Current Holdings (from 13F, 13D)

InvestorLombard Odier Asset Management (Europe) Ltd
Portfolio Value$ 1,742,820,000
Current Positions392
Opened Positions5
Closed Positions18

Lombard Odier Asset Management (Europe) Ltd has disclosed 392 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,742,820,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Lombard Odier Asset Management (Europe) Ltd's top holdings are Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) , SPDR Financial Select Sector ETF (NYSE:XLF) , Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 (177376AD2) , Amazon.com, Inc. (NASDAQ:AMZN) , and The Priceline Group Inc. (NASDAQ:PCLN) . Lombard Odier Asset Management (Europe) Ltd's new positions include Intel Corp. 2.95% Note Due 12/15/2035 (458140AD2) , Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 (177376AD2) , The Priceline Group Inc. (NASDAQ:PCLN) , Illumina, Inc. (NASDAQ:ILMN) , and VEREIT, Inc. (NYSE:VER) .


All Lombard Odier Asset Management (Europe) Ltd holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BBT / BB&T Corp. 46.95 10,244 10,244 0.00 465 481 3.44
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 93.45 5,500 514
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 7.82 85,312 85,312 0.00 748 667 -10.83
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.68 5,085 5,085 0.00 673 695 3.27
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 997
2017‑09‑30 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Note due 2019-08-15 1,203
2017‑09‑30 13F-HR STARWOOD PPTY TR INC / NOTE 4.550% 3/0 (85571BAA3) 1,324
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 25.34 65,000 1,647
2017‑09‑30 13F-HR APOLLO COML REAL EST FIN INC / NOTE 4.750% 8/2 (03762UAB1) 2,038
2017‑09‑30 13F-HR TCP CAP CORP / NOTE 4.625% 3/0 (87238QAD5) 2,085
2017‑09‑30 13F-HR TEVA PHARMACEUTICAL FIN LLC / DBCV 0.250% 2/0 (88163VAE9) 2,165
2017‑09‑30 13F-HR 90184LAB8 / Twitter, Inc. NOTE 0.250% 9/1 4,623 4,642 0.41
2017‑09‑30 13F-HR 966387AL6 / Whiting Petroleum Corp. 1.25% Note due 2020-04-01 4,656
2017‑09‑30 13F-HR 36191GAB3 / GNC Holdings, Inc. NOTE 1.500% 8/1 5,170
2017‑09‑30 13F-HR CYPRESS SEMICONDUCTOR CORP / NOTE 4.500% 1/1 (232806AM1) 8,499
2017‑09‑30 13F-HR BLACKROCK CAPITAL INVESTMENT / NOTE 5.000% 6/1 (092533AC2) 9,670
2017‑09‑30 13F-HR 57164YAA5 / Marriott Vacations Worldwide Corp NOTE 1.500% 9/1 10,047
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 172.71 65,000 11,226
2017‑09‑30 13F-HR JEFFERIES GROUP INC NEW / DBCV 3.875%11/0 (472319AG7) 15,205
2017‑09‑30 13F-HR BLACKHAWK NETWORK HLDGS INC / NOTE 1.500% 1/1 (09238EAB0) 17,544
2017‑09‑30 13F-HR STARWOOD PPTY TR INC / NOTE 4.000% 1/1 (85571BAB1) 20,313
2017‑09‑30 13F-HR CTRIP COM INTL LTD / NOTE 1.250% 9/1 (22943FAM2) 51,358
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 25.86 44,250 4,460,000 9,979.10 109,165 115,336 5.65
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.97 17,733 17,733 0.00 52 35 -32.69
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.07 3,345 3,345 0.00 203 221 8.87
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.59 12,354 452
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.94 556 65,203 1,018 -98.44
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 56,600 65,203 15.20
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 556 1,040 56,600 5,342.31
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 52,182 52,182 0.00 1,761 1,987 12.83
2017‑09‑30 13F-HR INTC / Intel Corp. Call 38.09 800 70,000 8,650.00 2,699 2,666 -1.22
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.39 7,503 7,763 3.47 650 725 11.54
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.56 71,763 71,763 0.00 850 973 14.47
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.20 23,806 23,806 0.00 456 457 0.22
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 122.65 2,071 2,071 0.00 255 254 -0.39
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 32.73 7,914 7,914 0.00 247 259 4.86
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.63 11,059 11,059 0.00 367 195 -46.87
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 12.47 11,947 11,947 0.00 114 149 30.70
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.95 4,234 4,234 0.00 643 673 4.67
2017‑09‑30 13F-HR CPG / Crescent Point Energy Corp. 10.01 66,302 66,302 0.00 658 664 0.91
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.54 2,190 2,190 0.00 424 437 3.07
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.89 4,233 4,233 0.00 606 626 3.30
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.32 3,778 3,778 0.00 242 243 0.41
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.80 6,831 6,831 0.00 414 429 3.62
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.49 7,296 7,296 0.00 302 310 2.65
2017‑09‑30 13F-HR CB / Chubb Ltd 142.60 5,498 5,498 0.00 799 784 -1.88
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 92.95 2,313 2,313 0.00 210 215 2.38
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.12 9,335 9,335 0.00 1,140 1,084 -4.91
2017‑09‑30 13F-HR MS / Morgan Stanley 48.17 17,170 17,170 0.00 765 827 8.10
