InvestorMoloney Securities Asset Management, LLC
Portfolio Value $ 237,946,000
Current Positions273
Opened Positions5
Closed Positions25


Latest Holdings, Performance, AUM (from 13F, 13D)

Moloney Securities Asset Management, LLC has disclosed 273 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 237,946,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Moloney Securities Asset Management, LLC's top holdings are Johnson & Johnson (NYSE:JNJ) , iShares Core S&P MidCap ETF (NYSE:IJH) , Apple, Inc. (NASDAQ:AAPL) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , and PwShs S&P600 LV (NYSE:XSLV) . Moloney Securities Asset Management, LLC's new positions include RiverNorth/Oaktree High Income R (RNOTX) , Vanguard Total International Stock ETF (NASDAQ:VXUS) , Tractor Supply Co. (NASDAQ:TSCO) , Texas Instruments Inc. (NASDAQ:TXN) , and iShares MSCI EAFE Small-Cap ETF (NASDAQ:SCZ) .

All Moloney Securities Asset Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 25, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR RNOTX / RiverNorth/Oaktree High Income R 18.38 72,760 1,337
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 52.54 5,153 4,930 -4.33 252 259 2.78
2017-12-31 13F-HR XNCVX / AllianzGI Convertible & Income 9.13 11,062 101
2017-12-31 13F-HR FRANKLIN UNIVERSAL TRUST-SBI / (355145103) 7.20 16,950 122
2017-12-31 13F-HR GREAT ELM CAPITAL CORP COMMON / (390320109) 9.81 10,197 100
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.47 5,398 348
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.84 7,260 7,760 6.89 365 410 12.33
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 188.16 1,318 248
2017-12-31 13F-HR LIGHTSTONE VALUE PLUS REAL EST / (53227L109) 10.01 39,361 394
2017-12-31 13F-HR MADISON COVERED CALL & EQUITY / (557437100) 7.73 19,529 151
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.09 5,500 226
2017-12-31 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67075P103) 9.92 32,574 323
2017-12-31 13F-HR PETROSHARE CORP COM / (71677L106) 1.17 16,200 19
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 43,193 43,783 1.37 3,930 4,023 2.37
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.48 3,406 206
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.93 19,058 23,128 21.36 493 646 31.03
2017-12-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.40 23,779 24,371 2.49 729 741 1.65
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.50 4,115 430
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 74.22 2,789 207
2017-12-31 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A836) 1,000.00 567 567
2017-12-31 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A844) 1,000.00 480 480
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.04 1,417 1,412 -0.35 327 346 5.81
2017-12-31 13F-HR MO / Altria Group, Inc. 71.40 43,903 43,415 -1.11 2,784 3,100 11.35
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.24 13,038 12,899 -1.07 842 1,035 22.92
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 38,625 0 -100.00 577 0 -100.00
2017-12-31 13F-HR EDIT / Editas Medicine, Inc. 13,285 0 -100.00 319 0 -100.00
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.65 18,598 16,198 -12.90 895 869 -2.91
2017-12-31 13F-HR INFY / Infosys Limited 16.22 63,900 60,100 -5.95 932 975 4.61
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.55 41,912 33,887 -19.15 291 222 -23.71
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.31 13,294 13,994 5.27 771 774 0.39
2017-12-31 13F-HR ENB / Enbridge Inc. 39.10 11,126 11,126 0.00 466 435 -6.65
2017-12-31 13F-HR MDT / Medtronic plc 80.72 8,656 8,647 -0.10 673 698 3.71
2017-12-31 13F-HR WEAR / The WEAR ETF 19,714 0 -100.00 356 0 -100.00
2017-12-31 13F-HR FIRST TR SENIOR FLOATING RATE / (33733U108) 12,056 0 -100.00 163 0
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.04 11,764 12,256 4.18 891 981 10.10
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.41 1,608 1,856 15.42 278 320 15.11
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.56 9,593 9,256 -3.51 540 542 0.37
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.47 26,909 30,960 15.05 1,093 1,098 0.46
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.95 957 852 -10.97 918 892 -2.83
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.85 10,524 10,524 0.00 54 51 -5.56
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 14,500 14,800 2.07 185 152 -17.84
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.81 8,769 8,769 0.00 714 770 7.84
