Current Holdings (from 13F, 13D)

InvestorIHT Wealth Management, LLC
Portfolio Value$ 234,909,000
Current Positions1,476
Opened Positions5
Closed Positions127

IHT Wealth Management, LLC has disclosed 1,476 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 234,909,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). IHT Wealth Management, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , SPDR S&P Dividend ETF (NYSE:SDY) , First Trust Large Cap Growth AlphaDEX® Fund (NASDAQ:FTC) , iShares Core High Dividend ETF (NYSE:HDV) , and iShares Short-Term National Muni Bond ETF (NYSE:SUB) . IHT Wealth Management, LLC's new positions include DowDuPont Inc. (NYSE:DWDP) , Legg Mason, Inc. (NYSE:LM) , AmTrust Financial Services, Inc. (NASDAQ:AFSI) , AllianceBernstein Holding L.P. (NYSE:AB) , and Momo Inc. (NASDAQ:MOMO) .


All IHT Wealth Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR FAM / First/Trust Aberdeen Global Opportunity Income Fund 23.33 15,468 900 -94.18 794 21 -97.36
2017‑09‑30 13F-HR FAM / First/Trust Aberdeen Global Opportunity Income Fund 51.33 14,124 15,468 9.52 40 794 1,885.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 21.67 765 600 -21.57 22 13 -40.91
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 38.10 348 210 -39.66 15 8 -46.67
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 28.76 600 765 27.50 7 22 214.29
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 13.79 601 4,714 684.36 17 65 282.35
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 28.29 3,800 601 -84.18 67 17 -74.63
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 17.63 15,939 3,800 -76.16 204 67 -67.16
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 12.80 16,366 15,939 -2.61 158 204 29.11
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 28.09 15,778 178 -98.87 1,024 5 -99.51
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.90 15,529 15,778 1.60 55 1,024 1,761.82
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 20,000 5,000 -75.00 20 5 -75.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 462 20,000 4,229.00 3 20 566.67
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.49 6,000 462 -92.30 6 3 -50.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 1.00 462 6,000 1,198.70 11 6 -45.45
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 179.78 66 178 169.70 12 32 166.67
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 43.10 4,543 348 -92.34 236 15 -93.64
2017‑09‑30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 51.95 210 4,543 2,063.33 1,178 236 -79.97
2017‑09‑30 13F-HR IHSEF / IShares Plc. 90.91 1,580 44 -97.22 68 4 -94.12
2017‑09‑30 13F-HR IHSEF / IShares Plc. 43.04 1,580 1,580 0.00 91 68 -25.27
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 181.82 11,693 66 -99.44 5 12 140.00
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 4.15 550 482 -12.36 13 2 -84.62
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 23.64 550 550 0.00 385 13 -96.62
2017‑09‑30 13F-HR ISHARES US / GLB HGH YLD ETF (464286178) 66.67 15 1
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.81 1,350 1,350 0.00 51 20 -60.78
2017‑09‑30 13F-HR SNA / Snap-On Inc. 150.00 703 400 -43.10 32 60 87.50
2017‑09‑30 13F-HR TPB / Turning Point Brands, Inc. 14.71 68 1
2017‑09‑30 13F-HR DNOW / NOW Inc. 23.26 43 1
2017‑09‑30 13F-HR NUSHARES ENHANCED / ENHANCD 1 5 YR (67092P110) 25.06 7,900 198
2017‑09‑30 13F-HR NUVEEN MUNICIPAL / COM SH BEN INT (67070X101) 15.07 1,460 22
2017‑09‑30 13F-HR NUVEEN NASDAQ / COM SHS (670699107) 22.59 3,232 73
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE / SH BEN INT (67063X100) 15.38 325 5
2017‑09‑30 13F-HR NUVEEN SELECT TAX-FREE / SH BEN INT (67063C106) 15.38 325 5
2017‑09‑30 13F-HR JSD / Nuveen Short Duration Credit Opportunities Fund 17.55 2,049 3,988 94.63 27 70 159.26
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 3.80 10,000 38
2017‑09‑30 13F-HR OKTA / Okta, Inc. 30.00 100 3
2017‑09‑30 13F-HR OMER / Omeros Corp. 22.00 1,000 22
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 32.94 425 14
2017‑09‑30 13F-HR PUMP / Propetro Holding Corp 12.20 82 1
2017‑09‑30 13F-HR PROSHARES RUSSELL / RUSS 2000 DIVD (74347B698) 56.63 777 44
2017‑09‑30 13F-HR PROSHARES S&P / MDCP 400 DIVID (74347B680) 52.60 6,711 353
2017‑09‑30 13F-HR PROSHARES SHORT / PSHS SHORT DOW30 (74347R701) 16.00 500 8
2017‑09‑30 13F-HR PROSHARES VIX / VIX SH TRM FUTRS (74347W171) 33.33 150 5
2017‑09‑30 13F-HR STARWOOD WAYPOINT / (85572F105) 0.00 8 0
2017‑09‑30 13F-HR STE / STERIS Corp. 83.33 12 1
2017‑09‑30 13F-HR EDI / Stone Harbor Emerging Markets Total Income Fund 16.60 482 8
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 26.36 1,100 29
2017‑09‑30 13F-HR SWEDISH EXPORT / ROG TTL ETN 22 (870297801) 4.45 449 2
2017‑09‑30 13F-HR TDOC / Teladoc, Inc. 41.67 24 1
2017‑09‑30 13F-HR TFX / Teleflex, Inc. 250.00 4 1
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 0.00 3 0
2017‑09‑30 13F-HR TIVO / TiVo Inc. 25.64 39 1
2017‑09‑30 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 100.00 10 1
2017‑09‑30 13F-HR ULBI / Ultralife Corp. 7.47 3,080 23
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. 37.04 162 162 0.00 4 6 50.00
2017‑09‑30 13F-HR UIS / Unisys Corp. 9.00 1,000 9
2017‑09‑30 13F-HR UNVR / Univar, Inc. 29.85 67 2
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 28.57 35 1
2017‑09‑30 13F-HR VVV / Valvoline Inc. 24.36 2,299 56
2017‑09‑30 13F-HR VANECK VECTORS / FALLEN ANGEL HG (92189F437) 30.23 2,911 88
2017‑09‑30 13F-HR VANECK VECTORS / GOLD MINERS ETF (92189F494) 18.87 7,259 137
2017‑09‑30 13F-HR USG / USG Corp. 40.00 50 50 0.00 10 2 -80.00
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. 50.00 20 1
2017‑09‑30 13F-HR VEON / VEON Ltd. ADS 3.69 271 1
2017‑09‑30 13F-HR VRNT / Verint Systems, Inc. 54.05 37 2
2017‑09‑30 13F-HR VRSK / Verisk Analytics, Inc. 82.80 628 52
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 162.16 37 6
2017‑09‑30 13F-HR VOYA PRIME / SH BEN INT (92913A100) 4.96 2,018 10
2017‑09‑30 13F-HR WEN / The Wendy's Company 19.23 104 2
2017‑09‑30 13F-HR WISDOMTREE DEFA / INTL EQUITY FD (97717W703) 53.33 375 20
2017‑09‑30 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 70.59 85 6
2017‑09‑30 13F-HR WISDOMTREE MANAGED / US QTLY DIV GRT (97717W125) 45.45 66 3
2017‑09‑30 13F-HR INSM / Insmed, Inc. 22.22 45 1
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 20.00 50 1
2017‑09‑30 13F-HR ISHARES AAA / ARATE CP BD ETF (46429B291) 55.00 200 11
2017‑09‑30 13F-HR ISHARES CORE / CORE S&P US VLU (464287663) 52.74 33,521 1,768
2017‑09‑30 13F-HR ISHARES EXPONENTIAL / EXPONEN TECHNO (46434V381) 29.41 34 1
2017‑09‑30 13F-HR ISHARES GLOBAL / ISHARES CONSUMER (464288737) 102.50 400 41
2017‑09‑30 13F-HR SPDR NUVEEN / NUVEEN BRC MUNIC (78468R739) 48.42 1,487 72
2017‑09‑30 13F-HR SPDR S&P / EMERG MKTS ETF (78463X509) 73.78 637 47
2017‑09‑30 13F-HR SPDR SSGA / MULT ASS RLRTN (78467V400) 36.60 929 34
2017‑09‑30 13F-HR SRLP / Sprague Resources LP 21.05 95 2
2017‑09‑30 13F-HR VANECK VECTORS / OIL SVCS ETF (92189F718) 23.72 253 6
2017‑09‑30 13F-HR VGLT / Vanguard Long-Term Government Bond Index Fund 77.42 155 12
2017‑09‑30 13F-HR VOOV / Vanguard S&P 500 Value ETF 103.98 327 34
2017‑09‑30 13F-HR VMW / VMWare, Inc. 116.67 232 60 -74.14 94 7 -92.55
2017‑09‑30 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 34.55 521 521 0.00 1 18 1,700.00
2017‑09‑30 13F-HR CUB / Cubic Corp. 0.00 6 6 0.00 174 0 -100.00
2017‑09‑30 13F-HR BST / BlackRock Science and Technology Trust 24.79 726 18
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. 16.13 62 1
2017‑09‑30 13F-HR AFSI / AmTrust Financial Services, Inc. 13.69 15,120 207
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 104.76 105 11
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.01 303 303 0.00 194 20 -89.69
2017‑09‑30 13F-HR APH / Amphenol Corp. 87.79 262 262 0.00 35 23 -34.29
2017‑09‑30 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 18.23 713 713 0.00 141 13 -90.78
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.69 323 323 0.00 25 28 12.00
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 29.09 275 8
2017‑09‑30 13F-HR ARDM / Aradigm Corp. 4.00 1,500 6
2017‑09‑30 13F-HR ACI / Arch Coal, Inc. 83.33 12 1
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 66.99 821 55
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 90.91 11 1
2017‑09‑30 13F-HR AVXS / AveXis, Inc. 111.11 9 1
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 37.04 270 10
2017‑09‑30 13F-HR BARCLAYS BANK 0 percent 18 / MTNF 8/0 (06741VZN5) 1.02 204,000 208
2017‑09‑30 13F-HR BARCLAYS BANK 0 percent 18 / MTNF 8/0 (06744CAC5) 1.00 14,000 14
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 52.63 76 76 0.00 11 4 -63.64
2017‑09‑30 13F-HR BKU / BankUnited, Inc. 38.46 26 26 0.00 19 1 -94.74
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.45 550 550 0.00 17 3 -82.35
2017‑09‑30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,300.00 10 10 0.00 463 13 -97.19
2017‑09‑30 13F-HR AZZ / AZZ, Inc. 83.33 12 12 0.00 10 1 -90.00
2017‑09‑30 13F-HR BARINGS GLOBAL / (06760L100) 20.79 481 10
2017‑09‑30 13F-HR BHE / Benchmark Electronics, Inc. 25.00 40 1
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 35.00 400 14
2017‑09‑30 13F-HR BLACKROCK MUNICIPAL / COM SHS BEN IN (09257P105) 22.38 983 22
2017‑09‑30 13F-HR BLACKROCK TXBL / (09248X100) 23.31 901 21
2017‑09‑30 13F-HR BLDRS DEVELOPED / (09348R201) 22.86 1,400 32
2017‑09‑30 13F-HR BLDRS EUROPE / (09348R409) 22.00 500 11
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 131.94 144 144 0.00 0 19
2017‑09‑30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 41.76 1,700 71
2017‑09‑30 13F-HR CHT / Chunghwa Telecom Co. Ltd. 33.61 2,142 72
2017‑09‑30 13F-HR CLAYMORE GUGGENHEIM / GUG MIDCAP CORE (18383M373) 24.62 16,246 400
2017‑09‑30 13F-HR DVA / DaVita HealthCare Partners Inc. 53.87 891 48
2017‑09‑30 13F-HR DBVT / DBV Technologies S.A. 40.00 25 1
2017‑09‑30 13F-HR DFRG / Del Frisco's Restaurant Group, Inc. 14.70 9,389 138
2017‑09‑30 13F-HR DLB / Dolby Laboratories, Inc. 40.00 25 1
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 71.68 9,850 706
2017‑09‑30 13F-HR ECHO / Echo Global Logistics, Inc. 20.00 400 8
2017‑09‑30 13F-HR ENDP / Endo International plc 8.57 350 3
2017‑09‑30 13F-HR FIRST TRUST / DORSEY WRIGHT (33733F101) 62.50 144 9
2017‑09‑30 13F-HR FIRST TRUST / DJ INTERNT IDX (33734X127) 14.21 120,291 1,709
2017‑09‑30 13F-HR FIRST TRUST / DORSEY WRT 5 ETF (33734X846) 22.40 2,500 56
2017‑09‑30 13F-HR FIRST TRUST / FINLS ALPHADEX (33737J117) 37.62 4,413 166
2017‑09‑30 13F-HR FIRST TRUST / HLTH CARE ALPH (33737J505) 42.34 9,565 405
2017‑09‑30 13F-HR FIRST TRUST / COM SHS (33738R886) 24.00 125 3
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 13.57 221 3
2017‑09‑30 13F-HR FIRST TRUST / FIRST TR ENH NEW (33739Q408) 60.21 382 23
2017‑09‑30 13F-HR IMGN / Immunogen, Inc. 6.49 154 1
2017‑09‑30 13F-HR ISHARES MSCI / MSCI STH AFR ETF (46429B614) 46.66 1,886 88
2017‑09‑30 13F-HR ISHARES MSCI / MSCI INDIA ETF (46434G822) 59.83 117 7
2017‑09‑30 13F-HR ISHARES MSCI / MSCI POL CAP ETF (46435G334) 34.34 495 17
2017‑09‑30 13F-HR ISHARES S&P / INDIA 50 ETF (464287671) 51.11 35,218 1,800
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24.92 7,985 199
2017‑09‑30 13F-HR ALSN / Allison Transmission Holdings, Inc. 36.59 1,421 52
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 66.67 15 1
2017‑09‑30 13F-HR AMERICA FIRST / BEN UNIT CTF (02364V107) 6.09 6,728 41
