Current Holdings (from 13F, 13D)

InvestorIndependent Advisor Alliance
Portfolio Value$ 393,817,000
Current Positions267
Opened Positions5
Closed Positions23

Independent Advisor Alliance has disclosed 267 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 393,817,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Independent Advisor Alliance's top holdings are Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , Facebook, Inc. (NASDAQ:FB) , Altria Group, Inc. (NYSE:MO) , and Microsoft Corp. (NASDAQ:MSFT) . Independent Advisor Alliance's new positions include Mitek Systems, Inc. (NASDAQ:MITK) , DowDuPont Inc. (NYSE:DWDP) , British American Tobacco p.l.c. (NYSE:BTI) , Manulife Financial Corp. (NYSE:MFC) , and Ally Financial Inc. (NYSE:ALLY) .


All Independent Advisor Alliance holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-15. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 90.74 19,721 25,214 27.85 1,417 2,288 61.47
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 13.57 0 15,846 0 215
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 976.95 4,527 6,463 42.77 4,205 6,314 50.15
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 990.67 8,945 11,787 31.77 8,913 11,677 31.01
2017‑09‑30 13F-HR CELG / Celgene Corp. 141.97 4,335 7,262 67.52 572 1,031 80.24
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99.53 40,659 41,878 3.00 4,212 4,168 -1.04
2017‑09‑30 13F-HR FB / Facebook, Inc. 173.56 55,934 67,205 20.15 8,586 11,664 35.85
2017‑09‑30 13F-HR MAS / Masco Corp. 38.96 11,091 12,912 16.42 430 503 16.98
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 19.32 20,438 22,775 11.43 295 440 49.15
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 20,018 29,116 45.45 993 1,408 41.79
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 17.95 51,145 44,845 -12.32 925 805 -12.97
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.10 0 7,738 0 318
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 211,000 13,000 -93.84 214 13 -93.93
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.01 201,000 211,000 4.98 206 214 3.88
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150.36 0 1,543 0 232
2017‑09‑30 13F-HR AXP / American Express Co. 91.65 0 6,143 0 563
2017‑09‑30 13F-HR URI / United Rentals, Inc. 142.57 5,837 5,541 -5.07 663 790 19.16
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 102.17 0 2,398 0 245
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 68.31 0 3,001 0 205
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 40.92 0 13,977 0 572
2017‑09‑30 13F-HR LANC / Lancaster Colony Corp. 121.37 4,444 5,100 14.76 543 619 14.00
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 5,420 0 -100.00 355 0 -100.00
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 24.36 14,042 342
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 992.05 3,549 4,402 24.03 3,375 4,367 29.39
2017‑09‑30 13F-HR VMW / VMWare, Inc. 111.72 0 3,482 0 389
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.00 20,780 291
2017‑09‑30 13F-HR BARCLAYS BANK PLC / MTNF 8/0 (06741VZN5) 1.02 88,000 90
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 63.19 17,329 1,095
2017‑09‑30 13F-HR DEO / Diageo plc 133.81 2,149 2,354 9.54 256 315 23.05
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 208.23 8,295 8,356 0.74 1,608 1,740 8.21
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 71.68 52,301 3,749
2017‑09‑30 13F-HR EZPW / Ezcorp, Inc. 1.00 17,000 17
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 0.76 17,000 13
2017‑09‑30 13F-HR GRAMERCY PPTY TR / (385002308) 31.04 10,762 334
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.20 18,765 379
2017‑09‑30 13F-HR MITK / Mitek Systems, Inc. 9.50 440,495 4,185
2017‑09‑30 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 1.05 21,000 22
2017‑09‑30 13F-HR PLM / PolyMet Mining Corp. 0.61 27,810 17
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.88 25,600 45,663 78.37 60 86 43.33
2017‑09‑30 13F-HR SPRT / support.com, Inc. 2.39 16,333 39
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.86 17,359 15
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 124.96 12,251 14,445 17.91 1,541 1,805 17.13
2017‑09‑30 13F-HR WASHINGTON PRIME GROUP NEW / (93964W108) 8.44 32,348 273
