InvestorIonic Capital Management LLC
Portfolio Value $ 2,414,971,000
Current Positions317
Opened Positions5
Closed Positions67


Latest Holdings, Performance, AUM (from 13F, 13D)

Ionic Capital Management LLC has disclosed 317 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,414,971,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Ionic Capital Management LLC's top holdings are iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) , SPDR Gold Shares (NYSE:GLD) , SPDR S&P 500 ETF Trust (NYSE:SPY) , CurrencyShares Euro Trust (NYSE:FXE) , and CurrencyShares Euro Trust (NYSE:FXE) . Ionic Capital Management LLC's new positions include Crown Holdings, Inc. (NYSE:CCK) , Nuance Communications, Inc. (NASDAQ:NUAN) , Wells Fargo & Co. (NYSE:WFC) , Time Warner, Inc. (NYSE:TWX) , and iShares Nasdaq Biotechnology ETF (NASDAQ:IBB) .

All Ionic Capital Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 91.47 85,300 7,802
2017-12-31 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 16.46 35,731 588
2017-12-31 13F-HR UBS AG LONDON BRH / NT AMZI 46 (90274D259) 37.68 30,066 1,133
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.02 60,000 721
2017-12-31 13F-HR VIAB / Viacom, Inc. Call 30.80 39,900 1,229
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 285,343 1,447
2017-12-31 13F-HR WB / Weibo Corporation 0.00 2 0
2017-12-31 13F-HR WB / Weibo Corporation Call 103.47 17,300 1,790
2017-12-31 13F-HR WFC / Wells Fargo & Co. Put 60.67 130,000 7,887
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.23 28,751 294
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 118,640 602
2017-12-31 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 1.44 214,069 308
2017-12-31 13F-HR 98138HAC5 / Workday, Inc. Bond 0.750% 7/1 376
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 22.20 280,105 6,218
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.14 503 279,647 55,495.83 0 599
2017-12-31 13F-HR HUN / Huntsman Corp. 33.29 0 309,635 0 10,308
2017-12-31 13F-HR USO / United States Oil Fund, LP Put 12.01 0 200,000 0 2,402
2017-12-31 13F-HR SWN / Southwestern Energy Co. Call 5.57 0 12,200 0 68
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 3,360,800 0 -100.00 131,710 0
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. Call 70,800 0 -100.00 539 0 -100.00
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. Put 70,800 0 -100.00 539 0 -100.00
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 21,536 0 -100.00 903 0 -100.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 3,511 0 -100.00 232 0 -100.00
2017-12-31 13F-HR TKF / Turkish Investment Fund, Inc. 254,364 0 -100.00 2,385 0 -100.00
2017-12-31 13F-HR EAGLU / Double Eagle Acquisition Corp. 23,045 0 -100.00 16 0 -100.00
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 100,000 0 -100.00 6,848 0 -100.00
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 9,000 0 -100.00 492 0 -100.00
2017-12-31 13F-HR STI / SunTrust Banks, Inc. Put 25,000 0 -100.00 1,494 0 -100.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 69,510 0 -100.00 886 0 -100.00
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 10,993 0 -100.00 184 0 -100.00
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 8,239 0 -100.00 323 0
2017-12-31 13F-HR BOBE / Bob Evans Farms, Inc. 43,790 0 -100.00 3,394 0 -100.00
2017-12-31 13F-HR BLVD / Boulevard Acquisition Corp. II 12,748 0 -100.00 11 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Put 50,000 0 -100.00 1,687 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 25,000 0 -100.00 844 0 -100.00
2017-12-31 13F-HR FMCI / Forum Merger Corporation 20,826 0 -100.00 8 0 -100.00
2017-12-31 13F-HR EVBG / Everbridge, Inc. Call 37,800 0 -100.00 999 0 -100.00
2017-12-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 87,947 0 -100.00 897 0
2017-12-31 13F-HR HDS / Hd Supply Inc. Put 50,300 0 -100.00 1,814 0 -100.00
2017-12-31 13F-HR HDS / Hd Supply Inc. 39,500 0 -100.00 1,425 0 -100.00
2017-12-31 13F-HR AMR / Alta Mesa Resources 6,464 0 -100.00 10 0 -100.00
2017-12-31 13F-HR AGN / Allergan plc 163.58 5,339 82,041 1,436.64 3,133 13,420 328.34
2017-12-31 13F-HR AGN / Allergan plc 586.81 29,793 5,339 -82.08 6,106 3,133 -48.69
2017-12-31 13F-HR NESR / National Energy Services Reunited Corp. 0.83 65,491 47,191 -27.94 630 39 -93.81
2017-12-31 13F-HR 82922RAD5 / Sina Corp. Bond 3,360 3,231 -3.84
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.35 116,207 1,087