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 31.67 600 19
2017‑09‑30 13F-HR XRX / Xerox Corp. 32.38 52 525 909.62 1,051 17 -98.38
2017‑09‑30 13F-HR PCO / Pendrell Corporation 6.62 151 151 0.00 100 1 -99.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.53 2,270 1,212 -46.61 5 77 1,440.00
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.27 0 1,504 0 38
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. 10.00 100 100 0.00 86 1 -98.84
2017‑09‑30 13F-HR JANUS DETROIT / LONG TERM CARE (47103U407) 20.00 100 2
2017‑09‑30 13F-HR JANUS HENDERSON / HENDRSN SHRT ETF (47103U886) 50.25 31,819 1,599
2017‑09‑30 13F-HR JOHN HANCOCK / MULTIFACTOR MI (47804J206) 32.55 1,229 40
2017‑09‑30 13F-HR KNIGHT SWIFT / CL A (499049104) 39.08 435 17
2017‑09‑30 13F-HR KRANESHARES BOSERA / BOSERA MSCI CH (500767405) 33.82 9,906 335
2017‑09‑30 13F-HR MEET GROUP / (58513U101) 4.85 206 1
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.65 695 22
2017‑09‑30 13F-HR MINI / Mobile Mini, Inc. 37.04 27 1
2017‑09‑30 13F-HR MOMO / Momo Inc. 31.50 5,238 165
2017‑09‑30 13F-HR NATI / National Instruments Corp. 30.30 33 1
2017‑09‑30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 5.56 2,519 14
2017‑09‑30 13F-HR NBIX / Neurocrine Biosciences, Inc. 80.00 25 2
2017‑09‑30 13F-HR NORTH EUROPEAN / (659310106) 7.28 412 3
2017‑09‑30 13F-HR WISDOMTREE TRUST / EUROPE HEDGED EQ (97717X669) 38.81 1,340 52
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 34.48 29 1
2017‑09‑30 13F-HR ALB / Albemarle Corp. 133.33 150 20
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 52.63 19 1
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 58.82 17 1
2017‑09‑30 13F-HR ADVISORSHARES RANGER / RANGER EQUITY BE (00768Y883) 8.36 18,892 158
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 58.25 103 6
2017‑09‑30 13F-HR BAM / Brookfield Asset Management, Inc. 41.86 1,290 54
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. 40.00 50 2
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 91.67 120 11
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 66.67 15 1
2017‑09‑30 13F-HR CLAYMORE GUGGENHEIM / GUGG CHN RL EST (18383Q861) 30.34 12,128 368
2017‑09‑30 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 240.00 25 6
2017‑09‑30 13F-HR COLUMBIA EMERGING / EMRG MARKETS ETF (19762B509) 28.01 1,428 40
2017‑09‑30 13F-HR COLUMBIA INDIA / INDIA CONSMR ETF (19762B707) 43.16 1,761 76
2017‑09‑30 13F-HR COLUMBIA INDIA / (19762B806) 14.44 5,608 81
2017‑09‑30 13F-HR COLUMBIA SELIGMAN / (19842X109) 22.86 700 16
2017‑09‑30 13F-HR COMMUNITY FIRST / (20369M104) 13.12 21,650 284
2017‑09‑30 13F-HR CSTM / Constellium N.V. 19.61 51 1
2017‑09‑30 13F-HR CTRL / Control4 Corp 30.00 1,300 39
2017‑09‑30 13F-HR CRBP / Corbus Pharmaceuticals Holdings, Inc. 7.50 800 6
2017‑09‑30 13F-HR CXW / CoreCivic Inc 22.47 89 2
2017‑09‑30 13F-HR CMRE / Costamare Inc. 6.11 10,799 66
2017‑09‑30 13F-HR COUP / Coupa Software Incorporated 36.59 82 3
2017‑09‑30 13F-HR CREE / Cree, Inc. 25.32 79 2
2017‑09‑30 13F-HR ETF PREMISE / (26922A768) 25.00 40 1
2017‑09‑30 13F-HR SMCP / ETF Ser Solutions 27.27 110 3
2017‑09‑30 13F-HR EXCHANGE EMQQ / ROBO GLB ETF (301505889) 37.65 850 32
2017‑09‑30 13F-HR EXCHANGE TRADED / (301505707) 39.22 408 16
2017‑09‑30 13F-HR XCO / EXCO Resources, Inc. 1.17 12,820 15
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 58.82 85 5
2017‑09‑30 13F-HR FGEN / FibroGen, Inc. 47.62 21 1
2017‑09‑30 13F-HR FFIDX / Fidelity 44.78 201 9
2017‑09‑30 13F-HR FIRST TRUST / SHS (33733E104) 46.36 151 7
2017‑09‑30 13F-HR FLR / Fluor Corp. 42.76 608 26
2017‑09‑30 13F-HR FRANKLIN LIBERTYQ / (35473P207) 31.52 920 29
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 0.00 15 0
2017‑09‑30 13F-HR GGP / GGP, Inc. 21.43 700 15
2017‑09‑30 13F-HR GIL / Gildan Activewear, Inc. 21.28 47 1
2017‑09‑30 13F-HR GKOS / Glaukos Corp. 41.67 24 1
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. 52.63 19 1
2017‑09‑30 13F-HR GLOBAL X / (37954Y715) 21.74 1,472 32
2017‑09‑30 13F-HR GWRE / Guidewire Software, Inc. 95.24 21 2
2017‑09‑30 13F-HR HRTX / Heron Therapeutics, Inc. 23.26 43 1
2017‑09‑30 13F-HR H / Hyatt Hotels Corp. 58.82 34 2
2017‑09‑30 13F-HR ICUI / ICU Medical, Inc. 166.67 6 1
2017‑09‑30 13F-HR INFO / Metro One Telecommunications, Inc. 44.25 1,130 50
2017‑09‑30 13F-HR INDEXIQ MERGER / US RL EST SMCP (45409B800) 30.46 2,101 64
2017‑09‑30 13F-HR INFN / Infinera Corp. 10.42 96 1
2017‑09‑30 13F-HR ISHARES IBONDS / IBONDS MAR23 ETF (46432FBC0) 26.29 10,272 270
2017‑09‑30 13F-HR ISHARES INC / MSCI TAIWAN ETF (46434G772) 52.63 19 1
2017‑09‑30 13F-HR ISHARES INTEREST / IT RT HDG HGYL (46431W606) 90.91 88 8
2017‑09‑30 13F-HR ISHARES MORNINGSTAR / MRNGSTR LG-CP VL (464288109) 101.43 700 71
2017‑09‑30 13F-HR ISHARES MORNINGSTAR / MRGSTR MD CP ETF (464288307) 193.62 439 85
2017‑09‑30 13F-HR ISHARES MSCI / EM MKT SM-CP ETF (464286426) 68.03 147 10
2017‑09‑30 13F-HR ISHARES MSCI / MSCI AUST ETF (464286475) 62.50 32 2
2017‑09‑30 13F-HR KWEB / KraneShares CSI China Internet ETF 58.54 1,896 111
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 187.50 32 6
2017‑09‑30 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 4.69 213 1
2017‑09‑30 13F-HR LAUR / LAUREATE EDUCATION, INC. 22.73 44 1
2017‑09‑30 13F-HR LM / Legg Mason, Inc. 26.49 14,873 394
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 56.67 300 17
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 0.00 3 0
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 166.67 6 1
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 0.00 7 0
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 43.48 23 1
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 28.57 70 2
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 0.00 5 0
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 71.43 14 1
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 35.71 28 1
2017‑09‑30 13F-HR BATRA / Liberty Media Corporation 0.00 1 0
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 0.00 3 0
2017‑09‑30 13F-HR BATRK / Liberty Media Corporation 0.00 2 0
2017‑09‑30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 0.00 11 0
2017‑09‑30 13F-HR LOGM / LogMein, Inc. 0.00 3 0
2017‑09‑30 13F-HR LOXO / Loxo Oncology, Inc. 93.63 1,004 94
2017‑09‑30 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 20.03 5,990 120
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.48 937 22
2017‑09‑30 13F-HR PIMCO INTERMEDIATE / INTER MUN BD ACT (72201R866) 52.00 250 13
2017‑09‑30 13F-HR PLYA / Playa Hotels & Resorts NV 8.85 113 1
2017‑09‑30 13F-HR POWERSHARES DWA / BASIC MAT SECT (73935X427) 68.09 235 16
2017‑09‑30 13F-HR POWERSHARES ETF / VAR RATE PFD POR (73937B597) 26.02 4,458 116
2017‑09‑30 13F-HR POWERSHARES EXCHANGE / S&P600 LOVL PT (73937B639) 40.00 50 2
2017‑09‑30 13F-HR POWERSHARES GLOBAL / GLBL ST HI YLD (73936Q710) 21.05 95 2
2017‑09‑30 13F-HR POWERSHARES NATIONAL / INSUR NATL MUN (73936T474) 25.58 8,289 212
2017‑09‑30 13F-HR POWERSHARES RUSSELL / RUSSELL 2000 WTH (73935X435) 43.33 300 13
2017‑09‑30 13F-HR POWERSHARES S&P / S&P 500 BUYWRT (73936G308) 22.26 4,492 100
2017‑09‑30 13F-HR PTC / PTC Inc. 76.92 26 2
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 0 0
2017‑09‑30 13F-HR RBS / Royal Bank of Scotland Group Plc 0.00 27 0
2017‑09‑30 13F-HR R / Ryder System, Inc. 90.91 11 1
2017‑09‑30 13F-HR SNDR / Schneider National, Inc. 23.26 43 1
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 14.08 71 1
2017‑09‑30 13F-HR SEQUENTIAL BRANDS / (81734P107) 3.36 298 1
2017‑09‑30 13F-HR SPDR BLOOMBERG / BLMBRG BRC INTRM (78468R200) 43.48 23 1
2017‑09‑30 13F-HR SPDR INDEX / MSCI EAFE STRTGC (78463X434) 63.41 2,744 174
2017‑09‑30 13F-HR SPDR MFS / MFS SYS GWT EQ (78467V889) 75.22 226 17
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.50 1,868 2,000 7.07 617 67 -89.14
2017‑09‑30 13F-HR Y / Alleghany Corp. 533.33 192 30 -84.38 13 16 23.08
2017‑09‑30 13F-HR DEO / Diageo plc 133.33 345 345 0.00 114 46 -59.65
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.98 4,547 4,547 0.00 207 9 -95.65
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 76.43 156 157 0.64 6 12 100.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 992.51 1,059 1,869 76.49 31 1,855 5,883.87
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 93.18 1,275 1,159 -9.10 113 108 -4.42
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 342.86 35 35 0.00 80 12 -85.00
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 35.93 962 974 1.25 69 35 -49.28
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 67.67 136 133 -2.21 13 9 -30.77
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.75 4,497 4,529 0.71 8 257 3,112.50
2017‑09‑30 13F-HR CBS / CBS Corp. 57.50 716 800 11.73 22 46 109.09
2017‑09‑30 13F-HR NVRO / Nevro Corp. 125.00 72 8 -88.89 6 1 -83.33
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 50.00 300 300 0.00 1 15 1,400.00
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 125.46 542 542 0.00 5 68 1,260.00
2017‑09‑30 13F-HR MMM / 3M Co. 216.32 1,537 1,544 0.46 8 334 4,075.00
2017‑09‑30 13F-HR TRNO / Terreno Realty Corp 62.50 16 16 0.00 51 1 -98.04
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 45.19 1,350 1,350 0.00 5 61 1,120.00
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 14.02 1,141 1,141 0.00 31 16 -48.39
2017‑09‑30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.51 1,260 1,460 15.87 4 46 1,050.00
2017‑09‑30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 105.53 544 199 -63.42 55 21 -61.82
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 64.02 1,048 1,109 5.82 5 71 1,320.00
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 36.52 35,239 356 -98.99 39 13 -66.67
2017‑09‑30 13F-HR HCN / Welltower Inc. 62.50 148 32 -78.38 2 2 0.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 977.00 1,872 1,087 -41.93 4 1,062 26,450.00
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 81.41 1,232 1,216 -1.30 22 99 350.00
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.36 310 2,998 867.10 3 100 3,233.33
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR HURC / Hurco Companies, Inc. 40.00 100 100 0.00 20 4 -80.00
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF 45.45 22 22 0.00 1,094 1 -99.91
2017‑09‑30 13F-HR TDC / Teradata Corp. 31.91 188 188 0.00 33 6 -81.82
2017‑09‑30 13F-HR MD / Mednax, Inc. 41.38 290 290 0.00 12 12 0.00
2017‑09‑30 13F-HR CXRX / Concordia Healthcare Corporation 2.25 444 444 0.00 95 1 -98.95
2017‑09‑30 13F-HR HURN / Huron Consulting Group, Inc. 37.04 54 54 0.00 2 2 0.00
2017‑09‑30 13F-HR TOT / Total S.A. 53.23 1,970 3,269 65.94 44 174 295.45
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 13.70 73 73 0.00 22 1 -95.45
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 137.25 51 51 0.00 3 7 133.33
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.19 162 14,952 9,129.63 39 556 1,325.64
2017‑09‑30 13F-HR K / Kellogg Co. 60.42 480 480 0.00 1,439 29 -97.98
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.20 3,856 32,300 737.66 34 3,398 9,894.12
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.50 242 889 267.36 297 4 -98.65
2017‑09‑30 13F-HR PVH / PVH Corp. 125.91 244 413 69.26 1 52 5,100.00
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.93 5,035 4,710 -6.45 3 254 8,366.67
2017‑09‑30 13F-HR SNY / Sanofi 50.70 1,552 1,223 -21.20 23 62 169.57
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 40.60 885 739 -16.50 66 30 -54.55
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.45 2,277 18,922 731.01 315 1,598 407.30