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 72,758 65,716 -9.68 816 709 -13.11
2017-12-31 13F-HR CELG / Celgene Corp. 104.33 7,485 6,911 -7.67 1,091 721 -33.91
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 26,564 24,763 -6.78 3,121 3,100 -0.67
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.88 21,966 20,963 -4.57 268 249 -7.09
2017-12-31 13F-HR CMRX / Chimerix, Inc. 4.63 25,500 25,500 0.00 134 118 -11.94
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.29 38,373 36,564 -4.71 2,446 2,241 -8.38
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 29.60 9,000 7,500 -16.67 259 222 -14.29
2017-12-31 13F-HR BP / BP Plc 42.04 14,967 15,769 5.36 575 663 15.30
2017-12-31 13F-HR BAC / Bank of America Corp. 29.53 17,886 30,373 69.81 453 897 98.01
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 10,481 9,908 -5.47 1,954 1,723 -11.82
2017-12-31 13F-HR GLQ / Clough Global Equity Fund 13.35 14,369 14,081 -2.00 191 188 -1.57
2017-12-31 13F-HR AXP / American Express Co. 99.31 10,419 12,385 18.87 943 1,230 30.43
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.54 7,955 7,833 -1.53 992 1,234 24.40
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.03 7,940 7,940 0.00 576 564 -2.08
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.55 14,395 14,711 2.20 1,011 1,082 7.02
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 36,168 32,335 -10.60 5,574 5,472 -1.83
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.94 728 712 -2.20 700 833 19.00
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 5.68 87,000 41,000 -52.87 290 233 -19.66
2017-12-31 13F-HR BA / Boeing Company (The) 294.90 3,285 3,174 -3.38 835 936 12.10
2017-12-31 13F-HR T / AT & T, Inc. 38.88 82,860 83,619 0.92 3,246 3,251 0.15
2017-12-31 13F-HR CSLT / Castlight Health, Inc. 3.77 12,200 12,200 0.00 52 46 -11.54
2017-12-31 13F-HR APVS / Applied Visual Sciences, Inc. 0.00 1,325,000 325,000 -75.47 5 1 -80.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 34,159 34,911 2.20 1,149 1,337 16.36
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.65 7,542 7,942 5.30 254 299 17.72
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.76 4,020 4,573 13.76 232 255 9.91
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 15.25 13,271 13,771 3.77 199 210 5.53
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.06 8,462 6,990 -17.40 326 280 -14.11
2017-12-31 13F-HR ETN / Eaton Corporation 79.03 12,021 12,324 2.52 923 974 5.53
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 105,060 90,624 -13.74 3,143 2,899 -7.76
2017-12-31 13F-HR COP / ConocoPhillips 54.88 7,933 7,726 -2.61 397 424 6.80
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.21 3,379 3,286 -2.75 435 441 1.38
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.42 2,451 2,452 0.04 210 207 -1.43
2017-12-31 13F-HR CSX / CSX Corp. 54.95 6,241 6,369 2.05 339 350 3.24
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.23 20,413 19,894 -2.54 1,413 1,417 0.28
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 113.92 9,561 9,867 3.20 1,131 1,124 -0.62
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.33 2,470 2,136 -13.52 406 398 -1.97
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 7,698 8,710 13.15 1,315 1,537 16.88
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.51 3,870 3,570 -7.75 245 266 8.57
2017-12-31 13F-HR FDX / FedEx Corp. 249.58 1,116 4,776 327.96 252 1,192 373.02
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.63 46,490 45,832 -1.42 3,811 3,833 0.58
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.25 2,068 3,718 79.79 249 488 95.98
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.21 46,800 36,800 -21.37 785 523 -33.38
2017-12-31 13F-HR EXPE / Expedia, Inc. 119.69 1,888 1,788 -5.30 272 214 -21.32
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 167.15 1,376 230
2017-12-31 13F-HR IP / International Paper Company 57.96 4,892 4,917 0.51 278 285 2.52
2017-12-31 13F-HR HDP / Hortonworks, Inc. 20.11 14,750 75,325 410.68 250 1,515 506.00
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.40 2,790 2,927 4.91 395 449 13.67
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.15 11,073 11,148 0.68 952 1,005 5.57
2017-12-31 13F-HR MIFI / Novatel Wireless, Inc. 1.61 15,500 15,500 0.00 23 25 8.70
2017-12-31 13F-HR GE / General Electric Co. 17.45 151,463 72,614 -52.06 3,662 1,267 -65.40
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.49 4,762 5,367 12.70 779 1,017 30.55
