Current Holdings (from 13F, 13D)

InvestorMoloney Securities Asset Management, LLC
Portfolio Value$ 224,526,000
Current Positions277
Opened Positions5
Closed Positions14

Moloney Securities Asset Management, LLC has disclosed 277 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 224,526,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Moloney Securities Asset Management, LLC's top holdings are Johnson & Johnson (NYSE:JNJ) , Apple, Inc. (NASDAQ:AAPL) , iShares Core S&P MidCap ETF (NYSE:IJH) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , and Procter & Gamble Co. (The) (NYSE:PG) . Moloney Securities Asset Management, LLC's new positions include Dow Chemical Co. (The) (NYSE:DOW) , Ross Stores, Inc. (NASDAQ:ROST) , AFLAC, Inc. (NYSE:AFL) , Clough Global Opportunities Fund (AMEX:GLO) , and Novozymes A/S (OTC:NVZMY) .


All Moloney Securities Asset Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on October 18, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.54 16,338 16,277 -0.37 1,736 1,604 -7.60
2017‑09‑30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A687) 1,000.00 1,173 1,173
2017‑09‑30 13F-HR NOVUME SOLUTIONS INC PFD CUM C / PFD (67012D205) 9.51 26,500 252
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.21 7,771 7,865 1.21 473 505 6.77
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 608 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 6,261 0 -100.00 505 0 -100.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 5,798 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.23 12,337 12,610 2.21 1,157 1,327 14.69
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.17 6,723 10,707 59.26 509 837 64.44
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.26 10,298 10,337 0.38 755 809 7.15
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.18 11,382 10,983 -3.51 631 606 -3.96
2017‑09‑30 13F-HR CHSCO / CHS Inc., 7.875% Class B Cumulative Redeemable Preferred Stock, Series 1 29.29 7,591 8,091 6.59 220 237 7.73
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.30 11,872 10,762 -9.35 545 509 -6.61
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.60 3,467 3,333 -3.87 3,223 3,245 0.68
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.22 3,294 3,001 -8.89 1,046 979 -6.41
2017‑09‑30 13F-HR CBS / CBS Corp. 58.05 3,600 3,945 9.58 230 229 -0.43
2017‑09‑30 13F-HR MMM / 3M Co. 209.92 9,240 11,509 24.56 1,924 2,416 25.57
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.26 19,491 19,343 -0.76 1,459 1,359 -6.85
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.78 9,333 7,248 -22.34 556 455 -18.17
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.68 7,585 7,542 -0.57 271 254 -6.27
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.58 14,744 14,744 0.00 153 156 1.96
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.73 23,250 18,550 -20.22 1,158 904 -21.93
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 59.90 9,725 9,650 -0.77 549 578 5.28
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.28 6,126 7,260 18.51 300 365 21.67
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.38 12,143 12,357 1.76 502 536 6.77
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.13 12,473 11,805 -5.36 683 698 2.20
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.10 3,656 3,652 -0.11 446 424 -4.93
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 6.53 16,579 16,079 -3.02 104 105 0.96
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 37,188 46,594 25.29 1,661 2,306 38.83
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.00 8,200 6,907 -15.77 450 373 -17.11
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.71 4,269 4,020 -5.83 243 232 -4.53
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.62 5,270 5,238 -0.61 738 768 4.07
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.56 14,635 13,699 -6.40 206 172 -16.50
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.66 6,609 9,812 48.46 285 399 40.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.15 2,424 2,396 -1.16 217 216 -0.46
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 404.09 0 636 0 257
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.72 23,206 24,254 4.52 1,839 1,982 7.78
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.65 8,666 8,054 -7.06 274 271 -1.09
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.17 33,810 33,712 -0.29 782 781 -0.13
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.65 6,539 6,528 -0.17 844 768 -9.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.49 23,373 26,564 13.65 2,439 3,121 27.96
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.55 19,446 18,753 -3.56 1,058 1,173 10.87
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.28 17,814 8,410 -52.79 2,147 1,020 -52.49
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.94 38,625 38,625 0.00 576 577 0.17
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 10.29 61,532 61,912 0.62 672 637 -5.21
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 15.00 10,771 13,271 23.21 147 199 35.37
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 48.90 5,153 5,153 0.00 249 252 1.20
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.86 12,707 12,726 0.15 702 660 -5.98
