InvestorIntellectus Partners, LLC
Portfolio Value $ 291,075,000
Current Positions602
Opened Positions5
Closed Positions75


Latest Holdings, Performance, AUM (from 13F, 13D)

Intellectus Partners, LLC has disclosed 602 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 291,075,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Intellectus Partners, LLC's top holdings are Baozun Inc. (NASDAQ:BZUN) , Facebook, Inc. (NASDAQ:FB) , Apple, Inc. (NASDAQ:AAPL) , Sorrento Therapeutics, Inc. (NASDAQ:SRNE) , and Amazon.com, Inc. (NASDAQ:AMZN) . Intellectus Partners, LLC's new positions include Baozun Inc. (NASDAQ:BZUN) , iShares 0-5 Year Investment Grade Corporate Bond ETF (NASDAQ:SLQD) , Varonis Systems, Inc. (NASDAQ:VRNS) , Weibo Corporation (NASDAQ:WB) , and Dreyfus High Yield Strategies Fund (NYSE:DHF) .

All Intellectus Partners, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR BJZ / BlackRock California Municipal 2018 Term Trust 12.66 12,794 162
2018-03-31 13F-HR IQ / iQIYI, Inc. 15.33 1,500 23
2018-03-31 13F-HR Doubleline / Equity (258623107) 21.59 78,741 1,700
2018-03-31 13F-HR John Hancock Premium Divid FD II / Equity (41013T105) 15.25 5,640 86
2018-03-31 13F-HR MFS High Yield Mun / Equity (59318E102) 4.42 14,920 66
2018-03-31 13F-HR BZUN / Baozun Inc. 45.88 411,000 18,857
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,080.11 362 753
2018-03-31 13F-HR Currencyshares Swiss / Equity (23129V109) 100.00 100 10
2018-03-31 13F-HR BlackRock Build Amer / Equity (09248X100) 22.53 56,689 1,277
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.00 51,100 51,100 0.00 109 102 -6.42
2018-03-31 13F-HR VMW / VMWare, Inc. 121.29 1,053 3,100 194.40 132 376 184.85
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 57 57 0.00 0 0
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.17 3,341 3,148 -5.78 3,519 3,265 -7.22
2018-03-31 13F-HR ALL / Allstate Corp. (The) 89.89 89 89 0.00 9 8 -11.11
2018-03-31 13F-HR FE / FirstEnergy Corp. 33.87 1,801 1,801 0.00 55 61 10.91
2018-03-31 13F-HR IT / Gartner, Inc. 117.57 4,242 5,299 24.92 522 623 19.35
2018-03-31 13F-HR NGVT.WI / Ingevity Corporation 75.00 200 200 0.00 14 15 7.14
2018-03-31 13F-HR CBS / CBS Corp. 52.99 6,905 585 -91.53 409 31 -92.42
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.51 888 888 0.00 120 123 2.50
2018-03-31 13F-HR MMM / 3M Co. 219.51 1,381 1,353 -2.03 325 297 -8.62
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.24 2,094 5,964 184.81 146 407 178.77
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,031.82 5,082 4,745 -6.63 5,318 4,896 -7.94
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 24 24 0.00 0 0
2018-03-31 13F-HR TOT / Total S.A. 58.43 16,124 15,386 -4.58 902 899 -0.33
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.03 471 471 0.00 49 49 0.00
2018-03-31 13F-HR K / Kellogg Co. 64.99 5,840 6,201 6.18 397 403 1.51
2018-03-31 13F-HR PVH / PVH Corp. 148.94 47 47 0.00 6 7 16.67
2018-03-31 13F-HR SYY / SYSCO Corp. 60.04 5,214 1,016 -80.51 317 61 -80.76
2018-03-31 13F-HR ZTS / Zoetis Inc. 83.54 5,558 9,289 67.13 400 776 94.00
2018-03-31 13F-HR PXLW / Pixelworks, Inc. 3.87 38,204 38,204 0.00 242 148 -38.84
2018-03-31 13F-HR HII / Huntington Ingalls Industries, Inc. 240.00 25 25 0.00 6 6 0.00
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 21.50 20,332 2,000 -90.16 444 43 -90.32
2018-03-31 13F-HR WPRT / Westport Innovations Inc. 2.19 11,000 16,000 45.45 41 35 -14.63
2018-03-31 13F-HR INTC / Intel Corp. 52.08 36,217 30,124 -16.82 1,672 1,569 -6.16
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 16.62 1,023 1,023 0.00 12 17 41.67
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. 118.58 4,498 3,584 -20.32 449 425 -5.35
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.20 5,000 5,000 0.00 85 81 -4.71
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.12 10,858 6,880 -36.64 196 104 -46.94
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 9.73 1,604 1,645 2.56 22 16 -27.27
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.30 396 396 0.00 13 12 -7.69
2018-03-31 13F-HR BBT / BB&T Corp. 52.90 397 397 0.00 20 21 5.00
2018-03-31 13F-HR AET / Aetna, Inc. 166.67 42 42 0.00 8 7 -12.50
2018-03-31 13F-HR RWM / ProShares Short Russell2000 42.08 6,250 6,250 0.00 264 263 -0.38
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 157.76 1,141 1,141 0.00 191 180 -5.76
2018-03-31 13F-HR ATHN / athenahealth, Inc. 143.00 1,000 1,000 0.00 133 143 7.52
2018-03-31 13F-HR KPTI / Karyopharm Therapeutics Inc. 13.75 800 800 0.00 8 11 37.50
2018-03-31 13F-HR BAX / Baxter International, Inc. 64.84 401 401 0.00 26 26 0.00
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.93 29,981 28,441 -5.14 1,582 1,477 -6.64
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 40.00 100 100 0.00 4 4 0.00
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 43.89 843 843 0.00 34 37 8.82
2018-03-31 13F-HR CRVS / Corvus Pharmaceuticals, Inc. 11.43 2,450 2,450 0.00 25 28 12.00
2018-03-31 13F-HR TCRX / THL Credit, Inc. 7.55 1,537 1,590 3.45 14 12 -14.29
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.02 877 727 -17.10 39 32 -17.95
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.58 2,648 2,333 -11.90 169 153 -9.47
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.89 16,340 15,496 -5.17 1,080 1,021 -5.46
2018-03-31 13F-HR UTX / United Technologies Corp. 125.81 4,298 4,181 -2.72 548 526 -4.01
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.41 12,244 17,564 43.45 885 1,184 33.79
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 400.00 15 15 0.00 5 6 20.00
2018-03-31 13F-HR CDXS / Codexis, Inc. 13.51 74 74 0.00 1 1 0.00
2018-03-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.83 570 20,113 3,428.60 27 962 3,462.96
2018-03-31 13F-HR EIX / Edison International 64.46 543 543 0.00 35 35 0.00
2018-03-31 13F-HR LEA / Lear Corp. 183.10 71 71 0.00 13 13 0.00
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.55 7,247 7,333 1.19 51 48 -5.88
2018-03-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 38.80 1,134 1,134 0.00 45 44 -2.22
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 31.21 2,472 2,499 1.09 90 78 -13.33
2018-03-31 13F-HR HSY / Hershey Company (The) 98.88 6,203 3,934 -36.58 704 389 -44.74
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.84 4,820 4,829 0.19 255 231 -9.41
2018-03-31 13F-HR CXO / Concho Resources, Inc. 150.00 1,000 1,000 0.00 150 150 0.00
2018-03-31 13F-HR F / Ford Motor Co. 11.07 9,543 14,543 52.39 119 161 35.29
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.58 38,305 52,184 36.23 1,069 1,439 34.61
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.49 1,810 1,810 0.00 103 95 -7.77
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 87.72 57 57 0.00 5 5 0.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 0.00 800 800 0.00 34 0 -100.00
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.66 1,328 1,328 0.00 131 135 3.05
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 112.63 0 950 0 107
2018-03-31 13F-HR CELG / Celgene Corp. 89.22 31,640 27,964 -11.62 3,302 2,495 -24.44
