InvestorK2 Principal Fund, L.p.
Insider ProfileK2 PRINCIPAL FUND, L.P.
Portfolio Value $ 1,755,837,000
Current Positions303
Opened Positions5
Closed Positions118


Latest Holdings, Performance, AUM (from 13F, 13D)

K2 Principal Fund, L.p. has disclosed 303 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,755,837,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). K2 Principal Fund, L.p.'s top holdings are iShares 20+ Year Treasury Bond ETF (NASDAQ:TLT) , Alphabet Inc. (NASDAQ:GOOGL) , SPDR Technology Select Sector ETF (NYSE:XLK) , iShares iBoxx $ Investment Grade Corporate Bond ETF (NYSE:LQD) , and SPDR Technology Select Sector ETF (NYSE:XLK) . K2 Principal Fund, L.p.'s new positions include iShares iBoxx $ Investment Grade Corporate Bond ETF (NYSE:LQD) , SPDR Technology Select Sector ETF (NYSE:XLK) , Tierra XP Latin America Real Estate ETF (NYSE:LARE) , Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 (09238EAB0) , and Dell Technologies Inc. (NYSE:DVMT) .

All K2 Principal Fund, L.p. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.60 125,622 98,494 -21.59 26 1,044 3,915.38
2018-03-31 13F-HR DIS / The Walt Disney Co. Call 100.44 0 25,000 0 2,511
2018-03-31 13F-HR XLNX / Xilinx, Inc. 72.24 55,000 50,000 -9.09 3,708 3,612 -2.59
2018-03-31 13F-HR XLNX / Xilinx, Inc. Call 72.24 200,000 151,700 -24.15 13,484 10,959 -18.73
2018-03-31 13F-HR ABUS / Arbutus Biopharma Corporation 5.00 261,326 151,078 -42.19 1,320 755 -42.80
2018-03-31 13F-HR BF.A / Brown-Forman Corp. 53.32 47,229 53,899 14.12 3,176 2,874 -9.51
2018-03-31 13F-HR DYN / Dynegy Inc. 13.52 71,509 355,437 397.05 847 4,806 467.41
2018-03-31 13F-HR 11777QAB6 / B2Gold Corp. Bond 4,250 1,009 -76.26
2018-03-31 13F-HR RLJ / RLJ Lodging Trust 19.43 117,966 29,700 -74.82 2,592 577 -77.74
2018-03-31 13F-HR WFC / Wells Fargo & Co. Call 52.41 0 125,000 0 6,551
2018-03-31 13F-HR AAPL / Apple, Inc. 167.80 37,500 14,100 -62.40 6,346 2,366 -62.72
2018-03-31 13F-HR ATAC / Atlantic Acquisition Corp. 0.51 136,950 23,470 -82.86 60 12 -80.00
2018-03-31 13F-HR RPXC / RPX Corporation 10.68 0 25,000 0 267
2018-03-31 13F-HR ACTA / Actua Corporation 54,906 0 -100.00 857 0 -100.00
2018-03-31 13F-HR ADNT / Adient plc 59.75 40,000 2,390
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / UNIT 11/20/2022 (089482202) 10.35 250,000 2,588
2018-03-31 13F-HR BLACKBERRY LTD / DEBT 3.750%11/1 (C10268AC1) 4,140
2018-03-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.10 276,000 2,788
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 10.25 471,700 4,835
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / COM CL A (26146L103) 9.86 283,093 2,791
2018-03-31 13F-HR ESTRE AMBIENTAL INC / W EXP 12/21/202 (G3206V118) 0.58 91,355 53
2018-03-31 13F-HR FGL HLDGS / W EXP 11/30/202 (G3402M110) 1.82 210,500 383
2018-03-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 10.38 181,539 1,884
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 9.95 874,626 8,703
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / COM CLASS A (420870107) 9.55 200,000 1,910
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / W EXP 10/27/202 (420870115) 0.80 121,898 98
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / W EXP 06/15/202 (42588L113) 0.83 728,100 604
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.90 434,800 4,305
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / W EXP 07/07/202 (82900L110) 3.56 50,000 178
2018-03-31 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 9.90 565,507 5,597
2018-03-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 10.08 322,542 3,251
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.03 155,570 1,560
2018-03-31 13F-HR SPROTT PHYSICAL GOLD AND SILVE / TR UNIT (85208R101) 13.20 339,156 4,477
2018-03-31 13F-HR TPG PACE ENERGY HLDGS CORP / CL A (872656103) 10.11 955,876 9,664
2018-03-31 13F-HR TPG PACE ENERGY HLDGS CORP / W EXP 99/99/999 (872656111) 1.85 583,333 1,079
2018-03-31 13F-HR TPG PACE HLDGS CORP / W EXP 06/27/202 (G89827110) 1.55 300,000 465
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 1.30 935,508 833,333 -10.92 9,149 1,083 -88.16
2018-03-31 13F-HR WILLSCOT CORP / W EXP 09/10/202 (971375118) 1.67 575,623 961
2018-03-31 13F-HR ZILLOW GROUP INC / NOTE 2.000%12/0 (98954MAB7) 12,227
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.13 60,753 42,010 -30.85 63,997 43,570 -31.92
2018-03-31 13F-HR GOOGL / Alphabet Inc. Call 1,037.14 0 76,500 0 79,341
2018-03-31 13F-HR GOOGL / Alphabet Inc. Put 1,037.16 0 32,000 0 33,189
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.07 0 65,813 0 4,546
