InvestorMoloney Securities Asset Management, LLC
Portfolio Value $ 263,538,000
Current Positions300
Opened Positions5
Closed Positions31


Latest Holdings, Performance, AUM (from 13F, 13D)

Moloney Securities Asset Management, LLC - Portfolio Value

Moloney Securities Asset Management, LLC has disclosed 300 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 263,538,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Moloney Securities Asset Management, LLC's top holdings are iShares Core S&P MidCap ETF (NYSE:IJH) , Apple, Inc. (NASDAQ:AAPL) , Johnson & Johnson (NYSE:JNJ) , Microsoft Corp. (NASDAQ:MSFT) , and Berkshire Hathaway, Inc. (NYSE:BRK.B) . Moloney Securities Asset Management, LLC's new positions include SPDR Portfolio Small Cap ETF (NYSE:SPSM) , SPDR Nuveen S&P High Yield Municipal Bond ETF (NYSE:HYMB) , ABB Ltd. (NYSE:ABB) , CHS Inc., 7.50% Class B Cumulative Redeemable Preferred Stock, Series 4 (NASDAQ:CHSCL) , and iShares Core 1-5 Year USD Bond ETF (NASDAQ:ISTB) .

All Moloney Securities Asset Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on July 26, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR PMCB / PharmaCyte Biotech, Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2018-06-30 13F-HR CMRX / Chimerix, Inc. 24,000 0 -100.00 125 0 -100.00
2018-06-30 13F-HR CL / Colgate-Palmolive Co. 64.82 9,920 9,920 0.00 711 643 -9.56
2018-06-30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 2.39 41,000 36,000 -12.20 179 86 -51.96
2018-06-30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.13 33,900 33,900 0.00 166 174 4.82
2018-06-30 13F-HR EXPE / Expedia, Inc. 120.32 3,555 3,341 -6.02 393 402 2.29
2018-06-30 13F-HR Z / Zillow Group, Inc. Class C 59.68 6,701 5,546 -17.24 362 331 -8.56
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 67.01 8,677 8,835 1.82 605 592 -2.15
2018-06-30 13F-HR CSX / CSX Corp. 63.73 6,328 6,339 0.17 353 404 14.45
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.86 4,142 4,292 3.62 394 420 6.60
2018-06-30 13F-HR IUSV / iShares Core Russell U.S. Value 53.67 17,768 17,868 0.56 944 959 1.59
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.89 15,629 13,933 -10.85 996 918 -7.83
2018-06-30 13F-HR BA / Boeing Company (The) 335.37 3,401 4,249 24.93 1,115 1,425 27.80
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 46.21 5,699 5,150 -9.63 317 238 -24.92
2018-06-30 13F-HR RWL / RevenueShares ETF 50.86 4,601 4,011 -12.82 229 204 -10.92
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.48 3,407 3,452 1.32 1,151 1,020 -11.38
2018-06-30 13F-HR VXUS / Vanguard Total International Stock ETF 54.13 14,818 13,097 -11.61 838 709 -15.39
2018-06-30 13F-HR TXN / Texas Instruments Inc. 110.26 4,564 5,242 14.86 474 578 21.94
2018-06-30 13F-HR ARH.PRC / Arch Capital Group Ltd. 26.44 2,716 11,004 305.15 232 291 25.43
2018-06-30 13F-HR MCO / Moody's Corp. 170.43 2,376 2,705 13.85 383 461 20.37
2018-06-30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 192.27 1,436 1,940 35.10 284 373 31.34
2018-06-30 13F-HR MB / MINDBODY, Inc. 38.64 9,544 7,739 -18.91 371 299 -19.41
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.65 26,383 27,244 3.26 5,263 5,085 -3.38
2018-06-30 13F-HR WY / Weyerhaeuser Co. 36.46 14,047 9,407 -33.03 492 343 -30.28
2018-06-30 13F-HR EXTR / Extreme Networks, Inc. 7.96 111,680 55,156 -50.61 1,236 439 -64.48
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.33 25,931 32,079 23.71 1,252 1,390 11.02
2018-06-30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.20 12,246 6,789 -44.56 370 205 -44.59
2018-06-30 13F-HR AMLP / Alerian ETF 10.11 27,550 21,965 -20.27 258 222 -13.95
2018-06-30 13F-HR DLR / Digital Realty Trust, Inc. 111.62 9,482 9,461 -0.22 999 1,056 5.71
