InvestorIonic Capital Management LLC
Portfolio Value $ 1,596,086,000
Current Positions240
Opened Positions5
Closed Positions129


Latest Holdings, Performance, AUM (from 13F, 13D)

Ionic Capital Management LLC - Portfolio Value

Ionic Capital Management LLC has disclosed 240 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,596,086,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Ionic Capital Management LLC's top holdings are iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) , SPDR S&P 500 ETF Trust (NYSE:SPY) , CurrencyShares Euro Trust (NYSE:FXE) , CurrencyShares Euro Trust (NYSE:FXE) , and iShares MSCI EAFE ETF (NYSE:EFA) . Ionic Capital Management LLC's new positions include Electronic Arts Inc. (NASDAQ:EA) , Broadcom Limited (NASDAQ:AVGO) , Nike, Inc. (NYSE:NKE) , Nike, Inc. (NYSE:NKE) , and Electronic Arts Inc. (NASDAQ:EA) .

All Ionic Capital Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Put 54.81 220,000 150,000 -31.82 12,320 8,222 -33.26
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 341.72 6,467 13,915 115.17 2,234 4,755 112.85
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 73,904 56,300 -23.82 8,653 6,587 -23.88
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. Put 69.47 60,000 60,000 0.00 4,044 4,168 3.07
2018-03-31 13F-HR F / Ford Motor Co. Put 11.08 50,000 175,000 250.00 625 1,939 210.24
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 135.79 63,300 46,580 -26.41 9,172 6,325 -31.04
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Call 135.78 200,000 230,000 15.00 28,980 31,229 7.76
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Put 135.77 40,000 30,000 -25.00 5,796 4,073 -29.73
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Put 45.30 10,000 50,000 400.00 627 2,265 261.24
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 262.55 23,701 259 -98.91 6,325 68 -98.92
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 263.15 200,000 465,000 132.50 53,372 122,365 129.27
2018-03-31 13F-HR MBI / MBIA, Inc. Call 9.26 100,000 50,000 -50.00 732 463 -36.75
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.74 158,776 186,627 17.54 775 885 14.19
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 85.64 100,000 100,000 0.00 8,726 8,564 -1.86
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR Put 22.74 0 50,000 0 1,137
2018-03-31 13F-HR CVX / Chevron Corp. 114.00 59,000 2,000 -96.61 7,386 228 -96.91
2018-03-31 13F-HR AMR / Alta Mesa Resources 8.00 0 430,850 0 3,447
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.40 32,545 9,945 -69.44 2,084 551 -73.56
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Put 55.40 81,000 30,000 -62.96 5,186 1,662 -67.95
2018-03-31 13F-HR DIS / The Walt Disney Co. Call 100.44 45,700 50,000 9.41 4,913 5,022 2.22
2018-03-31 13F-HR DIS / The Walt Disney Co. Put 100.44 145,000 95,000 -34.48 15,589 9,542 -38.79
2018-03-31 13F-HR MSFT / Microsoft Corp. Call 91.26 118,000 50,000 -57.63 10,094 4,563 -54.79
2018-03-31 13F-HR MSFT / Microsoft Corp. Put 91.27 160,000 150,000 -6.25 13,686 13,690 0.03
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.62 43,000 32,000 -25.58 1,896 1,492 -21.31
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Put 46.62 35,000 50,000 42.86 1,544 2,331 50.97
2018-03-31 13F-HR FB / Facebook, Inc. Put 159.78 20,000 60,000 200.00 3,529 9,587 171.66
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.00 68,000 250 -99.63 3,648 15 -99.59
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Put 60.40 170,000 25,000 -85.29 9,119 1,510 -83.44
2018-03-31 13F-HR BKH / Black Hills Corp. 60.29 5,152 3,500 -32.07 341 211 -38.12
2018-03-31 13F-HR BKH / Black Hills Corp. Put 54.40 0 5,000 0 272
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 14.14 311,337 95,537 -69.31 3,204 1,351 -57.83
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 14.14 250,000 150,000 -40.00 2,573 2,121 -17.57
2018-03-31 13F-HR ROSEU / Rosehill Resources 0.83 99,200 99,200 0.00 98 82 -16.33
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Put 106.74 186,200 135,000 -27.50 19,881 14,410 -27.52
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.60 101,100 28,500 -71.81 9,248 2,696 -70.85
