InvestorIFP Advisors, Inc
Portfolio Value $ 2,206,151,000
Current Positions3,948
Opened Positions5
Closed Positions519


Latest Holdings, Performance, AUM (from 13F, 13D)

IFP Advisors, Inc has disclosed 3,948 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,206,151,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

IFP Advisors, Inc's top holdings are Vanguard Total Stock Market Index Fund (NYSE:VTI) , Apple, Inc. (NASDAQ:AAPL) , iShares Core S&P MidCap ETF (NYSE:IJH) , PowerShares QQQ Trust (NASDAQ:QQQ) , and iShares Core S&P 500 ETF (NYSE:IVV) . IFP Advisors, Inc's new positions include Dow Chemical Co. (The) (NYSE:DOW) , Coach, Inc. (NYSE:COH) , First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF (NASDAQ:FIXD) , Alphabet Inc. (NASDAQ:GOOGL) , and 58.com Inc. (NYSE:WUBA) .

All IFP Advisors, Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 24, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.44 12,230 11,178 -8.60 11,757 13,072 11.18
2017-12-31 13F-HR HOVNP / Hovnanian Enterprises, Inc. 3.33 10,500 10,500 0.00 20 35 75.00
2017-12-31 13F-HR TLGT / Teligent, Inc. New 6.90 145 1
2017-12-31 13F-HR GCO / Genesco Inc. 28.04 282 107 -62.06 8 3 -62.50
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 25.70 7,568 3,074 -59.38 391 79 -79.80
2017-12-31 13F-HR COHR / Coherent, Inc. 282.21 154 163 5.84 36 46 27.78
2017-12-31 13F-HR SEE / Sealed Air Corp. 49.58 423 827 95.51 18 41 127.78
2017-12-31 13F-HR QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 57.95 24,579 15,859 -35.48 1,365 919 -32.67
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.36 108,206 69,836 -35.46 597 374 -37.35
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust Put 156.00 1,000 156
2017-12-31 13F-HR SCM / Stellus Capital Investment Corporation 13.94 574 8
2017-12-31 13F-HR NMM / Navios Maritime Partners L.P. 2.22 1,559 900 -42.27 3 2 -33.33
2017-12-31 13F-HR CHDN / Churchill Downs Inc. 228.57 1,835 35 -98.09 378 8 -97.88
2017-12-31 13F-HR GSIE / Goldman Sachs ActiveBeta International Equity ETF 29.95 2,571 77
2017-12-31 13F-HR HL / Hecla Mining Co. 3.99 13,634 14,034 2.93 68 56 -17.65
2017-12-31 13F-HR NKTR / Nektar Therapeutics 59.62 1,686 1,694 0.47 40 101 152.50
2017-12-31 13F-HR CPT / Camden Property Trust 92.11 974 456 -53.18 89 42 -52.81
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 87.38 21,740 103 -99.53 1,474 9 -99.39
2017-12-31 13F-HR AROW / Arrow Financial Corp. 33.33 360 360 0.00 12 12 0.00
2017-12-31 13F-HR VYGR / Voyager Therapeutics, Inc 16.00 650 750 15.38 13 12 -7.69
2017-12-31 13F-HR CHU / China Unicom (Hong Kong) Ltd. 14.49 889 483 -45.67 12 7 -41.67
2017-12-31 13F-HR EMF / Templeton Emerging Markets Fund 16.39 5,421 5,368 -0.98 89 88 -1.12
2017-12-31 13F-HR HUB.A / Hubbell Inc 135.24 3,002 3,002 0.00 348 406 16.67
2017-12-31 13F-HR RPRX / Repros Therapeutics, Inc. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR ITE / SPDR Barclays Capital Intermediate Term Treasury ETF 61.40 89 114 28.09 5 7 40.00
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY FD COM / CEF (09255E102) 12.92 5,650 73
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD COM / CEF (72200N106) 17.29 7,056 122
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.21 2,154 22
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 151.52 188 33 -82.45 29 5 -82.76
2017-12-31 13F-HR FCE.A / Forest City Realty Trust, Inc. 24.18 30 455 1,416.67 1 11 1,000.00
2017-12-31 13F-HR CORENERGY INFRASTRUCTURE TR IN DEP SHS REPSTG / Convertible Preferred (21870U304) 25.00 400 10
2017-12-31 13F-HR FXU / First Trust Utilities AlphaDEX® Fund 26.02 23,049 17,407 -24.48 623 453 -27.29
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 156.78 358 236 -34.08 38 37 -2.63
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP FD COM / CEF (95766K109) 0.00 67 0
2017-12-31 13F-HR EWMC / Guggenheim S&P MidCap 400 Equal Weight ETF 66.67 150 150 0.00 9 10 11.11
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. 0.00 23 13 -43.48 0 0
2017-12-31 13F-HR AVXS / AveXis, Inc. 0.00 500 3 -99.40 48 0 -100.00
2017-12-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.32 6,606 5,673 -14.12 188 172 -8.51
2017-12-31 13F-HR IXN / iShares Global Tech ETF 153.23 1,686 744 -55.87 240 114 -52.50
2017-12-31 13F-HR IVLU / iShares MSCI International Developed Value Factor ETF 26.37 2,389 63
2017-12-31 13F-HR TLEH / FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund 31.20 1,250 39
2017-12-31 13F-HR PUTW / WisdomTree CBOE S&P 500 PutWrite Strategy Fund 28.01 357 10
2017-12-31 13F-HR BAP / Credicorp Ltd. 209.30 91 86 -5.49 19 18 -5.26
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.94 27,520 27,450 -0.25 525 520 -0.95
2017-12-31 13F-HR EWI / iShares MSCI Italy Capped ETF 30.68 1,479 1,434 -3.04 46 44 -4.35
2017-12-31 13F-HR SGDJ / Sprott Junior Gold Miners ETF 33.33 300 300 0.00 11 10 -9.09
2017-12-31 13F-HR OPNT / Opiant Pharmaceuticals, Inc. 22.44 312 7
2017-12-31 13F-HR CLEVELAND CLIFFS INC COM / Stock (185899101) 7.21 24,397 176
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 62.31 321 321 0.00 17 20 17.65
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.87 5,555 5,223 -5.98 270 250 -7.41
2017-12-31 13F-HR SGMS / Scientific Games Corp. 51.30 2,690 138
2017-12-31 13F-HR CBT / Cabot Corp. 60.61 175 132 -24.57 10 8 -20.00
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT FD COM / CEF (33731K102) 16.01 1,187 19
2017-12-31 13F-HR PDS / Precision Drilling Corp. 3.45 341 290 -14.96 1 1 0.00
2017-12-31 13F-HR HFXI / IQ 50 Percent Hedged FTSE International ETF 21.63 9,231 8,414 -8.85 192 182 -5.21
2017-12-31 13F-HR PSO / Pearson PLC 10.00 1,564 1,000 -36.06 13 10 -23.08
2017-12-31 13F-HR UCFC / United Community Financial Corp. 7.78 257 257 0.00 2 2 0.00
2017-12-31 13F-HR SMG / Scotts Miracle-Gro Company (The) 106.91 4,790 4,602 -3.92 466 492 5.58
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS INC CL A / Stock (499049104) 46.88 128 6
2017-12-31 13F-HR CID / Victory Portfolios II 36.23 21,853 23,353 6.86 780 846 8.46
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD I COM / CEF (09254M105) 14.81 2,700 40
2017-12-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 33.33 300 10
2017-12-31 13F-HR MFS INTERMEDIATE HIGH INC FD SH BEN INT / CEF (59318T109) 2.73 2,200 6
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.95 9,285 8,452 -8.97 118 101 -14.41
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. 6.15 488 488 0.00 3 3 0.00
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II COM / CEF (09249N101) 14.48 2,279 33
2017-12-31 13F-HR VBI VACCINES INC COM NEW / Stock (91822J103) 5.33 375 2
2017-12-31 13F-HR NOVT / Novanta Inc. 50.00 100 5
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.59 2,099 2,054 -2.14 131 145 10.69
2017-12-31 13F-HR BBT / BB&T Corp. 49.71 74,738 30,817 -58.77 3,508 1,532 -56.33
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.23 19,226 9,825 -48.90 906 356 -60.71
2017-12-31 13F-HR NYF / iShares New York Muni Bond ETF 50.00 20 40 100.00 2 2 0.00
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI IN COM / CEF (01864U106) 13.00 1,000 13
2017-12-31 13F-HR CAE / CAE Inc. 18.52 216 4
2017-12-31 13F-HR USFD / US Foods Holding Corp. 32.64 245 337 37.55 7 11 57.14
2017-12-31 13F-HR JJSF / J & J Snack Foods Corp. 161.29 39 31 -20.51 5 5 0.00
2017-12-31 13F-HR CCMP / Cabot Microelectronics Corp. 95.24 123 126 2.44 10 12 20.00
2017-12-31 13F-HR MLI / Mueller Industries, Inc. 30.93 97 97 0.00 3 3 0.00
2017-12-31 13F-HR BYD / Boyd Gaming Corp. 34.73 1,235 1,238 0.24 32 43 34.38
2017-12-31 13F-HR JW.A / Wiley (JOHN) & Sons, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR SFUN / Fang Holdings Ltd. 5.77 2,601 2,601 0.00 11 15 36.36
2017-12-31 13F-HR ORG / Janus Detroit Str Tr 33.33 30 1
2017-12-31 13F-HR DRE / Duke Realty Corp. 27.85 2,226 395 -82.26 64 11 -82.81
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.08 20,168 18,169 -9.91 1,209 1,237 2.32
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.72 10,090 6,413 -36.44 132 88 -33.33
2017-12-31 13F-HR CHUBK / Commercehub Inc 0.00 18 8 -55.56 0 0
2017-12-31 13F-HR CHUBK / Commercehub Inc 0.00 20 18 -10.00 0 0
2017-12-31 13F-HR MHH / Mastech Holdings, Inc. 10.20 1,960 1,960 0.00 25 20 -20.00
2017-12-31 13F-HR DEEF / Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF 30.07 1,031 1,031 0.00 30 31 3.33
2017-12-31 13F-HR BVSN / BroadVision, Inc. 0.00 8 4 -50.00 0 0
2017-12-31 13F-HR LONE / Lonestar Resources US Inc. 3.87 3,100 3,100 0.00 11 12 9.09
2017-12-31 13F-HR RFEM / First Tr Exchange Traded FD III 70.43 1,221 86
2017-12-31 13F-HR APVO / Aptevo Therapeutics Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR AGGP / IQ Enhanced Core Plus Bond U.S. ETF 19.95 59,160 138,099 133.43 1,188 2,755 131.90