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 27,369 38,724 41.49 1,330 2,066 55.34
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.12 19,275 18,598 -3.51 827 895 8.22
2017‑09‑30 13F-HR INFY / Infosys Limited 14.59 83,550 63,900 -23.52 1,255 932 -25.74
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.46 2,322 2,151 -7.36 248 229 -7.66
2017‑09‑30 13F-HR FARE / World Moto, Inc. 0.00 700,000 700,000 0.00 1 0 -100.00
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.02 24,525 24,525 0.00 19 25 31.58
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.87 3,596 3,331 -7.37 333 316 -5.11
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.82 7,356 7,698 4.65 1,111 1,315 18.36
2017‑09‑30 13F-HR SQ / Square, Inc. 28.81 116,800 130,950 12.11 2,740 3,773 37.70
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.49 4,459 3,798 -14.82 542 488 -9.96
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.24 2,759 2,635 -4.49 328 330 0.61
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 1,467 1,417 -3.41 326 327 0.31
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.94 14,342 14,237 -0.73 1,199 1,195 -0.33
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.23 3,933 3,933 0.00 217 229 5.53
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.20 20,069 21,966 9.45 242 268 10.74
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.90 21,491 21,006 -2.26 180 187 3.89
2017‑09‑30 13F-HR CHSCP / CHS Inc., 8.00% Cumulative Redeemable Preferred Stock 29.67 45,893 46,577 1.49 1,406 1,382 -1.71
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.64 7,451 7,859 5.48 1,141 1,231 7.89
2017‑09‑30 13F-HR CMRX / Chimerix, Inc. 5.25 28,500 25,500 -10.53 155 134 -13.55
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 38,352 43,903 14.47 2,856 2,784 -2.52
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.02 72,368 72,703 0.46 2,911 2,982 2.44
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.73 5,420 5,420 0.00 602 508 -15.61
2017‑09‑30 13F-HR NVR / NVR, Inc. 2,860.22 93 93 0.00 224 266 18.75
2017‑09‑30 13F-HR ACN / Accenture plc 134.87 1,818 2,306 26.84 225 311 38.22
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.02 36,434 37,427 2.73 2,335 2,396 2.61
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.82 10,025 5,382 -46.31 523 252 -51.82
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.90 3,521 3,467 -1.53 281 277 -1.42
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.74 32,643 38,373 17.55 1,819 2,446 34.47
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.41 5,064 8,114 60.23 585 904 54.53
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.73 47,062 47,279 0.46 382 318 -16.75
2017‑09‑30 13F-HR PSX / Phillips 66 91.53 3,088 3,081 -0.23 255 282 10.59
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 47,817 41,912 -12.35 320 291 -9.06
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.58 2,633 2,790 5.96 351 395 12.54
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.50 12,000 12,000 0.00 103 102 -0.97
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 26,264 29,905 13.86 876 998 13.93
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 11,313 11,318 0.04 210 230 9.52
2017‑09‑30 13F-HR TRX / Tanzanian Royalty Exploration Corp. 0.30 0 20,000 0 6
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.92 8,629 8,659 0.35 2,100 2,190 4.29
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 103,357 105,060 1.65 3,106 3,143 1.19
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.31 4,029 3,870 -3.95 257 245 -4.67
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.15 11,977 11,839 -1.15 1,688 1,754 3.91
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.33 16,414 17,886 8.97 398 453 13.82
2017‑09‑30 13F-HR COP / ConocoPhillips 50.04 8,121 7,933 -2.31 357 397 11.20
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 167.14 1,418 1,418 0.00 236 237 0.42
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.06 10,320 10,289 -0.30 903 906 0.33
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.54 2,759 4,369 58.35 326 531 62.88
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.06 15,825 15,825 0.00 266 270 1.50
2017‑09‑30 13F-HR BCE / BCE Inc. 46.86 16,889 16,646 -1.44 761 780 2.50
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 14,500 14,500 0.00 181 185 2.21
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.23 37,126 37,133 0.02 938 937 -0.11
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.35 16,265 17,745 9.10 1,446 1,621 12.10
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 8,448 15,071 78.40 229 393 71.62
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.74 3,573 3,379 -5.43 474 435 -8.23
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.11 7,421 7,452 0.42 355 366 3.10
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.09 3,019 3,225 6.82 367 455 23.98
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 27,204 33,968 24.86 1,220 1,529 25.33
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 31,321 46,490 48.43 2,529 3,811 50.69
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.21 18,968 18,573 -2.08 1,485 1,434 -3.43
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.99 4,357 5,147 18.13 475 597 25.68