2017‑09‑30 13F-HR MS / Morgan Stanley Call 48.18 407 40,700 9,900.00 1,814 1,961 8.10
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,046.61 472 472 0.00 441 494 12.02
2017‑09‑30 13F-HR EIX / Edison International 77.21 4,054 4,054 0.00 317 313 -1.26
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 25.32 22,706 22,706 0.00 552 575 4.17
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 43.77 5,803 5,803 0.00 249 254 2.01
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.35 24,216 24,216 0.00 672 638 -5.06
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.34 2,067 2,067 0.00 222 226 1.80
2017‑09‑30 13F-HR BTG / B2Gold Corp. 3.45 19,129 19,129 0.00 70 66 -5.71
2017‑09‑30 13F-HR ES / Eversource Energy 60.36 4,125 4,125 0.00 250 249 -0.40
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 131.72 10,402 8,852 -14.90 1,264 1,166 -7.75
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.49 44,736 44,736 0.00 1,998 2,214 10.81
2017‑09‑30 13F-HR F / Ford Motor Co. 11.98 43,908 43,908 0.00 491 526 7.13
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.47 5,257 5,257 0.00 737 770 4.48
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.87 2,846 2,846 0.00 273 307 12.45
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.63 17,990 17,990 0.00 777 731 -5.92
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 12,208 13,777 12.85
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.77 9,629 9,158 -4.89 1,251 1,335 6.71
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 160.96 1,957 1,957 0.00 317 315 -0.63
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.52 4,679 4,679 0.00 345 344 -0.29
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.61 1,764 1,764 0.00 223 211 -5.38
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.10 3,005 3,005 0.00 399 427 7.02
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.76 4,297 4,297 0.00 555 506 -8.83
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.84 5,948 5,948 0.00 743 802 7.94
2017‑09‑30 13F-HR KEY / KeyCorp 18.83 14,869 14,869 0.00 279 280 0.36
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.33 35,652 35,652 0.00 526 511 -2.85
2017‑09‑30 13F-HR CMI / Cummins, Inc. 167.87 2,210 2,210 0.00 359 371 3.34
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 17,278 11,705 -32.25
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.88 2,662 202
2017‑09‑30 13F-HR AGU / Agrium Inc. 133.95 1,523 204
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 39.92 5,261 210
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. 26.30 8,100 213
2017‑09‑30 13F-HR CE / Celanese Corp. 104.42 2,059 215
2017‑09‑30 13F-HR CNC / Centene Corp. 96.88 2,240 217
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.17 1,667 227
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 186.07 1,220 227
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 24.03 9,781 9,781 0.00 207 235 13.53
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.12 3,060 236
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.43 4,961 275
2017‑09‑30 13F-HR PSA / Public Storage 214.04 1,780 1,780 0.00 371 381 2.70
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.57 3,232 3,254 0.68 3,005 3,168 5.42
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.87 4,637 4,637 0.00 410 426 3.90
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.61 3,719 3,719 0.00 471 456 -3.18
2017‑09‑30 13F-HR MMM / 3M Co. 209.90 6,946 6,946 0.00 1,446 1,458 0.83
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.81 8,184 8,184 0.00 488 514 5.33
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.28 4,610 4,610 0.00 345 324 -6.09
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.98 3,392 3,413 0.62 3,082 3,273 6.20
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.60 3,846 3,846 0.00 311 310 -0.32
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 16,516 16,516 0.00 963 887 -7.89
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Call 53.72 320 32,000 9,900.00 1,866 1,719 -7.88
2017‑09‑30 13F-HR CRTO / Criteo S.A 41.50 880,000 880,000 0.00 43,164 36,520 -15.39
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.61 4,101 4,101 0.00 303 347 14.52
2017‑09‑30 13F-HR K / Kellogg Co. 62.32 3,514 3,514 0.00 244 219 -10.25
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.56 13,169 13,169 0.00 51 60 17.65
2017‑09‑30 13F-HR TRN / Trinity Industries, Inc. 38,643 37,174 -3.80
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54.02 6,720 6,720 0.00 338 363 7.40
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.70 7,268 7,268 0.00 453 463 2.21
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.46 2,373 2,373 0.00 251 255 1.59
2017‑09‑30 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 23,995 23,051 -3.93
2017‑09‑30 13F-HR AMGN / Amgen Inc. Call 135 0 -100.00 2,325 0 -100.00
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 253.88 902 902 0.00 232 229 -1.29
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.10 40,637 41,040 4,596 -88.80
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 39,723 4,348 41,040 843.88
