InvestorMoloney Securities Asset Management, LLC
Portfolio Value $ 247,005,000
Current Positions294
Opened Positions5
Closed Positions25


Latest Holdings, Performance, AUM (from 13F, 13D)

Moloney Securities Asset Management, LLC - Portfolio Value

Moloney Securities Asset Management, LLC has disclosed 294 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 247,005,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Moloney Securities Asset Management, LLC's top holdings are iShares Core S&P MidCap ETF (NYSE:IJH) , Johnson & Johnson (NYSE:JNJ) , Apple, Inc. (NASDAQ:AAPL) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , and PwShs S&P600 LV (NYSE:XSLV) . Moloney Securities Asset Management, LLC's new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , NOW Inc. (NYSE:DNOW) , iShares U.S. Technology ETF (NYSE:IYW) , First Trust NYSE Arca Biotechnology Index Fund (NYSE:FBT) , and SPDR Portfolio Large Cap ETF (NYSE:SPLG) .

All Moloney Securities Asset Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 25, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR OXSQ / Oxford Square Capital Corp. 6.11 64,526 394
2018-03-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 85.42 2,716 232
2018-03-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 7.88 21,011 19,417 -7.59 179 153 -14.53
2018-03-31 13F-HR ACN / Accenture plc 153.30 2,291 2,257 -1.48 351 346 -1.42
2018-03-31 13F-HR CHL / China Mobile Ltd. 45.68 5,188 237
2018-03-31 13F-HR HNNMY / Hennes & Mauritz AB 3.00 40,000 120
2018-03-31 13F-HR MPEFF / Maple Leaf Green World, Inc. 0.70 10,000 7
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.62 5,699 317
2018-03-31 13F-HR NEAR / iShares Short Maturity Bond ETF 50.21 10,198 512
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.88 2,728 207
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.04 14,744 14,744 0.00 152 148 -2.63
2018-03-31 13F-HR PETROSHARE CORP COM / (71677L106) 1.11 16,200 16,200 0.00 19 18 -5.26
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 54.02 6,701 362
2018-03-31 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A810) 1,000.00 212 212
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,036.89 3,463 759 -78.08 3,648 787 -78.43
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 156.86 1,376 1,377 0.07 230 216 -6.09
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.23 12,921 12,638 -2.19 580 559 -3.62
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.56 23,128 25,511 10.30 646 703 8.82
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.64 6,738 6,725 -0.19 383 354 -7.57
2018-03-31 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A778) 1,000.00 329 329 0.00 329 329 0.00
2018-03-31 13F-HR PAAS / Pan American Silver Corp. 16.18 15,825 15,825 0.00 246 256 4.07
2018-03-31 13F-HR RNOTX / RiverNorth/Oaktree High Income R 17.80 72,760 69,314 -4.74 1,337 1,234 -7.70
2018-03-31 13F-HR HDV / iShares Core High Dividend ETF 84.46 11,148 11,177 0.26 1,005 944 -6.07
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.54 33,887 38,526 13.69 222 252 13.51
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 75.56 12,256 11,249 -8.22 981 850 -13.35
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.54 1,856 1,896 2.16 320 348 8.75
2018-03-31 13F-HR SVMLF / Silvercorp Metals Inc. 2.71 22,500 61
2018-03-31 13F-HR MMM / 3M Co. 219.50 12,845 11,909 -7.29 3,023 2,614 -13.53
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. 70.97 18,500 18,500 0.00 1,203 1,313 9.14
2018-03-31 13F-HR NVZMY / Novozymes A/S 51.54 30,425 31,896 4.83 1,740 1,644 -5.52
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.50 18,704 16,976 -9.24 1,277 1,112 -12.92
2018-03-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 51.13 4,930 5,046 2.35 259 258 -0.39
2018-03-31 13F-HR ETN / Eaton Corporation 79.89 12,324 10,865 -11.84 974 868 -10.88
2018-03-31 13F-HR ABT / Abbott Laboratories 59.93 36,929 37,977 2.84 2,108 2,276 7.97
2018-03-31 13F-HR INFY / Infosys Limited 17.85 60,100 59,950 -0.25 975 1,070 9.74
2018-03-31 13F-HR STX / Seagate Technology PLC 58.45 5,537 5,612 1.35 232 328 41.38
