InvestorMorgan Stanley
Insider ProfileMORGAN STANLEY
Portfolio Value $ 365,347,404,000
Current Positions6,553
Opened Positions5
Closed Positions206


Latest Holdings, Performance, AUM (from 13F, 13D)

Morgan Stanley has disclosed 6,553 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 365,347,404,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Morgan Stanley's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , Microsoft Corp. (NASDAQ:MSFT) , and Facebook, Inc. (NASDAQ:FB) . Morgan Stanley's new positions include Yahoo! Inc. (NASDAQ:YHOO) , IQVIA Holdings Inc. (NYSE:IQV) , First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF (NASDAQ:FIXD) , Sogou Inc. (NYSE:SOGO) , and Aptiv PLC (NYSE:APTV) . Morgan Stanley's top industries are "Forestry" (sic 08) , "Fishing hunting and trapping" (sic 09) , and "Miscellaneous Repair Services" (sic 76) .

All Morgan Stanley holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑23 SC 13G AAOI / Applied Optoelectronics, Inc. 527,589 1,031,110 95.44 5.30 96.30
2018‑02‑13 SC 13G WBT / Welbilt, Inc. 8,127,480 8,127,480 0.00 5.80 0.00
2018‑02‑13 SC 13G/A HABT / The Habit Restaurants, Inc. 2,166,286 2,467,646 13.91 12.10 13.08
2018‑02‑13 SC 13G/A RH / Restoration Hardware Holdings, Inc. 1,082,382 798,544 -26.22 3.70 -27.45
2018‑02‑13 SC 13G/A FDEU / First Trust Dynamic Europe Equity Income Fund 1,008,640 1,545,299 53.21 8.90 53.45
2018‑02‑13 SC 13G/A ZOES / Zoe's Kitchen, Inc. 1,437,948 1,419,340 -1.29 7.20 -1.37
2018‑02‑13 SC 13G CEN / Center Coast MLP & Infrastructure Fund 1,679,036 6.60
2018‑02‑13 SC 13G/A STKL / SunOpta Inc. 8,110,287 7,906,575 -2.51 9.10 -3.19
2018‑02‑13 SC 13G/A SHAK / Shake Shack, Inc. 2,290,830 2,330,974 1.75 8.90 -2.20
2018‑02‑13 SC 13G/A ESD / Western Asset Emerging Market Debt Fund, Inc. 2,643,747 4,057,935 53.49 6.60 -22.35
2018‑02‑13 SC 13G/A BGX / Blackstone / GSO Long-Short Credit Income Fund 605,149 924,287 52.74 6.00 27.66
2018‑02‑13 SC 13G/A XDSUX / BlackRock Debt Strategies Fd , 5,090,334 4,689,676 -7.87 7.80 -3.70
2018‑02‑13 SC 13G/A VGI / Virtus Global Multi-Sector Income Fund 818,825 760,619 -7.11 6.70 -6.94
2018‑02‑13 SC 13G/A APTI / Apptio, Inc. 1,212,703 1,224,823 1.00 5.30 1.92
2018‑02‑13 SC 13G/A HQH / Tekla Healthcare Investors 4,573,116 4,702,105 2.82 11.50 0.00
2018‑02‑13 SC 13G QQQX / Nuveen NASDAQ 100 Dynamic Overwrite Fund 1,903,554 5.20
2018‑02‑13 SC 13G/A BRS / Bristow Group, Inc. 1,787,932 2,173,365 21.56 6.10 22.00
2018‑02‑13 SC 13G CLI / Mack-Cali Realty Corp. 4,086,807 5,851,561 43.18 6.50 41.30
2018‑02‑13 SC 13G/A LXFT / Luxoft Holding, Inc. 1,174,061 1,813,056 54.43 5.30 0.00
2018‑02‑13 SC 13G/A NID / Nuveen Intermediate Duration Municipal Term Fund 2,526,876 2,797,910 10.73 5.90 11.32
2018‑02‑13 SC 13G/A MGU / Macquarie Global Infrastructure Total Return Fund Inc. 768,265 950,163 23.68 7.60 24.59
2018‑02‑13 SC 13G/A EVV / Eaton Vance Limited Duration Income Fund 8,367,160 9,374,233 12.04 8.00 11.11
2018‑02‑13 SC 13G/A XTHQX / Tekla Healthcare Opportunities 2,905,189 2,964,227 2.03 6.80 3.03
2018‑02‑13 SC 13G/A MCR / MFS Charter Income Trust 4,240,443 5,358,126 26.36 10.70 32.10
2018‑02‑13 SC 13G/A NBR / Nabors Industries Ltd. 19,120,949 20,672,993 8.12 6.50 -2.99
2018‑02‑13 SC 13G/A NSTG / NanoString Technologies, Inc. 1,652,242 1,606,251 -2.78 6.30 -19.23
2018‑02‑13 SC 13G/A ATRA / Atara Biotherapeutics, Inc. 1,530,167 1,739,038 13.65 5.60 12.00
2018‑02‑13 SC 13G FXBY / Foxby Corp. 189,098 7.20
2018‑02‑13 SC 13G EVGN / Evogene, Ltd. 1,380,411 1,380,411 0.00 5.30 0.00
2018‑02‑13 SC 13G/A GDV / Gabelli Dividend & Income Trust (The) 8,309,380 8,782,684 5.70 10.60 6.00
2018‑02‑13 SC 13G ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 3,313,422 5.20
2018‑02‑13 SC 13G/A BGIO / BlackRock 2022 Global Income Opportunity Trust 2,267,215 2,355,091 3.88 10.60 3.92
2018‑02‑13 SC 13G TDG / Transdigm Group, Inc. 2,807,133 5.40
2018‑02‑13 SC 13G/A ROKU / Roku Inc 926,229 547,734 -40.86 3.00 -41.18
2018‑02‑13 SC 13G/A XISDX / Prudential Short Duration High 1,669,640 1,336,594 -19.95 4.00 -20.00
2018‑02‑13 SC 13G/A VEEV / Veeva Systems Inc. 11,481,652 12,493,806 8.82 10.70 7.00
2018‑02‑13 SC 13G/A VOD / Vodafone Group Plc 1,463,634,182 974,417,830 -33.42 3.60 -33.33
2018‑02‑13 SC 13G/A PBPB / Potbelly Corp 2,728,549 2,772,778 1.62 11.10 2.78
2018‑02‑13 SC 13G/A MHI / Pioneer Municipal Income Trust 208 5.10
2018‑02‑13 SC 13G/A XPPRX / Voya Prime Rate Trust 12,066,490 10,730,685 -11.07 7.20 -12.20
2018‑02‑13 SC 13G/A TRVG / Trivago NV 1,904,563 1,327,910 -30.28 4.20 -33.33
2018‑02‑13 SC 13G/A CHW / Calamos Global Dynamic Income Fund 3,013,935 5,787,034 92.01 9.80 92.16
2018‑02‑13 SC 13G/A MQY / BlackRock Muniyield Quality Fund, Inc. 1,717,778 1,758,139 2.35 5.70 3.64
2018‑02‑13 SC 13G/A AUDC / AudioCodes Ltd. 1,590,285 1,689,115 6.21 5.40 8.00
2018‑02‑13 SC 13G/A THW / Tekla World Healthcare Fund 2,016,168 1,847,069 -8.39 5.90 -9.23
2018‑02‑13 SC 13G/A NTG / Tortoise MLP Fund, Inc. 3,444,861 3,429,413 -0.45 7.20 -1.37
2018‑02‑13 SC 13G/A TEX / Terex Corp. 6,989,148 3,302,101 -52.75 3.90 -40.00
2018‑02‑13 SC 13G/A DCIX / Diana Containerships Inc. 40,148 30,903 -23.03 4.00 -24.53
2018‑02‑13 SC 13G/A DDXS / Diadexus, Inc. 256,920 252,404 -1.76 6.10 -1.61
2018‑02‑13 SC 13G/A ABG / Asbury Automotive Group, Inc. 1,120,271 1,484,809 32.54 7.10 33.96
2018‑02‑13 SC 13G/A EDF / Stone Harbor Emerging Markets Income Fund 848,965 487,552 -42.57 3.00 -43.40
2018‑02‑13 SC 13G/A INF / Brookfield Global Listed Infrastructure Income Fund 1,035,108 655,380 -36.68 4.70 -37.33
2018‑02‑13 SC 13G BHBK / Blue Hills Bancorp, Inc. 2,322,376 8.60
2018‑02‑13 SC 13G/A FPL / First Trust New Opportunities MLP & Energy Fund 3,071,378 3,462,208 12.72 13.70 7.03
2018‑02‑13 SC 13G/A ATHN / athenahealth, Inc. 4,075,574 4,244,868 4.15 10.60 2.91
2018‑02‑13 SC 13G/A CBA / ClearBridge American Energy MLP Fund Inc. 4,346,327 4,629,460 6.51 7.90 6.76
2018‑02‑13 SC 13G/A TAL / TAL International Group, Inc. 2,065,824 8,551,780 313.96 9.10 313.64
2018‑02‑13 SC 13G/A NML / Neuberger Berman MLP Income Fund Inc. 5,874,401 6,186,343 5.31 10.90 5.83
2018‑02‑13 SC 13G/A XNET / Xunlei Limited 17,088,065 18,524,375 8.41 5.50 7.84
2018‑02‑13 SC 13G/A MMU / Western Asset Managed Municipals Fund, Inc. 3,358,129 3,424,593 1.98 7.90 1.28
2018‑02‑13 SC 13G/A GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 1,182,496 11.40 75.38
2018‑02‑13 SC 13G TYG / Tortoise Energy Infrastructure Corp. 2,597,201 5.20
2018‑02‑13 SC 13G/A EPAM / EPAM Systems Inc. 5,146,679 5,146,679 0.00 9.70 0.00
2018‑02‑13 SC 13G/A JHY / Nuveen High Income 2020 Target Term Fund 1,525,177 2,225,658 45.93 14.30 28.83
2018‑02‑13 SC 13G/A IAE / Voya Asia Pacific High Dividend Equity Income Fund 1,331,267 432,548 -67.51 3.60 -66.67
2018‑02‑13 SC 13G/A WDAY / Workday, Inc. 7,608,265 4,342,611 -42.92 2.00 -66.67
2018‑02‑13 SC 13G/A AIF / Apollo Tactical Income Fund Inc. 735,954 825,679 12.19 5.70 14.00
2018‑02‑12 SC 13G/A KIO / KKR Income Opportunities Fund 902,220 945,648 4.81 6.10 3.39
2018‑02‑12 SC 13G GOF / Guggenheim Strategic Opportunities Fund 1,362,863 6.00
2018‑02‑12 SC 13G/A VFL / Delaware Investments National Municipal Income Fund 328,277 195,992 -40.30 4.30 -40.28
2018‑02‑12 SC 13G GER / Goldman Sachs MLP Energy Renaissance Fund 4,626,693 5.80
2018‑02‑12 SC 13G SMM / Salient Midstream & MLP Fund 1,113,157 6.20
2018‑02‑12 SC 13G/A XRGTX / Royce Global Value Trust, Inc. 530,742 562,745 6.03 5.40 5.88
2018‑02‑12 SC 13G/A LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 1,598,557 1,775,302 11.06 6.10 10.91
2018‑02‑12 SC 13G/A CRY / CryoLife, Inc. 1,827,678 1,827,286 -0.02 5.40 -1.82
2018‑02‑12 SC 13G/A CORR / CorEnergy Infrastructure Trust, Inc. 650,024 562,766 -13.42 4.70 -12.96
2018‑02‑12 SC 13G/A ACP / Avenue Income Credit Strategies Fund 802,989 725,990 -9.59 5.50 -9.84
2018‑02‑12 SC 13G/A NVLN / NOVELION THERAPEUTICS INC. 971,823 1,202,714 23.76 6.40 23.08
2018‑02‑12 SC 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 651,439 557,031 -14.49 5.50 -15.38
2018‑02‑12 SC 13G/A GMZ / Goldman Sachs MLP Income Opportunities Fund 2,594,982 2,499,812 -3.67 5.60 -3.45
2018‑02‑12 SC 13G/A VTA / Invesco Dynamic Credit Opportunities Fund 7,550,910 7,163,820 -5.13 9.60 -4.95
2018‑02‑12 SC 13G/A MYF / BlackRock Muniyield Investment Fund 801,302 610,072 -23.86 4.40 -24.14
2018‑02‑12 SC 13G/A BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 2,162,298 2,505,233 15.86 13.40 15.52
2018‑02‑12 SC 13G/A PFSI / PennyMac Financial Services, Inc. 1,257,102 2,241,135 78.28 9.60 81.13
2018‑02‑12 SC 13G/A AAMC / Altisource Asset Management Corp 131,149 82,246 -37.29 5.10 -38.55
2018‑02‑12 SC 13G/A FIG / Fortress Investment Group LLC 16,772,899 0 -100.00 0.00 -100.00
2018‑02‑12 SC 13G/A EMI / Eaton Vance Michigan Municipal Income Trust 101,695 124,511 22.44 6.10 22.00
2018‑02‑12 SC 13G/A HEQ / John Hancock Hedged Equity & Income Fund 1,061,496 820,868 -22.67 6.70 -22.09
2018‑02‑12 SC 13G/A NFJ / NFJ Dividend Interest & Premium Strategy Fund. 7,676,862 7,513,594 -2.13 7.90 -1.25
2018‑02‑12 SC 13G/A GLU.PRA / Gabelli Global Utility & Income Trust (The) 270,155 190,113 -29.63 4.60 -29.23
2018‑02‑12 SC 13G SRV / Cushing MLP Total Return Fund (The) 356,900 5.30
2018‑02‑12 SC 13G/A EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 914,366 9.40
2018‑02‑12 SC 13G/A HIO / Western Asset High Income Opportunity Income Fund, Inc. 6,590,521 5,797,520 -12.03 4.40 -12.00
2018‑02‑12 SC 13G/A XCEMX / Clearbridge Energy MLP Fund Inc 7,060,809 7,230,756 2.41 10.30 3.00
2018‑02‑12 SC 13G GLOP / GasLog Partners LP 296,111 5.10
2018‑02‑12 SC 13G/A JONE / Jones Energy, Inc. 3,942,777 6,094,486 54.57 6.80 17.24
2018‑02‑12 SC 13G/A FPF / First Trust Intermediate Duration Preferred & Income Fund 6,184,148 6,606,141 6.82 10.80 6.93
2018‑02‑12 SC 13G SFUN / Fang Holdings Ltd. 3,575,387 4,341,624 21.43 6.70 34.00
2018‑02‑12 SC 13G/A CMRX / Chimerix, Inc. 2,475,339 2,071,520 -16.31 4.40 -15.38
2018‑02‑12 SC 13G/A MFL / BlackRock MuniHoldings Investment Quality Fund 3,599,594 3,081,890 -14.38 8.10 -14.74