2018-06-30 13F-HR RHHBY / Roche Holding Ltd 27.76 32,942 32,452 -1.49 942 901 -4.35
2018-06-30 13F-HR HPQ / HP Inc. 22.67 12,161 12,172 0.09 267 276 3.37
2018-06-30 13F-HR TSCO / Tractor Supply Co. 76.51 9,219 8,339 -9.55 581 638 9.81
2018-06-30 13F-HR ROST / Ross Stores, Inc. 84.73 13,628 13,655 0.20 1,063 1,157 8.84
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 162.60 2,476 4,668 88.53 384 759 97.66
2018-06-30 13F-HR T / AT & T, Inc. 32.11 83,271 89,816 7.86 2,969 2,884 -2.86
2018-06-30 13F-HR IVE / iShares S&P 500 Value ETF 109.95 2,797 2,392 -14.48 306 263 -14.05
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 194.79 36,194 37,153 2.65 6,789 7,237 6.60
2018-06-30 13F-HR GIS / General Mills, Inc. 44.25 7,306 18,756 156.72 329 830 152.28
2018-06-30 13F-HR NUE / Nucor Corp. 62.55 4,257 5,819 36.69 260 364 40.00
2018-06-30 13F-HR USB / U.S. Bancorp 50.04 11,385 12,530 10.06 575 627 9.04
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 245.29 8,430 8,488 0.69 1,804 2,082 15.41
2018-06-30 13F-HR CSLT / Castlight Health, Inc. 4.29 12,200 11,200 -8.20 45 48 6.67
2018-06-30 13F-HR COST / Costco Wholesale Corp. 208.85 2,087 2,327 11.50 393 486 23.66
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.48 19,263 19,405 0.74 1,483 1,620 9.24
2018-06-30 13F-HR APVS / Applied Visual Sciences, Inc. 0.00 325,000 325,000 0.00 1 1 0.00
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 27,200 29,258 7.57 1,167 1,259 7.88
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 81.48 5,898 5,486 -6.99 445 447 0.45
2018-06-30 13F-HR ITW / Illinois Tool Works, Inc. 1,377 0 -100.00 216 0 -100.00
2018-06-30 13F-HR SAN / Banco Santander S.A. 38,526 0 -100.00 252 0 -100.00
2018-06-30 13F-HR SVMLF / Silvercorp Metals Inc. 22,500 0 -100.00 61 0 -100.00
2018-06-30 13F-HR STX / Seagate Technology PLC 5,612 0 -100.00 328 0 -100.00
2018-06-30 13F-HR TRX / Tanzanian Royalty Exploration Corp. 20,000 0 -100.00 8 0 -100.00
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 106 0 -100.00 221 0 -100.00
2018-06-30 13F-HR ADRA / BLDRS Index Funds Trust 13,274 0 -100.00 454 0 -100.00
2018-06-30 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 4,697 0 -100.00 231 0 -100.00
2018-06-30 13F-HR FEYE / FireEye, Inc. 44,808 0 -100.00 759 0 -100.00
2018-06-30 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 12,093 0 -100.00 606 0 -100.00
2018-06-30 13F-HR IEFA / iShares Core MSCI EAFE ETF 3,529 0 -100.00 232 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 23,632 0 -100.00 2,351 0 -100.00
2018-06-30 13F-HR IAT / iShares U.S. Regional Banks ETF 7,124 0 -100.00 359 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 4,666 0 -100.00 544 0 -100.00
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 3,319 0 -100.00 303 0 -100.00
2018-06-30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 34,190 0 -100.00 1,606 0 -100.00
2018-06-30 13F-HR ORCL / Oracle Corp. 5,873 0 -100.00 269 0 -100.00
2018-06-30 13F-HR SPTM / SPDR Portfolio Total Stock Marke 6,279 0 -100.00 206 0 -100.00
2018-06-30 13F-HR BKLN / PowerShares Senior Loan Portfolio 16,912 0 -100.00 391 0 -100.00
2018-06-30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 91,475 0 -100.00 3,607 0 -100.00
2018-06-30 13F-HR XMLV / PwShs S&P400 LV 5,224 0 -100.00 234 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 10,764 0 -100.00 1,724 0 -100.00
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 5,985 0 -100.00 621 0 -100.00
2018-06-30 13F-HR BSV / Vanguard Short-Term Bond ETF 6,262 0 -100.00 491 0 -100.00
2018-06-30 13F-HR CLDR / Cloudera, Inc. 17,800 0 -100.00 384 0 -100.00
2018-06-30 13F-HR XSLV / PwShs S&P600 LV 101,342 0 -100.00 4,561 0 -100.00
2018-06-30 13F-HR GLO / Clough Global Opportunities Fund 38,948 0 -100.00 417 0 -100.00
