Current Holdings (from 13F, 13D)

InvestorMoloney Securities Asset Management, LLC
Portfolio Value$ 224,526,000
Current Positions277
Opened Positions5
Closed Positions14

Moloney Securities Asset Management, LLC has disclosed 277 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 224,526,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Moloney Securities Asset Management, LLC's top holdings are Johnson & Johnson (NYSE:JNJ) , Apple, Inc. (NASDAQ:AAPL) , iShares Core S&P MidCap ETF (NYSE:IJH) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , and Procter & Gamble Co. (The) (NYSE:PG) . Moloney Securities Asset Management, LLC's new positions include DowDuPont Inc. (NYSE:DWDP) , Ross Stores, Inc. (NASDAQ:ROST) , AFLAC, Inc. (NYSE:AFL) , Clough Global Opportunities Fund (AMEX:GLO) , and Novozymes A/S (OTC:NVZMY) .


All Moloney Securities Asset Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-10-18. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.54 16,338 16,277 -0.37 1,736 1,604 -7.60
2017‑09‑30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A687) 1,000.00 1,173 1,173
2017‑09‑30 13F-HR NOVUME SOLUTIONS INC PFD CUM C / PFD (67012D205) 9.51 26,500 252
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.21 7,771 7,865 1.21 473 505 6.77
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 608 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 6,261 0 -100.00 505 0 -100.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 5,798 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.23 12,337 12,610 2.21 1,157 1,327 14.69
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.17 6,723 10,707 59.26 509 837 64.44
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.26 10,298 10,337 0.38 755 809 7.15
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.18 11,382 10,983 -3.51 631 606 -3.96
2017‑09‑30 13F-HR CHSCO / CHS Inc., 7.875% Class B Cumulative Redeemable Preferred Stock, Series 1 29.29 7,591 8,091 6.59 220 237 7.73
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.30 11,872 10,762 -9.35 545 509 -6.61
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.60 3,467 3,333 -3.87 3,223 3,245 0.68
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.22 3,294 3,001 -8.89 1,046 979 -6.41
2017‑09‑30 13F-HR CBS / CBS Corp. 58.05 3,600 3,945 9.58 230 229 -0.43
2017‑09‑30 13F-HR MMM / 3M Co. 209.92 9,240 11,509 24.56 1,924 2,416 25.57
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.26 19,491 19,343 -0.76 1,459 1,359 -6.85
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.78 9,333 7,248 -22.34 556 455 -18.17
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.68 7,585 7,542 -0.57 271 254 -6.27
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.58 14,744 14,744 0.00 153 156 1.96
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.73 23,250 18,550 -20.22 1,158 904 -21.93
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 59.90 9,725 9,650 -0.77 549 578 5.28
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.28 6,126 7,260 18.51 300 365 21.67
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.38 12,143 12,357 1.76 502 536 6.77
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.13 12,473 11,805 -5.36 683 698 2.20
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.10 3,656 3,652 -0.11 446 424 -4.93
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 6.53 16,579 16,079 -3.02 104 105 0.96
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 37,188 46,594 25.29 1,661 2,306 38.83
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.00 8,200 6,907 -15.77 450 373 -17.11
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.71 4,269 4,020 -5.83 243 232 -4.53
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.62 5,270 5,238 -0.61 738 768 4.07
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.56 14,635 13,699 -6.40 206 172 -16.50
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.66 6,609 9,812 48.46 285 399 40.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.15 2,424 2,396 -1.16 217 216 -0.46
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 404.09 0 636 0 257
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.72 23,206 24,254 4.52 1,839 1,982 7.78
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.65 8,666 8,054 -7.06 274 271 -1.09
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.17 33,810 33,712 -0.29 782 781 -0.13
