InvestorK2 Principal Fund, L.p.
Insider ProfileK2 PRINCIPAL FUND, L.P.
Portfolio Value $ 1,292,843,000
Current Positions302
Opened Positions5
Closed Positions114


Latest Holdings, Performance, AUM (from 13F, 13D)

K2 Principal Fund, L.p. has disclosed 302 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,292,843,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). K2 Principal Fund, L.p.'s top holdings are Citigroup, Inc. (NYSE:C) , Market Vectors Semiconductor ETF (NYSE:SMH) , NXP Semiconductors N.V. (NASDAQ:NXPI) , iShares 20+ Year Treasury Bond ETF (NASDAQ:TLT) , and SPDR Technology Select Sector ETF (NYSE:XLK) . K2 Principal Fund, L.p.'s new positions include Andeavor Corp. (NYSE:ANDV) , athenahealth, Inc. (NASDAQ:ATHN) , Dycom Industries, Inc. Bond (267475AB7) , athenahealth, Inc. (NASDAQ:ATHN) , and Layne Christensen Co. Bond (521050AD6) . K2 Principal Fund, L.p.'s top industries are "Printing, Publishing, And Allied Industries" (sic 27) , "Railroad Transportation" (sic 40) , and "Motor Freight Transportation And Warehousing" (sic 42) .

All K2 Principal Fund, L.p. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑08‑28 SC 13G TZACU / Tenzing Acquisition Corp. 375,000 6.52
2018‑07‑27 SC 13G JSYNU / Jensyn Acquistion Corp. 131,868 6.58

This form was filed on August 13, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR GSAH / GS Acquisition Holdings Corp 10.22 230,200 2,353
2018-06-30 13F-HR TPGE.U / TPG Pace Energy Holdings Corp. 955,876 0 -100.00 9,664 0
2018-06-30 13F-HR SHLM / Schulman (A.), Inc. 44.50 60,000 2,670
2018-06-30 13F-HR ADBE / Adobe Systems, Inc. 244.00 2,500 610
2018-06-30 13F-HR AEROJET ROCKETDYNE HLDGS INC / NOTE 2.250 12/1 (007800AB1) 12,318
2018-06-30 13F-HR AKRX / Akorn, Inc. Call 16.59 24,600 408
2018-06-30 13F-HR ANDV / Andeavor Corp. 131.17 68,703 9,012
2018-06-30 13F-HR BIG ROCK PARTNERS ACQUISI CO / W EXP 12/01/202 (089482111) 0.35 101,200 35
2018-06-30 13F-HR BLACK RIDGE ACQUISITION CORP / RIGHT 07/10/2019 (09216T123) 0.30 75,900 23
2018-06-30 13F-HR BLACKBERRY LTD / DEBT 3.750 11/1 (C10268AC1) 2,988
2018-06-30 13F-HR BAK / Braskem S.A. Call 26.01 61,600 1,602
2018-06-30 13F-HR BAK / Braskem S.A. 26.01 61,100 1,589
2018-06-30 13F-HR ESTRE AMBIENTAL INC / W EXP 12/21/202 (G3206V118) 0.42 209,855 89
2018-06-30 13F-HR LARE / Tierra XP Latin America Real Estate ETF Call 29.40 128,100 3,766
2018-06-30 13F-HR FAR PT ACQUISITION CORP / UNIT 06/01/2025 (30734W208) 10.19 1,575,414 16,053
2018-06-30 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.77 64,800 633
2018-06-30 13F-HR FEDERAL STR ACQUISITION CORP / W EXP 07/24/202 (31421V115) 1.20 182,400 219
2018-06-30 13F-HR IYT / iShares Transportation Average ETF 186.25 4,000 745
2018-06-30 13F-HR IPCC / Infinity Property & Casualty Corp. 142.36 16,170 2,302
2018-06-30 13F-HR LHO / LaSalle Hotel Properties 34.23 163,322 5,591
2018-06-30 13F-HR LEGACY ACQUISITION CORP / W EXP 11/30/202 (524643111) 0.44 50,000 22
2018-06-30 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 10.00 294,007 2,940
2018-06-30 13F-HR LEISURE ACQUISITION CORP / W EXP 12/05/201 (52539T115) 0.69 40,400 28
2018-06-30 13F-HR MTECH ACQUISITION CORP / COM CLASS A (55378W107) 9.76 246,989 2,411
2018-06-30 13F-HR MTECH ACQUISITION CORP / W EXP 08/01/202 (55378W115) 0.65 247,989 161
2018-06-30 13F-HR MUDRICK CAP ACQUISITION CORP / COM CLASS A (624745105) 9.64 52,293 504
2018-06-30 13F-HR PACQU / Pure Acquisition Corp. 9.64 626,199 6,037
2018-06-30 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 10.13 208,442 2,112
2018-06-30 13F-HR SENSEONICS HLDGS INC / NOTE 5.250 2/0 (81727UAA3) 3,556
2018-06-30 13F-HR SENS / Senseonics Holdings, Inc. 4.11 205,654 845
2018-06-30 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 10.09 295,770 2,984
2018-06-30 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.20 463,500 4,728
2018-06-30 13F-HR UNION ACQUISITION CORP / W EXP 07/01/202 (G9366W127) 0.36 50,000 18
2018-06-30 13F-HR USO / United States Oil Fund, LP Put 15.05 40,000 602
2018-06-30 13F-HR OLED / Universal Display Corp. Put 86.00 10,000 860
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 43.33 0 60,000 0 2,600
2018-06-30 13F-HR MU / Micron Technology, Inc. Put 52.44 0 50,000 0 2,622
2018-06-30 13F-HR ROSEU / Rosehill Resources 1.08 1,164,548 1,164,548 0.00 870 1,258 44.60
2018-06-30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 45.05 35,900 95,800 166.85 1,475 4,316 192.61
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 0.36 637,903 608,100 -4.67 6,354 219 -96.55
2018-06-30 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 5,247 5,020 -4.33
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C Put 10,000 0 -100.00 10,318 0 -100.00
