InvestorMillennium Management Llc
ManagerIsrael Englander
Portfolio Value $ 72,451,648,000
Current Positions3,751
Opened Positions5
Closed Positions612


Latest Holdings, Performance, AUM (from 13F, 13D)

Millennium Management Llc has disclosed 3,751 total holdings in their latest SEC filings. Portfolio manager(s) are listed as Israel Englander. Most recent portfolio value is calculated to be $ 72,451,648,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Millennium Management Llc's top holdings are Yahoo! Inc. (NASDAQ:YHOO) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Micron Technology, Inc. (NASDAQ:MU) , Bank of America Corp. (NYSE:BAC) , and SPDR S&P 500 ETF Trust (NYSE:SPY) . Millennium Management Llc's new positions include Coach, Inc. (NYSE:COH) , CNX Resources Corporation (NYSE:CNX.WI) , Aptiv PLC (NYSE:APTV) , argenx SE ADS (NASDAQ:ARGX) , and II-VI Inc. (NASDAQ:IIVI) .

All Millennium Management Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.41 0 95,194 0 2,704
2017-12-31 13F-HR VNET / 21Vianet Group, Inc. 7.98 11,960 605,605 4,963.59 68 4,833 7,007.35
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. Put 15.85 105,300 1,669
2017-12-31 13F-HR ACMR / ACM Research, Inc. 5.24 12,396 65
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A Call 81.62 50,000 4,081
2017-12-31 13F-HR AGC / Advent Claymore Convertible Securities & Income Fund II 5.99 12,183 73
2017-12-31 13F-HR AET / Aetna, Inc. Put 180.39 0 352,000 0 63,497
2017-12-31 13F-HR ALG / Alamo Group, Inc. 112.91 0 4,074 0 460
2017-12-31 13F-HR TGD / Timmins Gold Corp. 3.62 0 10,759 0 39
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 10.06 22,356 225
2017-12-31 13F-HR ALPN / Alpine Immune Sciences Inc 11.22 18,272 205
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.84 3,588,392 2,717,243 -24.28 77,904 59,345 -23.82
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 1,163,262 789,005 -32.17 158,995 112,567 -29.20
2017-12-31 13F-HR AMPE / Ampio Pharmaceuticals, Inc. Put 4.07 106,100 432
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.46 438,092 4,582
2017-12-31 13F-HR APOLLO MEDICAL HLDGS INC / (03763A207) 24.02 28,938 695
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 457,388 38,800
2017-12-31 13F-HR AQ / Aquantia Corp. 11.32 20,314 230
2017-12-31 13F-HR ASNS / Arsanis, Inc. 12.75 23,446 299
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.40 1,154,563 954,464 -17.33 27,998 24,243 -13.41
2017-12-31 13F-HR ATRC / AtriCure, Inc. Call 18.25 20,000 365
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. Put 2.81 19,900 56
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. Call 5.68 225,000 1,278
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.41 50,232 1,226
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.93 179,474 5,013
2017-12-31 13F-HR BBX / BBX Capital Corporation 7.97 209,805 1,672
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.78 22,495 310
2017-12-31 13F-HR BXG / Bluegreen Vacations Corporation 18.26 797,889 14,569
2017-12-31 13F-HR CJES / C&J Energy Services Ltd. 33.47 2,134,304 93,297 -95.63 63,965 3,123 -95.12
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 20.11 11,937 240
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc Call 31.56 100,000 3,156
2017-12-31 13F-HR CARS / Cars.com Inc Call 28.84 145,000 4,182
2017-12-31 13F-HR CASA / Casa Systems, Inc. 17.75 50,865 903
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.66 150,988 4,478
2017-12-31 13F-HR CELC / Celcuity Inc. 18.93 12,200 231
2017-12-31 13F-HR CELH / Celsius Holdings, Inc. 5.25 86,874 456
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.13 957,718 963,344 0.59 9,596 8,795 -8.35
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Call 48.15 10,800 520
2017-12-31 13F-HR CHE / Chemed Corp. 243.02 33,937 24,290 -28.43 6,857 5,903 -13.91
2017-12-31 13F-HR CHF SOLUTIONS INC / (12542Q508) 3.47 10,954 38
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 78.76 33,176 2,613
2017-12-31 13F-HR CNK / Cinemark Holdings, Inc. Call 34.81 70,000 2,437
2017-12-31 13F-HR CISN / Cision Ltd. 11.87 121,268 1,439
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.84 63,608 499
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Put 14.63 450,000 6,584
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.26 21,922 488
2017-12-31 13F-HR CBU / Community Bank System, Inc. 53.75 0 269,021 0 14,460
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.51 84,713 3,347
2017-12-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 15.29 60,762 929
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 3.67 120,416 442
2017-12-31 13F-HR CURO / CURO Group Holdings Corp. 14.08 116,085 1,634
2017-12-31 13F-HR BAP / Credicorp Ltd. 207.48 0 6,367 0 1,321
2017-12-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 131.20 36,166 4,745
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 1.69 197,209 333
2017-12-31 13F-HR DPM / DCP Midstream Partners, LP Call 36.33 271,500 9,864
2017-12-31 13F-HR DXCM / DexCom, Inc. 57.39 0 406,041 0 23,303
2017-12-31 13F-HR DEST / Destination Maternity Corp. 2.97 0 17,511 0 52
2017-12-31 13F-HR YINN / Direxion Daily China 3X Bull Shares 34.04 9,840 335
2017-12-31 13F-HR DRYS / DryShips, Inc. 3.53 0 220,066 0 777
2017-12-31 13F-HR DLNG / Dynagas LNG Partners LP 10.87 0 18,309 0 199
2017-12-31 13F-HR ETN / Eaton Corporation Call 79.01 200,000 15,802
2017-12-31 13F-HR EIX / Edison International Call 63.23 30,000 1,897
2017-12-31 13F-HR ERJ / Embraer S.A. Call 23.92 63,700 1,524
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.74 419,525 2,408
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Put 34.56 312,500 10,800
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.71 506,047 11,998
2017-12-31 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.92 19,610 18
2017-12-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 78.27 0 8,982 0 703
2017-12-31 13F-HR FG / FGL Holdings 10.07 171,604 1,728
2017-12-31 13F-HR FCCO / First Community Corp. 22.64 10,823 245
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.81 17,542 330
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 16.18 14,894 241
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 71.92 27,210 1,957
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 31.93 12,685 405
2017-12-31 13F-HR FOUR SEASONS ED CAYMAN INC / ADR (35101A101) 9.00 116,556 1,049
2017-12-31 13F-HR FSBW / FS Bancorp, Inc. 54.58 24,168 1,319
2017-12-31 13F-HR FNKO / Funko, Inc. 6.65 68,169 453
2017-12-31 13F-HR GEN / Genesis Healthcare, Inc. 0.76 0 240,844 0 184
2017-12-31 13F-HR GD / General Dynamics Corp. 203.45 105,438 278,809 164.43 21,676 56,724 161.69
2017-12-31 13F-HR GEO / Geo Group, Inc. (The) 23.60 910,081 736,280 -19.10 24,481 17,376 -29.02
2017-12-31 13F-HR GKOS / Glaukos Corp. Call 25.67 30,000 770
2017-12-31 13F-HR ENT / Global Eagle Entertainment Inc. 2.27 0 14,552 0 33
2017-12-31 13F-HR GPRO / GoPro, Inc. 7.57 166,680 683,978 310.35 1,835 5,178 182.18
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.66 637,755 17,003
2017-12-31 13F-HR GPL / Great Panther Silver Ltd 1.29 1,154,936 48,193 -95.83 1,432 62 -95.67
2017-12-31 13F-HR GTYH / GTY Technology Holdings, Inc. 9.94 27,874 277
2017-12-31 13F-HR HBB / Hamilton Beach Brands Holding Co 25.68 41,776 1,073
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.87 2,939,613 5,221,871 77.64 135,310 255,193 88.60
2017-12-31 13F-HR HWKN / Hawkins, Inc. 35.21 40,701 1,433
2017-12-31 13F-HR HDS / Hd Supply Inc. Call 40.03 300,000 12,009
2017-12-31 13F-HR HELE / Helen of Troy Ltd. Put 96.40 5,000 482
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 6.31 156,768 989
2017-12-31 13F-HR HI / Hillenbrand, Inc. 44.70 674,327 897,718 33.13 26,198 40,128 53.17
2017-12-31 13F-HR HDP / Hortonworks, Inc. 20.11 1,376,477 1,064,981 -22.63 23,331 21,417 -8.20
2017-12-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 9.74 15,301 149
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 17.25 32,515 561
2017-12-31 13F-HR IFRX / InflaRx N.V. 20.95 50,742 1,063
2017-12-31 13F-HR TILE / Interface, Inc. 25.15 135,102 960,638 611.05 2,959 24,160 716.49
2017-12-31 13F-HR IPAR / Inter Parfums, Inc. 43.54 0 5,351 0 233
2017-12-31 13F-HR IP / International Paper Company 57.94 137,070 157,074 14.59 7,788 9,101 16.86
2017-12-31 13F-HR INVESCO HIGH INCOME 2023 TAR / (46135X108) 9.81 10,297 101
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. Call 97.87 7,500 734
2017-12-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 47.87 0 5,598 0 268
2017-12-31 13F-HR EZA / iShares MSCI South Africa ETF 69.95 0 20,200 0 1,413
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 23.17 0 133,892 0 3,102
2017-12-31 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 109.78 0 2,924 0 321
2017-12-31 13F-HR ACWI / iShares MSCI ACWI ETF 72.14 0 4,228 0 305
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.48 0 10,539 0 1,607
