Current Holdings (from 13F, 13D)

InvestorL & S Advisors Inc
Portfolio Value$ 440,556,000
Current Positions204
Opened Positions5
Closed Positions56

L & S Advisors Inc has disclosed 204 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 440,556,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). L & S Advisors Inc's top holdings are Facebook, Inc. (NASDAQ:FB) , Apple, Inc. (NASDAQ:AAPL) , AbbVie Inc. (NYSE:ABBV) , Boeing Company (The) (NYSE:BA) , and Microsoft Corp. (NASDAQ:MSFT) . L & S Advisors Inc's new positions include CBOE Holdings, Inc. (NASDAQ:CBOE) , Caterpillar, Inc. (NYSE:CAT) , Baxter International, Inc. (NYSE:BAX) , Andeavor Corp. (NYSE:ANDV) , and Rio Tinto plc (NYSE:RIO) .


All L & S Advisors Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DLTNX / DoubleLine Total Return Bond N 11.00 243,443 161,983 -33.46 2,605 1,782 -31.59
2017‑09‑30 13F-HR DLTNX / DoubleLine Total Return Bond N 10.70 246,293 243,443 -1.16 2,630 2,605 -0.95
2017‑09‑30 13F-HR US TREASURY BILL17 U S T BILL / FIXED (912796LZ0) 23,985
2017‑09‑30 13F-HR CARROLS REST GRP / FIXED (14574XAD6) 212
2017‑09‑30 13F-HR CONNS INC / FIXED (208242AB3) 563
2017‑09‑30 13F-HR ENOVA INTERNATIONAL INC / FIXED (29357KAC7) 349
2017‑09‑30 13F-HR GENWORTH HOLDINGS / FIXED (37247DAM8) 326
2017‑09‑30 13F-HR HORIZON PHARMA INC / FIXED (44047TAD1) 340
2017‑09‑30 13F-HR IEP / Icahn Enterprises L.P. 330
2017‑09‑30 13F-HR ISTAR FINANCIAL INC / FIXED (45031UBZ3) 207
2017‑09‑30 13F-HR LEXMARK INTL / FIXED (529772AF2) 264
2017‑09‑30 13F-HR LIFEPOINT HEALTH / FIXED (53219LAM1) 207
2017‑09‑30 13F-HR NAVIENT CORPORATION / FIXED (63938CAF5) 265
2017‑09‑30 13F-HR PIMCO DIVERS INCOME / FIXED (693391880) 11.03 100,404 1,107
2017‑09‑30 13F-HR GUGG MACRO OPPS / FIXED (40168W582) 26.71 100,683 110,302 9.55 2,682 2,946 9.84
2017‑09‑30 13F-HR T ROWE PRICE HIGH YIELD / FIXED (741481105) 6.81 40,100 40,100 0.00 271 273 0.74
2017‑09‑30 13F-HR LD ABT SHT DURN / FIXED (543916688) 4.28 1,294,186 2,994,080 131.35 5,552 12,815 130.82
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 130,815 125,487 -4.07 9,485 11,151 17.56
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.32 4,200 3,800 -9.52 443 518 16.93
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.16 54,325 5,604
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30.12 30,948 932
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.75 89,614 5,623
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.71 46,820 5,839
2017‑09‑30 13F-HR CBOE / CBOE Holdings, Inc. 107.62 54,710 5,888
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.21 21,513 1,489
2017‑09‑30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.37 47,400 1,155
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.99 70,381 64,181 -8.81 5,682 5,262 -7.39
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.57 49,759 29,217 -41.28 7,633 4,779 -37.39
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. 44.87 13,705 615
2017‑09‑30 13F-HR LOGC / Logic Devices Incorporated 0.00 10,000 10,000 0.00 0 0
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.22 22,341 2,954
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. 22.40 25,135 563
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.19 114,851 5,420
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.44 4,105 478
2017‑09‑30 13F-HR TCEHY / Tencent Holding Ltd. 43.92 21,427 941
2017‑09‑30 13F-HR TOMI ENVIRONMENTAL / (890023104) 0.12 25,000 3
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.11 4,550 5,135 12.86 614 740 20.52
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.74 14,073 14,177 0.74 798 847 6.14
