101 0.00 3 3 0.00
2017‑09‑30 13F-HR HPQ / HP Inc. 19.96 79,277 77,818 -1.84 1,386 1,553 12.05
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 83.59 316 323 2.22 21 27 28.57
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.93 2,831 2,873 1.48 406 425 4.68
2017‑09‑30 13F-HR ICLR / ICON plc 114.83 418 418 0.00 41 48 17.07
2017‑09‑30 13F-HR ICUI / ICU Medical, Inc. 193.55 60 62 3.33 10 12 20.00
2017‑09‑30 13F-HR IMDZ / Immune Design Corp. 11.07 271 271 0.00 3 3 0.00
2017‑09‑30 13F-HR IRT / Independence Realty Trust, Inc. 10.09 2,900 2,972 2.48 29 30 3.45
2017‑09‑30 13F-HR IMO / Imperial Oil Ltd. 32.11 1,900 1,900 0.00 55 61 10.91
2017‑09‑30 13F-HR IBTX / Independent Bank Group, Inc. 61.54 65 4
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.57 1,810 1,810 0.00 228 211 -7.46
2017‑09‑30 13F-HR INCR / INC Research Holdings, Inc. 52.79 323 663 105.26 19 35 84.21
2017‑09‑30 13F-HR IMGN / Immunogen, Inc. 7.66 0 261 0 2
2017‑09‑30 13F-HR HIFR / InfraREIT, Inc. 22.88 855 874 2.22 16 20 25.00
2017‑09‑30 13F-HR TILE / Interface, Inc. 21.95 2,985 3,053 2.28 59 67 13.56
2017‑09‑30 13F-HR IPAR / Inter Parfums, Inc. 40.65 361 369 2.22 13 15 15.38
2017‑09‑30 13F-HR IBOC / International Bancshares Corp. 39.80 393 402 2.29 14 16 14.29
2017‑09‑30 13F-HR IPHS / Innophos Holdings, Inc. 48.42 465 475 2.15 20 23 15.00
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 142.96 26,433 9,555 -63.85 3,568 1,366 -61.72
2017‑09‑30 13F-HR IOVA / Iovance Biotherapeutics Inc. 7.87 2,230 1,652 -25.92 16 13 -18.75
2017‑09‑30 13F-HR IPGP / IPG Photonics Corp. 183.49 218 218 0.00 32 40 25.00
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 35.00 0 7,372 0 258
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.74 72,288 74,538 3.11 1,136 1,173 3.26
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 46.20 1,840 1,840 0.00 82 85 3.66
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 122.45 147 147 0.00 18 18 0.00
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 56.18 356 356 0.00 19 20 5.26
2017‑09‑30 13F-HR AGZ / iShares Agency Bond ETF 113.68 8,288 15,201 83.41 942 1,728 83.44
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.90 60,094 59,145 -1.58 10,453 10,581 1.22
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 112.68 1,229 1,065 -13.34 134 120 -10.45
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.12 1,965 1,965 0.00 237 238 0.42
2017‑09‑30 13F-HR WPS / iShares International Developed Property ETF 38.20 3,902 2,487 -36.26 144 95 -34.03
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.10 40,872 79,971 95.66 4,363 8,565 96.31
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.59 1,554 1,554 0.00 138 147 6.52
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.70 265 265 0.00 18 19 5.56
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.72 2,619 2,619 0.00 812 874 7.64
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.84 11,796 12,126 2.80 1,299 1,344 3.46
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.88 25,860 26,051 0.74 3,498 3,644 4.17
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105.00 200 200 0.00 21 21 0.00
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 164.50 45,362 44,541 -1.81 7,074 7,327 3.58
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.73 35,161 35,061 -0.28 5,223 5,355 2.53
2017‑09‑30 13F-HR ITT / ITT Inc. 45.11 200 133 -33.50 8 6 -25.00
2017‑09‑30 13F-HR ITRI / Itron, Inc. 78.01 276 282 2.17 19 22 15.79
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.72 577 577 0.00 46 46 0.00
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 36.61 1,557 1,557 0.00 53 57 7.55
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.31 36,871 36,470 -1.09 5,155 5,409 4.93
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 19.61 5,100 5,100 0.00 94 100 6.38
2017‑09‑30 13F-HR KFRC / Kforce, Inc. 17.65 170 170 0.00 3 3 0.00
2017‑09‑30 13F-HR K / Kellogg Co. 62.35 15,288 14,338 -6.21 1,062 894 -15.82
2017‑09‑30 13F-HR KEQU / Kewaunee Scientific Corp. 28.57 70 70 0.00 2 2 0.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.30 47,269 46,928 -0.72 2,050 1,891 -7.76
2017‑09‑30 13F-HR KE / Kimball Electronics, Inc. 18.99 158 158 0.00 3 3 0.00
2017‑09‑30 13F-HR KAI / Kadant, Inc. 98.77 239 243 1.67 18 24 33.33
2017‑09‑30 13F-HR KS / KapStone Paper & Packaging Corp. 21.12 795 805 1.26 16 17 6.25
2017‑09‑30 13F-HR LRN / K12 Inc. 18.75 160 160 0.00 3 3 0.00
2017‑09‑30 13F-HR KBH / KB Home 24.28 0 659 0 16
2017‑09‑30 13F-HR KIN / Kindred Biosciences, Inc. 6.21 350 161 -54.00 3 1 -66.67
2017‑09‑30 13F-HR KR / Kroger Co. 20.07 9,608 9,418 -1.98 224 189 -15.62
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 187.79 341 426 24.93 57 80 40.35
2017‑09‑30 13F-HR KSS / Kohl's Corp. 46.00 500 500 0.00 19 23 21.05
2017‑09‑30 13F-HR KOP / Kopper Holdings, Inc. 46.73 523 535 2.29 19 25 31.58
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 41.28 1,599 1,599 0.00 57 66 15.79
2017‑09‑30 13F-HR LEA / Lear Corp. 172.84 506 486 -3.95 72 84 16.67
2017‑09‑30 13F-HR LEN / Lennar Corp. 60.00 3,250 50 -98.46 173 3 -98.27
2017‑09‑30 13F-HR LSTR / Landstar System, Inc. 100.00 800 800 0.00 68 80 17.65
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.00 0 200 0 37
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.20 3,941 3,941 0.00 252 253 0.40
2017‑09‑30 13F-HR LPSN / LivePerson, Inc. 10.87 0 92 0 1
2017‑09‑30 13F-HR LGF.A / Lions Gate Entertainment Corp. 0.00 13 13 0.00 0 0
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 0.00 13 13 0.00 0 0
2017‑09‑30 13F-HR L / Loews Corp. 47.80 7,050 7,050 0.00 330 337 2.12
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 110.29 161 136 -15.53 17 15 -11.76
2017‑09‑30 13F-HR M / Macy's, Inc. 21.79 12,149 11,749 -3.29 282 256 -9.22
2017‑09‑30 13F-HR MGA / Magna International Inc. 52.81 0 303 0 16
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 97.40 154 154 0.00 13 15 15.38
2017‑09‑30 13F-HR MGNX / MacroGenics, Inc. 19.42 103 103 0.00 2 2 0.00
2017‑09‑30 13F-HR LDL / Lydall, Inc. 57.87 424 432 1.89 22 25 13.64
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.92 19,200 19,200 0.00 317 344 8.52
2017‑09‑30 13F-HR MCS / Marcus Corporation (THE) 28.07 285 285 0.00 9 8 -11.11
2017‑09‑30 13F-HR MASI / Masimo Corp. 88.89 360 90 -75.00 33 8 -75.76
2017‑09‑30 13F-HR MCFT / MCBC Holdings, Inc. 20.27 296 296 0.00 6 6 0.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.95 3,716 3,526 -5.11 290 296 2.07
2017‑09‑30 13F-HR MKTX / MarketAxess Holdings, Inc. 184.44 4,820 4,820 0.00 969 889 -8.26
2017‑09‑30 13F-HR MDCA / MDC Partners, Inc. 11.29 1,205 1,240 2.90 12 14 16.67
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc 47.96 3,476 1,251 -64.01 156 60 -61.54
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 3,158 4,409 39.61
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 77.56 0 361 0 28
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.95 8,099 11,204 38.34 445 582 30.79
2017‑09‑30 13F-HR MTG / MGIC Investment Corp. 12.49 4,833 6,566 35.86 54 82 51.85
