Current Holdings (from 13F, 13D)

InvestorLombard Odier Asset Management (USA) Corp
Portfolio Value$ 1,406,661,000
Current Positions196
Opened Positions5
Closed Positions113

Lombard Odier Asset Management (USA) Corp has disclosed 196 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,406,661,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Lombard Odier Asset Management (USA) Corp's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) , iShares MSCI Emerging Markets ETF (NYSE:EEM) , iShares Russell 2000 ETF (NYSE:IWM) , and Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) . Lombard Odier Asset Management (USA) Corp's new positions include VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) , Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) , Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 (177376AD2) , Ship Finance International Limited (NYSE:SFL) , and Vector Group, Ltd. 1.75% Note Due 4/15/2020 (92240MBC1) .


All Lombard Odier Asset Management (USA) Corp holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR PDCO / Patterson Companies, Inc. 38.64 53,000 2,048
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.87 53,234 2,229
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Call 145.08 60,000 8,705
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.76 70,000 4,393
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. Put 11.96 70,000 837
2017‑09‑30 13F-HR CPN / Calpine Corp. Put 14.75 75,000 1,106
2017‑09‑30 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.71 75,000 1,553
2017‑09‑30 13F-HR ANF / Abercrombie & Fitch Co. 14.43 77,318 1,116
2017‑09‑30 13F-HR GHL / Greenhill & Co., Inc. Put 16.60 100,000 1,660
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. Put 48.21 100,000 4,821
2017‑09‑30 13F-HR RGEN / Repligen Corp. 38.32 100,000 3,832
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. Put 37.75 100,000 3,775
2017‑09‑30 13F-HR CSTM / Constellium N.V. Call 10.25 100,000 1,025
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) Call 107.84 104,200 11,237
2017‑09‑30 13F-HR OIS / Oil States International, Inc. 25.35 150,000 3,803
2017‑09‑30 13F-HR GKOS / Glaukos Corp. 33.00 158,387 5,227
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 163,435 10,826
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.26 175,000 19,646
2017‑09‑30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 88.26 200,000 17,652
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.55 200,000 2,110
2017‑09‑30 13F-HR YNDX / Yandex N.V. 32.95 205,000 6,755
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. Call 11.48 206,500 2,371
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.03 250,000 16,008
2017‑09‑30 13F-HR CVNA / Carvana Co. 14.68 269,457 3,956
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 4.30 300,000 1,290
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.80 340,000 2,312
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Put 22.36 400,000 8,944
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.15 450,000 3,218
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 28.06 499,975 14,031
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. Call 12.99 500,000 6,495
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. Call 18.77 500,000 9,385
2017‑09‑30 13F-HR HOS / Hornbeck Offshore Services, Inc. 2,731
2017‑09‑30 13F-HR ARBOR RLTY TR INC / NOTE 6.500%10/0 (038923AA6) 8,649
2017‑09‑30 13F-HR SFL / Ship Finance International Limited 21,519
2017‑09‑30 13F-HR YUME / YuMe, Inc. 3.60 326,000 1,175
2017‑09‑30 13F-HR DRQ / Dril-Quip, Inc. 44.15 0 95,000 0 4,194
2017‑09‑30 13F-HR H / Hyatt Hotels Corp. Call 61.79 203,800 203,800 0.00 11,456 12,593 9.92
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.91 150,000 160,000 6.67 15,678 20,146 28.50
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.72 93,068 203,068 118.19 4,636 9,893 113.40
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. Call 48.72 300,000 300,000 0.00 14,943 14,616 -2.19