2018-03-31 13F-HR TRX / Tanzanian Royalty Exploration Corp. 0.40 20,000 20,000 0.00 6 8 33.33
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.66 30,925 29,295 -5.27 2,991 2,773 -7.29
2018-03-31 13F-HR XNCVX / AllianzGI Convertible & Income 9.24 11,062 12,116 9.53 101 112 10.89
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 47.66 23,777 21,190 -10.88 1,228 1,010 -17.75
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.73 8,769 17,538 100.00 770 767 -0.39
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.76 6,149 6,038 -1.81 414 391 -5.56
2018-03-31 13F-HR NG / NovaGold Resources Inc. 4.33 15,000 15,000 0.00 59 65 10.17
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.83 9,256 7,953 -14.08 542 452 -16.61
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 39.08 30,960 30,403 -1.80 1,098 1,188 8.20
2018-03-31 13F-HR RHHBY / Roche Holding Ltd 28.60 27,860 32,942 18.24 881 942 6.92
2018-03-31 13F-HR BLACKROCK 2022 GLOBAL INCOME O / (09258P104) 9.51 21,881 208
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,084.91 106 221
2018-03-31 13F-HR CERN / Cerner Corp. 58.05 4,686 272
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.83 7,942 7,656 -3.60 299 282 -5.69
2018-03-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.09 16,079 16,079 0.00 105 98 -6.67
2018-03-31 13F-HR CBSHP / Commerce Bancshares, Inc. 59.98 4,573 4,368 -4.48 255 262 2.75
2018-03-31 13F-HR CVX / Chevron Corp. 114.04 24,763 24,387 -1.52 3,100 2,781 -10.29
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.19 6,990 7,020 0.43 280 240 -14.29
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.43 20,963 60,588 189.02 249 632 153.82
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.43 7,833 5,718 -27.00 1,234 843 -31.69
2018-03-31 13F-HR ADRA / BLDRS Index Funds Trust 34.20 13,274 13,274 0.00 459 454 -1.09
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.47 7,940 8,276 4.23 564 666 18.09
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.57 14,711 14,570 -0.96 1,082 999 -7.67
2018-03-31 13F-HR AAPL / Apple, Inc. 167.79 32,335 33,053 2.22 5,472 5,546 1.35
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.79 712 996 39.89 833 1,442 73.11
2018-03-31 13F-HR AEE / Ameren Corp. 56.65 4,378 4,378 0.00 258 248 -3.88
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.67 9,920 9,920 0.00 748 711 -4.95
2018-03-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 4.37 41,000 41,000 0.00 233 179 -23.18
2018-03-31 13F-HR BA / Boeing Company (The) 327.84 3,174 3,401 7.15 936 1,115 19.12
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 23,860 26,383 10.57 4,730 5,263 11.27
2018-03-31 13F-HR AMLP / Alerian ETF 9.36 65,716 27,550 -58.08 709 258 -63.61
2018-03-31 13F-HR T / AT & T, Inc. 35.65 83,619 83,271 -0.42 3,251 2,969 -8.67
2018-03-31 13F-HR CSLT / Castlight Health, Inc. 3.69 12,200 12,200 0.00 46 45 -2.17
2018-03-31 13F-HR APVS / Applied Visual Sciences, Inc. 0.00 325,000 325,000 0.00 1 1 0.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.90 34,911 27,200 -22.09 1,337 1,167 -12.72
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.90 101,324 1,712
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.52 5,232 573
2018-03-31 13F-HR DE / Deere & Co. 155.46 1,621 252
2018-03-31 13F-HR FAST / Fastenal Co. 54.69 4,809 263
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.06 7,597 236
2018-03-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 132.96 7,273 967
2018-03-31 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 49.18 4,697 231
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.28 6,095 10,794 77.10 425 737 73.41
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.11 20,850 20,850 0.00 196 190 -3.06
2018-03-31 13F-HR F / Ford Motor Co. 11.08 78,551 82,368 4.86 981 913 -6.93
2018-03-31 13F-HR MLPA / Global X MLP ETF 8.49 84,630 124,526 47.14 834 1,057 26.74
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 16.99 13,771 13,771 0.00 210 234 11.43
2018-03-31 13F-HR FB / Facebook, Inc. 159.76 8,710 8,732 0.25 1,537 1,395 -9.24
