Current Holdings (from 13F, 13D)

InvestorIonic Capital Management LLC
Portfolio Value$ 2,826,113,000
Current Positions299
Opened Positions5
Closed Positions80

Ionic Capital Management LLC has disclosed 299 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,826,113,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Ionic Capital Management LLC's top holdings are iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) , iShares MSCI EAFE ETF (NYSE:EFA) , iShares JPMorgan USD Emerging Markets Bond Fund (NASDAQ:EMB) , iShares China Large-Cap ETF (NYSE:FXI) , and CurrencyShares Euro Trust (NYSE:FXE) . Ionic Capital Management LLC's new positions include Altaba Inc (NASDAQ:AABA) , Microchip Technology Inc. 1.625% Convertible Note due 2025-12-15 (595017AD6) , Tesla Motors, Inc. Note 2.375% Due 3/15/2022 (88160RAD3) , Goodyear Tire & Rubber Co. (The) (NASDAQ:GT) , and US Foods Holding Corp. (NYSE:USFD) .


All Ionic Capital Management LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.55 906,393 1,049,328 15.77 843 577 -31.55
2017‑09‑30 13F-HR AGN / Allergan plc 738.18 3,967 5,160 30.07 3,438 3,809 10.79
2017‑09‑30 13F-HR AGN / Allergan plc Call 204.95 158,400 94,000 -40.66 38,505 19,265 -49.97
2017‑09‑30 13F-HR AABA / Altaba Inc Call 66.24 141,500 9,373
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 406,382 77,912 -80.83 22,140 5,161 -76.69
2017‑09‑30 13F-HR ARNC / Arconic Inc. Call 24.88 70,000 25,000 -64.29 1,586 622 -60.78
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 39.19 2,577,100 100,996
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 39.19 3,360,800 131,710
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. Call 7.61 70,800 539
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. Put 7.61 70,800 539
2017‑09‑30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.69 111,307 967
2017‑09‑30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 7.73 731,434 748,664 2.36 2,831 5,789 104.49
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. Call 77.20 91,200 91,200 0.00 5,573 7,041 26.34
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.21 168,322 150,854 -10.38 10,286 11,648 13.24
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. Call 5.79 19,500 113
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Note Due 9/1/2021 705 573 -18.72
2017‑09‑30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Put 25.86 751,500 751,500 0.00 23,357 19,434 -16.80
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 50.61 22,273 84,260 278.31 1,119 4,264 281.05
2017‑09‑30 13F-HR DRYSHIPS INC / COM PAR NEW (Y2109Q705) 2.46 234,730 577
2017‑09‑30 13F-HR DYN / Dynegy Inc. 67.34 0 5,955 0 401
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. Put 22.61 150,000 150,000 0.00 3,338 3,391 1.59
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. Class A 5.15 431,026 338,866 -21.38 5,888 1,745 -70.36
2017‑09‑30 13F-HR IDCC / InterDigital, Inc. 5,966 5,051 -15.34
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 44.04 1,200,000 1,885,400 57.12 47,652 83,033 74.25
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 88.76 631,900 2,581,900 308.59 55,854 229,169 310.30
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Call 68.48 150,000 563,000 275.33 9,780 38,555 294.22
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Put 68.48 230,900 2,025,500 777.22 15,055 138,706 821.33
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.93 111,964 21,536 -80.77 4,700 903 -80.79
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Note due 2025-12-15 8,914
2017‑09‑30 13F-HR MON / Monsanto Co. 119.82 12,550 13,003 3.61 1,486 1,558 4.85
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 66.08 0 3,511 0 232
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.10 10,260 10,928 6.51 1,123 1,236 10.06
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 67,000 62,000 -7.46 3,700 3,214 -13.14
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 105.20 2,860 55,655 1,845.98 336 5,855 1,642.56
2017‑09‑30 13F-HR SINA / Sina Corp. 3,132 3,360 7.28
2017‑09‑30 13F-HR SOHU / Sohu.com, Inc. 54.46 37,998 22,293 -41.33 1,712 1,214 -29.09
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 33,059 53,946 63.18 7,994 13,553 69.54
2017‑09‑30 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 3.73 541,002 368,974 -31.80 7,542 1,378 -81.73