2018-06-30 13F-HR GLQ / Clough Global Equity Fund 13,834 0 -100.00 182 0 -100.00
2018-06-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 12,137 0 -100.00 236 0 -100.00
2018-06-30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 1,892 0 -100.00 213 0 -100.00
2018-06-30 13F-HR MPEFF / Maple Leaf Green World, Inc. 0.30 10,000 10,000 0.00 7 3 -57.14
2018-06-30 13F-HR MDT / Medtronic plc 85.57 8,126 8,508 4.70 652 728 11.66
2018-06-30 13F-HR BLACKROCK 2022 GLOBAL INCOME O / (09258P104) 8.93 22,507 201
2018-06-30 13F-HR GREAT ELM CAPITAL CORP COMMON / (390320109) 9.22 10,197 94
2018-06-30 13F-HR LIGHTSTONE VALUE PLUS REAL EST / (53227L109) 9.99 42,050 420
2018-06-30 13F-HR MADISON COVERED CALL & EQUITY / (557437100) 7.44 23,257 173
2018-06-30 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67075P103) 9.87 35,154 347
2018-06-30 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67076E107) 9.84 30,798 303
2018-06-30 13F-HR PETROSHARE CORP COM / (71677L106) 1.48 16,200 24
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 69.45 24,921 28,379 13.88 1,630 1,971 20.92
2018-06-30 13F-HR UNITED RESOURCE HLDGS GROUP / (91137R105) 0.05 108,000 5
2018-06-30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A810) 1,000.00 212 212
2018-06-30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A836) 1,000.00 567 567
2018-06-30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A844) 1,000.00 470 470
2018-06-30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A687) 1,000.00 1,173 1,173
2018-06-30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A778) 1,000.00 329 329
2018-06-30 13F-HR NOVUME SOLUTIONS INC PFD CUM C / PFD (67012D205) 9.52 16,500 157
2018-06-30 13F-HR ALLEGIANCY LLC 6 UNIT MEMBERS / PFD (01748M106) 6.24 61,200 382
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.25 759 2,414 218.05 787 2,726 246.38
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 354.97 3,322 3,313 -0.27 1,135 1,176 3.61
2018-06-30 13F-HR MMM / 3M Co. 196.73 11,909 21,740 82.55 2,614 4,277 63.62
2018-06-30 13F-HR HCN / Welltower Inc. 62.69 21,220 22,891 7.87 1,155 1,435 24.24
2018-06-30 13F-HR EMR / Emerson Electric Co. 69.14 10,794 12,121 12.29 737 838 13.70
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.96 839 871 3.81 866 972 12.24
2018-06-30 13F-HR CAG / ConAgra Foods, Inc. 35.76 7,656 7,187 -6.13 282 257 -8.87
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.36 14,744 14,744 0.00 148 138 -6.76
2018-06-30 13F-HR INTC / Intel Corp. 49.70 37,731 36,720 -2.68 1,965 1,825 -7.12
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. 73.21 18,500 17,675 -4.46 1,313 1,294 -1.45
2018-06-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.29 20,850 22,169 6.33 190 206 8.42
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.15 11,885 5,475 -53.93 617 291 -52.84
2018-06-30 13F-HR NVZMY / Novozymes A/S 50.72 31,896 30,522 -4.31 1,644 1,548 -5.84
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.92 12,638 12,721 0.66 559 546 -2.33
2018-06-30 13F-HR UTX / United Technologies Corp. 124.88 2,965 3,035 2.36 373 379 1.61
2018-06-30 13F-HR BGY / BlackRock International Growth and Income Trust 5.72 16,079 16,079 0.00 98 92 -6.12
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.30 46,584 48,986 5.16 2,228 2,464 10.59
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.61 25,511 26,761 4.90 703 712 1.28
2018-06-30 13F-HR F / Ford Motor Co. 11.07 82,368 83,451 1.31 913 924 1.20
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.61 6,725 5,580 -17.03 354 288 -18.64
2018-06-30 13F-HR CBSHP / Commerce Bancshares, Inc. 64.79 4,368 4,368 0.00 262 283 8.02
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 166.97 4,981 4,935 -0.92 813 824 1.35