2017‑09‑30 13F-HR 111621AQ1 / Brocade Communications Systems, Inc. 1.375% Note Due 1/1/2020 4,433 4,349 -1.89
2017‑09‑30 13F-HR TRP / TransCanada Corp. 61.66 10,055 10,055 0.00 622 620 -0.32
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.49 52,410 52,410 0.00 2,040 2,017 -1.13
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Call 38.48 1,400 155,000 10,971.43 5,449 5,964 9.45
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.82 16,866 16,866 0.00 931 874 -6.12
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 103.43 8,856 8,856 0.00 932 916 -1.72
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.54 17,363 17,363 0.00 1,845 1,711 -7.26
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 98.55 110 11,000 9,900.00 1,169 1,084 -7.27
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.72 5,957 5,957 0.00 464 457 -1.51
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.72 2,173 2,173 0.00 202 208 2.97
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.37 21,566 21,566 0.00 1,048 1,151 9.83
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 27,936 27,936 0.00 2,435 2,542 4.39
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.34 5,295 5,295 0.00 263 293 11.41
2017‑09‑30 13F-HR CLX / Clorox Company (The) 132.06 1,734 1,734 0.00 231 229 -0.87
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.41 14,677 14,677 0.00 36 50 38.89
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8,485 13,517 59.30
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 13,517 10,219 -24.40
2017‑09‑30 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Note Due 1/15/2019 25,562 25,449 -0.44
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.50 79,588 79,588 0.00 5,486 5,929 8.08
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.63 11,083 11,083 0.00 400 417 4.25
2017‑09‑30 13F-HR EQR / Equity Residential 65.97 4,790 4,790 0.00 315 316 0.32
2017‑09‑30 13F-HR INPAP / International Paper Company 56.75 5,357 5,357 0.00 303 304 0.33
2017‑09‑30 13F-HR TDY / Teledyne Technologies Inc. 159.45 0 1,317 0 210
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.29 23,251 23,251 0.00 24 30 25.00
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.04 2,112 2,112 0.00 297 319 7.41
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 25,432 25,691 1.02 3,840 4,390 14.32
2017‑09‑30 13F-HR CTAS / Cintas Corp. 144.37 0 1,510 0 218
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 96.52 16,370 16,370 0.00 1,541 1,580 2.53
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.29 11,392 11,392 0.00 494 459 -7.09
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.14 4,113 4,113 0.00 413 453 9.69
2017‑09‑30 13F-HR MKL / Markel Corp. 1,069.31 0 202 0 216
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.63 3,397 3,397 0.00 374 369 -1.34
2017‑09‑30 13F-HR SYF / Synchrony Financial 31.04 10,149 10,149 0.00 303 315 3.96
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.80 1,429 1,429 0.00 517 487 -5.80
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.43 1,799 1,799 0.00 346 321 -7.23
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. Call 124.67 60 6,000 9,900.00 645 748 15.97
2017‑09‑30 13F-HR DY / Dycom Industries, Inc. 19,496 19,114 -1.96
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.95 7,886 7,886 0.00 659 662 0.46
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.17 15,937 15,937 0.00 192 194 1.04
2017‑09‑30 13F-HR TS / Tenaris S.A. 28.29 23,680 23,680 0.00 737 670 -9.09
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.98 11,158 11,158 0.00 613 580 -5.38
2017‑09‑30 13F-HR 04010LAJ2 / Ares Capital Corp. 4.75% Note Due 1/15/2018 31,810 30,779 -3.24
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.90 6,940 6,940 0.00 248 263 6.05
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 447.12 955 955 0.00 469 427 -8.96
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 9,509 9,509 0.00 1,456 1,490 2.34
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.05 12,798 13,130 2.59 687 841 22.42
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.40 21,736 21,736 0.00 1,619 1,378 -14.89
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.47 2,290 2,290 0.00 291 340 16.84
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 79.75 3,097 3,097 0.00 251 247 -1.59
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 11,705 1,017 -91.31
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 3.27 15,000 15,000 0.00 47 49 4.26
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 81.05 0 2,480 0 201
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.45 12,823 12,823 0.00 448 493 10.04
2017‑09‑30 13F-HR ACN / Accenture plc 135.07 7,263 7,263 0.00 898 981 9.24
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 31.08 18,020 18,020 0.00 640 560 -12.50
2017‑09‑30 13F-HR AES / AES Corp. (The) 11.03 10,243 10,243 0.00 114 113 -0.88
2017‑09‑30 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 77.74 0 3,203 0 249
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.46 1,873 28,030 220 -99.22