2018‑02‑12 SC 13G/A HYT / BlackRock Corporate High Yield Fund, Inc. 8,360,450 6,543,634 -21.73 5.10 -22.73
2018‑02‑12 SC 13G/A NHF / NexPoint Credit Strategies Fund 1,224,573 5.30 -13.11
2018‑02‑12 SC 13G/A FOLD / Amicus Therapeutics, Inc. 7,199,838 4,736,692 -34.21 2.80 -44.00
2018‑02‑12 SC 13G XGCVX / Gabelli Convertible and Income 717,048 5.00
2018‑02‑12 SC 13G/A BXMX / Nuveen S&P 500 Buy-Write Income Fund 10,390,566 11,951,414 15.02 11.50 15.00
2018‑02‑12 SC 13G/A BGR / BlackRock Energy & Resources Trust 1,889,820 2,296,650 21.53 7.70 22.22
2018‑02‑12 SC 13G/A BOE / BlackRock Global Opportunity Equity Trust 6,915,443 7,076,303 2.33 10.20 2.00
2018‑02‑12 SC 13G/A FHY / First Trust Strategic High Income Fund II 431,716 455,209 5.44 6.50 25.00
2018‑02‑12 SC 13G/A CAR / Avis Budget Group, Inc. 7,516,247 1,233,395 -83.59 1.50 -82.35
2018‑02‑12 SC 13G/A ROSG / Rosetta Genomics, Ltd. 376,876 6.30
2018‑02‑12 SC 13G/A BGY / BlackRock International Growth and Income Trust 11,048,292 15,571,524 40.94 14.20 42.00
2018‑02‑12 SC 13G/A FEO / First Trust/Aberdeen Emerging Opportunity Fund 1,296,815 6.40
2018‑02‑12 SC 13G/A ECA / EnCana Corp. 61,867,095 23,008,168 -62.81 2.30 -63.49
2018‑02‑12 SC 13G/A IHIT / INVESCO HIGH INCOME 2023 TARGET TERM FUND 2,412,841 3,284,795 36.14 13.70 37.00
2018‑02‑12 SC 13G/A ETY / Eaton Vance Tax-Managed Diversified Income Fund 15,878,352 17,087,276 7.61 11.40 7.55
2018‑02‑12 SC 13G BUI / BlackRock Utility and Infrastructure Trust 683,728 954,971 39.67 5.60 40.00
2018‑02‑12 SC 13G/A ECF / Ellsworth Fund, Ltd. 1,213,467 1,167,270 -3.81 9.00 -3.23
2018‑02‑12 SC 13G/A FSD / First Trust High Income Long/Short Fund 5,689,054 5,197,204 -8.65 17.30 7.45
2018‑02‑12 SC 13G XSRFX / Cushing Royalty & Income Fund 157,422 6.30
2018‑02‑12 SC 13G/A FIF / First Trust Energy Infrastructure Fund 1,280,853 1,600,560 24.96 9.10 26.39
2018‑02‑12 SC 13G/A BST / BlackRock Science and Technology Trust 1,621,065 1,423,656 -12.18 6.30 -12.50
2018‑02‑12 SC 13G/A JHD / Nuveen High Inc Dec 2019 Tgt Fnd 2,090,999 2,612,039 24.92 9.60 24.68
2018‑02‑12 SC 13G BCX / BlackRock Resources & Commodities Strategy Trust 4,571,373 5,148,541 12.63 5.30 15.22
2018‑02‑12 SC 13G/A XRVTX / Royce Value Trust, Inc. 4,502,989 5,292,156 17.53 6.30 14.55
2018‑02‑12 SC 13G/A OZM / OCH-Ziff Capital Management Group LLC 9,280,550 9,715,670 4.69 5.20 4.00
2018‑02‑12 SC 13G/A CTPR / CTPartners Executive Search Inc. 551,983 561,761 1.77 6.40 1.59
2018‑02‑12 SC 13G/A KTCC / Key Tronic Corp. 720,859 993,810 37.86 9.20 37.31
2018‑02‑12 SC 13G/A NYLD / NRG Yield, Inc. 8,435,826 5,782,500 -31.45 8.90 -33.58
2018‑02‑12 SC 13G KYN / Kayne Anderson MLP Investment Co. 6,669,115 5.80
2018‑02‑12 SC 13G/A PHH / PHH Corp. 1,792,038 2,678,541 49.47 8.20 49.09
2018‑02‑12 SC 13G PCI / PIMCO Dynamic Credit Income Fund 7,685,633 5.60
2018‑02‑12 SC 13G LHO / LaSalle Hotel Properties 5,573,234 7,294,025 30.88 6.40 30.61
2018‑02‑12 SC 13G/A OSTK / Overstock.com, Inc. 2,868,605 2,485,921 -13.34 9.90 -13.16
2018‑02‑12 SC 13G/A KIN / Kindred Biosciences, Inc. 1,934,934 2,177,287 12.53 7.70 -20.62
2018‑02‑12 SC 13G/A GLNG / Golar LNG Ltd. 5,425,484 3,883,395 -28.42 3.80 -29.63
2018‑02‑12 SC 13G/A GLOB / Globant SA 1,751,560 2,904,646 65.83 8.20 64.00
2018‑02‑12 SC 13G/A SCD / LMP Capital & Income Fund, Inc. 1,048,752 1,010,514 -3.65 5.60 -3.45
2018‑02‑12 SC 13G/A BLW / BlackRock Limited Duration Income Trust (The) 3,086,016 3,171,020 2.75 8.50 2.41
2018‑02‑12 SC 13G CNS / Cohen & Steers Inc. 1,377,580 5.10
2018‑02‑09 SC 13G/A IRR / Voya Natural Resources Equity Income Fund 2,007,687 2,372,666 18.18 10.50 19.32
2018‑02‑09 SC 13G/A HTY / John Hancock Tax-Advantaged Global Shareholder Yield Fund 832,777 1,206,286 44.85 10.90 45.33
2018‑02‑01 SC 13G/A XEVFX / Eaton Vance Senior Income Trust 778 421 -45.89 17.00 -3.95
2018‑01‑31 SC 13G BKD / Brookdale Senior Living, Inc. 13,290,192 7.10
2018‑01‑31 SC 13G MNDO / MIND C.T.I. Ltd. 964,683 5.00
2018‑01‑31 SC 13G AAC / AAC Holdings, Inc. 1,245,662 5.10
2018‑01‑22 SC 13G OIBR.C / Oi S.A. 11,532,433 32,412,449 181.05 6.20 181.82
2018‑01‑19 SC 13G APO / Apollo Global Management LLC 9,790,112 5.00
2018‑01‑12 SC 13G GFA / Gafisa S.A. 1,460,237 5.10
2018‑01‑12 SC 13G NAT / Nordic American Tankers Ltd 7,132,477 5.00
2018‑01‑08 SC 13G/A FEI / First Trust MLP and Energy Income Fund 4,691,730 7,285,535 55.28 15.50 50.49

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR C / Citigroup, Inc. 35.06 599 21
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.38 738 58,037 7,764.09 2 1,647 82,250.00
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.39 715,177 9,577
2017-12-31 13F-HR VINCE HLDG CORP / (92719W207) 5.88 170 1
2017-12-31 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 3,440 3,045 -11.48
2017-12-31 13F-HR LNDC / Landec Corp. 12.60 51,447 69,996 36.05 666 882 32.43
2017-12-31 13F-HR 01741RAG7 / Allegheny Technologies, Inc. Bond 2 4 100.00
2017-12-31 13F-HR MFS CALIF MUN FD / (59318C106) 11.50 39,483 454
2017-12-31 13F-HR MDB / MongoDB Inc 29.77 3,090 92
2017-12-31 13F-HR OXBR / Oxbridge Re Holdings Limited 2.15 12 6,500 54,066.67 0 14
2017-12-31 13F-HR 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 10,761 9,070 -15.71
2017-12-31 13F-HR AQN / Algonquin Power & Utilities Corp 11.16 2,629,459 2,396,543 -8.86 27,794 26,746 -3.77
2017-12-31 13F-HR STBZ / State Bank Financial Corp. 29.83 118,460 124,454 5.06 3,394 3,713 9.40
2017-12-31 13F-HR OTIV / On Track Innovations Ltd. 1.40 8,500 5,000 -41.18 12 7 -41.67
2017-12-31 13F-HR REGI / Renewable Energy Group, Inc. 11.80 457,650 404,274 -11.66 5,560 4,770 -14.21
2017-12-31 13F-HR NBN / Northeast Bancorp 23.17 20,452 33,967 66.08 535 787 47.10
2017-12-31 13F-HR SYNA / Synaptics, Inc. 39.94 642,951 359,215 -44.13 25,192 14,348 -43.05
2017-12-31 13F-HR BC / Brunswick Corp. 55.22 527,895 316,653 -40.02 29,547 17,486 -40.82
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.06 483,348 656,319 35.79 4,191 5,946 41.88
2017-12-31 13F-HR YNDX / Yandex N.V. 32.75 14,124,919 12,425,802 -12.03 465,416 406,945 -12.56
2017-12-31 13F-HR GAIA / Gaiam, Inc. 12.41 11,286 17,407 54.24 135 216 60.00
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 6.33 27,171 3,000 -88.96 345 19 -94.49
2017-12-31 13F-HR RRC / Range Resources Corp. 17.06 625,388 1,408,080 125.15 12,240 24,020 96.24
2017-12-31 13F-HR COWNL / Cowen Group, Inc. 13.65 170,994 5,572 2,334 -58.11
2017-12-31 13F-HR 452327AF6 / Illumina, Inc. Bond 36,457 36,782 0.89
2017-12-31 13F-HR LTRX / Lantronix, Inc. 0.00 86 86 0.00 0 0
2017-12-31 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 30.00 3,200,503 3,263,359 1.96 92,847 97,901 5.44
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 35,795,445 52,107,531 45.57 8,992,889 13,905,416 54.63
2017-12-31 13F-HR AMRS / Amyris, Inc. 3.77 0 15,100 0 57
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.06 904,412 882,559 -2.42 177,219 188,920 6.60
2017-12-31 13F-HR LIVE / Live Ventures Incorporated 16.09 6,371 5,717 -10.27 79 92 16.46
2017-12-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 65.83 254,294 300,840 18.30 15,209 19,805 30.22
2017-12-31 13F-HR ADOM / ADOMANI Inc. 4.40 9,346 5,232 -44.02 64 23 -64.06
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.28 730,228 579,008 -20.71 43,399 35,481 -18.24
2017-12-31 13F-HR JTPY / JetPay Corporation 2.54 25,121 20,105 -19.97 46 51 10.87
2017-12-31 13F-HR NCMI / National CineMedia, Inc. 6.86 84,255 175,560 108.37 589 1,205 104.58
2017-12-31 13F-HR ENZY / Enzymotec Ltd. 11.85 0 187,170 0 2,218
2017-12-31 13F-HR QEMM / SPDR MSCI Emerging Markets Quality Mix ETF 64.49 42,059 61,440 46.08 2,570 3,962 54.16
2017-12-31 13F-HR ESCA / Escalade, Inc. 12.33 14,990 22,377 49.28 203 276 35.96
2017-12-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 869 23 -97.35
2017-12-31 13F-HR CNNX / CONE Midstream Partners LP 16.77 630,210 846,647 34.34 9,983 14,199 42.23
2017-12-31 13F-HR SNDE / Sundance Energy Australia Limited 5.96 17,100 17,100 0.00 79 102 29.11
2017-12-31 13F-HR 22943FAH3 / Ctrip.com International, Ltd. Bond 1,708 61 -96.43
2017-12-31 13F-HR DGL / PowerShares DB Gold Fund 41.37 7,831 7,808 -0.29 319 323 1.25
2017-12-31 13F-HR SAIA / Saia, Inc. 70.75 135,029 82,222 -39.11 8,459 5,817 -31.23
2017-12-31 13F-HR CRK / Comstock Resources, Inc. 8.44 20,328 22,049 8.47 124 186 50.00
2017-12-31 13F-HR WVFC / WVS Financial Corp. 0.00 0 1 0 0
2017-12-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 15,469 14,319 -7.43
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.44 607,356 577,536 -4.91 9,074 8,340 -8.09
2017-12-31 13F-HR STOR / STORE Capital Corp. 26.04 418,954 483,290 15.36 10,419 12,585 20.79
2017-12-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 55 780 1,318.18
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 784 659 -15.94
2017-12-31 13F-HR ARCP / 151 319 111.26
2017-12-31 13F-HR IROQ / IF Bancorp, Inc. 0.00 0 1 0 0
2017-12-31 13F-HR MSGN / MSG Networks Inc. 20.25 202,217 153,496 -24.09 4,287 3,109 -27.48
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.50 8,768,886 9,432,705 7.57 28,235 23,582 -16.48
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.69 544,337 1,240,457 127.88 82,179 210,495 156.14
2017-12-31 13F-HR SIX / Six Flags Entertainment Corp 66.57 227,074 198,178 -12.73 13,839 13,192 -4.68
2017-12-31 13F-HR 743424AD5 / Proofpoint, Inc. 0.75% Convertible Bond due 2020-06-15 16 20 25.00
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 4,124,981 4,284,495 3.87 50,284 50,941 1.31
2017-12-31 13F-HR GES / Guess ? Inc. 16.88 133,810 186,812 39.61 2,279 3,154 38.39
2017-12-31 13F-HR 874080AB0 / Tal Education Group Bond 3,858 3,396 -11.98
2017-12-31 13F-HR ARGS / Argos Therapeutics, Inc. 0.19 0 10,281 0 2
2017-12-31 13F-HR 94973VBG1 / Anthem, Inc. Bond 16 18 12.50
2017-12-31 13F-HR WSO / Watsco, Inc. 170.04 170,187 270,194 58.76 27,411 45,943 67.61
2017-12-31 13F-HR NVEE / NV5 Global, Inc. 54.15 50,581 52,852 4.49 2,764 2,862 3.55
2017-12-31 13F-HR PGD / iPath Asian and Gulf Currency Revaluation ETN due on 2/4/2038 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR RFIL / RF Industries, Ltd 2.64 121 7,950 6,470.25 0 21