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.21 110,591 135,000 22.07 8,989 9,883 9.95
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 1.22 352,706 125,753 -64.35 3,495 153 -95.62
2018-03-31 13F-HR GTYH / GTY Technology Holdings, Inc. 9.91 125,753 352,706 180.48 157 3,495 2,126.11
2018-03-31 13F-HR THO / Thor Industries, Inc. 115.20 8,281 10,000 20.76 1,248 1,152 -7.69
2018-03-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 9.76 75,176 146,391 94.73 728 1,429 96.29
2018-03-31 13F-HR MACQ / M I Acquisitions, Inc. 10.44 412,924 473,216 14.60 4,208 4,940 17.40
2018-03-31 13F-HR NCR / NCR Corp. 31.50 0 20,000 0 630
2018-03-31 13F-HR NCR / NCR Corp. Call 31.52 0 121,200 0 3,820
2018-03-31 13F-HR NCR / NCR Corp. Put 31.52 102,000 170,000 66.67 3,467 5,358 54.54
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.21 269,836 125,622 -53.45 2,809 26 -99.07
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.44 79,787 35,022 -56.11 2,700 1,066 -60.52
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 15,000 108,549 623.66 2,706 18,345 577.94
2018-03-31 13F-HR BG / Bunge Ltd. 73.95 90,093 57,500 -36.18 6,043 4,252 -29.64
2018-03-31 13F-HR BG / Bunge Ltd. Call 73.94 0 249,500 0 18,448
2018-03-31 13F-HR MS / Morgan Stanley 53.96 0 190,000 0 10,252
2018-03-31 13F-HR MS / Morgan Stanley Call 53.96 200,000 220,000 10.00 10,494 11,871 13.12
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 10.75 0 214,658 0 2,308
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 150,000 220,000 46.67 17,564 25,740 46.55
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 117.00 0 60,000 0 7,020
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 9.78 833,333 935,508 12.26 917 9,149 897.71
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.52 342,424 155,487 -54.59 3,407 81 -97.62
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 9.95 344,922 342,424 -0.72 135 3,407 2,423.70
2018-03-31 13F-HR IAM / I-AM Capital Acquisition Company 9.94 27,727 28,467 2.67 273 283 3.66
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,031.80 0 10,000 0 10,318
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 263.15 0 65,000 0 17,105
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.17 80,000 60,000 -25.00 21,349 15,790 -26.04
2018-03-31 13F-HR GST / Gastar Exploration Inc. 0.68 0 1,829,952 0 1,249
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. 31.09 69,000 17,500 -74.64 1,965 544 -72.32
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. Call 31.12 50,000 100,000 100.00 1,424 3,112 118.54
2018-03-31 13F-HR TRCO / Tribune Media Company 40.51 58,752 200,352 241.01 2,495 8,116 225.29
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.85 222,505 220,054 -1.10 53 2,168 3,990.57
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.24 508,600 222,505 -56.25 92 53 -42.39
2018-03-31 13F-HR GNRT / Gener8 Maritime Inc. 5.65 24,478 450,806 1,741.68 162 2,547 1,472.22
2018-03-31 13F-HR AMR / Alta Mesa Resources 8.00 175,444 200,138 14.08 261 1,601 513.41
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 16.96 500,000 955,000 91.00 7,620 16,197 112.56
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. Call 16.96 275,000 476,200 73.16 4,191 8,076 92.70
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.40 0 10,000 0 554
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 55.42 0 50,000 0 2,771
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 134.85 0 76,339 0 10,294
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.28 55,000 25,000 -54.55 4,705 2,282 -51.50
2018-03-31 13F-HR LPX / Louisiana-Pacific Corp. 28.77 0 244,150 0 7,024
2018-03-31 13F-HR LPX / Louisiana-Pacific Corp. Call 28.77 427,700 300,000 -29.86 11,231 8,631 -23.15
2018-03-31 13F-HR T / AT & T, Inc. Call 35.65 125,000 345,000 176.00 4,860 12,299 153.07
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 183.54 0 50,000 0 9,177
2018-03-31 13F-HR FB / Facebook, Inc. 159.69 15,000 3,200 -78.67 1,726 511 -70.39
2018-03-31 13F-HR MERC / Mercer International, Inc. 12.45 393,090 645,000 64.08 5,621 8,030 42.86
2018-03-31 13F-HR MAC / Macerich Company (THE) 56.06 0 9,900 0 555
2018-03-31 13F-HR MAC / Macerich Company (THE) Put 56.03 0 38,800 0 2,174
2018-03-31 13F-HR ROSEU / Rosehill Resources 0.75 1,164,548 1,164,548 0.00 1,038 870 -16.18
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. 8.63 292,738 301,531 3.00 3,249 2,602 -19.91
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. Call 8.63 40,000 210,000 425.00 444 1,813 308.33
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. Put 8.63 20,000 176,500 782.50 222 1,523 586.04
2018-03-31 13F-HR CWH / Camping World Holdings, Inc. 32.25 75,000 35,500 -52.67 3,355 1,145 -65.87