2017‑09‑30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.35 12,875 13,043 1.30 111 122 9.91
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.89 10,224 6,484 -36.58 793 518 -34.68
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.33 4,677 4,702 0.53 535 547 2.24
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 75.74 11,960 11,764 -1.64 878 891 1.48
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.09 10,206 13,123 28.58 1,570 1,904 21.27
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.36 23,306 24,485 5.06 597 621 4.02
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160.96 3,997 4,001 0.10 647 644 -0.46
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.60 6,362 6,392 0.47 346 349 0.87
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 23,158 35,088 51.52 1,679 3,118 85.71
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.20 6,896 6,847 -0.71 1,667 1,720 3.18
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.70 7,230 7,955 10.03 777 992 27.67
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 26,227 42,161 60.75 881 1,505 70.83
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 124,184 151,463 21.97 3,354 3,662 9.18
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.54 7,935 7,940 0.06 527 576 9.30
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.23 14,824 14,395 -2.89 1,030 1,011 -1.84
2017‑09‑30 13F-HR TRC / Tejon Ranch Co. 21.09 43,950 37,650 -14.33 907 794 -12.46
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.11 32,971 36,168 9.70 4,748 5,574 17.40
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.26 5,053 4,998 -1.09 707 741 4.81
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.69 3,271 11,966 265.82 291 1,145 293.47
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.42 23,920 23,470 -1.88 1,110 1,160 4.50
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.77 3,304 6,679 102.15 218 466 113.76
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.02 49,149 50,678 3.11 6,502 6,589 1.34
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 49.88 7,250 8,300 14.48 352 414 17.61
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.22 16,909 22,979 35.90 83 120 44.58
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.32 4,398 4,312 -1.96 222 217 -2.25
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.41 14,375 8,232 -42.73 1,979 1,197 -39.51
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.29 9,651 9,593 -0.60 486 540 11.11
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.62 27,275 26,909 -1.34 1,176 1,093 -7.06
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.77 47,300 46,800 -1.06 719 785 9.18
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.51 10,278 9,459 -7.97 670 648 -3.28
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.54 5,094 4,244 -16.69 470 397 -15.53
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.34 3,754 3,741 -0.35 1,042 1,161 11.42
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.22 6,077 6,088 0.18 364 391 7.42
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.30 23,403 23,328 -0.32 3,964 4,276 7.87
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.04 29,634 30,344 2.40 993 1,033 4.03
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.90 36,500 24,368 -33.24 337 290 -13.95
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 71,923 72,758 1.16 860 816 -5.12
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.29 9,674 9,561 -1.17 1,093 1,131 3.48
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.58 2,893 2,751 -4.91 396 395 -0.25
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 80,960 82,860 2.35 3,055 3,246 6.25
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.93 5,998 5,615 -6.39 630 606 -3.81
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.81 6,250 6,176 -1.18 346 320 -7.51
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.80 7,434 8,243 10.88 1,378 1,614 17.13
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.17 744 744 0.00 202 233 15.35
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.64 24,774 34,159 37.88 775 1,149 48.26
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 2,299 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 4,608 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR MAT / Mattel, Inc. 10,764 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 11,952 0 -100.00 460 0 -100.00
2017‑09‑30 13F-HR UTS KEYSTONE SOLUTIONS INC UNI / PFD (493606305) 26,500 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 2,059 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 3,488 0 -100.00 396 0 -100.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 2,811 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 9,409 0 -100.00 593 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 4,317 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 213,850 0 -100.00 588 0 -100.00
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 17.86 13,161 235
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 31.93 12,084 20,358 68.47 385 650 68.83
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.13 10,345 10,524 1.73 52 54 3.85
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.25 929 957 3.01 844 918 8.77
