InvestorIntellectus Partners, LLC
Portfolio Value $ 268,530,000
Current Positions630
Opened Positions5
Closed Positions190


Latest Holdings, Performance, AUM (from 13F, 13D)

Intellectus Partners, LLC has disclosed 630 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 268,530,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Intellectus Partners, LLC's top holdings are Facebook, Inc. (NASDAQ:FB) , Apple, Inc. (NASDAQ:AAPL) , Xunlei Limited (NASDAQ:XNET) , Delta Air Lines, Inc. (NYSE:DAL) , and Sorrento Therapeutics, Inc. (NASDAQ:SRNE) . Intellectus Partners, LLC's new positions include Xunlei Limited (NASDAQ:XNET) , 58.com Inc. (NYSE:WUBA) , First Trust MLP and Energy Income Fund (NYSE:FEI) , Aptiv PLC (NYSE:APTV) , and CDK Global, Inc. (NASDAQ:CDK) .

All Intellectus Partners, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 13, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR XNET / Xunlei Limited 15.39 662,985 10,203
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.10 4,482 16,340 264.57 288 1,080 275.00
2017-12-31 13F-HR HSY / Hershey Company (The) 113.49 1,337 6,203 363.95 146 704 382.19
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 99.23 18,644 19,037 2.11 1,457 1,889 29.65
2017-12-31 13F-HR PEP / PepsiCo, Inc. 120.70 4,783 7,622 59.36 533 920 72.61
2017-12-31 13F-HR DIS / The Walt Disney Co. 108.09 2,870 6,180 115.33 283 668 136.04
2017-12-31 13F-HR APTV / Aptiv PLC 84.82 4,256 361
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.23 11,489 12,173 5.95 2,106 2,413 14.58
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.69 3,962 7,534 90.16 324 623 92.28
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.63 37,093 36,373 -1.94 2,375 2,678 12.76
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 65,816 66,326 0.77 1,668 1,958 17.39
2017-12-31 13F-HR CLDR / Cloudera, Inc. 16.52 50,720 67,858 33.79 843 1,121 32.98
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.26 3,438 245
2017-12-31 13F-HR KO / Coca Cola Co. 45.84 4,669 9,903 112.10 212 454 114.15
2017-12-31 13F-HR ACWI / iShares MSCI ACWI ETF 72.03 2,846 205
2017-12-31 13F-HR LB / L Brands, Inc. 60.20 10,595 10,250 -3.26 441 617 39.91
2017-12-31 13F-HR C / Citigroup, Inc. 74.40 32,637 34,138 4.60 2,374 2,540 6.99
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.28 3,456 3,341 -3.33 3,365 3,519 4.58
2017-12-31 13F-HR SOGO / Sogou Inc. 11.60 10,000 116
2017-12-31 13F-HR DB / Deutsche Bank AG 19.03 70,152 68,989 -1.66 1,212 1,313 8.33
2017-12-31 13F-HR K / Kellogg Co. 67.98 4,937 5,840 18.29 308 397 28.90
2017-12-31 13F-HR MCK / McKesson Corp. 156.27 4,739 5,177 9.24 730 809 10.82
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 63.94 1,001 64
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.95 4,425 5,160 16.61 368 428 16.30
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 31,000 43,600 40.65 395 448 13.42
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.58 6,025 6,025 0.00 800 847 5.88
2017-12-31 13F-HR MAC / Macerich Company (THE) 65.71 700 46
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.45 12,670 12,672 0.02 680 728 7.06
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 67.62 350 1,050 200.00 29 71 144.83
2017-12-31 13F-HR MMM / 3M Co. 235.34 1,381 1,381 0.00 290 325 12.07
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 18.28 1,477 27
2017-12-31 13F-HR SYY / SYSCO Corp. 60.80 5,376 5,214 -3.01 290 317 9.31
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.45 2,200 23
2017-12-31 13F-HR UQM / UQM Technologies, Inc. 1.38 26,000 37,000 42.31 30 51 70.00
2017-12-31 13F-HR FTCS / First Trust Exchange-Traded Fund 51.01 19,096 18,096 -5.24 905 923 1.99
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.90 4,811 4,820 0.19 238 255 7.14
2017-12-31 13F-HR Call ANDV @ $110.0 Exp Feb 16, 2018 / Derivative Call (03349M905) 6.67 1,200 8
2017-12-31 13F-HR APA / Apache Corp. Call 7.00 1,000 7
2017-12-31 13F-HR BIDU / Baidu, Inc. Call 25.33 1,500 38
2017-12-31 13F-HR RXII / RXI Pharmaceuticals Corporation 0.55 20,000 11
2017-12-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 1.00 1,000 1
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.56 676 676 0.00 156 166 6.41
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.73 1,884 1,884 0.00 176 186 5.68
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.54 4,373 4,381 0.18 358 366 2.23
2017-12-31 13F-HR AGTC / Applied Genetic Technologies Corp 3.50 2,000 7
2017-12-31 13F-HR CTSO / Cytosorbents Corp 7.00 1,000 7
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 65.22 92 6
2017-12-31 13F-HR PRGO / Perrigo Company plc 84.51 71 6
2017-12-31 13F-HR ORCL / Oracle Corp. 47.27 44,501 45,632 2.54 2,152 2,157 0.23
2017-12-31 13F-HR PDCE / PDC Energy, Inc. 51.50 2,000 2,000 0.00 98 103 5.10
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.00 200 5
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 0.60 5,000 3
2017-12-31 13F-HR Call DWDP @ $75.0 Exp Feb 16, 2018 / Derivative Call (26078J900) 0.00 700 0
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.48 353 353 0.00 47 51 8.51
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 36.41 2,447 2,472 1.02 86 90 4.65
2017-12-31 13F-HR NTNX / Nutanix, Inc. 31.58 95 3
2017-12-31 13F-HR INVH / Invitation Homes Inc. 19.61 102 2
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 125.00 16 2
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.19 465 466 0.22 61 63 3.28
2017-12-31 13F-HR CBG / CBRE Group, Inc. 42.11 285 285 0.00 11 12 9.09
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 78.31 166 166 0.00 12 13 8.33
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 19.00 1,000 1,000 0.00 18 19 5.56
2017-12-31 13F-HR ALL / Allstate Corp. (The) 101.12 89 89 0.00 8 9 12.50
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.50 1,600 1,600 0.00 27 28 3.70
2017-12-31 13F-HR AET / Aetna, Inc. 190.48 42 42 0.00 7 8 14.29
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 80.00 100 100 0.00 7 8 14.29
2017-12-31 13F-HR FB / Facebook, Inc. Call 1.70 20,500 23,500 14.63 52 40 -23.08
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.84 401 401 0.00 25 26 4.00
2017-12-31 13F-HR IP / International Paper Company 57.40 662 662 0.00 38 38 0.00
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.00 500 500 0.00 24 24 0.00
2017-12-31 13F-HR DST / DST Systems, Inc. 64.10 78 78 0.00 4 5 25.00
2017-12-31 13F-HR FFIV / F5 Networks, Inc. Call 1.00 1,000 1
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 32.83 396 396 0.00 13 13 0.00
2017-12-31 13F-HR HCA / HCA Holdings Inc. 81.63 49 49 0.00 4 4 0.00
2017-12-31 13F-HR FDS / FactSet Research Systems, Inc. 200.00 30 30 0.00 5 6 20.00
2017-12-31 13F-HR DXC / DXC Technology Company 250.00 4 1
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.72 57 57 0.00 5 5 0.00
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. 24.05 291 291 0.00 6 7 16.67
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 87.72 57 57 0.00 5 5 0.00
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 103.45 29 29 0.00 3 3 0.00
2017-12-31 13F-HR WRB / Berkley (W.R.) Corp. 80.00 50 50 0.00 3 4 33.33
2017-12-31 13F-HR UNM / Unum Group 55.56 54 54 0.00 3 3 0.00
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.05 830 830 0.00 10 10 0.00
2017-12-31 13F-HR Call SPY @ $232.0 Exp Mar 16, 2018 / Derivative Call (78462F903) 36.00 2,000 72
2017-12-31 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13.42 596 596 0.00 8 8 0.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 142.86 7 7 0.00 1 1 0.00
2017-12-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR MFGP / Micro Focus International plc 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TCRX / THL Credit, Inc. 9.11 1,493 1,537 2.95 14 14 0.00
2017-12-31 13F-HR SQ / Square, Inc. Call 4.60 33,000 10,000 -69.70 77 46 -40.26
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 6.44 1,213 1,242 2.39 8 8 0.00
2017-12-31 13F-HR OA / Orbital ATK, Inc. 127.66 47 47 0.00 6 6 0.00
2017-12-31 13F-HR Currencyshares Swiss / ETF (23129V109) 100.00 100 10
2017-12-31 13F-HR Barclays BK PLC / ETF (06746L422) 0.00 12 0
2017-12-31 13F-HR RBCN / Rubicon Technology, Inc. 7.50 400 400 0.00 3 3 0.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 8.00 500 4
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 0.00 500 0
2017-12-31 13F-HR JBL / Jabil Circuit, Inc. 27.93 179 179 0.00 5 5 0.00
2017-12-31 13F-HR AMGN / Amgen Inc. Put 0.00 1,500 0
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 36.36 55 55 0.00 2 2 0.00
2017-12-31 13F-HR SO / Southern Co. (The) 47.31 613 613 0.00 30 29 -3.33
2017-12-31 13F-HR ANET / Arista Networks, Inc. 242.42 46 33 -28.26 9 8 -11.11
