InvestorKrilogy Financial LLC
Portfolio Value $ 414,225,000
Current Positions755
Opened Positions5
Closed Positions92


Latest Holdings, Performance, AUM (from 13F, 13D)

Krilogy Financial LLC has disclosed 755 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 414,225,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Krilogy Financial LLC's top holdings are Schwab U.S. Large-Cap Value ETF (NYSE:SCHV) , Schwab U.S. Large-Cap Growth ETF (NYSE:SCHG) , Schwab U.S. Aggregate Bond ETF (NYSE:SCHZ) , Schwab International Equity ETF (NYSE:SCHF) , and SPDR S&P 400 Mid Cap Value ETF (NYSE:MDYV) . Krilogy Financial LLC's new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , BlackRock MuniVest Fund, Inc. (AMEX:MVF) , Invesco Van Kampen Municipal Trust, Inc. (NYSE:VKQ) , BlackRock Municipal Income Trust (NYSE:BFK) , and PIMCO Municipal Income Fund (NYSE:PMF) .

All Krilogy Financial LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 0.00 75 0
2017-12-31 13F-HR LEN.B / Lennar Corp. 100.00 10 1
2017-12-31 13F-HR WESTERN ASSET EMRG MKT D / (95766A101) 132
2017-12-31 13F-HR SEA LTD / ADR (81141R100) 0.00 3,142 0
2017-12-31 13F-HR KWEB / KraneShares CSI China Internet ETF 59.13 575 34
2017-12-31 13F-HR PLD / Prologis, Inc. 64.78 247 247 0.00 16 16 0.00
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 20.20 321 99 -69.16 6 2 -66.67
2017-12-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 163
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 34 34 0.00
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 24 23 -4.17
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 14 299 2,035.71
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 131
2017-12-31 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 45
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 29 28 -3.45
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 27
2017-12-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 134
2017-12-31 13F-HR EVN / Eaton Vance Municipal Income Trust 52
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 10 11 10.00
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL M / (01864U106) 143
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 3.01 998 998 0.00 3 3 0.00
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 34.48 29 29 0.00 1 1 0.00
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.61 5,971 5,382 -9.86 490 450 -8.16
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.70 1,103 581 -47.33 36 19 -47.22
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 85.47 234 234 0.00 20 20 0.00
2017-12-31 13F-HR WTR / Aqua America, Inc. 40.00 150 6
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.72 5,592 5,065 -9.42 437 500 14.42
2017-12-31 13F-HR WB / Weibo Corporation 100.00 100 10
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 28.57 700 20
2017-12-31 13F-HR WATT / Energous Corporation 20.00 900 900 0.00 11 18 63.64
2017-12-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.82 2,933 152
2017-12-31 13F-HR VUZI / Vuzix Corp 6.00 1,000 1,000 0.00 5 6 20.00
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 153.85 138 52 -62.32 20 8 -60.00
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.47 4,841 4,028 -16.79 511 449 -12.13
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.77 1,064 741 -30.36 82 68 -17.07
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.99 38,729 44,502 14.91 3,218 3,693 14.76
2017-12-31 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 61.40 114 114 0.00 7 7 0.00
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.16 5,851 5,851 0.00 78 77 -1.28
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.23 348 363 4.31 44 48 9.09
2017-12-31 13F-HR URI / United Rentals, Inc. 170.00 100 100 0.00 14 17 21.43
2017-12-31 13F-HR V / Visa, Inc. 113.95 2,691 2,229 -17.17 283 254 -10.25
2017-12-31 13F-HR URBN / Urban Outfitters, Inc. 35.56 703 703 0.00 17 25 47.06
2017-12-31 13F-HR UNP / Union Pacific Corp. 133.89 2,440 2,151 -11.84 283 288 1.77
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.23 1,013 613 -39.49 198 135 -31.82
2017-12-31 13F-HR COH / Coach, Inc. 44.44 225 10
2017-12-31 13F-HR TWX / Time Warner, Inc. 90.53 243 243 0.00 25 22 -12.00
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.66 381 116 -69.55 72 22 -69.44
2017-12-31 13F-HR TTNP / Titan Pharmaceuticals, Inc. 1.25 800 800 0.00 1 1 0.00
2017-12-31 13F-HR TGTX / TG Therapeutics, Inc. 6.67 300 300 0.00 4 2 -50.00
2017-12-31 13F-HR TGT / Target Corp. 65.13 574 261 -54.53 34 17 -50.00
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.13 3,300 3,100 -6.06 70 81 15.71
2017-12-31 13F-HR T / AT & T, Inc. 38.88 25,034 38,326 53.10 981 1,490 51.89
2017-12-31 13F-HR SYF / Synchrony Financial 38.17 262 10
2017-12-31 13F-HR SWX / Southwest Gas Corp. 80.00 400 400 0.00 31 32 3.23
2017-12-31 13F-HR SU / Suncor Energy Inc. 37.04 1,485 1,485 0.00 52 55 5.77
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.56 5,099 1,549 -69.62 305 100 -67.21
2017-12-31 13F-HR SPIR / Spire Corp. 75.28 1,408 1,408 0.00 105 106 0.95
2017-12-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 36.59 156,327 327,446 109.46 11,252 11,981 6.48
2017-12-31 13F-HR SO / Southern Co. (The) 48.08 7,122 10,773 51.26 350 518 48.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.18 975 705 -27.69 14 10 -28.57
2017-12-31 13F-HR SLV / iShares Silver Trust 15.56 900 900 0.00 14 14 0.00
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 28.57 1,875 175 -90.67 52 5 -90.38
2017-12-31 13F-HR SLF / SunLife Financial Inc. 42.37 118 118 0.00 5 5 0.00
2017-12-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 48.78 287 14
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.48 3,816 3,567 -6.53 348 337 -3.16
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.06 1,364 1,487 9.02 115 125 8.70
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.04 526,388 577,857 9.78 27,562 30,072 9.11
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.62 129,751 134,434 3.61 5,337 5,595 4.83
2017-12-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.94 606,633 624,820 3.00 16,325 17,457 6.93
2017-12-31 13F-HR SAP / SAP SE 90.91 22 22 0.00 2 2 0.00
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 65.22 46 46 0.00 3 3 0.00
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 103.45 29 29 0.00 3 3 0.00
2017-12-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 66.57 706 706 0.00 43 47 9.30
2017-12-31 13F-HR RFG / Guggenheim S&P Midcap 400 Pure Growth ETF 153.85 78 78 0.00 11 12 9.09
2017-12-31 13F-HR REGI / Renewable Energy Group, Inc. 0.00 40 40 0.00 0 0
2017-12-31 13F-HR QLD / ProShares Ultra QQQ 73.68 2,280 1,140 -50.00 146 84 -42.47
2017-12-31 13F-HR PX / Praxair, Inc. 155.26 591 380 -35.70 83 59 -28.92
2017-12-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 41.10 73 3
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 115.42 1,005 1,005 0.00 107 116 8.41
2017-12-31 13F-HR PJT / PJT Partners Inc. 76.92 13 13 0.00 0 1
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.24 14,823 16,252 9.64 529 589 11.34
2017-12-31 13F-HR PBYI / Puma Biotechnology Inc. 100.00 100 10
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.67 267 17
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 20.00 0 200 0 4
2017-12-31 13F-HR NUE / Nucor Corp. 54.05 1,737 37 -97.87 97 2 -97.94
2017-12-31 13F-HR NRG / NRG Energy, Inc. 47.62 21 1
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.67 150 225 50.00 43 69 60.47
2017-12-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.00 300 6
2017-12-31 13F-HR NCR / NCR Corp. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR MUR / Murphy Oil Corp. 33.33 120 120 0.00 3 4 33.33
2017-12-31 13F-HR MS / Morgan Stanley 52.89 1,814 1,002 -44.76 87 53 -39.08
2017-12-31 13F-HR MSG / The Madison Square Garden Company 211.54 468 468 0.00 100 99 -1.00
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.33 600 600 0.00 14 17 21.43
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 5.00 1,000 5
2017-12-31 13F-HR MELI / MercadoLibre, Inc. 300.00 10 10 0.00 3 3 0.00
2017-12-31 13F-HR MDXG / MiMedx Group, Inc. 15.00 200 200 0.00 2 3 50.00
2017-12-31 13F-HR MDT / Medtronic plc 81.22 807 591 -26.77 63 48 -23.81
2017-12-31 13F-HR MCRB / Seres Therapeutics, Inc. 10.00 400 4
2017-12-31 13F-HR KO / Coca Cola Co. 45.89 9,994 8,957 -10.38 450 411 -8.67
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.00 2,500 45
2017-12-31 13F-HR KEM / KEMET Corp. 14.47 776 760 -2.06 16 11 -31.25
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.94 25,328 277
2017-12-31 13F-HR HCA / HCA Holdings Inc. 86.96 46 46 0.00 4 4 0.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.05 1,450 428 -70.48 59 15 -74.58
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.84 189 190 0.53 34 45 32.35
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.24 1,001 1,003 0.20 237 255 7.59