2017‑09‑30 13F-HR MED / Medifast, Inc. 56.82 70 88 25.71 3 5 66.67
2017‑09‑30 13F-HR MSTR / MicroStrategy, Inc. 128.57 340 70 -79.41 65 9 -86.15
2017‑09‑30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.40 3,593 3,593 0.00 24 23 -4.17
2017‑09‑30 13F-HR MYRG / MYR Group, Inc. 26.14 153 153 0.00 5 4 -20.00
2017‑09‑30 13F-HR MYOK / MyoKardia, Inc. 42.49 353 15
2017‑09‑30 13F-HR MYL / Mylan N.V. 30.93 485 485 0.00 19 15 -21.05
2017‑09‑30 13F-HR MS / Morgan Stanley 48.89 450 450 0.00 20 22 10.00
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 12.84 1,066 1,090 2.25 12 14 16.67
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 87.72 2,407 57 -97.63 209 5 -97.61
2017‑09‑30 13F-HR MLI / Mueller Industries, Inc. 34.67 705 721 2.27 21 25 19.05
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.33 300 300 0.00 12 13 8.33
2017‑09‑30 13F-HR NRCIA / National Research Corp. 38.83 103 103 0.00 3 4 33.33
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.77 0 1,386 0 8
2017‑09‑30 13F-HR NNBR / NN, Inc. 30.77 0 130 0 4
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.60 5,070 5,219 2.94 18 24 33.33
2017‑09‑30 13F-HR NGG / National Grid Plc 62.62 5,757 4,535 -21.23 362 284 -21.55
2017‑09‑30 13F-HR NI / NiSource, Inc. 25.36 749 1,459 94.79 19 37 94.74
2017‑09‑30 13F-HR BABY / Natus Medical, Inc. 37.50 80 80 0.00 3 3 0.00
2017‑09‑30 13F-HR NANO / Nanometrics, Inc. 21.28 47 47 0.00 1 1 0.00
2017‑09‑30 13F-HR NXRT / NexPoint Residential Trust, Inc. 23.08 130 130 0.00 3 3 0.00
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.65 6,265 6,115 -2.39 206 218 5.83
2017‑09‑30 13F-HR NP / Neenah Paper, Inc. 84.68 243 248 2.06 20 21 5.00
2017‑09‑30 13F-HR NMIH / Nmi Holdings Inc 11.30 177 177 0.00 2 2 0.00
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 41.54 4,381 4,381 0.00 169 182 7.69
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.00 3,000 3,000 0.00 129 144 11.63
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.57 280 280 0.00 15 15 0.00
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 8.77 0 1,369 0 12
2017‑09‑30 13F-HR DCM / NTT DOCOMO, Inc. 16.67 60 60 0.00 1 1 0.00
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 15.67 2,425 2,425 0.00 42 38 -9.52
2017‑09‑30 13F-HR NBN / Northeast Bancorp 27.27 110 110 0.00 2 3 50.00
2017‑09‑30 13F-HR NTRI / NutriSystem, Inc. 56.38 1,026 745 -27.39 53 42 -20.75
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.11 13,263 12,863 -3.02 634 606 -4.42
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.00 0 3,000 0 12
2017‑09‑30 13F-HR OBLN / Obalon Therapeutics, Inc. 11.49 174 174 0.00 2 2 0.00
2017‑09‑30 13F-HR OGE / OGE Energy Corp. 35.16 455 455 0.00 16 16 0.00
2017‑09‑30 13F-HR OKSWF / Osisko Gold Royalties Ltd. 13.00 5,000 5,000 0.00 61 65 6.56
2017‑09‑30 13F-HR OMAM / OM Asset Management Plc 14.58 805 823 2.24 12 12 0.00
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 80.88 0 136 0 11
2017‑09‑30 13F-HR ORA / Ormat Technologies, Inc. 63.64 110 110 0.00 6 7 16.67
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 72.42 2,200 3,162 43.73 145 229 57.93
2017‑09‑30 13F-HR OPY / Oppenheimer Holdings Inc. 18.40 326 326 0.00 5 6 20.00
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 1.44 4,156 4,156 0.00 6 6 0.00
2017‑09‑30 13F-HR PPBI / Pacific Premier Bancorp, Inc. 37.62 0 1,329 0 50
2017‑09‑30 13F-HR ORN / Orion Marine Group, Inc. 6.25 800 800 0.00 6 5 -16.67
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 174.99 11,790 13,801 17.06 1,884 2,415 28.18
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 27.50 217 400 84.33 6 11 83.33
2017‑09‑30 13F-HR PRFT / Perficient, Inc. 18.80 266 266 0.00 5 5 0.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.08 23,084 23,503 1.82 1,532 1,600 4.44
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 111.11 45 45 0.00 4 5 25.00
2017‑09‑30 13F-HR PJC / Piper Jaffray Companies, Inc. 66.67 45 45 0.00 3 3 0.00
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.55 33,176 31,258 -5.78 2,825 2,643 -6.44
2017‑09‑30 13F-HR POOL / Pool Corp. 108.17 6,240 6,240 0.00 734 675 -8.04
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 36.70 0 109 0 4
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 20.00 0 400 0 8
2017‑09‑30 13F-HR POL / PolyOne Corp. 40.20 1,750 1,791 2.34 68 72 5.88
2017‑09‑30 13F-HR PES / Pioneer Energy Services Corp. 2.82 4,055 709 -82.52 8 2 -75.00
2017‑09‑30 13F-HR PLNT / Planet Fitness, Inc. 26.17 520 535 2.88 12 14 16.67
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.15 21,205 20,736 -2.21 491 480 -2.24
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.62 27,110 21,496 -20.71 2,981 2,335 -21.67
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.32 1,950 2,950 51.28 32 57 78.13
2017‑09‑30 13F-HR POR / Portland General Electric Co. 45.40 1,745 1,784 2.23 80 81 1.25
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.50 4,000 4,000 0.00 58 62 6.90
2017‑09‑30 13F-HR PPL / PPL Corp. 37.50 800 800 0.00 31 30 -3.23
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.32 662 662 0.00 30 30 0.00
2017‑09‑30 13F-HR BPOP / Popular, Inc. 35.93 25,245 25,245 0.00 1,053 907 -13.87
2017‑09‑30 13F-HR PBPB / Potbelly Corp 12.00 250 250 0.00 3 3 0.00
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 28.67 1,500 1,500 0.00 40 43 7.50
2017‑09‑30 13F-HR PZD / PowerShares CleanTech Portfolio 41.54 650 650 0.00 25 27 8.00
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.27 3,500 3,190 -8.86 86 87 1.16
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.62 4,800 4,800 0.00 172 171 -0.58
2017‑09‑30 13F-HR PRGS / Progress Software Corp. 37.04 260 270 3.85 8 10 25.00
2017‑09‑30 13F-HR PBH / Prestige Brands Holdings, Inc. 41.67 192 48 -75.00 10 2 -80.00
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.29 5,811 5,811 0.00 250 269 7.60
2017‑09‑30 13F-HR PTI / Proteostasis Therapeutics, Inc. 2.02 526 990 88.21 2 2 0.00
2017‑09‑30 13F-HR PLD / Prologis, Inc. 63.45 22,042 12,861 -41.65 1,293 816 -36.89
2017‑09‑30 13F-HR QCRH / QCR Holdings, Inc. 47.90 167 167 0.00 8 8 0.00
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 49.35 0 385 0 19
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.61 23,450 10,253 -56.28 1,740 929 -46.61
2017‑09‑30 13F-HR PRSC / Providence Service Corp. (The) 54.10 572 536 -6.29 29 29 0.00
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.63 18,694 18,498 -1.05 2,078 1,732 -16.65
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 16.13 862 62 -92.81 16 1 -93.75
2017‑09‑30 13F-HR QLYS / Qualys, Inc. 51.66 266 271 1.88 11 14 27.27
2017‑09‑30 13F-HR RLGT / Radiant Logistics, Inc. 5.95 1,424 672 -52.81 8 4 -50.00
2017‑09‑30 13F-HR QUOT / Quotient Technology Inc. 15.83 891 695 -22.00 10 11 10.00
2017‑09‑30 13F-HR RCMT / RCM Technologies, Inc. 5.36 373 373 0.00 2 2 0.00
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 94.12 0 85 0 8
2017‑09‑30 13F-HR RDN / Radian Group, Inc. 18.81 4,042 4,147 2.60 66 78 18.18
