InvestorLPL Financial LLC
Portfolio Value $ 32,856,908,000
Current Positions3,007
Opened Positions5
Closed Positions132


Latest Holdings, Performance, AUM (from 13F, 13D)

LPL Financial LLC has disclosed 3,007 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 32,856,908,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

LPL Financial LLC's top holdings are Vanguard Total Stock Market Index Fund (NYSE:VTI) , Vanguard Total Bond Market ETF (NYSE:BND) , iShares Core S&P MidCap ETF (NYSE:IJH) , iShares Core S&P 500 ETF (NYSE:IVV) , and SPDR S&P 500 ETF Trust (NYSE:SPY) . LPL Financial LLC's new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , Aptiv PLC (NYSE:APTV) , Academy Funds Trust (NYSE:FFTY) , Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF (NASDAQ:CEY) , and InterContinental Hotels Group Plc (OTC:ICHGF) . LPL Financial LLC's top industries are "Educational Services" (sic 82) , "Agricultural Services" (sic 07) , and "Leather And Leather Products" (sic 31) .

All LPL Financial LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑02 SC 13G FSIC / FS Investment Corporation 13,063,672 5.30

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 83,048 1,215
2017-12-31 13F-HR CLCT / Collectors Universe, Inc. 28.65 10,752 308
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.21 10,536 234
2017-12-31 13F-HR ELP / Companhia Paranaense de Energia-Copel 7.61 15,584 15,646 0.40 138 119 -13.77
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.44 6,110 241
2017-12-31 13F-HR CTRL / Control4 Corp 29.76 17,098 16,232 -5.06 504 483 -4.17
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.98 1,839,393 29,393
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / NT BCOMCL 36 (22539T332) 35.49 40,940 1,453
2017-12-31 13F-HR CMI / Cummins, Inc. 176.64 52,254 64,794 24.00 8,780 11,445 30.35
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.45 11,477 602
2017-12-31 13F-HR DIN / DineEquity, Inc. 50.62 0 4,089 0 207
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 188.70 3,254 1,876 -42.35 646 354 -45.20
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.20 37,120 824
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.86 21,449 190
2017-12-31 13F-HR ETX / Eaton Vance Municipal Income 2028 Term Trust 20.70 0 10,772 0 223
2017-12-31 13F-HR EGLT / Egalet Corporation 0.97 10,300 10
2017-12-31 13F-HR ENB / Enbridge Inc. 39.11 166,923 178,495 6.93 6,984 6,981 -0.04
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 8.73 17,762 155
2017-12-31 13F-HR ENTG / Entegris, Inc. 30.45 8,019 7,618 -5.00 231 232 0.43
2017-12-31 13F-HR ESV / Ensco plc 5.90 0 39,638 0 234
2017-12-31 13F-HR NPO / EnPro Industries, Inc. 93.55 3,348 3,955 18.13 270 370 37.04
2017-12-31 13F-HR EQM / EQT Midstream Partners LP 73.18 4,195 307
2017-12-31 13F-HR ITEQ / BlueStar TA-BIGITech Israel Technology ETF 31.67 9,095 288
2017-12-31 13F-HR SIVR / ETFS Silver Trust 16.52 75,475 72,024 -4.57 1,227 1,190 -3.02
2017-12-31 13F-HR EVTC / Evertec, Inc. 13.68 18,370 14,768 -19.61 291 202 -30.58
2017-12-31 13F-HR EXC / Exelon Corp. 39.41 108,350 139,709 28.94 4,082 5,506 34.88
2017-12-31 13F-HR FB / Facebook, Inc. Put 176.48 13,600 14,500 6.62 2,324 2,559 10.11
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.06 12,873 181
2017-12-31 13F-HR FDIS / Fidelity MSCI Consumer Discretionary Index ETF 39.08 5,705 6,832 19.75 203 267 31.53
2017-12-31 13F-HR FDRR / Fidelity Dividend ETF for Rising 30.66 49,371 50,359 2.00 1,435 1,544 7.60
2017-12-31 13F-HR FMAT / Fidelity MSCI Materials Index ETF 35.05 8,798 8,218 -6.59 290 288 -0.69
2017-12-31 13F-HR FCOR / Fidelity Corporate Bond ETF 50.83 3,954 201
2017-12-31 13F-HR BUSE / First Busey Corporation 29.97 9,376 281
2017-12-31 13F-HR FLIC / First of Long Island Corp. (The) 28.51 17,255 17,255 0.00 525 492 -6.29
2017-12-31 13F-HR FMBI / First Midwest Bancorp, Inc. 24.02 24,768 25,724 3.86 580 618 6.55
2017-12-31 13F-HR AG / First Majestic Silver Corp. 6.73 0 46,214 0 311
2017-12-31 13F-HR FPA / First Trust Asia Pacific Ex-Japan AlphaDEX Fund 35.73 15,371 12,847 -16.42 516 459 -11.05
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 39.06 299,855 383,827 28.00 11,308 14,992 32.58
2017-12-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 27.90 160,823 243,907 51.66 4,400 6,805 54.66
2017-12-31 13F-HR FTCS / First Trust Exchange-Traded Fund 51.01 654,421 791,226 20.90 31,000 40,360 30.19
2017-12-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.98 383,330 433,525 13.09 23,000 26,003 13.06
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.59 336,765 413,245 22.71 12,501 16,774 34.18
2017-12-31 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 43.85 210,134 195,525 -6.95 8,479 8,573 1.11
2017-12-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.01 801,560 844,859 5.40 15,374 16,061 4.47
2017-12-31 13F-HR RNMC / First Trust Exchange-Traded Fund VI Mid Cap US Equity Select ETF 21.75 10,760 234
2017-12-31 13F-HR FTXN / First Trust High Income ETF 21.15 13,426 284
2017-12-31 13F-HR FNK / First Trust Mid Cap Value AlphaDEX Fund 36.27 85,900 83,377 -2.94 2,956 3,024 2.30
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.19 412,937 414,672 0.42 23,727 25,374 6.94
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.91 41,760 539
2017-12-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.12 17,655 161
2017-12-31 13F-HR LKOR / FlexShares Credit-Scored US Long Corporate Bond Index Fund 54.76 4,700 6,811 44.91 252 373 48.02
2017-12-31 13F-HR OASI / O'Shares FTSE Asia Pacific Quality Dividend ETF 30.05 7,588 228
2017-12-31 13F-HR FLQD / Franklin LibertyQ Global Dividend ETF 29.04 7,577 220
2017-12-31 13F-HR FUL / Fuller (H.B.) Co. 54.15 7,018 380
2017-12-31 13F-HR GLAD / Gladstone Capital Corp. 9.21 133,109 172,925 29.91 1,265 1,593 25.93
2017-12-31 13F-HR GSS / Golden Star Resources Ltd. 0.85 11,700 10
2017-12-31 13F-HR GSEU / Goldman Sachs ActiveBeta Europe Equity ETF 31.71 35,476 1,125
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.50 315,863 4,896
2017-12-31 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.19 528,299 558,066 5.63 9,668 10,151 5.00
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.47 6,859 6,660 -2.90 1,370 1,455 6.20
2017-12-31 13F-HR HFXE / IQ 50 Percent Hedged FTSE Europe ETF 20.33 15,202 309
2017-12-31 13F-HR IPAR / Inter Parfums, Inc. 43.47 5,107 222
2017-12-31 13F-HR INTU / Intuit Inc. Put 157.93 2,900 458
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 8.04 12,508 13,688 9.43 99 110 11.11
2017-12-31 13F-HR DVYE / iShares Emerging Markets Dividend ETF 41.83 53,782 77,916 44.87 2,230 3,259 46.14
2017-12-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 49.28 7,260 7,630 5.10 396 376 -5.05
2017-12-31 13F-HR ISHARES DOW JONES UBS ROLL S / SHS BEN INT (45032K102) 37.19 21,377 795
2017-12-31 13F-HR EMGF / iShares Edge MSCI Multifactor Emerging Markets ETF 49.51 9,049 448
2017-12-31 13F-HR GNMA / iShares Core GNMA Bond ETF 49.50 34,672 32,407 -6.53 1,731 1,604 -7.34
2017-12-31 13F-HR IBDO / iShares iBonds Dec 2023 Corporate ETF 25.05 16,445 21,075 28.15 417 528 26.62
2017-12-31 13F-HR WPS / iShares International Developed Property ETF 39.53 9,624 10,651 10.67 367 421 14.71
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 72.98 1,450,850 1,725,548 18.93 103,097 125,931 22.15
2017-12-31 13F-HR JKH / iShares Morningstar Mid Growth Index Fund 202.47 36,172 27,569 -23.78 6,861 5,582 -18.64
2017-12-31 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 179.42 18,749 17,718 -5.50 3,181 3,179 -0.06
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 47.06 6,800 320
2017-12-31 13F-HR LQDH / iShares Interest Rate Hedged Corporate Bond ETF 97.30 8,110 11,100 36.87 780 1,080 38.46
2017-12-31 13F-HR KB / KB Finanical Group, Inc. 58.50 15,082 14,377 -4.67 739 841 13.80
2017-12-31 13F-HR KEX / Kirby Corp. 66.76 3,460 3,460 0.00 228 231 1.32
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.49 124,971 116,268 -6.96 8,018 8,079 0.76
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.64 36,147 42,936 18.78 484 371 -23.35
2017-12-31 13F-HR ABBV / AbbVie Inc. Put 96.74 8,600 832
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.24 92,078 93,910 1.99 13,736 16,457 19.81
2017-12-31 13F-HR FWDD / Madrona Domestic ETF 53.54 3,941 211
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.62 55,573 53,271 -4.14 2,841 2,803 -1.34
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.19 208,348 181,546 -12.86 4,517 3,665 -18.86
2017-12-31 13F-HR AKBA / Akebia Therapeutics, Inc. 14.86 0 23,559 0 350
2017-12-31 13F-HR TGD / Timmins Gold Corp. 3.65 21,926 80
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.41 38,924 522
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 43.14 10,603 9,967 -6.00 405 430 6.17
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.13 19,114 14,965 -21.71 464 436 -6.03
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.78 13,371 11,595 -13.28 142 125 -11.97
2017-12-31 13F-HR SWIN / ALPS ETF Trust ALPS/Dorsey Wright Sector Momentum ETF 29.78 17,607 18,535 5.27 494 552 11.74
2017-12-31 13F-HR EDOG / ALPS Emerging Sector Dividend Dogs ETF 25.41 16,256 413
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Put 1,170.00 600 702
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.05 19,000 115
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 41.05 0 8,380 0 344
2017-12-31 13F-HR AMRB / American River Bankshares 15.22 0 18,265 0 278
2017-12-31 13F-HR AMPE / Ampio Pharmaceuticals, Inc. 4.08 0 28,200 0 115
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.05 24,966 28,209 12.99 2,161 2,512 16.24
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 2.01 46,194 19,391 -58.02 150 39 -74.00
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.19 0 10,070 0 163
2017-12-31 13F-HR AAPL / Apple, Inc. Put 169.22 5,100 863
2017-12-31 13F-HR APTI / Apptio, Inc. 23.52 13,603 320
2017-12-31 13F-HR MTCN / ArcelorMittal 32.36 6,891 223