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.25 4,149 279
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.96 0 5,028 0 211
2017‑09‑30 13F-HR CBS / CBS Corp. 57.97 7,089 6,693 -5.59 452 388 -14.16
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 35,150 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR MMM / 3M Co. 216.70 15,099 15,999 5.96 3,178 3,467 9.09
2017‑09‑30 13F-HR HCN / Welltower Inc. 68.27 15,323 17,078 11.45 1,111 1,166 4.95
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63.82 12,971 14,636 12.84 775 934 20.52
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 81.52 7,603 7,704 1.33 611 628 2.78
2017‑09‑30 13F-HR CBL / CBL & Associates Properties, Inc. 8.51 29,094 30,800 5.86 185 262 41.62
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.87 0 4,251 0 229
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.77 3,977 5,708 43.53 248 364 46.77
2017‑09‑30 13F-HR PVH / PVH Corp. 124.96 2,531 2,785 10.04 283 348 22.97
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.35 131,417 150,254 14.33 1,534 1,856 20.99
2017‑09‑30 13F-HR INTC / Intel Corp. 39.85 62,441 43,514 -30.31 1,874 1,734 -7.47
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 41.12 12,183 8,073 -33.74 435 332 -23.68
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.03 65,136 63,902 -1.89 1,243 1,216 -2.17
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.48 33,934 37,444 10.34 1,539 1,778 15.53
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.26 4,706 5,529 17.49 725 875 20.69
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.51 154,083 156,200 1.37 1,377 1,642 19.24
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137.79 0 2,961 0 408
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 151.74 3,984 6,096 53.01 583 925 58.66
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 66.52 6,504 6,058 -6.86 425 403 -5.18
2017‑09‑30 13F-HR LL / Lumber Liquidators Holdings, Inc. 35.83 12,000 12,000 0.00 292 430 47.26
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 43.03 9,535 5,345 -43.94 209 230 10.05
2017‑09‑30 13F-HR CB / Chubb Ltd 146.00 11,069 11,260 1.73 1,608 1,644 2.24
2017‑09‑30 13F-HR UTX / United Technologies Corp. 118.65 14,900 15,398 3.34 1,834 1,827 -0.38
2017‑09‑30 13F-HR HIW / Highwoods Properties, Inc. 52.77 8,628 11,028 27.82 425 582 36.94
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.04 90,742 101,927 12.33 3,920 4,999 27.53
2017‑09‑30 13F-HR F / Ford Motor Co. 12.33 74,730 66,562 -10.93 734 821 11.85
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147.85 7,107 7,271 2.31 1,002 1,075 7.29
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.82 41,987 44,027 4.86 1,808 1,797 -0.61
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 75.95 16,476 10,375 -37.03 669 788 17.79
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 406.92 1,500 1,590 6.00 445 647 45.39
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 115.49 12,279 14,434 17.55 1,560 1,667 6.86
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.73 5,525 5,616 1.65 359 386 7.52
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 63.66 3,485 3,660 5.02 242 233 -3.72
2017‑09‑30 13F-HR CMI / Cummins, Inc. 171.92 2,589 2,600 0.42 427 447 4.68
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.72 34,319 32,442 -5.47 3,536 3,819 8.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 140.89 12,716 12,549 -1.31 1,696 1,768 4.25
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 47.41 31,743 31,241 -1.58 1,494 1,481 -0.87
2017‑09‑30 13F-HR ABM / ABM Industries Inc. 42.80 12,845 14,697 14.42 523 629 20.27
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 37.81 13,116 21,711 65.53 508 821 61.61
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 80.46 4,711 6,264 32.97 389 504 29.56
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.93 15,649 10,089 -35.53 564 534 -5.32
2017‑09‑30 13F-HR ETN / Eaton Corporation 77.66 16,944 8,705 -48.62 611 676 10.64
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.18 20,684 21,485 3.87 1,760 2,045 16.19
2017‑09‑30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.98 5,879 5,882 0.05 371 394 6.20
2017‑09‑30 13F-HR ABT / Abbott Laboratories 54.68 10,331 11,137 7.80 498 609 22.29