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.65 6,539 6,528 -0.17 844 768 -9.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.49 23,373 26,564 13.65 2,439 3,121 27.96
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.55 19,446 18,753 -3.56 1,058 1,173 10.87
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.28 17,814 8,410 -52.79 2,147 1,020 -52.49
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.94 38,625 38,625 0.00 576 577 0.17
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 10.29 61,532 61,912 0.62 672 637 -5.21
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 15.00 10,771 13,271 23.21 147 199 35.37
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 48.90 5,153 5,153 0.00 249 252 1.20
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.86 12,707 12,726 0.15 702 660 -5.98
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 27,369 38,724 41.49 1,330 2,066 55.34
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.12 19,275 18,598 -3.51 827 895 8.22
2017‑09‑30 13F-HR INFY / Infosys Limited 14.59 83,550 63,900 -23.52 1,255 932 -25.74
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.46 2,322 2,151 -7.36 248 229 -7.66
2017‑09‑30 13F-HR FARE / World Moto, Inc. 0.00 700,000 700,000 0.00 1 0 -100.00
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.02 24,525 24,525 0.00 19 25 31.58
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.87 3,596 3,331 -7.37 333 316 -5.11
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.82 7,356 7,698 4.65 1,111 1,315 18.36
2017‑09‑30 13F-HR SQ / Square, Inc. 28.81 116,800 130,950 12.11 2,740 3,773 37.70
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.49 4,459 3,798 -14.82 542 488 -9.96
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.24 2,759 2,635 -4.49 328 330 0.61
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 1,467 1,417 -3.41 326 327 0.31
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.94 14,342 14,237 -0.73 1,199 1,195 -0.33
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.23 3,933 3,933 0.00 217 229 5.53
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.20 20,069 21,966 9.45 242 268 10.74
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.90 21,491 21,006 -2.26 180 187 3.89
2017‑09‑30 13F-HR CHSCP / CHS Inc., 8.00% Cumulative Redeemable Preferred Stock 29.67 45,893 46,577 1.49 1,406 1,382 -1.71
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.64 7,451 7,859 5.48 1,141 1,231 7.89
2017‑09‑30 13F-HR CMRX / Chimerix, Inc. 5.25 28,500 25,500 -10.53 155 134 -13.55
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 38,352 43,903 14.47 2,856 2,784 -2.52
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 41.02 72,368 72,703 0.46 2,911 2,982 2.44
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 93.73 5,420 5,420 0.00 602 508 -15.61
2017‑09‑30 13F-HR NVR / NVR, Inc. 2,860.22 93 93 0.00 224 266 18.75
2017‑09‑30 13F-HR ACN / Accenture plc 134.87 1,818 2,306 26.84 225 311 38.22
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.02 36,434 37,427 2.73 2,335 2,396 2.61
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.82 10,025 5,382 -46.31 523 252 -51.82
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.90 3,521 3,467 -1.53 281 277 -1.42
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 32,643 38,373 17.55 1,819 2,446 34.47
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.41 5,064 8,114 60.23 585 904 54.53
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.73 47,062 47,279 0.46 382 318 -16.75
2017‑09‑30 13F-HR PSX / Phillips 66 91.53 3,088 3,081 -0.23 255 282 10.59
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 47,817 41,912 -12.35 320 291 -9.06
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.58 2,633 2,790 5.96 351 395 12.54
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.50 12,000 12,000 0.00 103 102 -0.97
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 26,264 29,905 13.86 876 998 13.93
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 11,313 11,318 0.04 210 230 9.52
2017‑09‑30 13F-HR TRX / Tanzanian Royalty Exploration Corp. 0.30 0 20,000 0 6
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.92 8,629 8,659 0.35 2,100 2,190 4.29
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 58.00 13,294 13,294 0.00 719 771 7.23
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 103,357 105,060 1.65 3,106 3,143 1.19