2017-12-31 13F-HR GIS / General Mills, Inc. 59.03 1,948 1,948 0.00 101 115 13.86
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.20 23,137 23,153 0.07 1,329 1,417 6.62
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.23 156 3
2017-12-31 13F-HR FGEN / FibroGen, Inc. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR ENB / Enbridge Inc. 40.40 198 8
2017-12-31 13F-HR DLTH / Duluth Holdings Inc. 20.00 200 4
2017-12-31 13F-HR DIOD / Diodes Incorporated 0.00 5 5 0.00 0 0
2017-12-31 13F-HR DFS / Discover Financial Services 90.91 33 33 0.00 2 3 50.00
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.35 2,772 2,772 0.00 36 37 2.78
2017-12-31 13F-HR IOO / iShares Global 100 ETF 93.33 75 75 0.00 7 7 0.00
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR PMM / Putnam Managed Municipal Income Trust 115 113 -1.74
2017-12-31 13F-HR ING / ING Groep N.V. 18.41 7,280 7,280 0.00 134 134 0.00
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.62 3,200 3,200 0.00 418 434 3.83
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. 110.00 100 100 0.00 11 11 0.00
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 200.00 0 5 0 1
2017-12-31 13F-HR INGR / Ingredion, Inc. 153.85 13 13 0.00 2 2 0.00
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 157.89 19 19 0.00 3 3 0.00
2017-12-31 13F-HR WHR / Whirlpool Corp. 173.91 46 46 0.00 8 8 0.00
2017-12-31 13F-HR EBAY / eBay, Inc. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR SAIC / Science Applications International Corp. 80.00 125 125 0.00 8 10 25.00
2017-12-31 13F-HR SLGN / Silgan Holdings, Inc. 30.00 400 400 0.00 12 12 0.00
2017-12-31 13F-HR IVR / Invesco Mortgage Capital Inc. 17.61 511 511 0.00 9 9 0.00
2017-12-31 13F-HR UAA / Under Armour, Inc. 13.18 1,732 607 -64.95 26 8 -69.23
2017-12-31 13F-HR ENS / EnerSys 70.00 900 900 0.00 62 63 1.61
2017-12-31 13F-HR PNW / Pinnacle West Capital Corp. 85.20 2,500 2,500 0.00 211 213 0.95
2017-12-31 13F-HR APRI / Apricus Biosciences, Inc. 0.00 150 150 0.00 0 0
2017-12-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 39.22 51 51 0.00 2 2 0.00
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 5.92 169 169 0.00 1 1 0.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,500.00 15 2 -86.67 27 3 -88.89
2017-12-31 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 75.47 53 53 0.00 4 4 0.00
2017-12-31 13F-HR UPW / ProShares Ultra Utilities 47.14 2,100 2,100 0.00 100 99 -1.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 30.67 200 750 275.00 9 23 155.56
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 8.89 225 225 0.00 3 2 -33.33
2017-12-31 13F-HR CVRR / CVR Refining LP 20.00 100 100 0.00 1 2 100.00
2017-12-31 13F-HR HRTX / Heron Therapeutics, Inc. 20.00 0 200 0 4
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. 15.00 200 200 0.00 3 3 0.00
2017-12-31 13F-HR AON / Aon Plc 133.33 15 15 0.00 2 2 0.00
2017-12-31 13F-HR GG / Goldcorp, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR RPRX / Repros Therapeutics, Inc. 0.00 500 500 0.00 0 0
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.00 1,000 1,000 0.00 6 5 -16.67
2017-12-31 13F-HR EXPE / Expedia, Inc. 133.33 900 30 -96.67 130 4 -96.92
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.13 7,290 3,810 -47.74 505 271 -46.34
2017-12-31 13F-HR OLN / Olin Corp. 35.56 900 900 0.00 31 32 3.23
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 75.00 200 200 0.00 13 15 15.38
2017-12-31 13F-HR CAL / Caleres, Inc. 33.75 1,000 800 -20.00 31 27 -12.90
2017-12-31 13F-HR XCO / EXCO Resources, Inc. 75 0 -100.00 0 0
2017-12-31 13F-HR TER / Teradyne, Inc. 4,790 0 -100.00 179 0 -100.00
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 205 0 -100.00 29 0 -100.00
2017-12-31 13F-HR HSIC / Henry Schein, Inc. 164 0 -100.00 13 0 -100.00
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 1,480 0 -100.00 55 0 -100.00
2017-12-31 13F-HR FMC / FMC Corp. 538 0 -100.00 48 0 -100.00
2017-12-31 13F-HR SAL / Salisbury Bancorp, Inc. 6,000 0 -100.00 279 0 -100.00
2017-12-31 13F-HR XYL / Xylem, Inc. 301 0 -100.00 19 0 -100.00
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 1,880 0 -100.00 280 0 -100.00
2017-12-31 13F-HR VMW / VMWare, Inc. 880 0 -100.00 96 0 -100.00
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 1,100 0 -100.00 13 0 -100.00
2017-12-31 13F-HR TBBK / Bancorp Inc. (The) 8,000 0 -100.00 66 0 -100.00
2017-12-31 13F-HR SVMLF / Silvercorp Metals Inc. 300 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TDC / Teradata Corp. 1,106 0 -100.00 37 0 -100.00
2017-12-31 13F-HR SYY / SYSCO Corp. 289 0 -100.00 16 0 -100.00
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 150 0 -100.00 3 0 -100.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 1,411 0 -100.00 50 0 -100.00
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 600 0 -100.00 10 0 -100.00
2017-12-31 13F-HR STX / Seagate Technology PLC 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR STML / Stemline Therapeutics, Inc. 300 0 -100.00 3 0 -100.00
2017-12-31 13F-HR RWJ / RevenueShares ETF 1,219 0 -100.00 84 0 -100.00
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 386 0 -100.00 5 0 -100.00
2017-12-31 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR POST / Post Holdings, Inc. 3,150 0 -100.00 278 0 -100.00
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 1 0 -100.00 0 0
2017-12-31 13F-HR PBH / Prestige Brands Holdings, Inc. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR O / Realty Income Corp. 300 0 -100.00 17 0 -100.00
2017-12-31 13F-HR M / Macy's, Inc. 700 0 -100.00 15 0 -100.00
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 225 0 -100.00 19 0 -100.00
2017-12-31 13F-HR LPCN / Lipocine Inc. 400 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 3,360 0 -100.00 247 0 -100.00
2017-12-31 13F-HR INTU / Intuit Inc. 200 0 -100.00 28 0 -100.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 200 0 -100.00 10 0 -100.00
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 121 0 -100.00 14 0 -100.00
2017-12-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 10,000 0 -100.00 71 0 -100.00
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 351 0 -100.00 24 0 -100.00
2017-12-31 13F-HR HUB.A / Hubbell Inc 345 0 -100.00 40 0 -100.00
2017-12-31 13F-HR GCO / Genesco Inc. 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GFED / Guaranty Federal Bancshares, Inc. 6,250 0 -100.00 134 0 -100.00
2017-12-31 13F-HR GNTX / Gentex Corp. 800 0 -100.00 16 0 -100.00
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) 18 0 -100.00 0 0
2017-12-31 13F-HR ECL / Ecolab, Inc. 265 0 -100.00 34 0 -100.00
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.42 118 118 0.00 3 3 0.00
2017-12-31 13F-HR HCAP / Harvest Capital Credit Corp 10.73 1,491 1,491 0.00 20 16 -20.00
2017-12-31 13F-HR TIER / Tier Reit Inc. 20.60 1,359 1,359 0.00 26 28 7.69
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT / COM SH BEN INT (67070X101) 52
2017-12-31 13F-HR NUVEEN MISSOURI QLT MUN / (67060Q108) 165
2017-12-31 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 28
2017-12-31 13F-HR HYB / New America High Income Fund, Inc. 41
2017-12-31 13F-HR XHNWX / Pioneer Diversified High Income 18 17 -5.56
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 76
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 41
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 452
2017-12-31 13F-HR MFS INTERMEDIATE HIGH IN / SH BEN INT (59318T109) 15
2017-12-31 13F-HR WR / Westar Energy, Inc. 51.89 424 424 0.00 21 22 4.76
2017-12-31 13F-HR VGR / Vector Group, Ltd. 20.66 242 242 0.00 5 5 0.00
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.44 666 468 -29.73 94 69 -26.60
2017-12-31 13F-HR UYG / ProShares Ultra Financials 127.96 2,446 2,446 0.00 276 313 13.41
2017-12-31 13F-HR USB / U.S. Bancorp 53.62 4,320 4,588 6.20 231 246 6.49
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 142.86 7 7 0.00 1 1 0.00
2017-12-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 0.00 11 11 0.00 0 0
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 173.18 318 179 -43.71 47 31 -34.04
2017-12-31 13F-HR PUK / Prudential PLC 50.00 40 40 0.00 2 2 0.00
2017-12-31 13F-HR PATK / Patrick Industries, Inc. 74.47 63 94 49.21 5 7 40.00
2017-12-31 13F-HR NLNK / NewLink Genetics Corp 8.00 500 500 0.00 5 4 -20.00
2017-12-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.14 7,528 7,528 0.00 116 114 -1.72
2017-12-31 13F-HR LOXO / Loxo Oncology, Inc. 80.00 100 8
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 161.42 366 254 -30.60 55 41 -25.45
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 9.27 1,403 1,403 0.00 12 13 8.33
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 170.39 960 986 2.71 158 168 6.33
2017-12-31 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 35.15 1,410 1,337 -5.18 49 47 -4.08