2017-12-31 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 67.26 446 30
2017-12-31 13F-HR SYBT / Stock Yards Bancorp, Inc. 37.83 1,163 44
2017-12-31 13F-HR TTEK / Tetra Tech, Inc. 47.87 415 564 35.90 19 27 42.11
2017-12-31 13F-HR OASI / O'Shares FTSE Asia Pacific Quality Dividend ETF 29.85 335 335 0.00 10 10 0.00
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEMBER 20 COM / CEF (67077N106) 10.00 10,000 100
2017-12-31 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 52.44 914 1,125 23.09 45 59 31.11
2017-12-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.82 7,384 7,413 0.39 782 777 -0.64
2017-12-31 13F-HR EWQ / iShares MSCI France ETF 31.22 129 27,965 21,578.29 4 873 21,725.00
2017-12-31 13F-HR AGZ / iShares Agency Bond ETF 114.55 342 323 -5.56 39 37 -5.13
2017-12-31 13F-HR OSK / Oshkosh Corporation (Holding Company) 89.86 433 434 0.23 36 39 8.33
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 130,785 112,726 -13.81 32,857 30,082 -8.45
2017-12-31 13F-HR VSM / Versum Materials, Inc. 37.93 736 2,188 197.28 29 83 186.21
2017-12-31 13F-HR NTNX / Nutanix, Inc. Call 35.37 3,500 4,100 17.14 78 145 85.90
2017-12-31 13F-HR EMKR / EMCORE Corp. 5.62 178 178 0.00 1 1 0.00
2017-12-31 13F-HR ACI / Arch Coal, Inc. 89.55 67 67 0.00 5 6 20.00
2017-12-31 13F-HR FIX / Comfort Systems USA, Inc. 42.35 307 307 0.00 11 13 18.18
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG 22.50 400 9
2017-12-31 13F-HR AA / Alcoa Corp. 53.90 11,009 9,147 -16.91 513 493 -3.90
2017-12-31 13F-HR SNX / SYNNEX Corp. 127.66 60 47 -21.67 8 6 -25.00
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 20.41 147 147 0.00 3 3 0.00
2017-12-31 13F-HR BEMO / Aptus Behavioral Momentum ETF 32.00 250 250 0.00 7 8 14.29
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC SPONSORED ADR / ADR (16965P103) 0.00 7 0
2017-12-31 13F-HR RYI / Ryerson Holdings Corp 10.00 1,200 1,200 0.00 13 12 -7.69
2017-12-31 13F-HR USRT / iShares Core U.S. REIT ETF 49.63 696 11,182 1,506.61 34 555 1,532.35
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 56.38 39,138 2,483 -93.66 1,835 140 -92.37
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.84 1,581 1,693 7.08 75 81 8.00
2017-12-31 13F-HR HBHC / Hancock Holding Co. 50.11 4,120 439 -89.34 200 22 -89.00
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.92 23,090 36,580 58.42 1,286 2,192 70.45
2017-12-31 13F-HR NNI / Nelnet, Inc. 0.00 78 6 -92.31 4 0 -100.00
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 70.92 2,709 2,679 -1.11 197 190 -3.55
2017-12-31 13F-HR MBOT / Microbot Medical Inc 0.00 206 200 -2.91 0 0
2017-12-31 13F-HR IIPR / Innovative Industrial Properties, Inc. 32.45 1,110 1,510 36.04 21 49 133.33
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOME SHS BEN INT / CEF (112830104) 23.20 862 20
2017-12-31 13F-HR MFS HIGH YIELD MUN TR SH BEN INT / CEF (59318E102) 4.67 8,142 38
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC FD COM / CEF (67066X107) 13.80 3,550 49
2017-12-31 13F-HR PSJ / PowerShares Exchange-Trade Fund Trust 62.75 510 32
2017-12-31 13F-HR FIRST TR SR FLOATING RATE 2022 COM SHS / CEF (33740K101) 9.19 2,720 25
2017-12-31 13F-HR POLARITYTE INC COM / Stock (731094108) 28.57 35 1
2017-12-31 13F-HR INVESCO HIGH INCOME 2023 TARGE COM / CEF (46135X108) 9.72 7,201 70
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS INC COM / Stock (G21515104) 75.63 119 9
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.26 6,163 5,935 -3.70 620 601 -3.06
2017-12-31 13F-HR SNA / Snap-On Inc. 174.37 1,206 757 -37.23 180 132 -26.67
2017-12-31 13F-HR BBX / BBX Capital Corporation 12.66 79 1
2017-12-31 13F-HR GXC / SPDR S&P China ETF 107.32 1,229 1,202 -2.20 126 129 2.38
2017-12-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 50.75 21,458 1,089
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.14 595 19,641 3,201.01 25 867 3,368.00
2017-12-31 13F-HR INPX / Inpixon 0.00 28 28 0.00 0 0
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.63 20,605 14,422 -30.01 300 211 -29.67
2017-12-31 13F-HR BCV / Bancroft Fund, Ltd. 21.81 2,201 2,201 0.00 48 48 0.00
2017-12-31 13F-HR WPS / iShares International Developed Property ETF 39.02 952 820 -13.87 36 32 -11.11
2017-12-31 13F-HR ARD / Ardagh Group S.A. 14.71 68 1
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR SH BEN INT / CEF (09248L106) 14.37 1,740 25
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND TR COM / CEF (09249P106) 14.94 1,740 26
2017-12-31 13F-HR RCG / RENN Fund, Inc. 1.50 6,000 9
2017-12-31 13F-HR REMARK HLDGS INC COM / Stock (75955K102) 10.00 100 1
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD TR COM / CEF (26432K108) 8.91 1,459 13
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD II COM / CEF (33733U108) 12.89 6,902 89
2017-12-31 13F-HR CVNA / Carvana Co. 20.00 200 4
2017-12-31 13F-HR USB / U.S. Bancorp 53.59 148,726 32,527 -78.13 7,970 1,743 -78.13
2017-12-31 13F-HR SGH / SMART Global Holdings, Inc. 32.50 400 13
2017-12-31 13F-HR MNGA / MagneGas Corp. 0.00 200 1,050 425.00 0 0
2017-12-31 13F-HR JOBS / 51job, Inc. 61.07 150 131 -12.67 9 8 -11.11
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.54 75,576 48,090 -36.37 12,361 9,115 -26.26
2017-12-31 13F-HR CYS / CYS Investments, Inc. 7.46 3,452 670 -80.59 30 5 -83.33
2017-12-31 13F-HR PSR / PowerShares Active U.S. Real Estate Fund 82.47 291 24
2017-12-31 13F-HR LRGE / Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF 29.54 1,117 33
2017-12-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.71 4,349 77
2017-12-31 13F-HR 06741VXF4 / Barclays Bank Plc Bond 1.05 98,000 103
2017-12-31 13F-HR GSD / Old Mutual ETF 32.47 770 25
2017-12-31 13F-HR JBGS / JBG SMITH Properties 45.45 22 1
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 31.64 10,789 1,675 -84.47 395 53 -86.58
2017-12-31 13F-HR HSPX / Horizons S&P 500r Covered Call ETF 50.36 4,200 4,885 16.31 208 246 18.27
2017-12-31 13F-HR FNG / AdvisorShares New Tech and Media 22.00 500 11
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 58.54 632 37
2017-12-31 13F-HR REFA / Oppenheimer International Revenue ETF 25.86 116 3
2017-12-31 13F-HR REEM / Oppenheimer Emerging Markets Revenue ETF 26.32 76 2
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 57,530 4,097
2017-12-31 13F-HR MAGA / Point Bridge GOP Stock Tracker ETF 26.67 150 4
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.68 45,327 35,775 -21.07 3,705 2,958 -20.16
2017-12-31 13F-HR REN / Resolute Energy Corporation 30.00 0 200 0 6
2017-12-31 13F-HR EDOW / First Trust Dow 30 Equal Weight 22.18 2,975 66
2017-12-31 13F-HR GSSC / GS ActiveBeta U.S. Small Cap Equ 42.92 24 233 870.83 1 10 900.00
2017-12-31 13F-HR CATO / Cato Corp. 17.96 179 167 -6.70 2 3 50.00
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 21.43 280 6
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 38.46 78 3
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.86 3,311 1,728 -47.81 268 157 -41.42
2017-12-31 13F-HR GHYB / Goldman Sachs Access High Yield 50.09 559 28
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.84 9,300 45
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.89 49,970 44,897 -10.15 2,697 2,554 -5.30
2017-12-31 13F-HR MARATHON PATENT GROUP INC COM PAR / Stock (56585W302) 3.96 505 2
2017-12-31 13F-HR ACFC / Atlantic Coast Financial Corp. 0.00 19 19 0.00 0 0
2017-12-31 13F-HR HPJ / Highpower International Inc. 3.70 4,450 4,050 -8.99 20 15 -25.00
2017-12-31 13F-HR AMH / American Homes 4 Rent 24.69 162 162 0.00 4 4 0.00
2017-12-31 13F-HR ONB / Old National Bancorp 17.65 921 1,190 29.21 17 21 23.53
2017-12-31 13F-HR FTNT / Fortinet, Inc. 43.67 21,310 19,741 -7.36 764 862 12.83
2017-12-31 13F-HR COMSTOCK MNG INC COM NEW / Stock (205750201) 0.45 6,722 3
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 8.82 340 3
2017-12-31 13F-HR UMBF / UMB Financial Corp. 69.77 129 172 33.33 10 12 20.00
2017-12-31 13F-HR B / Barnes Group, Inc. 63.22 9,925 9,886 -0.39 699 625 -10.59
2017-12-31 13F-HR STE / STERIS Corp. 88.13 156 556 256.41 14 49 250.00
2017-12-31 13F-HR RWK / RevenueShares ETF 60.82 4,253 3,601 -15.33 245 219 -10.61
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.31 744 679 -8.74 68 62 -8.82
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.55 20,896 20,257 -3.06 2,127 2,057 -3.29
2017-12-31 13F-HR CGNX / Cognex Corp. 61.08 2,275 4,371 92.13 251 267 6.37
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16.27 51,335 23,114 -54.97 517 376 -27.27
2017-12-31 13F-HR MSCC / Microsemi Corp. 51.54 660 2,212 235.15 34 114 235.29
2017-12-31 13F-HR RWL / RevenueShares ETF 51.34 4,368 4,285 -1.90 209 220 5.26
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.21 65,735 48,801 -25.76 12,051 9,673 -19.73
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 1,052.50 400 421
2017-12-31 13F-HR PGR / Progressive Corp. (The) 56.49 2,073 2,921 40.91 100 165 65.00