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.47 133,532 7,006
2017-12-31 13F-HR DISH / DISH Network Corp. Call 47.75 110,000 5,253
2017-12-31 13F-HR D / Dominion Resources, Inc. Put 81.00 1,000 81
2017-12-31 13F-HR DYN / Dynegy Inc. Put 11.86 37,600 446
2017-12-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.000% 1/3 (29359WAB1) 3,124
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. Put 71.64 50,000 3,582
2017-12-31 13F-HR 38268IAA5 / GoPro, Inc. 3.5% Bond 1,481
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.50 832,072 12,897
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF Put 60.00 5,000 300
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 60.00 1,700 102
2017-12-31 13F-HR EWW / iShares MSCI Mexico Capped ETF Put 49.30 20,000 986
2017-12-31 13F-HR EZA / iShares MSCI South Africa ETF 70.00 7,000 490
2017-12-31 13F-HR EWD / iShares MSCI Sweden ETF 33.90 85,185 2,888
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Call 106.77 60,000 6,406
2017-12-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 3,876
2017-12-31 13F-HR MBI / MBIA, Inc. Call 7.32 100,000 732
2017-12-31 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 3,485
2017-12-31 13F-HR MGM / MGM Resorts International Call 33.40 50,000 1,670
2017-12-31 13F-HR MGM / MGM Resorts International 33.33 8,400 280
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.70 115,711 891
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) Call 25.66 150,000 3,849
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.35 518,963 8,485
2017-12-31 13F-HR OKE / ONEOK, Inc. Call 53.47 30,000 1,604
2017-12-31 13F-HR XISDX / Prudential Short Duration High 14.77 64,300 950
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. Call 20.43 30,000 613
2017-12-31 13F-HR RXN / Rexnord Corp. Call 26.00 10,000 260
2017-12-31 13F-HR RXN / Rexnord Corp. Put 26.00 12,500 325
2017-12-31 13F-HR ROSEU / Rosehill Resources 0.99 99,200 98
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 3.89 330,000 1,284
2017-12-31 13F-HR SU / Suncor Energy Inc. Call 36.72 70,500 2,589
2017-12-31 13F-HR TCB / TCF Financial Corp. Put 20.50 151,200 3,100
2017-12-31 13F-HR TSRO / TESARO, Inc. Call 82.88 49,000 4,061
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 18.95 49,300 934
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 19.03 3,520 67
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 24,750 24,750 0.00 1,193 1,386 16.18
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Call 56.00 100,000 100,000 0.00 4,822 5,600 16.13
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.75 4,000 215
2017-12-31 13F-HR BDC / Belden, Inc. Put 77.25 4,000 309
2017-12-31 13F-HR BDC / Belden, Inc. 75.27 186 14
2017-12-31 13F-HR CELG / Celgene Corp. Call 104.33 15,000 1,565
2017-12-31 13F-HR CI / Cigna Corp. Put 203.04 9,200 1,868
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 7,672
2017-12-31 13F-HR CCK / Crown Holdings, Inc. 56.25 193,900 10,907
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 53,600 0 -100.00 4,654 0 -100.00
2017-12-31 13F-HR 316827AC8 / 51job, Inc. Bond 6,092
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 158,776 775
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Put 56.00 150,000 220,000 46.67 7,233 12,320 70.33
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.45 22,066 6,467 -70.69 7,201 2,234 -68.98
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.00 25,600 34,000 32.81 432 816 88.89
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 24.02 40,000 60,000 50.00 675 1,441 113.48
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 82.64 121 121 0.00 10 10 0.00
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.87 182,000 182,000 0.00 15,756 15,446 -1.97
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.28 150,854 228,238 51.30 11,648 18,551 59.26
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Call 81.28 91,200 139,200 52.63 7,041 11,314 60.69
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.28 160,808 6,015 -96.26 3,692 140 -96.21
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 23.24 69,300 80,000 15.44 1,591 1,859 16.84
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 23.24 100,000 100,000 0.00 2,296 2,324 1.22
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.17 64,543 114,760 77.80 2,842 5,299 86.45