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.44 14,193 14,605 2.90 1,194 1,131 -5.28
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 144.48 3,718 3,343 -10.09 488 483 -1.02
2018-03-31 13F-HR GE / General Electric Co. 13.48 72,614 44,878 -38.20 1,267 605 -52.25
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.35 4,227 4,459 5.49 303 336 10.89
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.94 36,800 44,808 21.76 523 759 45.12
2018-03-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 4.90 14,350 33,900 136.24 75 166 121.33
2018-03-31 13F-HR EXPE / Expedia, Inc. 110.55 1,788 3,555 98.83 214 393 83.64
2018-03-31 13F-HR CSX / CSX Corp. 55.78 6,369 6,328 -0.64 350 353 0.86
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.73 19,894 15,629 -21.44 1,417 996 -29.71
2018-03-31 13F-HR EXTR / Extreme Networks, Inc. 11.07 78,100 111,680 43.00 978 1,236 26.38
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 105.36 9,867 9,482 -3.90 1,124 999 -11.12
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.92 1,044 263
2018-03-31 13F-HR GWGH / GWG Holdings, Inc. 8.50 11,180 95
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.45 15,337 283
2018-03-31 13F-HR HPQ / HP Inc. 21.96 12,161 267
2018-03-31 13F-HR AIA / iShares Asia 50 ETF 68.34 3,556 243
2018-03-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.11 12,093 606
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.70 4,926 299
2018-03-31 13F-HR INTC / Intel Corp. 52.08 29,097 37,731 29.67 1,343 1,965 46.31
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.91 7,760 11,885 53.16 410 617 50.49
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.74 7,688 3,529 -54.10 508 232 -54.33
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 117.40 8,702 7,044 -19.05 1,058 827 -21.83
2018-03-31 13F-HR IP / International Paper Company 53.49 4,917 4,917 0.00 285 263 -7.72
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 7,611 7,003 -7.99 290 263 -9.31
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 150.78 4,998 4,994 -0.08 768 753 -1.95
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 105.89 11,919 14,175 18.93 1,229 1,501 22.13
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.25 5,367 5,812 8.29 1,017 1,036 1.87
2018-03-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 63.04 23,655 27,096 14.55 1,492 1,708 14.48
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.72 9,778 8,677 -11.26 687 605 -11.94
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.12 4,625 4,142 -10.44 456 394 -13.60
2018-03-31 13F-HR IUSV / iShares Core Russell U.S. Value 53.13 17,768 17,768 0.00 984 944 -4.07
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 197.77 1,318 1,436 8.95 248 284 14.52
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.28 16,270 25,931 59.38 767 1,252 63.23
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.09 2,997 2,476 -17.38 458 384 -16.16
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99.48 23,667 23,632 -0.15 2,391 2,351 -1.67
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 109.40 5,701 2,797 -50.94 651 306 -53.00
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.57 35,504 36,194 1.94 6,738 6,789 0.76
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.99 20,418 19,263 -5.66 1,568 1,483 -5.42
2018-03-31 13F-HR IAT / iShares U.S. Regional Banks ETF 50.39 7,124 359
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 168.15 6,072 1,021
2018-03-31 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 59.43 4,947 294
2018-03-31 13F-HR MB / MINDBODY, Inc. 38.87 9,544 371
2018-03-31 13F-HR MCO / Moody's Corp. 161.20 2,376 383
2018-03-31 13F-HR DNOW / NOW Inc. 10.22 151,506 1,548
2018-03-31 13F-HR NUE / Nucor Corp. 61.08 4,257 260
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.22 5,364 4,981 -7.14 838 813 -2.98
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.77 8,975 8,977 0.02 384 375 -2.34
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.21 6,077 5,408 -11.01 733 596 -18.69
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.26 46,338 46,897 1.21 3,964 4,280 7.97