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92.11 48,351 50,004 3.42 4,211 4,606 9.38
2017‑09‑30 13F-HR CLX / Clorox Company (The) 127.80 13,685 14,194 3.72 1,827 1,814 -0.71
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 76.29 79,397 95,758 20.61 5,556 7,305 31.48
2017‑09‑30 13F-HR EXC / Exelon Corp. 38.06 14,526 15,608 7.45 519 594 14.45
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.31 8,702 9,814 12.78 254 268 5.51
2017‑09‑30 13F-HR MAA / Mid-America Apartment Communities, Inc. 108.46 0 2,093 0 227
2017‑09‑30 13F-HR TOWN / Towne Bank (Portsmouth, VA) 34.39 9,834 9,334 -5.08 303 321 5.94
2017‑09‑30 13F-HR INPAP / International Paper Company 57.02 11,123 11,838 6.43 637 675 5.97
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.88 9,217 10,580 14.79 534 697 30.52
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.88 5,901 6,169 4.54 227 209 -7.93
2017‑09‑30 13F-HR SEP / Spectra Energy Partners LP 45.12 22,673 22,673 0.00 996 1,023 2.71
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 41.91 0 4,868 0 204
2017‑09‑30 13F-HR X / United States Steel Corp. 25.00 12,001 13,201 10.00 262 330 25.95
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.65 7,903 8,142 3.02 343 331 -3.50
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.73 7,325 7,938 8.37 539 617 14.47
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 112.59 3,263 3,295 0.98 362 371 2.49
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 342.95 684 901 31.73 216 309 43.06
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.82 73,128 75,763 3.60 6,084 6,426 5.62
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.13 0 11,127 0 135
2017‑09‑30 13F-HR MET / MetLife, Inc. 53.01 12,034 24,903 106.94 675 1,320 95.56
2017‑09‑30 13F-HR GD / General Dynamics Corp. 213.63 4,233 4,021 -5.01 851 859 0.94
2017‑09‑30 13F-HR MCD / McDonald's Corp. 160.15 10,123 13,444 32.81 1,574 2,153 36.79
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 66.18 4,130 5,183 25.50 227 343 51.10
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.57 110,051 125,531 14.07 8,110 7,980 -1.60
2017‑09‑30 13F-HR NVR / NVR, Inc. 2,893.33 0 75 0 217
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.34 29,955 32,856 9.68 1,882 2,114 12.33
2017‑09‑30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11.37 10,250 11,350 10.73 128 129 0.78
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9.11 0 10,095 0 92
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.30 0 7,817 0 401
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 64.14 20,716 19,878 -4.05 1,159 1,275 10.01
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 110.01 30,725 32,360 5.32 3,511 3,560 1.40
2017‑09‑30 13F-HR FCCO / First Community Corp. 21.01 0 43,026 0 904
2017‑09‑30 13F-HR PSX / Phillips 66 93.32 3,245 3,804 17.23 268 355 32.46
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.51 17,561 17,377 -1.05 1,574 1,677 6.54
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.76 68,651 69,645 1.45 463 471 1.73
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 143.54 6,165 7,364 19.45 830 1,057 27.35
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.63 35,606 38,066 6.91 2,692 2,917 8.36
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.25 46,065 47,727 3.61 1,534 1,587 3.46
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.51 32,149 32,282 0.41 1,888 1,663 -11.92
2017‑09‑30 13F-HR DE / Deere & Co. 128.70 8,291 8,446 1.87 1,062 1,087 2.35
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 92.09 3,516 3,703 5.32 330 341 3.33
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.23 12,137 16,065 32.36 229 325 41.92
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 196.86 21,712 21,411 -1.39 3,315 4,215 27.15
2017‑09‑30 13F-HR KR / Kroger Co. 20.29 20,085 13,359 -33.49 454 271 -40.31
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 17.00 15,957 17,769 11.36 262 302 15.27
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.10 19,604 20,122 2.64 1,059 1,149 8.50
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.65 31,274 25,520 -18.40 644 425 -34.01
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 94.33 8,805 9,976 13.30 769 941 22.37
2017‑09‑30 13F-HR OI / Owens-Illinois, Inc. 25.46 11,330 13,003 14.77 274 331 20.80
