Current Holdings (from 13F, 13D)

InvestorIntellectus Partners, LLC
Portfolio Value$ 242,463,000
Current Positions797
Opened Positions5
Closed Positions61

Intellectus Partners, LLC has disclosed 797 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 242,463,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Intellectus Partners, LLC's top holdings are Facebook, Inc. (NASDAQ:FB) , Apple, Inc. (NASDAQ:AAPL) , Alphabet Inc. Class C (NASDAQ:GOOG) , Delta Air Lines, Inc. (NYSE:DAL) , and Amazon.com, Inc. (NASDAQ:AMZN) . Intellectus Partners, LLC's new positions include ViaSat, Inc. (NASDAQ:VSAT) , DowDuPont Inc. (NYSE:DWDP) , iShares S&P GSCI Commodity-Indexed Trust (NYSE:GSG) , SPDR S&P Biotech ETF (NYSE:XBI) , and Alerian ETF (NYSE:AMLP) .


All Intellectus Partners, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.25 75,688 65,127 -13.95 1,563 1,384 -11.45
2017‑09‑30 13F-HR ENO / Entergy New Orleans, Inc. 26.61 1,090 1,090 0.00 28 29 3.57
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 29.41 68 68 0.00 3 2 -33.33
2017‑09‑30 13F-HR ISF / ING Groep N.V., 6.375% ING Perpetual Hybrid Capital Securities 25.58 1,251 1,251 0.00 32 32 0.00
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 105.96 5,103 5,625 10.23 467 596 27.62
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 76.35 697 406 -41.75 60 31 -48.33
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 56.34 142 142 0.00 7 8 14.29
2017‑09‑30 13F-HR MS.PRE / Morgan Stanley, 7.125% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser E 29.64 2,800 2,800 0.00 84 83 -1.19
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.00 4,800 3,000 -37.50 122 75 -38.52
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.42 4,800 4,800 0.00 121 122 0.83
2017‑09‑30 13F-HR STT / State Street Corp. 28.13 416 1,742 318.75 11 49 345.45
2017‑09‑30 13F-HR STT / State Street Corp. 26.44 2,994 416 -86.11 80 11 -86.25
2017‑09‑30 13F-HR STT / State Street Corp. 26.72 1,742 2,994 71.87 49 80 63.27
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 26.67 6,198 300 -95.16 55 8 -85.45
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 2.54 24,500 20,500 -16.33 211 52 -75.36
2017‑09‑30 13F-HR SQ / Square, Inc. Call 2.33 2,500 33,000 1,220.00 11 77 600.00
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 3.74 20,000 23,000 15.00 39 86 120.51
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 8.50 1,000 6,000 500.00 0 51
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.60 2,183 18,738 758.36 89 817 817.98
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 57.86 0 674 0 39
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 153.01 183 28
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 106.76 185 281 51.89 23 30 30.43
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.99 1,422 1,422 0.00 89 91 2.25
2017‑09‑30 13F-HR ALL.PRE / Allstate Corp. (The) 27.21 547 882 61.24 1 24 2,300.00
2017‑09‑30 13F-HR ALL.PRE / Allstate Corp. (The) 27.03 547 1,665 204.39 15 45 200.00
2017‑09‑30 13F-HR ALL.PRE / Allstate Corp. (The) 27.42 882 547 -37.98 24 15 -37.50
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 29.97 2,087 1,001 -52.04 59 30 -49.15
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 28.27 2,087 2,087 0.00 54 59 9.26
2017‑09‑30 13F-HR STT / State Street Corp. 25.37 1,742 1,498 -14.01 49 38 -22.45
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 60.00 664 50 -92.47 17 3 -82.35
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 25.60 547 664 21.39 14 17 21.43
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 25.59 2,317 547 -76.39 61 14 -77.05
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 26.33 50 2,317 4,534.00 3 61 1,933.33
2017‑09‑30 13F-HR BBT / BB&T Corp. 25.55 1,135 2,074 82.73 29 53 82.76
2017‑09‑30 13F-HR BBT / BB&T Corp. 25.55 3,265 1,135 -65.24 83 29 -65.06
2017‑09‑30 13F-HR BBT / BB&T Corp. 25.42 397 3,265 722.42 19 83 336.84
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.86 1,585 397 -74.95 42 19 -54.76
2017‑09‑30 13F-HR BBT / BB&T Corp. 26.50 1,135 1,585 39.65 29 42 44.83
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 25.62 780 3,318 325.38 20 85 325.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 25.64 535 780 45.79 13 20 53.85
2017‑09‑30 13F-HR RF / Regions Financial Corp. 28.55 1,650 8,793 432.91 25 251 904.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.15 1,650 1,650 0.00 24 25 4.17
2017‑09‑30 13F-HR PSA / Public Storage 26.81 93 634 581.72 2 17 750.00
2017‑09‑30 13F-HR PSA / Public Storage 21.51 579 93 -83.94 15 2 -86.67
2017‑09‑30 13F-HR PSA / Public Storage 25.91 389 579 48.84 10 15 50.00
2017‑09‑30 13F-HR PSA / Public Storage 25.71 53 389 633.96 1 10 900.00
2017‑09‑30 13F-HR PSA / Public Storage 18.87 97 53 -45.36 3 1 -66.67
2017‑09‑30 13F-HR PSA / Public Storage 30.93 91 97 6.59 2 3 50.00
2017‑09‑30 13F-HR PSA / Public Storage 21.98 127 91 -28.35 3 2 -33.33
2017‑09‑30 13F-HR PSA / Public Storage 23.62 97 127 30.93 3 3 0.00
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 26.67 143 375 162.24 4 10 150.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 24.30 535 535 0.00 14 13 -7.14
2017‑09‑30 13F-HR PSB.PRV / PS Business Parks, Inc. 21.74 46 46 0.00 1 1 0.00
2017‑09‑30 13F-HR Good Technology Corp / Equity (382129104) 3.88 400,000 1,552
2017‑09‑30 13F-HR HG Vora / Equity (45099M124) 1.00 404,230 404
2017‑09‑30 13F-HR Inphonic Inc / Equity (45772G105) 0.00 510 0
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68.42 1,067 73
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 12.13 2,225 2,225 0.00 28 27 -3.57
2017‑09‑30 13F-HR C-L / Citigroup, Inc.Citigroup, Inc., 6.875% Dep Shares Non-Cumulative Preferred Stock Series L 27.13 1,806 1,806 0.00 49 49 0.00
2017‑09‑30 13F-HR Currencyshares Swiss / SWISS FRANC SH (23129V109) 100.00 100 10
2017‑09‑30 13F-HR DDR Corp Depositary / Equity (23317H870) 25.32 395 10
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.41 5,913 5,660 -4.28 518 557 7.53
2017‑09‑30 13F-HR Des Oculus LTD / Equity (12499C379) 1.00 259,056 259
2017‑09‑30 13F-HR DMRC / Digimarc Corp. 36.67 1,500 55
2017‑09‑30 13F-HR Digital Realty Trust / Equity (253868871) 25.97 77 2
2017‑09‑30 13F-HR Digital RLTY TR Inc / Equity (253868889) 23.53 255 6
2017‑09‑30 13F-HR Direxion Daily Emerg / ETF (25459Y470) 11.19 26,000 291
2017‑09‑30 13F-HR UQM / UQM Technologies, Inc. 1.15 26,000 30
2017‑09‑30 13F-HR Vaneck Vectors ETF / ETF (92189F494) 18.87 1,219 23
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.97 854 70
2017‑09‑30 13F-HR Direxion Daily Small Cap / ETF (25490K521) 13.66 32,000 437
2017‑09‑30 13F-HR Dominion Res Inc Va / Equity (25746U844) 25.83 5,071 131
2017‑09‑30 13F-HR Doubleline / (258623107) 24.04 73,680 1,771
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.18 7,170 496
2017‑09‑30 13F-HR Dte Energy Co JR Sub / Equity (233331800) 25.94 1,388 36
2017‑09‑30 13F-HR Entergy Ark Inc 1M / Equity (29364D100) 25.16 1,272 32
2017‑09‑30 13F-HR Entergy La LLC / Equity (29364W108) 24.54 978 24
2017‑09‑30 13F-HR Entergy Miss Inc / Equity (29364N108) 24.49 490 12
2017‑09‑30 13F-HR Exchange Traded (concepts TR Emqq Em Intern) / EMQQ EM INTERN (301505889) 36.33 5,450 198
2017‑09‑30 13F-HR EXC / Exelon Corp. 38.46 139 130 -6.47 5 5 0.00
2017‑09‑30 13F-HR First Rep BK San / Equity (33616C811) 25.53 666 17
2017‑09‑30 13F-HR First TR ETF Cap / Equity (33733E104) 47.39 19,096 905
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 70.00 200 200 0.00 12 14 16.67
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 103.90 77 77 0.00 8 8 0.00
2017‑09‑30 13F-HR First TR Stoxx / SHS (33735T109) 13.63 12,695 173
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 34.62 260 9
2017‑09‑30 13F-HR Frontier Comm Co / Equity (35906A306) 11.75 8,000 94
2017‑09‑30 13F-HR IT / Gartner, Inc. 124.41 4,439 4,252 -4.21 548 529 -3.47
2017‑09‑30 13F-HR F / Ford Motor Co. 11.95 18,067 9,543 -47.18 202 114 -43.56
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 48.59 852 638 -25.12 41 31 -24.39
2017‑09‑30 13F-HR Georgia PWR Co JR / Equity (373334440) 25.07 1,755 44
2017‑09‑30 13F-HR Golden Band Res Inc / Equity (380932103) 0.00 20,000 0
2017‑09‑30 13F-HR Goldman Sachs ETF / ETF (381430545) 51.02 4,332 221
2017‑09‑30 13F-HR GS.PRC / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series C 23.33 300 300 0.00 7 7 0.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,000.00 5 5
2017‑09‑30 13F-HR iShares Inc MSCI JPN / ETF (46434G822) 55.91 1,878 105
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 103.45 29 29 0.00 3 3 0.00
2017‑09‑30 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 14.90 32,090 478
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 123.76 404 50
2017‑09‑30 13F-HR iShares TR MTG Rel / ETF (46435G342) 46.48 1,420 66
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 34.78 230 8
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 30.35 626 19
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80.65 124 10
2017‑09‑30 13F-HR John Hancock Premium Divid FD II / (41013T105) 16.84 5,640 95
2017‑09‑30 13F-HR JPMorgan Chase & Co / Equity (48126E750) 25.39 2,166 55
