InvestorLadenburg Thalmann Financial Services Inc
Portfolio Value $ 10,470,514,000
Current Positions5,160
Opened Positions5
Closed Positions183


Latest Holdings, Performance, AUM (from 13F, 13D)

Ladenburg Thalmann Financial Services Inc has disclosed 5,160 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 10,470,514,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Ladenburg Thalmann Financial Services Inc's top holdings are Apple, Inc. (NASDAQ:AAPL) , Vanguard FTSE Developed Markets ETF (NYSE:VEA) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , SPDR S&P 500 ETF Trust (NYSE:SPY) , and iShares Russell 1000 Growth ETF (NYSE:IWF) . Ladenburg Thalmann Financial Services Inc's new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , US Market Rotation Strategy ETF (NYSE:HUSE) , Brown-Forman Corp. (NYSE:BF.A) , WisdomTree Dynamic Long/Short U.S. Equity Fund (BATS:DYLS) , and Avenue Income Credit Strategies (XACPX) .

All Ladenburg Thalmann Financial Services Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.91 872 13
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.44 1,477 42
2017-12-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 13.79 725 10
2017-12-31 13F-HR CARZ / First Trust NASDAQ Global Auto Index Fund 42.01 2,665 2,166 -18.72 107 91 -14.95
2017-12-31 13F-HR FTRI / First Trust ISE Global Copper Index Fund 12.73 550 550 0.00 6 7 16.67
2017-12-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 61.19 39,610 38,359 -3.16 2,337 2,347 0.43
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.17 131,361 942
2017-12-31 13F-HR GALT / Galectin Therapeutics Inc 3.50 2,000 2,000 0.00 4 7 75.00
2017-12-31 13F-HR GST / Gastar Exploration Inc. 1.13 1,688 10,619 529.09 2 12 500.00
2017-12-31 13F-HR GXF / Global X Funds 22.53 3,973 3,950 -0.58 96 89 -7.29
2017-12-31 13F-HR GRC / Gorman-Rupp Company 31.64 2,617 2,623 0.23 85 83 -2.35
2017-12-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 17.15 40,938 702
2017-12-31 13F-HR HLIT / Harmonic, Inc. 0.00 3,439 108 -96.86 10 0 -100.00
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.80 27,150 76
2017-12-31 13F-HR VECO / Veeco Instruments, Inc. 12.86 811 311 -61.65 17 4 -76.47
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.42 1,558 1,606 3.08 41 36 -12.20
2017-12-31 13F-HR FRAN / Francesca's Holdings Corporation 7.00 1,000 1,000 0.00 7 7 0.00
2017-12-31 13F-HR NNVC / NanoViricides, Inc. 0.67 1,501 1,501 0.00 2 1 -50.00
2017-12-31 13F-HR WIRE / Encore Wire Corp. 45.05 111 111 0.00 5 5 0.00
2017-12-31 13F-HR QTWO / Q2 Holdings, Inc. 37.04 499 621 24.45 21 23 9.52
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 43.92 4,540 8,242 81.54 172 362 110.47
2017-12-31 13F-HR PXLG / PowerShares Fundamental Pure Large Growth Portfolio 45.73 1,533 1,334 -12.98 65 61 -6.15
2017-12-31 13F-HR FL / Foot Locker, Inc. 47.00 3,919 2,596 -33.76 139 122 -12.23
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 84,113 81,578 -3.01 1,165 1,122 -3.69
2017-12-31 13F-HR PROV / Provident Financial Holdings, Inc. 18.35 115 109 -5.22 2 2 0.00
2017-12-31 13F-HR RUSHA / Rush Enterprises, Inc. 51.69 1,059 948 -10.48 50 49 -2.00
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.67 2,486 2,540 2.17 120 116 -3.33
2017-12-31 13F-HR ENFR / Alerian Energy Infrastructure ETF 22.81 210 1,140 442.86 5 26 420.00
2017-12-31 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 30.77 136 130 -4.41 4 4 0.00
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.51 15,254 15,185 -0.45 724 767 5.94
2017-12-31 13F-HR MAT / Mattel, Inc. 15.42 28,839 18,027 -37.49 446 278 -37.67
2017-12-31 13F-HR XHE / SPDR S&P Health Care Equipment ETF 64.39 50,129 48,376 -3.50 3,147 3,115 -1.02
2017-12-31 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 31.58 95 95 0.00 3 3 0.00
2017-12-31 13F-HR WRK / Westrock Company 63.21 4,907 13,652 178.21 278 863 210.43
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.85 56,389 104,814 85.88 670 1,242 85.37
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.91 140,223 83,245 -40.63 1,053 575 -45.39
2017-12-31 13F-HR DAKT / Daktronics, Inc. 6.90 145 145 0.00 2 1 -50.00
2017-12-31 13F-HR PLXS / Plexus Corp. 59.91 217 217 0.00 12 13 8.33
2017-12-31 13F-HR MYE / Myers Industries, Inc. 19.23 260 260 0.00 5 5 0.00
2017-12-31 13F-HR KRO / Kronos Worldwide, Inc. 24.88 778 402 -48.33 18 10 -44.44
2017-12-31 13F-HR CHUY / Chuy's Holdings, Inc. 21.28 59 47 -20.34 1 1 0.00
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 192.83 838 809 -3.46 130 156 20.00
2017-12-31 13F-HR PAYC / Paycom Software, Inc. 80.33 16,495 16,981 2.95 1,236 1,364 10.36
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation 13.82 0 434 0 6
2017-12-31 13F-HR ORG / Janus Detroit Str Tr 34.22 460 935 103.26 14 32 128.57
2017-12-31 13F-HR AIA / iShares Asia 50 ETF 65.98 10,304 4,198 -59.26 632 277 -56.17
2017-12-31 13F-HR ICLR / ICON plc 112.30 1,841 1,594 -13.42 210 179 -14.76
2017-12-31 13F-HR HLF / Herbalife Ltd. 68.03 302 1,073 255.30 20 73 265.00
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.68 49,760 52,208 4.92 594 610 2.69
2017-12-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 77.91 812 937 15.39 59 73 23.73
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.59 155,949 140,681 -9.79 3,414 2,896 -15.17
2017-12-31 13F-HR TGB / Taseko Mines Ltd. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 43.12 46,126 60,002 30.08 1,924 2,587 34.46
2017-12-31 13F-HR DWLV / PowerShares Exchange-Traded Fund Trust II 30.53 0 131 0 4
2017-12-31 13F-HR JCS / Communications Systems, Inc. 3.93 1,018 1,018 0.00 4 4 0.00
2017-12-31 13F-HR DZSI / DASAN Zhone Solutions, Inc. 0.00 2 42 2,000.00 0 0
2017-12-31 13F-HR EC / Ecopetrol S.A. 20.00 50 50 0.00 0 1
2017-12-31 13F-HR JKF / iShares Morningstar Large-Cap Value ETF 105.78 2,703 2,666 -1.37 269 282 4.83
2017-12-31 13F-HR SRE / Sempra Energy 106.90 49,936 48,174 -3.53 5,698 5,150 -9.62
2017-12-31 13F-HR CRWS / Crown Crafts, Inc. 6.25 1,600 1,600 0.00 10 10 0.00
2017-12-31 13F-HR ON / ON Semiconductor Corporation 21.06 6,316 7,692 21.79 117 162 38.46
2017-12-31 13F-HR DLX / Deluxe Corp. 76.34 1,733 1,847 6.58 127 141 11.02
2017-12-31 13F-HR CORN / Teucrium Commodity Trust 16.76 23,158 3,400 -85.32 409 57 -86.06
2017-12-31 13F-HR GLDD / Great Lakes Dredge & Dock Corp. 5.40 43,475 48,322 11.15 211 261 23.70
2017-12-31 13F-HR ENZ / Enzo Biochem, Inc. 7.77 386 386 0.00 4 3 -25.00
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.61 872 843 -3.33 14 14 0.00
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 0.00 5,959 1,220 -79.53 25 0 -100.00
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 15.19 1,251 1,251 0.00 21 19 -9.52
2017-12-31 13F-HR GME / GameStop Corp. 17.92 4,495 6,084 35.35 93 109 17.20
2017-12-31 13F-HR IEX / IDEX Corp. 131.93 7,329 7,398 0.94 891 976 9.54
2017-12-31 13F-HR IART / Integra LifeSciences Holdings Corp. 47.06 1,347 1,445 7.28 68 68 0.00
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.10 824,152 946,348 14.83 65,784 74,855 13.79
2017-12-31 13F-HR HCP / HCP, Inc. 26.09 76,216 79,925 4.87 2,113 2,085 -1.33
2017-12-31 13F-HR SALT / Scorpio Bulkers Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR HYGS / Hydrogenics Corp 11.34 28 2,028 7,142.86 0 23
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.52 79,256 96,781 22.11 4,502 5,857 30.10
2017-12-31 13F-HR JPN / Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF 30.11 0 465 0 14
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.46 6,656 6,128 -7.93 427 395 -7.49
2017-12-31 13F-HR TEN / Tenneco, Inc. 55.94 143 143 0.00 8 8 0.00
2017-12-31 13F-HR INDF / iShares Edge MSCI Multifactor Industrials ETF 32.41 1,080 1,080 0.00 33 35 6.06
2017-12-31 13F-HR NDSN / Nordson Corp. 146.39 2,027 1,940 -4.29 241 284 17.84
2017-12-31 13F-HR TFLO / iShares Treasury Floating Rate Bond ETF 50.00 340 340 0.00 17 17 0.00
2017-12-31 13F-HR LMAT / LeMaitre Vascular, Inc. 31.34 965 1,021 5.80 36 32 -11.11
2017-12-31 13F-HR ROLL / RBC Bearings, Inc. 128.12 309 320 3.56 39 41 5.13
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.56 932,405 1,003,825 7.66 76,421 81,876 7.14
2017-12-31 13F-HR SEMG / Semgroup Corp. 30.46 0 1,346 0 41
2017-12-31 13F-HR MCF / Contango Oil & Gas Company 0.00 0 150 0 0
2017-12-31 13F-HR ALDW / Alon USA Partners, LP 17.82 5 505 10,000.00 0 9
2017-12-31 13F-HR WKHS / Workhorse Group Inc. 2.78 10,720 720 -93.28 30 2 -93.33
2017-12-31 13F-HR QADA / QAD, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR GAIA / Gaiam, Inc. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR OGE / OGE Energy Corp. 32.85 15,883 10,866 -31.59 573 357 -37.70
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 71.00 1,771 2,000 12.93 100 142 42.00
2017-12-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 60.00 100 100 0.00 6 6 0.00
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.90 643,820 727,454 12.99 34,779 41,395 19.02
2017-12-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.41 4,181 4,181 0.00 32 31 -3.12
2017-12-31 13F-HR A / Agilent Technologies, Inc. 67.00 26,240 28,625 9.09 1,685 1,918 13.83