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF Call 40.27 882,100 328,100 -62.80 35,910 13,213 -63.21
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 40.28 258,900 57,900 -77.64 10,539 2,332 -77.87
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF Put 75.48 0 50,000 0 3,774
2018-03-31 13F-HR HUN / Huntsman Corp. 29.25 309,635 309,635 0.00 10,308 9,057 -12.14
2018-03-31 13F-HR RP / RealPage, Inc. 51.50 90,699 86,699 -4.41 4,018 4,465 11.12
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.90 500,000 280,000 -44.00 63,430 34,132 -46.19
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 101.81 48,550 63,450 30.69 4,447 6,460 45.27
2018-03-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.41 65,882 65,882 0.00 746 686 -8.04
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.61 57,600 23,000 -60.07 2,945 1,279 -56.57
2018-03-31 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 21.91 44,624 35,000 -21.57 781 767 -1.79
2018-03-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 9.40 28,751 39,360 36.90 294 370 25.85
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 88,300 88,300 0.00 6,570 5,960 -9.28
2018-03-31 13F-HR TCB / TCF Financial Corp. Put 22.81 151,200 123,800 -18.12 3,100 2,824 -8.90
2018-03-31 13F-HR AA / Alcoa Corp. 45.00 0 10,000 0 450
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 4.40 337,169 340,466 0.98 1,480 1,498 1.22
2018-03-31 13F-HR MWA / Mueller Water Products, Inc. 10.87 471,119 471,119 0.00 5,903 5,121 -13.25
2018-03-31 13F-HR GTN.A / Gray Television, Inc. 12.70 237,320 249,374 5.08 3,975 3,167 -20.33
2018-03-31 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 35,731 0 -100.00 588 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP 60,000 0 -100.00 721 0 -100.00
2018-03-31 13F-HR WB / Weibo Corporation 2 0 -100.00 0 0
2018-03-31 13F-HR COP / ConocoPhillips Put 25,000 0 -100.00 1,372 0 -100.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 100,000 0 -100.00 7,567 0 -100.00
2018-03-31 13F-HR MSCC / Microsemi Corp. 79,793 0 -100.00 4,121 0 -100.00
2018-03-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 7,602
2018-03-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.72 112,527 981
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.82 24,750 40,750 64.65 1,386 2,234 61.18
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.43 0 4,650 0 467
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 18.18 33,480 770 -97.70 783 14 -98.21
2018-03-31 13F-HR F / Ford Motor Co. 11.08 75,000 110,000 46.67 937 1,219 30.10
2018-03-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.99 1,069,330 17,099
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. 31.11 458,273 333,373 -27.25 13,052 10,371 -20.54
2018-03-31 13F-HR IP / International Paper Company 53.40 0 10,000 0 534
2018-03-31 13F-HR HK / Halcon Resources Corporation 4.87 992,727 1,417,227 42.76 7,515 6,902 -8.16
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 71.71 24,000 1,721
2018-03-31 13F-HR MAIN / Main Street Capital Corp. Call 36.90 50,000 1,845
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 3.55 338,010 1,200
2018-03-31 13F-HR UBS AG LONDON BRH / NT AMZI 46 (90274D259) 28.17 40,251 1,134
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 32.15 75,000 75,000 0.00 2,560 2,411 -5.82
2018-03-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.21 280,966 1,464
2018-03-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.81 172,470 830
2018-03-31 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 1.67 514,069 858
2018-03-31 13F-HR VMW / VMWare, Inc. 121.26 0 61,618 0 7,472
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.00 34,000 48,000 41.18 816 1,392 70.59
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 29.00 60,000 40,000 -33.33 1,441 1,160 -19.50
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.00 11,000 3,000 -72.73 186 48 -74.19
2018-03-31 13F-HR MRO / Marathon Oil Corp. Put 16.13 175,000 75,000 -57.14 2,963 1,210 -59.16
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 44.87 40,000 31,000 -22.50 1,618 1,391 -14.03
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 44.88 59,500 100,000 68.07 2,407 4,488 86.46