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GRW COM / CEF (19842X109) 22.44 2,050 46
2017-12-31 13F-HR INTU / Intuit Inc. Call 157.50 400 63
2017-12-31 13F-HR GPK / Graphic Packaging Holding Co. 15.97 1,236 939 -24.03 17 15 -11.76
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.89 32,789 21,775 -33.59 2,522 2,001 -20.66
2017-12-31 13F-HR PESI / Perma-Fix Environmental Services, Inc. 0.00 40 0
2017-12-31 13F-HR BH / Biglari Holdings Inc. 421.05 19 19 0.00 6 8 33.33
2017-12-31 13F-HR MNA / IQ ARB Merger Arbitrage ETF 30.97 2,743 3,843 40.10 85 119 40.00
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.40 22,930 15,861 -30.83 1,600 1,069 -33.19
2017-12-31 13F-HR IEV / iShares Europe 350 ETF 47.26 29,184 27,188 -6.84 1,368 1,285 -6.07
2017-12-31 13F-HR SRV / Cushing MLP Total Return Fund (The) 0.00 61 1 -98.36 1 0 -100.00
2017-12-31 13F-HR MAS / Masco Corp. 43.91 14,663 14,870 1.41 572 653 14.16
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 57.14 70 70 0.00 5 4 -20.00
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.70 41,601 25,662 -38.31 682 403 -40.91
2017-12-31 13F-HR VAR / Varian Medical Systems, Inc. 110.73 1,639 1,165 -28.92 164 129 -21.34
2017-12-31 13F-HR TNC / Tennant Co. 80.00 48 50 4.17 3 4 33.33
2017-12-31 13F-HR CPRT / Copart, Inc. 43.15 5,491 4,079 -25.71 189 176 -6.88
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.61 3,872 3,556 -8.16 447 436 -2.46
2017-12-31 13F-HR VHC / VirnetX Holding Corp. 4.13 2,492 242 -90.29 10 1 -90.00
2017-12-31 13F-HR RTK / Rentech, Inc. 0.00 230 30 -86.96 0 0
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFINE COM / CEF (95790C107) 16.67 300 5
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 79.86 9,807 9,266 -5.52 681 740 8.66
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. 13.07 1,550 1,377 -11.16 21 18 -14.29
2017-12-31 13F-HR OGE / OGE Energy Corp. 32.97 10,869 3,973 -63.45 392 131 -66.58
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 25.00 878 160 -81.78 22 4 -81.82
2017-12-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.47 19,317 21,083 9.14 745 811 8.86
2017-12-31 13F-HR RP / RealPage, Inc. 46.88 11 128 1,063.64 0 6
2017-12-31 13F-HR DDR / DDR Corp. 9.15 1,806 2,296 27.13 17 21 23.53
2017-12-31 13F-HR GG / Goldcorp, Inc. 13.24 1,965 982 -50.03 25 13 -48.00
2017-12-31 13F-HR LPT / Liberty Property Trust 42.98 7,158 6,421 -10.30 294 276 -6.12
2017-12-31 13F-HR RRTS / Roadrunner Transportation Systems, Inc. 8.77 342 342 0.00 3 3 0.00
2017-12-31 13F-HR XNBBX / Nuveen Build America Bond Fund 21.95 14,300 6,650 -53.50 307 146 -52.44
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.97 14,986 6,705 -55.26 1,982 972 -50.96
2017-12-31 13F-HR MAC / Macerich Company (THE) 68.97 116 116 0.00 6 8 33.33
2017-12-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 COM / CEF (67074R100) 23.60 890 21
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR SHS / CEF (09248X100) 23.13 5,535 128
2017-12-31 13F-HR TRC / Tejon Ranch Co. 20.75 1,060 1,060 0.00 22 22 0.00
2017-12-31 13F-HR REG / Regency Centers Corp. 67.74 310 310 0.00 19 21 10.53
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.05 4,517 5,854 29.60 228 293 28.51
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.29 2,189 2,274 3.88 117 128 9.40
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT FD COM / CEF (95766A101) 15.57 14,259 222
2017-12-31 13F-HR AIZ / Assurant, Inc. 108.70 591 46 -92.22 56 5 -91.07
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 107.20 5,008 4,207 -15.99 435 451 3.68
2017-12-31 13F-HR CSL / Carlisle Companies, Inc. 113.46 748 758 1.34 75 86 14.67
2017-12-31 13F-HR BAM / Brookfield Asset Management, Inc. 43.56 8,920 8,356 -6.32 368 364 -1.09
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.30 11,011 10,000 -9.18 59 53 -10.17
2017-12-31 13F-HR HPF / John Hancock Preferred Income Fund II 21.60 12,176 1,250 -89.73 267 27 -89.89
2017-12-31 13F-HR ICB / Morgan Stanley Income Securities, Inc. 18.10 1,050 1,050 0.00 19 19 0.00
2017-12-31 13F-HR HCN / Welltower Inc. 63.78 81,344 47,384 -41.75 5,717 3,022 -47.14
2017-12-31 13F-HR HUN / Huntsman Corp. 33.40 2,444 2,156 -11.78 67 72 7.46
2017-12-31 13F-HR IPXL / Impax Laboratories, Inc. 16.70 5,598 5,748 2.68 114 96 -15.79
2017-12-31 13F-HR RGA / Reinsurance Group of America, Inc. 155.97 1,582 1,449 -8.41 221 226 2.26
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 86.54 83 104 25.30 8 9 12.50
2017-12-31 13F-HR ODC / Oil-Dri Corp. of America 41.95 882 882 0.00 43 37 -13.95
2017-12-31 13F-HR IFF / International Flavors & Fragrances, Inc 152.75 1,148 1,054 -8.19 164 161 -1.83
2017-12-31 13F-HR WESTERN ASSET INVT GRADE DEFIN COM / CEF (95790A101) 23.26 645 15
2017-12-31 13F-HR WTFC / Wintrust Financial Corp. 82.95 221 217 -1.81 17 18 5.88
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.32 11,903 11,113 -6.64 1,179 1,226 3.99
2017-12-31 13F-HR BICK / First Trust BICK Index Fund 30.19 1,325 1,325 0.00 38 40 5.26
2017-12-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.20 5,389 3,804 -29.41 79 54 -31.65
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.30 2,685 2,214 -17.54 163 149 -8.59
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 0.00 174 174 0.00 1 0 -100.00
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.65 15,953 9,236 -42.10 540 320 -40.74
2017-12-31 13F-HR LIT / Global X Funds 38.79 3,660 10,234 179.62 137 397 189.78
2017-12-31 13F-HR BAB / PowerShares Build America Bond Portfolio 30.71 7,285 6,480 -11.05 221 199 -9.95
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.62 17,137 3,083 -82.01 423 79 -81.32
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 58.82 68 68 0.00 4 4 0.00
2017-12-31 13F-HR KRG / Kite Realty Group Trust 17.47 3,892 229 -94.12 79 4 -94.94
2017-12-31 13F-HR CS / Credit Suisse Group 17.79 2,652 2,585 -2.53 42 46 9.52
2017-12-31 13F-HR THFF / First Financial Corp. 45.53 1,801 1,801 0.00 86 82 -4.65
2017-12-31 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 48.70 6,934 6,283 -9.39 317 306 -3.47
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.41 17,106 11,948 -30.15 5,582 4,127 -26.07
2017-12-31 13F-HR NUVEEN CA SELECT TAX FREE PRTF SH BEN INT / CEF (67063R103) 14.89 15,989 238
2017-12-31 13F-HR VSH / Vishay Intertechnology, Inc. 20.78 1,756 1,203 -31.49 33 25 -24.24
2017-12-31 13F-HR SFNC / Simmons First National Corporation 58.22 0 292 0 17
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.55 80,505 64,315 -20.11 1,124 936 -16.73
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.99 53,138 29,196 -45.06 104 58 -44.23
2017-12-31 13F-HR ZGNX / Zogenix, Inc. 38.79 232 9
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 29.29 2,898 1,912 -34.02 84 56 -33.33
2017-12-31 13F-HR TCP / TC Pipelines, LP 52.80 1,893 928 -50.98 99 49 -50.51
2017-12-31 13F-HR PPC / Pilgrim's Pride Corp. 30.77 1,300 1,300 0.00 37 40 8.11
2017-12-31 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 133.75 33 6,325 19,066.67 4 846 21,050.00
2017-12-31 13F-HR SCS / Steelcase, Inc. 23.81 42 42 0.00 1 1 0.00
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 24.68 7,476 17,137 129.23 201 423 110.45
2017-12-31 13F-HR INN / Summit Hotel Properties, Inc. 15.24 380 328 -13.68 6 5 -16.67
2017-12-31 13F-HR TEI / Templeton Emerging Markets Income Fund 11.31 28,484 1,061 -96.28 330 12 -96.36
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.60 6,030 4,776 -20.80 295 256 -13.22
2017-12-31 13F-HR FN / Fabrinet 27.87 207 287 38.65 8 8 0.00
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.43 15,888 16,782 5.63 370 410 10.81
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.62 3,850 3,850 0.00 66 64 -3.03
2017-12-31 13F-HR LAD / Lithia Motors, Inc. 113.39 665 635 -4.51 80 72 -10.00
2017-12-31 13F-HR SPWR / SunPower Corp. 7.61 941 394 -58.13 7 3 -57.14
2017-12-31 13F-HR LPSN / LivePerson, Inc. 11.57 768 4,320 462.50 10 50 400.00
2017-12-31 13F-HR APDN / Applied DNA Sciences, Inc. 0.00 42 42 0.00 0 0
2017-12-31 13F-HR HQH / Tekla Healthcare Investors 22.55 2,763 3,770 36.45 70 85 21.43
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Put 152.86 700 107
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.85 2,772 650 -76.55 83 22 -73.49
2017-12-31 13F-HR GNC / GNC Holdings, Inc. 4.09 1,034 734 -29.01 9 3 -66.67
2017-12-31 13F-HR PSCE / PowerShares Exchange-Traded Fund Trust II 16.00 500 500 0.00 7 8 14.29
2017-12-31 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.79 152 278 82.89 2 3 50.00
2017-12-31 13F-HR HT / Hersha Hospitality Trust 17.31 5,606 4,910 -12.42 105 85 -19.05
2017-12-31 13F-HR SBH / Sally Beauty Holdings, Inc. 18.18 740 605 -18.24 14 11 -21.43
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR SHS / CEF (25160E102) 8.82 1,361 12