2017-12-31 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 1.03 199,000 199,000 0.00 205 204 -0.49
2017-12-31 13F-HR RNWK / RealNetworks, Inc. 4.00 250 250 0.00 1 1 0.00
2017-12-31 13F-HR CH / Aberdeen Chile Fund, Inc. 8.93 12,059 8,059 -33.17 101 72 -28.71
2017-12-31 13F-HR ERUS / iShares MSCI Russia Capped ETF 32.00 250 250 0.00 8 8 0.00
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 72.98 476,179 491,393 3.20 33,838 35,863 5.98
2017-12-31 13F-HR EEMX / SPDR MSCI Emerging Markets Fossi 69.33 375 375 0.00 25 26 4.00
2017-12-31 13F-HR SAEXW / SAExploration Holdings, Inc. 2.17 2,300 2,300 0.00 6 5 -16.67
2017-12-31 13F-HR FAF / First American Financial Corp. (The) 55.98 14,623 15,541 6.28 731 870 19.02
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.91 10,745 33,850 215.03 600 2,028 238.00
2017-12-31 13F-HR PNTR / Pointer Telocation, Ltd. 18.29 875 875 0.00 15 16 6.67
2017-12-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.26 89,399 92,199 3.13 2,547 2,790 9.54
2017-12-31 13F-HR WSR / Whitestone REIT 13.96 1,146 1,146 0.00 15 16 6.67
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.34 20,559 22,154 7.76 2,068 2,245 8.56
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 36.03 36,339 36,110 -0.63 1,298 1,301 0.23
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 2.35 46,044 109,356 137.50 95 257 170.53
2017-12-31 13F-HR RFP / Resolute Forest Products Inc. 11.52 458 1,042 127.51 3 12 300.00
2017-12-31 13F-HR CLGX / CoreLogic, Inc. 46.24 10,455 10,705 2.39 483 495 2.48
2017-12-31 13F-HR AUDC / AudioCodes Ltd. 8.00 500 500 0.00 4 4 0.00
2017-12-31 13F-HR MBOT / Microbot Medical Inc 0.00 109 109 0.00 0 0
2017-12-31 13F-HR OKTA / Okta, Inc. 25.71 700 700 0.00 20 18 -10.00
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 247,879 266,798 7.63 17,190 19,002 10.54
2017-12-31 13F-HR MYL / Mylan N.V. 42.29 7,240 9,080 25.41 227 384 69.16
2017-12-31 13F-HR BCO / Brink's Company (The) 80.00 14,814 450 -96.96 1,248 36 -97.12
2017-12-31 13F-HR IPCI / Intellipharmaceutics International Inc. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR CSWI / CSW Industrials, Inc. 45.95 21,474 22,374 4.19 952 1,028 7.98
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 45.65 3,225 3,483 8.00 114 159 39.47
2017-12-31 13F-HR PKE / Park Electrochemical Corp. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.51 47,474 53,388 12.46 1,427 1,629 14.16
2017-12-31 13F-HR TPUB / Tribune Publishing Company 16.67 135 120 -11.11 2 2 0.00
2017-12-31 13F-HR PES / Pioneer Energy Services Corp. 0.00 115 115 0.00 0 0
2017-12-31 13F-HR PLAB / Photronics, Inc. 8.60 1,977 1,977 0.00 17 17 0.00
2017-12-31 13F-HR ALE / ALLETE, Inc. 74.34 15,215 13,815 -9.20 1,176 1,027 -12.67
2017-12-31 13F-HR BAK / Braskem S.A. 26.12 919 919 0.00 25 24 -4.00
2017-12-31 13F-HR USAT / USA Technologies, Inc. 9.77 23,244 15,756 -32.21 146 154 5.48
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.58 11,030 11,424 3.57 1,665 1,823 9.49
2017-12-31 13F-HR NLSN / Nielsen Holdings PLC 36.51 6,833 10,407 52.30 283 380 34.28
2017-12-31 13F-HR CDNA / CareDx, Inc. 7.22 0 1,800 0 13
2017-12-31 13F-HR PEB / Pebblebrook Hotel Trust 37.02 2,236 1,891 -15.43 81 70 -13.58
2017-12-31 13F-HR OPB / Opus Bank 27.29 6,415 6,377 -0.59 154 174 12.99
2017-12-31 13F-HR FKU / First Trust United Kingdom AlphaDEX Fund 39.60 202 8
2017-12-31 13F-HR FYT / First Trust Small Cap Value AlphaDEX Fund 36.71 6,028 4,821 -20.02 214 177 -17.29
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.04 98,526 114,083 15.79 4,748 5,481 15.44
2017-12-31 13F-HR FTXR / First Trust High Income ETF 26.00 2,000 52
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 16.39 183 3
2017-12-31 13F-HR TERM / EquityCompass Tactical Risk Mgr 22.35 12,754 285
2017-12-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.13 20,600 188
2017-12-31 13F-HR SKOR / FlexShares Credit-Scored US Corporate Bond Index Fund 50.67 1,500 76
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 32.00 500 16
2017-12-31 13F-HR FLCO / Franklin Liberty Invstmt Grd ETF 24.00 250 6
2017-12-31 13F-HR FNKO / Funko, Inc. 0.00 60 0
2017-12-31 13F-HR GBL / GAMCO Investors, Inc. 26.67 75 2
2017-12-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.69 9,494 92
2017-12-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.22 1,627 15
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.33 12,488 129
2017-12-31 13F-HR GCAP / Gain Capital Holdings, Inc. 10.12 2,273 2,273 0.00 15 23 53.33
2017-12-31 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.72 68,343 459
2017-12-31 13F-HR GDI / Gardner Denver Holdings, Inc. 33.71 267 9
2017-12-31 13F-HR QQQC / Global X Funds 30.52 688 21
2017-12-31 13F-HR 38141GMG6 / Goldman Sachs Group, Inc. (The) Bond 1.86 14,000 26
2017-12-31 13F-HR GIGB / Goldman Sachs Access Investment 50.00 100 5
2017-12-31 13F-HR GSSC / GS ActiveBeta U.S. Small Cap Equ 40.00 100 4
2017-12-31 13F-HR 38147QLX2 / Goldman Sachs Group, Inc. (The) Bond 1.36 14,000 19
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.66 68,717 1,832
2017-12-31 13F-HR GRANITESHARES GOLD TR / SHS BEN INT (38748G101) 128.57 70 9
2017-12-31 13F-HR GREAT ELM CAP CORP / (390320109) 0.00 1 0
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.94 39,098 858
2017-12-31 13F-HR HBB / Hamilton Beach Brands Holding Co 26.00 1,000 26
2017-12-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GLB SH (41013P749) 8.80 5,000 44
2017-12-31 13F-HR HPI / John Hancock Preferred Income Fund 21.39 7,334 9,212 25.61 161 197 22.36
2017-12-31 13F-HR HECLA MNG CO / PFD CV SER B (422704205) 55.00 200 11
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.49 73,768 1,143
2017-12-31 13F-HR HUSA / Houston American Energy Corp. 0.00 1,300 0
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 9.98 1,203 12
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.03 78,952 1,108
2017-12-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 24.59 122 3
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.41 58,314 782
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 15.00 200 3
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.85 32,546 711
2017-12-31 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 0.00 11 0
2017-12-31 13F-HR ALPN / Alpine Immune Sciences Inc 11.26 6,040 68
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.07 15,478 94
2017-12-31 13F-HR ARA / American Renal Associates Holdings, Inc. 19.38 258 5
2017-12-31 13F-HR AREX / Approach Resources, Inc. 1.98 504 1
2017-12-31 13F-HR AROW / Arrow Financial Corp. 34.08 3,110 106
2017-12-31 13F-HR AC.WD / Associated Capital Group, Inc. 33.99 1,765 60
2017-12-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.00 7 0
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.53 2,030 64
2017-12-31 13F-HR JJN / iPath Bloomberg Nickel Subindex Total Return ETN due 10/22/37 15.38 195 3
2017-12-31 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 20.39 1,030 21
2017-12-31 13F-HR BARCLAYS BK PLC / LKD PERF BCLY (06742W430) 65.00 200 13
2017-12-31 13F-HR BARCLAYS BK PLC / INV USTREA ETN (06742W570) 20.00 100 2
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.90 21,651 604
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.26 8,191 125
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 19.36 42,712 827
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 13.95 1,936 27
2017-12-31 13F-HR BLFS / BioLife Solutions, Inc. 6.67 300 2
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.28 5,194 230
2017-12-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 17.00 1,000 17
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.70 4,379 60
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.10 3,900 55
2017-12-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.72 7,200 106
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.30 14,402 206
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.21 8,703 202
2017-12-31 13F-HR BLACKROCK CA MUNI 2018 TERM / (09249C105) 14.56 102,464 1,492
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.47 4,630 67
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.75 10,240 151
2017-12-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 14.79 8,181 121
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.25 4,000 61
2017-12-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 16.20 5,000 81
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.80 20,200 299
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.67 168,479 2,471
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 13.99 6,576 92
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.60 3,631 53
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.86 5,909 76
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.00 1,000 13
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.35 76,362 1,096
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.41 16,876 277
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.36 5,233 117
2017-12-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 9.80 68,859 675