2018-03-31 13F-HR SYMC / Symantec Corp. Put 25.85 100,000 65,000 -35.00 2,806 1,680 -40.13
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 66.50 39,272 36,272 -7.64 3,071 2,412 -21.46
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.71 20,000 1,750 -91.25 1,348 122 -90.95
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 0 93,000 0 935
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.05 200,000 450,000 125.00 2,056 4,523 119.99
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. 45.30 20,500 31,500 53.66 1,285 1,427 11.05
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 263.17 411,000 30,000 -92.70 109,679 7,895 -92.80
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.64 3,123,300 2,723,900 -12.79 272,539 233,275 -14.41
2018-03-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 3,876 614 -84.16
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.21 563,040 231,280 -58.92 112 49 -56.25
2018-03-31 13F-HR KODK / Eastman Kodak Co. 0.20 204,935 563,040 174.74 2 112 5,500.00
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR 22.76 0 18,500 0 421
2018-03-31 13F-HR CVX / Chevron Corp. Call 114.05 20,000 22,000 10.00 2,504 2,509 0.20
2018-03-31 13F-HR CVX / Chevron Corp. Put 114.04 50,000 25,000 -50.00 6,260 2,851 -54.46
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 73.17 3,000 6,000 100.00 243 439 80.66
2018-03-31 13F-HR TSN / Tyson Foods, Inc. Put 73.19 70,000 70,000 0.00 5,675 5,123 -9.73
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 56,780 109,500 92.85 4,857 9,994 105.76
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 46.63 70,000 75,000 7.14 3,087 3,497 13.28
2018-03-31 13F-HR UNP / Union Pacific Corp. Call 134.43 195,000 111,000 -43.08 26,150 14,922 -42.94
2018-03-31 13F-HR UNP / Union Pacific Corp. Put 134.44 15,000 50,000 233.33 2,012 6,722 234.10
2018-03-31 13F-HR MS / Morgan Stanley 54.00 14,875 3,500 -76.47 780 189 -75.77
2018-03-31 13F-HR MS / Morgan Stanley Put 53.97 302,500 32,500 -89.26 15,872 1,754 -88.95
2018-03-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.74 67,655 74,640 10.32 792 876 10.61
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 26.58 17,000 12,000 -29.41 549 319 -41.89
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 26.58 177,500 87,500 -50.70 5,735 2,326 -59.44
2018-03-31 13F-HR FB / Facebook, Inc. 159.80 0 35,200 0 5,625
2018-03-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 150.50 42,581 26,698 -37.30 6,187 4,018 -35.06
2018-03-31 13F-HR RYAM / Rayonier Advanced Materials Inc. Call 21.45 30,000 20,000 -33.33 613 429 -30.02
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 90.11 5,000 45,200 804.00 426 4,073 856.10
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 90.11 191,000 174,900 -8.43 16,262 15,760 -3.09
2018-03-31 13F-HR V / Visa, Inc. 119.62 28,000 29,200 4.29 3,193 3,493 9.40
2018-03-31 13F-HR V / Visa, Inc. Put 119.62 60,000 60,000 0.00 6,841 7,177 4.91
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 47.24 114,760 173,522 51.20 5,299 8,197 54.69
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Put 47.24 714,900 400,000 -44.05 33,007 18,896 -42.75
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.25 9,800 21,200 116.33 601 1,341 123.13
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 63.25 100,000 60,000 -40.00 6,128 3,795 -38.07
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 63.25 169,000 169,000 0.00 10,356 10,689 3.22
2018-03-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 5.35 81,003 42,261 -47.83 498 226 -54.62
2018-03-31 13F-HR TSRO / TESARO, Inc. Call 57.14 49,000 49,000 0.00 4,061 2,800 -31.05
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 54.10 191,100 126,200 -33.96 11,365 6,827 -39.93
2018-03-31 13F-HR MITL / Mitel Networks Corp 9.28 1,226,009 1,294,705 5.60 10,090 12,015 19.08
2018-03-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 18.20 10,147 32,808 223.33 201 597 197.01
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 94.58 85,300 125,300 46.89 7,802 11,851 51.90
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.50 176,100 12,000 -93.19 9,909 654 -93.40