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 236.49 148 148 0.00 973 35 -96.40
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.93 658 484 -26.44 4 14 250.00
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.28 3,665 3,665 0.00 176 45 -74.43
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.76 4,522 4,457 -1.44 33 97 193.94
2017‑09‑30 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 129.81 208 208 0.00 73 27 -63.01
2017‑09‑30 13F-HR LNDC / Landec Corp. 14.81 135 135 0.00 16 2 -87.50
2017‑09‑30 13F-HR INTC / Intel Corp. 39.86 19,308 15,806 -18.14 77 630 718.18
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.12 1,600 1,600 0.00 91 37 -59.34
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 153.85 26 26 0.00 193 4 -97.93
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.01 48 909 1,793.75 91 50 -45.05
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.26 3,149 3,149 0.00 959 26 -97.29
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 33.51 2,318 2,626 13.29 183 88 -51.91
2017‑09‑30 13F-HR VALE / Vale S.A. 7.91 253 253 0.00 11 2 -81.82
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 40.18 298 448 50.34 46 18 -60.87
2017‑09‑30 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.50 1,806 1,806 0.00 324 28 -91.36
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.53 4,517 3,842 -14.94 9 52 477.78
2017‑09‑30 13F-HR FSD / First Trust High Income Long/Short Fund 17.06 469 469 0.00 140 8 -94.29
2017‑09‑30 13F-HR TIF / Tiffany & Co. 93.24 429 429 0.00 15 40 166.67
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.03 19,688 19,389 -1.52 356 369 3.65
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 41.67 960 96 -90.00 51 4 -92.16
2017‑09‑30 13F-HR RJD / Raymond James Financial, Inc. 58.82 342 17 -95.03 31 1 -96.77
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.93 2,927 2,824 -3.52 10 45 350.00
2017‑09‑30 13F-HR ACP / Avenue Income Credit Strategies Fund 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.58 3,678 3,762 2.28 13 179 1,276.92
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 15.89 3,125 3,273 4.74 12 52 333.33
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.05 1,749 1,316 -24.76 269 208 -22.68
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 0.00 42 42 0.00 3 0 -100.00
2017‑09‑30 13F-HR MBFI / MB Financial, Inc. 43.80 274 274 0.00 2 12 500.00
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 11.24 89 89 0.00 0 1
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137.79 2,451 2,453 0.08 8 338 4,125.00
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 29.41 238 238 0.00 172 7 -95.93
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 208.89 425 450 5.88 67 94 40.30
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 41.10 146 146 0.00 1 6 500.00
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 151.68 4,437 4,760 7.28 32 722 2,156.25
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 129.28 41 263 541.46 17 34 100.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 68.49 72 73 1.39 27 5 -81.48
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.45 11,377 10,686 -6.07 22 101 359.09
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 61.03 1,065 1,065 0.00 13 65 400.00
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 74.07 2,412 27 -98.88 37 2 -94.59
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.61 465 465 0.00 188 24 -87.23
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 43.29 1,763 1,363 -22.69 2 59 2,850.00
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.94 486 486 0.00 83 51 -38.55
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.89 1,149 1,399 21.76 47 60 27.66
2017‑09‑30 13F-HR CB / Chubb Ltd 146.25 2,772 1,682 -39.32 46 246 434.78
2017‑09‑30 13F-HR MLN / VanEck Vectors ETF TR 16.67 1,105 60 -94.57 4 1 -75.00
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.38 72,358 74,272 2.65 376 3,222 756.91
2017‑09‑30 13F-HR PSA / Public Storage 204.08 582 49 -91.58 200 10 -95.00
2017‑09‑30 13F-HR BG / Bunge Ltd. 71.43 56 56 0.00 6 4 -33.33
2017‑09‑30 13F-HR IOO / iShares Global 100 ETF 89.55 603 603 0.00 7 54 671.43
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 60.14 7,590 7,832 3.19 26 471 1,711.54
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.02 100 2,921 2,821.00 37 187 405.41
2017‑09‑30 13F-HR THW / Tekla World Healthcare Fund 15.44 459 259 -43.57 97 4 -95.88
2017‑09‑30 13F-HR SPTN / SpartanNash Company 28.30 106 106 0.00 15 3 -80.00
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 17.24 58 58 0.00 20 1 -95.00
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 92.86 112 140 25.00 15 13 -13.33
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 45.00 200 200 0.00 19 9 -52.63
2017‑09‑30 13F-HR VEC / Vectrus, Inc. 0.00 35 5 -85.71 199 0 -100.00
2017‑09‑30 13F-HR UTX / United Technologies Corp. 118.87 2,561 1,489 -41.86 221 177 -19.91
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.24 10,260 10,361 0.98 3 707 23,466.67
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 352.94 17 51 200.00 35 18 -48.57
2017‑09‑30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 16.39 976 976 0.00 14 16 14.29
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 114.80 887 1,054 18.83 43 121 181.40
2017‑09‑30 13F-HR BGY / BlackRock International Growth and Income Trust 6.80 2,060 2,060 0.00 29 14 -51.72
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.26 6,228 6,228 0.00 1 39 3,800.00
2017‑09‑30 13F-HR GERN / Geron Corp. 2.40 2,500 2,500 0.00 122 6 -95.08
2017‑09‑30 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.68 2,299 2,321 0.96 164 48 -70.73
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 64.52 744 744 0.00 25 48 92.00
2017‑09‑30 13F-HR TMK / Torchmark Corp. 74.07 27 27 0.00 7 2 -71.43
2017‑09‑30 13F-HR NNVC / NanoViricides, Inc. 1.09 47,076 48,626 3.29 0 53
2017‑09‑30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 12.12 2,035 2,062 1.33 1 25 2,400.00
2017‑09‑30 13F-HR EIX / Edison International 77.07 1,025 1,025 0.00 11 79 618.18
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 122.00 5,915 500 -91.55 23 61 165.22
2017‑09‑30 13F-HR ENLK / EnLink Midstream Partners, LP 16.15 681 681 0.00 19 11 -42.11
2017‑09‑30 13F-HR SNV / Synovus Financial Corp. 45.61 285 285 0.00 108 13 -87.96
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.32 687 689 0.29 0 14
2017‑09‑30 13F-HR CODI / Compass Diversified Holdings 18.33 600 600 0.00 7 11 57.14
2017‑09‑30 13F-HR LEA / Lear Corp. 175.12 217 217 0.00 12 38 216.67
2017‑09‑30 13F-HR RHP / Ryman Hospitality Properties, Inc. 64.52 31 31 0.00 239 2 -99.16
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 52.63 19 19 0.00 26 1 -96.15
2017‑09‑30 13F-HR CMC / Commercial Metals Co. 18.62 2,256 2,256 0.00 71 42 -40.85
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 27.52 109 109 0.00 3 3 0.00
2017‑09‑30 13F-HR CNDT / Conduent 15.87 41 441 975.61 8 7 -12.50
2017‑09‑30 13F-HR FM / iShares MSCI Frontier 100 ETF 31.65 31 2,338 7,441.94 28 74 164.29
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 0.00 657 13 -98.02 61 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.04 22,580 28,668 26.96 766 1,406 83.55
2017‑09‑30 13F-HR ES / Eversource Energy 60.36 1,369 1,375 0.44 1 83 8,200.00
2017‑09‑30 13F-HR F / Ford Motor Co. 12.34 35,634 58,423 63.95 466 721 54.72
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 26.27 12,488 12,788 2.40 405 336 -17.04
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147.72 3,601 2,146 -40.41 0 317
2017‑09‑30 13F-HR TREE / LendingTree, Inc. 256.83 183 183 0.00 2 47 2,250.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.68 21,190 21,554 1.72 87 1,157 1,229.89
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.40 2,260 2,260 0.00 3,698 193 -94.78
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.55 5,637 5,657 0.35 19 71 273.68
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.68 7,065 3,073 -56.50 44 125 184.09
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.14 1,149 112 -90.25 1 12 1,100.00
2017‑09‑30 13F-HR BDC / Belden, Inc. 80.00 50 50 0.00 38 4 -89.47
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.45 11,460 10,436 -8.94 71 1,184 1,567.61
2017‑09‑30 13F-HR UGI / UGI Corp. 43.96 91 91 0.00 18 4 -77.78
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 70.00 1,000 100 -90.00 446 7 -98.43
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 91.38 8,466 8,164 -3.57 1,061 746 -29.69
2017‑09‑30 13F-HR DNB / Dun & Bradstreet Corp. (THE) 125.00 16 16 0.00 318 2 -99.37
2017‑09‑30 13F-HR CELG / Celgene Corp. 139.29 4,388 3,561 -18.85 26 496 1,807.69
2017‑09‑30 13F-HR ZBRA / Zebra Technologies Corp. 115.38 52 26 -50.00 1 3 200.00
2017‑09‑30 13F-HR OCX / OncoCyte Corporation 5.00 200 200 0.00 386 1 -99.74
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.95 602 602 0.00 15 9 -40.00
2017‑09‑30 13F-HR WSTG / Wayside Technology Group, Inc. 17.24 58 58 0.00 338 1 -99.70
2017‑09‑30 13F-HR SWM / Schweitzer-Mauduit International, Inc. 41.67 600 600 0.00 15 25 66.67
2017‑09‑30 13F-HR GTLS / Chart Industries, Inc. 28.57 35 35 0.00 1 1 0.00
2017‑09‑30 13F-HR MNKD / MannKind Corp. 0.00 698 59 -91.55 8 0 -100.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 76.30 1,363 1,363 0.00 1 104 10,300.00
2017‑09‑30 13F-HR ZBIO / ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology 59.91 10,016 13,922 39.00 2 834 41,600.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 82.40 13,292 13,641 2.63 30 1,124 3,646.67
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. 12.05 83 83 0.00 23 1 -95.65
2017‑09‑30 13F-HR EPR / EPR Properties 66.67 75 75 0.00 1 5 400.00
2017‑09‑30 13F-HR RACE / Ferrari N.V. 119.05 24 84 250.00 10 10 0.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 86.96 32 23 -28.12 205 2 -99.02
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.44 984 984 0.00 1,017 27 -97.35
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 281,000.00 1 1 0.00 3 281 9,266.67
2017‑09‑30 13F-HR FELE / Franklin Electric Co., Inc. 40.00 50 50 0.00 456 2 -99.56
2017‑09‑30 13F-HR REN / Resolute Energy Corporation 22.73 44 44 0.00 97 1 -98.97
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 23.97 2,044 2,044 0.00 309 49 -84.14
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.26 2,062 1,720 -16.59 15 40 166.67
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 47.62 21 21 0.00 104 1 -99.04
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 115.54 2,620 2,458 -6.18 1 284 28,300.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.33 945 922 -2.43 11 63 472.73
2017‑09‑30 13F-HR NHI / National Health Investors, Inc. 80.00 550 150 -72.73 339 12 -96.46
2017‑09‑30 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 92.44 119 119 0.00 2 11 450.00
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 121.81 2,898 2,898 0.00 2 353 17,550.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 120.69 406 406 0.00 33 49 48.48
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.98 509 526 3.34 2 71 3,450.00
2017‑09‑30 13F-HR FFIDX / Fidelity 33.33 201 300 49.25 9 10 11.11
2017‑09‑30 13F-HR KEY / KeyCorp 18.79 5,332 1,969 -63.07 36 37 2.78
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 230.77 2 52 2,500.00 1 12 1,100.00
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 20.00 100 100 0.00 6 2 -66.67
2017‑09‑30 13F-HR CMI / Cummins, Inc. 171.49 1,875 1,901 1.39 457 326 -28.67
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.72 6,055 5,632 -6.99 0 663