2017-12-31 13F-HR BLBD / Blue Bird Corporation 19.90 40,046 797
2017-12-31 13F-HR BDGE / Bridge Bancorp, Inc. 33.33 150 5
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.92 38,784 501
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.38 182,545 4,267
2017-12-31 13F-HR BF.A / Brown-Forman Corp. 67.25 19,926 1,340
2017-12-31 13F-HR CKX / CKX Lands, Inc. 10.00 200 2
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 44,434 650
2017-12-31 13F-HR CVV / CVD Equipment Corp. 11.67 600 7
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 3.03 330 1
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc 31.39 1,752 55
2017-12-31 13F-HR 136635AE9 / Canadian Solar Inc. Bond 1.00 4,000 4
2017-12-31 13F-HR CGIX / Cancer Genetics, Inc. 2.00 2,500 5
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 15.62 192 3
2017-12-31 13F-HR CARO / Carolina Financial Corp 38.36 391 15
2017-12-31 13F-HR CAROLINA TR BANCSHARES INC / (14422P105) 9.56 732 7
2017-12-31 13F-HR CVNA / Carvana Co. 19.30 570 11
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 1.51 664 1
2017-12-31 13F-HR CLLS / Cellectis S.A. 30.00 400 12
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 9.98 7,312 73
2017-12-31 13F-HR CREG / China Recycling Energy Corp. 2.68 4,100 11
2017-12-31 13F-HR GTO / Guggenheim Total Return Bond ETF 53.00 1,000 53
2017-12-31 13F-HR BSCR / Guggenheim BulletShares 2027 Cor 20.00 1,000 20
2017-12-31 13F-HR CLSD / Clearside Biomedical, Inc. 7.00 2,000 14
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 78,414 565
2017-12-31 13F-HR GLQ / Clough Global Equity Fund 13.51 3,109 42
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.28 11,175 249
2017-12-31 13F-HR COMSTOCK MNG INC / (205750201) 0.39 25,827 10
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.44 5,756 227
2017-12-31 13F-HR CCR / CONSOL Coal Resources LP 15.36 1,042 16
2017-12-31 13F-HR 292554AH5 / Encore Capital Group, Inc. Bond 1.00 13,000 13
2017-12-31 13F-HR ETM / Entercom Communications Corp. 11.16 1,972 22
2017-12-31 13F-HR EFSC / Enterprise Financial Services Corp. 45.00 2,000 90
2017-12-31 13F-HR ENTREE RES LTD / (29384J103) 0.62 11,200 7
2017-12-31 13F-HR EQR / Equity Residential 63.79 13,128 12,949 -1.36 865 826 -4.51
2017-12-31 13F-HR ESP / Espey Manufacturing & Electronics Corp. 25.00 200 5
2017-12-31 13F-HR EVBG / Everbridge, Inc. 29.85 134 4
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 0.10 49,700 5
2017-12-31 13F-HR CORENERGY INFRASTRUCTURE TR / DEP SHS REPSTG (21870U304) 25.74 57,305 1,475
2017-12-31 13F-HR CEFS / Saba Closed-End Funds ETF 21.08 664 14
2017-12-31 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.00 16 0
2017-12-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 5.24 5,650 30,350 437.17 27 159 488.89
2017-12-31 13F-HR FDBC / Fidelity D&D Bancorp, Inc. 40.54 148 6
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.98 873,328 13,955
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 72.00 250 18
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597) 11.11 90 1
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / ETN STOXX EUR 50 (22542D100) 137.93 174 24
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 5.29 1,702 9
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / LG CP GRTH ENH (22542D423) 229.17 144 33
2017-12-31 13F-HR CYRX / CryoPort, Inc. 8.72 917 8
2017-12-31 13F-HR CURRENCYSHARES SINGAPORE DLR / SHS (23130K100) 72.97 370 27
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.32 3,968 37
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 1.41 710 1
2017-12-31 13F-HR DESC / Deutsche X-trackers Russell 2000 Comprehensive Factor ETF 33.90 2,950 100
2017-12-31 13F-HR DEUS / Deutsche X-trackers Russell 1000 Enhanced Beta ETF 32.06 12,882 413
2017-12-31 13F-HR DEMG / Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF 28.89 1,073 31
2017-12-31 13F-HR DEEF / Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF 30.02 22,083 663
2017-12-31 13F-HR CN / db X-trackers Harvest MSCI All China Equity Fund 37.28 8,529 318
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.32 2,927 39
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.83 4,191 37
2017-12-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.21 737 9
2017-12-31 13F-HR DRNA / Dicerna Pharmaceuticals, Inc. 10.00 100 1
2017-12-31 13F-HR NAIL / Direxion Daily Homebuilders & Supplies Bull 3X Shares 88.89 45 4
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.20 96,356 2,139
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.65 3,006 26
2017-12-31 13F-HR EHIC / eHi Car Services Ltd. 11.25 800 9
2017-12-31 13F-HR VUSE / Vident Core US Equity ETF 34.29 350 12
2017-12-31 13F-HR MAGA / Point Bridge GOP Stock Tracker ETF 30.93 97 3
2017-12-31 13F-HR DVP / ETF Series Solutions - Deep Value ETF 32.86 700 23
2017-12-31 13F-HR GOAU / US Global GO Gold and Precious M 13.05 6,282 82
2017-12-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 32.46 1,140 37
2017-12-31 13F-HR IFLY / FactorShares Trust PureFunds Drone Economy Strategy ETF 36.25 3,697 134
2017-12-31 13F-HR AIEQ / AI Powered Equity ETF 26.67 150 4
2017-12-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 9.01 333 3
2017-12-31 13F-HR EAGLE FINL BANCORP INC / (26952G107) 16.20 15,000 243
2017-12-31 13F-HR EDGE / Edge Therapeutics, Inc. 8.00 250 2
2017-12-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 47.69 629 30
2017-12-31 13F-HR 31787AAM3 / Finisar Corporation Bond 0.5% Due 12/15/2033 Bond 1.00 13,000 13
2017-12-31 13F-HR FHB / First Hawaiian, Inc. 33.33 60 2
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.67 39,419 460
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 16.32 14,093 230
2017-12-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 6.14 30,282 186
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.92 20,049 259
2017-12-31 13F-HR FIRST TRUST MORTGAGE INCM FD / COM SHS (33734E103) 14.45 2,975 43
2017-12-31 13F-HR QD / Qudian Inc. 12.49 4,964 62
2017-12-31 13F-HR QNST / QuinStreet, Inc. 8.39 78,470 658
2017-12-31 13F-HR RMG NETWORKS HLDG CORP / (74966K300) 0.00 46 0
2017-12-31 13F-HR RAMCO-GERSHENSON PPTYS TR / PERP PFD-D CV (751452608) 60.00 200 12
2017-12-31 13F-HR RDHL / Redhill Biopharma Ltd 5.11 4,500 23
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.65 3,270 25
2017-12-31 13F-HR RMP / Rice Midstream Partners LP 22.99 435 10
2017-12-31 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 10.88 735 8
2017-12-31 13F-HR IMROY / Immuron, Ltd. 5.00 400 2
2017-12-31 13F-HR QMN / IQ Hedge Market Neutral Tracker ETF 26.47 340 9
2017-12-31 13F-HR QGTA / IQ Leaders GTAA Tracker ETF 20.00 100 2
2017-12-31 13F-HR INWK / InnerWorkings, Inc. 8.37 239 2
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.20 10,240 340
2017-12-31 13F-HR INNOVATOR ETFS TR / IBD ETF LEADERS (45782C201) 25.56 9,000 230
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 0.00 25 0
2017-12-31 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 13.73 40,705 559
2017-12-31 13F-HR IVTY / Invuity, Inc. 6.35 2,206 14
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 98.33 7,719 759
2017-12-31 13F-HR ENOR / iShares MSCI Norway Capped ETF 25.00 160 4
2017-12-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 40.00 100 4
2017-12-31 13F-HR IDEV / iShares Core MSCI International 58.25 721 42
2017-12-31 13F-HR IGRO / iShares International Dividend Growth ETF 60.00 500 30
2017-12-31 13F-HR HEWP / iShares Currency Hedged MSCI Spain ETF 22.37 447 10
2017-12-31 13F-HR IBDR / iShares iBonds Dec 2026 Term Co 25.19 675 17
2017-12-31 13F-HR DIVB / iShares U.S. Dividend and Buyback ETF 27.50 400 11
2017-12-31 13F-HR IBDS / iShares iBonds Dec 2027 Term Cor 25.56 665 17
2017-12-31 13F-HR JPEU / JPMorgan Diversified Return Europe Equity ETF 60.46 1,869 113
2017-12-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.07 14,999 751
2017-12-31 13F-HR JPSE / JPMorgan Diversified Return US S 29.69 13,437 399
2017-12-31 13F-HR JHME / John Hancock Multifactor Energy ETF 30.00 100 3
2017-12-31 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 17.55 4,843 85
2017-12-31 13F-HR KDMN / Kadmon Holdings, Inc. 3.67 6,000 22
2017-12-31 13F-HR KALA / Kala Pharmaceuticals, Inc. 20.00 100 2
2017-12-31 13F-HR KEQU / Kewaunee Scientific Corp. 30.22 364 11
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.72 2,905 127
2017-12-31 13F-HR LJPC / La Jolla Pharmaceutical Co. 37.04 27 1
2017-12-31 13F-HR LRGE / Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF 29.70 303 9
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.08 260 6
2017-12-31 13F-HR MCFT / MCBC Holdings, Inc. 17.70 113 2
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.43 3,472 64
2017-12-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.63 4,325 33
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 4.00 500 2
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 61.22 49 3
2017-12-31 13F-HR CEMP / Cempra, Inc. 16.26 246 4
2017-12-31 13F-HR MFS INVT GRADE MUN TR / SH BEN INT (59318B108) 9.72 17,077 166
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.22 34,653 181