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 89.13 0 15,337 0 1,367
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 118.63 21,502 37,267 73.32 2,393 4,421 84.75
2017-12-31 13F-HR HEWJ / iShares Currency Hedged MSCI Japan ETF 33.34 277,072 9,238
2017-12-31 13F-HR JASN / Jason Industries, Inc. 2.37 0 53,175 0 126
2017-12-31 13F-HR JIANPU TECHNOLOGY INC / ADR (47738D101) 6.48 420,028 2,722
2017-12-31 13F-HR CBYL / Carbylan Therapeutics, Inc. 9.75 236,584 2,307
2017-12-31 13F-HR KAMN / Kaman Corp. 58.82 0 11,951 0 703
2017-12-31 13F-HR KCAP / KCAP Financial, Inc. 3.43 0 14,300 0 49
2017-12-31 13F-HR KBAL / Kimball International, Inc. 18.67 179,836 57,416 -68.07 3,555 1,072 -69.85
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.36 76,091 1,169
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 16.07 18,975 305
2017-12-31 13F-HR KRYS / Krystal Biotech, Inc. 10.53 25,268 266
2017-12-31 13F-HR LZB / La-Z-Boy, Inc. 31.20 303,453 76,851 -74.67 8,163 2,398 -70.62
2017-12-31 13F-HR KVHI / KVH Industries, Inc. 10.35 0 18,935 0 196
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 42.21 144,743 208,610 44.12 5,778 8,805 52.39
2017-12-31 13F-HR LEXINFINTECH HLDGS LTD / ADR (528877103) 13.90 56,249 782
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.82 119,425 22,353 -81.28 3,905 756 -80.64
2017-12-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 20.15 95,033 1,915
2017-12-31 13F-HR LIVN / LivaNova PLC Put 79.90 10,000 799
2017-12-31 13F-HR LIVN / LivaNova PLC Call 79.92 100,000 7,992
2017-12-31 13F-HR LPCN / Lipocine Inc. 3.44 193,269 133,828 -30.76 767 460 -40.03
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.04 378,021 8,710
2017-12-31 13F-HR LONGFIN CORP / COM CLASS A (54304F106) 56.30 77,423 4,359
2017-12-31 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 15.81 48,519 767
2017-12-31 13F-HR MTW / Manitowoc Co., Inc. (The) 39.34 1,463,911 326,658 -77.69 13,175 12,851 -2.46
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 4.10 29,728 122
2017-12-31 13F-HR MFC / Manulife Financial Corp. 20.86 287,254 102,479 -64.32 5,828 2,138 -63.32
2017-12-31 13F-HR MCHX / Marchex, Inc. 3.23 397,019 269,792 -32.05 1,227 871 -29.01
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. 8.16 867,927 915,620 5.50 5,095 7,471 46.63
2017-12-31 13F-HR MASI / Masimo Corp. Call 84.80 5,000 10,000 100.00 433 848 95.84
2017-12-31 13F-HR MATX / Matson, Inc. 29.84 815,537 704,383 -13.63 22,982 21,019 -8.54
2017-12-31 13F-HR MDR / McDermott International, Inc. Call 6.58 200,000 1,316
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.58 3,997,955 7,223,444 80.68 29,065 47,530 63.53
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.82 2,471,366 6,969
2017-12-31 13F-HR MDSO / Medidata Solutions, Inc. 63.37 0 38,932 0 2,467
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.80 278,915 4,407
2017-12-31 13F-HR MET / MetLife, Inc. 50.56 166,322 263,934 58.69 8,640 13,345 54.46
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.79 121,752 583
2017-12-31 13F-HR MOFG / MidWestOne Financial Group, Inc. 33.52 68,396 73,948 8.12 2,309 2,479 7.36
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.23 1,564,969 1,287,475 -17.73 13,130 10,596 -19.30
2017-12-31 13F-HR MOD / Modine Manufacturing Co. 20.20 588,348 1,067,335 81.41 11,326 21,560 90.36
2017-12-31 13F-HR THLD / Threshold Pharmaceuticals, Inc. 10.02 72,059 722
2017-12-31 13F-HR MDB / MongoDB Inc 29.68 390,142 11,579
2017-12-31 13F-HR TYPE / Monotype Imaging Holdings, Inc. 24.11 0 42,559 0 1,026
2017-12-31 13F-HR MNRO / Monro Muffler Brake, Inc. 56.99 0 8,106 0 462
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.50 2,031,946 37,591
2017-12-31 13F-HR NAOV / NanoVibronix, Inc. 4.68 19,451 91
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.60 50,586 2,054
2017-12-31 13F-HR NAV / Navistar International Corp. 42.88 298,372 986,631 230.67 13,149 42,307 221.75
2017-12-31 13F-HR NTES / NetEase, Inc. Call 345.05 20,000 6,901
2017-12-31 13F-HR NEWMARK GROUP INC / CL A (65158N102) 15.90 194,771 3,097
2017-12-31 13F-HR NEXA RES S A / (L67359106) 19.61 1,421,088 27,868
2017-12-31 13F-HR NKE / Nike, Inc. Put 62.55 0 270,000 0 16,889
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 17.10 81,842 18,301 -77.64 1,420 313 -77.96
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.25 1,172,643 406,647 -65.32 63,381 21,654 -65.84
2017-12-31 13F-HR NUCANA PLC / SPONSORED ADR (67022C106) 10.11 31,053 314
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 81,390 1,165
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 13.00 14,538 189
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.83 16,252 306
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.09 1,775,408 1,523,273 -14.20 200,781 178,360 -11.17
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 780,171 3,815
2017-12-31 13F-HR ODT / Odonate Therapeutics, Inc. 25.00 91,093 2,277
2017-12-31 13F-HR OIS / Oil States International, Inc. 28.33 0 13,484 0 382
2017-12-31 13F-HR ORI / Old Republic International Corp. Call 21.38 12,300 263
2017-12-31 13F-HR ASGN / On Assignment, Inc. 64.27 0 87,714 0 5,637
2017-12-31 13F-HR OPTN / OptiNose, Inc. 18.94 10,033 190
2017-12-31 13F-HR PHX / Panhandle Oil and Gas, Inc. 20.52 11,307 232
2017-12-31 13F-HR PE / Parsley Energy, Inc. 29.44 4,348,813 4,900,711 12.69 114,548 144,277 25.95
2017-12-31 13F-HR PAYC / Paycom Software, Inc. 80.32 0 8,653 0 695
2017-12-31 13F-HR PDL CMNTY BANCORP / (69290X101) 15.17 17,735 269
2017-12-31 13F-HR PEN / Penumbra, Inc. Put 94.20 5,000 471
2017-12-31 13F-HR PEN / Penumbra, Inc. 94.10 0 22,220 0 2,091
2017-12-31 13F-HR PRGO / Perrigo Company plc 87.16 1,197,515 1,478,782 23.49 101,370 128,891 27.15
2017-12-31 13F-HR PFE / Pfizer, Inc. Call 36.22 0 200,000 0 7,244
2017-12-31 13F-HR PGTI / PGT, Inc. 16.85 32,353 51,856 60.28 484 874 80.58
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 13.04 10,049 131
2017-12-31 13F-HR PHTCF / Philippine Long Distance Telephone Co. 30.10 31,500 948
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. Call 20.66 0 50,000 0 1,033
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.93 58,169 19,808 -65.95 1,110 375 -66.22
2017-12-31 13F-HR PXI / PowerShares Exchange-Trade Fund Trust 39.49 38,797 21,447 -44.72 1,385 847 -38.84
2017-12-31 13F-HR PPDF / PPDAI Group Inc. 7.12 19,950 142
2017-12-31 13F-HR PLPC / Preformed Line Products Co. 71.05 31,232 2,219
2017-12-31 13F-HR PINC / Premier, Inc. Call 29.20 10,000 292
2017-12-31 13F-HR PSB.PRV / PS Business Parks, Inc. 125.08 0 27,934 0 3,494
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 64.02 0 100,000 0 6,402
2017-12-31 13F-HR QTRX / Quanterix Corporation 21.47 512,985 11,014
2017-12-31 13F-HR QD / Qudian Inc. 12.55 81,705 1,025
2017-12-31 13F-HR METC / Ramaco Resources, Inc. 6.92 11,415 79
2017-12-31 13F-HR RBB / RBB Bancorp 27.38 53,037 1,452
2017-12-31 13F-HR RMAX / RE/MAX Holdings, Inc. 48.50 0 305,383 0 14,811
2017-12-31 13F-HR RRR / Red Rock Resorts, Inc. 33.74 0 1,048,319 0 35,370
2017-12-31 13F-HR REMARK HLDGS INC / (75955K102) 9.74 81,557 794
2017-12-31 13F-HR HAIR / Restoration Robotics, Inc. 4.60 43,672 201
2017-12-31 13F-HR RVNC / Revance Therapeutics, Inc. Call 35.75 100,000 3,575
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.73 177,929 1,375
2017-12-31 13F-HR RIMINI STR INC DEL / (76674Q107) 7.91 61,417 486
2017-12-31 13F-HR REDU / RISE Education Cayman Ltd 14.79 143,745 2,126
2017-12-31 13F-HR ROSE / Rosehill Resources Inc. 7.90 11,525 91
2017-12-31 13F-HR RMT / Royce Micro-Cap Trust, Inc. 9.44 20,030 189
2017-12-31 13F-HR RMBL / RumbleOn, Inc. 5.22 11,503 60
2017-12-31 13F-HR SFE / Safeguard Scientifics, Inc. 11.22 0 30,048 0 337
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.05 11,492 127
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 16.40 942,097 276,791 -70.62 14,131 4,539 -67.88
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.38 102,808 93,002 -9.54 4,497 4,778 6.25
2017-12-31 13F-HR SAIC / Science Applications International Corp. 76.57 0 58,759 0 4,499
2017-12-31 13F-HR SCPH / scPharmaceuticals Inc. 12.10 38,182 462
2017-12-31 13F-HR SEA LTD / ADR (81141R100) 13.33 1,024,546 13,657
2017-12-31 13F-HR STX / Seagate Technology PLC 41.84 0 83,662 0 3,500
2017-12-31 13F-HR SECOO HLDG LTD / ADR (81367P101) 9.66 147,752 1,427
2017-12-31 13F-HR WTTR / Select Energy Services, Inc. 18.24 220,516 4,022
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 75.67 200,000 15,134
2017-12-31 13F-HR SGZA / Selective Insurance Group, Inc. 58.70 331,524 488,075 47.22 17,853 28,650 60.48
2017-12-31 13F-HR SELB / Selecta Biosciences, Inc. 9.81 63,114 285,266 351.99 1,152 2,798 142.88
2017-12-31 13F-HR SHEN / Shenandoah Telecommunications Co. 33.77 0 13,590 0 459
2017-12-31 13F-HR SCI / Service Corp. International 37.32 219,974 91,308 -58.49 7,589 3,408 -55.09
2017-12-31 13F-HR SIFY / Sify Technologies Ltd. 1.80 46,142 83