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. Call 59.77 0 210,600 0 12,587
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.10 60,000 73,400 22.33 21,697 25,037 15.39
2017‑09‑30 13F-HR 88160RAD3 / Tesla Motors, Inc. Note 2.375% Due 3/15/2022 10,978 8,635 -21.34
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 66,181 96,907 46.43 6,645 9,928 49.41
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 9.38 235,782 254,364 7.88 2,273 2,385 4.93
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 22.96 16,419 160,808 879.40 363 3,692 917.08
2017‑09‑30 13F-HR VRTS / Virtus Investment Partners, Inc. 103.95 49,077 52,187 6.34 5,021 5,425 8.05
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 109.19 90,400 90,400 0.00 7,904 9,871 24.89
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.18 900,278 585,745 -34.94 11,361 8,892 -21.73
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Call 47.18 116,500 96,500 -17.17 5,116 4,553 -11.00
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 0.37 79,169 79,169 0.00 804 29 -96.39
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 10.16 79,564 79,169 -0.50 830 804 -3.13
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 0.69 23,045 23,045 0.00 233 16 -93.13
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 10.11 23,045 23,045 0.00 245 233 -4.90
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 68.48 100,000 100,000 0.00 6,492 6,848 5.48
2017‑09‑30 13F-HR ASB / Associated Banc-Corp. Call 24.25 0 100,000 0 2,425
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 12.75 0 250,000 0 3,188
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.67 22,000 9,000 -59.09 1,144 492 -56.99
2017‑09‑30 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.21 1,252,936 1,183,356 -5.55 413 249 -39.71
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. Put 59.76 154,500 25,000 -83.82 8,763 1,494 -82.95
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 12.75 143,000 1,823
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 69,510 886
2017‑09‑30 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.74 10,993 184
2017‑09‑30 13F-HR AVISTA HEALTHCARE PUB ACQ CO / *W EXP 99/99/999 (G0726L117) 0.40 106,056 42
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.20 8,239 323
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 77.51 43,790 3,394
2017‑09‑30 13F-HR BOULEVARD ACQUISITION / *W EXP 09/25/202 (10157Q110) 0.86 12,748 11
2017‑09‑30 13F-HR BOULEVARD ACQUISITION / CL A (10157Q102) 0.00 105,052 0
2017‑09‑30 13F-HR CISN / Cision Ltd. 2.95 100,000 295
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. Put 33.74 50,000 1,687
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.76 25,000 844
2017‑09‑30 13F-HR COP / ConocoPhillips Put 50.05 85,000 4,254
2017‑09‑30 13F-HR DISH NETWORK CORP / NOTE 3.375% 8/1 (25470MAB5) 391
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 105,200 7,283
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.64 24,700 164
2017‑09‑30 13F-HR EVBG / Everbridge, Inc. Call 26.43 37,800 999
2017‑09‑30 13F-HR FORUM MERGER CORP / *W EXP 06/01/202 (34985B111) 0.38 20,826 8
2017‑09‑30 13F-HR FORUM MERGER CORP / COM CL A (34985B103) 9.74 43,552 424
2017‑09‑30 13F-HR FORUM MERGER CORP / RIGHT 06/01/2019 (34985B129) 0.34 41,652 14
2017‑09‑30 13F-HR FUL / Fuller (H.B.) Co. 58.05 41,100 2,386
2017‑09‑30 13F-HR GDL FUND / COM SH BEN IT (361570104) 10.20 87,947 897
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 33.11 150,000 4,967
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 33.25 252,500 8,396
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.27 30,000 998
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.80 776,684 5,281
2017‑09‑30 13F-HR HDS / Hd Supply Inc. Put 36.06 50,300 1,814
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.08 39,500 1,425
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 0.73 61,422 45
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.85 81,896 807
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.78 1,800 212
2017‑09‑30 13F-HR IMMUNOGEN INC / NOTE 4.500% 7/0 (45253HAB7) 198
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.40 25,000 10
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 34,939 341
2017‑09‑30 13F-HR KAYNE ANDERSON ACQUISITION / *W EXP 06/30/202 (48661U110) 0.84 20,338 17