2017-12-31 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 41.11 900 37
2017-12-31 13F-HR RES / RPC, Inc. 25.58 1,307 1,173 -10.25 32 30 -6.25
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.97 48,398 30,891 -36.17 680 586 -13.82
2017-12-31 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 65.38 762 260 -65.88 45 17 -62.22
2017-12-31 13F-HR TY / Tri-Continental Corp. 26.86 5,555 3,946 -28.96 142 106 -25.35
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.81 9,054 3,667 -59.50 737 322 -56.31
2017-12-31 13F-HR MMLP / Martin Midstream Partners L.P. 14.10 2,096 1,702 -18.80 33 24 -27.27
2017-12-31 13F-HR CORE / Core Mark Holdings Company, Inc. 25.64 19 39 105.26 1 1 0.00
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 9.66 13,711 6,313 -53.96 133 61 -54.14
2017-12-31 13F-HR SPHB / PowerShares S&P 500 High Beta Port ETF 43.33 0 300 0 13
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVID COM / CEF (92912P108) 8.75 1,600 14
2017-12-31 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 17.21 503 523 3.98 9 9 0.00
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 53.19 268 94 -64.93 12 5 -58.33
2017-12-31 13F-HR SNE / Sony Corp. Call 44.67 1,500 67
2017-12-31 13F-HR SNE / Sony Corp. 44.93 2,648 3,761 42.03 99 169 70.71
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.47 9,940 6,495 -34.66 109 68 -37.61
2017-12-31 13F-HR PXMG / PowerShares Fundamental Pure Mid Growth Portfolio 42.37 725 354 -51.17 28 15 -46.43
2017-12-31 13F-HR PCCC / PC Connection, Inc. 29.07 82 172 109.76 2 5 150.00
2017-12-31 13F-HR SHOO / Steven Madden Ltd. 46.72 4,611 4,538 -1.58 200 212 6.00
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.67 8,046 118
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.58 36,063 12,762 -64.61 2,533 939 -62.93
2017-12-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 209.68 100 62 -38.00 22 13 -40.91
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.79 28,077 24,368 -13.21 618 531 -14.08
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.56 197,759 191,493 -3.17 18,520 18,874 1.91
2017-12-31 13F-HR ERIC / Ericsson (L.M.) Telephone Co. 6.71 3,882 2,236 -42.40 22 15 -31.82
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 65.97 13,418 11,005 -17.98 752 726 -3.46
2017-12-31 13F-HR SGU / Star Gas Partners, L.P. 10.81 9,320 4,720 -49.36 106 51 -51.89
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. 3.13 5,752 18
2017-12-31 13F-HR INDB / Independent Bank Corp. 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PPBI / Pacific Premier Bancorp, Inc. 40.00 200 8
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 6.67 930 150 -83.87 8 1 -87.50
2017-12-31 13F-HR PRFT / Perficient, Inc. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.78 29,637 36,045 21.62 3,787 4,786 26.38
2017-12-31 13F-HR AIT / Applied Industrial Technologies, Inc. 70.97 155 155 0.00 10 11 10.00
2017-12-31 13F-HR DAR / Darling Ingredients Inc. 19.90 201 201 0.00 4 4 0.00
2017-12-31 13F-HR MSEX / Middlesex Water Co. 40.00 300 100 -66.67 12 4 -66.67
2017-12-31 13F-HR WLK / Westlake Chemical Corp. 107.58 513 409 -20.27 43 44 2.33
2017-12-31 13F-HR MTGE INVT CORP COM / REIT (55378A105) 18.00 500 9
2017-12-31 13F-HR KMPR / Kemper Corporation 68.72 422 29
2017-12-31 13F-HR MYD / BlackRock Muniyield Fund, Inc. 14.37 7,533 3,340 -55.66 113 48 -57.52
2017-12-31 13F-HR TEAM / Atlassian Corporation Plc 47.27 275 275 0.00 10 13 30.00
2017-12-31 13F-HR VER / VEREIT, Inc. 7.79 158,967 117,037 -26.38 1,318 912 -30.80
2017-12-31 13F-HR NJR / New Jersey Resources Corp. 37.50 37,587 80 -99.79 1,584 3 -99.81
2017-12-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 23.95 5,432 3,716 -31.59 137 89 -35.04
2017-12-31 13F-HR FSLR / First Solar, Inc. 67.58 1,683 1,598 -5.05 77 108 40.26
2017-12-31 13F-HR BOKF / BOK Financial Corp. 71.43 0 14 0 1
2017-12-31 13F-HR VVI / Viad Corp. 60.00 93 50 -46.24 6 3 -50.00
2017-12-31 13F-HR NAII / Natural Alternatives International, Inc. 10.33 2,240 3,000 33.93 24 31 29.17
2017-12-31 13F-HR AHGP / Alliance Holdings GP, L.P 25.97 385 385 0.00 11 10 -9.09
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 72.00 500 500 0.00 28 36 28.57
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.34 14,960 4,485 -70.02 17 6 -64.71
2017-12-31 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.36 26,835 8,005 -70.17 630 187 -70.32
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.83 4,876 3,317 -31.97 594 424 -28.62
2017-12-31 13F-HR APTV / Aptiv PLC 85.04 1,905 162
2017-12-31 13F-HR IMPV / Imperva, Inc. 39.41 406 406 0.00 18 16 -11.11
2017-12-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 69.44 0 144 0 10
2017-12-31 13F-HR XHS / SPDR S&P Health Care Services ETF 61.43 713 293 -58.91 43 18 -58.14
2017-12-31 13F-HR DPW HLDGS INC / Stock (26140E105) 2.53 396 1
2017-12-31 13F-HR IMGN / Immunogen, Inc. 6.40 4,503 4,531 0.62 34 29 -14.71
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD SH BEN INT / CEF (67061T101) 10.00 9,000 90
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRGY COM / CEF (67090H102) 13.88 3,819 53
2017-12-31 13F-HR VOYA PRIME RATE TR SH BEN INT / CEF (92913A100) 5.04 7,544 38
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.26 1,279 982 -23.22 15 14 -6.67
2017-12-31 13F-HR PPH / VanEck Vectors ETF TR 60.00 150 150 0.00 9 9 0.00
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 72.98 75,945 82,065 8.06 5,397 5,989 10.97
2017-12-31 13F-HR SJW / SJW Corp. 65.00 200 200 0.00 11 13 18.18
2017-12-31 13F-HR GREK / Global X FTSE Greece 20 ETF 10.00 1,000 10
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR FD COM / CEF (258623107) 21.97 1,047 23
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation 12.66 79 1
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 66.29 402 1,252 211.44 25 83 232.00
2017-12-31 13F-HR MTDR / Matador Resources Co. 31.75 386 504 30.57 10 16 60.00
2017-12-31 13F-HR AEO / American Eagle Outfitters, Inc. 18.10 811 442 -45.50 12 8 -33.33
2017-12-31 13F-HR POST / Post Holdings, Inc. 81.30 240 123 -48.75 21 10 -52.38
2017-12-31 13F-HR NLNK / NewLink Genetics Corp 8.00 500 4
2017-12-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.17 5,771 278
2017-12-31 13F-HR VNTV / Vantiv, Inc. 73.74 2,374 2,007 -15.46 167 148 -11.38
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.92 8,860 6,438 -27.34 1,352 1,036 -23.37
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.65 98,872 98,710 -0.16 13,125 13,884 5.78
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR COM SHS / CEF (09249X109) 15.48 969 15
2017-12-31 13F-HR MFS HIGH INCOME MUN TR SH BEN INT / CEF (59318D104) 5.24 46,415 243
2017-12-31 13F-HR CAMP / CalAmp Corp. Call 20.00 300 6
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR II SH BEN INT / Stock (80007V106) 0.88 2,260 2
2017-12-31 13F-HR DTF / DTF Tax Free Income, Inc. 14.00 3,298 2,000 -39.36 47 28 -40.43
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 3,725 0 -100.00 50 0 -100.00
2017-12-31 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 33.78 3,197 3,197 0.00 106 108 1.89
2017-12-31 13F-HR SPLK / Splunk Inc. Call 83.33 300 25
2017-12-31 13F-HR PBYI / Puma Biotechnology Inc. 0.00 2 0
2017-12-31 13F-HR TUP / Tupperware Brands Corp. 63.49 4,143 315 -92.40 256 20 -92.19
2017-12-31 13F-HR BBH / VanEck Vectors Biotech ETF 124.56 5,637 5,443 -3.44 756 678 -10.32
2017-12-31 13F-HR GRC / Gorman-Rupp Company 29.79 235 235 0.00 8 7 -12.50
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 15.83 1,158 758 -34.54 17 12 -29.41
2017-12-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 61.14 191,181 206,735 8.14 11,018 12,640 14.72
2017-12-31 13F-HR FMAO / Farmers & Merchants Bancorp Inc. 40.57 1,750 71
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OPP COM / CEF (92912T100) 7.74 10,206 79
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT / CEF (67070X101) 15.24 14,041 214
2017-12-31 13F-HR UBSI / United Bankshares, Inc. 34.65 1,722 1,270 -26.25 64 44 -31.25
2017-12-31 13F-HR IYT / iShares Transportation Average ETF 192.01 792 776 -2.02 141 149 5.67
2017-12-31 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 21.06 17,705 15,432 -12.84 375 325 -13.33
2017-12-31 13F-HR RING / iShares MSCI Global Gold Miners ETF 19.29 432 933 115.97 8 18 125.00
2017-12-31 13F-HR GYLD / Northern Lights ETF Trust 17.66 2,601 1,076 -58.63 48 19 -60.42
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. 66.67 300 20
2017-12-31 13F-HR GRAMERCY PPTY TR COM NEW / REIT (385002308) 26.67 43,951 1,172
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 145.13 1,480 1,192 -19.46 213 173 -18.78
2017-12-31 13F-HR WSBC / WesBanco, Inc. 40.68 17,126 17,233 0.62 703 701 -0.28
2017-12-31 13F-HR SHPG / Shire Plc. 155.23 2,289 889 -61.16 351 138 -60.68
2017-12-31 13F-HR CVCO / Cavco Industries, Inc. 166.67 74 24 -67.57 11 4 -63.64
