InvestorLombard Odier Asset Management (USA) Corp
Portfolio Value $ 1,387,112,000
Current Positions200
Opened Positions5
Closed Positions73


Latest Holdings, Performance, AUM (from 13F, 13D)

Lombard Odier Asset Management (USA) Corp has disclosed 200 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,387,112,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Lombard Odier Asset Management (USA) Corp's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) , iShares MSCI Emerging Markets ETF (NYSE:EEM) , Yahoo! Inc. (NASDAQ:YHOO) , and Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) . Lombard Odier Asset Management (USA) Corp's new positions include VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , Vector Group, Ltd. 1.75% Bond Due 4/15/2020 (92240MBC1) , Trinity Industries, Inc. Bond (896522AF6) , and Twitter, Inc. Bond (90184LAD4) .

All Lombard Odier Asset Management (USA) Corp holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) Call 19.45 100,000 1,945
2018-03-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 19.45 258,153 5,021
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 47.31 857,000 40,545
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Call 27.36 160,100 72,000 -55.03 4,773 1,970 -58.73
2018-03-31 13F-HR EXAC / Exactech, Inc. 7,500 0 -100.00 371 0 -100.00
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 5,000 0 -100.00 458 0 -100.00
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Call 104,700 0 -100.00 13,322 0 -100.00
2018-03-31 13F-HR SFL / Ship Finance International Limited 14.30 73,427 114,900 56.48 1,138 1,643 44.38
2018-03-31 13F-HR CVS / CVS Health Corporation Call 21,000 0 -100.00 1,523 0 -100.00
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.33 86,731 88,526 2.07 4,557 3,570 -21.66
2018-03-31 13F-HR SVU / Supervalu, Inc. 15.23 0 100,000 0 1,523
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.98 0 20,903 0 2,299
2018-03-31 13F-HR SWCH / Switch Inc 15.91 273,451 70,505 -74.22 4,974 1,122 -77.44
2018-03-31 13F-HR CPE / Callon Petroleum Co. 13.24 384,275 412,179 7.26 4,669 5,457 16.88
2018-03-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 10,000 0 -100.00 1,564 0 -100.00
2018-03-31 13F-HR HUM / Humana, Inc. 268.83 10,841 18,000 66.04 2,689 4,839 79.96
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.54 75,000 100,000 33.33 12,932 18,354 41.93
2018-03-31 13F-HR MON / Monsanto Co. 116.70 15,000 30,000 100.00 1,752 3,501 99.83
2018-03-31 13F-HR MON / Monsanto Co. Put 116.68 20,000 41,000 105.00 2,336 4,784 104.79
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.48 0 25,000 0 1,737
2018-03-31 13F-HR NBR / Nabors Industries Ltd. Call 100,000 0 -100.00 683 0 -100.00
2018-03-31 13F-HR XEC / Cimarex Energy Co. 93.50 182,708 173,515 -5.03 22,292 16,224 -27.22
2018-03-31 13F-HR CPN / Calpine Corp. 20,000 0 -100.00 303 0 -100.00
2018-03-31 13F-HR RTRX / Retrophin, Inc. 22.36 366,993 323,667 -11.81 7,733 7,237 -6.41
2018-03-31 13F-HR CPN / Calpine Corp. Put 75,000 0 -100.00 1,135 0 -100.00
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. Call 75.35 25,800 25,800 0.00 2,117 1,944 -8.17
2018-03-31 13F-HR NQ / NQ Mobile Inc. Call 100,000 0 -100.00 402 0 -100.00
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 125,000 0 -100.00 13,723 0 -100.00
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.22 24,058 24,258 0.83 129 151 17.05
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. Put 6.24 504,700 504,900 0.04 2,705 3,151 16.49
