InvestorIndependent Advisor Alliance
Portfolio Value $ 448,650,000
Current Positions348
Opened Positions5
Closed Positions22


Latest Holdings, Performance, AUM (from 13F, 13D)

Independent Advisor Alliance has disclosed 348 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 448,650,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Independent Advisor Alliance's top holdings are Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , Microsoft Corp. (NASDAQ:MSFT) , Facebook, Inc. (NASDAQ:FB) , and Visa, Inc. (NYSE:V) . Independent Advisor Alliance's new positions include Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , Incyte Corp. (NASDAQ:INCY) , Westlake Chemical Corp. (NYSE:WLK) , and SPDR S&P Biotech ETF (NYSE:XBI) .

All Independent Advisor Alliance holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 68.72 0 12,267 0 843
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 167.11 0 4,901 0 819
2018-03-31 13F-HR GRAMERCY PPTY TR / (385002308) 21.38 18,987 406
2018-03-31 13F-HR GREAT ELM CAP CORP / (390320109) 9.32 17,606 164
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.63 48,460 17,810 -63.25 96 29 -69.79
2018-03-31 13F-HR LNT / Alliant Energy Corp. 40.89 5,015 4,916 -1.97 208 201 -3.37
2018-03-31 13F-HR DEO / Diageo plc 133.49 2,344 2,487 6.10 340 332 -2.35
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,013.01 5,077 5,533 8.98 5,657 5,605 -0.92
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 19.99 9,785 18,762 91.74 227 375 65.20
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 134.88 13,952 13,864 -0.63 1,834 1,870 1.96
2018-03-31 13F-HR MMM / 3M Co. 212.62 17,301 18,258 5.53 4,149 3,882 -6.44
2018-03-31 13F-HR HCN / Welltower Inc. 53.98 19,123 17,876 -6.52 1,197 965 -19.38
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,006.52 6,274 5,824 -7.17 6,944 5,862 -15.58
2018-03-31 13F-HR EMR / Emerson Electric Co. 66.32 21,895 26,975 23.20 1,581 1,789 13.16
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 77.08 6,788 6,565 -3.29 563 506 -10.12
2018-03-31 13F-HR CBL / CBL & Associates Properties, Inc. 4.09 35,880 40,100 11.76 204 164 -19.61
2018-03-31 13F-HR PVH / PVH Corp. 150.88 4,453 4,593 3.14 635 693 9.13
2018-03-31 13F-HR SYY / SYSCO Corp. 58.46 6,587 5,269 -20.01 406 308 -24.14
2018-03-31 13F-HR ZTS / Zoetis Inc. 81.26 6,498 11,038 69.87 482 897 86.10
2018-03-31 13F-HR IAU / iShares Gold Trust 12.89 149,322 149,660 0.23 1,895 1,929 1.79
2018-03-31 13F-HR INTC / Intel Corp. 48.96 56,311 57,685 2.44 2,520 2,824 12.06
2018-03-31 13F-HR FLIR / FLIR Systems, Inc. 49.57 8,073 11,700 44.93 401 580 44.64
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 14.90 60,404 61,289 1.47 1,139 913 -19.84
2018-03-31 13F-HR EEP / Enbridge Energy Partners, L.P. 9.55 20,196 21,464 6.28 300 205 -31.67
2018-03-31 13F-HR BBT / BB&T Corp. 50.92 38,167 37,331 -2.19 1,966 1,901 -3.31
2018-03-31 13F-HR AET / Aetna, Inc. 168.06 5,530 5,605 1.36 1,021 942 -7.74
2018-03-31 13F-HR LXP / Lexington Corporate Properties Trust 7.75 206,800 217,200 5.03 1,989 1,684 -15.33
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 228.18 9,453 9,475 0.23 2,050 2,162 5.46
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 143.79 3,006 2,615 -13.01 427 376 -11.94
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 59.36 6,110 6,199 1.46 441 368 -16.55
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 152.88 7,279 7,666 5.32 1,220 1,172 -3.93
2018-03-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 22.15 11,500 13,500 17.39 359 299 -16.71
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 39.70 5,295 5,945 12.28 226 236 4.42
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 42.40 0 5,306 0 225
2018-03-31 13F-HR CB / Chubb Ltd 133.28 10,936 10,587 -3.19 1,570 1,411 -10.13
2018-03-31 13F-HR RPAI / Retail Properties of America, Inc. 11.48 12,222 13,413 9.74 159 154 -3.14
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 58.60 0 27,680 0 1,622
2018-03-31 13F-HR TK / Teekay Corp. 7.74 17,480 32,150 83.92 181 249 37.57