2018-03-31 13F-HR MRK / Merck & Co., Inc. Put 54.46 322,500 17,500 -94.57 18,147 953 -94.75
2018-03-31 13F-HR EZA / iShares MSCI South Africa ETF 68.67 7,000 6,946 -0.77 490 477 -2.65
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.47 0 17,000 0 212
2018-03-31 13F-HR ABX / Barrick Gold Corp. Put 12.45 42,500 42,500 0.00 615 529 -13.98
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.05 8,390 16,191 92.98 586 1,199 104.61
2018-03-31 13F-HR YHOO / Yahoo! Inc. Call 74.04 141,500 105,000 -25.80 9,884 7,774 -21.35
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.57 15,300 7,000 -54.25 1,280 522 -59.22
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Put 74.61 145,000 95,000 -34.48 12,128 7,088 -41.56
2018-03-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.81 168,667 87,576 -48.08 1,100 596 -45.82
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.30 32,250 13,400 -58.45 1,313 540 -58.87
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.94 196,600 190,971 -2.86 1,616 1,516 -6.19
2018-03-31 13F-HR CISN / Cision Ltd. 2.34 33,628 116,078 245.18 91 272 198.90
2018-03-31 13F-HR BAC / Bank of America Corp. Call 30.00 50,000 25,000 -50.00 1,476 750 -49.19
2018-03-31 13F-HR BAC / Bank of America Corp. Put 30.00 92,000 25,000 -72.83 2,716 750 -72.39
2018-03-31 13F-HR NXEO / Nexeo Solutions, Inc. 10.70 1,102,206 595,169 -46.00 805 6,368 691.06
2018-03-31 13F-HR NXEO / Nexeo Solutions, Inc. 0.73 802,269 1,102,206 37.39 7,301 805 -88.97
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 183.54 50,000 35,000 -30.00 8,622 6,424 -25.49
2018-03-31 13F-HR GE / General Electric Co. Call 13.48 50,000 50,000 0.00 873 674 -22.79
2018-03-31 13F-HR FXE / CurrencyShares Euro Trust Call 118.33 856,100 823,000 -3.87 98,974 97,386 -1.60
2018-03-31 13F-HR FXE / CurrencyShares Euro Trust Put 118.33 826,100 1,022,800 23.81 95,505 121,028 26.72
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 20.30 607,216 586,416 -3.43 11,416 11,904 4.27
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation Call 52.73 121,700 120,200 -1.23 6,186 6,338 2.46
2018-03-31 13F-HR DLPH / Delphi Technologies PLC 47.65 133,532 153,832 15.20 7,006 7,330 4.62
2018-03-31 13F-HR CCK / Crown Holdings, Inc. 50.75 193,900 225,200 16.14 10,907 11,429 4.79
2018-03-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.11 951,884 327,433 -65.60 117 37 -68.38
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Call 47.80 87,400 10,000 -88.56 4,626 478 -89.67
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Put 47.80 30,000 10,000 -66.67 1,588 478 -69.90
2018-03-31 13F-HR BP / BP Plc Call 40.54 130,000 65,000 -50.00 5,464 2,635 -51.78
2018-03-31 13F-HR VRTS / Virtus Investment Partners, Inc. 106.62 60,007 52,840 -11.94 6,127 5,634 -8.05
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.65 7,000 14,400 105.71 834 1,507 80.70
2018-03-31 13F-HR UPS / United Parcel Service, Inc. Call 104.67 130,000 60,000 -53.85 15,490 6,280 -59.46
2018-03-31 13F-HR UPS / United Parcel Service, Inc. Put 104.68 15,000 25,000 66.67 1,787 2,617 46.45
2018-03-31 13F-HR DYN / Dynegy Inc. 86.64 62,825 140,301 123.32 4,956 12,156 145.28
2018-03-31 13F-HR DYN / Dynegy Inc. Put 13.52 37,600 110,400 193.62 446 1,493 234.75
2018-03-31 13F-HR FUL / Fuller (H.B.) Co. 49.73 84,849 78,649 -7.31 4,571 3,911 -14.44
2018-03-31 13F-HR MON / Monsanto Co. 116.77 12,463 4,873 -60.90 1,456 569 -60.92
2018-03-31 13F-HR MON / Monsanto Co. Call 116.70 0 70,200 0 8,192
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 11.74 0 66,000 0 775
2018-03-31 13F-HR NOMD / Nomad Foods Ltd. 15.74 844,971 817,971 -3.20 14,288 12,875 -9.89
2018-03-31 13F-HR RXN / Rexnord Corp. Call 29.70 10,000 10,000 0.00 260 297 14.23
2018-03-31 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.50 1,129,012 1,204,234 6.66 462 602 30.30
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.22 0 83,100 0 2,927
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 35.22 160,000 90,000 -43.75 5,949 3,170 -46.71
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 35.22 100,000 250,000 150.00 3,718 8,805 136.82
2018-03-31 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 15.95 50,037 99,147 98.15 907 1,581 74.31