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. Call 100,000 0 -100.00 3,112 0 -100.00
2018-06-30 13F-HR CHUBK / Commercehub Inc 12,918 0 -100.00 291 0 -100.00
2018-06-30 13F-HR ACFC / Atlantic Coast Financial Corp. 54,740 0 -100.00 564 0 -100.00
2018-06-30 13F-HR CP / Canadian Pacific Railway Ltd. 11,562 0 -100.00 2,041 0 -100.00
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 134,236 0 -100.00 4,316 0 -100.00
2018-06-30 13F-HR TWTR / Twitter, Inc. 55,600 0 -100.00 1,613 0 -100.00
2018-06-30 13F-HR ALTA MESA RES INC / W EXP 03/28/202 (02133L117) 1.40 157,166 220
2018-06-30 13F-HR AFSI / AmTrust Financial Services, Inc. 14.57 108,004 1,574
2018-06-30 13F-HR AMAT / Applied Materials, Inc. Put 46.18 60,000 2,771
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 46.19 125,000 5,774
2018-06-30 13F-HR AKG / Asanko Gold Inc. 1.07 534,860 572
2018-06-30 13F-HR ATHN / athenahealth, Inc. Put 159.13 50,700 8,068
2018-06-30 13F-HR ATHN / athenahealth, Inc. 159.15 55,200 8,785
2018-06-30 13F-HR AVHI / A V Homes, Inc. 21.40 145,799 3,120
2018-06-30 13F-HR 11777QAB6 / B2Gold Corp. Bond 1,009 997 -1.19
2018-06-30 13F-HR BTG / B2Gold Corp. 2.58 50,403 130
2018-06-30 13F-HR BIG ROCK PARTNERS ACQUISI CO / RIGHT 12/01/2022 (089482129) 0.45 301,397 136
2018-06-30 13F-HR BIG ROCK PARTNERS ACQUISI CO / UNIT 11/20/2022 (089482202) 10.45 250,000 2,613
2018-06-30 13F-HR AMR / Alta Mesa Resources 6.81 200,138 127,235 -36.43 1,601 866 -45.91
2018-06-30 13F-HR ABUS / Arbutus Biopharma Corporation 7.28 151,078 20,591 -86.37 755 150 -80.13
2018-06-30 13F-HR AKG / Asanko Gold Inc. Call 1.07 0 15,000 0 16
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Call 185.53 50,000 55,000 10.00 9,177 10,204 11.19
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 185.53 0 59,000 0 10,946
2018-06-30 13F-HR BAC / Bank of America Corp. Call 28.19 0 450,000 0 12,686
2018-06-30 13F-HR BGCP / BGC Partners, Inc. 11.32 196,067 268,067 36.72 2,637 3,035 15.09
2018-06-30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 10.01 896,960 319,821 -64.34 417 3,201 667.63
2018-06-30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.46 440,909 896,960 103.43 4,369 417 -90.46
2018-06-30 13F-HR ATAC / Atlantic Acquisition Corp. 10.06 23,470 36,685 56.31 12 369 2,975.00
2018-06-30 13F-HR AAPL / Apple, Inc. 185.11 14,100 13,500 -4.26 2,366 2,499 5.62
2018-06-30 13F-HR AVA / Avista Corp. 52.67 0 31,800 0 1,675
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,700.00 700 1,100 57.14 1,013 1,870 84.60
2018-06-30 13F-HR ABB / ABB Ltd. 21.77 180,000 160,000 -11.11 4,273 3,483 -18.49
2018-06-30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.30 276,000 2,843
2018-06-30 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 3,953 4,356 10.19
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 10.30 578,700 5,961
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.32 268,354 86
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / W EXP 08/21/202 (G2345N110) 0.39 249,300 98
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 9.98 283,093 2,825
2018-06-30 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 9,035 8,258 -8.60
2018-06-30 13F-HR BF.A / Brown-Forman Corp. 48.85 53,899 44,400 -17.62 2,874 2,169 -24.53
2018-06-30 13F-HR CWH / Camping World Holdings, Inc. Call 24.98 264,500 200,000 -24.39 8,530 4,996 -41.43
2018-06-30 13F-HR CENT / Central Garden & Pet Co. 40.49 20,000 10,200 -49.00 792 413 -47.85
2018-06-30 13F-HR EACQ / Easterly Acquisition Corp. 10.30 742,263 1,315,316 77.20 7,571 13,548 78.95
2018-06-30 13F-HR DISCK / Discovery Communications, Inc. 25.50 195,665 183,515 -6.21 3,819 4,680 22.55
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 84.58 135,000 135,000 0.00 9,883 11,418 15.53
2018-06-30 13F-HR CPLA / Capella Education Co. 98.68 12,246 23,378 90.90 1,070 2,307 115.61
2018-06-30 13F-HR DBD / Diebold, Inc. Call 11.95 800,000 350,000 -56.25 12,320 4,183 -66.05
2018-06-30 13F-HR BLBD / Blue Bird Corporation 22.35 100,000 75,000 -25.00 2,370 1,676 -29.28
2018-06-30 13F-HR BCAC / Bison Capital Acquisition Corp 10.02 124,765 131,426 5.34 1,240 1,317 6.21
2018-06-30 13F-HR CECE / CECO Environmental Corp. 6.14 119,524 358,074 199.58 532 2,199 313.35
2018-06-30 13F-HR DFBH / DFB Healthcare Acquisitions Corp. 10.13 758,416 764,253 0.77 7,622 7,742 1.57
2018-06-30 13F-HR FGL HLDGS / W EXP 11/30/202 (G3402M110) 1.20 210,500 253
2018-06-30 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 10.50 181,539 1,906
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 10.11 875,164 8,848
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / COM CLASS A (420870107) 9.71 250,000 2,428
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / W EXP 10/27/202 (420870115) 0.87 151,100 131