2017-12-31 13F-HR LPLA / LPL Financial Holdings Inc. 56.95 1,532 1,194 -22.06 79 68 -13.92
2017-12-31 13F-HR CPK / Chesapeake Utilities Corp. 78.66 3,046 2,746 -9.85 238 216 -9.24
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 60.00 385 700 81.82 27 42 55.56
2017-12-31 13F-HR ALEX / Alexander & Baldwin, Inc. 27.62 2,328 2,317 -0.47 108 64 -40.74
2017-12-31 13F-HR TOL / Toll Brothers, Inc. 48.23 2,793 2,011 -28.00 116 97 -16.38
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.00 151 125 -17.22 8 8 0.00
2017-12-31 13F-HR IZEA / IZEA Inc. 5.00 1,000 1,000 0.00 7 5 -28.57
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP Call 11.00 1,000 11
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 50.51 425 99 -76.71 24 5 -79.17
2017-12-31 13F-HR VIRTUS TOTAL RETURN FUND INC COM / CEF (92837G100) 12.00 250 3
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 13.91 1,582 22
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM TR COM SHS BEN IN / CEF (09257P105) 21.70 507 11
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM 3 SH BEN INT / CEF (67063X100) 15.19 22,781 346
2017-12-31 13F-HR AVGO / Broadcom Limited Call 255.00 200 51
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 24.69 432 324 -25.00 10 8 -20.00
2017-12-31 13F-HR SQBG / Sequential Brands Group Inc. New 0.00 11 3 -72.73 0 0
2017-12-31 13F-HR STON / StoneMor Partners L.P. 6.62 2,866 1,661 -42.04 19 11 -42.11
2017-12-31 13F-HR VTHR / Vanguard Russell 3000 ETF 126.21 102 103 0.98 12 13 8.33
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.90 45,139 48,185 6.75 3,042 3,320 9.14
2017-12-31 13F-HR PNR / Pentair plc. 70.00 763 400 -47.58 52 28 -46.15
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.19 27,882 21,904 -21.44 374 289 -22.73
2017-12-31 13F-HR WRE / Washington Real Estate Investment Trust 31.25 32 32 0.00 1 1 0.00
2017-12-31 13F-HR CP / Canadian Pacific Railway Ltd. 182.86 1,584 1,575 -0.57 266 288 8.27
2017-12-31 13F-HR INKM / SPDR SSgA Income Allocation ETF 30.30 132 132 0.00 4 4 0.00
2017-12-31 13F-HR GAL / SPDR SSgA Global Allocation ETF 38.40 3,253 3,359 3.26 120 129 7.50
2017-12-31 13F-HR MLM / Martin Marietta Materials, Inc. 220.16 1,353 486 -64.08 279 107 -61.65
2017-12-31 13F-HR MPLX / MPLX LP 39.60 1,035 101 -90.24 36 4 -88.89
2017-12-31 13F-HR MCO / Moody's Corp. 147.39 1,275 1,323 3.76 177 195 10.17
2017-12-31 13F-HR SPFF / Global X SuperIncome Preferred ETF 12.17 5,812 7,148 22.99 74 87 17.57
2017-12-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.77 6,546 5,639 -13.86 324 275 -15.12
2017-12-31 13F-HR GDL FUND COM SH BEN IT / CEF (361570104) 9.60 1,250 12
2017-12-31 13F-HR NMR / Nomura Holdings, Inc. 6.30 1,164 952 -18.21 6 6 0.00
2017-12-31 13F-HR CAJ / Canon, Inc. 38.17 552 262 -52.54 19 10 -47.37
2017-12-31 13F-HR CHL / China Mobile Ltd. 50.82 1,356 1,338 -1.33 69 68 -1.45
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.87 13,544 13,432 -0.83 140 146 4.29
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.66 6,229 7,568 21.50 164 391 138.41
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.19 25,366 7,597 -70.05 426 123 -71.13
2017-12-31 13F-HR HXL / Hexcel Corp. 61.58 442 341 -22.85 25 21 -16.00
2017-12-31 13F-HR DEL / Deltic Timber Corp. 83.33 45 36 -20.00 4 3 -25.00
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 20.03 6,677 6,640 -0.55 154 133 -13.64
2017-12-31 13F-HR OMC / Omnicom Group, Inc. 72.81 979 1,346 37.49 73 98 34.25
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.77 1,331 17
2017-12-31 13F-HR STM / STMicroelectronics N.V. 21.81 20,330 14,811 -27.15 395 323 -18.23
2017-12-31 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.78 2,352 4,353 85.08 72 134 86.11
2017-12-31 13F-HR MADISON CVRED CALL & EQ STR FD COM / CEF (557437100) 6.80 294 2
2017-12-31 13F-HR NUVEEN TEXAS QLTY MUN INCME FD COM / CEF (670983105) 14.37 3,411 49
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 235.70 598 577 -3.51 108 136 25.93
2017-12-31 13F-HR LARK / Landmark Bancorp, Inc. 29.02 2,861 2,481 -13.28 81 72 -11.11
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME TR SH BEN INT / CEF (09248E102) 13.76 7,995 110
2017-12-31 13F-HR CPF / Central Pacific Financial Corp. 27.78 113 180 59.29 4 5 25.00
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.89 12,081 9,942 -17.71 1,046 844 -19.31
2017-12-31 13F-HR DIM / WisdomTree International MidCap Dividend Fund 0.00 3 3 0.00 0 0
2017-12-31 13F-HR FPP.WS / FieldPoint Petroleum Corp. Warrants 0.00 1,800 1,800 0.00 0 0
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.90 359,679 421,116 17.08 19,430 23,961 23.32
2017-12-31 13F-HR TTFS / TrimTabs Float Shrink ETF 71.41 7,158 7,408 3.49 486 529 8.85
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. 111.77 602 671 11.46 66 75 13.64
2017-12-31 13F-HR CONE / CyrusOne Inc. 59.32 1,713 1,669 -2.57 101 99 -1.98
2017-12-31 13F-HR CW / Curtiss-Wright Corp. 122.05 590 508 -13.90 62 62 0.00
2017-12-31 13F-HR EGN / Energen Corp. 55.05 696 109 -84.34 38 6 -84.21
2017-12-31 13F-HR NWN / Northwest Natural Gas Co. 59.77 11,337 937 -91.74 730 56 -92.33
2017-12-31 13F-HR FNI / First Trust ISE-Chindia Index Fund 39.50 4,345 3,772 -13.19 166 149 -10.24
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.53 20,383 18,614 -8.68 714 680 -4.76
2017-12-31 13F-HR VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN DUE DECEMBER 4, 203 / ETF (22542D357) 0.00 20 0
2017-12-31 13F-HR HEI / HEICO Corp. 94.18 1,231 1,582 28.51 111 149 34.23
2017-12-31 13F-HR OMCL / Omnicell, Inc. 47.17 255 212 -16.86 13 10 -23.08
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.69 3,398 2,212 -34.90 27 17 -37.04
2017-12-31 13F-HR PSMT / PriceSmart, Inc. 86.36 885 880 -0.56 79 76 -3.80
2017-12-31 13F-HR DEPO / DepoMed, Inc. 8.75 343 343 0.00 2 3 50.00
2017-12-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.70 18,736 9,744 -47.99 156 75 -51.92
2017-12-31 13F-HR GNCMB / General Communication, Inc. 36.59 164 164 0.00 7 6 -14.29
2017-12-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 92.86 155 140 -9.68 14 13 -7.14
2017-12-31 13F-HR HE / Hawaiian Electric Industries, Inc. 36.22 9,819 4,114 -58.10 328 149 -54.57
2017-12-31 13F-HR ARLZ / Aralez Pharmaceuticals Inc. 0.00 1,436 300 -79.11 3 0 -100.00
2017-12-31 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 30.47 12,089 11,027 -8.78 348 336 -3.45
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 186.71 19,287 19,094 -1.00 3,452 3,565 3.27
2017-12-31 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 3.89 257 257 0.00 1 1 0.00
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.57 136,350 185,324 35.92 6,689 9,001 34.56
2017-12-31 13F-HR CCBG / Capital City Bank Group, Inc. 22.94 11,887 147,477 1,140.66 285 3,383 1,087.02
2017-12-31 13F-HR BARCLAYS ETN SELECT MLP ETN / ETF (06742C723) 20.58 1,069 22
2017-12-31 13F-HR GGG / Graco Inc. 45.05 319 1,998 526.33 39 90 130.77
2017-12-31 13F-HR RLI / RLI Corp. 60.00 497 150 -69.82 29 9 -68.97
2017-12-31 13F-HR NML / Neuberger Berman MLP Income Fund Inc. 9.30 27,582 5,911 -78.57 262 55 -79.01
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.07 42,124 28,074 -33.35 598 395 -33.95
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.95 4,807 787 -83.63 857 155 -81.91
2017-12-31 13F-HR GRFS / Grifols Sa 30.30 66 66 0.00 1 2 100.00
2017-12-31 13F-HR OFG / OFG Bancorp 7.72 0 259 0 2
2017-12-31 13F-HR DMC GLOBAL INC COM / Stock (23291C103) 25.00 800 20
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 64.04 3,500 9,900 182.86 182 634 248.35
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.49 4,149 3,591 -13.45 256 228 -10.94
2017-12-31 13F-HR DFS / Discover Financial Services 77.02 6,954 4,830 -30.54 448 372 -16.96
2017-12-31 13F-HR LHO / LaSalle Hotel Properties 28.08 5,430 5,805 6.91 158 163 3.16
2017-12-31 13F-HR OII / Oceaneering International, Inc. 23.08 269 130 -51.67 7 3 -57.14
2017-12-31 13F-HR JWN / Nordstrom, Inc. 46.95 872 639 -26.72 41 30 -26.83
2017-12-31 13F-HR WLH / Lyon William Homes 28.57 350 10
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. 70.52 9,314 8,820 -5.30 640 622 -2.81
2017-12-31 13F-HR CSTM / Constellium N.V. 0.00 26 26 0.00 0 0
2017-12-31 13F-HR OHRP / Ohr Pharmaceutical, Inc. 1.25 800 800 0.00 1 1 0.00
2017-12-31 13F-HR COH / Coach, Inc. 44.22 37,335 1,651
2017-12-31 13F-HR APA / Apache Corp. 42.20 4,384 4,668 6.48 201 197 -1.99
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.06 22,495 21,557 -4.17 1,084 1,036 -4.43
2017-12-31 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 89.11 202 18
2017-12-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.95 472 8
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.13 8,826 8,614 -2.40 296 294 -0.68
2017-12-31 13F-HR NWS / News Corp 23.81 130 42 -67.69 2 1 -50.00