2018-03-31 13F-HR CELG / Celgene Corp. Put 6.00 500 500 0.00 0 3
2018-03-31 13F-HR WUBA / 58.com Inc. 79.86 21,038 21,038 0.00 1,506 1,680 11.55
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.10 4,053 4,502 11.08 1,262 1,198 -5.07
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 18.60 6,000 5,000 -16.67 48 93 93.75
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 90.00 100 100 0.00 8 9 12.50
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.40 7,534 13,821 83.45 623 1,125 80.58
2018-03-31 13F-HR NTAP / NetApp, Inc. 61.75 6,267 6,267 0.00 347 387 11.53
2018-03-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.12 4,286 7,036 64.16 152 233 53.29
2018-03-31 13F-HR RACE / Ferrari N.V. 120.00 100 100 0.00 10 12 20.00
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.94 850 850 0.00 75 79 5.33
2018-03-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 127.50 0 800 0 102
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 16.88 1,600 1,600 0.00 28 27 -3.57
2018-03-31 13F-HR CMI / Cummins, Inc. 162.06 3,468 2,752 -20.65 613 446 -27.24
2018-03-31 13F-HR CVX / Chevron Corp. 114.05 1,550 1,552 0.13 194 177 -8.76
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.40 377 377 0.00 20 19 -5.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.04 1,358 1,094 -19.44 103 81 -21.36
2018-03-31 13F-HR ILMN / Illumina, Inc. 236.40 11,358 9,501 -16.35 2,482 2,246 -9.51
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 113.64 44 44 0.00 5 5 0.00
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 8.00 125 125 0.00 1 1 0.00
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. 45.00 200 200 0.00 9 9 0.00
2018-03-31 13F-HR TROV / TrovaGene, Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2018-03-31 13F-HR DB / Deutsche Bank AG 13.99 68,989 66,989 -2.90 1,313 937 -28.64
2018-03-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 51.72 638 638 0.00 34 33 -2.94
2018-03-31 13F-HR GPN / Global Payments, Inc. 111.11 1,161 1,161 0.00 116 129 11.21
2018-03-31 13F-HR AER / AerCap Holdings N.V. 50.69 9,600 10,100 5.21 505 512 1.39
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.16 19,665 18,764 -4.58 788 641 -18.65
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. 76.00 500 500 0.00 41 38 -7.32
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.44 13,194 12,194 -7.58 845 676 -20.00
2018-03-31 13F-HR FL / Foot Locker, Inc. 44.12 68 68 0.00 3 3 0.00
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.32 24,803 18,527 -25.30 2,536 2,155 -15.02
2018-03-31 13F-HR ETN / Eaton Corporation 79.69 389 389 0.00 31 31 0.00
2018-03-31 13F-HR ABT / Abbott Laboratories 59.75 954 954 0.00 54 57 5.56
2018-03-31 13F-HR NCV / AGIC Convertible & Income Fund 6.70 20,162 20,759 2.96 142 139 -2.11
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.26 4,189 4,189 0.00 385 332 -13.77
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 12.05 830 830 0.00 10 10 0.00
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.08 66,811 121,701 82.16 1,349 2,444 81.17
2018-03-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.86 1,477 56 -96.21 27 1 -96.30
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 135.19 466 466 0.00 63 63 0.00
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.29 54,884 53,596 -2.35 4,695 4,893 4.22
2018-03-31 13F-HR WRK / Westrock Company 64.85 586 586 0.00 37 38 2.70
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 100.00 100 100 0.00 11 10 -9.09
2018-03-31 13F-HR JNPR / Juniper Networks, Inc. 24.28 6,714 6,714 0.00 191 163 -14.66
2018-03-31 13F-HR FLT / FleetCor Technologies, Inc. 206.90 29 29 0.00 6 6 0.00
2018-03-31 13F-HR DBA / PowerShares DB Agriculture Fund 18.89 5,187 5,187 0.00 97 98 1.03
2018-03-31 13F-HR IP / International Paper Company 52.87 662 662 0.00 38 35 -7.89
2018-03-31 13F-HR STX / Seagate Technology PLC 59.16 24,104 24,461 1.48 1,024 1,447 41.31
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.00 5,208 5,208 0.00 531 526 -0.94
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 36.31 8,731 8,731 0.00 295 317 7.46
2018-03-31 13F-HR FB / Facebook, Inc. 0.00 107,128 400 -99.63 17,118 0 -100.00
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 100,938 107,128 6.13 17,812 17,118 -3.90
2018-03-31 13F-HR FB / Facebook, Inc. Call 1.91 23,500 22,000 -6.38 40 42 5.00
2018-03-31 13F-HR FB / Facebook, Inc. Put 15.39 23,000 15,400 -33.04 19 237 1,147.37
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 170.00 860 400 -53.49 142 68 -52.11
2018-03-31 13F-HR SQ / Square, Inc. 49.18 25,752 10,552 -59.02 893 519 -41.88
2018-03-31 13F-HR CTAS / Cintas Corp. 170.85 597 597 0.00 93 102 9.68
2018-03-31 13F-HR IYZ / iShares U.S. Telecommunications ETF 27.16 626 626 0.00 18 17 -5.56
2018-03-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 46.00 500 500 0.00 24 23 -4.17
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.36 330 330 0.00 44 45 2.27
2018-03-31 13F-HR JCI / Johnson Controls International plc 35.21 2,050 1,477 -27.95 79 52 -34.18
2018-03-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.87 6,284 7,524 19.73 380 458 20.53
2018-03-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 42.48 556 565 1.62 25 24 -4.00
2018-03-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 62.73 38,048 46,421 22.01 2,424 2,912 20.13
2018-03-31 13F-HR PPG / PPG Industries, Inc. 111.64 5,417 5,285 -2.44 633 590 -6.79
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 14.00 1,000 1,000 0.00 10 14 40.00
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.43 0 29,657 0 2,326
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 243.36 676 226 -66.57 166 55 -66.87
2018-03-31 13F-HR NK / NantKwest, Inc. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. 52.38 1,050 1,050 0.00 71 55 -22.54
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.35 3,014 2,254 -25.22 183 118 -35.52
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.49 640 701 9.53 38 41 7.89
2018-03-31 13F-HR VFH / Vanguard Financials ETF 69.48 806 806 0.00 56 56 0.00
2018-03-31 13F-HR UYM / ProShares Ultra Basic Materials 64.55 3,300 3,300 0.00 245 213 -13.06
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.50 5,563 5,574 0.20 212 209 -1.42
2018-03-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 18.17 12,000 12,000 0.00 211 218 3.32
2018-03-31 13F-HR RDUS / Radius Health, Inc. 35.71 700 700 0.00 22 25 13.64
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 344.49 1,423 1,315 -7.59 535 453 -15.33
2018-03-31 13F-HR MOS / Mosaic Company 24.28 16,640 16,640 0.00 427 404 -5.39
2018-03-31 13F-HR MCD / McDonald's Corp. 156.80 8,597 8,597 0.00 1,480 1,348 -8.92
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.98 3,782 8,082 113.70 192 412 114.58
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.87 36,373 33,585 -7.67 2,678 2,548 -4.85
2018-03-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 11.88 16,000 16,000 0.00 196 190 -3.06
2018-03-31 13F-HR MO / Altria Group, Inc. 62.99 5,325 5,064 -4.90 384 319 -16.93
2018-03-31 13F-HR SCI / Service Corp. International 37.70 1,406 1,406 0.00 52 53 1.92