2017-12-31 13F-HR HZNP / Horizon Pharma plc 14.00 500 500 0.00 6 7 16.67
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.76 1,282 1,082 -15.60 63 56 -11.11
2017-12-31 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 49.98 3,321 3,161 -4.82 153 158 3.27
2017-12-31 13F-HR FDX / FedEx Corp. 249.51 512 513 0.20 116 128 10.34
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.00 300 600 100.00 7 18 157.14
2017-12-31 13F-HR ETR / Entergy Corp. 81.41 2,432 2,432 0.00 186 198 6.45
2017-12-31 13F-HR ENDP / Endo International plc 8.00 500 4
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 19.13 575 11
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 90.91 22 22 0.00 2 2 0.00
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 181.82 11 11 0.00 2 2 0.00
2017-12-31 13F-HR CUZ / Cousins Properties, Inc. 6.54 153 1
2017-12-31 13F-HR CPB / Campbell Soup Co. 47.86 1,400 67
2017-12-31 13F-HR BLACKROCK ENH CAP & INC / (09256A109) 16.00 1,000 16
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.98 141,412 2,260
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.43 1,400 86
2017-12-31 13F-HR BZUN / Baozun Inc. 30.00 200 6
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 55.02 309 17
2017-12-31 13F-HR BIZD / Market Vectors BDC Income ETF 17.14 350 6
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 55.00 400 22
2017-12-31 13F-HR APLE / Apple Hospitality REIT, Inc. 20.00 900 18
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 10.00 500 5
2017-12-31 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 30.00 100 3
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0 0 7
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.79 444 444 0.00 18 19 5.56
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.00 1,000 1,000 0.00 4 4 0.00
2017-12-31 13F-HR DEO / Diageo plc 149.61 127 127 0.00 17 19 11.76
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 71 71 0.00 0 0
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.15 1,613 1,430 -11.35 1,571 1,506 -4.14
2017-12-31 13F-HR VALE / Vale S.A. 12.33 649 649 0.00 7 8 14.29
2017-12-31 13F-HR ALL / Allstate Corp. (The) 100.00 30 30 0.00 3 3 0.00
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.15 13,880 13,880 0.00 139 127 -8.63
2017-12-31 13F-HR FCSC / Fibrocell Science Inc. 0.00 200 200 0.00 1 0 -100.00
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 111.11 9 9 0.00 1 1 0.00
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 250.00 16 16 0.00 3 4 33.33
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 43.48 46 46 0.00 2 2 0.00
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 159.09 355 44 -87.61 52 7 -86.54
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 69.65 254 402 58.27 16 28 75.00
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 125.00 33 32 -3.03 4 4 0.00
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.47 4,225 4,225 0.00 40 40 0.00
2017-12-31 13F-HR BAX / Baxter International, Inc. 65.22 6,102 736 -87.94 383 48 -87.47
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.00 125 125 0.00 5 5 0.00
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.82 2,046 2,164 5.77 89 97 8.99
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 106,264 112,288 5.67 6,280 7,181 14.35
2017-12-31 13F-HR GAM / General American Investors Co., Inc. 15 14 -6.67
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.01 2,461 3,166 28.65 158 209 32.28
2017-12-31 13F-HR UTX / United Technologies Corp. 127.74 3,188 2,787 -12.58 370 356 -3.78
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.28 23,718 26,994 13.81 1,624 1,951 20.14
2017-12-31 13F-HR UFS / Domator Corp. 48.00 125 125 0.00 5 6 20.00
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.00 1,000 1,000 0.00 6 6 0.00
2017-12-31 13F-HR DOX / Amdocs Ltd. 66.00 500 500 0.00 32 33 3.13
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 3.33 600 600 0.00 3 2 -33.33
2017-12-31 13F-HR AGII / Argo Group International Holdings, Ltd. 62.02 387 387 0.00 24 24 0.00
2017-12-31 13F-HR LEA / Lear Corp. 174.16 178 178 0.00 31 31 0.00
2017-12-31 13F-HR GXP / Great Plains Energy, Inc. 32.00 1,000 1,000 0.00 30 32 6.67
2017-12-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 41.06 340 341 0.29 13 14 7.69
2017-12-31 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. 40.00 200 200 0.00 5 8 60.00
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.63 24,296 24,546 1.03 870 899 3.33
2017-12-31 13F-HR HSY / Hershey Company (The) 113.33 600 600 0.00 66 68 3.03
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.76 3,552 2,426 -31.70 176 128 -27.27
2017-12-31 13F-HR ES / Eversource Energy 63.25 4,000 4,000 0.00 242 253 4.55
2017-12-31 13F-HR FF / FutureFuel Corp. 14.04 5,170 9,191 77.78 81 129 59.26
2017-12-31 13F-HR F / Ford Motor Co. 12.48 8,843 8,896 0.60 106 111 4.72
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 148,774 159,786 7.40 3,847 4,460 15.93
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.66 743 383 -48.45 109 60 -44.95
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.51 1,302 1,369 5.15 75 76 1.33
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.88 31,834 36,391 14.31 1,718 2,070 20.49
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.19 1,342 711 -47.02 55 30 -45.45
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 107.14 116 56 -51.72 13 6 -53.85
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.70 29,168 32,168 10.29 2,627 3,175 20.86
2017-12-31 13F-HR CELG / Celgene Corp. 104.24 3,522 3,300 -6.30 514 344 -33.07
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR CMN / Cantel Medical Corp. 103.10 3,489 1,678 -51.91 329 173 -47.42
2017-12-31 13F-HR MNKD / MannKind Corp. 0.00 200 200 0.00 0 0
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.69 39,086 43,042 10.12 3,194 3,559 11.43
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.80 5,351 5,000 -6.56 28 24 -14.29
2017-12-31 13F-HR RACE / Ferrari N.V. 100.00 100 100 0.00 11 10 -9.09
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 22.95 1,601 2,048 27.92 37 47 27.03
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.30 133 133 0.00 16 16 0.00
2017-12-31 13F-HR PCG / PG&E Corp. 45.10 1,059 1,774 67.52 72 80 11.11
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.00 650 500 -23.08 42 32 -23.81
2017-12-31 13F-HR KEY / KeyCorp 21.37 234 234 0.00 4 5 25.00
2017-12-31 13F-HR ZNGA / Zynga Inc. 3.33 300 300 0.00 1 1 0.00
2017-12-31 13F-HR CMI / Cummins, Inc. 177.00 1,000 1,000 0.00 168 177 5.36
2017-12-31 13F-HR CVX / Chevron Corp. 125.27 4,178 3,664 -12.30 491 459 -6.52
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.68 30,767 34,117 10.89 2,184 2,582 18.22
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.64 8,950 10,144 13.34 475 534 12.42
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 74.07 127 27 -78.74 8 2 -75.00
2017-12-31 13F-HR ILMN / Illumina, Inc. 166.67 6 6 0.00 1 1 0.00
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.62 2,600 2,600 0.00 39 38 -2.56
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.54 2,091 2,238 7.03 254 272 7.09
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.08 2,480 2,480 0.00 25 25 0.00
2017-12-31 13F-HR MLPA / Global X MLP ETF 10.67 375 375 0.00 4 4 0.00
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.98 242 242 0.00 15 15 0.00
2017-12-31 13F-HR GPN / Global Payments, Inc. 100.72 417 417 0.00 40 42 5.00
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 82.02 1,329 1,329 0.00 108 109 0.93
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.39 43,764 45,169 3.21 9,973 10,271 2.99
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.01 5,836 5,348 -8.36 225 214 -4.89
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 131.76 825 425 -48.48 84 56 -33.33
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.03 2,856 2,046 -28.36 148 131 -11.49
2017-12-31 13F-HR SGEN / Seattle Genetics, Inc. 53.33 300 300 0.00 16 16 0.00
2017-12-31 13F-HR LEN / Lennar Corp. 63.87 300 501 67.00 16 32 100.00
2017-12-31 13F-HR GPC / Genuine Parts Co. 96.77 186 186 0.00 18 18 0.00
2017-12-31 13F-HR ETN / Eaton Corporation 79.04 525 3,163 502.48 40 250 525.00
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.86 175 175 0.00 16 18 12.50
2017-12-31 13F-HR ABT / Abbott Laboratories 57.27 2,798 1,624 -41.96 149 93 -37.58
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 0 66,203 0 910
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.84 6,956 7,165 3.00 633 658 3.95
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.49 2,303 2,301 -0.09 140 153 9.29
2017-12-31 13F-HR XT / iShs Exponentl Tech 47.62 21 21 0.00 1 1 0.00
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.33 525 525 0.00 25 28 12.00
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.56 8,131 9,455 16.28 606 809 33.50
2017-12-31 13F-HR EXC / Exelon Corp. 39.40 11,041 11,041 0.00 416 435 4.57