2017‑09‑30 13F-HR Keycorp New Dep SHS / Equity (493267702) 29.21 2,705 79
2017‑09‑30 13F-HR Kimco RLTY Corp Dep / Equity (49446R737) 25.03 2,437 61
2017‑09‑30 13F-HR LC / LendingClub Corp. 6.10 40,000 244
2017‑09‑30 13F-HR Mic AG Ord F / Equity (D54387101) 0.69 8,712 6
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 0.00 1 0
2017‑09‑30 13F-HR Millennium Intl Ltd / Equity (124999913) 1.00 377,661 378
2017‑09‑30 13F-HR Millennium USA Hedge Focus Fund LP / Equity (124999848) 1.00 162,693 163
2017‑09‑30 13F-HR Millennium USA Hedge Focus Fund LP / Equity (59999M514) 1.00 215,936 216
2017‑09‑30 13F-HR MOMO / Momo Inc. 31.40 5,000 157
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 41.25 805 800 -0.62 35 33 -5.71
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 82.26 1,070 620 -42.06 92 51 -44.57
2017‑09‑30 13F-HR MON / Monsanto Co. 118.42 2,849 152 -94.66 337 18 -94.66
2017‑09‑30 13F-HR MS.PRG / Morgan Stanley, 6.625% Depositary Shares Non-Cumulative Preferred Stock Series G 27.21 2,389 2,389 0.00 66 65 -1.52
2017‑09‑30 13F-HR Morgan Stanley SH / Equity (61762V606) 27.89 2,474 69
2017‑09‑30 13F-HR NORTEL NETWORKS / Equity (656568508) 0.00 24 0
2017‑09‑30 13F-HR Nuveen California / (67065N100) 10.47 382 4
2017‑09‑30 13F-HR OLN / Olin Corp. 34.48 377 377 0.00 11 13 18.18
2017‑09‑30 13F-HR Qwest Corp NT / Equity (74913G881) 25.17 2,145 54
2017‑09‑30 13F-HR Radius Gold Inc Com / Equity (750468100) 0.14 7,000 1
2017‑09‑30 13F-HR RWLK / ReWalk Robotics Ltd 1.45 40,556 59
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 64.66 4,717 305
2017‑09‑30 13F-HR Sce TR V PFD Sec / Equity (78409W201) 28.11 1,174 33
2017‑09‑30 13F-HR Sce Trust VI TR / Equity (78410V200) 24.86 523 13
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.29 1,024 73
2017‑09‑30 13F-HR Abcam Ord GBP0.002 / Equity (G0060R118) 13.75 4,000 55
2017‑09‑30 13F-HR Alabama PWR Co PFD / Equity (010392462) 26.01 1,884 49
2017‑09‑30 13F-HR Allstate Corp Dep / Equity (020002606) 26.78 1,195 32
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 27,633 310
2017‑09‑30 13F-HR American Financial / Equity (025932609) 25.93 617 16
2017‑09‑30 13F-HR American Finl Group / Equity (025932708) 28.57 210 6
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 102.94 1,224 126
2017‑09‑30 13F-HR Arch Capital Group / Equity (03939A107) 25.22 1,269 32
2017‑09‑30 13F-HR Axis Capital / Equity (05461T305) 21.05 95 2
2017‑09‑30 13F-HR Baioo Family / Equity (G07038105) 0.07 59,955 4
2017‑09‑30 13F-HR Bank New York Mellon / Equity (064058209) 25.29 4,113 104
2017‑09‑30 13F-HR Barclays BK PLC / IPATH S&P500 VIX (06746L422) 0.00 12 0
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 127.50 800 102
2017‑09‑30 13F-HR BlackRock Build Amer / SHS (09248X100) 23.38 71,395 1,669
2017‑09‑30 13F-HR APRN / Blue Apron Holdings Inc 0.00 25 0
2017‑09‑30 13F-HR BOX / Box, Inc. Call 1.15 2,600 3
2017‑09‑30 13F-HR CA / CA, Inc. Call 0.50 2,000 1
2017‑09‑30 13F-HR CORT / Corcept Therapeutics, Inc. Call 2.50 10,000 25
2017‑09‑30 13F-HR GES / Guess ? Inc. Call 1.39 3,600 5
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. Call 1.28 4,700 6
2017‑09‑30 13F-HR Call SPY @ $232.0 Exp Mar 16, 2018 / Derivative Call (78462F903) 22.75 4,000 91
2017‑09‑30 13F-HR ZTO / ZTO Express (Cayman) Inc. Call 1.67 3,000 5
2017‑09‑30 13F-HR Capital One / Equity (14040H840) 27.00 852 23
2017‑09‑30 13F-HR Capital One / Equity (14040H865) 25.39 512 13
2017‑09‑30 13F-HR ProShares TR Short / SHORT S&P 500 NE (74347B425) 32.19 15,500 499
2017‑09‑30 13F-HR Proshs Ultra Basic Matls / PSHS ULT BASMATL (74347R776) 65.15 3,300 215
2017‑09‑30 13F-HR Public Storage PFD / Equity (74460W685) 25.67 779 20
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 2.00 3,000 6
2017‑09‑30 13F-HR SQ / Square, Inc. Put 2.00 20,000 40
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.05 377 20
2017‑09‑30 13F-HR Senior HSG PPTYS TR / Equity (81721M208) 27.03 185 5
2017‑09‑30 13F-HR Senior HSG PPTYS TR / Equity (81721M307) 27.05 1,368 37
2017‑09‑30 13F-HR Southern Co JR Sub / Equity (842587305) 25.70 1,790 46
2017‑09‑30 13F-HR SPDR Index SHS FDS / ETF (78463X533) 30.52 7,306 223
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.61 3,868 335
2017‑09‑30 13F-HR SPDR Ser TR Nuvn BR / ETF (78468R739) 49.12 570 28
2017‑09‑30 13F-HR Starwood Waypoint / Real Estate (85572F105) 31.25 64 2
2017‑09‑30 13F-HR TCF Finl Corp Non / Equity (872275300) 25.76 1,087 28
2017‑09‑30 13F-HR Tearlach Res LTD Com / Equity (877905208) 0.00 2,100 0
2017‑09‑30 13F-HR Third Point / Equity (128996790) 1.00 250,000 250
2017‑09‑30 13F-HR Third Point Offshore Fund Ltd / Equity (12499B405) 1.00 109,238 109
2017‑09‑30 13F-HR Third Point Partners Qualified / Equity (124996810) 1.00 172,902 173
2017‑09‑30 13F-HR Third Point Partners Qualified / Equity (124997388) 1.00 418,792 419
2017‑09‑30 13F-HR Ventas RLTY LTD / Equity (92276M204) 26.16 497 13
2017‑09‑30 13F-HR VSAT / ViaSat, Inc. 64.32 9,250 595
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.80 1,023 9
2017‑09‑30 13F-HR Vornado RLTY TR / Equity (929042851) 24.39 328 8
2017‑09‑30 13F-HR Vornado RLTY TR / Equity (929042844) 27.34 256 7
2017‑09‑30 13F-HR Vornado RLTY TR PFD / Equity (929042877) 26.00 5,000 130
2017‑09‑30 13F-HR Wells Fargo &co New / Equity (94988U656) 25.96 809 21
2017‑09‑30 13F-HR WPRT / Westport Innovations Inc. 3.29 7,000 23
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 70.00 100 7
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 40.00 100 4
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.78 51,100 51,100 0.00 13 40 207.69
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.21 1,000 1,053 5.30 87 115 32.18
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 0.00 57 57 0.00 0 0
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.67 3,585 3,456 -3.60 3,333 3,365 0.96
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 89.89 92 89 -3.26 75 8 -89.33
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 36.27 193 193 0.00 9 7 -22.22
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 60.00 200 200 0.00 11 12 9.09
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 31.09 1,801 1,801 0.00 53 56 5.66
2017‑09‑30 13F-HR CBS / CBS Corp. 58.25 6,601 6,009 -8.97 422 350 -17.06
2017‑09‑30 13F-HR C-C / Citigroup, Inc., 5.80% Dep Shares Non-Cumulative Preferred Stock Series C 25.66 2,338 2,338 0.00 61 60 -1.64
2017‑09‑30 13F-HR SQ / Square, Inc. 28.80 8,500 23,052 171.20 199 664 233.67
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.75 933 888 -4.82 118 109 -7.63
2017‑09‑30 13F-HR MMM / 3M Co. 209.99 1,381 1,381 0.00 288 290 0.69
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.85 5,300 4,907 -7.42 394 436 10.66
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.85 2,094 6,110 191.79 125 384 207.20
2017‑09‑30 13F-HR DTE / DTE Energy Co. 25.54 406 509 25.37 10 13 30.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.03 5,050 5,150 1.98 4,589 4,939 7.63
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 24 24 0.00 1 0 -100.00
2017‑09‑30 13F-HR TOT / Total S.A. 54.28 11,394 13,431 17.88 565 729 29.03
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 106.16 471 471 0.00 50 50 0.00
2017‑09‑30 13F-HR K / Kellogg Co. 62.39 5,162 4,937 -4.36 359 308 -14.21
2017‑09‑30 13F-HR PVH / PVH Corp. 127.66 47 47 0.00 5 6 20.00
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.94 1,516 5,376 254.62 76 290 281.58
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 129.99 16,866 16,648 -1.29 2,231 2,164 -3.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson Call 2.50 2,500 2,000 -20.00 12 5 -58.33
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 240.00 25 25 0.00 5 6 20.00
2017‑09‑30 13F-HR PXLW / Pixelworks, Inc. 4.71 38,204 38,204 0.00 175 180 2.86
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 22.21 21,393 20,261 -5.29 489 450 -7.98
2017‑09‑30 13F-HR GEK / General Electric Capital Corp. 4.70% Notes due 2053-5-16 25.39 1,930 1,930 0.00 49 49 0.00
2017‑09‑30 13F-HR STI.PRE / Suntrust Bankk, 5.875% Dep Shares Perpetual Preferred Stock, Series E 25.76 893 893 0.00 23 23 0.00
2017‑09‑30 13F-HR INTC / Intel Corp. 38.09 32,974 36,467 10.59 1,113 1,389 24.80
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 171.18 22,976 22,976 0.00 2,994 3,933 31.36
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) Call 22.50 2,500 1,200 -52.00 7 27 285.71
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 99.31 4,260 4,753 11.57 497 472 -5.03
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.60 5,000 5,000 0.00 59 68 15.25
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.16 24,991 23,695 -5.19 479 454 -5.22
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.97 1,529 1,565 2.35 24 25 4.17
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 32.83 396 396 0.00 12 13 8.33
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.00 1,000 1,000 0.00 33 18 -45.45
2017‑09‑30 13F-HR AET / Aetna, Inc. 166.67 42 42 0.00 0 7
2017‑09‑30 13F-HR COF-D / Capital One Financial Corp., 6.70% Dep Shares Non-Cumul Perp Pfd Stock Series D 27.23 1,836 1,836 0.00 50 50 0.00