2017-12-31 13F-HR ARKG / ARK Genomic Revolution Multi-Sector ETF 24.49 26,144 24,869 -4.88 686 609 -11.22
2017-12-31 13F-HR ARW / Arrow Electronics, Inc. 80.30 0 2,939 0 236
2017-12-31 13F-HR AROW / Arrow Financial Corp. 33.93 9,402 9,402 0.00 323 319 -1.24
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.86 13,817 13,580 -1.72 2,366 2,361 -0.21
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.59 5,462 249
2017-12-31 13F-HR RILY / B. Riley Financial, Inc. 18.10 21,688 21,766 0.36 370 394 6.49
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.43 14,477 455
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.90 17,417 486
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.28 10,862 166
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.64 80,659 68,861 -14.63 5,061 4,451 -12.05
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 8.42 16,626 140
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 513,183 578,832 12.79 94,077 114,736 21.96
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.15 31,985 1,412
2017-12-31 13F-HR BKCC / BlackRock Capital Investment Corporation 6.24 42,692 38,969 -8.72 320 243 -24.06
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.39 42,109 690
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.01 21,789 327
2017-12-31 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15.43 0 14,320 0 221
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.67 29,514 433
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.19 43,127 1,000
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 152,336 127,502 -16.30 4,725 4,103 -13.16
2017-12-31 13F-HR 110122AN8 / Bristol-Myers Squibb Co. Bond 1.58 12,000 12,000 0.00 20 19 -5.00
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.37 44,368 1,037
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 89.11 10,451 10,998 5.23 795 980 23.27
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation 12.66 32,222 408
2017-12-31 13F-HR ELY / Callaway Golf Company 14.06 10,337 10,096 -2.33 146 142 -2.74
2017-12-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.14 14,766 194
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.99 27,731 35,700 28.74 1,778 2,320 30.48
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.36 112,522 120,422 7.02 3,287 3,415 3.89
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.48 12,791 684
2017-12-31 13F-HR CEA / China Eastern Airlines Corp. Ltd. 36.10 5,762 208
2017-12-31 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 35.54 357,816 375,646 4.98 12,316 13,350 8.40
2017-12-31 13F-HR T / AT & T, Inc. 38.88 2,349,461 2,591,492 10.30 92,028 100,757 9.49
2017-12-31 13F-HR FCG / First Trust ISE-Revere Natural Gas Index Fund 22.80 19,466 23,995 23.27 423 547 29.31
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.24 1,288,796 1,692,187 31.30 139,074 193,315 39.00
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.51 28,209 27,508 -2.49 1,294 1,857 43.51
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.78 1,018,277 1,035,273 1.67 31,597 32,901 4.13
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.57 49,248 51,038 3.63 2,148 2,530 17.78
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.83 274,382 237,681 -13.38 55,524 51,299 -7.61
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.44 21,404 12,204 -42.98 66 42 -36.36
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.11 155,774 176,619 13.38 23,791 28,279 18.86
2017-12-31 13F-HR HWAY / Healthways, Inc. 36.57 8,842 8,121 -8.15 361 297 -17.73
2017-12-31 13F-HR UYG / ProShares Ultra Financials 127.87 5,225 6,131 17.34 590 784 32.88
2017-12-31 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.52 32,567 36,014 10.58 739 811 9.74
2017-12-31 13F-HR GIS / General Mills, Inc. 59.29 333,207 378,047 13.46 17,247 22,414 29.96
2017-12-31 13F-HR SPSM / SPDR Portfolio Small Cap ETF 30.15 25,139 97,972 289.72 2,200 2,954 34.27
2017-12-31 13F-HR RNDM / First Trust Exchange-Traded Fund VI First Trust Developed International Equity Select ETF 52.17 7,425 16,810 126.40 375 877 133.87
2017-12-31 13F-HR CRI / Carter's, Inc. 117.53 4,309 13,129 204.69 425 1,543 263.06
2017-12-31 13F-HR THG / Hanover Insurance Group, Inc. (The) 108.08 4,686 6,227 32.89 454 673 48.24
2017-12-31 13F-HR IAT / iShares U.S. Regional Banks ETF 49.29 125,123 124,030 -0.87 5,907 6,113 3.49
2017-12-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 52.42 46,771 125,175 167.63 2,336 6,562 180.91
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.76 3,791 4,081 7.65 573 652 13.79
2017-12-31 13F-HR NLSN / Nielsen Holdings PLC 36.43 10,484 10,624 1.34 435 387 -11.03
2017-12-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 29.05 286,472 970,890 238.91 24,072 28,204 17.17
2017-12-31 13F-HR FTHI / First Trust High Income ETF 23.31 62,567 81,264 29.88 1,404 1,894 34.90
2017-12-31 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 49.97 17,943 19,591 9.18 828 979 18.24
2017-12-31 13F-HR FPXI / First Trust Exchange-Traded AlphaDEX Fund 35.39 77,897 17,238 -77.87 2,693 610 -77.35
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.12 169,327 203,844 20.38 27,819 37,939 36.38
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.81 3,220,740 4,519,596 40.33 239,043 347,150 45.22
2017-12-31 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 190.03 16,380 16,313 -0.41 2,915 3,100 6.35
2017-12-31 13F-HR USL / United States 12 Month Oil Fund, LP 20.93 44,190 40,380 -8.62 806 845 4.84
2017-12-31 13F-HR BTE / Baytex Energy Trust 2.98 20,972 14,757 -29.63 63 44 -30.16
2017-12-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 88.39 53,568 65,417 22.12 4,517 5,782 28.01
2017-12-31 13F-HR PEB / Pebblebrook Hotel Trust 37.16 8,975 9,796 9.15 324 364 12.35
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.20 305,246 332,385 8.89 16,666 18,349 10.10
2017-12-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 66.29 214,647 222,028 3.44 13,205 14,718 11.46
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 16.75 66,750 68,820 3.10 1,048 1,153 10.02
2017-12-31 13F-HR MVIS / Microvision, Inc. 1.66 21,000 17,500 -16.67 58 29 -50.00
2017-12-31 13F-HR AGGE / IQ Enhanced Core Bond U.S. ETF 10,372 0 -100.00 205 0 -100.00
2017-12-31 13F-HR IBDJ / iShares iBonds Dec 2017 Corporate ETF 187,656 0 -100.00 4,657 0 -100.00
2017-12-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 47,005 0 -100.00 369 0
2017-12-31 13F-HR ACADEMY FDS TR / INNOV IBD50 FD (004006508) 27,898 0 -100.00 882 0
2017-12-31 13F-HR 06741VXV9 / Barclays Bank Plc Bond 80,000 0 -100.00 84 0 -100.00
2017-12-31 13F-HR 06741WCJ7 / Barclays Bank Plc Bond 62,000 0 -100.00 64 0 -100.00
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 9,468 0 -100.00 287 0 -100.00
2017-12-31 13F-HR C / Citigroup, Inc. Put 22,800 0 -100.00 1,658 0 -100.00
2017-12-31 13F-HR BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF 101,276 0 -100.00 2,604 0 -100.00
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 6,867 0 -100.00 210 0 -100.00
2017-12-31 13F-HR OEUH / O'Shares FTSE Europe Quality Dividend Hedged ETF 24,907 0 -100.00 669 0 -100.00
2017-12-31 13F-HR TA / TravelCenters of America LLC 15,255 0 -100.00 65 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 50,402 0 -100.00 4,957 0 -100.00
2017-12-31 13F-HR OCSL / Oaktree Specialty Lending Corporation 11,225 0 -100.00 61 0 -100.00
2017-12-31 13F-HR HSC / Harsco Corp. 26,452 0 -100.00 553 0 -100.00
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 25,861 0 -100.00 226 0 -100.00
2017-12-31 13F-HR BCOR / Blucora, Inc. 14,271 0 -100.00 361 0 -100.00
2017-12-31 13F-HR RELY / Real Industry, Inc. 10,625 0 -100.00 19 0 -100.00
2017-12-31 13F-HR PLUG / Plug Power, Inc. 19,267 0 -100.00 50 0 -100.00
2017-12-31 13F-HR RSO / Resource Capital Corp. 41,470 0 -100.00 447 0 -100.00
2017-12-31 13F-HR CNX / CONSOL Energy, Inc. 82,748 0 -100.00 1,402 0 -100.00
2017-12-31 13F-HR PACB / Pacific Biosciences of California, Inc. 40,350 0 -100.00 212 0 -100.00
2017-12-31 13F-HR CHA / China Telecom Corporation Ltd. 7,729 0 -100.00 395 0 -100.00
2017-12-31 13F-HR NEWR / New Relic, Inc. 19,392 0 -100.00 966 0 -100.00
2017-12-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 11,660 0 -100.00 182 0
2017-12-31 13F-HR FXEP / PowerShares Developed EuroPacific Currency Hedged Low Volatility Portfolio 9,250 0 -100.00 258 0 -100.00
2017-12-31 13F-HR SPUN / Market Vectors Global Spin-Off ETF 9,969 0 -100.00 234 0 -100.00
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 10,960 0 -100.00 122 0 -100.00
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 2,192 0 -100.00 232 0 -100.00
2017-12-31 13F-HR ENDP / Endo International plc 36,566 0 -100.00 313 0 -100.00
2017-12-31 13F-HR SSI / Stage Stores, Inc. 10,485 0 -100.00 19 0 -100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. 3,586 0 -100.00 269 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 36,491 0 -100.00 1,470 0 -100.00
2017-12-31 13F-HR APTS / Preferred Apartment Communities, Inc. 69,524 0 -100.00 1,313 0 -100.00
2017-12-31 13F-HR ABCO / Advisory Board Co. (The) 5,416 0 -100.00 290 0 -100.00
2017-12-31 13F-HR BT / BT Group Plc 16,806 0 -100.00 323 0 -100.00
2017-12-31 13F-HR VTNR / Vertex Energy, Inc. 12,023 0 -100.00 9 0 -100.00
2017-12-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 39,947 0 -100.00 344 0 -100.00
2017-12-31 13F-HR NTCT / NetScout Systems, Inc. 6,649 0 -100.00 215 0 -100.00
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 20,277 0 -100.00 584 0 -100.00
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR 91,076 0 -100.00 406 0 -100.00
2017-12-31 13F-HR BB / Blackberry Limited 10,183 0 -100.00 114 0 -100.00
2017-12-31 13F-HR FCOM / Fidelity MSCI Telecommunication Services Index ETF 6,701 0 -100.00 216 0 -100.00
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 12,492 0 -100.00 23 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 7,382 0 -100.00 393 0 -100.00