2017-12-31 13F-HR MCHX / Marchex, Inc. 0.00 0 100 0 0
2017-12-31 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 2.02 10,490 11,855 13.01 18 24 33.33
2017-12-31 13F-HR CZWI / Citizens Community Bancorp, Inc. 0.00 0 1 0 0
2017-12-31 13F-HR FC / Franklin Covey Co. 20.73 16,055 21,949 36.71 325 455 40.00
2017-12-31 13F-HR BLL / Ball Corp. 37.85 353,884 1,164,100 228.95 14,616 44,059 201.44
2017-12-31 13F-HR XENT / Intersect ENT, Inc. 32.40 212,939 138,864 -34.79 6,633 4,499 -32.17
2017-12-31 13F-HR SPEM / SPDR Portfolio Emerging Markets 38.15 131,090 424,209 223.60 9,500 16,184 70.36
2017-12-31 13F-HR TOWR / Tower International, Inc. 30.55 206,945 244,084 17.95 5,630 7,457 32.45
2017-12-31 13F-HR 11133BAB8 / BroadSoft, Inc. 1.5% Bond Due 7/1/2018 19 20 5.26
2017-12-31 13F-HR ALN / American Lorain Corp. 0.00 1,100 1,100 0.00 0 0
2017-12-31 13F-HR FTV / Fortive Corporation 72.35 2,595,064 4,221,638 62.68 183,705 305,436 66.26
2017-12-31 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 1,023 73 -92.86
2017-12-31 13F-HR EVGN / Evogene, Ltd. 3.07 11,800 448,400 3,700.00 52 1,376 2,546.15
2017-12-31 13F-HR DWAT / Arrow Investments Trust 11.54 1,300 1,300 0.00 15 15 0.00
2017-12-31 13F-HR PUMP / Propetro Holding Corp 20.16 70,973 161,475 127.52 1,019 3,255 219.43
2017-12-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 9.90 45,853 105,276 129.59 557 1,042 87.07
2017-12-31 13F-HR PFBC / Preferred Bank (Los Angeles, CA) 58.79 67,123 54,122 -19.37 4,051 3,182 -21.45
2017-12-31 13F-HR KLXI / KLX Inc. 68.25 310,245 316,579 2.04 16,421 21,607 31.58
2017-12-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 72 80 11.11
2017-12-31 13F-HR JHDG / WisdomTree Trust 28.94 33,077 19,247 -41.81 902 557 -38.25
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.63 3,781,381 3,779,690 -0.04 193,267 206,484 6.84
2017-12-31 13F-HR HIIQ / Health Insurance Innovations, Inc. 24.94 91,982 28,067 -69.49 1,334 700 -47.53
2017-12-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 17.56 494,175 470,456 -4.80 6,543 8,261 26.26
2017-12-31 13F-HR PRAH / PRA Health Sciences, Inc. 91.07 170,711 335,814 96.71 13,003 30,583 135.20
2017-12-31 13F-HR TSU / TIM Participacoes S.A. 19.31 1,940,796 834,362 -57.01 35,477 16,111 -54.59
2017-12-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 8.33 312,075 310,747 -0.43 2,687 2,590 -3.61
2017-12-31 13F-HR XMPT / MV CEF Muni ETF 26.63 37,978 44,423 16.97 1,033 1,183 14.52
2017-12-31 13F-HR WAAS / AquaVenture Holdings Limited 15.52 33,733 34,859 3.34 456 541 18.64
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 3,247,108 3,129,506 -3.62 29,451 28,885 -1.92
2017-12-31 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 39.00 203,671 200,388 -1.61 7,705 7,815 1.43
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.50 315,218 345,984 9.76 4,025 4,325 7.45
2017-12-31 13F-HR CCU / Compania Cervecerias Unidas S.A. 29.62 28,276 6,786 -76.00 761 201 -73.59
2017-12-31 13F-HR HOME / At Home Group Inc. 30.39 21,747 19,481 -10.42 497 592 19.11
2017-12-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 2,615 2,616 0.04
2017-12-31 13F-HR COWZ / Pacer US Cash Cows 100 ETF 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR SANW / S&W Seed Co. 3.53 2,311 1,416 -38.73 7 5 -28.57
2017-12-31 13F-HR XCO / EXCO Resources, Inc. 13,544 0 -100.00 19 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 15,773 0 -100.00 523 0 -100.00
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 107.31 1,045,822 1,149,981 9.96 90,799 123,403 35.91
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.19 513,924 11,404
2017-12-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 0.00 1 0
2017-12-31 13F-HR DREYFUS ALCENTRA GBL CR INCO / (26189A105) 9.40 993,622 9,340
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.85 48,681 431
2017-12-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 9.90 202 2
2017-12-31 13F-HR BYSI / BeyondSpring Inc. 28.84 1,179 34
2017-12-31 13F-HR BCAC / Bison Capital Acquisition Corp 0.00 1 0
2017-12-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.60 2,500 24
2017-12-31 13F-HR CIFS / China Internet Nationwide Financial Services Inc 41.94 21,600 906
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 78.77 193,921 15,275
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / SHS (G2345N102) 0.00 2 0
2017-12-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.00 1 0
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.47 258,001 13,537
2017-12-31 13F-HR ESTRE AMBIENTAL INC / SHS (G3206V100) 8.64 1,620 14
2017-12-31 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 (G3206V118) 0.95 2,100 2
2017-12-31 13F-HR FG / FGL Holdings 10.08 30,741 310
2017-12-31 13F-HR FGL HLDGS / *W EXP 11/30/202 (G3402M110) 0.00 150 0
2017-12-31 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 15.80 65,906 1,041
2017-12-31 13F-HR MFC BANCORP LTD / USD MFC SHS (G60630103) 7.79 215,513 1,678
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 618,882 52,500
2017-12-31 13F-HR NEWA / Newater Technology, Inc. 9.38 21,437 201
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.20 161,577 194
2017-12-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 13.33 75 1
2017-12-31 13F-HR SPI ENERGY CO LTD / SHS (G8651P201) 0.66 10,660 7
2017-12-31 13F-HR TDH HLDGS INC / SHS (G87084102) 5.61 6,244 35
2017-12-31 13F-HR VNTR / Venator Materials PLC 22.12 316,253 6,995
2017-12-31 13F-HR VVPR / VivoPower International PLC 0.00 1 0
2017-12-31 13F-HR ZK INTL GROUP CO LTD / SHS (G9892K100) 10.00 100 1
2017-12-31 13F-HR NEXA RES S A / (L67359106) 19.61 77,252 1,515
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 7.94 34,126 271
2017-12-31 13F-HR MER TELEMANAGEMENT SOLUTIONS / SHS (M69676209) 2.11 21,332 45
2017-12-31 13F-HR IFRX / InflaRx N.V. 21.11 900 19
2017-12-31 13F-HR SWIN / ALPS ETF Trust ALPS/Dorsey Wright Sector Momentum ETF 30.00 100 3
2017-12-31 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 32.26 713 23
2017-12-31 13F-HR RFCI / RiverFront Dynamic Core Income ETF 24.32 1,110 27
2017-12-31 13F-HR RFUN / RiverFront Dynamic Unconstrained Income ETF 26.32 152 4
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.46 7,584,653 79,335
2017-12-31 13F-HR ARK ETF TR / ISRAEL INOVATE (00214Q609) 20.00 1,000 20
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.03 580,186 8,140
2017-12-31 13F-HR ABYLY / Ablynx NV 24.74 1,051 26
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 10.06 373,985 3,762
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.40 178,561 2,393
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.83 44,200 965
2017-12-31 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 0.00 4 0
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 23.96 3,464 83
2017-12-31 13F-HR AMEDICA CORP / COM PAR (023435407) 0.00 53 0
2017-12-31 13F-HR AMRH / Ameri Holdings, Inc. 0.00 18 0
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.05 325,446 1,970
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.68 18,908 410
2017-12-31 13F-HR APOLLO MEDICAL HLDGS INC / (03763A207) 23.94 5,974 143
2017-12-31 13F-HR AQ / Aquantia Corp. 11.32 32,057 363
2017-12-31 13F-HR ASNS / Arsanis, Inc. 0.00 22 0
2017-12-31 13F-HR ASTROTECH CORP / (046484200) 0.00 30 0
2017-12-31 13F-HR ATAC / Atlantic Acquisition Corp. 0.00 1 0
2017-12-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.00 1 0
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 20.57 2,098,935 43,174
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.45 401,861 12,639
2017-12-31 13F-HR BAND / Bandwidth Inc. 23.13 22,786 527
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH PURE COCA (06740P130) 27.98 1,501 42
2017-12-31 13F-HR BARCLAYS BK PLC / IPT COPPER ETN (06740P189) 36.92 650 24
2017-12-31 13F-HR BARCLAYS BK PLC / IPTH CRUDE OIL (06740P221) 17.75 169 3
2017-12-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 20.71 7,000 145
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.92 529,586 14,785
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.26 73,517 1,122
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 19.38 268,095 5,195
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.11 36,930 521
2017-12-31 13F-HR 09061GAH4 / BioMarin Pharmaceutical, Inc. Bond 6,369
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.15 171,435 7,569
2017-12-31 13F-HR BRAC / Black Ridge Acquisition Corp. 0.00 1 0
2017-12-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 17.14 5,833 100
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.78 193,132 2,661
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.01 78,491 1,100
2017-12-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 15.05 39,194 590
2017-12-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.71 59,283 872
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.31 48,147 689
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.19 1,052,168 24,401
2017-12-31 13F-HR BLACKROCK NJ MUNICIPAL BOND / (09249A109) 14.74 13,566 200
2017-12-31 13F-HR BLACKROCK CA MUNI 2018 TERM / (09249C105) 14.56 198,847 2,896
2017-12-31 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 13.69 5,479 75
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.43 174,593 2,520
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.73 14,596 215
2017-12-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 14.80 21,618 320
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.00 360,815 5,412
2017-12-31 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.41 32,205 464
2017-12-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 16.17 76,025 1,229
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.79 401,787 5,942
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.66 256,708 3,763
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 14.00 609,483 8,533
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.47 272,544 3,944
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.92 629,290 8,131
2017-12-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 13.62 55,593 757