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 40.96 8,977 8,715 -2.92 375 357 -4.80
2018-06-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 109.47 2,396 2,777 15.90 243 304 25.10
2018-06-30 13F-HR CELG / Celgene Corp. 79.51 3,119 2,679 -14.11 278 213 -23.38
2018-06-30 13F-HR TPL / Texas Pacific Land Trust 694.81 616 616 0.00 311 428 37.62
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.44 22,901 23,573 2.93 1,864 1,967 5.53
2018-06-30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 36.85 8,586 8,386 -2.33 284 309 8.80
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.40 5,408 5,275 -2.46 596 556 -6.71
2018-06-30 13F-HR CVX / Chevron Corp. 126.45 24,387 24,144 -1.00 2,781 3,053 9.78
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.92 4,854 6,105 25.77 245 317 29.39
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 72.65 16,976 15,320 -9.75 1,112 1,113 0.09
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.55 7,044 5,273 -25.14 827 604 -26.96
2018-06-30 13F-HR DNOW / NOW Inc. 13.33 151,506 131,367 -13.29 1,548 1,751 13.11
2018-06-30 13F-HR MLPA / Global X MLP ETF 9.16 124,526 142,244 14.23 1,057 1,303 23.27
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 15.59 13,771 14,821 7.62 234 231 -1.28
2018-06-30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 50.26 5,046 4,875 -3.39 258 245 -5.04
2018-06-30 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 57.69 4,947 5,304 7.22 294 306 4.08
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.09 10,573 11,125 5.22 586 624 6.48
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.85 7,020 7,063 0.61 240 232 -3.33
2018-06-30 13F-HR ABT / Abbott Laboratories 60.99 37,977 37,761 -0.57 2,276 2,303 1.19
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.05 46,004 46,342 0.73 3,647 3,617 -0.82
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 46.09 14,798 12,648 -14.53 729 583 -20.03
2018-06-30 13F-HR INFY / Infosys Limited 19.44 59,950 56,950 -5.00 1,070 1,107 3.46
2018-06-30 13F-HR APU / AmeriGas Partners, L.P. 42.18 5,573 6,519 16.97 223 275 23.32
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 46,897 51,802 10.46 4,280 5,108 19.35
2018-06-30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.15 10,198 12,303 20.64 512 617 20.51
2018-06-30 13F-HR FARE / World Moto, Inc. 0.00 700,000 700,000 0.00 0 0
2018-06-30 13F-HR AIA / iShares Asia 50 ETF 62.80 3,556 5,175 45.53 243 325 33.74
2018-06-30 13F-HR IP / International Paper Company 52.14 4,917 5,217 6.10 263 272 3.42
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.61 5,728 5,728 0.00 579 582 0.52
2018-06-30 13F-HR FB / Facebook, Inc. 194.27 8,732 8,406 -3.73 1,395 1,633 17.06
2018-06-30 13F-HR SQ / Square, Inc. 61.64 69,179 59,834 -13.51 3,404 3,688 8.34
2018-06-30 13F-HR VAW / Vanguard Materials ETF 131.64 4,460 4,011 -10.07 575 528 -8.17
2018-06-30 13F-HR SPLG / SPDR Portfolio Large Cap ETF 31.87 30,890 34,636 12.13 956 1,104 15.48
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.90 4,602 4,809 4.50 626 692 10.54
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 249.81 1,340 1,337 -0.22 324 334 3.09
2018-06-30 13F-HR DUK / Duke Energy Corp. 79.06 14,605 14,812 1.42 1,131 1,171 3.54
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 56.12 4,847 4,847 0.00 282 272 -3.55
2018-06-30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 7.00 19,417 19,427 0.05 153 136 -11.11
2018-06-30 13F-HR CHSCP / CHS Inc., 8.00% Cumulative Redeemable Preferred Stock 29.69 49,814 31,927 -35.91 1,494 948 -36.55
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.71 7,003 5,914 -15.55 263 223 -15.21
2018-06-30 13F-HR CHSCO / CHS Inc., 7.875% Class B Cumulative Redeemable Preferred Stock, Series 1 28.59 13,932 13,083 -6.09 409 374 -8.56