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.23 13,350 14,350 7.49 75 75 0.00
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.03 23,005 23,667 2.88 2,198 2,391 8.78
2017-12-31 13F-HR GIS / General Mills, Inc. 59.26 6,176 6,682 8.19 320 396 23.75
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.30 2,140 266
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.47 11,839 12,927 9.19 1,754 1,971 12.37
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.83 1,054 3,295 212.62 351 352 0.28
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.26 9,459 9,778 3.37 648 687 6.02
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.14 13,820 16,270 17.73 619 767 23.91
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.19 5,615 5,701 1.53 606 651 7.43
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.79 20,249 20,418 0.83 1,503 1,568 4.32
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.79 2,151 1,900 -11.67 229 201 -12.23
2017-12-31 13F-HR MBB / iShares MBS ETF 106.62 4,750 3,461 -27.14 509 369 -27.50
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 103.11 11,966 11,919 -0.39 1,145 1,229 7.34
2017-12-31 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 29.63 7,472 9,145 22.39 216 271 25.46
2017-12-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 63.07 24,324 23,655 -2.75 1,483 1,492 0.61
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.59 4,244 4,625 8.98 397 456 14.86
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.10 7,611 290
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.11 11,318 9,568 -15.46 230 202 -12.17
2017-12-31 13F-HR IYJ / iShares U.S. Industrial ETF 147.38 1,452 1,452 0.00 201 214 6.47
2017-12-31 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.08 37,133 36,006 -3.04 937 903 -3.63
2017-12-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 111.98 3,914 3,206 -18.09 439 359 -18.22
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.97 5,403 5,235 -3.11 516 560 8.53
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.10 3,741 3,787 1.23 1,161 1,216 4.74
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.23 5,238 5,364 2.41 768 838 9.11
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.55 48,388 46,338 -4.24 3,604 3,964 9.99
2017-12-31 13F-HR MCD / McDonald's Corp. 172.13 7,859 7,169 -8.78 1,231 1,234 0.24
2017-12-31 13F-HR NKE / Nike, Inc. 62.57 16,584 16,093 -2.96 860 1,007 17.09
2017-12-31 13F-HR MA / MasterCard Incorporated 151.43 3,225 3,368 4.43 455 510 12.09
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 307.10 852 902 5.87 245 277 13.06
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.91 3,822 3,822 0.00 343 336 -2.04
2017-12-31 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67076E107) 10.01 27,085 271
2017-12-31 13F-HR RWL / RevenueShares ETF 51.50 4,505 232
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.31 14,744 14,744 0.00 156 152 -2.56
2017-12-31 13F-HR PGH / Pengrowth Energy Corp. 0.80 24,525 21,225 -13.46 25 17 -32.00
2017-12-31 13F-HR NVR / NVR, Inc. 3,510.64 93 94 1.08 266 330 24.06
2017-12-31 13F-HR PAAS / Pan American Silver Corp. 15.55 15,825 15,825 0.00 270 246 -8.89
2017-12-31 13F-HR PACB / Pacific Biosciences of California, Inc. 2.64 0 58,400 0 154
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.50 1,285 1,385 7.78 230 268 16.52
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.43 72,703 86,380 18.81 2,982 3,665 22.90
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.74 47,279 48,095 1.73 318 324 1.89
2017-12-31 13F-HR PSX / Phillips 66 101.24 3,081 3,141 1.95 282 318 12.77
2017-12-31 13F-HR XSLV / PwShs S&P600 LV 46.25 80,637 96,078 19.15 3,704 4,444 19.98
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.73 37,280 33,881 -9.12 1,707 1,617 -5.27
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.21 42,161 36,760 -12.81 1,505 1,331 -11.56
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.63 17,593 15,696 -10.78 1,953 1,658 -15.10
2017-12-31 13F-HR PMCB / PharmaCyte Biotech, Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.27 18,753 18,704 -0.26 1,173 1,277 8.87
2017-12-31 13F-HR STX / Seagate Technology PLC 41.90 0 5,537 0 232
2017-12-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.44 13,043 13,236 1.48 122 125 2.46
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.33 6,679 6,149 -7.94 466 414 -11.16
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.09 4,312 4,312 0.00 217 216 -0.46