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.37 83,235 64,112 -22.97 2,294 1,755 -23.50
2018-03-31 13F-HR ASH / Ashland Global Holdings, Inc. 69.80 0 50,000 0 3,490
2018-03-31 13F-HR AAPL / Apple, Inc. Call 167.80 25,000 25,000 0.00 4,231 4,195 -0.85
2018-03-31 13F-HR AAPL / Apple, Inc. Put 167.79 265,000 75,000 -71.70 44,846 12,584 -71.94
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. 15.75 518,963 562,263 8.34 8,485 8,856 4.37
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.33 86,956 81,992 -5.71 24 27 12.50
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.75 0 40,500 0 3,554
2018-03-31 13F-HR D / Dominion Resources, Inc. 46.31 89,829 397,200 342.17 4,655 18,395 295.17
2018-03-31 13F-HR D / Dominion Resources, Inc. Put 67.42 1,000 45,000 4,400.00 81 3,034 3,645.68
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.82 536,200 279,100 -47.95 62,253 31,488 -49.42
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Call 42.89 65,000 65,000 0.00 2,490 2,788 11.97
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Put 42.90 50,000 10,000 -80.00 1,915 429 -77.60
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.52 12,600 11,600 -7.94 456 412 -9.65
2018-03-31 13F-HR PFE / Pfizer, Inc. Put 35.50 30,000 30,000 0.00 1,087 1,065 -2.02
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.21 228,238 99,493 -56.41 18,551 7,284 -60.74
2018-03-31 13F-HR 88160RAC5 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021 2,944 4,963 68.58
2018-03-31 13F-HR AGN / Allergan plc 168.29 5,339 7,000 31.11 3,133 1,178 -62.40
2018-03-31 13F-HR AGN / Allergan plc Put 168.28 124,600 18,000 -85.55 20,382 3,029 -85.14
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 21.98 80,000 80,000 0.00 1,859 1,758 -5.43
2018-03-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 381 337 -11.55
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.59 67,135 70,664 5.26 734 748 1.91
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.68 6,000 210,200 3,403.33 422 14,647 3,370.85
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Put 69.68 537,300 700,000 30.28 37,778 48,776 29.11
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 2.36 580,066 625,531 7.84 1,351 1,476 9.25
2018-03-31 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 2.30 624,966 665,942 6.56 1,844 1,532 -16.92
2018-03-31 13F-HR USFD / US Foods Holding Corp. 32.77 312,100 312,100 0.00 9,965 10,228 2.64
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 105.90 0 21,000 0 2,224
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 22.41 207,127 140,048 -32.39 5,186 3,138 -39.49
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.81 68,000 16,000 -76.47 868 221 -74.54
2018-03-31 13F-HR GG / Goldcorp, Inc. Put 13.82 160,000 60,000 -62.50 2,043 829 -59.42
2018-03-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.07 310,000 310,000 0.00 1,063 952 -10.44
2018-03-31 13F-HR TRQ / Turquoise Hill Resources Ltd. Put 3.07 325,000 325,000 0.00 1,115 998 -10.49
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 118,233 171,933 45.42 5,590 7,866 40.72
2018-03-31 13F-HR AMAT / Applied Materials, Inc. Put 55.62 55,000 55,000 0.00 2,812 3,059 8.78
2018-03-31 13F-HR GM / General Motors Company 36.30 0 10,000 0 363
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.71 105,200 117,200 11.41 7,492 7,467 -0.33
2018-03-31 13F-HR TCB / TCF Financial Corp. 5.95 500,978 450,626 -10.05 1,954 2,682 37.26
2018-03-31 13F-HR XISDX / Prudential Short Duration High 14.13 64,300 70,700 9.95 950 999 5.16
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 0.46 78,069 78,069 0.00 24 36 50.00
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.28 81,777 60,150 -26.45 3,853 2,904 -24.63
2018-03-31 13F-HR GLD / SPDR Gold Shares Call 125.80 1,064,000 64,000 -93.98 131,564 8,051 -93.88
2018-03-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 53.71 28,502 277,119 872.28 1,596 14,885 832.64
2018-03-31 13F-HR AMLP / Alerian ETF 9.36 75,281 34,833 -53.73 812 326 -59.85
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. Call 73.11 93,800 63,000 -32.84 6,189 4,606 -25.58
2018-03-31 13F-HR WMGIZ / Wright Medical Group N.V. 19.84 280,105 280,105 0.00 6,218 5,557 -10.63