2017‑09‑30 13F-HR RARX / Ra Pharmaceuticals, Inc. 13.33 150 150 0.00 3 2 -33.33
2017‑09‑30 13F-HR RNET / RigNet, Inc. 18.75 160 160 0.00 3 3 0.00
2017‑09‑30 13F-HR RGNX / REGENXBIO Inc. 32.61 810 828 2.22 16 27 68.75
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 65.00 0 400 0 26
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 15.15 132 132 0.00 2 2 0.00
2017‑09‑30 13F-HR RM / Regional Management Corp. 17.54 57 57 0.00 1 1 0.00
2017‑09‑30 13F-HR REGI / Renewable Energy Group, Inc. 12.17 0 2,055 0 25
2017‑09‑30 13F-HR REG / Regency Centers Corp. 62.05 20,710 20,710 0.00 1,297 1,285 -0.93
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.03 719 719 0.00 116 128 10.34
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 65.98 4,971 4,971 0.00 317 328 3.47
2017‑09‑30 13F-HR RCKY / Rocky Brands, Inc. 13.99 0 143 0 2
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 76.67 0 300 0 23
2017‑09‑30 13F-HR ROG / Rogers Corp. 132.95 169 173 2.37 18 23 27.78
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.00 2,700 1,000 -62.96 147 51 -65.31
2017‑09‑30 13F-HR ROP / Roper Technologies, Inc. 245.28 93 53 -43.01 21 13 -38.10
2017‑09‑30 13F-HR RTEC / Rudolph Technologies, Inc. 26.48 1,705 1,737 1.88 39 46 17.95
2017‑09‑30 13F-HR RST / Rosetta Stone, Inc. 11.83 0 169 0 2
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 86.00 1,500 1,500 0.00 117 129 10.26
2017‑09‑30 13F-HR RUBI / Rubicon Project, Inc. 3.45 2,561 290 -88.68 13 1 -92.31
2017‑09‑30 13F-HR SAIA / Saia, Inc. 61.54 316 325 2.85 16 20 25.00
2017‑09‑30 13F-HR SFE / Safeguard Scientifics, Inc. 16.26 123 123 0.00 1 2 100.00
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 61.04 1,671 1,671 0.00 98 102 4.08
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 3.45 3,311 290 -91.24 24 1 -95.83
2017‑09‑30 13F-HR SAP / SAP SE 110.00 700 700 0.00 73 77 5.48
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.39 15,535 15,678 0.92 783 790 0.89
2017‑09‑30 13F-HR SCG / SCANA Corp. 49.33 446 446 0.00 30 22 -26.67
2017‑09‑30 13F-HR RUTH / Ruth's Hospitality Group, Inc. 21.34 642 656 2.18 14 14 0.00
2017‑09‑30 13F-HR MHFI / McGraw Hill Financial, Inc. 156.32 17,420 17,176 -1.40 2,543 2,685 5.58
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 30,117 28,050 -6.86 2,791 2,680 -3.98
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 100.00 120 700 483.33 11 70 536.36
2017‑09‑30 13F-HR SBCF / Seacoast Banking Corporation of Florida 24.20 770 785 1.95 19 19 0.00
2017‑09‑30 13F-HR SPNE / SeaSpine Holdings Corporation 13.07 153 153 0.00 2 2 0.00
2017‑09‑30 13F-HR SEE / Sealed Air Corp. 42.76 6,510 6,431 -1.21 291 275 -5.50
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.37 32,959 36,116 9.58 2,106 2,433 15.53
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.82 108,417 202,591 86.86 5,443 10,498 92.87
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.10 34,867 35,464 1.71 1,908 2,096 9.85
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.85 45,292 47,341 4.52 1,117 1,224 9.58
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.67 3,465 3,465 0.00 275 283 2.91
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.21 1,603 2,303 43.67 109 164 50.46
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.10 10,150 10,132 -0.18 527 538 2.09
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.84 6,887 6,597 -4.21 371 375 1.08
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.14 4,079 4,325 6.03 131 139 6.11
2017‑09‑30 13F-HR SMTC / Semtech Corp. 37.82 1,164 1,190 2.23 42 45 7.14
2017‑09‑30 13F-HR SCVL / Shoe Carnival, Inc. 24.63 203 203 0.00 4 5 25.00
2017‑09‑30 13F-HR SPTN / SpartanNash Company 25.16 159 159 0.00 4 4 0.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 105.93 236 236 0.00 28 25 -10.71
2017‑09‑30 13F-HR SKYW / SkyWest, Inc. 44.05 1,795 1,839 2.45 63 81 28.57
2017‑09‑30 13F-HR SAH / Sonic Automotive, Inc. 21.13 1,179 284 -75.91 23 6 -73.91
2017‑09‑30 13F-HR SON / Sonoco Products Co. 50.30 676 676 0.00 35 34 -2.86
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 32.17 365 373 2.19 12 12 0.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41.25 9,915 9,915 0.00 381 409 7.35
2017‑09‑30 13F-HR SCCO / Southern Copper Corp. 39.60 0 1,010 0 40
2017‑09‑30 13F-HR SJW / SJW Corp. 56.45 124 124 0.00 6 7 16.67
2017‑09‑30 13F-HR SP / SP Plus Corporation 37.50 160 160 0.00 5 6 20.00
2017‑09‑30 13F-HR DWX / SPDR S&P Intl Dividend ETF 40.38 208,501 299,917 43.84 8,157 12,111 48.47
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 92.52 8,641 8,441 -2.31 803 781 -2.74
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.39 75,841 9,911 -86.93 768 103 -86.59
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 28.32 1,130 1,130 0.00 32 32 0.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 171,534 170,707 -0.48 41,477 42,887 3.40
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 6.27 53,200 11,000 -79.32 336 69 -79.46
2017‑09‑30 13F-HR STT / State Street Corp. 95.83 1,277 1,127 -11.75 115 108 -6.09
2017‑09‑30 13F-HR SCS / Steelcase, Inc. 15.58 2,690 2,760 2.60 38 43 13.16
2017‑09‑30 13F-HR SGY / Stone Energy Corp. 28.23 0 496 0 14
2018‑01‑16 13F-HR STL / Sterling Bancorp 24.69 1,416 1,458 2.97 33 36 9.09
2018‑01‑16 13F-HR INN / Summit Hotel Properties, Inc. 14.63 0 205 0 3
2018‑01‑16 13F-HR SXC / SunCoke Energy, Inc. 8.42 475 475 0.00 5 4 -20.00
2017‑09‑30 13F-HR SHO / Sunstone Hotel Investors, Inc. 15.83 741 758 2.29 12 12 0.00
2017‑09‑30 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 39.69 762 781 2.49 33 31 -6.06
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.91 0 470 0 15
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.03 119,532 101,599 -15.00 3,490 3,559 1.98
2017‑09‑30 13F-HR TLF / Tandy Leather Factory, Inc. 5.46 183 183 0.00 2 1 -50.00
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 31.22 1,890 1,890 0.00 62 59 -4.84
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.08 14,992 16,249 8.38 1,180 1,350 14.41
2017‑09‑30 13F-HR TNAV / Telenav, Inc. 5.26 190 190 0.00 2 1 -50.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 333.33 0 51 0 17
2017‑09‑30 13F-HR TDS / Telephone and Data Systems, Inc. 27.84 8,225 8,225 0.00 228 229 0.44
2017‑09‑30 13F-HR TESS / Tessco Technologies, Inc. 12.15 247 247 0.00 3 3 0.00
2017‑09‑30 13F-HR TIVO / TiVo Inc. 19.05 1,059 525 -50.42 20 10 -50.00
2017‑09‑30 13F-HR TOWR / Tower International, Inc. 25.45 275 275 0.00 6 7 16.67
2017‑09‑30 13F-HR TACT / TransAct Technologies Inc. 9.26 216 216 0.00 2 2 0.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.00 35 300 757.14 0 3
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. 39.27 0 5,780 0 227
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 61.67 600 600 0.00 42 37 -11.90
2017‑09‑30 13F-HR UCBI / United Community Banks, Inc. 28.57 1,267 1,295 2.21 35 37 5.71
2017‑09‑30 13F-HR UCFC / United Community Financial Corp. 9.37 1,174 1,174 0.00 10 11 10.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.94 7,308 7,200 -1.48 493 554 12.37