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.69 24,254 23,545 -2.92 1,982 1,947 -1.77
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.68 4,376 4,081 -6.74 232 215 -7.33
2017-12-31 13F-HR SO / Southern Co. (The) 48.11 7,452 7,545 1.25 366 363 -0.82
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.69 4,001 4,415 10.35 644 758 17.70
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 85.00 3,240 2,400 -25.93 280 204 -27.14
2017-12-31 13F-HR TSCO / Tractor Supply Co. 74.71 9,169 685
2017-12-31 13F-HR UNITED RESOURCE HLDGS GROUP / (91137R105) 0.01 108,000 1
2017-12-31 13F-HR UNG / United States Natural Gas Fund, LP 5.85 12,650 74
2017-12-31 13F-HR X / United States Steel Corp. 35.25 6,553 231
2017-12-31 13F-HR TPL / Texas Pacific Land Trust 446.81 636 611 -3.93 257 273 6.23
2017-12-31 13F-HR TRX / Tanzanian Royalty Exploration Corp. 0.30 20,000 20,000 0.00 6 6 0.00
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.01 5,147 5,328 3.52 597 714 19.60
2017-12-31 13F-HR TGT / Target Corp. 65.31 4,847 4,854 0.14 286 317 10.84
2017-12-31 13F-HR TRC / Tejon Ranch Co. 20.76 37,650 84,170 123.56 794 1,747 120.03
2017-12-31 13F-HR HQH / Tekla Healthcare Investors 22.54 14,550 15,305 5.19 367 345 -5.99
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.15 25,105 23,937 -4.65 3,015 2,852 -5.41
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.41 8,243 8,162 -0.98 1,614 1,799 11.46
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.21 3,933 4,847 23.24 229 287 25.33
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.03 3,467 3,467 0.00 277 274 -1.08
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.74 4,298 4,024 -6.38 348 345 -0.86
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.34 10,289 10,247 -0.41 906 895 -1.21
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.00 6,292 6,169 -1.95 523 512 -2.10
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.80 16,972 964
2017-12-31 13F-HR FARE / World Moto, Inc. 0.00 700,000 700,000 0.00 0 0
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.07 3,331 5,692 70.88 316 581 83.86
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.52 16,277 19,205 17.99 1,604 2,065 28.74
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.10 10,762 10,145 -5.73 509 488 -4.13
2017-12-31 13F-HR V / Visa, Inc. 114.05 12,610 13,205 4.72 1,327 1,506 13.49
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.30 6,392 6,483 1.42 349 352 0.86
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.70 10,707 10,071 -5.94 837 994 18.76
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.62 10,983 9,683 -11.84 606 587 -3.14
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.27 30,344 30,823 1.58 1,033 1,087 5.23
2017-12-31 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A687) 1,000.00 1,173 1,173
2017-12-31 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A778) 1,000.00 329 329
2017-12-31 13F-HR NOVUME SOLUTIONS INC PFD CUM C / PFD (67012D205) 9.51 26,500 252
2017-12-31 13F-HR ALLEGIANCY LLC UNIT MEMBERSHIP / PFD (01748M106) 6.24 82,800 517
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.42 3,333 3,463 3.90 3,245 3,648 12.42
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.50 3,001 3,288 9.56 979 1,136 16.04
2017-12-31 13F-HR CBS / CBS Corp. 59.06 3,945 3,759 -4.71 229 222 -3.06
2017-12-31 13F-HR MMM / 3M Co. 235.34 11,509 12,845 11.61 2,416 3,023 25.12
2017-12-31 13F-HR HCN / Welltower Inc. 63.75 19,343 20,204 4.45 1,359 1,288 -5.22
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.73 7,248 6,095 -15.91 455 425 -6.59
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.41 0 1,973 0 206
2017-12-31 13F-HR INTC / Intel Corp. 46.16 24,400 29,097 19.25 929 1,343 44.56
2017-12-31 13F-HR CHSCP / CHS Inc., 8.00% Cumulative Redeemable Preferred Stock 30.14 46,577 48,045 3.15 1,382 1,448 4.78
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.03 18,550 18,500 -0.27 904 1,203 33.08
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.40 20,850 20,850 0.00 195 196 0.51
2017-12-31 13F-HR NVZMY / Novozymes A/S 57.19 7,500 30,425 305.67 385 1,740 351.95
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.89 12,357 12,921 4.56 536 580 8.21
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.96 11,805 13,711 16.15 698 877 25.64
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.08 7,865 7,688 -2.25 505 508 0.59
2017-12-31 13F-HR UTX / United Technologies Corp. 127.65 3,652 3,016 -17.42 424 385 -9.20