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29.19 18,259 18,259 0.00 506 533 5.34
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.74 2,940 2,940 0.00 484 452 -6.61
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 129.01 2,961 2,961 0.00 362 382 5.52
2017‑09‑30 13F-HR 67020YAK6 / Nuance Communications, Inc. 1.00% Note Due 12/15/2035 18,865 20,118 6.64
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1.31 0 32,163 0 42
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 20,301 20,301 0.00 1,131 1,294 14.41
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.40 15,942 15,942 0.00 1,841 1,776 -3.53
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.34 32,775 32,775 0.00 928 929 0.11
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.24 4,441 4,441 0.00 346 383 10.69
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.24 4,522 4,522 0.00 314 295 -6.05
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.12 54,806 54,806 0.00 441 500 13.38
2017‑09‑30 13F-HR PSX / Phillips 66 91.55 6,752 5,276 -21.86 558 483 -13.44
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 10,781 40,873 279.12
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.77 16,669 16,669 0.00 1,509 1,613 6.89
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 77.00 7,208 7,208 0.00 552 555 0.54
2017‑09‑30 13F-HR HES / Hess Corp. 46.88 18,535 18,535 0.00 813 869 6.89
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.53 6,670 6,670 0.00 209 217 3.83
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.84 15,220 15,220 0.00 898 789 -12.14
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.96 2,295 2,295 0.00 220 234 6.36
2017‑09‑30 13F-HR DE / Deere & Co. 125.64 3,510 3,510 0.00 434 441 1.61
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. 18.51 10,589 10,589 0.00 193 196 1.55
2017‑09‑30 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Note due 2020-12-01 12,849 21,788 69.57
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.26 3,585 3,585 0.00 328 320 -2.44
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.37 4,863 4,863 0.00 727 882 21.32
2017‑09‑30 13F-HR KR / Kroger Co. 20.06 11,169 11,169 0.00 260 224 -13.85
2017‑09‑30 13F-HR RCI / Rogers Communications, Inc. 64.29 4,013 4,013 0.00 246 258 4.88
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.29 6,416 6,416 0.00 276 297 7.61
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.97 10,729 9,779 -8.85 953 958 0.52
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.28 2,663 2,663 0.00 268 299 11.57
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 49.01 13,120 13,120 0.00 566 643 13.60
2017‑09‑30 13F-HR ROP / Roper Technologies, Inc. 243.64 1,297 1,297 0.00 300 316 5.33
2017‑09‑30 13F-HR MEOH / Methanex Corp. 51.59 17,619 17,619 0.00 800 909 13.63
2017‑09‑30 13F-HR C / Citigroup, Inc. Call 72.74 330 53,000 15,960.61 2,207 3,855 74.67
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. 2,519 3,993 58.52
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.85 988 988 0.00 312 317 1.60
2017‑09‑30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 19,462 1,870 -90.39
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 57.29 3,997 3,997 0.00 240 229 -4.58
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.52 3,522 3,522 0.00 309 347 12.30
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.59 6,017 6,017 0.00 497 509 2.41
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 93.45 3,906 3,906 0.00 334 365 9.28
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.89 13,015 13,015 0.00 391 389 -0.51
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 26,669 22,009 -17.47
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.34 8,367 8,367 0.00 534 530 -0.75
2017‑09‑30 13F-HR VER / VEREIT, Inc. 6,949 45,910 560.67
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 109.15 2,895 2,895 0.00 342 316 -7.60
2017‑09‑30 13F-HR WCN / Waste Connections, Inc. 87.18 2,646 3,969 50.00 221 346 56.56
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.57 2,179 2,179 0.00 274 254 -7.30
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.72 3,110 3,110 0.00 676 702 3.85
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.29 13,524 13,667 1.06 2,291 2,505 9.34
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 183.50 20 2,000 9,900.00 339 367 8.26
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 104.37 2,290 2,290 0.00 229 239 4.37
2017‑09‑30 13F-HR ENB / Enbridge Inc. 52.10 19,863 20,135 1.37 1,026 1,049 2.24
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.44 2,089 2,089 0.00 333 308 -7.51
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.38 5,641 5,641 0.00 578 617 6.75
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 27.97 10,691 10,691 0.00 278 299 7.55
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.28 1,504 1,504 0.00 203 217 6.90
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 363.53 2,451 2,451 0.00 826 891 7.87
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.28 10,506 10,506 0.00 52 45 -13.46
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.84 6,484 6,484 0.00 368 388 5.43