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.31 4,029 3,870 -3.95 257 245 -4.67
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.15 11,977 11,839 -1.15 1,688 1,754 3.91
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.33 16,414 17,886 8.97 398 453 13.82
2017‑09‑30 13F-HR COP / ConocoPhillips 50.04 8,121 7,933 -2.31 357 397 11.20
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 167.14 1,418 1,418 0.00 236 237 0.42
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.06 10,320 10,289 -0.30 903 906 0.33
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.54 2,759 4,369 58.35 326 531 62.88
2017‑09‑30 13F-HR PAAS / Pan American Silver Corp. 17.06 15,825 15,825 0.00 266 270 1.50
2017‑09‑30 13F-HR BCE / BCE Inc. 46.86 16,889 16,646 -1.44 761 780 2.50
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 14,500 14,500 0.00 181 185 2.21
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.23 37,126 37,133 0.02 938 937 -0.11
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.35 16,265 17,745 9.10 1,446 1,621 12.10
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 8,448 15,071 78.40 229 393 71.62
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.74 3,573 3,379 -5.43 474 435 -8.23
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.11 7,421 7,452 0.42 355 366 3.10
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.09 3,019 3,225 6.82 367 455 23.98
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 27,204 33,968 24.86 1,220 1,529 25.33
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 31,321 46,490 48.43 2,529 3,811 50.69
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.21 18,968 18,573 -2.08 1,485 1,434 -3.43
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.99 4,357 5,147 18.13 475 597 25.68
2017‑09‑30 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.35 12,875 13,043 1.30 111 122 9.91
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.89 10,224 6,484 -36.58 793 518 -34.68
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.33 4,677 4,702 0.53 535 547 2.24
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 75.74 11,960 11,764 -1.64 878 891 1.48
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.09 10,206 13,123 28.58 1,570 1,904 21.27
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.36 23,306 24,485 5.06 597 621 4.02
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160.96 3,997 4,001 0.10 647 644 -0.46
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.60 6,362 6,392 0.47 346 349 0.87
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 23,158 35,088 51.52 1,679 3,118 85.71
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.20 6,896 6,847 -0.71 1,667 1,720 3.18
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.70 7,230 7,955 10.03 777 992 27.67
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 26,227 42,161 60.75 881 1,505 70.83
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 124,184 151,463 21.97 3,354 3,662 9.18
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.54 7,935 7,940 0.06 527 576 9.30
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.23 14,824 14,395 -2.89 1,030 1,011 -1.84
2017‑09‑30 13F-HR TRC / Tejon Ranch Co. 21.09 43,950 37,650 -14.33 907 794 -12.46
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.11 32,971 36,168 9.70 4,748 5,574 17.40
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.26 5,053 4,998 -1.09 707 741 4.81
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.69 3,271 11,966 265.82 291 1,145 293.47
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.42 23,920 23,470 -1.88 1,110 1,160 4.50
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.77 3,304 6,679 102.15 218 466 113.76
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.02 49,149 50,678 3.11 6,502 6,589 1.34
2017‑09‑30 13F-HR WSM / Williams-Sonoma, Inc. 49.88 7,250 8,300 14.48 352 414 17.61
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.22 16,909 22,979 35.90 83 120 44.58
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.32 4,398 4,312 -1.96 222 217 -2.25
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.41 14,375 8,232 -42.73 1,979 1,197 -39.51
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.29 9,651 9,593 -0.60 486 540 11.11
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.62 27,275 26,909 -1.34 1,176 1,093 -7.06