2017-12-31 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 87,621 0 -100.00 1,982 0 -100.00
2017-12-31 13F-HR REV / Revlon, Inc. 18,865 0 -100.00 463 0 -100.00
2017-12-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 3,550 0 -100.00 217 0 -100.00
2017-12-31 13F-HR P / Pandora Media, Inc. 27,570 0 -100.00 212 0 -100.00
2017-12-31 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 14,404 0 -100.00 137 0 -100.00
2017-12-31 13F-HR BIG / Big Lots, Inc. 3,849 0 -100.00 206 0 -100.00
2017-12-31 13F-HR INVA / Innoviva, Inc. 10,940 0 -100.00 154 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 19,515 0 -100.00 183 0 -100.00
2017-12-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 11,920 0 -100.00 14 0 -100.00
2017-12-31 13F-HR PRXL / PAREXEL International Corp. 4,745 0 -100.00 418 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 50,200 0 -100.00 274 0 -100.00
2017-12-31 13F-HR PAC / Grupo Aeroportuario del Pacifico S.A.B. de CV 1,954 0 -100.00 200 0 -100.00
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 16,024 0 -100.00 137 0 -100.00
2017-12-31 13F-HR PBT / Permian Basin Royalty Trust 27,511 0 -100.00 240 0 -100.00
2017-12-31 13F-HR MKSI / MKS Instruments, Inc. 5,199 0 -100.00 491 0 -100.00
2017-12-31 13F-HR XTL / SPDR S&P Telecom ETF 11,451 0 -100.00 798 0 -100.00
2017-12-31 13F-HR HZNP / Horizon Pharma plc 21,264 0 -100.00 270 0 -100.00
2017-12-31 13F-HR SJR / Shaw Communications Inc. Class B Non-Voting Participating 68,771 0 -100.00 1,582 0 -100.00
2017-12-31 13F-HR YLCO / GLOBAL X FDS 14,496 0 -100.00 371 0 -100.00
2017-12-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 20,900 0 -100.00 336 0 -100.00
2017-12-31 13F-HR BKI / Black Knight, Inc. 18,600 0 -100.00 801 0 -100.00
2017-12-31 13F-HR ROUS / Hartford Multifactor US Equity 31.29 12,208 382
2017-12-31 13F-HR LEE / Lee Enterprises, Inc. 2.36 23,326 55
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.77 11,271 13,210 17.20 538 631 17.29
2017-12-31 13F-HR LEN / Lennar Corp. 63.26 13,719 13,358 -2.63 724 845 16.71
2017-12-31 13F-HR 530715AG6 / Liberty Media, Bond 4%, Due 11/15/2029 26 26 0.00
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.66 24,834 24,409 -1.71 1,040 968 -6.92
2017-12-31 13F-HR LMB / Limbach Holdings, Inc. 13.82 41,240 41,240 0.00 556 570 2.52
2017-12-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 33.78 0 10,064 0 340
2017-12-31 13F-HR LRAD / LRAD Corp 2.48 90,157 224
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.56 11,835 10,489 -11.37 737 824 11.80
2017-12-31 13F-HR M / Macy's, Inc. 25.19 92,390 61,100 -33.87 2,016 1,539 -23.66
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.38 29,325 28,989 -1.15 2,458 2,359 -4.03
2017-12-31 13F-HR MTLS / Materialise NV 12.72 13,600 13,600 0.00 198 173 -12.63
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.54 7,903 352
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 13.98 14,828 17,306 16.71 212 242 14.15
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.79 18,794 90
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.63 31,565 146
2017-12-31 13F-HR MFS INVT GRADE MUN TR / SH BEN INT (59318B108) 9.71 32,636 317
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. 62.85 0 4,853 0 305
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 1,483,858 1,566,404 5.56 110,533 133,990 21.22
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 134.86 5,322 6,236 17.17 662 841 27.04
2017-12-31 13F-HR MINI / Mobile Mini, Inc. 34.68 6,260 6,142 -1.88 215 213 -0.93
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.67 51,406 44,960 -12.54 1,110 1,154 3.96
2017-12-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 96.94 3,635 4,508 24.02 286 437 52.80
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.50 50,278 930
2017-12-31 13F-HR FIZZ / National Beverage Corp. 97.47 12,067 11,193 -7.24 1,497 1,091 -27.12
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 43.12 59,893 67,505 12.71 2,495 2,911 16.67
2017-12-31 13F-HR NEPT / Neptune Technologies & Bioressources Inc. 2.40 10,000 10,000 0.00 9 24 166.67
2017-12-31 13F-HR NTES / NetEase, Inc. 345.11 7,340 7,389 0.67 1,936 2,550 31.71
2017-12-31 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 13.60 22,429 305
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.95 10,008 10,120 1.12 79 40 -49.37
2017-12-31 13F-HR NEU / NewMarket Corp. (Holding Company) 397.26 2,169 2,044 -5.76 923 812 -12.03
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.19 73,571 92,126 25.22 10,782 14,389 33.45
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.20 14,952 18
2017-12-31 13F-HR QXGG / QuantX Risk Managed Growth ETF 27.80 14,175 394
2017-12-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.42 20,396 31,300 53.46 261 420 60.92
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.24 102,590 12,853 -87.47 117 16 -86.32
2017-12-31 13F-HR NRG / NRG Energy, Inc. 28.48 22,398 25,347 13.17 573 722 26.00
2017-12-31 13F-HR NUEM / NuShares ESG Emerging Markets Equity ETF 29.46 9,131 269
2017-12-31 13F-HR NTNX / Nutanix, Inc. 35.29 17,482 617
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 104,273 1,492
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.22 64,089 62,200 -2.95 544 511 -6.07
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.84 26,057 491
2017-12-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.91 47,820 474
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.22 20,600 499
2017-12-31 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 25.12 8,000 201
2017-12-31 13F-HR SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 17.31 24,810 31,430 26.68 388 544 40.21
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.97 10,735 107
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 13.95 19,931 278
2017-12-31 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.33 12,000 40
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.91 14,263 70
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.50 23,958 53,958 125.22 77 135 75.32
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.46 70,493 79,056 12.15 3,906 4,226 8.19
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 22.18 40,572 40,170 -0.99 1,016 891 -12.30
2017-12-31 13F-HR PACER FDS TR / WEALTHSHIELD (69374H840) 25.24 19,375 489
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.62 157,050 193,564 23.25 10,056 14,250 41.71
2017-12-31 13F-HR PDCE / PDC Energy, Inc. 51.61 5,250 5,677 8.13 257 293 14.01
2017-12-31 13F-HR PNR / Pentair plc. 70.60 21,847 24,064 10.15 1,485 1,699 14.41
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 396,475 427,077 7.72 44,179 51,215 15.93
2017-12-31 13F-HR PSX / Phillips 66 101.15 133,596 136,721 2.34 12,239 13,829 12.99
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.29 23,365 404
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.13 15,894 161
2017-12-31 13F-HR LTPZ / PIMCO ETF Trust 69.20 3,950 4,003 1.34 262 277 5.73
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.00 143,182 153,256 7.04 15,286 16,245 6.27
2017-12-31 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.64 16,550 45,899 177.34 890 2,462 176.63
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.38 85,178 1,310
2017-12-31 13F-HR PML / PIMCO Municipal Income Fund II 13.18 11,201 21,320 90.34 147 281 91.16
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.83 12,760 151
2017-12-31 13F-HR PLT / Plantronics, Inc. 50.46 0 4,756 0 240
2017-12-31 13F-HR PNM / PNM Resources, Inc. 40.44 19,497 16,494 -15.40 786 667 -15.14
2017-12-31 13F-HR PSR / PowerShares Active U.S. Real Estate Fund 82.09 8,966 9,758 8.83 710 801 12.82
2017-12-31 13F-HR PWZ / PowerShares California AMT-Free Municipal Bond Portfolio 26.38 393,687 402,648 2.28 10,267 10,622 3.46
2017-12-31 13F-HR PXH / PowerShares Exchange-Traded Fund Trust II 22.33 102,902 113,842 10.63 2,195 2,542 15.81
2017-12-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.81 970,144 974,435 0.44 24,777 25,150 1.51
2017-12-31 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 37.59 74,635 48,764 -34.66 2,588 1,833 -29.17
2017-12-31 13F-HR XMLV / PwShs S&P400 LV 45.38 627,520 788,733 25.69 27,542 35,793 29.96
2017-12-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 42.48 21,258 40,086 88.57 838 1,703 103.22
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.54 482,935 584,796 21.09 14,377 17,275 20.16
2017-12-31 13F-HR XRLV / PwShs S&P 500 ex-Rt 33.88 6,051 205
2017-12-31 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 53.90 160,773 221,048 37.49 8,246 11,914 44.48
2017-12-31 13F-HR PFM / PowerShares Exchange-Trade Fund Trust 26.45 130,957 127,929 -2.31 3,224 3,384 4.96
2017-12-31 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 47.17 42,025 42,059 0.08 2,098 1,984 -5.43
2017-12-31 13F-HR PXJ / PowerShares Exchange-Trade Fund Trust 9.55 65,222 36,758 -43.64 646 351 -45.67
2017-12-31 13F-HR DWAQ / PowerShares Dynamic Market Portfolio 102.57 2,442 2,369 -2.99 240 243 1.25
2017-12-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 38.81 419,675 418,647 -0.24 15,679 16,248 3.63
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.87 885,564 866,189 -2.19 16,799 16,345 -2.70
2017-12-31 13F-HR PRN / PowerShares Exchange-Trade Fund Trust 60.96 24,349 18,454 -24.21 1,413 1,125 -20.38
2017-12-31 13F-HR PXMG / PowerShares Fundamental Pure Mid Growth Portfolio 42.45 19,536 20,120 2.99 752 854 13.56
2017-12-31 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 27.63 38,284 44,630 16.58 1,036 1,233 19.02
2017-12-31 13F-HR PICB / PowerShares International Corporate Bond Portfolio 27.62 0 10,209 0 282
2017-12-31 13F-HR DBO / PowerShares DB Oil Fund 10.15 147,787 134,570 -8.94 1,299 1,366 5.16
2017-12-31 13F-HR UUP / PowerShares DB US Dollar Index Trust 24.03 71,807 69,234 -3.58 1,736 1,664 -4.15
2017-12-31 13F-HR PRAA / PRA Group, Inc. 33.36 9,398 9,023 -3.99 266 301 13.16
2017-12-31 13F-HR PVG / Pretium Resources, Inc. 11.43 12,333 141