2018-03-31 13F-HR UTX / United Technologies Corp. 123.46 15,900 19,140 20.38 2,112 2,363 11.88
2018-03-31 13F-HR HIW / Highwoods Properties, Inc. 42.94 11,228 10,853 -3.34 552 466 -15.58
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 401.23 562 1,792 218.86 220 719 226.82
2018-03-31 13F-HR MITK / Mitek Systems, Inc. 7.40 486,345 599,045 23.17 4,426 4,433 0.16
2018-03-31 13F-HR MFC / Manulife Financial Corp. 18.14 31,031 34,679 11.76 662 629 -4.98
2018-03-31 13F-HR CODI / Compass Diversified Holdings 16.20 15,394 25,120 63.18 268 407 51.87
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.16 101,695 104,847 3.10 5,328 4,945 -7.19
2018-03-31 13F-HR F / Ford Motor Co. 10.87 64,655 61,527 -4.84 850 669 -21.29
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 162.33 7,239 7,263 0.33 1,107 1,179 6.50
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 5.57 0 10,775 0 60
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 40.72 43,623 43,809 0.43 1,876 1,784 -4.90
2018-03-31 13F-HR CELG / Celgene Corp. 87.19 8,989 8,166 -9.16 936 712 -23.93
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 83.74 11,299 11,834 4.73 937 991 5.76
2018-03-31 13F-HR TPL / Texas Pacific Land Trust 508.76 1,897 1,883 -0.74 913 958 4.93
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 91.35 4,654 4,488 -3.57 423 410 -3.07
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.36 31,360 20,387 -34.99 586 415 -29.18
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 107.09 14,246 13,886 -2.53 1,701 1,487 -12.58
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 62.96 4,176 4,924 17.91 274 310 13.14
2018-03-31 13F-HR LGCY / Legacy Reserves LP 4.32 31,917 34,991 9.63 52 151 190.38
2018-03-31 13F-HR CMI / Cummins, Inc. 158.78 3,974 4,522 13.79 724 718 -0.83
2018-03-31 13F-HR CVX / Chevron Corp. 112.24 38,677 37,466 -3.13 4,971 4,205 -15.41
2018-03-31 13F-HR PX / Praxair, Inc. 142.11 12,241 11,998 -1.99 1,975 1,705 -13.67
2018-03-31 13F-HR TROV / TrovaGene, Inc. 0.35 17,359 17,359 0.00 6 6 0.00
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 280.33 1 22,274 2,227,300.00 0 6,244
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 15.86 0 14,128 0 224
2018-03-31 13F-HR OZRK / Bank of the Ozarks, Inc. 46.94 29,654 28,885 -2.59 1,474 1,356 -8.01
2018-03-31 13F-HR ABM / ABM Industries Inc. 32.81 20,084 24,016 19.58 794 788 -0.76
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 53.83 10,523 11,964 13.69 697 644 -7.60
2018-03-31 13F-HR CMCSA / Comcast Corp. 33.54 23,912 23,585 -1.37 968 791 -18.29
2018-03-31 13F-HR CNI / Canadian National Railway Co. 72.86 6,429 6,533 1.62 542 476 -12.18
2018-03-31 13F-HR ETN / Eaton Corporation 77.73 11,655 12,994 11.49 955 1,010 5.76
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 115.38 1,907 2,028 6.35 208 234 12.50
2018-03-31 13F-HR PNFP / Pinnacle Financial Partners, Inc. 63.52 5,893 5,904 0.19 395 375 -5.06
2018-03-31 13F-HR GPC / Genuine Parts Co. 86.76 24,846 25,379 2.15 2,434 2,202 -9.53
2018-03-31 13F-HR ABT / Abbott Laboratories 58.27 12,068 12,184 0.96 710 710 0.00
2018-03-31 13F-HR SUN / Sunoco LP 25.55 10,899 13,936 27.86 318 356 11.95
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 77.41 54,705 59,721 9.17 5,018 4,623 -7.87
2018-03-31 13F-HR CLX / Clorox Company (The) 128.72 13,816 13,658 -1.14 2,023 1,758 -13.10
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 62.56 3,331 3,868 16.12 230 242 5.22
2018-03-31 13F-HR MSFT / Microsoft Corp. 88.53 103,188 117,286 13.66 9,109 10,383 13.99
2018-03-31 13F-HR EXC / Exelon Corp. 38.26 17,408 16,387 -5.87 672 627 -6.70
2018-03-31 13F-HR WRK / Westrock Company 62.01 0 5,999 0 372
2018-03-31 13F-HR JNPR / Juniper Networks, Inc. 24.09 16,150 16,561 2.54 465 399 -14.19
2018-03-31 13F-HR FLT / FleetCor Technologies, Inc. 198.30 1,274 1,291 1.33 251 256 1.99
2018-03-31 13F-HR TOWN / Towne Bank (Portsmouth, VA) 28.12 9,034 9,034 0.00 283 254 -10.25
2018-03-31 13F-HR IP / International Paper Company 51.12 11,413 11,091 -2.82 709 567 -20.03