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / W EXP 06/15/202 (42588L113) 1.44 728,100 1,048
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 10.14 747,600 7,581
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. 33.03 17,500 262,017 1,397.24 544 8,654 1,490.81
2018-06-30 13F-HR FSAC / Federal Street Acquisition Corp. 10.10 310,909 231,485 -25.55 3,181 2,338 -26.50
2018-06-30 13F-HR EDGW / Edgewater Technology, Inc. 5.42 300,524 348,345 15.91 1,668 1,888 13.19
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.10 20,000 20,000 0.00 1,712 1,702 -0.58
2018-06-30 13F-HR ENPH / Enphase Energy, Inc. 6.73 541,200 170,000 -68.59 2,473 1,144 -53.74
2018-06-30 13F-HR EXR / Extra Space Storage, Inc. Call 99.80 25,000 50,000 100.00 2,184 4,990 128.48
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.72 0 140,000 0 17,041
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 121.72 1,076,400 300,000 -72.13 131,213 36,516 -72.17
2018-06-30 13F-HR FNTE / Fintech Acquisition Corp. II 10.00 500,000 233,749 -53.25 801 2,337 191.76
2018-06-30 13F-HR FNTE / Fintech Acquisition Corp. II 1.60 250,000 500,000 100.00 330 801 142.73
2018-06-30 13F-HR TWNK / Hostess Brands, Inc. 1.70 180,000 180,000 0.00 425 306 -28.00
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 1.60 548,000 251,166 -54.17 5,565 402 -92.78
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.01 48,683 82,930 70.35 1,871 3,650 95.08
2018-06-30 13F-HR LEO HOLDINGS CORP / UNIT 99/99/9999 (G5463L121) 10.17 348,704 3,546
2018-06-30 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.34 227,414 59,540 -73.82 66 20 -69.70
2018-06-30 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.29 249,788 227,414 -8.96 2,485 66 -97.34
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 60,000 50,000 -16.67 3,128 2,622 -16.18
2018-06-30 13F-HR JSYNU / Jensyn Acquistion Corp. 10.56 209,455 126,189 -39.75 27 1,333 4,837.04
2018-06-30 13F-HR JSYNU / Jensyn Acquistion Corp. 0.13 252,377 209,455 -17.01 2,617 27 -98.97
2018-06-30 13F-HR BATRA / Liberty Media Corporation 25.71 45,883 68,873 50.11 1,043 1,771 69.80
2018-06-30 13F-HR MACQU / M I Acquisitions, Inc. 1.51 810,300 797,200 -1.62 648 1,204 85.80
2018-06-30 13F-HR KS / KapStone Paper & Packaging Corp. 34.50 145,033 107,633 -25.79 4,976 3,713 -25.38
2018-06-30 13F-HR LCA / Landcadia Holdings, Inc. 10.13 407,349 282,467 -30.66 326 2,861 777.61
2018-06-30 13F-HR LCA / Landcadia Holdings, Inc. 0.80 250,000 407,349 62.94 184 326 77.17
2018-06-30 13F-HR FWONA / Liberty Media, Formula One Group Series A 35.31 80,000 90,000 12.50 2,343 3,178 35.64
2018-06-30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF Put 192.48 20,000 25,000 25.00 3,960 4,812 21.52
2018-06-30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.88 658,866 649,403 -1.44 791 6,416 711.13
2018-06-30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 1.20 649,403 658,866 1.46 6,358 791 -87.56
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.22 22,000 32,500 47.73 2,419 3,387 40.02
2018-06-30 13F-HR MERC / Mercer International, Inc. 17.50 645,000 595,000 -7.75 8,030 10,413 29.68
2018-06-30 13F-HR KGC / Kinross Gold Corp. Call 3.76 0 50,000 0 188
2018-06-30 13F-HR MX / MagnaChip Semiconductor Corp 10.25 870,000 502,811 -42.21 8,352 5,154 -38.29
2018-06-30 13F-HR LGC / Legacy Acquisition Corp. 10.02 1,549,120 1,522,320 -1.73 15,414 15,254 -1.04
2018-06-30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 75.76 5,000 9,900 98.00 428 750 75.23
2018-06-30 13F-HR NEBULA ACQUISITION CORP / UNIT 03/12/2025 (629076209) 10.07 99,653 1,004
2018-06-30 13F-HR ONE MADISON CORP / UNIT 99/99/9999 (G6772P118) 10.11 679,421 6,872
2018-06-30 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.18 587,306 5,979
2018-06-30 13F-HR PX / Praxair, Inc. 158.14 0 23,100 0 3,653
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.60 25,000 20,000 -20.00 2,282 1,972 -13.58
2018-06-30 13F-HR OCLR / Oclaro, Inc 8.93 0 215,000 0 1,920
2018-06-30 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.02 217,300 217,300 0.00 2,186 2,177 -0.41
2018-06-30 13F-HR MITL / Mitel Networks Corp 10.97 0 287,223 0 3,151
2018-06-30 13F-HR NSM / Nationstar Mortgage Holdings Inc. 17.54 49,350 59,138 19.83 886 1,037 17.04
2018-06-30 13F-HR NSU / Nevsun Resources Ltd. 3.47 0 205,544 0 713
2018-06-30 13F-HR NSU / Nevsun Resources Ltd. Call 3.45 20,000 20,000 0.00 48 69 43.75
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 0.49 520,807 41,026 -92.12 5,151 20 -99.61
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 9.89 671,900 520,807 -22.49 430 5,151 1,097.91
2018-06-30 13F-HR WRLS / Pensare Acquisition Corp. 0.64 41,026 671,900 1,537.74 21 430 1,947.62