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,737.82 3,319 2,380 -28.29 6,076 4,136 -31.93
2017-12-31 13F-HR EFAD / ProShares MSCI EAFE Dividend Growers ETF 38.63 50,409 53,508 6.15 1,896 2,067 9.02
2017-12-31 13F-HR SH / ProShares Short S&P500 30.18 757,097 326,652 -56.85 24,356 9,858 -59.53
2017-12-31 13F-HR EUDV / ProShares MSCI Europe Dividend Growers ETF 41.74 8,648 361
2017-12-31 13F-HR SDS / ProShares UltraShort S&P500 41.05 29,249 34,595 18.28 1,364 1,420 4.11
2017-12-31 13F-HR 74348TAQ5 / Prospect Capital Corp. 4.75% Bond due 2020-04-15 298 403 35.23
2017-12-31 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 302 465 53.97
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.50 103,483 108,517 4.86 4,786 5,589 16.78
2017-12-31 13F-HR RDNT / RadNet, Inc. 10.08 13,093 132
2017-12-31 13F-HR REG / Regency Centers Corp. 69.12 7,046 487
2017-12-31 13F-HR RHE / Regional Health Properties, Inc. 0.18 11,300 2
2017-12-31 13F-HR RGS / Regis Corp. 15.36 60,547 61,060 0.85 864 938 8.56
2017-12-31 13F-HR RIV / RiverNorth Opportunities Fund, Inc. 20.03 27,414 549
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.63 40,315 48,441 20.16 5,271 6,570 24.64
2017-12-31 13F-HR ROG / Rogers Corp. 161.97 1,241 201
2017-12-31 13F-HR ROKU / Roku Inc 51.76 16,885 874
2017-12-31 13F-HR RPXC / RPX Corporation 13.46 16,435 16,269 -1.01 218 219 0.46
2017-12-31 13F-HR RCD / Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF 99.93 2,837 2,692 -5.11 264 269 1.89
2017-12-31 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 133.70 48,614 49,931 2.71 5,959 6,676 12.03
2017-12-31 13F-HR RYU / Guggenheim S&P 500 Equal Weight Utilities ETF 85.78 20,865 27,454 31.58 1,798 2,355 30.98
2017-12-31 13F-HR SAND / Sandstorm Gold Ltd. 4.99 48,790 71,994 47.56 222 359 61.71
2017-12-31 13F-HR SNY / Sanofi 43.00 183,052 133,659 -26.98 9,114 5,747 -36.94
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.43 122,485 135,813 10.88 6,768 7,528 11.23
2017-12-31 13F-HR STX / Seagate Technology PLC 41.84 91,965 100,548 9.33 3,050 4,207 37.93
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.89 828,274 726,852 -12.24 44,710 41,351 -7.51
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.68 1,902,224 1,403,513 -26.22 155,469 116,042 -25.36
2017-12-31 13F-HR SCI / Service Corp. International 37.32 33,248 50,646 52.33 1,147 1,890 64.78
2017-12-31 13F-HR SHOP / Shopify Inc. 101.01 31,158 17,008 -45.41 3,630 1,718 -52.67
2017-12-31 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 8.41 194,818 1,638
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.31 15,913 15,397 -3.24 946 944 -0.21
2017-12-31 13F-HR SODA / SodaStream International Ltd. 70.36 0 2,928 0 206
2017-12-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.49 60,991 88,492 45.09 2,341 3,583 53.05
2017-12-31 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 32.84 39,516 26,489 -32.97 1,204 870 -27.74
2017-12-31 13F-HR GWX / SPDR S&P Intl Small Cap ETF 35.49 40,320 44,042 9.23 1,412 1,563 10.69
2017-12-31 13F-HR QEFA / SPDR MSCI EAFE Quality Mix ETF 65.01 6,337 412
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.41 356,876 403,944 13.19 116,459 139,526 19.81
2017-12-31 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 37.45 82,956 80,798 -2.60 2,986 3,026 1.34
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.42 23,672 2,164
2017-12-31 13F-HR IPE / SPDR Barclays TIPS ETF 56.27 37,951 23,993 -36.78 2,140 1,350 -36.92
2017-12-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 36.59 43,516 61,679 41.74 3,132 2,257 -27.94
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.34 227,832 269,049 18.09 10,273 12,737 23.99
2017-12-31 13F-HR KCE / SPDR S&P Capital Markets ETF 57.96 4,555 264
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 45.01 0 4,643 0 209
2017-12-31 13F-HR 84860WAA0 / Spirit Realty Capital, Inc. Bond 691
2017-12-31 13F-HR SYRG / Synergy Resources Corp. 8.52 16,320 139
2017-12-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 40.43 0 8,953 0 362
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 19.98 10,072 12,511 24.22 233 250 7.30
2017-12-31 13F-HR SIVB / SVB Financial Group 233.81 3,625 3,413 -5.85 678 798 17.70
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.74 6,555 7,226 10.24 670 793 18.36
2017-12-31 13F-HR TCB / TCF Financial Corp. 20.48 26,722 27,730 3.77 455 568 24.84
2017-12-31 13F-HR TNK / Teekay Tankers, Ltd. 1.40 0 12,825 0 18
2017-12-31 13F-HR TFX / Teleflex, Inc. 248.78 1,763 2,460 39.53 427 612 43.33
2017-12-31 13F-HR TXN / Texas Instruments Inc. Put 104.46 6,500 679
2017-12-31 13F-HR TMST / TimkenSteel Corporation 15.19 36,000 36,000 0.00 594 547 -7.91
2017-12-31 13F-HR DMRL / DeltaShares S&P 500 Managed Risk 54.14 4,119 223
2017-12-31 13F-HR DMRI / DeltaShares S&P International Ma 53.07 4,221 224
2017-12-31 13F-HR TRVN / Trevena, Inc. 1.61 21,162 34
2017-12-31 13F-HR TTAI / TrimTabs All Cap International Free-Cash-Flow ETF 27.24 19,200 523
2017-12-31 13F-HR TNP / Tsakos Energy Navigation Ltd. 3.90 68,615 65,595 -4.40 308 256 -16.88
2017-12-31 13F-HR TKC / Turkcell Iletisim Hizmetleri A.S. 10.18 18,277 186
2017-12-31 13F-HR 90187BAA9 / Two Harbors Investment Corp. Fixed Income 11
2017-12-31 13F-HR USG / USG Corp. 38.57 54,105 54,970 1.60 1,767 2,120 19.98
2017-12-31 13F-HR ULSGF / UBS AG 20.78 19,980 18,625 -6.78 357 387 8.40
2017-12-31 13F-HR UDR / UDR, Inc. 38.51 8,075 8,127 0.64 307 313 1.95
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. 49.27 10,868 9,824 -9.61 444 484 9.01
2017-12-31 13F-HR OLED / Universal Display Corp. 172.66 17,804 18,128 1.82 2,294 3,130 36.44
2017-12-31 13F-HR UVSP / Univest Corp. of Pennsylvania 28.06 18,961 16,961 -10.55 607 476 -21.58
2017-12-31 13F-HR VALE / Vale S.A. 12.23 120,284 122,349 1.72 1,211 1,496 23.53
2017-12-31 13F-HR ITM / VanEck Vectors ETF TR 24.07 384,748 384,137 -0.16 9,253 9,246 -0.08
2017-12-31 13F-HR KOL / Market Vectors Coal ETF 16.03 124,168 37,437 -69.85 1,808 600 -66.81
2017-12-31 13F-HR HYD / VanEck Vectors ETF TR 31.20 413,205 526,951 27.53 12,937 16,441 27.09
2017-12-31 13F-HR BJK / VanEck Vectors ETF TR 46.63 4,332 202
2017-12-31 13F-HR LFEQ / Van Eck Vectors NDR CMG Long/Fla 26.33 25,259 665
2017-12-31 13F-HR VIOG / Vanguard S&P Small-Cap 600 Growth ETF 145.93 55,445 54,662 -1.41 7,807 7,977 2.18
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.78 795,218 882,476 10.97 116,897 136,590 16.85
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.85 262,959 287,683 9.40 40,138 46,274 15.29
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.44 676,272 1,118,271 65.36 35,694 58,642 64.29
2017-12-31 13F-HR VTWO / Vanguard Russell 2000 ETF 122.29 57,947 66,001 13.90 6,891 8,071 17.12
2017-12-31 13F-HR VDE / Vanguard Energy ETF 98.95 176,696 197,904 12.00 16,535 19,583 18.43
2017-12-31 13F-HR VAW / Vanguard Materials ETF 136.70 51,606 69,277 34.24 6,632 9,470 42.79
2017-12-31 13F-HR VNTV / Vantiv, Inc. 73.72 5,325 5,195 -2.44 371 383 3.23
2017-12-31 13F-HR VEEV / Veeva Systems Inc. 55.29 19,055 20,166 5.83 1,075 1,115 3.72
2017-12-31 13F-HR CIL / Victory Portfolios II 40.68 10,275 418
2017-12-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.12 126,602 3,307
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.31 20,266 371
2017-12-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.45 23,065 264
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 23,613 183
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. 143.74 7,614 7,458 -2.05 1,127 1,072 -4.88
2017-12-31 13F-HR WSO / Watsco, Inc. 170.17 2,014 2,045 1.54 324 348 7.41
2017-12-31 13F-HR WB / Weibo Corporation 103.47 15,121 22,606 49.50 1,496 2,339 56.35
2017-12-31 13F-HR WR / Westar Energy, Inc. 52.79 15,683 20,003 27.55 778 1,056 35.73
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.23 41,648 426
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 70,989 360
2017-12-31 13F-HR XWEAX / Western Asset Premier Bond Fund 13.83 0 14,393 0 199
2017-12-31 13F-HR WBK / Westpac Banking Corp. Ltd. 24.36 9,964 11,534 15.76 251 281 11.95
2017-12-31 13F-HR WHLR / Wheeler Real Estate Investment Trust, Inc. 10.00 0 10,300 0 103
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.46 21,501 569
2017-12-31 13F-HR WSR / Whitestone REIT 14.40 46,112 46,112 0.00 602 664 10.30
2017-12-31 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 29.06 79,914 78,860 -1.32 2,356 2,292 -2.72
2017-12-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.48 10,240 10,108 -1.29 395 389 -1.52
2017-12-31 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 70.56 81,109 88,337 8.91 5,635 6,233 10.61
2017-12-31 13F-HR EPI / WisdomTree India Earnings Fund 27.84 86,026 116,435 35.35 2,165 3,242 49.75
2017-12-31 13F-HR DWM / WisdomTree DEFA Fund 55.78 70,718 88,018 24.46 3,851 4,910 27.50
2017-12-31 13F-HR IHDG / WisdomTree International Hedged Dividend Growth Fund 31.69 71,974 93,261 29.58 2,207 2,955 33.89
2017-12-31 13F-HR DLN / WisdomTree LargeCap Dividend Fund 92.12 146,014 149,056 2.08 12,680 13,731 8.29
2017-12-31 13F-HR EZY / WisdomTree LargeCap Value Fund 82.54 4,383 5,028 14.72 333 415 24.62
2017-12-31 13F-HR DTD / WisdomTree Total Dividend Fund 92.96 414,141 447,869 8.14 36,344 41,634 14.56
2017-12-31 13F-HR AGGY / WisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund 50.82 0 4,978 0 253
2017-12-31 13F-HR WORLD CURRENCY GOLD TR / LNG DLR GLD TR (98146B104) 120.89 4,839 585
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 22.19 11,557 11,313 -2.11 299 251 -16.05
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 168.59 45,762 43,437 -5.08 6,815 7,323 7.45
2017-12-31 13F-HR YY / YY Inc. 112.95 0 2,833 0 320
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 85,752 154,943 80.69 168 305 81.55
2017-12-31 13F-HR MNK / Maillinckrodt plc. 22.55 0 76,171 0 1,718
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.83 233,442 239,407 2.56 6,043 6,184 2.33