2018-03-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.06 217,300 217,300 0.00 2,195 2,186 -0.41
2018-03-31 13F-HR FSAC / Federal Street Acquisition Corp. 10.23 729,600 310,909 -57.39 7,464 3,181 -57.38
2018-03-31 13F-HR QSR / Restaurant Brands International Inc. 56.96 0 6,900 0 393
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 9.93 2,045,959 1,723,548 -15.76 1,903 17,115 799.37
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 0.93 1,512,201 2,045,959 35.30 15,046 1,903 -87.35
2018-03-31 13F-HR BATRA / Liberty Media Corporation 22.73 52,893 45,883 -13.25 1,166 1,043 -10.55
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF Put 104.28 150,000 265,000 76.67 14,672 27,634 88.35
2018-03-31 13F-HR EDGW / Edgewater Technology, Inc. 5.55 213,424 300,524 40.81 1,222 1,668 36.50
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.58 295,516 255,500 -13.54 27,031 24,165 -10.60
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 94.58 0 94,800 0 8,966
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 322,552 276,052 -14.42 22,530 20,439 -9.28
2018-03-31 13F-HR MACQU / M I Acquisitions, Inc. 0.80 330,500 810,300 145.17 116 648 458.62
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.09 55,600 35,900 -35.43 2,205 1,475 -33.11
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.60 0 20,000 0 1,712
2018-03-31 13F-HR UTX / United Technologies Corp. Put 125.81 12,900 12,900 0.00 1,646 1,623 -1.40
2018-03-31 13F-HR ENPH / Enphase Energy, Inc. 4.57 261,693 541,200 106.81 631 2,473 291.92
2018-03-31 13F-HR NVDA / NVIDIA Corp. Call 231.60 0 25,000 0 5,790
2018-03-31 13F-HR NVDA / NVIDIA Corp. Put 231.60 35,000 25,000 -28.57 6,773 5,790 -14.51
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 9.87 690,000 637,903 -7.55 166 6,296 3,692.77
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.24 719,700 690,000 -4.13 173 166 -4.05
2018-03-31 13F-HR DISH / DISH Network Corp. 37.89 85,000 150,000 76.47 4,059 5,684 40.03
2018-03-31 13F-HR DISH / DISH Network Corp. Call 37.89 237,200 215,400 -9.19 11,327 8,162 -27.94
2018-03-31 13F-HR AYX / Alteryx Inc. 34.14 0 80,000 0 2,731
2018-03-31 13F-HR CF / CF Industries Holding, Inc. Put 37.74 250,000 50,000 -80.00 10,635 1,887 -82.26
2018-03-31 13F-HR NXEO / Nexeo Solutions, Inc. 0.73 248,817 297,917 19.73 155 217 40.00
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 0.50 399,498 146,100 -63.43 3,915 73 -98.14
2018-03-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 9.80 146,100 399,498 173.44 61 3,915 6,318.03
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 0 195,000 0 13,163
2018-03-31 13F-HR C / Citigroup, Inc. Call 67.50 360,000 588,200 63.39 26,788 39,704 48.22
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 39.27 0 42,500 0 1,669
2018-03-31 13F-HR MDR / McDermott International, Inc. 6.09 294,781 295,077 0.10 1,940 1,797 -7.37
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.57 375,000 645,000 72.00 10,467 17,783 69.90
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 121.90 300,000 1,076,400 258.80 38,058 131,213 244.77
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. 34.31 152,400 145,033 -4.83 3,458 4,976 43.90
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 0.51 520,807 41,026 -92.12 5,062 21 -99.59
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 9.72 671,900 520,807 -22.49 336 5,062 1,406.55
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 0.50 671,900 671,900 0.00 370 336 -9.19
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 1.30 426,236 125,000 -70.67 4,237 163 -96.15
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 9.94 125,000 426,236 240.99 155 4,237 2,633.55
2018-03-31 13F-HR LCA / Landcadia Holdings, Inc. 0.74 490,219 250,000 -49.00 4,922 184 -96.26
2018-03-31 13F-HR LCA / Landcadia Holdings, Inc. 10.04 208,609 490,219 134.99 2,074 4,922 137.32
2018-03-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 29.29 80,000 80,000 0.00 2,618 2,343 -10.50
2018-03-31 13F-HR MON / Monsanto Co. 116.69 176,173 81,573 -53.70 20,573 9,519 -53.73
2018-03-31 13F-HR MON / Monsanto Co. Call 116.69 25,000 270,000 980.00 2,920 31,506 978.97
2018-03-31 13F-HR MYL / Mylan N.V. 41.17 0 200,000 0 8,234
2018-03-31 13F-HR MYL / Mylan N.V. Call 41.17 0 705,000 0 29,025
2018-03-31 13F-HR MYL / Mylan N.V. Put 41.17 0 300,000 0 12,352
2018-03-31 13F-HR NXTM / NxStage Medical, Inc. 24.86 203,106 151,794 -25.26 4,921 3,774 -23.31
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 13.45 46,410 196,067 322.47 701 2,637 276.18
2018-03-31 13F-HR VSI / Vitamin Shoppe, Inc. Call 4.35 70,000 110,100 57.29 308 479 55.52