2017-12-31 13F-HR SBOW / SilverBow Resources, Inc. 29.72 29,978 891
2017-12-31 13F-HR SITO / SITO Mobile, Ltd. 6.72 121,775 818
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.28 514,958 144,710 -71.90 30,604 8,868 -71.02
2017-12-31 13F-HR SOGO / Sogou Inc. 11.57 139,163 1,610
2017-12-31 13F-HR SJI / South Jersey Industries, Inc. 31.23 433,504 309,850 -28.52 14,969 9,677 -35.35
2017-12-31 13F-HR SMBC / Southern Missouri Bancorp, Inc. 37.60 0 6,543 0 246
2017-12-31 13F-HR SPAR / Spartan Motors, Inc. 15.75 518,143 398,333 -23.12 5,725 6,274 9.59
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.97 8,929 48,434 442.43 437 2,372 442.79
2017-12-31 13F-HR SPTN / SpartanNash Company 26.71 81,423 11,419 -85.98 2,147 305 -85.79
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 985,684 375,518 -61.90 36,786 13,789 -62.52
2017-12-31 13F-HR SRC / Spirit Realty Capital, Inc. 8.58 4,291,675 4,237,814 -1.26 36,780 36,360 -1.14
2017-12-31 13F-HR S / Sprint Corporation 5.89 4,793,245 3,458,671 -27.84 37,291 20,372 -45.37
2017-12-31 13F-HR STMP / Stamps.com, Inc. 187.99 2,103 4,798 128.15 426 902 111.74
2017-12-31 13F-HR GASS / StealthGas, Inc. 4.33 0 12,017 0 52
2017-12-31 13F-HR STML / Stemline Therapeutics, Inc. 15.60 33,340 290,005 769.84 370 4,524 1,122.70
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. 55.82 74,816 15,156 -79.74 3,868 846 -78.13
2017-12-31 13F-HR SBBP / Strongbridge Biopharma plc 7.25 27,343 17,785 -34.96 189 129 -31.75
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 17.95 779,071 354,276 -54.53 9,193 6,359 -30.83
2017-12-31 13F-HR SGC / Superior Uniform Group, Inc. 26.69 0 10,491 0 280
2017-12-31 13F-HR SBBX / Sussex Bancorp, Inc. 26.85 18,212 489
2017-12-31 13F-HR SWCH / Switch Inc 18.18 35,088 638
2017-12-31 13F-HR SYF / Synchrony Financial 38.61 1,409,960 352,364 -75.01 43,779 13,605 -68.92
2017-12-31 13F-HR SNPS / Synopsys, Inc. 85.24 704,695 883,509 25.37 56,749 75,310 32.71
2017-12-31 13F-HR TLND / Talend S.A. 37.48 183,073 276,510 51.04 7,495 10,364 38.28
2017-12-31 13F-HR TANH / Tantech Holdings Ltd. 2.57 29,618 76
2017-12-31 13F-HR COH / Coach, Inc. 44.23 3,274,626 144,837
2017-12-31 13F-HR TCO / Taubman Centers, Inc. 65.43 0 133,935 0 8,763
2017-12-31 13F-HR TKPPY / TechnipFMC Call 31.31 449,800 14,083
2017-12-31 13F-HR TRC / Tejon Ranch Co. 20.75 39,659 823
2017-12-31 13F-HR TDY / Teledyne Technologies Inc. 181.15 169,361 112,903 -33.34 26,959 20,452 -24.14
2017-12-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21.49 22,380 481
2017-12-31 13F-HR TDC / Teradata Corp. 38.46 0 196,788 0 7,568
2017-12-31 13F-HR TTD / Trade Desk, Inc. 45.74 0 16,899 0 773
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 2.39 41,406 99
2017-12-31 13F-HR TIME / Time Inc. 18.45 114,647 49,526 -56.80 1,548 914 -40.96
2017-12-31 13F-HR TTP / Tortoise Pipeline & Energy Fund, Inc. 18.81 17,968 338
2017-12-31 13F-HR TSCO / Tractor Supply Co. Put 74.75 100,000 7,475
2017-12-31 13F-HR TRU / TransUnion 54.96 0 373,220 0 20,512
2017-12-31 13F-HR TNET / TriNet Group, Inc. 44.34 560,356 747,231 33.35 18,839 33,132 75.87
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 648,289 990,503 52.79 10,236 11,094 8.38
2017-12-31 13F-HR TNP / Tsakos Energy Navigation Ltd. 3.91 0 119,115 0 466
2017-12-31 13F-HR UBS / UBS Group AG 18.39 1,640,335 74,659 -95.45 28,132 1,373 -95.12
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. 49.24 614,455 10,438 -98.30 25,555 514 -97.99
2017-12-31 13F-HR USO / United States Oil Fund, LP Put 12.01 0 222,000 0 2,666
2017-12-31 13F-HR ULH / Universal Logistics Holdings, Inc. 23.76 0 66,216 0 1,573
2017-12-31 13F-HR URGN / Urogen Pharma Ltd. 37.18 11,485 427
2017-12-31 13F-HR VHI / Valhi, Inc. 6.17 391,413 406,353 3.82 951 2,507 163.62
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.60 1,920 245
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 74.25 0 13,994 0 1,039
2017-12-31 13F-HR VTWO / Vanguard Russell 2000 ETF 122.29 2,813 344
2017-12-31 13F-HR VOX / Vanguard Telecommunications Services ETF 91.15 7,965 726
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.73 0 7,734 0 1,274
2017-12-31 13F-HR VBI VACCINES INC / (91822J103) 4.27 245,603 1,049
2017-12-31 13F-HR VECO / Veeco Instruments, Inc. 14.88 0 10,346 0 154
2017-12-31 13F-HR VVC / Vectren Corp. 65.02 1,115,130 676,662 -39.32 73,342 43,997 -40.01
2017-12-31 13F-HR VERI / Veritone, Inc. 23.20 18,795 21,944 16.75 854 509 -40.40
2017-12-31 13F-HR VKTX / Viking Therapeutics, Inc. 4.06 702,972 2,854
2017-12-31 13F-HR VCRA / Vocera Communications, Inc. Put 30.24 25,000 756
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.74 32,950 255
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.85 20,480 345
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 74,129 376
2017-12-31 13F-HR VYGR / Voyager Therapeutics, Inc 16.60 275,873 4,579
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 25.15 1,068,599 26,875
2017-12-31 13F-HR WFT / Weatherford International plc Call 4.17 0 185,000 0 771
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 226,611 2,316
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.55 185,502 2,885
2017-12-31 13F-HR WRK / Westrock Company 63.24 2,338,510 8,112 -99.65 132,664 513 -99.61
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.48 1,470,952 38,951
2017-12-31 13F-HR XCRA / Xcerra Corp 9.80 0 30,402 0 298
2017-12-31 13F-HR YOUNGEVITY INTL INC / (987537206) 4.13 20,573 85
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.61 62,475 228,144 265.18 4,599 18,619 304.85
2017-12-31 13F-HR CUB / Cubic Corp. 58.95 0 191,929 0 11,314
2017-12-31 13F-HR Y / Alleghany Corp. 596.09 1,790 38,350 2,042.46 992 22,860 2,204.44
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.15 0 36,481 0 1,720
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.95 316,247 246,734 -21.98 37,061 36,504 -1.50
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.72 1,037,243 6,860,781 561.44 9,117 80,408 781.96
2017-12-31 13F-HR MYOK / MyoKardia, Inc. 42.10 0 490,750 0 20,661
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 54.88 0 12,937 0 710
2017-12-31 13F-HR PSA / Public Storage 208.98 0 22,830 0 4,771
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 234,968 203,296 -13.48 26,182 24,379 -6.89
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. 37.84 3,114,687 1,451,375 -53.40 78,147 54,920 -29.72
2017-12-31 13F-HR HSY / Hershey Company (The) Call 113.52 12,000 50,000 316.67 1,310 5,676 333.28
2017-12-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.72 0 8,507 0 440
2017-12-31 13F-HR GNRT / Gener8 Maritime Inc. 6.61 0 26,917 0 178
2017-12-31 13F-HR BSAC / Banco Santander - Chile 31.27 0 113,628 0 3,553
2017-12-31 13F-HR RLH / Red Lion Hotels Corp. 9.84 35,666 38,106 6.84 309 375 21.36
2017-12-31 13F-HR EDR / Education Realty Trust, Inc. 34.92 159,885 233,579 46.09 5,745 8,157 41.98
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. Call 92.94 0 100,000 0 9,294
2017-12-31 13F-HR AKRX / Akorn, Inc. 32.22 0 34,080 0 1,098
2017-12-31 13F-HR SQ / Square, Inc. 34.67 0 503,528 0 17,457
2017-12-31 13F-HR WTS / Watts Water Technologies, Inc. 75.95 460,354 254,138 -44.80 31,856 19,302 -39.41
2017-12-31 13F-HR TS / Tenaris S.A. 31.86 1,582,081 1,764,762 11.55 44,789 56,225 25.53
2017-12-31 13F-HR INGR / Ingredion, Inc. 139.80 120,386 23,462 -80.51 14,523 3,280 -77.42
2017-12-31 13F-HR STO / Statoil ASA 21.42 995,017 1,320,710 32.73 19,990 28,290 41.52
2017-12-31 13F-HR OMAM / OM Asset Management Plc 16.75 2,067,485 1,841,796 -10.92 30,847 30,850 0.01
2017-12-31 13F-HR TRGP / Targa Resources Corp. Call 48.42 0 256,600 0 12,425
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 91.47 0 121,000 0 11,068
2017-12-31 13F-HR HCI / HCI Group, Inc. 29.90 189,344 218,861 15.59 7,242 6,544 -9.64
2017-12-31 13F-HR CAMT / Camtek Ltd. 5.72 57,300 35,640 -37.80 293 204 -30.38
2017-12-31 13F-HR GVA / Granite Construction, Inc. 63.43 10,410 500,025 4,703.31 603 31,717 5,159.87
2017-12-31 13F-HR CTSO / Cytosorbents Corp 6.50 41,217 163,977 297.84 256 1,066 316.41
2017-12-31 13F-HR AUTO / AutoWeb, Inc. 9.01 0 53,921 0 486
2017-12-31 13F-HR UNT / Unit Corp. 22.00 30,223 36,403 20.45 622 801 28.78
2017-12-31 13F-HR WWD / Woodward, Inc 76.54 20,252 607,709 2,900.74 1,572 46,514 2,858.91
2017-12-31 13F-HR TIME / Time Inc. Call 18.45 387,900 157,700 -59.35 5,237 2,910 -44.43
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 8.80 641,524 1,271,829 98.25 4,779 11,192 134.19
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.03 7,366 18,143 146.31 386 944 144.56
2017-12-31 13F-HR SRCE / 1st Source Corp. 49.45 46,672 204,204 337.53 2,371 10,098 325.90
2017-12-31 13F-HR ACOR / Acorda Therapeutics, Inc. 21.45 0 198,804 0 4,264
2017-12-31 13F-HR WR / Westar Energy, Inc. 52.80 754,678 863,569 14.43 37,432 45,596 21.81
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. 18.58 687,711 32,672 -95.25 9,972 607 -93.91
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.67 688,231 728,583 5.86 13,070 16,517 26.37