2017‑09‑30 13F-HR KAYNE ANDERSON ACQUISITION / COM CL A (48661U102) 9.75 61,016 595
2017‑09‑30 13F-HR MACQ / M I Acquisitions, Inc. 10.15 41,000 416
2017‑09‑30 13F-HR NATIONAL ENERGY SERVICES REU / *W EXP 05/05/202 (G6375R115) 0.50 65,491 33
2017‑09‑30 13F-HR NATIONAL ENERGY SERVICES REU / SHS (G6375R107) 9.62 65,491 630
2017‑09‑30 13F-HR WRLS / Pensare Acquisition Corp. 9.67 10,031 97
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. Call 57.17 40,000 2,287
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.95 14,900 178
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. 11.15 124,800 1,392
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund Call 18.98 50,000 949
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18.98 52,000 987
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. Call 21.50 40,000 860
2017‑09‑30 13F-HR SILVER RUN ACQUISITION / *W EXP 03/28/202 (82812A111) 1.55 6,464 10
2017‑09‑30 13F-HR SRAQ / Silver Run Acquisition Corporation 10.16 19,393 197
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. Call 64.50 20,000 1,290
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. Put 64.50 10,000 645
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.49 17,924 1,156
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 16.88 40,000 675
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.88 25,600 432
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 60.88 60,000 3,653
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.90 18,850 1,148
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 26.70 312,100 8,333
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF Put (92189F718) 26.07 171,000 4,458
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 26.07 137,060 3,573
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.46 161,600 1,529
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.23 110,046 576
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.20 14,775 24,750 67.51 794 1,193 50.25
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Call 48.22 100,000 100,000 0.00 5,374 4,822 -10.27
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 48.22 100,000 150,000 50.00 5,374 7,233 34.59
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.34 7,691 22,066 186.91 2,443 7,201 194.76
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 82.64 29,871 121 -99.59 2,305 10 -99.57
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Put 86.57 182,000 182,000 0.00 14,047 15,756 12.17
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Call 22.96 275,000 69,300 -74.80 6,072 1,591 -73.80
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Put 22.96 300,000 100,000 -66.67 6,624 2,296 -65.34
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 0 25,000 0 952
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 44.03 269,883 64,543 -76.08 10,717 2,842 -73.48
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Call 44.04 0 531,100 0 23,390
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 60,150 72,750 20.95 2,490 3,260 30.92
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 44.81 357,200 534,200 49.55 14,785 23,938 61.91
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 44.81 357,200 646,200 80.91 14,785 28,956 95.85
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 28.92 250,709 231,609 -7.62 8,033 6,698 -16.62
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.67 27,000 3,000 -88.89 320 41 -87.19
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. Put 13.56 50,000 150,000 200.00 593 2,034 243.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 41.69 269,200 225,800 -16.12 9,190 9,414 2.44
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 41.70 200,300 59,500 -70.29 6,838 2,481 -63.72
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 251,477 162,177 -35.51 5,595 3,667 -34.46
2017‑09‑30 13F-HR SYMC / Symantec Corp. Call 32.82 150,000 50,000 -66.67 4,238 1,641 -61.28
2017‑09‑30 13F-HR SYMC / Symantec Corp. Put 32.82 50,000 50,000 0.00 1,413 1,641 16.14
2017‑09‑30 13F-HR FMC / FMC Corp. 89.31 114,371 57,071 -50.10 8,355 5,097 -38.99
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.49 0 23,931 0 1,639
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 68.48 92,000 92,700 0.76 5,973 6,348 6.28
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 62.30 171,672 139,772 -18.58 10,266 8,708 -15.18
