Current Holdings (from 13F, 13D)

InvestorKrilogy Financial LLC
Portfolio Value$ 321,989,000
Current Positions808
Opened Positions5
Closed Positions60

Krilogy Financial LLC has disclosed 808 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 321,989,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Krilogy Financial LLC's top holdings are Schwab U.S. Large-Cap Value ETF (NYSE:SCHV) , Schwab U.S. Large-Cap Growth ETF (NYSE:SCHG) , Schwab U.S. Aggregate Bond ETF (NYSE:SCHZ) , Schwab International Equity ETF (NYSE:SCHF) , and SPDR Series Trust (OTC:ELG) . Krilogy Financial LLC's new positions include Invesco Van Kampen Municipal Trust, Inc. (NYSE:VKQ) , Western Asset Municipal High Income Fund Inc. (NYSE:MHF) , BlackRock Muniyield Fund, Inc. (NYSE:MYD) , BlackRock Municipal Income Trust (NYSE:BFK) , and DowDuPont Inc. (NYSE:DWDP) .


All Krilogy Financial LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-15. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ELG / SPDR Series Trust 99.01 98,515 171,765 74.35 11,752 17,006 44.71
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 177.51 93 169 81.72 13 30 130.77
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 141.03 169 78 -53.85 30 11 -63.33
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 139.78 169 93 -44.97 29 13 -55.17
2017‑09‑30 13F-HR FFIDX / Fidelity 34.97 581 286 -50.77 19 10 -47.37
2017‑09‑30 13F-HR FFIDX / Fidelity 32.70 2,217 581 -73.79 79 19 -75.95
2017‑09‑30 13F-HR FFIDX / Fidelity 35.63 1,716 2,217 29.20 63 79 25.40
2017‑09‑30 13F-HR FFIDX / Fidelity 36.71 2,447 1,716 -29.87 97 63 -35.05
2017‑09‑30 13F-HR FFIDX / Fidelity 39.64 2,383 2,447 2.69 45 97 115.56
2017‑09‑30 13F-HR FFIDX / Fidelity 18.88 3,321 2,383 -28.24 153 45 -70.59
2017‑09‑30 13F-HR FFIDX / Fidelity 46.07 1,509 3,321 120.08 49 153 212.24
2017‑09‑30 13F-HR FFIDX / Fidelity 32.47 2,369 1,509 -36.30 90 49 -45.56
2017‑09‑30 13F-HR FFIDX / Fidelity 37.99 2,035 2,369 16.41 37 90 143.24
2017‑09‑30 13F-HR OREX / Orexigen Therapeutics, Inc. 50 0 -100.00 0 0
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 1,770 0 -100.00 24 0
2017‑09‑30 13F-HR NTLA / Intellia Therapeutics, Inc. 300 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 3,040 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR MTZ / MasTec, Inc. 1,800 0 -100.00 81 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 53 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR KSU / Kansas City Southern 150 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR KSS / Kohl's Corp. 1,900 0 -100.00 73 0 -100.00
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 200 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR GNMX / Aevi Genomic Medicine, Inc. 300 0 -100.00 0 0
2017‑09‑30 13F-HR FNBG / FNB Bancorp 4,885 0 -100.00 134 0 -100.00
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 5,170 0 -100.00 185 0 -100.00
2017‑09‑30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR TWLO / Twilio Inc. 500 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. 200 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR APH / Amphenol Corp. 487 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR APVO / Aptevo Therapeutics Inc. 300 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. 141 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 1,156 0 -100.00 93 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 6,910 0 -100.00 436 0 -100.00
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 34 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR FAST / Fastenal Co. 3,530 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 493 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 800 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR HEES / H &E Equipment Services, Inc. 300 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 430 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 30 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 1,011 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 150 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. 300 0 -100.00 0 0
2017‑09‑30 13F-HR MCC / Medley Capital Corp. 1,333 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 4 0 -100.00 0 0
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 3,720 0 -100.00 190 0 -100.00
2017‑09‑30 13F-HR OVAS / Ovascience Inc. 100 0 -100.00 0 0
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 96 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 601 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 3,170 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 272 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR SCYX / SCYNEXIS, Inc. 300 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SDS / ProShares UltraShort S&P500 550 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 75 0 -100.00 0 0
2017‑09‑30 13F-HR THLD / Threshold Pharmaceuticals, Inc. 600 0 -100.00 0 0
2017‑09‑30 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 122 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 206 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 640 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 46 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.99 127 8
2017‑09‑30 13F-HR PINNACLE ENTMT INC NEW / (72348Y105) 21.65 1,016 22
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 0.00 2 0
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 856
2017‑09‑30 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 42
2017‑09‑30 13F-HR HQH / Tekla Healthcare Investors 0
2017‑09‑30 13F-HR XCO / EXCO Resources, Inc. 0.00 75 75 0.00 0 0
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.47 23,000 23,718 3.12 1,493 1,624 8.77
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 143,387 148,774 3.76 3,537 3,847 8.76
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.28 2,686 127
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 49.53 424 21
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 38.57 700 27
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 43.48 46 2
2017‑09‑30 13F-HR UFS / Domator Corp. 40.00 125 125 0.00 5 5 0.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. 37.37 4,790 179
2017‑09‑30 13F-HR SSW / Seaspan Corp. 7.50 800 6
2017‑09‑30 13F-HR SPXC / SPX Corporation 29.54 948 28
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 100.00 10 1
2017‑09‑30 13F-HR SAP / SAP SE 90.91 22 2
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.80 318 47
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 50.00 100 5
2017‑09‑30 13F-HR PPL / PPL Corp. 38.00 1,000 38
2017‑09‑30 13F-HR PEGA / Pegasystems, Inc. 60.00 200 200 0.00 12 12 0.00
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 286.67 150 43
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.00 1,000 6
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 94.43 1,525 144
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.71 0 94,000 0 1,195
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 141.46 205 29
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 153.85 13 2
2017‑09‑30 13F-HR HUN / Huntsman Corp. 23.81 84 2
2017‑09‑30 13F-HR HSY / Hershey Company (The) 110.00 600 600 0.00 64 66 3.13
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.90 511 492 -3.72 123 120 -2.44
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 79.27 90 164 82.22 16 13 -18.75
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.00 1,000 30
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.00 600 600 0.00 45 42 -6.67
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 37.16 1,480 55
2017‑09‑30 13F-HR FMC / FMC Corp. 89.22 591 538 -8.97 43 48 11.63
2017‑09‑30 13F-HR TAO / Claymore/AlphaShares China Real Estate 0.00 2 0
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. 15.00 200 3
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 111.11 9 1
2017‑09‑30 13F-HR FLR / Fluor Corp. 41.98 200 2,120 960.00 9 89 888.89
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 120.00 50 6
2017‑09‑30 13F-HR ERF / Enerplus Corporation 10.00 1,100 11
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.90 252 2,348 831.75 21 197 838.10
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 90.91 11 11 0.00 1 1 0.00
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.50 400 43
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 181.82 11 2
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 17.79 1,012 18
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 166.67 191 144 -24.61 31 24 -22.58
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.62 3,200 418
2017‑09‑30 13F-HR BLACKROCK ENHANCED GBL DIV T / (092501105) 13.51 3,700 50
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 83.33 60 5
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 178.57 28 5
2017‑09‑30 13F-HR ARL / American Realty Investors, Inc. 10.20 196 2
2017‑09‑30 13F-HR ARKW / ARK Web x.0 ETF 0.00 3 0
