InvestorIonic Capital Management LLC
Portfolio Value $ 1,685,847,000
Current Positions204
Opened Positions5
Closed Positions111


Latest Holdings, Performance, AUM (from 13F, 13D)

Ionic Capital Management LLC - Portfolio Value

Ionic Capital Management LLC has disclosed 204 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,685,847,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Ionic Capital Management LLC's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares iBoxx $ High Yield Corporate Bond ETF (NYSE:HYG) , SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares MSCI EAFE ETF (NYSE:EFA) , and iShares JPMorgan USD Emerging Markets Bond Fund (NASDAQ:EMB) . Ionic Capital Management LLC's new positions include Constellation Brands, Inc. (NYSE:STZ) , International Game Technology PLC (NYSE:IGT) , Dominion Resources, Inc. (NYSE:D) , Jazz Pharmaceuticals, Inc. (NASDAQ:JAZZ) , and Alteryx Inc. (NYSE:AYX) .

All Ionic Capital Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR K / Kellogg Co. 69.81 0 5,400 0 377
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.93 0 14,000 0 1,063
2018-06-30 13F-HR AAPL / Apple, Inc. 185.09 0 8,250 0 1,527
2018-06-30 13F-HR UBS AG LONDON BRH / NT AMZI 46 (90274D259) 40,251 0 -100.00 1,134 0
2018-06-30 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 5,915
2018-06-30 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.62 841,579 13,145
2018-06-30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 13.36 39,743 531
2018-06-30 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 103.20 10,000 1,032
2018-06-30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 4.15 499,425 2,073
2018-06-30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.03 301,732 1,518
2018-06-30 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 4.82 158,310 763
2018-06-30 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 2.26 285,341 645
2018-06-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 355.02 13,915 27,049 94.39 4,755 9,603 101.96
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Put 95.20 0 50,000 0 4,760
2018-06-30 13F-HR PAH / Platform Specialty Products Corp. 11.60 0 210,300 0 2,439
2018-06-30 13F-HR DTE / DTE Energy Co. 51.67 63,976 78,921 23.36 3,327 4,078 22.57
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF 42.97 173,522 185,822 7.09 8,197 7,985 -2.59
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF Call 42.97 0 30,000 0 1,289
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF Put 42.97 400,000 400,000 0.00 18,896 17,188 -9.04
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.21 60,150 1,643 -97.27 2,904 71 -97.56
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 43.33 0 735,000 0 31,848
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 43.33 0 100,000 0 4,333
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 32.05 31,000 102,000 229.03 1,391 3,269 135.01
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 32.05 0 40,000 0 1,282
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 32.05 100,000 190,000 90.00 4,488 6,090 35.70
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.55 770 79,779 10,260.91 14 1,799 12,750.00
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 66.97 210,200 151,000 -28.16 14,647 10,112 -30.96
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Call 66.97 0 150,000 0 10,046
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Put 66.97 700,000 900,000 28.57 48,776 60,273 23.57