2018-03-31 13F-HR WB / Weibo Corporation Call 119.53 17,300 17,200 -0.58 1,790 2,056 14.86
2018-03-31 13F-HR SINA / Sina Corp. 104.27 8,285 12,822 54.76 832 1,337 60.70
2018-03-31 13F-HR VIAB / Viacom, Inc. Call 39,900 0 -100.00 1,229 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. Put 130,000 0 -100.00 7,887 0 -100.00
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 279,647 0 -100.00 599 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP Put 200,000 0 -100.00 2,402 0 -100.00
2018-03-31 13F-HR SWN / Southwestern Energy Co. Call 12,200 0 -100.00 68 0 -100.00
2018-03-31 13F-HR NESR / National Energy Services Reunited Corp. 47,191 0 -100.00 39 0 -100.00
2018-03-31 13F-HR F / Ford Motor Co. Call 100,000 0 -100.00 1,249 0 -100.00
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR Call 100,000 0 -100.00 2,121 0 -100.00
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 15,000 0 -100.00 960 0 -100.00
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 300 0 -100.00 26 0 -100.00
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund Call 206,500 0 -100.00 23,975 0 -100.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 22,000 0 -100.00 843 0 -100.00
2018-03-31 13F-HR GLD / SPDR Gold Shares 42,995 0 -100.00 5,316 0 -100.00
2018-03-31 13F-HR DISH / DISH Network Corp. Call 110,000 0 -100.00 5,253 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Put 50,000 0 -100.00 3,582 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF Put 5,000 0 -100.00 300 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 1,700 0 -100.00 102 0 -100.00
2018-03-31 13F-HR EWW / iShares MSCI Mexico Capped ETF Put 20,000 0 -100.00 986 0 -100.00
2018-03-31 13F-HR EWD / iShares MSCI Sweden ETF 85,185 0 -100.00 2,888 0 -100.00
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Call 60,000 0 -100.00 6,406 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International Call 50,000 0 -100.00 1,670 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International 8,400 0 -100.00 280 0 -100.00
2018-03-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 115,711 0 -100.00 891 0 -100.00
2018-03-31 13F-HR MOS / Mosaic Company Call 150,000 0 -100.00 3,849 0 -100.00
2018-03-31 13F-HR OKE / ONEOK, Inc. Call 30,000 0 -100.00 1,604 0 -100.00
2018-03-31 13F-HR RXN / Rexnord Corp. Put 12,500 0 -100.00 325 0 -100.00
2018-03-31 13F-HR SU / Suncor Energy Inc. Call 70,500 0 -100.00 2,589 0 -100.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 49,300 0 -100.00 934 0 -100.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 3,520 0 -100.00 67 0 -100.00
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. Call 100,000 0 -100.00 5,600 0 -100.00
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 4,000 0 -100.00 215 0 -100.00
2018-03-31 13F-HR BDC / Belden, Inc. Put 4,000 0 -100.00 309 0 -100.00
2018-03-31 13F-HR BDC / Belden, Inc. 186 0 -100.00 14 0 -100.00
2018-03-31 13F-HR CELG / Celgene Corp. Call 15,000 0 -100.00 1,565 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. Put 9,200 0 -100.00 1,868 0 -100.00
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 121 0 -100.00 10 0 -100.00
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Put 182,000 0 -100.00 15,446 0 -100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Call 139,200 0 -100.00 11,314 0 -100.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 6,015 0 -100.00 140 0 -100.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 100,000 0 -100.00 2,324 0 -100.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Call 148,000 0 -100.00 6,833 0 -100.00
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 37,000 0 -100.00 1,743 0 -100.00
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 151,900 0 -100.00 7,158 0 -100.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Call 215,000 0 -100.00 15,117 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. Call 50,000 0 -100.00 10,155 0 -100.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 65,611 0 -100.00 1,956 0 -100.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Put 150,000 0 -100.00 4,472 0 -100.00