2018-03-31 13F-HR VOD / Vodafone Group Plc 26.85 447 447 0.00 15 12 -20.00
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.20 534 534 0.00 21 22 4.76
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 104.00 1,000 1,000 0.00 98 104 6.12
2018-03-31 13F-HR DDD / 3 D Systems Corp. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR NOK / Nokia Corp. 0.00 53 53 0.00 0 0
2018-03-31 13F-HR CBG / CBRE Group, Inc. 45.61 285 285 0.00 12 13 8.33
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 56.60 106 106 0.00 6 6 0.00
2018-03-31 13F-HR FLR / Fluor Corp. 57.00 1,000 1,000 0.00 52 57 9.62
2018-03-31 13F-HR ACN / Accenture plc 153.45 6,416 6,015 -6.25 982 923 -6.01
2018-03-31 13F-HR MRK / Merck & Co., Inc. 55.08 2,315 2,687 16.07 131 148 12.98
2018-03-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 80.46 87 87 0.00 8 7 -12.50
2018-03-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 27.56 9,000 9,000 0.00 314 248 -21.02
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 104.48 83 67 -19.28 9 7 -22.22
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 116.56 163 163 0.00 16 19 18.75
2018-03-31 13F-HR VONE / Vanguard Russell 1000 ETF 121.05 2,000 950 -52.50 245 115 -53.06
2018-03-31 13F-HR MCK / McKesson Corp. 141.26 5,177 5,274 1.87 809 745 -7.91
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.63 16,213 16,213 0.00 715 756 5.73
2018-03-31 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 11.74 596 596 0.00 8 7 -12.50
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.20 267 267 0.00 11 11 0.00
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.12 7,622 7,744 1.60 920 845 -8.15
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.35 3,883 3,883 0.00 238 246 3.36
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 0.00 10 10 0.00 0 0
2018-03-31 13F-HR PPLT / ETFS Platinum Trust 88.63 5,100 5,100 0.00 451 452 0.22
2018-03-31 13F-HR ADI / Analog Devices, Inc. 100.00 20 20 0.00 2 2 0.00
2018-03-31 13F-HR MASI / Masimo Corp. 88.08 2,600 2,600 0.00 220 229 4.09
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.50 7,517 6,941 -7.66 1,153 1,003 -13.01
2018-03-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 44.00 1,000 500 -50.00 40 22 -45.00
2018-03-31 13F-HR AAL / American Airlines Group Inc. 51.97 4,483 4,483 0.00 233 233 0.00
2018-03-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.45 2,200 2,200 0.00 23 23 0.00
2018-03-31 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 35.43 7,311 7,621 4.24 240 270 12.50
2018-03-31 13F-HR FEI / First Trust MLP and Energy Income Fund 12.25 87,451 93,583 7.01 1,369 1,146 -16.29
2018-03-31 13F-HR CNC / Centene Corp. 107.14 140 140 0.00 14 15 7.14
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.96 38,415 44,873 16.81 1,230 1,434 16.59
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.29 1,094 1,094 0.00 116 113 -2.59
2018-03-31 13F-HR SMTC / Semtech Corp. 39.14 4,139 4,139 0.00 142 162 14.08
2018-03-31 13F-HR NKE / Nike, Inc. 66.63 13,291 12,457 -6.27 834 830 -0.48
2018-03-31 13F-HR ATHX / Athersys, Inc. 1.83 22,000 30,000 36.36 40 55 37.50
2018-03-31 13F-HR ONVO / Organovo Holdings, Inc. 0.00 18 18 0.00 0 0
2018-03-31 13F-HR GE / General Electric Co. 13.58 47,767 48,735 2.03 840 662 -21.19
2018-03-31 13F-HR PRGO / Perrigo Company plc 84.51 71 71 0.00 6 6 0.00
2018-03-31 13F-HR TSRO / TESARO, Inc. 57.19 8,285 8,410 1.51 687 481 -29.99
2018-03-31 13F-HR FIVN / Five9, Inc. 29.76 9,981 9,981 0.00 248 297 19.76
2018-03-31 13F-HR CLDR / Cloudera, Inc. 21.58 67,858 60,789 -10.42 1,121 1,312 17.04
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 137.93 29 29 0.00 3 4 33.33
2018-03-31 13F-HR FTCS / First Trust Exchange-Traded Fund 50.55 18,096 15,926 -11.99 923 805 -12.78
2018-03-31 13F-HR IR / Ingersoll-Rand plc 87.50 240 240 0.00 21 21 0.00
2018-03-31 13F-HR IGF / iShares Global Infrastructure ETF 42.80 5,041 7,196 42.75 228 308 35.09
2018-03-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 0.00 10 10 0.00 0 0
2018-03-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 20.00 200 200 0.00 6 4 -33.33
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.51 126 4,076 3,134.92 10 320 3,100.00
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 48.75 923 923 0.00 47 45 -4.26
2018-03-31 13F-HR CDW / CDW Corporation 68.63 102 102 0.00 7 7 0.00
2018-03-31 13F-HR CCK / Crown Holdings, Inc. 50.35 576 576 0.00 32 29 -9.37
2018-03-31 13F-HR NFLX / Netflix, Inc. 294.29 1,292 350 -72.91 248 103 -58.47
2018-03-31 13F-HR DLPH / Delphi Technologies PLC 47.47 1,409 948 -32.72 74 45 -39.19
2018-03-31 13F-HR CBB / Cincinnati Bell, Inc. 13.82 217 217 0.00 5 3 -40.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 47.26 1,664 11,934 617.19 77 564 632.47
2018-03-31 13F-HR PGZ / Principal Real Estate Income Fund 16.75 6,895 18,692 171.09 119 313 163.03
2018-03-31 13F-HR XYL / Xylem, Inc. 76.00 500 500 0.00 34 38 11.76
2018-03-31 13F-HR KR / Kroger Co. 21.28 94 94 0.00 3 2 -33.33
2018-03-31 13F-HR PDCE / PDC Energy, Inc. 49.00 2,000 2,000 0.00 103 98 -4.85
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.06 2,832 2,832 0.00 37 37 0.00
2018-03-31 13F-HR ANET / Arista Networks, Inc. 242.42 33 33 0.00 8 8 0.00
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.21 2,940 2,696 -8.30 790 715 -9.49
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 42.11 95 95 0.00 4 4 0.00
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.50 6,299 6,270 -0.46 349 348 -0.29
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.74 1,312 5,626 328.81 127 533 319.69
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.45 4,694 4,694 0.00 402 387 -3.73
2018-03-31 13F-HR JD / JD.com, Inc. 40.51 7,825 8,935 14.19 324 362 11.73
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 16.45 3,163 3,100 -1.99 46 51 10.87
2018-03-31 13F-HR GLW / Corning, Inc. 27.84 862 862 0.00 28 24 -14.29
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 100 100 0.00 12 12 0.00
2018-03-31 13F-HR UAA / Under Armour, Inc. 14.29 3,423 3,360 -1.84 46 48 4.35
2018-03-31 13F-HR LB / L Brands, Inc. 38.18 10,250 8,538 -16.70 617 326 -47.16
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 72.37 68 152 123.53 5 11 120.00
2018-03-31 13F-HR MOMO / Momo Inc. 37.43 5,000 3,500 -30.00 122 131 7.38
2018-03-31 13F-HR WYY / WidePoint Corp. 0.58 237,855 237,855 0.00 155 138 -10.97
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 137.10 124 124 0.00 14 17 21.43
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.95 1,053 1,053 0.00 161 160 -0.62
2018-03-31 13F-HR CA / CA, Inc. 34.06 4,701 2,701 -42.54 156 92 -41.03
2018-03-31 13F-HR JBL / Jabil Circuit, Inc. 27.93 179 179 0.00 5 5 0.00
2018-03-31 13F-HR FDX / FedEx Corp. 333.33 3 3 0.00 1 1 0.00
2018-03-31 13F-HR CDNS / Cadence Design Systems, Inc. 39.02 205 205 0.00 9 8 -11.11
2018-03-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 1.00 1,000 1,000 0.00 1 1 0.00
2018-03-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 4.00 1,900 500 -73.68 0 2
2018-03-31 13F-HR FTK / Flotek Industries Inc. 6.00 1,000 1,000 0.00 5 6 20.00