2018-03-31 13F-HR CDEV / Centennial Resource Development, Inc. 18.35 207,352 290,447 40.07 4,106 5,330 29.81
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 6.95 97,791 87,758 -10.26 705 610 -13.48
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. Call 6.95 60,000 60,000 0.00 433 417 -3.70
2018-03-31 13F-HR COT / Cott Corp. 95,676 0 -100.00 1,594 0 -100.00
2018-03-31 13F-HR MBI / MBIA, Inc. Call 109,300 0 -100.00 800 0 -100.00
2018-03-31 13F-HR ORCL / Oracle Corp. Call 45.80 10,000 10,000 0.00 473 458 -3.17
2018-03-31 13F-HR ORCL / Oracle Corp. Put 45.75 80,000 80,000 0.00 3,782 3,660 -3.23
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 0 77,018 0 2,310
2018-03-31 13F-HR GOGO / Gogo Inc. 8.63 282,270 120,000 -57.49 3,184 1,036 -67.46
2018-03-31 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 8,746 9,950 13.77
2018-03-31 13F-HR AAPL / Apple, Inc. Call 167.78 0 40,500 0 6,795
2018-03-31 13F-HR 440543AN6 / Hornbeck Offshore Services, Inc. Bond 2,631 2,890 9.84
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Call 42.89 70,000 70,000 0.00 2,681 3,002 11.97
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Put 42.90 15,000 30,000 100.00 575 1,287 123.83
2018-03-31 13F-HR TIME / Time Inc. 25,000 0 -100.00 461 0 -100.00
2018-03-31 13F-HR AGO / Assured Guaranty Ltd. 36.20 241,976 155,397 -35.78 8,196 5,625 -31.37
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 143,464 0 -100.00 812 0 -100.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.69 160,000 52,632 -67.11 5,525 1,931 -65.05
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 153.43 140,500 135,500 -3.56 21,556 20,790 -3.55
2018-03-31 13F-HR BMS / Bemis Co., Inc. Call 43.52 18,900 95,000 402.65 903 4,134 357.81
2018-03-31 13F-HR KRA / Kraton Performance Polymers, Inc. 47.71 249,140 182,496 -26.75 12,001 8,707 -27.45
2018-03-31 13F-HR 001546AP5 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15 6,033 6,463 7.13
2018-03-31 13F-HR TGT / Target Corp. Call 69.43 170,000 170,000 0.00 11,093 11,803 6.40
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF Put 241,000 0 -100.00 10,888 0 -100.00
2018-03-31 13F-HR AAV / Advantage Oil & Gas Ltd. 2.95 592,122 701,222 18.43 2,542 2,072 -18.49
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.83 0 35,000 0 1,534
2018-03-31 13F-HR GE / General Electric Co. Call 400,000 0 -100.00 6,980 0 -100.00
2018-03-31 13F-HR BMS / Bemis Co., Inc. 5,000 0 -100.00 239 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 5,000 0 -100.00 282 0 -100.00
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 6.99 188,800 145,000 -23.20 1,290 1,014 -21.40
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 40.85 53,953 53,953 0.00 2,140 2,204 2.99
2018-03-31 13F-HR CVEO / Civeo Corporation 3.77 985,676 1,061,739 7.72 2,691 4,003 48.76
2018-03-31 13F-HR FET / Forum Energy Technologies, Inc. 11.00 0 400,000 0 4,400
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 133,963 30,408 9,919 -67.38
2018-03-31 13F-HR YHOO / Yahoo! Inc. 148,877 10,399 30,408 192.41
2018-03-31 13F-HR APRN / Blue Apron Holdings Inc 2.00 175,000 175,000 0.00 705 350 -50.35
2018-03-31 13F-HR THC / Tenet Healthcare Corp. 24.24 221,092 51,189 -76.85 3,352 1,241 -62.98
2018-03-31 13F-HR THC / Tenet Healthcare Corp. Call 24.26 19,000 19,000 0.00 288 461 60.07
2018-03-31 13F-HR THC / Tenet Healthcare Corp. Put 24.26 0 38,000 0 922
2018-03-31 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.85 130,094 100,000 -23.13 3,408 2,285 -32.95
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Call 15.06 0 300,000 0 4,518