2017-12-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 0.00 1,900 0
2017-12-31 13F-HR CELG / Celgene Corp. Put 0.00 500 0
2017-12-31 13F-HR Put DWDP @ $67.5 Exp Feb 16, 2018 / Derivative Put (26078J950) 1.43 700 1
2017-12-31 13F-HR MFS High Yield Mun / ETF (59318E102) 4.65 14,850 69
2017-12-31 13F-HR SREV / ServiceSource International, Inc. 3.00 5,000 5,000 0.00 17 15 -11.76
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.33 843 843 0.00 36 34 -5.56
2017-12-31 13F-HR FB / Facebook, Inc. Put 0.83 23,000 23,000 0.00 86 19 -77.91
2017-12-31 13F-HR HD / Home Depot, Inc. (The) Put 1.25 800 1
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 21.20 2,500 2,500 0.00 56 53 -5.36
2017-12-31 13F-HR ODP / Office Depot, Inc. 3.51 3,423 3,423 0.00 16 12 -25.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.54 2,050 2,050 0.00 83 79 -4.82
2017-12-31 13F-HR SYN / Synthetic Biologics, Inc. 0.54 9,187 9,187 0.00 9 5 -44.44
2017-12-31 13F-HR KLAC / KLA-Tencor Corp. 105.07 5,625 5,625 0.00 596 591 -0.84
2017-12-31 13F-HR ATHX / Athersys, Inc. 1.82 22,000 22,000 0.00 45 40 -11.11
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 3.14 14,000 14,000 0.00 54 44 -18.52
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 158.27 253 139 -45.06 37 22 -40.54
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.68 1,878 1,508 -19.70 105 90 -14.29
2017-12-31 13F-HR T / AT & T, Inc. 38.87 31,951 31,774 -0.55 1,252 1,235 -1.36
2017-12-31 13F-HR BTX / BioTime, Inc. 2.16 35,212 35,212 0.00 100 76 -24.00
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.37 500 126 -74.80 40 10 -75.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. Put 1.67 3,000 5
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 0.00 1,200 0
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.82 22,976 22,305 -2.92 3,933 3,877 -1.42
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 6.82 8,000 6,893 -13.84 94 47 -50.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 33.79 9,981 8,731 -12.52 355 295 -16.90
2017-12-31 13F-HR CA / CA, Inc. 33.18 6,701 4,701 -29.85 224 156 -30.36
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.37 3,937 4,053 2.95 1,343 1,262 -6.03
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.70 16,648 14,474 -13.06 2,164 2,022 -6.56
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 15.86 80,000 70,000 -12.50 1,279 1,110 -13.21
2017-12-31 13F-HR BlackRock Build Amer / ETF (09248X100) 23.32 63,005 1,469
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.63 16,838 15,972 -5.14 1,364 1,144 -16.13
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.05 23,695 10,858 -54.18 454 196 -56.83
2017-12-31 13F-HR Doubleline / ETF (258623107) 22.19 65,743 1,459
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.13 51,100 51,100 0.00 40 109 172.50
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 57 57 0.00 0 0
2017-12-31 13F-HR MNK / Maillinckrodt plc. 20.73 193 193 0.00 7 4 -42.86
2017-12-31 13F-HR IT / Gartner, Inc. 123.06 4,252 4,242 -0.24 529 522 -1.32
2017-12-31 13F-HR PVH / PVH Corp. 127.66 47 47 0.00 6 6 0.00
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.19 65,127 66,811 2.59 1,384 1,349 -2.53
2017-12-31 13F-HR DBA / PowerShares DB Agriculture Fund 18.70 5,187 5,187 0.00 98 97 -1.02
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.11 6,009 5,563 -7.42 233 212 -9.01
2017-12-31 13F-HR CNC / Centene Corp. 100.00 140 140 0.00 14 14 0.00
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.02 37,217 38,415 3.22 1,242 1,230 -0.97
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,737.17 581 643 10.67 1,064 1,117 4.98
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.47 2,712 2,785 2.69 59 57 -3.39
2017-12-31 13F-HR SLV / iShares Silver Trust 16.21 1,542 1,542 0.00 24 25 4.17
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.76 8,771 27,557 214.18 2,926 2,942 0.55
2017-12-31 13F-HR KGC / Kinross Gold Corp. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR CYTX / Cytori Therapeutics, Inc. 0.30 20,000 20,000 0.00 7 6 -14.29
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.94 18,738 18,678 -0.32 817 858 5.02
2017-12-31 13F-HR MMLP / Martin Midstream Partners L.P. 14.06 1,582 1,636 3.41 25 23 -8.00
2017-12-31 13F-HR EDZ / Direxion Daily Emerging Markets Bear 3X Shares 9.05 26,000 21,000 -19.23 291 190 -34.71
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 61,607 61,350 -0.42 9,495 10,382 9.34
2017-12-31 13F-HR SNAP / Snapchat, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.62 9,199 9,433 2.54 57 53 -7.02
2017-12-31 13F-HR TTEK / Tetra Tech, Inc. 48.08 4,201 4,201 0.00 196 202 3.06
2017-12-31 13F-HR SU / Suncor Energy Inc. 36.69 12,400 12,400 0.00 434 455 4.84
2017-12-31 13F-HR GIS / General Mills, Inc. 59.32 7,849 11,126 41.75 406 660 62.56
2017-12-31 13F-HR ARNC / Arconic Inc. 1,250 0 -100.00 13 0 -100.00
2017-12-31 13F-HR ENO / Entergy New Orleans, Inc. 1,090 0 -100.00 29 0 -100.00
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 3,000 0 -100.00 75 0 -100.00
2017-12-31 13F-HR ALL.PRE / Allstate Corp. (The) 547 0 -100.00 15 0 -100.00
2017-12-31 13F-HR PSA / Public Storage 53 0 -100.00 1 0 -100.00
2017-12-31 13F-HR KIM / Kimco Realty Corporation 375 0 -100.00 10 0 -100.00
2017-12-31 13F-HR PSB.PRV / PS Business Parks, Inc. 46 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GPJ / Georgia Power Co. 1,755 0 -100.00 44 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 2,225 0 -100.00 27 0 -100.00
2017-12-31 13F-HR C.PRL / Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 1,806 0 -100.00 49 0 -100.00
2017-12-31 13F-HR DDR Corp Depositary / Equity (23317H870) 395 0 -100.00 10 0
2017-12-31 13F-HR GS.PRC / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series C 300 0 -100.00 7 0 -100.00
2017-12-31 13F-HR Kimco RLTY Corp Dep / Equity (49446R737) 2,437 0 -100.00 61 0
2017-12-31 13F-HR American Finl Group / Equity (025932708) 210 0 -100.00 6 0
2017-12-31 13F-HR Axis Capital / Equity (05461T305) 95 0 -100.00 2 0
2017-12-31 13F-HR Capital One / Equity (14040H865) 512 0 -100.00 13 0
2017-12-31 13F-HR Public Storage PFD / Equity (74460W685) 779 0 -100.00 20 0
2017-12-31 13F-HR Senior HSG PPTYS TR / Equity (81721M307) 1,368 0 -100.00 37 0
2017-12-31 13F-HR Southern Co JR Sub / Equity (842587305) 1,790 0 -100.00 46 0
2017-12-31 13F-HR Third Point Partners Qualified / Equity (124997388) 418,792 0 -100.00 419 0
2017-12-31 13F-HR Ventas RLTY LTD / Equity (92276M204) 497 0 -100.00 13 0
2017-12-31 13F-HR C.PRC / Citigroup, Inc., 5.80% Dep Shares Non-Cumulative Preferred Stock Series C 2,338 0 -100.00 60 0 -100.00
2017-12-31 13F-HR TMK / Torchmark Corp. 1,339 0 -100.00 36 0 -100.00
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Call 100 0 -100.00 0 0
2017-12-31 13F-HR GES / Guess ? Inc. 4,057 0 -100.00 69 0 -100.00
2017-12-31 13F-HR JPM.PRB / JPMorgan Chase & Co., Preferred B 2,982 0 -100.00 80 0 -100.00
2017-12-31 13F-HR MAT / Mattel, Inc. 500 0 -100.00 8 0 -100.00
2017-12-31 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 6,372 0 -100.00 183 0 -100.00
2017-12-31 13F-HR WU / Western Union Co. (The) 1,000 0 -100.00 19 0 -100.00
2017-12-31 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 3,439 0 -100.00 88 0 -100.00
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 860 0 -100.00 22 0 -100.00
2017-12-31 13F-HR CTV / Qwest Corporation, 6.875% Bonds due 10/1/2054 266 0 -100.00 7 0 -100.00
2017-12-31 13F-HR PRH / Prudential Financial, 5.70% Junior Subordinated Bonds due 3/15/2053 1,147 0 -100.00 30 0 -100.00
2017-12-31 13F-HR USB.PRO / U.S. Bancorp, 5.15% Dep Shares Non-Cumulative Perpetual Preferred Stock Series H 1,018 0 -100.00 27 0 -100.00
2017-12-31 13F-HR PJH / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052 866 0 -100.00 22 0 -100.00
2017-12-31 13F-HR IPL.PRD / Interstate Power & Light Co. 1,759 0 -100.00 44 0 -100.00
2017-12-31 13F-HR HFC / HollyFrontier Corp. 500 0 -100.00 18 0 -100.00
2017-12-31 13F-HR TCEHY / Tencent Holding Ltd. 9,278 0 -100.00 399 0 -100.00
2017-12-31 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 540 0 -100.00 45 0 -100.00
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 1,848 0 -100.00 46 0 -100.00
2017-12-31 13F-HR AEB / AEGON N.V., Floating Rate Perpetual Capital Securities 187 0 -100.00 5 0 -100.00
2017-12-31 13F-HR AOLS / Aeolus Pharmaceuticals, Inc. 170 0 -100.00 0 0
2017-12-31 13F-HR SCHW.PRC / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Preferred Stock Series C 5,612 0 -100.00 152 0 -100.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. Call 1,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ALL.PRD / Allstate Corp. (The) 823 0 -100.00 21 0 -100.00