2018-03-31 13F-HR CSRA / CSRA Inc. 41.25 70,000 20,000 -71.43 2,094 825 -60.60
2018-03-31 13F-HR HRMNU / Harmony Merger Corp. 4.95 0 40,000 0 198
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF Put 65.42 1,301,500 1,175,000 -9.72 83,231 76,869 -7.64
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.35 32,000 157,483 392.13 10 1,630 16,200.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 63.78 115,000 13,029 -88.67 5,624 831 -85.22
2018-03-31 13F-HR EACQ / Easterly Acquisition Corp. 10.20 574,720 742,263 29.15 5,805 7,571 30.42
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.52 89,554 195,665 118.49 1,896 3,819 101.42
2018-03-31 13F-HR GNRC / Generac Holding Inc. Put 45.90 0 10,000 0 459
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 9.91 899,100 440,909 -50.96 297 4,369 1,371.04
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.33 344,286 899,100 161.15 96 297 209.38
2018-03-31 13F-HR RNG / RingCentral, Inc. Put 63.50 0 44,000 0 2,794
2018-03-31 13F-HR FNTE / Fintech Acquisition Corp. II 1.32 567,603 250,000 -55.96 5,642 330 -94.15
2018-03-31 13F-HR FNTE / Fintech Acquisition Corp. II 9.94 250,000 567,603 127.04 345 5,642 1,535.36
2018-03-31 13F-HR PZZA / Papa John's International, Inc. 57.27 11,000 11,891 8.10 617 681 10.37
2018-03-31 13F-HR CAVM / Cavium, Inc. 79.38 45,000 129,862 188.58 3,772 10,308 173.28
2018-03-31 13F-HR TER / Teradyne, Inc. 45.80 104,200 5,000 -95.20 4,363 229 -94.75
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.79 658,866 649,403 -1.44 613 6,358 937.19
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 0.93 658,866 658,866 0.00 547 613 12.07
2018-03-31 13F-HR CPLA / Capella Education Co. 87.38 7,400 12,246 65.49 573 1,070 86.74
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.40 0 5,000 0 262
2018-03-31 13F-HR HRG / Harbinger Group Inc. 16.49 102,141 247,019 141.84 1,731 4,073 135.30
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 2.36 180,000 180,000 0.00 419 425 1.43
2018-03-31 13F-HR SIGM / Sigma Designs, Inc. 6.20 378,800 883,101 133.13 2,633 5,475 107.94
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.20 5,000 20,351 307.02 241 981 307.05
2018-03-31 13F-HR GSHT / Gores Holdings II, Inc. 1.78 699,800 251,166 -64.11 6,998 447 -93.61
2018-03-31 13F-HR GSHT / Gores Holdings II, Inc. 10.00 251,166 699,800 178.62 347 6,998 1,916.71
2018-03-31 13F-HR DBD / Diebold, Inc. 15.40 367,140 308,000 -16.11 6,003 4,743 -20.99
2018-03-31 13F-HR DBD / Diebold, Inc. Call 15.40 1,032,200 800,000 -22.50 16,876 12,320 -27.00
2018-03-31 13F-HR BLBD / Blue Bird Corporation 23.70 25,296 100,000 295.32 503 2,370 371.17
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.95 17,000 22,000 29.41 1,818 2,419 33.06
2018-03-31 13F-HR CHUBK / Commercehub Inc 22.53 152,009 12,918 -91.50 3,130 291 -90.70
2018-03-31 13F-HR HEI / HEICO Corp. 70.96 34,792 55,640 59.92 2,750 3,948 43.56
2018-03-31 13F-HR WTTR / Select Energy Services, Inc. 12.62 365,969 633,221 73.03 6,675 7,991 19.72
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.89 0 9,000 0 521
2018-03-31 13F-HR WMT / Walmart, Inc. 88.96 0 6,700 0 596
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 9.94 52,099 124,765 139.48 514 1,240 141.25
2018-03-31 13F-HR ACFC / Atlantic Coast Financial Corp. 10.30 107,732 54,740 -49.19 1,016 564 -44.49
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 20.46 199,368 278,368 39.63 4,663 5,695 22.13
2018-03-31 13F-HR CP / Canadian Pacific Railway Ltd. 176.53 0 11,562 0 2,041
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.15 55,091 134,236 143.66 1,880 4,316 129.57
2018-03-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 24.07 0 69,786 0 1,680
2018-03-31 13F-HR PEGI / Pattern Energy Group Inc. 17.29 62,000 125,300 102.10 1,332 2,166 62.61
2018-03-31 13F-HR FNV / Franco-Nevada Corp. Call 68.40 0 15,000 0 1,026
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.01 0 55,600 0 1,613
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.05 400,000 575,000 43.75 6,040 8,079 33.76
2018-03-31 13F-HR 369300AL2 / General Cable Corp. Bond 3,167 8,929 181.94
2018-03-31 13F-HR SRG / Seritage Growth Properties 35.52 18,640 15,736 -15.58 754 559 -25.86
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.14 700 700 0.00 819 1,013 23.69
2018-03-31 13F-HR NWS / News Corp 16.10 116,981 110,000 -5.97 1,942 1,771 -8.81
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.13 110,000 60,000 -45.45 4,523 3,128 -30.84
2018-03-31 13F-HR PANL / Pangaea Logistics Solutions Ltd. 2.65 48,397 89,725 85.39 178 238 33.71
2018-03-31 13F-HR SNAP / Snapchat, Inc. Put 15.88 0 50,000 0 794