2017‑09‑30 13F-HR AON / Aon Plc 133.33 15 2
2017‑09‑30 13F-HR INDEXIQ ETF TR / IQ ENCH COR PL (45409B479) 20.00 2,500 50
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 40.00 75 125 66.67 3 5 66.67
2017‑09‑30 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 5.00 600 600 0.00 3 3 0.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 111.11 18 2
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 100.00 0 30 0 3
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 101.82 925 825 -10.81 93 84 -9.68
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.06 3,133 1,933 -38.30 441 292 -33.79
2017‑09‑30 13F-HR RELV / Reliv' International, Inc. 0.00 34 34 0.00 0 0
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.69 2,414 1,934 -19.88 279 216 -22.58
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 28.57 875 875 0.00 28 25 -10.71
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.80 2,139 3,660 71.11 285 519 82.11
2017‑09‑30 13F-HR ELG / SPDR Series Trust 126.38 171,765 101,352 -40.99 17,006 12,809 -24.68
2017‑09‑30 13F-HR DE / Deere & Co. 126.21 654 721 10.24 81 91 12.35
2017‑09‑30 13F-HR CLSN / Celsion Corp. 0.00 42 42 0.00 0 0
2017‑09‑30 13F-HR BBW / Build-A-Bear Workshop, Inc. 7.69 130 130 0.00 1 1 0.00
2017‑09‑30 13F-HR LB / L Brands, Inc. 42.86 0 350 0 15
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.27 6,357 5,864 -7.76 406 371 -8.62
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.46 1,081 1,081 0.00 150 154 2.67
2017‑09‑30 13F-HR SAL / Salisbury Bancorp, Inc. 46.50 6,000 6,000 0.00 246 279 13.41
2017‑09‑30 13F-HR GOGO / Gogo Inc. 10.00 200 200 0.00 2 2 0.00
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 9.36 15,710 16,246 3.41 159 152 -4.40
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 14 15 7.14
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 63.56 236 236 0.00 15 15 0.00
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.52 5,775 6,732 16.57 236 293 24.15
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 66.67 75 75 0.00 5 5 0.00
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 53.92 1,444 2,782 92.66 72 150 108.33
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.57 370 370 0.00 25 25 0.00
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.93 0 590 0 33
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 14.13 563 566 0.53 8 8 0.00
2017‑09‑30 13F-HR PNR / Pentair plc. 68.13 2,281 2,231 -2.19 152 152 0.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 126.44 386 348 -9.84 47 44 -6.38
2017‑09‑30 13F-HR ESPR / Esperion Therapeutics, Inc. 50.00 200 200 0.00 9 10 11.11
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.68 7,397 7,292 -1.42 495 530 7.07
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 144.44 30 900 2,900.00 4 130 3,150.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 250.00 105 112 6.67 19 28 47.37
2017‑09‑30 13F-HR SGMO / Sangamo BioSciences, Inc. 300 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CBS / CBS Corp. 2,110 0 -100.00 135 0 -100.00
2017‑09‑30 13F-HR BIOL / Biolase, Inc. 3 0 -100.00 0 0
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 100 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 3,170 0 -100.00 121 0 -100.00
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 200 0 -100.00 0 0
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.27 5,182 5,369 3.61 878 984 12.07
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 0.00 7 7 0.00 0 0
2017‑09‑30 13F-HR HCAP / Harvest Capital Credit Corp 13.41 1,454 1,491 2.54 19 20 5.26
2017‑09‑30 13F-HR ES / Eversource Energy 60.50 4,000 242
2017‑09‑30 13F-HR FIT / Fitbit Inc. 0.00 15 15 0.00 0 0
2017‑09‑30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 98
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 13 14 7.69
2017‑09‑30 13F-HR PMO / Putnam Municipal Opportunities Trust 13 24 84.62
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 21 115 447.62
2017‑09‑30 13F-HR PMF / PIMCO Municipal Income Fund 14
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 52
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR AGN / Allergan plc 200.00 204 100 -50.98 50 20 -60.00
2017‑09‑30 13F-HR AHS / AMN Healthcare Services, Inc. 45.00 200 200 0.00 8 9 12.50
2017‑09‑30 13F-HR AVGO / Broadcom Limited 240.38 200 208 4.00 47 50 6.38
2017‑09‑30 13F-HR TIER / Tier Reit Inc. 19.13 1,359 1,359 0.00 25 26 4.00
2017‑09‑30 13F-HR MXF / Mexico Fund, Inc. (The) 2
2017‑09‑30 13F-HR MVF / BlackRock MuniVest Fund, Inc. 477
2017‑09‑30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 29
2017‑09‑30 13F-HR MFM / MFS Municipal Income Trust 7
2017‑09‑30 13F-HR BARINGS CORPORATE INVS / (06759X107) 9
2017‑09‑30 13F-HR XHNWX / Pioneer Diversified High Income 8 18 125.00
2017‑09‑30 13F-HR GAM / General American Investors Co., Inc. 14 15 7.14
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 65 52 -20.00
2017‑09‑30 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5
2017‑09‑30 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 465
2017‑09‑30 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 15
2017‑09‑30 13F-HR BFK / BlackRock Municipal Income Trust 586
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 84 87 3.57
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9 10 11.11
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 42
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 34.48 29 1
2017‑09‑30 13F-HR ISHARES TR / EXPONENTIAL TECH (46434V381) 47.62 21 1
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.97 29,965 31,834 6.24 1,646 1,718 4.37
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.72 38,024 39,086 2.79 3,013 3,194 6.01
2017‑09‑30 13F-HR MTK / SPDR Morgan Stanley Technology ETF 81.40 172 172 0.00 13 14 7.69
2017‑09‑30 13F-HR XYL / Xylem, Inc. 63.12 270 301 11.48 15 19 26.67
2017‑09‑30 13F-HR XXII / 22nd Century Group, Inc. 3.01 998 998 0.00 2 3 50.00
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. 35.00 200 200 0.00 3 7 133.33
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82.06 6,340 5,971 -5.82 512 490 -4.30
2017‑09‑30 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 138.30 94 94 0.00 13 13 0.00
2017‑09‑30 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 8.62 232 232 0.00 4 2 -50.00
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.64 1,440 1,103 -23.40 46 36 -21.74
2017‑09‑30 13F-HR X / United States Steel Corp. 25.78 2,014 2,017 0.15 45 52 15.56
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.78 10,470 10,797 3.12 563 613 8.88
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.94 1,920 1,880 -2.08 258 280 8.53
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 79.78 3,281 3,635 10.79 231 290 25.54
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 85.47 233 234 0.43 18 20 11.11
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 39.71 554 554 0.00 21 22 4.76
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 100.00 70 7
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 4.05 247 247 0.00 1 1 0.00
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 173.91 46 46 0.00 9 8 -11.11
2017‑09‑30 13F-HR WWE / World Wrestling Entertainment, Inc. 22.64 265 265 0.00 5 6 20.00
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 19.33 1,500 1,500 0.00 30 29 -3.33
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.15 5,186 5,592 7.83 393 437 11.20
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 66.67 390 390 0.00 26 26 0.00
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.37 950 957 0.74 70 75 7.14
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.08 5,361 5,574 3.97 297 307 3.37
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 29.75 1,254 1,143 -8.85 38 34 -10.53
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.08 528 37
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.09 880 96
2017‑09‑30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.33 5,851 78
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.50 2,265 2,046 -9.67 94 89 -5.32
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.82 1,100 1,100 0.00 13 13 0.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95.16 354 1,156 226.55 33 110 233.33
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.57 743 544 -26.78 105 83 -20.95
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.65 4,324 4,976 15.08 216 262 21.30
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 140.00 297 300 1.01 42 42 0.00
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.38 10,922 10,126 -7.29 683 662 -3.07
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 151.74 401 402 0.25 59 61 3.39
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.52 1,597 1,467 -8.14 154 146 -5.19
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.24 513 517 0.78 40 42 5.00
2017‑09‑30 13F-HR V / Visa, Inc. 105.17 2,572 2,691 4.63 241 283 17.43