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.71 15,414 15,382 -0.21 29 1,103 3,703.45
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.68 3,720 3,070 -17.47 25 217 768.00
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.51 21,256 24,909 17.19 312 1,333 327.24
2017‑09‑30 13F-HR SAIA / Saia, Inc. 68.97 29 29 0.00 26 2 -92.31
2017‑09‑30 13F-HR MBG / SPDR Barclays Mortgage Backed Bond ETF 26.43 1,898 1,665 -12.28 494 44 -91.09
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.26 440 1,847 319.77 435 115 -73.56
2017‑09‑30 13F-HR HEP / Holly Energy Partners L.P. 34.88 774 774 0.00 13 27 107.69
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 210.53 113 38 -66.37 83 8 -90.36
2017‑09‑30 13F-HR PX / Praxair, Inc. 125.00 23 24 4.35 1 3 200.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.01 6,554 6,421 -2.03 2 777 38,750.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 8.77 190 228 20.00 1,780 2 -99.89
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.41 1,249 1,249 0.00 18 13 -27.78
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. 0.00 33 33 0.00 62 0 -100.00
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.72 58 58 0.00 65 3 -95.38
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 15.01 2,665 2,665 0.00 1,044 40 -96.17
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 80.00 50 50 0.00 553 4 -99.28
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. 60.61 33 33 0.00 70 2 -97.14
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 150.88 3,060 3,420 11.76 2,479 516 -79.19
2017‑09‑30 13F-HR COH / Coach, Inc. 37.04 100 54 -46.00 1 2 100.00
2017‑09‑30 13F-HR DB / Deutsche Bank AG 16.26 246 246 0.00 42 4 -90.48
2017‑09‑30 13F-HR ANIK / Anika Therapeutics Inc. 60.11 815 915 12.27 2,565 55 -97.86
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.21 201 508 152.74 31 25 -19.35
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 111.11 18 18 0.00 984 2 -99.80
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.40 390 430 10.26 19 35 84.21
2017‑09‑30 13F-HR SIVB / SVB Financial Group 214.29 14 14 0.00 72 3 -95.83
2017‑09‑30 13F-HR PULM / Pulmatrix, Inc. 2.20 4,094 4,094 0.00 38 9 -76.32
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 229.89 65,316 261 -99.60 50 60 20.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 37.83 13,442 12,953 -3.64 43 490 1,039.53
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 80.24 1,847 1,857 0.54 99 149 50.51
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 110.11 656 663 1.07 108 73 -32.41
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.87 5,458 5,428 -0.55 3 287 9,466.67
2017‑09‑30 13F-HR LEN / Lennar Corp. 45.45 22 22 0.00 42 1 -97.62
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 34.88 736 86 -88.32 2 3 50.00
2017‑09‑30 13F-HR ETN / Eaton Corporation 77.46 316 284 -10.13 230 22 -90.43
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 96.49 163 114 -30.06 2 11 450.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 96.11 733 1,311 78.85 1 126 12,500.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 54.59 5,864 5,202 -11.29 283 284 0.35
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.78 24,739 24,739 0.00 1 341 34,000.00
2017‑09‑30 13F-HR SUN / Sunoco LP 31.96 1,750 1,846 5.49 3 59 1,866.67
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 92.11 11,674 11,193 -4.12 862 1,031 19.61
2017‑09‑30 13F-HR UBS / UBS Group AG 12.99 77 77 0.00 25 1 -96.00
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.21 356 660 85.39 6 14 133.33
2017‑09‑30 13F-HR CLX / Clorox Company (The) 127.82 1,213 1,064 -12.28 81 136 67.90
2017‑09‑30 13F-HR ACM / AECOM 38.89 180 180 0.00 6 7 16.67
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. 23.26 43 43 0.00 32 1 -96.87
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.33 4,665 2,455 -47.37 179 45 -74.86
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.22 1,797 631 -64.89 2 38 1,800.00
2017‑09‑30 13F-HR IXC / iShares Global Energy ETF 34.48 174 174 0.00 3 6 100.00
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.89 4,395 4,500 2.39 11 202 1,736.36
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 49.43 1,015 526 -48.18 134 26 -80.60
2017‑09‑30 13F-HR WAB / Wabtec Corp. 80.00 160 100 -37.50 1,378 8 -99.42
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 60.00 50 50 0.00 19 3 -84.21
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 76.29 15,093 15,664 3.78 0 1,195
2017‑09‑30 13F-HR EXC / Exelon Corp. 38.13 3,423 5,639 64.74 1 215 21,400.00
2017‑09‑30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 63.41 849 1,845 117.31 128 117 -8.59
2017‑09‑30 13F-HR MAT / Mattel, Inc. 0.00 1,660 29 -98.25 302 0 -100.00
2017‑09‑30 13F-HR WRK / Westrock Company 57.92 518 518 0.00 35 30 -14.29
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.50 2,800 2,800 0.00 13 21 61.54
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 113.21 53 53 0.00 2 6 200.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 23.81 185 42 -77.30 102 1 -99.02
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 92.80 625 625 0.00 61 58 -4.92
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 26.88 669 186 -72.20 18 5 -72.22
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.62 5,227 6,148 17.62 291 53 -81.79
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 62.50 80 32 -60.00 5 2 -60.00
2017‑09‑30 13F-HR FNJN / Finjan Holdings, Inc. 2.07 750 965 28.67 12 2 -83.33
2017‑09‑30 13F-HR EQR / Equity Residential 66.20 1,469 287 -80.46 5 19 280.00
2017‑09‑30 13F-HR NTES / NetEase, Inc. 277.78 18 18 0.00 17 5 -70.59
2017‑09‑30 13F-HR ILG / ILG, Inc 29.04 1,102 1,102 0.00 1,665 32 -98.08
2017‑09‑30 13F-HR ATEN / A10 Networks, Inc. 7.57 24,301 22,852 -5.96 3 173 5,666.67
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 18.92 14,911 13,158 -11.76 2 249 12,350.00
2017‑09‑30 13F-HR GMLP / Golar LNG Partners LP 23.72 506 506 0.00 5 12 140.00
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 80.00 100 100 0.00 11 8 -27.27
2017‑09‑30 13F-HR INPAP / International Paper Company 58.59 1,310 256 -80.46 650 15 -97.69
2017‑09‑30 13F-HR TWLO / Twilio Inc. 32.23 9,960 9,617 -3.44 47 310 559.57
2017‑09‑30 13F-HR ELG / SPDR Series Trust 130.43 238 69 -71.01 171 9 -94.74
2017‑09‑30 13F-HR DBO / PowerShares DB Oil Fund 8.31 1,386 1,926 38.96 300 16 -94.67
2017‑09‑30 13F-HR SGZA / Selective Insurance Group, Inc. 53.25 338 338 0.00 10 18 80.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.84 12,271 27,422 123.47 21 928 4,319.05
2017‑09‑30 13F-HR ICLR / ICON plc 114.46 166 166 0.00 223 19 -91.48
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.14 359 359 0.00 33 4 -87.88
2017‑09‑30 13F-HR EWN / iShares MSCI Netherlands ETF 28.57 495 35 -92.93 1 1 0.00
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) 21.28 47 47 0.00 26 1 -96.15
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.33 3,024 660 -78.17 2 22 1,000.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95.19 1,016 1,040 2.36 12 99 725.00
2017‑09‑30 13F-HR ARII / American Railcar Industries, Inc. 40.00 275 275 0.00 6 11 83.33
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.33 150 150 0.00 111 5 -95.50
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 156.70 742 702 -5.39 471 110 -76.65
2017‑09‑30 13F-HR FB / Facebook, Inc. 172.48 5,489 5,902 7.52 404 1,018 151.98
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.90 12,871 20,451 58.89 82 366 346.34
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 154.90 6,474 6,404 -1.08 2,978 992 -66.69
2017‑09‑30 13F-HR VOX / Vanguard Telecommunications Services ETF 93.43 2,170 2,162 -0.37 36 202 461.11
2017‑09‑30 13F-HR IPE / SPDR Barclays TIPS ETF 55.00 200 200 0.00 1 11 1,000.00
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 135.52 5,448 8,036 47.50 1,113 1,089 -2.16
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 42.03 2,962 2,998 1.22 12 126 950.00
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 77.92 483 77 -84.06 2 6 200.00
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 125.58 0 215 0 27
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 129.03 217 217 0.00 211 28 -86.73
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 31.73 237 1,639 591.56 5 52 940.00
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.27 550 550 0.00 0 26
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.21 249 249 0.00 8 13 62.50
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 78.82 203 203 0.00 82 16 -80.49
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 120.00 50 50 0.00 89 6 -93.26
2017‑09‑30 13F-HR MBB / iShares MBS ETF 106.91 9,649 8,596 -10.91 7 919 13,028.57
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 126.80 2,170 21,064 870.69 51 2,671 5,137.25
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.63 1,856 2,412 29.96 52 98 88.46
2017‑09‑30 13F-HR HYH / Halyard Health, Inc. 45.98 87 87 0.00 21 4 -80.95
2017‑09‑30 13F-HR SYF / Synchrony Financial 32.42 401 401 0.00 53 13 -75.47
2017‑09‑30 13F-HR SBNYW / Signature Bank 123.08 335 260 -22.39 2 32 1,500.00
2017‑09‑30 13F-HR RIO / Rio Tinto plc 90.91 248 11 -95.56 186 1 -99.46
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 112.68 615 1,349 119.35 18 152 744.44
2017‑09‑30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.82 619 632 2.10 289 10 -96.54
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.54 275 325 18.18 2 111 5,450.00
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.00 200 200 0.00 103 2 -98.06
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.24 5,643 5,643 0.00 22 86 290.91
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 152.54 356 59 -83.43 325 9 -97.23
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 233.33 150 210 40.00 20 49 145.00
2017‑09‑30 13F-HR M / Macy's, Inc. 19.96 822 1,002 21.90 44 20 -54.55
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 78.35 485 485 0.00 47 38 -19.15
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 80.90 952 890 -6.51 88 72 -18.18
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 137.25 59 306 418.64 2 42 2,000.00
2017‑09‑30 13F-HR APTI / Apptio, Inc. 18.82 17,607 16,949 -3.74 19 319 1,578.95
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.50 3,846 3,860 0.36 35 110 214.29
2017‑09‑30 13F-HR BGG / Briggs & Stratton Corp. 24.17 1,200 1,200 0.00 4 29 625.00
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.77 4,488 4,306 -4.06 59 365 518.64
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 146.85 601 572 -4.83 38 84 121.05
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 121.34 245 7,681 3,035.10 35 932 2,562.86
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.11 520 29,927 5,655.19 12 1,739 14,391.67
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.47 1,203 1,203 0.00 1 15 1,400.00
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 15.50 2,743 2,646 -3.54 1 41 4,000.00
2017‑09‑30 13F-HR GLUU / Glu Mobile, Inc. 3.50 2,000 2,000 0.00 592 7 -98.82
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.75 591 544 -7.95 74 51 -31.08
2017‑09‑30 13F-HR SRE / Sempra Energy 112.45 1,784 916 -48.65 0 103
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 54.21 535 535 0.00 15 29 93.33
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 20.41 147 147 0.00 6 3 -50.00
2017‑09‑30 13F-HR MET / MetLife, Inc. 53.10 1,476 1,676 13.55 0 89
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 136.36 47 22 -53.19 30 3 -90.00