2017‑09‑30 13F-HR RWM / ProShares Short Russell2000 43.68 5,250 6,250 19.05 243 273 12.35
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 148.61 1,292 1,292 0.00 186 192 3.23
2017‑09‑30 13F-HR KPTI / Karyopharm Therapeutics Inc. 11.25 800 800 0.00 7 9 28.57
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 124.00 1,000 1,000 0.00 141 124 -12.06
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.34 401 401 0.00 24 25 4.17
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.37 4,959 5,837 17.71 243 294 20.99
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.70 843 843 0.00 144 36 -75.00
2017‑09‑30 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 11.11 1,482 90 -93.93 18 1 -94.44
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 9.38 0 1,493 0 14
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.33 1,109 877 -20.92 46 38 -17.39
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.07 284 1,676 490.14 16 99 518.75
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.26 3,905 4,482 14.78 238 288 21.01
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.12 4,734 3,996 -15.59 578 464 -19.72
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.43 6,002 8,403 40.00 390 575 47.44
2017‑09‑30 13F-HR CDXS / Codexis, Inc. 0.00 74 74 0.00 0 0
2017‑09‑30 13F-HR TMK / Torchmark Corp. 26.89 1,339 1,339 0.00 36 36 0.00
2017‑09‑30 13F-HR EIX / Edison International 77.35 543 543 0.00 43 42 -2.33
2017‑09‑30 13F-HR VZA / Verizon Communications, Inc., 5.90% Notes due 2/15/2054 27.28 3,153 3,153 0.00 85 86 1.18
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 4.67 3,423 3,423 0.00 19 16 -15.79
2017‑09‑30 13F-HR LEA / Lear Corp. 169.01 71 71 0.00 10 12 20.00
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.21 6,951 7,077 1.81 50 51 2.00
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.15 2,422 2,447 1.03 81 86 6.17
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.04 1,134 1,134 0.00 41 42 2.44
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.20 50 1,337 2,574.00 5 146 2,820.00
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 27.64 615 615 0.00 17 17 0.00
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 132.00 1,000 1,000 0.00 122 132 8.20
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.47 6,202 4,811 -22.43 277 238 -14.08
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.85 31,291 33,964 8.54 772 878 13.73
2017‑09‑30 13F-HR Berkshire / Equity (084670701) 800 0 -100.00 102 0
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.14 948 1,810 90.93 52 98 88.46
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 87.72 57 57 0.00 5 5 0.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.36 890 1,328 49.21 80 120 50.00
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.81 21,177 20,883 -1.39 2,750 3,045 10.73
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.34 4,221 4,708 11.54 4,086 4,526 10.77
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q 27.39 2,373 2,373 0.00 66 65 -1.52
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.12 4,622 3,937 -14.82 1,671 1,343 -19.63
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.45 943 943 0.00 24 24 0.00
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.72 6,267 6,267 0.00 251 274 9.16
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.78 3,116 3,962 27.15 247 324 31.17
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.57 4,220 4,558 8.01 134 153 14.18
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.00 100 100 0.00 9 11 22.22
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.47 916 850 -7.21 73 65 -10.96
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 40.00 7,750 100 -98.71 328 4 -98.78
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.26 430 430 0.00 10 10 0.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 42.01 1,095 1,095 0.00 37 46 24.32
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 16.88 1,600 1,600 0.00 27 27 0.00
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.07 2,769 2,856 3.14 449 480 6.90
2017‑09‑30 13F-HR GES / Guess ? Inc. 17.01 5,745 4,057 -29.38 73 69 -5.48
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.42 1,557 1,550 -0.45 162 182 12.35
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.19 10,783 11,356 5.31 1,871 2,262 20.90
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 113.64 44 44 0.00 5 5 0.00
2017‑09‑30 13F-HR JPM.PRB / JPMorgan Chase & Co., Preferred B 26.83 2,982 2,982 0.00 80 80 0.00
2017‑09‑30 13F-HR CAR / Avis Budget Group, Inc. 40.00 200 200 0.00 5 8 60.00
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 8.00 125 125 0.00 1 1 0.00
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.50 2,000 2,000 0.00 3 1 -66.67
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.28 67,160 70,152 4.46 1,195 1,212 1.42
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 94.75 1,414 1,161 -17.89 128 110 -14.06
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. 51.13 11,000 10,600 -3.64 7 542 7,642.86
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.07 22,497 24,140 7.30 3,461 3,502 1.18
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Call 3.00 1,300 2,000 53.85 13 6 -53.85
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.47 14,782 14,610 -1.16 578 562 -2.77
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.88 12,394 12,394 0.00 684 643 -5.99
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.00 500 500 0.00 24 24 0.00
2017‑09‑30 13F-HR ETN / Eaton Corporation 77.12 389 389 0.00 30 30 0.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.42 25,714 25,349 -1.42 2,227 2,368 6.33
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.46 1,124 954 -15.12 55 51 -7.27
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.17 36,772 29,291 -20.34 257 210 -18.29
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.00 5,178 5,033 -2.80 451 458 1.55
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.05 830 830 0.00 10 10 0.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 131.18 558 465 -16.67 59 61 3.39
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.35 49,187 49,282 0.19 500 510 2.00
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 46,131 55,432 20.16 3,180 4,129 29.84
2017‑09‑30 13F-HR MAT / Mattel, Inc. 16.00 500 500 0.00 11 8 -27.27
2017‑09‑30 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 28.72 5,124 6,372 24.36 152 183 20.39
2017‑09‑30 13F-HR WRK / Westrock Company 56.31 586 586 0.00 33 33 0.00
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 110.00 100 100 0.00 11 11 0.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.85 6,714 6,714 0.00 187 187 0.00
2017‑09‑30 13F-HR RBCN / Rubicon Technology, Inc. 7.50 400 400 0.00 4 3 -25.00
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 137.93 29 29 0.00 4 4 0.00
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18.89 5,187 5,187 0.00 103 98 -4.85
2017‑09‑30 13F-HR INPAP / International Paper Company 57.40 662 662 0.00 37 38 2.70
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.00 1,000 1,000 0.00 19 19 0.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.82 26,172 26,613 1.69 1,031 900 -12.71
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.57 9,981 9,981 0.00 358 355 -0.84
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.85 4,994 5,208 4.29 463 494 6.70
2017‑09‑30 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25.59 3,602 3,439 -4.53 93 88 -5.38
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 25.58 860 860 0.00 22 22 0.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 106,581 104,241 -2.20 16,092 17,812 10.69
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.33 860 860 0.00 121 131 8.26
2017‑09‑30 13F-HR CTAS / Cintas Corp. 144.05 597 597 0.00 75 86 14.67
2017‑09‑30 13F-HR CTV / Qwest Corporation, 6.875% Notes due 10/1/2054 26.32 266 266 0.00 7 7 0.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 124.24 183 330 80.33 19 41 115.79
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.49 2,050 2,050 0.00 89 83 -6.74
2017‑09‑30 13F-HR PRH / Prudential Financial, 5.70% Junior Subordinated Notes due 3/15/2053 26.16 1,147 1,147 0.00 30 30 0.00
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.70 2,965 3,350 12.98 168 200 19.05
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.70 40,216 42,457 5.57 2,507 2,747 9.57
2017‑09‑30 13F-HR USB.PRO / U.S. Bancorp, 5.15% Dep Shares Non-Cumulative Perpetual Preferred Stock Series H 26.52 1,018 1,018 0.00 27 27 0.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.73 4,464 4,902 9.81 491 533 8.55
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.00 1,400 1,400 0.00 11 14 27.27
2017‑09‑30 13F-HR DST / DST Systems, Inc. 51.28 78 78 0.00 5 4 -20.00
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 143.88 5,750 5,894 2.50 819 848 3.54
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 676 676 0.00 150 156 4.00
2017‑09‑30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.79 7,324 7,324 0.00 78 79 1.28
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 100.00 10 10 0.00 3 1 -66.67
2017‑09‑30 13F-HR NK / NantKwest, Inc. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.86 350 350 0.00 33 29 -12.12