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.34 96,213 1,380
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.38 527,993 8,648
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.34 1,379,569 30,819
2017-12-31 13F-HR BLACKROCK MASS TAX-EXEMPT TR / SH BEN INT (09258E109) 13.93 24,411 340
2017-12-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 9.80 1,543,693 15,129
2017-12-31 13F-HR BXG / Bluegreen Vacations Corporation 17.86 1,120 20
2017-12-31 13F-HR BRISTOW GROUP INC / NOTE 4.500% 6/0 (110394AF0) 3,271
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.93 520,531 6,730
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.37 701,872 16,403
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.63 21,901 649
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 3.67 8,439 31
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 1,127,920 16,501
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 84
2017-12-31 13F-HR CATC / Cambridge Bancorp 79.80 10,552 842
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.03 144,982 2,469
2017-12-31 13F-HR CARG / CarGurus, Inc. 29.99 70,334 2,109
2017-12-31 13F-HR CASA / Casa Systems, Inc. 17.85 4,650 83
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 155 0
2017-12-31 13F-HR CEMEX SAB DE CV / NOTE 3.720% 3/1 (151290BT9) 62
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 9.96 1,091,870 10,875
2017-12-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.39 19,107 466
2017-12-31 13F-HR CSSE / Chicken Soup for the Soul Entertainment, Inc. 9.00 2,000 18
2017-12-31 13F-HR CHINA XINIYA FASHION LTD / SPONSRD ADR NEW (16950W204) 4.62 866 4
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 17.60 16,932 298
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.85 70,287 552
2017-12-31 13F-HR BSCR / Guggenheim BulletShares 2027 Cor 20.28 493 10
2017-12-31 13F-HR BSJP / Guggenheim BulletShares 2025 Hig 24.81 524 13
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 2,605,649 18,787
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 2,725
2017-12-31 13F-HR CWBR / CohBar Inc. 4.97 33,200 165
2017-12-31 13F-HR COHEN & CO INC NEW / (19249M102) 0.00 5 0
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.25 235,479 5,239
2017-12-31 13F-HR COMSTOCK MNG INC / (205750201) 0.00 800 0
2017-12-31 13F-HR CONDOR HOSPITALITY TR INC / (20676Y403) 10.15 887 9
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.51 123,147 4,866
2017-12-31 13F-HR CCR / CONSOL Coal Resources LP 15.68 48,280 757
2017-12-31 13F-HR CORENERGY INFRASTRUCTURE TR / DEP SHS REPSTG (21870U304) 25.58 3,088 79
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.99 26,334 421
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597) 0.00 18 0
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / ETN STOXX EUR 50 (22542D100) 137.18 503 69
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373) 50.00 20 1
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / LG CP GRTH ENH (22542D423) 228.54 827 189
2017-12-31 13F-HR CURRENCYSHARES SWEDISH KRONA / SWEDISH KRONA (23129R108) 116.14 1,636 190
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 96.85 27,744 2,687
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.36 150,535 1,409
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 2.58 387 1
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 25.07 28,005 702
2017-12-31 13F-HR ASHX / Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF 21.43 420 9
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.64 14,398 326
2017-12-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 15.52 34,016 528
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.26 159,865 2,120
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 13.48 34,708 468
2017-12-31 13F-HR DNLI / Denali Therapeutics Inc. 16.25 1,662 27
2017-12-31 13F-HR OLO / DB Crude Oil Long ETN due 6/1/2038 5.00 6,000 4,000 -33.33 27 20 -25.93
2017-12-31 13F-HR DEUTSCHE BK AG LONDON BRH / FI ENH GL0BAL HY (25155L293) 147.31 577 85
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.85 118,291 1,047
2017-12-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.42 19,242 239
2017-12-31 13F-HR DPW / Digital Power Corp. 3.15 3,805 12
2017-12-31 13F-HR RETL / Direxion Daily Retail Bull 3X Shares 36.06 2,052 74
2017-12-31 13F-HR JPNL / Direxion Daily Japan Bull 3X ETF 80.00 100 8
2017-12-31 13F-HR RUSS / Direxion Daily Russia Bear 3x Shares 21.98 182 4
2017-12-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.96 363,738 2,532
2017-12-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.90 183,595 2,368
2017-12-31 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 14.01 1,998 28
2017-12-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 14.27 89,187 1,273
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.96 171,926 1,712
2017-12-31 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 14.14 90,082 1,274
2017-12-31 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 10.19 488,830 4,981
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.62 270,657 3,957
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.94 170,201 2,372
2017-12-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 14.91 74,115 1,105
2017-12-31 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 13.64 39,309 536
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.19 252,817 3,840
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 13.83 111,291 1,539
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 1,355,857 19,402
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.99 1,550,452 20,140
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.21 1,461,751 35,389
2017-12-31 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 14.09 9,153 129
2017-12-31 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 14.34 22,316 320
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.24 1,963,400 29,921
2017-12-31 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 12.57 129,764 1,631
2017-12-31 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 14.67 10,837 159
2017-12-31 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 14.86 21,068 313
2017-12-31 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 23.05 48,246 1,112
2017-12-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 23.74 102,438 2,432
2017-12-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.57 28,595 245
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.84 397,910 7,496
2017-12-31 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 9.91 1,387,658 13,752
2017-12-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.91 1,286,046 12,745
2017-12-31 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 25.12 10,710 269
2017-12-31 13F-HR NUVEEN CR OPPORTUNITIES 2022 / (67075U102) 9.49 1,202,110 11,408
2017-12-31 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 10.02 1,593,556 15,967
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.96 2,761,581 27,505
2017-12-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 9.40 390,318 3,669
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 13.95 315,762 4,405
2017-12-31 13F-HR NUVERRA ENVIRONMENTAL SOLUTI / COM PAR (67091K302) 0.00 4 0
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.26 142,876 1,895
2017-12-31 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 14.64 216,520 3,170
2017-12-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 14.39 5,629 81
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 1,119,873 5,477
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.40 505,214 4,244
2017-12-31 13F-HR ODT / Odonate Therapeutics, Inc. 25.01 3,518 88
2017-12-31 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 0.00 17 0
2017-12-31 13F-HR OPTN / OptiNose, Inc. 18.81 10,100 190
2017-12-31 13F-HR KIDS / OrthoPediatrics Corp. 19.24 7,746 149
2017-12-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 12.50 80 1
2017-12-31 13F-HR PDL CMNTY BANCORP / (69290X101) 0.00 29 0
2017-12-31 13F-HR PPDF / PPDAI Group Inc. 8.00 500 4
2017-12-31 13F-HR PAVMU / PAVmed Inc. 2.28 10,952 25
2017-12-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 9.00 114,547 1,031
2017-12-31 13F-HR 719405AK8 / Photronics, Inc. Bond 3
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.16 127,371 1,294
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.28 104,369 1,803
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.38 100,864 1,551
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.44 94,279 984
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.85 357,773 4,240
2017-12-31 13F-HR POLARITYTE INC / (731094108) 23.21 6,247 145
2017-12-31 13F-HR PEX / ProShares Global Listed Private Equity ETF 36.36 275 10
2017-12-31 13F-HR QTRX / Quanterix Corporation 21.50 14,700 316
2017-12-31 13F-HR QD / Qudian Inc. 12.54 1,138,938 14,283
2017-12-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 27.04 6,695 181
2017-12-31 13F-HR 750469AA6 / Radius Health, Inc. Bond 2,818
2017-12-31 13F-HR 758075AC9 / Redwood Tr Inc Bond 37
2017-12-31 13F-HR RHE / Regional Health Properties, Inc. 0.00 400 0
2017-12-31 13F-HR 75972AAC7 / Renewable Energy Group, Inc. Bond 1,271
2017-12-31 13F-HR HAIR / Restoration Robotics, Inc. 4.62 9,082 42
2017-12-31 13F-HR RYTM / Rhythm Pharmaceuticals, Inc. 29.08 26,647 775
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.73 122,576 947
2017-12-31 13F-HR RIMINI STR INC DEL / (76674Q107) 8.45 355 3
2017-12-31 13F-HR REDU / RISE Education Cayman Ltd 14.79 218,850 3,236
2017-12-31 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 11.79 17,393 205
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.40 1,115,531 101,959
2017-12-31 13F-HR ONEO / SPDR Russell 1000 Momentum Focus ETF 73.17 41 3
2017-12-31 13F-HR SAILPOINT TECHNLGIES HLDGS I / (78781P105) 14.55 22,274 324
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.02 880,588 9,705
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 0.86 5,790 5
2017-12-31 13F-HR SCPH / scPharmaceuticals Inc. 12.04 5,065 61
2017-12-31 13F-HR SEA LTD / ADR (81141R100) 13.36 14,672 196
2017-12-31 13F-HR SECOO HLDG LTD / ADR (81367P101) 9.64 4,978 48