2018-06-30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 73.40 36,272 19,672 -45.77 2,412 1,444 -40.13
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Put 75.93 0 43,500 0 3,303
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 109.27 56,300 93,574 66.21 6,587 10,225 55.23
2018-06-30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF Put 32.71 75,000 75,000 0.00 2,411 2,453 1.74
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.88 46,580 37,600 -19.28 6,325 5,673 -10.31
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Call 150.87 230,000 180,000 -21.74 31,229 27,157 -13.04
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Put 150.85 30,000 20,000 -33.33 4,073 3,017 -25.93
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.53 0 45,000 0 2,319
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Call 51.55 0 20,000 0 1,031
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 51.53 0 70,000 0 3,607
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.28 259 19,301 7,352.12 68 5,236 7,600.00
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 271.28 30,000 1,257,300 4,091.00 7,895 341,080 4,220.20
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 271.28 465,000 427,000 -8.17 122,365 115,837 -5.33
2018-06-30 13F-HR TPX / Tempur Sealy International, Inc. 48.06 31,500 32,000 1.59 1,427 1,538 7.78
2018-06-30 13F-HR TPX / Tempur Sealy International, Inc. Put 48.06 50,000 50,000 0.00 2,265 2,403 6.09
2018-06-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 13.29 16,398 28,073 71.20 215 373 73.49
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.32 186,627 248,966 33.40 885 1,076 21.58
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Call 85.09 100,000 70,000 -30.00 8,564 5,956 -30.45
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 85.08 2,723,900 2,564,000 -5.87 233,275 218,145 -6.49
2018-06-30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.23 20,000 27,153 35.77 243 332 36.63
2018-06-30 13F-HR KODK / Eastman Kodak Co. 0.04 494,508 206,675 -58.21 25 8 -68.00
2018-06-30 13F-HR KODK / Eastman Kodak Co. 0.05 231,280 494,508 113.81 49 25 -48.98
2018-06-30 13F-HR ZNGA / Zynga Inc. 4.07 1,056,300 877,900 -16.89 3,866 3,573 -7.58
2018-06-30 13F-HR RSX / VanEck Vectors ETF TR 21.24 18,500 29,000 56.76 421 616 46.32
2018-06-30 13F-HR RSX / VanEck Vectors ETF TR Put 21.24 50,000 50,000 0.00 1,137 1,062 -6.60
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.97 0 31,000 0 1,611
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 51.96 0 100,000 0 5,196
2018-06-30 13F-HR TSN / Tyson Foods, Inc. 68.89 6,000 4,500 -25.00 439 310 -29.38
2018-06-30 13F-HR AMR / Alta Mesa Resources 6.81 430,850 304,200 -29.40 3,447 2,072 -39.89
2018-06-30 13F-HR FB / Facebook, Inc. 194.42 35,200 4,300 -87.78 5,625 836 -85.14
2018-06-30 13F-HR FB / Facebook, Inc. Call 194.32 0 40,000 0 7,773
2018-06-30 13F-HR FB / Facebook, Inc. Put 194.31 60,000 45,000 -25.00 9,587 8,744 -8.79
2018-06-30 13F-HR TAP / Molson Coors Brewing Co. 68.07 0 5,700 0 388
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.02 63,390 67,679 6.77 824 881 6.92
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.09 0 4,700 0 367
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.25 0 12,375 0 857
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 109,500 75,500 -31.05 9,994 7,445 -25.51
2018-06-30 13F-HR MSFT / Microsoft Corp. Call 98.61 50,000 75,000 50.00 4,563 7,396 62.09
2018-06-30 13F-HR MSFT / Microsoft Corp. Put 98.61 150,000 130,000 -13.33 13,690 12,819 -6.36