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.54 662 728 9.97 641 700 9.20
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.79 4,378 4,378 0.00 239 253 5.86
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.99 5,452 5,379 -1.34 246 242 -1.63
2017‑09‑30 13F-HR AXP / American Express Co. 90.51 7,419 10,419 40.44 625 943 50.88
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.43 9,397 10,481 11.54 1,619 1,954 20.69
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.85 6,273 6,351 1.24 214 215 0.47
2017‑09‑30 13F-HR APVS / Applied Visual Sciences, Inc. 0.00 1,325,000 1,325,000 0.00 15 5 -66.67
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.34 6,024 6,018 -0.10 617 658 6.65
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 7,295 7,485 2.60 947 1,091 15.21
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 28.78 9,000 9,000 0.00 292 259 -11.30
2017‑09‑30 13F-HR CSLT / Castlight Health, Inc. 4.26 12,200 12,200 0.00 51 52 1.96
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.16 38,978 435
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.88 8,281 9,920 19.79 614 723 17.75
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.37 2,455 2,470 0.61 393 406 3.31
2017‑09‑30 13F-HR CSX / CSX Corp. 54.32 6,228 6,241 0.21 340 339 -0.29
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.68 2,450 2,451 0.04 202 210 3.96
2017‑09‑30 13F-HR EFSC / Enterprise Financial Services Corp. 42.29 4,800 203
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.71 9,321 9,521 2.15 336 359 6.85
2017‑09‑30 13F-HR F / Ford Motor Co. 11.98 73,240 78,744 7.52 820 943 15.00
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.06 10,582 10,467 -1.09 212 210 -0.94
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.62 13,350 13,350 0.00 74 75 1.35
2017‑09‑30 13F-HR HDP / Hortonworks, Inc. 16.95 17,850 14,750 -17.37 230 250 8.70
2017‑09‑30 13F-HR IEP / Icahn Enterprises L.P. 54.94 0 3,677 0 202
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.59 4,461 4,762 6.75 684 779 13.89
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 22,271 23,005 3.30 2,064 2,198 6.49
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. 24.89 12,296 306
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.97 11,048 11,073 0.23 918 952 3.70
2017‑09‑30 13F-HR MIFI / Novatel Wireless, Inc. 1.48 15,500 15,500 0.00 19 23 21.05
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.90 30,261 30,167 -0.31 5,264 5,397 2.53
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.25 5,041 5,016 -0.50 553 553 0.00
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.16 4,848 4,750 -2.02 518 509 -1.74
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 89.74 3,924 3,822 -2.60 303 343 13.20
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.48 45,205 48,388 7.04 3,116 3,604 15.66
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.56 852 245
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.86 16,105 16,584 2.97 950 860 -9.47
2017‑09‑30 13F-HR MON / Monsanto Co. 119.80 5,426 4,232 -22.01 642 507 -21.03
2017‑09‑30 13F-HR PAVMU / PAVmed Inc. 5.42 14,555 14,755 1.37 66 80 21.21
2017‑09‑30 13F-HR PMCB / PharmaCyte Biotech, Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.79 37,280 37,280 0.00 1,668 1,707 2.34
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 12,236 17,593 43.78 1,437 1,953 35.91
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 32,800 43,193 31.69 2,859 3,930 37.46
2017‑09‑30 13F-HR O / Realty Income Corp. 57.22 3,912 3,810 -2.61 216 218 0.93
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 92.43 4,354 4,057 -6.82 405 375 -7.41
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.65 9,940 7,900 -20.52 759 566 -25.43
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.59 3,899 3,900 0.03 227 209 -7.93
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 25.22 14,550 367
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.10 24,718 25,105 1.57 2,734 3,015 10.28
2017‑09‑30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 63.97 3,455 3,455 0.00 213 221 3.76
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 8,074 8,280 2.55 330 361 9.39
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.62 11,064 11,283 1.98 574 605 5.40
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.12 6,304 6,292 -0.19 525 523 -0.38
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.12 4,114 3,969 -3.52 329 318 -3.34
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.89 1,608 278
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.33 1,743 208
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.88 11,181 11,126 -0.49 445 466 4.72
2017‑09‑30 13F-HR MDT / Medtronic plc 77.75 7,797 8,656 11.02 692 673 -2.75
2017‑09‑30 13F-HR NVS / Novartis AG 85.88 2,876 247
2017‑09‑30 13F-HR NVZMY / Novozymes A/S 51.33 7,500 385
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.42 8,769 714
2017‑09‑30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 3.33 87,000 290
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.19 2,985 3,285 10.05 590 835 41.53
2017‑09‑30 13F-HR BP / BP Plc 38.42 14,143 14,967 5.83 490 575 17.35
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 107.95 3,548 383