2017-12-31 13F-HR SEND / SendGrid, Inc. 23.95 26,928 645
2017-12-31 13F-HR SRUNU / Silver Run Acquisition Corporation II 0.00 24 0
2017-12-31 13F-HR SSNT / SilverSun Technologies, Inc. 0.00 1 0
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / (82900L102) 14.25 5,893 84
2017-12-31 13F-HR SOGO / Sogou Inc. 11.57 4,834,632 55,936
2017-12-31 13F-HR CAPN / Capnia, Inc. 0.00 145 0
2017-12-31 13F-HR SPARK NETWORKS SE / SPONSORED ADR (846517100) 0.00 25 0
2017-12-31 13F-HR SPERO THERAPEUTICS INC / (84833T103) 11.75 10,553 124
2017-12-31 13F-HR SPHERE 3D CORP NEW / (84841L209) 2.45 30,553 75
2017-12-31 13F-HR STITCH FIX INC / COM CL A (860897107) 25.84 83,928 2,169
2017-12-31 13F-HR SWEDISH EXPT CR CORP / MLCX GRN ETN23 (870297215) 3.33 300 1
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.04 4,635 28
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.41 35,865 194
2017-12-31 13F-HR SWCH / Switch Inc 18.18 21,669 394
2017-12-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 0.00 10 0
2017-12-31 13F-HR COH / Coach, Inc. 44.23 874,551 38,681
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 2.34 7,703 18
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 2.03 8,386 17
2017-12-31 13F-HR TYME / Tyme Technologies, Inc. 6.39 25,046 160
2017-12-31 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 227.03 740 168
2017-12-31 13F-HR UBS AG LONDON BRH / FI ENHANCD ETN (90274D218) 173.91 115 20
2017-12-31 13F-HR UBS AG LONDON BRH / FI ENHAN EUR ETN (90274D234) 176.83 328 58
2017-12-31 13F-HR UBS AG LONDON BRH / VLCTY 1X DLY ETN (90274E810) 50.00 200 10
2017-12-31 13F-HR VBI VACCINES INC / (91822J103) 4.27 95,540 408
2017-12-31 13F-HR VLRX / Valeritas, Inc. 2.87 1,047 3
2017-12-31 13F-HR MOTI / Market Vectors Morningstar International Moat ETF 34.14 17,252 589
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.40 246,941 3,309
2017-12-31 13F-HR VTGN / VistaGen Therapeutics, Inc. 0.00 446 0
2017-12-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.48 254,939 2,672
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 8.90 350,763 3,122
2017-12-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.43 735,371 8,405
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 3,851,242 29,847
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.85 800,746 13,493
2017-12-31 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 7.52 21,270 160
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 8,111,359 41,125
2017-12-31 13F-HR WCF BANCORP INC / (92940L103) 0.00 16 0
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 25.14 98,014 2,464
2017-12-31 13F-HR 94419LAA9 / Wayfair, Inc. Bond 40
2017-12-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 17.36 58,112 1,009
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.55 3,500,322 54,430
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 696,491 7,118
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 3,802,319 19,277
2017-12-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 20.89 278,018 5,808
2017-12-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 22.86 125,735 2,874
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 18.00 481,696 8,670
2017-12-31 13F-HR 95790DAA3 / Western Asset Mtg Cap Corp Bond 39
2017-12-31 13F-HR WESTMORELAND RESOURCE PARTNE / COM UNIT RP LP (96108P103) 2.72 1,472 4
2017-12-31 13F-HR WHLRD / Wheeler Real Estate Investment Trust, Inc., 8.75% Series D Cumulative Convertible Preferred Stock 20.00 6,000 120
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.48 169,954 4,501
2017-12-31 13F-HR WILLSCOT CORP / (971375126) 15.15 132 2
2017-12-31 13F-HR YERR / Yangtze River Development Limited 0.00 16 0
2017-12-31 13F-HR YOUNGEVITY INTL INC / (987537206) 0.00 127 0
2017-12-31 13F-HR YUMA ENERGY INC NEW / (98872F105) 0.00 6 0
2017-12-31 13F-HR ZILLOW GROUP INC / NOTE 2.000%12/0 (98954MAB7) 17,907
2017-12-31 13F-HR ZOMHF / Zomedica Pharmaceuticals Corp. 0.00 100 0
2017-12-31 13F-HR OMN / Omnova Solutions, Inc. 10.00 87,917 142,940 62.59 962 1,430 48.65
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 2,437,532 2,360,151 -3.17 4,777 4,648 -2.70
2017-12-31 13F-HR MBRX / Moleculin Biotech, Inc. 1.84 13,172 12,472 -5.31 32 23 -28.12
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.14 72,430 43,400 -40.08 56 93 66.07
2017-12-31 13F-HR LNTH / Lantheus Holdings, Inc. 20.47 85,305 75,396 -11.62 1,518 1,543 1.65
2017-12-31 13F-HR BNTC / Benitec Biopharma Ltd 2.95 0 20,700 0 61
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.42 6,204,945 5,533,022 -10.83 175,848 157,249 -10.58
2017-12-31 13F-HR ARES / Ares Management, L.P. 20.00 732,948 1,041,235 42.06 13,670 20,825 52.34
2017-12-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.45 190,088 180,764 -4.91 9,775 9,120 -6.70
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 23.34 89,980 127,287 41.46 2,257 2,971 31.63
2017-12-31 13F-HR VCO / Vina Concha Y Toro S.A. 36.89 500 4,039 707.80 17 149 776.47
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.00 171,018 368,780 115.64 13,725 33,191 141.83
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.99 53,633 43,887 -18.17 2,879 2,501 -13.13
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.01 1,519,383 2,349,617 54.64 5,317 9,423 77.22
2017-12-31 13F-HR VMW / VMWare, Inc. 125.32 787,427 2,131,379 170.68 85,979 267,104 210.66
2017-12-31 13F-HR CUB / Cubic Corp. 58.97 46,695 58,402 25.07 2,382 3,444 44.58
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 536,041 907,244 69.25 22,283 38,658 73.49
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 4,667,118 4,732,338 1.40 157,562 159,905 1.49
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 37.41 11,447 10,424 -8.94 403 390 -3.23
2017-12-31 13F-HR TG / Tredegar Corp. 19.19 80,237 91,965 14.62 1,444 1,765 22.23
2017-12-31 13F-HR LRAD / LRAD Corp 2.50 7,650 15,180 98.43 16 38 137.50
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 33.16 15,837 17,221 8.74 542 571 5.35
2017-12-31 13F-HR Y / Alleghany Corp. 596.09 71,019 55,565 -21.76 39,344 33,122 -15.81
2017-12-31 13F-HR TTT / ProShares UltraPro Short 20+ Year Treasury 23.75 800 800 0.00 21 19 -9.52
2017-12-31 13F-HR LHCG / LHC Group, Inc. 61.25 36,533 75,311 106.15 2,590 4,613 78.11
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.15 5,975,199 7,028,082 17.62 116,814 127,560 9.20
2017-12-31 13F-HR TCS / Container Store Group, Inc. 4.74 523,672 531,124 1.42 2,205 2,517 14.15
2017-12-31 13F-HR DEO / Diageo plc 146.03 1,912,329 2,697,086 41.04 252,675 393,857 55.87
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.21 135,077 114,669 -15.11 3,782 3,693 -2.35
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.21 36,737 68,406 86.20 2,330 3,982 70.90
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.85 846,618 1,259,329 48.75 1,500 2,329 55.27
2017-12-31 13F-HR QQQC / Global X Funds 30.91 20,120 20,740 3.08 579 641 10.71
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 98 324 230.61
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.06 6,462,527 1,128,437 -82.54 16,027 2,325 -85.49
2017-12-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 70.85 119,418 112,904 -5.45 8,112 7,999 -1.39
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.50 23,379 14,914 -36.21 1,236 947 -23.38
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 47.70 316,227 429,739 35.90 13,961 20,498 46.82
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 31.88 6,576 7,152 8.76 185 228 23.24
2017-12-31 13F-HR OPOF / Old Point Financial Corp. 29.81 7,639 9,056 18.55 248 270 8.87
2017-12-31 13F-HR AME / Ametek, Inc. 72.47 843,971 683,513 -19.01 55,735 49,533 -11.13
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.31 2,755 5,326 93.32 4 7 75.00
2017-12-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.96 26,350 73,010 177.08 185 508 174.59
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.26 341,432 395,519 15.84 25,142 28,976 15.25
2017-12-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.61 150 1,150 666.67 0 3
2017-12-31 13F-HR CABO / Cable One Inc. 703.36 10,008 16,896 68.82 7,228 11,884 64.42
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 2,320,761 2,600,424 12.05 2,259,772 2,739,288 21.22
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.33 102,571 172,502 68.18 2,666 4,369 63.88
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.71 1,033,930 1,501,665 45.24 95,029 157,239 65.46
2017-12-31 13F-HR VALE / Vale S.A. 12.23 11,890,658 4,689,325 -60.56 119,738 57,350 -52.10
2017-12-31 13F-HR RESI / Altisource Residential Corp 11.85 122,597 126,236 2.97 1,362 1,496 9.84
2017-12-31 13F-HR SOR / Source Capital, Inc. 40.89 4,033 7,068 75.25 162 289 78.40
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.13 86,784 118,225 36.23 1,879 2,971 58.12
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.84 1,986,321 2,625,164 32.16 43,123 57,335 32.96
2017-12-31 13F-HR HAYN / Haynes International Inc. 32.04 17,406 77,087 342.88 625 2,470 295.20
2017-12-31 13F-HR PKOH / Park-Ohio Holdings Corp. 45.94 43,895 40,924 -6.77 2,002 1,880 -6.09
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.41 1,678,816 1,237,724 -26.27 547,848 427,522 -21.96
2017-12-31 13F-HR MNK / Maillinckrodt plc. 22.56 692,852 555,787 -19.78 25,892 12,539 -51.57
2017-12-31 13F-HR VRTU / Virtusa Corp. 44.08 64,844 81,512 25.70 2,449 3,593 46.71
2017-12-31 13F-HR WSTL / Westell Technologies, Inc. 2.55 0 392 0 1
2017-12-31 13F-HR SHBI / Shore Bancshares, Inc. 16.71 107,485 116,907 8.77 1,789 1,953 9.17
2017-12-31 13F-HR IT / Gartner, Inc. 123.14 684,786 142,005 -79.26 85,194 17,487 -79.47
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.46 78,911 186,757 136.67 4,930 13,159 166.92
2017-12-31 13F-HR FDEF / First Defiance Financial Corp. 51.97 81,345 70,026 -13.91 4,270 3,639 -14.78
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 6,807,983 5,728,993 -15.85 386,420 337,150 -12.75
2017-12-31 13F-HR CBMG / Cellular Biomedicine Group, Inc. 11.54 1,300 1,300 0.00 14 15 7.14
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.62 93,527 80,492 -13.94 5,283 4,799 -9.16