2018-06-30 13F-HR NKE / Nike, Inc. 79.69 100,250 16,000 -84.04 6,661 1,275 -80.86
2018-06-30 13F-HR NKE / Nike, Inc. Call 79.68 45,000 37,500 -16.67 2,990 2,988 -0.07
2018-06-30 13F-HR NKE / Nike, Inc. Put 79.70 95,000 20,000 -78.95 6,312 1,594 -74.75
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. Call 47.64 75,000 50,000 -33.33 3,497 2,382 -31.88
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. Put 47.64 50,000 50,000 0.00 2,331 2,382 2.19
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. 33.03 333,373 274,448 -17.68 10,371 9,065 -12.59
2018-06-30 13F-HR IP / International Paper Company 52.10 10,000 10,000 0.00 534 521 -2.43
2018-06-30 13F-HR UNP / Union Pacific Corp. Call 141.67 111,000 61,000 -45.05 14,922 8,642 -42.09
2018-06-30 13F-HR HK / Halcon Resources Corporation 4.39 1,417,227 1,107,327 -21.87 6,902 4,861 -29.57
2018-06-30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.62 74,640 85,365 14.37 876 992 13.24
2018-06-30 13F-HR ROSEU / Rosehill Resources 1.20 99,200 129,000 30.04 82 155 89.02
2018-06-30 13F-HR LIND / Lindblad Expeditions Holdings Inc. 2.56 0 55,900 0 143
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.35 21,200 54,800 158.49 1,341 3,033 126.17
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. Put 55.34 169,000 225,000 33.14 10,689 12,452 16.49
2018-06-30 13F-HR AVGO / Broadcom Limited 242.64 37,600 14,400 -61.70 8,860 3,494 -60.56
2018-06-30 13F-HR EZA / iShares MSCI South Africa ETF 57.59 6,946 6,946 0.00 477 400 -16.14
2018-06-30 13F-HR YHOO / Yahoo! Inc. 73.21 16,191 48,530 199.73 1,199 3,553 196.33
2018-06-30 13F-HR YHOO / Yahoo! Inc. Call 73.20 105,000 30,000 -71.43 7,774 2,196 -71.75
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Call 82.72 0 69,000 0 5,708
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Put 82.73 95,000 45,000 -52.63 7,088 3,723 -47.47
2018-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.95 190,971 147,767 -22.62 1,516 1,175 -22.49
2018-06-30 13F-HR NXEO / Nexeo Solutions, Inc. 9.13 920,084 467,515 -49.19 525 4,268 712.95
2018-06-30 13F-HR NXEO / Nexeo Solutions, Inc. 0.57 595,169 920,084 54.59 6,368 525 -91.76
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 185.51 35,000 23,400 -33.14 6,424 4,341 -32.43
2018-06-30 13F-HR GE / General Electric Co. Call 13.62 50,000 50,000 0.00 674 681 1.04
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation 20.30 586,416 539,614 -7.98 11,904 10,954 -7.98
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation Call 52.69 120,200 176,400 46.76 6,338 9,295 46.66
2018-06-30 13F-HR CCK / Crown Holdings, Inc. 44.76 225,200 198,900 -11.68 11,429 8,903 -22.10
2018-06-30 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.06 327,433 327,433 0.00 37 20 -45.95
2018-06-30 13F-HR D / Dominion Resources, Inc. 46.21 397,200 422,543 6.38 18,395 19,526 6.15
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 0 262,000 0 7,386
2018-06-30 13F-HR BAC / Bank of America Corp. Put 28.19 25,000 370,000 1,380.00 750 10,430 1,290.67
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 12.71 66,000 29,106 -55.90 775 370 -52.26
2018-06-30 13F-HR NOMD / Nomad Foods Ltd. 19.19 817,971 408,150 -50.10 12,875 7,832 -39.17
2018-06-30 13F-HR AGFSW / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19 0.37 1,204,234 1,224,851 1.71 602 453 -24.75
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 43.08 83,100 10,400 -87.48 2,927 448 -84.69
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 43.06 250,000 50,000 -80.00 8,805 2,153 -75.55