2017‑09‑30 13F-HR TIF / Tiffany & Co. 91.77 0 40,067 0 3,677
2017‑09‑30 13F-HR TIF / Tiffany & Co. Put 91.78 88,000 88,000 0.00 8,261 8,077 -2.23
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.17 35,000 35,000 0.00 671 671 0.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.56 0 1,175,000 0 15,933
2017‑09‑30 13F-HR AET / Aetna, Inc. 159.00 0 10,000 0 1,590
2017‑09‑30 13F-HR COT / Cott Corp. 15.01 117,300 102,497 -12.62 1,694 1,538 -9.21
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 40.99 0 14,174 0 581
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.09 90,000 80,000 -11.11 9,851 9,047 -8.16
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 113.09 110,000 110,000 0.00 12,040 12,440 3.32
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Put 113.09 70,000 90,000 28.57 7,662 10,178 32.84
2017‑09‑30 13F-HR CMC / Commercial Metals Co. 19.03 39,000 97,000 148.72 758 1,846 143.54
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.34 249,077 259,077 4.01 6,912 6,824 -1.27
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.22 20,100 11,500 -42.79 4,860 2,889 -40.56
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 166,500 400,000 140.24 40,260 100,492 149.61
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.87 30,000 15,000 -50.00 1,223 613 -49.88
2017‑09‑30 13F-HR MBI / MBIA, Inc. 8.70 67,879 354,073 421.62 640 3,080 381.25
2017‑09‑30 13F-HR MBI / MBIA, Inc. Call 8.70 100,000 100,000 0.00 943 870 -7.74
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.87 23,000 23,000 0.00 1,043 1,124 7.77
2017‑09‑30 13F-HR LILA / Liberty Global plc LiLAC Class A 23.76 785,685 673,916 -14.23 17,104 16,012 -6.38
2017‑09‑30 13F-HR LILA / Liberty Global plc LiLAC Class A Call 23.76 300,000 300,000 0.00 6,531 7,128 9.14
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.87 15,000 15,000 0.00 828 778 -6.04
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Call 51.86 28,000 28,000 0.00 1,546 1,452 -6.08
2017‑09‑30 13F-HR TX / Ternium S.A. 30.93 0 76,000 0 2,351
2017‑09‑30 13F-HR AKRX / Akorn, Inc. 33.20 65,000 30,000 -53.85 2,180 996 -54.31
2017‑09‑30 13F-HR AKRX / Akorn, Inc. Put 33.19 75,000 75,000 0.00 2,516 2,489 -1.07
2017‑09‑30 13F-HR ILG / ILG, Inc 26.72 192,073 87,073 -54.67 5,280 2,327 -55.93
2017‑09‑30 13F-HR NTES / NetEase, Inc. 263.80 28,000 39,500 41.07 8,418 10,420 23.78
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.07 143,000 153,000 6.99 1,164 1,235 6.10
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. Call 8.07 100,000 100,000 0.00 814 807 -0.86
2017‑09‑30 13F-HR IBKR / Interactive Brokers Group, Inc. 45.04 160,757 114,270 -28.92 6,016 5,147 -14.44
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.18 60,000 60,000 0.00 2,539 2,831 11.50
2017‑09‑30 13F-HR EVH / Evolent Health Inc. 17.80 0 300,000 0 5,340
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 11,124 11,011 -1.02
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 33.21 244,100 391,853 60.53 9,283 13,013 40.18
2017‑09‑30 13F-HR TTD / Trade Desk, Inc. 61.51 84,848 175,863 107.27 4,252 10,817 154.40
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 180.62 8,000 8,000 0.00 1,437 1,445 0.56
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. Put 180.62 8,000 8,000 0.00 1,437 1,445 0.56
2017‑09‑30 13F-HR ELGX / Endologix, Inc. 4.46 1,100,000 1,600,000 45.45 5,346 7,136 33.48
2017‑09‑30 13F-HR KRA / Kraton Performance Polymers, Inc. 40.44 277,556 223,337 -19.53 9,559 9,032 -5.51
2017‑09‑30 13F-HR KRA / Kraton Performance Polymers, Inc. Call 40.44 50,000 50,000 0.00 1,722 2,022 17.42
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 35.44 53,808 73,808 37.17 1,655 2,616 58.07
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.75 0 40,000 0 590
2017‑09‑30 13F-HR CJES / C&J Energy Services Ltd. 29.98 120,280 80,000 -33.49 4,122 2,398 -41.82
2017‑09‑30 13F-HR NQ / NQ Mobile Inc. 3.50 1,114,995 1,183,672 6.16 3,791 4,143 9.29
2017‑09‑30 13F-HR NQ / NQ Mobile Inc. Call 3.50 0 300,000 0 1,050