2017‑09‑30 13F-HR BP / BP Plc 38.46 35,968 35,858 -0.31 1,235 1,379 11.66
2017‑09‑30 13F-HR DS / Drive Shack Inc. 3.66 35,496 35,496 0.00 110 130 18.18
2017‑09‑30 13F-HR CWT / California Water Service Group 40.93 15,297 17,346 13.39 563 710 26.11
2017‑09‑30 13F-HR FDX / FedEx Corp. 220.59 6,038 6,070 0.53 1,322 1,339 1.29
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.85 88,441 103,408 16.92 2,201 2,673 21.44
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.12 53,294 52,867 -0.80 2,120 2,174 2.55
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 113.56 2,817 3,091 9.73 292 351 20.21
2017‑09‑30 13F-HR ARMK / Aramark 41.48 0 8,197 0 340
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.33 0 28,416 0 322
2017‑09‑30 13F-HR COP / ConocoPhillips 48.92 42,479 35,976 -15.31 1,837 1,760 -4.19
2017‑09‑30 13F-HR APLE / Apple Hospitality REIT, Inc. 18.88 55,636 58,592 5.31 1,019 1,106 8.54
2017‑09‑30 13F-HR FCNCB / First Citizens BancShares, Inc. 381.15 771 711 -7.78 295 271 -8.14
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 225.81 1,580 1,581 0.06 420 357 -15.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 122.10 8,607 7,543 -12.36 994 921 -7.34
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.29 17,575 17,575 0.00 470 462 -1.70
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 47.01 21,925 28,803 31.37 1,147 1,354 18.05
2017‑09‑30 13F-HR NDSN / Nordson Corp. 122.01 4,818 5,475 13.64 581 668 14.97
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 50.96 4,258 4,258 0.00 215 217 0.93
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.42 23,591 28,090 19.07 641 742 15.76
2017‑09‑30 13F-HR CINF / Cincinnati Financial Corp. 76.41 9,220 10,156 10.15 665 776 16.69
2017‑09‑30 13F-HR WDC / Western Digital Corp. 84.29 11,957 12,136 1.50 1,067 1,023 -4.12
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.65 110,243 127,143 15.33 5,212 6,313 21.12
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 205.69 1,862 2,003 7.57 394 412 4.57
2017‑09‑30 13F-HR AMGN / Amgen Inc. 185.46 8,452 6,918 -18.15 1,455 1,283 -11.82
2017‑09‑30 13F-HR MA / MasterCard Incorporated 144.54 3,670 5,618 53.08 450 812 80.44
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82.03 55,310 55,213 -0.18 4,434 4,529 2.14
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.41 54,359 61,940 13.95 2,412 2,813 16.63
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 45.43 14,161 17,060 20.47 618 775 25.40
2017‑09‑30 13F-HR PPL / PPL Corp. 37.43 47,569 44,798 -5.83 1,805 1,677 -7.09
2017‑09‑30 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.95 20,000 20,000 0.00 27 39 44.44
2017‑09‑30 13F-HR MDT / Medtronic plc 76.92 9,781 9,386 -4.04 853 722 -15.36
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 70.86 17,630 17,415 -1.22 1,360 1,234 -9.26
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 113.72 1,871 1,961 4.81 203 223 9.85
2017‑09‑30 13F-HR DOV / Dover Corp. 93.78 7,235 8,232 13.78 603 772 28.03
2017‑09‑30 13F-HR DIN / DineEquity, Inc. 44.47 9,535 5,330 -44.10 220 237 7.73
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 87.06 21,890 24,226 10.67 1,801 2,109 17.10
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 81.73 24,960 26,613 6.62 1,920 2,175 13.28
2017‑09‑30 13F-HR SLV / iShares Silver Trust 16.01 13,930 14,432 3.60 207 231 11.59
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 31.25 18,456 20,737 12.36 603 648 7.46
2017‑09‑30 13F-HR CVS / CVS Health Corporation 74.30 21,192 15,088 -28.80 1,656 1,121 -32.31
2017‑09‑30 13F-HR NVS / Novartis AG 85.46 12,302 3,955 -67.85 325 338 4.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 151.54 9,009 9,047 0.42 1,291 1,371 6.20
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 147.32 5,379 5,980 11.17 825 881 6.79
2017‑09‑30 13F-HR TGT / Target Corp. 56.26 14,132 8,479 -40.00 421 477 13.30
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.49 0 2,683 0 224
2017‑09‑30 13F-HR WGL / WGL Holdings, Inc. 85.37 3,240 3,280 1.23 270 280 3.70
2017‑09‑30 13F-HR V / Visa, Inc. 107.02 43,193 50,020 15.81 4,107 5,353 30.34
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 185.42 9,570 1,715 -82.08 1,471 318 -78.38
2017‑09‑30 13F-HR SAP / SAP SE 112.17 2,475 2,514 1.58 258 282 9.30
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.08 0 4,598 0 336