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.15 14,400 6,500 -54.86 1,507 690 -54.21
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Put 106.20 25,000 10,000 -60.00 2,617 1,062 -59.42
2018-06-30 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 15.47 99,147 98,250 -0.90 1,581 1,520 -3.86
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.31 0 123,715 0 2,760
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 22.31 80,000 80,000 0.00 1,758 1,785 1.54
2018-06-30 13F-HR KO / Coca Cola Co. 43.87 0 7,500 0 329
2018-06-30 13F-HR PCTY / Paylocity Holding Corporation Call 58.85 40,000 40,000 0.00 2,049 2,354 14.89
2018-06-30 13F-HR NUAN / Nuance Communications, Inc. 13.89 562,263 427,563 -23.96 8,856 5,937 -32.96
2018-06-30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.47 81,992 61,402 -25.11 27 29 7.41
2018-06-30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 106.77 279,100 535,350 91.81 31,488 57,159 81.53
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Call 43.04 65,000 85,000 30.77 2,788 3,658 31.21
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. Put 43.05 10,000 20,000 100.00 429 861 100.70
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 84.57 99,493 24,051 -75.83 7,284 2,034 -72.08
2018-06-30 13F-HR EA / Electronic Arts Inc. 141.00 12,377 16,000 29.27 1,501 2,256 50.30
2018-06-30 13F-HR EA / Electronic Arts Inc. Call 141.02 95,100 120,000 26.18 11,530 16,922 46.76
2018-06-30 13F-HR EA / Electronic Arts Inc. Put 141.02 49,500 50,000 1.01 6,001 7,051 17.50
2018-06-30 13F-HR UN / Unilever N.V. 55.74 0 12,900 0 719
2018-06-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.46 70,664 70,918 0.36 748 742 -0.80
2018-06-30 13F-HR ACWI / iShares MSCI ACWI ETF 71.10 24,000 10,000 -58.33 1,721 711 -58.69
2018-06-30 13F-HR TWNK / Hostess Brands, Inc. 1.70 625,531 722,179 15.45 1,476 1,228 -16.80
2018-06-30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 3.90 665,942 800,385 20.19 1,532 3,122 103.79
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF Put 83.44 0 27,000 0 2,253
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.27 0 30,000 0 518
2018-06-30 13F-HR MAIN / Main Street Capital Corp. Call 38.06 50,000 50,000 0.00 1,845 1,903 3.14
2018-06-30 13F-HR USFD / US Foods Holding Corp. 37.82 312,100 179,000 -42.65 10,228 6,770 -33.81
2018-06-30 13F-HR HUN / Huntsman Corp. 29.20 309,635 222,335 -28.19 9,057 6,492 -28.32
2018-06-30 13F-HR AAPL / Apple, Inc. Put 185.11 75,000 45,000 -40.00 12,584 8,330 -33.80
2018-06-30 13F-HR RP / RealPage, Inc. 55.11 86,699 65,799 -24.11 4,465 3,626 -18.79
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 121.72 280,000 280,000 0.00 34,132 34,082 -0.15
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.75 21,000 9,030 -57.00 2,224 991 -55.44
2018-06-30 13F-HR AAL / American Airlines Group Inc. Put 37.96 0 55,000 0 2,088
2018-06-30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.74 30,100 25,800 -14.29 353 303 -14.16
2018-06-30 13F-HR FLXN / Flexion Therapeutics, Inc. 25.85 140,048 93,626 -33.15 3,138 2,420 -22.88
2018-06-30 13F-HR WMT / Walmart, Inc. 85.64 0 3,900 0 334
2018-06-30 13F-HR PMO / Putnam Municipal Opportunities Trust 11.67 15,207 25,188 65.63 177 294 66.10
2018-06-30 13F-HR SHPG / Shire Plc. 168.65 0 2,520 0 425
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. Put 6.77 302,500 286,800 -5.19 1,888 1,942 2.86
2018-06-30 13F-HR TRQ / Turquoise Hill Resources Ltd. 2.84 310,000 310,000 0.00 952 880 -7.56