2018-06-30 13F-HR MYL / Mylan N.V. 36.14 200,000 200,000 0.00 8,234 7,228 -12.22
2018-06-30 13F-HR MYL / Mylan N.V. Call 36.14 705,000 275,000 -60.99 29,025 9,939 -65.76
2018-06-30 13F-HR MYL / Mylan N.V. Put 36.14 300,000 205,000 -31.67 12,352 7,409 -40.02
2018-06-30 13F-HR NXTM / NxStage Medical, Inc. 27.89 151,794 44,565 -70.64 3,774 1,243 -67.06
2018-06-30 13F-HR ORBK / Orbotech Ltd. 61.80 40,000 85,000 112.50 2,487 5,253 111.22
2018-06-30 13F-HR NESR / National Energy Services Reunited Corp. 1.20 1,723,548 872,651 -49.37 17,115 1,047 -93.88
2018-06-30 13F-HR PEGI / Pattern Energy Group Inc. 18.76 125,300 61,100 -51.24 2,166 1,146 -47.09
2018-06-30 13F-HR PVG / Pretium Resources, Inc. Put 7.34 377,900 476,500 26.09 2,517 3,498 38.97
2018-06-30 13F-HR SILICON LABORATORIES INC / NOTE 1.375 3/0 (826919AB8) 8,448
2018-06-30 13F-HR SIMPLY GOOD FOODS CO / W EXP 07/07/202 (82900L110) 4.16 50,000 208
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.05 495,804 4,983
2018-06-30 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 12.55 399,456 5,013
2018-06-30 13F-HR TPG PACE ENERGY HLDGS CORP / W EXP 99/99/999 (872656111) 2.75 783,333 2,154
2018-06-30 13F-HR TPG PACE HLDGS CORP / W EXP 06/27/202 (G89827110) 1.65 300,000 495
2018-06-30 13F-HR QSR / Restaurant Brands International Inc. 60.27 6,900 7,400 7.25 393 446 13.49
2018-06-30 13F-HR GOLD / Randgold Resources Ltd. 77.07 9,999 20,099 101.01 832 1,549 86.18
2018-06-30 13F-HR SCACU / Saban Capital Acquisition Corp. 1.20 426,336 125,000 -70.68 4,297 150 -96.51
2018-06-30 13F-HR SCACU / Saban Capital Acquisition Corp. 10.08 125,000 426,336 241.07 163 4,297 2,536.20
2018-06-30 13F-HR STLRU / Stellar Acquisition III Inc. 10.38 157,483 161,230 2.38 1,630 1,674 2.70
2018-06-30 13F-HR TER / Teradyne, Inc. 38.07 5,000 61,000 1,120.00 229 2,322 913.97
2018-06-30 13F-HR HRG / Harbinger Group Inc. 13.09 247,019 327,019 32.39 4,073 4,281 5.11
2018-06-30 13F-HR SIGM / Sigma Designs, Inc. 6.10 883,101 1,090,971 23.54 5,475 6,655 21.55
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF Put 69.47 1,175,000 490,000 -58.30 76,869 34,041 -55.72
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 43.05 0 20,000 0 861
2018-06-30 13F-HR FOXA / Twenty-First Century Fox, Inc. 49.27 100,520 222,907 121.75 3,656 10,983 200.41
2018-06-30 13F-HR SJW / SJW Corp. 66.22 31,913 67,941 112.89 1,682 4,499 167.48
2018-06-30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.93 620,200 619,000 -0.19 6,053 6,147 1.55
2018-06-30 13F-HR TRIP / TripAdvisor, Inc. Call 55.70 0 40,000 0 2,228
2018-06-30 13F-HR ROSE / Rosehill Resources Inc. 7.31 460,615 318,898 -30.77 1,901 2,331 22.62
2018-06-30 13F-HR WILLSCOT CORP / W EXP 09/10/202 (971375118) 2.26 559,523 1,265
2018-06-30 13F-HR ZILLOW GROUP INC / NOTE 2.000 12/0 (98954MAB7) 12,635
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.18 42,010 10,071 -76.03 43,570 11,372 -73.90
2018-06-30 13F-HR GOOGL / Alphabet Inc. Put 1,129.20 32,000 10,000 -68.75 33,189 11,292 -65.98
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 21.49 0 9,633 0 207
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.20 65,813 65,813 0.00 4,546 5,081 11.77
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. Put 77.22 65,000 65,000 0.00 4,490 5,019 11.78
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,115.67 0 12,683 0 14,150
2018-06-30 13F-HR GTYH / GTY Technology Holdings, Inc. 1.25 368,239 125,753 -65.85 3,704 157 -95.76
2018-06-30 13F-HR GTYH / GTY Technology Holdings, Inc. 10.06 125,753 368,239 192.83 153 3,704 2,320.92
2018-06-30 13F-HR BRPA / Big Rock Partners Acquisition Corp. 9.91 146,391 146,391 0.00 1,429 1,451 1.54
2018-06-30 13F-HR LARE / Tierra XP Latin America Real Estate ETF Put 29.40 853,000 520,200 -39.02 25,179 15,294 -39.26
2018-06-30 13F-HR MACQ / M I Acquisitions, Inc. 10.50 473,216 239,981 -49.29 4,940 2,520 -48.99
2018-06-30 13F-HR NCR / NCR Corp. 29.97 20,000 30,000 50.00 630 899 42.70
2018-06-30 13F-HR NCR / NCR Corp. Call 29.98 121,200 121,200 0.00 3,820 3,634 -4.87
2018-06-30 13F-HR USG / USG Corp. 43.13 54,727 21,100 -61.44 2,212 910 -58.86
2018-06-30 13F-HR YHOO / Yahoo! Inc. 73.21 276,052 315,273 14.21 20,439 23,081 12.93
2018-06-30 13F-HR WCN / Waste Connections, Inc. 75.28 0 32,306 0 2,432
2018-06-30 13F-HR XRX / Xerox Corp. 24.00 0 118,050 0 2,833
2018-06-30 13F-HR XL / XL Group Ltd. 55.95 12,900 50,761 293.50 713 2,840 298.32
2018-06-30 13F-HR SMH / Market Vectors Semiconductor ETF Call 102.67 0 48,700 0 5,000
2018-06-30 13F-HR SMH / Market Vectors Semiconductor ETF Put 102.67 265,000 375,000 41.51 27,634 38,502 39.33
2018-06-30 13F-HR PAY / VeriFone Systems, Inc 22.82 54,096 58,580 8.29 851 1,337 57.11