2018-03-31 13F-HR BAC / Bank of America Corp. 30.00 66,326 65,274 -1.59 1,958 1,958 0.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.51 6,180 5,830 -5.66 668 586 -12.28
2018-03-31 13F-HR HMSY / HMS Holdings Corp. 16.86 7,000 7,000 0.00 119 118 -0.84
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 114.06 7,163 6,637 -7.34 844 757 -10.31
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.69 3,250 3,250 0.00 40 38 -5.00
2018-03-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 83.81 15,070 17,600 16.79 1,271 1,475 16.05
2018-03-31 13F-HR FITB / Fifth Third Bancorp 32.10 2,087 2,087 0.00 64 67 4.69
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 300.00 66 30 -54.55 6 9 50.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 90.91 30 66 120.00 10 6 -40.00
2018-03-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 23.09 3,985 3,985 0.00 80 92 15.00
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 68.05 4,041 4,041 0.00 261 275 5.36
2018-03-31 13F-HR MAXR / Maxar Technologies Ltd. 45.95 1,001 1,001 0.00 64 46 -28.12
2018-03-31 13F-HR COP / ConocoPhillips 59.00 1,000 1,000 0.00 55 59 7.27
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.61 6,271 6,046 -3.59 574 572 -0.35
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.67 600 600 0.00 36 34 -5.56
2018-03-31 13F-HR SH / ProShares Short S&P500 30.31 4,000 16,000 300.00 121 485 300.83
2018-03-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 83.16 1,900 1,900 0.00 147 158 7.48
2018-03-31 13F-HR USM / United States Cellular Corp. 39.87 627 627 0.00 24 25 4.17
2018-03-31 13F-HR CTSO / Cytosorbents Corp 7.00 1,000 1,000 0.00 7 7 0.00
2018-03-31 13F-HR INFI / Infinity Pharmaceuticals, Inc. 2.08 13,000 13,000 0.00 26 27 3.85
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.46 12,632 13,046 3.28 917 854 -6.87
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. Put 1.67 3,000 3,000 0.00 5 5 0.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.67 12,766 3,000 -76.50 1,114 257 -76.93
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.79 10,543 11,138 5.64 1,304 1,401 7.44
2018-03-31 13F-HR BTX / BioTime, Inc. 2.70 35,212 35,212 0.00 76 95 25.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 42.50 800 800 0.00 0 34 0.00
2018-03-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 45.00 200 200 0.00 9 9 0.00
2018-03-31 13F-HR CIEN / Ciena Corp. 25.64 273 273 0.00 6 7 16.67
2018-03-31 13F-HR FNSR / Finisar Corporation 15.75 4,500 4,000 -11.11 92 63 -31.52
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.00 43,600 100 -99.77 448 1 -99.78
2018-03-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 125.00 16 16 0.00 2 2 0.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.90 9,750 10,250 5.13 2,484 2,582 3.95
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 106.67 150 150 0.00 17 16 -5.88
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.60 135,739 151,494 11.61 2,017 2,212 9.67
2018-03-31 13F-HR AMCX / AMC Networks Inc. 51.80 6,217 3,050 -50.94 336 158 -52.98
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.43 8,950 8,966 0.18 237 219 -7.59
2018-03-31 13F-HR WYN / Wyndham Worldwide Corp. 115.58 398 398 0.00 46 46 0.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 80.00 25 25 0.00 1 2 100.00
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 6.62 18,944 16,020 -15.43 142 106 -25.35
2018-03-31 13F-HR DXC / DXC Technology Company 142.86 4 7 75.00 1 1 0.00
2018-03-31 13F-HR FDS / FactSet Research Systems, Inc. 200.00 30 30 0.00 6 6 0.00
2018-03-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 23.32 8,188 7,634 -6.77 201 178 -11.44
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.47 873 873 0.00 18 17 -5.56
2018-03-31 13F-HR AMGN / Amgen Inc. 170.52 4,551 4,152 -8.77 791 708 -10.49
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.29 820 820 0.00 17 15 -11.76
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.00 4,000 4,000 0.00 93 88 -5.38
2018-03-31 13F-HR TDS / Telephone and Data Systems, Inc. 27.24 624 624 0.00 17 17 0.00
2018-03-31 13F-HR MA / MasterCard Incorporated 175.13 2,328 2,107 -9.49 352 369 4.83
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.14 207 207 0.00 11 11 0.00
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.73 4,381 4,389 0.18 366 328 -10.38
2018-03-31 13F-HR KO / Coca Cola Co. 43.83 9,903 13,049 31.77 454 572 25.99
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.46 925 925 0.00 19 18 -5.26
2018-03-31 13F-HR AXP / American Express Co. 93.44 610 610 0.00 61 57 -6.56
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 28.00 250 250 0.00 7 7 0.00
2018-03-31 13F-HR RMBS / Rambus, Inc. 13.73 874 874 0.00 12 12 0.00
2018-03-31 13F-HR AON / Aon Plc 140.41 4,215 3,618 -14.16 565 508 -10.09
2018-03-31 13F-HR CBIO / Catalyst Biosciences Inc. 29.85 67 67 0.00 1 2 100.00
2018-03-31 13F-HR MDT / Medtronic plc 80.91 1,500 1,619 7.93 122 131 7.38
2018-03-31 13F-HR CE / Celanese Corp. 98.36 311 61 -80.39 33 6 -81.82
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR 22.80 2,500 2,500 0.00 53 57 7.55
2018-03-31 13F-HR AMZA / InfraCap MLP ETF 6.65 2,340 2,558 9.32 20 17 -15.00
2018-03-31 13F-HR AGNC / AGNC Investment Corp. 19.20 2,785 2,865 2.87 57 55 -3.51
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.43 3,572 3,459 -3.16 479 465 -2.92
2018-03-31 13F-HR AMID / American Midstream Partners LP 10.79 1,435 1,483 3.34 19 16 -15.79
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.45 4,458 4,248 -4.71 377 329 -12.73
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. 15.75 90,587 85,854 -5.22 1,481 1,352 -8.71
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.80 4,689 4,567 -2.60 436 401 -8.03
2018-03-31 13F-HR SLV / iShares Silver Trust 15.56 1,542 1,542 0.00 25 24 -4.00
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.63 854 854 0.00 70 68 -2.86
2018-03-31 13F-HR FIT / Fitbit Inc. 5.10 156,846 139,346 -11.16 896 711 -20.65
2018-03-31 13F-HR CVS / CVS Health Corporation 62.22 8,691 8,373 -3.66 630 521 -17.30
2018-03-31 13F-HR NVS / Novartis AG 83.70 3,124 2,939 -5.92 262 246 -6.11
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. 20.62 291 291 0.00 7 6 -14.29
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 72.58 124 124 0.00 10 9 -10.00
2018-03-31 13F-HR DVN / Devon Energy Corp. 29.41 136 136 0.00 6 4 -33.33
2018-03-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 39.45 5,450 5,450 0.00 207 215 3.86
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.79 5,970 14,256 138.79 693 1,608 132.03
2018-03-31 13F-HR FDD / First Trust Exchange-Traded Fund II 13.84 62,156 83,502 34.34 853 1,156 35.52
2018-03-31 13F-HR BIOC / Biocept, Inc. 0.43 2,341 2,341 0.00 2 1 -50.00
2018-03-31 13F-HR RWLK / ReWalk Robotics Ltd 1.11 40,556 40,556 0.00 45 45 0.00
2018-03-31 13F-HR ALGN / Align Technology, Inc. 251.24 2,620 2,424 -7.48 582 609 4.64
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.73 27,557 28,802 4.52 2,942 3,074 4.49
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 107.44 242 242 0.00 29 26 -10.34
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.05 7,524 7,017 -6.74 1,319 1,516 14.94