2017‑09‑30 13F-HR ECA / EnCana Corp. 14.71 13,843 13,867 0.17 158 204 29.11
2017‑09‑30 13F-HR COP / ConocoPhillips 50.05 35,429 33,429 -5.65 1,557 1,673 7.45
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.41 8,827 8,827 0.00 886 904 2.03
2017‑09‑30 13F-HR S / Sprint Corporation 7.82 13,563 13,563 0.00 111 106 -4.50
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 596.31 379 379 0.00 216 226 4.63
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 80.20 13,528 13,528 0.00 1,055 1,085 2.84
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.01 99,712 99,712 0.00 8,728 8,776 0.55
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,316.00 0 500 0 658
2017‑09‑30 13F-HR PLD / Prologis, Inc. 63.43 6,748 6,748 0.00 396 428 8.08
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.60 5,470 5,470 0.00 293 233 -20.48
2017‑09‑30 13F-HR FTS / Fortis Inc. 44.73 5,647 5,678 0.55 257 254 -1.17
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.76 12,152 12,152 0.00 152 155 1.97
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184.98 2,130 2,130 0.00 301 394 30.90
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.26 4,240 4,240 0.00 941 1,006 6.91
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 237.18 85 8,500 9,900.00 1,886 2,016 6.89
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.68 4,103 4,103 0.00 260 290 11.54
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 5,000 5,510 10.20
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.74 3,379 3,379 0.00 449 435 -3.12
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.80 7,949 7,949 0.00 671 682 1.64
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.14 25,153 25,153 0.00 438 431 -1.60
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.42 4,406 4,406 0.00 4,265 4,236 -0.68
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 961.35 393 77,500 19,620.10 38,042 74,505 95.85
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.42 3,541 3,541 0.00 314 306 -2.55
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.58 6,945 6,945 0.00 225 261 16.00
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 37.37 19,777 19,777 0.00 651 739 13.52
2017‑09‑30 13F-HR DXC / DXC Technology Company 86.01 3,050 3,639 19.31 234 313 33.76
2017‑09‑30 13F-HR CATM / Cardtronics, Inc. 957 924 -3.45
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.12 11,298 11,298 0.00 541 555 2.59
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.42 8,867 8,867 0.00 1,527 1,653 8.25
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.16 11,002 11,002 0.00 1,336 1,553 16.24
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.03 12,973 12,973 0.00 662 688 3.93
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 45,235 45,235 0.00 2,029 2,036 0.34
2017‑09‑30 13F-HR PPL / PPL Corp. 37.99 8,476 8,476 0.00 328 322 -1.83
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.77 14,072 14,072 0.00 605 616 1.82
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 140.30 2,794 2,794 0.00 340 392 15.29
2017‑09‑30 13F-HR VFC / V.F. Corp. 63.50 4,520 4,520 0.00 260 287 10.38
2017‑09‑30 13F-HR AXP / American Express Co. 90.41 9,236 9,236 0.00 778 835 7.33
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 72.32 4,743 4,743 0.00 313 343 9.58
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.24 6,477 6,477 0.00 297 306 3.03
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.11 3,182 3,182 0.00 410 484 18.05
2017‑09‑30 13F-HR AON / Aon Plc 146.04 3,362 3,362 0.00 447 491 9.84
2017‑09‑30 13F-HR MDT / Medtronic plc 77.74 15,834 15,834 0.00 1,405 1,231 -12.38
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.20 10,427 10,427 0.00 817 805 -1.47
2017‑09‑30 13F-HR SRCI / SRC Energy Inc 9.67 111,243 100,243 -9.89 749 969 29.37
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.95 9,677 9,677 0.00 1,054 1,122 6.45
2017‑09‑30 13F-HR DOV / Dover Corp. 91.50 0 2,317 0 212
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.55 12,801 11,981 -6.41 1,054 1,025 -2.75
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.92 10,098 10,098 0.00 783 807 3.07
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.29 12,216 12,216 0.00 983 993 1.02
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.71 28,004 28,004 0.00 895 1,028 14.86
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.45 11,438 11,438 0.00 29 28 -3.45
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 94.50 7,450 7,450 0.00 709 704 -0.71
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 188.55 0 1,188 0 224
2017‑09‑30 13F-HR TDG / Transdigm Group, Inc. 256.08 863 863 0.00 232 221 -4.74
2017‑09‑30 13F-HR SPWR / SunPower Corp. 3,882 10,628 173.78
2017‑09‑30 13F-HR SPWR / SunPower Corp. 2,241 3,882 73.23
2017‑09‑30 13F-HR SPWR / SunPower Corp. 12,069 2,241 -81.43
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117.19 2,722 2,722 0.00 350 319 -8.86
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.18 5,825 5,825 0.00 824 869 5.46
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 100.02 4,112 4,759 15.73 412 476 15.53