2017‑09‑30 13F-HR SCI / Service Corp. International 34.50 95,506 100,317 5.04 3,195 3,461 8.33
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 108.00 0 20,000 0 2,160
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 184.50 6,000 6,000 0.00 1,150 1,107 -3.74
2017‑09‑30 13F-HR WHR / Whirlpool Corp. Call 184.49 6,900 6,900 0.00 1,322 1,273 -3.71
2017‑09‑30 13F-HR WHR / Whirlpool Corp. Put 184.33 3,000 3,000 0.00 575 553 -3.83
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 31.07 0 171,800 0 5,338
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 102.23 100,000 200,000 100.00 7,338 20,446 178.63
2017‑09‑30 13F-HR AABA / Altaba Inc Put 66.24 201,000 172,100 -14.38 10,950 11,400 4.11
2017‑09‑30 13F-HR BIOS / BioScrip, Inc. 2.74 250,000 46,677 -81.33 679 128 -81.15
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.43 29,000 54,000 86.21 561 887 58.11
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Put 16.42 20,000 43,000 115.00 387 706 82.43
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11.95 75,000 40,000 -46.67 7 478 6,728.57
2017‑09‑30 13F-HR PTC / PTC Inc. 56.28 0 87,000 0 4,896
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.35 75,000 85,000 13.33 11,206 15,415 37.56
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.96 74,018 70,018 -5.40 6,574 6,859 4.34
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 49.03 0 135,000 0 6,619
2017‑09‑30 13F-HR QEP / QEP Resources, Inc. 8.57 0 900,000 0 7,713
2017‑09‑30 13F-HR BVN / Compania de Minas Buenaventura S.A. 12.80 48,265 30,000 -37.84 555 384 -30.81
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) 117.94 62,000 75,083 21.10 7,616 8,855 16.27
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 49.06 62,910 37,977 -39.63 3,064 1,863 -39.20
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.60 7,500 5,000 -33.33 2,371 1,603 -32.39
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. Put 320.48 10,000 12,500 25.00 3,161 4,006 26.73
2017‑09‑30 13F-HR X / United States Steel Corp. Put 25.66 200,000 320,000 60.00 4,428 8,211 85.43
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.11 45,000 35,000 -22.22 16,272 11,939 -26.63
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.54 74,330 116,830 57.18 11,862 17,237 45.31
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, 5.56 967,872 1,482,349 53.16 7,472 8,242 10.31
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, Call 5.56 250,000 400,000 60.00 1,930 2,224 15.23
2017‑09‑30 13F-HR 92240MBC1 / Vector Group, Ltd. 1.75% Note Due 4/15/2020 21,890 20,629 -5.76
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 168,686 182,191 8.01 16,938 18,665 10.20
2017‑09‑30 13F-HR TWX / Time Warner, Inc. Put 102.45 40,000 84,800 112.00 4,016 8,688 116.33
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.92 100,000 100,000 0.00 13,412 14,892 11.03
2017‑09‑30 13F-HR RXDX / Ignyta, Inc. 12.35 575,000 500,000 -13.04 5,951 6,175 3.76
2017‑09‑30 13F-HR CBAY / Cymabay Therapeutics Inc. 8.06 526,665 525,000 -0.32 3,034 4,232 39.49
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 40.53 332,986 210,544 -36.77 12,720 8,533 -32.92
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. Call 40.52 150,000 25,000 -83.33 5,730 1,013 -82.32
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 0.01 100,000 100,000 0.00 2 1 -50.00
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. Call 7.69 0 16,000 0 123
2017‑09‑30 13F-HR FOSL / Fossil Group, Inc. 9.33 204,100 205,700 0.78 2,112 1,919 -9.14
2017‑09‑30 13F-HR FOSL / Fossil Group, Inc. Put 9.33 204,100 205,700 0.78 2,112 1,919 -9.14
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 0 0 17,450
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 105.41 100,000 175,000 75.00 10,041 18,447 83.72
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 54.35 25,000 86,297 245.19 1,426 4,690 228.89
2017‑09‑30 13F-HR VNOM / Viper Energy Partners LP 18.64 259,766 168,543 -35.12 4,078 3,142 -22.95
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Call 47.15 45,100 185,000 310.20 2,157 8,723 304.40