2018-03-31 13F-HR QHC / Quorum Health Corporation 8.18 339,617 286,974 -15.50 2,119 2,347 10.76
2018-03-31 13F-HR DE / Deere & Co. 155.32 0 125,000 0 19,415
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 44.20 0 15,000 0 663
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.35 65,000 60,000 -7.69 12,477 17,721 42.03
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 126.52 70,686 126,772 79.35 8,924 16,039 79.73
2018-03-31 13F-HR ADSK / Autodesk, Inc. 125.59 75,000 75,000 0.00 7,862 9,419 19.80
2018-03-31 13F-HR PDCE / PDC Energy, Inc. 49.03 177,782 285,515 60.60 9,163 13,999 52.78
2018-03-31 13F-HR HHC / Howard Hughes Corp. (The) 139.14 82,101 51,144 -37.71 10,777 7,116 -33.97
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF 23.87 80,260 68,665 -14.45 2,091 1,639 -21.62
2018-03-31 13F-HR X / United States Steel Corp. Put 35.19 320,000 380,100 18.78 11,261 13,376 18.78
2018-03-31 13F-HR FDX / FedEx Corp. 240.10 0 20,000 0 4,802
2018-03-31 13F-HR SPN / Superior Energy Services, Inc. 8.43 0 500,000 0 4,215
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 171.78 136,053 95,642 -29.70 23,517 16,429 -30.14
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 311.22 16,000 17,200 7.50 5,375 5,353 -0.41
2018-03-31 13F-HR CHTR / Charter Communications, Inc. Put 311.22 16,000 17,200 7.50 5,375 5,353 -0.41
2018-03-31 13F-HR QTNT / Quotient Limited 4.71 151,777 200,000 31.77 751 942 25.43
2018-03-31 13F-HR COP / ConocoPhillips 59.29 209,104 253,200 21.09 11,478 15,012 30.79
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.58 217,191 105,958 -51.21 19,866 10,022 -49.55
2018-03-31 13F-HR TWX / Time Warner, Inc. Put 94.59 125,000 75,000 -40.00 11,434 7,094 -37.96
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.36 0 115,000 0 20,971
2018-03-31 13F-HR PAAS / Pan American Silver Corp. 16.15 154,050 232,264 50.77 2,397 3,751 56.49
2018-03-31 13F-HR CBAY / Cymabay Therapeutics Inc. 12.99 521,247 404,000 -22.49 4,795 5,248 9.45
2018-03-31 13F-HR FOSL / Fossil Group, Inc. 12.70 206,100 206,900 0.39 1,601 2,628 64.15
2018-03-31 13F-HR FOSL / Fossil Group, Inc. Put 12.70 206,100 206,900 0.39 1,601 2,628 64.15
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.81 0 9,126 0 2,298
2018-03-31 13F-HR 90184LAD4 / Twitter, Inc. Bond 17,694 17,733 0.22
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Call 75.38 85,000 65,000 -23.53 6,089 4,900 -19.53
2018-03-31 13F-HR MA / MasterCard Incorporated 175.16 75,000 75,000 0.00 11,352 13,137 15.72
2018-03-31 13F-HR CSTM / Constellium N.V. 10.85 1,356,919 957,499 -29.44 15,130 10,389 -31.34
2018-03-31 13F-HR PKX / POSCO 78.83 31,219 26,068 -16.50 2,439 2,055 -15.74
2018-03-31 13F-HR MAT / Mattel, Inc. Put 13.15 0 500,000 0 6,575
2018-03-31 13F-HR MS / Morgan Stanley 53.97 0 43,063 0 2,324
2018-03-31 13F-HR XOG / Extraction Oil & Gas, Inc. 11.46 463,268 1,170,621 152.69 6,629 13,415 102.37
2018-03-31 13F-HR KIDS / OrthoPediatrics Corp. 15.06 32,524 51,200 57.42 624 771 23.56
2018-03-31 13F-HR JAG / Jagged Peak Energy Inc. 14.13 282,496 406,837 44.02 4,458 5,749 28.96
2018-03-31 13F-HR KR / Kroger Co. Call 23.95 95,000 75,000 -21.05 2,608 1,796 -31.13
2018-03-31 13F-HR BAK / Braskem S.A. 28.99 73,339 83,652 14.06 1,926 2,425 25.91
2018-03-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 66,445 68,607 3.25
2018-03-31 13F-HR NUE / Nucor Corp. 61.10 9,361 42,000 348.67 595 2,566 331.26
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 213.99 16,262 17,800 9.46 3,585 3,809 6.25