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.42 1,319 1,319 0.00 213 205 -3.76
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 15,108 15,001 -0.71
2017‑09‑30 13F-HR AGN / Allergan plc 204.94 4,045 4,045 0.00 983 829 -15.67
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.18 5,516 5,516 0.00 352 354 0.57
2017‑09‑30 13F-HR EQT / EQT Corp. 65.25 12,767 12,767 0.00 748 833 11.36
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.08 10,043 10,043 0.00 1,545 1,457 -5.70
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.39 12,803 12,803 0.00 800 786 -1.75
2017‑09‑30 13F-HR AIG / American International Group, Inc. Call 61.38 290 29,000 9,900.00 1,813 1,780 -1.82
2017‑09‑30 13F-HR MGA / Magna International Inc. 66.64 5,132 5,132 0.00 308 342 11.04
2017‑09‑30 13F-HR O / Realty Income Corp. 57.06 0 3,540 0 202
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 49.76 6,833 6,833 0.00 317 340 7.26
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 92.00 2,826 2,826 0.00 275 260 -5.45
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5.17 13,339 13,339 0.00 51 69 35.29
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.78 6,589 6,589 0.00 514 552 7.39
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 247.37 857 857 0.00 207 212 2.42
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 161.07 3,725 3,725 0.00 603 600 -0.50
2017‑09‑30 13F-HR IPXL / Impax Laboratories, Inc. 2,876 10,264 256.88
2017‑09‑30 13F-HR 55608BAB1 / Macquarie Infrastructure Company LLC 2.0% Note Due 10/1/2023 4,378 4,330 -1.10
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.32 5,239 5,239 0.00 567 557 -1.76
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.28 4,195 4,195 0.00 279 299 7.17
2017‑09‑30 13F-HR V / Visa, Inc. 105.25 20,884 20,884 0.00 1,959 2,198 12.20
2017‑09‑30 13F-HR V / Visa, Inc. Call 105.23 455 45,500 9,900.00 4,267 4,788 12.21
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.82 6,247 6,677 6.88 903 1,194 32.23
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 5.27 18,800 18,800 0.00 99 99 0.00
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.19 3,967 3,967 0.00 235 211 -10.21
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.75 7,634 7,634 0.00 551 563 2.18
2017‑09‑30 13F-HR STT / State Street Corp. 95.63 5,061 5,061 0.00 454 484 6.61
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.49 2,169 2,169 0.00 237 257 8.44
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38.59 22,457 23,451 4.43 726 905 24.66
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 26.76 31,616 31,616 0.00 793 846 6.68
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.18 5,101 5,101 0.00 890 965 8.43
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.89 19,377 18,518 -4.43 1,405 1,646 17.15
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.03 2,569 2,569 0.00 368 388 5.43
2017‑09‑30 13F-HR L / Loews Corp. 47.75 4,607 4,607 0.00 216 220 1.85
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 4,817 52,639 992.78
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 1,758 350 4,817 1,276.29
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.09 1,758 47,694 350 -99.27
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 4.98 10,452 10,452 0.00 53 52 -1.89
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.11 6,808 6,808 0.00 356 382 7.30
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.81 8,350 8,350 0.00 236 274 16.10
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 109.19 4,715 5,367 13.83 497 586 17.91
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.49 7,136 7,136 0.00 611 553 -9.49
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 62.77 4,126 4,126 0.00 253 259 2.37
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Note Due 12/15/2035 154,705 167,974 8.58
2017‑09‑30 13F-HR WLTW / Willis Towers Watson Public Limited Company 154.50 1,754 1,754 0.00 255 271 6.27
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 70,978 67,621 -4.73 2,384 2,414 1.26
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 195.97 3,031 3,031 0.00 591 594 0.51
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.04 14,428 14,428 0.00 1,218 1,429 17.32
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.81 22,057 22,057 0.00 64 62 -3.12
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 99,184 97,947 -1.25 2,679 2,368 -11.61
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.54 7,265 7,265 0.00 482 527 9.34
2017‑09‑30 13F-HR INFO / Metro One Telecommunications, Inc. 43.99 4,956 4,956 0.00 218 218 0.00
2017‑09‑30 13F-HR DFS / Discover Financial Services 64.47 5,103 5,103 0.00 317 329 3.79
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 59.75 3,498 3,498 0.00 227 209 -7.93
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.65 3,763 3,763 0.00 228 232 1.75
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 86.67 0 2,596 0 225
2017‑09‑30 13F-HR WAT / Waters Corp. 179.17 1,200 1,200 0.00 221 215 -2.71
2017‑09‑30 13F-HR 436440AC5 / Hologic, Inc. 2% Note Due 3/1/2042 16,208 13,164 -18.78
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 11.24 53,984 53,984 0.00 573 607 5.93