2017‑09‑30 13F-HR GOGO / Gogo Inc. 11.81 346,871 433,071 24.85 3,999 5,115 27.91
2017‑09‑30 13F-HR 530715AN1 / Liberty Media, Note 3.5%, Due 1/15/2031 6,024 6,110 1.43
2017‑09‑30 13F-HR MDT / Medtronic plc 77.78 14,000 40,000 185.71 997 3,111 212.04
2017‑09‑30 13F-HR ZSAN / Zosano Pharma Corporation 0.82 1,400,000 1,400,000 0.00 1,974 1,152 -41.64
2017‑09‑30 13F-HR SRCI / SRC Energy Inc 9.67 507,930 302,930 -40.36 3,418 2,929 -14.31
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company Call 72.77 19,500 19,500 0.00 1,482 1,419 -4.25
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.61 27,400 27,400 0.00 858 921 7.34
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 33.64 67,600 88,300 30.62 2,116 2,970 40.36
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 37.75 135,907 186,184 36.99 5,673 7,028 23.89
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. Call 37.75 100,000 200,000 100.00 3,777 7,550 99.89
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.08 67,000 77,800 16.12 10,307 11,287 9.51
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Put 145.08 67,000 168,800 151.94 10,307 24,490 137.61
2017‑09‑30 13F-HR 001546AP5 / AK Steel Holding Corp. 1.5% Note due 2019-11-15 2,981 4,024 34.99
2017‑09‑30 13F-HR TGT / Target Corp. Call 59.01 150,000 150,000 0.00 7,844 8,852 12.85
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. Call 22.61 100,000 120,000 20.00 2,225 2,713 21.93
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38.61 0 402,000 0 15,521
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Note Due 12/15/2035 26,183 28,448 8.65
2017‑09‑30 13F-HR ALR / Alere Inc. Put 51.00 92,200 30,000 -67.46 4,628 1,530 -66.94
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. 34.59 211,849 199,849 -5.66 6,836 6,913 1.13
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.28 275,000 315,000 14.55 616 718 16.56
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 11.24 346,176 316,176 -8.67 3,673 3,554 -3.24
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.64 1,000 11,000 1,000.00 241 2,680 1,012.03
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 0 62,500 0 9,633
2017‑09‑30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 24,076 23,282 -3.30
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.71 100,000 100,000 0.00 14,090 17,271 22.58
2017‑09‑30 13F-HR MON / Monsanto Co. 119.80 10,000 15,000 50.00 1,184 1,797 51.77
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.76 0 150,000 0 10,464
2017‑09‑30 13F-HR XEC / Cimarex Energy Co. 113.67 124,948 150,948 20.81 11,746 17,158 46.08
2017‑09‑30 13F-HR RTRX / Retrophin, Inc. 24.89 600,000 380,169 -36.64 11,634 9,462 -18.67
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. Call 81.67 15,000 15,000 0.00 1,295 1,225 -5.41
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 485,058 11,058 -97.72 2,653 61 -97.70
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Put 5.52 474,300 481,600 1.54 2,594 2,658 2.47
2017‑09‑30 13F-HR CDEV / Centennial Resource Development, Inc. Class A 17.97 195,614 195,614 0.00 3,095 3,515 13.57
2017‑09‑30 13F-HR EPAY / Bottomline Technologies, Inc. 6,838 7,182 5.03
2017‑09‑30 13F-HR CSTM / Constellium N.V. 10.25 625,816 772,392 23.42 4,318 7,917 83.35
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. 16.10 30,000 10,000 -66.67 518 161 -68.92
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. Put 16.12 75,000 50,000 -33.33 1,294 806 -37.71
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.89 9,000 9,000 0.00 607 692 14.00
2017‑09‑30 13F-HR EGN / Energen Corp. 54.68 136,440 171,440 25.65 6,736 9,374 39.16
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.35 20,000 20,000 0.00 19,360 19,227 -0.69
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.25 90,366 131,387 45.39 5,392 8,179 51.69
2017‑09‑30 13F-HR CTLT / Catalent Inc. 39.92 20,000 155,346 676.73 702 6,201 783.33
2017‑09‑30 13F-HR LAUR / LAUREATE EDUCATION, INC. 14.55 750,000 750,000 0.00 13,148 10,913 -17.00