2017‑09‑30 13F-HR ROOF / IQ US Real Estate Small Cap ETF 27.03 181 370 104.42 2 10 400.00
2017‑09‑30 13F-HR STO / Statoil ASA 19.61 459 459 0.00 0 9
2017‑09‑30 13F-HR DLX / Deluxe Corp. 70.71 186 99 -46.77 51 7 -86.27
2017‑09‑30 13F-HR SGDM / Sprott Gold Miners ETF 21.20 1,840 1,840 0.00 19 39 105.26
2017‑09‑30 13F-HR GD / General Dynamics Corp. 213.66 1,457 1,816 24.64 10 388 3,780.00
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 175.91 279 631 126.16 232 111 -52.16
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 66.21 15,157 14,876 -1.85 49 985 1,910.20
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.44 484 1,983 309.71 35 102 191.43
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.41 3,023 2,887 -4.50 49 108 120.41
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.30 40 4,099 10,147.50 12 157 1,208.33
2017‑09‑30 13F-HR VTNR / Vertex Energy, Inc. 1.00 1,000 1,000 0.00 2 1 -50.00
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.87 5,040 6,760 34.13 624 256 -58.97
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 2,492 2,492 0.00 13 23 76.92
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 13.03 998 998 0.00 924 13 -98.59
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 465.12 89 43 -51.69 14 20 42.86
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.00 381 381 0.00 1 8 700.00
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 153.51 7,196 10,377 44.21 1 1,593 159,200.00
2017‑09‑30 13F-HR MCD / McDonald's Corp. 160.15 5,011 5,370 7.16 55 860 1,463.64
2017‑09‑30 13F-HR ESND / Essendant Inc. 0.00 21 21 0.00 1 0 -100.00
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. 31.25 32 32 0.00 22 1 -95.45
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 30.30 39 33 -15.38 2 1 -50.00
2017‑09‑30 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 21.25 2,400 2,400 0.00 379 51 -86.54
2017‑09‑30 13F-HR GBDC / Golub Capital BDC, Inc. 18.81 13,220 10,100 -23.60 47 190 304.26
2017‑09‑30 13F-HR MTW / Manitowoc Co., Inc. (The) 9.25 1,297 1,297 0.00 2 12 500.00
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 6.25 160 160 0.00 1 1 0.00
2017‑09‑30 13F-HR SAVE / Spirit Airlines, Inc. 31.75 103 63 -38.83 89 2 -97.75
2017‑09‑30 13F-HR MOH / Molina Healthcare, Inc. 64.71 170 170 0.00 39 11 -71.79
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.00 500 100 -80.00 36 5 -86.11
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 66.41 934 1,054 12.85 37 70 89.19
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 9.47 2,673 2,323 -13.09 2 22 1,000.00
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 29.09 1,889 1,891 0.11 217 55 -74.65
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 9.14 985 985 0.00 20 9 -55.00
2017‑09‑30 13F-HR OFC / Corporate Office Properties Trust 32.59 490 491 0.20 0 16
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.58 16,685 13,903 -16.67 71 884 1,145.07
2017‑09‑30 13F-HR OSK / Oshkosh Corporation (Holding Company) 84.19 1,187 1,164 -1.94 2 98 4,800.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150.64 311 312 0.32 113 47 -58.41
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 162.16 660 37 -94.39 10 6 -40.00
2017‑09‑30 13F-HR SLRC / Solar Capital Ltd. 21.82 550 550 0.00 1 12 1,100.00
2017‑09‑30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 51.47 407 408 0.25 47 21 -55.32
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 27.96 2,444 1,681 -31.22 179 47 -73.74
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 113.33 150 150 0.00 6 17 183.33
2017‑09‑30 13F-HR PKW / PowerShares Buyback Achievers Portfolio 53.57 56 56 0.00 190 3 -98.42
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 179.20 372 625 68.01 3 112 3,633.33
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 38.24 2,378 2,380 0.08 1,082 91 -91.59
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 40.00 525 200 -61.90 13 8 -38.46
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 12.66 79 79 0.00 23 1 -95.65
2017‑09‑30 13F-HR GME / GameStop Corp. 20.41 147 147 0.00 1 3 200.00
2017‑09‑30 13F-HR NOK / Nokia Corp. 4.29 381 233 -38.85 37 1 -97.30
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.38 107 107 0.00 11 4 -63.64
2017‑09‑30 13F-HR TTC / Toro Company (The) 61.65 664 665 0.15 68 41 -39.71
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 92.07 120 391 225.83 3 36 1,100.00
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 18.52 16,065 54 -99.66 1 1 0.00
2017‑09‑30 13F-HR TEF / Telefonica S.A. 0.00 6 6 0.00 43 0 -100.00
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 45.45 22 22 0.00 0 1
2017‑09‑30 13F-HR IEX / IDEX Corp. 123.34 527 527 0.00 165 65 -60.61
2017‑09‑30 13F-HR TBK / Triumph Bancorp, Inc. 32.47 154 154 0.00 9 5 -44.44
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 83.23 1,807 6,764 274.32 14 563 3,921.43
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.23 559 780 39.53 28 15 -46.43
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.87 3,310 2,933 -11.39 14 114 714.29
2017‑09‑30 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.37 1,342 1,342 0.00 1 26 2,500.00
2017‑09‑30 13F-HR ACN / Accenture plc 133.33 60 60 0.00 7 8 14.29
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.88 491 491 0.00 2 24 1,100.00
2017‑09‑30 13F-HR HSNI / HSN, Inc. 37.21 1,102 1,102 0.00 16 41 156.25
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 28.00 250 250 0.00 153 7 -95.42
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.39 7,383 7,237 -1.98 18 466 2,488.89
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 3.82 262 262 0.00 26 1 -96.15
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 110.00 100 100 0.00 10 11 10.00
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 54.00 900 500 -44.44 14 27 92.86
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 59.91 909 217 -76.13 227 13 -94.27
2017‑09‑30 13F-HR EZA / iShares MSCI South Africa ETF 90.91 19,159 11 -99.94 61 1 -98.36
2017‑09‑30 13F-HR SPXC / SPX Corporation 28.00 250 250 0.00 61 7 -88.52
2017‑09‑30 13F-HR AES / AES Corp. (The) 11.46 1,920 1,920 0.00 21 22 4.76
2017‑09‑30 13F-HR HPT / Hospitality Properties Trust 28.78 2,350 2,050 -12.77 332 59 -82.23
2017‑09‑30 13F-HR TTWO / Take-Two Interactive Software, Inc. 104.73 592 592 0.00 221 62 -71.95
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 120.00 350 350 0.00 67 42 -37.31
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.46 291 260 -10.65 290 23 -92.07
2017‑09‑30 13F-HR AABA / Altaba Inc 68.75 740 160 -78.38 41 11 -73.17
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 13.20 302 303 0.33 6 4 -33.33
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 25.42 2,353 118 -94.99 17 3 -82.35
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.72 18,338 17,373 -5.26 292 1,385 374.32
2017‑09‑30 13F-HR PRAA / PRA Group, Inc. 32.05 156 156 0.00 24 5 -79.17
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 54.88 233 164 -29.61 28 9 -67.86
2017‑09‑30 13F-HR RPM / RPM International, Inc. 51.45 1,333 1,341 0.60 1 69 6,800.00
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 127.20 1,250 1,250 0.00 23 159 591.30
2017‑09‑30 13F-HR MCK / McKesson Corp. 147.44 486 468 -3.70 1,027 69 -93.28
2017‑09‑30 13F-HR WES / Western Gas Partners, L.P. 52.28 2,085 2,085 0.00 16 109 581.25
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 55.20 3,202 3,116 -2.69 532 172 -67.67
2017‑09‑30 13F-HR MRC / MRC Global Inc. 0.00 26 26 0.00 9 0 -100.00
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. 6.43 3,578 3,578 0.00 19 23 21.05
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 110.00 7,545 7,618 0.97 349 838 140.11
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 0.00 300 300 0.00 22 0 -100.00
2017‑09‑30 13F-HR AL / Air Lease Corporation 43.60 366 367 0.27 14 16 14.29
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 64.13 6,579 8,264 25.61 10 530 5,200.00
2017‑09‑30 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15.45 1,100 1,100 0.00 34 17 -50.00
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.81 5,117 5,131 0.27 2 76 3,700.00
2017‑09‑30 13F-HR AKTS / Akoustis Technologies, Inc. 6.74 15,696 15,281 -2.64 133 103 -22.56
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 35.71 3 56 1,766.67 44 2 -95.45
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 30.00 200 200 0.00 59 6 -89.83
2017‑09‑30 13F-HR VTR / Ventas, Inc. 63.35 4,644 4,136 -10.94 56 262 367.86
2017‑09‑30 13F-HR ICON / Iconix Brand Group, Inc. 6.25 160 160 0.00 36 1 -97.22
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 0.00 47 47 0.00 5 0 -100.00
2017‑09‑30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 129.14 0 302 0 39
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.72 2,308 2,321 0.56 4 4 0.00
2017‑09‑30 13F-HR IFXAF / Ishare FTSE/Xinhua A50 China Tracker (Hong Kong) 33.63 565 565 0.00 2 19 850.00
2017‑09‑30 13F-HR PSX / Phillips 66 93.54 1,969 1,347 -31.59 100 126 26.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 97.56 1,492 369 -75.27 63 36 -42.86
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 143.46 2,468 2,119 -14.14 29 304 948.28
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.13 105 338 221.90 78 21 -73.08
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.06 1,229 1,229 0.00 1 48 4,700.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 50.58 2,387 11,387 377.04 126 576 357.14
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 150.00 290 100 -65.52 256 15 -94.14
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 105.00 223 200 -10.31 374 21 -94.39
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 14.00 1,000 1,000 0.00 249 14 -94.38
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.68 7,318 7,029 -3.95 2 539 26,850.00
2017‑09‑30 13F-HR HES / Hess Corp. 43.17 631 417 -33.91 3,812 18 -99.53
2017‑09‑30 13F-HR QHC / Quorum Health Corporation 0.00 40 40 0.00 175 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 51.44 1,750 1,672 -4.46 1,593 86 -94.60
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.27 16,955 14,249 -15.96 13 474 3,546.15
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 113.16 431 433 0.46 1 49 4,800.00
2017‑09‑30 13F-HR SMTC / Semtech Corp. 50.00 40 40 0.00 12 2 -83.33
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 100.90 7,921 8,365 5.61 2 844 42,100.00
2017‑09‑30 13F-HR IYC / iShares U.S. Consumer Services ETF 165.47 139 139 0.00 414 23 -94.44
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 52.63 21 19 -9.52 0 1
2017‑09‑30 13F-HR MGM / MGM Resorts International 31.45 686 763 11.22 44 24 -45.45
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.53 8,013 8,383 4.62 8 432 5,300.00
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 104.52 736 708 -3.80 82 74 -9.76
2017‑09‑30 13F-HR DE / Deere & Co. 128.53 724 1,875 158.98 11 241 2,090.91
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. 18.81 1,117 1,010 -9.58 39 19 -51.28
2017‑09‑30 13F-HR CCL / Carnival Corp. 66.46 1,270 1,264 -0.47 3 84 2,700.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.19 1,015 983 -3.15 1 69 6,800.00
2017‑09‑30 13F-HR PBH / Prestige Brands Holdings, Inc. 49.33 223 223 0.00 2 11 450.00
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 59.43 427 387 -9.37 22 23 4.55
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 114.69 32,036 1,552 -95.16 1,678 178 -89.39
2017‑09‑30 13F-HR SUNS / Solar Senior Capital Ltd. 17.65 2,040 2,040 0.00 2 36 1,700.00
2017‑09‑30 13F-HR FNV / Franco-Nevada Corp. 79.55 440 1,496 240.00 23 119 417.39