2017‑09‑30 13F-HR MS / Morgan Stanley Call 48.17 50,000 75,000 50.00 2,228 3,613 62.16
2017‑09‑30 13F-HR MS / Morgan Stanley Put 48.17 130,000 350,000 169.23 5,793 16,860 191.04
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.64 41,900 51,750 23.51 3,618 4,225 16.78
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. Put 81.65 65,000 65,000 0.00 5,612 5,307 -5.43
2017‑09‑30 13F-HR COP / ConocoPhillips 50.03 26,500 29,500 11.32 1,165 1,476 26.70
2017‑09‑30 13F-HR COP / ConocoPhillips Call 50.04 22,500 25,000 11.11 989 1,251 26.49
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.96 0 17,540 0 508
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 2,409 107,741 4,372.44 80 3,619 4,423.75
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 33.59 75,000 75,000 0.00 2,504 2,519 0.60
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF Put 71.00 0 100,000 0 7,100
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.25 38,000 48,000 26.32 4,625 6,348 37.25
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 132.24 200,000 200,000 0.00 24,340 26,448 8.66
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Put 132.25 40,000 40,000 0.00 4,868 5,290 8.67
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 140,000 140,000 0.00 1,567 1,676 6.96
2017‑09‑30 13F-HR F / Ford Motor Co. Put 11.97 200,000 200,000 0.00 2,238 2,394 6.97
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.23 465,000 242,500 -47.85 112,437 60,923 -45.82
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 0 190,000 0 47,734
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Put 47.18 50,000 50,000 0.00 2,196 2,359 7.42
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.86 113,500 90,000 -20.70 5,146 4,397 -14.55
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.85 190,000 215,000 13.16 8,615 10,503 21.92
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Put 48.85 155,000 180,000 16.13 7,028 8,793 25.11
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 88.76 200,000 50,000 -75.00 17,678 4,438 -74.90
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 4,550 22,000 383.52 475 2,585 444.21
2017‑09‑30 13F-HR CVX / Chevron Corp. Put 117.53 15,000 15,000 0.00 1,565 1,763 12.65
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.47 7,000 8,500 21.43 438 599 36.76
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. Put 70.46 77,500 70,000 -9.68 4,854 4,932 1.61
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 64,900 12,600 -80.59 3,372 668 -80.19
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 53.05 100,000 100,000 0.00 5,196 5,305 2.10
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.89 1,500 21,300 1,320.00 226 3,640 1,510.62
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 170.88 40,000 40,000 0.00 6,039 6,835 13.18
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 170.88 40,000 40,000 0.00 6,039 6,835 13.18
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Put 51.84 80,000 80,000 0.00 4,418 4,147 -6.13
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 54.70 726,300 200,000 -72.46 37,768 10,940 -71.03
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 98.60 48,200 10,000 -79.25 5,122 986 -80.75
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 98.57 60,000 120,000 100.00 6,375 11,828 85.54
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 155,221 148,221 -4.51 10,699 11,041 3.20
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 74.49 172,600 152,600 -11.59 11,897 11,367 -4.45
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 74.49 220,000 160,000 -27.27 15,165 11,918 -21.41
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.75 38,800 20,000 -48.45 2,090 1,055 -49.52
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.74 53,800 35,000 -34.94 2,898 1,846 -36.30
2017‑09‑30 13F-HR ILG / ILG, Inc 26.73 527,133 511,433 -2.98 14,491 13,671 -5.66
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio Put 23.16 150,000 150,500 0.33 3,471 3,486 0.43
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Call 116.00 15,000 15,000 0.00 1,634 1,740 6.49
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Put 116.00 15,000 15,000 0.00 1,634 1,740 6.49
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Call 41.77 20,000 70,000 250.00 814 2,924 259.21