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.77 47,300 46,800 -1.06 719 785 9.18
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.51 10,278 9,459 -7.97 670 648 -3.28
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.54 5,094 4,244 -16.69 470 397 -15.53
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.34 3,754 3,741 -0.35 1,042 1,161 11.42
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.22 6,077 6,088 0.18 364 391 7.42
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.30 23,403 23,328 -0.32 3,964 4,276 7.87
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.04 29,634 30,344 2.40 993 1,033 4.03
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.90 36,500 24,368 -33.24 337 290 -13.95
2017‑09‑30 13F-HR SCPB / SPDR Barclays Short Term Corporate Bond ETF 30.66 23,848 23,779 -0.29 731 729 -0.27
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 71,923 72,758 1.16 860 816 -5.12
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.29 9,674 9,561 -1.17 1,093 1,131 3.48
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.58 2,893 2,751 -4.91 396 395 -0.25
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 80,960 82,860 2.35 3,055 3,246 6.25
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.93 5,998 5,615 -6.39 630 606 -3.81
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.81 6,250 6,176 -1.18 346 320 -7.51
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.80 7,434 8,243 10.88 1,378 1,614 17.13
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.17 744 744 0.00 202 233 15.35
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.64 24,774 34,159 37.88 775 1,149 48.26
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 2,299 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 4,608 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR MAT / Mattel, Inc. 10,764 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 11,952 0 -100.00 460 0 -100.00
2017‑09‑30 13F-HR UTS KEYSTONE SOLUTIONS INC UNI / PFD (493606305) 26,500 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 2,059 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 3,488 0 -100.00 396 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 9,409 0 -100.00 593 0 -100.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 2,811 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 4,317 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 213,850 0 -100.00 588 0 -100.00
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 17.86 13,161 235
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 31.93 12,084 20,358 68.47 385 650 68.83
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.13 10,345 10,524 1.73 52 54 3.85
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.25 929 957 3.01 844 918 8.77
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.54 662 728 9.97 641 700 9.20
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.79 4,378 4,378 0.00 239 253 5.86
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.99 5,452 5,379 -1.34 246 242 -1.63
2017‑09‑30 13F-HR AXP / American Express Co. 90.51 7,419 10,419 40.44 625 943 50.88
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.43 9,397 10,481 11.54 1,619 1,954 20.69
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.85 6,273 6,351 1.24 214 215 0.47
2017‑09‑30 13F-HR APVS / Applied Visual Sciences, Inc. 0.00 1,325,000 1,325,000 0.00 15 5 -66.67
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.34 6,024 6,018 -0.10 617 658 6.65
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 7,295 7,485 2.60 947 1,091 15.21
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 28.78 9,000 9,000 0.00 292 259 -11.30
2017‑09‑30 13F-HR CSLT / Castlight Health, Inc. 4.26 12,200 12,200 0.00 51 52 1.96
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.16 38,978 435
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.88 8,281 9,920 19.79 614 723 17.75
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.37 2,455 2,470 0.61 393 406 3.31
2017‑09‑30 13F-HR CSX / CSX Corp. 54.32 6,228 6,241 0.21 340 339 -0.29
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.68 2,450 2,451 0.04 202 210 3.96
2017‑09‑30 13F-HR EFSC / Enterprise Financial Services Corp. 42.29 4,800 203
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.71 9,321 9,521 2.15 336 359 6.85
2017‑09‑30 13F-HR F / Ford Motor Co. 11.98 73,240 78,744 7.52 820 943 15.00