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 14.90 3,021 3,021 0.00 61 45 -26.23
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.00 125 4
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.53 4,107 4,107 0.00 511 532 4.11
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.95 8,691 8,691 0.00 940 999 6.28
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.75 8,445 7,641 -9.52 783 724 -7.54
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.96 2,733 6,378 133.37 239 561 134.73
2017‑09‑30 13F-HR VAR / Varian Medical Systems, Inc. 100.00 1,180 1,180 0.00 122 118 -3.28
2017‑09‑30 13F-HR VCYT / Veracyte Inc. 8.46 1,064 1,064 0.00 9 9 0.00
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 106.92 159 159 0.00 15 17 13.33
2017‑09‑30 13F-HR VRSK / Verisk Analytics, Inc. 80.00 150 150 0.00 13 12 -7.69
2017‑09‑30 13F-HR VOXX / VOXX International Corp. 6.67 574 150 -73.87 5 1 -80.00
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 150.00 100 15
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.05 2,730 2,730 0.00 52 52 0.00
2017‑09‑30 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 96 102 6.25
2017‑09‑30 13F-HR EES / WisdomTree SmallCap Earnings Fund 33.33 300 10
2017‑09‑30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 53.20 24,622 2,576 1,310 -49.15
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.01 15,603 13,903 -10.90 640 598 -6.56
2017‑09‑30 13F-HR XRX / Xerox Corp. 32.43 0 370 0 12
2017‑09‑30 13F-HR XNCR / Xencor, Inc. 23.19 776 690 -11.08 16 16 0.00
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 3.00 0 1,000 0 3
2017‑09‑30 13F-HR ZFGN / Zafgen, Inc. 3.76 797 797 0.00 3 3 0.00
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 47.19 24,174 21,740 -10.07 1,061 1,026 -3.30
2017‑09‑30 13F-HR DEO / Diageo plc 132.14 10,461 10,489 0.27 1,254 1,386 10.53
2017‑09‑30 13F-HR SHBI / Shore Bancshares, Inc. 15.95 439 439 0.00 7 7 0.00
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 30.30 66 66 0.00 3 2 -33.33
2017‑09‑30 13F-HR FDEF / First Defiance Financial Corp. 49.50 0 101 0 5
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.52 27,620 27,784 0.59 3,495 3,404 -2.60
2017‑09‑30 13F-HR CMRE / Costamare Inc. 6.14 7,000 7,000 0.00 51 43 -15.69
2017‑09‑30 13F-HR UMPQ / Umpqua Holdings Corp. 19.34 2,023 2,068 2.22 37 40 8.11
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.71 8,807 8,673 -1.52 712 700 -1.69
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.72 13,810 7,711 -44.16 494 260 -47.37
2017‑09‑30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.03 660 660 0.00 2 2 0.00
2017‑09‑30 13F-HR TDC / Teradata Corp. 31.85 157 157 0.00 5 5 0.00
2017‑09‑30 13F-HR PEGA / Pegasystems, Inc. 56.41 381 390 2.36 22 22 0.00
2017‑09‑30 13F-HR TOT / Total S.A. 53.69 2,645 2,645 0.00 131 142 8.40
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 32.00 0 1,000 0 32
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.38 7,230 6,634 -8.24 269 248 -7.81
2017‑09‑30 13F-HR CHFC / Chemical Financial Corp. 52.82 284 284 0.00 14 15 7.14
2017‑09‑30 13F-HR NSTG / NanoString Technologies, Inc. 14.93 311 268 -13.83 5 4 -20.00
2017‑09‑30 13F-HR SNY / Sanofi 50.00 580 520 -10.34 28 26 -7.14
2017‑09‑30 13F-HR WTR / Aqua America, Inc. 33.60 0 625 0 21
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 228.01 257 307 19.46 48 70 45.83
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.81 590 590 0.00 16 17 6.25
2017‑09‑30 13F-HR EURN / Euronav NV 8.12 6,400 6,400 0.00 51 52 1.96
2017‑09‑30 13F-HR OCFC / OceanFirst Financial Corp. 26.55 228 113 -50.44 6 3 -50.00
2017‑09‑30 13F-HR MANT / ManTech International Corp. 44.44 319 1,395 337.30 13 62 376.92
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 38.46 650 650 0.00 23 25 8.70
2017‑09‑30 13F-HR GTS / Triple-S Management Corp. 25.86 71 116 63.38 1 3 200.00
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.89 7,420 7,420 0.00 274 296 8.03
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 60.00 1,630 1,400 -14.11 92 84 -8.70
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.43 1,200 1,150 -4.17 59 58 -1.69
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 40.00 8,220 600 -92.70 324 24 -92.59
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.39 268 268 0.00 6 6 0.00
2017‑09‑30 13F-HR ATSG / Air Transport Services Group, Inc. 23.26 129 129 0.00 3 3 0.00
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.73 25,148 631 -97.49 1,876 44 -97.65
2017‑09‑30 13F-HR VEC / Vectrus, Inc. 31.35 596 606 1.68 19 19 0.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.54 6,980 7,368 5.56 453 505 11.48
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,045.23 0 199 0 208
2017‑09‑30 13F-HR CEVA / CEVA, Inc. 42.19 0 237 0 10
2017‑09‑30 13F-HR AGII / Argo Group International Holdings, Ltd. 60.83 402 411 2.24 24 25 4.17
2017‑09‑30 13F-HR STRA / Strayer Education, Inc. 88.24 326 306 -6.13 30 27 -10.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.02 3,177 3,192 0.47 341 348 2.05
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.83 1,124 1,124 0.00 64 65 1.56
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.01 11,931 11,369 -4.71 655 614 -6.26
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.56 99,480 82,580 -16.99 1,402 1,037 -26.03
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.07 10,070 10,070 0.00 903 907 0.44
2017‑09‑30 13F-HR UNVR / Univar, Inc. 28.94 21,210 12,960 -38.90 620 375 -39.52
2017‑09‑30 13F-HR ANCX / Access National Corp. 28.49 1,325 2,352 77.51 35 67 91.43
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.73 4,811 4,835 0.50 383 371 -3.13
2017‑09‑30 13F-HR INTU / Intuit Inc. 140.00 125 100 -20.00 17 14 -17.65
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,666.67 6 6 0.00 1,528 1,648 7.85
2017‑09‑30 13F-HR TFX / Teleflex, Inc. 241.19 775 539 -30.45 161 130 -19.25
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.72 3,330 3,330 0.00 344 392 13.95
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 119.01 2,899 2,899 0.00 304 345 13.49
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 69.72 260 502 93.08 16 35 118.75
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. 6.81 1,004 1,028 2.39 23 7 -69.57
2017‑09‑30 13F-HR SUP / Superior Industries International, Inc. 14.81 135 135 0.00 3 2 -33.33
2017‑09‑30 13F-HR ELY / Callaway Golf Company 14.34 3,670 3,767 2.64 47 54 14.89
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. 48.14 457 457 0.00 24 22 -8.33
2017‑09‑30 13F-HR CSGS / CSG Systems International, Inc. 42.19 230 237 3.04 9 10 11.11
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 50.00 564 400 -29.08 27 20 -25.93
2017‑09‑30 13F-HR TRP / TransCanada Corp. 50.00 0 700 0 35
2017‑09‑30 13F-HR WRI / Weingarten Realty Investors 28.37 141 141 0.00 4 4 0.00
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.08 11,494 3,405 -70.38 2,021 637 -68.48
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 82.88 5,325 5,466 2.65 432 453 4.86