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.58 78,944 87,085 10.31 8,409 9,194 9.34
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 20.00 866 50 -94.23 24 1 -95.83
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 222.22 9 9 0.00 1 2 100.00
2017-12-31 13F-HR XNTK / SPDR NYSE Technology ETF 81.40 172 172 0.00 14 14 0.00
2017-12-31 13F-HR IP / International Paper Company 58.04 2,746 2,188 -20.32 156 127 -18.59
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 125.73 101,352 106,603 5.18 12,809 13,403 4.64
2017-12-31 13F-HR DBO / PowerShares DB Oil Fund 9.95 1,005 1,005 0.00 9 10 11.11
2017-12-31 13F-HR MSGN / MSG Networks Inc. 20.20 1,287 1,287 0.00 27 26 -3.70
2017-12-31 13F-HR DERM / Dermira, Inc. 26.67 150 150 0.00 4 4 0.00
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.54 1,352 1,352 0.00 45 44 -2.22
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.90 1,156 1,158 0.17 110 118 7.27
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.68 1,933 1,933 0.00 292 328 12.33
2017-12-31 13F-HR FB / Facebook, Inc. 176.50 11,150 10,623 -4.73 1,905 1,875 -1.57
2017-12-31 13F-HR PII / Polaris Industries, Inc 124.00 6,500 6,500 0.00 680 806 18.53
2017-12-31 13F-HR SQ / Square, Inc. 33.33 330 330 0.00 10 11 10.00
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.53 544 547 0.55 83 90 8.43
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 142.09 370 373 0.81 50 53 6.00
2017-12-31 13F-HR X / United States Steel Corp. 35.17 2,017 2,019 0.10 52 71 36.54
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 62.50 32 32 0.00 2 2 0.00
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.66 4,976 4,903 -1.47 262 268 2.29
2017-12-31 13F-HR JCI / Johnson Controls International plc 0.00 7 7 0.00 0 0
2017-12-31 13F-HR MAR / Marriott International, Inc. 136.36 373 374 0.27 41 51 24.39
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.67 1,636 750 -54.16 205 101 -50.73
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 309.28 194 194 0.00 66 60 -9.09
2017-12-31 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 14.93 8,507 8,507 0.00 128 127 -0.78
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 145.21 300 303 1.00 42 44 4.76
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.19 2,348 3,813 62.39 197 321 62.94
2017-12-31 13F-HR NFX / Newfield Exploration Company 0.00 9 9 0.00 0 0
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.09 895 897 0.22 52 53 1.92
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.92 6,334 7,296 15.19 77 87 12.99
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 0.00 24 24 0.00 0 0
2017-12-31 13F-HR CRUS / Cirrus Logic, Inc. 52.31 650 650 0.00 35 34 -2.86
2017-12-31 13F-HR MET / MetLife, Inc. 50.62 3,134 2,331 -25.62 163 118 -27.61
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 24.23 606 619 2.15 15 15 0.00
2017-12-31 13F-HR GD / General Dynamics Corp. 202.70 221 222 0.45 45 45 0.00
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.07 10,126 10,219 0.92 662 716 8.16
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.60 83,090 91,601 10.24 4,243 4,635 9.24
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.11 2,471 2,178 -11.86 96 83 -13.54
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 87 88 1.15
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 856 838 -2.10
2017-12-31 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 39.00 54,616 57,746 5.73 2,066 2,252 9.00
2017-12-31 13F-HR RDUS / Radius Health, Inc. 30.00 200 200 0.00 8 6 -25.00
2017-12-31 13F-HR PNK / Pinnacle Entertainment, Inc. New 32.48 1,016 1,016 0.00 22 33 50.00
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.00 1,700 200 -88.24 37 5 -86.49
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 153.09 402 405 0.75 61 62 1.64
2017-12-31 13F-HR BBL / BHP Billiton Plc 41.07 487 487 0.00 17 20 17.65
2017-12-31 13F-HR MCD / McDonald's Corp. 172.31 2,241 2,246 0.22 351 387 10.26
2017-12-31 13F-HR ASIX / AdvanSix Inc. 48.39 66 62 -6.06 3 3 0.00
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.54 1,550 1,890 21.94 99 139 40.40
2017-12-31 13F-HR CDE / Coeur Mining, Inc. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR SID / Companhia Siderurgica Nacional-CSN 2.35 1,700 1,700 0.00 5 4 -20.00
2017-12-31 13F-HR GURU / Global X Funds 30.82 292 292 0.00 8 9 12.50
2017-12-31 13F-HR MO / Altria Group, Inc. 71.42 13,197 12,643 -4.20 837 903 7.89
2017-12-31 13F-HR QSR / Restaurant Brands International Inc. 61.54 1,975 65 -96.71 126 4 -96.83
2017-12-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 155.48 98,104 99,060 0.97 14,466 15,402 6.47
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.91 1,386 1,786 28.86 39 57 46.15
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 0.00 6 12 100.00 0 0
2017-12-31 13F-HR PNM / PNM Resources, Inc. 40.43 500 3,834 666.80 20 155 675.00
2017-12-31 13F-HR HBP / Huttig Building Products, Inc. 6.65 158,723 156,223 -1.58 1,121 1,039 -7.31
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 45.00 200 200 0.00 9 9 0.00
2017-12-31 13F-HR NOK / Nokia Corp. 0.00 25 25 0.00 0 0
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38.79 464 464 0.00 18 18 0.00
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.63 1,140 1,140 0.00 5 3 -40.00
2017-12-31 13F-HR FLR / Fluor Corp. 51.42 2,120 2,120 0.00 89 109 22.47
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.51 25,653 26,631 3.81 1,563 1,718 9.92
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.48 3,173 2,107 -33.60 203 119 -41.38
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.78 40,937 41,064 0.31 2,458 2,619 6.55
2017-12-31 13F-HR SPXC / SPX Corporation 31.65 948 948 0.00 28 30 7.14
2017-12-31 13F-HR MN / Manning & Napier, Inc. 3.67 3,000 3,000 0.00 12 11 -8.33
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 110.00 250 200 -20.00 26 22 -15.38
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 90.91 11 11 0.00 1 1 0.00
2017-12-31 13F-HR KMPR / Kemper Corporation 68.67 1,500 1,500 0.00 80 103 28.75
2017-12-31 13F-HR YHOO / Yahoo! Inc. 68.18 220 220 0.00 15 15 0.00
2017-12-31 13F-HR RELV / Reliv' International, Inc. 0.00 34 34 0.00 0 0
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR ARKW / ARK Web x.0 ETF 0.00 3 3 0.00 0 0
2017-12-31 13F-HR BSX / Boston Scientific Corp. 28.99 7,549 69 -99.09 220 2 -99.09
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.97 3,290 1,013 -69.21 263 80 -69.58
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.00 1,000 1,000 0.00 4 4 0.00
2017-12-31 13F-HR PGNX / Progenics Pharmaceuticals, Inc. 6.67 300 300 0.00 2 2 0.00
2017-12-31 13F-HR MCK / McKesson Corp. 152.54 118 118 0.00 18 18 0.00
2017-12-31 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 45.00 300 200 -33.33 11 9 -18.18
2017-12-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 4.00 500 500 0.00 3 2 -33.33
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.83 1,934 2,178 12.62 216 261 20.83
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.22 1,574 1,078 -31.51 100 66 -34.00
2017-12-31 13F-HR GV / Goldfield Corp. 5.00 4,000 4,000 0.00 25 20 -20.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 13.30 176 376 113.64 3 5 66.67
2017-12-31 13F-HR FGP / Ferrellgas Partners, L.P. 4.29 2,566 2,566 0.00 13 11 -15.38
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.71 530,269 534,248 0.75 35,035 37,777 7.83
2017-12-31 13F-HR NBL / Noble Energy, Inc. 30.23 630 430 -31.75 18 13 -27.78
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 29.71 875 875 0.00 25 26 4.00
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. 66.67 75 75 0.00 4 5 25.00
2017-12-31 13F-HR PSX / Phillips 66 101.01 350 594 69.71 32 60 87.50
2017-12-31 13F-HR MFGP / Micro Focus International plc 39.22 24 51 112.50 1 2 100.00
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.26 3,660 3,419 -6.58 519 524 0.96
2017-12-31 13F-HR EOG / EOG Resources, Inc. 125.00 16 16 0.00 2 2 0.00
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.17 1,150 1,150 0.00 55 60 9.09
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR AHC / A.H. Belo Corp. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 102.84 171,765 179,827 4.69 17,006 18,493 8.74
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 52 55 5.77
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.22 1,342 1,342 0.00 103 109 5.83
2017-12-31 13F-HR CNC / Centene Corp. 101.09 643 643 0.00 62 65 4.84
2017-12-31 13F-HR DISH / DISH Network Corp. 40.00 1,870 50 -97.33 101 2 -98.02
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 31.82 3,190 1,980 -37.93 106 63 -40.57
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.05 1,467 1,405 -4.23 146 149 2.05
2017-12-31 13F-HR NKE / Nike, Inc. 62.49 6,535 6,369 -2.54 339 398 17.40
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 94.78 3,219 1,973 -38.71 328 187 -42.99