2018-03-31 13F-HR SYMC / Symantec Corp. Call 50,000 0 -100.00 1,403 0 -100.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 49,431 0 -100.00 3,572 0 -100.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Put 92,700 0 -100.00 6,699 0 -100.00
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. 60,000 0 -100.00 4,924 0 -100.00
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. Put 65,000 0 -100.00 5,335 0 -100.00
2018-03-31 13F-HR COP / ConocoPhillips 26,000 0 -100.00 1,427 0 -100.00
2018-03-31 13F-HR COP / ConocoPhillips Call 25,000 0 -100.00 1,372 0 -100.00
2018-03-31 13F-HR DEPO / DepoMed, Inc. Call 19,500 0 -100.00 157 0 -100.00
2018-03-31 13F-HR ASB / Associated Banc-Corp. Call 100,000 0 -100.00 2,540 0 -100.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 43,000 0 -100.00 442 0 -100.00
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Call 20,000 0 -100.00 1,254 0 -100.00
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. Call 225,000 0 -100.00 12,069 0 -100.00
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 7,900 0 -100.00 416 0 -100.00
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 100,000 0 -100.00 5,268 0 -100.00
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 209,345 0 -100.00 1,830 0 -100.00
2018-03-31 13F-HR DRYS / DryShips, Inc. 251,117 0 -100.00 887 0 -100.00
2018-03-31 13F-HR FB / Facebook, Inc. Call 40,000 0 -100.00 7,058 0 -100.00
2018-03-31 13F-HR BKLN / PowerShares Senior Loan Portfolio Put 150,500 0 -100.00 3,468 0 -100.00
2018-03-31 13F-HR GM / General Motors Company Call 75,000 0 -100.00 3,074 0 -100.00
2018-03-31 13F-HR GM / General Motors Company Put 50,000 0 -100.00 2,050 0 -100.00
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF Call 50,000 0 -100.00 2,259 0 -100.00
2018-03-31 13F-HR MDT / Medtronic plc Call 8,000 0 -100.00 646 0 -100.00
2018-03-31 13F-HR V / Visa, Inc. Call 50,000 0 -100.00 5,701 0 -100.00
2018-03-31 13F-HR CATYW / Cathay General Bancorp 354,406 0 -100.00 7,903 0 -100.00
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF 230,560 0 -100.00 6,006 0 -100.00
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF Put 171,000 0 -100.00 4,455 0 -100.00
2018-03-31 13F-HR TSRO / TESARO, Inc. 58,701 0 -100.00 4,865 0 -100.00
2018-03-31 13F-HR HFC / HollyFrontier Corp. 1,300 0 -100.00 67 0 -100.00
2018-03-31 13F-HR HFC / HollyFrontier Corp. Put 125,000 0 -100.00 6,403 0 -100.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. Call 225,000 0 -100.00 12,661 0 -100.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. Call 250,000 0 -100.00 3,618 0 -100.00
2018-03-31 13F-HR MACQU / M I Acquisitions, Inc. 41,000 0 -100.00 16 0 -100.00
2018-03-31 13F-HR UUP / PowerShares DB US Dollar Index Trust 22,107 0 -100.00 531 0 -100.00
2018-03-31 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 204,600 0 -100.00 4,917 0 -100.00
2018-03-31 13F-HR UUP / PowerShares DB US Dollar Index Trust Put 167,600 0 -100.00 4,027 0 -100.00
2018-03-31 13F-HR KKR / KKR & CO. L.P. Call 91,100 0 -100.00 1,919 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International Put 15,000 0 -100.00 501 0 -100.00
2018-03-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 7,343 0 -100.00 987 0 -100.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 50,000 0 -100.00 2,845 0 -100.00
2018-03-31 13F-HR WMT / Walmart, Inc. 2,500 0 -100.00 247 0 -100.00
2018-03-31 13F-HR WMT / Walmart, Inc. Put 67,500 0 -100.00 6,666 0 -100.00
2018-03-31 13F-HR GE / General Electric Co. 295,000 0 -100.00 5,148 0 -100.00
2018-03-31 13F-HR GE / General Electric Co. Put 295,000 0 -100.00 5,148 0 -100.00
2018-03-31 13F-HR SOHU / Sohu.com, Inc. 30,805 0 -100.00 1,335 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 24,312 0 -100.00 1,742 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 300,000 0 -100.00 8,373 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 76,400 0 -100.00 23,787 0 -100.00
2018-03-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 50,727 0 -100.00 895 0 -100.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 30,000 0 -100.00 3,806 0 -100.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 100,000 0 -100.00 12,686 0 -100.00
2018-03-31 13F-HR USB / U.S. Bancorp 1,375 0 -100.00 74 0 -100.00