2018-03-31 13F-HR VVC / Vectren Corp. 63.25 13,984 16,410 17.35 876 1,038 18.49
2018-03-31 13F-HR STX / Seagate Technology PLC 57.76 7,464 8,500 13.88 343 491 43.15
2018-03-31 13F-HR GNL / Global Net Lease Inc. 17.10 73,800 99,705 35.10 1,477 1,705 15.44
2018-03-31 13F-HR SEP / Spectra Energy Partners LP 33.25 23,251 23,251 0.00 970 773 -20.31
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 150.23 6,101 8,234 34.96 1,053 1,237 17.47
2018-03-31 13F-HR FB / Facebook, Inc. 155.27 71,997 65,301 -9.30 13,555 10,139 -25.20
2018-03-31 13F-HR X / United States Steel Corp. 34.21 13,822 13,942 0.87 545 477 -12.48
2018-03-31 13F-HR JCI / Johnson Controls International plc 33.57 12,125 14,807 22.12 472 497 5.30
2018-03-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 76.49 11,656 11,492 -1.41 979 879 -10.21
2018-03-31 13F-HR RIO / Rio Tinto plc 49.64 0 7,696 0 382
2018-03-31 13F-HR PPG / PPG Industries, Inc. 108.18 2,730 2,505 -8.24 324 271 -16.36
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 252.11 1,031 829 -19.59 347 209 -39.77
2018-03-31 13F-HR M / Macy's, Inc. 29.12 8,330 12,811 53.79 204 373 82.84
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.10 85,894 85,639 -0.30 7,061 6,603 -6.49
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.32 13,196 11,439 -13.31 153 118 -22.88
2018-03-31 13F-HR FSC / Fifth Street Finance Corp. 4.23 505,120 509,635 0.89 2,455 2,156 -12.18
2018-03-31 13F-HR ON / ON Semiconductor Corporation 23.18 32,978 18,208 -44.79 757 422 -44.25
2018-03-31 13F-HR MET / MetLife, Inc. 44.74 27,997 26,753 -4.44 1,455 1,197 -17.73
2018-03-31 13F-HR GD / General Dynamics Corp. 218.86 5,764 5,876 1.94 1,180 1,286 8.98
2018-03-31 13F-HR MCD / McDonald's Corp. 157.69 15,094 16,983 12.51 2,625 2,678 2.02
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.09 7,104 7,737 8.91 562 581 3.38
2018-03-31 13F-HR MOH / Molina Healthcare, Inc. 78.81 2,692 6,357 136.14 223 501 124.66
2018-03-31 13F-HR MO / Altria Group, Inc. 60.51 116,754 111,466 -4.53 8,209 6,745 -17.83
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 142.95 1,543 1,581 2.46 265 226 -14.72
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.45 20,267 17,743 -12.45 662 487 -26.44
2018-03-31 13F-HR NVR / NVR, Inc. 2,918.60 86 86 0.00 312 251 -19.55
2018-03-31 13F-HR ACN / Accenture plc 148.01 1,598 1,635 2.32 254 242 -4.72
2018-03-31 13F-HR MRK / Merck & Co., Inc. 53.26 35,260 23,130 -34.40 1,998 1,232 -38.34
2018-03-31 13F-HR HFC / HollyFrontier Corp. 46.92 0 5,776 0 271
2018-03-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 8.43 10,414 11,264 8.16 103 95 -7.77
2018-03-31 13F-HR HPT / Hospitality Properties Trust 24.70 7,935 10,082 27.06 232 249 7.33
2018-03-31 13F-HR YHOO / Yahoo! Inc. 71.65 4,264 7,439 74.46 326 533 63.50
2018-03-31 13F-HR RPM / RPM International, Inc. 46.85 8,718 7,193 -17.49 471 337 -28.45
2018-03-31 13F-HR PEP / PepsiCo, Inc. 107.06 33,577 34,065 1.45 3,962 3,647 -7.95
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.99 23,404 22,634 -3.29 1,449 1,403 -3.17
2018-03-31 13F-HR EVA / Enviva Partners LP 27.10 76,092 10,589 -86.08 15 287 1,813.33
2018-03-31 13F-HR EVA / Enviva Partners LP 0.20 7,864 76,092 867.60 223 15 -93.27
2018-03-31 13F-HR VTR / Ventas, Inc. 49.30 3,776 4,584 21.40 221 226 2.26
2018-03-31 13F-HR PSX / Phillips 66 95.07 3,878 4,649 19.88 396 442 11.62
2018-03-31 13F-HR FCCO / First Community Corp. 22.94 43,084 44,156 2.49 965 1,013 4.97
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.42 14,633 14,793 1.09 99 95 -4.04
2018-03-31 13F-HR EOG / EOG Resources, Inc. 102.95 16,290 16,183 -0.66 1,836 1,666 -9.26
2018-03-31 13F-HR HON / Honeywell International, Inc. 142.48 7,640 8,661 13.36 1,182 1,234 4.40
2018-03-31 13F-HR AAL / American Airlines Group Inc. 49.78 8,819 9,019 2.27 460 449 -2.39
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.08 37,694 36,168 -4.05 2,941 2,426 -17.51
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.47 53,261 55,101 3.45 1,773 1,734 -2.20
2018-03-31 13F-HR NKE / Nike, Inc. 64.17 30,065 31,590 5.07 1,941 2,027 4.43