2018-03-31 13F-HR MCD / McDonald's Corp. 156.44 7,169 7,530 5.04 1,234 1,178 -4.54
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.46 43,161 44,931 4.10 2,429 2,447 0.74
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.92 12,000 12,000 0.00 99 95 -4.04
2018-03-31 13F-HR MADISON COVERED CALL & EQUITY / (557437100) 7.28 19,529 20,044 2.64 151 146 -3.31
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.24 13,354 5,093 -61.86 1,038 317 -69.46
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.90 5,235 6,151 17.50 560 676 20.71
2018-03-31 13F-HR LIGHTSTONE VALUE PLUS REAL EST / (53227L109) 9.99 39,361 42,050 6.83 394 420 6.60
2018-03-31 13F-HR MON / Monsanto Co. 116.59 3,275 4,666 42.47 383 544 42.04
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.16 50,407 52,170 3.50 7,043 6,686 -5.07
2018-03-31 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 6.06 22,979 16,345 -28.87 127 99 -22.05
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 348.99 902 745 -17.41 277 260 -6.14
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 91.29 3,822 3,319 -13.16 336 303 -9.82
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.06 5,500 6,223 13.15 226 324 43.36
2018-03-31 13F-HR MLM / Martin Marietta Materials, Inc. 207.59 2,161 1,951 -9.72 478 405 -15.27
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.83 3,787 3,407 -10.03 1,216 1,151 -5.35
2018-03-31 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67076E107) 9.86 27,085 29,911 10.43 271 295 8.86
2018-03-31 13F-HR NVR / NVR, Inc. 2,804.35 94 92 -2.13 330 258 -21.82
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.15 8,199 11,141 35.88 983 1,216 23.70
2018-03-31 13F-HR PSX / Phillips 66 95.82 3,141 4,352 38.55 318 417 31.13
2018-03-31 13F-HR PAVMU / PAVmed Inc. 1.64 14,230 32,885 131.10 33 54 63.64
2018-03-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 46.97 33,881 34,190 0.91 1,617 1,606 -0.68
2018-03-31 13F-HR PACB / Pacific Biosciences of California, Inc. 2.05 58,400 454,671 678.55 154 932 505.19
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.44 1,385 1,845 33.21 268 427 59.33
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.50 36,760 33,299 -9.42 1,331 1,182 -11.19
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.40 15,696 15,574 -0.78 1,658 1,548 -6.63
2018-03-31 13F-HR ORCL / Oracle Corp. 45.80 0 5,873 0 269
2018-03-31 13F-HR PMCB / PharmaCyte Biotech, Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2018-03-31 13F-HR RWL / RevenueShares ETF 49.77 4,505 4,601 2.13 232 229 -1.29
2018-03-31 13F-HR SPDW / SPDR Portfolio World ex- US ETF 31.42 29,087 914
2018-03-31 13F-HR SPEM / SPDR Portfolio Emerging Markets 39.27 9,523 374
2018-03-31 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 33.08 23,912 791
2018-03-31 13F-HR SPLG / SPDR Portfolio Large Cap ETF 30.95 30,890 956
2018-03-31 13F-HR SPMD / SPDR Portfolio Mid Cap ETF 33.12 7,668 254
2018-03-31 13F-HR SPYV / SPDR S&P 500 Value ETF 29.35 9,540 280
2018-03-31 13F-HR SPTM / SPDR Portfolio Total Stock Marke 32.81 6,279 206
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.41 13,711 24,921 81.76 877 1,630 85.86
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.42 2,627 2,396 -8.79 259 243 -6.18
2018-03-31 13F-HR TPL / Texas Pacific Land Trust 504.87 611 616 0.82 273 311 13.92
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.39 23,545 22,901 -2.74 1,947 1,864 -4.26
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.12 33,842 16,912 -50.03 780 391 -49.87
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.42 11,496 10,573 -8.03 736 586 -20.38
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.28 43,783 46,004 5.07 4,023 3,647 -9.35
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 39.43 86,380 91,475 5.90 3,665 3,607 -1.58
2018-03-31 13F-HR SPG / Simon Property Group, Inc. 154.26 4,415 4,499 1.90 758 694 -8.44
2018-03-31 13F-HR XMLV / PwShs S&P400 LV 44.79 5,193 5,224 0.60 236 234 -0.85
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.19 6,715 7,561 12.60 1,792 1,990 11.05
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 87.79 2,400 2,358 -1.75 204 207 1.47