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Put 41.75 20,000 20,000 0.00 814 835 2.58
2017‑09‑30 13F-HR GM / General Motors Company Call 40.38 0 95,000 0 3,836
2017‑09‑30 13F-HR GM / General Motors Company Put 40.38 0 50,000 0 2,019
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 2.33 40,000 179,571 348.93 152 418 175.00
2017‑09‑30 13F-HR AVP / Avon Products, Inc. Put 2.33 200,000 200,000 0.00 760 466 -38.68
2017‑09‑30 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 85.40 0 5,000 0 427
2017‑09‑30 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 85.37 93,000 169,900 82.69 7,954 14,504 82.35
2017‑09‑30 13F-HR MDT / Medtronic plc Call 77.76 25,000 25,000 0.00 2,219 1,944 -12.39
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 57.17 0 172,700 0 9,873
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 4,935 22,785 361.70 463 2,398 417.93
2017‑09‑30 13F-HR V / Visa, Inc. Call 105.24 30,000 105,000 250.00 2,813 11,050 292.82
2017‑09‑30 13F-HR V / Visa, Inc. Put 105.25 20,000 40,000 100.00 1,876 4,210 124.41
2017‑09‑30 13F-HR CATYW / Cathay General Bancorp 20.53 360,601 359,406 -0.33 6,292 7,379 17.28
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.78 14,996 9,800 -34.65 836 625 -25.24
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 63.74 48,900 90,000 84.05 2,725 5,737 110.53
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 63.74 134,000 154,000 14.93 7,466 9,816 31.48
2017‑09‑30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 4.94 202,117 209,987 3.89 1,195 1,037 -13.22
2017‑09‑30 13F-HR MITL / Mitel Networks Corp 8.39 990,959 1,077,659 8.75 7,284 9,042 24.14
2017‑09‑30 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.61 0 10,147 0 199
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.95 26,000 20,000 -23.08 714 719 0.70
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. Put 35.97 100,000 100,000 0.00 2,747 3,597 30.94
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.04 26,575 55,077 107.25 1,703 3,527 107.11
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Call 64.03 350,000 325,000 -7.14 22,432 20,810 -7.23
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 64.03 200,000 217,500 8.75 12,818 13,927 8.65
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 16.09 250,000 250,000 0.00 3,978 4,023 1.13
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Put 16.09 0 42,500 0 684
2017‑09‑30 13F-HR MACQU / M I Acquisitions, Inc. 0.34 45,000 41,000 -8.89 465 14 -96.99
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 81.98 0 95,000 0 7,788
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 10.04 600,000 262,000 -56.33 4,794 2,630 -45.14
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 10.04 500,000 500,000 0.00 3,995 5,020 25.66
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.72 0 50,000 0 736
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 24.18 90,900 280,900 209.02 2,250 6,792 201.87
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Put 24.18 91,200 241,200 164.47 2,257 5,832 158.40
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.12 203,035 203,035 0.00 69 25 -63.77
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Call 41.25 50,000 130,200 160.40 1,924 5,371 179.16
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 41.25 175,000 130,200 -25.60 6,732 5,371 -20.22
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. Call 20.33 91,100 91,100 0.00 1,694 1,852 9.33
2017‑09‑30 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 97.54 8,088 7,546 -6.70 675 736 9.04
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 129.09 59,701 58,701 -1.68 8,350 7,578 -9.25
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 53.98 50,000 50,000 0.00 2,747 2,699 -1.75
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 0 7,000 0 547
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 78.13 17,500 67,500 285.71 1,324 5,274 298.34
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.72 0 50,000 0 8,636
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.64 74,293 35,293 -52.49 4,235 1,999 -52.80
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 135,753 146,753 8.10 3,667 3,548 -3.25
2017‑09‑30 13F-HR GE / General Electric Co. Call 24.18 100,000 50,000 -50.00 2,701 1,209 -55.24
2017‑09‑30 13F-HR GE / General Electric Co. Put 24.18 445,000 295,000 -33.71 12,019 7,133 -40.65