2018-03-31 13F-HR DE / Deere & Co. 151.85 11,478 12,710 10.73 1,849 1,930 4.38
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 57.55 5,766 6,238 8.19 417 359 -13.91
2018-03-31 13F-HR CCL / Carnival Corp. 63.14 4,000 5,749 43.73 264 363 37.50
2018-03-31 13F-HR IR / Ingersoll-Rand plc 83.15 4,435 4,053 -8.61 401 337 -15.96
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 42.81 7,984 8,013 0.36 367 343 -6.54
2018-03-31 13F-HR KKR / KKR & CO. L.P. 19.89 19,086 17,091 -10.45 420 340 -19.05
2018-03-31 13F-HR KR / Kroger Co. 23.33 10,724 10,888 1.53 300 254 -15.33
2018-03-31 13F-HR FLEX / Flextronics International Ltd. 16.00 31,352 34,446 9.87 583 551 -5.49
2018-03-31 13F-HR TA / TravelCenters of America LLC 3.45 24,930 24,930 0.00 103 86 -16.50
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 235.53 0 7,430 0 1,750
2018-03-31 13F-HR UL / Unilever, PLC ADR 54.73 20,368 10,342 -49.22 1,133 566 -50.04
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 16.07 25,168 12,261 -51.28 402 197 -51.00
2018-03-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.83 4,206 4,313 2.54 403 409 1.49
2018-03-31 13F-HR OI / Owens-Illinois, Inc. 21.14 21,930 22,892 4.39 494 484 -2.02
2018-03-31 13F-HR BP / BP Plc 39.72 41,215 43,552 5.67 1,776 1,730 -2.59
2018-03-31 13F-HR NCT / Newcastle Investment Corp. 4.64 32,783 34,083 3.97 175 158 -9.71
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.85 161,722 187,276 15.80 2,512 3,156 25.64
2018-03-31 13F-HR CWT / California Water Service Group 35.64 22,308 25,672 15.08 985 915 -7.11
2018-03-31 13F-HR FDX / FedEx Corp. 238.52 7,101 9,865 38.92 1,908 2,353 23.32
2018-03-31 13F-HR BAC / Bank of America Corp. 29.28 139,661 155,786 11.55 4,207 4,561 8.41
2018-03-31 13F-HR ENB / Enbridge Inc. 30.59 53,041 56,193 5.94 2,160 1,719 -20.42
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.13 9,589 3,937 -58.94 543 221 -59.30
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.42 3,291 3,077 -6.50 388 349 -10.05
2018-03-31 13F-HR DIS / The Walt Disney Co. 98.68 21 47,414 225,680.95 0 4,679
2018-03-31 13F-HR ALLY / Ally Financial Inc. 26.44 22,745 23,414 2.94 678 619 -8.70
2018-03-31 13F-HR ARMK / Aramark 38.13 8,085 7,789 -3.66 349 297 -14.90
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.00 11,678 39,395 237.34 46 118 156.52
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 304.31 0 1,275 0 388
2018-03-31 13F-HR COP / ConocoPhillips 58.09 43,139 43,401 0.61 2,479 2,521 1.69
2018-03-31 13F-HR APLE / Apple Hospitality REIT, Inc. 17.33 53,592 46,566 -13.11 1,044 807 -22.70
2018-03-31 13F-HR ECA / EnCana Corp. 10.54 47,910 49,431 3.17 638 521 -18.34
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.98 0 2,390 0 227
2018-03-31 13F-HR ALB / Albemarle Corp. 88.97 0 10,262 0 913
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 72.45 0 3,837 0 278
2018-03-31 13F-HR RE / Everest RE Group, Ltd. 254.61 961 813 -15.40 210 207 -1.43
2018-03-31 13F-HR GLD / SPDR Gold Shares 127.19 7,212 6,565 -8.97 904 835 -7.63
2018-03-31 13F-HR NWL / Newell Brands Inc. 24.75 0 16,730 0 414
2018-03-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.32 17,925 18,197 1.52 473 479 1.27
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 48.94 28,598 31,039 8.54 1,442 1,519 5.34
2018-03-31 13F-HR NDSN / Nordson Corp. 132.70 7,160 8,101 13.14 1,063 1,075 1.13
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 9.54 23,133 25,375 9.69 284 242 -14.79
2018-03-31 13F-HR LRCX / Lam Research Corp. 194.47 0 1,301 0 253
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 247.81 1,619 2,288 41.32 408 567 38.97
2018-03-31 13F-HR WR / Westar Energy, Inc. 51.90 4,258 4,258 0.00 220 221 0.45
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.49 41,737 44,753 7.23 1,159 1,096 -5.44
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.16 35,467 40,845 15.16 681 660 -3.08
2018-03-31 13F-HR CINF / Cincinnati Financial Corp. 72.39 14,600 28,445 94.83 1,076 2,059 91.36
2018-03-31 13F-HR WDC / Western Digital Corp. 86.35 0 2,513 0 217