2017-12-31 13F-HR RPAI.PRA / Retail Properties of America Inc 3,000 0 -100.00 78 0 -100.00
2017-12-31 13F-HR HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42 681 0 -100.00 21 0 -100.00
2017-12-31 13F-HR RZA / Reinsurance Group of America, Inc. 6.20% Fixed/Float Sub Debentures due 9/15/2042 598 0 -100.00 17 0 -100.00
2017-12-31 13F-HR C.PRJ / Citigroup, Inc., 7.125% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser J 1,411 0 -100.00 42 0 -100.00
2017-12-31 13F-HR WFC.PRX / Wells Fargo & Co., 5.50% Dep Shares Non-Cumul Class A Preferred Stock Series X 648 0 -100.00 17 0 -100.00
2017-12-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 2,011 0 -100.00 51 0 -100.00
2017-12-31 13F-HR ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities 1,728 0 -100.00 45 0 -100.00
2017-12-31 13F-HR PPL / PPL Corp. 90 0 -100.00 2 0 -100.00
2017-12-31 13F-HR WUBA / 58.com Inc. 71.58 21,038 1,506
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 15.65 87,451 1,369
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.77 5,731 9,750 70.13 1,359 2,484 82.78
2017-12-31 13F-HR SRNE / Sorrento Therapeutics, Inc. 3.80 1,541,895 1,532,448 -0.61 2,621 5,823 122.17
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.19 1,837 11,277 513.88 455 2,641 480.44
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 99,406 106,021 6.65 4,793 5,937 23.87
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.35 76,100 90,587 19.04 1,196 1,481 23.83
2017-12-31 13F-HR MON / Monsanto Co. 116.71 152 2,699 1,675.66 18 315 1,650.00
2017-12-31 13F-HR HDGE / Active Bear ETF/The 7.83 71,450 35,000 -51.01 661 274 -58.55
2017-12-31 13F-HR AGN / Allergan plc 163.62 9,111 12,755 40.00 1,867 2,087 11.78
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.13 4,768 6,472 35.74 573 771 34.55
2017-12-31 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.30 29,360 39,056 33.02 689 910 32.08
2017-12-31 13F-HR CMI / Cummins, Inc. 176.76 2,856 3,468 21.43 480 613 27.71
2017-12-31 13F-HR MO / Altria Group, Inc. 72.11 3,905 5,325 36.36 250 384 53.60
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.39 1,736 3,090 78.00 190 338 77.89
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.34 8,761 10,464 19.44 600 736 22.67
2017-12-31 13F-HR DG / Dollar General Corp. 93.00 15,199 14,871 -2.16 1,232 1,383 12.26
2017-12-31 13F-HR AMLP / Alerian ETF 10.78 27,633 40,901 48.02 310 441 42.26
2017-12-31 13F-HR STX / Seagate Technology PLC 42.48 26,613 24,104 -9.43 900 1,024 13.78
2017-12-31 13F-HR MCD / McDonald's Corp. 172.15 8,667 8,597 -0.81 1,358 1,480 8.98
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.55 13,467 13,545 0.58 358 468 30.73
2017-12-31 13F-HR PPG / PPG Industries, Inc. 116.85 4,902 5,417 10.51 533 633 18.76
2017-12-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 2.13 246,620 191,326 -22.42 298 408 36.91
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.39 7,516 7,517 0.01 1,065 1,153 8.26
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.93 6,930 8,553 23.42 487 581 19.30
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.03 12,200 12,150 -0.41 206 292 41.75
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 95.10 5,585 5,689 1.86 464 541 16.59
2017-12-31 13F-HR Delphi Technologies / Equity (G2709G107) 52.52 1,409 74
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.82 1,676 2,648 58.00 99 169 70.71
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.37 6,267 6,267 0.00 274 347 26.64
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 409.75 1,313 1,313 0.00 470 538 14.47
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.54 8,742 8,392 -4.00 489 550 12.47
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.17 5,800 5,800 0.00 886 929 4.85
2017-12-31 13F-HR AGN / Allergan plc Call 17.50 800 14
2017-12-31 13F-HR UYM / ProShares Ultra Basic Materials 74.24 3,300 3,300 0.00 215 245 13.95
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.00 20,000 20,000 0.00 209 240 14.83
2017-12-31 13F-HR AVGO / Broadcom Limited 256.99 1,681 1,681 0.00 408 432 5.88
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.39 3,729 3,420 -8.29 334 357 6.89
2017-12-31 13F-HR AMGN / Amgen Inc. Call 0.00 400 0
2017-12-31 13F-HR GNTX / Gentex Corp. 20.98 15,971 15,971 0.00 316 335 6.01
2017-12-31 13F-HR MSI / Motorola Solutions, Inc. 90.83 3,292 3,292 0.00 281 299 6.41
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.78 3,573 3,686 3.16 265 283 6.79
2017-12-31 13F-HR COST / Costco Wholesale Corp. 184.56 243 298 22.63 40 55 37.50
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.15 6,500 6,500 0.00 1,117 1,132 1.34
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.38 1,224 1,224 0.00 126 140 11.11
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 46.00 2,500 2,500 0.00 101 115 13.86
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 22.45 3,920 3,920 0.00 73 88 20.55
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.29 554 554 0.00 124 137 10.48
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.92 101,123 104,226 3.07 1,438 1,451 0.90
2017-12-31 13F-HR CDXC / ChromaDex Corporation 6.00 2,000 12
2017-12-31 13F-HR CVX / Chevron Corp. 125.16 1,550 1,550 0.00 182 194 6.59
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.43 343 343 0.00 43 54 25.58
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.80 1,312 1,312 0.00 117 127 8.55
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 186.88 1,402 1,402 0.00 251 262 4.38
2017-12-31 13F-HR PAYX / Paychex, Inc. 67.90 1,031 1,031 0.00 62 70 12.90
2017-12-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 68.06 720 720 0.00 40 49 22.50
2017-12-31 13F-HR BIIB / Biogen Inc. 318.22 1,327 1,323 -0.30 416 421 1.20
2017-12-31 13F-HR GMF / SPDR S&P Emerging Asia Pacific ETF 104.03 759 769 1.32 75 80 6.67
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.58 482 482 0.00 150 155 3.33
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.67 1,001 2,087 108.49 30 64 113.33
2017-12-31 13F-HR VPL / Vanguard MSCI Pacific ETF 73.08 1,067 1,040 -2.53 73 76 4.11
2017-12-31 13F-HR ZG / Zillow Group, Inc. 40.92 6,354 6,354 0.00 255 260 1.96
2017-12-31 13F-HR CSX / CSX Corp. 54.93 5,480 5,480 0.00 297 301 1.35
2017-12-31 13F-HR WRK / Westrock Company 63.14 586 586 0.00 33 37 12.12
2017-12-31 13F-HR SCI / Service Corp. International 36.98 1,406 1,406 0.00 49 52 6.12
2017-12-31 13F-HR VFH / Vanguard Financials ETF 69.48 806 806 0.00 53 56 5.66
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.73 1,023 1,023 0.00 9 12 33.33
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 133.33 330 330 0.00 41 44 7.32
2017-12-31 13F-HR RDN / Radian Group, Inc. 20.67 1,500 1,500 0.00 28 31 10.71
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.56 2,007 2,007 0.00 249 252 1.20
2017-12-31 13F-HR TGT / Target Corp. 65.12 430 430 0.00 25 28 12.00
2017-12-31 13F-HR TOL / Toll Brothers, Inc. 47.50 400 400 0.00 17 19 11.76
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 18.27 1,602 1,642 2.50 28 30 7.14
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 40.00 1,000 1,000 0.00 38 40 5.26
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 49.06 795 795 0.00 37 39 5.41
2017-12-31 13F-HR SNMX / Senomyx, Inc. 1.33 3,000 3,000 0.00 2 4 100.00
2017-12-31 13F-HR FTNT / Fortinet, Inc. 42.31 260 260 0.00 9 11 22.22
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.11 3,371 3,371 0.00 113 115 1.77
2017-12-31 13F-HR John Hancock Premium Divid FD II / ETF (41013T105) 17.20 5,640 97
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C 40.60 3,177 3,177 0.00 128 129 0.78
2017-12-31 13F-HR MXL / MaxLinear, Inc. 25.71 700 700 0.00 17 18 5.88
2017-12-31 13F-HR VXF / Vanguard Extended Market ETF 110.80 352 352 0.00 38 39 2.63
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.47 877 877 0.00 38 39 2.63
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 98.16 163 163 0.00 15 16 6.67
2017-12-31 13F-HR USM / United States Cellular Corp. 38.28 627 627 0.00 22 24 9.09
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.14 281 185 -34.16 30 25 -16.67
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.56 256 256 0.00 24 26 8.33
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 32.00 2,000 2,000 0.00 62 64 3.23
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 45.00 200 200 0.00 8 9 12.50
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 206.90 29 29 0.00 4 6 50.00
2017-12-31 13F-HR RSG / Republic Services, Inc. 68.18 748 748 0.00 50 51 2.00
2017-12-31 13F-HR URI / United Rentals, Inc. 187.50 32 32 0.00 4 6 50.00
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.00 2,000 2,000 0.00 67 68 1.49
2017-12-31 13F-HR PNR / Pentair plc. 70.08 371 371 0.00 25 26 4.00