2017‑09‑30 13F-HR PLD / Prologis, Inc. 63.46 0 40,937 0 2,598
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.19 31,303 3,418
2017‑09‑30 13F-HR YY / YY Inc. 86.76 6,512 565
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.53 2,968 426
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.29 6,290 5,615 -10.73 403 361 -10.42
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 21,348 21,348 0.00 1,038 1,139 9.73
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.00 24,785 24,484 -1.21 2,160 2,228 3.15
2017‑09‑30 13F-HR TAILORED BRANDS / FIXED (587118AE0) 0.00 286 410 43.36
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.91 32,000 32,000 0.00 247 253 2.43
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 10,400 0 -100.00 510 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 9,179 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR HRDG LVNR INTL EQUITY / (412295503) 17,483 0 -100.00 365 0 -100.00
2017‑09‑30 13F-HR TGINX / TCW Emerging Markets Income N 45,469 0 -100.00 492 0 -100.00
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. 357
2017‑09‑30 13F-HR US TREASURY / FIXED (912828K25) 0.00 5,959 5,917 -0.70
2017‑09‑30 13F-HR US TREASURY / FIXED (912828N63) 0.00 8,306 7,722 -7.03
2017‑09‑30 13F-HR BAIDU / FIXED (056752AD0) 0.00 202 202 0.00
2017‑09‑30 13F-HR AXLE & MANUFACTURING / FIXED (02406PAM2) 0.00 257 308 19.84
2017‑09‑30 13F-HR BEAR STEARNS / FIXED (073902PR3) 0.00 202 200 -0.99
2017‑09‑30 13F-HR CREDIT ACCEPTANCE CORP / FIXED (225310AG6) 349
2017‑09‑30 13F-HR DIAMOND 1 FINANCE / FIXED (25272KAA1) 0.00 205 204 -0.49
2017‑09‑30 13F-HR BOYD GAMING / FIXED (103304BK6) 0.00 214 268 25.23
2017‑09‑30 13F-HR BERRY PLASTICS GROUP / FIXED (085790AY9) 0.00 388 443 14.18
2017‑09‑30 13F-HR CONSOL ENERGY / FIXED (20854PAL3) 0.00 332 495 49.10
2017‑09‑30 13F-HR DYNEGY / FIXED (26817RAN8) 0.00 257 323 25.68
2017‑09‑30 13F-HR ENSCO PLC / FIXED (29358QAA7) 364
2017‑09‑30 13F-HR ENTERPRISE PRODUCTS / FIXED (29379VAF0) 214
2017‑09‑30 13F-HR FERRELL GAS / FIXED (315292AM4) 194
2017‑09‑30 13F-HR FLY LEASING LTD / FIXED (34407DAA7) 208
2017‑09‑30 13F-HR GLOBAL PARTNERS / FIXED (37954FAB0) 202
2017‑09‑30 13F-HR GRAPHIC PACKAGING / FIXED (38869PAM6) 248
2017‑09‑30 13F-HR GRIFFON CORP / FIXED (398433AH5) 203
2017‑09‑30 13F-HR GROUP 1 AUTOMOTIVE / FIXED (398905AK5) 207
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS / FIXED (35906AAP3) 0.00 329 344 4.56
2017‑09‑30 13F-HR NCR / NCR Corp. 204
2017‑09‑30 13F-HR OASIS PETROLEUM / FIXED (674215AD0) 204
2017‑09‑30 13F-HR OPPENHEIMER HOLDINGS / FIXED (683797AD6) 253
2017‑09‑30 13F-HR PLY GEM INDUSTRIES / FIXED (729416AX5) 208
2017‑09‑30 13F-HR PULTE GROUP / FIXED (745867AX9) 208
2017‑09‑30 13F-HR QUAD GRAPHICS / FIXED (747301AC3) 205
2017‑09‑30 13F-HR R.R. DONN & SONS / FIXED (257867AZ4) 206
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 283
2017‑09‑30 13F-HR REVLON CONSUMER PRODS / FIXED (761519BD8) 174
2017‑09‑30 13F-HR RICE ENERGY INC / FIXED (762760AB2) 262
2017‑09‑30 13F-HR RSP PERMIAN / FIXED (74978QAB1) 446
2017‑09‑30 13F-HR 896818AL5 / Triumph Group, Inc. Fixed Income 634
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 440
2017‑09‑30 13F-HR XERIUM TECH / FIXED (98416JAE0) 259
2017‑09‑30 13F-HR BAY AREA TOLL / FIXED (072024VD1) 223
2017‑09‑30 13F-HR LENNAR / FIXED (526057BW3) 0.00 264 316 19.70
2017‑09‑30 13F-HR BLKROCK MUNI OPPS / FIXED (09253E609) 11.64 57,422 54,638 -4.85 663 636 -4.07
2017‑09‑30 13F-HR NEWSTAR FINANCIAL / FIXED (65251FAB1) 0.00 225 534 137.33
2017‑09‑30 13F-HR MONITRONICS INTERNATIONAL / FIXED (609453AG0) 0.00 238 356 49.58
2017‑09‑30 13F-HR ALLIANZGI SHORT DURATION / FIXED (01880B876) 15.14 95,282 104,370 9.54 1,448 1,580 9.12