2017‑09‑30 13F-HR PJH / Prudential Financial, 5.75% Junior Subordinated Notes due 12/15/2052 25.40 866 866 0.00 23 22 -4.35
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.50 2,000 2,000 0.00 25 25 0.00
2017‑09‑30 13F-HR IPL.PRD / Interstate Power & Light Co. 25.01 1,759 1,759 0.00 45 44 -2.22
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.76 806 806 0.00 51 53 3.92
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.78 5,495 6,009 9.35 215 233 8.37
2017‑09‑30 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 13.25 12,000 12,000 0.00 10 159 1,490.00
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. 38.57 700 700 0.00 32 27 -15.62
2017‑09‑30 13F-HR MCZ / Mad Catz Interactive, Inc. 0.00 300 300 0.00 0 0
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 446.94 1,749 1,423 -18.64 859 636 -25.96
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.56 17,390 17,390 0.00 397 375 -5.54
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 8,699 8,667 -0.37 1,332 1,358 1.95
2017‑09‑30 13F-HR EAE / Entergy Arkansas, 4.75% Series First Mortgage Bonds due 6/1/2063 25.54 509 509 0.00 13 13 0.00
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.03 3,782 3,782 0.00 193 193 0.00
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.03 39,553 37,093 -6.22 2,123 2,375 11.87
2017‑09‑30 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 27.20 12,831 12,831 0.00 347 349 0.58
2017‑09‑30 13F-HR MO / Altria Group, Inc. 64.02 126 3,905 2,999.21 9 250 2,677.78
2017‑09‑30 13F-HR SCI / Service Corp. International 34.85 1,406 1,406 0.00 47 49 4.26
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.37 1,188 987 -16.92 36 28 -22.22
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.20 534 534 0.00 22 22 0.00
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 10.00 100 100 0.00 2 1 -50.00
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR 93.00 1,000 1,000 0.00 82 93 13.41
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 38.60 285 285 0.00 10 11 10.00
2017‑09‑30 13F-HR NOK / Nokia Corp. 10.53 95 95 0.00 1 1 0.00
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 56.60 106 106 0.00 6 6 0.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 42.00 1,000 1,000 0.00 46 42 -8.70
2017‑09‑30 13F-HR ACN / Accenture plc 135.14 7,088 6,852 -3.33 877 926 5.59
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. 36.00 750 500 -33.33 21 18 -14.29
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.63 530 2,615 393.40 34 169 397.06
2017‑09‑30 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 80.46 87 87 0.00 5 7 40.00
2017‑09‑30 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 30.00 8,000 9,000 12.50 200 270 35.00
2017‑09‑30 13F-HR CHLKF / China Mobile Ltd. 11.43 350 350 0.00 4 4 0.00
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 96.39 97 83 -14.43 7 8 14.29
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 92.02 163 163 0.00 15 15 0.00
2017‑09‑30 13F-HR RMETF / Rackla Metals Inc 0.00 466 466 0.00 0 0
2017‑09‑30 13F-HR VONE / Vanguard Russell 1000 ETF 116.00 2,000 2,000 0.00 223 232 4.04
2017‑09‑30 13F-HR BAC.PRA / Bank of America Corp. 6.00% Preferred Perpetual Series EE 26.39 682 682 0.00 18 18 0.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 154.04 4,943 4,739 -4.13 814 730 -10.32
2017‑09‑30 13F-HR PKTX / ProtoKinetix, Inc. 0.07 46,150 46,150 0.00 3 3 0.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.75 18,861 18,861 0.00 1,016 995 -2.07
2017‑09‑30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13.42 596 596 0.00 8 8 0.00
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.20 267 267 0.00 11 11 0.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.84 3,963 3,963 0.00 221 253 14.48
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.44 4,983 4,783 -4.01 575 533 -7.30
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR PPLT / ETFS Platinum Trust 87.25 5,600 5,100 -8.93 495 445 -10.10
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 100.00 20 20 0.00 40 2 -95.00
2017‑09‑30 13F-HR MASI / Masimo Corp. 86.54 2,600 2,600 0.00 237 225 -5.06
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.70 7,752 7,516 -3.04 1,033 1,065 3.10
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 38.00 1,000 1,000 0.00 36 38 5.56
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.51 4,483 4,483 0.00 226 213 -5.75
2017‑09‑30 13F-HR WFC.PRR / Wells Fargo & Co., 6.625% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser R 28.97 2,244 2,244 0.00 68 65 -4.41
2017‑09‑30 13F-HR C-K / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 28.82 2,776 2,776 0.00 82 80 -2.44
2017‑09‑30 13F-HR CNC / Centene Corp. 100.00 140 140 0.00 11 14 27.27
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 30,088 37,217 23.69 1,003 1,242 23.83
2017‑09‑30 13F-HR SMTC / Semtech Corp. 37.45 4,139 4,139 0.00 148 155 4.73
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.73 852 1,093 28.29 82 109 32.93
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.67 1,500 1,500 0.00 47 49 4.26
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.97 14,133 17,704 25.27 836 920 10.05
2017‑09‑30 13F-HR ATHX / Athersys, Inc. 2.05 12,000 22,000 83.33 18 45 150.00
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 80 80 0.00 8 8 0.00
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 0.00 18 18 0.00 0 0
2017‑09‑30 13F-HR FIVN / Five9, Inc. 23.90 19,961 19,961 0.00 430 477 10.93
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 129.04 6,310 7,060 11.89 883 911 3.17
2017‑09‑30 13F-HR NYCB.PRA / New York Community Bancorp, Inc. 6.375#% Series A Preferred 29.52 542 542 0.00 16 16 0.00
2017‑09‑30 13F-HR TCEHY / Tencent Holding Ltd. 43.00 3,100 9,278 199.29 111 399 259.46
2017‑09‑30 13F-HR CLDR / Cloudera, Inc. 16.62 27,600 50,720 83.77 442 843 90.72
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 87.50 240 240 0.00 22 21 -4.55
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 100.26 389 389 0.00 39 39 0.00
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 45.34 4,766 5,293 11.06 210 240 14.29
2017‑09‑30 13F-HR FFIDX / Fidelity 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 40.00 200 200 0.00 6 8 33.33
2017‑09‑30 13F-HR YNGFF / Veris Gold Corp 0.00 138 138 0.00 0 0
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.00 871 500 -42.59 70 40 -42.86
2017‑09‑30 13F-HR CDW / CDW Corporation 68.63 102 102 0.00 6 7 16.67
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.59 923 923 0.00 42 43 2.38
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.13 4,349 5,731 31.78 965 1,359 40.83
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 38.00 2,600 500 -80.77 82 19 -76.83
2017‑09‑30 13F-HR CCK / Crown Holdings, Inc. 59.03 576 576 0.00 34 34 0.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.11 1,292 1,292 0.00 193 234 21.24
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 44.44 465 585 25.81 18 26 44.44
2017‑09‑30 13F-HR CBB / Cincinnati Bell, Inc. 18.43 217 217 0.00 4 4 0.00
2017‑09‑30 13F-HR PGZ / Principal Real Estate Income Fund 17.95 7,176 7,300 1.73 130 131 0.77
2017‑09‑30 13F-HR KR / Kroger Co. 21.28 94 94 0.00 2 2 0.00
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.00 500 500 0.00 28 31 10.71
2017‑09‑30 13F-HR PDCE / PDC Energy, Inc. 49.00 2,000 2,000 0.00 86 98 13.95
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 13.06 2,832 2,832 0.00 37 37 0.00
2017‑09‑30 13F-HR ANET / Arista Networks, Inc. 195.65 69 46 -33.33 10 9 -10.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.92 4,533 3,258 -28.13 1,103 824 -25.29
2017‑09‑30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 52.63 95 95 0.00 5 5 0.00
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.92 7,981 6,906 -13.47 432 400 -7.41
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.06 5,194 5,194 0.00 406 421 3.69
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.17 1,270 7,466 487.87 50 285 470.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.36 4,463 3,913 -12.32 97 64 -34.02
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.16 862 862 0.00 26 26 0.00
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 200 200 0.00 23 24 4.35
2017‑09‑30 13F-HR USB.PRH / U.S. Bancorp, Float Rate Dep Shares Non-cumul Perp Preferred Stock, Series B 23.57 2,503 2,503 0.00 61 59 -3.28
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15.05 7,176 7,176 0.00 145 108 -25.52
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 83.33 4,521 540 -88.06 365 45 -87.67
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.62 8,893 10,595 19.14 479 441 -7.93
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 58.82 68 68 0.00 4 4 0.00
2017‑09‑30 13F-HR WYY / WidePoint Corp. 0.65 237,855 237,855 0.00 109 155 42.20
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 112.90 124 124 0.00 15 14 -6.67
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.15 700 1,053 50.43 99 156 57.58
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 21.74 96 46 -52.08 1 1 0.00
2017‑09‑30 13F-HR CA / CA, Inc. 33.43 9,407 6,701 -28.77 324 224 -30.86
2017‑09‑30 13F-HR JBL / Jabil Circuit, Inc. 27.93 179 179 0.00 5 5 0.00