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Call 46.17 531,100 148,000 -72.13 23,390 6,833 -70.79
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 46.17 1,885,400 714,900 -62.08 83,033 33,007 -60.25
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 72,750 81,777 12.41 3,260 3,853 18.19
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 47.11 534,200 37,000 -93.07 23,938 1,743 -92.72
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 47.12 646,200 151,900 -76.49 28,956 7,158 -75.28
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.91 3,000 11,000 266.67 41 186 353.66
2017-12-31 13F-HR MRO / Marathon Oil Corp. Put 16.93 150,000 175,000 16.67 2,034 2,963 45.67
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.45 0 40,000 0 1,618
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 40.45 59,500 59,500 0.00 2,481 2,407 -2.98
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 23.39 150,000 33,480 -77.68 4,967 783 -84.24
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.33 0 6,000 0 422
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Call 70.31 563,000 215,000 -61.81 38,555 15,117 -60.79
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Put 70.31 2,025,500 537,300 -73.47 138,706 37,778 -72.76
2017-12-31 13F-HR CI / Cigna Corp. Call 203.10 50,000 50,000 0.00 9,347 10,155 8.64
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.81 162,177 65,611 -59.54 3,667 1,956 -46.66
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Put 29.81 150,000 150,000 0.00 3,391 4,472 31.88
2017-12-31 13F-HR SYMC / Symantec Corp. Call 28.06 50,000 50,000 0.00 1,641 1,403 -14.50
2017-12-31 13F-HR SYMC / Symantec Corp. Put 28.06 50,000 100,000 100.00 1,641 2,806 70.99
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.26 23,931 49,431 106.56 1,639 3,572 117.94
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Put 72.27 92,700 92,700 0.00 6,348 6,699 5.53
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.20 139,772 39,272 -71.90 8,708 3,071 -64.73
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.08 10,928 73,904 576.28 1,236 8,653 600.08
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.40 18,850 20,000 6.10 1,148 1,348 17.42
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. Put 67.40 60,000 60,000 0.00 3,653 4,044 10.70
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 82.07 51,750 60,000 15.94 4,225 4,924 16.54
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. Put 82.08 65,000 65,000 0.00 5,307 5,335 0.53
2017-12-31 13F-HR COP / ConocoPhillips 54.88 29,500 26,000 -11.86 1,476 1,427 -3.32
2017-12-31 13F-HR COP / ConocoPhillips Call 54.88 25,000 25,000 0.00 1,251 1,372 9.67
2017-12-31 13F-HR COP / ConocoPhillips Put 54.88 85,000 25,000 -70.59 4,254 1,372 -67.75
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 34.13 75,000 75,000 0.00 2,519 2,560 1.63
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 75.67 100,000 100,000 0.00 7,100 7,567 6.58
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.90 48,000 63,300 31.88 6,348 9,172 44.49
2017-12-31 13F-HR NSC / Norfolk Southern Corp. Call 144.90 200,000 200,000 0.00 26,448 28,980 9.57
2017-12-31 13F-HR NSC / Norfolk Southern Corp. Put 144.90 40,000 40,000 0.00 5,290 5,796 9.57
2017-12-31 13F-HR DEPO / DepoMed, Inc. Call 8.05 19,500 19,500 0.00 113 157 38.94
2017-12-31 13F-HR ASB / Associated Banc-Corp. Call 25.40 100,000 100,000 0.00 2,425 2,540 4.74
2017-12-31 13F-HR F / Ford Motor Co. 12.49 140,000 75,000 -46.43 1,676 937 -44.09
2017-12-31 13F-HR F / Ford Motor Co. Call 12.49 0 100,000 0 1,249
2017-12-31 13F-HR F / Ford Motor Co. Put 12.50 200,000 50,000 -75.00 2,394 625 -73.89
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.28 143,000 43,000 -69.93 1,823 442 -75.75
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.28 250,000 200,000 -20.00 3,188 2,056 -35.51
2017-12-31 13F-HR TPX / Tempur Sealy International, Inc. 62.68 17,924 20,500 14.37 1,156 1,285 11.16
2017-12-31 13F-HR TPX / Tempur Sealy International, Inc. Call 62.70 20,000 20,000 0.00 1,290 1,254 -2.79
2017-12-31 13F-HR TPX / Tempur Sealy International, Inc. Put 62.70 10,000 10,000 0.00 645 627 -2.79
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 53,946 23,701 -56.07 13,553 6,325 -53.33
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 266.86 242,500 411,000 69.48 60,923 109,679 80.03
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 266.86 190,000 200,000 5.26 47,734 53,372 11.81