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.50 1,807 1,807 0.00 435 440 1.15
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74.18 3,114 3,114 0.00 258 231 -10.47
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.30 5,932 5,932 0.00 412 417 1.21
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 114.11 0 1,814 0 207
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 64.28 5,118 5,118 0.00 304 329 8.22
2017‑09‑30 13F-HR PDS / Precision Drilling Corp. 3.88 128,517 128,517 0.00 569 499 -12.30
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 57,618 56,734 -1.53 8,298 8,744 5.37
2017‑09‑30 13F-HR XLNX / Xilinx, Inc. 70.82 3,544 3,544 0.00 228 251 10.09
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 2.74 11,700 11,700 0.00 40 32 -20.00
2017‑09‑30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Note due 2019-04-15 119,060 115,198 -3.24
2017‑09‑30 13F-HR EEFT / Euronet Worldwide, Inc. 19,274 19,474 1.04
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 81.98 1,232 2,464 100.00 225 202 -10.22
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.43 5,342 5,342 0.00 415 435 4.82
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.51 5,116 5,116 0.00 269 284 5.58
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.78 24,321 24,321 0.00 1,601 1,697 6.00
2017‑09‑30 13F-HR XEC / Cimarex Energy Co. 113.66 8,622 8,622 0.00 811 980 20.84
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 17,097 17,097 0.00 2,008 1,898 -5.48
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 106.20 2,194 2,194 0.00 201 233 15.92
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 358.22 991 991 0.00 348 355 2.01
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.84 21,704 21,704 0.00 984 1,060 7.72
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.94 16,068 16,068 0.00 217 224 3.23
2017‑09‑30 13F-HR CP / Canadian Pacific Railway Ltd. 209.78 1,759 1,759 0.00 367 369 0.54
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.02 33,850 29,250 -13.59 1,446 1,346 -6.92
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.43 3,214 3,214 0.00 217 236 8.76
2017‑09‑30 13F-HR BAM / Brookfield Asset Management, Inc. 51.48 10,393 10,393 0.00 529 535 1.13
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 52.08 12,981 12,981 0.00 705 676 -4.11
2017‑09‑30 13F-HR MTD / Mettler Toledo International, Inc. 625.00 384 384 0.00 226 240 6.19
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.59 13,503 13,503 0.00 2,071 2,209 6.66
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.17 0 2,112 0 201
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 89.73 3,009 3,009 0.00 232 270 16.38
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.21 5,779 5,779 0.00 424 452 6.60
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. 44.61 5,044 5,044 0.00 226 225 -0.44
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.34 1,699 1,699 0.00 275 303 10.18
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.34 34,668 34,668 0.00 1,738 1,676 -3.57
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 48.36 7,589 7,589 0.00 335 367 9.55
2017‑09‑30 13F-HR EQIX / Equinix, Inc. 446.56 945 945 0.00 406 422 3.94
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 66.85 4,293 4,293 0.00 335 287 -14.33
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.10 8,160 8,160 0.00 902 980 8.65
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.13 3,750 3,750 0.00 396 443 11.87
2017‑09‑30 13F-HR APA / Apache Corp. 45.78 4,849 4,849 0.00 232 222 -4.31
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 70.23 20,560 20,560 0.00 1,344 1,444 7.44
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.91 16,569 15,069 -9.05 1,118 1,159 3.67
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.19 3,548 3,548 0.00 432 469 8.56
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.29 12,751 12,751 0.00 381 501 31.50
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 28,964 28,964 0.00 158 160 1.27
2017‑09‑30 13F-HR 530610AD6 / Liberty Interactive Corp 1.75% Note due 2046-09-30 26,817 27,812 3.71
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 35.76 0 5,676 0 203
2017‑09‑30 13F-HR GM / General Motors Company Call 40.38 600 60,000 9,900.00 2,096 2,423 15.60
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 52,580 52,580 0.00 2,913 2,900 -0.45
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited 41.76 13,194 13,194 0.00 494 551 11.54
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 59.98 4,585 4,585 0.00 261 275 5.36
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.85 9,952 9,952 0.00 738 725 -1.76
2017‑09‑30 13F-HR CI / Cigna Corp. 186.98 3,134 3,134 0.00 525 586 11.62
2017‑09‑30 13F-HR 749685AT0 / RPM International, Inc. 2.25% Note Due 12/15/2020 30,176 29,260 -3.04
2017‑09‑30 13F-HR CSX / CSX Corp. 54.28 11,661 11,661 0.00 636 633 -0.47
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 68.70 7,191 7,191 0.00 474 494 4.22
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.24 17,186 17,186 0.00 252 262 3.97