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.83 79,754 90,593 13.59 6,752 7,594 12.47
2017-12-31 13F-HR NYLD / NRG Yield, Inc. 19.10 1,204 1,204 0.00 23 23 0.00
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM FD COM / CEF (722011103) 16.67 300 5
2017-12-31 13F-HR XLNX / Xilinx, Inc. 66.53 753 481 -36.12 53 32 -39.62
2017-12-31 13F-HR DGRS / WisdomTree Trust WisdomTree U.S. SmallCap Quality Dividend Growth Fund 35.71 15,790 19,688 24.69 545 703 28.99
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.58 6,689 6,678 -0.16 80 84 5.00
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Call 106.67 600 64
2017-12-31 13F-HR FOXF / Fox Factory Holding Corp. 37.78 450 450 0.00 19 17 -10.53
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.54 10,296 10,014 -2.74 457 396 -13.35
2017-12-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 82.90 37,428 55,475 48.22 2,887 4,599 59.30
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS TR SHS / CEF (36246K103) 10.37 5,883 61
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 92.00 500 46
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.86 35,895 35,375 -1.45 2,037 2,082 2.21
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR COM SHS / CEF (723763108) 11.81 2,540 30
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.71 32,609 32,146 -1.42 2,937 3,173 8.04
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.21 22,343 20,335 -8.99 375 289 -22.93
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.77 14,352 11,759 -18.07 2,152 1,914 -11.06
2017-12-31 13F-HR EXPE / Expedia, Inc. 119.69 1,614 1,178 -27.01 232 141 -39.22
2017-12-31 13F-HR FMI / Foundation Medicine, Inc. Call 68.33 0 3,600 0 246
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR FD COM SHS / CEF (151461100) 10.00 1,500 15
2017-12-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 35.40 445 452 1.57 16 16 0.00
2017-12-31 13F-HR CNHI / CNH Industrial N.V. 14.29 70 1
2017-12-31 13F-HR IGN / iShares North American Tech-Multimedia Networking ETF 48.70 1,214 883 -27.27 56 43 -23.21
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.00 36 0
2017-12-31 13F-HR TLTE / FlexShares Morningstar Emerging Markets Factor Tilt Index Fund 59.60 1,026 2,282 122.42 58 136 134.48
2017-12-31 13F-HR YYY / Yield Shares High Income ETF 19.91 580 904 55.86 11 18 63.64
2017-12-31 13F-HR KNOW / Direxion All Cap Insider Sentiment Shares 41.11 900 900 0.00 37 37 0.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 95.03 7,114 4,788 -32.70 725 455 -37.24
2017-12-31 13F-HR FUTY / Fidelity MSCI Utilities Index ETF 34.47 10,421 8,646 -17.03 360 298 -17.22
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. 12.50 80 80 0.00 2 1 -50.00
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.29 27,677 6,244 -77.44 376 83 -77.93
2017-12-31 13F-HR WUBA / 58.com Inc. 71.54 5,885 421
2017-12-31 13F-HR IPATH S&P 500 VIX SHORT-TERM FUTURES ETN / ETF (06746L422) 27.97 8,939 250
2017-12-31 13F-HR STAY / Extended Stay America, Inc. 0.00 20 20 0.00 0 0
2017-12-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 87.18 4,194 195 -95.35 354 17 -95.20
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.78 2,749 3,232 17.57 45 51 13.33
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.78 60,686 57,652 -5.00 8,704 8,808 1.19
2017-12-31 13F-HR E / ENI S.p.A. 32.18 435 435 0.00 14 14 0.00
2017-12-31 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 21.14 69,916 67,937 -2.83 1,493 1,436 -3.82
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP FD COM SHS / CEF (337319107) 11.73 3,750 44
2017-12-31 13F-HR CTAS / Cintas Corp. Call 156.67 300 47
2017-12-31 13F-HR CNET / ChinaNet Online Holdings, Inc. 1.00 4,000 4
2017-12-31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 133.33 30 30 0.00 4 4 0.00
2017-12-31 13F-HR DLB / Dolby Laboratories, Inc. 61.89 1,866 1,842 -1.29 107 114 6.54
2017-12-31 13F-HR DCI / Donaldson Co., Inc. 48.47 356 392 10.11 16 19 18.75
2017-12-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 115.38 26 26 0.00 3 3 0.00
2017-12-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 47.13 7,858 8,827 12.33 376 416 10.64
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 42.15 229 261 13.97 10 11 10.00
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 51.66 9,054 7,240 -20.04 440 374 -15.00
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 101.80 2,191 2,279 4.02 225 232 3.11
2017-12-31 13F-HR MTG / MGIC Investment Corp. 12.35 162 162 0.00 2 2 0.00
2017-12-31 13F-HR SCSC / ScanSource, Inc. 40.54 324 74 -77.16 14 3 -78.57
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 173,466 111,152 -35.92 16,568 11,887 -28.25
2017-12-31 13F-HR WABC / Westamerica Bancorporation 64.52 31 31 0.00 2 2 0.00
2017-12-31 13F-HR IGHG / ProShares Investment Grade-Interest Rate Hedged 78.00 500 500 0.00 38 39 2.63
2017-12-31 13F-HR GLYC / GlycoMimetics, Inc. 15.00 200 3
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME FD COM / CEF (67066Y105) 14.30 67,673 968
2017-12-31 13F-HR GQRE / FlexShares Global Quality Real Estate Index Fund 63.39 489 31
2017-12-31 13F-HR BSD / BlackRock Strategic Municipal Trust 13.58 10,385 2,135 -79.44 149 29 -80.54
2017-12-31 13F-HR UNITED STATES NATURAL GAS FUND, LP / ETF (912318300) 5.71 4,202 24
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.86 260,405 278,534 6.96 11,304 12,495 10.54
2017-12-31 13F-HR CVX / Chevron Corp. 125.18 141,528 82,055 -42.02 16,630 10,272 -38.23
2017-12-31 13F-HR MKL / Markel Corp. 1,140.50 122 121 -0.82 130 138 6.15
2017-12-31 13F-HR IEP / Icahn Enterprises L.P. 53.02 3,169 2,320 -26.79 174 123 -29.31
2017-12-31 13F-HR EMO / ClearBridge Energy MLP Opportunity Fund Inc. 13.33 550 300 -45.45 7 4 -42.86
2017-12-31 13F-HR KSS / Kohl's Corp. 53.98 5,891 1,445 -75.47 269 78 -71.00
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 72.51 330 331 0.30 23 24 4.35
2017-12-31 13F-HR CORI / Corium International, Inc. 9.56 9,000 86
2017-12-31 13F-HR NFRA / FlexShares STOXX Global Broad Infrastructure Index Fund 49.35 385 19
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD INC COM / CEF (09256A109) 16.42 6,758 111
2017-12-31 13F-HR MSFG / MainSource Financial Group, Inc. 36.45 439 439 0.00 16 16 0.00
2017-12-31 13F-HR MGEE / MGE Energy, Inc. 63.32 4,053 1,595 -60.65 262 101 -61.45
2017-12-31 13F-HR IBP / Installed Building Products, Inc. 80.00 100 100 0.00 6 8 33.33
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 73,472 45,407 -38.20 5,741 4,484 -21.90
2017-12-31 13F-HR SPTM / SPDR Portfolio Total Stock Marke 33.19 662 11,719 1,670.24 124 389 213.71
2017-12-31 13F-HR HANCOCK JOHN INV TRUST TAX ADV GLB SH / CEF (41013P749) 8.82 1,587 14
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.42 156,890 166,509 6.13 4,446 4,732 6.43
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 193,267 195,277 1.04 8,421 8,965 6.46
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 68.97 29 2
2017-12-31 13F-HR SXI / Standex International Corp. 102.84 470 457 -2.77 50 47 -6.00
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.45 37,226 28,157 -24.36 3,337 2,941 -11.87
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 199,178 183,202 -8.02 5,212 5,051 -3.09
2017-12-31 13F-HR AKAO / Achaogen, Inc. 9.13 219 2
2017-12-31 13F-HR MS / Morgan Stanley 52.49 6,497 15,279 135.17 47 802 1,606.38
2017-12-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 83.81 871 73
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 49,452 23,213 -53.06 6,167 3,658 -40.68
2017-12-31 13F-HR IRR / Voya Natural Resources Equity Income Fund 6.27 3,670 3,670 0.00 24 23 -4.17
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.62 36,371 26,821 -26.26 2,947 1,921 -34.82
2017-12-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO FD COM / CEF (67075E108) 8.60 8,950 77
2017-12-31 13F-HR VUZI / Vuzix Corp 6.25 0 320 0 2
2017-12-31 13F-HR RNST / Renasant Corp. 42.11 1,684 380 -77.43 72 16 -77.78
2017-12-31 13F-HR SF / Stifel Financial Corp. 58.91 400 713 78.25 21 42 100.00
2017-12-31 13F-HR GNCA / Genocea Biosciences, Inc. 1.18 10,150 10,150 0.00 15 12 -20.00
2017-12-31 13F-HR NG / NovaGold Resources Inc. 3.97 10,550 7,550 -28.44 43 30 -30.23
2017-12-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.83 24,905 8,746 -64.88 144 51 -64.58
2017-12-31 13F-HR IBCP / Independent Bank Corp. 22.83 657 657 0.00 15 15 0.00
2017-12-31 13F-HR SABR / Sabre Corporation 20.77 34 674 1,882.35 1 14 1,300.00
2017-12-31 13F-HR BYLD / iShares Yield Optimized Bond ETF 25.53 235 6
2017-12-31 13F-HR VPU / Vanguard Utilities ETF 116.63 3,315 10,066 203.65 387 1,174 203.36
2017-12-31 13F-HR HUM / Humana, Inc. 248.18 5,676 1,100 -80.62 1,383 273 -80.26
2017-12-31 13F-HR FRSH / Papa Murphy's Holdings, Inc. 4.81 832 832 0.00 5 4 -20.00
2017-12-31 13F-HR JLL / Jones Lang LaSalle Inc. 148.76 910 121 -86.70 112 18 -83.93