2017-12-31 13F-HR BGY / BlackRock International Growth and Income Trust 6.53 16,079 16,079 0.00 105 105 0.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.94 46,594 47,678 2.33 2,306 2,524 9.45
2017-12-31 13F-HR F / Ford Motor Co. 12.49 78,744 78,551 -0.25 943 981 4.03
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.84 6,907 6,738 -2.45 373 383 2.68
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.45 13,699 11,182 -18.37 172 128 -25.58
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.79 9,812 8,975 -8.53 399 384 -3.76
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.59 2,396 2,627 9.64 216 259 19.91
2017-12-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.41 8,054 8,586 6.61 271 304 12.18
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.05 33,712 33,842 0.39 781 780 -0.13
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.62 6,528 6,077 -6.91 768 733 -4.56
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.58 8,410 8,702 3.47 1,020 1,058 3.73
2017-12-31 13F-HR MLPA / Global X MLP ETF 9.85 61,912 84,630 36.69 637 834 30.93
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.02 12,726 11,496 -9.67 660 736 11.52
2017-12-31 13F-HR ABT / Abbott Laboratories 57.08 38,724 36,929 -4.64 2,066 2,108 2.03
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.25 5,379 5,449 1.30 242 252 4.13
2017-12-31 13F-HR TWLO / Twilio Inc. 23.56 9,000 9,000 0.00 269 212 -21.19
2017-12-31 13F-HR SQ / Square, Inc. 34.67 130,950 68,100 -48.00 3,773 2,361 -37.42
2017-12-31 13F-HR VAW / Vanguard Materials ETF 136.76 3,798 5,199 36.89 488 711 45.70
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.61 2,635 4,695 78.18 330 632 91.52
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.13 14,237 14,193 -0.31 1,195 1,194 -0.08
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.52 21,006 21,011 0.02 187 179 -4.28
2017-12-31 13F-HR CHSCO / CHS Inc., 7.875% Class B Cumulative Redeemable Preferred Stock, Series 1 28.85 8,091 13,932 72.19 237 402 69.62
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.52 5,420 5,420 0.00 508 534 5.12
2017-12-31 13F-HR ACN / Accenture plc 153.21 2,306 2,291 -0.65 311 351 12.86
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.28 37,427 43,161 15.32 2,396 2,429 1.38
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.89 8,114 8,199 1.05 904 983 8.74
2017-12-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 45.87 16,187 20,340 25.66 678 933 37.61
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.25 12,000 12,000 0.00 102 99 -2.94
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.04 29,905 27,499 -8.05 998 881 -11.72
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.57 3,453 3,530 2.23 351 355 1.14
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.21 3,969 3,560 -10.30 318 282 -11.32
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.88 8,659 8,725 0.76 2,190 2,346 7.12
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.11 6,018 4,090 -32.04 658 479 -27.20
2017-12-31 13F-HR IHI / iShares U.S. Medical Devices ETF 173.48 1,418 1,418 0.00 237 246 3.80
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.65 4,369 4,731 8.29 531 585 10.17
2017-12-31 13F-HR GLO / Clough Global Opportunities Fund 10.87 38,978 37,913 -2.73 435 412 -5.29
2017-12-31 13F-HR BCE / BCE Inc. 48.03 16,646 17,404 4.55 780 836 7.18
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.50 17,745 19,313 8.84 1,621 1,825 12.58
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.48 15,071 15,104 0.22 393 400 1.78
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.90 18,223 13,130 -27.95 333 235 -29.43
2017-12-31 13F-HR PAVMU / PAVmed Inc. 2.32 14,755 14,230 -3.56 80 33 -58.75
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 33,968 34,570 1.77 1,529 1,586 3.73
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.00 10,467 18,652 78.20 210 373 77.62
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.62 18,573 23,535 26.72 1,434 1,709 19.18
2017-12-31 13F-HR SRCL / Stericycle, Inc. 68.00 7,900 9,500 20.25 566 646 14.13
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.85 6,484 5,622 -13.29 518 522 0.77
2017-12-31 13F-HR NVS / Novartis AG 83.92 2,876 4,564 58.69 247 383 55.06
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.20 4,702 4,587 -2.45 547 533 -2.56
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.58 13,123 2,038 -84.47 1,904 313 -83.56
2017-12-31 13F-HR O / Realty Income Corp. 57.13 3,810 3,553 -6.75 218 203 -6.88