2018-03-31 13F-HR PJT / PJT Partners Inc. 60.00 50 50 0.00 2 3 50.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.19 1,216 1,216 0.00 99 89 -10.10
2018-03-31 13F-HR URI / United Rentals, Inc. 187.50 32 32 0.00 6 6 0.00
2018-03-31 13F-HR AGN / Allergan plc 168.30 12,755 13,999 9.75 2,087 2,356 12.89
2018-03-31 13F-HR USAK / USA Truck, Inc. 25.81 930 930 0.00 17 24 41.18
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 76.09 92 92 0.00 6 7 16.67
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.43 26,106 25,478 -2.41 4,005 3,909 -2.40
2018-03-31 13F-HR AIG / American International Group, Inc. 54.41 13,941 12,278 -11.93 831 668 -19.61
2018-03-31 13F-HR TGT / Target Corp. 69.77 430 430 0.00 28 30 7.14
2018-03-31 13F-HR BLUE / bluebird bio, Inc. 180.00 50 50 0.00 9 9 0.00
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.86 531 531 0.00 43 44 2.33
2018-03-31 13F-HR DZZ / DB Gold Double Short ETN due 2/15/2038 5.22 20,500 20,500 0.00 110 107 -2.73
2018-03-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.56 1,472 1,472 0.00 123 123 0.00
2018-03-31 13F-HR HMHC / Houghton Mifflin Harcourt Company 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR SON / Sonoco Products Co. 43.96 91 91 0.00 5 4 -20.00
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 106.38 47 47 0.00 5 5 0.00
2018-03-31 13F-HR EWP / iShares MSCI Spain Capped ETF 32.35 1,700 1,700 0.00 56 55 -1.79
2018-03-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 77.62 2,318 4,638 100.09 177 360 103.39
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 56.01 58,858 68,114 15.73 3,492 3,815 9.25
2018-03-31 13F-HR SPXU / ProShares UltraPro Short S&P 500 11.11 11,700 2,700 -76.92 133 30 -77.44
2018-03-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.64 32,090 32,090 0.00 522 534 2.30
2018-03-31 13F-HR SCKT / Socket Mobile, Inc. 3.22 3,419 3,419 0.00 12 11 -8.33
2018-03-31 13F-HR V / Visa, Inc. 119.62 12,565 11,654 -7.25 1,433 1,394 -2.72
2018-03-31 13F-HR CERN / Cerner Corp. 57.98 3,603 3,346 -7.13 243 194 -20.16
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.29 150 350 133.33 23 54 134.78
2018-03-31 13F-HR GVIP / Goldman Sachs Hedge Industry VIP 53.48 4,132 4,132 0.00 219 221 0.91
2018-03-31 13F-HR NVDA / NVIDIA Corp. 230.06 2,826 326 -88.46 547 75 -86.29
2018-03-31 13F-HR KGC / Kinross Gold Corp. 0.00 6 6 0.00 0 0
2018-03-31 13F-HR SAP / SAP SE 104.84 246 372 51.22 28 39 39.29
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 81.52 5,993 10,194 70.10 458 831 81.44
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.80 5,000 5,000 0.00 255 219 -14.12
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 139.53 1,000 43 -95.70 131 6 -95.42
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.23 3,090 6,155 99.19 338 660 95.27
2018-03-31 13F-HR SNCR / Synchronoss Technologies, Inc. 10.60 5,000 5,000 0.00 45 53 17.78
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 117.65 3,706 3,706 0.00 442 436 -1.36
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 54.55 110 110 0.00 7 6 -14.29
2018-03-31 13F-HR NCI / Navigant Consulting Co. 19.19 5,159 5,159 0.00 100 99 -1.00
2018-03-31 13F-HR TIVO / TiVo Inc. 13.55 39,975 38,810 -2.91 624 526 -15.71
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.30 10,000 10,000 0.00 525 403 -23.24
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 156.25 32 32 0.00 5 5 0.00
2018-03-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.12 2,369 2,422 2.24 54 56 3.70
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 71.69 2,846 4,157 46.06 205 298 45.37
2018-03-31 13F-HR AVY / Avery Dennison Corp. 101.69 59 59 0.00 7 6 -14.29
2018-03-31 13F-HR SYMC / Symantec Corp. 25.94 5,205 5,205 0.00 146 135 -7.53
2018-03-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 180.00 6,461 6,461 0.00 1,097 1,163 6.02
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.06 0 3,805 0 278
2018-03-31 13F-HR MUR / Murphy Oil Corp. 25.88 1,700 1,700 0.00 53 44 -16.98
2018-03-31 13F-HR XRF / China Rapid Finance Limited 4.98 272,885 187,745 -31.20 1,561 935 -40.10
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 264.30 9,417 9,353 -0.68 2,526 2,472 -2.14
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.56 44,870 54,942 22.45 851 965 13.40
2018-03-31 13F-HR TEI / Templeton Emerging Markets Income Fund 11.35 1,850 1,850 0.00 21 21 0.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.44 343 7,393 2,055.39 54 1,090 1,918.52
2018-03-31 13F-HR UFPI / Universal Forest Products, Inc. 32.44 32,184 32,184 0.00 1,211 1,044 -13.79
2018-03-31 13F-HR SFUN / Fang Holdings Ltd. 5.13 30,000 30,000 0.00 167 154 -7.78
2018-03-31 13F-HR KSU / Kansas City Southern 110.14 3,744 2,742 -26.76 395 302 -23.54
2018-03-31 13F-HR CDK / CDK Global, Inc. 63.37 3,438 6,817 98.28 245 432 76.33
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 12.88 2,288 2,330 1.84 31 30 -3.23
2018-03-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.43 22,500 24,500 8.89 327 329 0.61
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 39,626 41,760 5.39 1,435 1,482 3.28
2018-03-31 13F-HR ITB / iShares U.S. Home Construction ETF 39.13 230 230 0.00 10 9 -10.00
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 16.43 8,950 6,450 -27.93 170 106 -37.65
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 105.69 4,901 5,573 13.71 541 589 8.87
2018-03-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 39.62 722 732 1.39 28 29 3.57
2018-03-31 13F-HR BLBD / Blue Bird Corporation 24.44 450 450 0.00 9 11 22.22
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.54 12,056 7,077 -41.30 856 570 -33.41
2018-03-31 13F-HR DFS / Discover Financial Services 65.79 76 76 0.00 6 5 -16.67
2018-03-31 13F-HR MUSA / Murphy USA Inc. 72.00 500 500 0.00 40 36 -10.00
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.95 18,678 18,784 0.57 858 882 2.80
2018-03-31 13F-HR CYTX / Cytori Therapeutics, Inc. 0.30 20,000 30,000 50.00 6 9 50.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 27,213 27,389 0.65 2,910 3,012 3.51
2018-03-31 13F-HR WAT / Waters Corp. 197.90 667 667 0.00 129 132 2.33
2018-03-31 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 33.11 13,351 13,351 0.00 429 442 3.03
2018-03-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 102.04 490 490 0.00 50 50 0.00
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.40 23,991 28,491 18.76 1,365 1,664 21.90
2018-03-31 13F-HR MMLP / Martin Midstream Partners L.P. 13.62 1,636 1,689 3.24 23 23 0.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. 17.13 642 642 0.00 11 11 0.00
2018-03-31 13F-HR OMC / Omnicom Group, Inc. 72.88 590 590 0.00 43 43 0.00
2018-03-31 13F-HR CHKP / Check Point Software Technologies Ltd. 99.26 1,000 1,078 7.80 104 107 2.88
2018-03-31 13F-HR CORT / Corcept Therapeutics, Inc. 16.45 138,946 136,696 -1.62 2,509 2,249 -10.36
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 87.72 9,265 8,972 -3.16 786 787 0.13
2018-03-31 13F-HR BOX / Box, Inc. 20.65 2,656 1,356 -48.95 56 28 -50.00
