Current Holdings (from 13F, 13D)

InvestorIonic Capital Management LLC
Portfolio Value$ 2,826,113,000
Current Positions299
Opened Positions5
Closed Positions80

Ionic Capital Management LLC has disclosed 299 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,826,113,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Ionic Capital Management LLC's top holdings are iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) , iShares MSCI EAFE ETF (NYSE:EFA) , iShares JPMorgan USD Emerging Markets Bond Fund (NASDAQ:EMB) , iShares China Large-Cap ETF (NYSE:FXI) , and CurrencyShares Euro Trust (NYSE:FXE) . Ionic Capital Management LLC's new positions include Yahoo! Inc. (NASDAQ:YHOO) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 (88160RAD3) , Goodyear Tire & Rubber Co. (The) (NASDAQ:GT) , and US Foods Holding Corp. (NYSE:USFD) .


All Ionic Capital Management LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.55 906,393 1,049,328 15.77 843 577 -31.55
2017‑09‑30 13F-HR AGN / Allergan plc 738.18 3,967 5,160 30.07 3,438 3,809 10.79
2017‑09‑30 13F-HR AGN / Allergan plc Call 204.95 158,400 94,000 -40.66 38,505 19,265 -49.97
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. Call 66.24 141,500 9,373
2017‑09‑30 13F-HR AATDF / AA LTD Call 24.88 70,000 25,000 -64.29 1,586 622 -60.78
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 39.19 2,577,100 100,996
2017‑09‑30 13F-HR YHOO / Yahoo! Inc. 66.24 406,382 77,912 -80.83 22,140 5,161 -76.69
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 39.19 3,360,800 131,710
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. Call 7.61 70,800 539
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. Put 7.61 70,800 539
2017‑09‑30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.69 111,307 967
2017‑09‑30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 7.73 731,434 748,664 2.36 2,831 5,789 104.49
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. Call 77.20 91,200 91,200 0.00 5,573 7,041 26.34
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.21 168,322 150,854 -10.38 10,286 11,648 13.24
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. Call 5.79 19,500 113
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 705 573 -18.72
2017‑09‑30 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Put 25.86 751,500 751,500 0.00 23,357 19,434 -16.80
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 50.61 22,273 84,260 278.31 1,119 4,264 281.05
2017‑09‑30 13F-HR DRYS / DryShips, Inc. 2.46 234,730 577
2017‑09‑30 13F-HR DYN / Dynegy Inc. 67.34 0 5,955 0 401
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. Put 22.61 150,000 150,000 0.00 3,338 3,391 1.59
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. 5.15 431,026 338,866 -21.38 5,888 1,745 -70.36
2017‑09‑30 13F-HR 458660AD9 / InterDigital, Inc. Bond 5,966 5,051 -15.34
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 44.04 1,200,000 1,885,400 57.12 47,652 83,033 74.25
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 88.76 631,900 2,581,900 308.59 55,854 229,169 310.30
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Call 68.48 150,000 563,000 275.33 9,780 38,555 294.22
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF Put 68.48 230,900 2,025,500 777.22 15,055 138,706 821.33
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.93 111,964 21,536 -80.77 4,700 903 -80.79
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 8,914
2017‑09‑30 13F-HR MON / Monsanto Co. 119.82 12,550 13,003 3.61 1,486 1,558 4.85
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 66.08 0 3,511 0 232
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.10 10,260 10,928 6.51 1,123 1,236 10.06
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 67,000 62,000 -7.46 3,700 3,214 -13.14
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 105.20 2,860 55,655 1,845.98 336 5,855 1,642.56
2017‑09‑30 13F-HR 82922RAD5 / Sina Corp. Bond 3,132 3,360 7.28
2017‑09‑30 13F-HR SOHU / Sohu.com, Inc. 54.46 37,998 22,293 -41.33 1,712 1,214 -29.09
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 33,059 53,946 63.18 7,994 13,553 69.54
2017‑09‑30 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 3.73 541,002 368,974 -31.80 7,542 1,378 -81.73
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. Call 59.77 0 210,600 0 12,587