2017-12-31 13F-HR LPL / LG Display Co., Ltd. 13.74 1,589 1,456 -8.37 21 20 -4.76
2017-12-31 13F-HR LPG / Dorian LPG Ltd. 0.00 16 0
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 38.84 10,351 2,420 -76.62 403 94 -76.67
2017-12-31 13F-HR ENLC / Enlink Midstream, LLC 19.23 104 104 0.00 2 2 0.00
2017-12-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.28 1,241 1,241 0.00 15 14 -6.67
2017-12-31 13F-HR AGRX / Agile Therapeutics, Inc. 2.77 0 3,250 0 9
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.00 9,155 6,107 -33.29 632 458 -27.53
2017-12-31 13F-HR WPG / WP Glimcher Inc. 7.18 186 557 199.46 2 4 100.00
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 12.10 248 248 0.00 2 3 50.00
2017-12-31 13F-HR TBPH / Theravance Biopharma, Inc. 35.09 57 57 0.00 2 2 0.00
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD SHS / Stock (G65772108) 1.13 4,440 5
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.40 48,288 50,582 4.75 2,528 2,802 10.84
2017-12-31 13F-HR INFO / Metro One Telecommunications, Inc. 43.01 1,516 186 -87.73 67 8 -88.06
2017-12-31 13F-HR IX / ORIX Corp. 84.00 238 250 5.04 19 21 10.53
2017-12-31 13F-HR XNET / Xunlei Limited 15.00 1,000 15
2017-12-31 13F-HR AKTX / Akari Therapeutics Plc 4.00 1,000 4
2017-12-31 13F-HR TTM / Tata Motors Ltd. 33.74 1,234 741 -39.95 39 25 -35.90
2017-12-31 13F-HR ESGR / Enstar Group Limited 0.00 22 2 -90.91 5 0 -100.00
2017-12-31 13F-HR SCG / SCANA Corp. 39.76 24,387 7,595 -68.86 1,183 302 -74.47
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.87 23,421 23,678 1.10 2,922 3,004 2.81
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 34.06 349 2,114 505.73 13 72 453.85
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II COM / CEF (72200M108) 10.21 8,909 91
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 17.51 25,136 7,312 -70.91 467 128 -72.59
2017-12-31 13F-HR CTLT / Catalent Inc. 31.25 32 32 0.00 1 1 0.00
2017-12-31 13F-HR LOXO / Loxo Oncology, Inc. 84.34 166 14
2017-12-31 13F-HR RESN / Resonant Inc. 8.00 500 4
2017-12-31 13F-HR CDC / Victory Portfolios II 46.43 72,613 75,431 3.88 3,223 3,502 8.66
2017-12-31 13F-HR CPE / Callon Petroleum Co. 12.01 2,147 999 -53.47 24 12 -50.00
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST TR SH BEN INT / CEF (09248H105) 14.46 484 7
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 44.82 17,842 12,607 -29.34 770 565 -26.62
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.12 28,622 26,649 -6.89 4,371 4,267 -2.38
2017-12-31 13F-HR IBMI / iShars iBonds Sep 2020 AMT-Free Muni Bond ETF 25.35 6,035 6,035 0.00 155 153 -1.29
2017-12-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 20.84 14,732 18,186 23.45 311 379 21.86
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.43 4,328 1,680 -61.18 273 120 -56.04
2017-12-31 13F-HR HF / HFF, Inc. 47.45 274 274 0.00 11 13 18.18
2017-12-31 13F-HR MMI / Marcus & Millichap, Inc. 33.20 108 241 123.15 3 8 166.67
2017-12-31 13F-HR HUBS / HubSpot, Inc. 90.00 100 100 0.00 8 9 12.50
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.93 4,686 3,927 -16.20 239 200 -16.32
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.31 2,931 1,231 -58.00 61 25 -59.02
2017-12-31 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 55.36 953 849 -10.91 50 47 -6.00
2017-12-31 13F-HR GWB / Great Western Bancorp, Inc. 38.46 263 286 8.75 11 11 0.00
2017-12-31 13F-HR KEYS / Keysight Technologies Inc. 41.37 976 701 -28.18 41 29 -29.27
2017-12-31 13F-HR SBCP / Sunshine Bancorp, Inc. 22.67 1,500 1,500 0.00 35 34 -2.86
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.53 5,028 4,806 -4.42 600 536 -10.67
2017-12-31 13F-HR ATU / Actuant Corp. 24.59 122 122 0.00 3 3 0.00
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. 35.09 347 342 -1.44 9 12 33.33
2017-12-31 13F-HR EPI / WisdomTree India Earnings Fund 27.86 6,272 5,923 -5.56 158 165 4.43
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 58.11 5,710 1,067 -81.31 281 62 -77.94
2017-12-31 13F-HR BWA / BorgWarner, Inc. 51.11 4,605 3,933 -14.59 236 201 -14.83
2017-12-31 13F-HR NDRM / NeuroDerm Ltd. 38.33 1,650 600 -63.64 64 23 -64.06
2017-12-31 13F-HR FGEN / FibroGen, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR CENX / Century Aluminum Co. 19.70 924 812 -12.12 15 16 6.67
2017-12-31 13F-HR CBU / Community Bank System, Inc. 50.85 118 118 0.00 7 6 -14.29
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.99 17,954 11,377 -36.63 866 637 -26.44
2017-12-31 13F-HR JGH / Nuveen Global High Income Fund 16.92 45,310 44,395 -2.02 787 751 -4.57
2017-12-31 13F-HR EBIX / Ebix, Inc. 76.39 144 144 0.00 9 11 22.22
2017-12-31 13F-HR EME / EMCOR Group, Inc. 81.63 2,428 2,450 0.91 168 200 19.05
2017-12-31 13F-HR EFII / Electronics For Imaging, Inc. 31.91 52 94 80.77 2 3 50.00
2017-12-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 14.33 6,090 3,000 -50.74 87 43 -50.57
2017-12-31 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 49.61 675 383 -43.26 34 19 -44.12
2017-12-31 13F-HR GABELLI MULTIMEDIA TR INC COM / CEF (36239Q109) 9.32 2,038 19
2017-12-31 13F-HR NSIT / Insight Enterprises, Inc. 37.97 126 79 -37.30 6 3 -50.00
2017-12-31 13F-HR LC / LendingClub Corp. 4.15 4,583 4,583 0.00 28 19 -32.14
2017-12-31 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 28.57 350 350 0.00 8 10 25.00
2017-12-31 13F-HR KLXI / KLX Inc. 66.67 150 255 70.00 8 17 112.50
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE SHS / CEF (67075F105) 18.84 8,759 165
2017-12-31 13F-HR MED / Medifast, Inc. 68.49 465 365 -21.51 28 25 -10.71
2017-12-31 13F-HR FTLS / First Trust Exchange-Traded Fund III 39.29 230,575 271,911 17.93 8,559 10,683 24.82
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.92 0 4,897 0 313
2017-12-31 13F-HR HRC / Hill-Rom Holdings, Inc. 81.08 37 37 0.00 3 3 0.00
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.65 76,301 51,640 -32.32 8,470 5,456 -35.58
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.68 3,308 1,903 -42.47 579 380 -34.37
2017-12-31 13F-HR NUE / Nucor Corp. 63.63 6,875 6,239 -9.25 385 397 3.12
2017-12-31 13F-HR KWR / Quaker Chemical Corp. 142.86 42 42 0.00 6 6 0.00
2017-12-31 13F-HR MDXG / MiMedx Group, Inc. 13.16 1,162 912 -21.51 14 12 -14.29
2017-12-31 13F-HR RGLD / Royal Gold, Inc. 82.19 2,343 2,044 -12.76 202 168 -16.83
2017-12-31 13F-HR GTE / Gran Tierra Energy, Inc. 0.00 78 78 0.00 0 0
2017-12-31 13F-HR UE / Urban Edge Properties 0.00 53 2 -96.23 1 0 -100.00
2017-12-31 13F-HR WHITING PETE CORP NEW COM NEW / Stock (966387409) 26.40 1,856 49
2017-12-31 13F-HR BOX / Box, Inc. 21.05 570 1,520 166.67 11 32 190.91
2017-12-31 13F-HR AKP / Alliance California Municipal Income Fund, Inc. 13.50 9,985 1,185 -88.13 138 16 -88.41
2017-12-31 13F-HR XSOE / Wt EmMkt ex-State 31.72 2,900 92
2017-12-31 13F-HR EWH / iShares MSCI Hong Kong ETF 25.41 1,629 1,535 -5.77 40 39 -2.50
2017-12-31 13F-HR XHR / Xenia Hotels & Resorts Inc. 21.60 81,696 30,275 -62.94 1,720 654 -61.98
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLTY COM / CEF (09254N103) 14.50 2,000 29
2017-12-31 13F-HR BLPH / Bellerophon Therapeutics, Inc. 3.00 1,000 3
2017-12-31 13F-HR C / Citigroup, Inc. Call 74.00 500 37
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.65 26,008 33,978 30.64 348 294 -15.52
2017-12-31 13F-HR MERC / Mercer International, Inc. 0.00 17 17 0.00 0 0
2017-12-31 13F-HR A / Agilent Technologies, Inc. 67.49 1,892 889 -53.01 121 60 -50.41
2017-12-31 13F-HR FTLB / First Trust Low Beta Income ETF 22.50 400 400 0.00 9 9 0.00
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 105.05 5,386 3,665 -31.95 488 385 -21.11
2017-12-31 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 24.87 32,451 36,068 11.15 813 897 10.33
2017-12-31 13F-HR CLLS / Cellectis S.A. 28.57 350 10
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS / CEF (670699107) 24.30 1,934 47
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 31.11 1,375 675 -50.91 39 21 -46.15
2017-12-31 13F-HR ARKQ / ARK Industrial Innovation ETF 32.87 4,164 5,872 41.02 133 193 45.11
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.64 31,506 33,015 4.79 1,638 1,705 4.09
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 34.88 1,502 602 -59.92 39 21 -46.15
2017-12-31 13F-HR CGNT / Cogentix Medical, Inc. 2.82 1,418 4
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.26 19,400 13,185 -32.04 1,213 900 -25.80
2017-12-31 13F-HR GII / SPDR S&P Global Infrastructure ETF 0.00 4 4 0.00 0 0
2017-12-31 13F-HR TCAP / Triangle Capital Corp. 9.29 1,163 1,722 48.07 17 16 -5.88
2017-12-31 13F-HR AKRX / Akorn, Inc. 35.71 505 140 -72.28 17 5 -70.59
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.20 4,578 152
2017-12-31 13F-HR NEUBERGER BERMAN CA INT MUN FD COM / CEF (64123C101) 13.50 2,000 27
2017-12-31 13F-HR ONCS / OncoSec Medical Incorporated 2.00 1,000 2