2017-12-31 13F-HR DXD / ProShares UltraShort Dow30 8.69 24,516 10,242 -58.22 263 89 -66.16
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 17.50 425,117 388,175 -8.69 7,694 6,793 -11.71
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.62 2,339,652 2,146,353 -8.26 72,132 65,721 -8.89
2017-12-31 13F-HR CBS / CBS Corp. 59.00 3,755,222 5,142,490 36.94 217,803 303,408 39.30
2017-12-31 13F-HR CCCL / China Ceramics Co., Ltd 0.00 37 37 0.00 0 0
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 1,500,649 212,446 -85.84 26,861 4,561 -83.02
2017-12-31 13F-HR NVRO / Nevro Corp. 69.04 235,507 278,143 18.10 21,403 19,204 -10.27
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 2.36 36,375 84,791 133.10 75 200 166.67
2017-12-31 13F-HR CHAU / Direxion Daily CSI 300 China A Share Bull 2X Shares 29.76 700 1,176 68.00 18 35 94.44
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 12.01 54,752 79,294 44.82 388 952 145.36
2017-12-31 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 19.83 537,027 502,048 -6.51 10,778 9,956 -7.63
2017-12-31 13F-HR MLP / Maui Land & Pineapple Co., Inc. 17.23 26,689 18,219 -31.74 372 314 -15.59
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.97 1,017,491 1,043,533 2.56 49,765 51,102 2.69
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 23.85 172,194 234,170 35.99 5,228 5,584 6.81
2017-12-31 13F-HR EWUS / iShares MSCI United Kingdom Small-Cap ETF 43.79 2,862 2,101 -26.59 119 92 -22.69
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 18.70 587,244 424,773 -27.67 12,625 7,944 -37.08
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.64 1,492,388 1,420,421 -4.82 182,847 192,667 5.37
2017-12-31 13F-HR JJT / iPath Bloomberg Tin Subindex Total Return ETN due 6/24/2038 44.12 136 136 0.00 6 6 0.00
2017-12-31 13F-HR SLCT / Select Bancorp, Inc. 12.49 2,990 2,963 -0.90 35 37 5.71
2017-12-31 13F-HR SCSC / ScanSource, Inc. 35.80 55,077 147,509 167.82 2,403 5,281 119.77
2017-12-31 13F-HR CMRE / Costamare Inc. 5.77 2,232,051 1,713,329 -23.24 13,795 9,886 -28.34
2017-12-31 13F-HR KFRC / Kforce, Inc. 25.25 72,656 147,142 102.52 1,468 3,715 153.07
2017-12-31 13F-HR FRN / Claymore Exchange-Traded Fund Trust 2 14.85 50,147 48,276 -3.73 736 717 -2.58
2017-12-31 13F-HR FBP / First BanCorp 5.10 403,123 990,108 145.61 2,064 5,050 144.67
2017-12-31 13F-HR AXSM / Axsome Therapeutics, Inc. 5.58 4,010 5,910 47.38 22 33 50.00
2017-12-31 13F-HR MMM / 3M Co. 235.37 3,315,467 3,191,344 -3.74 695,918 751,147 7.94
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 201.12 146,970 157,892 7.43 25,240 31,755 25.81
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.68 402,966 145,393 -63.92 35,580 15,075 -57.63
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 37.67 12,570,692 645,344 -94.87 227,151 24,310 -89.30
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 985,234 12,570,692 1,175.91 41,360 227,151 449.20
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 23.69 185,111 158,947 -14.13 5,211 3,766 -27.73
2017-12-31 13F-HR HCM / Hutchison China MediTech Limited 37.88 6,297 132 -97.90 171 5 -97.08
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.56 1,099,683 1,532,266 39.34 14,197 17,713 24.77
2017-12-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 31.11 1,856,727 1,940,177 4.49 54,922 60,359 9.90
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.63 407,816 377,781 -7.36 11,782 11,949 1.42
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.91 489,885 577,260 17.84 6,824 8,029 17.66
2017-12-31 13F-HR TRNO / Terreno Realty Corp 35.06 176,963 139,030 -21.44 6,402 4,875 -23.85
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 2,053,993 2,538,048 23.57 63,716 81,674 28.18
2017-12-31 13F-HR SM / SM Energy Co 22.08 1,148,355 457,270 -60.18 20,371 10,097 -50.43
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.34 2,725,251 3,681,292 35.08 122,881 174,273 41.82
2017-12-31 13F-HR SSP / Scripps Company 15.62 114,798 150,483 31.09 2,194 2,351 7.16
2017-12-31 13F-HR KEX / Kirby Corp. 66.80 130,603 115,485 -11.58 8,613 7,714 -10.44
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.58 131,413 237,780 80.94 2,940 4,417 50.24
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.80 1,027,036 1,176,909 14.59 20,037 24,479 22.17
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.14 225,917 336,662 49.02 9,325 14,860 59.36
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.54 323,931 283,320 -12.54 33,509 30,752 -8.23
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.04 415,930 478,227 14.98 15,793 18,192 15.19
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 5,850,361 5,571,852 -4.76 367,636 388,303 5.62
2017-12-31 13F-HR GPIC / Gaming Partners International Corp. 0.00 0 1 0 0
2017-12-31 13F-HR CLPR / Clipper Realty Inc. 9.99 21,716 33,340 53.53 232 333 43.53
2017-12-31 13F-HR IIJI / Internet Initiative Japan, Inc. 8.00 400 250 -37.50 4 2 -50.00
2017-12-31 13F-HR NR / Newpark Resources, Inc. 8.60 193,842 354,071 82.66 1,938 3,045 57.12
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.84 188,686 360,749 91.19 2,877 4,633 61.04
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 4,988,558 4,889,787 -1.98 350,595 311,823 -11.06
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.40 2,788,286 2,799,175 0.39 2,674,275 2,929,056 9.53
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.18 704,719 835,828 18.60 16,081 18,539 15.29
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.95 1,696,366 1,938,749 14.29 136,862 164,697 20.34
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.11 60,317 68,231 13.12 1,207 1,236 2.40
2017-12-31 13F-HR CHCT / Community Healthcare Trust Incorporated 28.11 29,338 38,414 30.94 791 1,080 36.54
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.66 5,453,518 5,561,855 1.99 45,756 31,480 -31.20
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 2,601,035 2,048,272 -21.25 87,758 77,158 -12.08
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 24.19 408,668 326,645 -20.07 8,774 7,902 -9.94
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 15.20 1,084,722 1,045,843 -3.58 19,416 15,897 -18.12
2017-12-31 13F-HR PBD / PowerShares Global Exchange Traded Fund Trust 13.15 70,705 49,282 -30.30 896 648 -27.68
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.88 179,384 309,827 72.72 456 1,202 163.60
2017-12-31 13F-HR CFO / Victory Portfolios II 48.80 760,292 1,023,394 34.61 34,669 49,941 44.05
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.16 439,420 679,430 54.62 6,143 10,980 78.74
2017-12-31 13F-HR XRIFX / RMR Real Estate Income Fund 19.09 351,011 331,607 -5.53 6,782 6,330 -6.66
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) 14.53 336,167 108,401 -67.75 4,044 1,575 -61.05
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.83 154,338 116,381 -24.59 3,995 3,006 -24.76
2017-12-31 13F-HR FCAP / First Capital, Inc. 37.60 717 718 0.14 25 27 8.00
2017-12-31 13F-HR HURC / Hurco Companies, Inc. 42.20 25,198 44,792 77.76 1,048 1,890 80.34
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.62 361,229 774,738 114.47 24,426 63,234 158.88
2017-12-31 13F-HR SVRA / Savara Inc 14.83 0 36,271 0 538
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.20 61,008 212,760 248.74 7,598 28,766 278.60
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.38 128,464 148,467 15.57 452 353 -21.90
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.18 4,018,819 2,819,818 -29.83 167,866 127,400 -24.11
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.90 669,378 774,873 15.76 12,551 13,870 10.51
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 126,432 111,222 -12.03 1,607 1,324 -17.61
2017-12-31 13F-HR EV / Eaton Vance Corp. 15.37 536,664 397,093 -26.01 30,264 6,103 -79.83
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.39 2,400,445 536,664 -77.64 28,614 30,264 5.77
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.92 376,516 2,400,445 537.54 5,768 28,614 396.08
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 9.92 3,079,498 5,562,427 80.63 34,335 55,179 60.71
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 2,773,886 345,731 -87.54 43,798 3,873 -91.16
2017-12-31 13F-HR CIA / Citizens, Inc. 7.35 65,331 100,287 53.51 480 737 53.54
2017-12-31 13F-HR MD / Mednax, Inc. 53.44 368,823 220,705 -40.16 15,904 11,794 -25.84
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation 0.66 1,247,724 1,190,154 -4.61 1,472 781 -46.94
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 19.72 27,618 933,707 3,280.79 565 18,413 3,158.94
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 25.01 78,777 58,904 -25.23 1,924 1,473 -23.44
2017-12-31 13F-HR GRVY / GRAVITY Co., Ltd. 94.50 125,396 116,387 -7.18 3,945 10,999 178.81
2017-12-31 13F-HR TDC / Teradata Corp. 38.46 297,497 305,924 2.83 10,052 11,767 17.06
2017-12-31 13F-HR HURN / Huron Consulting Group, Inc. 40.44 52,880 52,899 0.04 1,814 2,139 17.92
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.15 59,003 799,851 1,255.61 3,401 37,713 1,008.88
2017-12-31 13F-HR ECOM / ChannelAdvisor Corporation 8.99 57,583 109,200 89.64 662 982 48.34
2017-12-31 13F-HR CRTO / Criteo S.A 26.03 1,194,527 1,344,594 12.56 49,572 34,999 -29.40
2017-12-31 13F-HR GEOS / Geospace Technologies Corp 12.97 52,377 60,666 15.83 933 787 -15.65
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.06 329,275 452,028 37.28 8,025 10,876 35.53
2017-12-31 13F-HR WBIL / WBI Large Cap Tactical Select Shares 27.65 1,350 1,953 44.67 34 54 58.82
2017-12-31 13F-HR CBS.A / CBS Corp. 59.75 3,384 3,381 -0.09 199 202 1.51
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.15 521,738 619,328 18.70 16,617 21,770 31.01
2017-12-31 13F-HR TOT / Total S.A. 55.28 2,229,969 2,405,568 7.87 119,349 132,979 11.42
2017-12-31 13F-HR IIIN / Insteel Industries, Inc. 28.32 45,546 49,400 8.46 1,189 1,399 17.66
2017-12-31 13F-HR CFBK / Central Federal Corp. 2.35 0 850 0 2
2017-12-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 10.69 46,508 70,148 50.83 458 750 63.76
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.08 1,762,355 947,587 -46.23 23,492 13,344 -43.20