2018-06-30 13F-HR HDP / Hortonworks, Inc. 18.23 61,832 52,337 -15.36 1,260 954 -24.29
2018-06-30 13F-HR MCD / McDonald's Corp. 156.64 7,530 7,731 2.67 1,178 1,211 2.80
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.27 2,728 2,690 -1.39 207 224 8.21
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.96 0 12,421 0 633
2018-06-30 13F-HR MO / Altria Group, Inc. 56.79 43,474 45,047 3.62 2,709 2,558 -5.57
2018-06-30 13F-HR DGX / Quest Diagnostics, Inc. 109.86 5,170 5,170 0.00 519 568 9.44
2018-06-30 13F-HR NVR / NVR, Inc. 2,966.67 92 90 -2.17 258 267 3.49
2018-06-30 13F-HR OXSQ / Oxford Square Capital Corp. 6.90 64,526 65,326 1.24 394 451 14.47
2018-06-30 13F-HR ACN / Accenture plc 163.47 2,257 2,190 -2.97 346 358 3.47
2018-06-30 13F-HR UNFI / United Natural Foods, Inc. 42.67 6,000 6,000 0.00 258 256 -0.78
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.69 44,931 42,477 -5.46 2,447 2,578 5.35
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.88 11,141 10,902 -2.15 1,216 1,187 -2.38
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.35 36,111 26,413 -26.86 2,284 1,462 -35.99
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 6.70 44,751 35,819 -19.96 293 240 -18.09
2018-06-30 13F-HR CQP / Cheniere Energy Partners, LP 36.00 7,500 7,500 0.00 218 270 23.85
2018-06-30 13F-HR PSX / Phillips 66 112.36 4,352 4,610 5.93 417 518 24.22
2018-06-30 13F-HR HON / Honeywell International, Inc. 143.92 3,365 2,696 -19.88 486 388 -20.16
2018-06-30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.73 5,294 5,356 1.17 345 336 -2.61
2018-06-30 13F-HR SKYY / First Trust Exchange- Traded Fund II 53.16 17,692 19,809 11.97 856 1,053 23.01
2018-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.92 12,000 12,000 0.00 95 95 0.00
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.20 28,988 15,126 -47.82 926 487 -47.41
2018-06-30 13F-HR NKE / Nike, Inc. 79.68 15,121 15,336 1.42 1,005 1,222 21.59
2018-06-30 13F-HR DE / Deere & Co. 139.77 1,621 1,853 14.31 252 259 2.78
2018-06-30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 140.06 7,273 7,154 -1.64 967 1,002 3.62
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 273.05 10,423 10,467 0.42 2,766 2,858 3.33
2018-06-30 13F-HR UL / Unilever, PLC ADR 55.27 14,033 13,860 -1.23 780 766 -1.79
2018-06-30 13F-HR GLW / Corning, Inc. 27.51 98,155 95,216 -2.99 2,737 2,619 -4.31
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 121.27 2,111 2,111 0.00 253 256 1.19
2018-06-30 13F-HR SPEM / SPDR Portfolio Emerging Markets 35.36 9,523 9,333 -2.00 374 330 -11.76
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.79 13,109 13,377 2.04 1,990 2,191 10.10
2018-06-30 13F-HR CCT / Corporate Capital Trust, Inc. 15.62 101,324 101,879 0.55 1,712 1,591 -7.07
2018-06-30 13F-HR SPDW / SPDR Portfolio World ex- US ETF 30.39 29,087 31,198 7.26 914 948 3.72
2018-06-30 13F-HR FDX / FedEx Corp. 227.12 1,343 4,262 217.35 322 968 200.62
2018-06-30 13F-HR BAC / Bank of America Corp. 28.20 38,142 46,710 22.46 1,144 1,317 15.12
2018-06-30 13F-HR ENB / Enbridge Inc. 35.67 9,854 9,980 1.28 310 356 14.84
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.82 19,813 18,050 -8.90 1,990 1,892 -4.92
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.30 2,939 2,137 -27.29 334 287 -14.07
2018-06-30 13F-HR COP / ConocoPhillips 69.60 7,626 7,126 -6.56 452 496 9.73
2018-06-30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.37 7,597 7,937 4.48 236 249 5.51
2018-06-30 13F-HR IHI / iShares U.S. Medical Devices ETF 200.31 1,418 1,293 -8.82 262 259 -1.15
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 83.39 4,586 2,722 -40.65 389 227 -41.65
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.76 4,995 3,587 -28.19 628 426 -32.17