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 84,149 138,590 64.70 4,540 8,417 85.40
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 224,335 242,591 8.14 2,371 2,508 5.78
2017-12-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 132.32 62,956 66,337 5.37 8,053 8,778 9.00
2017-12-31 13F-HR CREE / Cree, Inc. 37.14 50,531 38,101 -24.60 1,424 1,415 -0.63
2017-12-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.63 774,252 920,656 18.91 20,998 26,358 25.53
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.52 114,935 157,329 36.89 6,118 8,420 37.63
2017-12-31 13F-HR SPYB / SPDR S&P 500 Buyback ETF 62.30 6,750 7,159 6.06 391 446 14.07
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.72 7,004 7,896 12.74 447 511 14.32
2017-12-31 13F-HR PTNQ / Pacer Trendpilot 100 ETF 30.25 151,477 216,301 42.79 4,281 6,543 52.84
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 52.56 20,148 47,582 136.16 921 2,501 171.55
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 42.19 14,638 14,412 -1.54 584 608 4.11
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.55 18,472 19,207 3.98 1,188 1,355 14.06
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 31.31 20,887 18,651 -10.71 639 584 -8.61
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.24 5,723 6,659 16.36 357 521 45.94
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.77 8,261,353 9,103,872 10.20 417,033 489,515 17.38
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.89 66,406 82,271 23.89 1,070 1,307 22.15
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.70 59,139 59,480 0.58 6,511 6,882 5.70
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.44 8,547 9,780 14.43 550 640 16.36
2017-12-31 13F-HR TMK / Torchmark Corp. 90.67 0 3,077 0 279
2017-12-31 13F-HR PWC / PowerShares Dynamic Market Portfolio 95.27 11,503 13,257 15.25 1,045 1,263 20.86
2017-12-31 13F-HR HTA / Healthcare Trust of America, Inc. 30.04 297,461 420,145 41.24 8,868 12,621 42.32
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.80 238,480 333,970 40.04 9,697 14,294 47.41
2017-12-31 13F-HR FILL / iShares, Inc. 21.58 17,690 13,207 -25.34 356 285 -19.94
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 193,520 196,566 1.57 28,219 20,514 -27.30
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.04 719,238 804,157 11.81 42,759 51,498 20.44
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.32 15,334 14,153 -7.70 671 783 16.69
2017-12-31 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 55.98 16,375 16,112 -1.61 901 902 0.11
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.37 32,357 32,375 0.06 440 433 -1.59
2017-12-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.47 63,140 94,381 49.48 3,120 4,763 52.66
2017-12-31 13F-HR EUFX / ProShares Short Euro ETF 39.95 7,660 7,660 0.00 311 306 -1.61
2017-12-31 13F-HR MBG / SPDR Barclays Mortgage Backed Bond ETF 26.01 42,607 35,906 -15.73 1,122 934 -16.76
2017-12-31 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 58.37 16,738 18,656 11.46 944 1,089 15.36
2017-12-31 13F-HR TUZ / PIMCO ETF Trust 50.23 5,563 5,335 -4.10 282 268 -4.96
2017-12-31 13F-HR DNOW / NOW Inc. 11.02 24,331 23,319 -4.16 336 257 -23.51
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.13 336,630 381,668 13.38 3,447 3,866 12.16
2017-12-31 13F-HR PXLG / PowerShares Fundamental Pure Large Growth Portfolio 45.41 18,102 17,792 -1.71 771 808 4.80
2017-12-31 13F-HR QDYN / FlexShares Quality Dividend Dynamic Index Fund 44.20 87,475 61,966 -29.16 3,642 2,739 -24.79
2017-12-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.95 92,033 90,051 -2.15 4,804 4,678 -2.62
2017-12-31 13F-HR PXLV / PowerShares Fundamental Pure Large Value Portfolio 38.77 5,701 5,700 -0.02 213 221 3.76
2017-12-31 13F-HR STOR / STORE Capital Corp. 26.04 47,116 63,815 35.44 1,172 1,662 41.81
2017-12-31 13F-HR CEO / CNOOC Ltd. 143.66 1,685 3,209 90.45 219 461 110.50
2017-12-31 13F-HR DB / Deutsche Bank AG 19.05 22,506 15,856 -29.55 389 302 -22.37
2017-12-31 13F-HR GPN / Global Payments, Inc. 100.27 15,252 15,459 1.36 1,481 1,550 4.66
2017-12-31 13F-HR DOO / WisdomTree International Dividend Ex-Financials Fund 43.41 52,978 50,523 -4.63 2,260 2,193 -2.96
2017-12-31 13F-HR WRI / Weingarten Realty Investors 32.90 10,828 9,819 -9.32 344 323 -6.10
2017-12-31 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 65.04 17,347 13,577 -21.73 1,098 883 -19.58
2017-12-31 13F-HR FIW / First Trust ISE-Water Index Fund 48.69 30,911 32,039 3.65 1,401 1,560 11.35
2017-12-31 13F-HR PEZ / PowerShares Exchange-Trade Fund Trust 50.23 6,231 6,231 0.00 295 313 6.10
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 132.02 7,952 7,726 -2.84 807 1,020 26.39
2017-12-31 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 25.39 96,245 97,882 1.70 2,453 2,485 1.30
2017-12-31 13F-HR TIPZ / PIMCO ETF Trust 58.22 20,446 20,802 1.74 1,184 1,211 2.28
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.57 763,864 968,262 26.76 81,367 102,219 25.63
2017-12-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 5.20 19,005 15,005 -21.05 91 78 -14.29
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.10 0 30,365 0 337
2017-12-31 13F-HR TRTN / Triton International Limited 37.46 47,840 46,370 -3.07 1,592 1,737 9.11
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 672,896 738,151 9.70 114,978 130,254 13.29
2017-12-31 13F-HR FMF / First Trust Morningstar Managed Futures Strategy Fund 47.65 5,199 9,067 74.40 241 432 79.25
2017-12-31 13F-HR X / United States Steel Corp. 35.19 230,132 201,411 -12.48 5,905 7,088 20.03
2017-12-31 13F-HR IYZ / iShares U.S. Telecommunications ETF 29.42 40,820 57,146 40.00 1,241 1,681 35.46
2017-12-31 13F-HR LTC / LTC Properties, Inc. 43.54 24,047 44,075 83.29 1,130 1,919 69.82
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.72 943,607 934,277 -0.99 49,738 51,124 2.79
2017-12-31 13F-HR MBB / iShares MBS ETF 106.59 831,174 927,934 11.64 89,019 98,909 11.11
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.68 2,330,904 2,411,916 3.48 291,503 324,837 11.44
2017-12-31 13F-HR GAA / Cambria Global Asset Allocation ETF 27.49 114,867 119,221 3.79 3,085 3,277 6.22
2017-12-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.49 37,495 37,132 -0.97 232 241 3.88
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.31 17,305 20,569 18.86 174 212 21.84
2017-12-31 13F-HR CNCR / Loncar Cancer Immunotherapy ETF 23.78 31,343 42,474 35.51 848 1,010 19.10
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 40,262 71,405 77.35 3,071 5,249 70.92
2017-12-31 13F-HR COMM / CommScope Holding Company, Inc. 37.84 0 9,856 0 373
2017-12-31 13F-HR JKG / iShares Morningstar Mid-Cap ETF 185.65 68,939 64,052 -7.09 12,053 11,891 -1.34
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.04 5,108 8,991 76.02 203 378 86.21
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.66 34,388 34,193 -0.57 3,624 3,613 -0.30
2017-12-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 159.49 20,887 19,995 -4.27 3,156 3,189 1.05
2017-12-31 13F-HR PIO / PowerShares Global Exchange Traded Fund Trust 26.05 25,824 31,511 22.02 643 821 27.68
2017-12-31 13F-HR 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15 880 894 1.59
2017-12-31 13F-HR HDMV / First Trust 34.32 140,821 146,338 3.92 4,667 5,022 7.61
2017-12-31 13F-HR PXI / PowerShares Exchange-Trade Fund Trust 39.49 19,107 17,827 -6.70 682 704 3.23
2017-12-31 13F-HR FTGC / First Trust Global Tactical Commodity Strategy Fund 20.70 35,096 38,459 9.58 705 796 12.91
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 29,599 48,483 63.80 326 525 61.04
2017-12-31 13F-HR HPT / Hospitality Properties Trust 29.85 83,858 191,039 127.81 2,389 5,703 138.72
2017-12-31 13F-HR IDOG / ALPS International Sector Dividend Dogs ETF 28.64 11,402 21,721 90.50 318 622 95.60
2017-12-31 13F-HR RAS / RAIT Financial Trust 0.36 0 13,759 0 5
2017-12-31 13F-HR OMER / Omeros Corp. 19.40 13,144 10,000 -23.92 284 194 -31.69
2017-12-31 13F-HR MASI / Masimo Corp. 84.83 0 10,739 0 911
2017-12-31 13F-HR VOOG / Vanguard S&P 500 Growth ETF 136.96 713,986 726,387 1.74 91,897 99,486 8.26
2017-12-31 13F-HR IWL / iShares Russell Top 200 Index Fund 61.47 28,832 29,690 2.98 1,662 1,825 9.81
2017-12-31 13F-HR PXE / PowerShares Exchange-Trade Fund Trust 22.91 19,828 22,571 13.83 410 517 26.10
2017-12-31 13F-HR QCLN / First Trust Exchange-Traded Fund 20.32 14,929 26,233 75.72 287 533 85.71
2017-12-31 13F-HR MFGP / Micro Focus International plc 33.62 9,929 9,281 -6.53 317 312 -1.58
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.91 71,178 75,973 6.74 6,886 8,198 19.05
2017-12-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 45.88 190,641 199,600 4.70 7,988 9,158 14.65
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.06 177,181 182,821 3.18 13,631 14,819 8.72
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 15.63 13,717 20,543 49.76 209 321 53.59
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.29 21,066 23,343 10.81 976 1,104 13.11
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.64 440,005 446,561 1.49 49,804 53,873 8.17
2017-12-31 13F-HR CSV / Carriage Services, Inc. 25.73 17,422 15,860 -8.97 446 408 -8.52
2017-12-31 13F-HR ZROZ / PIMCO ETF Trust 121.43 37,361 37,634 0.73 4,354 4,570 4.96
2017-12-31 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 34.26 7,491 7,909 5.58 243 271 11.52
2017-12-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 98.23 40,361 47,806 18.45 3,747 4,696 25.33
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 259.16 5,078 5,842 15.05 1,246 1,514 21.51
2017-12-31 13F-HR QQXT / First Trust Exchange-Traded Fund 48.66 7,871 7,747 -1.58 368 377 2.45
2017-12-31 13F-HR EQL / Alps Etf Tr Equal Sector Weight Etf 69.54 21,893 22,449 2.54 1,445 1,561 8.03
2017-12-31 13F-HR PACW / PacWest Bancorp 50.47 7,938 6,499 -18.13 401 328 -18.20
2017-12-31 13F-HR QDF / FlexShares Quality Dividend Index Fund 45.03 63,279 70,578 11.53 2,685 3,178 18.36