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 144.93 138 138 0.00 20 20 0.00
2017‑09‑30 13F-HR VUZI / Vuzix Corp 5.00 1,000 1,000 0.00 7 5 -28.57
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 61.40 114 114 0.00 7 7 0.00
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.56 4,945 4,841 -2.10 509 511 0.39
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 165 2,100 1,172.73 20 272 1,260.00
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 20.66 231 242 4.76 5 5 0.00
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 40.00 50 50 0.00 2 2 0.00
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.82 799 803 0.50 89 93 4.49
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.77 14,263 12,465 -12.61 1,812 1,655 -8.66
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.60 1,103 2,097 90.12 130 255 96.15
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.14 110 666 505.45 15 94 526.67
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.06 2,486 3,188 28.24 304 370 21.71
2017‑09‑30 13F-HR URBN / Urban Outfitters, Inc. 24.18 703 703 0.00 13 17 30.77
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 0.00 24 24 0.00 1 0 -100.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.67 2,009 2,159 7.47 44 36 -18.18
2017‑09‑30 13F-HR PROSHARES TR / PSHS ULTRA UTIL (74347R685) 47.62 2,100 100
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15.01 1,732 1,732 0.00 35 26 -25.71
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.98 2,461 2,440 -0.85 268 283 5.60
2017‑09‑30 13F-HR URI / United Rentals, Inc. 140.00 100 100 0.00 11 14 27.27
2017‑09‑30 13F-HR UHS / Universal Health Services, Inc. 110.71 280 280 0.00 34 31 -8.82
2017‑09‑30 13F-HR UMBF / UMB Financial Corp. 76.92 52 52 0.00 4 4 0.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 61.47 407 423 3.93 31 26 -16.13
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.05 8,051 8,063 0.15 890 968 8.76
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.86 1,013 1,013 0.00 10 11 10.00
2017‑09‑30 13F-HR UYG / ProShares Ultra Financials 112.84 2,686 2,446 -8.94 279 276 -1.08
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.46 575 1,013 76.17 107 198 85.05
2017‑09‑30 13F-HR TDG / Transdigm Group, Inc. 285.71 7 2
2017‑09‑30 13F-HR TBBK / Bancorp Inc. (The) 8.25 8,000 66
2017‑09‑30 13F-HR SVMLF / Silvercorp Metals Inc. 3.33 300 1
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 123.10 635 658 3.62 80 81 1.25
2017‑09‑30 13F-HR TDC / Teradata Corp. 33.45 1,216 1,106 -9.05 36 37 2.78
2017‑09‑30 13F-HR SYY / SYSCO Corp. 55.36 175 289 65.14 9 16 77.78
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 20.00 0 150 0 3
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 112.07 116 116 0.00 13 13 0.00
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 71.08 622 619 -0.48 39 44 12.82
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.44 1,411 1,411 0.00 51 50 -1.96
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.21 276 194 -29.71 100 66 -34.00
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 104.00 950 250 -73.68 70 26 -62.86
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.67 0 600 0 10
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.89 2,726 3,219 18.09 262 328 25.19
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.88 228 243 6.58 23 25 8.70
2017‑09‑30 13F-HR SWX / Southwest Gas Corp. 77.50 400 400 0.00 29 31 6.90
2017‑09‑30 13F-HR TEAR / TearLab Corp 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR TGTX / TG Therapeutics, Inc. 13.33 300 300 0.00 3 4 33.33
2017‑09‑30 13F-HR TGT / Target Corp. 59.23 574 574 0.00 30 34 13.33
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.17 192 328 70.83 14 24 71.43
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 188.98 412 381 -7.52 72 72 0.00
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 47.17 212 212 0.00 10 10 0.00
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 1.00 1,000 1,000 0.00 1 1 0.00
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.95 2,242 2,242 0.00 40 38 -5.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.77 15,445 17,288 11.93 1,932 2,157 11.65
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.72 2,596 2,296 -11.56 200 206 3.00
2017‑09‑30 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 39.83 954 954 0.00 41 38 -7.32
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 142.86 7 7 0.00 1 1 0.00
2017‑09‑30 13F-HR T / AT & T, Inc. 39.19 24,735 25,034 1.21 933 981 5.14
2017‑09‑30 13F-HR SSNT / SilverSun Technologies, Inc. 0.00 1 0
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P500 HGH BET (73937B829) 0.00 11 0
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 250.00 4 1
2017‑09‑30 13F-HR SHOP / Shopify Inc. 120.00 100 12
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. 46.00 2,000 92
2017‑09‑30 13F-HR PROSHARES TR / ULTRASHRT S&P500 (74347B383) 44.12 136 6
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.67 1,500 1,500 0.00 7 4 -42.86
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 121.21 33 33 0.00 4 4 0.00
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. 25.00 600 200 -66.67 18 5 -72.22
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.88 43,740 43,764 0.05 9,460 9,973 5.42
2017‑09‑30 13F-HR STX / Seagate Technology PLC 30.00 0 100 0 3
2017‑09‑30 13F-HR SQ / Square, Inc. 30.30 330 330 0.00 8 10 25.00
2017‑09‑30 13F-HR SID / Companhia Siderurgica Nacional-CSN 2.94 1,700 1,700 0.00 4 5 25.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 100.00 10 10 0.00 1 1 0.00
2017‑09‑30 13F-HR SLGN / Silgan Holdings, Inc. 30.00 400 400 0.00 13 12 -7.69
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 13.33 200 300 50.00 2 4 100.00
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.82 5,153 5,099 -1.05 292 305 4.45
2017‑09‑30 13F-HR STML / Stemline Therapeutics, Inc. 10.00 300 300 0.00 3 3 0.00
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.56 900 900 0.00 14 14 0.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.66 438 438 0.00 20 20 0.00
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 42.37 118 118 0.00 4 5 25.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.31 1,199 1,364 13.76 101 115 13.86
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 45.45 650 550 -15.38 22 25 13.64
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160.00 100 100 0.00 16 16 0.00
2017‑09‑30 13F-HR STT / State Street Corp. 96.59 0 176 0 17
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.13 1,763 1,772 0.51 426 445 4.46
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.36 375 975 160.00 7 14 100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.60 1,954 1,954 0.00 129 136 5.43
2017‑09‑30 13F-HR SITO / SITO Mobile, Ltd. 7.14 5,500 7,000 27.27 20 50 150.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 6.00 1,000 1,000 0.00 5 6 20.00
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.02 1,485 1,485 0.00 43 52 20.93
2017‑09‑30 13F-HR SPIR / Spire Corp. 74.57 1,012 1,408 39.13 71 105 47.89
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 100.00 100 100 0.00 9 10 11.11
2017‑09‑30 13F-HR SAIC / Science Applications International Corp. 64.00 125 8
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTEN (78355W866) 65.22 46 3
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 62.50 32 2
2017‑09‑30 13F-HR OPPENHEIMER REV WEIGHTD ETF / SMALL CAP REV ET (68386C302) 68.91 1,219 84
2017‑09‑30 13F-HR ROP / Roper Technologies, Inc. 166.67 6 1
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.12 1,600 285
2017‑09‑30 13F-HR EXCHANGE TRADED CONCEPTS TR / ROBO GLB ETF (301505707) 38.79 232 9
2017‑09‑30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 35.81 27,143 24,296 -10.49 913 870 -4.71
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.95 386 386 0.00 5 5 0.00
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.07 533,351 530,269 -0.58 33,708 35,035 3.94
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.75 6,848 3,957 -42.22 309 185 -40.13
2017‑09‑30 13F-HR S / Sprint Corporation 7.34 872 817 -6.31 7 6 -14.29
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.38 1,290 1,268 -1.71 55 55 0.00
2017‑09‑30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.92 186,298 188,543 1.21 10,054 10,166 1.11
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 41.13 130,409 129,751 -0.50 5,374 5,337 -0.69
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.81 4,781 4,349 -9.04 279 234 -16.13
2017‑09‑30 13F-HR RPRX / Repros Therapeutics, Inc. 0.00 500 500 0.00 0 0
2017‑09‑30 13F-HR RLI / RLI Corp. 58.06 309 310 0.32 17 18 5.88
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.73 396 407 2.78 64 76 18.75
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.91 617,154 606,633 -1.70 15,336 16,325 6.45
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.47 751,979 750,818 -0.15 23,898 25,130 5.16