2017-12-31 13F-HR ACLS / Axcelis Technologies, Inc. 30.04 233 233 0.00 6 7 16.67
2017-12-31 13F-HR DE / Deere & Co. 156.73 721 721 0.00 91 113 24.18
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.40 5,000 5,000 0.00 232 237 2.16
2017-12-31 13F-HR MFM / MFS Municipal Income Trust 7 7 0.00
2017-12-31 13F-HR CCL / Carnival Corp. 66.33 839 784 -6.56 54 52 -3.70
2017-12-31 13F-HR CARS / Cars.com Inc 29.03 666 999 50.00 18 29 61.11
2017-12-31 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 120.00 50 50 0.00 6 6 0.00
2017-12-31 13F-HR SDS / ProShares UltraShort S&P500 44.12 136 136 0.00 6 6 0.00
2017-12-31 13F-HR IR / Ingersoll-Rand plc 90.43 188 188 0.00 17 17 0.00
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 109.38 128 128 0.00 13 14 7.69
2017-12-31 13F-HR CLSN / Celsion Corp. 0.00 42 42 0.00 0 0
2017-12-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 40.12 2,447 2,243 -8.34 97 90 -7.22
2017-12-31 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 34.43 1,509 1,307 -13.39 49 45 -8.16
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.00 500 400 -20.00 19 12 -36.84
2017-12-31 13F-HR CDW / CDW Corporation 69.80 1,533 1,533 0.00 101 107 5.94
2017-12-31 13F-HR NGG / National Grid Plc 58.62 2,593 2,593 0.00 163 152 -6.75
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.06 3,957 4,074 2.96 185 208 12.43
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.92 1,781 1,881 5.61 323 361 11.76
2017-12-31 13F-HR FENY / Fidelity MSCI Energy Index ETF 20.16 2,383 2,183 -8.39 45 44 -2.22
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.56 1,474 1,474 0.00 68 76 11.76
2017-12-31 13F-HR KR / Kroger Co. 21.74 147 46 -68.71 3 1 -66.67
2017-12-31 13F-HR ADSK / Autodesk, Inc. 111.11 18 18 0.00 2 2 0.00
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 17.97 2,059 2,059 0.00 34 37 8.82
2017-12-31 13F-HR QCP / Quality Care Properties, Inc. 0.00 21 21 0.00 0 0
2017-12-31 13F-HR FNCL / Fidelity MSCI Financials Index ETF 40.70 2,369 2,334 -1.48 90 95 5.56
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 333.33 6 6 0.00 1 2 100.00
2017-12-31 13F-HR FDIS / Fidelity MSCI Consumer Discretionary Index ETF 39.21 2,217 2,066 -6.81 79 81 2.53
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.80 19,686 6,291 -68.04 4,979 1,691 -66.04
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 60.00 100 100 0.00 5 6 20.00
2017-12-31 13F-HR BBW / Build-A-Bear Workshop, Inc. 7.69 130 130 0.00 1 1 0.00
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 16.67 300 300 0.00 4 5 25.00
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 86.37 517 521 0.77 42 45 7.14
2017-12-31 13F-HR MTOR / Meritor, Inc. 23.78 799 799 0.00 21 19 -9.52
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.65 2,159 1,979 -8.34 36 29 -19.44
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 93.02 43 43 0.00 4 4 0.00
2017-12-31 13F-HR GLW / Corning, Inc. 31.91 1,059 94 -91.12 32 3 -90.62
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.47 309 309 0.00 2 2 0.00
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.22 797 797 0.00 94 99 5.32
2017-12-31 13F-HR LB / L Brands, Inc. 60.00 350 100 -71.43 15 6 -60.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.84 5,864 2,512 -57.16 371 188 -49.33
2017-12-31 13F-HR MOMO / Momo Inc. 20.00 100 100 0.00 3 2 -33.33
2017-12-31 13F-HR AOSL / Alpha and Omega Semiconductor Ltd. 16.67 300 300 0.00 5 5 0.00
2017-12-31 13F-HR BP / BP Plc 41.85 2,002 1,553 -22.43 77 65 -15.58
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG 23.33 300 300 0.00 5 7 40.00
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 113.33 150 150 0.00 16 17 6.25
2017-12-31 13F-HR FIVE / Five Below, Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR SYK / Stryker Corp. 154.49 1,081 1,081 0.00 154 167 8.44
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.56 1,497 1,501 0.27 222 229 3.15
2017-12-31 13F-HR INCY / Incyte Corp. 94.37 710 710 0.00 83 67 -19.28
2017-12-31 13F-HR CTB / Cooper Tire & Rubber Co. 0.00 13 13 0.00 0 0
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 47.73 1,655 1,655 0.00 76 79 3.95
2017-12-31 13F-HR BAC / Bank of America Corp. 29.54 26,482 23,360 -11.79 671 690 2.83
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.73 1,727 1,643 -4.86 170 177 4.12
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.16 1,156 790 -31.66 64 42 -34.37
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.24 433 435 0.46 47 51 8.51
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 40.98 232 732 215.52 9 30 233.33
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 211.11 275 90 -67.27 54 19 -64.81
2017-12-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 17.14 350 350 0.00 5 6 20.00
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 89.29 56 56 0.00 4 5 25.00
2017-12-31 13F-HR FITB / Fifth Third Bancorp 24.39 420 82 -80.48 12 2 -83.33
2017-12-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 46.18 561 563 0.36 24 26 8.33
2017-12-31 13F-HR SBAC / SBA Communications Corp. 200.00 10 10 0.00 1 2 100.00
2017-12-31 13F-HR MXF / Mexico Fund, Inc. (The) 2 1 -50.00
2017-12-31 13F-HR COP / ConocoPhillips 55.00 1,916 2,018 5.32 96 111 15.63
2017-12-31 13F-HR ECA / EnCana Corp. 13.33 13,980 13,880 -0.72 165 185 12.12
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.52 10,797 11,930 10.49 613 722 17.78
2017-12-31 13F-HR OC / Owens Corning, Inc. 91.72 894 894 0.00 69 82 18.84
2017-12-31 13F-HR S / Sprint Corporation 6.12 817 817 0.00 6 5 -16.67
2017-12-31 13F-HR CPA / Copa Holdings, S.A. 125.00 32 32 0.00 4 4 0.00
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR GLD / SPDR Gold Shares 119.05 42 42 0.00 5 5 0.00
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.06 19,300 19,300 0.00 259 252 -2.70
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.13 16,836 16,077 -4.51 1,447 1,449 0.14
2017-12-31 13F-HR ZGNX / Zogenix, Inc. 40.00 200 200 0.00 7 8 14.29
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.00 550 500 -9.09 102 92 -9.80
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 134.63 1,025 1,025 0.00 150 138 -8.00
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. 37.94 2,625 2,425 -7.62 170 92 -45.88
2017-12-31 13F-HR NI / NiSource, Inc. 25.66 9,872 16,872 70.91 253 433 71.15
2017-12-31 13F-HR AMCX / AMC Networks Inc. 53.95 1,631 1,631 0.00 95 88 -7.37
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.55 11,036 10,923 -1.02 288 290 0.69
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. 114.29 70 70 0.00 7 8 14.29
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 73.86 528 528 0.00 37 39 5.41
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 2.00 2,500 2,500 0.00 8 5 -37.50
2017-12-31 13F-HR WWE / World Wrestling Entertainment, Inc. 30.19 265 265 0.00 6 8 33.33
2017-12-31 13F-HR WDC / Western Digital Corp. 79.48 4,341 4,391 1.15 375 349 -6.93
2017-12-31 13F-HR DXC / DXC Technology Company 88.89 28 45 60.71 2 4 100.00
2017-12-31 13F-HR SBNB / Scorpio Tankers Inc. 2.91 1,716 1,716 0.00 6 5 -16.67
2017-12-31 13F-HR OUSA / O'Shares FTSE U.S. Quality Dividend ETF 29.79 150 235 56.67 5 7 40.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.93 2,216 1,995 -9.97 413 347 -15.98
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 20.00 200 100 -50.00 5 2 -60.00
2017-12-31 13F-HR MA / MasterCard Incorporated 149.61 2,119 254 -88.01 299 38 -87.29
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 56.70 216 194 -10.19 13 11 -15.38
2017-12-31 13F-HR CJNK / SPDR BofA Merrill Lynch Crossover Corporate Bond ETF 26.58 86,033 96,059 11.65 2,308 2,553 10.62
2017-12-31 13F-HR FEN / First Trust Energy Income & Growth Fund 26.56 9,615 9,565 -0.52 237 254 7.17
2017-12-31 13F-HR PPL / PPL Corp. 31.00 1,000 1,000 0.00 38 31 -18.42
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.60 1,268 1,531 20.74 55 79 43.64
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 142.86 21 21 0.00 3 3 0.00
2017-12-31 13F-HR AXP / American Express Co. 99.27 924 826 -10.61 84 82 -2.38
2017-12-31 13F-HR GOGO / Gogo Inc. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 49.66 978 1,027 5.01 49 51 4.08
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. 12.36 647 647 0.00 9 8 -11.11
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.03 2,686 2,686 0.00 127 129 1.57
2017-12-31 13F-HR DNP / DNP Select Income Fund, Inc. 10.71 2,846 2,895 1.72 33 31 -6.06
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.66 5,479 4,239 -22.63 423 308 -27.19
2017-12-31 13F-HR AMZA / InfraCap MLP ETF 8.60 16,246 16,868 3.83 152 145 -4.61
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.00 1,000 1,000 0.00 22 20 -9.09
2017-12-31 13F-HR IYM / iShares U.S. Basic Materials ETF 102.65 302 302 0.00 29 31 6.90
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.02 1,028 726 -29.38 88 61 -30.68