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 197,421 209,908 6.33 5,907 6,715 13.68
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.94 15,832 43,788 176.58 6 1,355 22,483.33
2017-12-31 13F-HR QRVO / Qorvo, Inc. 66.61 22,795 17,956 -21.23 1,611 1,196 -25.76
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.79 15,271 16,447 7.70 1,667 1,855 11.28
2017-12-31 13F-HR PYZ / PowerShares Exchange-Trade Fund Trust 70.63 22,507 17,074 -24.14 1,475 1,206 -18.24
2017-12-31 13F-HR SPDW / SPDR Portfolio World ex- US ETF 31.70 74,762 142,193 90.19 2,293 4,508 96.60
2017-12-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 48.73 15,820 21,157 33.74 750 1,031 37.47
2017-12-31 13F-HR FDX / FedEx Corp. 249.54 87,019 80,229 -7.80 19,630 20,020 1.99
2017-12-31 13F-HR XSLV / PwShs S&P600 LV 46.25 358,419 448,189 25.05 16,466 20,729 25.89
2017-12-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 15.00 18,256 18,201 -0.30 288 273 -5.21
2017-12-31 13F-HR QLTA / iShares Aaa - A Rated Corporate Bond Fund 52.83 10,212 10,582 3.62 539 559 3.71
2017-12-31 13F-HR EEMA / iShares MSCI Emerging Markets Asia Index Fund 73.75 16,725 39,577 136.63 1,164 2,919 150.77
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 47.96 12,055 12,906 7.06 555 619 11.53
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 552,268 604,066 9.38 49,075 58,419 19.04
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.32 104,400 192,448 84.34 4,038 7,952 96.93
2017-12-31 13F-HR LVHE / Legg Mason Emerging Markets Low Volatility High Dividend ETF 27.53 8,765 14,640 67.03 241 403 67.22
2017-12-31 13F-HR PBS / PowerShares Exchange-Trade Fund Trust 28.10 61,487 59,956 -2.49 1,711 1,685 -1.52
2017-12-31 13F-HR IBMH / iShares 2019 AMT-Free Muni Bond ETF 25.32 63,124 91,146 44.39 1,614 2,308 43.00
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 221.23 7,257 13,624 87.74 1,657 3,014 81.89
2017-12-31 13F-HR CXP / Columbia Property Trust, Inc. 22.95 66,958 105,723 57.89 1,458 2,426 66.39
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 58.26 4,563 4,703 3.07 251 274 9.16
2017-12-31 13F-HR XL / XL Group Ltd. 35.14 0 10,160 0 357
2017-12-31 13F-HR NEM / Newmont Mining Corp. 37.51 45,970 47,078 2.41 1,724 1,766 2.44
2017-12-31 13F-HR NAVI / Navient Corporation 13.33 0 21,076 0 281
2017-12-31 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 80.44 25,114 28,321 12.77 1,884 2,278 20.91
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.38 48,779 73,761 51.21 1,206 1,798 49.09
2017-12-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 52.15 241,519 271,432 12.39 11,842 14,155 19.53
2017-12-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 53.88 89,543 100,473 12.21 4,798 5,413 12.82
2017-12-31 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 21.09 169,086 178,151 5.36 3,593 3,757 4.56
2017-12-31 13F-HR HPS / John Hancock Preferred Income Fund III 18.78 15,880 15,925 0.28 299 299 0.00
2017-12-31 13F-HR CDXC / ChromaDex Corporation 5.92 0 11,834 0 70
2017-12-31 13F-HR PKG / Packaging Corp. of America 120.59 5,205 5,788 11.20 597 698 16.92
2017-12-31 13F-HR DBE / PowerShares DB Energy Fund 14.56 16,941 15,451 -8.80 217 225 3.69
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.59 99,206 134,940 36.02 1,036 1,429 37.93
2017-12-31 13F-HR SLV / iShares Silver Trust 15.99 1,360,933 1,277,038 -6.16 21,421 20,420 -4.67
2017-12-31 13F-HR PSL / PowerShares Exchange-Trade Fund Trust 65.10 21,230 21,260 0.14 1,307 1,384 5.89
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.93 57,811 68,346 18.22 362 405 11.88
2017-12-31 13F-HR NVS / Novartis AG 83.96 89,234 97,153 8.87 7,660 8,157 6.49
2017-12-31 13F-HR DWAT / Arrow Investments Trust 11.63 14,900 12,900 -13.42 169 150 -11.24
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 197.83 24,012 20,775 -13.48 4,525 4,110 -9.17
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 107.56 147,833 457,854 209.71 49,316 49,247 -0.14
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.70 17,858 17,424 -2.43 2,091 2,103 0.57
2017-12-31 13F-HR TIS / Orchids Paper Products Company 12.80 0 27,187 0 348
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 66.01 7,521 8,135 8.16 438 537 22.60
2017-12-31 13F-HR AGN / Allergan plc 163.58 52,941 51,205 -3.28 10,850 8,376 -22.80
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.42 141,937 157,706 11.11 20,592 24,195 17.50
2017-12-31 13F-HR EQC.PRD / Equity Commonwealth 6.5% Series D Cumulative Convertible Preferred Shares 26.39 30,932 29,365 -5.07 824 775 -5.95
2017-12-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 11.41 23,235 13,590 -41.51 280 155 -44.64
2017-12-31 13F-HR NTRI / NutriSystem, Inc. 52.54 7,656 6,585 -13.99 428 346 -19.16
2017-12-31 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 67.24 25,358 17,756 -29.98 1,733 1,194 -31.10
2017-12-31 13F-HR RZG / Guggenheim S&P Smallcap 600 Pure Growth ETF 114.54 69,297 71,679 3.44 7,626 8,210 7.66
2017-12-31 13F-HR GNR / SPDR S&P Global Natural Resources ETF 49.06 34,954 33,654 -3.72 1,607 1,651 2.74
2017-12-31 13F-HR QQQE / Direxion NASDAQ-100 Equal Weighted Index Shares 43.18 33,198 30,131 -9.24 1,374 1,301 -5.31
2017-12-31 13F-HR ERF / Enerplus Corporation 9.80 22,141 23,886 7.88 219 234 6.85
2017-12-31 13F-HR IMTM / iShares MSCI International Developed Momentum Factor ETF 30.48 11,034 14,797 34.10 333 451 35.44
2017-12-31 13F-HR NCR / NCR Corp. 33.97 5,758 6,330 9.93 216 215 -0.46
2017-12-31 13F-HR EQWS / PowerShares Russell 2000 Equal Weight Portfolio 43.42 164,333 167,984 2.22 6,942 7,294 5.07
2017-12-31 13F-HR SFL / Ship Finance International Limited 15.52 17,610 16,883 -4.13 255 262 2.75
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.32 2,247 2,177 -3.12 222 238 7.21
2017-12-31 13F-HR LYG / Lloyds Banking Group plc 3.75 261,798 237,553 -9.26 958 891 -6.99
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.07 10,406 11,995 15.27 1,574 1,968 25.03
2017-12-31 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 59.15 74,463 151,503 103.46 8,825 8,961 1.54
2017-12-31 13F-HR SYG / SSGA Active ETF Trust 79.44 118,789 119,758 0.82 8,938 9,514 6.44
2017-12-31 13F-HR TCP / TC Pipelines, LP 53.10 33,363 37,492 12.38 1,746 1,991 14.03
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 19.05 82,110 84,053 2.37 1,492 1,601 7.31
2017-12-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.19 38,557 104,661 171.44 251 648 158.17
2017-12-31 13F-HR DLB / Dolby Laboratories, Inc. 62.00 29,607 25,405 -14.19 1,703 1,575 -7.52
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.32 34,233 45,685 33.45 3,391 5,040 48.63
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 66.53 14,621 16,505 12.89 922 1,098 19.09
2017-12-31 13F-HR TWOU / 2U, Inc. 64.52 16,698 16,538 -0.96 936 1,067 14.00
2017-12-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 112.03 55,593 56,878 2.31 6,239 6,372 2.13
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.44 147,146 157,457 7.01 13,190 16,445 24.68
2017-12-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 35.58 355,011 1,055,817 197.40 12,436 37,566 202.07
2017-12-31 13F-HR HCRF / iShares Edge MSCI Multifactor Healthcare ETF 31.62 12,298 13,218 7.48 372 418 12.37
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 107.35 41,626 39,879 -4.20 3,628 4,281 18.00
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.43 11,107 10,547 -5.04 121 110 -9.09
2017-12-31 13F-HR WAT / Waters Corp. 193.88 3,491 3,760 7.71 650 729 12.15
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 25.81 40,554 23,438 -42.21 2,094 605 -71.11
2017-12-31 13F-HR ADRE / BLDRS Index Funds Trust 43.12 11,795 13,683 16.01 497 590 18.71
2017-12-31 13F-HR BFOR / Barron's 400 ETF 41.61 10,336 14,851 43.68 410 618 50.73
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.38 522,220 647,533 24.00 116,883 160,187 37.05
2017-12-31 13F-HR CS / Credit Suisse Group 17.85 119,726 142,120 18.70 1,892 2,537 34.09
2017-12-31 13F-HR FTLS / First Trust Exchange-Traded Fund III 39.29 142,267 155,771 9.49 5,281 6,120 15.89
2017-12-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 41.43 900,840 921,127 2.25 34,376 38,162 11.01
2017-12-31 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.53 188,631 223,798 18.64 4,708 5,490 16.61
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 37.85 69,723 77,938 11.78 2,235 2,950 31.99
2017-12-31 13F-HR DIM / WisdomTree International MidCap Dividend Fund 68.97 9,419 8,960 -4.87 625 618 -1.12
2017-12-31 13F-HR ICFI / ICF International, Inc. 52.52 8,092 8,872 9.64 437 466 6.64
2017-12-31 13F-HR TTFS / TrimTabs Float Shrink ETF 71.45 17,696 19,427 9.78 1,201 1,388 15.57
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.29 52,163 35,014 -32.88 2,891 1,971 -31.82
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.39 219,034 251,358 14.76 15,280 16,939 10.86
2017-12-31 13F-HR IDHQ / PowerShares S&P International Developed High Quality Portfolio 24.19 18,112 20,876 15.26 426 505 18.54
2017-12-31 13F-HR PXF / PowerShares Exchange-Traded Fund Trust II 45.39 37,543 43,402 15.61 1,657 1,970 18.89
2017-12-31 13F-HR AOR / iShares Core Growth Allocation ETF 44.92 412,573 428,542 3.87 18,496 19,250 4.08
2017-12-31 13F-HR XEC / Cimarex Energy Co. 122.13 3,543 3,701 4.46 403 452 12.16
2017-12-31 13F-HR EWU / iShares MSCI United Kingdom ETF 35.82 204,053 132,742 -34.95 7,111 4,755 -33.13
2017-12-31 13F-HR KLAC / KLA-Tencor Corp. 105.10 12,962 14,834 14.44 1,374 1,559 13.46
2017-12-31 13F-HR FTNT / Fortinet, Inc. 43.67 19,433 8,771 -54.87 696 383 -44.97
2017-12-31 13F-HR VONV / Vanguard Russell 1000 Value ETF 108.56 113,617 122,076 7.45 11,773 13,253 12.57
2017-12-31 13F-HR IXN / iShares Global Tech ETF 153.67 34,257 56,629 65.31 4,877 8,702 78.43
2017-12-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 47.13 178,339 184,632 3.53 8,530 8,702 2.02
2017-12-31 13F-HR QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 57.95 97,844 99,624 1.82 5,434 5,773 6.24