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 50.12 70,894 72,231 1.89 3,414 3,620 6.03
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.37 33,557 32,787 -2.29 2,145 2,209 2.98
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 103.45 29 29 0.00 3 3 0.00
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 100.00 1,196 10 -99.16 113 1 -99.12
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.40 2,500 211
2017‑09‑30 13F-HR PNM / PNM Resources, Inc. 40.00 500 20
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. 40.00 200 200 0.00 9 8 -11.11
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 63.87 1,529 1,550 1.37 82 99 20.73
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 63.80 65 1,975 2,938.46 4 126 3,050.00
2017‑09‑30 13F-HR PSX / Phillips 66 91.43 805 350 -56.52 67 32 -52.24
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 0.00 21 21 0.00 0 0
2017‑09‑30 13F-HR QLD / ProShares Ultra QQQ 64.04 1,140 2,280 100.00 131 146 11.45
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.47 820 1,005 22.56 89 107 20.22
2017‑09‑30 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 50.00 100 100 0.00 6 5 -16.67
2017‑09‑30 13F-HR PUK / Prudential PLC 50.00 0 40 0 2
2017‑09‑30 13F-HR REPH / Recro Pharma, Inc. 10.00 300 300 0.00 2 3 50.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.61 660 660 0.00 5 7 40.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.24 3,555 4,462 25.51 52 68 30.77
2017‑09‑30 13F-HR POST / Post Holdings, Inc. 88.25 3,235 3,150 -2.63 251 278 10.76
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 110.94 2,610 2,560 -1.92 250 284 13.60
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 62.99 254 254 0.00 16 16 0.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 67.99 59 1,059 1,694.92 4 72 1,700.00
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 40.66 664 27
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 0.00 1 0
2017‑09‑30 13F-HR PBH / Prestige Brands Holdings, Inc. 50.00 100 5
2017‑09‑30 13F-HR FQF TR / OSHARS FTSE US (351680855) 33.33 150 5
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.36 1,156 64
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 32.50 400 13
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 45.00 200 9
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.00 6,938 6,956 0.26 605 633 4.63
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.62 6,500 6,500 0.00 599 680 13.52
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.85 3,765 2,471 -34.37 147 96 -34.69
2017‑09‑30 13F-HR PGNX / Progenics Pharmaceuticals, Inc. 6.67 0 300 0 2
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.13 797 1,474 84.94 34 68 100.00
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.47 309 309 0.00 2 2 0.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 77.18 894 894 0.00 60 69 15.00
2017‑09‑30 13F-HR PATK / Patrick Industries, Inc. 79.37 63 63 0.00 5 5 0.00
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 0.00 13 13 0.00 1 0 -100.00
2017‑09‑30 13F-HR O / Realty Income Corp. 56.67 300 300 0.00 17 17 0.00
2017‑09‑30 13F-HR OGE / OGE Energy Corp. 36.07 1,200 2,800 133.33 42 101 140.48
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.69 17,168 14,823 -13.66 577 529 -8.32
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 143.36 565 565 0.00 76 81 6.58
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 56.60 53 53 0.00 2 3 50.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.08 3,571 3,421 -4.20 419 380 -9.31
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.26 1,682 1,720 2.26 84 83 -1.19
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.67 21,105 21,303 0.94 412 419 1.70
2017‑09‑30 13F-HR OLN / Olin Corp. 34.44 900 900 0.00 27 31 14.81
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 65.00 190 200 5.26 11 13 18.18
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 166.67 14 12 -14.29 2 2 0.00
2017‑09‑30 13F-HR NGG / National Grid Plc 62.86 2,593 163
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 0.00 9 0
2017‑09‑30 13F-HR NCR / NCR Corp. 40.00 50 2
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 0.00 6 0
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 15.06 40,506 610
2017‑09‑30 13F-HR MTOR / Meritor, Inc. 26.28 799 21
2017‑09‑30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.41 7,528 116
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.70 765 743 -2.88 107 109 1.87
2017‑09‑30 13F-HR MNKD / MannKind Corp. 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 47.62 525 525 0.00 23 25 8.70
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 20.98 1,287 1,287 0.00 29 27 -6.90
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.05 6,857 8,507 24.06 103 128 24.27
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.16 6,079 6,334 4.19 73 77 5.48
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.76 1,700 1,700 0.00 39 37 -5.13
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.57 630 630 0.00 18 18 0.00
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.87 8,373 6,535 -21.95 494 339 -31.38
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.36 1,620 1,781 9.94 242 323 33.47
2017‑09‑30 13F-HR MOMO / Momo Inc. 30.00 300 100 -66.67 11 3 -72.73
2017‑09‑30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.42 20,700 19,300 -6.76 271 259 -4.43
2017‑09‑30 13F-HR NI / NiSource, Inc. 25.63 872 9,872 1,032.11 22 253 1,050.00
2017‑09‑30 13F-HR NVS / Novartis AG 86.54 492 520 5.69 41 45 9.76
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.96 625 827 32.32 90 148 64.44
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 55.79 522 484 -7.28 27 27 0.00
2017‑09‑30 13F-HR MUR / Murphy Oil Corp. 25.00 120 120 0.00 3 3 0.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.52 855 815 -4.68 104 108 3.85
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. 34.83 300 201 -33.00 10 7 -30.00
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.70 5,043 5,867 16.34 78 98 25.64
2017‑09‑30 13F-HR MS / Morgan Stanley 47.96 902 1,814 101.11 40 87 117.50
2017‑09‑30 13F-HR NUE / Nucor Corp. 55.84 1,737 1,737 0.00 101 97 -3.96
2017‑09‑30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.75 95,500 740
2017‑09‑30 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 5.00 1,000 5
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 41.67 24 1
2017‑09‑30 13F-HR MDXG / MiMedx Group, Inc. 10.00 200 2
2017‑09‑30 13F-HR MMM / 3M Co. 209.33 749 750 0.13 156 157 0.64
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 12.50 800 800 0.00 13 10 -23.08
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.98 1,334 1,342 0.60 58 55 -5.17
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15.34 2,156 1,369 -36.50 46 21 -54.35
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 109.92 372 373 0.27 37 41 10.81
2017‑09‑30 13F-HR M / Macy's, Inc. 21.43 350 700 100.00 8 15 87.50
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.63 2,431 2,241 -7.82 372 351 -5.65
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 147.46 98,119 98,104 -0.02 14,046 14,466 2.99
2017‑09‑30 13F-HR MCK / McKesson Corp. 152.54 118 118 0.00 19 18 -5.26
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 300.00 10 10 0.00 3 3 0.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.14 3,196 3,196 0.00 204 205 0.49
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 84.44 239 225 -5.86 19 19 0.00
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 27.78 72 72 0.00 2 2 0.00
2017‑09‑30 13F-HR MAS / Masco Corp. 38.99 7,410 7,310 -1.35 283 285 0.71
2017‑09‑30 13F-HR MIDD / Middleby Corp. (The) 125.00 16 16 0.00 2 2 0.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.29 533 533 0.00 29 30 3.45
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.14 13,536 13,111 -3.14 259 251 -3.09
2017‑09‑30 13F-HR LEA / Lear Corp. 174.16 216 178 -17.59 31 31 0.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.47 1,886 2,091 10.87 227 254 11.89
2017‑09‑30 13F-HR LEN / Lennar Corp. 53.33 300 300 0.00 16 16 0.00
2017‑09‑30 13F-HR KMPR / Kemper Corporation 53.33 1,500 1,500 0.00 58 80 37.93
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 40.54 444 18
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 53.33 175 75 -57.14 6 4 -33.33
2017‑09‑30 13F-HR KR / Kroger Co. 20.41 46 147 219.57 1 3 200.00
2017‑09‑30 13F-HR LPCN / Lipocine Inc. 5.00 400 400 0.00 2 2 0.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.45 287 550 91.64 41 102 148.78
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.03 10,028 9,994 -0.34 450 450 0.00
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.60 900 1,028 14.22 74 88 18.92
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.51 3,460 3,360 -2.89 234 247 5.56
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 66.67 105 105 0.00 6 7 16.67
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 56.06 2,274 2,426 6.68 141 136 -3.55