2018-03-31 13F-HR SO / Southern Co. (The) 44.21 132,105 138,910 5.15 6,235 6,141 -1.51
2018-03-31 13F-HR AMGN / Amgen Inc. 166.09 8,030 7,779 -3.13 1,450 1,292 -10.90
2018-03-31 13F-HR HBI / Hanesbrands, Inc. 18.20 10,547 13,847 31.29 228 252 10.53
2018-03-31 13F-HR MA / MasterCard Incorporated 171.60 5,970 6,352 6.40 951 1,090 14.62
2018-03-31 13F-HR AHP / Ashford Hospitality Prime, Inc. 10.01 12,905 11,890 -7.87 127 119 -6.30
2018-03-31 13F-HR KO / Coca Cola Co. 42.68 73,655 79,693 8.20 3,388 3,401 0.38
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 73.23 62,201 62,963 1.23 5,420 4,611 -14.93
2018-03-31 13F-HR SCHW / Schwab Charles Corp 50.44 17,756 17,425 -1.86 928 879 -5.28
2018-03-31 13F-HR PPL / PPL Corp. 28.07 43,383 41,539 -4.25 1,362 1,166 -14.39
2018-03-31 13F-HR VFC / V.F. Corp. 73.10 4,115 3,242 -21.22 318 237 -25.47
2018-03-31 13F-HR AXP / American Express Co. 91.03 6,215 5,086 -18.17 622 463 -25.56
2018-03-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 0.90 20,000 20,000 0.00 36 18 -50.00
2018-03-31 13F-HR MDT / Medtronic plc 77.50 8,952 8,710 -2.70 766 675 -11.88
2018-03-31 13F-HR PLM / PolyMet Mining Corp. 0.85 28,810 34,060 18.22 32 29 -9.37
2018-03-31 13F-HR WHLRP / Wheeler Real Estate Investment Trust, Inc., 9.00% Series B Cumulative Convertible Preferred Stock 13.71 29,100 41,491 42.58 546 569 4.21
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 63.28 17,963 4,109 -77.13 1,327 260 -80.41
2018-03-31 13F-HR UNP / Union Pacific Corp. 133.21 2,357 3,243 37.59 329 432 31.31
2018-03-31 13F-HR DOV / Dover Corp. 95.90 10,631 12,127 14.07 1,089 1,163 6.80
2018-03-31 13F-HR DIN / DineEquity, Inc. 64.61 9,150 7,120 -22.19 463 460 -0.65
2018-03-31 13F-HR LLY / Eli Lilly & Co. 75.71 24,179 24,184 0.02 2,083 1,831 -12.10
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 84.02 30,748 32,681 6.29 2,881 2,746 -4.69
2018-03-31 13F-HR SLV / iShares Silver Trust 15.68 15,936 16,136 1.26 257 253 -1.56
2018-03-31 13F-HR HRL / Hormel Foods Corp. 33.48 26,068 30,253 16.05 949 1,013 6.74
2018-03-31 13F-HR NVS / Novartis AG 79.55 4,031 4,312 6.97 347 343 -1.15
2018-03-31 13F-HR CVS / CVS Health Corporation 61.22 18,334 9,082 -50.46 1,425 556 -60.98
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 212.28 9,241 7,961 -13.85 1,710 1,690 -1.17
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 72.61 0 9,875 0 717
2018-03-31 13F-HR URI / United Rentals, Inc. 166.67 5,016 6,900 37.56 865 1,150 32.95
2018-03-31 13F-HR CCI / Crown Castle International Corp. 108.77 2,755 2,988 8.46 299 325 8.70
2018-03-31 13F-HR IBM / International Business Machines Corp. 149.03 7,065 7,361 4.19 1,155 1,097 -5.02
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 70.65 0 3,199 0 226
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 37.51 6,255 8,105 29.58 328 304 -7.32
2018-03-31 13F-HR TGT / Target Corp. 69.06 8,695 10,121 16.40 584 699 19.69
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 80.83 2,688 2,697 0.33 220 218 -0.91
2018-03-31 13F-HR 302301AB2 / Ezcorp, Inc. Bond 1.06 17,000 17,000 0.00 17 18 5.88
2018-03-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 10.03 12,263 13,663 11.42 159 137 -13.84
2018-03-31 13F-HR V / Visa, Inc. 118.40 54,100 72,776 34.52 6,456 8,617 33.47
2018-03-31 13F-HR NVDA / NVIDIA Corp. 221.13 9,864 19,577 98.47 2,190 4,329 97.67
2018-03-31 13F-HR SAP / SAP SE 103.41 2,565 2,611 1.79 294 270 -8.16
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 80.58 4,865 4,418 -9.19 368 356 -3.26
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 42.32 36,722 37,878 3.15 1,942 1,603 -17.46
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 96.63 0 3,001 0 290
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 116.37 1,805 3,214 78.06 219 374 70.78
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 57.01 16,918 13,559 -19.85 1,133 773 -31.77
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 203.29 2,328 2,858 22.77 472 581 23.09