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.62 13,628 63
2017-12-31 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.96 24,351 72
2017-12-31 13F-HR MDB / MongoDB Inc 30.00 200 6
2017-12-31 13F-HR NATH / Nathan's Famous, Inc. 75.20 1,250 94
2017-12-31 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 16.00 500 8
2017-12-31 13F-HR NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 15.00 200 3
2017-12-31 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 12.42 1,772 22
2017-12-31 13F-HR NEW YORK MTG TR INC / PFD-C CONV (649604808) 24.76 1,575 39
2017-12-31 13F-HR NEWMARK GROUP INC / CL A (65158N102) 16.67 180 3
2017-12-31 13F-HR NXGEF / Nexgen Energy Ltd. 2.52 11,500 29
2017-12-31 13F-HR OSB / Norbord Inc. 33.90 4,100 139
2017-12-31 13F-HR NOVT / Novanta Inc. 47.62 147 7
2017-12-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.91 9,525 123
2017-12-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 10.00 100 1
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.94 16,400 163
2017-12-31 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 14.12 4,957 70
2017-12-31 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 10.18 27,695 282
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.61 16,839 246
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.92 12,503 174
2017-12-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 14.83 5,394 80
2017-12-31 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 13.64 22,067 301
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.20 7,893 120
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 13.91 3,450 48
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 205,191 2,936
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 13.01 13,141 171
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.21 228,347 5,528
2017-12-31 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 14.34 5,859 84
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.27 30,774 470
2017-12-31 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 23.05 13,059 301
2017-12-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 23.45 469 11
2017-12-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.55 31,330 268
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.84 171,222 3,226
2017-12-31 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 9.90 57,450 569
2017-12-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.90 19,488 193
2017-12-31 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 25.13 38,678 972
2017-12-31 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 10.02 122,640 1,229
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 10.00 9,400 94
2017-12-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 9.47 3,800 36
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 13.96 5,299 74
2017-12-31 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 14.76 5,757 85
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.28 6,700 89
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 201,380 985
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.40 105,616 887
2017-12-31 13F-HR OCFC / OceanFirst Financial Corp. 26.42 1,855 49
2017-12-31 13F-HR ONCS / OncoSec Medical Incorporated 1.54 1,300 2
2017-12-31 13F-HR OMFL / Oppenheimer Russell 1000 Dynamic Multifactor ETF 25.00 200 5
2017-12-31 13F-HR RWW / RevenueShares ETF 68.95 2,509 173
2017-12-31 13F-HR PBFX / PBF Logistics LP 21.51 279 6
2017-12-31 13F-HR PETQ / PetIQ, Inc. 21.98 91 2
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.16 31,890 324
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.27 24,255 419
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.44 37,150 388
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.40 15,061 232
2017-12-31 13F-HR MFUS / PIMCO RAFI Dynamic Multi-Factor 27.06 776 21
2017-12-31 13F-HR MFDX / PIMCO RAFI Multi-Factor Internat 26.87 3,089 83
2017-12-31 13F-HR MFEM / PIMCO RAFI Dynamic Multi-Factor 26.16 24,351 637
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.85 22,783 270
2017-12-31 13F-HR PSMG / PowerShares Growth Multi-Asset Allocation Portfolio 12.90 465 6
2017-12-31 13F-HR SPMO / PowerShares S&P 500 Momentum Portfolio 33.33 300 10
2017-12-31 13F-HR BTEC / PRINCIPAL EXCHANGE-TRADED FDS 31.00 1,000 31
2017-12-31 13F-HR SPXT / Proshares S&P 500 EX-Technology ETF 53.66 205 11
2017-12-31 13F-HR PUMP / Propetro Holding Corp 19.98 1,151 23
2017-12-31 13F-HR VIXM / ProShares VIX Mid-Term Futures ETF 21.29 1,691 36
2017-12-31 13F-HR PTI / Proteostasis Therapeutics, Inc. 5.81 6,200 36
2017-12-31 13F-HR SPLG / SPDR Portfolio Large Cap ETF 30.91 1,391 43
2017-12-31 13F-HR SPDRSER TR / SPDR BLOOMBERG (78468R663) 91.39 70,759 6,467
2017-12-31 13F-HR ONEV / SPDR Russell 1000 Low Volatility Focus ETF 73.03 1,739 127
2017-12-31 13F-HR QUS / SPDR MSCI USA Quality Mix ETF 78.00 500 39
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.05 11,310 125
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 0.80 2,500 2
2017-12-31 13F-HR SCPH / scPharmaceuticals Inc. 11.20 357 4
2017-12-31 13F-HR SEA LTD / ADR (81141R100) 11.81 254 3
2017-12-31 13F-HR WTTR / Select Energy Services, Inc. 19.23 468 9
2017-12-31 13F-HR SQNS / Sequans Communications S.A. 0.00 225 0
2017-12-31 13F-HR SIEN / Sientra, Inc. 13.66 732 10
2017-12-31 13F-HR SMBK / SmartFinancial, Inc. 21.65 8,500 184
2017-12-31 13F-HR SOGO / Sogou Inc. 11.64 2,750 32
2017-12-31 13F-HR SPHERE 3D CORP NEW / (84841L209) 0.00 4 0
2017-12-31 13F-HR STITCH FIX INC / COM CL A (860897107) 25.71 1,050 27
2017-12-31 13F-HR HUSE / US Market Rotation Strategy ETF 38.34 57,010 2,186
2017-12-31 13F-HR SGRY / Surgery Partners, Inc. 12.05 3,650 44
2017-12-31 13F-HR SWEDISH EXPT CR CORP / RG METAL ETN22 (870297405) 8.89 450 4
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.00 21,170 127
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.39 28,035 151
2017-12-31 13F-HR SWCH / Switch Inc 20.00 250 5
2017-12-31 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 0.00 38 0
2017-12-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 2.33 430 1
2017-12-31 13F-HR COH / Coach, Inc. 44.18 8,216 363
2017-12-31 13F-HR TCCO / Technical Communications Corp. 11.14 449 5
2017-12-31 13F-HR TTGT / TechTarget, Inc. 14.00 1,000 14
2017-12-31 13F-HR TLGT / Teligent, Inc. New 3.11 643 2
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 1.57 635 1
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R125) 1.46 686 1
2017-12-31 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 226.13 199 45
2017-12-31 13F-HR DRAM / Dataram Corp. 0.00 1 0
2017-12-31 13F-HR ULVM / USAA MSCI USA Value Momentum Ble 60.00 50 3
2017-12-31 13F-HR VBI VACCINES INC / (91822J103) 4.33 6,000 26
2017-12-31 13F-HR MOTI / Market Vectors Morningstar International Moat ETF 34.03 5,201 177
2017-12-31 13F-HR VSDA / Victory Portfolios II VictoryShares Dividend Accelerator ETF 27.72 505 14
2017-12-31 13F-HR VINCE HLDG CORP / (92719W207) 6.00 1,500 9
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.60 4,044 55
2017-12-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.47 3,438 36
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 8.84 3,167 28
2017-12-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.41 27,948 319
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.74 39,011 302
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.86 29,480 497
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 189,655 961
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 24.75 606 15
2017-12-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 17.86 168 3
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.60 28,527 445
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.23 65,900 674
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.08 56,511 287
2017-12-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 20.87 9,006 188
2017-12-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 23.11 952 22
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 18.00 71,681 1,290
2017-12-31 13F-HR WESTMORELAND RESOURCE PARTNE / COM UNIT RP LP (96108P103) 0.00 38 0
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.46 17,953 475
2017-12-31 13F-HR DVEM / WisdomTree Emerging Markets Dividend Fund 33.49 209 7
2017-12-31 13F-HR DYB / WisdomTree Dynamic Bearish U.S. Equity Fund 25.38 394 10
2017-12-31 13F-HR DYLS / WisdomTree Dynamic Long/Short U.S. Equity Fund 32.56 35,287 1,149
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.97 1,869 99
2017-12-31 13F-HR MFC BANCORP LTD / USD MFC SHS (G60630103) 0.00 52 0
2017-12-31 13F-HR APTV / Aptiv PLC 84.75 5,758 488
2017-12-31 13F-HR NOMD / Nomad Foods Ltd. 22.22 45 1
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 0.00 156 0
2017-12-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 0.00 4 0
2017-12-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL C (G9001E128) 0.00 15 0
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 0 0
2017-12-31 13F-HR BIOBLAST PHARMA LTD / SHS NEW (M20156119) 0.00 200 0
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. 3.00 5,000 15