2018-03-31 13F-HR TRC / Tejon Ranch Co. 23.11 84,170 102,194 21.41 1,747 2,362 35.20
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.90 27,450 27,271 -0.65 1,576 1,579 0.19
2018-03-31 13F-HR SPYG / SPDR S&P 500 Growth ETF 33.53 9,450 54,760 479.47 312 1,836 488.46
2018-03-31 13F-HR HQH / Tekla Healthcare Investors 21.50 15,305 15,626 2.10 345 336 -2.61
2018-03-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 86.24 4,096 3,873 -5.44 384 334 -13.02
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.16 8,124 10,764 32.50 1,265 1,724 36.28
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.86 4,115 4,564 10.91 430 474 10.23
2018-03-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.21 24,371 12,246 -49.75 741 370 -50.07
2018-03-31 13F-HR TSCO / Tractor Supply Co. 63.02 9,169 9,219 0.55 685 581 -15.18
2018-03-31 13F-HR ROST / Ross Stores, Inc. 78.00 12,899 13,628 5.65 1,035 1,063 2.71
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.66 3,288 3,322 1.03 1,136 1,135 -0.09
2018-03-31 13F-HR HCN / Welltower Inc. 54.43 20,204 21,220 5.03 1,288 1,155 -10.33
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,032.18 852 839 -1.53 892 866 -2.91
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.76 1,973 5,985 203.35 206 621 201.46
2018-03-31 13F-HR UTX / United Technologies Corp. 125.80 3,016 2,965 -1.69 385 373 -3.12
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.83 47,678 46,584 -2.29 2,524 2,228 -11.73
2018-03-31 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A836) 1,000.00 567 567 0.00 567 567 0.00
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.08 5,692 5,728 0.63 581 579 -0.34
2018-03-31 13F-HR VAW / Vanguard Materials ETF 128.92 5,199 4,460 -14.21 711 575 -19.13
2018-03-31 13F-HR UNFI / United Natural Foods, Inc. 43.00 0 6,000 0 258
2018-03-31 13F-HR NOVUME SOLUTIONS INC PFD CUM C / PFD (67012D205) 9.52 26,500 16,500 -37.74 252 157 -37.70
2018-03-31 13F-HR V / Visa, Inc. 119.59 13,205 13,412 1.57 1,506 1,604 6.51
2018-03-31 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 64.41 0 7,359 0 474
2018-03-31 13F-HR ALLEGIANCY LLC 6 UNIT MEMBERS / PFD (01748M106) 6.24 82,800 61,200 -26.09 517 382 -26.11
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.96 10,517 16,504 56.93 483 775 60.46
2018-03-31 13F-HR WMT / Walmart, Inc. 88.94 10,071 10,310 2.37 994 917 -7.75
2018-03-31 13F-HR WM / Waste Management, Inc. 84.14 9,797 9,959 1.65 845 838 -0.83
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.65 23,937 22,858 -4.51 2,852 2,392 -16.13
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.41 9,683 8,453 -12.70 587 443 -24.53
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.55 16,972 14,818 -12.69 964 838 -13.07
2018-03-31 13F-HR WY / Weyerhaeuser Co. 35.03 30,823 14,047 -54.43 1,087 492 -54.74
2018-03-31 13F-HR USB / U.S. Bancorp 50.51 11,348 11,385 0.33 608 575 -5.43
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 214.00 8,162 8,430 3.28 1,799 1,804 0.28
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.45 6,169 5,898 -4.39 512 445 -13.09
2018-03-31 13F-HR CELG / Celgene Corp. 89.13 6,911 3,119 -54.87 721 278 -61.44
2018-03-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.08 8,586 8,586 0.00 304 284 -6.58
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.47 4,081 4,854 18.94 215 245 13.95
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 49.26 16,198 14,798 -8.64 869 729 -16.11
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 40.01 5,449 5,573 2.28 252 223 -11.51
2018-03-31 13F-HR FARE / World Moto, Inc. 0.00 700,000 700,000 0.00 0 0
2018-03-31 13F-HR PGH / Pengrowth Energy Corp. 0.65 21,225 12,225 -42.40 17 8 -52.94
2018-03-31 13F-HR SQ / Square, Inc. 49.21 68,100 69,179 1.58 2,361 3,404 44.18
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.03 4,695 4,602 -1.98 632 626 -0.95
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 241.79 1,412 1,340 -5.10 346 324 -6.36
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.18 4,847 4,847 0.00 287 282 -1.74