2018-03-31 13F-HR ABBV / AbbVie Inc. 91.49 34,760 36,005 3.58 3,458 3,294 -4.74
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 38.88 5,195 5,195 0.00 259 202 -22.01
2018-03-31 13F-HR TR / Tootsie Roll Industries, Inc. 28.91 23,609 27,742 17.51 848 802 -5.42
2018-03-31 13F-HR NWN / Northwest Natural Gas Co. 57.30 13,771 16,229 17.85 801 930 16.10
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 71.08 3,883 11,466 195.29 269 815 202.97
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.12 21,769 34,348 57.78 431 588 36.43
2018-03-31 13F-HR KHC / Kraft Heinz Company 60.08 20,316 14,630 -27.99 1,594 879 -44.86
2018-03-31 13F-HR CAT / Caterpillar, Inc. 143.65 28,932 27,839 -3.78 4,803 3,999 -16.74
2018-03-31 13F-HR WEC / WEC Energy Group, Inc. 62.32 8,251 8,585 4.05 540 535 -0.93
2018-03-31 13F-HR AWR / American States Water Co. 51.50 17,949 20,332 13.28 1,014 1,047 3.25
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 13.42 20,675 13,115 -36.57 380 176 -53.68
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.05 44,982 47,618 5.86 1,640 1,669 1.77
2018-03-31 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 1.00 21,000 21,000 0.00 21 21 0.00
2018-03-31 13F-HR GE / General Electric Co. 13.13 112,166 110,315 -1.65 2,050 1,448 -29.37
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 79.28 0 5,411 0 429
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 59.64 9,025 11,888 31.72 588 709 20.58
2018-03-31 13F-HR IQV / IQVIA Holdings Inc. 95.71 10,661 10,553 -1.01 1,051 1,010 -3.90
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 107.76 68,255 75,916 11.22 7,406 8,181 10.46
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 94.36 6,520 9,750 49.54 711 920 29.40
2018-03-31 13F-HR MMLP / Martin Midstream Partners L.P. 13.25 16,955 24,833 46.46 248 329 32.66
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 51.34 0 10,927 0 561
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.21 3,615 3,753 3.82 258 256 -0.78
2018-03-31 13F-HR SNAP / Snapchat, Inc. 14.45 51,250 78,525 53.22 721 1,135 57.42
2018-03-31 13F-HR BKEP / Blueknight Energy Partners L.P., L.L.C 4.34 70,200 70,200 0.00 365 305 -16.44
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 177.14 7,603 10,523 38.41 1,447 1,864 28.82
2018-03-31 13F-HR 34385PAA6 / Fluidigm Corp. Bond 0.82 17,000 17,000 0.00 15 14 -6.67
2018-03-31 13F-HR MON / Monsanto Co. 116.63 14,220 13,839 -2.68 1,694 1,614 -4.72
2018-03-31 13F-HR SBUX / Starbucks Corp. 56.24 10,833 12,145 12.11 642 683 6.39
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 21.43 12,803 13,904 8.60 288 298 3.47
2018-03-31 13F-HR AFL / AFLAC, Inc. 42.94 4,796 5,170 7.80 431 222 -48.49
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 85.57 30,484 39,022 28.01 3,097 3,339 7.81
2018-03-31 13F-HR SLB / Schlumberger Ltd. 62.61 4,865 7,507 54.31 364 470 29.12
2018-03-31 13F-HR PM / Philip Morris International, Inc. 97.55 50,088 47,618 -4.93 5,216 4,645 -10.95
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 381.87 5,079 4,965 -2.24 2,154 1,896 -11.98
2018-03-31 13F-HR JNJ / Johnson & Johnson 124.56 58,208 62,073 6.64 8,259 7,732 -6.38
2018-03-31 13F-HR EFX / Equifax, Inc. 115.32 2,237 2,853 27.54 273 329 20.51
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 345.80 1,387 1,417 2.16 427 490 14.75
2018-03-31 13F-HR KSS / Kohl's Corp. 62.67 8,936 9,750 9.11 508 611 20.28
2018-03-31 13F-HR WPC / W.P. Carey Inc. 61.22 6,673 8,298 24.35 452 508 12.39
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 70.96 9,642 11,922 23.65 761 846 11.17
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P 34.16 7,903 7,905 0.03 326 270 -17.18
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 172.91 43,275 43,370 0.22 8,310 7,499 -9.76
2018-03-31 13F-HR WM / Waste Management, Inc. 83.61 12,202 11,565 -5.22 1,074 967 -9.96
2018-03-31 13F-HR ORCL / Oracle Corp. 45.03 34,665 36,174 4.35 1,698 1,629 -4.06
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.04 22,307 25,606 14.79 549 718 30.78
2018-03-31 13F-HR WSR / Whitestone REIT 10.18 10,250 10,416 1.62 146 106 -27.40