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.65 90,000 68,000 -24.44 4,397 3,648 -17.03
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 53.64 215,000 225,000 4.65 10,503 12,069 14.91
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Put 53.64 180,000 170,000 -5.56 8,793 9,119 3.71
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 87.26 50,000 100,000 100.00 4,438 8,726 96.62
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 87.26 2,581,900 3,123,300 20.97 229,169 272,539 18.92
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 22,000 59,000 168.18 2,585 7,386 185.73
2017-12-31 13F-HR CVX / Chevron Corp. Call 125.20 0 20,000 0 2,504
2017-12-31 13F-HR CVX / Chevron Corp. Put 125.20 15,000 50,000 233.33 1,763 6,260 255.08
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.00 8,500 3,000 -64.71 599 243 -59.43
2017-12-31 13F-HR TSN / Tyson Foods, Inc. Put 81.07 70,000 70,000 0.00 4,932 5,675 15.06
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.66 12,600 7,900 -37.30 668 416 -37.72
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 52.68 100,000 100,000 0.00 5,305 5,268 -0.70
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. 8.74 161,600 209,345 29.55 1,529 1,830 19.69
2017-12-31 13F-HR DRYS / DryShips, Inc. 3.53 234,730 251,117 6.98 577 887 53.73
2017-12-31 13F-HR FB / Facebook, Inc. Call 176.45 40,000 40,000 0.00 6,835 7,058 3.26
2017-12-31 13F-HR FB / Facebook, Inc. Put 176.45 40,000 20,000 -50.00 6,835 3,529 -48.37
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.03 62,000 32,545 -47.51 3,214 2,084 -35.16
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 64.00 0 15,000 0 960
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Put 64.02 80,000 81,000 1.25 4,147 5,186 25.05
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 107.51 10,000 45,700 357.00 986 4,913 398.28
2017-12-31 13F-HR DIS / The Walt Disney Co. Put 107.51 120,000 145,000 20.83 11,828 15,589 31.80
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 148,221 56,780 -61.69 11,041 4,857 -56.01
2017-12-31 13F-HR MSFT / Microsoft Corp. Call 85.54 152,600 118,000 -22.67 11,367 10,094 -11.20
2017-12-31 13F-HR MSFT / Microsoft Corp. Put 85.54 160,000 160,000 0.00 11,918 13,686 14.83
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 44.09 0 43,000 0 1,896
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 44.10 20,000 70,000 250.00 1,055 3,087 192.61
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. Put 44.11 35,000 35,000 0.00 1,846 1,544 -16.36
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.48 511,433 458,273 -10.39 13,671 13,052 -4.53
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio Put 23.04 150,500 150,500 0.00 3,486 3,468 -0.52
2017-12-31 13F-HR UNP / Union Pacific Corp. Call 134.10 15,000 195,000 1,200.00 1,740 26,150 1,402.87
2017-12-31 13F-HR UNP / Union Pacific Corp. Put 134.13 15,000 15,000 0.00 1,740 2,012 15.63
2017-12-31 13F-HR MS / Morgan Stanley 52.44 0 14,875 0 780
2017-12-31 13F-HR MS / Morgan Stanley Put 52.47 350,000 302,500 -13.57 16,860 15,872 -5.86
2017-12-31 13F-HR HK / Halcon Resources Corporation 7.57 776,684 992,727 27.82 5,281 7,515 42.30
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 0 67,655 0 792
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.29 30,000 17,000 -43.33 998 549 -44.99
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 32.31 252,500 177,500 -29.70 8,396 5,735 -31.69
2017-12-31 13F-HR GM / General Motors Company Call 40.99 95,000 75,000 -21.05 3,836 3,074 -19.86
2017-12-31 13F-HR GM / General Motors Company Put 41.00 50,000 50,000 0.00 2,019 2,050 1.54
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Call 45.18 70,000 50,000 -28.57 2,924 2,259 -22.74
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.29 0 311,337 0 3,204
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 10.29 500,000 250,000 -50.00 5,020 2,573 -48.75
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 145.30 55,655 42,581 -23.49 5,855 6,187 5.67
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Put 106.77 0 186,200 0 19,881
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 86.67 0 300 0 26
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 85.20 5,000 5,000 0.00 427 426 -0.23
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 85.14 169,900 191,000 12.42 14,504 16,262 12.12