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.06 10,582 10,467 -1.09 212 210 -0.94
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.62 13,350 13,350 0.00 74 75 1.35
2017‑09‑30 13F-HR HDP / Hortonworks, Inc. 16.95 17,850 14,750 -17.37 230 250 8.70
2017‑09‑30 13F-HR IEP / Icahn Enterprises L.P. 54.94 0 3,677 0 202
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.59 4,461 4,762 6.75 684 779 13.89
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.54 22,271 23,005 3.30 2,064 2,198 6.49
2017‑09‑30 13F-HR INPAP / International Paper Company 56.83 4,989 4,892 -1.94 282 278 -1.42
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. 24.89 12,296 306
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.97 11,048 11,073 0.23 918 952 3.70
2017‑09‑30 13F-HR INSG / Inseego Corp. 1.48 15,500 15,500 0.00 19 23 21.05
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.90 30,261 30,167 -0.31 5,264 5,397 2.53
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.25 5,041 5,016 -0.50 553 553 0.00
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.16 4,848 4,750 -2.02 518 509 -1.74
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 89.74 3,924 3,822 -2.60 303 343 13.20
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.48 45,205 48,388 7.04 3,116 3,604 15.66
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.56 852 245
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.86 16,105 16,584 2.97 950 860 -9.47
2017‑09‑30 13F-HR MON / Monsanto Co. 119.80 5,426 4,232 -22.01 642 507 -21.03
2017‑09‑30 13F-HR PAVMU / PAVmed Inc. 5.42 14,555 14,755 1.37 66 80 21.21
2017‑09‑30 13F-HR PMCB / PharmaCyte Biotech, Inc. 0.10 10,000 10,000 0.00 1 1 0.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.79 37,280 37,280 0.00 1,668 1,707 2.34
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 12,236 17,593 43.78 1,437 1,953 35.91
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 32,800 43,193 31.69 2,859 3,930 37.46
2017‑09‑30 13F-HR O / Realty Income Corp. 57.22 3,912 3,810 -2.61 216 218 0.93
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 92.43 4,354 4,057 -6.82 405 375 -7.41
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.65 9,940 7,900 -20.52 759 566 -25.43
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.59 3,899 3,900 0.03 227 209 -7.93
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 25.22 14,550 367
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.10 24,718 25,105 1.57 2,734 3,015 10.28
2017‑09‑30 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 63.97 3,455 3,455 0.00 213 221 3.76
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 8,074 8,280 2.55 330 361 9.39
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.62 11,064 11,283 1.98 574 605 5.40
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.12 6,304 6,292 -0.19 525 523 -0.38
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.12 4,114 3,969 -3.52 329 318 -3.34
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.89 1,608 278
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.33 1,743 208
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.88 11,181 11,126 -0.49 445 466 4.72
2017‑09‑30 13F-HR MDT / Medtronic plc 77.75 7,797 8,656 11.02 692 673 -2.75
2017‑09‑30 13F-HR NVS / Novartis AG 85.88 2,876 247
2017‑09‑30 13F-HR NVZMY / Novozymes A/S 51.33 7,500 385
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.42 8,769 714
2017‑09‑30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 3.33 87,000 290
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.19 2,985 3,285 10.05 590 835 41.53
2017‑09‑30 13F-HR BP / BP Plc 38.42 14,143 14,967 5.83 490 575 17.35
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 107.95 3,548 383
2017‑09‑30 13F-HR GLQ / Clough Global Equity Fund 13.29 14,369 191
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.53 5,426 8,462 55.95 211 326 54.50
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.22 20,413 1,413
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.78 12,131 12,021 -0.91 944 923 -2.22
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 18,850 20,850 10.61 173 195 12.72
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 24.01 13,285 319
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.27 18,223 333
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 144.07 1,888 272