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust Call 114.10 329,300 722,200 119.31 36,381 82,403 126.50
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust Put 114.10 473,700 725,200 53.09 52,334 82,745 58.11
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 49.50 100,000 77,400 -22.60 4,466 3,831 -14.22
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.12 0 17,000 0 2,042
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Call 120.09 0 100,000 0 12,009
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Put 120.10 0 20,000 0 2,402
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.77 14,000 35,000 150.00 1,752 4,367 149.26
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 124.76 0 50,000 0 6,238
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 124.76 150,000 125,000 -16.67 18,768 15,595 -16.91
2017‑09‑30 13F-HR USB / U.S. Bancorp Call 53.59 96,000 96,000 0.00 4,984 5,145 3.23
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Put 95.50 0 20,000 0 1,910
2017‑09‑30 13F-HR VIA / Viacom, Inc. 27.83 7,500 42,000 460.00 252 1,169 363.89
2017‑09‑30 13F-HR VIA / Viacom, Inc. Put 27.84 0 50,000 0 1,392
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. 11.00 90,984 2,000 -97.80 773 22 -97.15
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. Put 11.08 200,000 50,000 -75.00 1,700 554 -67.41
2017‑09‑30 13F-HR NOMD / Nomad Foods Ltd. 14.57 1,020,771 922,671 -9.61 14,403 13,443 -6.67
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 58.43 8,900 4,450 -50.00 475 260 -45.26
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.89 83,570 52,570 -37.09 6,411 4,515 -29.57
2017‑09‑30 13F-HR ELR / SPDR Series Trust 27.97 0 43,723 0 1,223
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 40,728 32,000 -21.43 5,866 4,932 -15.92
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 154.12 260,000 104,900 -59.65 37,445 16,167 -56.82
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 154.12 367,500 295,000 -19.73 52,927 45,465 -14.10
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.71 0 3,570 0 256
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 295,478 213,909 -27.61 2,367 1,902 -19.65
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.42 847,200 965,200 13.93 96,886 112,369 15.98
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 33.63 0 65,000 0 2,186
2017‑09‑30 13F-HR MOD / Modine Manufacturing Co. 19.25 273,659 93,653 -65.78 4,529 1,803 -60.19
2017‑09‑30 13F-HR PSTG / Pure Storage, Inc. 15.99 526,306 297,261 -43.52 6,742 4,753 -29.50
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.69 8,112 52,000 541.03 272 1,856 582.35
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Put 35.70 73,600 120,000 63.04 2,472 4,284 73.30
2017‑09‑30 13F-HR AGN / Allergan plc 204.95 5,160 29,793 477.38 3,809 6,106 60.30
2017‑09‑30 13F-HR AGN / Allergan plc Put 204.95 51,100 86,000 68.30 12,422 17,626 41.89
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 41.15 20,000 95,700 378.50 776 3,938 407.47
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 41.15 94,400 92,000 -2.54 3,665 3,786 3.30
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Call 79.88 75,500 75,500 0.00 6,023 6,031 0.13
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. 34.42 165,425 95,735 -42.13 5,112 3,295 -35.54
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.29 31,688 109,500 245.56 1,879 5,835 210.54
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.22 54,875 50,271 -8.39 7,850 7,602 -3.16
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 75.26 0 4,292 0 323
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Call 40.66 141,800 54,600 -61.50 6,124 2,220 -63.75
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Put 40.65 32,500 32,500 0.00 1,404 1,321 -5.91
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. Call 52.09 149,800 149,800 0.00 6,188 7,803 26.10
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. Class A 13.66 313,484 431,026 37.50 5,047 5,888 16.66
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 86.83 113,900 53,600 -52.94 7,964 4,654 -41.56
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 54.96 56,098 38,577 -31.23 3,066 2,120 -30.85
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 25.33 42,000 42,000 0.00 1,019 1,064 4.42