2017-12-31 13F-HR MDT / Medtronic plc Call 80.75 25,000 8,000 -68.00 1,944 646 -66.77
2017-12-31 13F-HR V / Visa, Inc. 114.04 22,785 28,000 22.89 2,398 3,193 33.15
2017-12-31 13F-HR V / Visa, Inc. Call 114.02 105,000 50,000 -52.38 11,050 5,701 -48.41
2017-12-31 13F-HR V / Visa, Inc. Put 114.02 40,000 60,000 50.00 4,210 6,841 62.49
2017-12-31 13F-HR CATYW / Cathay General Bancorp 22.30 359,406 354,406 -1.39 7,379 7,903 7.10
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF 26.05 137,060 230,560 68.22 3,573 6,006 68.09
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF Put 26.05 171,000 171,000 0.00 4,458 4,455 -0.07
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.33 9,800 9,800 0.00 625 601 -3.84
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 61.28 90,000 100,000 11.11 5,737 6,128 6.82
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 61.28 154,000 169,000 9.74 9,816 10,356 5.50
2017-12-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 6.15 209,987 81,003 -61.42 1,037 498 -51.98
2017-12-31 13F-HR TSRO / TESARO, Inc. 82.88 58,701 58,701 0.00 7,578 4,865 -35.80
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.47 172,700 191,100 10.65 9,873 11,365 15.11
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.23 1,077,659 1,226,009 13.77 9,042 10,090 11.59
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.81 10,147 10,147 0.00 199 201 1.01
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 96,907 101,100 4.33 9,928 9,248 -6.85
2017-12-31 13F-HR HFC / HollyFrontier Corp. 51.54 20,000 1,300 -93.50 719 67 -90.68
2017-12-31 13F-HR HFC / HollyFrontier Corp. Put 51.22 100,000 125,000 25.00 3,597 6,403 78.01
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 55,077 176,100 219.73 3,527 9,909 180.95
2017-12-31 13F-HR MRK / Merck & Co., Inc. Call 56.27 325,000 225,000 -30.77 20,810 12,661 -39.16
2017-12-31 13F-HR MRK / Merck & Co., Inc. Put 56.27 217,500 322,500 48.28 13,927 18,147 30.30
2017-12-31 13F-HR ABX / Barrick Gold Corp. Call 14.47 250,000 250,000 0.00 4,023 3,618 -10.07
2017-12-31 13F-HR ABX / Barrick Gold Corp. Put 14.47 42,500 42,500 0.00 684 615 -10.09
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 77,912 8,390 -89.23 5,161 586 -88.65
2017-12-31 13F-HR YHOO / Yahoo! Inc. Call 69.85 141,500 141,500 0.00 9,373 9,884 5.45
2017-12-31 13F-HR MACQU / M I Acquisitions, Inc. 0.39 41,000 41,000 0.00 14 16 14.29
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.66 0 15,300 0 1,280
2017-12-31 13F-HR XOM / Exxon Mobil Corp. Put 83.64 95,000 145,000 52.63 7,788 12,128 55.73
2017-12-31 13F-HR UUP / PowerShares DB US Dollar Index Trust 24.02 0 22,107 0 531
2017-12-31 13F-HR UUP / PowerShares DB US Dollar Index Trust Call 24.03 280,900 204,600 -27.16 6,792 4,917 -27.61
2017-12-31 13F-HR UUP / PowerShares DB US Dollar Index Trust Put 24.03 241,200 167,600 -30.51 5,832 4,027 -30.95
2017-12-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.52 24,700 168,667 582.86 164 1,100 570.73
2017-12-31 13F-HR KODK / Eastman Kodak Co. 0.01 203,035 204,935 0.94 25 2 -92.00
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.71 0 32,250 0 1,313
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF Call 40.71 130,200 882,100 577.50 5,371 35,910 568.59
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 40.71 130,200 258,900 98.85 5,371 10,539 96.22
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.22 0 196,600 0 1,616
2017-12-31 13F-HR CISN / Cision Ltd. 2.71 100,000 33,628 -66.37 295 91 -69.15
2017-12-31 13F-HR KKR / KKR & CO. L.P. Call 21.06 91,100 91,100 0.00 1,852 1,919 3.62
2017-12-31 13F-HR BAC / Bank of America Corp. Call 29.52 0 50,000 0 1,476
2017-12-31 13F-HR BAC / Bank of America Corp. Put 29.52 42,000 92,000 119.05 1,064 2,716 155.26
2017-12-31 13F-HR MGM / MGM Resorts International Put 33.40 0 15,000 0 501
2017-12-31 13F-HR NXEO / Nexeo Solutions, Inc. 9.10 1,078,700 802,269 -25.63 673 7,301 984.84
2017-12-31 13F-HR NXEO / Nexeo Solutions, Inc. 0.62 496,670 1,078,700 117.19 3,626 673 -81.44
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 134.41 7,546 7,343 -2.69 736 987 34.10
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 56.90 50,000 50,000 0.00 2,699 2,845 5.41
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.80 7,000 2,500 -64.29 547 247 -54.84
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 98.76 67,500 67,500 0.00 5,274 6,666 26.39