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.27 222 25,871 11,553.60 62 8,027 12,846.77
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 150.27 377 366 -2.92 58 55 -5.17
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.61 511 9
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US VLU (464287663) 52.30 3,040 159
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38.79 464 18
2017‑09‑30 13F-HR IOO / iShares Global 100 ETF 93.33 75 7
2017‑09‑30 13F-HR INTC / Intel Corp. 38.01 7,906 6,866 -13.15 267 261 -2.25
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 146.48 355 355 0.00 51 52 1.96
2017‑09‑30 13F-HR INTU / Intuit Inc. 140.00 85 200 135.29 11 28 154.55
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.71 1,054 866 -17.84 29 24 -17.24
2017‑09‑30 13F-HR INPAP / International Paper Company 56.81 2,476 2,746 10.90 140 156 11.43
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.31 734 1,636 122.89 87 205 135.63
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.00 200 200 0.00 10 10 0.00
2017‑09‑30 13F-HR INSM / Insmed, Inc. 30.00 200 200 0.00 3 6 100.00
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 115.70 111 121 9.01 12 14 16.67
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.92 19,426 19,686 1.34 4,728 4,979 5.31
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 117.94 797 797 0.00 93 94 1.08
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.30 1,520 1,497 -1.51 214 222 3.74
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 196.36 160 275 71.88 31 54 74.19
2017‑09‑30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.10 748 978 30.75 38 49 28.95
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 96.03 302 302 0.00 27 29 7.41
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80.22 527 536 1.71 42 43 2.38
2017‑09‑30 13F-HR JEC / Jacobs Engineering Group, Inc. 57.52 452 452 0.00 25 26 4.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.90 4,876 4,876 0.00 23 19 -17.39
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 149.85 5,619 5,619 0.00 785 842 7.26
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.54 13,575 13,471 -0.77 1,241 1,287 3.71
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 6,076 6,561 7.98 804 853 6.09
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 171.94 2,594 2,594 0.00 431 446 3.48
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.23 660 813 23.18 78 101 29.49
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 176.87 147 147 0.00 23 26 13.04
2017‑09‑30 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 7.10 10,000 10,000 0.00 72 71 -1.39
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 142.86 1,380 658 -52.32 189 94 -50.26
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 112.11 5,655 5,655 0.00 608 634 4.28
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.20 25 2,461 9,744.00 2 158 7,800.00
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 164.58 960 158
2017‑09‑30 13F-HR ADVISORSHARES TR / PERITUS HG YLD (00768Y503) 37.74 53 2
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.41 7,280 7,280 0.00 127 134 5.51
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.52 72,650 78,944 8.66 7,745 8,409 8.57
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.90 710 710 0.00 89 83 -6.74
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 334.29 347 347 0.00 108 116 7.41
2017‑09‑30 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 34.75 1,431 1,410 -1.47 48 49 2.08
2017‑09‑30 13F-HR INDY / iShares India 50 ETF 35.71 56 56 0.00 2 2 0.00
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.50 521 532 2.11 73 79 8.22
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 68.38 295 351 18.98 19 24 26.32
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 12.00 400 500 25.00 5 6 20.00
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.77 562 577 2.67 111 117 5.41
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.94 485 510 5.15 72 78 8.33
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 73.84 1,191 1,246 4.62 83 92 10.84
2017‑09‑30 13F-HR HUB.A / Hubbell Inc 115.94 345 345 0.00 39 40 2.56
2017‑09‑30 13F-HR HTM / U.S. Geothermal Inc. 3.98 26,666 26,666 0.00 122 106 -13.11
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 95.92 400 417 4.25 36 40 11.11
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 96.77 186 186 0.00 17 18 5.88
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.28 1,352 1,352 0.00 47 45 -4.26
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 27.40 1,292 292 -77.40 35 8 -77.14
2017‑09‑30 13F-HR HCP / HCP, Inc. 28.57 105 105 0.00 3 3 0.00
2017‑09‑30 13F-HR GV / Goldfield Corp. 6.25 4,000 4,000 0.00 22 25 13.64
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 17.05 0 176 0 3
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.95 16,837 16,836 -0.01 1,400 1,447 3.36
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 236.76 990 1,001 1.11 220 237 7.73
2017‑09‑30 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.67 60 60 0.00 1 1 0.00
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.14 1,282 1,282 0.00 59 63 6.78
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 43.48 0 23 0 1
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.50 4,335 5,633 29.94 665 921 38.50
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.69 622 1,450 133.12 27 59 118.52
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 179.89 187 189 1.07 34 34 0.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR HPQ / HP Inc. 24.69 0 81 0 2
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 86.96 25 46 84.00 2 4 100.00
2017‑09‑30 13F-HR GFF / Griffon Corp. 18.18 110 2
2017‑09‑30 13F-HR GCO / Genesco Inc. 20.00 50 1
2017‑09‑30 13F-HR GCI / Gannett Co., Inc. 9.00 1,000 9
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / (35906A306) 0.00 20 0
2017‑09‑30 13F-HR GD / General Dynamics Corp. 203.62 220 221 0.45 44 45 2.27
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.22 1,448 1,059 -26.86 44 32 -27.27
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 119.05 102 42 -58.82 12 5 -58.33
2017‑09‑30 13F-HR FTV / Fortive Corporation 70.67 4,229 4,146 -1.96 268 293 9.33
2017‑09‑30 13F-HR GIL / Gildan Activewear, Inc. 30.95 517 517 0.00 16 16 0.00
2017‑09‑30 13F-HR GFED / Guaranty Federal Bancshares, Inc. 21.44 6,250 6,250 0.00 126 134 6.35
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 47.99 10,027 10,086 0.59 436 484 11.01
2017‑09‑30 13F-HR GE / General Electric Co. 24.17 43,037 42,616 -0.98 1,162 1,030 -11.36
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 10.00 157 100 -36.31 2 1 -50.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.01 6,228 5,962 -4.27 441 483 9.52
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.85 1,948 1,948 0.00 108 101 -6.48
2017‑09‑30 13F-HR GNTX / Gentex Corp. 20.00 800 800 0.00 15 16 6.67
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 127.45 49 102 108.16 6 13 116.67
2017‑09‑30 13F-HR SPDR SER TR / BLOMBERG BRC INV (78468R200) 30.76 22,076 679
2017‑09‑30 13F-HR FINL / Finish Line, Inc. (THE) 0.00 18 0
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 16.51 2,059 2,059 0.00 34 34 0.00
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 93.02 43 43 0.00 4 4 0.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 28.57 532 420 -21.05 14 12 -14.29
2017‑09‑30 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 57.44 23,436 23,137 -1.28 1,288 1,329 3.18
2017‑09‑30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 12.88 7,960 5,900 -25.88 112 76 -32.14
2017‑09‑30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.47 4,225 4,225 0.00 39 40 2.56
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 38.24 339 340 0.29 12 13 8.33
2017‑09‑30 13F-HR F / Ford Motor Co. 11.99 9,083 8,843 -2.64 102 106 3.92
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.23 5,000 5,351 7.02 25 28 12.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.85 10,748 11,150 3.74 1,623 1,905 17.38
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.07 2,566 2,566 0.00 12 13 8.33
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 106.67 200 150 -25.00 24 16 -33.33
2017‑09‑30 13F-HR FDX / FedEx Corp. 226.56 511 512 0.20 111 116 4.50
2017‑09‑30 13F-HR FEN / First Trust Energy Income & Growth Fund 24.65 10,215 9,615 -5.87 260 237 -8.85
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.50 3,900 1,200 -69.23 138 57 -58.70
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 13.89 1,900 1,800 -5.26 23 25 8.70
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 23.33 1,100 300 -72.73 27 7 -74.07
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.67 600 600 0.00 9 10 11.11
2017‑09‑30 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 27.67 0 253 0 7
2017‑09‑30 13F-HR FGEN / FibroGen, Inc. 50.00 200 100 -50.00 6 5 -16.67