2018-06-30 13F-HR XLNX / Xilinx, Inc. 65.26 50,000 111,700 123.40 3,612 7,290 101.83
2018-06-30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.17 97,892 28,670 -70.71 1,033 5 -99.52
2018-06-30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.55 98,494 97,892 -0.61 1,044 1,033 -1.05
2018-06-30 13F-HR LBTYA / Liberty Global plc (Class A) 26.62 35,022 25,055 -28.46 1,066 667 -37.43
2018-06-30 13F-HR OLED / Universal Display Corp. 86.00 65,500 35,000 -46.56 6,616 3,010 -54.50
2018-06-30 13F-HR AET / Aetna, Inc. 183.50 108,549 93,549 -13.82 18,345 17,166 -6.43
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 1.60 871,568 253,098 -70.96 8,846 405 -95.42
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.15 0 871,568 0 8,846
2018-06-30 13F-HR BG / Bunge Ltd. 69.71 57,500 70,086 21.89 4,252 4,886 14.91
2018-06-30 13F-HR CASY / Casey's General Stores, Inc. 105.09 28,100 40,300 43.42 3,085 4,235 37.28
2018-06-30 13F-HR CASY / Casey's General Stores, Inc. Put 105.07 40,000 47,500 18.75 4,391 4,991 13.66
2018-06-30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 16.10 214,658 373,445 73.97 2,308 6,012 160.49
2018-06-30 13F-HR MS / Morgan Stanley 47.40 190,000 171,343 -9.82 10,252 8,122 -20.78
2018-06-30 13F-HR MS / Morgan Stanley Call 47.40 220,000 200,000 -9.09 11,871 9,480 -20.14
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 109.27 220,000 345,000 56.82 25,740 37,698 46.46
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. Put 109.27 60,000 210,000 250.00 7,020 22,947 226.88
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. 15.58 955,000 900,000 -5.76 16,197 14,022 -13.43
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. Put 15.58 0 50,000 0 779
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 1.10 885,755 833,333 -5.92 8,734 917 -89.50
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 9.86 833,333 885,755 6.29 1,083 8,734 706.46
2018-06-30 13F-HR IAM / I-AM Capital Acquisition Company 10.80 28,467 31,389 10.26 283 339 19.79
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 271.27 65,000 15,000 -76.92 17,105 4,069 -76.21
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 271.28 60,000 50,000 -16.67 15,790 13,564 -14.10
2018-06-30 13F-HR GST / Gastar Exploration Inc. 0.56 1,829,952 1,529,952 -16.39 1,249 857 -31.39
2018-06-30 13F-HR PENN / Penn National Gaming, Inc. 33.58 19,606 32,583 66.19 515 1,094 112.43
2018-06-30 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.95 220,054 249,788 13.51 2,168 2,485 14.62
2018-06-30 13F-HR LPX / Louisiana-Pacific Corp. 27.22 244,150 350,000 43.35 7,024 9,527 35.63
2018-06-30 13F-HR LPX / Louisiana-Pacific Corp. Call 27.22 300,000 325,000 8.33 8,631 8,847 2.50
2018-06-30 13F-HR LPX / Louisiana-Pacific Corp. Put 27.22 0 198,900 0 5,414
2018-06-30 13F-HR USG / USG Corp. Put 43.11 60,000 30,200 -49.67 2,425 1,302 -46.31
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.10 10,000 20,000 100.00 554 1,122 102.53
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Call 56.12 50,000 175,000 250.00 2,771 9,821 254.42
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.68 76,339 135,953 78.09 10,294 18,310 77.87
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 9.96 637,903 637,903 0.00 6,296 6,354 0.92
2018-06-30 13F-HR NXEO / Nexeo Solutions, Inc. 0.57 297,917 297,917 0.00 217 170 -21.66
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.50 402,998 110,306 -72.63 3,978 1,158 -70.89
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 9.87 699,439 402,998 -42.38 475 3,978 737.47
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 0.68 146,100 699,439 378.74 73 475 550.68
2018-06-30 13F-HR ADSK / Autodesk, Inc. 131.09 0 18,300 0 2,399
2018-06-30 13F-HR C / Citigroup, Inc. 66.91 195,000 45,000 -76.92 13,163 3,011 -77.13
2018-06-30 13F-HR C / Citigroup, Inc. Call 66.92 588,200 645,000 9.66 39,704 43,164 8.71
2018-06-30 13F-HR LACQ / Leisure Acquisition Corp. 9.66 210,000 210,000 0.00 2,010 2,029 0.95
2018-06-30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 43.92 42,500 20,900 -50.82 1,669 918 -45.00
2018-06-30 13F-HR AGN / Allergan plc 166.67 18,311 4,500 -75.42 4,217 750 -82.21
2018-06-30 13F-HR RSPP / RSP Permian, Inc. 44.03 30,000 51,673 72.24 1,406 2,275 61.81
2018-06-30 13F-HR TIBR / Tiberius Acquisition Corp 10.07 450,000 450,000 0.00 4,509 4,532 0.51
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 10.16 251,166 548,000 118.18 447 5,565 1,144.97
2018-06-30 13F-HR HEI / HEICO Corp. 60.96 55,640 69,525 24.96 3,948 4,238 7.35
2018-06-30 13F-HR WTTR / Select Energy Services, Inc. 14.53 633,221 570,220 -9.95 7,991 8,285 3.68
2018-06-30 13F-HR SBUX / Starbucks Corp. 48.89 9,000 9,000 0.00 521 440 -15.55