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 35.56 450 450 0.00 22 16 -27.27
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 94.12 203 85 -58.13 18 8 -55.56
2017‑09‑30 13F-HR UBS / UBS Group AG 17.14 18,147 18,147 0.00 308 311 0.97
2017‑09‑30 13F-HR ROCK / Gibraltar Industries, Inc. 31.30 592 607 2.53 21 19 -9.52
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.64 16,811 15,647 -6.92 606 589 -2.81
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.98 860 860 0.00 92 92 0.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.84 729 729 0.00 42 48 14.29
2017‑09‑30 13F-HR MMSI / Merit Medical Systems, Inc. 40.82 190 196 3.16 7 8 14.29
2017‑09‑30 13F-HR ATEN / A10 Networks, Inc. 5.35 442 187 -57.69 4 1 -75.00
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.19 5,686 1,971 -65.34 800 298 -62.75
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 151.62 1,017 897 -11.80 143 136 -4.90
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.71 102,211 123,887 21.21 5,114 6,530 27.69
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 1.24 45,000 45,000 0.00 58 56 -3.45
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 2.16 1,386 1,386 0.00 2 3 50.00
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.36 5,788 5,138 -11.23 326 305 -6.44
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.69 650 650 0.00 28 31 10.71
2017‑09‑30 13F-HR CUBI / Customers Bancorp Inc. 28.30 106 106 0.00 3 3 0.00
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 142.86 147 147 0.00 21 21 0.00
2017‑09‑30 13F-HR MRAM / Everspin Technologies, Inc. 15.15 71 132 85.92 1 2 100.00
2017‑09‑30 13F-HR EGP / EastGroup Properties, Inc. 86.67 300 300 0.00 25 26 4.00
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.73 1,375 1,375 0.00 141 144 2.13
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.29 8,966 9,435 5.23 494 550 11.34
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.92 81,726 81,278 -0.55 6,831 6,821 -0.15
2017‑09‑30 13F-HR GMS / GMS Inc. 38.10 105 105 0.00 3 4 33.33
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 92.59 145 54 -62.76 13 5 -61.54
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.11 2,837 2,837 0.00 141 145 2.84
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 36.92 325 325 0.00 12 12 0.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 152.96 523 523 0.00 77 80 3.90
2017‑09‑30 13F-HR CENT / Central Garden & Pet Co. 37.54 654 666 1.83 20 25 25.00
2017‑09‑30 13F-HR FOE / Ferro Corp. 22.25 703 719 2.28 13 16 23.08
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 29.56 596 609 2.18 17 18 5.88
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.51 22,961 22,961 0.00 2,923 3,410 16.66
2017‑09‑30 13F-HR FSS / Federal Signal Corp. 20.95 1,261 1,289 2.22 22 27 22.73
2017‑09‑30 13F-HR SCI / Service Corp. International 34.45 17,325 9,085 -47.56 580 313 -46.03
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.42 7,165 7,002 -2.27 206 199 -3.40
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 184.29 624 624 0.00 120 115 -4.17
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 38.72 594 594 0.00 23 23 0.00
2017‑09‑30 13F-HR ACN / Accenture plc 135.06 34,388 32,933 -4.23 4,253 4,448 4.58
2017‑09‑30 13F-HR WSO / Watsco, Inc. 162.50 160 160 0.00 25 26 4.00
2017‑09‑30 13F-HR TTPH / Tetraphase Pharmaceuticals, Inc. 6.58 760 760 0.00 5 5 0.00
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28.00 1,000 1,000 0.00 29 28 -3.45
2017‑09‑30 13F-HR TBK / Triumph Bancorp, Inc. 33.74 326 326 0.00 8 11 37.50
2017‑09‑30 13F-HR OUNZ / Merk Gold Trust 12.66 4,504 4,504 0.00 55 57 3.64
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29.96 267 267 0.00 7 8 14.29
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 128.96 47,714 47,123 -1.24 5,837 6,077 4.11
2017‑09‑30 13F-HR LQ / La Quinta Holdings Inc. 17.13 914 934 2.19 14 16 14.29
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.85 1,115 1,222 9.60 183 188 2.73
2017‑09‑30 13F-HR PGNX / Progenics Pharmaceuticals, Inc. 9.39 213 213 0.00 1 2 100.00
2017‑09‑30 13F-HR TMHC / Taylor Morrison Home Corp. 21.96 2,035 3,097 52.19 49 68 38.78
2017‑09‑30 13F-HR DISH / DISH Network Corp. 54.00 1,600 1,500 -6.25 100 81 -19.00
2017‑09‑30 13F-HR MCBC / Macatawa Bank Corp. 9.84 305 305 0.00 3 3 0.00
2017‑09‑30 13F-HR CMS / CMS Energy Corp. 46.99 532 532 0.00 25 25 0.00
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.34 0 4,322 0 49
2017‑09‑30 13F-HR PCH / Potlatch Holdings, Inc. 50.91 1,018 1,041 2.26 47 53 12.77
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.64 3,127 3,002 -4.00 141 140 -0.71
2017‑09‑30 13F-HR ITM / VanEck Vectors ETF TR 24.06 33,550 39,072 16.46 803 940 17.06
2017‑09‑30 13F-HR XENT / Intersect ENT, Inc. 29.63 89 135 51.69 2 4 100.00
2017‑09‑30 13F-HR WBS / Webster Financial Corp. 53.00 552 283 -48.73 29 15 -48.28
2017‑09‑30 13F-HR EAT / Brinker International, Inc. 31.80 849 849 0.00 32 27 -15.62
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.93 34,545 31,271 -9.48 1,038 936 -9.83
2017‑09‑30 13F-HR EBF / Ennis, Inc. 19.61 459 459 0.00 9 9 0.00
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.03 21,746 21,481 -1.22 3,018 3,051 1.09
2017‑09‑30 13F-HR HSC / Harsco Corp. 20.13 149 149 0.00 2 3 50.00
2017‑09‑30 13F-HR AHT / Ashford Hospitality Trust Inc. 7.59 395 395 0.00 2 3 50.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.57 25,102 12,466 -50.34 5,455 2,812 -48.45
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 11.01 1,155 1,181 2.25 12 13 8.33
2017‑09‑30 13F-HR SAND / Sandstorm Gold Ltd. 4.55 20,000 20,000 0.00 77 91 18.18
2017‑09‑30 13F-HR EXH / 12.31 1,590 1,625 2.20 18 20 11.11
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 103,154 83,966 -18.60 2,502 2,128 -14.95
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 104.47 27,452 23,049 -16.04 2,748 2,408 -12.37
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. 1.64 596 609 2.18 10 1 -90.00
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.31 137,382 119,810 -12.79 14,076 13,097 -6.96
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 27.89 1,966 1,936 -1.53 66 54 -18.18
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.44 42,993 31,971 -25.64 4,317 3,275 -24.14
2017‑09‑30 13F-HR CMBS / iShares CMBS ETF 51.42 2,895 3,734 28.98 149 192 28.86
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,834.95 103 1,330 189 -85.79
2017‑09‑30 13F-HR HFWA / Heritage Financial Corp. 29.61 3,952 3,952 0.00 105 117 11.43
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.30 900 591 -34.33 54 38 -29.63
2017‑09‑30 13F-HR METC / Ramaco Resources, Inc. 7.60 263 263 0.00 2 2 0.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.57 2,484 2,484 0.00 220 220 0.00
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.00 0 1,000 0 17
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.61 24,355 12,255 -49.68 1,060 559 -47.26
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 43.39 507 507 0.00 27 22 -18.52
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.96 13,178 12,808 -2.81 1,095 1,101 0.55