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.94 57,460 50,193 -12.65 1,385 1,101 -20.51
2017‑09‑30 13F-HR GM / General Motors Company Call 40.40 24,000 15,000 -37.50 838 606 -27.68
2017‑09‑30 13F-HR BIO / Bio-Rad Laboratories, Inc. 222.20 10,000 15,000 50.00 2,263 3,333 47.28
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 64.20 15,000 15,000 0.00 898 963 7.24
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 51.48 205,806 106,634 -48.19 9,632 5,490 -43.00
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 46.62 433,310 119,110 -72.51 14,148 5,553 -60.75
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. Call 46.62 100,000 97,500 -2.50 3,265 4,545 39.20
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 148.18 0 200,000 0 29,636
2017‑09‑30 13F-HR ULTI / Ultimate Software Group, Inc. (The) 189.61 0 41,639 0 7,895
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 44.81 650,000 1,100,000 69.23 26,904 49,291 83.21
2017‑09‑30 13F-HR PKX / POSCO 69.40 0 10,000 0 694
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.60 60,000 10,000 -83.33 7,081 1,216 -82.83
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 77.50 0 10,000 0 775
2017‑09‑30 13F-HR KR / Kroger Co. Call 20.06 0 140,000 0 2,808
2017‑09‑30 13F-HR BAK / Braskem S.A. 26.74 55,000 77,000 40.00 1,140 2,059 80.61
2017‑09‑30 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 54,001 61,866 14.56
2017‑09‑30 13F-HR BTE / Baytex Energy Trust 3.01 250,000 250,000 0.00 607 753 24.05
2017‑09‑30 13F-HR PIRS / Pieris Pharmaceuticals, Inc. 5.76 1,359,409 673,078 -50.49 6,879 3,877 -43.64
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. Call 50,000 0 -100.00 2,670 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 5,000 0 -100.00 293 0 -100.00
2017‑09‑30 13F-HR MS / Morgan Stanley 43,207 0 -100.00 1,925 0 -100.00
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 60,000 0 -100.00 1,649 0 -100.00
2017‑09‑30 13F-HR OVID / Ovid Therapeutics Inc. 31,250 0 -100.00 328 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 25,500 0 -100.00 3,010 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Put 50,000 0 -100.00 5,901 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 10,000 0 -100.00 3,146 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 132,525 0 -100.00 11,996 0 -100.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 10,000 0 -100.00 501 0 -100.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. Put 10,000 0 -100.00 501 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. Put 10,000 0 -100.00 3,146 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. Put 5,000 0 -100.00 293 0 -100.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 5,000 0 -100.00 9,353 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated Call 8,900 0 -100.00 529 0 -100.00
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. Put 10,000 0 -100.00 126 0 -100.00
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 10,000 0 -100.00 840 0 -100.00
2017‑09‑30 13F-HR NORD / Nord Anglia Education, Inc. 10,000 0 -100.00 326 0 -100.00
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR Put 11,000 0 -100.00 900 0 -100.00
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 13,000 0 -100.00 1,000 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 15,000 0 -100.00 976 0 -100.00
2017‑09‑30 13F-HR XTLY / Xactly Corp. 15,000 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 15,000 0 -100.00 942 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated Put 17,300 0 -100.00 1,028 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 18,226 0 -100.00 332 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. Call 20,000 0 -100.00 534 0 -100.00
2017‑09‑30 13F-HR RYI / Ryerson Holdings Corp 13,712 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR NVDQ / Novadaq Technologies, Inc. 20,000 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR VWR / VWR Corporation 20,000 0 -100.00 660 0 -100.00
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 125,000 0 -100.00 24,216 0 -100.00