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 120.41 2,068 249
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.81 1,116 252
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.91 4,227 4,227 0.00 299 342 14.38
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 36.00 6,111 220
2017‑09‑30 13F-HR INTC / Intel Corp. 38.07 23,865 24,400 2.24 805 929 15.40
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.23 21,287 20,249 -4.88 1,492 1,503 0.74
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.02 1,104 1,054 -4.53 342 351 2.63
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.79 12,584 13,820 9.82 521 619 18.81
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.97 24,174 24,324 0.62 1,387 1,483 6.92
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.91 7,472 216
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.83 4,466 4,466 0.00 227 227 0.00
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 138.43 1,452 201
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 5,403 5,403 0.00 494 516 4.45
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.62 6,135 6,197 1.01 525 481 -8.38
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.19 2,340 2,134 -8.80 521 440 -15.55
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.13 15,000 15,000 0.00 68 62 -8.82
2017‑09‑30 13F-HR NUVEEN HIGH INCOME DECEMBER 20 / (67075P103) 10.03 31,320 314
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.99 1,285 230
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.32 6,034 5,960 -1.23 303 288 -4.95
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 101.65 3,385 3,453 2.01 343 351 2.33
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.58 13,038 842
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.87 18,619 19,058 2.36 459 493 7.41
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 4,376 232
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.42 0 3,240 0 280
2017‑09‑30 13F-HR SPYG / SPDR S&P 500 Growth ETF 124.06 1,999 248
2017‑09‑30 13F-HR TGT / Target Corp. 59.01 4,847 286
2017‑09‑30 13F-HR TWLO / Twilio Inc. 29.89 13,500 9,000 -33.33 393 269 -31.55
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 41.67 6,000 250
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 80.97 4,677 4,298 -8.10 366 348 -4.92
2017‑09‑30 13F-HR VSR / Versar, Inc. 0.14 47,500 51,000 7.37 71 7 -90.14
2017‑09‑30 13F-HR NUVEEN MTG OPPORTUNITY TERM FD / (67074R100) 24.55 19,389 20,567 6.08 477 505 5.87
2017‑09‑30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A836) 1,000.00 567 567 0.00 567 567 0.00
2017‑09‑30 13F-HR PETROSHARE CORP COM / (71677L106) 1.67 13,200 13,200 0.00 23 22 -4.35
2017‑09‑30 13F-HR POWERSHARES ETF TRUST DWA TACT / (73937B498) 27.07 10,361 8,090 -21.92 261 219 -16.09
2017‑09‑30 13F-HR FIRST TRUST CLOUD COMPUTING ET / (33734X192) 41.89 15,714 16,187 3.01 621 678 9.18
2017‑09‑30 13F-HR GWG HLDGS INC SER 2 PFD 7 DTD / PFD (36192A778) 1,000.00 329 329 0.00 329 329 0.00
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 16.65 17,250 13,150 -23.77 276 219 -20.65
2017‑09‑30 13F-HR POWERSHARES S&P SMALLCAP LOW V / (73937B639) 45.93 81,600 80,637 -1.18 3,560 3,704 4.04
2017‑09‑30 13F-HR GWG HLDGS INC PFD 7 DTD / PFD (36192A844) 1,000.00 480 480 0.00 480 480 0.00
2017‑09‑30 13F-HR RIVERNORTH DOUBLELINE STRATEGC / (76882G107) 19.11 39,666 41,602 4.88 775 795 2.58
2017‑09‑30 13F-HR EXCHANGE LISTED FDS TR THE WEA / (30151E707) 18.06 19,650 19,714 0.33 333 356 6.91
2017‑09‑30 13F-HR UNITED RESOURCE HLDGS GROUP / (91137R105) 0.01 108,000 108,000 0.00 1 1 0.00
2017‑09‑30 13F-HR POWERSHARES S&P MIDCAP LOW VOL / (73937B647) 43.80 5,638 5,205 -7.68 244 228 -6.56
2017‑09‑30 13F-HR GREAT ELM CAPITAL CORP COMMON / (390320109) 10.42 10,559 10,559 0.00 112 110 -1.79
2017‑09‑30 13F-HR ALLEGIANCY LLC UNIT MEMBERSHIP / PFD (01748M106) 6.24 56,500 82,800 46.55 621 517 -16.75
2017‑09‑30 13F-HR BLDRS ASIA 50 ADR INDEX FUND / (09348R102) 32.57 13,274 12,160 -8.39 409 396 -3.18
2017‑09‑30 13F-HR ISHARES TRUST ISHARES U S CRED / (464288620) 112.16 3,914 3,914 0.00 437 439 0.46
2017‑09‑30 13F-HR FRANKLIN UNIVERSAL TRUST-SBI / (355145103) 7.26 16,950 16,950 0.00 121 123 1.65
2017‑09‑30 13F-HR FIRST TR SENIOR FLOATING RATE / (33733U108) 13.52 21,928 12,056 -45.02 292 163 -44.18
2017‑09‑30 13F-HR ISHARES TRUST ISHARES CORE S&P / (464287663) 52.32 14,655 16,188 10.46 747 847 13.39