2017-12-31 13F-HR VLO / Valero Energy Corp. 88.24 68 68 0.00 5 6 20.00
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.44 156 156 0.00 22 23 4.55
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 209.30 43 43 0.00 8 9 12.50
2017-12-31 13F-HR CCLP / CSI Compressco LP 5.43 2,136 2,209 3.42 11 12 9.09
2017-12-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 28.89 300 900 200.00 25 26 4.00
2017-12-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 91.95 87 87 0.00 7 8 14.29
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. 20.62 873 873 0.00 18 18 0.00
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.24 404 404 0.00 50 51 2.00
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 108.43 83 83 0.00 8 9 12.50
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.08 1,061 1,061 0.00 15 16 6.67
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.83 3,466 3,411 -1.59 112 112 0.00
2017-12-31 13F-HR VAR / Varian Medical Systems, Inc. 115.38 52 52 0.00 5 6 20.00
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 157.14 70 70 0.00 11 11 0.00
2017-12-31 13F-HR OLN / Olin Corp. 34.48 377 377 0.00 13 13 0.00
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.06 2,832 2,832 0.00 37 37 0.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 70.00 100 100 0.00 7 7 0.00
2017-12-31 13F-HR LEA / Lear Corp. 183.10 71 71 0.00 12 13 8.33
2017-12-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.78 713 722 1.26 28 28 0.00
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.71 350 350 0.00 2 2 0.00
2017-12-31 13F-HR AYT / iPath GEMS Asia 8 ETN due on 4/8/2038 42.86 210 210 0.00 9 9 0.00
2017-12-31 13F-HR EMN / Eastman Chemical Company 90.91 121 121 0.00 11 11 0.00
2017-12-31 13F-HR LOGM / LogMein, Inc. 117.65 68 68 0.00 7 8 14.29
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 56.60 106 106 0.00 6 6 0.00
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 19.42 1,219 1,236 1.39 23 24 4.35
2017-12-31 13F-HR AZN / AstraZeneca Plc 35.00 200 200 0.00 7 7 0.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 1,000.00 1 1 0.00 0 1
2017-12-31 13F-HR HPQ / HP Inc. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR IR / Ingersoll-Rand plc 87.50 240 240 0.00 21 21 0.00
2017-12-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR CSRA / CSRA Inc. 0.00 6 0
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 100.00 10 10 0.00 1 1 0.00
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. 0.00 18 18 0.00 0 0
2017-12-31 13F-HR VSM / Versum Materials, Inc. 62.50 16 16 0.00 1 1 0.00
2017-12-31 13F-HR USB / U.S. Bancorp 53.78 3,012 3,012 0.00 162 162 0.00
2017-12-31 13F-HR NK / NantKwest, Inc. 0.00 100 100 0.00 1 0 -100.00
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 28.00 250 250 0.00 7 7 0.00
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.74 620 620 0.00 11 11 0.00
2017-12-31 13F-HR BWA / BorgWarner, Inc. 50.91 1,100 1,100 0.00 56 56 0.00
2017-12-31 13F-HR VMW / VMWare, Inc. Call 4.00 1,000 4
2017-12-31 13F-HR NOK / Nokia Corp. 0.00 95 53 -44.21 1 0 -100.00
2017-12-31 13F-HR Call Z @ $40.0 Exp Feb 16, 2018 / Derivative Call (98954M900) 2.50 800 2
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 82.71 133 133 0.00 13 11 -15.38
2017-12-31 13F-HR BNFT / Benefitfocus, Inc. 25.00 200 200 0.00 7 5 -28.57
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.49 1,575 1,575 0.00 102 100 -1.96
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.00 1,400 1,000 -28.57 14 10 -28.57
2017-12-31 13F-HR INTC / Intel Corp. Put 0.67 1,500 1
2017-12-31 13F-HR Put SPY @ $265.0 Exp Mar 16, 2018 / Derivative Put (78462F953) 4.11 9,000 37
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.73 820 820 0.00 20 17 -15.00
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.46 564 564 0.00 23 20 -13.04
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.80 818 702 -14.18 160 155 -3.12
2017-12-31 13F-HR GM / General Motors Company 40.78 1,426 1,226 -14.03 58 50 -13.79
2017-12-31 13F-HR RWM / ProShares Short Russell2000 42.24 6,250 6,250 0.00 273 264 -3.30
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 8.00 6,000 6,000 0.00 51 48 -5.88
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 82.00 620 500 -19.35 51 41 -19.61
2017-12-31 13F-HR USAK / USA Truck, Inc. 18.28 1,810 930 -48.62 25 17 -32.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.72 3,471 3,014 -13.17 191 183 -4.19
2017-12-31 13F-HR FN / Fabrinet 29.00 1,000 1,000 0.00 37 29 -21.62
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.09 14,278 13,316 -6.74 640 627 -2.03
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.71 3,258 2,940 -9.76 824 790 -4.13
2017-12-31 13F-HR PM / Philip Morris International, Inc. 107.59 439 158 -64.01 49 17 -65.31
2017-12-31 13F-HR OMEX / Odyssey Marine Exploration, Inc. 4.00 10,417 1,250 -88.00 45 5 -88.89
2017-12-31 13F-HR WMC / Western Asset Mortgage Capital Corp 10.33 7,324 3,485 -52.42 79 36 -54.43
2017-12-31 13F-HR NKE / Nike, Inc. 62.75 17,704 13,291 -24.93 920 834 -9.35
2017-12-31 13F-HR LC / LendingClub Corp. 4.12 40,000 40,000 0.00 244 165 -32.38
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 375.97 1,423 1,423 0.00 636 535 -15.88
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.21 51,374 51,374 0.00 862 730 -15.31
2017-12-31 13F-HR IFF / International Flavors & Fragrances, Inc 153.29 8,225 6,915 -15.93 1,181 1,060 -10.25
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 151.38 1,889 905 -52.09 292 137 -53.08
2017-12-31 13F-HR ACTG / Acacia Research Corp. 4.05 138,471 108,451 -21.68 630 439 -30.32
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.25 7,170 4,042 -43.63 496 288 -41.94
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.48 2,247 1,080 -51.94 646 331 -48.76
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.65 4,717 310 -93.43 305 25 -91.80
2017-12-31 13F-HR VMW / VMWare, Inc. 125.36 1,053 1,053 0.00 115 132 14.78
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.54 1,801 1,801 0.00 56 55 -1.79
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.00 200 200 0.00 12 14 16.67
2017-12-31 13F-HR SQ / Square, Inc. 34.68 23,052 25,752 11.71 664 893 34.49
2017-12-31 13F-HR SQ / Square, Inc. Put 0.33 20,000 12,000 -40.00 40 4 -90.00
2017-12-31 13F-HR CBS / CBS Corp. 59.23 6,009 6,905 14.91 350 409 16.86
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.14 888 888 0.00 109 120 10.09
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.72 6,110 2,094 -65.73 384 146 -61.98
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.44 5,150 5,082 -1.32 4,939 5,318 7.67
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 24 24 0.00 0 0
2017-12-31 13F-HR TOT / Total S.A. 55.94 13,431 16,124 20.05 729 902 23.73
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.03 471 471 0.00 50 49 -2.00
2017-12-31 13F-HR JNJ / Johnson & Johnson Call 5.25 2,000 4,000 100.00 5 21 320.00
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 6.33 38,204 38,204 0.00 180 242 34.44
2017-12-31 13F-HR ZTS / Zoetis Inc. 71.97 1,422 5,558 290.86 91 400 339.56
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.00 1,000 1,000 0.00 121 131 8.26
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 240.00 25 25 0.00 6 6 0.00
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.84 20,261 20,332 0.35 450 444 -1.33
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.73 7,000 11,000 57.14 23 41 78.26
2017-12-31 13F-HR INTC / Intel Corp. 46.17 36,467 36,217 -0.69 1,389 1,672 20.37
2017-12-31 13F-HR INTC / Intel Corp. Call 1.33 0 1,500 0 2
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.82 4,753 4,498 -5.37 472 449 -4.87
2017-12-31 13F-HR MRO / Marathon Oil Corp. 17.00 5,000 5,000 0.00 68 85 25.00
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.72 1,565 1,604 2.49 25 22 -12.00
2017-12-31 13F-HR BBT / BB&T Corp. 50.38 397 397 0.00 19 20 5.26
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 167.40 1,292 1,141 -11.69 192 191 -0.52
2017-12-31 13F-HR KPTI / Karyopharm Therapeutics Inc. 10.00 800 800 0.00 9 8 -11.11
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.00 1,000 1,000 0.00 124 133 7.26
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.77 5,837 29,981 413.64 294 1,582 438.10
2017-12-31 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 10.20 90 2,450 2,622.22 1 25 2,400.00
2017-12-31 13F-HR UTX / United Technologies Corp. 127.50 3,996 4,298 7.56 464 548 18.10
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.28 8,403 12,244 45.71 575 885 53.91
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 333.33 5 15 200.00 5 5 0.00
2017-12-31 13F-HR CDXS / Codexis, Inc. 13.51 74 74 0.00 0 1
2017-12-31 13F-HR EIX / Edison International 64.46 543 543 0.00 42 35 -16.67