2017‑09‑30 13F-HR FNTCW / FinTech Acquisition Corp. Warrants exp. 2020-02-19 25,000 0 -100.00 376 0 -100.00
2017‑09‑30 13F-HR LMNX / Luminex Corp. 25,000 0 -100.00 528 0 -100.00
2017‑09‑30 13F-HR PTHN / Patheon N.V. 25,000 0 -100.00 872 0 -100.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 35,000 0 -100.00 2,183 0 -100.00
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 28,000 0 -100.00 336 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 34,661 0 -100.00 1,921 0 -100.00
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 35,800 0 -100.00 3,384 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Put 38,000 0 -100.00 1,276 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 39,000 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR NVRO / Nevro Corp. 40,000 0 -100.00 2,977 0 -100.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 8,301 0 -100.00 1,842 0 -100.00
2017‑09‑30 13F-HR LB / L Brands, Inc. Put 45,100 0 -100.00 2,430 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 50,000 0 -100.00 6,256 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 50,000 0 -100.00 6,256 0 -100.00
2017‑09‑30 13F-HR NVDQ / Novadaq Technologies, Inc. Put 50,000 0 -100.00 586 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 50,000 0 -100.00 1,920 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Call 50,000 0 -100.00 2,106 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Put 52,700 0 -100.00 3,310 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Call 58,000 0 -100.00 1,948 0 -100.00
2017‑09‑30 13F-HR KEGX / Key Energy Services, Inc. 60,000 0 -100.00 1,154 0 -100.00
2017‑09‑30 13F-HR WSTC / West Corp. 60,000 0 -100.00 1,399 0 -100.00
2017‑09‑30 13F-HR PRXL / PAREXEL International Corp. 75,000 0 -100.00 6,518 0 -100.00
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. Put 80,000 0 -100.00 7,235 0 -100.00
2017‑09‑30 13F-HR COT / Cott Corp. Call 100,000 0 -100.00 1,444 0 -100.00
2017‑09‑30 13F-HR MSCC / Microsemi Corp. Call 100,000 0 -100.00 4,680 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) Put 100,000 0 -100.00 3,840 0 -100.00
2017‑09‑30 13F-HR AMRI / Albany Molecular Research, Inc. Call 100,500 0 -100.00 2,181 0 -100.00
2017‑09‑30 13F-HR KMX / CarMax, Inc. Call 123,000 0 -100.00 7,756 0 -100.00
2017‑09‑30 13F-HR V / Visa, Inc. 150,000 0 -100.00 14,067 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 125,000 0 -100.00 1,259 0 -100.00
2017‑09‑30 13F-HR NXTM / NxStage Medical, Inc. 123,281 0 -100.00 3,091 0 -100.00
2017‑09‑30 13F-HR BRKS / Brooks Automation, Inc. 125,000 0 -100.00 2,711 0 -100.00
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. 469,248 0 -100.00 6,804 0 -100.00
2017‑09‑30 13F-HR HRTX / Heron Therapeutics, Inc. 175,000 0 -100.00 2,424 0 -100.00
2017‑09‑30 13F-HR BAS / Basis Energy Services, Inc. 170,248 0 -100.00 4,239 0 -100.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Call 200,000 0 -100.00 1,626 0 -100.00
2017‑09‑30 13F-HR APA / Apache Corp. Call 182,400 0 -100.00 8,742 0 -100.00
2017‑09‑30 13F-HR BZUN / Baozun Inc. 196,676 0 -100.00 4,360 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 200,000 0 -100.00 590 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. Call 200,000 0 -100.00 2,014 0 -100.00
2017‑09‑30 13F-HR SIGM / Sigma Designs, Inc. 219,096 0 -100.00 1,282 0 -100.00
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC 250,000 0 -100.00 1,998 0 -100.00
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC Put 323,600 0 -100.00 2,586 0 -100.00
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 443,097 0 -100.00 20,090 0 -100.00
2017‑09‑30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. Put 400,000 0 -100.00 6,240 0 -100.00
2017‑09‑30 13F-HR TDW / Tidewater, Inc. 410,000 0 -100.00 295 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. Put 450,000 0 -100.00 3,114 0 -100.00
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Put 730,000 0 -100.00 8,767 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 865,000 0 -100.00 21,340 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 1,942,100 0 -100.00 24,781 0 -100.00