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 61,350 59,460 -3.08 10,382 9,976 -3.91
2018-03-31 13F-HR SNAP / Snapchat, Inc. 20.00 100 100 0.00 1 2 100.00
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.95 9,433 9,703 2.86 53 48 -9.43
2018-03-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 30.08 133 133 0.00 5 4 -20.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.52 9,520 9,770 2.63 1,642 1,793 9.20
2018-03-31 13F-HR XNET / Xunlei Limited 10.09 662,985 402,485 -39.29 10,203 4,061 -60.20
2018-03-31 13F-HR MON / Monsanto Co. 116.59 2,699 3,328 23.30 315 388 23.17
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.89 12,672 19,416 53.22 728 1,124 54.40
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 20.00 200 200 0.00 5 4 -20.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.86 57 114 100.00 5 5 0.00
2018-03-31 13F-HR TTEK / Tetra Tech, Inc. 49.04 4,201 4,201 0.00 202 206 1.98
2018-03-31 13F-HR NSL / Nuveen Senior Income Fund 6.36 1,242 1,258 1.29 8 8 0.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 89.69 19,037 10,469 -45.01 1,889 939 -50.29
2018-03-31 13F-HR BWA / BorgWarner, Inc. 50.00 1,100 1,000 -9.09 56 50 -10.71
2018-03-31 13F-HR SLB / Schlumberger Ltd. 65.51 8,553 5,556 -35.04 581 364 -37.35
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 19.97 1,236 1,252 1.29 24 25 4.17
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.88 554 554 0.00 137 134 -2.19
2018-03-31 13F-HR PM / Philip Morris International, Inc. 101.27 158 158 0.00 17 16 -5.88
2018-03-31 13F-HR KLAC / KLA-Tencor Corp. 109.05 5,625 6,025 7.11 591 657 11.17
2018-03-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.71 350 350 0.00 2 2 0.00
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 391.73 1,313 1,233 -6.09 538 483 -10.22
2018-03-31 13F-HR FTNT / Fortinet, Inc. 53.85 260 260 0.00 11 14 27.27
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.17 14,474 13,545 -6.42 2,022 1,736 -14.14
2018-03-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 20.00 50 50 0.00 2 1 -50.00
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.08 1,061 1,061 0.00 16 16 0.00
2018-03-31 13F-HR GMF / SPDR S&P Emerging Asia Pacific ETF 106.63 769 769 0.00 80 82 2.50
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 348.63 1,080 915 -15.28 331 319 -3.63
2018-03-31 13F-HR OA / Orbital ATK, Inc. 127.66 47 47 0.00 6 6 0.00
2018-03-31 13F-HR SOGO / Sogou Inc. 8.40 10,000 2,500 -75.00 116 21 -81.90
2018-03-31 13F-HR UNM / Unum Group 55.56 54 54 0.00 3 3 0.00
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 190.44 1,402 1,402 0.00 262 267 1.91
2018-03-31 13F-HR TWO / Two Harbors Investment Corp. 15.35 22,800 22,800 0.00 371 350 -5.66
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 158.27 139 139 0.00 22 22 0.00
2018-03-31 13F-HR VNTV / Vantiv, Inc. 80.00 100 100 0.00 7 8 14.29
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.00 2,000 2,000 0.00 68 64 -5.88
2018-03-31 13F-HR HAL / Halliburton Co. 46.54 795 795 0.00 39 37 -5.13
2018-03-31 13F-HR PNR / Pentair plc. 67.39 371 371 0.00 26 25 -3.85
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 76.09 92 92 0.00 7 7 0.00
2018-03-31 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 20.00 50 50 0.00 2 1 -50.00
2018-03-31 13F-HR AYT / iPath GEMS Asia 8 ETN due on 4/8/2038 42.86 210 210 0.00 9 9 0.00
2018-03-31 13F-HR UQM / UQM Technologies, Inc. 1.30 37,000 37,000 0.00 51 48 -5.88
2018-03-31 13F-HR AZN / AstraZeneca Plc 35.00 200 200 0.00 7 7 0.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.28 4,802 5,525 15.06 910 985 8.24
2018-03-31 13F-HR SYN / Synthetic Biologics, Inc. 0.33 9,187 9,187 0.00 5 3 -40.00
2018-03-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.58 191,326 191,326 0.00 408 302 -25.98
2018-03-31 13F-HR ORCL / Oracle Corp. 45.74 45,632 42,175 -7.58 2,157 1,929 -10.57
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.99 12,150 9,450 -22.22 292 274 -6.16
2018-03-31 13F-HR SRNE / Sorrento Therapeutics, Inc. 5.15 1,532,448 1,354,448 -11.62 5,823 6,975 19.78
2018-03-31 13F-HR SWIR / Sierra Wireless, Inc. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.34 1,508 1,508 0.00 90 91 1.11
2018-03-31 13F-HR CAH / Cardinal Health, Inc. 63.16 3,974 3,974 0.00 245 251 2.45
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.68 6,472 6,802 5.10 771 712 -7.65
2018-03-31 13F-HR EA / Electronic Arts Inc. 127.27 55 55 0.00 6 7 16.67
2018-03-31 13F-HR LC / LendingClub Corp. 3.53 40,000 15,000 -62.50 165 53 -67.88
2018-03-31 13F-HR APA / Apache Corp. 38.47 17,615 19,027 8.02 744 732 -1.61
2018-03-31 13F-HR VLO / Valero Energy Corp. 88.24 68 68 0.00 6 6 0.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.40 15,972 18,222 14.09 1,144 1,374 20.10
2018-03-31 13F-HR RDN / Radian Group, Inc. 19.33 1,500 1,500 0.00 31 29 -6.45
2018-03-31 13F-HR FLDM / Fluidigm Corp. 5.84 135,689 135,689 0.00 799 792 -0.88
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 39.01 564 564 0.00 20 22 10.00
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 172.62 6,500 6,500 0.00 1,132 1,122 -0.88
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 36.36 55 55 0.00 2 2 0.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 137.93 353 203 -42.49 51 28 -45.10
2018-03-31 13F-HR TOL / Toll Brothers, Inc. 42.50 400 400 0.00 19 17 -10.53
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.14 185 185 0.00 25 25 0.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.34 4,789 4,225 -11.78 5,601 6,115 9.18
2018-03-31 13F-HR USO / United States Oil Fund, LP 13.10 20,000 20,000 0.00 240 262 9.17
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.93 51,374 51,374 0.00 730 870 19.18
2018-03-31 13F-HR APTV / Aptiv PLC 85.01 4,256 6,211 45.94 361 528 46.26
2018-03-31 13F-HR INVH / Invitation Homes Inc. 19.61 102 102 0.00 2 2 0.00
2018-03-31 13F-HR HDGE / Active Bear ETF/The 8.26 35,000 69,000 97.14 274 570 108.03
2018-03-31 13F-HR PAYX / Paychex, Inc. 61.11 1,031 1,031 0.00 70 63 -10.00
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 63.89 720 720 0.00 49 46 -6.12
2018-03-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 78.31 166 166 0.00 13 13 0.00
2018-03-31 13F-HR ZG / Zillow Group, Inc. 53.67 6,354 3,000 -52.79 260 161 -38.08
2018-03-31 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.10 39,056 63,884 63.57 910 1,476 62.20
2018-03-31 13F-HR RTN / Raytheon Co. 215.91 1,584 1,584 0.00 298 342 14.77
2018-03-31 13F-HR C / Citigroup, Inc. 67.51 34,138 33,254 -2.59 2,540 2,245 -11.61
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) 22,305 0 -100.00 3,877 0 -100.00
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 54.00 3,177 2,000 -37.05 129 108 -16.28
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.71 10,464 15,019 43.53 736 1,047 42.26
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.21 11,277 16,594 47.15 2,641 3,704 40.25
2018-03-31 13F-HR CSX / CSX Corp. 55.66 5,480 5,480 0.00 301 305 1.33
2018-03-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.25 4,000 4,000 0.00 11 9 -18.18
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.01 1,884 1,884 0.00 186 179 -3.76