2018-03-31 13F-HR MX / MagnaChip Semiconductor Corp 9.60 0 870,000 0 8,352
2018-03-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.38 104,203 405,643 289.28 42 4,211 9,926.19
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 36.37 90,100 100,520 11.56 3,074 3,656 18.93
2018-03-31 13F-HR LGC / Legacy Acquisition Corp. 9.95 1,504,848 1,549,120 2.94 14,958 15,414 3.05
2018-03-31 13F-HR XENE / Xenon Pharmaceuticals Inc. 4.90 219,543 101,103 -53.95 620 495 -20.16
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 6,638 26,138 293.76 1,316 5,214 296.20
2018-03-31 13F-HR SPA / Sparton Corp. 17.41 74,044 162,029 118.83 1,707 2,821 65.26
2018-03-31 13F-HR CECE / CECO Environmental Corp. 4.45 0 119,524 0 532
2018-03-31 13F-HR SLW / Silver Wheaton Corp. Call 20.37 887,900 600,000 -32.42 19,649 12,222 -37.80
2018-03-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.76 689,700 620,200 -10.08 6,711 6,053 -9.80
2018-03-31 13F-HR ROSE / Rosehill Resources Inc. 4.13 457,115 460,615 0.77 3,234 1,901 -41.22
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. Put 181.53 0 15,000 0 2,723
2018-03-31 13F-HR ADSK / Autodesk, Inc. 7,500 0 -100.00 786 0 -100.00
2018-03-31 13F-HR BETR / Amplify Snack Brands, Inc. 28,461 0 -100.00 342 0 -100.00
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 15,000 0 -100.00 1,509 0 -100.00
2018-03-31 13F-HR BV / Bazaarvoice, Inc. 38,219 0 -100.00 208 0 -100.00
2018-03-31 13F-HR CUBE / CubeSmart 10,000 0 -100.00 289 0 -100.00
2018-03-31 13F-HR CUDA / Barracuda Networks, Inc. 48,467 0 -100.00 1,333 0 -100.00
2018-03-31 13F-HR DBD / Diebold, Inc. Put 180,600 0 -100.00 2,953 0 -100.00
2018-03-31 13F-HR EXAC / Exactech, Inc. 101,494 0 -100.00 5,019 0 -100.00
2018-03-31 13F-HR FMCI / Forum Merger Corporation 160,860 0 -100.00 106 0 -100.00
2018-03-31 13F-HR GTE / Gran Tierra Energy, Inc. Call 41,100 0 -100.00 111 0 -100.00
2018-03-31 13F-HR GTE / Gran Tierra Energy, Inc. Put 12,900 0 -100.00 35 0 -100.00
2018-03-31 13F-HR GXP / Great Plains Energy, Inc. 25,080 0 -100.00 809 0 -100.00
2018-03-31 13F-HR MAC / Macerich Company (THE) Call 25,000 0 -100.00 1,642 0 -100.00
2018-03-31 13F-HR MGCD / MGC Diagnostics Corp. 52,416 0 -100.00 578 0 -100.00
2018-03-31 13F-HR MNK / Maillinckrodt plc. 113,600 0 -100.00 2,563 0 -100.00
2018-03-31 13F-HR MU / Micron Technology, Inc. Put 70,000 0 -100.00 2,878 0 -100.00
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 93,150 0 -100.00 4,870 0 -100.00
2018-03-31 13F-HR ORCL / Oracle Corp. 80,000 0 -100.00 3,782 0 -100.00
2018-03-31 13F-HR OSUR / OraSure Technologies, Inc. Put 50,000 0 -100.00 943 0 -100.00
2018-03-31 13F-HR PCH / Potlatch Holdings, Inc. 31,468 0 -100.00 1,570 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group Put 40,500 0 -100.00 932 0 -100.00
2018-03-31 13F-HR RXDX / Ignyta, Inc. 20,000 0 -100.00 534 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. Call 100,000 0 -100.00 8,538 0 -100.00
2018-03-31 13F-HR SSNI / Silver Spring Networks, Inc. 50,492 0 -100.00 820 0 -100.00
2018-03-31 13F-HR WFBI / WashingtonFirst Bankshare, Inc. 17,000 0 -100.00 582 0 -100.00
2018-03-31 13F-HR YUME / YuMe, Inc. 77,980 0 -100.00 373 0 -100.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 91,900 0 -100.00 1,533 0 -100.00
2018-03-31 13F-HR MON / Monsanto Co. Put 133,300 0 -100.00 15,567 0 -100.00
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. Put 200,000 0 -100.00 8,016 0 -100.00
2018-03-31 13F-HR ADSK / Autodesk, Inc. Call 15,000 0 -100.00 1,572 0 -100.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 225,000 0 -100.00 2,313 0 -100.00
2018-03-31 13F-HR ANDINA ACQUISITION CORP II / SHS (G0441P104) 240,468 0 -100.00 2,477 0
2018-03-31 13F-HR AVA / Avista Corp. 14,900 0 -100.00 767 0 -100.00
2018-03-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc Put 12,000 0 -100.00 54 0 -100.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 95,500 0 -100.00 16,467 0 -100.00
2018-03-31 13F-HR ALLY / Ally Financial Inc. 71,000 0 -100.00 2,070 0 -100.00
2018-03-31 13F-HR BPY / Brookfield Property Partners L.P. 25,000 0 -100.00 696 0 -100.00
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 435,000 0 -100.00 26,657 0 -100.00
2018-03-31 13F-HR BLK / BlackRock, Inc. Put 1,300 0 -100.00 668 0 -100.00
2018-03-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 6,719 0 -100.00 1,051 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 39,651 0 -100.00 2,236 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 348,237 0 -100.00 4,666 0 -100.00
2018-03-31 13F-HR CALL / magicJack VocalTec Ltd. 132,550 0 -100.00 1,120 0 -100.00