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 93.09 2,278 1,622 -28.80 182 151 -17.03
2017-12-31 13F-HR GIL / Gildan Activewear, Inc. 32.88 517 517 0.00 16 17 6.25
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.67 3,635 3,478 -4.32 290 291 0.34
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.59 1,483 1,483 0.00 122 121 -0.82
2017-12-31 13F-HR CMP / Compass Minerals Group, Inc. 70.00 100 100 0.00 6 7 16.67
2017-12-31 13F-HR SSNT / SilverSun Technologies, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR FIT / Fitbit Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR FMAT / Fidelity MSCI Materials Index ETF 35.19 581 540 -7.06 19 19 0.00
2017-12-31 13F-HR NVS / Novartis AG 84.62 520 520 0.00 45 44 -2.22
2017-12-31 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.32 188,543 210,931 11.87 10,166 11,247 10.63
2017-12-31 13F-HR CVS / CVS Health Corporation 72.10 1,124 957 -14.86 91 69 -24.18
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.18 536 542 1.12 43 44 2.33
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.95 438 438 0.00 20 21 5.00
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.00 1,500 1,500 0.00 29 33 13.79
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 117.39 271 230 -15.13 32 27 -15.62
2017-12-31 13F-HR GCI / Gannett Co., Inc. 11.33 1,000 1,500 50.00 9 17 88.89
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 83.33 12 12 0.00 1 1 0.00
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 15 14 -6.67
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 285.71 7 7 0.00 2 2 0.00
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.59 347 1,154 232.56 116 123 6.03
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 172.66 139 139 0.00 21 24 14.29
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 66.37 452 452 0.00 26 30 15.38
2017-12-31 13F-HR AGN / Allergan plc 160.00 100 100 0.00 20 16 -20.00
2017-12-31 13F-HR ARL / American Realty Investors, Inc. 10.20 196 196 0.00 2 2 0.00
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.46 3,196 3,196 0.00 205 222 8.29
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.56 2,122 1,895 -10.70 308 291 -5.52
2017-12-31 13F-HR AIG / American International Group, Inc. 59.93 1,082 534 -50.65 66 32 -51.52
2017-12-31 13F-HR EPC / Edgewell Personal Care Company 58.93 543 543 0.00 40 32 -20.00
2017-12-31 13F-HR ACCO / Acco Brands Corp. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 50.00 200 200 0.00 9 10 11.11
2017-12-31 13F-HR GFF / Griffon Corp. 18.18 110 110 0.00 2 2 0.00
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.20 5,575 5,575 0.00 65 68 4.62
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 54.29 550 350 -36.36 25 19 -24.00
2017-12-31 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.95 134,000 134,000 0.00 395 395 0.00
2017-12-31 13F-HR INDY / iShares India 50 ETF 35.71 56 56 0.00 2 2 0.00
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 60.47 215 215 0.00 12 13 8.33
2017-12-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.67 60 60 0.00 1 1 0.00
2017-12-31 13F-HR BLRX / BioLineRx Ltd. 1.00 1,000 1,000 0.00 1 1 0.00
2017-12-31 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 13.14 5,900 5,100 -13.56 76 67 -11.84
2017-12-31 13F-HR CERN / Cerner Corp. 67.86 226 560 147.79 16 38 137.50
2017-12-31 13F-HR AAV / Advantage Oil & Gas Ltd. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.74 827 1,342 62.27 148 260 75.68
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.92 328 156 -52.44 24 12 -50.00
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.28 1,443 1,443 0.00 58 74 27.59
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.32 2,991 15,615 422.07 328 1,707 420.43
2017-12-31 13F-HR STT / State Street Corp. 96.59 176 176 0.00 17 17 0.00
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.86 1,690 1,690 0.00 106 113 6.60
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.80 3,406 3,223 -5.37 303 312 2.97
2017-12-31 13F-HR TKR / Timken Co. (THE) 47.17 212 212 0.00 10 10 0.00
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.31 1,200 1,300 8.33 57 68 19.30
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 160.00 100 100 0.00 15 16 6.67
2017-12-31 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 111.11 8 9 12.50 0 1
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 70.00 484 100 -79.34 27 7 -74.07
2017-12-31 13F-HR AGEN / Agenus Inc. 2.50 400 400 0.00 2 1 -50.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.96 945 1,045 10.58 113 117 3.54
2017-12-31 13F-HR OGE / OGE Energy Corp. 32.86 2,800 2,800 0.00 101 92 -8.91
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.89 1,800 1,800 0.00 25 34 36.00
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.85 1,772 1,780 0.45 445 475 6.74
2017-12-31 13F-HR KHC / Kraft Heinz Company 80.00 200 200 0.00 15 16 6.67
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 114.29 280 280 0.00 31 32 3.23
2017-12-31 13F-HR UMBF / UMB Financial Corp. 76.92 52 52 0.00 4 4 0.00
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.84 5,619 5,619 0.00 842 915 8.67
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.79 1,549 2,573 66.11 193 406 110.36
2017-12-31 13F-HR CDK / CDK Global, Inc. 72.63 236 179 -24.15 15 13 -13.33
2017-12-31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 137.25 94 102 8.51 13 14 7.69
2017-12-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 14.52 40,506 102,102 152.07 610 1,483 143.11
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 51.28 10,086 9,458 -6.23 484 485 0.21
2017-12-31 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 20.00 2,500 2,500 0.00 50 50 0.00
2017-12-31 13F-HR SGMS / Scientific Games Corp. 50.00 2,000 300 -85.00 92 15 -83.70
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 218.75 64 64 0.00 13 14 7.69
2017-12-31 13F-HR GE / General Electric Co. 17.45 42,616 35,355 -17.04 1,030 617 -40.10
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 145.13 565 565 0.00 81 82 1.23
2017-12-31 13F-HR HUN / Huntsman Corp. 35.71 84 84 0.00 2 3 50.00
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.85 6,732 7,306 8.53 293 335 14.33
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 66.67 75 75 0.00 5 5 0.00
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.95 13,471 9,949 -26.15 1,287 1,064 -17.33
2017-12-31 13F-HR DOC / Physicians Realty Trust 17.79 1,012 1,012 0.00 18 18 0.00
2017-12-31 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.40 95,500 101,586 6.37 740 752 1.62
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.75 2,782 2,802 0.72 150 159 6.00
2017-12-31 13F-HR CPE / Callon Petroleum Co. 11.66 750 686 -8.53 8 8 0.00
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.67 352 27,293 7,653.69 7 455 6,400.00
2017-12-31 13F-HR HUM / Humana, Inc. 249.21 492 317 -35.57 120 79 -34.17
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.65 1,411 1,412 0.07 99 104 5.05
2017-12-31 13F-HR CYTK / Cytokinetics, Inc. 10.00 400 200 -50.00 6 2 -66.67
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.99 532 552 3.76 79 85 7.59
2017-12-31 13F-HR AAPL / Apple, Inc. 169.24 41,246 40,102 -2.77 6,357 6,787 6.76
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 56.60 53 53 0.00 3 3 0.00
2017-12-31 13F-HR CHL / China Mobile Ltd. 45.45 22 22 0.00 1 1 0.00
2017-12-31 13F-HR CRME / Cardiome Pharma Corp. 0.00 27 19 -29.63 0 0
2017-12-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 70.27 370 370 0.00 25 26 4.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.25 1,480 1,881 27.09 256 324 26.56
2017-12-31 13F-HR BCS / Barclays Bank Plc 12.35 162 162 0.00 2 2 0.00
2017-12-31 13F-HR MON / Monsanto Co. 116.69 2,527 2,408 -4.71 303 281 -7.26
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.33 4,349 3,785 -12.97 234 217 -7.26
2017-12-31 13F-HR MDURP / MDU Resources Group, Inc. 27.40 72 73 1.39 2 2 0.00
2017-12-31 13F-HR BIVV / Bioverativ Inc. 53.76 165 186 12.73 9 10 11.11
2017-12-31 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 12.93 232 232 0.00 2 3 50.00
2017-12-31 13F-HR AFL / AFLAC, Inc. 86.96 600 598 -0.33 49 52 6.12
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.93 590 590 0.00 33 33 0.00
2017-12-31 13F-HR SLB / Schlumberger Ltd. 65.42 1,954 107 -94.52 136 7 -94.85
2017-12-31 13F-HR PRI / Primerica, Inc. 101.67 600 600 0.00 49 61 24.49
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 68.56 423 423 0.00 26 29 11.54
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.62 3,421 3,115 -8.94 380 329 -13.42
2017-12-31 13F-HR SPYG / SPDR S&P 500 Growth ETF 33.01 566 2,272 301.41 70 75 7.14
2017-12-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 180.72 169 166 -1.78 30 30 0.00
2017-12-31 13F-HR SSW / Seaspan Corp. 6.25 800 800 0.00 6 5 -16.67
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.63 1,115 615 -44.84 18 9 -50.00