2017-12-31 13F-HR TECD / Tech Data Corp. 97.97 306,014 122,998 -59.81 27,189 12,050 -55.68
2017-12-31 13F-HR NWLI / National Western Life Group, Inc. 331.08 0 3,108 0 1,029
2017-12-31 13F-HR PCOM / Points International Ltd. 10.28 0 28,902 0 297
2017-12-31 13F-HR CHW / Calamos Global Dynamic Income Fund 9.05 0 14,037 0 127
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.92 27,812 15,026 -45.97 152 89 -41.45
2017-12-31 13F-HR CVS / CVS Health Corporation Call 72.52 0 25,000 0 1,813
2017-12-31 13F-HR SYNA / Synaptics, Inc. 39.94 1,218,842 166,784 -86.32 47,754 6,661 -86.05
2017-12-31 13F-HR KHC / Kraft Heinz Company Call 77.76 190,000 85,000 -55.26 14,735 6,610 -55.14
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.76 15,768 21,065 33.59 2,318 3,260 40.64
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.60 152,690 2,531 -98.34 27,296 490 -98.20
2017-12-31 13F-HR GLOP / GasLog Partners LP 24.76 54,249 15,345 -71.71 1,261 380 -69.87
2017-12-31 13F-HR MANH / Manhattan Associates, Inc. 49.53 206,928 7,591 -96.33 8,602 376 -95.63
2017-12-31 13F-HR CLR / Continental Resources, Inc. Put 52.97 0 100,000 0 5,297
2017-12-31 13F-HR THRM / Gentherm Inc. 31.75 383,149 415,081 8.33 14,234 13,179 -7.41
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.86 156,490 81,523 -47.91 15,389 9,364 -39.15
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.57 3,127,458 1,892,576 -39.49 219,673 139,237 -36.62
2017-12-31 13F-HR MITT / AG Mortgage Investment Trust, Inc. 19.00 23,147 10,370 -55.20 445 197 -55.73
2017-12-31 13F-HR UEIC / Universal Electronics Inc. 47.24 0 6,859 0 324
2017-12-31 13F-HR PRTY / Party City Holdco Inc. 13.95 40,099 226,618 465.15 543 3,161 482.14
2017-12-31 13F-HR NTGR / NETGEAR, Inc. 58.76 163,483 37,035 -77.35 7,782 2,176 -72.04
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 128,637 722,331 461.53 10,052 71,330 609.61
2017-12-31 13F-HR SBSI / Southside Bancshares, Inc. 33.68 0 39,579 0 1,333
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 68.10 418,870 338,739 -19.13 27,562 23,068 -16.31
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 43.33 1,677,720 1,337,419 -20.28 74,675 57,950 -22.40
2017-12-31 13F-HR CLGX / CoreLogic, Inc. 46.21 189,179 22,960 -87.86 8,744 1,061 -87.87
2017-12-31 13F-HR TCMD / Tactile Systems Technology, Inc 28.98 417,517 601,025 43.95 12,922 17,418 34.79
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.28 0 6,831 0 1,614
2017-12-31 13F-HR MSCC / Microsemi Corp. 51.65 1,485,413 926,375 -37.64 76,469 47,847 -37.43
2017-12-31 13F-HR AYR / Aircastle Ltd. 23.39 431,654 73,166 -83.05 9,622 1,711 -82.22
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.53 803,914 1,032,454 28.43 21,207 35,651 68.11
2017-12-31 13F-HR HLNE / Hamilton Lane INC 35.39 335,053 113,527 -66.12 8,996 4,018 -55.34
2017-12-31 13F-HR JHG / Janus Henderson Group plc 38.26 7,701 898,785 11,571.02 268 34,388 12,731.34
2017-12-31 13F-HR CTRE / CareTrust REIT, Inc. 16.76 173,678 1,071,257 516.81 3,307 17,954 442.91
2017-12-31 13F-HR LPLA / LPL Financial Holdings Inc. 57.14 325,404 38,185 -88.27 16,781 2,182 -87.00
2017-12-31 13F-HR VEDL / Vedanta Limited 20.82 0 20,128 0 419
2017-12-31 13F-HR FIBK / First Interstate BancSystem, Inc. 40.05 755,289 670,028 -11.29 28,890 26,835 -7.11
2017-12-31 13F-HR QSII / Quality Systems, Inc. 13.55 0 11,805 0 160
2017-12-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.13 39,719 145,064 265.23 1,485 5,531 272.46
2017-12-31 13F-HR XCO / EXCO Resources, Inc. 57,575 0 -100.00 77 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Call 100,000 0 -100.00 3,374 0 -100.00
2017-12-31 13F-HR THW / Tekla World Healthcare Fund 11,661 0 -100.00 170 0 -100.00
2017-12-31 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 16,719 0 -100.00 208 0 -100.00
2017-12-31 13F-HR UTX / United Technologies Corp. 65,112 0 -100.00 7,558 0 -100.00
2017-12-31 13F-HR UTX / United Technologies Corp. Call 30,000 0 -100.00 3,482 0 -100.00
2017-12-31 13F-HR JRVR / James River Group Holdings, Ltd. 12,709 0 -100.00 527 0 -100.00
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. Put 1,000 0 -100.00 1,046 0 -100.00
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Put 9,300 0 -100.00 1,052 0 -100.00
2017-12-31 13F-HR HY / Hyster-Yale Materials Handling, Inc. 5,812 0 -100.00 444 0 -100.00
2017-12-31 13F-HR ITCI / Intra-Cellular Therapies Inc. Put 150,000 0 -100.00 2,367 0 -100.00
2017-12-31 13F-HR CELG / Celgene Corp. Call 100,000 0 -100.00 14,582 0 -100.00
2017-12-31 13F-HR CCRC / China Customer Relations Centers, Inc. 34,310 0 -100.00 577 0 -100.00
2017-12-31 13F-HR ENDP / Endo International plc Call 50,000 0 -100.00 534 0 -100.00
2017-12-31 13F-HR SRAQ / Silver Run Acquisition Corporation 309,111 0 -100.00 3,147 0 -100.00
2017-12-31 13F-HR ITI / Iteris, Inc. 17,764 0 -100.00 118 0 -100.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. Put 6,000 0 -100.00 895 0 -100.00
2017-12-31 13F-HR ENVA / Enova International Inc 174,406 0 -100.00 2,346 0 -100.00
2017-12-31 13F-HR LOV / Spark Networks, Inc. 16,166 0 -100.00 20 0 -100.00
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. Put 110,000 0 -100.00 12,024 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 966,161 0 -100.00 38,917 0 -100.00
2017-12-31 13F-HR CATB / Catabasis Pharmaceuticals, Inc 16,294 0 -100.00 35 0 -100.00
2017-12-31 13F-HR PHK / PIMCO High Income Fund 23,074 0 -100.00 192 0 -100.00
2017-12-31 13F-HR DB / Deutsche Bank AG 334,525 0 -100.00 5,781 0 -100.00
2017-12-31 13F-HR TXMD / TherapeuticsMD, Inc. 134,608 0 -100.00 712 0 -100.00
2017-12-31 13F-HR CETX / Cemtrex, Inc. 13,923 0 -100.00 42 0 -100.00
2017-12-31 13F-HR BF.A / Brown-Forman Corp. 4,205 0 -100.00 234 0 -100.00
2017-12-31 13F-HR ING / ING Groep N.V. 45,871 0 -100.00 845 0 -100.00
2017-12-31 13F-HR SAFE / Safety, Income & Growth Inc. 396,239 0 -100.00 7,386 0 -100.00
2017-12-31 13F-HR ONCE / Spark Therapeutics, Inc. 242,952 0 -100.00 21,662 0 -100.00
2017-12-31 13F-HR ONCE / Spark Therapeutics, Inc. Put 75,000 0 -100.00 6,687 0 -100.00
2017-12-31 13F-HR GMLP / Golar LNG Partners LP 25,314 0 -100.00 588 0 -100.00
2017-12-31 13F-HR SCM / Stellus Capital Investment Corporation 91,668 0 -100.00 1,251 0 -100.00
2017-12-31 13F-HR RCKY / Rocky Brands, Inc. 12,586 0 -100.00 169 0 -100.00
2017-12-31 13F-HR MS / Morgan Stanley Put 200,000 0 -100.00 9,634 0 -100.00
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 475,000 0 -100.00 32,219 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 100,000 0 -100.00 17,271 0 -100.00
2017-12-31 13F-HR FPO / First Potomac Realty Trust 88,048 0 -100.00 981 0 -100.00
2017-12-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 21,802 0 -100.00 2,946 0 -100.00
2017-12-31 13F-HR FWP / Forward Pharma A/S 28,392 0 -100.00 172 0 -100.00
2017-12-31 13F-HR SNDR / Schneider National, Inc. 13,426 0 -100.00 340 0 -100.00
2017-12-31 13F-HR DST / DST Systems, Inc. 123,852 0 -100.00 6,797 0 -100.00
2017-12-31 13F-HR MIME / Mimecast Limited 74,784 0 -100.00 2,125 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 2,616,270 0 -100.00 56,250 0 -100.00
2017-12-31 13F-HR PN / Patriot National, Inc. 109,556 0 -100.00 148 0 -100.00
2017-12-31 13F-HR FSTR / Foster (L.B.) Co. 23,977 0 -100.00 545 0 -100.00
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. Call 25,000 0 -100.00 665 0 -100.00
2017-12-31 13F-HR WVE / WAVE Life Sciences Ltd. 44,241 0 -100.00 962 0 -100.00
2017-12-31 13F-HR ITB / iShares U.S. Home Construction ETF Put 130,000 0 -100.00 4,750 0 -100.00
2017-12-31 13F-HR MO / Altria Group, Inc. Call 225,000 0 -100.00 14,270 0 -100.00
2017-12-31 13F-HR HEAR / Turtle Beach Corporation 22,624 0 -100.00 19 0 -100.00
2017-12-31 13F-HR TRXC / TransEnterix, Inc. Call 329,100 0 -100.00 471 0 -100.00
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. Call 22,000 0 -100.00 915 0 -100.00
2017-12-31 13F-HR EVOL / Evolving Systems, Inc. 102,252 0 -100.00 496 0 -100.00
2017-12-31 13F-HR CYTR / CytRx Corp. 1,433,574 0 -100.00 588 0 -100.00
2017-12-31 13F-HR CARB / Carbonite, Inc. 10,001 0 -100.00 220 0 -100.00
2017-12-31 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 5,088 0 -100.00 545 0 -100.00
2017-12-31 13F-HR FFIN / First Financial Bankshares, Inc. 14,168 0 -100.00 640 0 -100.00
2017-12-31 13F-HR RPM / RPM International, Inc. Put 20,000 0 -100.00 1,027 0 -100.00
2017-12-31 13F-HR ALB / Albemarle Corp. Call 100,000 0 -100.00 13,631 0 -100.00
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 100,000 0 -100.00 8,876 0 -100.00
2017-12-31 13F-HR HNI / HNI Corp. 5,347 0 -100.00 222 0 -100.00
2017-12-31 13F-HR MFIN / Medallion Financial Corp. 41,244 0 -100.00 89 0 -100.00
2017-12-31 13F-HR MLNT / Melinta Therapeutics, Inc. 173,595 0 -100.00 564 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 2,392,714 0 -100.00 28,593 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. Put 94,200 0 -100.00 1,126 0 -100.00