2018-03-31 13F-HR CCL / Carnival Corp. Put 33,700 0 -100.00 2,237 0 -100.00
2018-03-31 13F-HR CMCSA / Comcast Corp. Call 45,000 0 -100.00 1,802 0 -100.00
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / SHS (G2345N102) 200,000 0 -100.00 1,930 0
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / W EXP 08/21/202 (G2345N110) 70,000 0 -100.00 20 0
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) Call 26,900 0 -100.00 1,296 0 -100.00
2018-03-31 13F-HR CLGX / CoreLogic, Inc. Put 20,600 0 -100.00 952 0 -100.00
2018-03-31 13F-HR CPN / Calpine Corp. Put 10,000 0 -100.00 151 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. 26,424 0 -100.00 1,454 0 -100.00
2018-03-31 13F-HR CPN / Calpine Corp. 443,078 0 -100.00 6,704 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. Call 120,000 0 -100.00 6,602 0 -100.00
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. Put 163,000 0 -100.00 3,451 0 -100.00
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. Put 33,200 0 -100.00 3,563 0 -100.00
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Call 50,000 0 -100.00 2,800 0 -100.00
2018-03-31 13F-HR GPACW / Global Partner Acquisition Corp. Warrants exp. 2020-07-01 69,725 0 -100.00 75 0 -100.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Call 24,000 0 -100.00 25,114 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. 24,200 0 -100.00 806 0 -100.00
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 12,000 0 -100.00 972 0 -100.00
2018-03-31 13F-HR KMX / CarMax, Inc. Call 60,000 0 -100.00 3,848 0 -100.00
2018-03-31 13F-HR IXYS / IXYS Corp. 66,251 0 -100.00 1,587 0 -100.00
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF Put 27,000 0 -100.00 4,116 0 -100.00
2018-03-31 13F-HR HZNP / Horizon Pharma plc 11,074 0 -100.00 162 0 -100.00
2018-03-31 13F-HR MITL / Mitel Networks Corp 211,753 0 -100.00 2,012 0 -100.00
2018-03-31 13F-HR MGA / Magna International Inc. 128,541 0 -100.00 9,157 0 -100.00
2018-03-31 13F-HR MIII / M III Acquisition Corp. 179,500 0 -100.00 142 0 -100.00
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 250,000 0 -100.00 10,280 0 -100.00
2018-03-31 13F-HR MOS / Mosaic Company Put 153,100 0 -100.00 3,929 0 -100.00
2018-03-31 13F-HR NEXT / NextDecade Corporation 232,528 0 -100.00 140 0 -100.00
2018-03-31 13F-HR NAK / Northern Dynasty Minerals Ltd. Call 71,700 0 -100.00 127 0 -100.00
2018-03-31 13F-HR NWL / Newell Brands Inc. Call 149,700 0 -100.00 4,626 0 -100.00
2018-03-31 13F-HR OA / Orbital ATK, Inc. 17,200 0 -100.00 2,262 0 -100.00
2018-03-31 13F-HR CNLM / CB Pharma Acquisition Corp. 76,526 0 -100.00 814 0 -100.00
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 31,500 0 -100.00 6,047 0 -100.00
2018-03-31 13F-HR OIBR.C / Oi S.A. 182,797 0 -100.00 1,029 0 -100.00
2018-03-31 13F-HR ORCL / Oracle Corp. Call 100,000 0 -100.00 4,728 0 -100.00
2018-03-31 13F-HR OSTK / Overstock.com, Inc. 19,321 0 -100.00 1,235 0 -100.00
2018-03-31 13F-HR OSUR / OraSure Technologies, Inc. 49,248 0 -100.00 929 0 -100.00
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 1,383 0 -100.00 333 0 -100.00
2018-03-31 13F-HR PX / Praxair, Inc. 41,223 0 -100.00 6,376 0 -100.00
2018-03-31 13F-HR PVG / Pretium Resources, Inc. Call 14,000 0 -100.00 160 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 151,203 0 -100.00 3,479 0 -100.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Call 200,000 0 -100.00 31,152 0 -100.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 6,600 0 -100.00 1,028 0 -100.00
2018-03-31 13F-HR RLJ / RLJ Lodging Trust Put 35,200 0 -100.00 773 0 -100.00
2018-03-31 13F-HR SGMS / Scientific Games Corp. Put 20,000 0 -100.00 1,026 0 -100.00
2018-03-31 13F-HR SAVE / Spirit Airlines, Inc. Call 320,400 0 -100.00 14,370 0 -100.00
2018-03-31 13F-HR TAC / TransAlta Corporation 240,050 0 -100.00 1,788 0 -100.00
2018-03-31 13F-HR SRG / Seritage Growth Properties Put 20,000 0 -100.00 809 0 -100.00
2018-03-31 13F-HR SYF / Synchrony Financial Call 143,300 0 -100.00 5,533 0 -100.00
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 2,000 0 -100.00 220 0 -100.00
2018-03-31 13F-HR TRI / Thomson Reuters Corp. 25,000 0 -100.00 1,314 0 -100.00
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) Put 5,500 0 -100.00 421 0 -100.00
2018-03-31 13F-HR VET / Vermilion Energy Inc. 35,000 0 -100.00 1,599 0 -100.00
2018-03-31 13F-HR XBKS / Xenith Bankshares, Inc. 45,255 0 -100.00 1,531 0 -100.00
2018-03-31 13F-HR WGL / WGL Holdings, Inc. 7,500 0 -100.00 644 0 -100.00
2018-03-31 13F-HR WCN / Waste Connections, Inc. 261,206 0 -100.00 22,162 0 -100.00