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 91.32 657 657 0.00 51 60 17.65
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 104.85 0 4,664 0 489
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 44.12 136 136 0.00 995 6 -99.40
2017‑09‑30 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 51.52 330 330 0.00 1 17 1,600.00
2017‑09‑30 13F-HR PML / PIMCO Municipal Income Fund II 13.18 2,125 2,125 0.00 65 28 -56.92
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.40 407 407 0.00 198 14 -92.93
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76.58 946 901 -4.76 2 69 3,350.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.95 5,029 5,216 3.72 27 417 1,444.44
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.61 1,213 1,213 0.00 103 25 -75.73
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 38.96 136 77 -43.38 0 3
2017‑09‑30 13F-HR CDW / CDW Corporation 69.79 193 960 397.41 38 67 76.32
2017‑09‑30 13F-HR EWD / iShares MSCI Sweden ETF 36.36 17 165 870.59 130 6 -95.38
2017‑09‑30 13F-HR SJI / South Jersey Industries, Inc. 35.46 282 282 0.00 32 10 -68.75
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 40.00 25 25 0.00 47 1 -97.87
2017‑09‑30 13F-HR NGG / National Grid Plc 62.69 3,336 2,584 -22.54 66 162 145.45
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 196.99 1,932 1,929 -0.16 9 380 4,122.22
2017‑09‑30 13F-HR KFY / Korn/Ferry International 41.67 24 24 0.00 32 1 -96.87
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF 45.56 900 900 0.00 595 41 -93.11
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 110.14 345 345 0.00 33 38 15.15
2017‑09‑30 13F-HR RCI / Rogers Communications, Inc. 40.00 25 25 0.00 4 1 -75.00
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 48.15 642 540 -15.89 131 26 -80.15
2017‑09‑30 13F-HR KR / Kroger Co. 20.21 2,770 2,771 0.04 376 56 -85.11
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 120.48 31 83 167.74 3 10 233.33
2017‑09‑30 13F-HR ITM / VanEck Vectors ETF TR 24.43 2,494 1,105 -55.69 322 27 -91.61
2017‑09‑30 13F-HR CRC / California Resources Corp. 9.80 100 102 2.00 20 1 -95.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 17.98 445 445 0.00 154 8 -94.81
2017‑09‑30 13F-HR TMST / TimkenSteel Corporation 15.62 64 64 0.00 1,288 1 -99.92
2017‑09‑30 13F-HR NMFC / New Mountain Finance Corporation 14.00 2,565 1,500 -41.52 8 21 162.50
2017‑09‑30 13F-HR QEP / QEP Resources, Inc. 0.00 27 27 0.00 51 0 -100.00
2017‑09‑30 13F-HR INT / World Fuel Services Corporation 36.84 190 190 0.00 70 7 -90.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 255.75 9,584 6,788 -29.17 2 1,736 86,700.00
2017‑09‑30 13F-HR USAC / USA Compression Partners LP 16.85 653 653 0.00 241 11 -95.44
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 52.63 76 76 0.00 54 4 -92.59
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.20 1,437 2,762 92.21 8 158 1,875.00
2017‑09‑30 13F-HR IXYS / IXYS Corp. 25.08 319 319 0.00 167 8 -95.21
2017‑09‑30 13F-HR GNMX / Aevi Genomic Medicine, Inc. 1.00 1,000 1,000 0.00 6 1 -83.33
2017‑09‑30 13F-HR EVA / Enviva Partners LP 31.02 800 806 0.75 12 25 108.33
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 45.78 2,424 2,381 -1.77 4 109 2,625.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 82.62 580 581 0.17 311 48 -84.57
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 100.18 559 559 0.00 1 56 5,500.00
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 58.82 3,606 17 -99.53 67 1 -98.51
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.83 5,730 5,588 -2.48 41 217 429.27
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.96 1,300 1,356 4.31 12 23 91.67
2017‑09‑30 13F-HR VRTS / Virtus Investment Partners, Inc. 90.91 11 11 0.00 541 1 -99.82
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 88.08 386 386 0.00 49 34 -30.61
2017‑09‑30 13F-HR SPAR / Spartan Motors, Inc. 1,750 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions 0.00 6 6 0.00 12 0 -100.00
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 83.33 24 24 0.00 53 2 -96.23
2017‑09‑30 13F-HR HTLF / Heartland Financial USA, Inc. 57.69 52 52 0.00 11 3 -72.73
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.16 4,117 4,078 -0.95 165 123 -25.45
2017‑09‑30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 148.62 867 868 0.12 100 129 29.00
2017‑09‑30 13F-HR OI / Owens-Illinois, Inc. 25.64 156 156 0.00 1 4 300.00
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 119.55 1,551 31,702 1,943.97 44 3,790 8,513.64
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 15.14 935 991 5.99 286 15 -94.76
2017‑09‑30 13F-HR FII / Federated Investors, Inc. 41.67 24 24 0.00 1,377 1 -99.93
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.87 20,509 50,516 146.31 33 1,509 4,472.73
2017‑09‑30 13F-HR LB / L Brands, Inc. 41.24 424 388 -8.49 10 16 60.00
2017‑09‑30 13F-HR COO / Cooper Companies, Inc. (The) 250.00 165 36 -78.18 3 9 200.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 59.19 3,045 2,737 -10.11 9 162 1,700.00
2017‑09‑30 13F-HR CVO / Cenveo, Inc. 0.00 18 18 0.00 4 0 -100.00
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 125.00 440 40 -90.91 25 5 -80.00
2017‑09‑30 13F-HR BP / BP Plc 38.47 4,491 4,445 -1.02 2 171 8,450.00
2017‑09‑30 13F-HR HGV / Hilton Grand Vacations Inc. 0.00 10 10 0.00 11 0 -100.00
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. 75.76 66 66 0.00 18 5 -72.22
2017‑09‑30 13F-HR CRSP / CRISPR Therapeutics AG 19.63 5,627 5,501 -2.24 20 108 440.00
2017‑09‑30 13F-HR EW / Edwards Lifesciences Corp. 110.65 538 479 -10.97 1 53 5,200.00
2017‑09‑30 13F-HR SYK / Stryker Corp. 147.83 253 230 -9.09 16 34 112.50
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 149.44 25 16,789 67,056.00 273 2,509 819.05
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 93.98 264 266 0.76 204 25 -87.75
2017‑09‑30 13F-HR INCY / Incyte Corp. 200.00 0 5 0 1
2017‑09‑30 13F-HR HQL / Tekla Life Sciences Investors 22.56 783 798 1.92 5 18 260.00
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 69.34 18,314 6,850 -62.60 29 475 1,537.93
2017‑09‑30 13F-HR CA / CA, Inc. 44.44 45 45 0.00 39 2 -94.87
2017‑09‑30 13F-HR JBL / Jabil Circuit, Inc. 30.64 359 359 0.00 159 11 -93.08
2017‑09‑30 13F-HR FDX / FedEx Corp. 220.65 1,881 2,053 9.14 511 453 -11.35
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 41.73 623 623 0.00 21 26 23.81
2017‑09‑30 13F-HR VVUS / VIVUS, Inc. 1.07 1,130 2,815 149.12 1,100 3 -99.73
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 9.09 110 110 0.00 79 1 -98.73
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 64.59 76,782 3,313 -95.69 39 214 448.72
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.85 17,208 16,713 -2.88 723 432 -40.25
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.12 10,673 10,871 1.86 37 447 1,108.11
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 99.55 15,377 16,756 8.97 152 1,668 997.37
2017‑09‑30 13F-HR SNP / China Petroleum & Chemical Corp. 74.03 768 770 0.26 1 57 5,600.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 150.79 664 126 -81.02 1 19 1,800.00
2017‑09‑30 13F-HR PAM / Pampa Energia S.A. 71.43 28 28 0.00 80 2 -97.50
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 56.18 3,026 3,756 24.12 11 211 1,818.18
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 113.52 6,498 6,360 -2.12 674 722 7.12
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 198.96 13,035 1,915 -85.31 1,566 381 -75.67
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.24 1,400 1,575 12.50 3 24 700.00
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 139.24 3,865 237 -93.87 439 33 -92.48
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 75.14 2,682 905 -66.26 62 68 9.68
2017‑09‑30 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.21 853 950 11.37 10 42 320.00
2017‑09‑30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 166.67 29 30 3.45 49 5 -89.80
2017‑09‑30 13F-HR TACO / Del Taco Restaurants, Inc. 16.00 500 500 0.00 16 8 -50.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 27.92 1,929 1,934 0.26 1 54 5,300.00
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 363.64 55 55 0.00 183 20 -89.07
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 147.40 238 597 150.84 15 88 486.67
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.20 5,470 5,470 0.00 10 23 130.00
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37.22 1,782 4,997 180.42 1 186 18,500.00
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 20.00 50 50 0.00 45 1 -97.78
2017‑09‑30 13F-HR DHX / DHI Group, Inc. 2.18 263 1,373 422.05 13 3 -76.92
2017‑09‑30 13F-HR VIA / Viacom, Inc. 24.69 192 486 153.12 1 12 1,100.00
2017‑09‑30 13F-HR COP / ConocoPhillips 48.91 11,424 8,587 -24.83 17 420 2,370.59
2017‑09‑30 13F-HR NAVG / Navigators Group, Inc. (The) 55.56 108 108 0.00 1 6 500.00
2017‑09‑30 13F-HR ECA / EnCana Corp. 11.37 2,550 2,550 0.00 28 29 3.57
2017‑09‑30 13F-HR WDAY / Workday, Inc. 107.50 400 400 0.00 30 43 43.33
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.61 808 536 -33.66 335 55 -83.58
2017‑09‑30 13F-HR IEUS / iShares MSCI Europe Small-Cap ETF 55.89 35 32,385 92,428.57 11 1,810 16,354.55
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 58.06 1,604 1,533 -4.43 2 89 4,350.00
2017‑09‑30 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 38.26 575 575 0.00 1,268 22 -98.26
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 88.89 96 45 -53.12 136 4 -97.06
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29.96 82,423 57,605 -30.11 44 1,726 3,822.73
2017‑09‑30 13F-HR CMBS / iShares CMBS ETF 0.00 3 3 0.00 162 0 -100.00
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,925.53 68 94 38.24 3 181 5,933.33
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 69.48 735 806 9.66 12 56 366.67
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 608.70 19 23 21.05 17 14 -17.65
2017‑09‑30 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.43 775 782 0.90 7 41 485.71
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 45.45 110 110 0.00 109 5 -95.41
2017‑09‑30 13F-HR APLP / Archrock Partners, L.P. 14.29 700 700 0.00 16 10 -37.50
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 144.65 18 318 1,666.67 95 46 -51.58
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 169.15 109 201 84.40 53 34 -35.85
2017‑09‑30 13F-HR PBYI / Puma Biotechnology Inc. 118.88 180 143 -20.56 1 17 1,600.00
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 57.14 35 35 0.00 226 2 -99.12
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.73 1,247 5,115 310.18 188 60 -68.09
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.95 19,116 2,240 -88.28 2 197 9,750.00
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 126.85 473 473 0.00 494 60 -87.85
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 21.28 47 47 0.00 44 1 -97.73
2017‑09‑30 13F-HR MYF / BlackRock Muniyield Investment Fund 15.38 455 455 0.00 13 7 -46.15
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.24 2,007 1,224 -39.01 0 108
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,250.00 15 16 6.67 0 20
2017‑09‑30 13F-HR PTEN / Patterson-UTI Energy, Inc. 23.08 59 130 120.34 118 3 -97.46
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.97 1,288 1,566 21.58 1 191 19,000.00
2017‑09‑30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 14.84 9,297 9,501 2.19 67 141 110.45
2017‑09‑30 13F-HR BTX / BioTime, Inc. 2.89 7,257 7,257 0.00 0 21
2017‑09‑30 13F-HR FAST / Fastenal Co. 46.00 828 500 -39.61 64 23 -64.06