2017‑09‑30 13F-HR COF-P / Capital One Financial Corp.Capital One Financial Corp., 6.00% Dep Shares Non-Cumul Perp Preferred Stock B 25.09 4,094 2,391 -41.60 104 60 -42.31
2017‑09‑30 13F-HR FDX / FedEx Corp. 333.33 3 3 0.00 1 1 0.00
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 39.02 205 205 0.00 7 8 14.29
2017‑09‑30 13F-HR FTK / Flotek Industries Inc. 4.67 1,440 2,140 48.61 13 10 -23.08
2017‑09‑30 13F-HR COF-F / Capital One Financial Corp.Capital One Financial Corp., 6.20% Dep Shares Non-Cumul Perp Pfd Stock Series F 27.29 623 1,466 135.31 17 40 135.29
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 64,046 65,816 2.76 1,554 1,668 7.34
2017‑09‑30 13F-HR HMSY / HMS Holdings Corp. 19.86 7,000 7,000 0.00 130 139 6.92
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.61 2,889 2,870 -0.66 307 283 -7.82
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.84 9,310 7,192 -22.75 4 790 19,650.00
2017‑09‑30 13F-HR IHSEF / IShares Plc. 81.35 6,744 8,027 19.02 533 653 22.51
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.00 3,250 3,250 0.00 38 39 2.63
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 366.67 30 30 0.00 10 11 10.00
2017‑09‑30 13F-HR COF-C / Capital One Financial Corp.Capital One Financial Corp., 6.25% Dep Shares Non-Cumul Perp Pfd Stock Series C 26.34 816 1,101 34.93 22 29 31.82
2017‑09‑30 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 20.83 3,985 3,985 0.00 98 83 -15.31
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.89 4,041 4,041 0.00 229 242 5.68
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 83.77 8,916 8,702 -2.40 777 729 -6.18
2017‑09‑30 13F-HR COP / ConocoPhillips 50.00 1,000 1,000 0.00 44 50 13.64
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 24.89 1,848 1,848 0.00 47 46 -2.13
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.30 400 391 -2.25 40 40 0.00
2017‑09‑30 13F-HR EAB / Entergy Arkansas, 4.90% Series First Mortgage Bonds due 12/1/2052 26.58 301 301 0.00 8 8 0.00
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.67 600 600 0.00 32 34 6.25
2017‑09‑30 13F-HR CRDS / Crossroads Systems, Inc. 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 61.05 1,900 1,900 0.00 87 116 33.33
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,831.33 616 581 -5.68 1,152 1,064 -7.64
2017‑09‑30 13F-HR USM / United States Cellular Corp. 35.09 627 627 0.00 24 22 -8.33
2017‑09‑30 13F-HR INFI / Infinity Pharmaceuticals, Inc. 1.31 13,000 13,000 0.00 20 17 -15.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.78 2,943 3,717 26.30 260 330 26.92
2017‑09‑30 13F-HR TIME / Time Inc. 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR BTX / BioTime, Inc. 2.84 35,212 35,212 0.00 111 100 -9.91
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.54 9,585 9,182 -4.20 1,131 1,116 -1.33
2017‑09‑30 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 26.72 9,806 9,806 0.00 264 262 -0.76
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 45.00 200 200 0.00 9 9 0.00
2017‑09‑30 13F-HR CIEN / Ciena Corp. 21.98 273 273 0.00 7 6 -14.29
2017‑09‑30 13F-HR GMT / GATX Corp. 26.67 1,050 1,050 0.00 27 28 3.70
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22.00 2,500 2,500 0.00 65 55 -15.38
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.74 17,000 31,000 82.35 0 395
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 113.33 150 150 0.00 17 17 0.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.02 21,772 38,348 76.13 329 576 75.08
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 58.42 24,729 10,304 -58.33 25 602 2,308.00
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.61 243 243 0.00 39 40 2.56
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. Put 0.00 5,000 5,000 0.00 1 0 -100.00
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.10 7,900 8,200 3.80 214 214 0.00
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 104.80 458 458 0.00 46 48 4.35
2017‑09‑30 13F-HR ARH.PRC / Arch Capital Group Ltd. 24.61 4,510 4,510 0.00 110 111 0.91
2017‑09‑30 13F-HR OPRX / OptimizeRx Corp. 1.24 60,000 195,000 225.00 62 242 290.32
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 17.74 620 620 0.00 13 11 -15.38
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 40.00 25 25 0.00 1 1 0.00
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 9.08 23,201 18,944 -18.35 219 172 -21.46
2017‑09‑30 13F-HR DHR / Danaher Corp. 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR AEB / AEGON N.V., Floating Rate Perpetual Capital Securities 26.74 187 187 0.00 1 5 400.00
2017‑09‑30 13F-HR FDS / FactSet Research Systems, Inc. 166.67 461 30 -93.49 77 5 -93.51
2017‑09‑30 13F-HR USB.PRM / U.S. Bancorp, 6.50% Fixed/Float Dep Shares Non-Cumul Perp Preferred Stock, F 29.64 2,794 2,901 3.83 84 86 2.38
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.72 7,915 8,051 1.72 196 199 1.53
2017‑09‑30 13F-HR SO / Southern Co. (The) 48.94 1,619 613 -62.14 78 30 -61.54
2017‑09‑30 13F-HR DISCK / Discovery Communications, Inc. 20.62 873 873 0.00 22 18 -18.18
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.41 4,627 4,399 -4.93 797 820 2.89
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.39 820 820 0.00 19 20 5.26
2017‑09‑30 13F-HR STXS / Stereotaxis, Inc. 0.00 450 450 0.00 0 0
2017‑09‑30 13F-HR AOLS / Aeolus Pharmaceuticals, Inc. 0.00 170 170 0.00 0 0
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 23.00 4,000 4,000 0.00 88 92 4.55
2017‑09‑30 13F-HR TDS / Telephone and Data Systems, Inc. 27.24 624 624 0.00 17 17 0.00
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.11 2,454 2,374 -3.26 298 335 12.42
2017‑09‑30 13F-HR SCHW.PRC / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Preferred Stock Series C 27.08 4,668 5,612 20.22 127 152 19.69
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.14 219 207 -5.48 11 11 0.00
2017‑09‑30 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 26.67 1,687 1,687 0.00 45 45 0.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.87 6,152 4,373 -28.92 497 358 -27.97
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.41 4,669 4,669 0.00 211 212 0.47
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.54 925 925 0.00 19 19 0.00
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.22 671 671 0.00 29 29 0.00
2017‑09‑30 13F-HR AXP / American Express Co. 90.16 610 610 0.00 51 55 7.84
2017‑09‑30 13F-HR VFC / V.F. Corp. 63.58 7,245 6,087 -15.98 417 387 -7.19
2017‑09‑30 13F-HR ELR / SPDR Series Trust 28.00 250 250 0.00 7 7 0.00
2017‑09‑30 13F-HR SOJA / Southern Co., 6.25% Series 2015A Junior Subordinated Notes due 10/15/2075 25.64 78 78 0.00 2 2 0.00
2017‑09‑30 13F-HR RMBS / Rambus, Inc. 13.73 874 874 0.00 10 12 20.00
2017‑09‑30 13F-HR AON / Aon Plc 146.20 4,266 4,268 0.05 567 624 10.05
2017‑09‑30 13F-HR MDT / Medtronic plc 78.00 1,500 1,500 0.00 133 117 -12.03
2017‑09‑30 13F-HR CBIO / Catalyst Biosciences Inc. 0.00 67 67 0.00 0 0
2017‑09‑30 13F-HR CE / Celanese Corp. 102.89 311 311 0.00 30 32 6.67
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.21 11,015 11,216 1.82 863 866 0.35
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 9.49 2,097 2,212 5.48 21 21 0.00
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR 22.40 2,500 2,500 0.00 48 56 16.67
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21.76 2,645 2,712 2.53 64 59 -7.81
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.97 3,671 3,475 -5.34 400 403 0.75
2017‑09‑30 13F-HR AMID / American Midstream Partners LP 13.65 1,352 1,392 2.96 17 19 11.76
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.46 4,458 4,458 0.00 367 381 3.81
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 15.72 69,070 76,100 10.18 1,203 1,196 -0.58
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. Call 0.00 5,000 5,000 0.00 3 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.96 4,207 4,277 1.66 326 342 4.91
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.56 1,542 1,542 0.00 24 24 0.00
2017‑09‑30 13F-HR VLVLY / Volvo AB 19.00 1,000 1,000 0.00 17 19 11.76
2017‑09‑30 13F-HR FIT / Fitbit Inc. 6.96 179,546 179,546 0.00 953 1,250 31.16
2017‑09‑30 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 23.22 1,878 1,464 -22.04 45 34 -24.44
2017‑09‑30 13F-HR SCHW.PRD / Schwab Charles Corp, 5.95% Dep Shares Non-Cumul Perp Preferred Stock Series D 27.00 1,077 1,778 65.09 29 48 65.52
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.32 10,587 10,194 -3.71 852 829 -2.70
2017‑09‑30 13F-HR NVS / Novartis AG 85.79 4,081 3,124 -23.45 341 268 -21.41
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 20.62 291 291 0.00 8 6 -25.00
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.76 136 136 0.00 4 5 25.00
2017‑09‑30 13F-HR AATDF / AA LTD 10.40 1,250 1,250 0.00 13 13 0.00
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.42 1,442 2,010 39.39 165 234 41.82
2017‑09‑30 13F-HR BIOC / Biocept, Inc. 1.28 12,341 2,341 -81.03 17 3 -82.35
2017‑09‑30 13F-HR PSTG / Pure Storage, Inc. 15.99 80,000 80,000 0.00 1,025 1,279 24.78
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 186.42 3,722 3,181 -14.54 12 593 4,841.67
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.60 8,771 8,771 0.00 2,720 2,926 7.57