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 62.50 48 48 0.00 3 3 0.00
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.24 229,668 416,446 81.33 5,801 10,511 81.19
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.44 2,723 2,723 0.00 242 249 2.89
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.79 163,926 166,533 1.59 10,384 11,789 13.53
2017‑09‑30 13F-HR 90184LAD4 / Twitter, Inc. Bond 2,157 872 -59.57
2017‑09‑30 13F-HR SSY / SunLink Health Systems, Inc. 1.50 60,223 52,737 -12.43 100 79 -21.00
2017‑09‑30 13F-HR ALSN / Allison Transmission Holdings, Inc. 37.49 38,110 8,590 -77.46 1,430 322 -77.48
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 51,275 51,599 0.63 1,389 1,345 -3.17
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.65 1,431 1,431 0.00 127 124 -2.36
2017‑09‑30 13F-HR ULSGF / UBS AG 25.28 0 2,690 0 68
2017‑09‑30 13F-HR CBM / Cambrex Corp. 54.47 756 771 1.98 45 42 -6.67
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.98 77,281 79,739 3.18 8,416 9,248 9.89
2017‑09‑30 13F-HR MGRC / McGrath Rent Corp. 43.57 471 482 2.34 16 21 31.25
2017‑09‑30 13F-HR CTRL / Control4 Corp 25.00 80 80 0.00 2 2 0.00
2017‑09‑30 13F-HR AXP / American Express Co. 90.46 199,549 194,744 -2.41 16,810 17,617 4.80
2017‑09‑30 13F-HR PKG / Packaging Corp. of America 114.14 587 587 0.00 65 67 3.08
2017‑09‑30 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 35.86 460 474 3.04 10 17 70.00
2017‑09‑30 13F-HR FPRX / Five Prime Therapeutics, Inc. 42.25 448 142 -68.30 13 6 -53.85
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 115.85 420 820 95.24 48 95 97.92
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 79.21 101 101 0.00 6 8 33.33
2017‑09‑30 13F-HR LUK / Leucadia National Corp. 25.25 17,940 17,940 0.00 469 453 -3.41
2017‑09‑30 13F-HR URI / United Rentals, Inc. 139.19 467 467 0.00 53 65 22.64
2017‑09‑30 13F-HR BC / Brunswick Corp. 56.25 800 800 0.00 50 45 -10.00
2017‑09‑30 13F-HR XOXO / XO Group Inc. 20.53 341 341 0.00 6 7 16.67
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 40.00 0 450 0 18
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 91.81 2,429 2,429 0.00 236 223 -5.51
2017‑09‑30 13F-HR RVSB / Riverview Bancorp, Inc. 8.33 3,000 3,000 0.00 20 25 25.00
2017‑09‑30 13F-HR DVA / DaVita HealthCare Partners Inc. 59.63 444 587 32.21 29 35 20.69
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 161.01 3,947 4,950 25.41 638 797 24.92
2017‑09‑30 13F-HR CPLA / Capella Education Co. 81.08 147 37 -74.83 13 3 -76.92
2017‑09‑30 13F-HR EXK / Endeavour Silver Corp. 2.37 12,500 13,500 8.00 38 32 -15.79
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.31 4,330 5,117 18.18 468 544 16.24
2017‑09‑30 13F-HR UVSP / Univest Corp. of Pennsylvania 32.39 483 494 2.28 14 16 14.29
2017‑09‑30 13F-HR UN / Unilever N.V. 59.03 9,230 8,149 -11.71 510 481 -5.69
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.54 77,316 69,954 -9.52 8,445 8,292 -1.81
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.73 101,223 105,410 4.14 7,306 7,772 6.38
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.62 388 399 2.84 14 19 35.71
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.55 57,504 48,578 -15.52 4,925 3,767 -23.51
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 63.08 15,656 12,856 -17.88 971 811 -16.48
2017‑09‑30 13F-HR NNI / Nelnet, Inc. 49.74 374 382 2.14 18 19 5.56
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.47 19,364 16,394 -15.34 1,204 1,057 -12.21
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 41.39 1,755 1,498 -14.64 68 62 -8.82
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74.56 7,926 684 -91.37 657 51 -92.24
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.81 925 925 0.00 49 47 -4.08
2017‑09‑30 13F-HR RP / RealPage, Inc. 39.39 589 457 -22.41 21 18 -14.29
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 2.20 5,000 5,000 0.00 13 11 -15.38
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 82.01 4,482 7,914 76.57 820 649 -20.85
2017‑09‑30 13F-HR UMH / UMH Properties, Inc. 15.83 203 1,011 398.03 3 16 433.33
2017‑09‑30 13F-HR ICFI / ICF International, Inc. 52.24 262 268 2.29 12 14 16.67
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.22 2,300 2,300 0.00 121 127 4.96
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.00 0 500 0 6
2017‑09‑30 13F-HR DCI / Donaldson Co., Inc. 46.07 3,675 3,690 0.41 167 170 1.80
2017‑09‑30 13F-HR COSHW / Cooper-Standard Holdings Inc. 116.67 60 60 0.00 6 7 16.67
2017‑11‑14 13F-HR XEC / Cimarex Energy Co. 114.38 306 306 0.00 29 35 20.69
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.39 11,258 11,258 0.00 522 556 6.51
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.91 5,110 5,060 -0.98 1,090 1,133 3.94
2017‑09‑30 13F-HR MGLN / Magellan Health, Inc. 86.84 922 737 -20.07 67 64 -4.48
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.86 5,408 5,260 -2.74 245 257 4.90
2017‑09‑30 13F-HR SHPG / Shire Plc. 153.12 9,653 7,249 -24.90 1,595 1,110 -30.41
2017‑09‑30 13F-HR MEI / Methode Electronics, Inc. 42.49 944 965 2.22 39 41 5.13
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.45 18,169 16,934 -6.80 2,501 2,463 -1.52
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 68.00 500 500 0.00 33 34 3.03
2017‑09‑30 13F-HR WINA / Winmark Corp. 125.00 38 16 -57.89 5 2 -60.00
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 152.68 4,653 5,554 19.36 678 848 25.07
2017‑09‑30 13F-HR COHR / Coherent, Inc. 230.77 88 91 3.41 20 21 5.00
2017‑09‑30 13F-HR PEGI / Pattern Energy Group Inc. 24.08 686 706 2.92 16 17 6.25
2017‑09‑30 13F-HR ACC / American Campus Communities, Inc. 44.12 12,375 12,375 0.00 585 546 -6.67
2017‑09‑30 13F-HR NGS / Natural Gas Services Group, Inc. 29.24 171 171 0.00 4 5 25.00
2017‑09‑30 13F-HR DAR / Darling Ingredients Inc. 17.60 2,603 2,671 2.61 41 47 14.63
2017‑09‑30 13F-HR BLD / TopBuild Corp. 62.83 186 191 2.69 10 12 20.00
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.60 13,343 13,912 4.26 2,155 2,596 20.46
2017‑09‑30 13F-HR WSFSL / WSFS Financial Corp. 49.66 433 443 2.31 20 22 10.00
2017‑09‑30 13F-HR AIRG / Airgain, Inc. 9.48 105 211 100.95 1 2 100.00
2017‑09‑30 13F-HR BZH / Beazer Homes USA, Inc. 18.87 212 212 0.00 3 4 33.33
2017‑09‑30 13F-HR TBI / TrueBlue, Inc. 23.26 526 129 -75.48 14 3 -78.57
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 63.75 251 251 0.00 14 16 14.29
2017‑09‑30 13F-HR CVCO / Cavco Industries, Inc. 160.00 25 25 0.00 3 4 33.33
2017‑09‑30 13F-HR XPER / Xperi Corp 22.73 132 132 0.00 4 3 -25.00
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 40.00 9,500 300 -96.84 309 12 -96.12
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.05 4,625 4,625 0.00 140 139 -0.71
2017‑09‑30 13F-HR LCUT / Lifetime Brands, Inc. 13.16 118 76 -35.59 2 1 -50.00
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 50.16 7,684 9,190 19.60 370 461 24.59
2017‑09‑30 13F-HR ITG / Investment Technology Group, Inc. 19.11 157 157 0.00 3 3 0.00
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 119.05 126 126 0.00 14 15 7.14