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.10 60,000 73,400 22.33 21,697 25,037 15.39
2017‑09‑30 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 10,978 8,635 -21.34
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 66,181 96,907 46.43 6,645 9,928 49.41
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 9.38 235,782 254,364 7.88 2,273 2,385 4.93
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.96 16,419 160,808 879.40 363 3,692 917.08
2017‑09‑30 13F-HR VRTS / Virtus Investment Partners, Inc. 103.95 49,077 52,187 6.34 5,021 5,425 8.05
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 109.19 90,400 90,400 0.00 7,904 9,871 24.89
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.18 900,278 585,745 -34.94 11,361 8,892 -21.73
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Call 47.18 116,500 96,500 -17.17 5,116 4,553 -11.00
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 0.37 79,169 79,169 0.00 804 29 -96.39
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 10.16 79,564 79,169 -0.50 830 804 -3.13
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 0.69 23,045 23,045 0.00 233 16 -93.13
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 10.11 23,045 23,045 0.00 245 233 -4.90
2017‑09‑30 13F-HR SRAQ / Silver Run Acquisition Corporation 1.55 6,464 10
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 68.48 100,000 100,000 0.00 6,492 6,848 5.48
2017‑09‑30 13F-HR ASB / Associated Banc-Corp. Call 24.25 0 100,000 0 2,425
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 12.75 0 250,000 0 3,188
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.67 22,000 9,000 -59.09 1,144 492 -56.99
2017‑09‑30 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.21 1,252,936 1,183,356 -5.55 413 249 -39.71
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. Put 59.76 154,500 25,000 -83.82 8,763 1,494 -82.95
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 12.75 143,000 1,823
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 69,510 886
2017‑09‑30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.40 106,056 42
2017‑09‑30 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.74 10,993 184
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.20 8,239 323
2017‑09‑30 13F-HR BLVD / Boulevard Acquisition Corp. II 0.86 12,748 11
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 77.51 43,790 3,394
2017‑09‑30 13F-HR BLVD / Boulevard Acquisition Corp. II 0.00 105,052 0
2017‑09‑30 13F-HR CISN / Cision Ltd. 2.95 100,000 295
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. Put 33.74 50,000 1,687
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.76 25,000 844
2017‑09‑30 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 391
2017‑09‑30 13F-HR COP / ConocoPhillips Put 50.05 85,000 4,254
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 105,200 7,283
2017‑09‑30 13F-HR FMCI / Forum Merger Corporation 9.74 43,552 424
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.64 24,700 164
2017‑09‑30 13F-HR EVBG / Everbridge, Inc. Call 26.43 37,800 999
2017‑09‑30 13F-HR FORUM MERGER CORP / *W EXP 06/01/202 (34985B111) 0.38 20,826 8
2017‑09‑30 13F-HR FORUM MERGER CORP / RIGHT 06/01/2019 (34985B129) 0.34 41,652 14
2017‑09‑30 13F-HR FUL / Fuller (H.B.) Co. 58.05 41,100 2,386
2017‑09‑30 13F-HR GDL FUND / COM SH BEN IT (361570104) 10.20 87,947 897
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 33.11 150,000 4,967
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 33.25 252,500 8,396
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.27 30,000 998
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.80 776,684 5,281
2017‑09‑30 13F-HR HDS / Hd Supply Inc. Put 36.06 50,300 1,814
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.08 39,500 1,425
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 0.73 61,422 45
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.85 81,896 807
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.78 1,800 212
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.40 25,000 10
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 34,939 341
2017‑09‑30 13F-HR MACQ / M I Acquisitions, Inc. 10.15 41,000 416
2017‑09‑30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.75 61,016 595
2017‑09‑30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 0.84 20,338 17