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 115.70 242 242 0.00 31 28 -9.68
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 149.24 8,051 7,545 -6.28 1,139 1,126 -1.14
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Call 5.00 1,000 1,000 0.00 4 5 25.00
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 40.00 50 50 0.00 2 2 0.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.30 1,216 1,216 0.00 74 94 27.03
2017‑09‑30 13F-HR WFC.PRV / Wells Fargo & Co., 6.00% Dep Shares Non-Cumul Class A Preferred Stock Series V 24.10 83 83 0.00 2 2 0.00
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR URI / United Rentals, Inc. 125.00 32 32 0.00 4 4 0.00
2017‑09‑30 13F-HR AGN / Allergan plc 204.92 8,894 9,111 2.44 9 1,867 20,644.44
2017‑09‑30 13F-HR USAK / USA Truck, Inc. 13.81 1,810 1,810 0.00 16 25 56.25
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.41 25,278 20,843 -17.54 3 1,280 42,566.67
2017‑09‑30 13F-HR TGT / Target Corp. 58.14 538 430 -20.07 28 25 -10.71
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 140.00 100 50 -50.00 11 7 -36.36
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 84.75 531 531 0.00 41 45 9.76
2017‑09‑30 13F-HR DZZ / DB Gold Double Short ETN due 2/15/2038 5.54 32,500 32,500 0.00 192 180 -6.25
2017‑09‑30 13F-HR GS.PRN / Goldman Sachs Group, 6.30% Dep Shares Non-Cumulative Preferred Stock Series N 28.17 568 568 0.00 16 16 0.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.75 824 472 -42.72 70 40 -42.86
2017‑09‑30 13F-HR HMHC / Houghton Mifflin Harcourt Company 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR SON / Sonoco Products Co. 54.95 91 91 0.00 5 5 0.00
2017‑09‑30 13F-HR VEOEY / Veolia Environnement 23.33 900 900 0.00 19 21 10.53
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.38 47 47 0.00 5 5 0.00
2017‑09‑30 13F-HR EWP / iShares MSCI Spain Capped ETF 33.53 1,700 1,700 0.00 56 57 1.79
2017‑09‑30 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 72.04 2,318 2,318 0.00 156 167 7.05
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.70 40,473 44,919 10.99 2,105 2,457 16.72
2017‑09‑30 13F-HR SPXU / ProShares UltraPro Short S&P 500 13.70 3,700 2,700 -27.03 58 37 -36.21
2017‑09‑30 13F-HR BAC.PRC / Bank of America Corp. 6.20% Preferred Perpetual Series CC 27.41 99 1,605 1,521.21 3 44 1,366.67
2017‑09‑30 13F-HR SCKT / Socket Mobile, Inc. 3.88 5,451 5,419 -0.59 22 21 -4.55
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.33 4,193 3,603 -14.07 279 257 -7.89
2017‑09‑30 13F-HR V / Visa, Inc. 105.27 15,592 12,606 -19.15 1,462 1,327 -9.23
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.67 2,898 2,916 0.62 419 521 24.34
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 52.17 345 345 0.00 20 18 -10.00
2017‑09‑30 13F-HR SAP / SAP SE 109.76 2,516 246 -90.22 263 27 -89.73
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 40.00 5,000 5,000 0.00 173 200 15.61
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.67 5,249 5,348 1.89 379 394 3.96
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.45 1,456 1,736 19.23 10 190 1,800.00
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. 121.00 1,000 1,000 0.00 127 121 -4.72
2017‑09‑30 13F-HR SNCR / Synchronoss Technologies, Inc. 9.40 5,000 5,000 0.00 82 47 -42.68
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 63.64 110 110 0.00 8 7 -12.50
2017‑09‑30 13F-HR GS.PRI / Goldman Sachs Group, 5.95% Dep Shares Non-Cumulative Preferred Stock, Series I 23.81 1,035 84 -91.88 27 2 -92.59
2017‑09‑30 13F-HR NCI / Navigant Consulting Co. 16.86 5,159 5,159 0.00 102 87 -14.71
2017‑09‑30 13F-HR ELJ / Entergy Louisiana LLC, 5.25% Series First Mortgage Bonds, due 7/1/2052 25.75 1,126 1,126 0.00 28 29 3.57
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 89.18 1,312 1,312 0.00 95 117 23.16
2017‑09‑30 13F-HR ALL.PRD / Allstate Corp. (The) 25.52 823 823 0.00 11 21 90.91
2017‑09‑30 13F-HR TIVO / TiVo Inc. 19.86 55,305 55,795 0.89 1,031 1,108 7.47
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.10 10,000 10,000 0.00 354 471 33.05
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 156.25 32 32 0.00 5 5 0.00
2017‑09‑30 13F-HR GS.PRJ / Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J 27.18 4,010 4,010 0.00 113 109 -3.54
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 101.69 59 59 0.00 5 6 20.00
2017‑09‑30 13F-HR BAC.PRY / Bank of America Corp. 6.50% Preferred Perpetual Series Y 27.36 4,708 4,422 -6.07 129 121 -6.20
2017‑09‑30 13F-HR SOXX / iShares PHLX Semiconductor ETF 158.48 5,250 5,250 0.00 736 832 13.04
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.10 8,287 5,437 -34.39 434 305 -29.72
2017‑09‑30 13F-HR MUR / Murphy Oil Corp. 26.47 1,700 1,700 0.00 44 45 2.27
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.85 5,205 5,205 0.00 147 171 16.33
2017‑09‑30 13F-HR XRF / China Rapid Finance Limited 6.59 217,980 201,577 -7.53 1,247 1,328 6.50
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.00 2,000 2,000 0.00 24 28 16.67
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 252.42 9,214 9,417 2.20 2,239 2,377 6.16
2017‑09‑30 13F-HR SREV / ServiceSource International, Inc. 3.40 5,000 5,000 0.00 19 17 -10.53
2017‑09‑30 13F-HR TEI / Templeton Emerging Markets Income Fund 11.89 1,850 1,850 0.00 21 22 4.76
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 125.36 343 343 0.00 37 43 16.22
2017‑09‑30 13F-HR SIGM / Sigma Designs, Inc. 6.30 99,825 100,975 1.15 584 636 8.90
2017‑09‑30 13F-HR ELU / Entergy Louisiana, 4.70% Series First Mortgage Bonds due 6/1/2063 28.57 105 105 0.00 3 3 0.00
2017‑09‑30 13F-HR SFUN / Fang Holdings Ltd. 4.07 50,000 30,000 -40.00 186 122 -34.41
2017‑09‑30 13F-HR UFPI / Universal Forest Products, Inc. 98.15 10,728 10,728 0.00 937 1,053 12.38
2017‑09‑30 13F-HR KSU / Kansas City Southern 109.14 3,477 3,491 0.40 365 381 4.38
2017‑09‑30 13F-HR GS.PRK / Goldman Sachs Group, 6.375% Dep Sh Fixd/Float Non-Cumul Preferred Stock Series K 29.41 2,108 2,108 0.00 62 62 0.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.23 2,210 2,248 1.72 31 32 3.23
2017‑09‑30 13F-HR YELP / Yelp, Inc. 37.50 80 80 0.00 2 3 50.00
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 15.11 22,500 22,500 0.00 339 340 0.29
2017‑09‑30 13F-HR WLTW / Willis Towers Watson Public Limited Company 154.58 1,889 1,889 0.00 276 292 5.80
2017‑09‑30 13F-HR NRP / Natural Resource Partners L.P. 18.18 55 55 0.00 2 1 -50.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.69 39,230 39,784 1.41 1,318 1,420 7.74
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.20 11,060 11,760 6.33 208 214 2.88
2017‑09‑30 13F-HR BOX / Box, Inc. 19.20 2,656 2,656 0.00 48 51 6.25
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.17 7,264 2,410 -66.82 613 239 -61.01
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 43.01 93 93 0.00 4 4 0.00
2017‑09‑30 13F-HR CORT / Corcept Therapeutics, Inc. 19.30 149,996 148,946 -0.70 1,770 2,875 62.43
2017‑09‑30 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 39.27 705 713 1.13 27 28 3.70
2017‑09‑30 13F-HR BLBD / Blue Bird Corporation 20.00 450 450 0.00 8 9 12.50
2017‑09‑30 13F-HR GE / General Electric Co. 24.41 38,798 39,812 2.61 1,057 972 -8.04
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.57 15,007 13,876 -7.54 996 1,007 1.10
2017‑09‑30 13F-HR DFS / Discover Financial Services 65.79 76 76 0.00 5 5 0.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 111.11 9 9 0.00 1 1 0.00
2017‑09‑30 13F-HR MUSA / Murphy USA Inc. 70.00 500 500 0.00 37 35 -5.41
2017‑09‑30 13F-HR CYTX / Cytori Therapeutics, Inc. 0.35 10,000 20,000 100.00 11 7 -36.36
2017‑09‑30 13F-HR HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42 30.84 612 681 11.27 19 21 10.53
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 27,299 27,298 -0.00 2,495 2,607 4.49
2017‑09‑30 13F-HR WAT / Waters Corp. 179.91 667 667 0.00 123 120 -2.44
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 102.04 490 490 0.00 50 50 0.00
2017‑09‑30 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 32.24 1,892 1,892 0.00 59 61 3.39
2017‑09‑30 13F-HR MMLP / Martin Midstream Partners L.P. 15.80 1,539 1,582 2.79 27 25 -7.41
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.05 9,540 10,138 6.27 477 548 14.88
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 23.35 985 985 0.00 24 23 -4.17
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 20.00 150 150 0.00 4 3 -25.00
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74.58 590 590 0.00 49 44 -10.20
2017‑09‑30 13F-HR RZB / Reinsurance Group of America, Incorporated 34.09 88 88 0.00 3 3 0.00
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 114.00 1,000 1,000 0.00 109 114 4.59
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 26.00 3,000 3,000 0.00 77 78 1.30
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 61,247 61,607 0.59 8,821 9,495 7.64
2017‑09‑30 13F-HR HPQ / HP Inc. 0.00 362 10 -97.24 10 0 -100.00
2017‑09‑30 13F-HR HPQ / HP Inc. 27.62 10 362 3,520.00 0 10
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 10.00 100 100 0.00 2 1 -50.00
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.20 8,976 9,199 2.48 55 57 3.64