2018-03-31 13F-HR IDCC / InterDigital, Inc. 70.00 100 100 0.00 8 7 -12.50
2018-03-31 13F-HR GM / General Motors Company 36.47 1,226 1,426 16.31 50 52 4.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.29 404 404 0.00 51 49 -3.92
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.83 4,042 4,042 0.00 288 258 -10.42
2018-03-31 13F-HR NRZ / New Residential Investment Corp. 16.66 1,642 1,681 2.38 30 28 -6.67
2018-03-31 13F-HR RF / Regions Financial Corp. 18.79 1,650 1,650 0.00 29 31 6.90
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.52 12,400 12,400 0.00 455 428 -5.93
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.81 106,021 109,667 3.44 5,937 6,011 1.25
2018-03-31 13F-HR BA / Boeing Company (The) 328.16 902 902 0.00 266 296 11.28
2018-03-31 13F-HR OLN / Olin Corp. 29.18 377 377 0.00 13 11 -15.38
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.89 13,545 12,143 -10.35 468 448 -4.27
2018-03-31 13F-HR LUV / Southwest Airlines Co. 57.26 8,392 11,596 38.18 550 664 20.73
2018-03-31 13F-HR EMN / Eastman Chemical Company 107.44 121 121 0.00 11 13 18.18
2018-03-31 13F-HR FN / Fabrinet 31.00 1,000 1,000 0.00 29 31 6.90
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 122.07 2,007 2,007 0.00 252 245 -2.78
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 66.67 1,575 75 -95.24 100 5 -95.00
2018-03-31 13F-HR VSM / Versum Materials, Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 33.82 3,371 3,371 0.00 115 114 -0.87
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 338.17 482 482 0.00 155 163 5.16
2018-03-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 82.71 133 133 0.00 11 11 0.00
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.86 3,420 2,956 -13.57 357 307 -14.01
2018-03-31 13F-HR LOGM / LogMein, Inc. 117.65 68 68 0.00 8 8 0.00
2018-03-31 13F-HR RSG / Republic Services, Inc. 66.84 748 748 0.00 51 50 -1.96
2018-03-31 13F-HR DG / Dollar General Corp. 93.59 14,871 10,963 -26.28 1,383 1,026 -25.81
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.50 12,173 10,802 -11.26 2,413 2,155 -10.69
2018-03-31 13F-HR VUG / Vanguard Growth ETF 141.91 6,025 6,025 0.00 847 855 0.94
2018-03-31 13F-HR MS / Morgan Stanley 53.91 10,016 10,016 0.00 526 540 2.66
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 2.86 14,000 14,000 0.00 44 40 -9.09
2018-03-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.15 104,226 93,829 -9.98 1,451 1,234 -14.96
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.29 13,316 19,816 48.81 627 957 52.63
2018-03-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 129.57 1,860 1,860 0.00 238 241 1.26
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 40,901 85,981 110.22 441 806 82.77
2018-03-31 13F-HR AGTC / Applied Genetic Technologies Corp 4.00 2,000 3,000 50.00 7 12 71.43
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 31.08 3,411 3,411 0.00 112 106 -5.36
2018-03-31 13F-HR HPQ / HP Inc. 0.00 10 10 0.00 0 0
2018-03-31 13F-HR ROST / Ross Stores, Inc. 78.04 310 3,511 1,032.58 25 274 996.00
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 105.67 3,292 2,820 -14.34 299 298 -0.33
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 110.80 352 352 0.00 39 39 0.00
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.37 1,062 1,062 0.00 162 165 1.85
2018-03-31 13F-HR VAR / Varian Medical Systems, Inc. 115.38 52 52 0.00 6 6 0.00
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 147.44 156 156 0.00 23 23 0.00
2018-03-31 13F-HR DON / WisdomTree MidCap Dividend Fund 34.28 2,946 2,946 0.00 104 101 -2.88
2018-03-31 13F-HR CCLP / CSI Compressco LP 7.48 2,209 2,274 2.94 12 17 41.67
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 162.79 43 43 0.00 9 7 -22.22
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 99.84 5,689 5,489 -3.52 541 548 1.29
2018-03-31 13F-HR HCA / HCA Holdings Inc. 102.04 49 49 0.00 4 5 25.00
2018-03-31 13F-HR ACTG / Acacia Research Corp. 3.50 108,451 71,500 -34.07 439 250 -43.05
2018-03-31 13F-HR T / AT & T, Inc. 35.66 31,774 31,016 -2.39 1,235 1,106 -10.45
2018-03-31 13F-HR IFF / International Flavors & Fragrances, Inc 137.67 6,915 6,915 0.00 1,060 952 -10.19
2018-03-31 13F-HR FSLR / First Solar, Inc. 71.00 14,400 15,000 4.17 972 1,065 9.57
2018-03-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 30.50 2,000 2,000 0.00 64 61 -4.69
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.69 1,446 2,291 58.44 274 430 56.93
2018-03-31 13F-HR CYS / CYS Investments, Inc. 6.87 6,546 6,546 0.00 53 45 -15.09
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 154.48 5,800 5,800 0.00 929 896 -3.55
2018-03-31 13F-HR GIS / General Mills, Inc. 45.09 11,126 12,154 9.24 660 548 -16.97
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 44.40 2,500 2,500 0.00 115 111 -3.48
2018-03-31 13F-HR USB / U.S. Bancorp 50.80 3,012 3,012 0.00 162 153 -5.56
2018-03-31 13F-HR BNFT / Benefitfocus, Inc. 25.00 200 200 0.00 5 5 0.00
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. 20.41 3,920 3,920 0.00 88 80 -9.09
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 215.10 702 702 0.00 155 151 -2.58
2018-03-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 27.78 900 900 0.00 26 25 -3.85
2018-03-31 13F-HR BLK / BlackRock, Inc. 1,000.00 1 1 0.00 1 1 0.00
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 247.42 2,750 2,619 -4.76 661 648 -1.97
2018-03-31 13F-HR GNTX / Gentex Corp. 23.01 15,971 13,209 -17.29 335 304 -9.25
2018-03-31 13F-HR COST / Costco Wholesale Corp. 189.52 298 248 -16.78 55 47 -14.55
2018-03-31 13F-HR BIIB / Biogen Inc. 273.61 1,323 1,440 8.84 421 394 -6.41
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.00 3,686 5,766 56.43 283 444 56.89
2018-03-31 13F-HR VPL / Vanguard MSCI Pacific ETF 73.46 1,040 1,089 4.71 76 80 5.26
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.89 40,472 35,226 -12.96 1,550 1,511 -2.52
2018-03-31 13F-HR SNMX / Senomyx, Inc. 1.00 3,000 3,000 0.00 4 3 -25.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.47 5,160 6,175 19.67 428 466 8.88
2018-03-31 13F-HR MAC / Macerich Company (THE) 700 0 -100.00 46 0 -100.00
2018-03-31 13F-HR TSO / ANDEAVOR Call 1,200 0 -100.00 8 0 -100.00
2018-03-31 13F-HR APA / Apache Corp. Call 1,000 0 -100.00 7 0 -100.00
2018-03-31 13F-HR BIDU / Baidu, Inc. Call 1,500 0 -100.00 38 0 -100.00
2018-03-31 13F-HR RXII / RXI Pharmaceuticals Corporation 20,000 0 -100.00 11 0 -100.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Call 5,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR Call DWDP @ $75.0 Exp Feb 16, 2018 / Derivative (26078J900) Call 700 0 -100.00 0 0
2018-03-31 13F-HR NTNX / Nutanix, Inc. 95 0 -100.00 3 0 -100.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 1,000 0 -100.00 19 0 -100.00
2018-03-31 13F-HR DST / DST Systems, Inc. 78 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FFIV / F5 Networks, Inc. Call 1,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR WRB / Berkley (W.R.) Corp. 50 0 -100.00 4 0 -100.00
2018-03-31 13F-HR Call SPY @ $232.0 Exp Mar 16, 2018 / Derivative (78462F903) Call 2,000 0 -100.00 72 0