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.37 570 570 0.00 28 27 -3.57
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.04 7,077 7,247 2.40 51 51 0.00
2017-12-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 39.68 1,134 1,134 0.00 42 45 7.14
2017-12-31 13F-HR CXO / Concho Resources, Inc. 150.00 1,000 1,000 0.00 132 150 13.64
2017-12-31 13F-HR F / Ford Motor Co. 12.47 9,543 9,543 0.00 114 119 4.39
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 33,964 38,305 12.78 878 1,069 21.75
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.91 1,810 1,810 0.00 98 103 5.10
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.50 800 800 0.00 33 34 3.03
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.64 1,328 1,328 0.00 120 131 9.17
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 20,883 31,640 51.51 3,045 3,302 8.44
2017-12-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.46 4,558 4,286 -5.97 153 152 -0.65
2017-12-31 13F-HR RACE / Ferrari N.V. 100.00 100 100 0.00 11 10 -9.09
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.24 850 850 0.00 65 75 15.38
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.72 1,095 1,105 0.91 46 45 -2.17
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 53.05 377 377 0.00 20 20 0.00
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.85 1,024 1,358 32.62 73 103 41.10
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.52 11,356 11,358 0.02 2,262 2,482 9.73
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 113.64 44 44 0.00 5 5 0.00
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. 8.00 125 125 0.00 1 1 0.00
2017-12-31 13F-HR TROV / TrovaGene, Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 53.29 638 638 0.00 31 34 9.68
2017-12-31 13F-HR GPN / Global Payments, Inc. 99.91 1,161 1,161 0.00 110 116 5.45
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.60 10,600 9,600 -9.43 542 505 -6.83
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.07 14,610 19,665 34.60 562 788 40.21
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.41 24,140 26,106 8.14 3,502 4,005 14.36
2017-12-31 13F-HR IBM / International Business Machines Corp. Call 5.33 2,000 1,500 -25.00 6 8 33.33
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.04 12,394 13,194 6.45 643 845 31.42
2017-12-31 13F-HR FL / Foot Locker, Inc. 44.12 68 68 0.00 2 3 50.00
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.25 25,349 24,803 -2.15 2,368 2,536 7.09
2017-12-31 13F-HR ETN / Eaton Corporation 79.69 389 389 0.00 30 31 3.33
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.04 29,291 20,162 -31.17 210 142 -32.38
2017-12-31 13F-HR ABT / Abbott Laboratories 56.60 954 954 0.00 51 54 5.88
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.91 5,033 4,189 -16.77 458 385 -15.94
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 55,432 54,884 -0.99 4,129 4,695 13.71
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 110.00 100 100 0.00 11 11 0.00
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 28.45 6,714 6,714 0.00 187 191 2.14
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 43,467 40,472 -6.89 1,462 1,550 6.02
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.96 5,208 5,208 0.00 494 531 7.49
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.50 6,245 4,802 -23.11 1,021 910 -10.87
2017-12-31 13F-HR HD / Home Depot, Inc. (The) Call 1.67 0 600 0 1
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 104,241 100,938 -3.17 17,812 17,812 0.00
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 165.12 860 860 0.00 131 142 8.40
2017-12-31 13F-HR CTAS / Cintas Corp. 155.78 597 597 0.00 86 93 8.14
2017-12-31 13F-HR IYZ / iShares U.S. Telecommunications ETF 28.75 626 626 0.00 19 18 -5.26
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 44.96 1,420 556 -60.85 66 25 -62.12
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.47 3,350 6,284 87.58 200 380 90.00
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.71 42,457 38,048 -10.38 2,747 2,424 -11.76
2017-12-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 155.56 5,894 270 -95.42 848 42 -95.05
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.38 674 640 -5.04 39 38 -2.56
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 12.00 2,000 2,000 0.00 25 24 -4.00
2017-12-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 17.58 12,000 12,000 0.00 159 211 32.70
2017-12-31 13F-HR RDUS / Radius Health, Inc. 31.43 700 700 0.00 27 22 -18.52
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.66 17,390 16,640 -4.31 375 427 13.87
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.77 3,782 3,782 0.00 193 192 -0.52
2017-12-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 12.25 32,000 16,000 -50.00 437 196 -55.15
2017-12-31 13F-HR VOD / Vodafone Group Plc 33.56 987 447 -54.71 28 15 -46.43
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.33 534 534 0.00 22 21 -4.55
2017-12-31 13F-HR DDD / 3 D Systems Corp. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF 98.00 1,000 1,000 0.00 93 98 5.38
2017-12-31 13F-HR FLR / Fluor Corp. 52.00 1,000 1,000 0.00 42 52 23.81
2017-12-31 13F-HR ACN / Accenture plc 153.05 6,852 6,416 -6.36 926 982 6.05
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.59 2,615 2,315 -11.47 169 131 -22.49
2017-12-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 34.89 9,000 9,000 0.00 270 314 16.30
2017-12-31 13F-HR VONE / Vanguard Russell 1000 ETF 122.50 2,000 2,000 0.00 232 245 5.60
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 44.10 18,861 16,213 -14.04 995 715 -28.14
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.20 267 267 0.00 11 11 0.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.29 3,963 3,883 -2.02 253 238 -5.93
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 0.00 10 10 0.00 0 0
2017-12-31 13F-HR PPLT / ETFS Platinum Trust 88.43 5,100 5,100 0.00 445 451 1.35
2017-12-31 13F-HR ADI / Analog Devices, Inc. 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR MASI / Masimo Corp. 84.62 2,600 2,600 0.00 225 220 -2.22
2017-12-31 13F-HR AAL / American Airlines Group Inc. 51.97 4,483 4,483 0.00 213 233 9.39
2017-12-31 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 32.83 7,306 7,311 0.07 223 240 7.62
2017-12-31 13F-HR SMTC / Semtech Corp. 34.31 4,139 4,139 0.00 155 142 -8.39
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.03 1,093 1,094 0.09 109 116 6.42
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 80 80 0.00 8 8 0.00
2017-12-31 13F-HR FIVN / Five9, Inc. 24.85 19,961 9,981 -50.00 477 248 -48.01
2017-12-31 13F-HR TSRO / TESARO, Inc. 82.92 7,060 8,285 17.35 911 687 -24.59
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.26 389 389 0.00 39 39 0.00
2017-12-31 13F-HR IGF / iShares Global Infrastructure ETF 45.23 5,293 5,041 -4.76 240 228 -5.00
2017-12-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 0.00 10 10 0.00 0 0
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.00 200 200 0.00 8 6 -25.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.81 4,399 4,551 3.46 820 791 -3.54
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 50.92 923 923 0.00 43 47 9.30
2017-12-31 13F-HR CDW / CDW Corporation 68.63 102 102 0.00 7 7 0.00
2017-12-31 13F-HR CCK / Crown Holdings, Inc. 55.56 576 576 0.00 34 32 -5.88
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.95 1,292 1,292 0.00 234 248 5.98
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.27 585 1,664 184.44 26 77 196.15
2017-12-31 13F-HR CBB / Cincinnati Bell, Inc. 23.04 217 217 0.00 4 5 25.00
2017-12-31 13F-HR PGZ / Principal Real Estate Income Fund 17.26 7,300 6,895 -5.55 131 119 -9.16
2017-12-31 13F-HR XYL / Xylem, Inc. 68.00 500 500 0.00 31 34 9.68
2017-12-31 13F-HR KR / Kroger Co. 31.91 94 94 0.00 2 3 50.00
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 42.11 95 95 0.00 5 4 -20.00
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.41 6,906 6,299 -8.79 400 349 -12.75
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.64 5,194 4,694 -9.63 421 402 -4.51
2017-12-31 13F-HR JD / JD.com, Inc. 41.41 7,466 7,825 4.81 285 324 13.68
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.54 3,913 3,163 -19.17 64 46 -28.12
2017-12-31 13F-HR GLW / Corning, Inc. 32.48 862 862 0.00 26 28 7.69
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 200 100 -50.00 24 12 -50.00
2017-12-31 13F-HR UAA / Under Armour, Inc. 13.44 7,176 3,423 -52.30 108 46 -57.41
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 73.53 68 68 0.00 4 5 25.00
2017-12-31 13F-HR MOMO / Momo Inc. 24.40 5,000 5,000 0.00 157 122 -22.29
2017-12-31 13F-HR WYY / WidePoint Corp. 0.65 237,855 237,855 0.00 155 155 0.00
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.90 124 124 0.00 14 14 0.00