2017‑09‑30 13F-HR NESR / National Energy Services Reunited Corp. 0.50 65,491 33
2017‑09‑30 13F-HR NESR / National Energy Services Reunited Corp. 9.62 65,491 630
2017‑09‑30 13F-HR WRLS / Pensare Acquisition Corp. 9.67 10,031 97
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. Call 57.17 40,000 2,287
2017‑09‑30 13F-HR PHD / Pioneer Floating Rate Trust 11.95 14,900 178
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. 11.15 124,800 1,392
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund Call 18.98 50,000 949
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18.98 52,000 987
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. Call 21.50 40,000 860
2017‑09‑30 13F-HR SRAQ / Silver Run Acquisition Corporation 10.16 19,393 197
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. Call 64.50 20,000 1,290
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. Put 64.50 10,000 645
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.49 17,924 1,156
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 16.88 40,000 675
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.88 25,600 432
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 60.88 60,000 3,653
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.90 18,850 1,148
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 26.70 312,100 8,333
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.46 161,600 1,529
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.23 110,046 576
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.20 14,775 24,750 67.51 794 1,193 50.25
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Call 48.22 100,000 100,000 0.00 5,374 4,822 -10.27
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Put 48.22 100,000 150,000 50.00 5,374 7,233 34.59
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.34 7,691 22,066 186.91 2,443 7,201 194.76
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 82.64 29,871 121 -99.59 2,305 10 -99.57
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Put 86.57 182,000 182,000 0.00 14,047 15,756 12.17
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 0 25,000 0 952
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 44.03 269,883 64,543 -76.08 10,717 2,842 -73.48
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 22.96 275,000 69,300 -74.80 6,072 1,591 -73.80
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 22.96 300,000 100,000 -66.67 6,624 2,296 -65.34
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Call 44.04 0 531,100 0 23,390
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 60,150 72,750 20.95 2,490 3,260 30.92
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 44.81 357,200 534,200 49.55 14,785 23,938 61.91
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 44.81 357,200 646,200 80.91 14,785 28,956 95.85
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 28.92 250,709 231,609 -7.62 8,033 6,698 -16.62
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.67 27,000 3,000 -88.89 320 41 -87.19
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. Put 13.56 50,000 150,000 200.00 593 2,034 243.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 41.69 269,200 225,800 -16.12 9,190 9,414 2.44
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 41.70 200,300 59,500 -70.29 6,838 2,481 -63.72
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 251,477 162,177 -35.51 5,595 3,667 -34.46
2017‑09‑30 13F-HR SYMC / Symantec Corp. Call 32.82 150,000 50,000 -66.67 4,238 1,641 -61.28
2017‑09‑30 13F-HR SYMC / Symantec Corp. Put 32.82 50,000 50,000 0.00 1,413 1,641 16.14
2017‑09‑30 13F-HR FMC / FMC Corp. 89.31 114,371 57,071 -50.10 8,355 5,097 -38.99
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.49 0 23,931 0 1,639
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 68.48 92,000 92,700 0.76 5,973 6,348 6.28
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 62.30 171,672 139,772 -18.58 10,266 8,708 -15.18
2017‑09‑30 13F-HR MS / Morgan Stanley Call 48.17 50,000 75,000 50.00 2,228 3,613 62.16
2017‑09‑30 13F-HR MS / Morgan Stanley Put 48.17 130,000 350,000 169.23 5,793 16,860 191.04
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.64 41,900 51,750 23.51 3,618 4,225 16.78
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. Put 81.65 65,000 65,000 0.00 5,612 5,307 -5.43