2017-12-31 13F-HR TAT / TransAtlantic Petroleum Ltd. 13,137 0 -100.00 11 0 -100.00
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR 1,243,042 0 -100.00 5,544 0 -100.00
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 7,681 0 -100.00 869 0 -100.00
2017-12-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 29,484 0 -100.00 275 0 -100.00
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. 250,839 0 -100.00 1,906 0 -100.00
2017-12-31 13F-HR NLNK / NewLink Genetics Corp Call 200,000 0 -100.00 2,036 0 -100.00
2017-12-31 13F-HR PEIX / Pacific Ethanol, Inc. 19,796 0 -100.00 110 0 -100.00
2017-12-31 13F-HR ASHR / DBX ETF Trust 93,791 0 -100.00 2,738 0 -100.00
2017-12-31 13F-HR EQT / EQT Corp. Call 531,000 0 -100.00 34,642 0 -100.00
2017-12-31 13F-HR GALE / Galena Biopharma, Inc. 68,237 0 -100.00 24 0 -100.00
2017-12-31 13F-HR SNGX / Soligenix, Inc. 15,119 0 -100.00 34 0 -100.00
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 35,542 0 -100.00 3,482 0 -100.00
2017-12-31 13F-HR PLYA / Playa Hotels & Resorts NV 147,700 0 -100.00 1,541 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 107,393 0 -100.00 3,556 0 -100.00
2017-12-31 13F-HR WRLD / World Acceptance Corp. 3,384 0 -100.00 280 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 34,394 0 -100.00 6,184 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. Call 100,000 0 -100.00 17,981 0 -100.00
2017-12-31 13F-HR HVBC / HV Bancorp, Inc. 12,861 0 -100.00 192 0 -100.00
2017-12-31 13F-HR CMO / Capstead Mortgage Corp. 213,942 0 -100.00 2,065 0 -100.00
2017-12-31 13F-HR FTNT / Fortinet, Inc. Put 100,000 0 -100.00 3,584 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 204,727 0 -100.00 65,615 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 251,042 0 -100.00 24,703 0 -100.00
2017-12-31 13F-HR GWRE / Guidewire Software, Inc. 135,899 0 -100.00 10,581 0 -100.00
2017-12-31 13F-HR NEFF / Neff Corp. 8,299 0 -100.00 207 0 -100.00
2017-12-31 13F-HR W / Wayfair, Inc. 61,469 0 -100.00 4,143 0 -100.00
2017-12-31 13F-HR PZE / Petrobras Argentina S.A. 16,413 0 -100.00 207 0 -100.00
2017-12-31 13F-HR OFS / OFS Capital Corp 140,036 0 -100.00 1,844 0 -100.00
2017-12-31 13F-HR BC / Brunswick Corp. Call 100,000 0 -100.00 5,597 0 -100.00
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. Call 50,000 0 -100.00 1,974 0 -100.00
2017-12-31 13F-HR VVUS / VIVUS, Inc. 43,444 0 -100.00 43 0 -100.00
2017-12-31 13F-HR SPLK / Splunk Inc. Call 200,000 0 -100.00 13,286 0 -100.00
2017-12-31 13F-HR SPLK / Splunk Inc. Put 150,000 0 -100.00 9,965 0 -100.00
2017-12-31 13F-HR ANGO / AngioDynamics, Inc. 524,861 0 -100.00 8,970 0 -100.00
2017-12-31 13F-HR IPHI / Inphi Corp. 1,168,426 0 -100.00 46,375 0 -100.00
2017-12-31 13F-HR UUP / PowerShares DB US Dollar Index Trust 39,227 0 -100.00 949 0 -100.00
2017-12-31 13F-HR INTLL / INTL FCStone Inc. 16,500 0 -100.00 632 0 -100.00
2017-12-31 13F-HR CDTI / Clean Diesel Technologies, Inc. 29,697 0 -100.00 51 0 -100.00
2017-12-31 13F-HR RT / Ruby Tuesday, Inc. 145,134 0 -100.00 311 0 -100.00
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 219,625 0 -100.00 846 0 -100.00
2017-12-31 13F-HR GNW / Genworth Financial, Inc. Call 350,200 0 -100.00 1,348 0 -100.00
2017-12-31 13F-HR OFG / OFG Bancorp 73,691 0 -100.00 674 0 -100.00
2017-12-31 13F-HR KNSL / Kinsale Capital Group, Inc. 20,478 0 -100.00 884 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 3,106,615 0 -100.00 16,962 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. Call 804,600 0 -100.00 4,393 0 -100.00
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. Call 90,000 0 -100.00 4,145 0 -100.00
2017-12-31 13F-HR BXS / BancorpSouth, Inc. 1,784,286 0 -100.00 57,186 0 -100.00
2017-12-31 13F-HR TZOO / Travelzoo, Inc. 15,497 0 -100.00 133 0 -100.00
2017-12-31 13F-HR TTEC / TeleTech Holdings, Inc. 35,131 0 -100.00 1,467 0 -100.00
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 30,000 0 -100.00 1,361 0 -100.00
2017-12-31 13F-HR QLD / ProShares Ultra QQQ 5,592 0 -100.00 359 0 -100.00
2017-12-31 13F-HR BCOR / Blucora, Inc. 148,041 0 -100.00 3,745 0 -100.00
2017-12-31 13F-HR DF / Dean Foods Co. Call 100,000 0 -100.00 1,088 0 -100.00
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. 255,417 0 -100.00 5,175 0 -100.00
2017-12-31 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 4,005 0 -100.00 236 0 -100.00
2017-12-31 13F-HR WTW / Weight Watchers International, Inc. Put 60,000 0 -100.00 2,613 0 -100.00
2017-12-31 13F-HR ITEK / Inotek Pharmaceuticals Corporation 201,509 0 -100.00 359 0 -100.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 863,800 0 -100.00 19,833 0 -100.00
2017-12-31 13F-HR RELY / Real Industry, Inc. 354,459 0 -100.00 638 0 -100.00
2017-12-31 13F-HR XOM / Exxon Mobil Corp. Call 250,000 0 -100.00 20,495 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. Call 330,000 0 -100.00 15,560 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. Put 50,000 0 -100.00 2,358 0 -100.00
2017-12-31 13F-HR ADC / Agree Realty Corp. 138,084 0 -100.00 6,777 0 -100.00
2017-12-31 13F-HR HDSN / Hudson Technologies, Inc. 46,355 0 -100.00 362 0 -100.00
2017-12-31 13F-HR PLUG / Plug Power, Inc. 198,945 0 -100.00 519 0 -100.00
2017-12-31 13F-HR CRAY / Cray, Inc. 58,186 0 -100.00 1,132 0 -100.00
2017-12-31 13F-HR DRAD / Digirad Corp. 27,859 0 -100.00 96 0 -100.00
2017-12-31 13F-HR UDR / UDR, Inc. 223,396 0 -100.00 8,496 0 -100.00
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. Put 200,000 0 -100.00 10,422 0 -100.00
2017-12-31 13F-HR TLGT / Teligent, Inc. New 1,079,061 0 -100.00 7,240 0 -100.00
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 128,927 0 -100.00 2,874 0 -100.00
2017-12-31 13F-HR CNX / CONSOL Energy, Inc. 189,218 0 -100.00 3,205 0 -100.00
2017-12-31 13F-HR MYGN / Myriad Genetics, Inc. Put 170,000 0 -100.00 6,151 0 -100.00
2017-12-31 13F-HR TESO / Tesco Corp. (USA) 30,409 0 -100.00 166 0 -100.00
2017-12-31 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 5,965 0 -100.00 322 0 -100.00
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. 734,915 0 -100.00 15,646 0 -100.00
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 32,751 0 -100.00 291 0 -100.00
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 120,750 0 -100.00 9,142 0 -100.00
2017-12-31 13F-HR TGTX / TG Therapeutics, Inc. 132,401 0 -100.00 1,569 0 -100.00
2017-12-31 13F-HR IBTX / Independent Bank Group, Inc. 10,854 0 -100.00 654 0 -100.00
2017-12-31 13F-HR HCAP / Harvest Capital Credit Corp 12,422 0 -100.00 166 0 -100.00
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 306,358 0 -100.00 10,110 0 -100.00
2017-12-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 411,179 0 -100.00 10,041 0 -100.00
2017-12-31 13F-HR LULU / lululemon athletica inc. Put 15,000 0 -100.00 934 0 -100.00
2017-12-31 13F-HR CPL / CPFL Energia S.A. 15,267 0 -100.00 262 0 -100.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Put 200,000 0 -100.00 7,116 0 -100.00
2017-12-31 13F-HR PZG / Paramount Gold Nevada Corp. 47,523 0 -100.00 75 0 -100.00
2017-12-31 13F-HR SNAK / Inventure Foods, Inc. 251,643 0 -100.00 1,180 0 -100.00
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. 13,565 0 -100.00 83 0 -100.00
2017-12-31 13F-HR MANU / Manchester United Ltd. 30,806 0 -100.00 555 0 -100.00
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 76,186 0 -100.00 1,371 0 -100.00
2017-12-31 13F-HR DSKE / Daseke, Inc. 139,302 0 -100.00 1,818 0 -100.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. Put 50,000 0 -100.00 5,316 0 -100.00
2017-12-31 13F-HR YIN / Yintech Investment Holdings Limited 120,835 0 -100.00 1,335 0 -100.00
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 33,227 0 -100.00 429 0 -100.00
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 34,245 0 -100.00 447 0 -100.00
2017-12-31 13F-HR AAV / Advantage Oil & Gas Ltd. 11,723 0 -100.00 74 0 -100.00
2017-12-31 13F-HR GLBL / TerraForm Global, Inc. 29,081 0 -100.00 138 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 34,380 0 -100.00 1,832 0 -100.00
2017-12-31 13F-HR ENTL / Entellus Medical, Inc. 786,462 0 -100.00 14,518 0 -100.00
2017-12-31 13F-HR AXTI / AXT, Inc. 44,742 0 -100.00 409 0 -100.00
2017-12-31 13F-HR USFD / US Foods Holding Corp. Call 60,000 0 -100.00 1,602 0 -100.00
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. Call 85,000 0 -100.00 5,308 0 -100.00
2017-12-31 13F-HR AFMD / Affimed N.V. 70,002 0 -100.00 158 0 -100.00
2017-12-31 13F-HR VRTV / Veritiv Corporation 78,901 0 -100.00 2,564 0 -100.00
2017-12-31 13F-HR KBWB / PowerShares KBW Bank Portfolio 8,236 0 -100.00 422 0 -100.00
2017-12-31 13F-HR VLO / Valero Energy Corp. Call 220,500 0 -100.00 16,963 0 -100.00
2017-12-31 13F-HR SNES / SenesTech, Inc. 34,876 0 -100.00 65 0 -100.00
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 5,056 0 -100.00 238 0 -100.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 125,000 0 -100.00 14,913 0 -100.00
2017-12-31 13F-HR QIWI / QIWI plc 245,487 0 -100.00 4,159 0 -100.00