2017-12-31 13F-HR PLYA / Playa Hotels & Resorts NV 8.06 124 1
2017-12-31 13F-HR OMN / Omnova Solutions, Inc. 6.80 147 147 0.00 2 1 -50.00
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 134.42 52,249 56,500 8.14 5,096 7,595 49.04
2017-12-31 13F-HR NRIM / Northrim BanCorp, Inc. 33.84 6,351 6,383 0.50 222 216 -2.70
2017-12-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 16.42 55,511 49,148 -11.46 911 807 -11.42
2017-12-31 13F-HR IHF / iShares U.S. Healthcare Providers ETF 156.82 3,213 5,554 72.86 476 871 82.98
2017-12-31 13F-HR MGP / MGM Growth Properties LLC 28.50 355 772 117.46 11 22 100.00
2017-12-31 13F-HR ERI / Eldorado Resorts, Inc. 33.16 1,512 3,287 117.39 39 109 179.49
2017-12-31 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 37.58 27,549 85,399 209.99 955 3,209 236.02
2017-12-31 13F-HR PSAU / PowerShares Exchange-Traded Fund Trust II 20.00 400 300 -25.00 8 6 -25.00
2017-12-31 13F-HR GALE / Galena Biopharma, Inc. 0.00 1,052 1,027 -2.38 0 0
2017-12-31 13F-HR VQT / Barclays ETN+ S&P VEQTOR ETN due on 9/8/2020 142.86 28 28 0.00 4 4 0.00
2017-12-31 13F-HR IMH / Impac Mortgage Holdings, Inc. 14.29 0 70 0 1
2017-12-31 13F-HR PGLC / Pershing Gold Corporation 4.10 244 244 0.00 1 1 0.00
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.11 2,991 3,710 24.04 72 108 50.00
2017-12-31 13F-HR TWIN / Twin Disc, Incorporated 27.50 0 400 0 11
2017-12-31 13F-HR GEX / VanEck Vectors ETF TR 61.16 10,127 10,677 5.43 609 653 7.22
2017-12-31 13F-HR SITE / SiteOne Landscape Supply, Inc. 75.70 130 251 93.08 7 19 171.43
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.46 127,743 130,283 1.99 10,936 11,004 0.62
2017-12-31 13F-HR UHAL / AMERCO 377.88 2,032 1,998 -1.67 761 755 -0.79
2017-12-31 13F-HR AMID / American Midstream Partners LP 13.33 36,446 39,905 9.49 497 532 7.04
2017-12-31 13F-HR EIV / Eaton Vance Municipal Bond Fund II 12.58 159 159 0.00 2 2 0.00
2017-12-31 13F-HR DIN / DineEquity, Inc. 50.71 9,136 6,330 -30.71 392 321 -18.11
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.33 10,676 15,921 49.13 167 260 55.69
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.90 65,021 68,518 5.38 5,205 6,365 22.29
2017-12-31 13F-HR SNSR / Global X Funds 19.82 5,256 6,156 17.12 99 122 23.23
2017-12-31 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 25.02 2,061 4,636 124.94 52 116 123.08
2017-12-31 13F-HR HEWI / iShares Currency Hedged MSCI Italy ETF 17.86 0 392 0 7
2017-12-31 13F-HR EDI / Stone Harbor Emerging Markets Total Income Fund 15.51 13,262 9,284 -30.00 215 144 -33.02
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 63.18 18,020 24,154 34.04 1,118 1,526 36.49
2017-12-31 13F-HR GIL / Gildan Activewear, Inc. 32.22 5,251 12,631 140.54 164 407 148.17
2017-12-31 13F-HR QUOT / Quotient Technology Inc. 11.75 1,676 1,277 -23.81 26 15 -42.31
2017-12-31 13F-HR ENTG / Entegris, Inc. 30.50 2,963 2,197 -25.85 86 67 -22.09
2017-12-31 13F-HR ELF / e.l.f. Beauty, Inc. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR DBE / PowerShares DB Energy Fund 14.67 4,185 4,159 -0.62 54 61 12.96
2017-12-31 13F-HR PWOD / Penns Woods Bancorp, Inc. 46.35 1,575 1,575 0.00 73 73 0.00
2017-12-31 13F-HR RTH / VanEck Vectors Retail ETF 91.23 2,431 1,425 -41.38 198 130 -34.34
2017-12-31 13F-HR ESV / Ensco plc 5.95 13,667 19,845 45.20 82 118 43.90
2017-12-31 13F-HR BBCN / BBCN Bancorp Inc. 19.11 468 471 0.64 8 9 12.50
2017-12-31 13F-HR SSD / Simpson Manufacturing Co., Inc. 57.55 21,207 8,567 -59.60 1,040 493 -52.60
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.59 359,341 350,365 -2.50 3,751 3,710 -1.09
2017-12-31 13F-HR EELV / PowerShares Exchange-Traded Fund Trust II 25.41 33,000 16,136 -51.10 807 410 -49.19
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.57 103,174 106,180 2.91 8,233 8,873 7.77
2017-12-31 13F-HR SLV / iShares Silver Trust 15.99 247,017 253,881 2.78 3,887 4,059 4.43
2017-12-31 13F-HR CIO / City Office REIT Inc. 12.99 2,534 4,234 67.09 35 55 57.14
2017-12-31 13F-HR PSL / PowerShares Exchange-Trade Fund Trust 65.02 5,396 4,814 -10.79 332 313 -5.72
2017-12-31 13F-HR FCOR / Fidelity Corporate Bond ETF 50.95 20,212 23,199 14.78 1,025 1,182 15.32
2017-12-31 13F-HR FVAL / Fidelity Value Factor ETF 32.86 6,182 7,578 22.58 187 249 33.16
2017-12-31 13F-HR MIXT / MiX Telematics Limited 12.60 2,528 3,809 50.67 25 48 92.00
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 72.26 28,546 49,721 74.18 1,859 3,593 93.28
2017-12-31 13F-HR NM / Navios Maritime Holdings, Inc. 1.20 30,547 22,500 -26.34 51 27 -47.06
2017-12-31 13F-HR RBS / Royal Bank of Scotland Group Plc 6.41 350 312 -10.86 3 2 -33.33
2017-12-31 13F-HR JELD / JELD-WEN Holding, Inc. 39.36 1,250 6,098 387.84 44 240 445.45
2017-12-31 13F-HR GWRS / Global Water Resources, Inc. 9.11 1,526 1,537 0.72 14 14 0.00
2017-12-31 13F-HR TGP / Teekay LNG Partners L.P. 19.98 5,106 4,304 -15.71 91 86 -5.49
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 37.45 7,738 8,999 16.30 249 337 35.34
2017-12-31 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 90.62 4,842 7,007 44.71 430 635 47.67
2017-12-31 13F-HR FBR / Fibria Celulose S.A. 15.38 541 455 -15.90 7 7 0.00
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.38 36,692 37,434 2.02 1,179 1,362 15.52
2017-12-31 13F-HR ACIM / SPDR MSCI ACWI IMI ETF 79.72 817 991 21.30 62 79 27.42
2017-12-31 13F-HR CZA / Guggenheim Mid-Cap Core ETF 65.58 20,542 21,745 5.86 1,292 1,426 10.37
2017-12-31 13F-HR VIOG / Vanguard S&P Small-Cap 600 Growth ETF 145.95 2,809 2,960 5.38 395 432 9.37
2017-12-31 13F-HR EFC / Ellington Financial LLC 14.50 3,172 3,172 0.00 50 46 -8.00
2017-12-31 13F-HR IWC / iShares Micro-cap ETF 95.73 45,658 43,830 -4.00 4,312 4,196 -2.69
2017-12-31 13F-HR TEX / Terex Corp. 48.31 1,422 1,780 25.18 64 86 34.38
2017-12-31 13F-HR EGHT / 8x8, Inc. 14.08 6,560 6,465 -1.45 89 91 2.25
2017-12-31 13F-HR AIMC / Altra Industrial Motion Corp. 48.98 489 490 0.20 24 24 0.00
2017-12-31 13F-HR EPAM / EPAM Systems Inc. 105.67 310 388 25.16 28 41 46.43
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.94 44,654 25,937 -41.92 280 154 -45.00
2017-12-31 13F-HR NLR / VanEck Vectors ETF TR 49.35 1,896 1,763 -7.01 97 87 -10.31
2017-12-31 13F-HR DBP / PowerShares DB Precious Metals Fund 38.51 17,156 15,970 -6.91 651 615 -5.53
2017-12-31 13F-HR HDS / Hd Supply Inc. 39.90 2,469 2,456 -0.53 89 98 10.11
2017-12-31 13F-HR SRI / Stoneridge, Inc. 22.83 100 15,462 15,362.00 2 353 17,550.00
2017-12-31 13F-HR FIT / Fitbit Inc. 5.60 11,015 11,957 8.55 77 67 -12.99
2017-12-31 13F-HR KF / Korea Fund, Inc. (The) 42.65 211 211 0.00 9 9 0.00
2017-12-31 13F-HR RAND / Rand Capital Corp. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR MUX / McEwen Mining Inc. 2.29 10,126 13,531 33.63 20 31 55.00
2017-12-31 13F-HR WAFD / Washington Federal, Inc. 34.30 8,411 8,337 -0.88 283 286 1.06
2017-12-31 13F-HR PFIG / PowerShares Fundamental Investment Grade Corporate Bond Portfolio 25.55 1,860 3,248 74.62 48 83 72.92
2017-12-31 13F-HR GTHX / G1 Therapeutics, Inc. 20.00 2,300 2,700 17.39 57 54 -5.26
2017-12-31 13F-HR XHNWX / Pioneer Diversified High Income 16.00 2,000 2,000 0.00 33 32 -3.03
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.17 87,727 79,288 -9.62 551 489 -11.25
2017-12-31 13F-HR DVYA / iShares Asia/ Pacific Dividend 30 Index Fund 50.03 3,549 3,638 2.51 173 182 5.20
2017-12-31 13F-HR RELX / RELX PLC 23.98 3,048 3,211 5.35 68 77 13.24
2017-12-31 13F-HR FLTR / Market Vectors Investment Grade Floating Rate Bond ETF 25.26 47,456 18,367 -61.30 1,199 464 -61.30
2017-12-31 13F-HR FLTB / Fidelity Limited Term Bond ETF 50.08 452 9,126 1,919.03 23 457 1,886.96
2017-12-31 13F-HR FMAT / Fidelity MSCI Materials Index ETF 35.03 398,171 407,407 2.32 13,140 14,271 8.61
2017-12-31 13F-HR NVS / Novartis AG 83.99 78,518 78,644 0.16 6,741 6,605 -2.02
2017-12-31 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.33 7,850 7,013 -10.66 423 374 -11.58
2017-12-31 13F-HR CVS / CVS Health Corporation 72.51 143,807 162,675 13.12 11,689 11,796 0.92
2017-12-31 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 12.00 1,500 1,500 0.00 19 18 -5.26
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.01 103,435 45,466 -56.04 8,262 3,683 -55.42
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. 22.34 8,511 15,355 80.41 180 343 90.56
2017-12-31 13F-HR LABL / Multi-Color Corp. 74.26 252 404 60.32 21 30 42.86
2017-12-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 80.25 37,791 38,119 0.87 3,067 3,059 -0.26
2017-12-31 13F-HR NLS / Nautilus Group, Inc. (The) 13.35 546 674 23.44 9 9 0.00
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.74 395,746 415,940 5.10 18,121 19,856 9.57
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.15 113,610 114,118 0.45 2,170 2,528 16.50
2017-12-31 13F-HR PHTCF / Philippine Long Distance Telephone Co. 30.93 100 97 -3.00 3 3 0.00
2017-12-31 13F-HR EPZM / Epizyme, Inc. 13.33 562 450 -19.93 11 6 -45.45
2017-12-31 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 25.71 646 389 -39.78 17 10 -41.18
2017-12-31 13F-HR CLDT / Chatham Lodging Trust 22.76 2,500 3,515 40.60 53 80 50.94