2017‑09‑30 13F-HR WHITING / FIXED (966387AH5) 0.00 352 368 4.55
2017‑09‑30 13F-HR MALLINCKRODT INTL FINANCE / FIXED (561234AE5) 0.00 256 297 16.02
2017‑09‑30 13F-HR AM CEN TAX FREE BOND / FIXED (025075839) 11.93 84,410 85,675 1.50 1,003 1,022 1.89
2017‑09‑30 13F-HR VERISIGN INC / FIXED (92343EAF9) 0.00 282 336 19.15
2017‑09‑30 13F-HR SAN DIEGO AIRPORT AUTHORITY / FIXED (79739GDJ2) 0.00 222 222 0.00
2017‑09‑30 13F-HR KINDRED HEALTHCARE / FIXED (494580AD5) 0.00 355 190 -46.48
2017‑09‑30 13F-HR LOS ANGELES DIST SPECIAL TAX / FIXED (544386DB8) 0.00 230 236 2.61
2017‑09‑30 13F-HR MARTIN MIDSTREAM LP / FIXED (573334AD1) 0.00 349 351 0.57
2017‑09‑30 13F-HR CALIFORNIA ST / FIXED (13063A4N1) 0.00 216 213 -1.39
2017‑09‑30 13F-HR SEAGATE HDD CAYMAN / FIXED (81180WAL5) 0.00 226 268 18.58
2017‑09‑30 13F-HR BAY AREA TOLL / FIXED (072024RY0) 0.00 214 212 -0.93
2017‑09‑30 13F-HR STATE OF CALIFORNIA / FIXED (13063CQT0) 0.00 243 242 -0.41
2017‑09‑30 13F-HR LEVEL 3 FINANCING INC / FIXED (527298BH5) 0.00 342 386 12.87
2017‑09‑30 13F-HR MGM RESORTS / FIXED (552953CD1) 0.00 343 395 15.16
2017‑09‑30 13F-HR AAIGF / AIA Group, Ltd. 7.36 13,449 13,449 0.00 98 99 1.02
2017‑09‑30 13F-HR AGU / Agrium Inc. 107.19 9,225 8,928 -3.22 835 957 14.61
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 46.62 0 125,125 0 5,833
2017‑09‑30 13F-HR PLCE / Children's Place, Inc. (The) 118.22 6,850 3,705 -45.91 699 438 -37.34
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.47 0 14,721 0 2,745
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.03 18,206 17,856 -1.92 817 804 -1.59
2017‑09‑30 13F-HR AXP / American Express Co. 90.47 37,543 68,953 83.66 3,163 6,238 97.22
2017‑09‑30 13F-HR AGN / Allergan plc 204.91 13,311 12,049 -9.48 3,236 2,469 -23.70
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 195.96 30,858 28,266 -8.40 6,021 5,539 -8.01
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 69,935 79,180 13.22 10,072 12,203 21.16
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.73 5,097 15,238 198.96 718 2,632 266.57
2017‑09‑30 13F-HR XEC / Cimarex Energy Co. 113.67 0 52,000 0 5,911
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.03 4,960 4,880 -1.61 524 576 9.92
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.35 8,772 4,217 -51.93 8,491 4,054 -52.26
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.75 101,065 86,672 -14.24 6,759 6,305 -6.72
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.72 6,130 9,434 53.90 1,096 2,337 113.23
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.09 147,567 158,114 7.15 6,096 8,236 35.10
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.21 7,378 39,864 440.31 1,459 10,134 594.59
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.49 37,451 33,495 -10.56 3,146 3,031 -3.66
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.55 38,870 40,433 4.02 9,059 9,807 8.26
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.38 10,636 10,095 -5.09 1,201 1,195 -0.50
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.60 4,211 3,916 -7.01 527 531 0.76
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 447.17 2,856 2,811 -1.58 1,206 1,257 4.23
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.14 2,809 2,370 -15.63 449 389 -13.36
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.64 62,787 61,482 -2.08 1,965 2,068 5.24
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.24 9,353 9,071 -3.02 2,076 2,152 3.66
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.53 0 32,154 0 2,750
2017‑09‑30 13F-HR ELS / Equity Lifestyles Properties, Inc. 85.08 100,137 99,423 -0.71 8,646 8,459 -2.16