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. 13.55 317,982 265,982 -16.35 4,976 3,604 -27.57
2017‑09‑30 13F-HR RP / RealPage, Inc. 39.90 178,500 185,175 3.74 6,417 7,388 15.13
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. 24.18 233,964 226,964 -2.99 4,731 5,488 16.00
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.95 17,000 66,000 288.24 219 855 290.41
2017‑09‑30 13F-HR GG / Goldcorp, Inc. Put 12.96 50,000 160,000 220.00 646 2,074 221.05
2017‑09‑30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 10.00 106,056 106,056 0.00 1,094 1,061 -3.02
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 39.78 0 9,000 0 358
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.10 300,000 310,000 3.33 795 961 20.88
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. Put 3.10 325,000 325,000 0.00 861 1,008 17.07
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 34.09 50,000 100,000 100.00 1,596 3,409 113.60
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 228,150 249,150 9.20 11,439 12,046 5.31
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.78 70,850 94,850 33.87 4,579 6,429 40.40
2017‑09‑30 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 20.82 49,455 46,109 -6.77 1,120 960 -14.29
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 0 122,900 0 8,940
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 1.80 307,044 313,044 1.95 415 563 35.66
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 51.48 165,893 123,393 -25.62 7,764 6,352 -18.19
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 81,742 77,874 -4.73 825 798 -3.27
2017‑09‑30 13F-HR CI / Cigna Corp. Call 186.94 66,000 50,000 -24.24 11,048 9,347 -15.40
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.49 0 152,184 0 683
2017‑09‑30 13F-HR NXEO / Nexeo Solutions, Inc. 7.30 459,370 496,670 8.12 3,813 3,626 -4.90
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.58 200,000 650,000 225.00 23,604 79,027 234.80
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. Call 56.08 25,000 47,500 90.00 1,308 2,664 103.67
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 12.80 361,800 471,119 30.22 4,226 6,030 42.69
2017‑09‑30 13F-HR BBT / BB&T Corp. Call 46.94 106,000 106,000 0.00 4,813 4,976 3.39
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 15.70 359,520 359,020 -0.14 4,925 5,637 14.46
2017‑09‑30 13F-HR TER / Teradyne, Inc. 42,000 0 -100.00 1,261 0 -100.00
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 3,400 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. Put 10,000 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 422,400 0 -100.00 10,247 0 -100.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 1,750 0 -100.00 1,627 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 2,301,000 0 -100.00 29,360 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 3,371,200 0 -100.00 43,017 0 -100.00
2017‑09‑30 13F-HR BOULEVARD ACQUISITION / UNIT 99/99/9999 (10157Q201) 25,496 0 -100.00 264 0
2017‑09‑30 13F-HR BP / BP Plc Call 50,000 0 -100.00 1,733 0 -100.00
2017‑09‑30 13F-HR CNHI / CNH Industrial N.V. Call 50,000 0 -100.00 569 0 -100.00
2017‑09‑30 13F-HR CHS / Chico's FAS, Inc. Call 50,000 0 -100.00 471 0 -100.00
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 181,300 0 -100.00 4,329 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Call 344,500 0 -100.00 13,408 0 -100.00
2017‑09‑30 13F-HR WATT / Energous Corporation Put 50,000 0 -100.00 813 0 -100.00
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation Call 250,000 0 -100.00 660 0 -100.00
2017‑09‑30 13F-HR EQT / EQT Corp. 84,543 0 -100.00 4,953 0 -100.00
2017‑09‑30 13F-HR F / Ford Motor Co. Call 483,500 0 -100.00 5,410 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. Call 46,600 0 -100.00 2,582 0 -100.00
2017‑09‑30 13F-HR FORUM MERGER CORP / UNIT 06/01/2024 (34985B202) 42,052 0 -100.00 429 0
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Call 84,000 0 -100.00 3,588 0 -100.00
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 92,000 0 -100.00 925 0
2017‑09‑30 13F-HR HUM / Humana, Inc. Call 156,200 0 -100.00 37,585 0 -100.00
2017‑09‑30 13F-HR HUM / Humana, Inc. Put 145,900 0 -100.00 35,106 0 -100.00
2017‑09‑30 13F-HR HUN / Huntsman Corp. 137,400 0 -100.00 3,550 0 -100.00
2017‑09‑30 13F-HR SLV / iShares Silver Trust 125,935 0 -100.00 1,978 0 -100.00