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 189.60 1,955 1,730 -11.51 368 328 -10.87
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.59 808 1,326 64.11 13 22 69.23
2017‑09‑30 13F-HR LPLA / LPL Financial Holdings Inc. 51.58 16,190 16,190 0.00 687 835 21.54
2017‑09‑30 13F-HR FLS / Flowserve Corp. 43.08 975 975 0.00 45 42 -6.67
2017‑09‑30 13F-HR TSE / Trinseo S.A. 68.97 185 145 -21.62 13 10 -23.08
2017‑09‑30 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.79 54,208 47,426 -12.51 818 749 -8.44
2017‑09‑30 13F-HR PMD / Psychemedics Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 37.04 370 378 2.16 13 14 7.69
2017‑09‑30 13F-HR PFNX / Pfenex Inc. 3.16 632 632 0.00 3 2 -33.33
2017‑09‑30 13F-HR KMG / KMG Chemicals, Inc. 55.17 145 145 0.00 7 8 14.29
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.76 72,107 69,393 -3.76 3,995 3,592 -10.09
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 11.89 0 1,093 0 13
2017‑09‑30 13F-HR NTRA / Natera, Inc. 12.61 847 872 2.95 9 11 22.22
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 361,297 356,119 -1.43 25,331 26,431 4.34
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.08 65,669 63,647 -3.08 5,466 5,288 -3.26
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 326 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CADE / Cadence Bancorporation 420 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR EML / Eastern Company 190 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 659 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 915 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 153 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GOLF / Acushnet Holdings Corp. 510 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 469 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 517 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 228 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 605 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 110 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 743 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 1,492 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR AAT / American Assets Trust Inc 293 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR ANGO / AngioDynamics, Inc. 91 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BV / Bazaarvoice, Inc. 781 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 301 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR BL / BlackLine, Inc. 95 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 1,505 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 244 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 1,918 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 59 0 -100.00 0 0
2017‑09‑30 13F-HR BOE / BlackRock Global Opportunity Equity Trust 1,358 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 111 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CWH / Camping World Holdings, Inc. 1,286 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR CSV / Carriage Services, Inc. 250 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 332 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 200 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 39 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 434 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 201 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SFR / Colony Starwood Homes 370 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR CSOD / Cornerstone OnDemand, Inc. 119 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR DERM / Dermira, Inc. 366 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 118,060 0 -100.00 7,446 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 8,844 0 -100.00 425 0 -100.00
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 196 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR DRTAX / Dreyfus Municipal Bond 57 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 775 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 130 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 287 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR EGN / Energen Corp. 6,285 0 -100.00 310 0 -100.00
2017‑09‑30 13F-HR NPO / EnPro Industries, Inc. 30 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR EQM / EQT Midstream Partners LP 100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR XOG / Extraction Oil & Gas, Inc. 39,980 0 -100.00 538 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. 2,200 0 -100.00 161 0 -100.00
2017‑09‑30 13F-HR FHB / First Hawaiian, Inc. 7,210 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 23 0 -100.00 0 0
2017‑09‑30 13F-HR FSD / First Trust High Income Long/Short Fund 17 0 -100.00 0 0
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 23 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GEO / Geo Group, Inc. (The) 733 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR HCKT / Hackett Group, Inc. (The) 1,181 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR HTBK / Heritage Commerce Corp. 687 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 79 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 67 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ITCI / Intra-Cellular Therapies Inc. 975 0 -100.00 12 0 -100.00
2017‑09‑06 13F-HR ISTR / Investar Holding Corporation 49 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR IXYS / IXYS Corp. 253 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 3,695 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 177 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR LQDT / Liquidity Services, Inc. 445 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 100 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR MTRX / Matrix Service Co. 245 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 95 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR NEFF / Neff Corp. 278 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR NAVG / Navigators Group, Inc. (The) 260 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR NCIT / NCI, Inc. 593 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR NICK / Nicholas Financial, Inc. 230 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NOG / Northern Oil and Gas, Inc. 1,060 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 780 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 137 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 50 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR PIR / Pier 1 Imports, Inc. 512 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SWX / Southwest Gas Corp. 40 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 516 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR SYT / Syngenta AG 920 0 -100.00 85 0 -100.00
2017‑09‑30 13F-HR TEI / Templeton Emerging Markets Income Fund 27 0 -100.00 0 0