2017‑09‑30 13F-HR GE / General Electric Co. 24.19 28,471 27,242 -4.32 769 659 -14.30
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.02 0 88,531 0 7,173
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.03 39,020 10,220 -73.81 5,519 1,891 -65.74
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.05 33,204 30,499 -8.15 2,802 3,021 7.82
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 97,845 54,194 -44.61 8,943 5,176 -42.12
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.02 14,455 54,747 278.74 1,912 7,118 272.28
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.30 3,091 1,905 -38.37 688 393 -42.88
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.30 3,985 22,085 454.20 1,106 6,853 519.62
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.66 142,759 29,580 -79.28 7,655 1,262 -83.51
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 258.99 1,825 3,255 78.36 458 843 84.06
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.96 15,429 35,565 130.51 1,680 4,124 145.48
2017‑09‑30 13F-HR TDG / Transdigm Group, Inc. 255.79 2,510 2,420 -3.59 675 619 -8.30
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.78 38,635 34,272 -11.29 5,585 6,127 9.70
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.71 32,518 17,149 -47.26 2,347 1,264 -46.14
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.53 4,411 4,176 -5.33 482 495 2.70
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.15 4,515 4,515 0.00 788 854 8.38
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.09 4,825 5,080 5.28 646 732 13.31
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 28,350 20,738 -26.85 1,653 1,114 -32.61
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.72 23,176 21,229 -8.40 5,950 6,108 2.66
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 87.23 6,455 4,700 -27.19 560 410 -26.79
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 226.09 8,757 4,140 -52.72 2,516 936 -62.80
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.59 25,225 24,203 -4.05 4,073 4,516 10.88
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.19 5,297 5,297 0.00 317 340 7.26
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.61 66,128 13,458 -79.65 5,087 1,206 -76.29
2017‑09‑30 13F-HR SINA / Sina Corp. 114.68 4,425 4,700 6.21 376 539 43.35
2017‑09‑30 13F-HR V / Visa, Inc. 105.25 43,537 40,504 -6.97 4,083 4,263 4.41
2017‑09‑30 13F-HR VHC / VirnetX Holding Corp. 3.90 159,250 198,550 24.68 725 774 6.76
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.58 41,858 17,302 -58.67 2,173 927 -57.34
2017‑09‑30 13F-HR WIRECARD AG GERMAN ORD / (015787341) 91.50 4,000 4,000 0.00 255 366 43.53
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.88 11,426 8,537 -25.28 1,533 1,271 -17.09
2017‑09‑30 13F-HR BLACKROCK CA MUNI TRUST / (09248E102) 14.54 14,765 10,245 -30.61 212 149 -29.72
2017‑09‑30 13F-HR AURUBIS AG GERMAN ORD / (008822921) 80.86 3,500 3,500 0.00 275 283 2.91
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.17 46,137 10,938 -76.29 3,492 855 -75.52
2017‑09‑30 13F-HR RPGRF / REA Group Ltd 52.50 4,000 4,000 0.00 204 210 2.94
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.27 43,499 21,221 -51.21 3,191 1,661 -47.95
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.79 36,345 36,290 -0.15 2,349 2,460 4.73
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.81 3,330 359
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.79 1,413 206
2017‑09‑30 13F-HR DEO / Diageo plc 132.12 4,425 6,335 43.16 530 837 57.92
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.70 9,647 6,617 -31.41 8,969 6,443 -28.16
2017‑09‑30 13F-HR MMM / 3M Co. 209.90 31,930 42,153 32.02 6,647 8,848 33.11