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 75,100 0 -100.00 2,087 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. Put 110,600 0 -100.00 13,860 0 -100.00
2018-03-31 13F-HR T / AT & T, Inc. Put 8,000 0 -100.00 311 0 -100.00
2018-03-31 13F-HR WGL / WGL Holdings, Inc. Put 10,000 0 -100.00 858 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 50,525 0 -100.00 4,314 0 -100.00
2018-03-31 13F-HR HCOM / Hawaiian Telcom Holdco, Inc. 10,171 0 -100.00 314 0 -100.00
2018-03-31 13F-HR MSFT / Microsoft Corp. Put 95,000 0 -100.00 8,126 0 -100.00
2018-03-31 13F-HR STRP / Straight Path Communications Inc. 4,823 0 -100.00 877 0 -100.00
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 236,696 0 -100.00 14,505 0 -100.00
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 630,000 0 -100.00 38,606 0 -100.00
2018-03-31 13F-HR HSNI / HSN, Inc. 69,160 0 -100.00 2,791 0 -100.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. Call 28,500 0 -100.00 1,991 0 -100.00
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. Call 257,900 0 -100.00 5,852 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International 93,473 0 -100.00 3,121 0 -100.00
2018-03-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares Put 42,100 0 -100.00 2,958 0 -100.00
2018-03-31 13F-HR SAVE / Spirit Airlines, Inc. Put 42,000 0 -100.00 1,884 0 -100.00
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 286,100 0 -100.00 10,637 0 -100.00
2018-03-31 13F-HR MGPI / MGP Ingredients, Inc. Put 40,000 0 -100.00 3,075 0 -100.00
2018-03-31 13F-HR SNBC / Sun Bancorp, Inc. 85,128 0 -100.00 2,069 0 -100.00
2018-03-31 13F-HR LEGACY ACQUISITION CORP / W EXP 11/30/202 (524643111) 0.34 50,000 17
2018-03-31 13F-HR LACQ / Leisure Acquisition Corp. 9.57 210,000 2,010
2018-03-31 13F-HR ABB / ABB Ltd. 23.74 180,000 4,273
2018-03-31 13F-HR AEROJET ROCKETDYNE HLDGS INC / NOTE 2.250%12/1 (007800AB1) 5,702
2018-03-31 13F-HR AFAM / Almost Family, Inc. 56.00 20,713 1,160
2018-03-31 13F-HR ALTA MESA RES INC / W EXP 03/28/202 (02133L117) 1.55 157,166 244
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. Put 14.05 298,500 4,194
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. Call 86.21 68,000 5,862
2018-03-31 13F-HR ANTM / Anthem, Inc. Put 219.71 7,000 1,538
2018-03-31 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 5,247
2018-03-31 13F-HR AATDF / AA LTD Call 23.04 208,700 4,808
2018-03-31 13F-HR BARINGTON HILCO ACQUISITION / RIGHT 02/13/2017 (06759V119) 0.35 88,246 31
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / RIGHT 12/01/2022 (089482129) 0.35 237,897 83
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / W EXP 12/01/202 (089482111) 0.33 101,200 33
2018-03-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 13,260
2018-03-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. Call 39.80 20,000 796
2018-03-31 13F-HR CWH / Camping World Holdings, Inc. Call 32.25 264,500 8,530
2018-03-31 13F-HR CWH / Camping World Holdings, Inc. Put 32.24 45,000 1,451
2018-03-31 13F-HR CASY / Casey's General Stores, Inc. Put 109.78 40,000 4,391
2018-03-31 13F-HR CASY / Casey's General Stores, Inc. 109.79 28,100 3,085
2018-03-31 13F-HR CAVM / Cavium, Inc. Put 79.38 105,000 8,335
2018-03-31 13F-HR CENT / Central Garden & Pet Co. 39.60 20,000 792
2018-03-31 13F-HR CVX / Chevron Corp. 114.02 10,200 1,163
2018-03-31 13F-HR 177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 3,953
2018-03-31 13F-HR CSBK / Clifton Bancorp Inc. 15.64 17,972 281
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.31 70,000 22
2018-03-31 13F-HR CONVERGEONE HLDGS INC / COM CL A (212481105) 9.24 24,028 222
2018-03-31 13F-HR CONVERGEONE HLDGS INC / W EXP 04/12/202 (212481113) 1.19 1,109,397 1,325
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Call 73.21 150,000 10,982
2018-03-31 13F-HR DFBH / DFB Healthcare Acquisitions Corp. 10.05 758,416 7,622
2018-03-31 13F-HR DISH / DISH Network Corp. Put 37.89 148,500 5,627
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Call 63.72 25,000 1,593
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Put 63.72 25,000 1,593
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.69 18,073 1,151
2018-03-31 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 9,035
2018-03-31 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 0.84 482,835 405
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 38.43 41,500 1,595
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 38.43 48,683 1,871
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF Put 29.52 853,000 25,179
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Put 69.08 65,000 4,490
2018-03-31 13F-HR EXR / Extra Space Storage, Inc. Call 87.36 25,000 2,184