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 172.44 50,000 50,000 0.00 8,636 8,622 -0.16
2017-12-31 13F-HR GE / General Electric Co. 17.45 146,753 295,000 101.02 3,548 5,148 45.10
2017-12-31 13F-HR GE / General Electric Co. Call 17.46 50,000 50,000 0.00 1,209 873 -27.79
2017-12-31 13F-HR GE / General Electric Co. Put 17.45 295,000 295,000 0.00 7,133 5,148 -27.83
2017-12-31 13F-HR SOHU / Sohu.com, Inc. 43.34 22,293 30,805 38.18 1,214 1,335 9.97
2017-12-31 13F-HR FXE / CurrencyShares Euro Trust Call 115.61 722,200 856,100 18.54 82,403 98,974 20.11
2017-12-31 13F-HR FXE / CurrencyShares Euro Trust Put 115.61 725,200 826,100 13.91 82,745 95,505 15.42
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 18.80 585,745 607,216 3.67 8,892 11,416 28.39
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation Call 50.83 96,500 121,700 26.11 4,553 6,186 35.87
2017-12-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.12 1,183,356 951,884 -19.56 249 117 -53.01
2017-12-31 13F-HR VZ / Verizon Communications, Inc. Call 52.93 77,400 87,400 12.92 3,831 4,626 20.75
2017-12-31 13F-HR VZ / Verizon Communications, Inc. Put 52.93 0 30,000 0 1,588
2017-12-31 13F-HR BP / BP Plc Call 42.03 0 130,000 0 5,464
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.65 0 24,312 0 1,742
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.91 0 300,000 0 8,373
2017-12-31 13F-HR VRTS / Virtus Investment Partners, Inc. 102.10 52,187 60,007 14.98 5,425 6,127 12.94
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 311.35 73,400 76,400 4.09 25,037 23,787 -4.99
2017-12-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 17.64 0 50,727 0 895
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.14 17,000 7,000 -58.82 2,042 834 -59.16
2017-12-31 13F-HR UPS / United Parcel Service, Inc. Call 119.15 100,000 130,000 30.00 12,009 15,490 28.99
2017-12-31 13F-HR UPS / United Parcel Service, Inc. Put 119.13 20,000 15,000 -25.00 2,402 1,787 -25.60
2017-12-31 13F-HR DYN / Dynegy Inc. 78.89 5,955 62,825 955.00 401 4,956 1,135.91
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.87 35,000 30,000 -14.29 4,367 3,806 -12.85
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 126.86 50,000 500,000 900.00 6,238 63,430 916.83
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 126.86 125,000 100,000 -20.00 15,595 12,686 -18.65
2017-12-31 13F-HR USB / U.S. Bancorp 53.82 0 1,375 0 74
2017-12-31 13F-HR USB / U.S. Bancorp Call 53.58 96,000 96,000 0.00 5,145 5,144 -0.02
2017-12-31 13F-HR DUST / Direxion Daily Gold Miners Bear 3x Shares Put 23.70 751,500 751,500 0.00 19,434 17,810 -8.36
2017-12-31 13F-HR FUL / Fuller (H.B.) Co. 53.87 41,100 84,849 106.45 2,386 4,571 91.58
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.64 0 42,995 0 5,316
2017-12-31 13F-HR GLD / SPDR Gold Shares Call 123.65 650,000 1,064,000 63.69 79,027 131,564 66.48
2017-12-31 13F-HR NOMD / Nomad Foods Ltd. 16.91 922,671 844,971 -8.42 13,443 14,288 6.29
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.10 4,450 10,000 124.72 260 541 108.08
2017-12-31 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.41 1,049,328 1,129,012 7.59 577 462 -19.93
2017-12-31 13F-HR DXC / DXC Technology Company 94.89 52,570 38,024 -27.67 4,515 3,608 -20.09
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 37.18 0 160,000 0 5,949
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 37.18 100,000 100,000 0.00 3,409 3,718 9.06
2017-12-31 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 18.13 0 50,037 0 907
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.56 43,723 83,235 90.37 1,223 2,294 87.57
2017-12-31 13F-HR AAPL / Apple, Inc. 169.22 32,000 80,000 150.00 4,932 13,538 174.49
2017-12-31 13F-HR AAPL / Apple, Inc. Call 169.24 104,900 25,000 -76.17 16,167 4,231 -73.83
2017-12-31 13F-HR AAPL / Apple, Inc. Put 169.23 295,000 265,000 -10.17 45,465 44,846 -1.36
2017-12-31 13F-HR SRCL / Stericycle, Inc. 68.00 3,570 6,588 84.54 256 448 75.00
2017-12-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.28 106,056 86,956 -18.01 42 24 -42.86
2017-12-31 13F-HR STI / SunTrust Banks, Inc. Call 64.59 210,600 135,000 -35.90 12,587 8,720 -30.72
2017-12-31 13F-HR D / Dominion Resources, Inc. 51.82 84,260 89,829 6.61 4,264 4,655 9.17
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.77 213,909 175,177 -18.11 1,902 1,711 -10.04
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.10 965,200 536,200 -44.45 112,369 62,253 -44.60