2017‑09‑30 13F-HR NSTG / NanoString Technologies, Inc. 80,000 0 -100.00 1,323 0 -100.00
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 124,650 0 -100.00 1,701 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 18,500 0 -100.00 621 0 -100.00
2017‑09‑30 13F-HR ADMP / Adamis Pharmaceuticals Corp. 50,000 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 75,000 0 -100.00 9,501 0 -100.00
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 439,392 0 -100.00 4,627 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 74,581 0 -100.00 4,704 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. 10,000 0 -100.00 923 0 -100.00
2017‑09‑30 13F-HR VNET / 21Vianet Group, Inc. 355,760 0 -100.00 1,786 0 -100.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 14,200 0 -100.00 2,336 0 -100.00
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. 65,000 0 -100.00 2,815 0 -100.00
2017‑09‑30 13F-HR PLYA / Playa Hotels & Resorts NV 243,666 0 -100.00 2,912 0 -100.00
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. 130,000 0 -100.00 3,167 0 -100.00
2017‑09‑30 13F-HR MASI / Masimo Corp. 70,000 0 -100.00 6,383 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 78,560 0 -100.00 1,906 0 -100.00
2017‑09‑30 13F-HR EIGR / Eiger BioPharmaceuticals, Inc. 90,000 0 -100.00 711 0 -100.00
2017‑09‑30 13F-HR ALR / Alere Inc. 25,000 0 -100.00 1,255 0 -100.00
2017‑09‑30 13F-HR KMX / CarMax, Inc. 337,994 0 -100.00 21,314 0 -100.00
2017‑09‑30 13F-HR WGL / WGL Holdings, Inc. 5,000 0 -100.00 417 0 -100.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. 25,000 0 -100.00 566 0 -100.00
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 120,000 0 -100.00 4,244 0 -100.00
2017‑09‑30 13F-HR KSU / Kansas City Southern 5,000 0 -100.00 523 0 -100.00
2017‑09‑30 13F-HR C / Citigroup, Inc. 29,710 0 -100.00 1,987 0 -100.00
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 40,000 0 -100.00 1,196 0 -100.00
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 100,000 0 -100.00 397 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 21,154 0 -100.00 1,933 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 25,000 0 -100.00 1,447 0 -100.00
2017‑09‑30 13F-HR MX / MagnaChip Semiconductor Corp 50,000 0 -100.00 490 0 -100.00
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 30,000 0 -100.00 1,011 0 -100.00
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 30,100 0 -100.00 10,564 0 -100.00
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 29,300 0 -100.00 2,283 0 -100.00
2017‑09‑30 13F-HR OLN / Olin Corp. 57,959 0 -100.00 1,755 0 -100.00
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. 10,000 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR LDR / Landauer, Inc. 67.40 5,000 337
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Put 179.80 10,000 1,798
2017‑09‑30 13F-HR WSTC / West Corp. Put 23.50 10,000 235
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.73 15,000 1,961
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Call 16.42 19,000 312
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 237.10 20,000 4,742
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.90 20,000 1,718
2017‑09‑30 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.44 25,000 561
2017‑09‑30 13F-HR EXA / Exa Corp 24.20 25,000 605
2017‑09‑30 13F-HR PMC / PharMerica Corp. 29.32 25,000 733
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. Put 85.88 25,000 2,147
2017‑09‑30 13F-HR TRCO / Tribune Media Company Put 40.88 25,000 1,022
2017‑09‑30 13F-HR TSEM / Tower Semiconductor Ltd. 30.76 25,000 769
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.49 35,000 5,442
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 82.00 35,000 2,870
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 39,581 2,740
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.15 40,000 286
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 26.07 41,500 1,082