2017‑09‑30 13F-HR COP / ConocoPhillips 50.03 26,500 29,500 11.32 1,165 1,476 26.70
2017‑09‑30 13F-HR COP / ConocoPhillips Call 50.04 22,500 25,000 11.11 989 1,251 26.49
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.96 0 17,540 0 508
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.59 2,409 107,741 4,372.44 80 3,619 4,423.75
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 33.59 75,000 75,000 0.00 2,504 2,519 0.60
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF Put 71.00 0 100,000 0 7,100
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.25 38,000 48,000 26.32 4,625 6,348 37.25
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 132.24 200,000 200,000 0.00 24,340 26,448 8.66
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Put 132.25 40,000 40,000 0.00 4,868 5,290 8.67
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 140,000 140,000 0.00 1,567 1,676 6.96
2017‑09‑30 13F-HR F / Ford Motor Co. Put 11.97 200,000 200,000 0.00 2,238 2,394 6.97
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 251.23 465,000 242,500 -47.85 112,437 60,923 -45.82
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 251.23 0 190,000 0 47,734
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Put 47.18 50,000 50,000 0.00 2,196 2,359 7.42
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.86 113,500 90,000 -20.70 5,146 4,397 -14.55
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.85 190,000 215,000 13.16 8,615 10,503 21.92
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Put 48.85 155,000 180,000 16.13 7,028 8,793 25.11
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 88.76 200,000 50,000 -75.00 17,678 4,438 -74.90
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 4,550 22,000 383.52 475 2,585 444.21
2017‑09‑30 13F-HR CVX / Chevron Corp. Put 117.53 15,000 15,000 0.00 1,565 1,763 12.65
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.47 7,000 8,500 21.43 438 599 36.76
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. Put 70.46 77,500 70,000 -9.68 4,854 4,932 1.61
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 64,900 12,600 -80.59 3,372 668 -80.19
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 53.05 100,000 100,000 0.00 5,196 5,305 2.10
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.89 1,500 21,300 1,320.00 226 3,640 1,510.62
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 170.88 40,000 40,000 0.00 6,039 6,835 13.18
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 170.88 40,000 40,000 0.00 6,039 6,835 13.18
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Put 51.84 80,000 80,000 0.00 4,418 4,147 -6.13
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 54.70 726,300 200,000 -72.46 37,768 10,940 -71.03
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 98.60 48,200 10,000 -79.25 5,122 986 -80.75
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 98.57 60,000 120,000 100.00 6,375 11,828 85.54
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 155,221 148,221 -4.51 10,699 11,041 3.20
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 74.49 172,600 152,600 -11.59 11,897 11,367 -4.45
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 74.49 220,000 160,000 -27.27 15,165 11,918 -21.41
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.75 38,800 20,000 -48.45 2,090 1,055 -49.52
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.74 53,800 35,000 -34.94 2,898 1,846 -36.30
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio Put 23.16 150,000 150,500 0.33 3,471 3,486 0.43
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Call 116.00 15,000 15,000 0.00 1,634 1,740 6.49
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Put 116.00 15,000 15,000 0.00 1,634 1,740 6.49
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Call 41.77 20,000 70,000 250.00 814 2,924 259.21
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Put 41.75 20,000 20,000 0.00 814 835 2.58
2017‑09‑30 13F-HR GM / General Motors Company Call 40.38 0 95,000 0 3,836
2017‑09‑30 13F-HR GM / General Motors Company Put 40.38 0 50,000 0 2,019
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 2.33 40,000 179,571 348.93 152 418 175.00
2017‑09‑30 13F-HR AVP / Avon Products, Inc. Put 2.33 200,000 200,000 0.00 760 466 -38.68