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund Call 116.10 0 206,500 0 23,975
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.32 0 22,000 0 843
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 38.31 65,000 65,000 0.00 2,186 2,490 13.91
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Put 38.30 0 50,000 0 1,915
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.19 52,000 12,600 -75.77 1,856 456 -75.43
2017-12-31 13F-HR PFE / Pfizer, Inc. Put 36.23 120,000 30,000 -75.00 4,284 1,087 -74.63
2017-12-31 13F-HR AGN / Allergan plc Call 163.57 94,000 87,000 -7.45 19,265 14,231 -26.13
2017-12-31 13F-HR AGN / Allergan plc Put 163.58 86,000 124,600 44.88 17,626 20,382 15.64
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 42.39 95,700 95,700 0.00 3,938 4,057 3.02
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 42.39 92,000 97,500 5.98 3,786 4,133 9.17
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.79 95,735 48,134 -49.72 3,295 1,771 -46.25
2017-12-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 20.91 368,974 298,731 -19.04 1,378 6,246 353.27
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 391 381 -2.56
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.93 0 67,135 0 734
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.07 50,271 50,271 0.00 7,602 8,248 8.50
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 66.19 4,292 5,152 20.04 323 341 5.57
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. Call 42.80 54,600 54,600 0.00 2,220 2,337 5.27
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. Put 42.80 32,500 32,500 0.00 1,321 1,391 5.30
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.13 0 57,600 0 2,945
2017-12-31 13F-HR AMAT / Applied Materials, Inc. Call 51.12 149,800 89,200 -40.45 7,803 4,560 -41.56
2017-12-31 13F-HR AMAT / Applied Materials, Inc. Put 51.13 0 55,000 0 2,812
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 2.33 338,866 580,066 71.18 1,745 1,351 -22.58
2017-12-31 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 2.95 748,664 624,966 -16.52 5,789 1,844 -68.15
2017-12-31 13F-HR USFD / US Foods Holding Corp. 31.93 312,100 312,100 0.00 8,333 9,965 19.58
2017-12-31 13F-HR 45253HAB7 / Immunogen Inc Bond 198 173 -12.63
2017-12-31 13F-HR RP / RealPage, Inc. 44.30 185,175 90,699 -51.02 7,388 4,018 -45.61
2017-12-31 13F-HR MON / Monsanto Co. 116.83 13,003 12,463 -4.15 1,558 1,456 -6.55
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.04 226,964 207,127 -8.74 5,488 5,186 -5.50
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.76 66,000 68,000 3.03 855 868 1.52
2017-12-31 13F-HR GG / Goldcorp, Inc. Put 12.77 160,000 160,000 0.00 2,074 2,043 -1.49
2017-12-31 13F-HR BCS / Barclays Bank Plc Call 10.90 0 200,000 0 2,180
2017-12-31 13F-HR 458660AD9 / InterDigital, Inc. Bond 5,051 5,146 1.88
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF 44.27 9,000 41,000 355.56 358 1,815 406.98
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.43 310,000 310,000 0.00 961 1,063 10.61
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. Put 3.43 325,000 325,000 0.00 1,008 1,115 10.62
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 249,150 118,233 -52.55 12,046 5,590 -53.59
2017-12-31 13F-HR DSKE / Daseke, Inc. 2.04 0 113,358 0 231
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.60 94,850 48,550 -48.81 6,429 4,447 -30.83
2017-12-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 11.32 0 65,882 0 746
2017-12-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 573 644 12.39
2017-12-31 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 17.50 46,109 44,624 -3.22 960 781 -18.65
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.62 0 8,000 0 485
2017-12-31 13F-HR C / Citigroup, Inc. 74.41 122,900 88,300 -28.15 8,940 6,570 -26.51
2017-12-31 13F-HR CSX / CSX Corp. 55.01 0 105,000 0 5,776
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 105,200 105,200 0.00 7,283 7,492 2.87
2017-12-31 13F-HR TCB / TCF Financial Corp. 3.90 313,044 500,978 60.03 563 1,954 247.07
2017-12-31 13F-HR MSCC / Microsemi Corp. 51.65 123,393 79,793 -35.33 6,352 4,121 -35.12
2017-12-31 13F-HR VVR / Van Kampen Senior Income Trust 4.39 152,184 337,169 121.55 683 1,480 116.69
2017-12-31 13F-HR VMW / VMWare, Inc. Call 125.32 90,400 150,400 66.37 9,871 18,848 90.94
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 0.31 79,169 78,069 -1.39 804 24 -97.01