2018-06-30 13F-HR WMT / Walmart, Inc. 85.67 6,700 6,700 0.00 596 574 -3.69
2018-06-30 13F-HR GGP / General Growth Properties, Inc. 20.43 278,368 476,456 71.16 5,695 9,734 70.92
2018-06-30 13F-HR GGP / General Growth Properties, Inc. Put 20.43 28,800 128,800 347.22 589 2,631 346.69
2018-06-30 13F-HR SHPG / Shire Plc. 168.80 0 12,826 0 2,165
2018-06-30 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 1.25 482,835 731,972 51.60 405 915 125.93
2018-06-30 13F-HR MMDM / Modern Media Acquisition Corp. 9.98 155,487 332,415 113.79 81 3,318 3,996.30
2018-06-30 13F-HR NWS / News Corp 15.85 110,000 79,790 -27.46 1,771 1,265 -28.57
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.40 5,000 10,000 100.00 262 554 111.45
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.91 18,073 37,673 108.45 1,151 2,483 115.73
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) Call 65.90 25,000 40,000 60.00 1,593 2,636 65.47
2018-06-30 13F-HR VMW / VMWare, Inc. Call 146.98 10,000 55,000 450.00 1,213 8,084 566.45
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.62 26,138 16,118 -38.33 5,214 3,008 -42.31
2018-06-30 13F-HR SPA / Sparton Corp. 18.99 162,029 159,132 -1.79 2,821 3,022 7.13
2018-06-30 13F-HR DIS / The Walt Disney Co. Call 25,000 0 -100.00 2,511 0 -100.00
2018-06-30 13F-HR XLNX / Xilinx, Inc. Call 151,700 0 -100.00 10,959 0 -100.00
2018-06-30 13F-HR DYN / Dynegy Inc. 355,437 0 -100.00 4,806 0 -100.00
2018-06-30 13F-HR RLJ / RLJ Lodging Trust 29,700 0 -100.00 577 0 -100.00
2018-06-30 13F-HR WFC / Wells Fargo & Co. Call 125,000 0 -100.00 6,551 0 -100.00
2018-06-30 13F-HR RPXC / RPX Corporation 25,000 0 -100.00 267 0 -100.00
2018-06-30 13F-HR ADNT / Adient plc 40,000 0 -100.00 2,390 0 -100.00
2018-06-30 13F-HR GOOGL / Alphabet Inc. Call 76,500 0 -100.00 79,341 0 -100.00
2018-06-30 13F-HR THO / Thor Industries, Inc. 10,000 0 -100.00 1,152 0 -100.00
2018-06-30 13F-HR NCR / NCR Corp. Put 170,000 0 -100.00 5,358 0 -100.00
2018-06-30 13F-HR BG / Bunge Ltd. Call 249,500 0 -100.00 18,448 0 -100.00
2018-06-30 13F-HR TRCO / Tribune Media Company 200,352 0 -100.00 8,116 0 -100.00
2018-06-30 13F-HR GNRT / Gener8 Maritime Inc. 450,806 0 -100.00 2,547 0 -100.00
2018-06-30 13F-HR CY / Cypress Semiconductor Corp. Call 476,200 0 -100.00 8,076 0 -100.00
2018-06-30 13F-HR T / AT & T, Inc. Call 345,000 0 -100.00 12,299 0 -100.00
2018-06-30 13F-HR FB / Facebook, Inc. 3,200 0 -100.00 511 0 -100.00
2018-06-30 13F-HR MAC / Macerich Company (THE) 9,900 0 -100.00 555 0 -100.00
2018-06-30 13F-HR MAC / Macerich Company (THE) Put 38,800 0 -100.00 2,174 0 -100.00
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. 301,531 0 -100.00 2,602 0 -100.00
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. Call 210,000 0 -100.00 1,813 0 -100.00
2018-06-30 13F-HR RCII / Rent-A-Center, Inc. Put 176,500 0 -100.00 1,523 0 -100.00
2018-06-30 13F-HR CWH / Camping World Holdings, Inc. 35,500 0 -100.00 1,145 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 255,500 0 -100.00 24,165 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. Call 94,800 0 -100.00 8,966 0 -100.00
2018-06-30 13F-HR UTX / United Technologies Corp. Put 12,900 0 -100.00 1,623 0 -100.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. Call 25,000 0 -100.00 5,790 0 -100.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. Put 25,000 0 -100.00 5,790 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. 150,000 0 -100.00 5,684 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. Call 215,400 0 -100.00 8,162 0 -100.00
2018-06-30 13F-HR AYX / Alteryx Inc. 80,000 0 -100.00 2,731 0 -100.00
2018-06-30 13F-HR CF / CF Industries Holding, Inc. Put 50,000 0 -100.00 1,887 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. 295,077 0 -100.00 1,797 0 -100.00
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Put 645,000 0 -100.00 17,783 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 81,573 0 -100.00 9,519 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. Call 270,000 0 -100.00 31,506 0 -100.00
2018-06-30 13F-HR VSI / Vitamin Shoppe, Inc. Call 110,100 0 -100.00 479 0 -100.00
2018-06-30 13F-HR CSRA / CSRA Inc. 20,000 0 -100.00 825 0 -100.00
2018-06-30 13F-HR HRMNU / Harmony Merger Corp. 40,000 0 -100.00 198 0 -100.00
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 13,029 0 -100.00 831 0 -100.00
2018-06-30 13F-HR GNRC / Generac Holding Inc. Put 10,000 0 -100.00 459 0 -100.00
2018-06-30 13F-HR RNG / RingCentral, Inc. Put 44,000 0 -100.00 2,794 0 -100.00
2018-06-30 13F-HR PZZA / Papa John's International, Inc. 11,891 0 -100.00 681 0 -100.00
2018-06-30 13F-HR CAVM / Cavium, Inc. 129,862 0 -100.00 10,308 0 -100.00
2018-06-30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 20,351 0 -100.00 981 0 -100.00