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 37.59 133 133 0.00 5 5 0.00
2017‑09‑30 13F-HR AFSD / AFLAC, Inc. 25.74 1,049 1,049 0.00 84 27 -67.86
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 5,954 8,366 40.51 839 1,445 72.23
2017‑09‑30 13F-HR TEG / Integrys Energy Group, Inc. 29.41 170 170 0.00 5 5 0.00
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.67 12,871 12,670 -1.56 751 680 -9.45
2017‑09‑30 13F-HR RZA / Reinsurance Group of America, Inc. 28.43 390 598 53.33 12 17 41.67
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 87.72 57 57 0.00 29 5 -82.76
2017‑09‑30 13F-HR C-J / Citigroup, Inc., 7.125% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser J 29.77 1,365 1,411 3.37 41 42 2.44
2017‑09‑30 13F-HR TTEK / Tetra Tech, Inc. 46.66 4,201 4,201 0.00 192 196 2.08
2017‑09‑30 13F-HR NSL / Nuveen Senior Income Fund 6.60 1,192 1,213 1.76 8 8 0.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.15 18,201 18,644 2.43 1,377 1,457 5.81
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. 50.91 1,300 1,100 -15.38 55 56 1.82
2017‑09‑30 13F-HR WFC.PRX / Wells Fargo & Co., 5.50% Dep Shares Non-Cumul Class A Preferred Stock Series X 26.23 648 648 0.00 17 17 0.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 70.27 7,426 6,930 -6.68 493 487 -1.22
2017‑09‑30 13F-HR RNR / RenaissanceRe Holdings Ltd. 25.36 2,011 2,011 0.00 52 51 -1.92
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.83 494 554 12.15 106 124 16.98
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.62 341 439 28.74 40 49 22.50
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 5.71 350 350 0.00 2 2 0.00
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 357.96 1,308 1,313 0.38 459 470 2.40
2017‑09‑30 13F-HR LGF.A / Lions Gate Entertainment Corp. 40.00 50 50 0.00 1 2 100.00
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 14.14 1,061 1,061 0.00 14 15 7.14
2017‑09‑30 13F-HR GMF / SPDR S&P Emerging Asia Pacific ETF 98.81 759 759 0.00 69 75 8.70
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.49 2,306 2,247 -2.56 592 646 9.12
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 127.66 47 47 0.00 5 6 20.00
2017‑09‑30 13F-HR UNM / Unum Group 55.56 54 54 0.00 3 3 0.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 179.03 10 1,402 13,920.00 2 251 12,450.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 146.25 114 253 121.93 16 37 131.25
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.54 802 795 -0.87 34 37 8.82
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.50 2,000 2,000 0.00 67 67 0.00
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70.00 100 100 0.00 6 7 16.67
2017‑09‑30 13F-HR ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities 26.04 1,728 1,728 0.00 45 45 0.00
2017‑09‑30 13F-HR PNR / Pentair plc. 67.39 371 371 0.00 25 25 0.00
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 76.09 92 92 0.00 6 7 16.67
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 40.00 50 50 0.00 1 2 100.00
2017‑09‑30 13F-HR AYT / iPath GEMS Asia 8 ETN due on 4/8/2038 42.86 210 210 0.00 9 9 0.00
2017‑09‑30 13F-HR GS.PRA / Goldman Sachs Group, Dep Shares Float Rate Non-cumul Preferred Stock, Series A 24.03 749 749 0.00 18 18 0.00
2017‑09‑30 13F-HR PPL / PPL Corp. 22.22 90 90 0.00 2 2 0.00
2017‑09‑30 13F-HR CCV / Comcast Corp., 5.00% Notes due 12/15/2061 25.30 1,344 1,344 0.00 34 34 0.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 35.00 200 200 0.00 7 7 0.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.49 4,462 6,245 39.96 684 1,021 49.27
2017‑09‑30 13F-HR SYN / Synthetic Biologics, Inc. 0.98 9,187 9,187 0.00 5 9 80.00
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.21 105,294 246,620 134.22 244 298 22.13
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 43,256 44,501 2.88 2,169 2,152 -0.78
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.89 12,150 12,200 0.41 217 206 -5.07
2017‑09‑30 13F-HR SRNE / Sorrento Therapeutics, Inc. 1.70 1,585,840 1,541,895 -2.77 3,172 2,621 -17.37
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. 20.00 100 100 0.00 3 2 -33.33
2017‑09‑30 13F-HR CAH / Cardinal Health, Inc. 67.44 3,974 3,974 0.00 311 268 -13.83
2017‑09‑30 13F-HR MS.PRF / Morgan Stanley, 6.875% Dep Shares Fixed/Floating Non-Cumul Preferred Stock Ser F 29.25 1,060 1,060 0.00 32 31 -3.12
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.18 3,437 4,768 38.73 380 573 50.79
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.37 245 245 0.00 26 29 11.54
2017‑09‑30 13F-HR APA / Apache Corp. 45.84 7,589 9,445 24.46 364 433 18.96
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.01 20,458 16,838 -17.69 1,448 1,364 -5.80
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 73.53 68 68 0.00 5 5 0.00
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.78 564 564 0.00 25 23 -8.00
2017‑09‑30 13F-HR RDN / Radian Group, Inc. 18.67 1,500 1,500 0.00 25 28 12.00
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 5.04 135,689 135,689 0.00 548 684 24.82
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 171.85 6,500 6,500 0.00 1,081 1,117 3.33
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 36.36 55 55 0.00 3 2 -33.33
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 133.14 353 353 0.00 43 47 9.30
2017‑09‑30 13F-HR TOL / Toll Brothers, Inc. 42.50 800 400 -50.00 32 17 -46.87
2017‑09‑30 13F-HR SWJ / Stanley Black & Decker, 5.750% Junior Subordinated Debentures due 7/25/2052 25.47 2,434 2,434 0.00 62 62 0.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.45 20,000 20,000 0.00 190 209 10.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.78 54,974 51,374 -6.55 836 862 3.11
2017‑09‑30 13F-HR GEH / General Electric Capital Corp. 4.875% Notes due 2053-01-29 25.41 2,637 2,637 0.00 68 67 -1.47
2017‑09‑30 13F-HR BML.PRJ / Bank of America Corp. Floating Rate Preferred Perpetual Series 4 23.92 209 209 0.00 5 5 0.00
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 25.47 903 903 0.00 23 23 0.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.03 3,471 3,471 0.00 192 191 -0.52
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 60.14 1,031 1,031 0.00 59 62 5.08
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 142.86 7 7 0.00 1 1 0.00
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 55.56 720 720 0.00 36 40 11.11
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 72.29 166 166 0.00 10 12 20.00
2017‑09‑30 13F-HR C.PRJ / Citigroup, Inc. Call 2,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 40.13 6,354 6,354 0.00 311 255 -18.01
2017‑09‑30 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.47 24,096 29,360 21.85 529 689 30.25
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 32,224 32,637 1.28 2,155 2,374 10.16
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.87 1,584 1,584 0.00 257 296 15.18
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 40.29 3,177 3,177 0.00 155 128 -17.42
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.49 3,285 8,761 166.70 214 600 180.37
2017‑09‑30 13F-HR WAG / 76.05 6,180 6,180 0.00 470 470 0.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.69 1,037 1,837 77.15 185 455 145.95
2017‑09‑30 13F-HR CSX / CSX Corp. 54.20 5,480 5,480 0.00 299 297 -0.67
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.42 1,884 1,884 0.00 174 176 1.15
2017‑09‑30 13F-HR CLDX / Celldex Therapeutics, Inc. 2.75 4,000 4,000 0.00 10 11 10.00
2017‑09‑30 13F-HR IDCC / InterDigital, Inc. 70.00 100 100 0.00 8 7 -12.50
2017‑09‑30 13F-HR GM / General Motors Company 40.67 1,842 1,426 -22.58 64 58 -9.37
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 17.48 1,489 1,602 7.59 24 28 16.67
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.00 12,400 12,400 0.00 362 434 19.89
2017‑09‑30 13F-HR DGI / DigitalGlobe, Inc. 35.31 4,850 3,200 -34.02 162 113 -30.25
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.22 96,392 99,406 3.13 5,180 4,793 -7.47
2017‑09‑30 13F-HR BA / Boeing Company (The) 253.88 3,251 902 -72.25 643 229 -64.39
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 55.94 8,342 8,742 4.80 518 489 -5.60
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 26.58 14,127 13,467 -4.67 400 358 -10.50
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.91 121 121 0.00 10 11 10.00
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.07 15 2,007 13,280.00 2 249 12,350.00
2017‑09‑30 13F-HR FN / Fabrinet 37.00 1,000 1,000 0.00 43 37 -13.95
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.76 1,575 1,575 0.00 91 102 12.09
2017‑09‑30 13F-HR JPM.PRA / JP Morgan Chase & Co., Preferred A 25.41 1,692 1,692 0.00 44 43 -2.27
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.59 1,950 850 -56.41 59 26 -55.93
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.52 3,371 3,371 0.00 107 113 5.61
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 311.20 607 482 -20.59 168 150 -10.71
2017‑09‑30 13F-HR GEB / General Electric Capital Corp. 4.875% Notes due 2052-10-15 25.26 1,346 1,346 0.00 34 34 0.00
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 97.74 133 133 0.00 12 13 8.33
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 102.94 68 68 0.00 7 7 0.00