2017‑09‑30 13F-HR CSRA / CSRA Inc. 32.05 117 156 33.33 130 5 -96.15
2017‑09‑30 13F-HR WBK / Westpac Banking Corp. Ltd. 24.71 688 688 0.00 45 17 -62.22
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 42.19 149 1,446 870.47 16 61 281.25
2017‑09‑30 13F-HR PLD / Prologis, Inc. 67.01 230 194 -15.65 3 13 333.33
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 43.31 707 785 11.03 13 34 161.54
2017‑09‑30 13F-HR BCS.D / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.86 484 484 0.00 112 13 -88.39
2017‑09‑30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 16.84 9,897 1,247 -87.40 2 21 950.00
2017‑09‑30 13F-HR FMBI / First Midwest Bancorp, Inc. 16.39 61 61 0.00 1 1 0.00
2017‑09‑30 13F-HR WATT / Energous Corporation 13.68 1,900 1,900 0.00 3 26 766.67
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 86.52 46,169 47,922 3.80 2 4,146 207,200.00
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.38 1,372 1,372 0.00 3,070 65 -97.88
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 44.22 2,114 2,510 18.73 2 111 5,450.00
2017‑09‑30 13F-HR TZOO / Travelzoo, Inc. 9.71 103 103 0.00 1 1 0.00
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 55.56 36 36 0.00 31 2 -93.55
2017‑09‑30 13F-HR BCE / BCE Inc. 46.47 2,479 2,066 -16.66 30 96 220.00
2017‑09‑30 13F-HR BGC / General Cable Corp. 16.39 61 61 0.00 8 1 -87.50
2017‑09‑30 13F-HR FTS / Fortis Inc. 35.43 254 254 0.00 779 9 -98.84
2017‑09‑30 13F-HR PTNR / Partner Communications Company Ltd. 5.08 197 197 0.00 4 1 -75.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 184.62 148 65 -56.08 11 12 9.09
2017‑09‑30 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 58.53 0 75,568 0 4,423
2017‑09‑30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 146.71 265 334 26.04 8 49 512.50
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. 25.97 77 77 0.00 2 2 0.00
2017‑09‑30 13F-HR JCOM / j2 Global, Inc 75.56 450 450 0.00 13 34 161.54
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. 25.64 39 39 0.00 4 1 -75.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 242.48 887 565 -36.30 1 137 13,600.00
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.55 600 1,375 129.17 2 152 7,500.00
2017‑09‑30 13F-HR DXCM / DexCom, Inc. 49.11 200 224 12.00 790 11 -98.61
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 15.47 18,766 18,234 -2.83 87 282 224.14
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 20.98 426 286 -32.86 8 6 -25.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 14.92 28,361 27,812 -1.94 650 415 -36.15
2017‑09‑30 13F-HR NI / NiSource, Inc. 24.46 327 327 0.00 33 8 -75.76
2017‑09‑30 13F-HR FTV / Fortive Corporation 72.73 503 440 -12.52 9 32 255.56
2017‑09‑30 13F-HR SYT / Syngenta AG 92.78 97 97 0.00 22 9 -59.09
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.87 263 64,098 24,271.86 14 5,889 41,964.29
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 66.67 30 30 0.00 1 2 100.00
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 13.20 5,680 5,680 0.00 6 75 1,150.00
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.40 16,491 20,832 26.32 425 550 29.41
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.61 5,529 5,529 0.00 254 125 -50.79
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 107.67 1,261 1,161 -7.93 2 125 6,150.00
2017‑09‑30 13F-HR AMG / Affiliated Managers Group, Inc. 194.03 201 201 0.00 60 39 -35.00
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 83.33 24 24 0.00 117 2 -98.29
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.25 2,572 1,973 -23.29 21 36 71.43
2017‑09‑30 13F-HR CVRR / CVR Refining LP 11.21 803 803 0.00 0 9
2017‑09‑30 13F-HR DHR / Danaher Corp. 86.91 1,838 1,818 -1.09 40 158 295.00
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 132.35 811 680 -16.15 116 90 -22.41
2017‑09‑30 13F-HR CINF / Cincinnati Financial Corp. 77.06 556 558 0.36 43 43 0.00
2017‑09‑30 13F-HR BJK / VanEck Vectors ETF TR 59.67 419 419 0.00 40 25 -37.50
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 38.73 1,007 1,007 0.00 5 39 680.00
2017‑09‑30 13F-HR NAVI / Navient Corporation 21.28 47 47 0.00 30 1 -96.67
2017‑09‑30 13F-HR LNN / Lindsay Corp. 92.44 118 119 0.85 200 11 -94.50
2017‑09‑30 13F-HR WDC / Western Digital Corp. 84.19 3,323 3,504 5.45 1 295 29,400.00
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 36.64 85 655 670.59 162 24 -85.19
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.66 20,171 689 -96.58 52 79 51.92
2017‑09‑30 13F-HR DXC / DXC Technology Company 89.22 545 538 -1.28 29 48 65.52
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.66 3,929 3,282 -16.47 2 163 8,050.00
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.58 11,173 12,124 8.51 131 298 127.48
2017‑09‑30 13F-HR DF / Dean Foods Co. 13.70 72 73 1.39 41 1 -97.56
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 206.52 252 184 -26.98 48 38 -20.83
2017‑09‑30 13F-HR DISCK / Discovery Communications, Inc. 0.00 20 20 0.00 3 0 -100.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. 185.41 2,591 4,525 74.64 19 839 4,315.79
2017‑09‑30 13F-HR MXWL / Maxwell Technologies, Inc. 5.85 171 171 0.00 66 1 -98.48
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 23.66 2,652 2,620 -1.21 159 62 -61.01
2017‑09‑30 13F-HR PKO / PIMCO Income Opportunity Fund 22.22 90 90 0.00 16 2 -87.50
2017‑09‑30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 52.77 777 777 0.00 65 41 -36.92
2017‑09‑30 13F-HR NBHC / National Bank Holdings Corp. 31.25 32 32 0.00 7 1 -85.71
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 23.75 13,066 13,601 4.09 18 323 1,694.44
2017‑09‑30 13F-HR MA / MasterCard Incorporated 144.46 2,462 3,302 34.12 7 477 6,714.29
2017‑09‑30 13F-HR ULSGF / UBS AG 25.54 718 1,018 41.78 62 26 -58.06
2017‑09‑30 13F-HR CBM / Cambrex Corp. 54.00 854 500 -41.45 403 27 -93.30
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 56.50 177 177 0.00 1,607 10 -99.38
2017‑09‑30 13F-HR EIG / Employers Holdings , Inc. 53.57 56 56 0.00 27 3 -88.89
2017‑09‑30 13F-HR XTN / SPDR S&P Transportation ETF 56.91 90 123 36.67 6 7 16.67
2017‑09‑30 13F-HR DWX / SPDR S&P Intl Dividend ETF 38.76 255 258 1.18 20 10 -50.00
2017‑09‑30 13F-HR RGR / Sturm Ruger & Company, Inc. 51.59 504 504 0.00 1 26 2,500.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 82.01 20,783 20,777 -0.03 421 1,704 304.75
2017‑09‑30 13F-HR MAN / ManpowerGroup 142.86 14 14 0.00 1 2 100.00
2017‑09‑30 13F-HR AEGN / Aegion Corp 17.70 113 113 0.00 3 2 -33.33
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.44 15,206 16,396 7.83 333 745 123.72
2017‑09‑30 13F-HR PPL / PPL Corp. 37.44 5,261 4,701 -10.64 21 176 738.10
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 45.40 2,729 1,696 -37.85 83 77 -7.23
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.33 0 492 0 10
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 142.86 110 28 -74.55 14 4 -71.43
2017‑09‑30 13F-HR AXP / American Express Co. 92.33 823 704 -14.46 38 65 71.05
2017‑09‑30 13F-HR VFC / V.F. Corp. 68.18 1,289 88 -93.17 402 6 -98.51
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 73.39 4,859 4,851 -0.16 15 356 2,273.33
2017‑09‑30 13F-HR AOA / iShares Core Aggressive Allocation ETF 50.00 2,632 100 -96.20 5 5 0.00
2017‑09‑30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.00 780 780 0.00 1 39 3,800.00
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.10 637 637 0.00 2 30 1,400.00
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.40 154,979 161,003 3.89 13 1,835 14,015.38
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.16 4,751 19,412 308.59 24 566 2,258.33
2017‑09‑30 13F-HR HPS / John Hancock Preferred Income Fund III 18.50 3,622 3,622 0.00 6 67 1,016.67
2017‑09‑30 13F-HR DRAD / Digirad Corp. 2.34 1,283 1,283 0.00 34 3 -91.18
2017‑09‑30 13F-HR AON / Aon Plc 136.36 22 22 0.00 5 3 -40.00
2017‑09‑30 13F-HR ONCE / Spark Therapeutics, Inc. 85.23 1,000 1,009 0.90 30 86 186.67
2017‑09‑30 13F-HR CDXC / ChromaDex Corporation 4.80 1,668 1,668 0.00 21 8 -61.90
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 7.50 2,000 2,000 0.00 6 15 150.00
2017‑09‑30 13F-HR MDT / Medtronic plc 76.90 3,343 3,472 3.86 779 267 -65.73
2017‑09‑30 13F-HR UDR / UDR, Inc. 40.00 100 100 0.00 1 4 300.00
2017‑09‑30 13F-HR PKG / Packaging Corp. of America 117.24 579 580 0.17 25 68 172.00
2017‑09‑30 13F-HR CE / Celanese Corp. 108.21 267 268 0.37 12 29 141.67
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 70.89 6,946 12,146 74.86 135 861 537.78
2017‑09‑30 13F-HR ETR / Entergy Corp. 78.79 165 165 0.00 25 13 -48.00
2017‑09‑30 13F-HR QDEF / FlexShares Quality Dividend Defensive Index Fund 41.89 435 2,244 415.86 105 94 -10.48
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 114.08 1,734 1,648 -4.96 6 188 3,033.33
2017‑09‑30 13F-HR AT / Atlantic Power Corp. 2.78 1,080 1,080 0.00 1 3 200.00
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 97.59 3,050 6,558 115.02 18 640 3,455.56
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 72.07 130 111 -14.62 3 8 166.67
2017‑09‑30 13F-HR WCC / Wesco International, Inc. 0.00 6 6 0.00 15 0 -100.00
2017‑09‑30 13F-HR DOV / Dover Corp. 94.04 1,971 1,829 -7.20 9 172 1,811.11
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 87.04 2,433 9,421 287.22 13 820 6,207.69
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 13.70 53 73 37.74 2 1 -50.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 81.85 1,368 3,531 158.11 154 289 87.66
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.46 19,185 18,553 -3.29 429 194 -54.78
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 82.28 456 6,308 1,283.33 126 519 311.90
2017‑09‑30 13F-HR SLV / iShares Silver Trust 16.06 1,744 1,744 0.00 65 28 -56.92
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.66 2,778 2,939 5.80 34 240 605.88
2017‑09‑30 13F-HR CMP / Compass Minerals Group, Inc. 70.00 128 100 -21.88 12 7 -41.67
2017‑09‑30 13F-HR SEMG / Semgroup Corp. 29.56 406 406 0.00 119 12 -89.92
2017‑09‑30 13F-HR FBR / Fibria Celulose S.A. 14.97 2,873 2,873 0.00 8 43 437.50
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.54 338 338 0.00 105 11 -89.52
2017‑09‑30 13F-HR CZA / Guggenheim Mid-Cap Core ETF 63.65 11,896 2,828 -76.23 255 180 -29.41
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 36.61 439 519 18.22 11 19 72.73
2017‑09‑30 13F-HR BKT / BlackRock Income Trust, Inc. 6.12 840 490 -41.67 12 3 -75.00
2017‑09‑30 13F-HR RELX / RELX PLC 21.28 188 188 0.00 23 4 -82.61
2017‑09‑30 13F-HR NVS / Novartis AG 85.19 445 270 -39.33 1 23 2,200.00
2017‑09‑30 13F-HR CVS / CVS Health Corporation 74.26 6,318 7,581 19.99 11 563 5,018.18
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. 14.08 100 71 -29.00 1 1 0.00
2017‑09‑30 13F-HR UHS / Universal Health Services, Inc. 105.26 6 19 216.67 27 2 -92.59
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 84.11 178 107 -39.89 5 9 80.00
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 19.99 10,192 9,903 -2.84 72 198 175.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 46.16 15,957 15,706 -1.57 186 725 289.78
2017‑09‑30 13F-HR PHI / Philippine Long Distance Telephone Co. 33.20 12 512 4,166.67 14 17 21.43
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 35.42 989 480 -51.47 7 17 142.86
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 115.89 533 535 0.38 78 62 -20.51
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. 100.72 139 139 0.00 403 14 -96.53
2017‑09‑30 13F-HR SPLK / Splunk Inc. 65.29 401 291 -27.43 74 19 -74.32