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 41.24 28,756 35,526 23.54 1,069 1,465 37.04
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 193.41 0 2,094 0 405
2017‑09‑30 13F-HR TR / Tootsie Roll Industries, Inc. 37.35 15,367 17,512 13.96 546 654 19.78
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 96.68 4,356 4,882 12.08 488 472 -3.28
2017‑09‑30 13F-HR NWN / Northwest Natural Gas Co. 64.78 9,142 10,435 14.14 548 676 23.36
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.35 25,026 18,820 -24.80 224 270 20.54
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.32 17,173 16,814 -2.09 1,421 1,300 -8.52
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 126.86 32,478 24,806 -23.62 2,344 3,147 34.26
2017‑09‑30 13F-HR AWR / American States Water Co. (Holding Co.) 51.95 12,206 13,802 13.08 575 717 24.70
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36.13 43,494 42,013 -3.41 1,453 1,518 4.47
2017‑09‑30 13F-HR GE / General Electric Co. 23.43 115,307 112,108 -2.77 3,003 2,627 -12.52
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.64 0 4,575 0 282
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 96.41 61,653 63,540 3.06 5,745 6,126 6.63
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 88.40 4,261 4,355 2.21 283 385 36.04
2017‑09‑30 13F-HR AAPL / Apple, Inc. 155.84 128,056 132,762 3.67 16,487 20,690 25.49
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.71 16,635 12,035 -27.65 283 177 -37.46
2017‑09‑30 13F-HR BKEP / Blueknight Energy Partners L.P., L.L.C 5.85 61,700 61,700 0.00 358 361 0.84
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 182.08 4,099 5,992 46.18 589 1,091 85.23
2017‑09‑30 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 220.88 1,073 1,073 0.00 243 237 -2.47
2017‑09‑30 13F-HR MON / Monsanto Co. 119.68 14,786 14,564 -1.50 1,741 1,743 0.11
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 55.03 12,873 16,717 29.86 744 920 23.66
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 82.63 3,562 3,062 -14.04 277 253 -8.66
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 80.54 21,758 23,541 8.19 1,593 1,896 19.02
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 64.70 4,800 5,131 6.90 376 332 -11.70
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 113.37 46,230 53,294 15.28 5,463 6,042 10.60
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 382.00 5,251 5,267 0.30 1,848 2,012 8.87
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 133.44 46,530 52,457 12.74 6,121 7,000 14.36
2017‑09‑30 13F-HR EFX / Equifax, Inc. 112.11 9,660 2,114 -78.12 1,343 237 -82.35
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 294.29 998 1,016 1.80 261 299 14.56
2017‑09‑30 13F-HR KSS / Kohl's Corp. 43.03 15,876 6,995 -55.94 242 301 24.38
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 68.23 0 4,104 0 280
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 74.67 11,161 11,638 4.27 788 869 10.28
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 165.70 34,726 42,377 22.03 5,250 7,022 33.75
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.83 10,677 10,905 2.14 942 1,045 10.93
2017‑09‑30 13F-HR WM / Waste Management, Inc. 76.76 8,607 11,282 31.08 637 866 35.95
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 117.16 19,552 20,494 4.82 2,155 2,401 11.42
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 118.52 4,121 4,573 10.97 444 542 22.07
2017‑09‑30 13F-HR LXU / LSB Industries, Inc. 7.79 53,436 37,210 -30.37 332 290 -12.65
2017‑09‑30 13F-HR TD / Toronto-Dominion Bank (ON) 56.00 12,542 12,607 0.52 636 706 11.01
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77.08 6,880 7,901 14.84 468 609 30.13
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 82.03 7,197 7,534 4.68 499 618 23.85
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.67 4,940 5,975 20.95 208 243 16.83
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 130.83 7,551 7,850 3.96 929 1,027 10.55
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.74 0 10,981 0 63
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.14 43,513 49,584 13.95 2,419 2,734 13.02
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.37 28,738 29,945 4.20 2,100 2,167 3.19