2017‑09‑30 13F-HR EMF / Templeton Emerging Markets Fund 16.50 2,000 33
2017‑09‑30 13F-HR EFX / Equifax, Inc. 76.92 13 1
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.80 13,980 165
2017‑09‑30 13F-HR DXC / DXC Technology Company 71.43 28 2
2017‑09‑30 13F-HR WISDOMTREE TR / INTL EQUITY FD (97717W703) 54.26 258 14
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.27 7,290 505
2017‑09‑30 13F-HR POWERSHARES ETF TRUST II / DWA SC MOMNT PTF (73936Q744) 39.22 51 2
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.83 7,102 7,114 0.17 423 447 5.67
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 109.76 182 164 -9.89 17 18 5.88
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.19 525 525 0.00 41 40 -2.44
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 76.83 820 820 0.00 61 63 3.28
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 125.00 0 16 0 2
2017‑09‑30 13F-HR ENS / EnerSys 68.89 900 900 0.00 65 62 -4.62
2017‑09‑30 13F-HR ENR / Energizer Holdings, Inc. 45.92 1,655 1,655 0.00 79 76 -3.80
2017‑09‑30 13F-HR EBS / Emergent Biosolutions, Inc. 40.00 200 200 0.00 7 8 14.29
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.30 289 265 -8.30 38 34 -10.53
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 118.08 591 271 -54.15 68 32 -52.94
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 90.91 496 22 -95.56 30 2 -93.33
2017‑09‑30 13F-HR EPC / Edgewell Personal Care Company 73.66 543 543 0.00 41 40 -2.44
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.66 5,575 5,575 0.00 63 65 3.17
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 0.00 8 8 0.00 0 0
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 40.00 100 100 0.00 6 4 -33.33
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.40 5,329 5,629 5.63 347 385 10.95
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.99 1,032 1,032 0.00 95 97 2.11
2017‑09‑30 13F-HR EFSC / Enterprise Financial Services Corp. 42.80 957 958 0.10 39 41 5.13
2017‑09‑30 13F-HR ETFC / E*TRADE Financial, Inc. 43.67 3,710 3,710 0.00 141 162 14.89
2017‑09‑30 13F-HR IHPXF / iShares MSCI 55.17 435 435 0.00 22 24 9.09
2017‑09‑30 13F-HR DIOD / Diodes Incorporated 0.00 5 0
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 227.27 88 20
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 45.05 111 5
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 75.47 53 4
2017‑09‑30 13F-HR CSFL / Centerstate Banks, Inc. 27.37 475 13
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 10.67 750 8
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.23 1,342 1,606 19.67 141 169 19.86
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 64.00 500 500 0.00 32 32 0.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.52 4,998 4,178 -16.41 521 491 -5.76
2017‑09‑30 13F-HR DBO / PowerShares DB Oil Fund 8.96 1,005 1,005 0.00 8 9 12.50
2017‑09‑30 13F-HR DERM / Dermira, Inc. 26.67 150 150 0.00 4 4 0.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 81,754 83,090 1.63 4,057 4,243 4.58
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.83 53,904 54,616 1.32 1,922 2,066 7.49
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.75 1,342 1,342 0.00 103 103 0.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 54.01 1,870 1,870 0.00 117 101 -13.68
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 16.67 300 300 0.00 5 5 0.00
2017‑09‑30 13F-HR CTB / Cooper Tire & Rubber Co. 0.00 13 13 0.00 0 0
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 14.29 350 350 0.00 5 5 0.00
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 42.78 588 561 -4.59 24 24 0.00
2017‑09‑30 13F-HR CVRR / CVR Refining LP 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 85.70 2,997 3,022 0.83 253 259 2.37
2017‑09‑30 13F-HR CVS / CVS Health Corporation 80.96 1,024 1,124 9.77 82 91 10.98
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 40.19 1,443 1,443 0.00 50 58 16.00
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.48 2,070 3,270 57.97 137 237 72.99
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 19.89 350 352 0.57 8 7 -12.50
2017‑09‑30 13F-HR CYTK / Cytokinetics, Inc. 15.00 500 400 -20.00 6 6 0.00
2017‑09‑30 13F-HR CRME / Cardiome Pharma Corp. 0.00 36 27 -25.00 0 0
2017‑09‑30 13F-HR CW / Curtiss-Wright Corp. 105.67 388 388 0.00 36 41 13.89
2017‑09‑30 13F-HR CVY / Guggenheim Multi-Asset Income ETF 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR DEL / Deltic Timber Corp. 125.00 8 8 0.00 1 1 0.00
2017‑09‑30 13F-HR CSX / CSX Corp. 54.14 709 628 -11.42 39 34 -12.82
2017‑09‑30 13F-HR DG / Dollar General Corp. 81.16 583 690 18.35 42 56 33.33
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 31.03 23,545 20,531 -12.80 707 637 -9.90
2017‑09‑30 13F-HR CMS / CMS Energy Corp. 46.40 5,000 232
2017‑09‑30 13F-HR CME / CME Group, Inc. 100.00 10 1
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.00 1,000 16
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 45.45 22 1
2017‑09‑30 13F-HR CARS / Cars.com Inc 27.03 666 18
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.72 1,690 106
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. 94.30 3,489 3,489 0.00 272 329 20.96
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.00 0 1,000 0 168
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 10.00 200 200 0.00 2 2 0.00
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 29.14 7,680 7,549 -1.71 213 220 3.29
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.94 3,641 3,290 -9.64 291 263 -9.62
2017‑09‑30 13F-HR CNC / Centene Corp. 96.42 643 643 0.00 51 62 21.57
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.23 2,649 3,190 20.42 88 106 20.45
2017‑09‑30 13F-HR CDW / CDW Corporation 65.88 1,533 1,533 0.00 96 101 5.21
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 71.43 56 56 0.00 4 4 0.00
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 5.92 289 169 -41.52 1 1 0.00
2017‑09‑30 13F-HR COP / ConocoPhillips 50.10 2,392 1,916 -19.90 105 96 -8.57
2017‑09‑30 13F-HR XOVR / SPDR BofA Merrill Lynch Crossover Corporate Bond ETF 26.83 82,259 86,033 4.59 2,190 2,308 5.39
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 60.00 100 100 0.00 7 6 -14.29
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.50 5,000 5,200 4.00 13 13 0.00
2017‑09‑30 13F-HR CERN / Cerner Corp. 70.80 247 226 -8.50 16 16 0.00
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.60 1,492 1,549 3.82 160 193 20.63
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 110.00 100 100 0.00 11 11 0.00
2017‑09‑30 13F-HR CC / Chemours Company (The) 50.62 0 1,600 0 81
2017‑09‑30 13F-HR BPT / BP Prudhoe Bay Royalty Trust 22.56 256 266 3.91 6 6 0.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.66 1,547 1,046 -32.39 115 76 -33.91
2017‑09‑30 13F-HR CI / Cigna Corp. 190.00 100 100 0.00 17 19 11.76
2017‑09‑30 13F-HR CLDX / Celldex Therapeutics, Inc. 3.33 600 600 0.00 1 2 100.00
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 306.45 62 62 0.00 26 19 -26.92
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.33 2,000 3,000 50.00 9 25 177.78
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 333.33 3 1
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60.19 216 13
2017‑09‑30 13F-HR BCLYF / Barclays Plc 12.35 162 2
2017‑09‑30 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 142.86 7 1
2017‑09‑30 13F-HR AVXS / AveXis, Inc. 100.00 100 10
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.77 6,236 6,102 -2.15 378 383 1.32
2017‑09‑30 13F-HR BOTJ / Bank of the James Financial Group, Inc. 14.47 7,600 7,600 0.00 114 110 -3.51
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 34.91 486 487 0.21 15 17 13.33
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.53 1,720 1,574 -8.49 96 100 4.17
2017‑09‑30 13F-HR BP / BP Plc 38.46 1,062 2,002 88.51 37 77 108.11
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 25,863 26,482 2.39 627 671 7.02
2017‑09‑30 13F-HR BOCH / Bank of Commerce Holdings 11.52 12,500 12,500 0.00 138 144 4.35
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 82.27 1,683 1,483 -11.88 138 122 -11.59
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 83.33 12 12 0.00 1 1 0.00
2017‑09‑30 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.95 104,000 134,000 28.85 291 395 35.74
2017‑09‑30 13F-HR BLRX / BioLineRx Ltd. 1.00 1,000 1,000 0.00 1 1 0.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.97 1,077 1,480 37.42 152 256 68.42
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 54.55 165 165 0.00 10 9 -10.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.23 6,427 6,730 4.71 1,271 1,711 34.62
2017‑09‑30 13F-HR BIIB / Biogen Inc. 312.57 330 835 153.03 90 261 190.00
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 45.45 66 66 0.00 2 3 50.00
2017‑09‑30 13F-HR ARAY / Accuray, Inc. 4.00 1,000 1,000 0.00 5 4 -20.00
2017‑09‑30 13F-HR AOSL / Alpha and Omega Semiconductor Ltd. 16.67 200 300 50.00 3 5 66.67