2018-03-31 13F-HR CHSCP / CHS Inc., 8.00% Cumulative Redeemable Preferred Stock 29.99 48,045 49,814 3.68 1,448 1,494 3.18
2018-03-31 13F-HR CHSCO / CHS Inc., 7.875% Class B Cumulative Redeemable Preferred Stock, Series 1 29.36 13,932 13,932 0.00 402 409 1.74
2018-03-31 13F-HR HDP / Hortonworks, Inc. 20.38 75,325 61,832 -17.91 1,515 1,260 -16.83
2018-03-31 13F-HR CMRX / Chimerix, Inc. 5.21 25,500 24,000 -5.88 118 125 5.93
2018-03-31 13F-HR MO / Altria Group, Inc. 62.31 43,415 43,474 0.14 3,100 2,709 -12.61
2018-03-31 13F-HR DGX / Quest Diagnostics, Inc. 100.39 5,420 5,170 -4.61 534 519 -2.81
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.41 3,467 6,262 80.62 274 491 79.20
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.25 36,564 36,111 -1.24 2,241 2,284 1.92
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 6.55 48,095 44,751 -6.95 324 293 -9.57
2018-03-31 13F-HR CQP / Cheniere Energy Partners, LP 29.07 7,500 7,500 0.00 222 218 -1.80
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.43 2,927 3,365 14.96 449 486 8.24
2018-03-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 65.17 5,398 5,294 -1.93 348 345 -0.86
2018-03-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 48.38 20,340 17,692 -13.02 933 856 -8.25
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.94 27,499 28,988 5.41 881 926 5.11
2018-03-31 13F-HR NKE / Nike, Inc. 66.46 16,093 15,121 -6.04 1,007 1,005 -0.20
2018-03-31 13F-HR CLDR / Cloudera, Inc. 21.57 0 17,800 0 384
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.37 8,725 10,423 19.46 2,346 2,766 17.90
2018-03-31 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67075P103) 9.80 32,574 34,891 7.11 323 342 5.88
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.58 13,994 14,033 0.28 774 780 0.78
2018-03-31 13F-HR GLW / Corning, Inc. 27.88 90,624 98,155 8.31 2,899 2,737 -5.59
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.85 2,140 2,111 -1.36 266 253 -4.89
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.11 3,570 3,545 -0.70 266 245 -7.89
2018-03-31 13F-HR BP / BP Plc 40.55 15,769 17,583 11.50 663 713 7.54
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.80 12,927 13,109 1.41 1,971 1,990 0.96
2018-03-31 13F-HR FDX / FedEx Corp. 239.76 4,776 1,343 -71.88 1,192 322 -72.99
2018-03-31 13F-HR XSLV / PwShs S&P600 LV 45.01 96,078 101,342 5.48 4,444 4,561 2.63
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 30,373 38,142 25.58 897 1,144 27.54
2018-03-31 13F-HR ENB / Enbridge Inc. 31.46 11,126 9,854 -11.43 435 310 -28.74
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.44 19,205 19,813 3.17 2,065 1,990 -3.63
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.64 4,090 2,939 -28.14 479 334 -30.27
2018-03-31 13F-HR IYJ / iShares U.S. Industrial ETF 145.32 1,452 1,452 0.00 214 211 -1.40
2018-03-31 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A844) 1,000.00 480 470 -2.08 480 470 -2.08
2018-03-31 13F-HR COP / ConocoPhillips 59.27 7,726 7,626 -1.29 424 452 6.60
2018-03-31 13F-HR IHI / iShares U.S. Medical Devices ETF 184.77 1,418 1,418 0.00 246 262 6.50
2018-03-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 84.82 10,247 4,586 -55.25 895 389 -56.54
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.73 4,731 4,995 5.58 585 628 7.35
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 10.71 37,913 38,948 2.73 412 417 1.21
2018-03-31 13F-HR BCE / BCE Inc. 43.07 17,404 16,996 -2.34 836 732 -12.44
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.06 14,800 17,000 14.86 152 171 12.50
2018-03-31 13F-HR GOVT / iShares U.S. Treasury Bond ETF 24.68 36,006 17,547 -51.27 903 433 -52.05
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 91.20 19,313 20,033 3.73 1,825 1,827 0.11
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 15,104 15,196 0.61 400 372 -7.00
2018-03-31 13F-HR VT / Vanguard Total World Stock ETF 73.66 2,789 15,544 457.33 207 1,145 453.14
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.21 13,130 14,192 8.09 235 230 -2.13
2018-03-31 13F-HR SO / Southern Co. (The) 44.66 7,545 6,381 -15.43 363 285 -21.49
2018-03-31 13F-HR AMGN / Amgen Inc. 170.51 9,908 9,536 -3.75 1,723 1,626 -5.63