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 960.21 578 578 0.00 526 555 5.51
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.77 69,058 63,372 -8.23 4,308 4,041 -6.20
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.66 1,833 1,833 0.00 216 223 3.24
2017‑09‑30 13F-HR CAUSEWAY EMERGING MKTS / (149498107) 13.41 117,905 181,133 53.63 1,450 2,429 67.52
2017‑09‑30 13F-HR HRDG LVNR INTL EQUITY / (412295107) 22.16 149,685 187,968 25.58 3,130 4,165 33.07
2017‑09‑30 13F-HR OAKIX / Oakmark International I 28.77 174,481 213,314 22.26 4,601 6,137 33.38
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.22 21,577 21,989 1.91 5,217 5,524 5.88
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.83 28,137 29,496 4.83 6,000 6,602 10.03
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 178.97 8,142 7,152 -12.16 1,374 1,280 -6.84
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.80 14,582 13,372 -8.30 1,792 1,709 -4.63
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.51 12,175 12,285 0.90 1,515 1,591 5.02
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 177.83 1,516 1,254 -17.28 239 223 -6.69
2017‑09‑30 13F-HR GGOAX / Goldman Sachs Growth Opportunities A 39.52 20,917 25,732 23.02 809 1,017 25.71
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.69 7,007 6,127 -12.56 890 813 -8.65
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.56 12,850 12,850 0.00 1,191 1,228 3.11
2017‑09‑30 13F-HR WELLS FARGO CA TAX FREE / FIXED (94975H676) 11.90 63,104 71,607 13.47 748 852 13.90
2017‑09‑30 13F-HR SUNOCO LOGISTICS PARTNERS / FIXED (86765BAT6) 0.00 245 248 1.22
2017‑09‑30 13F-HR INTC / Intel Corp. 38.09 62,925 95,050 51.05 2,123 3,620 70.51
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.70 20,336 18,083 -11.08 2,691 2,472 -8.14
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.38 4,943 5,156 4.31 958 1,028 7.31
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.87 22,181 1,481 -93.32 3,177 219 -93.11
2017‑09‑30 13F-HR WESTERN ASSET CORE CL I / FIXED (957663305) 12.65 142,733 166,363 16.56 1,793 2,104 17.35
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.39 5,461 7,513 37.58 226 326 44.25
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.08 49,211 45,278 -7.99 6,009 5,256 -12.53
2017‑09‑30 13F-HR CHEMOURS CO / FIXED (163851AB4) 0.00 264 319 20.83
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,046.01 2,430 2,760 13.58 2,273 2,887 27.01
2017‑09‑30 13F-HR EIX / Edison International 77.23 3,990 3,535 -11.40 312 273 -12.50
2017‑09‑30 13F-HR CALPINE CORPORATION / FIXED (131347CF1) 0.00 352 306 -13.07
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.34 0 212,189 0 5,589
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.79 40,538 17,321 -57.27 1,261 516 -59.08
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.53 7,696 7,571 -1.62 344 375 9.01
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.55 21,142 8,270 -60.88 2,963 1,212 -59.10
2017‑09‑30 13F-HR PIMIX / PIMCO Income Instl 12.44 36,467 126,277 246.28 450 1,571 249.11
2017‑09‑30 13F-HR METROPOLITAN WEST TR / FIXED (592905509) 10.68 51,326 51,326 0.00 547 548 0.18
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.81 7,415 34,264 362.09 963 4,996 418.80
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.73 5,497 4,515 -17.86 436 369 -15.37
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.50 3,870 3,180 -17.83 490 380 -22.45
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.13 30,160 30,000 -0.53 4,006 4,264 6.44
2017‑09‑30 13F-HR TCW EMERGING MKTS INC / FIXED (87234N765) 8.57 233,326 296,960 27.27 1,958 2,545 29.98