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 9.88 104,371 111,999 7.31 1,283 1,107 -13.72
2017-12-31 13F-HR NHA / Nuveen Municipal 2021 Trgt Trm 9.44 250,019 257,817 3.12 2,486 2,434 -2.09
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.72 443,963 390,736 -11.99 55,899 58,893 5.36
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 3,516,656 4,438,018 26.20 131,241 162,964 24.17
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.20 115,387 129,563 12.29 6,543 7,022 7.32
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.45 396,936 598,160 50.69 8,828 12,830 45.33
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.45 148,235 304,434 105.37 2,409 4,704 95.27
2017-12-31 13F-HR APH / Amphenol Corp. 87.80 1,019,960 1,205,123 18.15 86,329 105,810 22.57
2017-12-31 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 30.75 5,461 9,788 79.23 195 301 54.36
2017-12-31 13F-HR IPCC / Infinity Property & Casualty Corp. 106.02 24,004 31,118 29.64 2,263 3,299 45.78
2017-12-31 13F-HR VALU / Value Line, Inc. 19.34 2,707 4,344 60.47 48 84 75.00
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.12 5,710,501 5,219,387 -8.60 184,677 167,647 -9.22
2017-12-31 13F-HR NGE / Global X Nigeria Index ETF 21.63 4,275 4,300 0.58 90 93 3.33
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.47 271,251 315,861 16.45 14,177 16,889 19.13
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.54 3,145,351 3,109,134 -1.15 331,363 325,029 -1.91
2017-12-31 13F-HR K / Kellogg Co. 67.98 2,282,371 2,109,320 -7.58 142,353 143,392 0.73
2017-12-31 13F-HR TNC / Tennant Co. 72.67 30,058 39,314 30.79 1,990 2,857 43.57
2017-12-31 13F-HR RGSE / Real Goods Solar, Inc. 0.97 200 1,036 418.00 0 1
2017-12-31 13F-HR RXL / ProShares Ultra Health Care 87.50 780 400 -48.72 66 35 -46.97
2017-12-31 13F-HR WFT / Weatherford International plc 4.17 6,245,239 6,390,113 2.32 28,603 26,647 -6.84
2017-12-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 12 14 16.67
2017-12-31 13F-HR PVH / PVH Corp. 137.21 291,199 276,111 -5.18 36,707 37,886 3.21
2017-12-31 13F-HR NSTG / NanoString Technologies, Inc. 7.47 1,980,809 1,602,375 -19.11 32,010 11,970 -62.61
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 2,155,001 3,881,301 80.11 116,261 235,712 102.74
2017-12-31 13F-HR CIZN / Citizens Holding Co. 0.00 0 10 0 0
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.61 784,239 824,645 5.15 18,869 19,470 3.19
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.39 565,999 561,951 -0.72 23,292 23,822 2.28
2017-12-31 13F-HR SNY / Sanofi 0.38 4,429,225 33,863 -99.24 190,457 13 -99.99
2017-12-31 13F-HR SNY / Sanofi 43.00 33,385 4,429,225 13,167.11 12 190,457 1,587,041.67
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.23 1,106,083 1,043,850 -5.63 36,710 40,949 11.55
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.40 504,680 452,684 -10.30 12,239 11,498 -6.05
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 1,237,901 1,203,089 -2.81 13,084 12,440 -4.92
2017-12-31 13F-HR TPIV / TapImmune, Inc. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR 530715AL5 / Liberty Media, Bond 3.75%, Due 2/15/2030 101 180 78.22
2017-12-31 13F-HR VCYT / Veracyte Inc. 6.53 83,943 164,565 96.04 736 1,075 46.06
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.83 1,779,053 1,895,002 6.52 150,616 158,857 5.47
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 110.80 57,256 83,381 45.63 5,788 9,239 59.62
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.61 4,182,506 4,045,982 -3.26 84,319 79,341 -5.90
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.35 384,248 377,958 -1.64 11,735 11,471 -2.25
2017-12-31 13F-HR DTE / DTE Energy Co. 109.46 100 628,389 628,289.00 5 68,785 1,375,600.00
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 6.33 216,958 134,433 -38.04 1,022 851 -16.73
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.95 516,438 173,850 -66.34 60,522 25,721 -57.50
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.70 154,747 410,218 165.09 35,041 96,688 175.93
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.43 1,237,625 1,073,434 -13.27 34,765 30,518 -12.22
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.04 17,192,877 16,736,701 -2.65 1,096,216 1,205,711 9.99
2017-12-31 13F-HR SBLK / Star Bulk Carriers Corp. 11.28 169,100 18,432 -89.10 1,642 208 -87.33
2017-12-31 13F-HR SCON / Superconductor Technologies, Inc. 0.00 5,200 232 -95.54 5 0 -100.00
2017-12-31 13F-HR IAU / iShares Gold Trust 12.51 14,391,393 16,002,072 11.19 177,157 200,186 13.00
2017-12-31 13F-HR ENOR / iShares MSCI Norway Capped ETF 25.84 6,043 5,572 -7.79 157 144 -8.28
2017-12-31 13F-HR GOEX / Global X Funds 23.33 7,718 5,657 -26.70 178 132 -25.84
2017-12-31 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 35.92 218,699 556,280 154.36 7,730 19,980 158.47
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.35 8,647,328 8,317,418 -3.82 187,820 177,576 -5.45
2017-12-31 13F-HR EURN / Euronav NV 9.25 458,990 405,677 -11.62 3,718 3,752 0.91
2017-12-31 13F-HR BBOX / Black Box Corp. 3.59 64,536 7,800 -87.91 210 28 -86.67
2017-12-31 13F-HR OCIP / OCI Partners LP 8.05 10,676,660 10,697,559 0.20 85,413 86,115 0.82
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.16 16,497 536,375 3,151.35 66 2,232 3,281.82
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 0.00 2,080,659 622 -99.97 18,309 0 -100.00
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 8.80 622 2,080,659 334,411.09 0 18,309
2017-12-31 13F-HR ENFC / Entegra Financial Corp. 29.25 8,092 13,778 70.27 202 403 99.50
2017-12-31 13F-HR MGYR / Magyar Bancorp, Inc. 11.98 500 501 0.20 6 6 0.00
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.76 273,119 245,331 -10.17 893 922 3.25
2017-12-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 109.39 82,612 102,068 23.55 8,413 11,165 32.71
2017-12-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 132.37 14,550 17,209 18.27 1,861 2,278 22.41
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 32.67 26,630 24,949 -6.31 649 815 25.58
2017-12-31 13F-HR PRQR / ProQR Therapeutics N.V. 3.23 101,300 177,600 75.32 491 573 16.70
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.25 216,864 223,251 2.95 14,837 17,916 20.75
2017-12-31 13F-HR OCFC / OceanFirst Financial Corp. 26.25 65,407 87,812 34.25 1,799 2,305 28.13
2017-12-31 13F-HR 741503AX4 / The Priceline Group Inc. Bond 39,892 40,023 0.33
2017-12-31 13F-HR INTC / Intel Corp. 46.16 34,407,948 33,779,678 -1.83 1,310,255 1,559,268 19.00
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 12.08 84,425 27,073 -67.93 710 327 -53.94
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.38 198,531 229,278 15.49 2,286 2,609 14.13
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.00 1,174,335 1,261,791 7.45 27,010 30,283 12.12
2017-12-31 13F-HR CNA / CNA Financial Corp. 53.05 194,179 181,010 -6.78 9,757 9,602 -1.59
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.16 143,126 284,552 98.81 7,745 15,981 106.34
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.70 591,530 573,794 -3.00 4,756 4,418 -7.11
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 8,553,839 8,653,534 1.17 119,583 123,312 3.12
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.82 43,450 79,981 84.08 7,438 13,902 86.91
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 34.25 1,847,459 1,188,853 -35.65 61,946 40,719 -34.27
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.64 257,136 194,636 -24.31 12,282 6,352 -48.28
2017-12-31 13F-HR BST / BlackRock Science and Technology Trust 26.69 1,151,318 932,283 -19.02 28,127 24,883 -11.53
2017-12-31 13F-HR GIGM / Gigamedia Ltd. 3.04 147,827 162,457 9.90 476 494 3.78
2017-12-31 13F-HR CCF / Chase Corp. 120.50 27,885 31,021 11.25 3,106 3,738 20.35
2017-12-31 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 9.32 436,730 401,301 -8.11 4,249 3,740 -11.98
2017-12-31 13F-HR CHIQ / Global X China Consumer ETF 18.67 178,137 147,423 -17.24 3,058 2,752 -10.01
2017-12-31 13F-HR SD / Sandridge Energy Inc. 21.07 48,630 147,975 204.29 977 3,118 219.14
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.43 31,603 32,168 1.79 1,746 1,783 2.12
2017-12-31 13F-HR VSLR / Vivint Solar Inc. 4.05 253,928 191,148 -24.72 863 775 -10.20
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.72 8,001,820 6,397,695 -20.05 70,336 74,983 6.61
2017-12-31 13F-HR CLWT / Euro Tech Holdings Co. Ltd. 3.27 5,500 5,500 0.00 19 18 -5.26
2017-12-31 13F-HR NSSC / NAPCO Security Technologies, Inc. 8.78 27,676 41,575 50.22 268 365 36.19
2017-12-31 13F-HR WOW / WideOpenWest, Inc. 10.58 129,464 77,133 -40.42 1,952 816 -58.20
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 1.72 26,945 21,532 -20.09 47 37 -21.28
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.07 4,976,616 5,567,088 11.86 163,482 200,804 22.83
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.22 93,795 57,634 -38.55 1,410 877 -37.80
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 64.38 29,700 200,135 573.86 2,713 12,884 374.90
2017-12-31 13F-HR ARDX / Ardelyx, Inc. 6.59 97,631 65,844 -32.56 547 434 -20.66
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.85 527,418 671,941 27.40 21,950 26,776 21.99
2017-12-31 13F-HR CALVF / Caledonia Mng Corp PLC 7.40 38,780 35,280 -9.03 223 261 17.04
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 17.08 158,343 174,335 10.10 2,747 2,978 8.41
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 580,985 1,490,854 156.61 28,304 96,965 242.58
2017-12-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.24 38,803 57,431 48.01 601 875 45.59
2017-12-31 13F-HR MANT / ManTech International Corp. 50.19 127,262 121,930 -4.19 5,618 6,120 8.94
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.93 4,136,928 2,047,584 -50.50 56,096 34,664 -38.21
2017-12-31 13F-HR CREE / Cree, Inc. 37.14 934,215 928,929 -0.57 26,336 34,500 31.00
2017-12-31 13F-HR HI / Hillenbrand, Inc. 44.70 392,697 366,012 -6.80 15,256 16,360 7.24
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.69 406,665 818,494 101.27 40,340 81,595 102.27
2017-12-31 13F-HR ATRC / AtriCure, Inc. 18.24 96,445 145,578 50.94 2,158 2,656 23.08