2018-06-30 13F-HR TRQ / Turquoise Hill Resources Ltd. Put 2.84 325,000 425,000 30.77 998 1,207 20.94
2018-06-30 13F-HR ORCL / Oracle Corp. 44.06 171,933 154,833 -9.95 7,866 6,822 -13.27
2018-06-30 13F-HR XPO / XPO Logistics, Inc. 100.17 63,450 38,753 -38.92 6,460 3,882 -39.91
2018-06-30 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.20 65,882 65,882 0.00 686 672 -2.04
2018-06-30 13F-HR TOL / Toll Brothers, Inc. 36.86 0 3,500 0 129
2018-06-30 13F-HR TOL / Toll Brothers, Inc. Put 36.99 0 75,000 0 2,774
2018-06-30 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 19.18 35,000 15,436 -55.90 767 296 -61.41
2018-06-30 13F-HR SLB / Schlumberger Ltd. Call 67.02 0 50,000 0 3,351
2018-06-30 13F-HR EHI / Western Asset Global High Income Fund Inc. 9.11 39,360 35,447 -9.94 370 323 -12.70
2018-06-30 13F-HR C / Citigroup, Inc. 66.93 88,300 62,800 -28.88 5,960 4,203 -29.48
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.92 117,200 75,800 -35.32 7,467 4,997 -33.08
2018-06-30 13F-HR HLF / Herbalife Ltd. Put 53.72 30,900 77,600 151.13 3,012 4,169 38.41
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.56 40,750 14,750 -63.80 2,234 731 -67.28
2018-06-30 13F-HR VVR / Van Kampen Senior Income Trust 4.28 340,466 375,296 10.23 1,498 1,606 7.21
2018-06-30 13F-HR CSTM / Constellium N.V. 10.30 393,976 473,312 20.14 4,275 4,875 14.04
2018-06-30 13F-HR STLRU / Stellar Acquisition III Inc. 0.26 78,069 78,069 0.00 36 20 -44.44
2018-06-30 13F-HR GLD / SPDR Gold Shares Call 118.66 64,000 64,000 0.00 8,051 7,594 -5.68
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. Call 70.15 63,000 65,000 3.17 4,606 4,560 -1.00
2018-06-30 13F-HR WMGIZ / Wright Medical Group N.V. 25.96 280,105 136,705 -51.20 5,557 3,549 -36.13
2018-06-30 13F-HR WB / Weibo Corporation Call 88.70 17,200 6,900 -59.88 2,056 612 -70.23
2018-06-30 13F-HR SINA / Sina Corp. 84.60 12,822 5,130 -59.99 1,337 434 -67.54
2018-06-30 13F-HR GTN.A / Gray Television, Inc. 15.80 249,374 166,574 -33.20 3,167 2,632 -16.89
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. Put 150,000 0 -100.00 8,222 0 -100.00
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. Put 60,000 0 -100.00 4,168 0 -100.00
2018-06-30 13F-HR F / Ford Motor Co. Put 175,000 0 -100.00 1,939 0 -100.00
2018-06-30 13F-HR MBI / MBIA, Inc. Call 50,000 0 -100.00 463 0 -100.00
2018-06-30 13F-HR CVX / Chevron Corp. 2,000 0 -100.00 228 0 -100.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 9,945 0 -100.00 551 0 -100.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Put 30,000 0 -100.00 1,662 0 -100.00
2018-06-30 13F-HR DIS / The Walt Disney Co. Call 50,000 0 -100.00 5,022 0 -100.00
2018-06-30 13F-HR DIS / The Walt Disney Co. Put 95,000 0 -100.00 9,542 0 -100.00
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. 32,000 0 -100.00 1,492 0 -100.00
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 250 0 -100.00 15 0 -100.00
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. Put 25,000 0 -100.00 1,510 0 -100.00
2018-06-30 13F-HR BKH / Black Hills Corp. 3,500 0 -100.00 211 0 -100.00
2018-06-30 13F-HR BKH / Black Hills Corp. Put 5,000 0 -100.00 272 0 -100.00
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 95,537 0 -100.00 1,351 0 -100.00
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 150,000 0 -100.00 2,121 0 -100.00
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF Put 135,000 0 -100.00 14,410 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 28,500 0 -100.00 2,696 0 -100.00
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Call 328,100 0 -100.00 13,213 0 -100.00