2017‑09‑30 13F-HR GLQ / Clough Global Equity Fund 13.29 14,369 191
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.53 5,426 8,462 55.95 211 326 54.50
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.78 12,131 12,021 -0.91 944 923 -2.22
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 18,850 20,850 10.61 173 195 12.72
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 24.01 13,285 319
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.27 18,223 333
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 144.07 1,888 272
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 120.41 2,068 249
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.81 1,116 252
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.91 4,227 4,227 0.00 299 342 14.38
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 36.00 6,111 220
2017‑09‑30 13F-HR INTC / Intel Corp. 38.07 23,865 24,400 2.24 805 929 15.40
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.23 21,287 20,249 -4.88 1,492 1,503 0.74
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.02 1,104 1,054 -4.53 342 351 2.63
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.79 12,584 13,820 9.82 521 619 18.81
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.97 24,174 24,324 0.62 1,387 1,483 6.92
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.91 7,472 216
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.83 4,466 4,466 0.00 227 227 0.00
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 138.43 1,452 201
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 5,403 5,403 0.00 494 516 4.45
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.62 6,135 6,197 1.01 525 481 -8.38
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.19 2,340 2,134 -8.80 521 440 -15.55
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.13 15,000 15,000 0.00 68 62 -8.82
2017‑09‑30 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67075P103) 10.03 31,320 314
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.99 1,285 230
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.32 6,034 5,960 -1.23 303 288 -4.95
2017‑09‑30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 101.65 3,385 3,453 2.01 343 351 2.33
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.58 13,038 842
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.87 18,619 19,058 2.36 459 493 7.41
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 4,376 232
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.42 0 3,240 0 280
2017‑09‑30 13F-HR SPYG / SPDR S&P 500 Growth ETF 124.06 1,999 248
2017‑09‑30 13F-HR TGT / Target Corp. 59.01 4,847 286
2017‑09‑30 13F-HR TWLO / Twilio Inc. 29.89 13,500 9,000 -33.33 393 269 -31.55
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 41.67 6,000 250
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 80.97 4,677 4,298 -8.10 366 348 -4.92
2017‑09‑30 13F-HR VSR / Versar, Inc. 0.14 47,500 51,000 7.37 71 7 -90.14
2017‑09‑30 13F-HR NUVEEN MTG OPPORTUNITY TERM FD / (67074R100) 24.55 19,389 20,567 6.08 477 505 5.87
2017‑09‑30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A836) 1,000.00 567 567 0.00 567 567 0.00
2017‑09‑30 13F-HR PETROSHARE CORP COM / (71677L106) 1.67 13,200 13,200 0.00 23 22 -4.35
2017‑09‑30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A778) 1,000.00 329 329 0.00 329 329 0.00
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 16.65 17,250 13,150 -23.77 276 219 -20.65
2017‑09‑30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A844) 1,000.00 480 480 0.00 480 480 0.00
2017‑09‑30 13F-HR RIVERNORTH DOUBLELINE STRATEGC / (76882G107) 19.11 39,666 41,602 4.88 775 795 2.58
2017‑09‑30 13F-HR UNITED RESOURCE HLDGS GROUP / (91137R105) 0.01 108,000 108,000 0.00 1 1 0.00
2017‑09‑30 13F-HR WEAR / The WEAR ETF 18.06 19,650 19,714 0.33 333 356 6.91
2017‑09‑30 13F-HR GREAT ELM CAPITAL CORP COMMON / (390320109) 10.42 10,559 10,559 0.00 112 110 -1.79
2017‑09‑30 13F-HR XMLV / PwShs S&P400 LV 43.80 5,638 5,205 -7.68 244 228 -6.56
2017‑09‑30 13F-HR ALLEGIANCY LLC UNIT MEMBERSHIP / PFD (01748M106) 6.24 56,500 82,800 46.55 621 517 -16.75
2017‑09‑30 13F-HR ADRA / BLDRS Index Funds Trust 32.57 13,274 12,160 -8.39 409 396 -3.18
2017‑09‑30 13F-HR FRANKLIN UNIVERSAL TRUST-SBI / (355145103) 7.26 16,950 16,950 0.00 121 123 1.65
2017‑09‑30 13F-HR FIRST TR SENIOR FLOATING RATE / (33733U108) 13.52 21,928 12,056 -45.02 292 163 -44.18
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.22 20,413 1,413
2017‑09‑30 13F-HR IP / International Paper Company 56.83 4,989 4,892 -1.94 282 278 -1.42
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 58.00 13,294 13,294 0.00 719 771 7.23
2017‑09‑30 13F-HR SKYY / First Trust Exchange- Traded Fund II 41.89 15,714 16,187 3.01 621 678 9.18
2017‑09‑30 13F-HR IUSV / iShares Core Russell U.S. Value 52.32 14,655 16,188 10.46 747 847 13.39
2017‑09‑30 13F-HR CRED / iShares US Credit Bond ETF Trdng 112.16 3,914 3,914 0.00 437 439 0.46
2017‑09‑30 13F-HR DWTR / PowerShares DWA Tactical Sector Rotation Portfolio 27.07 10,361 8,090 -21.92 261 219 -16.09
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 45.93 81,600 80,637 -1.18 3,560 3,704 4.04
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.66 23,848 23,779 -0.29 731 729 -0.27