2018-06-30 13F-HR PAAS / Pan American Silver Corp. 17.92 15,825 10,825 -31.60 256 194 -24.22
2018-06-30 13F-HR FAST / Fastenal Co. 48.04 4,809 4,642 -3.47 263 223 -15.21
2018-06-30 13F-HR RNOTX / RiverNorth/Oaktree High Income R 17.71 69,314 13,437 -80.61 1,234 238 -80.71
2018-06-30 13F-HR HDV / iShares Core High Dividend ETF 85.00 11,177 11,177 0.00 944 950 0.64
2018-06-30 13F-HR BCE / BCE Inc. 40.51 16,996 17,772 4.57 732 720 -1.64
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 15.00 17,000 17,000 0.00 171 255 49.12
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.91 1,044 1,100 5.36 263 243 -7.60
2018-06-30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 24.64 17,547 14,041 -19.98 433 346 -20.09
2018-06-30 13F-HR SDY / SPDR S&P Dividend ETF 92.70 20,033 33,065 65.05 1,827 3,065 67.76
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.66 15,196 13,884 -8.63 372 384 3.23
2018-06-30 13F-HR VT / Vanguard Total World Stock ETF 73.35 15,544 16,168 4.01 1,145 1,186 3.58
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.05 14,192 14,334 1.00 230 273 18.70
2018-06-30 13F-HR PAVMU / PAVmed Inc. 0.94 32,885 31,850 -3.15 54 30 -44.44
2018-06-30 13F-HR SO / Southern Co. (The) 46.29 6,381 7,474 17.13 285 346 21.40
2018-06-30 13F-HR AMGN / Amgen Inc. 184.60 9,536 10,341 8.44 1,626 1,909 17.40
2018-06-30 13F-HR HBI / Hanesbrands, Inc. 21.99 15,337 12,508 -18.45 283 275 -2.83
2018-06-30 13F-HR MA / MasterCard Incorporated 196.58 3,102 3,215 3.64 543 632 16.39
2018-06-30 13F-HR KO / Coca Cola Co. 43.87 30,297 30,888 1.95 1,316 1,355 2.96
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.73 47,711 48,413 1.47 3,560 4,005 12.50
2018-06-30 13F-HR AXP / American Express Co. 98.04 11,326 11,577 2.22 1,056 1,135 7.48
2018-06-30 13F-HR XEL / Xcel Energy, Inc. 45.68 10,183 11,734 15.23 463 536 15.77
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 60.03 24,333 22,373 -8.05 1,593 1,343 -15.69
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.72 5,907 6,019 1.90 794 853 7.43
2018-06-30 13F-HR SRCL / Stericycle, Inc. 65.26 16,720 10,174 -39.15 979 664 -32.18
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.38 0 2,483 0 212
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.54 5,240 3,339 -36.28 460 319 -30.65
2018-06-30 13F-HR NVS / Novartis AG 75.57 10,319 7,516 -27.16 834 568 -31.89
2018-06-30 13F-HR BMO / Bank of Montreal (PQ) 77.26 11,249 11,105 -1.28 850 858 0.94
2018-06-30 13F-HR PACB / Pacific Biosciences of California, Inc. 3.55 454,671 428,461 -5.76 932 1,521 63.20
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.70 3,210 3,300 2.80 343 362 5.54
2018-06-30 13F-HR CCI / Crown Castle International Corp. 107.87 5,232 6,795 29.87 573 733 27.92
2018-06-30 13F-HR MIFI / Novatel Wireless, Inc. 2.00 15,500 15,500 0.00 28 31 10.71
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.68 3,553 19,244 441.63 545 2,688 393.21
2018-06-30 13F-HR GWGH / GWG Holdings, Inc. 7.65 11,180 12,680 13.42 95 97 2.11
2018-06-30 13F-HR O / Realty Income Corp. 53.80 0 5,130 0 276
2018-06-30 13F-HR TGT / Target Corp. 76.07 3,971 3,707 -6.65 276 282 2.17
2018-06-30 13F-HR SPMD / SPDR Portfolio Mid Cap ETF 34.91 7,668 10,714 39.72 254 374 47.24
2018-06-30 13F-HR SPG / Simon Property Group, Inc. 170.09 4,499 4,674 3.89 694 795 14.55
2018-06-30 13F-HR V / Visa, Inc. 132.43 13,412 13,796 2.86 1,604 1,827 13.90
2018-06-30 13F-HR CERN / Cerner Corp. 59.78 4,686 4,600 -1.84 272 275 1.10
2018-06-30 13F-HR NVDA / NVIDIA Corp. 236.72 1,845 2,522 36.69 427 597 39.81
2018-06-30 13F-HR FFIV / F5 Networks, Inc. 172.47 3,343 3,218 -3.74 483 555 14.91
2018-06-30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 64.79 7,359 8,474 15.15 474 549 15.82