2017‑09‑30 13F-HR APRI / Apricus Biosciences, Inc. 0.00 150 150 0.00 0 0
2017‑09‑30 13F-HR ATRA / Atara Biotherapeutics, Inc. 15.00 200 200 0.00 3 3 0.00
2017‑09‑30 13F-HR ATRS / Antares Pharma, Inc. 3.20 2,500 2,500 0.00 8 8 0.00
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 150.00 100 100 0.00 14 15 7.14
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 49.12 558 509 -8.78 25 25 0.00
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 10.00 300 200 -33.33 3 2 -33.33
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 71.43 1,600 42 -97.38 92 3 -96.74
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.26 1,230 1,230 0.00 20 20 0.00
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 111.11 9 1
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 142.86 21 3
2017‑09‑30 13F-HR INDEXIQ ETF TR / IQ ENCH BD US (45409B487) 19.50 2,000 39
2017‑09‑30 13F-HR AGCO / AGCO Corp. 95.24 21 2
2017‑09‑30 13F-HR AOBC / American Outdoor Brands Corp 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR AET / Aetna, Inc. 157.34 267 286 7.12 41 45 9.76
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.98 242 242 0.00 14 15 7.14
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 157.89 0 19 0 3
2017‑09‑30 13F-HR AHC / A.H. Belo Corp. 0.00 20 20 0.00 0 0
2017‑09‑30 13F-HR AGIO / Agios Pharmaceuticals, Inc. 70.00 100 100 0.00 5 7 40.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13.33 1,400 225 -83.93 17 3 -82.35
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 58.25 1,631 1,631 0.00 87 95 9.20
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.00 1,012 1,082 6.92 63 66 4.76
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.66 1,649 2,991 81.38 181 328 81.22
2017‑09‑30 13F-HR AGEN / Agenus Inc. 5.00 400 400 0.00 2 2 0.00
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.16 882 1,411 59.98 61 99 62.30
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.67 700 600 -14.29 54 49 -9.26
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 50.00 60 60 0.00 3 3 0.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.41 1,121 1,244 10.97 1,085 1,196 10.23
2017‑09‑30 13F-HR AEE / Ameren Corp. 57.84 10,187 11,998 17.78 557 694 24.60
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 192.55 848 161 -81.01 160 31 -80.62
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 144,165 150,522 4.41 1,724 1,689 -2.03
2017‑09‑30 13F-HR ACRX / AcelRx Pharmaceuticals, Inc. 3.33 1,300 300 -76.92 3 1 -66.67
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.25 2,491 2,798 12.32 121 149 23.14
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24.75 594 606 2.02 14 15 7.14
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 4.39 1,140 1,140 0.00 7 5 -28.57
2017‑09‑30 13F-HR ACN / Accenture plc 133.64 223 217 -2.69 28 29 3.57
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.83 1,150 1,150 0.00 58 55 -5.17
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 38.00 600 500 -16.67 17 19 11.76
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 108.55 430 433 0.70 44 47 6.82
2017‑09‑30 13F-HR ACLS / Axcelis Technologies, Inc. 25.75 233 6
2017‑09‑30 13F-HR ABB / ABB Ltd. 17.24 58 1
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 64.76 2,625 170
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 151.08 131 139 6.11 19 21 10.53
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.96 3,067 3,406 11.05 222 303 36.49
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 40,812 41,246 1.06 5,878 6,357 8.15
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.14 575 1,115 93.91 9 18 100.00
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 4.00 1,000 1,000 0.00 4 4 0.00
2017‑09‑30 13F-HR DEO / Diageo plc 133.86 127 127 0.00 15 17 13.33
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 0.00 71 71 0.00 0 0
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.96 1,585 1,613 1.77 1,474 1,571 6.58
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 10.79 649 649 0.00 6 7 16.67
2017‑09‑30 13F-HR TAN / Guggenheim Solar ETF 25.42 118 118 0.00 2 3 50.00
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 307.69 13 13 0.00 4 4 0.00
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.82 1,293 12,234 846.17 38 377 892.11
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.93 15,600 15,450 -0.96 258 277 7.36
2017‑09‑30 13F-HR DVAX / Dynavax Technologies Corp. 20.00 200 200 0.00 2 4 100.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.58 717 676 -5.72 652 648 -0.61
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.63 8,135 8,198 0.77 657 661 0.61
2017‑09‑30 13F-HR AAAP / Advanced Accelerator Applications S.A 64.00 125 125 0.00 5 8 60.00
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp 114.29 35 35 0.00 4 4 0.00
2017‑09‑30 13F-HR AABA / Altaba Inc 68.18 220 220 0.00 12 15 25.00
2017‑09‑30 13F-HR MD / Mednax, Inc. 35.71 56 56 0.00 3 2 -33.33
2017‑09‑30 13F-HR TOT / Total S.A. 53.37 787 787 0.00 39 42 7.69
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.33 0 3,000 0 40
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.27 2,832 2,844 0.42 105 106 0.95
2017‑09‑30 13F-HR K / Kellogg Co. 60.15 133 133 0.00 9 8 -11.11
2017‑09‑30 13F-HR SNY / Sanofi 50.00 200 200 0.00 10 10 0.00
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 86.58 231 231 0.00 20 20 0.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.36 635 584 -8.03 40 37 -7.50
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 25 34 36.00
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.73 626 628 0.32 34 35 2.94
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.66 1,375 1,318 -4.15 16 18 12.50
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 10.01 0 13,880 0 139
2017‑09‑30 13F-HR FCSC / Fibrocell Science Inc. 5.00 167 200 19.76 1 1 0.00
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 187.50 0 16 0 3
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 12.99 2,772 2,772 0.00 34 36 5.88
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.10 102,028 106,264 4.15 5,583 6,280 12.48
2017‑09‑30 13F-HR AGII / Argo Group International Holdings, Ltd. 62.02 387 387 0.00 23 24 4.35
2017‑09‑30 13F-HR CBAN / Colony Bankcorp, Inc. 13.87 3,750 3,750 0.00 51 52 1.96
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.55 3,605 3,552 -1.47 161 176 9.32
2017‑09‑30 13F-HR FF / FutureFuel Corp. 15.67 5,149 5,170 0.41 78 81 3.85
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.60 1,298 1,302 0.31 74 75 1.35
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.31 182 211 15.93 15 18 20.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.06 27,893 29,168 4.57 2,500 2,627 5.08
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.94 3,540 3,522 -0.51 460 514 11.74
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.00 200 100 -50.00 17 11 -35.29
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.11 1,195 1,601 33.97 28 37 32.14
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 120.30 250 133 -46.80 32 16 -50.00
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 64.62 650 650 0.00 47 42 -10.64
2017‑09‑30 13F-HR KEY / KeyCorp 17.09 219 234 6.85 4 4 0.00
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.33 300 300 0.00 1 1 0.00
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.99 29,476 30,767 4.38 2,008 2,184 8.76
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.07 8,507 8,950 5.21 442 475 7.47
2017‑09‑30 13F-HR PX / Praxair, Inc. 140.44 313 591 88.82 41 83 102.44
2017‑09‑30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 15.00 2,600 2,600 0.00 38 39 2.63
2017‑09‑30 13F-HR QURE / uniQure N.V. 10.00 200 200 0.00 1 2 100.00
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.08 2,480 2,480 0.00 25 25 0.00
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 10.67 375 375 0.00 4 4 0.00
2017‑09‑30 13F-HR COH / Coach, Inc. 40.00 225 225 0.00 11 9 -18.18
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.26 1,329 1,329 0.00 115 108 -6.09
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.55 5,460 5,836 6.89 212 225 6.13
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.82 2,331 2,856 22.52 129 148 14.73
2017‑09‑30 13F-HR SGEN / Seattle Genetics, Inc. 53.33 600 300 -50.00 31 16 -48.39
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 91.43 375 175 -53.33 32 16 -50.00
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.79 2,301 2,303 0.09 122 140 14.75
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.53 7,592 8,131 7.10 523 606 15.87
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.68 1,302 11,041 748.00 47 416 785.11
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 135.14 369 370 0.27 47 50 6.38
2017‑09‑30 13F-HR SPB / Spectrum Brands Holdings, Inc. 110.00 100 100 0.00 13 11 -15.38
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.10 643 895 39.19 35 52 48.57
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 53.85 1,150 650 -43.48 72 35 -51.39