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 43.73 19,116 19,116 0.00 724 836 15.47
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.12 13,008 13,008 0.00 537 678 26.26
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 15,801 45,910 131 -99.71
2017‑09‑30 13F-HR VER / VEREIT, Inc. 5,564 6,949 24.89
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 26.35 12,979 12,979 0.00 368 342 -7.07
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.46 7,319 8,346 14.03 421 538 27.79
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 44,282 16,769 -62.13
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1,017 44,282 4,254.18
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.02 10,194 10,194 0.00 309 306 -0.97
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.22 10,183 10,183 0.00 610 654 7.21
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Call 95.52 232 23,200 9,900.00 2,120 2,216 4.53
2017‑09‑30 13F-HR ABC / AmerisourceBergen Corp. 82.75 2,586 2,586 0.00 244 214 -12.30
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.69 3,705 3,705 0.00 275 336 22.18
2017‑09‑30 13F-HR MCO / Moody's Corp. 139.41 2,360 2,360 0.00 287 329 14.63
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.61 11,617 11,617 0.00 894 1,041 16.44
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 65.93 3,913 3,913 0.00 249 258 3.61
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 189.83 3,403 3,403 0.00 640 646 0.94
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.63 4,480 4,480 0.00 1,044 1,087 4.12
2017‑09‑30 13F-HR DG / Dollar General Corp. 80.95 3,644 3,644 0.00 263 295 12.17
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.06 9,631 9,631 0.00 323 328 1.55
2017‑09‑30 13F-HR FLS / Flowserve Corp. 42.59 16,365 16,365 0.00 760 697 -8.29
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 110.97 2,415 87,790 268 -99.69
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 56.99 3,632 3,632 0.00 208 207 -0.48
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.36 2,206 3,143 42.48 249 372 49.40
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.65 4,950 4,950 0.00 286 320 11.89
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 174.77 1,831 1,831 0.00 293 320 9.22
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.00 4,795 4,795 0.00 377 398 5.57
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.52 3,886 3,886 0.00 339 309 -8.85
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 67,093 67,093 0.00 2,531 2,628 3.83
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.85 21,583 21,583 0.00 74 83 12.16
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.76 7,535 7,535 0.00 417 390 -6.47
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.00 4,286 4,286 0.00 248 240 -3.23
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.59 19,778 19,778 0.00 1,027 1,060 3.21
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.76 4,125 4,125 0.00 517 560 8.32
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.84 11,334 11,019 -2.78 2,102 2,158 2.66
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 151.26 1,428 1,428 0.00 220 216 -1.82
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 41.54 0 4,911 0 204
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 446.78 1,522 1,522 0.00 643 680 5.75
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 215.49 1,188 1,188 0.00 260 256 -1.54
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.20 2,926 2,599 -11.18 794 814 2.52
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.30 5,070 5,070 0.00 811 833 2.71
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 35.09 6,326 6,326 0.00 223 222 -0.45
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 156.18 3,259 3,259 0.00 476 509 6.93
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 55,716 55,716 0.00 1,744 1,874 7.45
2017‑09‑30 13F-HR EFX / Equifax, Inc. 1,624 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 1,381 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 2,132 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR XRX / Xerox Corp. 15,400 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 826 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 2,432 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR BLL / Ball Corp. 4,741 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 11,673 0 -100.00 636 0 -100.00
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 1,929 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR HCP / HCP, Inc. 6,453 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.77 3,656 3,656 0.00 485 511 5.36
2017‑09‑30 13F-HR VNO / Vornado Realty Trust 2,439 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 700 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 9,965 0 -100.00 648 0 -100.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 114,165 0 -100.00 4,661 0 -100.00
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 102,214 0 -100.00 6,726 0 -100.00
2017‑09‑30 13F-HR MYL / Mylan N.V. 6,203 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR CBS / CBS Corp. 5,079 0 -100.00 324 0 -100.00