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.90 1,053 1,053 0.00 156 161 3.21
2017-12-31 13F-HR APA / Apache Corp. 42.24 9,445 17,615 86.50 433 744 71.82
2017-12-31 13F-HR FDX / FedEx Corp. 333.33 3 3 0.00 1 1 0.00
2017-12-31 13F-HR FTK / Flotek Industries Inc. 5.00 2,140 1,000 -53.27 10 5 -50.00
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 43.90 205 205 0.00 8 9 12.50
2017-12-31 13F-HR HMSY / HMS Holdings Corp. 17.00 7,000 7,000 0.00 139 119 -14.39
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.83 7,192 7,163 -0.40 790 844 6.84
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.31 3,250 3,250 0.00 39 40 2.56
2017-12-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 84.34 8,027 15,070 87.74 653 1,271 94.64
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 333.33 66 30 -54.55 6 10 66.67
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 90.91 30 66 120.00 11 6 -45.45
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 20.08 3,985 3,985 0.00 83 80 -3.61
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.59 4,041 4,041 0.00 242 261 7.85
2017-12-31 13F-HR COP / ConocoPhillips 55.00 1,000 1,000 0.00 50 55 10.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.53 391 6,271 1,503.84 40 574 1,335.00
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.00 600 600 0.00 34 36 5.88
2017-12-31 13F-HR SH / ProShares Short S&P500 30.25 15,500 4,000 -74.19 499 121 -75.75
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 77.37 1,900 1,900 0.00 116 147 26.72
2017-12-31 13F-HR INFI / Infinity Pharmaceuticals, Inc. 2.00 13,000 13,000 0.00 17 26 52.94
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.59 11,216 12,632 12.62 866 917 5.89
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.26 3,717 12,766 243.45 330 1,114 237.58
2017-12-31 13F-HR TIME / Time Inc. 0.00 5 5 0.00 0 0
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.68 9,182 10,543 14.82 1,116 1,304 16.85
2017-12-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 45.00 200 200 0.00 9 9 0.00
2017-12-31 13F-HR CIEN / Ciena Corp. 21.98 273 273 0.00 6 6 0.00
2017-12-31 13F-HR FNSR / Finisar Corporation 20.44 2,500 4,500 80.00 55 92 67.27
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 113.33 150 150 0.00 17 17 0.00
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 38,348 135,739 253.97 576 2,017 250.17
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.05 10,304 6,217 -39.66 602 336 -44.19
2017-12-31 13F-HR COST / Costco Wholesale Corp. Put 0.00 5,000 5,000 0.00 0 0
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.48 8,200 8,950 9.15 214 237 10.75
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. 115.58 458 398 -13.10 48 46 -4.17
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.50 18,944 18,944 0.00 172 142 -17.44
2017-12-31 13F-HR DHR / Danaher Corp. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.55 8,051 8,188 1.70 199 201 1.01
2017-12-31 13F-HR TDS / Telephone and Data Systems, Inc. 27.24 624 624 0.00 17 17 0.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.25 4,000 4,000 0.00 92 93 1.09
2017-12-31 13F-HR MA / MasterCard Incorporated 151.20 2,374 2,328 -1.94 335 352 5.07
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.14 207 207 0.00 11 11 0.00
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.54 925 925 0.00 19 19 0.00
2017-12-31 13F-HR SCHW / Schwab Charles Corp 50.67 671 671 0.00 29 34 17.24
2017-12-31 13F-HR VFC / V.F. Corp. 73.33 6,087 150 -97.54 387 11 -97.16
2017-12-31 13F-HR AXP / American Express Co. 100.00 610 610 0.00 55 61 10.91
2017-12-31 13F-HR RMBS / Rambus, Inc. 13.73 874 874 0.00 12 12 0.00
2017-12-31 13F-HR AON / Aon Plc 134.05 4,268 4,215 -1.24 624 565 -9.46
2017-12-31 13F-HR MDT / Medtronic plc 81.33 1,500 1,500 0.00 117 122 4.27
2017-12-31 13F-HR CBIO / Catalyst Biosciences Inc. 14.93 67 67 0.00 0 1
2017-12-31 13F-HR CE / Celanese Corp. 106.11 311 311 0.00 32 33 3.13
2017-12-31 13F-HR AMZA / InfraCap MLP ETF 8.55 2,212 2,340 5.79 21 20 -4.76
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.10 3,475 3,572 2.79 403 479 18.86
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.57 4,458 4,458 0.00 381 377 -1.05
2017-12-31 13F-HR AMID / American Midstream Partners LP 13.24 1,392 1,435 3.09 19 19 0.00
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.98 4,277 4,689 9.63 342 436 27.49
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.97 854 854 0.00 70 70 0.00
2017-12-31 13F-HR FIT / Fitbit Inc. 5.71 179,546 156,846 -12.64 1,250 896 -28.32
2017-12-31 13F-HR ZTO / ZTO Express (Cayman) Inc. Call 2.50 3,000 4,000 33.33 5 10 100.00
2017-12-31 13F-HR CVS / CVS Health Corporation 72.49 10,194 8,691 -14.74 829 630 -24.00
2017-12-31 13F-HR NVS / Novartis AG 83.87 3,124 3,124 0.00 268 262 -2.24
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 80.65 124 124 0.00 10 10 0.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 44.12 136 136 0.00 5 6 20.00
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.08 2,010 5,970 197.01 234 693 196.15
2017-12-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 37.98 5,450 5,450 0.00 198 207 4.55
2017-12-31 13F-HR FDD / First Trust Exchange-Traded Fund II 13.72 12,695 62,156 389.61 173 853 393.06
2017-12-31 13F-HR BIOC / Biocept, Inc. 0.85 2,341 2,341 0.00 3 2 -33.33
2017-12-31 13F-HR RWLK / ReWalk Robotics Ltd 1.11 40,556 40,556 0.00 59 45 -23.73
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.14 3,181 2,620 -17.64 593 582 -1.85
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.31 7,545 7,524 -0.28 1,126 1,319 17.14
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 119.83 242 242 0.00 28 29 3.57
2017-12-31 13F-HR PJT / PJT Partners Inc. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.41 1,216 1,216 0.00 94 99 5.32
2017-12-31 13F-HR AIG / American International Group, Inc. 59.61 20,843 13,941 -33.11 1,280 831 -35.08
2017-12-31 13F-HR BLUE / bluebird bio, Inc. 180.00 50 50 0.00 7 9 28.57
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 80.98 531 531 0.00 45 43 -4.44
2017-12-31 13F-HR DZZ / DB Gold Double Short ETN due 2/15/2038 5.37 32,500 20,500 -36.92 180 110 -38.89
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.56 472 1,472 211.86 40 123 207.50
2017-12-31 13F-HR HMHC / Houghton Mifflin Harcourt Company 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR SON / Sonoco Products Co. 54.95 91 91 0.00 5 5 0.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 106.38 47 47 0.00 5 5 0.00
2017-12-31 13F-HR EWP / iShares MSCI Spain Capped ETF 32.94 1,700 1,700 0.00 57 56 -1.75
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 76.36 2,318 2,318 0.00 167 177 5.99
2017-12-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.27 32,090 32,090 0.00 478 522 9.21
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.33 44,919 58,858 31.03 2,457 3,492 42.12
2017-12-31 13F-HR SPXU / ProShares UltraPro Short S&P 500 11.37 2,700 11,700 333.33 37 133 259.46
2017-12-31 13F-HR SCKT / Socket Mobile, Inc. 3.51 5,419 3,419 -36.91 21 12 -42.86
2017-12-31 13F-HR CERN / Cerner Corp. 67.44 3,603 3,603 0.00 257 243 -5.45
2017-12-31 13F-HR V / Visa, Inc. 114.05 12,606 12,565 -0.33 1,327 1,433 7.99
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 153.33 183 150 -18.03 28 23 -17.86
2017-12-31 13F-HR GVIP / Goldman Sachs Hedge Industry VIP 53.00 4,332 4,132 -4.62 221 219 -0.90
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.56 2,916 2,826 -3.09 521 547 4.99
2017-12-31 13F-HR SAP / SAP SE 113.82 246 246 0.00 27 28 3.70
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.00 5,000 5,000 0.00 200 255 27.50
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.42 5,348 5,993 12.06 394 458 16.24
2017-12-31 13F-HR SNCR / Synchronoss Technologies, Inc. 9.00 5,000 5,000 0.00 47 45 -4.26
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 119.27 0 3,706 0 442
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 63.64 110 110 0.00 7 7 0.00
2017-12-31 13F-HR NCI / Navigant Consulting Co. 19.38 5,159 5,159 0.00 87 100 14.94
2017-12-31 13F-HR TIVO / TiVo Inc. 15.61 55,795 39,975 -28.35 1,108 624 -43.68
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.50 10,000 10,000 0.00 471 525 11.46
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 156.25 32 32 0.00 5 5 0.00
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.79 0 2,369 0 54
2017-12-31 13F-HR AVY / Avery Dennison Corp. 118.64 59 59 0.00 6 7 16.67
2017-12-31 13F-HR SYMC / Symantec Corp. 28.05 5,205 5,205 0.00 171 146 -14.62
2017-12-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 169.79 5,250 6,461 23.07 832 1,097 31.85
2017-12-31 13F-HR MUR / Murphy Oil Corp. 31.18 1,700 1,700 0.00 45 53 17.78