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.76 3,749,734 3,644,465 -2.81 545,399 567,662 4.08
2017-12-31 13F-HR BAM / Brookfield Asset Management, Inc. 43.55 15,366 15,684 2.07 635 683 7.56
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.16 19,030 16,037 -15.73 255 211 -17.25
2017-12-31 13F-HR HOMB / Home BancShares, Inc. 23.23 0 15,327 0 356
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.93 677,091 989,031 46.07 37,721 59,273 57.14
2017-12-31 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 33.66 75,285 103,180 37.05 2,498 3,473 39.03
2017-12-31 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 24.98 38,684 100,903 160.84 977 2,521 158.03
2017-12-31 13F-HR RDN / Radian Group, Inc. 20.61 126,544 122,745 -3.00 2,365 2,530 6.98
2017-12-31 13F-HR PSCE / PowerShares Exchange-Traded Fund Trust II 15.37 21,952 10,803 -50.79 326 166 -49.08
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC 17.62 22,983 22,983 0.00 396 405 2.27
2017-12-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 76.80 60,752 68,889 13.39 4,493 5,291 17.76
2017-12-31 13F-HR NWBI / Northwest Bancshares, Inc. 16.74 45,708 46,124 0.91 789 772 -2.15
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.01 1,322,926 1,222,610 -7.58 13,798 14,684 6.42
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 2.36 26,049 56,049 115.17 53 132 149.06
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.19 41,443 39,595 -4.46 695 562 -19.14
2017-12-31 13F-HR DAR / Darling Ingredients Inc. 18.13 15,718 15,999 1.79 275 290 5.45
2017-12-31 13F-HR BTO / Hancock (JOHN) Bank & Thrift Opportunity Fund, Inc. 39.32 12,069 15,690 30.00 450 617 37.11
2017-12-31 13F-HR JHMM / John Hancock Multifactor Mid Cap ETF 34.11 370,998 379,978 2.42 11,976 12,961 8.22
2017-12-31 13F-HR CSX / CSX Corp. 55.01 125,941 127,057 0.89 6,834 6,989 2.27
2017-12-31 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.66 63,998 69,659 8.85 1,967 2,136 8.59
2017-12-31 13F-HR AYR / Aircastle Ltd. 23.41 15,682 12,858 -18.01 350 301 -14.00
2017-12-31 13F-HR GRES / IQ Global Resources ETF 28.58 49,775 81,112 62.96 1,343 2,318 72.60
2017-12-31 13F-HR EWQ / iShares MSCI France ETF 31.22 23,973 993,269 4,043.28 741 31,010 4,084.89
2017-12-31 13F-HR DRW / WisdomTree Global ex-US Real Estate Fund 32.60 10,734 9,817 -8.54 339 320 -5.60
2017-12-31 13F-HR MNA / IQ ARB Merger Arbitrage ETF 31.05 48,360 89,239 84.53 1,490 2,771 85.97
2017-12-31 13F-HR DMLP / Dorchester Minerals, L.P. 15.19 32,150 33,575 4.43 484 510 5.37
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.42 201,786 209,466 3.81 10,630 10,980 3.29
2017-12-31 13F-HR IBUY / AMPLIFY ETF TR 40.88 57,513 85,806 49.19 2,097 3,508 67.29
2017-12-31 13F-HR AVGO / Broadcom Limited 256.90 52,946 79,349 49.87 12,842 20,385 58.74
2017-12-31 13F-HR IAG / IAMGOLD Corp. 5.84 140,386 21,405 -84.75 856 125 -85.40
2017-12-31 13F-HR IGN / iShares North American Tech-Multimedia Networking ETF 48.51 7,863 7,875 0.15 363 382 5.23
2017-12-31 13F-HR RDIV / Oppenheimer Ultra Dividend Revenue ETF 36.59 817,420 811,209 -0.76 28,508 29,682 4.12
2017-12-31 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 30.44 82,842 53,359 -35.59 2,475 1,624 -34.38
2017-12-31 13F-HR PDN / PowerShares Exchange-Traded Fund Trust II 34.37 7,907 9,282 17.39 260 319 22.69
2017-12-31 13F-HR XOG / Extraction Oil & Gas, Inc. 14.32 23,208 21,088 -9.13 357 302 -15.41
2017-12-31 13F-HR SDRL / Seadrill Limited 0.23 200,123 189,923 -5.10 70 44 -37.14
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 68.44 14,196 15,474 9.00 809 1,059 30.90
2017-12-31 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 271.13 13,380 11,751 -12.17 3,414 3,186 -6.68
2017-12-31 13F-HR HPQ / HP Inc. 21.01 156,174 114,460 -26.71 3,117 2,405 -22.84
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.73 131,226 145,327 10.75 5,216 5,774 10.70
2017-12-31 13F-HR ST / Sensata Techologies Holdings NV 51.12 34,594 23,766 -31.30 1,663 1,215 -26.94
2017-12-31 13F-HR AIRR / First Trust Low Beta Income ETF 27.41 185,385 174,256 -6.00 4,827 4,776 -1.06
2017-12-31 13F-HR GSAT / Globalstar, Inc. 1.31 29,130 36,630 25.75 47 48 2.13
2017-12-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 18.46 142,003 151,085 6.40 1,490 2,789 87.18
2017-12-31 13F-HR IBCE / iShares iBonds Mar 2023 Term Corporate ex-Financials 24.30 14,271 14,528 1.80 351 353 0.57
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 8.25 12,364 14,427 16.69 97 119 22.68
2017-12-31 13F-HR CYS / CYS Investments, Inc. 8.04 30,560 32,210 5.40 264 259 -1.89
2017-12-31 13F-HR RZV / Guggenheim S&P Smallcap 600 Pure Value ETF 73.12 15,858 14,633 -7.72 1,112 1,070 -3.78
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.17 4,063 5,003 23.14 234 271 15.81
2017-12-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.38 285,206 299,965 5.17 7,047 7,313 3.77
2017-12-31 13F-HR IFV / First Trust High Income ETF 22.25 905,118 861,867 -4.78 19,351 19,177 -0.90
2017-12-31 13F-HR CME / CME Group, Inc. 146.04 20,352 22,193 9.05 2,761 3,241 17.39
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 3,024,202 2,961,637 -2.07 79,143 81,652 3.17
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.72 299,051 315,844 5.62 18,502 20,757 12.19
2017-12-31 13F-HR QINC / First Trust High Income ETF 25.51 38,956 45,903 17.83 955 1,171 22.62
2017-12-31 13F-HR EQAL / PowerShares Russell 1000 Equal Weight Portfolio 31.20 23,189 26,855 15.81 684 838 22.51
2017-12-31 13F-HR GNTX / Gentex Corp. 20.95 63,429 57,992 -8.57 1,252 1,215 -2.96
2017-12-31 13F-HR FNY / First Trust Mid Cap Growth AlphaDEX Fund 39.19 123,916 118,349 -4.49 4,529 4,638 2.41
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.53 36,664 49,133 34.01 1,285 1,795 39.69
2017-12-31 13F-HR HELE / Helen of Troy Ltd. 96.33 25,247 24,634 -2.43 2,446 2,373 -2.98
2017-12-31 13F-HR BOCA / Banc of California, Inc. 20.67 0 27,000 0 558
2017-12-31 13F-HR GHL / Greenhill & Co., Inc. 17,570 0 -100.00 292 0 -100.00
2017-12-31 13F-HR JPHY / JPMorgan Disciplined High Yield ETF 42,420 0 -100.00 2,195 0 -100.00
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 5,569 0 -100.00 212 0 -100.00
2017-12-31 13F-HR LOGI / Logitech International S.A. 10,846 0 -100.00 395 0 -100.00
2017-12-31 13F-HR WBIY / WBI Power FactorTM High Dividend 10,000 0 -100.00 248 0 -100.00
2017-12-31 13F-HR ADVISORSHARES TR / GARTMAN GLD/EU (00768Y669) 31,701 0 -100.00 367 0
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 25,148 0 -100.00 1,103 0 -100.00
2017-12-31 13F-HR 06741VXF4 / Barclays Bank Plc Bond 156,000 0 -100.00 157 0 -100.00
2017-12-31 13F-HR 06741VYQ9 / Barclays Bank Plc Bond 384,000 0 -100.00 397 0 -100.00
2017-12-31 13F-HR 06741VZP0 / Barclays Bank Plc Bond 57,000 0 -100.00 57 0 -100.00
2017-12-31 13F-HR 06744CAN1 / Barclays Bank Plc Bond 20,000 0 -100.00 20 0 -100.00
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 10,873 0 -100.00 158 0
2017-12-31 13F-HR CSTM / Constellium N.V. 25,803 0 -100.00 264 0 -100.00
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 8,881 0 -100.00 468 0 -100.00
2017-12-31 13F-HR DPW / Digital Power Corp. 17,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR FEDERATED PREM INTR MUN INC / (31423M105) 11,343 0 -100.00 154 0
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 2,198 0 -100.00 395 0 -100.00
2017-12-31 13F-HR SKYW / SkyWest, Inc. 13,134 0 -100.00 577 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 5,844 0 -100.00 1,873 0 -100.00
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 20,996 0 -100.00 224 0 -100.00
2017-12-31 13F-HR BXS / BancorpSouth, Inc. 13,238 0 -100.00 424 0 -100.00
2017-12-31 13F-HR SQNS / Sequans Communications S.A. 24,450 0 -100.00 77 0 -100.00
2017-12-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 18,137 0 -100.00 228 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 5,005 0 -100.00 255 0 -100.00
2017-12-31 13F-HR WNC / Wabash National Corp. 15,644 0 -100.00 357 0 -100.00
2017-12-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 12,083 0 -100.00 177 0
2017-12-31 13F-HR BIL / SPDR Series Trust 45,572 0 -100.00 2,085 0 -100.00
2017-12-31 13F-HR USB / U.S. Bancorp Put 5,300 0 -100.00 284 0 -100.00
2017-12-31 13F-HR VRAY / ViewRay, Inc. 12,000 0 -100.00 69 0 -100.00
2017-12-31 13F-HR WETF / WisdomTree Investments, Inc. 10,781 0 -100.00 110 0 -100.00
2017-12-31 13F-HR WDTI / WisdomTree Managed Futures Strategy Fund 5,444 0 -100.00 211 0 -100.00
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 10,077 0 -100.00 345 0 -100.00
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 12,615 0 -100.00 228 0 -100.00
2017-12-31 13F-HR SM / SM Energy Co 15,233 0 -100.00 270 0 -100.00
2017-12-31 13F-HR SSP / Scripps Company 14,454 0 -100.00 276 0 -100.00
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 4,989 0 -100.00 208 0 -100.00
2017-12-31 13F-HR KODK / Eastman Kodak Co. 54,131 0 -100.00 398 0 -100.00
2017-12-31 13F-HR FHN / First Horizon National Corp. 11,903 0 -100.00 228 0 -100.00
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 4,767 0 -100.00 409 0 -100.00
2017-12-31 13F-HR CORN / Teucrium Commodity Trust 11,250 0 -100.00 198 0 -100.00
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. 11,750 0 -100.00 67 0 -100.00
2017-12-31 13F-HR RVSB / Riverview Bancorp, Inc. 30,416 0 -100.00 255 0 -100.00
2017-12-31 13F-HR VSTM / Verastem, Inc. 19,494 0 -100.00 92 0 -100.00
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 7,519 0 -100.00 354 0 -100.00
2017-12-31 13F-HR RST / Rosetta Stone, Inc. 16,300 0 -100.00 166 0 -100.00
2017-12-31 13F-HR ALQA / Alliqua, Inc. 35,500 0 -100.00 13 0 -100.00
2017-12-31 13F-HR NMR / Nomura Holdings, Inc. 103,098 0 -100.00 574 0 -100.00
2017-12-31 13F-HR NW.PRC / National Westminster Bank Plc 9,988 0 -100.00 255 0 -100.00
2017-12-31 13F-HR KLIC / Kulicke and Soffa Industries Inc. 26,224 0 -100.00 566 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 6,270 0 -100.00 387 0 -100.00