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF Put 57,900 0 -100.00 2,332 0 -100.00
2018-06-30 13F-HR IYR / iShares U.S. Real Estate ETF Put 50,000 0 -100.00 3,774 0 -100.00
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 23,000 0 -100.00 1,279 0 -100.00
2018-06-30 13F-HR TCB / TCF Financial Corp. Put 123,800 0 -100.00 2,824 0 -100.00
2018-06-30 13F-HR AA / Alcoa Corp. 10,000 0 -100.00 450 0 -100.00
2018-06-30 13F-HR MWA / Mueller Water Products, Inc. 471,119 0 -100.00 5,121 0 -100.00
2018-06-30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 112,527 0 -100.00 981 0
2018-06-30 13F-HR DIS / The Walt Disney Co. 4,650 0 -100.00 467 0 -100.00
2018-06-30 13F-HR F / Ford Motor Co. 110,000 0 -100.00 1,219 0 -100.00
2018-06-30 13F-HR VMW / VMWare, Inc. 61,618 0 -100.00 7,472 0 -100.00
2018-06-30 13F-HR TWTR / Twitter, Inc. 48,000 0 -100.00 1,392 0 -100.00
2018-06-30 13F-HR TWTR / Twitter, Inc. Put 40,000 0 -100.00 1,160 0 -100.00
2018-06-30 13F-HR MRO / Marathon Oil Corp. 3,000 0 -100.00 48 0 -100.00
2018-06-30 13F-HR MRO / Marathon Oil Corp. Put 75,000 0 -100.00 1,210 0 -100.00
2018-06-30 13F-HR SYMC / Symantec Corp. Put 65,000 0 -100.00 1,680 0 -100.00
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 1,750 0 -100.00 122 0 -100.00
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 93,000 0 -100.00 935 0 -100.00
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Put 450,000 0 -100.00 4,523 0 -100.00
2018-06-30 13F-HR CVX / Chevron Corp. Call 22,000 0 -100.00 2,509 0 -100.00
2018-06-30 13F-HR CVX / Chevron Corp. Put 25,000 0 -100.00 2,851 0 -100.00
2018-06-30 13F-HR TSN / Tyson Foods, Inc. Put 70,000 0 -100.00 5,123 0 -100.00
2018-06-30 13F-HR UNP / Union Pacific Corp. Put 50,000 0 -100.00 6,722 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley 3,500 0 -100.00 189 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley Put 32,500 0 -100.00 1,754 0 -100.00
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 12,000 0 -100.00 319 0 -100.00
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 87,500 0 -100.00 2,326 0 -100.00
2018-06-30 13F-HR RYAM / Rayonier Advanced Materials Inc. 26,698 0 -100.00 4,018 0 -100.00
2018-06-30 13F-HR RYAM / Rayonier Advanced Materials Inc. Call 20,000 0 -100.00 429 0 -100.00
2018-06-30 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 45,200 0 -100.00 4,073 0 -100.00
2018-06-30 13F-HR FXY / CurrencyShares Japanese Yen Trust Put 174,900 0 -100.00 15,760 0 -100.00
2018-06-30 13F-HR V / Visa, Inc. 29,200 0 -100.00 3,493 0 -100.00
2018-06-30 13F-HR V / Visa, Inc. Put 60,000 0 -100.00 7,177 0 -100.00
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. Call 60,000 0 -100.00 3,795 0 -100.00
2018-06-30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 42,261 0 -100.00 226 0 -100.00
2018-06-30 13F-HR TSRO / TESARO, Inc. Call 49,000 0 -100.00 2,800 0 -100.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 126,200 0 -100.00 6,827 0 -100.00
2018-06-30 13F-HR MITL / Mitel Networks Corp 1,294,705 0 -100.00 12,015 0 -100.00
2018-06-30 13F-HR PEO / Adams Natural Resources Fund, Inc. 32,808 0 -100.00 597 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. Call 125,300 0 -100.00 11,851 0 -100.00
2018-06-30 13F-HR MRK / Merck & Co., Inc. 12,000 0 -100.00 654 0 -100.00
2018-06-30 13F-HR MRK / Merck & Co., Inc. Put 17,500 0 -100.00 953 0 -100.00
2018-06-30 13F-HR ABX / Barrick Gold Corp. 17,000 0 -100.00 212 0 -100.00
2018-06-30 13F-HR ABX / Barrick Gold Corp. Put 42,500 0 -100.00 529 0 -100.00