2018-03-31 13F-HR USB / U.S. Bancorp Call 96,000 0 -100.00 5,144 0 -100.00
2018-03-31 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Put 751,500 0 -100.00 17,810 0 -100.00
2018-03-31 13F-HR AMCX / AMC Networks Inc. 10,000 0 -100.00 541 0 -100.00
2018-03-31 13F-HR DXC / DXC Technology Company 38,024 0 -100.00 3,608 0 -100.00
2018-03-31 13F-HR AAPL / Apple, Inc. 80,000 0 -100.00 13,538 0 -100.00
2018-03-31 13F-HR SRCL / Stericycle, Inc. 6,588 0 -100.00 448 0 -100.00
2018-03-31 13F-HR STI / SunTrust Banks, Inc. Call 135,000 0 -100.00 8,720 0 -100.00
2018-03-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 175,177 0 -100.00 1,711 0 -100.00
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 50,271 0 -100.00 8,248 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Call 87,000 0 -100.00 14,231 0 -100.00
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 95,700 0 -100.00 4,057 0 -100.00
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 97,500 0 -100.00 4,133 0 -100.00
2018-03-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 48,134 0 -100.00 1,771 0 -100.00
2018-03-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 298,731 0 -100.00 6,246 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Call 54,600 0 -100.00 2,337 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Put 32,500 0 -100.00 1,391 0 -100.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. Call 89,200 0 -100.00 4,560 0 -100.00
2018-03-31 13F-HR BCS / Barclays Bank Plc Call 200,000 0 -100.00 2,180 0 -100.00
2018-03-31 13F-HR XHB / SPDR S&P Homebuilders ETF 41,000 0 -100.00 1,815 0 -100.00
2018-03-31 13F-HR DSKE / Daseke, Inc. 113,358 0 -100.00 231 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 8,000 0 -100.00 485 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. 105,000 0 -100.00 5,776 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. Call 150,400 0 -100.00 18,848 0 -100.00
2018-03-31 13F-HR BBT / BB&T Corp. Call 106,000 0 -100.00 5,270 0 -100.00
2018-03-31 13F-HR WRLS / Pensare Acquisition Corp. 10,031 0 -100.00 97 0 -100.00
2018-03-31 13F-HR ASSURANT INC / 6.50% CONV PFD D (04621X207) 103.77 52,780 5,477
2018-03-31 13F-HR AIZ / Assurant, Inc. Put 91.40 5,000 457
2018-03-31 13F-HR AVGO / Broadcom Limited 235.64 37,600 8,860
2018-03-31 13F-HR CARB / Carbonite, Inc. 28.81 52,800 1,521
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. 114.18 4,134 472
2018-03-31 13F-HR CBS / CBS Corp. 51.39 112,399 5,776
2018-03-31 13F-HR CSTM / Constellium N.V. 10.85 393,976 4,275
2018-03-31 13F-HR DTE / DTE Energy Co. 52.00 63,976 3,327
2018-03-31 13F-HR EA / Electronic Arts Inc. Call 121.24 95,100 11,530
2018-03-31 13F-HR EA / Electronic Arts Inc. Put 121.23 49,500 6,001
2018-03-31 13F-HR EA / Electronic Arts Inc. 121.27 12,377 1,501
2018-03-31 13F-HR ENB / Enbridge Inc. Call 31.47 67,200 2,115
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) Call 26.60 10,000 266
2018-03-31 13F-HR HLF / Herbalife Ltd. Put 97.48 30,900 3,012
2018-03-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.73 30,100 353
2018-03-31 13F-HR NKE / Nike, Inc. Call 66.44 45,000 2,990
2018-03-31 13F-HR NKE / Nike, Inc. Put 66.44 95,000 6,312
2018-03-31 13F-HR NKE / Nike, Inc. 66.44 100,250 6,661
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.00 63,390 824
2018-03-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.37 26,100 349
2018-03-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.15 20,000 243
2018-03-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.11 16,398 215
2018-03-31 13F-HR PCTY / Paylocity Holding Corporation Call 51.23 40,000 2,049
2018-03-31 13F-HR PMO / Putnam Municipal Opportunities Trust 11.64 15,207 177
2018-03-31 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 102.13 81,583 8,332
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. Put 6.24 302,500 1,888
2018-03-31 13F-HR SYMC / Symantec Corp. 25.85 60,000 1,551
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 29.00 25,000 725
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.84 29,700 619
2018-03-31 13F-HR ZNGA / Zynga Inc. 3.66 1,056,300 3,866
2018-03-31 13F-HR ABT / Abbott Laboratories Call 59.92 50,000 2,996