2017-12-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 21,423 0 -100.00 166 0 -100.00
2017-12-31 13F-HR TAC / TransAlta Corporation 13,117 0 -100.00 77 0 -100.00
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 76,442 0 -100.00 459 0 -100.00
2017-12-31 13F-HR PRSS / CafePress Inc. 12,000 0 -100.00 22 0 -100.00
2017-12-31 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 6,480 0 -100.00 258 0 -100.00
2017-12-31 13F-HR JJG / iPath Bloomberg Grains Subindex Total Return ETN due 10/22/37 9,072 0 -100.00 235 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 8,917 0 -100.00 855 0 -100.00
2017-12-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 11,900 0 -100.00 178 0 -100.00
2017-12-31 13F-HR BANR / Banner Corp. 20,488 0 -100.00 1,256 0 -100.00
2017-12-31 13F-HR SRG / Seritage Growth Properties 4,984 0 -100.00 230 0 -100.00
2017-12-31 13F-HR PSCF / PowerShares Exchange-Traded Fund Trust II 5,011 0 -100.00 268 0 -100.00
2017-12-31 13F-HR LPL / LG Display Co., Ltd. 51,306 0 -100.00 689 0 -100.00
2017-12-31 13F-HR FIG / Fortress Investment Group LLC 36,900 0 -100.00 294 0 -100.00
2017-12-31 13F-HR LFUS / Littelfuse, Inc. 1,054 0 -100.00 206 0 -100.00
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. 11,740 0 -100.00 135 0 -100.00
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 270,947 1,954
2017-12-31 13F-HR INCO / Columbia India Consumer ETF 12,095 0 -100.00 514 0 -100.00
2017-12-31 13F-HR CNHI / CNH Industrial N.V. 13.40 17,300 23,217 34.20 208 311 49.52
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 1,123,636 1,293,024 15.07 50,575 59,324 17.30
2017-12-31 13F-HR CCOI / Cogent Communications Holdings, Inc. 45.35 6,344 5,711 -9.98 310 259 -16.45
2017-12-31 13F-HR ESGN / Columbia Sustainable International Equity Income ETF 30.49 7,576 231
2017-12-31 13F-HR DIAL / Columbia Diversified Fixed Incom 19.94 19,162 382
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 873,220 860,438 -1.46 33,602 34,461 2.56
2017-12-31 13F-HR CMA / Comerica, Inc. 86.82 12,347 29,822 141.53 942 2,589 174.84
2017-12-31 13F-HR CTBI / Community Trust Bancorp Inc. 47.13 8,509 8,509 0.00 396 401 1.26
2017-12-31 13F-HR VLRS / Controladora Vuela Compania de Aviacion, S.A.B. de C.V. 8.03 10,216 12,083 18.28 121 97 -19.83
2017-12-31 13F-HR CPRT / Copart, Inc. 43.19 28,393 40,819 43.76 985 1,763 78.98
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 217.92 4,593 4,653 1.31 1,088 1,014 -6.80
2017-12-31 13F-HR CTB / Cooper Tire & Rubber Co. 35.43 7,190 5,871 -18.34 269 208 -22.68
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.09 51,258 10,833 -78.87 989 196 -80.18
2017-12-31 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 38.22 10,599 17,558 65.66 375 671 78.93
2017-12-31 13F-HR COTY / Coty, Inc. 19.89 55,721 52,300 -6.14 921 1,040 12.92
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 134.39 0 4,286 0 576
2017-12-31 13F-HR BAP / Credicorp Ltd. 207.57 4,781 2,828 -40.85 980 587 -40.10
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHO (22542D365) 11.76 11,480 135
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 94.66 41,235 42,248 2.46 3,914 3,999 2.17
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 96.82 8,676 840
2017-12-31 13F-HR CVRR / CVR Refining LP 16.54 59,761 58,331 -2.39 589 965 63.84
2017-12-31 13F-HR CVS / CVS Health Corporation 72.50 288,664 250,597 -13.19 23,474 18,168 -22.60
2017-12-31 13F-HR CVI / CVR Energy, Inc. 37.25 17,881 17,798 -0.46 463 663 43.20
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 13.47 110,544 1,489
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. Put 15.24 105,300 1,605
2017-12-31 13F-HR JPN / Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF 29.32 8,083 237
2017-12-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 15.49 14,134 219
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.24 13,215 175
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.86 11,623 103
2017-12-31 13F-HR DLR / Digital Realty Trust, Inc. 113.90 33,478 36,189 8.10 3,961 4,122 4.06
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. Put 107.29 4,800 515
2017-12-31 13F-HR DCI / Donaldson Co., Inc. 48.94 7,295 357
2017-12-31 13F-HR DEI / Douglas Emmett, Inc. 41.03 8,604 8,628 0.28 339 354 4.42
2017-12-31 13F-HR DOV / Dover Corp. 100.97 11,860 10,865 -8.39 1,084 1,097 1.20
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 385,641 449,114 16.46 26,698 31,986 19.81
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.83 19,545 27,653 41.48 1,168 1,682 44.01
2017-12-31 13F-HR EGP / EastGroup Properties, Inc. 88.33 2,571 2,604 1.28 227 230 1.32
2017-12-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.33 64,402 63,902 -0.78 942 916 -2.76
2017-12-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.50 73,936 74,047 0.15 1,037 1,074 3.57
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 113.31 2,716 5,710 110.24 290 647 123.10
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 58.51 3,838 3,811 -0.70 255 223 -12.55
2017-12-31 13F-HR EMN / Eastman Chemical Company 92.65 29,925 35,411 18.33 2,708 3,281 21.16
2017-12-31 13F-HR EVN / Eaton Vance Municipal Income Trust 12.39 18,860 20,910 10.87 244 259 6.15
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.52 38,696 31,640 -18.23 491 396 -19.35
2017-12-31 13F-HR ESLT / Elbit Systems Ltd. 133.37 6,884 1,882 -72.66 1,012 251 -75.20
2017-12-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 9.86 10,030 11,457 14.23 122 113 -7.38
2017-12-31 13F-HR EA / Electronic Arts Inc. 105.09 15,891 13,093 -17.61 1,873 1,376 -26.53
2017-12-31 13F-HR ECF / Ellsworth Fund, Ltd. 9.26 25,487 236
2017-12-31 13F-HR EXK / Endeavour Silver Corp. 2.39 11,572 312,928 2,604.18 28 748 2,571.43
2017-12-31 13F-HR EGN / Energen Corp. 57.61 4,184 4,548 8.70 229 262 14.41
2017-12-31 13F-HR EQT / EQT Corp. 56.91 7,925 9,980 25.93 517 568 9.86
2017-12-31 13F-HR IFLY / FactorShares Trust PureFunds Drone Economy Strategy ETF 36.18 16,862 14,122 -16.25 610 511 -16.23
2017-12-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 89.03 3,260 3,201 -1.81 277 285 2.89
2017-12-31 13F-HR EFX / Equifax, Inc. 117.92 30,749 33,837 10.04 3,259 3,990 22.43
2017-12-31 13F-HR ESNT / Essent Group Ltd. 43.33 5,455 5,147 -5.65 221 223 0.90
2017-12-31 13F-HR WSKY / Sprtd Funds ETFMG Whiskey Sprits 34.14 5,858 200
2017-12-31 13F-HR AIEQ / AI Powered Equity ETF 25.87 28,485 737
2017-12-31 13F-HR TCTL / Premise Capital Frontier Advantage Diversified Tactical ETF 29.98 22,683 680
2017-12-31 13F-HR BBC / BioShares Biotechnology Clinical Trials Fund 28.44 32,987 32,491 -1.50 962 924 -3.95
2017-12-31 13F-HR ALFA / AlphaClone Alternative Alpha ETF 42.77 6,804 6,804 0.00 283 291 2.83
2017-12-31 13F-HR ETSY / Etsy, Inc. 20.45 32,623 14,862 -54.44 551 304 -44.83
2017-12-31 13F-HR PPLT / ETFS Platinum Trust 88.49 6,959 6,509 -6.47 607 576 -5.11
2017-12-31 13F-HR BBP / BioShares Biotechnology Products Fund 40.55 15,808 17,437 10.30 657 707 7.61
2017-12-31 13F-HR PALL / ETFS Physical Palladium Shares 101.49 7,231 7,291 0.83 648 740 14.20
2017-12-31 13F-HR HTUS / Hull Tactical US ETF 27.12 0 17,991 0 488
2017-12-31 13F-HR KLDW / Exchange Listed Funds Trust GaveKal Knowledge Leaders Developed World ETF 33.46 38,504 44,202 14.80 1,228 1,479 20.44
2017-12-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 38.06 241,140 243,121 0.82 8,765 9,253 5.57
2017-12-31 13F-HR YYY / Yield Shares High Income ETF 19.48 79,128 92,792 17.27 1,566 1,808 15.45
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 839,258 947,092 12.85 68,802 79,215 15.13
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.41 15,326 13,583 -11.37 371 413 11.32
2017-12-31 13F-HR EXR / Extra Space Storage, Inc. 87.43 14,430 14,102 -2.27 1,153 1,233 6.94
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.53 22,952 24,420 6.40 273 306 12.09
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.45 7,606 4,945 -34.99 918 650 -29.19
2017-12-31 13F-HR FN / Fabrinet 28.72 13,245 13,196 -0.37 491 379 -22.81
2017-12-31 13F-HR FGP / Ferrellgas Partners, L.P. 4.28 94,157 70,840 -24.76 484 303 -37.40
2017-12-31 13F-HR FII / Federated Investors, Inc. 36.08 0 16,686 0 602
2017-12-31 13F-HR FRT / Federal Realty Investment Trust 132.65 2,186 2,141 -2.06 272 284 4.41
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 34.49 23,029 25,369 10.16 795 875 10.06
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 38.69 13,349 14,422 8.04 488 558 14.34
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.34 58,197 74,034 27.21 1,628 2,246 37.96
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 13.16 0 15,652 0 206
2017-12-31 13F-HR FAF / First American Financial Corp. (The) 56.05 28,563 27,351 -4.24 1,427 1,533 7.43
2017-12-31 13F-HR FBNC / First Bancorp 35.34 7,470 7,471 0.01 257 264 2.72
2017-12-31 13F-HR FIBK / First Interstate BancSystem, Inc. 40.07 14,379 14,948 3.96 550 599 8.91
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.84 33,342 628
2017-12-31 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 43.34 196,532 197,409 0.45 8,136 8,556 5.16
2017-12-31 13F-HR RFDI / First Tr Exchange Traded FD III 64.08 379,836 411,040 8.22 23,952 26,339 9.97
2017-12-31 13F-HR RFEM / First Tr Exchange Traded FD III 70.45 50,209 65,095 29.65 3,369 4,586 36.12
2017-12-31 13F-HR FPEI / First Trust Institutional Prefer 20.14 57,221 193,684 238.48 1,149 3,901 239.51
2017-12-31 13F-HR FJP / First Trust Japan AlphaDEX Fund 59.90 17,930 35,540 98.22 992 2,129 114.62
2017-12-31 13F-HR FLN / First Trust Latin America AlphaDEX Fund 20.43 43,861 44,645 1.79 970 912 -5.98
2017-12-31 13F-HR FGM / First Trust Germany AlphaDEX Fund 51.15 7,736 8,974 16.00 370 459 24.05
2017-12-31 13F-HR CARZ / First Trust NASDAQ Global Auto Index Fund 42.18 8,216 9,767 18.88 331 412 24.47
2017-12-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 48.67 168,413 136,526 -18.93 7,691 6,645 -13.60
2017-12-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 26.34 189,307 277,282