2017‑09‑30 13F-HR EQCO / Equity Commonwealth 5.75% Senior Notes due 8/1/2042 30.51 11,667 11,667 0.00 4 356 8,800.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 76.46 2,825 2,825 0.00 24 216 800.00
2017‑09‑30 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 23.71 970 970 0.00 2 23 1,050.00
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.29 10,330 10,330 0.00 6 65 983.33
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 13.76 218 218 0.00 23 3 -86.96
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 176.47 22 34 54.55 3 6 100.00
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 339.57 510 2,191 329.61 3 744 24,700.00
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 118.01 1,096 322 -70.62 2 38 1,800.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 151.89 1,187 1,139 -4.04 170 173 1.76
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 34.88 163 172 5.52 233 6 -97.42
2017‑09‑30 13F-HR EVN / Eaton Vance Municipal Income Trust 12.93 5,110 15,860 210.37 72 205 184.72
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 80.69 333 347 4.20 12 28 133.33
2017‑09‑30 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 66.67 300 300 0.00 3 20 566.67
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 130.43 115 115 0.00 36 15 -58.33
2017‑09‑30 13F-HR IBDB / iShares iBonds Mar 2018 Term Corporate ETF 25.47 3,965 3,965 0.00 8 101 1,162.50
2017‑09‑30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 46.40 431 431 0.00 448 20 -95.54
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 104.00 871 250 -71.30 9 26 188.89
2017‑09‑30 13F-HR URI / United Rentals, Inc. 146.67 132 75 -43.18 6 11 83.33
2017‑09‑30 13F-HR AGN / Allergan plc 203.04 4,215 3,817 -9.44 1,016 775 -23.72
2017‑09‑30 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.00 670 670 0.00 10 67 570.00
2017‑09‑30 13F-HR TXT / Textron, Inc. 83.33 12 12 0.00 17 1 -94.12
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.58 707 480 -32.11 13 31 138.46
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 147.17 1,455 2,052 41.03 298 302 1.34
2017‑09‑30 13F-HR REGI / Renewable Energy Group, Inc. 11.59 13,803 13,803 0.00 27 160 492.59
2017‑09‑30 13F-HR AIG / American International Group, Inc. 62.09 1,265 1,514 19.68 80 94 17.50
2017‑09‑30 13F-HR MGA / Magna International Inc. 54.55 1,167 495 -57.58 11 27 145.45
2017‑09‑30 13F-HR BC / Brunswick Corp. 60.61 33 33 0.00 167 2 -98.80
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 58.23 2,593 2,593 0.00 2 151 7,450.00
2017‑09‑30 13F-HR O / Realty Income Corp. 56.45 2,543 3,738 46.99 0 211
2017‑09‑30 13F-HR SLF / SunLife Financial Inc. 40.54 442 444 0.45 9 18 100.00
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 89.29 56 56 0.00 177 5 -97.18
2017‑09‑30 13F-HR TGT / Target Corp. 55.88 1,421 1,199 -15.62 0 67
2017‑09‑30 13F-HR TER / Teradyne, Inc. 39.22 51 51 0.00 5 2 -60.00
2017‑09‑30 13F-HR AVTCQ / AVT, Inc. 31.25 32 32 0.00 1 1 0.00
2017‑09‑30 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 62.50 15,024 16 -99.89 67 1 -98.51
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.42 4,425 3,459 -21.83 5,779 292 -94.95
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.66 6,261 6,261 0.00 51 73 43.14
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 162.01 1,069 179 -83.26 60 29 -51.67
2017‑09‑30 13F-HR SON / Sonoco Products Co. 51.20 1,534 1,543 0.59 8 79 887.50
2017‑09‑30 13F-HR KEYW / KEYW Holdings Corp 11.24 89 89 0.00 23 1 -95.65
2017‑09‑30 13F-HR ERF / Enerplus Corporation 10.00 100 100 0.00 4 1 -75.00
2017‑09‑30 13F-HR INDY / iShares India 50 ETF 34.49 2,450 2,870 17.14 76 99 30.26
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 109.74 895 729 -18.55 68 80 17.65
2017‑09‑30 13F-HR NCR / NCR Corp. 37.56 213 213 0.00 9 8 -11.11
2017‑09‑30 13F-HR INXN / InterXion Holding N.V. 48.00 125 125 0.00 84 6 -92.86
2017‑09‑30 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 0.00 35 35 0.00 0 0
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 4.00 0 500 0 2
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. 12.20 82 82 0.00 68 1 -98.53
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 55.11 5,981 5,444 -8.98 10 300 2,900.00
2017‑09‑30 13F-HR V / Visa, Inc. 106.98 7,497 7,291 -2.75 15 780 5,100.00
2017‑09‑30 13F-HR LYV / Live Nation Entertainment, Inc. 42.80 2,574 2,640 2.56 280 113 -59.64
2017‑09‑30 13F-HR CERN / Cerner Corp. 71.70 571 530 -7.18 142 38 -73.24
2017‑09‑30 13F-HR KNOP / KNOT Offshore Partners LP 23.46 1,279 1,279 0.00 8 30 275.00
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 148.15 1,160 1,161 0.09 13 172 1,223.08
2017‑09‑30 13F-HR UN / Unilever N.V. 58.66 2,860 2,864 0.14 14 168 1,100.00
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.29 8,829 1,750 -80.18 1 95 9,400.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 185.35 2,666 2,962 11.10 1 549 54,800.00
2017‑09‑30 13F-HR SAP / SAP SE 111.79 44 814 1,750.00 1 91 9,000.00
2017‑09‑30 13F-HR AAXN / Axon Enterprise Inc 24.04 1,040 1,040 0.00 26 25 -3.85
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.03 671 1,424 112.22 27 104 285.19
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 41.76 513 455 -11.31 18 19 5.56
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.62 2,719 2,235 -17.80 16 245 1,431.25
2017‑09‑30 13F-HR STT / State Street Corp. 90.91 22 22 0.00 1 2 100.00
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 120.97 124 124 0.00 7 15 114.29
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 63.41 1,018 962 -5.50 3 61 1,933.33
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 58.82 63 17 -73.02 1 1 0.00
2017‑09‑30 13F-HR COG / Cabot Oil & Gas Corp. 25.49 0 2,197 0 56
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 193.39 2,509 2,089 -16.74 39 404 935.90
2017‑09‑30 13F-HR NCI / Navigant Consulting Co. 16.46 243 243 0.00 8 4 -50.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 90.80 16,348 15,330 -6.23 1,174 1,392 18.57
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.50 3,653 3,653 0.00 3 42 1,300.00
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 47.62 84 84 0.00 5 4 -20.00
2017‑09‑30 13F-HR NOAH / Noah Holdings Ltd. 35.00 200 200 0.00 471 7 -98.51
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 48.00 500 500 0.00 16 24 50.00
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 27.92 551 573 3.99 1 16 1,500.00
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 150.00 246 100 -59.35 3 15 400.00
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 96.65 5,080 4,149 -18.33 3 401 13,266.67
2017‑09‑30 13F-HR OAK / Oaktree Capital Group, LLC 46.87 8,283 8,044 -2.89 4 377 9,325.00
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.76 715 2,008 180.84 100 118 18.00
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 100.00 363 50 -86.23 1 5 400.00
2017‑09‑30 13F-HR SCHL / Scholastic Corp. 27.78 36 36 0.00 12 1 -91.67
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.26 650 651 0.15 108 21 -80.56
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 55.89 1,325 1,163 -12.23 29 65 124.14
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 24.14 47 290 517.02 11 7 -36.36
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 128.57 314 70 -77.71 68 9 -86.76
2017‑09‑30 13F-HR WTFC / Wintrust Financial Corp. 88.24 34 34 0.00 82 3 -96.34
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105.86 7,863 38,183 385.60 8 4,042 50,425.00
2017‑09‑30 13F-HR AIZ / Assurant, Inc. 97.56 205 205 0.00 22 20 -9.09
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.52 1,758 1,929 9.73 843 28 -96.68
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 253.97 12,666 13,655 7.81 21 3,468 16,414.29
2017‑09‑30 13F-HR BPOP / Popular, Inc. 38.46 52 52 0.00 154 2 -98.70
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.40 746 746 0.00 12 10 -16.67
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 141.33 20,787 375 -98.20 224 53 -76.34
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.36 4,300 4,356 1.30 313 337 7.67
2017‑09‑30 13F-HR SREV / ServiceSource International, Inc. 0.00 125 125 0.00 7 0 -100.00
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 53.33 150 150 0.00 1,722 8 -99.54
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 27.03 37 37 0.00 95 1 -98.95
2017‑09‑30 13F-HR TEI / Templeton Emerging Markets Income Fund 11.90 587 924 57.41 8 11 37.50
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 126.76 3,515 2,635 -25.04 4 334 8,250.00
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 153.00 1,122 1,634 45.63 29 250 762.07
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 64.18 3,400 3,864 13.65 37 248 570.27
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 26.32 0 38 0 1
2017‑09‑30 13F-HR KSU / Kansas City Southern 104.16 141 2,141 1,418.44 675 223 -66.96
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 64.36 606 606 0.00 84 39 -53.57
2017‑09‑30 13F-HR CCJ / Cameco Corp. 7.49 267 267 0.00 12 2 -83.33
2017‑09‑30 13F-HR AWR / American States Water Co. (Holding Co.) 51.92 809 809 0.00 33 42 27.27
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 60.00 247 350 41.70 10 21 110.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.07 5,115 11,019 115.43 1 155 15,400.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.14 4,809 1,425 -70.37 379 23 -93.93
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 151.68 2,009 3,369 67.70 11 511 4,545.45
2017‑09‑30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 15.09 1,988 1,988 0.00 16 30 87.50
2017‑09‑30 13F-HR NW.PRC / National Westminster Bank Plc 26.00 1,000 1,000 0.00 44 26 -40.91
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 36.12 19,461 15,087 -22.48 1 545 54,400.00
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 48.95 348 35,873 10,208.33 2 1,756 87,700.00
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 17.42 2,298 2,354 2.44 25 41 64.00
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 37.34 107 1,098 926.17 418 41 -90.19
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 200.00 5 5 0.00 4 1 -75.00
2017‑09‑30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.44 7,604 7,604 0.00 8 49 512.50
2017‑09‑30 13F-HR MGC / Vanguard Mega Cap Index ETF 75.00 40 40 0.00 6 3 -50.00
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 99.00 4,455 4,293 -3.64 81 425 424.69
2017‑09‑30 13F-HR TTNP / Titan Pharmaceuticals, Inc. 3.85 260 260 0.00 43 1 -97.67
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 44.18 498 498 0.00 73 22 -69.86
2017‑09‑30 13F-HR CVA / Covanta Holding Corp. 14.13 283 283 0.00 49 4 -91.84
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. 53.57 56 56 0.00 75 3 -96.00
2017‑09‑30 13F-HR ELS / Equity Lifestyles Properties, Inc. 88.00 500 500 0.00 2 44 2,100.00
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 31.31 990 990 0.00 45 31 -31.11
2017‑09‑30 13F-HR GE / General Electric Co. 23.43 55,330 46,944 -15.16 293 1,100 275.43
2017‑09‑30 13F-HR PUK / Prudential PLC 48.33 807 807 0.00 22 39 77.27
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 73.41 722 722 0.00 26 53 103.85
2017‑09‑30 13F-HR SNE / Sony Corp. 45.45 44 44 0.00 8 2 -75.00
2017‑09‑30 13F-HR SXC / SunCoke Energy, Inc. 10.03 299 299 0.00 831 3 -99.64
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 142.86 169 70 -58.58 390 10 -97.44
2017‑09‑30 13F-HR DFS / Discover Financial Services 65.29 1,504 1,455 -3.26 1 95 9,400.00
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 57.75 208 935 349.52 46 54 17.39
2017‑09‑30 13F-HR