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 96.77 4,201 4,175 -0.62 387 404 4.39
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 103.85 22,338 23,495 5.18 2,885 2,440 -15.42
2018-03-31 13F-HR LXU / LSB Industries, Inc. 5.69 38,710 46,610 20.41 359 265 -26.18
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.21 13,448 13,235 -1.58 810 744 -8.15
2018-03-31 13F-HR VLO / Valero Energy Corp. 90.82 9,977 11,683 17.10 940 1,061 12.87
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 73.29 7,696 7,573 -1.60 573 555 -3.14
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 38.05 11,018 12,194 10.67 412 464 12.62
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 132.81 6,646 4,977 -25.11 1,014 661 -34.81
2018-03-31 13F-HR MAS / Masco Corp. 39.03 17,849 18,244 2.21 797 712 -10.66
2018-03-31 13F-HR MU / Micron Technology, Inc. 50.08 16,181 5,252 -67.54 737 263 -64.31
2018-03-31 13F-HR LANC / Lancaster Colony Corp. 119.71 6,872 8,003 16.46 881 958 8.74
2018-03-31 13F-HR APTV / Aptiv PLC 81.67 2,942 3,049 3.64 270 249 -7.78
2018-03-31 13F-HR WFC / Wells Fargo & Co. 51.36 44,976 47,958 6.63 2,790 2,463 -11.72
2018-03-31 13F-HR PAYX / Paychex, Inc. 60.40 3,104 3,361 8.28 212 203 -4.25
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 70.16 32,341 33,837 4.63 2,443 2,374 -2.82
2018-03-31 13F-HR RTN / Raytheon Co. 212.02 4,614 4,674 1.30 888 991 11.60
2018-03-31 13F-HR C / Citigroup, Inc. 67.70 28,527 30,355 6.41 2,126 2,055 -3.34
2018-03-31 13F-HR CSX / CSX Corp. 54.76 7,234 14,134 95.38 425 774 82.12
2018-03-31 13F-HR MPLX / MPLX LP 32.62 0 6,315 0 206
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 61.93 52,611 54,517 3.62 3,954 3,376 -14.62
2018-03-31 13F-HR GM / General Motors Company 35.77 28,517 25,355 -11.09 1,261 907 -28.07
2018-03-31 13F-HR NRZ / New Residential Investment Corp. 16.21 26,821 30,964 15.45 477 502 5.24
2018-03-31 13F-HR WPG / WP Glimcher Inc. 6.59 36,331 42,479 16.92 255 280 9.80
2018-03-31 13F-HR VER / VEREIT, Inc. 6.82 38,926 40,165 3.18 295 274 -7.12
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 51.94 14,143 21,217 50.02 773 1,102 42.56
2018-03-31 13F-HR BA / Boeing Company (The) 322.51 19,440 20,024 3.00 6,028 6,458 7.13
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 52.89 16,845 21,987 30.53 942 1,163 23.46
2018-03-31 13F-HR EMN / Eastman Chemical Company 102.68 6,781 7,119 4.98 661 731 10.59
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 65.02 3,571 3,553 -0.50 238 231 -2.94
2018-03-31 13F-HR SCG / SCANA Corp. 38.02 8,576 7,653 -10.76 390 291 -25.38
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 333.00 14,370 15,159 5.49 4,716 5,048 7.04
2018-03-31 13F-HR DMLP / Dorchester Minerals, L.P. 16.80 41,947 44,947 7.15 646 755 16.87
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.15 20,780 20,780 0.00 287 294 2.44
2018-03-31 13F-HR TXN / Texas Instruments Inc. 100.70 4,982 5,551 11.42 546 559 2.38
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 104.96 2,416 2,058 -14.82 265 216 -18.49
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 26.35 9,945 11,462 15.25 270 302 11.85
2018-03-31 13F-HR RSG / Republic Services, Inc. 65.92 4,339 4,551 4.89 296 300 1.35
2018-03-31 13F-HR ANTM / Anthem, Inc. 220.14 3,866 4,170 7.86 896 918 2.46
2018-03-31 13F-HR HOG / Harley-Davidson, Inc. 41.99 6,372 5,835 -8.43 328 245 -25.30
2018-03-31 13F-HR AVGO / Broadcom Limited 226.37 2,926 3,481 18.97 797 788 -1.13
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 195.04 19,447 20,565 5.75 3,943 4,011 1.72
2018-03-31 13F-HR MS / Morgan Stanley 52.27 8,444 13,087 54.99 447 684 53.02
2018-03-31 13F-HR LDOS / Leidos Holdings, Inc. 64.89 13,726 13,223 -3.66 911 858 -5.82
2018-03-31 13F-HR DLR / Digital Realty Trust, Inc. 102.97 5,832 5,118 -12.24 666 527 -20.87
2018-03-31 13F-HR SJW / SJW Corp. 51.66 15,732 18,216 15.79 967 941 -2.69
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 97.10 2,007 2,451 22.12 200 238 19.00