2017‑09‑30 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 85.40 0 5,000 0 427
2017‑09‑30 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 85.37 93,000 169,900 82.69 7,954 14,504 82.35
2017‑09‑30 13F-HR MDT / Medtronic plc Call 77.76 25,000 25,000 0.00 2,219 1,944 -12.39
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 57.17 0 172,700 0 9,873
2017‑09‑30 13F-HR V / Visa, Inc. 105.24 4,935 22,785 361.70 463 2,398 417.93
2017‑09‑30 13F-HR V / Visa, Inc. Call 105.24 30,000 105,000 250.00 2,813 11,050 292.82
2017‑09‑30 13F-HR V / Visa, Inc. Put 105.25 20,000 40,000 100.00 1,876 4,210 124.41
2017‑09‑30 13F-HR CATYW / Cathay General Bancorp 20.53 360,601 359,406 -0.33 6,292 7,379 17.28
2017‑09‑30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 4.94 202,117 209,987 3.89 1,195 1,037 -13.22
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.78 14,996 9,800 -34.65 836 625 -25.24
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Call 63.74 48,900 90,000 84.05 2,725 5,737 110.53
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Put 63.74 134,000 154,000 14.93 7,466 9,816 31.48
2017‑09‑30 13F-HR MITL / Mitel Networks Corp 8.39 990,959 1,077,659 8.75 7,284 9,042 24.14
2017‑09‑30 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.61 0 10,147 0 199
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 35.95 26,000 20,000 -23.08 714 719 0.70
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. Put 35.97 100,000 100,000 0.00 2,747 3,597 30.94
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.04 26,575 55,077 107.25 1,703 3,527 107.11
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Call 64.03 350,000 325,000 -7.14 22,432 20,810 -7.23
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 64.03 200,000 217,500 8.75 12,818 13,927 8.65
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 16.09 250,000 250,000 0.00 3,978 4,023 1.13
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Put 16.09 0 42,500 0 684
2017‑09‑30 13F-HR MACQU / M I Acquisitions, Inc. 0.34 45,000 41,000 -8.89 465 14 -96.99
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 81.98 0 95,000 0 7,788
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 10.04 600,000 262,000 -56.33 4,794 2,630 -45.14
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 10.04 500,000 500,000 0.00 3,995 5,020 25.66
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.72 0 50,000 0 736
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 24.18 90,900 280,900 209.02 2,250 6,792 201.87
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust Put 24.18 91,200 241,200 164.47 2,257 5,832 158.40
2017‑09‑30 13F-HR KODK / Eastman Kodak Co. 0.12 203,035 203,035 0.00 69 25 -63.77
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Call 41.25 50,000 130,200 160.40 1,924 5,371 179.16
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 41.25 175,000 130,200 -25.60 6,732 5,371 -20.22
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. Call 20.33 91,100 91,100 0.00 1,694 1,852 9.33
2017‑09‑30 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 97.54 8,088 7,546 -6.70 675 736 9.04
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 129.09 59,701 58,701 -1.68 8,350 7,578 -9.25
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 53.98 50,000 50,000 0.00 2,747 2,699 -1.75
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.14 0 7,000 0 547
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 78.13 17,500 67,500 285.71 1,324 5,274 298.34
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.72 0 50,000 0 8,636
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.64 74,293 35,293 -52.49 4,235 1,999 -52.80
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 135,753 146,753 8.10 3,667 3,548 -3.25
2017‑09‑30 13F-HR GE / General Electric Co. Call 24.18 100,000 50,000 -50.00 2,701 1,209 -55.24
2017‑09‑30 13F-HR GE / General Electric Co. Put 24.18 445,000 295,000 -33.71 12,019 7,133 -40.65
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust Call 114.10 329,300 722,200 119.31 36,381 82,403 126.50
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust Put 114.10 473,700 725,200 53.09 52,334 82,745 58.11
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 49.50 100,000 77,400 -22.60 4,466 3,831 -14.22
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.12 0 17,000 0 2,042