2017-12-31 13F-HR XRF / China Rapid Finance Limited 5.72 201,577 272,885 35.38 1,328 1,561 17.55
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.97 2,000 44,870 2,143.50 28 851 2,939.29
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 268.24 9,417 9,417 0.00 2,377 2,526 6.27
2017-12-31 13F-HR KHC / Kraft Heinz Company 78.62 406 407 0.25 31 32 3.23
2017-12-31 13F-HR TEI / Templeton Emerging Markets Income Fund 11.35 1,850 1,850 0.00 22 21 -4.55
2017-12-31 13F-HR SIGM / Sigma Designs, Inc. 6.80 100,975 2,500 -97.52 636 17 -97.33
2017-12-31 13F-HR KSU / Kansas City Southern 105.50 3,491 3,744 7.25 381 395 3.67
2017-12-31 13F-HR SFUN / Fang Holdings Ltd. 5.57 30,000 30,000 0.00 122 167 36.89
2017-12-31 13F-HR UFPI / Universal Forest Products, Inc. 37.63 10,728 32,184 200.00 1,053 1,211 15.00
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.55 2,248 2,288 1.78 32 31 -3.12
2017-12-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 14.53 22,500 22,500 0.00 340 327 -3.82
2017-12-31 13F-HR YELP / Yelp, Inc. 37.50 80 80 0.00 3 3 0.00
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.21 39,784 39,626 -0.40 1,420 1,435 1.06
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.99 11,760 8,950 -23.89 214 170 -20.56
2017-12-31 13F-HR ITB / iShares U.S. Home Construction ETF 43.48 230 230 0.00 8 10 25.00
2017-12-31 13F-HR BOX / Box, Inc. 21.08 2,656 2,656 0.00 51 56 9.80
2017-12-31 13F-HR BOX / Box, Inc. Call 1.54 2,600 2,600 0.00 3 4 33.33
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.39 2,410 4,901 103.36 239 541 126.36
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.06 148,946 138,946 -6.71 2,875 2,509 -12.73
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. Call 0.60 10,000 5,000 -50.00 25 3 -88.00
2017-12-31 13F-HR BLBD / Blue Bird Corporation 20.00 450 450 0.00 9 9 0.00
2017-12-31 13F-HR GE / General Electric Co. 17.59 39,812 47,767 19.98 972 840 -13.58
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.00 13,876 12,056 -13.12 1,007 856 -15.00
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 111.11 9 9 0.00 1 1 0.00
2017-12-31 13F-HR DFS / Discover Financial Services 78.95 76 76 0.00 5 6 20.00
2017-12-31 13F-HR MUSA / Murphy USA Inc. 80.00 500 500 0.00 35 40 14.29
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.93 27,298 27,213 -0.31 2,607 2,910 11.62
2017-12-31 13F-HR WAT / Waters Corp. 193.40 667 667 0.00 120 129 7.50
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 102.04 490 490 0.00 50 50 0.00
2017-12-31 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 32.13 1,892 13,351 605.66 61 429 603.28
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.90 10,138 23,991 136.64 548 1,365 149.09
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 24.37 985 985 0.00 23 24 4.35
2017-12-31 13F-HR OMC / Omnicom Group, Inc. 72.88 590 590 0.00 44 43 -2.27
2017-12-31 13F-HR CTL / CenturyLink, Inc. 17.13 150 642 328.00 3 11 266.67
2017-12-31 13F-HR CHKP / Check Point Software Technologies Ltd. 104.00 1,000 1,000 0.00 114 104 -8.77
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.84 3,868 9,265 139.53 335 786 134.63
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 37.59 133 133 0.00 5 5 0.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.48 8,366 9,520 13.79 1,445 1,642 13.63
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16.27 49,282 22,800 -53.74 510 371 -27.25
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.09 92 92 0.00 7 7 0.00
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.65 3,974 3,974 0.00 268 245 -8.58
2017-12-31 13F-HR EA / Electronic Arts Inc. 109.09 245 55 -77.55 29 6 -79.31
2017-12-31 13F-HR FLDM / Fluidigm Corp. 5.89 135,689 135,689 0.00 684 799 16.81
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.56 4,708 4,789 1.72 4,526 5,601 23.75
2017-12-31 13F-HR RTN / Raytheon Co. 188.13 1,584 1,584 0.00 296 298 0.68
2017-12-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.75 4,000 4,000 0.00 11 11 0.00
2017-12-31 13F-HR IDCC / InterDigital, Inc. 80.00 100 100 0.00 7 8 14.29
2017-12-31 13F-HR RF / Regions Financial Corp. 17.58 1,650 1,650 0.00 25 29 16.00
2017-12-31 13F-HR BA / Boeing Company (The) 294.90 902 902 0.00 229 266 16.16
2017-12-31 13F-HR MS / Morgan Stanley 52.52 10,016 10,016 0.00 482 526 9.13
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.96 1,860 1,860 0.00 226 238 5.31
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.54 1,062 1,062 0.00 152 162 6.58
2017-12-31 13F-HR DON / WisdomTree MidCap Dividend Fund 35.30 982 2,946 200.00 98 104 6.12
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.50 16,300 14,400 -11.66 748 972 29.95
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.49 1,404 1,446 2.99 251 274 9.16
2017-12-31 13F-HR CYS / CYS Investments, Inc. 8.10 300 6,546 2,082.00 8 53 562.50
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 56.34 142 142 0.00 8 8 0.00
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 240.36 2,750 2,750 0.00 592 661 11.66
2017-12-31 13F-HR NRTLQ / Nortel Networks Corp 24 0 -100.00 0 0
2017-12-31 13F-HR ISF / ING Groep N.V., 6.375% ING Perpetual Hybrid Capital Securities 1,251 0 -100.00 32 0 -100.00
2017-12-31 13F-HR MS.PRE / Morgan Stanley, 7.125% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser E 2,800 0 -100.00 83 0 -100.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 3,318 0 -100.00 85 0 -100.00
2017-12-31 13F-HR STT / State Street Corp. 416 0 -100.00 11 0 -100.00
2017-12-31 13F-HR Good Technology Corp / Equity (382129104) 400,000 0 -100.00 1,552 0
2017-12-31 13F-HR HG Vora / Equity (45099M124) 404,230 0 -100.00 404 0
2017-12-31 13F-HR INPC / Inphonic Inc 510 0 -100.00 0 0
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 5,660 0 -100.00 557 0 -100.00
2017-12-31 13F-HR Des Oculus LTD / Equity (12499C379) 259,056 0 -100.00 259 0
2017-12-31 13F-HR DMRC / Digimarc Corp. 1,500 0 -100.00 55 0 -100.00
2017-12-31 13F-HR Digital Realty Trust / Equity (253868871) 77 0 -100.00 2 0
2017-12-31 13F-HR Digital RLTY TR Inc / Equity (253868889) 255 0 -100.00 6 0
2017-12-31 13F-HR Dominion Res Inc Va / Equity (25746U844) 5,071 0 -100.00 131 0
2017-12-31 13F-HR Entergy Ark Inc 1M / Equity (29364D100) 1,272 0 -100.00 32 0
2017-12-31 13F-HR Entergy La LLC / Equity (29364W108) 978 0 -100.00 24 0
2017-12-31 13F-HR Entergy Miss Inc / Equity (29364N108) 490 0 -100.00 12 0
2017-12-31 13F-HR EXC / Exelon Corp. 130 0 -100.00 5 0 -100.00
2017-12-31 13F-HR First Rep BK San / Equity (33616C811) 666 0 -100.00 17 0
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 200 0 -100.00 14 0 -100.00
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 77 0 -100.00 8 0 -100.00
2017-12-31 13F-HR Golden Band Res Inc / Equity (380932103) 20,000 0 -100.00 0 0
2017-12-31 13F-HR JPMorgan Chase & Co / Equity (48126E750) 2,166 0 -100.00 55 0
2017-12-31 13F-HR Keycorp New Dep SHS / Equity (493267702) 2,705 0 -100.00 79 0
2017-12-31 13F-HR Mic AG Ord F / Equity (D54387101) 8,712 0 -100.00 6 0
2017-12-31 13F-HR Millennium Intl Ltd / Equity (124999913) 377,661 0 -100.00 378 0
2017-12-31 13F-HR Millennium USA Hedge Focus Fund LP / Equity (124999848) 162,693 0 -100.00 163 0
2017-12-31 13F-HR Millennium USA Hedge Focus Fund LP / Equity (59999M514) 215,936 0 -100.00 216 0
2017-12-31 13F-HR MS.PRG / Morgan Stanley, 6.625% Depositary Shares Non-Cumulative Preferred Stock Series G 2,389 0 -100.00 65 0 -100.00
2017-12-31 13F-HR Morgan Stanley SH / Equity (61762V606) 2,474 0 -100.00 69 0
2017-12-31 13F-HR Nuveen California / (67065N100) 382 0 -100.00 4 0
2017-12-31 13F-HR Qwest Corp NT / Equity (74913G881) 2,145 0 -100.00 54 0
2017-12-31 13F-HR Radius Gold Inc Com / Equity (750468100) 7,000 0 -100.00 1 0
2017-12-31 13F-HR Sce TR V PFD Sec / Equity (78409W201) 1,174 0 -100.00 33 0
2017-12-31 13F-HR Sce Trust VI TR / Equity (78410V200) 523 0 -100.00 13 0
2017-12-31 13F-HR Abcam Ord GBP0.002 / Equity (G0060R118) 4,000 0 -100.00 55 0
2017-12-31 13F-HR Allstate Corp Dep / Equity (020002606) 1,195 0 -100.00 32 0
2017-12-31 13F-HR American Financial / Equity (025932609) 617 0 -100.00 16 0
2017-12-31 13F-HR Baioo Family / Equity (G07038105) 59,955 0 -100.00 4 0
2017-12-31 13F-HR ALBMP / Alabama Power 5.5% Senior Notes 10/15/17 1,884 0 -100.00 49 0 -100.00
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 800 0 -100.00 102 0 -100.00
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 25 0 -100.00 0 0
2017-12-31 13F-HR CA / CA, Inc. Call 2,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GES / Guess ? Inc. Call 3,600 0 -100.00 5 0 -100.00
2017-12-31 13F-HR RL / Ralph Lauren Corp. Call 4,700 0 -100.00 6 0 -100.00
2017-12-31 13F-HR Capital One / Equity (14040H840) 852 0 -100.00 23 0