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.64 29,295 30,690 4.76 2,773 2,843 2.52
2018-06-30 13F-HR XNCVX / AllianzGI Convertible & Income 9.29 12,116 12,490 3.09 112 116 3.57
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.33 7,561 7,430 -1.73 1,990 2,016 1.31
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.72 5,093 4,592 -9.84 317 288 -9.15
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.65 5,718 6,458 12.94 843 876 3.91
2018-06-30 13F-HR IYW / iShares U.S. Technology ETF 178.31 6,072 6,085 0.21 1,021 1,085 6.27
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 33,299 32,108 -3.58 1,182 1,165 -1.44
2018-06-30 13F-HR GE / General Electric Co. 13.61 44,878 157,251 250.40 605 2,140 253.72
2018-06-30 13F-HR CTSH / Cognizant Technology Solutions Corp. 78.98 8,276 7,572 -8.51 666 598 -10.21
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.17 16,504 16,195 -1.87 775 683 -11.87
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.14 6,151 6,155 0.07 676 641 -5.18
2018-06-30 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 31.29 23,912 18,823 -21.28 791 589 -25.54
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 69.27 14,570 14,826 1.76 999 1,027 2.80
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.00 2,358 2,358 0.00 207 224 8.21
2018-06-30 13F-HR TRC / Tejon Ranch Co. 24.30 102,194 107,569 5.26 2,362 2,614 10.67
2018-06-30 13F-HR AAPL / Apple, Inc. 185.10 33,053 34,662 4.87 5,546 6,416 15.69
2018-06-30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 163.29 4,994 4,844 -3.00 753 791 5.05
2018-06-30 13F-HR CHL / China Mobile Ltd. 44.34 5,188 5,187 -0.02 237 230 -2.95
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.66 14,175 5,526 -61.02 1,501 606 -59.63
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.41 1,896 2,810 48.21 348 521 49.71
2018-06-30 13F-HR HSBC / HSBC Holdings Plc 47.16 21,190 21,142 -0.23 1,010 997 -1.29
2018-06-30 13F-HR AFL / AFLAC, Inc. 43.02 17,538 13,738 -21.67 767 591 -22.95
2018-06-30 13F-HR WMT / Walmart, Inc. 85.62 10,310 10,255 -0.53 917 878 -4.25
2018-06-30 13F-HR SLB / Schlumberger Ltd. 66.96 6,038 5,944 -1.56 391 398 1.79
2018-06-30 13F-HR SPYG / SPDR S&P 500 Growth ETF 35.14 54,760 29,740 -45.69 1,836 1,045 -43.08
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.72 15,574 16,489 5.88 1,548 1,331 -14.02
2018-06-30 13F-HR NG / NovaGold Resources Inc. 4.47 15,000 15,000 0.00 65 67 3.08
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 52,170 52,835 1.27 6,686 6,411 -4.11
2018-06-30 13F-HR SPYV / SPDR S&P 500 Value ETF 29.63 9,540 14,447 51.44 280 428 52.86
2018-06-30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 6.61 16,345 16,345 0.00 99 108 9.09
2018-06-30 13F-HR HQH / Tekla Healthcare Investors 21.49 15,626 15,824 1.27 336 340 1.19
2018-06-30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 93.98 3,873 3,873 0.00 334 364 8.98
2018-06-30 13F-HR NOC / Northrop Grumman Corp. 307.28 745 742 -0.40 260 228 -12.31
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.02 5,812 5,625 -3.22 1,036 1,097 5.89
2018-06-30 13F-HR WM / Waste Management, Inc. 81.38 9,959 10,113 1.55 838 823 -1.79
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.92 4,926 4,834 -1.87 299 280 -6.35
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.24 22,858 21,367 -6.52 2,392 2,270 -5.10
2018-06-30 13F-HR TD / Toronto-Dominion Bank (ON) 57.88 7,953 8,069 1.46 452 467 3.32
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.80 4,459 4,407 -1.17 336 312 -7.14
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.33 30,403 30,849 1.47 1,188 1,244 4.71
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.74 996 1,139 14.36 1,442 1,936 34.26