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Call 120.09 0 100,000 0 12,009
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. Put 120.10 0 20,000 0 2,402
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.77 14,000 35,000 150.00 1,752 4,367 149.26
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 124.76 0 50,000 0 6,238
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 124.76 150,000 125,000 -16.67 18,768 15,595 -16.91
2017‑09‑30 13F-HR USB / U.S. Bancorp Call 53.59 96,000 96,000 0.00 4,984 5,145 3.23
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Put 95.50 0 20,000 0 1,910
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. 11.00 90,984 2,000 -97.80 773 22 -97.15
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. Put 11.08 200,000 50,000 -75.00 1,700 554 -67.41
2017‑09‑30 13F-HR NOMD / Nomad Foods Ltd. 14.57 1,020,771 922,671 -9.61 14,403 13,443 -6.67
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 58.43 8,900 4,450 -50.00 475 260 -45.26
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.89 83,570 52,570 -37.09 6,411 4,515 -29.57
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 40,728 32,000 -21.43 5,866 4,932 -15.92
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.97 0 43,723 0 1,223
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 154.12 260,000 104,900 -59.65 37,445 16,167 -56.82
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 154.12 367,500 295,000 -19.73 52,927 45,465 -14.10
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 71.71 0 3,570 0 256
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.89 295,478 213,909 -27.61 2,367 1,902 -19.65
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.42 847,200 965,200 13.93 96,886 112,369 15.98
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 33.63 0 65,000 0 2,186
2017‑09‑30 13F-HR MOD / Modine Manufacturing Co. 19.25 273,659 93,653 -65.78 4,529 1,803 -60.19
2017‑09‑30 13F-HR PSTG / Pure Storage, Inc. 15.99 526,306 297,261 -43.52 6,742 4,753 -29.50
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.69 8,112 52,000 541.03 272 1,856 582.35
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Put 35.70 73,600 120,000 63.04 2,472 4,284 73.30
2017‑09‑30 13F-HR AGN / Allergan plc 204.95 5,160 29,793 477.38 3,809 6,106 60.30
2017‑09‑30 13F-HR AGN / Allergan plc Put 204.95 51,100 86,000 68.30 12,422 17,626 41.89
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 41.15 20,000 95,700 378.50 776 3,938 407.47
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 41.15 94,400 92,000 -2.54 3,665 3,786 3.30
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF Call 79.88 75,500 75,500 0.00 6,023 6,031 0.13
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. 34.42 165,425 95,735 -42.13 5,112 3,295 -35.54
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.29 31,688 109,500 245.56 1,879 5,835 210.54
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 151.22 54,875 50,271 -8.39 7,850 7,602 -3.16
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 75.26 0 4,292 0 323
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Call 40.66 141,800 54,600 -61.50 6,124 2,220 -63.75
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Put 40.65 32,500 32,500 0.00 1,404 1,321 -5.91
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. Call 52.09 149,800 149,800 0.00 6,188 7,803 26.10
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. 13.66 313,484 431,026 37.50 5,047 5,888 16.66
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 86.83 113,900 53,600 -52.94 7,964 4,654 -41.56
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 54.96 56,098 38,577 -31.23 3,066 2,120 -30.85
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 25.33 42,000 42,000 0.00 1,019 1,064 4.42
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. 13.55 317,982 265,982 -16.35 4,976 3,604 -27.57
2017‑09‑30 13F-HR RP / RealPage, Inc. 39.90 178,500 185,175 3.74 6,417 7,388 15.13
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. 24.18 233,964 226,964 -2.99 4,731 5,488 16.00
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.95 17,000 66,000 288.24 219 855 290.41
2017‑09‑30 13F-HR GG / Goldcorp, Inc. Put 12.96 50,000 160,000 220.00 646 2,074 221.05
2017‑09‑30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 10.00 106,056 106,056 0.00 1,094 1,061 -3.02