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 166.57 13,569 13,646 0.57 2,789 2,273 -18.50
2018-03-31 13F-HR SPRT / support.com, Inc. 2.64 14,000 14,000 0.00 36 37 2.78
2018-03-31 13F-HR T / AT & T, Inc. 35.10 175,410 164,280 -6.35 6,710 5,766 -14.07
2018-03-31 13F-HR FBNC / First Bancorp 35.10 10,327 25,327 145.25 368 889 141.58
2018-03-31 13F-HR GIS / General Mills, Inc. 44.11 9,020 13,216 46.52 542 583 7.56
2018-03-31 13F-HR USB / U.S. Bancorp 49.71 7,328 7,745 5.69 406 385 -5.17
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 57.55 3,718 4,205 13.10 201 242 20.40
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 217.17 23,757 24,957 5.05 5,340 5,420 1.50
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 160.52 1,335 1,383 3.60 222 222 0.00
2018-03-31 13F-HR COST / Costco Wholesale Corp. 183.12 3,914 4,276 9.25 738 783 6.10
2018-03-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 6.94 12,452 12,106 -2.78 94 84 -10.64
2018-03-31 13F-HR BIIB / Biogen Inc. 268.08 1,876 1,134 -39.55 618 304 -50.81
2018-03-31 13F-HR FRT / Federal Realty Investment Trust 115.51 0 2,147 0 248
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 41.07 39,275 44,831 14.15 1,568 1,841 17.41
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 15 0 -100.00 1 0 -100.00
2018-03-31 13F-HR DIS / The Walt Disney Co. Call 43,022 0 -100.00 4,733 0 -100.00
2018-03-31 13F-HR SVVC / Firsthand Technology Value Fund, Inc. 19,515 0 -100.00 183 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. 2,014 0 -100.00 264 0 -100.00
2018-03-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 4,630 0 -100.00 384 0 -100.00
2018-03-31 13F-HR NYRT / New York REIT, Inc. 18,950 0 -100.00 77 0 -100.00
2018-03-31 13F-HR TOT / Total S.A. 3,714 0 -100.00 215 0 -100.00
2018-03-31 13F-HR PCG / PG&E Corp. 5,563 0 -100.00 252 0 -100.00
2018-03-31 13F-HR NFLX / Netflix, Inc. 21,874 0 -100.00 4,638 0 -100.00
2018-03-31 13F-HR 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15 211,000 0 -100.00 214 0 -100.00
2018-03-31 13F-HR GLW / Corning, Inc. 6,146 0 -100.00 208 0 -100.00
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. 1,362 0 -100.00 277 0 -100.00
2018-03-31 13F-HR PKG / Packaging Corp. of America 1,562 0 -100.00 202 0 -100.00
2018-03-31 13F-HR HAS / Hasbro, Inc. 3,382 0 -100.00 315 0 -100.00
2018-03-31 13F-HR AAPL / Apple, Inc. 138,386 0 -100.00 24,127 0 -100.00
2018-03-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 1,073 0 -100.00 224 0 -100.00
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 3,609 0 -100.00 247 0 -100.00
2018-03-31 13F-HR LKQ / LKQ Corp. 5,132 0 -100.00 215 0 -100.00
2018-03-31 13F-HR AZN / AstraZeneca Plc 6,162 0 -100.00 219 0 -100.00
2018-03-31 13F-HR EA / Electronic Arts Inc. 3,490 0 -100.00 395 0 -100.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 12,366 0 -100.00 15,419 0 -100.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 2,706 0 -100.00 203 0 -100.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Put 1,372.30 13,575 18,629
2018-03-31 13F-HR AAPL / Apple, Inc. Put 166.61 130,969 21,821
2018-03-31 13F-HR BIG / Big Lots, Inc. 43.17 6,440 278
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,042.74 117 239
2018-03-31 13F-HR CR / Crane Co. 90.49 2,818 255
2018-03-31 13F-HR FNCL / Fidelity MSCI Financials Index ETF 36.86 6,728 248
2018-03-31 13F-HR HDB / HDFC Bank Ltd. 98.77 2,116 209
2018-03-31 13F-HR IBN / ICICI Bank Ltd. 8.22 12,650 104
2018-03-31 13F-HR INCY / Incyte Corp. 80.57 6,206 500
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 95.00 2,579 245
2018-03-31 13F-HR LM / Legg Mason, Inc. 37.96 5,321 202
2018-03-31 13F-HR OCLR / Oclaro, Inc 9.47 10,986 104
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 80.53 4,011 323
2018-03-31 13F-HR WLK / Westlake Chemical Corp. 108.78 3,144 342
2018-03-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.48 4,669 203
2018-03-31 13F-HR YHOO / Yahoo! Inc. Call 0.00 1 0
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Call 4,000.00 1 4
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 0.00 1 0