2017-12-31 13F-HR AGEN / Agenus Inc. Call 429,800 0 -100.00 1,895 0 -100.00
2017-12-31 13F-HR NTP / Nam Tai Property Inc. 31,885 0 -100.00 346 0 -100.00
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 13,723 0 -100.00 1,522 0 -100.00
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 19,102 0 -100.00 442 0 -100.00
2017-12-31 13F-HR MRSN / Mersana Therapeutics, Inc. 55,256 0 -100.00 955 0 -100.00
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 7,584 0 -100.00 1,170 0 -100.00
2017-12-31 13F-HR FRPT / Freshpet, Inc. 30,079 0 -100.00 471 0 -100.00
2017-12-31 13F-HR AMRS / Amyris, Inc. 11,786 0 -100.00 38 0 -100.00
2017-12-31 13F-HR RETA / Reata Pharmaceuticals, Inc. 37,147 0 -100.00 1,155 0 -100.00
2017-12-31 13F-HR INCR / INC Research Holdings, Inc. 126,582 0 -100.00 6,620 0 -100.00
2017-12-31 13F-HR PBPB / Potbelly Corp 19,868 0 -100.00 246 0 -100.00
2017-12-31 13F-HR EVBG / Everbridge, Inc. 284,932 0 -100.00 7,528 0 -100.00
2017-12-31 13F-HR REV / Revlon, Inc. 11,014 0 -100.00 270 0 -100.00
2017-12-31 13F-HR PUK / Prudential PLC 110,797 0 -100.00 5,308 0 -100.00
2017-12-31 13F-HR BLPH / Bellerophon Therapeutics, Inc. 12,894 0 -100.00 18 0 -100.00
2017-12-31 13F-HR AAMC / Altisource Asset Management Corp 4,634 0 -100.00 372 0 -100.00
2017-12-31 13F-HR P / Pandora Media, Inc. 662,971 0 -100.00 5,105 0 -100.00
2017-12-31 13F-HR SVA / Sinovac Biotech Ltd. 58,083 0 -100.00 409 0 -100.00
2017-12-31 13F-HR WING / Wingstop Inc. 151,127 0 -100.00 5,025 0 -100.00
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 1,827,646 0 -100.00 19,976 0 -100.00
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. Put 300,000 0 -100.00 3,279 0 -100.00
2017-12-31 13F-HR UFPT / UFP Technologies, Inc. 10,565 0 -100.00 297 0 -100.00
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 100,000 0 -100.00 1,687 0 -100.00
2017-12-31 13F-HR HBCP / Home Bancorp, Inc. 5,043 0 -100.00 211 0 -100.00
2017-12-31 13F-HR TY / Tri-Continental Corp. 8,800 0 -100.00 225 0 -100.00
2017-12-31 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 41,685 0 -100.00 396 0 -100.00
2017-12-31 13F-HR SLP / Simulations Plus, Inc. 12,761 0 -100.00 198 0 -100.00
2017-12-31 13F-HR TCAP / Triangle Capital Corp. 70,847 0 -100.00 1,012 0 -100.00
2017-12-31 13F-HR CFCO / CF Corporation 237,526 0 -100.00 2,660 0 -100.00
2017-12-31 13F-HR BICK / First Trust BICK Index Fund 7,943 0 -100.00 230 0 -100.00
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 4,591 0 -100.00 681 0 -100.00
2017-12-31 13F-HR BLK / BlackRock, Inc. Put 20,000 0 -100.00 8,942 0 -100.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 292,384 0 -100.00 4,251 0 -100.00
2017-12-31 13F-HR IPAS / iPass, Inc. 330,000 0 -100.00 218 0 -100.00
2017-12-31 13F-HR HMTV / Hemisphere Media Group, Inc. 17,500 0 -100.00 209 0 -100.00
2017-12-31 13F-HR LDR / Landauer, Inc. 4,495 0 -100.00 303 0 -100.00
2017-12-31 13F-HR XNET / Xunlei Limited 56,422 0 -100.00 240 0 -100.00
2017-12-31 13F-HR BCS / Barclays Bank Plc 58,100 0 -100.00 601 0 -100.00
2017-12-31 13F-HR CENX / Century Aluminum Co. Call 1,000,000 0 -100.00 16,580 0 -100.00
2017-12-31 13F-HR UBSI / United Bankshares, Inc. 529,668 0 -100.00 19,677 0 -100.00
2017-12-31 13F-HR TIPT / Tiptree Financial Inc. 15,138 0 -100.00 95 0 -100.00
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF Put 5,300,000 0 -100.00 494,596 0 -100.00
2017-12-31 13F-HR SCYX / SCYNEXIS, Inc. 40,528 0 -100.00 98 0 -100.00
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 50,427 0 -100.00 677 0 -100.00
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 14,780 0 -100.00 712 0 -100.00
2017-12-31 13F-HR MEIP / MEI Pharma, Inc. 51,272 0 -100.00 137 0 -100.00
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 81,823 0 -100.00 18,314 0 -100.00
2017-12-31 13F-HR MRTX / Mirati Therapeutics, Inc. 445,709 0 -100.00 5,215 0 -100.00
2017-12-31 13F-HR ABEV / Ambev S.A 1,750,174 0 -100.00 11,534 0 -100.00
2017-12-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 2,945 0 -100.00 272 0 -100.00
2017-12-31 13F-HR LXFR / Luxfer Holdings PLC 53,215 0 -100.00 663 0 -100.00
2017-12-31 13F-HR RPXC / RPX Corporation 94,738 0 -100.00 1,258 0 -100.00
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. 71,129 0 -100.00 3,436 0 -100.00
2017-12-31 13F-HR CACQ / Caesars Acquisition Co. 44,900 0 -100.00 963 0 -100.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 110,683 0 -100.00 7,800 0 -100.00
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 86,100 0 -100.00 2,892 0 -100.00
2017-12-31 13F-HR MYL / Mylan N.V. Put 100,000 0 -100.00 3,137 0 -100.00
2017-12-31 13F-HR BPT / BP Prudhoe Bay Royalty Trust 9,540 0 -100.00 214 0 -100.00
2017-12-31 13F-HR PLPM / Planet Payment, Inc. 364,522 0 -100.00 1,564 0 -100.00
2017-12-31 13F-HR VIVMF / Viveve Medical, Inc. 18,322 0 -100.00 96 0 -100.00
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 12,161 0 -100.00 65 0 -100.00
2017-12-31 13F-HR RYI / Ryerson Holdings Corp 87,436 0 -100.00 949 0 -100.00
2017-12-31 13F-HR NDRM / NeuroDerm Ltd. 15,000 0 -100.00 584 0 -100.00
2017-12-31 13F-HR VRML / Vermillion, Inc. 33,075 0 -100.00 60 0 -100.00
2017-12-31 13F-HR HOMB / Home BancShares, Inc. 575,111 0 -100.00 14,504 0 -100.00
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 51,125 0 -100.00 6,007 0 -100.00
2017-12-31 13F-HR EXA / Exa Corp 24,542 0 -100.00 593 0 -100.00
2017-12-31 13F-HR MYRG / MYR Group, Inc. 62,797 0 -100.00 1,830 0 -100.00
2017-12-31 13F-HR AFAM / Almost Family, Inc. 82,935 0 -100.00 4,454 0 -100.00
2017-12-31 13F-HR SAEXW / SAExploration Holdings, Inc. 51,477 0 -100.00 129 0 -100.00
2017-12-31 13F-HR MAG / Mag Silver Corp 78,072 0 -100.00 877 0 -100.00
2017-12-31 13F-HR FFNW / First Financial Northwest, Inc. 40,473 0 -100.00 688 0 -100.00
2017-12-31 13F-HR EVOK / Evoke Pharma, Inc. 54,853 0 -100.00 183 0 -100.00
2017-12-31 13F-HR BZUN / Baozun Inc. 14,448 0 -100.00 473 0 -100.00
2017-12-31 13F-HR BGNE / BeiGene, Ltd. 3,454 0 -100.00 357 0 -100.00
2017-12-31 13F-HR CSBK / Clifton Bancorp Inc. 17,306 0 -100.00 289 0 -100.00
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 3,991 0 -100.00 402 0 -100.00
2017-12-31 13F-HR LPTH / LightPath Technologies, Inc. 69,426 0 -100.00 178 0 -100.00
2017-12-31 13F-HR PRXL / PAREXEL International Corp. 504,154 0 -100.00 44,406 0 -100.00
2017-12-31 13F-HR LANC / Lancaster Colony Corp. 44,687 0 -100.00 5,368 0 -100.00
2017-12-31 13F-HR QTS / QTS Realty Trust, Inc. 12,778 0 -100.00 669 0 -100.00
2017-12-31 13F-HR PANL / Pangaea Logistics Solutions Ltd. 24,996 0 -100.00 61 0 -100.00
2017-12-31 13F-HR OME / Omega Protein Corp. 17,454 0 -100.00 291 0 -100.00
2017-12-31 13F-HR CVRR / CVR Refining LP Call 471,700 0 -100.00 4,646 0 -100.00
2017-12-31 13F-HR PAYX / Paychex, Inc. 1,107,522 0 -100.00 66,407 0 -100.00
2017-12-31 13F-HR BFK / BlackRock Municipal Income Trust 11,438 0 -100.00 163 0 -100.00
2017-12-31 13F-HR NOA / North American Energy Partners Inc. 10,998 0 -100.00 48 0 -100.00
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. Put 50,000 0 -100.00 939 0 -100.00
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 20,796 0 -100.00 1,681 0 -100.00
2017-12-31 13F-HR KMDA / Kamada Ltd. 18,530 0 -100.00 89 0 -100.00
2017-12-31 13F-HR LCI / Lannett Co., Inc. 27,909 0 -100.00 515 0 -100.00
2017-12-31 13F-HR GHM / Graham Corp. 77,083 0 -100.00 1,606 0 -100.00
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 6,959 0 -100.00 233 0 -100.00
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 47,771 0 -100.00 409 0 -100.00
2017-12-31 13F-HR GFI / Gold Fields Ltd. 68,100 0 -100.00 294 0 -100.00
2017-12-31 13F-HR HDNG / Hardinge, Inc. 26,929 0 -100.00 411 0 -100.00
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 1,092,353 0 -100.00 16,058 0 -100.00
2017-12-31 13F-HR INSW / International Seaways, Inc. 10,550 0 -100.00 208 0 -100.00
2017-12-31 13F-HR PES / Pioneer Energy Services Corp. 799,115 0 -100.00 2,038 0 -100.00
2017-12-31 13F-HR RESN / Resonant Inc. 26,933 0 -100.00 119 0 -100.00
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 122,027 0 -100.00 1,767 0 -100.00
2017-12-31 13F-HR FBSI / First Bancshares, Inc. 7,491 0 -100.00 226 0 -100.00
2017-12-31 13F-HR PKX / POSCO 143,860 0 -100.00 9,984 0 -100.00
2017-12-31 13F-HR MAT / Mattel, Inc. Put 100,000 0 -100.00 1,548 0 -100.00
2017-12-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 1,444,625 0 -100.00 10,257 0 -100.00
2017-12-31 13F-HR IX / ORIX Corp. 22,519 0 -100.00 1,823 0 -100.00
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 239,189 0 -100.00 1,375 0 -100.00
2017-12-31 13F-HR CAC / Camden National Corp. 13,679 0 -100.00 597 0 -100.00
2017-12-31 13F-HR EBRYY / Centrais Electricas Brazil 86,237 0 -100.00 535 0 -100.00
2017-12-31 13F-HR VSI / Vitamin Shoppe, Inc. 696,307 0 -100.00 3,725 0 -100.00
2017-12-31 13F-HR TEO / Telecom Argentina S.A. 419,485 0 -100.00 12,937 0 -100.00
2017-12-31 13F-HR TSE / Trinseo S.A. 690,456 0 -100.00 46,330 0 -100.00