2017-12-31 13F-HR XMLV / PwShs S&P400 LV 45.45 5,205 5,193 -0.23 228 236 3.51
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.72 35,088 30,925 -11.86 3,118 2,991 -4.07
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 6,847 6,715 -1.93 1,720 1,792 4.19
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.73 6,197 13,354 115.49 481 1,038 115.80
2017-12-31 13F-HR ADRA / BLDRS Index Funds Trust 34.58 12,160 13,274 9.16 396 459 15.91
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.93 8,280 10,517 27.02 361 483 33.80
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.66 4,998 4,998 0.00 741 768 3.64
2017-12-31 13F-HR MON / Monsanto Co. 116.95 4,232 3,275 -22.61 507 383 -24.46
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.41 3,900 27,450 603.85 209 1,576 654.07
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.65 23,470 23,777 1.31 1,160 1,228 5.86
2017-12-31 13F-HR SPYG / SPDR S&P 500 Growth ETF 33.02 1,999 9,450 372.74 248 312 25.81
2017-12-31 13F-HR NG / NovaGold Resources Inc. 3.93 15,000 15,000 0.00 62 59 -4.84
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 50,678 50,407 -0.53 6,589 7,043 6.89
2017-12-31 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.53 22,979 22,979 0.00 120 127 5.83
2017-12-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 93.75 4,057 4,096 0.96 375 384 2.40
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.71 8,232 8,124 -1.31 1,197 1,265 5.68
2017-12-31 13F-HR WM / Waste Management, Inc. 86.25 10,337 9,797 -5.22 809 845 4.45
2017-12-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.21 5,016 4,432 -11.64 553 484 -12.48
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.68 4,227 4,227 0.00 342 303 -11.40
2017-12-31 13F-HR AEE / Ameren Corp. 58.93 4,378 4,378 0.00 253 258 1.98
2017-12-31 13F-HR MLM / Martin Marietta Materials, Inc. 221.19 2,134 2,161 1.27 440 478 8.64
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.40 9,920 9,920 0.00 723 748 3.46
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.38 16,188 17,768 9.76 847 984 16.17
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.24 23,328 23,860 2.28 4,276 4,730 10.62
2017-12-31 13F-HR EFSC / Enterprise Financial Services Corp. 45.21 4,800 4,800 0.00 203 217 6.90
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.52 24,368 78,100 220.50 290 978 237.24
2017-12-31 13F-HR RHHBY / Roche Holding Ltd 31.62 20,358 27,860 36.85 650 881 35.54
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.82 2,751 2,997 8.94 395 458 15.95
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.78 30,167 35,504 17.69 5,397 6,738 24.85
2017-12-31 13F-HR USB / U.S. Bancorp 53.58 11,283 11,348 0.58 605 608 0.50
2017-12-31 13F-HR BIIB / Biogen Inc. 318.55 744 744 0.00 233 237 1.72
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 9,650 0 -100.00 578 0 -100.00
2017-12-31 13F-HR CPB / Campbell Soup Co. 5,382 0 -100.00 252 0 -100.00
2017-12-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 24,485 0 -100.00 621 0 -100.00
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. 8,300 0 -100.00 414 0 -100.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 6,088 0 -100.00 391 0 -100.00
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG 13,161 0 -100.00 235 0 -100.00
2017-12-31 13F-HR AZN / AstraZeneca Plc 6,351 0 -100.00 215 0 -100.00
2017-12-31 13F-HR EXC / Exelon Corp. 9,521 0 -100.00 359 0 -100.00
2017-12-31 13F-HR IEP / Icahn Enterprises L.P. 3,677 0 -100.00 202 0 -100.00
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 12,296 0 -100.00 306 0 -100.00
2017-12-31 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 3,455 0 -100.00 221 0 -100.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 1,743 0 -100.00 208 0 -100.00
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 3,548 0 -100.00 383 0 -100.00
2017-12-31 13F-HR HFC / HollyFrontier Corp. 6,111 0 -100.00 220 0 -100.00
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 4,466 0 -100.00 227 0 -100.00
2017-12-31 13F-HR ORCL / Oracle Corp. 5,960 0 -100.00 288 0 -100.00
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. 6,000 0 -100.00 250 0 -100.00
2017-12-31 13F-HR VSR / Versar, Inc. 51,000 0 -100.00 7 0 -100.00
2017-12-31 13F-HR NUVEEN MTG OPPORTUNITY TERM FD / (67074R100) 20,567 0 -100.00 505 0
2017-12-31 13F-HR CLDR / Cloudera, Inc. 13,150 0 -100.00 219 0 -100.00
2017-12-31 13F-HR DWTR / PowerShares DWA Tactical Sector Rotation Portfolio 8,090 0 -100.00 219 0 -100.00