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.05 7,765 7,220 -7.02 428 383 -10.51
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.49 11,166 10,622 -4.87 1,165 1,248 7.12
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.04 32,702 39,782 21.65 5,305 6,685 26.01
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.52 5,805 5,360 -7.67 364 378 3.85
2017‑09‑30 13F-HR VICTORY SYCAMORE VAL I / (92646A831) 39.40 24,530 50,023 103.93 932 1,971 111.48
2017‑09‑30 13F-HR SAN FRAN AIRPORT COMM / FIXED (79766DGQ6) 0.00 201 201 0.00
2017‑09‑30 13F-HR KYCCF / Keyence Corp. 530.30 462 462 0.00 203 245 20.69
2017‑09‑30 13F-HR SANTANDER HOLDINGS / FIXED (80282KAD8) 0.00 199 201 1.01
2017‑09‑30 13F-HR HCA INC / FIXED (404119BS7) 0.00 216 268 24.07
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.80 0 72,804 0 5,591
2017‑09‑30 13F-HR CSGP / Costar Group, Inc. 268.12 2,405 2,760 14.76 634 740 16.72
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 153,737 133,179 -13.37 10,597 9,921 -6.38
2017‑09‑30 13F-HR WSTRN ASST MNGD MUNIS / FIXED (52469J509) 16.36 22,980 23,526 2.38 376 385 2.39
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 178,564 119,539 -33.06 26,960 20,426 -24.24
2017‑09‑30 13F-HR MWHYX / Metropolitan West High Yield Bond M 9.76 31,060 31,060 0.00 301 303 0.66
2017‑09‑30 13F-HR EATON VANCE HIGH INCOME / FIXED (277923546) 4.58 1,462,873 1,396,003 -4.57 6,685 6,394 -4.35
2017‑09‑30 13F-HR CVGW / Calavo Growers, Inc. 73.07 3,750 3,750 0.00 259 274 5.79
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.31 8,347 8,748 4.80 837 965 15.29
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.66 4,307 1,001 -76.76 1,557 341 -78.10
2017‑09‑30 13F-HR VANGUARD CA TAX-EXEMPT / FIXED (922021506) 12.16 137,736 95,605 -30.59 1,667 1,163 -30.23
2017‑09‑30 13F-HR VANGUARD CA TAX EXEMPT / FIXED (922021308) 11.82 144,192 142,978 -0.84 1,697 1,690 -0.41
2017‑09‑30 13F-HR POWAY SCHOOL DISTRICT / FIXED (73885QFL8) 0.00 204 203 -0.49
2017‑09‑30 13F-HR VIVHY / Vivendi SA 25.20 10,000 10,000 0.00 222 252 13.51
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.66 5,596 5,621 0.45 1,109 1,156 4.24
2017‑09‑30 13F-HR SCOTTS MIRACLE GRO / FIXED (810186AM8) 0.00 295 347 17.63
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 446.99 1,820 1,660 -8.79 894 742 -17.00
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.72 29,497 7,829 -73.46 4,518 1,227 -72.84
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.05 11,250 7,885 -29.91 604 505 -16.39
2017‑09‑30 13F-HR VANGUARD CA TAX EXEMPT / FIXED (922021407) 11.82 122,186 92,405 -24.37 1,438 1,092 -24.06
2017‑09‑30 13F-HR WPX ENERGY / FIXED (98212BAD5) 0.00 296 414 39.86
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 184.64 2,591 2,318 -10.54 496 428 -13.71
2017‑09‑30 13F-HR COR / Coresite Realty Corp 111.90 14,508 14,370 -0.95 1,502 1,608 7.06
2017‑09‑30 13F-HR GOODYEAR TIRE / FIXED (382550BF7) 0.00 389 313 -19.54
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.02 45,177 45,094 -0.18 2,895 2,887 -0.28
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 107.08 2,895 2,895 0.00 299 310 3.68
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.46 51,350 4,725 -90.80 5,443 555 -89.80
2017‑09‑30 13F-HR SGXXY / Sound Global Ltd. 0.38 180,000 180,000 0.00 69 69 0.00
2017‑09‑30 13F-HR OFFICE OF INV & INFRA / FIXED (79770GBD7) 0.00 228 228 0.00
2017‑09‑30 13F-HR VANGUARD TAX EXEMPT / FIXED (922907209) 14.19 22,403 22,403 0.00 317 318 0.32
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.75 6,035 6,635 9.94 336 423 25.89
2017‑09‑30 13F-HR CALIFORNIA ST / FIXED (13063BSH6) 0.00 203 202 -0.49