2018-06-30 13F-HR DBD / Diebold, Inc. 308,000 0 -100.00 4,743 0 -100.00
2018-06-30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 69,786 0 -100.00 1,680 0 -100.00
2018-06-30 13F-HR FNV / Franco-Nevada Corp. Call 15,000 0 -100.00 1,026 0 -100.00
2018-06-30 13F-HR AMC / AMC Entertainment Holdings, Inc. 575,000 0 -100.00 8,079 0 -100.00
2018-06-30 13F-HR SRG / Seritage Growth Properties 15,736 0 -100.00 559 0 -100.00
2018-06-30 13F-HR PANL / Pangaea Logistics Solutions Ltd. 89,725 0 -100.00 238 0 -100.00
2018-06-30 13F-HR SNAP / Snapchat, Inc. Put 50,000 0 -100.00 794 0 -100.00
2018-06-30 13F-HR ELEC / Electrum Special Acquisition Corporation 405,643 0 -100.00 4,211 0 -100.00
2018-06-30 13F-HR XENE / Xenon Pharmaceuticals Inc. 101,103 0 -100.00 495 0 -100.00
2018-06-30 13F-HR SLW / Silver Wheaton Corp. Call 600,000 0 -100.00 12,222 0 -100.00
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. Put 15,000 0 -100.00 2,723 0 -100.00
2018-06-30 13F-HR AFAM / Almost Family, Inc. 20,713 0 -100.00 1,160 0 -100.00
2018-06-30 13F-HR AMC / AMC Entertainment Holdings, Inc. Put 298,500 0 -100.00 4,194 0 -100.00
2018-06-30 13F-HR ABC / AmerisourceBergen Corp. Call 68,000 0 -100.00 5,862 0 -100.00
2018-06-30 13F-HR ANTM / Anthem, Inc. Put 7,000 0 -100.00 1,538 0 -100.00
2018-06-30 13F-HR AATDF / AA LTD Call 208,700 0 -100.00 4,808 0 -100.00
2018-06-30 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 88,246 0 -100.00 31 0
2018-06-30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. Call 20,000 0 -100.00 796 0 -100.00
2018-06-30 13F-HR CWH / Camping World Holdings, Inc. Put 45,000 0 -100.00 1,451 0 -100.00
2018-06-30 13F-HR CAVM / Cavium, Inc. Put 105,000 0 -100.00 8,335 0 -100.00
2018-06-30 13F-HR CVX / Chevron Corp. 10,200 0 -100.00 1,163 0 -100.00
2018-06-30 13F-HR CSBK / Clifton Bancorp Inc. 17,972 0 -100.00 281 0 -100.00
2018-06-30 13F-HR CONVERGEONE HLDGS INC / COM CL A (212481105) 24,028 0 -100.00 222 0
2018-06-30 13F-HR CONVERGEONE HLDGS INC / W EXP 04/12/202 (212481113) 1,109,397 0 -100.00 1,325 0
2018-06-30 13F-HR DVMT / Dell Technologies Inc. Call 150,000 0 -100.00 10,982 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. Put 148,500 0 -100.00 5,627 0 -100.00
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) Put 25,000 0 -100.00 1,593 0 -100.00
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 41,500 0 -100.00 1,595 0 -100.00
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Call 55,000 0 -100.00 4,104 0 -100.00
2018-06-30 13F-HR GE / General Electric Co. Call 350,000 0 -100.00 4,718 0 -100.00
2018-06-30 13F-HR GE / General Electric Co. Put 190,000 0 -100.00 2,561 0 -100.00
2018-06-30 13F-HR GE / General Electric Co. 115,000 0 -100.00 1,550 0 -100.00
2018-06-30 13F-HR HUM / Humana, Inc. Put 7,000 0 -100.00 1,882 0 -100.00
2018-06-30 13F-HR INFRA AND ENERGY ALTRNTIVE I / W EXP 05/20/202 (45686J112) 167,125 0 -100.00 145 0
2018-06-30 13F-HR INTC / Intel Corp. Put 65,000 0 -100.00 3,385 0 -100.00
2018-06-30 13F-HR IQ / iQIYI, Inc. 25,000 0 -100.00 389 0 -100.00
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF Put 405,600 0 -100.00 47,613 0 -100.00
2018-06-30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) Put 25,000 0 -100.00 1,150 0
2018-06-30 13F-HR LEN.B / Lennar Corp. 6,723 0 -100.00 321 0 -100.00
2018-06-30 13F-HR LOGI / Logitech International S.A. Call 64,600 0 -100.00 2,373 0 -100.00
2018-06-30 13F-HR LOGI / Logitech International S.A. 63,000 0 -100.00 2,314 0 -100.00
2018-06-30 13F-HR MSFG / MainSource Financial Group, Inc. 30,472 0 -100.00 1,239 0 -100.00
2018-06-30 13F-HR VAC / Marriott Vacations Worldwide Corp Put 10,000 0 -100.00 1,332 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. Call 33,600 0 -100.00 205 0 -100.00
2018-06-30 13F-HR MERC / Mercer International, Inc. Call 474,100 0 -100.00 5,903 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. Put 81,700 0 -100.00 5,288 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. 110,270 0 -100.00 7,137 0 -100.00
2018-06-30 13F-HR MTECH ACQUISITION CORP / UNIT 01/19/2023 (55378W206) 256,289 0 -100.00 2,601 0
2018-06-30 13F-HR MULE / Mulesoft, Inc. 21,422 0 -100.00 942 0 -100.00
2018-06-30 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 551,400 0 -100.00 5,544 0
2018-06-30 13F-HR PGEM / Ply Gem Holdings, Inc. 76,623 0 -100.00 1,655 0 -100.00
2018-06-30 13F-HR PBPB / Potbelly Corp 17,439 0 -100.00 210 0 -100.00
2018-06-30 13F-HR RPD / Rapid7, Inc. 100,000 0 -100.00 2,557 0 -100.00
2018-06-30 13F-HR SPG / Simon Property Group, Inc. 6,000 0 -100.00 926 0 -100.00
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 115,500 0 -100.00 4,068 0 -100.00