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 500.00 4 4 0.00 1 2 100.00
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.80 6,561 6,073 -7.44 853 849 -0.47
2017-12-31 13F-HR EFX / Equifax, Inc. 153.85 13 13 0.00 1 2 100.00
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.04 566 570 0.71 8 8 0.00
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.04 37,897 42,206 11.37 1,910 2,112 10.58
2017-12-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 93.57 171 171 0.00 16 16 0.00
2017-12-31 13F-HR EMF / Templeton Emerging Markets Fund 16.50 2,000 2,000 0.00 33 33 0.00
2017-12-31 13F-HR OA / Orbital ATK, Inc. 130.43 92 92 0.00 12 12 0.00
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 477 1,191 149.69
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 185.00 1,279 200 -84.36 229 37 -83.84
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 160.00 100 100 0.00 15 16 6.67
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.78 4,082 3,444 -15.63 188 168 -10.64
2017-12-31 13F-HR WPC / W.P. Carey Inc. 69.23 390 390 0.00 26 27 3.85
2017-12-31 13F-HR IYT / iShares Transportation Average ETF 189.66 58 58 0.00 10 11 10.00
2017-12-31 13F-HR PNR / Pentair plc. 0.00 2,231 1 -99.96 152 0 -100.00
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF 45.13 554 554 0.00 22 25 13.64
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. 43.48 23 23 0.00 1 1 0.00
2017-12-31 13F-HR BPT / BP Prudhoe Bay Royalty Trust 21.82 266 275 3.38 6 6 0.00
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.62 5,633 4,989 -11.43 921 946 2.71
2017-12-31 13F-HR WM / Waste Management, Inc. 86.96 957 207 -78.37 75 18 -76.00
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 159.86 293 294 0.34 45 47 4.44
2017-12-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 0.00 4 10 150.00 0 0
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 15.00 200 200 0.00 2 3 50.00
2017-12-31 13F-HR SYN / Synthetic Biologics, Inc. 1.00 1,000 1,000 0.00 1 1 0.00
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.25 1,600 1,600 0.00 285 314 10.18
2017-12-31 13F-HR ORCL / Oracle Corp. 47.39 1,720 2,089 21.45 83 99 19.28
2017-12-31 13F-HR CW / Curtiss-Wright Corp. 121.13 388 388 0.00 41 47 14.63
2017-12-31 13F-HR SITO / SITO Mobile, Ltd. 6.71 7,000 7,000 0.00 50 47 -6.00
2017-12-31 13F-HR TWTR / Twitter, Inc. 23.98 2,242 2,002 -10.70 38 48 26.32
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.10 8,063 7,263 -9.92 968 865 -10.64
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.76 577 919 59.27 32 54 68.75
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.58 5,962 5,616 -5.80 483 402 -16.77
2017-12-31 13F-HR AMBA / Ambarella, Inc. 66.67 60 60 0.00 3 4 33.33
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.25 2,594 2,594 0.00 446 452 1.35
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 145.45 815 715 -12.27 108 104 -3.70
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 30.00 100 100 0.00 4 3 -25.00
2017-12-31 13F-HR HYLD / Peritus High Yield ETF 37.74 53 53 0.00 2 2 0.00
2017-12-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 76.92 2,407 2,418 0.46 178 186 4.49
2017-12-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 139.78 93 93 0.00 13 13 0.00
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.14 2,100 2,100 0.00 272 288 5.88
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.23 1,244 1,560 25.40 1,196 1,824 52.51
2017-12-31 13F-HR CVY / Guggenheim Multi-Asset Income ETF 0.00 3 3 0.00 0 0
2017-12-31 13F-HR USO / United States Oil Fund, LP 11.85 1,013 1,013 0.00 11 12 9.09
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. 34.83 201 201 0.00 7 7 0.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 15.00 600 600 0.00 10 9 -10.00
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.04 2,454 2,266 -7.66 97 93 -4.12
2017-12-31 13F-HR AEE / Ameren Corp. 58.98 11,998 12,139 1.18 694 716 3.17
2017-12-31 13F-HR RLI / RLI Corp. 61.09 310 311 0.32 18 19 5.56
2017-12-31 13F-HR LULU / lululemon athletica inc. 76.19 105 105 0.00 7 8 14.29
2017-12-31 13F-HR REPH / Recro Pharma, Inc. 10.00 300 100 -66.67 3 1 -66.67
2017-12-31 13F-HR DEL / Deltic Timber Corp. 125.00 8 8 0.00 1 1 0.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.63 5,574 2,639 -52.66 307 160 -47.88
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited 35.67 8,073 8,073 0.00 270 288 6.67
2017-12-31 13F-HR ORI / Old Republic International Corp. 21.38 21,303 14,824 -30.41 419 317 -24.34
2017-12-31 13F-HR RIG / Transocean, Inc. 10.61 660 660 0.00 7 7 0.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 77.24 1,046 246 -76.48 76 19 -75.00
2017-12-31 13F-HR BFK / BlackRock Municipal Income Trust 586 578 -1.37
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 34.62 286 260 -9.09 10 9 -10.00
2017-12-31 13F-HR CI / Cigna Corp. 200.00 100 100 0.00 19 20 5.26
2017-12-31 13F-HR C / Citigroup, Inc. 74.49 7,292 6,095 -16.42 530 454 -14.34
2017-12-31 13F-HR RTN / Raytheon Co. 187.93 407 729 79.12 76 137 80.26
2017-12-31 13F-HR SHOP / Shopify Inc. 100.00 100 100 0.00 12 10 -16.67
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.38 5,629 5,612 -0.30 385 395 2.60
2017-12-31 13F-HR BIDU / Baidu, Inc. 232.14 112 112 0.00 28 26 -7.14
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.35 3,040 3,794 24.80 159 210 32.08
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.84 1,032 1,032 0.00 97 102 5.15
2017-12-31 13F-HR CLDX / Celldex Therapeutics, Inc. 3.33 600 600 0.00 2 2 0.00
2017-12-31 13F-HR SPH / Suburban Propane Partners, L.P. 14 13 -7.14
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.88 17,288 17,174 -0.66 2,157 2,179 1.02
2017-12-31 13F-HR GM / General Motors Company 41.44 555 555 0.00 22 23 4.55
2017-12-31 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.66 22,076 24,365 10.37 679 747 10.01
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.90 5,867 5,867 0.00 98 105 7.14
2017-12-31 13F-HR RF / Regions Financial Corp. 17.38 4,462 4,200 -5.87 68 73 7.35
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.89 1,954 2,004 2.56 94 112 19.15
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.11 3,846 1,350 -64.90 200 69 -65.50
2017-12-31 13F-HR BA / Boeing Company (The) 294.94 6,730 6,754 0.36 1,711 1,992 16.42
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.55 2,426 2,975 22.63 136 195 43.38
2017-12-31 13F-HR HTM / U.S. Geothermal Inc. 3.45 26,666 26,666 0.00 106 92 -13.21
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.54 144,829 153,103 5.71 4,312 4,523 4.89
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.94 813 397 -51.17 101 50 -50.50
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 71.43 42 42 0.00 3 3 0.00
2017-12-31 13F-HR MNESP / MSA Safety Inc. 38.46 26 26 0.00 1 1 0.00
2017-12-31 13F-HR VSM / Versum Materials, Inc. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.07 750,818 765,395 1.94 25,130 26,077 3.77
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.04 25,871 25,981 0.43 8,027 8,341 3.91
2017-12-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.23 2,568 2,847 10.86 317 348 9.78
2017-12-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.27 72,231 75,184 4.09 3,620 4,005 10.64
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.50 400 400 0.00 13 11 -15.38
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.63 2,296 2,418 5.31 206 253 22.82
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 190.48 147 147 0.00 26 28 7.69
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 125.00 16 16 0.00 2 2 0.00
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.68 803 807 0.50 93 99 6.45
2017-12-31 13F-HR ANTM / Anthem, Inc. 223.60 161 161 0.00 31 36 16.13
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR AVGO / Broadcom Limited 254.81 208 208 0.00 50 53 6.00
2017-12-31 13F-HR DG / Dollar General Corp. 90.91 690 220 -68.12 56 20 -64.29
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.45 1,230 1,230 0.00 20 19 -5.00
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 37.65 664 664 0.00 27 25 -7.41
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.13 5,369 5,466 1.81 984 1,083 10.06
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.68 12,465 11,103 -10.93 1,655 1,562 -5.62
2017-12-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 27.67 253 253 0.00 7 7 0.00
2017-12-31 13F-HR EFSC / Enterprise Financial Services Corp. 44.84 958 959 0.10 41 43 4.88
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.13 5,175 10,037 93.95 232 473 103.88
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.75 32,787 34,451 5.08 2,209 2,403 8.78
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.92 2,097 1,071 -48.93 255 137 -46.27
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.43 3,700 3,700 0.00 50 46 -8.00
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.67 699,548 716,835 2.47 36,251 39,189 8.10