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.47 17,658 27,348 54.88 648 1,134 75.00
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.76 70,411 77,583 10.19 625 757 21.12
2017-12-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 38.05 19,737 22,497 13.98 717 856 19.39
2017-12-31 13F-HR NATI / National Instruments Corp. 41.63 2,084 2,186 4.89 87 91 4.60
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.10 211,065 271,448 28.61 24,571 31,516 28.27
2017-12-31 13F-HR DWAT / Arrow Investments Trust 11.63 24,500 24,500 0.00 278 285 2.52
2017-12-31 13F-HR SPLK / Splunk Inc. 82.73 8,679 7,929 -8.64 577 656 13.69
2017-12-31 13F-HR CTRN / Citi Trends, Inc. 0.00 13 13 0.00 0 0
2017-12-31 13F-HR HSKA / Heska Corp. 79.71 553 828 49.73 49 66 34.69
2017-12-31 13F-HR ITRN / Ituran Location and Control Ltd. 35.21 71 142 100.00 3 5 66.67
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. 2.03 23,245 27,555 18.54 58 56 -3.45
2017-12-31 13F-HR FYLD / Cambria Foreign Shareholder Yield ETF 25.00 200 200 0.00 5 5 0.00
2017-12-31 13F-HR EIDO / iShares MSCI Indonesia ETF 28.40 8,279 8,415 1.64 221 239 8.14
2017-12-31 13F-HR ZEN / Zendesk, Inc. 31.06 736 161 -78.12 21 5 -76.19
2017-12-31 13F-HR GCI / Gannett Co., Inc. 11.60 32,423 31,908 -1.59 291 370 27.15
2017-12-31 13F-HR FDD / First Trust Exchange-Traded Fund II 13.74 84,724 73,370 -13.40 1,156 1,008 -12.80
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 34.04 9,961 9,870 -0.91 296 336 13.51
2017-12-31 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 25.31 25,907 27,377 5.67 662 693 4.68
2017-12-31 13F-HR EQC / Equity Commonwealth 30.68 2,377 1,695 -28.69 72 52 -27.78
2017-12-31 13F-HR SHG / Shinhan Financial Group Co., Ltd. 44.94 27 178 559.26 1 8 700.00
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 34.57 1,241 1,215 -2.10 26 42 61.54
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.17 6,180 6,087 -1.50 467 488 4.50
2017-12-31 13F-HR TGTX / TG Therapeutics, Inc. 8.21 5,727 5,727 0.00 68 47 -30.88
2017-12-31 13F-HR XCRA / Xcerra Corp 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.20 380,624 372,310 -2.18 3,962 3,799 -4.11
2017-12-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 10.67 413 375 -9.20 5 4 -20.00
2017-12-31 13F-HR KAMN / Kaman Corp. 57.63 582 590 1.37 32 34 6.25
2017-12-31 13F-HR FVE / Five Star Quality Care, Inc. 1.37 4,891 3,654 -25.29 8 5 -37.50
2017-12-31 13F-HR MOD / Modine Manufacturing Co. 22.22 0 225 0 5
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.40 2,175 2,793 28.41 28 43 53.57
2017-12-31 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 8.47 2,768 2,717 -1.84 22 23 4.55
2017-12-31 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 26.42 16,094 16,880 4.88 381 446 17.06
2017-12-31 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.71 179,495 118,352 -34.06 4,356 2,924 -32.87
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.22 27,734 22,380 -19.30 464 363 -21.77
2017-12-31 13F-HR EPHE / iShares MSCI Philippines ETF 38.76 2,874 2,864 -0.35 107 111 3.74
2017-12-31 13F-HR AGO / Assured Guaranty Ltd. 33.64 1,057 981 -7.19 39 33 -15.38
2017-12-31 13F-HR IBDQ / iShares iBonds Dec 2025 Corporate ETF 25.10 1,961 4,941 151.96 50 124 148.00
2017-12-31 13F-HR IBTX / Independent Bank Group, Inc. 67.50 2,726 2,726 0.00 165 184 11.52
2017-12-31 13F-HR PALL / ETFS Physical Palladium Shares 100.92 769 763 -0.78 69 77 11.59
2017-12-31 13F-HR EGOV / NIC, Inc. 16.61 6,127 6,622 8.08 105 110 4.76
2017-12-31 13F-HR EDV / Vanguard Extended Duration Treasury ETF 120.82 6,447 6,042 -6.28 753 730 -3.05
2017-12-31 13F-HR PINC / Premier, Inc. 29.07 1,749 1,548 -11.49 57 45 -21.05
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 198.19 6,297 2,543 -59.62 1,187 504 -57.54
2017-12-31 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 37.06 730 1,538 110.68 29 57 96.55
2017-12-31 13F-HR IVOG / Vanguard S&P Mid-Cap 400 Growth ETF 133.08 5,404 304,564 5,535.90 678 40,531 5,878.02
2017-12-31 13F-HR TNH / Terra Nitrogen Co., L.P. 80.45 1,178 1,069 -9.25 96 86 -10.42
2017-12-31 13F-HR RWLK / ReWalk Robotics Ltd 1.00 1,000 1,000 0.00 1 1 0.00
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 16.25 700 800 14.29 11 13 18.18
2017-12-31 13F-HR HUBG / Hub Group, Inc. 48.10 288 395 37.15 12 19 58.33
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 6.21 458,600 479,106 4.47 2,867 2,976 3.80
2017-12-31 13F-HR HCAP / Harvest Capital Credit Corp 10.96 35,214 31,650 -10.12 471 347 -26.33
2017-12-31 13F-HR PBI / Pitney Bowes, Inc. 11.24 16,802 14,680 -12.63 235 165 -29.79
2017-12-31 13F-HR NTWK / NetSol Technologies, Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.93 44,481 35,376 -20.47 350 139 -60.29
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.18 14,998 17,454 16.38 2,794 3,878 38.80
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 29.97 7,443 7,474 0.42 246 224 -8.94
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 273.99 444 646 45.50 113 177 56.64
2017-12-31 13F-HR SMRT / Stein Mart, Inc. 0.96 2,073 2,073 0.00 3 2 -33.33
2017-12-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 17.11 1,553 4,033 159.69 25 69 176.00
2017-12-31 13F-HR RVNU / db X-Trackers Municipal Infrastructure Revenue Bond Fund 27.16 24,514 25,849 5.45 656 702 7.01
2017-12-31 13F-HR CRESY / Cresud SA Comercial Industrial Financiera Y Agropecuria Cres 21.93 813 1,049 29.03 15 23 53.33
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.75 32,903 70,115 113.10 10,976 7,485 -31.81
2017-12-31 13F-HR COMT / iShares Commodities Select Strategy ETF 36.90 7,530 1,653 -78.05 262 61 -76.72
2017-12-31 13F-HR PXSV / PowerShares Fundamental Pure Small Value Portfolio 30.71 9,165 5,276 -42.43 278 162 -41.73
2017-12-31 13F-HR EFZ / ProShares Short MSCI EAFE 25.32 2,482 2,488 0.24 65 63 -3.08
2017-12-31 13F-HR PRN / PowerShares Exchange-Trade Fund Trust 61.01 6,360 6,147 -3.35 369 375 1.63
2017-12-31 13F-HR PACB / Pacific Biosciences of California, Inc. 2.86 700 700 0.00 4 2 -50.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.35 31,778 32,934 3.64 4,742 5,775 21.78
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.82 12,108 13,731 13.40 1,418 1,659 17.00
2017-12-31 13F-HR CELP / Cypress Energy Partners, L.P. 6.03 500 6,800 1,260.00 4 41 925.00
2017-12-31 13F-HR REET / iShares Global REIT ETF 26.11 5,939 16,087 170.87 152 420 176.32
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 45.71 6,202 8,422 35.79 277 385 38.99
2017-12-31 13F-HR VLRS / Controladora Vuela Compania de Aviacion, S.A.B. de C.V. 0.00 1,901 1 -99.95 23 0 -100.00
2017-12-31 13F-HR PJT / PJT Partners Inc. 45.00 1,123 1,200 6.86 43 54 25.58
2017-12-31 13F-HR EVN / Eaton Vance Municipal Income Trust 12.44 17,538 16,238 -7.41 227 202 -11.01
2017-12-31 13F-HR COW / iPath Bloomberg Livestock Subindex Total Return ETN due 10/22/2037 23.91 1,840 1,840 0.00 42 44 4.76
2017-12-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 26.48 21,388 35,945 68.06 523 952 82.03
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.66 8,262 8,621 4.35 639 704 10.17
2017-12-31 13F-HR SRS / ProShares UltraShort Real Estate 0.00 10 10 0.00 0 0
2017-12-31 13F-HR XOMA / XOMA Corporation 35.61 7,526 7,526 0.00 148 268 81.08
2017-12-31 13F-HR GMED / Globus Medical, Inc. 41.13 3,052 3,574 17.10 90 147 63.33
2017-12-31 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 130.17 5,993 4,156 -30.65 751 541 -27.96
2017-12-31 13F-HR TIS / Orchids Paper Products Company 9.17 109 109 0.00 1 1 0.00
2017-12-31 13F-HR ASTE / Astec Industries, Inc. 54.05 83 111 33.73 5 6 20.00
2017-12-31 13F-HR KELYB / Kelly Services, Inc. 27.01 1,592 1,592 0.00 40 43 7.50
2017-12-31 13F-HR TRMB / Trimble Navigation Ltd. 40.61 19,344 19,722 1.95 760 801 5.39
2017-12-31 13F-HR LUK / Leucadia National Corp. 26.52 48,937 42,768 -12.61 1,236 1,134 -8.25
2017-12-31 13F-HR EHT / Eaton Vance High Income 2021 Target Term Trust 10.00 300 300 0.00 3 3 0.00
2017-12-31 13F-HR FMK / First Trust Mega Cap AlphaDEX Fund 33.87 620 620 0.00 20 21 5.00
2017-12-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 47.88 5,104 5,451 6.80 236 261 10.59
2017-12-31 13F-HR XPFLX / PIMCO Income Strategy Fund 11.68 140,720 146,330 3.99 1,705 1,709 0.23
2017-12-31 13F-HR CHA / China Telecom Corporation Ltd. 45.45 170 176 3.53 9 8 -11.11
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 156.30 6,774 7,409 9.37 1,053 1,158 9.97
2017-12-31 13F-HR CCI / Crown Castle International Corp. 110.93 37,987 37,131 -2.25 3,798 4,119 8.45
2017-12-31 13F-HR JOUT / Johnson Outdoors, Inc. 60.00 200 200 0.00 15 12 -20.00
2017-12-31 13F-HR MCRN / Milacron Holdings Corp. 18.26 367 657 79.02 6 12 100.00
2017-12-31 13F-HR BABY / Natus Medical, Inc. 38.14 14,044 14,578 3.80 527 556 5.50
2017-12-31 13F-HR MDWD / MediWound Ltd. 3.64 0 275 0 1
2017-12-31 13F-HR URI / United Rentals, Inc. 171.94 26,327 25,887 -1.67 3,655 4,451 21.78
2017-12-31 13F-HR CCRN / Cross Country Healthcare, Inc. 13.00 1,000 1,000 0.00 14 13 -7.14
2017-12-31 13F-HR CPL / CPFL Energia S.A. 11.57 3,197 3,197 0.00 55 37 -32.73