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 39.78 0 9,000 0 358
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.10 300,000 310,000 3.33 795 961 20.88
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. Put 3.10 325,000 325,000 0.00 861 1,008 17.07
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 34.09 50,000 100,000 100.00 1,596 3,409 113.60
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 228,150 249,150 9.20 11,439 12,046 5.31
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.78 70,850 94,850 33.87 4,579 6,429 40.40
2017‑09‑30 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 20.82 49,455 46,109 -6.77 1,120 960 -14.29
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 0 122,900 0 8,940
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 1.80 307,044 313,044 1.95 415 563 35.66
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 51.48 165,893 123,393 -25.62 7,764 6,352 -18.19
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 81,742 77,874 -4.73 825 798 -3.27
2017‑09‑30 13F-HR CI / Cigna Corp. Call 186.94 66,000 50,000 -24.24 11,048 9,347 -15.40
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.49 0 152,184 0 683
2017‑09‑30 13F-HR NXEO / Nexeo Solutions, Inc. 7.30 459,370 496,670 8.12 3,813 3,626 -4.90
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 121.58 200,000 650,000 225.00 23,604 79,027 234.80
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 12.80 361,800 471,119 30.22 4,226 6,030 42.69
2017‑09‑30 13F-HR BBT / BB&T Corp. Call 46.94 106,000 106,000 0.00 4,813 4,976 3.39
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 15.70 359,520 359,020 -0.14 4,925 5,637 14.46
2017‑09‑30 13F-HR TER / Teradyne, Inc. 42,000 0 -100.00 1,261 0 -100.00
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 3,400 0 -100.00 306 0 -100.00
2017‑09‑30 13F-HR AATDF / AA LTD Put 10,000 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 422,400 0 -100.00 10,247 0 -100.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 1,750 0 -100.00 1,627 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 2,301,000 0 -100.00 29,360 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 3,371,200 0 -100.00 43,017 0 -100.00
2017‑09‑30 13F-HR BLVD / Boulevard Acquisition Corp. II 25,496 0 -100.00 264 0
2017‑09‑30 13F-HR BP / BP Plc Call 50,000 0 -100.00 1,733 0 -100.00
2017‑09‑30 13F-HR CNHI / CNH Industrial N.V. Call 50,000 0 -100.00 569 0 -100.00
2017‑09‑30 13F-HR CHS / Chico's FAS, Inc. Call 50,000 0 -100.00 471 0 -100.00
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 181,300 0 -100.00 4,329 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Call 344,500 0 -100.00 13,408 0 -100.00
2017‑09‑30 13F-HR WATT / Energous Corporation Put 50,000 0 -100.00 813 0 -100.00
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation Call 250,000 0 -100.00 660 0 -100.00
2017‑09‑30 13F-HR EQT / EQT Corp. 84,543 0 -100.00 4,953 0 -100.00
2017‑09‑30 13F-HR F / Ford Motor Co. Call 483,500 0 -100.00 5,410 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. Call 46,600 0 -100.00 2,582 0 -100.00
2017‑09‑30 13F-HR FMCI / Forum Merger Corporation 42,052 0 -100.00 429 0
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Call 84,000 0 -100.00 3,588 0 -100.00
2017‑09‑30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 92,000 0 -100.00 925 0
2017‑09‑30 13F-HR HUM / Humana, Inc. Call 156,200 0 -100.00 37,585 0 -100.00
2017‑09‑30 13F-HR HUM / Humana, Inc. Put 145,900 0 -100.00 35,106 0 -100.00
2017‑09‑30 13F-HR HUN / Huntsman Corp. 137,400 0 -100.00 3,550 0 -100.00
2017‑09‑30 13F-HR SLV / iShares Silver Trust 125,935 0 -100.00 1,978 0 -100.00
2017‑09‑30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 66,017 0 -100.00 661 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. 41,600 0 -100.00 970 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 25,000 0 -100.00 2,285 0 -100.00
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 10,900 0 -100.00 1,046 0 -100.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. Call 78,500 0 -100.00 930 0 -100.00