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 931 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. 410 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 671 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 250 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 1,025 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 900 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR BIT / BlackRock Multi-Sector Income Trust 107 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 1,382 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 3,550 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR R / Ryder System, Inc. 673 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 485 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 31 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 203,274 0 -100.00 16,407 0 -100.00
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 15 0 -100.00 0 0
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 28 0 -100.00 0 0
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 351 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR DK / Delek US Holdings, Inc. 166 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR JTD / Nuveen Tax Advantage Dividend Growth Fund 81 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 9 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR UEIC / Universal Electronics Inc. 52 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 433 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 964 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BLACKROCK CA MUNI 2018 TERM / (09249C105) 1,618 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 2,048 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR ARTNA / Artesian Resources Corp. 37.74 265 265 0.00 10 10 0.00
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 76.97 4,016 4,716 17.43 308 363 17.86
2017‑09‑30 13F-HR TOPS / TOP Ships, Inc. 394 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 123 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR HBAN / Huntington Bancshares, Inc. 13.98 13,689 29,408 114.83 186 411 120.97
2017‑09‑30 13F-HR IBCP / Independent Bank Corp. 23.81 210 210 0.00 5 5 0.00
2017‑09‑30 13F-HR IP / International Paper Company 56.84 25,034 12,615 -49.61 1,417 717 -49.40
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56.10 26,656 27,667 3.79 1,395 1,552 11.25
2017‑09‑30 13F-HR NGD / New Gold, Inc. 4.00 1,000 4
2017‑09‑30 13F-HR HWAY / Healthways, Inc. 41.32 588 605 2.89 23 25 8.70
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 25.76 1,835 2,135 16.35 51 55 7.84
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 16.33 3,400 3,000 -11.76 74 49 -33.78
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 57.92 3,260 3,660 12.27 176 212 20.45
2017‑09‑30 13F-HR SLW / Silver Wheaton Corp. 19.17 6,000 6,000 0.00 119 115 -3.36
2017‑09‑30 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 22.73 44 44 0.00 1 1 0.00
2017‑09‑30 13F-HR EZU / iShares MSCI Eurozone ETF 42.86 700 700 0.00 28 30 7.14
2017‑09‑30 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 118.57 6,484 6,418 -1.02 763 761 -0.26
2017‑09‑30 13F-HR ILTB / iShares Core Long-Term US Bond ETF 62.86 350 350 0.00 22 22 0.00
2017‑09‑30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 101.06 284 188 -33.80 29 19 -34.48
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.66 1,011 1,011 0.00 31 31 0.00
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.00 500 11
2017‑09‑30 13F-HR PPH / VanEck Vectors ETF TR 58.10 1,050 1,050 0.00 62 61 -1.61
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.85 185 655 254.05 9 32 255.56
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.02 27,930 21,941 -21.44 4,241 3,489 -17.73
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 189.84 27,180 31,369 15.41 4,508 5,955 32.10
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 64.19 7,666 21,920 185.94 455 1,407 209.23
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.73 38,264 35,900 -6.18 35,573 34,957 -1.73
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.17 15,668 12,784 -18.41 14,237 12,262 -13.87
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.42 220,968 184,750 -16.39 16,456 11,717 -28.80
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.74 347,822 321,232 -7.64 19,380 20,475 5.65
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.42 12,122 8,165 -32.64 11,734 7,850 -33.10
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.39 110,838 107,982 -2.58 6,929 6,629 -4.33
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.17 208,064 200,646 -3.57 16,188 17,290 6.81
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.31 6,523 6,085 -6.71 719 726 0.97
2017‑09‑30 13F-HR ANSS / ANSYS, Inc. 122.69 10,470 10,001 -4.48 1,274 1,227 -3.69
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 516,947 484,996 -6.18 74,451 74,748 0.40
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.09 299,279 297,521 -0.59 12,364 15,498 25.35
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 634,391 622,804 -1.83 23,936 24,396 1.92
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.02 263,993 223,836 -15.21 13,469 11,868 -11.89
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.20 11,631 9,828 -15.50 264 228 -13.64
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.75 204,859 201,189 -1.79 12,402 12,624 1.79
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.95 85,328 56,246 -34.08 3,875 2,641 -31.85
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.31 139,863 133,984 -4.20 23,689 24,561 3.68
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.13 19,584 14,588 -25.51 5,315 4,568 -14.05
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 447.07 16,749 17,154 2.42 7,075 7,669 8.40
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.39 23,561 23,989 1.82 786 801 1.91
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.31 301 260 -13.62 70 63 -10.00
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 80.58 695 695 0.00 53 56 5.66
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 40.34 3,085 8,429 173.23 146 340 132.88
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.66 48,031 30,604 -36.28 3,968 2,591 -34.70
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.57 63,956 62,570 -2.17 4,194 4,040 -3.67
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.83 124,657 122,653 -1.61 16,189 17,886 10.48
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 546,972 531,731 -2.79 57,065 62,479 9.49
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 765,196 790,109 3.26 23,951 26,571 10.94
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 227,537 209,796 -7.80 15,217 15,260 0.28
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.93 9,874 9,429 -4.51 1,315 1,244 -5.40
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 2,170,168 2,166,236 -0.18 97,332 97,502 0.17
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.54 42,051 40,489 -3.71 2,792 2,937 5.19
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.86 83,019 67,509 -18.68 6,154 4,919 -20.07
2017‑09‑30