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.44 16,400 16,050 -2.13 230 296 28.70
2017‑09‑30 13F-HR MET / MetLife, Inc. 52.01 3,555 3,134 -11.84 195 163 -16.41
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.42 13,692 13,197 -3.62 1,020 837 -17.94
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.14 1,386 1,386 0.00 40 39 -2.50
2017‑09‑30 13F-HR HBP / Huttig Building Products, Inc. 7.06 158,723 158,723 0.00 1,113 1,121 0.72
2017‑09‑30 13F-HR AEM / Agnico Eagle Mines Limited 45.00 200 200 0.00 9 9 0.00
2017‑09‑30 13F-HR NOK / Nokia Corp. 0.00 800 25 -96.88 5 0 -100.00
2017‑09‑30 13F-HR IEX / IDEX Corp. 123.29 276 219 -20.65 31 27 -12.90
2017‑09‑30 13F-HR EBAY / eBay, Inc. 40.00 100 100 0.00 3 4 33.33
2017‑09‑30 13F-HR CASC / Cascadian Therapeutics, Inc. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 36.67 400 300 -25.00 19 11 -42.11
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 6.00 500 500 0.00 4 3 -25.00
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.93 25,478 25,653 0.69 1,489 1,563 4.97
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 63.98 3,129 3,173 1.41 201 203 1.00
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.04 44,568 40,937 -8.15 2,575 2,458 -4.54
2017‑09‑30 13F-HR AES / AES Corp. (The) 10.91 1,766 2,658 50.51 20 29 45.00
2017‑09‑30 13F-HR MN / Manning & Napier, Inc. 4.00 1,000 3,000 200.00 4 12 200.00
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.36 1,184 839 -29.14 78 54 -30.77
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 90.43 175 188 7.43 16 17 6.25
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 101.56 68 128 88.24 6 13 116.67
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.44 1,422 1,727 21.45 151 170 12.58
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 14.00 500 500 0.00 4 7 75.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,800.00 14 15 7.14 26 27 3.85
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 125.00 32 32 0.00 4 4 0.00
2017‑09‑30 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.36 516,873 526,388 1.84 27,007 27,562 2.06
2017‑09‑30 13F-HR PLD / Prologis, Inc. 64.78 247 247 0.00 14 16 14.29
2017‑09‑30 13F-HR KEM / KEMET Corp. 20.62 776 776 0.00 10 16 60.00
2017‑09‑30 13F-HR WATT / Energous Corporation 12.22 900 900 0.00 15 11 -26.67
2017‑09‑30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 146.34 1,600 1,025 -35.94 249 150 -39.76
2017‑09‑30 13F-HR TLO / SPDR Barclays Long Term Treasury ETF 71.98 158,132 156,327 -1.14 11,403 11,252 -1.32
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. 21.21 3,400 3,300 -2.94 59 70 18.64
2017‑09‑30 13F-HR VRSK / Verisk Analytics, Inc. 80.75 176 161 -8.52 15 13 -13.33
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.19 3,816 3,816 0.00 339 348 2.65
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.10 10,923 11,036 1.03 296 288 -2.70
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.69 99 321 224.24 2 6 200.00
2017‑09‑30 13F-HR NLNK / NewLink Genetics Corp 10.00 500 500 0.00 4 5 25.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 38.10 0 105 0 4
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.39 2,465 4,341 76.11 218 375 72.02
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.50 1,716 1,716 0.00 7 6 -14.29
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.14 1,266 7,122 462.56 61 350 473.77
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.37 3,125 2,216 -29.09 538 413 -23.23
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 25.00 100 200 100.00 2 5 150.00
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.10 2,223 2,119 -4.68 270 299 10.74
2017‑09‑30 13F-HR AXP / American Express Co. 90.91 822 924 12.41 69 84 21.74
2017‑09‑30 13F-HR ELR / SPDR Series Trust 27.73 1,875 1,875 0.00 52 52 0.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13.91 647 647 0.00 10 9 -10.00
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.60 3,429 2,846 -17.00 38 33 -13.16
2017‑09‑30 13F-HR MDT / Medtronic plc 78.07 859 807 -6.05 76 63 -17.11
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.20 5,446 5,479 0.61 426 423 -0.70
2017‑09‑30 13F-HR ETR / Entergy Corp. 76.48 200 2,432 1,116.00 15 186 1,140.00
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 22.00 1,000 1,000 0.00 21 22 4.76
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.89 3,825 2,278 -40.44 297 182 -38.72
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.15 2,137 2,122 -0.70 329 308 -6.38
2017‑09‑30 13F-HR REGI / Renewable Energy Group, Inc. 0.00 40 40 0.00 1 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 55.81 215 215 0.00 11 12 9.09
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 119.58 1,070 945 -11.68 118 113 -4.24
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 75.00 199 200 0.50 17 15 -11.76
2017‑09‑30 13F-HR INSY / Insys Therapeutics Inc. 8.55 918 1,403 52.83 12 12 0.00
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 203.12 0 64 0 13
2017‑09‑30 13F-HR TTNP / Titan Pharmaceuticals, Inc. 1.25 800 800 0.00 2 1 -50.00
2017‑09‑30 13F-HR DFS / Discover Financial Services 60.61 0 33 0 2
2017‑09‑30 13F-HR MON / Monsanto Co. 119.91 2,568 2,527 -1.60 304 303 -0.33
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 22.00 500 500 0.00 13 11 -15.38
2017‑09‑30 13F-HR PRI / Primerica, Inc. 81.67 600 600 0.00 45 49 8.89
2017‑09‑30 13F-HR SPYG / SPDR S&P 500 Growth ETF 123.67 564 566 0.35 67 70 4.48
2017‑09‑30 13F-HR QGEN / QIAGEN N.V. 32.13 169 498 194.67 6 16 166.67
2017‑09‑30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.40 39,479 37,897 -4.01 1,991 1,910 -4.07
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 93.57 171 171 0.00 16 16 0.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 130.43 92 92 0.00 9 12 33.33
2017‑09‑30 13F-HR UNM / Unum Group 51.61 849 775 -8.72 40 40 0.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 179.05 1,279 1,279 0.00 216 229 6.02
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 150.00 100 100 0.00 14 15 7.14
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.06 4,588 4,082 -11.03 196 188 -4.08
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 172.41 58 58 0.00 10 10 0.00
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 153.58 326 293 -10.12 47 45 -4.26
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 55.46 477 577 20.96 24 32 33.33
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77.07 1,091 1,064 -2.47 74 82 10.81
2017‑09‑30 13F-HR HALO / Halozyme Therapeutics, Inc. 16.67 300 300 0.00 4 5 25.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 73.95 2,397 2,407 0.42 167 178 6.59
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.53 4,750 2,454 -48.34 142 97 -31.69
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited 33.44 8,073 8,073 0.00 233 270 15.88
2017‑09‑30 13F-HR GM / General Motors Company 39.64 755 555 -26.49 26 22 -15.38
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.00 1,772 3,846 117.04 73 200 173.97
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.11 1,911 1,954 2.25 103 94 -8.74
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.77 140,804 144,829 2.86 4,121 4,312 4.63
2017‑09‑30 13F-HR MNESP / MSA Safety Inc. 38.46 26 26 0.00 1 1 0.00
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 123.44 2,249 2,568 14.18 278 317 14.03
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.83 4,613 5,175 12.18 191 232 21.47
2017‑09‑30 13F-HR CAL / Caleres, Inc. 31.00 1,000 1,000 0.00 28 31 10.71
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 23.33 600 600 0.00 13 14 7.69
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 213.68 468 468 0.00 92 100 8.70
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.82 696,290 699,548 0.47 34,954 36,251 3.71
2017‑09‑30 13F-HR COLL / Collegium Pharmaceutical, Inc. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.98 1,738 852 -50.98 182 92 -49.45
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.25 720 742 3.06 125 133 6.40
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.47 4,179 4,320 3.37 217 231 6.45
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 160.00 50 50 0.00 7 8 14.29
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.56 6,904 6,764 -2.03 216 227 5.09
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 60.91 1,158 706 -39.03 69 43 -37.68
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.09 38,201 38,729 1.38 3,179 3,218 1.23
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 449 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 1,500 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 8 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RNVA / Rennova Health, Inc. 1 0 -100.00 0 0
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 402 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR PETX / Aratana Therapeutics, Inc. 200 0 -100.00 1 0 -100.00