2017-12-31 13F-HR NCSM / NCS Multistage Holdings, Inc. 265,934 0 -100.00 6,404 0 -100.00
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 47,672 0 -100.00 1,895 0 -100.00
2017-12-31 13F-HR SMCI / Super Micro Computer, Inc. 266,386 0 -100.00 5,887 0 -100.00
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 3,435 0 -100.00 565 0 -100.00
2017-12-31 13F-HR ST / Sensata Techologies Holdings NV 13,119 0 -100.00 631 0 -100.00
2017-12-31 13F-HR HTZ / Hertz Global Holdings, Inc. 51,226 0 -100.00 1,145 0 -100.00
2017-12-31 13F-HR JPI / Nuveen Preferred & Income Term Fund 13,916 0 -100.00 350 0 -100.00
2017-12-31 13F-HR OBLN / Obalon Therapeutics, Inc. 113,900 0 -100.00 1,085 0 -100.00
2017-12-31 13F-HR OMI / Owens & Minor, Inc. (Holding Company) 338,209 0 -100.00 9,876 0 -100.00
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 11,417 0 -100.00 90 0 -100.00
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. 7,844 0 -100.00 430 0 -100.00
2017-12-31 13F-HR SIL / Global X Funds 39,685 0 -100.00 1,309 0 -100.00
2017-12-31 13F-HR CSLT / Castlight Health, Inc. 86,534 0 -100.00 372 0 -100.00
2017-12-31 13F-HR USAT / USA Technologies, Inc. 382,547 0 -100.00 2,391 0 -100.00
2017-12-31 13F-HR DGLT / Digiliti Money Group, Inc. 12,122 0 -100.00 13 0 -100.00
2017-12-31 13F-HR VPL / Vanguard MSCI Pacific ETF 5,079 0 -100.00 346 0 -100.00
2017-12-31 13F-HR BTE / Baytex Energy Trust 18,000 0 -100.00 54 0 -100.00
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 11,334 0 -100.00 156 0 -100.00
2017-12-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 11,221 0 -100.00 261 0 -100.00
2017-12-31 13F-HR KEN / Kenon Holdings Ltd. 12,427 0 -100.00 202 0 -100.00
2017-12-31 13F-HR VALE / Vale S.A. Put 500,000 0 -100.00 5,035 0 -100.00
2017-12-31 13F-HR TWOU / 2U, Inc. Call 125,000 0 -100.00 7,005 0 -100.00
2017-12-31 13F-HR AIMT / Aimmune Therapeutics, Inc. Call 102,300 0 -100.00 2,536 0 -100.00
2017-12-31 13F-HR AKER / Akers Biosciences Inc. 14,319 0 -100.00 12 0 -100.00
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 95,969 0 -100.00 1,464 0 -100.00
2017-12-31 13F-HR AMED / Amedisys, Inc. Call 50,000 0 -100.00 2,798 0 -100.00
2017-12-31 13F-HR LPTN / Lpath, Inc. 11,589 0 -100.00 54 0 -100.00
2017-12-31 13F-HR ANGO / AngioDynamics, Inc. Call 100,000 0 -100.00 1,709 0 -100.00
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 20,632 0 -100.00 3,532 0 -100.00
2017-12-31 13F-HR ATXI / Avenue Therapeutics Inc. 46,702 0 -100.00 258 0 -100.00
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. Call 10,000 0 -100.00 330 0 -100.00
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 23,435 0 -100.00 329 0 -100.00
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 19,281 0 -100.00 311 0 -100.00
2017-12-31 13F-HR BOKF / BOK Financial Corp. 61,224 0 -100.00 5,454 0 -100.00
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 10,789 0 -100.00 146 0
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 28,464 0 -100.00 339 0 -100.00
2017-12-31 13F-HR CLXT / Calyxt, Inc. 11,995 0 -100.00 294 0 -100.00
2017-12-31 13F-HR CVNA / Carvana Co. 21,138 0 -100.00 310 0 -100.00
2017-12-31 13F-HR CAVM / Cavium, Inc. Put 25,000 0 -100.00 1,649 0 -100.00
2017-12-31 13F-HR CNC / Centene Corp. Put 20,000 0 -100.00 1,935 0 -100.00
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. Put 1,000,000 0 -100.00 29,210 0 -100.00
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. Put 10,000 0 -100.00 1,080 0 -100.00
2017-12-31 13F-HR GSY / Guggenheim Enhanced Short Duration Bond ETF 5,734 0 -100.00 289 0 -100.00
2017-12-31 13F-HR CITIUS PHARMACEUTICALS INC / (17322U207) 19,983 0 -100.00 63 0
2017-12-31 13F-HR EA / Electronic Arts Inc. Call 20,000 0 -100.00 2,361 0 -100.00
2017-12-31 13F-HR FANH / Fanhua Inc. 15,210 0 -100.00 191 0 -100.00
2017-12-31 13F-HR FLN / First Trust Latin America AlphaDEX Fund 10,398 0 -100.00 230 0 -100.00
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 10,222 0 -100.00 501 0 -100.00
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 4,693 0 -100.00 244 0 -100.00
2017-12-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 3,500 0 -100.00 210 0 -100.00
2017-12-31 13F-HR FNBG / FNB Bancorp 11,347 0 -100.00 385 0 -100.00
2017-12-31 13F-HR BGC / General Cable Corp. Put 35,000 0 -100.00 660 0 -100.00
2017-12-31 13F-HR GKOS / Glaukos Corp. Put 29,400 0 -100.00 970 0 -100.00
2017-12-31 13F-HR GWRS / Global Water Resources, Inc. 14,748 0 -100.00 139 0 -100.00
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 29,600 0 -100.00 554 0 -100.00
2017-12-31 13F-HR HLS / HEALTHSOUTH Corp. Call 50,000 0 -100.00 2,318 0 -100.00
2017-12-31 13F-HR HXL / Hexcel Corp. Call 43,000 0 -100.00 2,469 0 -100.00
2017-12-31 13F-HR HRC / Hill-Rom Holdings, Inc. Call 10,000 0 -100.00 740 0 -100.00
2017-12-31 13F-HR HRC / Hill-Rom Holdings, Inc. Put 10,000 0 -100.00 740 0 -100.00
2017-12-31 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 28,909 0 -100.00 49 0 -100.00
2017-12-31 13F-HR HSON / Hudson Global, Inc. 23,919 0 -100.00 35 0 -100.00
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. Call 60,000 0 -100.00 1,604 0 -100.00
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 22,268 0 -100.00 285 0 -100.00
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 23,562 0 -100.00 316 0 -100.00
2017-12-31 13F-HR IIM / Invesco Value Municipal Income Trust 71,807 0 -100.00 1,074 0 -100.00
2017-12-31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 1,722 0 -100.00 235 0 -100.00
2017-12-31 13F-HR DGRO / iShares Core Dividend Growth ETF 11,698 0 -100.00 380 0 -100.00
2017-12-31 13F-HR NEAR / iShares Short Maturity Bond ETF 7,080 0 -100.00 356 0 -100.00
2017-12-31 13F-HR LPTX / LEAP THERAPEUTICS, INC. 22,121 0 -100.00 126 0 -100.00
2017-12-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting Call 25,000 0 -100.00 795 0 -100.00
2017-12-31 13F-HR LIQT / LiqTech International, Inc. 54,096 0 -100.00 20 0 -100.00
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 38,912 0 -100.00 55 0
2017-12-31 13F-HR TKAI / Tokai Pharmaceuticals, Inc. 10,158 0 -100.00 53 0 -100.00
2017-12-31 13F-HR OTTW / Ottawa Savings Bancorp, Inc. 11,815 0 -100.00 165 0 -100.00
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 29,296 0 -100.00 313 0 -100.00
2017-12-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 19,359 0 -100.00 224 0 -100.00
2017-12-31 13F-HR PAGP / Plains GP Holdings LP Call 600,000 0 -100.00 13,122 0 -100.00
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 28,297 0 -100.00 43 0 -100.00
2017-12-31 13F-HR PRN / PowerShares Exchange-Trade Fund Trust 4,212 0 -100.00 244 0 -100.00
2017-12-31 13F-HR PQG / PQ Group Holdings Inc. 1,076,252 0 -100.00 18,565 0 -100.00
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 20,000 0 -100.00 412 0 -100.00
2017-12-31 13F-HR QEP / QEP Resources, Inc. Put 800,000 0 -100.00 6,856 0 -100.00
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. Put 20,000 0 -100.00 1,873 0 -100.00
2017-12-31 13F-HR RXII / RXI Pharmaceuticals Corporation 33,475 0 -100.00 16 0 -100.00
2017-12-31 13F-HR PIXY / ShiftPixy, Inc. 18,203 0 -100.00 54 0 -100.00
2017-12-31 13F-HR SONS / Sonus Networks, Inc. 111,496 0 -100.00 853 0 -100.00
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 30,937 0 -100.00 869 0 -100.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 992,658 0 -100.00 36,103 0
2017-12-31 13F-HR SGY / Stone Energy Corp. 9,896 0 -100.00 288 0 -100.00
2017-12-31 13F-HR STKL / SunOpta Inc. 11,462 0 -100.00 100 0 -100.00
2017-12-31 13F-HR SUMR / Summer Infant, Inc. 29,073 0 -100.00 55 0 -100.00
2017-12-31 13F-HR TSS / Total System Services, Inc. Call 55,000 0 -100.00 3,603 0 -100.00
2017-12-31 13F-HR VSAR / Versartis, Inc.. Call 80,000 0 -100.00 196 0 -100.00
2017-12-31 13F-HR VSAR / Versartis, Inc.. Put 100,000 0 -100.00 245 0 -100.00
2017-12-31 13F-HR URRE / Uranium Resources, Inc. 16,558 0 -100.00 24 0 -100.00
2017-12-31 13F-HR WGO / Winnebago Industries, Inc. Put 72,200 0 -100.00 3,231 0 -100.00
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 2.80 0 272,073 0 762
2017-12-31 13F-HR JOBS / 51job, Inc. 60.85 196,207 235,829 20.19 11,892 14,350 20.67
2017-12-31 13F-HR ABYLY / Ablynx NV 24.99 515,289 12,877
2017-12-31 13F-HR WUBA / 58.com Inc. 71.57 475,556 277,168 -41.72 30,027 19,837 -33.94
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 27,177 4,708,520 17,225.39 1,450 268,715 18,432.07
2017-12-31 13F-HR ABT / Abbott Laboratories Call 57.08 300,000 40,000 -86.67 16,008 2,283 -85.74
2017-12-31 13F-HR ATEN / A10 Networks, Inc. 7.72 112,031 1,269,858 1,033.49 847 9,803 1,057.38
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.46 2,279,396 1,105,619 -51.50 4,285 2,720 -36.52
2017-12-31 13F-HR AAC / AAC Holdings, Inc. 9.00 43,536 279,104 541.09 432 2,512 481.48
2017-12-31 13F-HR AHC / A.H. Belo Corp. 4.80 0 18,553 0 89
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.41 378,153 454,439 20.17 63,757 85,166 33.58