2017‑09‑30 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.48 20,025 13,390 -33.13 548 301 -45.07
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.17 56,368 80,920 43.56 4,385 6,973 59.02
2017‑09‑30 13F-HR R / Ryder System, Inc. 84.56 0 14,735 0 1,246
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.67 4,360 4,200 -3.67 395 406 2.78
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 53,599 49,132 -8.33 7,144 6,964 -2.52
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.58 11,270 6,360 -43.57 394 239 -39.34
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.84 10,073 8,724 -13.39 973 871 -10.48
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.59 43,324 50,259 16.01 1,356 1,638 20.80
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.82 6,285 4,675 -25.62 603 476 -21.06
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.22 17,978 17,038 -5.23 1,943 1,929 -0.72
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.17 3,556 2,368 -33.41 531 429 -19.21
2017‑09‑30 13F-HR US TREASURY / FIXED (912828D80) 0.00 1,563 1,500 -4.03
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 9.50 51,375 134,575 161.95 557 1,278 129.44
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.95 0 42,551 0 4,168
2017‑09‑30 13F-HR REVLON CONSUMER PRODUCTS / FIXED (761519BF3) 0.00 291 346 18.90
2017‑09‑30 13F-HR UNITED STATES TREASURY T BILL / FIXED (912796LS6) 0.00 19,833 19,883 0.25
2017‑09‑30 13F-HR CSC HOLDINGS / FIXED (126307AF4) 0.00 277 441 59.21
2017‑09‑30 13F-HR EATON VANCE HIGH INCOME / FIXED (277923405) 4.57 167,976 140,945 -16.09 766 644 -15.93
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.40 48,355 83,883 73.47 4,238 8,254 94.76
2017‑09‑30 13F-HR PACW / PacWest Bancorp 50.60 5,000 5,000 0.00 233 253 8.58
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.26 6,140 6,070 -1.14 392 384 -2.04
2017‑09‑30 13F-HR BANK OF AMERICA / FIXED (06051GDX4) 0.00 206 205 -0.49
2017‑09‑30 13F-HR SYK / Stryker Corp. 141.94 3,800 3,445 -9.34 527 489 -7.21
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.78 3,925 6,140 56.43 494 717 45.14
2017‑09‑30 13F-HR COL EMRG CONSUMER / (19762B509) 27.53 17,800 17,800 0.00 465 490 5.38
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 29,915 264,288 783.46 726 6,697 822.45
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.61 5,726 5,679 -0.82 608 560 -7.89
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.48 3,760 5,255 39.76 600 775 29.17
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.51 0 4,432 0 246
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.21 0 37,458 0 5,664
2017‑09‑30 13F-HR FORD MOTOR CREDIT COMPANY / FIXED (345397XF5) 0.00 200 200 0.00
2017‑09‑30 13F-HR MZEI / Medizone International, Inc. 0.06 500,000 500,000 0.00 39 31 -20.51
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.51 13,229 13,967 5.58 762 901 18.24
2017‑09‑30 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 111.09 14,601 54,776 275.15 1,334 6,085 356.15
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.86 46,145 41,478 -10.11 8,556 8,124 -5.05
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 6,215 0 -100.00 680 0 -100.00
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 20,981 0 -100.00 2,953 0 -100.00
2017‑09‑30 13F-HR WDC / Western Digital Corp. 112,275 0 -100.00 9,948 0 -100.00
2017‑09‑30 13F-HR AM CEN DIVERS INC / FIXED (024932600) 111,673 0 -100.00 1,205 0 -100.00
2017‑09‑30 13F-HR AMERICAN CENTURY DIVERSIFIED / FIXED (024932402) 13,645 0 -100.00 147 0 -100.00
2017‑09‑30 13F-HR GOLDMAN SACHS GLOBAL INC / FIXED (38141W109) 11,887 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR GUGG MACRO OPPS P / FIXED (40169J804) 8,623 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR JH INCOME OPPS / FIXED (47804A130) 92,437 0 -100.00 1,001 0 -100.00