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Call 74.62 55,000 4,104
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.68 64,800 627
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / W EXP 07/24/202 (31421V115) 1.15 182,400 210
2018-03-31 13F-HR GE / General Electric Co. Call 13.48 350,000 4,718
2018-03-31 13F-HR GE / General Electric Co. Put 13.48 190,000 2,561
2018-03-31 13F-HR GE / General Electric Co. 13.48 115,000 1,550
2018-03-31 13F-HR GGP / General Growth Properties, Inc. Put 20.45 28,800 589
2018-03-31 13F-HR HUM / Humana, Inc. Put 268.86 7,000 1,882
2018-03-31 13F-HR INFRA AND ENERGY ALTRNTIVE I / W EXP 05/20/202 (45686J112) 0.87 167,125 145
2018-03-31 13F-HR INTC / Intel Corp. Put 52.08 65,000 3,385
2018-03-31 13F-HR IQ / iQIYI, Inc. 15.56 25,000 389
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF Put 117.39 405,600 47,613
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF Put 198.00 20,000 3,960
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.37 252,377 2,617
2018-03-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) Put 46.00 25,000 1,150
2018-03-31 13F-HR LEISURE ACQUISITION CORP / W EXP 12/05/201 (52539T115) 0.69 40,400 28
2018-03-31 13F-HR LEN.B / Lennar Corp. 47.75 6,723 321
2018-03-31 13F-HR LEO HOLDINGS CORP / UNIT 99/99/9999 (G5463L121) 10.00 342,554 3,426
2018-03-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.60 5,000 428
2018-03-31 13F-HR LOGI / Logitech International S.A. Call 36.73 64,600 2,373
2018-03-31 13F-HR LOGI / Logitech International S.A. 36.73 63,000 2,314
2018-03-31 13F-HR MSFG / MainSource Financial Group, Inc. 40.66 30,472 1,239
2018-03-31 13F-HR VAC / Marriott Vacations Worldwide Corp Put 133.20 10,000 1,332
2018-03-31 13F-HR MDR / McDermott International, Inc. Call 6.10 33,600 205
2018-03-31 13F-HR MERC / Mercer International, Inc. Call 12.45 474,100 5,903
2018-03-31 13F-HR MSCC / Microsemi Corp. Put 64.72 81,700 5,288
2018-03-31 13F-HR MSCC / Microsemi Corp. 64.72 110,270 7,137
2018-03-31 13F-HR MTECH ACQUISITION CORP / UNIT 01/19/2023 (55378W206) 10.15 256,289 2,601
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / COM CLASS A (624745105) 9.54 50,200 479
2018-03-31 13F-HR MULE / Mulesoft, Inc. 43.97 21,422 942
2018-03-31 13F-HR NSM / Nationstar Mortgage Holdings Inc. 17.95 49,350 886
2018-03-31 13F-HR NEBULA ACQUISITION CORP / UNIT 03/12/2025 (629076209) 10.12 107,500 1,088
2018-03-31 13F-HR NSU / Nevsun Resources Ltd. Call 2.40 20,000 48
2018-03-31 13F-HR ONE MADISON CORP / UNIT 99/99/9999 (G6772P118) 10.00 959,998 9,600
2018-03-31 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.05 551,400 5,544
2018-03-31 13F-HR ORBK / Orbotech Ltd. 62.17 40,000 2,487
2018-03-31 13F-HR PENN / Penn National Gaming, Inc. 26.27 19,606 515
2018-03-31 13F-HR PLATINUM EAGLE ACQUISITIN CO / UNIT 01/09/2023 (G7126L126) 10.15 520,200 5,280
2018-03-31 13F-HR PGEM / Ply Gem Holdings, Inc. 21.60 76,623 1,655
2018-03-31 13F-HR PBPB / Potbelly Corp 12.04 17,439 210
2018-03-31 13F-HR PVG / Pretium Resources, Inc. Put 6.66 377,900 2,517
2018-03-31 13F-HR GOLD / Randgold Resources Ltd. 83.21 9,999 832
2018-03-31 13F-HR RPD / Rapid7, Inc. 25.57 100,000 2,557
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 46.87 30,000 1,406
2018-03-31 13F-HR SENSEONICS HLDGS INC / NOTE 5.250% 2/0 (81727UAA3) 3,248
2018-03-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 9.92 529,956 5,257
2018-03-31 13F-HR SILICON LABORATORIES INC / NOTE 1.375% 3/0 (826919AB8) 4,631
2018-03-31 13F-HR SPG / Simon Property Group, Inc. 154.33 6,000 926
2018-03-31 13F-HR SJW / SJW Corp. 52.71 31,913 1,682
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 35.22 115,500 4,068
2018-03-31 13F-HR SIVB / SVB Financial Group Put 240.00 19,900 4,776
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 65.42 710,500 46,481
2018-03-31 13F-HR TIBR / Tiberius Acquisition Corp 10.02 450,000 4,509
2018-03-31 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.23 488,500 4,997
2018-03-31 13F-HR OLED / Universal Display Corp. Call 101.00 100,000 10,100
2018-03-31 13F-HR OLED / Universal Display Corp. 101.01 65,500 6,616
2018-03-31 13F-HR USG / USG Corp. Put 40.42 60,000 2,425
2018-03-31 13F-HR USG / USG Corp. 40.42 54,727 2,212
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF Call 23.88 50,000 1,194
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 104.20 5,000 521
2018-03-31 13F-HR VRNS / Varonis Systems, Inc. 60.52 18,787 1,137
2018-03-31 13F-HR VMW / VMWare, Inc. Call 121.30 10,000 1,213
2018-03-31 13F-HR XL / XL Group Ltd. 55.27 12,900 713
2018-03-31 13F-HR ZS / Zscaler, Inc. 28.08 34,899 980