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 150,522 133,880 -11.06 1,689 1,445 -14.45
2017-12-31 13F-HR HPQ / HP Inc. 21.35 81 281 246.91 2 6 200.00
2017-12-31 13F-HR MKSI / MKS Instruments, Inc. 94.43 1,525 1,525 0.00 144 144 0.00
2017-12-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 39.83 954 954 0.00 38 38 0.00
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.54 658 590 -10.33 94 90 -4.26
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 285.71 62 112 80.65 19 32 68.42
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 166.67 12 12 0.00 2 2 0.00
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 142.86 7 7 0.00 1 1 0.00
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 108.91 100 101 1.00 10 11 10.00
2017-12-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 20.00 100 100 0.00 1 2 100.00
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 113.86 852 808 -5.16 92 92 0.00
2017-12-31 13F-HR AGCO / AGCO Corp. 95.24 21 21 0.00 2 2 0.00
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.78 20,531 20,954 2.06 637 666 4.55
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 215.89 577 579 0.35 117 125 6.84
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.26 742 782 5.39 133 148 11.28
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.16 510 512 0.39 78 82 5.13
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 119.36 5,655 5,655 0.00 634 675 6.47
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 38.91 1,716 1,722 0.35 63 67 6.35
2017-12-31 13F-HR CME / CME Group, Inc. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 666.67 3 3 0.00 1 2 100.00
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.54 1,246 1,215 -2.49 92 93 1.09
2017-12-31 13F-HR COST / Costco Wholesale Corp. 185.19 144 54 -62.50 24 10 -58.33
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.67 3,000 3,000 0.00 25 23 -8.00
2017-12-31 13F-HR BIIB / Biogen Inc. 317.46 835 378 -54.73 261 120 -54.02
2017-12-31 13F-HR DWM / WisdomTree DEFA Fund 54.26 258 258 0.00 14 14 0.00
2017-12-31 13F-HR ABB / ABB Ltd. 34.48 58 58 0.00 1 2 100.00
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 160.00 50 50 0.00 8 8 0.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 6,764 6,814 0.74 227 261 14.98
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 58.14 435 86 -80.23 24 5 -79.17
2017-12-31 13F-HR ATO / Atmos Energy Corp. 83.33 60 60 0.00 5 5 0.00
2017-12-31 13F-HR ERF / Enerplus Corporation 1,100 0 -100.00 11 0 -100.00
2017-12-31 13F-HR ESPR / Esperion Therapeutics, Inc. 200 0 -100.00 10 0 -100.00
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 1,143 0 -100.00 34 0 -100.00
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 619 0 -100.00 44 0 -100.00
2017-12-31 13F-HR TEAR / TearLab Corp 200 0 -100.00 0 0
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 100 0 -100.00 16 0 -100.00
2017-12-31 13F-HR RHT / Red Hat, Inc. 2,560 0 -100.00 284 0 -100.00
2017-12-31 13F-HR MAT / Mattel, Inc. 1,369 0 -100.00 21 0 -100.00
2017-12-31 13F-HR MAS / Masco Corp. 7,310 0 -100.00 285 0 -100.00
2017-12-31 13F-HR INSM / Insmed, Inc. 200 0 -100.00 6 0 -100.00
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. 4,876 0 -100.00 19 0 -100.00
2017-12-31 13F-HR HCP / HCP, Inc. 105 0 -100.00 3 0 -100.00
2017-12-31 13F-HR FTV / Fortive Corporation 4,146 0 -100.00 293 0 -100.00
2017-12-31 13F-HR FISV / Fiserv, Inc. 102 0 -100.00 13 0 -100.00
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 164 0 -100.00 18 0 -100.00
2017-12-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 820 0 -100.00 63 0 -100.00
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. 200 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 3,710 0 -100.00 162 0 -100.00
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 88 0 -100.00 20 0 -100.00
2017-12-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 111 0 -100.00 5 0 -100.00
2017-12-31 13F-HR CSFL / Centerstate Banks, Inc. 475 0 -100.00 13 0 -100.00
2017-12-31 13F-HR DHR / Danaher Corp. 3,022 0 -100.00 259 0 -100.00
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 3,270 0 -100.00 237 0 -100.00
2017-12-31 13F-HR CSX / CSX Corp. 628 0 -100.00 34 0 -100.00
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. 5,200 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CHKP / Check Point Software Technologies Ltd. 100 0 -100.00 11 0 -100.00
2017-12-31 13F-HR CC / Chemours Company (The) 1,600 0 -100.00 81 0 -100.00
2017-12-31 13F-HR AVXS / AveXis, Inc. 100 0 -100.00 10 0 -100.00
2017-12-31 13F-HR BOTJ / Bank of the James Financial Group, Inc. 7,600 0 -100.00 110 0 -100.00
2017-12-31 13F-HR BOCH / Bank of Commerce Holdings 12,500 0 -100.00 144 0 -100.00
2017-12-31 13F-HR ATRA / Atara Biotherapeutics, Inc. 200 0 -100.00 3 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 509 0 -100.00 25 0 -100.00
2017-12-31 13F-HR AGIO / Agios Pharmaceuticals, Inc. 100 0 -100.00 7 0 -100.00
2017-12-31 13F-HR AGGE / IQ Enhanced Core Bond U.S. ETF 2,000 0 -100.00 39 0 -100.00
2017-12-31 13F-HR ACN / Accenture plc 217 0 -100.00 29 0 -100.00
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 125 0 -100.00 8 0 -100.00
2017-12-31 13F-HR CBAN / Colony Bankcorp, Inc. 3,750 0 -100.00 52 0 -100.00
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 211 0 -100.00 18 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 225 0 -100.00 9 0 -100.00
2017-12-31 13F-HR QURE / uniQure N.V. 200 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ON / ON Semiconductor Corporation 16,050 0 -100.00 296 0 -100.00
2017-12-31 13F-HR IEX / IDEX Corp. 219 0 -100.00 27 0 -100.00
2017-12-31 13F-HR AES / AES Corp. (The) 2,658 0 -100.00 29 0 -100.00
2017-12-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 500 0 -100.00 7 0 -100.00
2017-12-31 13F-HR VRSK / Verisk Analytics, Inc. 161 0 -100.00 13 0 -100.00
2017-12-31 13F-HR NEM / Newmont Mining Corp. 105 0 -100.00 4 0 -100.00
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 500 0 -100.00 11 0 -100.00
2017-12-31 13F-HR QGEN / QIAGEN N.V. 498 0 -100.00 16 0 -100.00
2017-12-31 13F-HR UNM / Unum Group 775 0 -100.00 40 0 -100.00
2017-12-31 13F-HR HALO / Halozyme Therapeutics, Inc. 300 0 -100.00 5 0 -100.00
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 384.62 13 13 0.00 4 5 25.00
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.05 533 534 0.19 30 31 3.33
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.65 12,234 12,234 0.00 377 375 -0.53
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 20.00 15,450 200 -98.71 277 4 -98.56
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.26 658 658 0.00 81 89 9.88
2017-12-31 13F-HR FRN / Claymore Exchange-Traded Fund Trust 2 0.00 2 2 0.00 0 0
2017-12-31 13F-HR MMM / 3M Co. 235.39 750 616 -17.87 157 145 -7.64
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.68 7,114 7,147 0.46 447 498 11.41
2017-12-31 13F-HR HCN / Welltower Inc. 63.33 600 300 -50.00 42 19 -54.76
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,045.73 676 503 -25.59 648 526 -18.83
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 10.00 100 100 0.00 2 1 -50.00
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 1 1 0.00
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 85.00 8,198 8,259 0.74 661 702 6.20
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 138.89 35 36 2.86 4 5 25.00
2017-12-31 13F-HR MD / Mednax, Inc. 53.57 56 56 0.00 2 3 50.00
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 45.00 200 200 0.00 12 9 -25.00
2017-12-31 13F-HR TOT / Total S.A. 55.50 787 1,045 32.78 42 58 38.10
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.00 3,000 4,000 33.33 40 56 40.00
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 10.00 800 500 -37.50 10 5 -50.00
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.73 2,844 2,859 0.53 106 105 -0.94
2017-12-31 13F-HR K / Kellogg Co. 67.67 133 133 0.00 8 9 12.50
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.48 1,606 1,742 8.47 169 182 7.69
2017-12-31 13F-HR SNY / Sanofi 45.00 200 200 0.00 10 9 -10.00
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 82.25 231 231 0.00 20 19 -5.00
2017-12-31 13F-HR DTE / DTE Energy Co. 110.00 400 400 0.00 43 44 2.33
2017-12-31 13F-HR ZTS / Zoetis Inc. 75.76 584 66 -88.70 37 5 -86.49
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 4.05 247 247 0.00 1 1 0.00
2017-12-31 13F-HR INTC / Intel Corp. 46.22 6,866 6,794 -1.05 261 314 20.31
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 98 96 -2.04
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 178.57 28 28 0.00 5 5 0.00
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.28 628 1,013 61.31 35 56 60.00
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.43 1,318 913 -30.73 18 15 -16.67
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.00 1,500 1,500 0.00 4 3 -25.00
2017-12-31 13F-HR AET / Aetna, Inc.