2018-03-31 13F-HR PODD / Insulet Corp. 86.69 54,207 26,000 -52.04 3,740 2,254 -39.73
2018-03-31 13F-HR PIRS / Pieris Pharmaceuticals, Inc. 6.82 673,078 513,878 -23.65 5,082 3,505 -31.03
2018-03-31 13F-HR GOGO / Gogo Inc. Call 406,500 0 -100.00 4,585 0 -100.00
2018-03-31 13F-HR MSCC / Microsemi Corp. Call 25,000 0 -100.00 1,291 0 -100.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. Put 700,000 0 -100.00 5,047 0 -100.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 72,000 0 -100.00 11,046 0 -100.00
2018-03-31 13F-HR YNDX / Yandex N.V. 106,294 0 -100.00 3,481 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. Call 164,100 0 -100.00 1,772 0 -100.00
2018-03-31 13F-HR H / Hyatt Hotels Corp. 175,000 0 -100.00 12,870 0 -100.00
2018-03-31 13F-HR NWL / Newell Brands Inc. Put 209,300 0 -100.00 6,467 0 -100.00
2018-03-31 13F-HR CVNA / Carvana Co. 150,000 0 -100.00 2,868 0 -100.00
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 214,595 0 -100.00 8,730 0 -100.00
2018-03-31 13F-HR SEA LTD / ADR (81141R100) 288,711 0 -100.00 3,849 0
2018-03-31 13F-HR GLD / SPDR Gold Shares Call 240,000 0 -100.00 29,676 0 -100.00
2018-03-31 13F-HR GLD / SPDR Gold Shares Put 240,000 0 -100.00 29,676 0 -100.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Put 300,000 0 -100.00 1,188 0 -100.00
2018-03-31 13F-HR WPX / WPX Energy, Inc. 452,025 0 -100.00 6,360 0 -100.00
2018-03-31 13F-HR CLR / Continental Resources, Inc. 440,547 0 -100.00 23,336 0 -100.00
2018-03-31 13F-HR LAUR / LAUREATE EDUCATION, INC. 500,000 0 -100.00 6,780 0 -100.00
2018-03-31 13F-HR DRQ / Dril-Quip, Inc. 61,728 0 -100.00 2,944 0 -100.00
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 6,504 0 -100.00 2,374 0 -100.00
2018-03-31 13F-HR TRCO / Tribune Media Company 35,000 0 -100.00 1,486 0 -100.00
2018-03-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 6,329 0 -100.00 543 0 -100.00
2018-03-31 13F-HR NQ / NQ Mobile Inc. 1,184,306 0 -100.00 4,761 0 -100.00
2018-03-31 13F-HR OIS / Oil States International, Inc. 78,612 0 -100.00 2,225 0 -100.00
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Call 54,800 0 -100.00 3,435 0 -100.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 50,000 0 -100.00 6,343 0 -100.00
2018-03-31 13F-HR NPTN / NeoPhotonics Corp, Call 200,000 0 -100.00 1,316 0 -100.00
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. 149,089 0 -100.00 5,138 0 -100.00
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. Call 50,000 0 -100.00 1,723 0 -100.00
2018-03-31 13F-HR WYN / Wyndham Worldwide Corp. 100,000 0 -100.00 11,587 0 -100.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 57,714 0 -100.00 2,822 0 -100.00
2018-03-31 13F-HR VNOM / Viper Energy Partners LP 126,543 0 -100.00 2,952 0 -100.00
2018-03-31 13F-HR TSEM / Tower Semiconductor Ltd. 81,938 0 -100.00 2,792 0 -100.00
2018-03-31 13F-HR EPC / Edgewell Personal Care Company Call 19,500 0 -100.00 1,158 0 -100.00
2018-03-31 13F-HR YUME / YuMe, Inc. 382,121 0 -100.00 1,826 0 -100.00
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. Call 240,000 0 -100.00 2,664 0 -100.00
2018-03-31 13F-HR XLNX / Xilinx, Inc. 40,768 0 -100.00 2,749 0 -100.00
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Put 50,000 0 -100.00 3,201 0 -100.00
2018-03-31 13F-HR BRKS / Brooks Automation, Inc. 27.08 81,308 78,800 -3.08 1,939 2,134 10.06
2018-03-31 13F-HR WCG / Wellcare Health Plans, Inc. 193.60 12,146 15,000 23.50 2,443 2,904 18.87
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 16.43 74,800 74,800 0.00 1,248 1,229 -1.52