2017-12-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 44.55 228 404 77.19 9 18 100.00
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 65.96 19,124 19,437 1.64 1,114 1,282 15.08
2017-12-31 13F-HR AGN / Allergan plc 586.36 13,708 6,583 -51.98 2,244 3,860 72.01
2017-12-31 13F-HR AGN / Allergan plc 163.70 7,266 13,708 88.66 5,361 2,244 -58.14
2017-12-31 13F-HR PFGC / Performance Food Group Company 32.06 557 655 17.59 16 21 31.25
2017-12-31 13F-HR BKE / Buckle (THE), Inc. 23.75 51,571 50,486 -2.10 869 1,199 37.97
2017-12-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 99.87 186,375 193,283 3.71 18,708 19,304 3.19
2017-12-31 13F-HR GIII / G-III Apparel Group, Ltd. 36.50 411 411 0.00 12 15 25.00
2017-12-31 13F-HR ALV / Autoliv, Inc. 128.55 823 599 -27.22 102 77 -24.51
2017-12-31 13F-HR TXT / Textron, Inc. 56.54 13,454 14,378 6.87 726 813 11.98
2017-12-31 13F-HR EWM / iShares MSCI Malaysia ETF 31.96 425 438 3.06 14 14 0.00
2017-12-31 13F-HR MESO / Mesoblast Ltd. 6.00 0 500 0 3
2017-12-31 13F-HR MORN / Morningstar, Inc. 96.74 1,798 1,778 -1.11 153 172 12.42
2017-12-31 13F-HR BSQR / BSQUARE Corporation 4.77 2,308 2,308 0.00 12 11 -8.33
2017-12-31 13F-HR SONC / Sonic Corp. 27.94 707 859 21.50 17 24 41.18
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.48 51,852 41,679 -19.62 3,327 2,896 -12.95
2017-12-31 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 28.74 52,280 152,639 191.96 1,824 4,387 140.52
2017-12-31 13F-HR AQN / Algonquin Power & Utilities Corp 10.61 107 377 252.34 1 4 300.00
2017-12-31 13F-HR STBZ / State Bank Financial Corp. 29.91 25 3,811 15,144.00 1 114 11,300.00
2017-12-31 13F-HR OTIV / On Track Innovations Ltd. 1.36 40,000 40,500 1.25 55 55 0.00
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.43 152,457 162,626 6.67 22,137 24,952 12.72
2017-12-31 13F-HR EQT / EQT Corp. 56.87 16,603 17,690 6.55 1,084 1,006 -7.20
2017-12-31 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 12.58 40,272 40,297 0.06 529 507 -4.16
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 11.36 438 440 0.46 5 5 0.00
2017-12-31 13F-HR REGI / Renewable Energy Group, Inc. 11.42 1,049 876 -16.49 13 10 -23.08
2017-12-31 13F-HR SYNA / Synaptics, Inc. 40.14 2,815 2,815 0.00 111 113 1.80
2017-12-31 13F-HR AIG / American International Group, Inc. 59.57 29,332 28,586 -2.54 1,803 1,703 -5.55
2017-12-31 13F-HR THLD / Threshold Pharmaceuticals, Inc. 10.14 72 2,072 2,777.78 0 21
2017-12-31 13F-HR DEF / Guggenheim Defensive Equity ETF 46.53 23,729 22,245 -6.25 1,047 1,035 -1.15
2017-12-31 13F-HR BC / Brunswick Corp. 54.82 2,391 1,587 -33.63 132 87 -34.09
2017-12-31 13F-HR MGA / Magna International Inc. 56.80 3,875 4,243 9.50 207 241 16.43
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 23.26 86,095 82,229 -4.49 1,905 1,913 0.42
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 49.57 21,318 24,288 13.93 1,215 1,204 -0.91
2017-12-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.83 184,883 187,093 1.20 2,219 2,214 -0.23
2017-12-31 13F-HR PIE / PowerShares Exchange-Traded Fund Trust II 20.54 9,556 13,243 38.58 181 272 50.28
2017-12-31 13F-HR SYLD / Cambria Shareholder Yield ETF 38.46 1,100 3,250 195.45 39 125 220.51
2017-12-31 13F-HR PAY / VeriFone Systems, Inc 18.05 665 665 0.00 13 12 -7.69
2017-12-31 13F-HR PZZA / Papa John's International, Inc. 56.84 687 563 -18.05 50 32 -36.00
2017-12-31 13F-HR XOXO / XO Group Inc. 18.00 500 500 0.00 10 9 -10.00
2017-12-31 13F-HR CAVM / Cavium, Inc. 78.95 606 114 -81.19 40 9 -77.50
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. 56.30 600 1,563 160.50 40 88 120.00
2017-12-31 13F-HR O / Realty Income Corp. 57.02 286,582 291,971 1.88 16,389 16,649 1.59
2017-12-31 13F-HR EPC / Edgewell Personal Care Company 59.68 1,708 1,173 -31.32 124 70 -43.55
2017-12-31 13F-HR EPOL / iShares MSCI Poland Capped ETF 26.99 20,615 8,114 -60.64 546 219 -59.89
2017-12-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.18 137,654 89,455 -35.01 1,339 821 -38.69
2017-12-31 13F-HR WD / Walker & Dunlop, Inc. 46.05 79 152 92.41 5 7 40.00
2017-12-31 13F-HR FLO / Flowers Foods, Inc. 19.20 2,999 4,011 33.74 56 77 37.50
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 100.02 5,878 5,209 -11.38 540 521 -3.52
2017-12-31 13F-HR SLF / SunLife Financial Inc. 41.17 2,336 2,429 3.98 93 100 7.53
2017-12-31 13F-HR PAGG / PowerShares Exchange-Traded Fund Trust II 27.30 2,456 2,967 20.81 64 81 26.56
2017-12-31 13F-HR WNC / Wabash National Corp. 22.09 1,178 996 -15.45 27 22 -18.52
2017-12-31 13F-HR TGT / Target Corp. 65.27 146,410 159,067 8.64 8,640 10,383 20.17
2017-12-31 13F-HR PFE / Pfizer, Inc. 9.75 662,889 2,565 -99.61 24,015 25 -99.90
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.23 3,059 662,889 21,570.12 29 24,015 82,710.34
2017-12-31 13F-HR EQC.PRD / Equity Commonwealth 6.5% Series D Cumulative Convertible Preferred Shares 26.00 1,000 1,000 0.00 27 26 -3.70
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. 7.10 22,830 26,330 15.33 139 187 34.53
2017-12-31 13F-HR AVX / AVX Corp. 17.14 700 700 0.00 13 12 -7.69
2017-12-31 13F-HR FEM / First Trust Emerging Markets AlphaDEX Fund 27.91 79,459 79,068 -0.49 2,174 2,207 1.52
2017-12-31 13F-HR ARRS / ARRIS International plc 25.59 2,291 2,774 21.08 65 71 9.23
2017-12-31 13F-HR TTOO / T2 Biosystems, Inc. 4.20 5,000 5,000 0.00 21 21 0.00
2017-12-31 13F-HR FFKT / Farmers Capital Bank Corp. 38.70 2,300 2,300 0.00 97 89 -8.25
2017-12-31 13F-HR ACCO / Acco Brands Corp. 12.12 1,296 1,403 8.26 15 17 13.33
2017-12-31 13F-HR ARCB / ArcBest Corp, 36.17 145 1,244 757.93 5 45 800.00
2017-12-31 13F-HR BLUE / bluebird bio, Inc. 177.80 992 1,198 20.77 136 213 56.62
2017-12-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 11.45 11,509 13,016 13.09 139 149 7.19
2017-12-31 13F-HR FSP / Franklin Street Properties Corp. 9.99 565 801 41.77 6 8 33.33
2017-12-31 13F-HR GRPN / Groupon, Inc. 5.07 10,209 13,224 29.53 53 67 26.42
2017-12-31 13F-HR STC / Stewart Information Services Corp. 40.00 225 225 0.00 8 9 12.50
2017-12-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 34.70 40,085 39,514 -1.42 1,256 1,371 9.16
2017-12-31 13F-HR NTRI / NutriSystem, Inc. 52.52 2,286 2,285 -0.04 128 120 -6.25
2017-12-31 13F-HR AMPH / Amphastar Pharmaceuticals, Inc. 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 81.35 6,729 7,953 18.19 564 647 14.72
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 49.20 8,002 6,545 -18.21 366 322 -12.02
2017-12-31 13F-HR TER / Teradyne, Inc. 42.45 6,517 7,821 20.01 243 332 36.63
2017-12-31 13F-HR GIM / Templeton Global Income Fund 6.46 117,132 182,405 55.73 789 1,179 49.43
2017-12-31 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 66.88 764 1,226 60.47 52 82 57.69
2017-12-31 13F-HR CGEN / Compugen Ltd. 2.42 1,238 1,238 0.00 5 3 -40.00
2017-12-31 13F-HR HMN / Horace Mann Educators Corp. 44.87 1,636 1,627 -0.55 63 73 15.87
2017-12-31 13F-HR AVT / Avnet, Inc. 39.78 2,118 4,977 134.99 84 198 135.71
2017-12-31 13F-HR RVSB / Riverview Bancorp, Inc. 8.52 5,399 5,399 0.00 45 46 2.22
2017-12-31 13F-HR WGL / WGL Holdings, Inc. 85.90 6,265 7,881 25.79 529 677 27.98
2017-12-31 13F-HR NPK / National Presto Industries, Inc. 101.63 246 246 0.00 27 25 -7.41
2017-12-31 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 35.34 36,253 25,383 -29.98 1,253 897 -28.41
2017-12-31 13F-HR NVIV / InVivo Therapeutics Holdings Corp 0.81 4,968 4,968 0.00 7 4 -42.86
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.85 215,614 233,447 8.27 18,208 19,574 7.50
2017-12-31 13F-HR QCRH / QCR Holdings, Inc. 43.26 392 393 0.26 18 17 -5.56
2017-12-31 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 12.12 50,829 31,430 -38.17 603 381 -36.82
2017-12-31 13F-HR VJET / Voxeljet AG 4.51 4,700 5,100 8.51 26 23 -11.54
2017-12-31 13F-HR DRH / Diamond Rock Hospitality Co. 11.30 20,650 20,702 0.25 226 234 3.54
2017-12-31 13F-HR SPMD / SPDR Portfolio Mid Cap ETF 33.47 30 1,434 4,680.00 3 48 1,500.00
2017-12-31 13F-HR CEMI / Chembio Diagnostics, Inc 8.32 481 481 0.00 3 4 33.33
2017-12-31 13F-HR MANU / Manchester United Ltd. 33.33 30 30 0.00 1 1 0.00
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.19 33,946 36,576 7.75 395 446 12.91
2017-12-31 13F-HR KRA / Kraton Performance Polymers, Inc. 48.28 2,037 2,589 27.10 82 125 52.44
2017-12-31 13F-HR DVA / DaVita HealthCare Partners Inc. 72.42 2,837 2,168 -23.58 168 157 -6.55
2017-12-31 13F-HR JKS / JinkoSolar Holdings Co., Ltd. 21.82 251 275 9.56 6 6 0.00
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 21.58 1,029 1,066 3.60 19 23 21.05
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 55.72 4,262 2,782 -34.73 193 155 -19.69
2017-12-31 13F-HR VRSZ / Verso Corporation 15.23 0 197 0 3
2017-12-31 13F-HR MTCN / ArcelorMittal 32.29 9,572 16,722 74.70 247 540 118.62
2017-12-31 13F-HR RZG / Guggenheim S&P Smallcap 600 Pure Growth ETF 114.53 133,905 135,185 0.96 14,736 15,483 5.07
2017-12-31 13F-HR RUN / Sunrun Inc. 5.90 3,956 4,406 11.38 22 26 18.18
2017-12-31 13F-HR GNR / SPDR S&P Global Natural Resources ETF 49.09 7,359 17,823 142.19 338 875 158.88