2018-06-30 13F-HR AEE / Ameren Corp. 60.77 4,378 4,328 -1.14 248 263 6.05
2018-06-30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.14 27,096 27,754 2.43 1,708 1,669 -2.28
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 6,223 5,053 -18.80 324 265 -18.21
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.49 8,453 7,172 -15.15 443 398 -10.16
2018-06-30 13F-HR MLM / Martin Marietta Materials, Inc. 223.18 1,951 2,209 13.22 405 493 21.73
2018-06-30 13F-HR ABB / ABB Ltd. 21.76 38,831 845
2018-06-30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 172.15 1,185 204
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 75.38 2,945 222
2018-06-30 13F-HR AZPN / Aspen Technology, Inc. 92.84 2,165 201
2018-06-30 13F-HR AXGN / AxoGen, Inc. 50.19 5,200 261
2018-06-30 13F-HR BSGM / BioSig Technologies, Inc. 2.35 20,000 47
2018-06-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 142.77 3,292 470
2018-06-30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.99 10,018 601
2018-06-30 13F-HR INVESCO BLDRS ASIA 50 ADR INDE / (46090C107) 33.55 13,174 442
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD TR / (46138E669) 23.47 21,561 506
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD TR / (46138E362) 41.04 94,120 3,863
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD TR / (46138E354) 47.42 29,842 1,415
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD TR / (46138E198) 46.93 5,157 242
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD TR / (46138G102) 48.32 107,568 5,198
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FUND T / (46137V357) 101.90 24,308 2,477
2018-06-30 13F-HR INVESCO EXCHANGE TRADED SELF I / (46138J874) 24.48 34,603 847
2018-06-30 13F-HR INVESCO QQQ TR UNIT SER 1 / (46090E103) 171.62 12,184 2,091
2018-06-30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 49.05 14,026 688
2018-06-30 13F-HR DGRO / iShares Core Dividend Growth ETF 34.30 14,550 499
2018-06-30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 74.32 7,670 570
2018-06-30 13F-HR KKR & CO INC CLASS A COMMON ST / (48251W104) 24.83 8,577 213
2018-06-30 13F-HR NUVEEN CR OPPORTUNITIES 2022 T / (67075U102) 9.42 10,615 100
2018-06-30 13F-HR NUVEEN HIGH INCOME NOVEMBER 20 / (67077N106) 9.54 25,568 244
2018-06-30 13F-HR ONCS / OncoSec Medical Incorporated 1.40 15,000 21
2018-06-30 13F-HR RNG / RingCentral, Inc. 70.33 3,000 211
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.77 2,996 227
2018-06-30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 72.28 2,767 200
2018-06-30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 56.51 16,370 925
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 43.08 13,929 600
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.02 3,942 209
2018-06-30 13F-HR SPSM / SPDR Portfolio Small Cap ETF 32.29 49,896 1,611
2018-06-30 13F-HR ULST / SPDR SSgA Ultra Short Term Bond ETF 40.30 10,125 408
2018-06-30 13F-HR CHSCL / CHS Inc., 7.50% Class B Cumulative Redeemable Preferred Stock, Series 4 28.14 25,442 716
2018-06-30 13F-HR ETN / Eaton Corporation 74.70 10,865 10,469 -3.64 868 782 -9.91
2018-06-30 13F-HR PGH / Pengrowth Energy Corp. 0.65 12,225 12,225 0.00 8 8 0.00
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.28 60,588 60,685 0.16 632 624 -1.27
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.19 3,545 3,433 -3.16 245 265 8.16
2018-06-30 13F-HR BP / BP Plc 45.64 17,583 18,863 7.28 713 861 20.76
2018-06-30 13F-HR IYJ / iShares U.S. Industrial ETF 143.94 1,452 1,452 0.00 211 209 -0.95
2018-06-30 13F-HR IEP / Icahn Enterprises L.P. 70.96 0 3,509 0 249
2018-06-30 13F-HR HNNMY / Hennes & Mauritz AB 3.00 40,000 30,000 -25.00 120 90 -25.00
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.85 27,271 4,217 -84.54 1,579 206 -86.95