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 3,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR Senior HSG PPTYS TR / Equity (81721M208) 185 0 -100.00 5 0
2017-12-31 13F-HR Starwood Waypoint / Real Estate (85572F105) 64 0 -100.00 2 0
2017-12-31 13F-HR TCF Finl Corp Non / Equity (872275300) 1,087 0 -100.00 28 0
2017-12-31 13F-HR Tearlach Res LTD Com / Equity (877905208) 2,100 0 -100.00 0 0
2017-12-31 13F-HR Third Point / Equity (128996790) 250,000 0 -100.00 250 0
2017-12-31 13F-HR Third Point Offshore Fund Ltd / Equity (12499B405) 109,238 0 -100.00 109 0
2017-12-31 13F-HR Third Point Partners Qualified / Equity (124996810) 172,902 0 -100.00 173 0
2017-12-31 13F-HR VSAT / ViaSat, Inc. 9,250 0 -100.00 595 0 -100.00
2017-12-31 13F-HR Vornado RLTY TR / Equity (929042851) 328 0 -100.00 8 0
2017-12-31 13F-HR Vornado RLTY TR / Equity (929042844) 256 0 -100.00 7 0
2017-12-31 13F-HR Vornado RLTY TR PFD / Equity (929042877) 5,000 0 -100.00 130 0
2017-12-31 13F-HR Wells Fargo &co New / Equity (94988U656) 809 0 -100.00 21 0
2017-12-31 13F-HR RL / Ralph Lauren Corp. 4,907 0 -100.00 436 0 -100.00
2017-12-31 13F-HR DTE / DTE Energy Co. 509 0 -100.00 13 0 -100.00
2017-12-31 13F-HR GEK / General Electric Capital Corp. 4.70% Bonds due 2053-5-16 1,930 0 -100.00 49 0 -100.00
2017-12-31 13F-HR STI.PRE / Suntrust Bankk, 5.875% Dep Shares Perpetual Preferred Stock, Series E 893 0 -100.00 23 0 -100.00
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) Call 1,200 0 -100.00 27 0 -100.00
2017-12-31 13F-HR COF-D / Capital One Financial Corp., 6.70% Dep Shares Non-Cumul Perp Pfd Stock Series D 1,836 0 -100.00 50 0 -100.00
2017-12-31 13F-HR VZA / Verizon Communications, Inc., 5.90% Bonds due 2/15/2054 3,153 0 -100.00 86 0 -100.00
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 615 0 -100.00 17 0 -100.00
2017-12-31 13F-HR WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q 2,373 0 -100.00 65 0 -100.00
2017-12-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 943 0 -100.00 24 0 -100.00
2017-12-31 13F-HR WFM / Whole Foods Market, Inc. 100 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 430 0 -100.00 10 0 -100.00
2017-12-31 13F-HR MCZ / Mad Catz Interactive, Inc. 300 0 -100.00 0 0
2017-12-31 13F-HR EAE / Entergy Arkansas, 4.75% Series First Mortgage Bonds due 6/1/2063 509 0 -100.00 13 0 -100.00
2017-12-31 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 12,831 0 -100.00 349 0 -100.00
2017-12-31 13F-HR CHLKF / China Mobile Ltd. 350 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RMETF / Rackla Metals Inc 466 0 -100.00 0 0
2017-12-31 13F-HR BAC.PRA / Bank of America Corp. 6.00% Preferred Perpetual Series EE 682 0 -100.00 18 0 -100.00
2017-12-31 13F-HR PKTX / ProtoKinetix, Inc. 46,150 0 -100.00 3 0 -100.00
2017-12-31 13F-HR WFC.PRR / Wells Fargo & Co., 6.625% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser R 2,244 0 -100.00 65 0 -100.00
2017-12-31 13F-HR C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 2,776 0 -100.00 80 0 -100.00
2017-12-31 13F-HR MGM / MGM Resorts International 1,500 0 -100.00 49 0 -100.00
2017-12-31 13F-HR NYCB.PRA / New York Community Bancorp, Inc. 6.375#% Series A Preferred 542 0 -100.00 16 0 -100.00
2017-12-31 13F-HR YNGFF / Veris Gold Corp 138 0 -100.00 0 0
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 500 0 -100.00 19 0 -100.00
2017-12-31 13F-HR USB.PRH / U.S. Bancorp, Float Rate Dep Shares Non-cumul Perp Preferred Stock, Series B 2,503 0 -100.00 59 0 -100.00
2017-12-31 13F-HR BCS / Barclays Bank Plc 46 0 -100.00 1 0 -100.00
2017-12-31 13F-HR COF-P / Capital One Financial Corp.Capital One Financial Corp., 6.00% Dep Shares Non-Cumul Perp Preferred Stock B 2,391 0 -100.00 60 0 -100.00
2017-12-31 13F-HR COF-F / Capital One Financial Corp.Capital One Financial Corp., 6.20% Dep Shares Non-Cumul Perp Pfd Stock Series F 1,466 0 -100.00 40 0 -100.00
2017-12-31 13F-HR COF-C / Capital One Financial Corp.Capital One Financial Corp., 6.25% Dep Shares Non-Cumul Perp Pfd Stock Series C 1,101 0 -100.00 29 0 -100.00
2017-12-31 13F-HR NSRGY / Nestle S.A. 8,702 0 -100.00 729 0 -100.00
2017-12-31 13F-HR EAB / Entergy Arkansas, 4.90% Series First Mortgage Bonds due 12/1/2052 301 0 -100.00 8 0 -100.00
2017-12-31 13F-HR CRDS / Crossroads Systems, Inc. 5 0 -100.00 0 0
2017-12-31 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 9,806 0 -100.00 262 0 -100.00
2017-12-31 13F-HR GMT / GATX Corp. 1,050 0 -100.00 28 0 -100.00
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 1,269 0 -100.00 32 0 -100.00
2017-12-31 13F-HR OPRX / OptimizeRx Corp. 195,000 0 -100.00 242 0 -100.00
2017-12-31 13F-HR USB.PRM / U.S. Bancorp, 6.50% Fixed/Float Dep Shares Non-Cumul Perp Preferred Stock, F 2,901 0 -100.00 86 0 -100.00
2017-12-31 13F-HR STXS / Stereotaxis, Inc. 450 0 -100.00 0 0
2017-12-31 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 1,687 0 -100.00 45 0 -100.00
2017-12-31 13F-HR SOJA / Southern Co., 6.25% Series 2015A Junior Subordinated Bonds due 10/15/2075 78 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. Call 5,000 0 -100.00 0 0
2017-12-31 13F-HR VLVLY / Volvo AB 1,000 0 -100.00 19 0 -100.00
2017-12-31 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 1,464 0 -100.00 34 0 -100.00
2017-12-31 13F-HR SCHW.PRD / Schwab Charles Corp, 5.95% Dep Shares Non-Cumul Perp Preferred Stock Series D 1,778 0 -100.00 48 0 -100.00
2017-12-31 13F-HR WFC.PRV / Wells Fargo & Co., 6.00% Dep Shares Non-Cumul Class A Preferred Stock Series V 83 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ASTE / Astec Industries, Inc. 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GS.PRN / Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N 568 0 -100.00 16 0 -100.00
2017-12-31 13F-HR VEOEY / Veolia Environnement 900 0 -100.00 21 0 -100.00
2017-12-31 13F-HR BAC.PRC / Bank of America Corp. 6.20% Preferred Perpetual Series CC 1,605 0 -100.00 44 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 345 0 -100.00 18 0 -100.00
2017-12-31 13F-HR GS.PRI / Goldman Sachs Group, 5.95% Dep Shares Non-Cumulative Preferred Stock, Series I 84 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ELJ / Entergy Louisiana LLC, 5.25% Series First Mortgage Bonds, due 7/1/2052 1,126 0 -100.00 29 0 -100.00
2017-12-31 13F-HR GS.PRJ / Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J 4,010 0 -100.00 109 0 -100.00
2017-12-31 13F-HR BAC.PRY / Bank of America Corp. 6.50% Preferred Perpetual Series Y 4,422 0 -100.00 121 0 -100.00
2017-12-31 13F-HR ELU / Entergy Louisiana, 4.70% Series First Mortgage Bonds due 6/1/2063 105 0 -100.00 3 0 -100.00
2017-12-31 13F-HR GS.PRK / Goldman Sachs Group, 6.375% Dep Sh Fixd/Float Non-Cumul Preferred Stock Series K 2,108 0 -100.00 62 0 -100.00
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 55 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 5,437 0 -100.00 305 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. 93 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RZB / Reinsurance Group of America, Inc. 5.75% Fixed/Float Sub Debentures due 6/15/2056 88 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AFSD / AFLAC, Inc. 1,049 0 -100.00 27 0 -100.00
2017-12-31 13F-HR TEG / Integrys Energy Group, Inc. 170 0 -100.00 5 0 -100.00
2017-12-31 13F-HR GS.PRA / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series A 749 0 -100.00 18 0 -100.00
2017-12-31 13F-HR CCV / Comcast Corp., 5.00% Bonds due 12/15/2061 1,344 0 -100.00 34 0 -100.00
2017-12-31 13F-HR MS.PRF / Morgan Stanley, 6.875% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser F 1,060 0 -100.00 31 0 -100.00
2017-12-31 13F-HR SWJ / Stanley Black & Decker, 5.750% Junior Subordinated Debentures due 7/25/2052 2,434 0 -100.00 62 0 -100.00
2017-12-31 13F-HR GEH / General Electric Capital Corp. 4.875% Bonds due 2053-01-29 2,637 0 -100.00 67 0 -100.00
2017-12-31 13F-HR BML.PRJ / Bank of America Corp. Floating Rate Preferred Perpetual Series 4 209 0 -100.00 5 0 -100.00
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 903 0 -100.00 23 0 -100.00
2017-12-31 13F-HR WAG / 6,180 0 -100.00 470 0 -100.00
2017-12-31 13F-HR DGI / DigitalGlobe, Inc. 3,200 0 -100.00 113 0 -100.00
2017-12-31 13F-HR JPM.PRA / JP Morgan Chase & Co., Preferred A 1,692 0 -100.00 43 0 -100.00
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 850 0 -100.00 26 0 -100.00
2017-12-31 13F-HR GEB / General Electric Capital Corp. 4.875% Bonds due 2052-10-15 1,346 0 -100.00 34 0 -100.00
2017-12-31 13F-HR NTDOY / Nintendo Co., Ltd. 2,200 0 -100.00 101 0 -100.00
2017-12-31 13F-HR GS.PRD / Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 2,810 0 -100.00 65 0 -100.00
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 1,000 0 -100.00 8 0 -100.00