2017-12-31 13F-HR IMKTA / Ingles Markets, Incorporated 32.26 686 186 -72.89 18 6 -66.67
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 276.01 8,207 9,083 10.67 2,031 2,507 23.44
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 172.03 4,778 4,790 0.25 770 824 7.01
2017-12-31 13F-HR NANO / Nanometrics, Inc. 24.82 2,500 2,659 6.36 73 66 -9.59
2017-12-31 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.93 6,412 3,412 -46.79 19 10 -47.37
2017-12-31 13F-HR SON / Sonoco Products Co. 53.19 1,794 3,027 68.73 91 161 76.92
2017-12-31 13F-HR CPLA / Capella Education Co. 76.00 250 250 0.00 18 19 5.56
2017-12-31 13F-HR ACHV / Achieve Life Sciences Inc 0.00 42 42 0.00 0 0
2017-12-31 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 27.67 21,490 30,833 43.48 581 853 46.82
2017-12-31 13F-HR QQQE / Direxion NASDAQ-100 Equal Weighted Index Shares 43.20 46,027 57,642 25.24 1,905 2,490 30.71
2017-12-31 13F-HR CROX / Crocs, Inc. 12.00 500 500 0.00 5 6 20.00
2017-12-31 13F-HR IFN / India Fund, Inc. (THE) 26.21 7,983 8,088 1.32 215 212 -1.40
2017-12-31 13F-HR CACC / Credit Acceptance Corp. 323.58 537 1,196 122.72 150 387 158.00
2017-12-31 13F-HR REX / REX American Resources Corp. 84.21 84 95 13.10 8 8 0.00
2017-12-31 13F-HR ERF / Enerplus Corporation 9.71 7,647 7,211 -5.70 75 70 -6.67
2017-12-31 13F-HR SMFG / Sumitomo Mitsui Financial Group Inc. 8.73 23,561 27,712 17.62 181 242 33.70
2017-12-31 13F-HR EXK / Endeavour Silver Corp. 2.39 79,556 79,856 0.38 194 191 -1.55
2017-12-31 13F-HR IMTM / iShares MSCI International Developed Momentum Factor ETF 31.00 1,000 1,000 0.00 30 31 3.33
2017-12-31 13F-HR DSKE / Daseke, Inc. 14.00 1,000 1,000 0.00 13 14 7.69
2017-12-31 13F-HR RDFN / Redfin Corp 31.71 1,186 820 -30.86 30 26 -13.33
2017-12-31 13F-HR INDY / iShares India 50 ETF 37.11 22,411 46,891 109.23 765 1,740 127.45
2017-12-31 13F-HR AAON / AAON, Inc. 35.24 249 227 -8.84 9 8 -11.11
2017-12-31 13F-HR NCR / NCR Corp. 34.39 2,502 2,239 -10.51 93 77 -17.20
2017-12-31 13F-HR INXN / InterXion Holding N.V. 59.12 2,116 2,385 12.71 108 141 30.56
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 115.00 28,960 30,338 4.76 3,080 3,489 13.28
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.93 2,816 2,210 -21.52 40 33 -17.50
2017-12-31 13F-HR RLJ / RLJ Lodging Trust 21.99 26,799 25,832 -3.61 589 568 -3.57
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.80 2,085 2,085 0.00 9 10 11.11
2017-12-31 13F-HR DBVT / DBV Technologies S.A. 25.93 270 270 0.00 12 7 -41.67
2017-12-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 12.86 14,154 13,379 -5.48 208 172 -17.31
2017-12-31 13F-HR LOPE / Grand Canyon Education, Inc. 89.45 1,226 1,688 37.68 111 151 36.04
2017-12-31 13F-HR AAT / American Assets Trust Inc 30.30 55 33 -40.00 2 1 -50.00
2017-12-31 13F-HR DORM / Dorman Products, Inc. 60.84 1,409 789 -44.00 102 48 -52.94
2017-12-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 96.83 6,560 2,933 -55.29 496 284 -42.74
2017-12-31 13F-HR SEB / Seaboard Corp. 4,250.00 4 4 0.00 19 17 -10.53
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 76.39 2,916 4,045 38.72 211 309 46.45
2017-12-31 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 25.78 7,322 7,022 -4.10 192 181 -5.73
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 112.96 3,982 4,081 2.49 426 461 8.22
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. 3.13 38,210 39,027 2.14 146 122 -16.44
2017-12-31 13F-HR BBD / Banco Bradesco S.A. 10.21 3,532 6,462 82.96 39 66 69.23
2017-12-31 13F-HR FND / Floor & Decor Holdings, Inc. 48.69 3,700 3,841 3.81 143 187 30.77
2017-12-31 13F-HR LGND / Ligand Pharmaceuticals Incorporated 138.72 416 483 16.11 57 67 17.54
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.36 20,928 27,090 29.44 1,145 1,608 40.44
2017-12-31 13F-HR KB / KB Finanical Group, Inc. 58.82 31 374 1,106.45 2 22 1,000.00
2017-12-31 13F-HR BLRX / BioLineRx Ltd. 1.00 5,000 9,000 80.00 6 9 50.00
2017-12-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.28 4,155 9,705 133.57 62 158 154.84
2017-12-31 13F-HR QADB / QAD, Inc. 76.92 13 13 0.00 0 1
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 13.15 797,341 824,732 3.44 10,301 10,846 5.29
2017-12-31 13F-HR CERN / Cerner Corp. 67.52 16,222 16,113 -0.67 1,159 1,088 -6.13
2017-12-31 13F-HR JHMS / John Hancock Multifactor Consumer Staples ETF 28.06 784 784 0.00 20 22 10.00
2017-12-31 13F-HR V / Visa, Inc. 114.02 302,096 323,365 7.04 31,795 36,871 15.96
2017-12-31 13F-HR LYV / Live Nation Entertainment, Inc. 42.49 1,706 2,165 26.91 74 92 24.32
2017-12-31 13F-HR UVSP / Univest Corp. of Pennsylvania 27.25 538 477 -11.34 17 13 -23.53
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.14 25,896 60,635 134.15 158 251 58.86
2017-12-31 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10.39 3,832 4,234 10.49 41 44 7.32
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 16.05 30,742 53,220 73.12 550 854 55.27
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 20.71 12,824 14,583 13.72 184 302 64.13
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.79 186,736 202,790 8.60 27,450 31,389 14.35
2017-12-31 13F-HR DGRE / WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund 27.31 5,606 5,162 -7.92 144 141 -2.08
2017-12-31 13F-HR NUVA / NuVasive, Inc. 57.84 2,439 1,020 -58.18 135 59 -56.30
2017-12-31 13F-HR PAI / Western Asset Income Fund 15.81 14,231 14,231 0.00 234 225 -3.85
2017-12-31 13F-HR APHB / Ampliphi Biosciences Corp. 1.72 81 581 617.28 0 1
2017-12-31 13F-HR GVIP / Goldman Sachs Hedge Industry VIP 55.00 200 200 0.00 10 11 10.00
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.51 35,908 30,374 -15.41 455 380 -16.48
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 197,623 190,019 -3.85 2,578 2,424 -5.97
2017-12-31 13F-HR XERHX / Wells Fargo Advantage Utilities 13.21 5,094 41,720 719.00 66 551 734.85
2017-12-31 13F-HR WILN / Wi-LAN Inc. 2.00 1,000 1,000 0.00 1 2 100.00
2017-12-31 13F-HR UN / Unilever N.V. 56.32 43,587 45,009 3.26 2,574 2,535 -1.52
2017-12-31 13F-HR AAV / Advantage Oil & Gas Ltd. 4.25 8,675 8,475 -2.31 55 36 -34.55
2017-12-31 13F-HR CLI / Mack-Cali Realty Corp. 21.57 2,217 2,318 4.56 53 50 -5.66
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.37 589,431 810,928 37.58 32,178 44,091 37.02
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.78 36,929 37,442 1.39 1,272 1,377 8.25
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.57 65,688 74,299 13.11 11,744 14,382 22.46
2017-12-31 13F-HR CALD / Callidus Software, Inc. 28.26 1,683 1,769 5.11 41 50 21.95
2017-12-31 13F-HR ALOG / Analogic Corp. 86.96 154 230 49.35 13 20 53.85
2017-12-31 13F-HR GLOP / GasLog Partners LP 24.80 3,263 4,355 33.47 76 108 42.11
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 1.38 5,018 3,628 -27.70 9 5 -44.44
2017-12-31 13F-HR KGC / Kinross Gold Corp. 4.40 11,950 10,908 -8.72 50 48 -4.00
2017-12-31 13F-HR MANH / Manhattan Associates, Inc. 49.83 2,707 2,288 -15.48 113 114 0.88
2017-12-31 13F-HR CKH / SEACOR Holdings, Inc. 55.56 0 36 0 2
2017-12-31 13F-HR EQWS / PowerShares Russell 2000 Equal Weight Portfolio 43.42 10,340 10,386 0.44 437 451 3.20
2017-12-31 13F-HR EUSC / Wisdomtree Europe Hedged SmallCap Equity Fund 31.09 40,658 36,151 -11.09 1,250 1,124 -10.08
2017-12-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 4.00 2,000 2,000 0.00 5 8 60.00
2017-12-31 13F-HR WEN / The Wendy's Company 16.50 12,599 14,968 18.80 197 247 25.38
2017-12-31 13F-HR RENN / Renren Inc. 12.50 40 80 100.00 0 1
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 13.01 90,336 80,789 -10.57 1,235 1,051 -14.90
2017-12-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 15.24 12,259 7,481 -38.98 191 114 -40.31
2017-12-31 13F-HR DIV / Global X SuperDividend U.S. ETF 25.58 6,329 5,239 -17.22 161 134 -16.77
2017-12-31 13F-HR WST / West Pharmaceutical Services, Inc. 98.53 2,624 2,730 4.04 253 269 6.32
2017-12-31 13F-HR SAP / SAP SE 112.41 7,886 8,202 4.01 865 922 6.59
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 26.54 15,483 12,283 -20.67 351 326 -7.12
2017-12-31 13F-HR DDEZ / WisdomTree Dynamic Currency Hedged Europe Equity Fund 29.70 100 101 1.00 3 3 0.00
2017-12-31 13F-HR G / Genpact Ltd. 31.76 23,943 29,913 24.93 688 950 38.08
2017-12-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 53.35 100,824 160,033 58.73 5,033 8,538 69.64
2017-12-31 13F-HR ENTL / Entellus Medical, Inc. 24.00 230 250 8.70 4 6 50.00
2017-12-31 13F-HR TGH / Textainer Group Holdings, Ltd. 21.39 5,592 5,609 0.30 96 120 25.00
2017-12-31 13F-HR STAA / Staar Surgical Co. 13.64 220 220 0.00 3 3 0.00
2017-12-31 13F-HR ANDE / Andersons, Inc. (THE) 32.00 1,100 500 -54.55 38 16 -57.89
2017-12-31 13F-HR JRS / Nuveen Real Estate Income Fund 11.25 103,038 63,299 -38.57 1,149 712 -38.03
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.47 55,077 63,568 15.42 4,061 4,861 19.70
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.13 6,485 6,532 0.72 259 334 28.96
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 24.65 1,753 3,814 117.57 42 94 123.81
2017-12-31 13F-HR OPHT / Ophthotech Corp 3.33 300 300 0.00 1 1 0.00