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 7,000 0 -100.00 522 0 -100.00
2018-06-30 13F-HR XEVFX / Eaton Vance Senior Income Trust 87,576 0 -100.00 596 0 -100.00
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 13,400 0 -100.00 540 0 -100.00
2018-06-30 13F-HR CISN / Cision Ltd. 116,078 0 -100.00 272 0 -100.00
2018-06-30 13F-HR BAC / Bank of America Corp. Call 25,000 0 -100.00 750 0 -100.00
2018-06-30 13F-HR FXE / CurrencyShares Euro Trust Call 823,000 0 -100.00 97,386 0 -100.00
2018-06-30 13F-HR FXE / CurrencyShares Euro Trust Put 1,022,800 0 -100.00 121,028 0 -100.00
2018-06-30 13F-HR DLPH / Delphi Technologies PLC 153,832 0 -100.00 7,330 0 -100.00
2018-06-30 13F-HR VZ / Verizon Communications, Inc. Call 10,000 0 -100.00 478 0 -100.00
2018-06-30 13F-HR VZ / Verizon Communications, Inc. Put 10,000 0 -100.00 478 0 -100.00
2018-06-30 13F-HR BP / BP Plc Call 65,000 0 -100.00 2,635 0 -100.00
2018-06-30 13F-HR VRTS / Virtus Investment Partners, Inc. 52,840 0 -100.00 5,634 0 -100.00
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Call 60,000 0 -100.00 6,280 0 -100.00
2018-06-30 13F-HR DYN / Dynegy Inc. 140,301 0 -100.00 12,156 0 -100.00
2018-06-30 13F-HR DYN / Dynegy Inc. Put 110,400 0 -100.00 1,493 0 -100.00
2018-06-30 13F-HR FUL / Fuller (H.B.) Co. 78,649 0 -100.00 3,911 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 4,873 0 -100.00 569 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. Call 70,200 0 -100.00 8,192 0 -100.00
2018-06-30 13F-HR RXN / Rexnord Corp. Call 10,000 0 -100.00 297 0 -100.00
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 90,000 0 -100.00 3,170 0 -100.00
2018-06-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 64,112 0 -100.00 1,755 0 -100.00
2018-06-30 13F-HR ASH / Ashland Global Holdings, Inc. 50,000 0 -100.00 3,490 0 -100.00
2018-06-30 13F-HR AAPL / Apple, Inc. Call 25,000 0 -100.00 4,195 0 -100.00
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 40,500 0 -100.00 3,554 0 -100.00
2018-06-30 13F-HR D / Dominion Resources, Inc. Put 45,000 0 -100.00 3,034 0 -100.00
2018-06-30 13F-HR PFE / Pfizer, Inc. 11,600 0 -100.00 412 0 -100.00
2018-06-30 13F-HR PFE / Pfizer, Inc. Put 30,000 0 -100.00 1,065 0 -100.00
2018-06-30 13F-HR AGN / Allergan plc 7,000 0 -100.00 1,178 0 -100.00
2018-06-30 13F-HR AGN / Allergan plc Put 18,000 0 -100.00 3,029 0 -100.00
2018-06-30 13F-HR GG / Goldcorp, Inc. 16,000 0 -100.00 221 0 -100.00
2018-06-30 13F-HR GG / Goldcorp, Inc. Put 60,000 0 -100.00 829 0 -100.00
2018-06-30 13F-HR AMAT / Applied Materials, Inc. Put 55,000 0 -100.00 3,059 0 -100.00
2018-06-30 13F-HR GM / General Motors Company 10,000 0 -100.00 363 0 -100.00
2018-06-30 13F-HR TCB / TCF Financial Corp. 450,626 0 -100.00 2,682 0 -100.00
2018-06-30 13F-HR XISDX / Prudential Short Duration High 70,700 0 -100.00 999 0 -100.00
2018-06-30 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 277,119 0 -100.00 14,885 0 -100.00
2018-06-30 13F-HR AMLP / Alerian ETF 34,833 0 -100.00 326 0 -100.00
2018-06-30 13F-HR ASSURANT INC / 6.50% CONV PFD D (04621X207) 52,780 0 -100.00 5,477 0
2018-06-30 13F-HR AIZ / Assurant, Inc. Put 5,000 0 -100.00 457 0 -100.00
2018-06-30 13F-HR CARB / Carbonite, Inc. 52,800 0 -100.00 1,521 0 -100.00
2018-06-30 13F-HR CBOE / CBOE Holdings, Inc. 4,134 0 -100.00 472 0 -100.00
2018-06-30 13F-HR CBS / CBS Corp. 112,399 0 -100.00 5,776 0 -100.00
2018-06-30 13F-HR ENB / Enbridge Inc. Call 67,200 0 -100.00 2,115 0 -100.00
2018-06-30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Call 10,000 0 -100.00 266 0 -100.00