2018-03-31 13F-HR CTL / CenturyLink, Inc. Put 16.43 400,000 400,000 0.00 6,672 6,572 -1.50
2018-03-31 13F-HR THO / Thor Industries, Inc. 115.17 0 175,000 0 20,155
2018-03-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 16,334 19,536 19.60
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 48.28 500,000 204,000 -59.20 23,560 9,849 -58.20
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 76.24 520,000 602,600 15.88 24,502 45,942 87.50
2018-03-31 13F-HR TIF / Tiffany & Co. 97.65 43,263 50,976 17.83 4,497 4,978 10.70
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 25,000 43,480 73.92 4,510 7,348 62.93
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 227.92 75,000 100,000 33.33 17,143 22,792 32.95
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 0 20,000 0 2,340
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Call 117.00 185,000 31,700 -82.86 21,662 3,709 -82.88
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 117.00 0 20,000 0 2,340
2018-03-31 13F-HR AC.WD / Associated Capital Group, Inc. Call 26.77 164,100 221,200 34.80 4,247 5,922 39.44
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 134.85 55,000 54,239 -1.38 7,459 7,314 -1.94
2018-03-31 13F-HR PE / Parsley Energy, Inc. 28.99 297,359 357,928 20.37 8,754 10,376 18.53
2018-03-31 13F-HR CXO / Concho Resources, Inc. 150.33 0 114,500 0 17,213
2018-03-31 13F-HR IPOA.U / Social Capital Hedosophia 10.57 300,000 455,090 51.70 3,180 4,810 51.26
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 263.15 0 350,000 0 92,103
2018-03-31 13F-HR KND / Kindred Healthcare, Inc. 9.15 100,000 66,960 -33.04 970 613 -36.80
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.40 0 10,000 0 604
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Call 60.40 23,000 10,000 -56.52 1,234 604 -51.05
2018-03-31 13F-HR PFE / Pfizer, Inc. Call 35.48 0 42,500 0 1,508
2018-03-31 13F-HR PFE / Pfizer, Inc. Put 35.50 0 50,000 0 1,775
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.83 490,397 490,397 0.00 8,984 10,215 13.70
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.42 50,000 65,000 30.00 3,201 3,602 12.53
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 55.42 100,000 50,000 -50.00 6,402 2,771 -56.72
2018-03-31 13F-HR DIS / The Walt Disney Co. Call 100.42 40,000 12,000 -70.00 4,300 1,205 -71.98
2018-03-31 13F-HR TX / Ternium S.A. 32.50 81,492 60,959 -25.20 2,574 1,981 -23.04
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 20,000 20,000 0.00 946 915 -3.28
2018-03-31 13F-HR IBKR / Interactive Brokers Group, Inc. 67.22 41,228 5,162 -87.48 2,441 347 -85.78
2018-03-31 13F-HR RIO / Rio Tinto plc 51.52 61,229 65,871 7.58 3,241 3,394 4.72
2018-03-31 13F-HR MBI / MBIA, Inc. 9.26 570,280 164,161 -71.21 4,174 1,520 -63.58
2018-03-31 13F-HR EVH / Evolent Health Inc. 14.25 379,441 301,900 -20.44 4,667 4,302 -7.82
2018-03-31 13F-HR P / Pandora Media, Inc. 0 0 18,286
2018-03-31 13F-HR P / Pandora Media, Inc. Call 5.04 104,000 54,000 -48.08 501 272 -45.71
2018-03-31 13F-HR COMM / CommScope Holding Company, Inc. 39.97 374,024 128,461 -65.65 14,149 5,135 -63.71
2018-03-31 13F-HR MDT / Medtronic plc Call 80.25 16,000 16,000 0.00 1,292 1,284 -0.62
2018-03-31 13F-HR ELGX / Endologix, Inc. 4.23 1,550,749 1,001,090 -35.44 8,297 4,235 -48.96
2018-03-31 13F-HR BBL / BHP Billiton Plc 39.73 83,718 49,031 -41.43 3,374 1,948 -42.26
2018-03-31 13F-HR HAIR / Restoration Robotics, Inc. 6.23 99,378 90,000 -9.44 457 561 22.76
2018-03-31 13F-HR OCLR / Oclaro, Inc 9.56 0 50,000 0 478