2017-12-31 13F-HR MWA / Mueller Water Products, Inc. 12.53 471,119 471,119 0.00 6,030 5,903 -2.11
2017-12-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 56.00 0 28,502 0 1,596
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 0 75,281 0 812
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. Call 65.98 47,500 93,800 97.47 2,664 6,189 132.32
2017-12-31 13F-HR BBT / BB&T Corp. Call 49.72 106,000 106,000 0.00 4,976 5,270 5.91
2017-12-31 13F-HR WRLS / Pensare Acquisition Corp. 9.67 10,031 10,031 0.00 97 97 0.00
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR Call 21.21 0 100,000 0 2,121
2017-12-31 13F-HR SINA / Sina Corp. 100.42 13,141 8,285 -36.95 799 832 4.13
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 16.75 359,020 237,320 -33.90 5,637 3,975 -29.48
2017-12-31 13F-HR AATDF / AA LTD Call 25,000 0 -100.00 622 0 -100.00
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Call 2,577,100 0 -100.00 100,996 0
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 61,422 0 -100.00 45 0
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 81,896 0 -100.00 807 0
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 1,800 0 -100.00 212 0 -100.00
2017-12-31 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 25,000 0 -100.00 10 0
2017-12-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 34,939 0 -100.00 341 0
2017-12-31 13F-HR MACQ / M I Acquisitions, Inc. 41,000 0 -100.00 416 0 -100.00
2017-12-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 20,338 0 -100.00 17 0 -100.00
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. Call 40,000 0 -100.00 2,287 0 -100.00
2017-12-31 13F-HR PHD / Pioneer Floating Rate Trust 14,900 0 -100.00 178 0 -100.00
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 124,800 0 -100.00 1,392 0 -100.00
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund Call 50,000 0 -100.00 949 0 -100.00
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund 52,000 0 -100.00 987 0 -100.00
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. Call 40,000 0 -100.00 860 0 -100.00
2017-12-31 13F-HR INTC / Intel Corp. 25,000 0 -100.00 952 0 -100.00
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 231,609 0 -100.00 6,698 0 -100.00
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 225,800 0 -100.00 9,414 0 -100.00
2017-12-31 13F-HR FMC / FMC Corp. 57,071 0 -100.00 5,097 0 -100.00
2017-12-31 13F-HR MS / Morgan Stanley Call 75,000 0 -100.00 3,613 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 17,540 0 -100.00 508 0 -100.00
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 107,741 0 -100.00 3,619 0 -100.00
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation Put 50,000 0 -100.00 2,359 0 -100.00
2017-12-31 13F-HR FB / Facebook, Inc. 21,300 0 -100.00 3,640 0 -100.00
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Put 200,000 0 -100.00 10,940 0 -100.00
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Put 20,000 0 -100.00 835 0 -100.00
2017-12-31 13F-HR AVP / Avon Products, Inc. 179,571 0 -100.00 418 0 -100.00
2017-12-31 13F-HR AVP / Avon Products, Inc. Put 200,000 0 -100.00 466 0 -100.00
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 262,000 0 -100.00 2,630 0 -100.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 50,000 0 -100.00 736 0 -100.00
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 35,293 0 -100.00 1,999 0 -100.00
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. Put 20,000 0 -100.00 1,910 0 -100.00
2017-12-31 13F-HR BBD / Banco Bradesco S.A. 2,000 0 -100.00 22 0 -100.00
2017-12-31 13F-HR BBD / Banco Bradesco S.A. Put 50,000 0 -100.00 554 0 -100.00
2017-12-31 13F-HR MOD / Modine Manufacturing Co. 93,653 0 -100.00 1,803 0 -100.00
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 297,261 0 -100.00 4,753 0 -100.00
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF Call 75,500 0 -100.00 6,031 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 109,500 0 -100.00 5,835 0 -100.00
2017-12-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 38,577 0 -100.00 2,120 0 -100.00
2017-12-31 13F-HR PRTY / Party City Holdco Inc. 265,982 0 -100.00 3,604 0 -100.00
2017-12-31 13F-HR ELEC / Electrum Special Acquisition Corporation 77,874 0 -100.00 798 0 -100.00
2017-12-31 13F-HR VIAB / Viacom, Inc. 42,000 0 -100.00 1,169 0 -100.00
2017-12-31 13F-HR VIAB / Viacom, Inc. Put 50,000 0 -100.00 1,392 0 -100.00