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.57 316 3,729 1,080.06 24 334 1,291.67
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 66.84 748 748 0.00 48 50 4.17
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.71 1,681 1,681 0.00 392 408 4.08
2017‑09‑30 13F-HR OMEX / Odyssey Marine Exploration, Inc. 4.32 10,417 10,417 0.00 38 45 18.42
2017‑09‑30 13F-HR NTDOY / Nintendo Co., Ltd. 45.91 2,200 2,200 0.00 92 101 9.78
2017‑09‑30 13F-HR DG / Dollar General Corp. 81.06 12,373 15,199 22.84 892 1,232 38.12
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 90.91 66 66 0.00 6 6 0.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.31 10,875 11,489 5.65 1,842 2,106 14.33
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.78 6,025 6,025 0.00 765 800 4.58
2017‑09‑30 13F-HR MXL / MaxLinear, Inc. 24.29 700 700 0.00 20 17 -15.00
2017‑09‑30 13F-HR MS / Morgan Stanley 48.12 10,016 10,016 0.00 446 482 8.07
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.86 14,000 14,000 0.00 53 54 1.89
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.82 12,677 14,278 12.63 525 640 21.90
2017‑09‑30 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 14.22 97,730 101,123 3.47 1,378 1,438 4.35
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.51 1,860 1,860 0.00 219 226 3.20
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.31 3,740 3,466 -7.33 120 112 -6.67
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 85.36 3,289 3,292 0.09 287 281 -2.09
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.13 801 1,062 32.58 110 152 38.18
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 107.95 352 352 0.00 36 38 5.56
2017‑09‑30 13F-HR VAR / Varian Medical Systems, Inc. 96.15 52 52 0.00 5 5 0.00
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.03 156 156 0.00 21 22 4.76
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 99.80 982 982 0.00 96 98 2.08
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 186.05 43 43 0.00 7 8 14.29
2017‑09‑30 13F-HR CCLP / CSI Compressco LP 5.15 2,055 2,136 3.94 10 11 10.00
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.08 5,554 5,585 0.56 437 464 6.18
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 81.63 49 49 0.00 4 4 0.00
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 93.75 256 256 0.00 24 24 0.00
2017‑09‑30 13F-HR ACTG / Acacia Research Corp. 4.55 121,471 138,471 14.00 498 630 26.51
2017‑09‑30 13F-HR T / AT & T, Inc. 39.19 31,518 31,951 1.37 1,189 1,252 5.30
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 143.59 8,225 8,225 0.00 1,116 1,181 5.82
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 45.89 17,450 16,300 -6.59 696 748 7.47
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 31.00 2,000 2,000 0.00 60 62 3.33
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.77 1,224 1,404 14.71 213 251 17.84
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 8.87 300 6,198 1,966.00 8 55 587.50
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.76 5,800 5,800 0.00 862 886 2.78
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.73 7,204 7,849 8.95 399 406 1.75
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.40 2,500 2,500 0.00 89 101 13.48
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.62 0 3,920 0 73
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.78 3,026 3,012 -0.46 158 162 2.53
2017‑09‑30 13F-HR BNFT / Benefitfocus, Inc. 35.00 5,600 200 -96.43 204 7 -96.57
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.60 818 818 0.00 152 160 5.26
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 157.14 200 70 -65.00 31 11 -64.52
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 83.33 300 300 0.00 24 25 4.17
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR GS.PRD / Goldman Sachs Group, Dep Shares Float Rate Non-Cumul Preferred Stock, Series D 23.13 2,810 2,810 0.00 66 65 -1.52
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 215.27 2,358 2,750 16.62 516 592 14.73
2017‑09‑30 13F-HR GNTX / Gentex Corp. 19.79 14,092 15,971 13.33 267 316 18.35
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.17 3,209 3,573 11.34 225 265 17.78
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.49 1,409 1,327 -5.82 382 416 8.90
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.00 1,000 1,000 0.00 4 8 100.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 43,249 43,467 0.50 1,354 1,462 7.98
2017‑09‑30 13F-HR SNMX / Senomyx, Inc. 0.67 3,000 3,000 0.00 2 2 0.00
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.16 3,006 4,425 47.21 250 368 47.20
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Call 400 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR Put SMH @ $85.0 Exp Nov 17, 2017 / Derivative Put (92189F684) 1,500 0 -100.00 10 0
2017‑09‑30 13F-HR VGHAX / Vanguard Health Care Adm 981 0 -100.00 88 0 -100.00
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 150 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR AFGH / American Financial Group, Inc. 1,190 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR AGNCP / AGNC Investment Corp. 8.00% Series A Cumulative Redeem Preferred 1,000 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 36 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. Call 1,500 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. Call 1,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MFS High Yield Mun / SH BEN INT (59318E102) 14,712 0 -100.00 69 0
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 6 0 -100.00 0 0
2017‑09‑30 13F-HR DBB / PowerShares DB Base Metals Fund 5,449 0 -100.00 89 0 -100.00
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 5 0 -100.00 0 0
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 11,900 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR Maingate MLP Fund CL / ETF (560599201) 477,478 0 -100.00 4,593 0
2017‑09‑30 13F-HR ISP / ING Groep N.V., 6.20% ING Perpetual Debt Securities 623 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. Call 2,500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PCRFY / Panasonic Corp. 3,000 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR SMM / Merrill Lynch & Co., Inc. 1,000 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR MET / MetLife, Inc. 12 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 1,370 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR VSAT / ViaSat, Inc. Call 2,100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR Royal Bank Of / Equity (780097788) 4,000 0 -100.00 101 0
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 3,706 0 -100.00 405 0 -100.00
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. Put 1,500 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SNY / Sanofi 203 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR TCB-B / TCF Financial Corp., 7.50% Dep Shares Series A Non-Cumul Perp Preferred Stock 1,255 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 556 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 1,224 0 -100.00 115 0 -100.00
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 7 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR Vanguard Equity / ETF (921921102) 64,436 0 -100.00 2,213 0
2017‑09‑30 13F-HR VFIAX / Vanguard 500 Index Admiral 2,019 0 -100.00 452 0 -100.00
2017‑09‑30 13F-HR Vanguard 500 Index / ETF (922908108) 3,017 0 -100.00 675 0
2017‑09‑30 13F-HR VMEM / Violin Memory, Inc. 1,821 0 -100.00 0 0
2017‑09‑30 13F-HR VNRX / VolitionRX Ltd 283 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SM / SM Energy Co 99 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SFR / Colony Starwood Homes 64 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SCHW.PRB / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Pfd Stock Series B 1,516 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 400 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 500 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR PL.PRE / Protective Life Corp. 169 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 2,268 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 600 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR ORA / Ormat Technologies, Inc. 124 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 8 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 383 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 1,325 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 149 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. 37 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 50,010 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR EXXI / Energy XXI Ltd. 13,700 0 -100.00 0 0
2017‑09‑30 13F-HR DTO / DB Crude Oil Double Short ETN due 6/1/2038 550 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 4,042 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 425 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 1,000 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 1,565 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR BAC.PRI / Bank of America Corp. 6.625% Preferred Perpetual Series I 1,552 0 -100.00 41 0 -100.00
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 90 0 -100.00 3 0 -100.00