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.11 61,669 86,781 40.72 2,323 2,613 12.48
2017-12-31 13F-HR ABAX / Abaxis, Inc. 49.52 229,154 34,936 -84.75 10,232 1,730 -83.09
2017-12-31 13F-HR EGHT / 8x8, Inc. 14.10 34,589 1,055,821 2,952.48 467 14,887 3,087.79
2017-12-31 13F-HR AAN / Aaron's, Inc. 39.85 568,070 430,619 -24.20 24,785 17,160 -30.76
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.85 237,518 142,587 -39.97 4,050 2,260 -44.20
2017-12-31 13F-HR ACTG / Acacia Research Corp. 4.06 38,698 16,990 -56.10 176 69 -60.80
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.03 15,800 25,883 63.82 240 389 62.08
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.85 0 14,661 0 291
2017-12-31 13F-HR ACN / Accenture plc 153.09 23,839 70,560 195.99 3,220 10,802 235.47
2017-12-31 13F-HR ACIW / ACI Worldwide, Inc. 22.67 140,747 34,180 -75.72 3,206 775 -75.83
2017-12-31 13F-HR ACTA / Actua Corporation 15.63 446,163 15,613 -96.50 6,826 244 -96.43
2017-12-31 13F-HR ACXM / Acxiom Corp. 27.56 57,150 154,254 169.91 1,408 4,251 201.92
2017-12-31 13F-HR ACET / Aceto Corp. 10.33 493,008 366,602 -25.64 5,536 3,787 -31.59
2017-12-31 13F-HR ACRS / Aclaris Therapeutics, Inc. 24.67 0 11,798 0 291
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 33.89 1,260,579 657,083 -47.87 26,686 22,269 -16.55
2017-12-31 13F-HR ADUS / Addus HomeCare Corp 34.80 0 32,387 0 1,127
2017-12-31 13F-HR ATU / Actuant Corp. 25.30 0 13,202 0 334
2017-12-31 13F-HR AGRO / Adecoagro S.A. 10.34 727,050 165,283 -77.27 7,852 1,709 -78.23
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.32 961,347 219,897 -77.13 62,016 13,924 -77.55
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 176.00 180,422 262,256 45.36 30,903 46,157 49.36
2017-12-31 13F-HR AES / AES Corp. (The) Call 10.83 2,000,000 21,660
2017-12-31 13F-HR ADOM / ADOMANI Inc. 4.41 219,395 56,294 -74.34 1,527 248 -83.76
2017-12-31 13F-HR ACM / AECOM 37.15 584,277 492,814 -15.65 21,507 18,308 -14.87
2017-12-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.48 2,511,536 930,189 -62.96 15,521 6,028 -61.16
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.90 16,720 24,531 46.72 271 390 43.91
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.07 423,085 112,703 -73.36 16,818 4,741 -71.81
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.84 0 30,583 0 87
2017-12-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 3.50 249,026 241,422 -3.05 909 845 -7.04
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 59.75 264,798 374,655 41.49 12,869 22,386 73.95
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 3,900,087 474,836 -87.82 49,726 4,881 -90.18
2017-12-31 13F-HR AEGN / Aegion Corp 25.42 19,623 53,026 170.22 457 1,348 194.97
2017-12-31 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 31.20 791,490 533,500 -32.60 27,710 16,645 -39.93
2017-12-31 13F-HR AGLE / Aeglea BioTherapeutics, Inc. 5.42 0 13,829 0 75
2017-12-31 13F-HR ANW / Aegean Marine Petroleum Network, Inc. 4.30 527,185 185,642 -64.79 2,610 798 -69.43
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.48 273,716 518,148 89.30 22,105 34,965 58.18
2017-12-31 13F-HR ADMA / ADMA Biologics Inc 3.21 19,078 67,533 253.98 59 217 267.80
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 6.45 28,496 321,177 1,027.10 224 2,072 825.00
2017-12-31 13F-HR AEG / Aegon N.V. ADR 6.30 1,065,477 416,237 -60.93 6,169 2,622 -57.50
2017-12-31 13F-HR ADNT / Adient plc 78.69 43,737 80,590 84.26 3,673 6,342 72.67
2017-12-31 13F-HR ADES / Advanced Emissions Solutions, Inc. 9.68 0 16,536 0 160
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.14 102,758 112,646 9.62 2,501 2,607 4.24
2017-12-31 13F-HR AGYS / Agilysys, Inc. 12.28 29,500 57,085 93.51 353 701 98.58
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 3,847,840 5,415,733 40.75 42,403 58,652 38.32
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.66 1,163,585 3,362,383 188.97 6,504 19,031 192.60
2017-12-31 13F-HR MDGN / Medgenics, Inc. 1.20 129,559 86,703 -33.08 163 104 -36.20
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.25 6,301 59,069 837.45 1,196 12,124 913.71
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.15 0 10,374 0 209
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.08 1,206,042 1,035,807 -14.12 182,378 169,955 -6.81
2017-12-31 13F-HR AGEN / Agenus Inc. 3.26 3,173,299 2,492,716 -21.45 13,994 8,126 -41.93
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.97 2,099,974 2,550,899 21.47 134,818 170,834 26.71
2017-12-31 13F-HR AGRX / Agile Therapeutics, Inc. 2.69 143,326 41,607 -70.97 639 112 -82.47
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.77 57,205 32,345 -43.46 4,656 2,839 -39.02
2017-12-31 13F-HR AIRG / Airgain, Inc. 8.96 0 11,384 0 102
2017-12-31 13F-HR AGCO / AGCO Corp. 71.43 122,895 701,499 470.81 9,066 50,108 452.70
2017-12-31 13F-HR AKRX / Akorn, Inc. Put 32.23 100,000 100,000 0.00 3,319 3,223 -2.89
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 868,562 590,249 -32.04 66,245 43,389 -34.50
2017-12-31 13F-HR AKTS / Akoustis Technologies, Inc. 6.23 150,714 146,531 -2.78 983 913 -7.12
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 11.45 0 204,423 0 2,341
2017-12-31 13F-HR ALB / Albemarle Corp. 127.91 266,734 24,580 -90.78 36,359 3,144 -91.35
2017-12-31 13F-HR BIOD / Biodel, Inc. 25.60 28,169 46,594 65.41 590 1,193 102.20
2017-12-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.68 81,918 35,457 -56.72 186 95 -48.92
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 37.75 0 368,927 0 13,927
2017-12-31 13F-HR ALDX / Aldeyra Therapeutics,Inc. 6.80 545,085 715,679 31.30 3,925 4,867 24.00
2017-12-31 13F-HR AA / Alcoa Corp. 53.87 2,530,847 1,515,425 -40.12 117,988 81,636 -30.81
2017-12-31 13F-HR AA / Alcoa Corp. Call 53.87 0 120,000 0 6,464
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.19 82,586 345,077 317.84 15,383 76,673 398.43
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 0 311,854 0 53,773
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 172.43 500,000 250,000 -50.00 86,355 43,108 -50.08
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.58 264,088 36,694 -86.11 37,049 4,388 -88.16
2017-12-31 13F-HR ALCO / Alico, Inc. 29.43 29,084 7,169 -75.35 993 211 -78.75
2017-12-31 13F-HR AQN / Algonquin Power & Utilities Corp 11.16 368,317 125,824 -65.84 3,893 1,404 -63.94
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.59 848,105 322,836 -61.93 100,899 42,159 -58.22
2017-12-31 13F-HR ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred 37.00 43,192 45,727 5.87 1,544 1,692 9.59
2017-12-31 13F-HR ALJJ / ALJ Regional Holdings, Inc. 3.15 155,467 110,219 -29.10 538 347 -35.50
2017-12-31 13F-HR ALKS / Alkermes plc 54.73 248,841 27,807 -88.83 12,651 1,522 -87.97
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 23.92 63,115 1,510
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 110,900 113,386 2.24 107,986 119,441 10.61
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.40 16,169 76,051 370.35 15,508 79,580 413.15
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.73 105,824 24,671 -76.69 702 166 -76.35
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.53 314,705 4,106 -98.70 69,723 1,041 -98.51
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 1,918,048 1,334,863 -30.41 121,643 95,323 -21.64
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 17,767,802 20,439,085 15.03 1,176,939 1,427,670 21.30
2017-12-31 13F-HR AMOT / Allied Motion Technologies, Inc. 33.09 9,021 103,208 1,044.09 229 3,415 1,391.27
2017-12-31 13F-HR AOI / Alliance One International 13.25 98,106 72,605 -25.99 1,069 962 -10.01
2017-12-31 13F-HR AOSL / Alpha and Omega Semiconductor Ltd. 16.36 289,298 246,863 -14.67 4,771 4,039 -15.34
2017-12-31 13F-HR ALLY / Ally Financial Inc. Call 29.16 0 150,000 0 4,374
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.05 0 131,273 0 1,713
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 43.07 1,834,073 1,626,598 -11.31 68,833 70,058 1.78
2017-12-31 13F-HR ASPS / Altisource Portfolio Solutions S.A. 28.02 0 10,634 0 298
2017-12-31 13F-HR AGN / Allergan plc 163.58 172,581 651,755 277.65 35,370 106,614 201.42
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.55 4,980,673 1,558,778 -68.70 70,875 22,680 -68.00
2017-12-31 13F-HR ACH / Aluminum Corporation of China Ltd. 17.94 0 18,398 0 330
2017-12-31 13F-HR ALLE / Allegion Public Limited 79.56 0 46,818 0 3,725
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 0 6,626,276 0 71,498
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.48 508,975 499,087 -1.94 32,737 32,680 -0.17
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 17.03 3,903,150 4,324,419 10.79 68,617 73,645 7.33
2017-12-31 13F-HR ARII / American Railcar Industries, Inc. 41.65 89,774 61,736 -31.23 3,465 2,571 -25.80
2017-12-31 13F-HR AMBR / Amber Road, Inc. 7.33 29,667 43,781 47.57 228 321 40.79
2017-12-31 13F-HR AAL / American Airlines Group Inc.