2017‑09‑30 13F-HR RTN / Raytheon Co. 187.92 1,708 4,289 151.11 284 806 183.80
2017‑09‑30 13F-HR C / Citigroup, Inc. 75.38 20,924 21,145 1.06 1,416 1,594 12.57
2017‑09‑30 13F-HR CSX / CSX Corp. 52.78 7,468 7,314 -2.06 410 386 -5.85
2017‑09‑30 13F-HR GM / General Motors Company 45.31 19,191 19,069 -0.64 675 864 28.00
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 17.15 37,048 25,649 -30.77 378 440 16.40
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.02 0 10,986 0 165
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.34 33,999 27,923 -17.87 195 233 19.49
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 51.71 10,597 12,299 16.06 581 636 9.47
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.69 11,901 14,710 23.60 526 775 47.34
2017‑09‑30 13F-HR BA / Boeing Company (The) 258.41 30,631 19,283 -37.05 3,828 4,983 30.17
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 89.68 4,052 4,427 9.25 343 397 15.74
2017‑09‑30 13F-HR SCG / SCANA Corp. 48.81 8,849 7,232 -18.27 564 353 -37.41
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 317.28 12,478 14,350 15.00 3,563 4,553 27.79
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 91.45 0 3,390 0 310
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.27 23,573 10,650 -54.82 334 333 -0.30
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 63.60 3,288 3,538 7.60 212 225 6.13
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 190.59 2,236 2,424 8.41 430 462 7.44
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 45.83 0 8,030 0 368
2017‑09‑30 13F-HR AVGO / Broadcom Limited 246.41 1,191 2,504 110.24 288 617 114.24
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 187.48 15,412 15,324 -0.57 2,624 2,873 9.49
2017‑09‑30 13F-HR MS / Morgan Stanley 49.35 5,617 6,039 7.51 258 298 15.50
2017‑09‑30 13F-HR LDOS / Leidos Holdings, Inc. 61.98 14,303 14,246 -0.40 745 883 18.52
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.99 5,702 5,908 3.61 628 703 11.94
2017‑09‑30 13F-HR SJW / SJW Corp. 59.64 10,868 12,358 13.71 533 737 38.27
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 177.33 12,370 12,790 3.40 2,021 2,268 12.22
2017‑09‑30 13F-HR T / AT & T, Inc. 38.30 166,667 167,388 0.43 5,861 6,411 9.38
2017‑09‑30 13F-HR FBNC / First Bancorp 35.50 9,603 10,000 4.13 299 355 18.73
2017‑09‑30 13F-HR GIS / General Mills, Inc. 50.16 9,698 9,449 -2.57 518 474 -8.49
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.78 3,976 6,582 65.54 208 354 70.19
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196.32 21,787 23,467 7.71 4,073 4,607 13.11
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 154.55 4,596 3,604 -21.58 694 557 -19.74
2017‑09‑30 13F-HR BIIB / Biogen Inc. 329.52 0 1,050 0 346
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.76 38,796 35,250 -9.14 766 1,190 55.35
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 295,192 0 -100.00 2,671 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 32,623 0 -100.00 2,086 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 6,616 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 27,979 0 -100.00 180 0 -100.00
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 16,050 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 14,320 0 -100.00 109 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 38,325 0 -100.00 2,473 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 6,215 0 -100.00 513 0 -100.00
2017‑09‑30 13F-HR HOFT / Hooker Furniture Corp. 6,436 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR IRBT / iRobot Corp. 11,780 0 -100.00 0 0
2017‑09‑30 13F-HR HRC / Hill-Rom Holdings, Inc. 4,878 0 -100.00 397 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 16,604 0 -100.00 975 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 10,157 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 1,401 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 56,733 0 -100.00 934 0 -100.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 20,846 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 9,163 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 3,876 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Put 1 0 -100.00 0 0
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 100 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 10 0 -100.00 55 0 -100.00