2018-03-31 13F-HR MA / MasterCard Incorporated 175.05 3,368 3,102 -7.90 510 543 6.47
2018-03-31 13F-HR UNITED RESOURCE HLDGS GROUP / (91137R105) 0.02 108,000 108,000 0.00 1 2 100.00
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 13.16 14,081 13,834 -1.75 188 182 -3.19
2018-03-31 13F-HR KO / Coca Cola Co. 43.44 34,570 30,297 -12.36 1,586 1,316 -17.02
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.62 45,832 47,711 4.10 3,833 3,560 -7.12
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.44 18,652 12,137 -34.93 373 236 -36.73
2018-03-31 13F-HR AXP / American Express Co. 93.24 12,385 11,326 -8.55 1,230 1,056 -14.15
2018-03-31 13F-HR XEL / Xcel Energy, Inc. 45.47 10,145 10,183 0.37 488 463 -5.12
2018-03-31 13F-HR MDT / Medtronic plc 80.24 8,647 8,126 -6.03 698 652 -6.59
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.47 23,535 24,333 3.39 1,709 1,593 -6.79
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.42 5,328 5,907 10.87 714 794 11.20
2018-03-31 13F-HR SRCL / Stericycle, Inc. 58.55 9,500 16,720 76.00 646 979 51.55
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.79 5,622 5,240 -6.79 522 460 -11.88
2018-03-31 13F-HR NVS / Novartis AG 80.82 4,564 10,319 126.10 383 834 117.75
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.58 4,587 1,892 -58.75 533 213 -60.04
2018-03-31 13F-HR GREAT ELM CAPITAL CORP COMMON / (390320109) 9.22 10,197 10,197 0.00 100 94 -6.00
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.85 3,295 3,210 -2.58 352 343 -2.56
2018-03-31 13F-HR MIFI / Novatel Wireless, Inc. 1.81 15,500 15,500 0.00 25 28 12.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.39 2,038 3,553 74.34 313 545 74.12
2018-03-31 13F-HR TGT / Target Corp. 69.50 4,854 3,971 -18.19 317 276 -12.93
2018-03-31 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A687) 1,000.00 1,173 1,173 0.00 1,173 1,173 0.00
2018-03-31 13F-HR GIS / General Mills, Inc. 45.03 6,682 7,306 9.34 396 329 -16.92
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.31 2,136 2,087 -2.29 398 393 -1.26
2018-03-31 13F-HR FRANKLIN UNIVERSAL TRUST-SBI / (355145103) 16,950 0 -100.00 122 0 -100.00
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 3,406 0 -100.00 206 0 -100.00
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 10,524 0 -100.00 51 0 -100.00
2018-03-31 13F-HR ECL / Ecolab, Inc. 3,286 0 -100.00 441 0 -100.00
2018-03-31 13F-HR LLY / Eli Lilly & Co. 2,452 0 -100.00 207 0 -100.00
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 1,900 0 -100.00 201 0 -100.00
2018-03-31 13F-HR MBB / iShares MBS ETF 3,461 0 -100.00 369 0 -100.00
2018-03-31 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 9,145 0 -100.00 271 0 -100.00
2018-03-31 13F-HR KKR / KKR & CO. L.P. 9,568 0 -100.00 202 0 -100.00
2018-03-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 3,206 0 -100.00 359 0 -100.00
2018-03-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 13,236 0 -100.00 125 0 -100.00
2018-03-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 4,312 0 -100.00 216 0 -100.00
2018-03-31 13F-HR UNG / United States Natural Gas Fund, LP 12,650 0 -100.00 74 0 -100.00
2018-03-31 13F-HR X / United States Steel Corp. 6,553 0 -100.00 231 0 -100.00
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 4,024 0 -100.00 345 0 -100.00
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 6,483 0 -100.00 352 0 -100.00
2018-03-31 13F-HR CBS / CBS Corp. 3,759 0 -100.00 222 0 -100.00
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 11,182 0 -100.00 128 0 -100.00
2018-03-31 13F-HR TWLO / Twilio Inc. 9,000 0 -100.00 212 0 -100.00
2018-03-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 3,530 0 -100.00 355 0 -100.00
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 3,560 0 -100.00 282 0 -100.00
2018-03-31 13F-HR O / Realty Income Corp. 3,553 0 -100.00 203 0 -100.00
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 4,432 0 -100.00 484 0 -100.00
2018-03-31 13F-HR EFSC / Enterprise Financial Services Corp. 4,800 0 -100.00 217 0 -100.00
2018-03-31 13F-HR BIIB / Biogen Inc. 744 0 -100.00 237 0 -100.00