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.56 3,844,293 3,562,844 -7.32 65,430 59,000 -9.83
2017-12-31 13F-HR TNET / TriNet Group, Inc. 44.34 203,644 370,289 81.83 6,847 16,418 139.78
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.36 527,994 61,378 -88.38 15,269 1,986 -86.99
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.12 718,655 713,207 -0.76 11,175 10,784 -3.50
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 121.82 22,274 33,919 52.28 2,687 4,132 53.78
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.62 487,724 351,781 -27.87 18,979 16,400 -13.59
2017-12-31 13F-HR TIF / Tiffany & Co. 103.95 806,741 683,804 -15.24 74,043 71,081 -4.00
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.03 3,567,129 3,696,158 3.62 438,329 480,612 9.65
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.83 555,550 622,503 12.05 33,211 37,867 14.02
2017-12-31 13F-HR SUPV / Grupo Supervielle S.A. 29.32 2,604,265 2,585,188 -0.73 64,299 75,798 17.88
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.30 295,149 276,285 -6.39 24,890 24,673 -0.87
2017-12-31 13F-HR TILE / Interface, Inc. 25.15 132,678 192,621 45.18 2,905 4,845 66.78
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.85 468,849 407,977 -12.98 3,024 2,387 -21.06
2017-12-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.00 0 1 0 0
2017-12-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 39.42 139,878 162,321 16.04 5,664 6,399 12.98
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 10.00 31,858 700 -97.80 656 7 -98.93
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.81 3,499,932 2,443,390 -30.19 55,929 33,743 -39.67
2017-12-31 13F-HR ASHS / DBX ETF Trust 34.75 1,043 1,410 35.19 38 49 28.95
2017-12-31 13F-HR CLIR / ClearSign Combustion Corp 3.73 7,165 6,165 -13.96 26 23 -11.54
2017-12-31 13F-HR HEB / Hemispherx BioPharma, Inc. 0.00 1,084 1,084 0.00 0 0
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.12 719,627 728,362 1.21 9,283 9,556 2.94
2017-12-31 13F-HR MLNK / ModusLink Global Solutions, Inc. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.23 1,993,946 1,384,046 -30.59 5,783 3,086 -46.64
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.84 1,843,458 1,418,522 -23.05 60,281 48,003 -20.37
2017-12-31 13F-HR HCCI / Heritage-Crystal Clean, Inc. 21.75 99,350 33,799 -65.98 2,160 735 -65.97
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 2,555,688 2,536,761 -0.74 16,944 17,099 0.91
2017-12-31 13F-HR BYFC / Broadway Financial Corp. 2.32 431 431 0.00 1 1 0.00
2017-12-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.63 2,734,459 3,022,234 10.52 74,158 86,527 16.68
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.84 137,007 165,147 20.54 3,244 4,103 26.48
2017-12-31 13F-HR 67066GAC8 / NVIDIA Corp. Bond 1.000%12/0 44 144 227.27
2017-12-31 13F-HR BYBK / Bay Bancorp, Inc. 12.22 14,409 13,261 -7.97 163 162 -0.61
2017-12-31 13F-HR HXL / Hexcel Corp. 61.84 46,384 93,437 101.44 2,663 5,778 116.97
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.52 498,901 706,674 41.65 26,556 37,822 42.42
2017-12-31 13F-HR BBT / BB&T Corp. 49.72 2,666,271 3,578,669 34.22 125,155 177,932 42.17
2017-12-31 13F-HR SPYB / SPDR S&P 500 Buyback ETF 62.30 2,825 2,825 0.00 164 176 7.32
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.95 6,192,813 6,423,498 3.73 108,994 121,725 11.68
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 73.15 171,045 220,834 29.11 13,157 16,154 22.78
2017-12-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.36 72,346 71,818 -0.73 37 26 -29.73
2017-12-31 13F-HR MGCD / MGC Diagnostics Corp. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR EHTH / eHealth, Inc. 17.38 74,059 60,288 -18.59 1,770 1,048 -40.79
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 1,012,926 1,355,736 33.84 161,065 244,562 51.84
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 75.18 27,449 47,178 71.88 1,744 3,547 103.38
2017-12-31 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. Bond 1.500% 7/0 55 60 9.09
2017-12-31 13F-HR JJM / iPath Bloomberg Nickel Subindex Total Return ETN due 10/22/37 28.30 356 106 -70.22 10 3 -70.00
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.13 4,963,281 2,299,965 -53.66 49,732 20,999 -57.78
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 15.70 162,275 39,106 -75.90 2,696 614 -77.23
2017-12-31 13F-HR AEHR / Aehr Test Systems 2.71 16,669 13,669 -18.00 68 37 -45.59
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.52 297,899 337,226 13.20 13,412 15,013 11.94
2017-12-31 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 25.42 167,878 177,881 5.96 4,347 4,521 4.00
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.77 37,397 43,414 16.09 2,388 2,812 17.76
2017-12-31 13F-HR TSBK / Timberland Bancorp, Inc. 26.51 15,001 20,484 36.55 470 543 15.53
2017-12-31 13F-HR SILJ / PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF 11.08 4,547 2,347 -48.38 54 26 -51.85
2017-12-31 13F-HR PAK / Global X MSCI Pakistan ETF 12.42 61,400 26,500 -56.84 892 329 -63.12
2017-12-31 13F-HR SCRI / Social Reality Inc. 5.03 0 597 0 3
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.20 5,000 5,000 0.00 11 11 0.00
2017-12-31 13F-HR PTNQ / Pacer Trendpilot 100 ETF 30.25 548,315 654,788 19.42 15,496 19,807 27.82
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 7.62 3,720,414 1,829,630 -50.82 29,948 13,942 -53.45
2017-12-31 13F-HR CPRT / Copart, Inc. 43.19 1,100,427 1,322,668 20.20 37,821 57,125 51.04
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 52.57 104,050 90,090 -13.42 4,756 4,736 -0.42
2017-12-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 4,058 7,642 88.32
2017-12-31 13F-HR OXLCO / Oxford Lane Capital Corp. 10.05 252,117 310,131 23.01 2,572 3,117 21.19
2017-12-31 13F-HR FLXS / Flexsteel Industries, Inc. 46.74 32,997 20,112 -39.05 1,672 940 -43.78
2017-12-31 13F-HR DNBF / DNB Financial Corp. 33.79 5,810 8,554 47.23 205 289 40.98
2017-12-31 13F-HR FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 44.45 6,589 5,129 -22.16 272 228 -16.18
2017-12-31 13F-HR IDSY / I.D. Systems, Inc. 7.00 17,775 14,003 -21.22 133 98 -26.32
2017-12-31 13F-HR USNA / USANA Health Sciences, Inc. 74.05 55,846 76,734 37.40 3,222 5,682 76.35
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 42.21 135,589 174,125 28.42 5,412 7,350 35.81
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.87 434,033 900,266 107.42 22,168 45,796 106.59
2017-12-31 13F-HR LII / Lennox International, Inc. 208.26 388,929 334,632 -13.96 69,606 69,691 0.12
2017-12-31 13F-HR ACIU / AC Immune SA 12.80 0 58,344 0 747
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. 27.35 71,409 82,997 16.23 1,642 2,270 38.25
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 14.00 393,057 417,846 6.31 5,621 5,849 4.06
2017-12-31 13F-HR PNBK / Patriot National Bancorp, Inc. 19.61 50 51 2.00 1 1 0.00
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 69.44 73,161 82,315 12.51 4,809 5,716 18.86
2017-12-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 60.77 1,200 1,810 50.83 77 110 42.86
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. 37.55 435,487 296,167 -31.99 12,434 11,122 -10.55
2017-12-31 13F-HR LXP / Lexington Corporate Properties Trust 9.65 3,258,155 3,570,986 9.60 33,299 34,459 3.48
2017-12-31 13F-HR ALD / WisdomTree Asia Local Debt Fund 45.29 1,176 817 -30.53 53 37 -30.19
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 3,057,051 3,498,883 14.45 417,837 499,187 19.47
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 23.43 29,088 22,198 -23.69 652 520 -20.25
2017-12-31 13F-HR SUNW / Sunworks, Inc. 0.00 0 53 0 0
2017-12-31 13F-HR FCSC / Fibrocell Science Inc. 0.64 84,402 56,168 -33.45 259 36 -86.10
2017-12-31 13F-HR WF / Woori Bank 44.69 78,417 98,644 25.79 3,656 4,408 20.57
2017-12-31 13F-HR SGG / iPath Bloomberg Sugar Subindex Total Return ETN due on 6/24/38 30.89 89,272 45,977 -48.50 2,554 1,420 -44.40
2017-12-31 13F-HR RWM / ProShares Short Russell2000 42.27 353,780 242,173 -31.55 15,457 10,237 -33.77
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.51 349,055 378,860 8.54 4,468 4,740 6.09
2017-12-31 13F-HR UPLD / Upland Software, Inc. 21.66 149,312 115,768 -22.47 3,160 2,507 -20.66
2017-12-31 13F-HR TCX / Tucows, Inc. 70.05 29,833 56,304 88.73 1,746 3,944 125.89
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 230.00 2,671,864 100 -100.00 610,708 23 -100.00
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.57 100 2,671,864 2,671,764.00 20 610,708 3,053,440.00
2017-12-31 13F-HR 698354AB3 / Pandora Media, Inc. Bond 3,911 3,321 -15.09
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.85 1,364,715 2,075,072 52.05 201,923 346,225 71.46
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.46 611,676 594,270 -2.85 10,264 9,782 -4.70
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 49.47 907,456 870,233 -4.10 36,199 43,049 18.92
2017-12-31 13F-HR CHIX / Global X Funds 17.83 3,798 1,963 -48.31 64 35 -45.31
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.91 324,102 280,722 -13.38 18,347 15,414 -15.99
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.64 499,808 473,232 -5.32 15,044 14,973 -0.47
2017-12-31 13F-HR RDNT / RadNet, Inc. 10.10 473,465 561,140 18.52 5,468 5,668 3.66
2017-12-31 13F-HR ULH / Universal Logistics Holdings, Inc. 23.78 12,477 29,060 132.91 255 691 170.98
2017-12-31 13F-HR ERY / Direxion Daily Energy Bear 3X Shares 9.00 52,949 31,118 -41.23 577 280 -51.47
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 133.00 67,648 70,023 3.51 8,800 9,313 5.83
2017-12-31 13F-HR KPTI / Karyopharm Therapeutics Inc. 9.60 61,541 69,928 13.63 675 671 -0.59
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.56 1,554,947 1,254,037 -19.35 100,046 88,486 -11.55
2017-12-31 13F-HR THM / International Tower Hill Mines Ltd. 0.43 163,600 163,600 0.00 88 70 -20.45
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 0.26 401,147 3,855 -99.04 1,436 1 -99.93
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 3.58 9,549 401,147 4,100.93 21 1,436 6,738.10
2017-12-31 13F-HR ATHN / athenahealth, Inc.