2018-06-30 13F-HR SIVB / SVB Financial Group Put 19,900 0 -100.00 4,776 0 -100.00
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF Call 710,500 0 -100.00 46,481 0 -100.00
2018-06-30 13F-HR OLED / Universal Display Corp. Call 100,000 0 -100.00 10,100 0 -100.00
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF Call 50,000 0 -100.00 1,194 0 -100.00
2018-06-30 13F-HR SMH / Market Vectors Semiconductor ETF 5,000 0 -100.00 521 0 -100.00
2018-06-30 13F-HR VRNS / Varonis Systems, Inc. 18,787 0 -100.00 1,137 0 -100.00
2018-06-30 13F-HR ZS / Zscaler, Inc. 34,899 0 -100.00 980 0 -100.00
2018-06-30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 2.38 373,856 890
2018-06-30 13F-HR CADE / Cadence Bancorporation 28.87 33,905 979
2018-06-30 13F-HR CPE / Callon Petroleum Co. 10.74 150,000 1,611
2018-06-30 13F-HR CUK / Carnival Plc 57.65 20,000 1,153
2018-06-30 13F-HR CARS / Cars.com Inc 28.38 73,000 2,072
2018-06-30 13F-HR CDAY / Ceridian HCM Holding Inc. 33.19 87,559 2,906
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Put 43.04 50,000 2,152
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 75,000 3,227
2018-06-30 13F-HR COTV / Cotiviti Holdings, Inc. 44.10 10,500 463
2018-06-30 13F-HR DB / Deutsche Bank AG Call 10.62 120,000 1,274
2018-06-30 13F-HR DFB HEALTHCARE ACQUISTION CO / (23291E109) 9.64 25,000 241
2018-06-30 13F-HR DOV / Dover Corp. Call 73.20 40,000 2,928
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / RIGHT 09/19/2018 (26146L129) 0.59 162,100 96
2018-06-30 13F-HR DBX / DROPBOX, INC. Call 32.42 45,000 1,459
2018-06-30 13F-HR FNGN / Financial Engines, Inc. 44.90 20,000 898
2018-06-30 13F-HR GIGCAPITAL INC / RIGHT 03/06/2020 (37518N114) 0.45 159,200 72
2018-06-30 13F-HR GIG.U / GigCapital, Inc. 9.84 27,236 268
2018-06-30 13F-HR GORDON POINTE ACQUISITION CO / COM CLASS A (382788107) 9.71 32,746 318
2018-06-30 13F-HR GRAMERCY PPTY TR / (385002308) 27.32 136,479 3,729
2018-06-30 13F-HR 521050AD6 / Layne Christensen Co. Bond 6,418
2018-06-30 13F-HR HL / Hecla Mining Co. Call 3.50 10,000 35
2018-06-30 13F-HR HPR / HighPoint Resources Corp 6.08 520,000 3,162
2018-06-30 13F-HR HL ACQUISITIONS CORP / UNIT 06/21/2023 (G4603R114) 10.06 200,000 2,012
2018-06-30 13F-HR IBTX / Independent Bank Group, Inc. 66.82 19,231 1,285
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 43.30 10,000 433
2018-06-30 13F-HR LEN / Lennar Corp. 52.56 8,277 435
2018-06-30 13F-HR LF CAP ACQUISITION CORP / UNIT 06/19/2025 (50200K207) 10.07 378,900 3,816
2018-06-30 13F-HR LIBERTY LATIN AMERICA LTD / COM CL A (G9001E102) 19.11 30,556 584
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 95.57 10,024 958
2018-06-30 13F-HR MBFI / MB Financial, Inc. 46.71 55,408 2,588
2018-06-30 13F-HR NEW FRONTIER CORP / UNIT 99/99/9999 (G6485P116) 10.05 300,000 3,015
2018-06-30 13F-HR OCLR / Oclaro, Inc Put 8.93 114,300 1,021
2018-06-30 13F-HR OPES / Opes Acquisition Corp. 9.71 418,700 4,066
2018-06-30 13F-HR OPES ACQUISITION CORP / W EXP 03/13/202 (68373P118) 0.33 331,100 109
2018-06-30 13F-HR PAAS / Pan American Silver Corp. Put 17.92 25,000 448
2018-06-30 13F-HR PZZA / Papa John's International, Inc. Call 50.72 50,000 2,536
2018-06-30 13F-HR PEB / Pebblebrook Hotel Trust Put 38.80 30,000 1,164
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 65.06 42,098 2,739
2018-06-30 13F-HR PLATINUM EAGLE ACQUISITIN CO / SHS CL A (G7126L100) 9.72 52,546 511
2018-06-30 13F-HR PLATINUM EAGLE ACQUISITIN CO / W EXP 01/17/202 (G7126L118) 1.40 307,900 431
2018-06-30 13F-HR PLD / Prologis, Inc. 65.71 23,118 1,519
2018-06-30 13F-HR PURE ACQUISITION CORP / UNIT 04/13/2023 (74621Q205) 10.25 2,011,846 20,621
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / W EXP 09/14/202 (G8250R129) 1.80 246,099 443
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.00 60,000 3,660
2018-06-30 13F-HR SPLK / Splunk Inc. Call 99.12 37,500 3,717
2018-06-30 13F-HR SYK / Stryker Corp. Call 168.85 20,000 3,377
2018-06-30 13F-HR THUNDER BRIDGE ACQUISITION L / UNIT 01/01/2025 (G8857R118) 10.03 725,000 7,274
2018-06-30 13F-HR TIBERIUS ACQUISITION CORP / W EXP 02/28/202 (88633A115) 0.56 200,000 112
2018-06-30 13F-HR TKR / Timken Co. (THE) 43.54 62,100 2,704
2018-06-30 13F-HR TMCX / Trinity Merger Corp. 10.06 372,800 3,750
2018-06-30 13F-HR TRINITY MERGER CORP / W EXP 05/11/202 (89653L114) 0.40 299,400 120
2018-06-30 13F-HR TURTLE BEACH CORP / (900450206) 20.32 40,000 813
2018-06-30 13F-HR TWELVE SEAS INVESTMENT COMPA / UNIT 06/21/2023 (G9145A123) 10.06 900,000 9,054
2018-06-30 13F-HR VALE / Vale S.A. Put 12.82 456,200 5,849
2018-06-30 13F-HR VIAB / Viacom, Inc. 30.20 10,000 302
2018-06-30 13F-HR WRD / WildHorse Resource Development Corp 25.36 200,000 5,072
2018-06-30 13F-HR XRX / Xerox Corp. Call 24.00 235,000 5,640