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.87 150,000 100,000 -33.33 11,043 7,587 -31.30
2018-03-31 13F-HR CJES / C&J Energy Services Ltd. 25.82 93,398 196,533 110.43 3,126 5,074 62.32
2018-03-31 13F-HR HTZ / Hertz Global Holdings, Inc. Put 19.85 240,000 240,000 0.00 5,304 4,764 -10.18
2018-03-31 13F-HR SCI / Service Corp. International 37.73 98,760 63,734 -35.47 3,686 2,405 -34.75
2018-03-31 13F-HR WHR / Whirlpool Corp. 153.17 6,000 6,000 0.00 1,012 919 -9.19
2018-03-31 13F-HR WHR / Whirlpool Corp. Call 153.12 20,500 7,700 -62.44 3,457 1,179 -65.90
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Put 36.70 50,000 1,835
2018-03-31 13F-HR CREE / Cree, Inc. 40.32 50,000 2,016
2018-03-31 13F-HR STC / Stewart Information Services Corp. 43.93 60,000 2,636
2018-03-31 13F-HR ZOSANO PHARMA CORP / (98979H202) 5.04 69,999 353
2018-03-31 13F-HR F / Ford Motor Co. Call 11.09 70,000 776
2018-03-31 13F-HR CHUBK / Commercehub Inc 22.51 75,000 1,688
2018-03-31 13F-HR MULE / Mulesoft, Inc. 43.98 80,000 3,518
2018-03-31 13F-HR FINL / Finish Line, Inc. (THE) 13.54 100,000 1,354
2018-03-31 13F-HR ECA / EnCana Corp. 11.00 108,500 1,194
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 150,000 5,126
2018-03-31 13F-HR CSRA / CSRA Inc. Put 41.23 150,000 6,185
2018-03-31 13F-HR CSRA / CSRA Inc. 41.23 150,000 6,185
2018-03-31 13F-HR WTW / Weight Watchers International, Inc. 63.72 150,000 9,558
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.47 150,975 9,884
2018-03-31 13F-HR DISH / DISH Network Corp. Put 37.89 230,000 8,715
2018-03-31 13F-HR NGD / New Gold, Inc. 2.59 340,154 881
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.09 740,000 12,647
2018-03-31 13F-HR AVP / Avon Products, Inc. 2.84 895,880 2,544
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 15.92 910,000 14,487
2018-03-31 13F-HR WFT / Weatherford International plc Put 2.29 1,100,000 2,519
2018-03-31 13F-HR PDS / Precision Drilling Corp. 2.77 1,686,300 4,671
2018-03-31 13F-HR RIG / Transocean, Inc. Put 9.90 1,750,000 17,325
2018-03-31 13F-HR DISH / DISH Network Corp. 4,820
2018-03-31 13F-HR 85571BAB1 / Starwood Property Trust Inc Bond 13,096
2018-03-31 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 28,387
2018-03-31 13F-HR GOLAR LNG LTD / NOTE 2.750% 2/1 (38046YAB7) 23,759
2018-03-31 13F-HR IP / International Paper Company 53.40 5,000 267
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.00 5,000 345
2018-03-31 13F-HR ABYLY / Ablynx NV Put 54.50 6,000 327
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Call 74.67 6,000 448
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.60 6,300 470
2018-03-31 13F-HR BGC / General Cable Corp. 29.60 10,000 296
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Put 60.40 10,000 604
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. 34.35 13,393 460
2018-03-31 13F-HR MULE / Mulesoft, Inc. Put 43.96 15,400 677
2018-03-31 13F-HR ECA / EnCana Corp. Call 11.00 20,000 220
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.70 20,000 4,334
2018-03-31 13F-HR INTC / Intel Corp. Call 52.10 20,500 1,068
2018-03-31 13F-HR CBT / Cabot Corp. 55.71 21,000 1,170
2018-03-31 13F-HR AET / Aetna, Inc. Put 169.02 23,500 3,972
2018-03-31 13F-HR DST / DST Systems, Inc. 83.65 24,544 2,053
2018-03-31 13F-HR MRK / Merck & Co., Inc. Call 54.46 28,000 1,525
2018-03-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 8.74 35,000 306
2018-03-31 13F-HR COL / Rockwell Collins, Inc. Put 134.85 35,900 4,841