2018-06-30 13F-HR SYMC / Symantec Corp. 60,000 0 -100.00 1,551 0 -100.00
2018-06-30 13F-HR TWTR / Twitter, Inc. Call 25,000 0 -100.00 725 0 -100.00
2018-06-30 13F-HR VSTE / Vistra Energy Corp. 29,700 0 -100.00 619 0 -100.00
2018-06-30 13F-HR ABT / Abbott Laboratories Call 50,000 0 -100.00 2,996 0 -100.00
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. Put 76.31 21,400 1,633
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 76.32 3,800 290
2018-06-30 13F-HR AGFS / AgroFresh Solutions, Inc. Put 7.01 145,600 1,021
2018-06-30 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 2,085
2018-06-30 13F-HR AYX / Alteryx Inc. 38.16 79,480 3,033
2018-06-30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 15.56 25,000 389
2018-06-30 13F-HR BKN / BlackRock Investment Quality Municipal Trust, Inc. 14.08 21,309 300
2018-06-30 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.21 18,700 247
2018-06-30 13F-HR BLINK CHARGING CO / *W EXP 01/31/202 (09354A118) 1.65 173,000 285
2018-06-30 13F-HR CPB / Campbell Soup Co. 40.58 10,400 422
2018-06-30 13F-HR CHESAPEAKE ENERGY CORP / NOTE 5.500% 9/1 (165167CY1) 3,570
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Call 218.88 40,000 8,755
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 218.95 1,900 416
2018-06-30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 10.91 16,320 178
2018-06-30 13F-HR D / Dominion Resources, Inc. Call 68.18 70,200 4,786
2018-06-30 13F-HR KODK / Eastman Kodak Co. Call 3.80 25,000 95
2018-06-30 13F-HR EXTR / Extreme Networks, Inc. 7.96 299,000 2,380
2018-06-30 13F-HR FDX / FedEx Corp. 227.16 1,554 353
2018-06-30 13F-HR GDS / GDS Holdings Limited ADS Put 40.09 75,000 3,007
2018-06-30 13F-HR GIS / General Mills, Inc. 44.27 7,500 332
2018-06-30 13F-HR GGP / General Growth Properties, Inc. 20.42 61,549 1,257
2018-06-30 13F-HR HES / Hess Corp. Call 66.89 19,000 1,271
2018-06-30 13F-HR IGT / International Game Technology PLC 23.24 257,182 5,977
2018-06-30 13F-HR INVESCO CURNCYSHS JAPANESE Y / JAPANESE YEN (46138W107) 86.50 8,000 692
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) Call 112.06 981,600 109,998
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) Put 112.06 701,300 78,588
2018-06-30 13F-HR INVESCO CURRENCYSHARES EURO / EURO SHS (46138K103) 111.11 297 33
2018-06-30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. Put 172.28 18,900 3,256
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.29 3,400 358
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.91 5,500 346
2018-06-30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 45.36 31,350 1,422
2018-06-30 13F-HR NWL / Newell Brands Inc. Call 25.80 51,900 1,339
2018-06-30 13F-HR PRSP / Perspecta Inc. 20.55 144,200 2,963
2018-06-30 13F-HR PGIM SHORT DURATION HIGH YIE / (69346H100) 14.00 107,660 1,507
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.68 4,400 355
2018-06-30 13F-HR REALPAGE INC / NOTE 1.500%11/1 (75606NAB5) 981
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Call 95.20 25,000 2,380
2018-06-30 13F-HR COH / Coach, Inc. Call 46.69 12,100 565
2018-06-30 13F-HR TOT / Total S.A. Call 60.56 50,000 3,028
2018-06-30 13F-HR TRCO / Tribune Media Company 38.26 18,715 716
2018-06-30 13F-HR VSTE / Vistra Energy Corp. Put 23.63 13,500 319
2018-06-30 13F-HR VISTRA ENERGY CORP / UNIT 02/02/2024 (92840M300) 94.65 105,447 9,981
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 60.00 5,600 336
2018-06-30 13F-HR XL / XL Group Ltd. 55.95 18,356 1,027