2017‑09‑30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 66,017 0 -100.00 661 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 41,600 0 -100.00 970 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 25,000 0 -100.00 2,285 0 -100.00
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 10,900 0 -100.00 1,046 0 -100.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. Call 78,500 0 -100.00 930 0 -100.00
2017‑09‑30 13F-HR NGHC / National General Holdings Corp 150,000 0 -100.00 3,165 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 16,700 0 -100.00 1,000 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Put 40,000 0 -100.00 5,352 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 50,000 0 -100.00 1,234 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 284,028 0 -100.00 838 0 -100.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. Put 20,000 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. Call 32,500 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. Call 50,000 0 -100.00 1,502 0 -100.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. Put 81,000 0 -100.00 841 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. Put 30,000 0 -100.00 901 0 -100.00
2017‑09‑30 13F-HR TIME / Time Inc. 100,449 0 -100.00 1,442 0 -100.00
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 70,096 0 -100.00 3,793 0 -100.00
2017‑09‑30 13F-HR VVV / Valvoline Inc. 263,952 0 -100.00 6,261 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Put 20,000 0 -100.00 893 0 -100.00
2017‑09‑30 13F-HR WARRIOR MET COAL INC / (93627C101) 183,365 0 -100.00 3,141 0
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Call 50,000 0 -100.00 3,784 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Call 50,000 0 -100.00 2,771 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Call 17,400 0 -100.00 733 0 -100.00
2017‑09‑30 13F-HR WOW / WideOpenWest, Inc. 46,900 0 -100.00 816 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 52,900 0 -100.00 2,751 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 68,000 0 -100.00 2,863 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 109,536 0 -100.00 3,923 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 2,276 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BEL / Belmond Ltd. 40,054 0 -100.00 532 0 -100.00
2017‑09‑30 13F-HR BP / BP Plc 38,000 0 -100.00 1,317 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 23,567 0 -100.00 1,401 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 4,669 0 -100.00 182 0 -100.00
2017‑09‑30 13F-HR CNDT / Conduent 292,231 0 -100.00 4,658 0 -100.00
2017‑09‑30 13F-HR CRD.A / Crawford & Co. 169,523 0 -100.00 1,319 0 -100.00
2017‑09‑30 13F-HR DELT / Delta Technology Holdings Ltd. 69,232 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 113,900 0 -100.00 7,184 0 -100.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 60,610 0 -100.00 2,353 0 -100.00
2017‑09‑30 13F-HR HEI / HEICO Corp. 20,018 0 -100.00 1,242 0 -100.00
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 22,119 0 -100.00 1,898 0 -100.00
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 296,100 0 -100.00 6,340 0 -100.00
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 94,507 0 -100.00 3,310 0 -100.00
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 283,049 0 -100.00 2,262 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 7,850 0 -100.00 430 0 -100.00
2017‑09‑30 13F-HR SHOR / ShorTel, Inc. 1,081,435 0 -100.00 6,272 0 -100.00
2017‑09‑30 13F-HR SRUNU / Silver Run Acquisition Corporation II 21,394 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 2,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 52,000 0 -100.00 2,000 0 -100.00
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 5,400 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 226,941 0 -100.00 1,432 0 -100.00
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 230,423 0 -100.00 2,016 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 26,000 0 -100.00 1,441 0 -100.00
2017‑09‑30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 26,500 0 -100.00 1,240 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 29,000 0 -100.00 926 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Call 150,000 0 -100.00 1,425 0 -100.00
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust 140 0 -100.00 3 0 -100.00