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 36.92 37,428 1,382
2018-03-31 13F-HR XL / XL Group Ltd. 55.25 40,000 2,210
2018-03-31 13F-HR CELG / Celgene Corp. 89.20 40,000 3,568
2018-03-31 13F-HR DIS / The Walt Disney Co. Put 100.44 45,000 4,520
2018-03-31 13F-HR MOTUS GI HLDGS INC / (62014P108) 4.48 50,000 224
2018-03-31 13F-HR 92240MBC1 / Vector Group, Ltd. 1.75% Bond Due 4/15/2020 24,385 23,146 -5.08
2018-03-31 13F-HR EA / Electronic Arts Inc. 121.24 175,000 125,000 -28.57 18,386 15,155 -17.57
2018-03-31 13F-HR NPTN / NeoPhotonics Corp, 15,834 0 -100.00 104 0 -100.00
2018-03-31 13F-HR BOBE / Bob Evans Farms, Inc. 20,000 0 -100.00 1,576 0 -100.00
2018-03-31 13F-HR EGN / Energen Corp. 62.86 112,970 230,707 104.22 6,504 14,502 122.97
2018-03-31 13F-HR ABX / Barrick Gold Corp. Call 12.45 60,000 60,000 0.00 868 747 -13.94
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.31 15,000 13,000 -13.33 17,542 18,815 7.26
2018-03-31 13F-HR CTLT / Catalent Inc. 41.06 108,411 85,000 -21.59 4,454 3,490 -21.64
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 87.65 100,000 185,000 85.00 9,400 16,215 72.50
2018-03-31 13F-HR CI / Cigna Corp. 167.73 21,683 57,800 166.57 4,404 9,695 120.14
2018-03-31 13F-HR C / Citigroup, Inc. 67.49 0 32,894 0 2,220
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Call 64.93 15,000 15,000 0.00 1,105 974 -11.86
2018-03-31 13F-HR CSX / CSX Corp. 55.74 31,061 14,227 -54.20 1,709 793 -53.60
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.70 37,224 71,597 92.34 2,651 4,561 72.05
2018-03-31 13F-HR MSCC / Microsemi Corp. 64.73 92,065 15,000 -83.71 4,755 971 -79.58
2018-03-31 13F-HR CYH / Community Health Systems, Inc. Call 3.94 16,000 16,000 0.00 68 63 -7.35
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 36,365 0 -100.00 1,084 0 -100.00
2018-03-31 13F-HR OLN / Olin Corp. 30.40 28,761 39,867 38.61 1,023 1,212 18.48
2018-03-31 13F-HR AA / Alcoa Corp. 44.97 111,647 49,258 -55.88 6,014 2,215 -63.17
2018-03-31 13F-HR AKS / AK Steel Holding Corp. Put 4.53 300,000 300,000 0.00 1,698 1,359 -19.96
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 86.20 0 20,000 0 1,724
2018-03-31 13F-HR MTD / Mettler Toledo International, Inc. 1,845 0 -100.00 1,143 0 -100.00
2018-03-31 13F-HR SYRG / Synergy Resources Corp. 9.43 505,180 552,943 9.45 4,309 5,214 21.00
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.75 0 40,000 0 3,510
2018-03-31 13F-HR GLOG / GasLog Ltd. 61,436 0 -100.00 1,367 0 -100.00
2018-03-31 13F-HR PRTY / Party City Holdco Inc. 70,096 0 -100.00 978 0 -100.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 35,000 0 -100.00 632 0 -100.00
2018-03-31 13F-HR TRCO / Tribune Media Company Put 30,000 0 -100.00 1,274 0 -100.00
2018-03-31 13F-HR VMC / Vulcan Materials Co. 50,000 0 -100.00 6,419 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 25,000 0 -100.00 2,135 0 -100.00
2018-03-31 13F-HR PTC / PTC Inc. 63,361 0 -100.00 3,850 0 -100.00
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) 21,895 0 -100.00 1,078 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 35,000 0 -100.00 10,897 0 -100.00
2018-03-31 13F-HR IBM / International Business Machines Corp. Put 70,000 0 -100.00 10,739 0 -100.00
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 25,000 0 -100.00 10,251 0 -100.00
2018-03-31 13F-HR LULU / lululemon athletica inc. 49,200 0 -100.00 3,867 0 -100.00
2018-03-31 13F-HR LNCE / Snyders-Lance, Inc. 75,000 0 -100.00 3,756 0 -100.00
2018-03-31 13F-HR MTCN / ArcelorMittal 95,491 0 -100.00 3,085 0 -100.00