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 7 0 -100.00 1 0 -100.00
2018-03-31 13F-HR MFGP / Micro Focus International plc 1 0 -100.00 0 0
2018-03-31 13F-HR SQ / Square, Inc. Call 10,000 0 -100.00 46 0 -100.00
2018-03-31 13F-HR Barclays BK PLC / ETF (06746L422) 12 0 -100.00 0 0
2018-03-31 13F-HR RBCN / Rubicon Technology, Inc. 400 0 -100.00 3 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 500 0 -100.00 4 0 -100.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 500 0 -100.00 0 0
2018-03-31 13F-HR AMGN / Amgen Inc. Put 1,500 0 -100.00 0 0
2018-03-31 13F-HR SO / Southern Co. (The) 613 0 -100.00 29 0 -100.00
2018-03-31 13F-HR Put DWDP @ $67.5 Exp Feb 16, 2018 / Derivative (26078J950) Put 700 0 -100.00 1 0
2018-03-31 13F-HR SREV / ServiceSource International, Inc. 5,000 0 -100.00 15 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Put 800 0 -100.00 1 0 -100.00
2018-03-31 13F-HR ODP / Office Depot, Inc. 3,423 0 -100.00 12 0 -100.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 1,200 0 -100.00 0 0
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 6,893 0 -100.00 47 0 -100.00
2018-03-31 13F-HR PSTG / Pure Storage, Inc. 70,000 0 -100.00 1,110 0 -100.00
2018-03-31 13F-HR MNK / Maillinckrodt plc. 193 0 -100.00 4 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 643 0 -100.00 1,117 0 -100.00
2018-03-31 13F-HR EDZ / Direxion Daily Emerging Markets Bear 3X Shares 21,000 0 -100.00 190 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Call 800 0 -100.00 14 0 -100.00
2018-03-31 13F-HR AVGO / Broadcom Limited 1,681 0 -100.00 432 0 -100.00
2018-03-31 13F-HR AMGN / Amgen Inc. Call 400 0 -100.00 0 0
2018-03-31 13F-HR ANDV / Andeavor Corp. 1,224 0 -100.00 140 0 -100.00
2018-03-31 13F-HR CDXC / ChromaDex Corporation 2,000 0 -100.00 12 0 -100.00
2018-03-31 13F-HR MXL / MaxLinear, Inc. 700 0 -100.00 18 0 -100.00
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 256 0 -100.00 26 0 -100.00
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 70 0 -100.00 11 0 -100.00
2018-03-31 13F-HR CSRA / CSRA Inc. 6 0 -100.00 0 0
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 10 0 -100.00 1 0 -100.00
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 620 0 -100.00 11 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. Call 1,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR Call Z @ $40.0 Exp Feb 16, 2018 / Derivative (98954M900) Call 800 0 -100.00 2 0
2018-03-31 13F-HR INTC / Intel Corp. Put 1,500 0 -100.00 1 0 -100.00
2018-03-31 13F-HR Put SPY @ $265.0 Exp Mar 16, 2018 / Derivative (78462F953) Put 9,000 0 -100.00 37 0
2018-03-31 13F-HR OMEX / Odyssey Marine Exploration, Inc. 1,250 0 -100.00 5 0 -100.00
2018-03-31 13F-HR WMC / Western Asset Mortgage Capital Corp 3,485 0 -100.00 36 0 -100.00
2018-03-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 905 0 -100.00 137 0 -100.00
2018-03-31 13F-HR SQ / Square, Inc. Put 12,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR JNJ / Johnson & Johnson Call 4,000 0 -100.00 21 0 -100.00
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 1,105 0 -100.00 45 0 -100.00
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 1,500 0 -100.00 8 0 -100.00
2018-03-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 270 0 -100.00 42 0 -100.00
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 2,000 0 -100.00 24 0 -100.00
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 80 0 -100.00 8 0 -100.00
2018-03-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 389 0 -100.00 39 0 -100.00
2018-03-31 13F-HR TIME / Time Inc. 5 0 -100.00 0 0
2018-03-31 13F-HR COST / Costco Wholesale Corp. Put 5,000 0 -100.00 0 0
2018-03-31 13F-HR DHR / Danaher Corp. 3 0 -100.00 0 0
2018-03-31 13F-HR SCHW / Schwab Charles Corp 671 0 -100.00 34 0 -100.00
2018-03-31 13F-HR VFC / V.F. Corp. 150 0 -100.00 11 0 -100.00
2018-03-31 13F-HR ZTO / ZTO Express (Cayman) Inc. Call 4,000 0 -100.00 10 0 -100.00
2018-03-31 13F-HR KHC / Kraft Heinz Company 407 0 -100.00 32 0 -100.00
2018-03-31 13F-HR SIGM / Sigma Designs, Inc. 2,500 0 -100.00 17 0 -100.00
2018-03-31 13F-HR YELP / Yelp, Inc. 80 0 -100.00 3 0 -100.00
2018-03-31 13F-HR BOX / Box, Inc. Call 2,600 0 -100.00 4 0 -100.00
2018-03-31 13F-HR CORT / Corcept Therapeutics, Inc. Call 5,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 9 0 -100.00 1 0 -100.00
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 985 0 -100.00 24 0 -100.00
2018-03-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 142 0 -100.00 8 0 -100.00
2018-03-31 13F-HR INTC / Intel Corp. Call 1,500 0 -100.00 2 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Call 600 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AXSM / Axsome Therapeutics, Inc. 2.44 9,000 22
2018-03-31 13F-HR Daily MSCI Emerging MKTS Bear 3X New 2018 / Equity (25460E547) 38.81 4,200 163
2018-03-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 12.19 155,038 1,890
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 56.34 142 8
2018-03-31 13F-HR GALT / Galectin Therapeutics Inc 4.50 2,000 9
2018-03-31 13F-HR HYGS / Hydrogenics Corp 8.20 5,000 41
2018-03-31 13F-HR ICLR / ICON plc 118.88 143 17
2018-03-31 13F-HR IMDZ / Immune Design Corp. 3.00 1,000 3
2018-03-31 13F-HR INAN / InterNatural Pharmaceuticals, Inc. 0.35 31,082 11
2018-03-31 13F-HR INNT / Innovate Biopharmaceuticals 30.00 100 3
2018-03-31 13F-HR INTU / Intuit Inc. 180.00 50 9
2018-03-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.00 550 55
2018-03-31 13F-HR IGV / iShares North American Tech-Software ETF 169.67 2,110 358
2018-03-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 49.74 75,356 3,748
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 152.00 500 76
2018-03-31 13F-HR PSQ / ProShares Short QQQ 34.16 18,500 632
2018-03-31 13F-HR GE / General Electric Co. Put 1.38 8,000 11
2018-03-31 13F-HR HON / Honeywell International, Inc. Put 8.00 1,000 8
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. Put 1.25 800 1
2018-03-31 13F-HR RENX / RELX N.V. 21.11 521 11
2018-03-31 13F-HR RVNC / Revance Therapeutics, Inc. 31.00 2,000 62
2018-03-31 13F-HR Rxi Pharmaceuticals / Equity (74979C808) 3.20 5,000 16
2018-03-31 13F-HR SPHS / Sophiris Bio, Inc. 2.00 7,500 15
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.55 1,502 136
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 129.45 3,901 505
2018-03-31 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 196.72 61 12
2018-03-31 13F-HR VRNS / Varonis Systems, Inc. 60.51 37,000 2,239
2018-03-31 13F-HR WB / Weibo Corporation 119.53 15,962 1,908
2018-03-31 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 20.00 400 8
2018-03-31 13F-HR W / Wayfair, Inc. 0.00 2,000 0
2018-03-31 13F-HR AA / Alcoa Corp. 10.40 1,250 13
2018-03-31 13F-HR CMS / CMS Energy Corp. 25.29 1,107 28
2018-03-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 17.54 57 1
2018-03-31 13F-HR ABBV / AbbVie Inc. Call 1.67 600 1
2018-03-31 13F-HR Call TBT @ $34.0 Exp Jun 15, 2018 / Derivative (74347B901) Call 2.80 10,000 28
2018-03-31 13F-HR WFC / Wells Fargo & Co. Call 1.33 3,000 4
2018-03-31 13F-HR HTHT / China Lodging Group Ltd 131.30 1,150 151