2017‑09‑30 13F-HR NGHC / National General Holdings Corp 150,000 0 -100.00 3,165 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 16,700 0 -100.00 1,000 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Put 40,000 0 -100.00 5,352 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 50,000 0 -100.00 1,234 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 284,028 0 -100.00 838 0 -100.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. Put 20,000 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. Call 32,500 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. Call 50,000 0 -100.00 1,502 0 -100.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. Put 81,000 0 -100.00 841 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. Put 30,000 0 -100.00 901 0 -100.00
2017‑09‑30 13F-HR TIME / Time Inc. 100,449 0 -100.00 1,442 0 -100.00
2017‑09‑30 13F-HR VVV / Valvoline Inc. 263,952 0 -100.00 6,261 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Put 20,000 0 -100.00 893 0 -100.00
2017‑09‑30 13F-HR WARRIOR MET COAL INC / (93627C101) 183,365 0 -100.00 3,141 0
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Call 50,000 0 -100.00 3,784 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Call 50,000 0 -100.00 2,771 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Call 17,400 0 -100.00 733 0 -100.00
2017‑09‑30 13F-HR WOW / WideOpenWest, Inc. 46,900 0 -100.00 816 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 52,900 0 -100.00 2,751 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 68,000 0 -100.00 2,863 0 -100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 109,536 0 -100.00 3,923 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 2,276 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BEL / Belmond Ltd. 40,054 0 -100.00 532 0 -100.00
2017‑09‑30 13F-HR BP / BP Plc 38,000 0 -100.00 1,317 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 23,567 0 -100.00 1,401 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 4,669 0 -100.00 182 0 -100.00
2017‑09‑30 13F-HR CNDT / Conduent 292,231 0 -100.00 4,658 0 -100.00
2017‑09‑30 13F-HR CRD.A / Crawford & Co. 169,523 0 -100.00 1,319 0 -100.00
2017‑09‑30 13F-HR DELT / Delta Technology Holdings Ltd. 69,232 0 -100.00 120 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 113,900 0 -100.00 7,184 0 -100.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 60,610 0 -100.00 2,353 0 -100.00
2017‑09‑30 13F-HR HEI / HEICO Corp. 20,018 0 -100.00 1,242 0 -100.00
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 296,100 0 -100.00 6,340 0 -100.00
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 94,507 0 -100.00 3,310 0 -100.00
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 283,049 0 -100.00 2,262 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 7,850 0 -100.00 430 0 -100.00
2017‑09‑30 13F-HR SHOR / ShorTel, Inc. 1,081,435 0 -100.00 6,272 0 -100.00
2017‑09‑30 13F-HR SRUNU / Silver Run Acquisition Corporation II 21,394 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 2,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 52,000 0 -100.00 2,000 0 -100.00
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 5,400 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR PSLV / Sprott Physical Silver Trust 226,941 0 -100.00 1,432 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 26,000 0 -100.00 1,441 0 -100.00
2017‑09‑30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 26,500 0 -100.00 1,240 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 29,000 0 -100.00 926 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Call 150,000 0 -100.00 1,425 0 -100.00
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust 140 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR IILG / Interval Leisure Group, Inc. 26.73 527,133 511,433 -2.98 14,491 13,671 -5.66
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 22,119 0 -100.00 1,898 0 -100.00
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. Call 56.08 25,000 47,500 90.00 1,308 2,664 103.67
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 70,096 0 -100.00 3,793 0 -100.00
2017‑09‑30 13F-HR VALE / Vale S.A. 230,423 0 -100.00 2,016 0 -100.00
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 27.83 7,500 42,000 460.00 252 1,169 363.89
2017‑09‑30 13F-HR VIAB / Viacom, Inc. Put 27.84 0 50,000 0 1,392
2017‑09‑30 13F-HR OIH / Market Vectors Oil Service ETF Put 26.07 171,000 4,458
2017‑09‑30 13F-HR OIH / Market Vectors Oil Service ETF 26.07 137,060 3,573
2017‑09‑30 13F-HR 45253HAB7 / Immunogen Inc Bond 198