2017‑09‑30 13F-HR JPM MORTGAGE BACKED CL I / FIXED (4812C1215) 99,532 0 -100.00 1,117 0 -100.00
2017‑09‑30 13F-HR WESTERN ASSET CORE CL A / FIXED (957663495) 10,803 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 13,981 0 -100.00 1,410 0 -100.00
2017‑09‑30 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 15,050 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR CCL / Carnival Corp. 92,965 0 -100.00 6,096 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 79,026 0 -100.00 1,561 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 72,941 0 -100.00 2,839 0 -100.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 78,900 0 -100.00 5,849 0 -100.00
2017‑09‑30 13F-HR CSX / CSX Corp. 80,290 0 -100.00 4,381 0 -100.00
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 10,397 0 -100.00 1,042 0 -100.00
2017‑09‑30 13F-HR DE / Deere & Co. 56,323 0 -100.00 6,961 0 -100.00
2017‑09‑30 13F-HR DOV / Dover Corp. 35,678 0 -100.00 2,862 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 23,776 0 -100.00 1,500 0 -100.00
2017‑09‑30 13F-HR DXC / DXC Technology Company 19,489 0 -100.00 1,495 0 -100.00
2017‑09‑30 13F-HR RACE / Ferrari N.V. 38,569 0 -100.00 3,318 0 -100.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 29,986 0 -100.00 4,792 0 -100.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 52,788 0 -100.00 773 0 -100.00
2017‑09‑30 13F-HR SAP / SAP SE 15,278 0 -100.00 1,599 0 -100.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 35,161 0 -100.00 3,045 0 -100.00
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 29,493 0 -100.00 2,638 0 -100.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 19,412 0 -100.00 752 0 -100.00
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 120,285 0 -100.00 5,563 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 4,657 0 -100.00 417 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 3,732 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR CAUSEWAY EMRGNG MKTS I / (149498206) 44,693 0 -100.00 554 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 4,000 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR VICTORY SYCAMORE VALUE / (926464231) 29,068 0 -100.00 1,104 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 27,370 0 -100.00 3,871 0 -100.00
2017‑09‑30 13F-HR GLW / Corning, Inc. 106,752 0 -100.00 3,208 0 -100.00
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 23,017 0 -100.00 1,372 0 -100.00
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 34,660 0 -100.00 3,168 0 -100.00
2017‑09‑30 13F-HR JAG / Jagged Peak Energy Inc. 34,025 0 -100.00 454 0 -100.00
2017‑09‑30 13F-HR MDT / Medtronic plc 69,889 0 -100.00 6,203 0 -100.00
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 12,202 0 -100.00 2,949 0 -100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 59,103 0 -100.00 2,553 0 -100.00
2017‑09‑30 13F-HR MS / Morgan Stanley 69,258 0 -100.00 3,086 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 45,889 0 -100.00 2,656 0 -100.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 22,921 0 -100.00 2,647 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 2,886 0 -100.00 477 0 -100.00
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 6,546 0 -100.00 446 0 -100.00
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 4,052 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 5,158 0 -100.00 458 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 8,457 0 -100.00 463 0 -100.00
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR 2,737 0 -100.00 224 0 -100.00