2017-12-31 13F-HR NYLD.A / NRG Yield, Inc 22.22 135 135 0.00 3 3 0.00
2017-12-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 24.82 13,366 13,174 -1.44 335 327 -2.39
2017-12-31 13F-HR ELS / Equity Lifestyles Properties, Inc. 88.15 327 329 0.61 28 29 3.57
2017-12-31 13F-HR CC / Chemours Company (The) 50.13 11,977 3,072 -74.35 606 154 -74.59
2017-12-31 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 25.04 2,826 2,835 0.32 71 71 0.00
2017-12-31 13F-HR BLD / TopBuild Corp. 77.98 414 218 -47.34 27 17 -37.04
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.83 25,004 12,000 -52.01 426 190 -55.40
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.03 316 294 -6.96 26 25 -3.85
2017-12-31 13F-HR CRBN / iShares MSCI ACWI Low Carbon Target ETF 142.86 14 2
2017-12-31 13F-HR SCHW / Schwab Charles Corp Call 51.48 2,700 139
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 36,522 16,550 -54.68 2,832 1,287 -54.56
2017-12-31 13F-HR GASS / StealthGas, Inc. 4.00 500 500 0.00 2 2 0.00
2017-12-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.63 34,200 29,200 -14.62 928 836 -9.91
2017-12-31 13F-HR BARINGS PARTN INVS SH BEN INT / CEF (06761A103) 14.04 2,850 40
2017-12-31 13F-HR ATV / Acorn International, Inc. 18.00 1,000 1,000 0.00 15 18 20.00
2017-12-31 13F-HR CCJ / Cameco Corp. 9.20 6,369 7,503 17.80 62 69 11.29
2017-12-31 13F-HR IPAY / PureFunds ISE Mobile Payments ETF 35.14 740 740 0.00 24 26 8.33
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.70 767 616 -19.69 32 30 -6.25
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 108.70 43 46 6.98 4 5 25.00
2017-12-31 13F-HR PEN / Penumbra, Inc. 91.95 274 174 -36.50 25 16 -36.00
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.43 36,773 20,971 -42.97 2,309 1,393 -39.67
2017-12-31 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 14.06 25,030 16,141 -35.51 350 227 -35.14
2017-12-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 179.57 854 5,179 506.44 150 930 520.00
2017-12-31 13F-HR CNK / Cinemark Holdings, Inc. 35.17 680 654 -3.82 25 23 -8.00
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT FD COM SHS / CEF (33740D107) 18.82 2,550 48
2017-12-31 13F-HR CSFL / Centerstate Banks, Inc. 25.51 406 392 -3.45 11 10 -9.09
2017-12-31 13F-HR EDGE / Edge Therapeutics, Inc. 9.33 3,000 28
2017-12-31 13F-HR SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF / ETF (78468R663) 91.35 5,408 494
2017-12-31 13F-HR OMAB / Grupo Aeroportuario del Centro Norte S.A.B. de C.V. 33.33 60 2
2017-12-31 13F-HR OMN / Omnova Solutions, Inc. 10.00 1,000 800 -20.00 11 8 -27.27
2017-12-31 13F-HR LNTH / Lantheus Holdings, Inc. 20.43 19,130 18,500 -3.29 341 378 10.85
2017-12-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.34 1,311 1,311 0.00 67 66 -1.49
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 22.22 0 225 0 5
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.02 10,894 10,920 0.24 874 983 12.47
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.98 1,547 1,562 0.97 83 89 7.23
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.07 6,913 4,913 -28.93 24 20 -16.67
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.62 18,256 4,059 -77.77 759 173 -77.21
2017-12-31 13F-HR TG / Tredegar Corp. 19.13 1,116 1,150 3.05 20 22 10.00
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.57 4,481 4,314 -3.73 253 257 1.58
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 17.13 1,051 1,051 0.00 19 18 -5.26
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.83 152,247 167,074 9.74 3,941 4,316 9.52
2017-12-31 13F-HR SVRA / Savara Inc 14.56 212 206 -2.83 2 3 50.00
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 136.36 309 176 -43.04 38 24 -36.84
2017-12-31 13F-HR OESX / Orion Energy Systems, Inc. 0.00 0 160 0 0
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.50 2,000 2,000 0.00 7 5 -28.57
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.51 724 857 18.37 30 39 30.00
2017-12-31 13F-HR FULT / Fulton Financial Corp. 16.67 1,664 60 -96.39 31 1 -96.77
2017-12-31 13F-HR MD / Mednax, Inc. 51.72 747 116 -84.47 32 6 -81.25
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 24.17 331 331 0.00 8 8 0.00
2017-12-31 13F-HR TDC / Teradata Corp. 38.62 1,865 1,709 -8.36 63 66 4.76
2017-12-31 13F-HR APH / Amphenol Corp. 88.09 2,244 1,419 -36.76 190 125 -34.21
2017-12-31 13F-HR PVH / PVH Corp. 137.29 3,489 4,181 19.83 440 574 30.45
2017-12-31 13F-HR SYY / SYSCO Corp. 60.72 40,842 15,563 -61.89 2,203 945 -57.10
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.59 1,369 1,865 36.23 33 44 33.33
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.38 325 325 0.00 5 5 0.00
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 47.22 763 593 -22.28 30 28 -6.67
2017-12-31 13F-HR TIF / Tiffany & Co. 103.29 853 426 -50.06 78 44 -43.59
2017-12-31 13F-HR PTNQ / Pacer Trendpilot 100 ETF 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 51.06 240 235 -2.08 10 12 20.00
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.83 11,554 3,283 -71.59 654 180 -72.48
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.38 54,314 36,461 -32.87 508 342 -32.68
2017-12-31 13F-HR IBDC / iShares iBonds Mar 2020 Term Corporate ETF 26.33 1,975 1,975 0.00 52 52 0.00
2017-12-31 13F-HR FEUZ / First Trust Exchange Traded Alphadex FD II 43.88 0 547 0 24
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.60 17,175 7,214 -58.00 1,078 466 -56.77
2017-12-31 13F-HR EXD / Eaton Vance Tax Advantaged Bond & Option Strategies Fund 9.94 685 704 2.77 8 7 -12.50
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.39 1,268 994 -21.61 76 64 -15.79
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.78 211,976 203,602 -3.95 10,671 10,746 0.70
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.03 12,967 7,969 -38.54 518 319 -38.42
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.03 16,359 9,817 -39.99 695 393 -43.45
2017-12-31 13F-HR DOOR / Masonite International Corp 71.43 135 154 14.07 9 11 22.22
2017-12-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 21.33 2,431 375 -84.57 64 8 -87.50
2017-12-31 13F-HR TCRX / THL Credit, Inc. 9.03 11,180 11,180 0.00 104 101 -2.88
2017-12-31 13F-HR LFC / China Life Insurance Company Limited 16.02 1,262 1,186 -6.02 19 19 0.00
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.42 43,176 15,727 -63.57 567 211 -62.79
2017-12-31 13F-HR ISCA / International Speedway Corp. 40.42 619 569 -8.08 22 23 4.55
2017-12-31 13F-HR CB / Chubb Ltd 146.01 3,451 3,712 7.56 492 542 10.16
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 365.18 227 471 107.49 237 172 -27.43
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.77 119,314 122,332 2.53 6,023 6,578 9.21
2017-12-31 13F-HR CALA / Calithera Biosciences, Inc. 10.00 200 200 0.00 3 2 -33.33
2017-12-31 13F-HR TMK / Torchmark Corp. 100.00 50 50 0.00 4 5 25.00
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.30 10,431 10,686 2.44 620 655 5.65
2017-12-31 13F-HR GGB / Gerdau S.A. 3.74 3,564 5,614 57.52 12 21 75.00
2017-12-31 13F-HR TREE / LendingTree, Inc. 340.06 1 1,238 123,700.00 0 421
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.56 1,133 1,188 4.85 65 66 1.54
2017-12-31 13F-HR ESCA / Escalade, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR QBAK / Qualstar Corp. 8.00 1,000 1,000 0.00 7 8 14.29
2017-12-31 13F-HR UNVR / Univar, Inc. 30.00 200 200 0.00 6 6 0.00
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 41.47 139 217 56.12 7 9 28.57
2017-12-31 13F-HR PENN / Penn National Gaming, Inc. 29.20 3,177 137 -95.69 74 4 -94.59
2017-12-31 13F-HR GTLS / Chart Industries, Inc. 46.51 79 86 8.86 3 4 33.33
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.02 10,757 9,966 -7.35 640 638 -0.31
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.06 477 5,803 1,116.56 37 511 1,281.08
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.63 32,813 10,702 -67.38 3,861 1,291 -66.56
2017-12-31 13F-HR TUZ / PIMCO ETF Trust 50.81 835 492 -41.08 42 25 -40.48
2017-12-31 13F-HR DNOW / NOW Inc. 11.57 1,056 778 -26.33 15 9 -40.00
2017-12-31 13F-HR TBLU / Tortoise Water Fund 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR ELY / Callaway Golf Company 15.33 388 261 -32.73 6 4 -33.33
2017-12-31 13F-HR WGO / Winnebago Industries, Inc. 55.00 0 200 0 11
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.46 26,539 3,617 -86.37 221 27 -87.78
2017-12-31 13F-HR ANIK / Anika Therapeutics Inc. 53.33 225 225 0.00 13 12 -7.69
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.66 1,304 1,233 -5.44 63 60 -4.76
2017-12-31 13F-HR FHN / First Horizon National Corp. 20.46 5,280 831 -84.26 101 17 -83.17
2017-12-31 13F-HR GLTR / ETFS Physical Precious Metal Basket Shares 65.02 19,564 19,826 1.34 1,238 1,289 4.12
2017-12-31 13F-HR DBB / PowerShares DB Base Metals Fund 19.94 351 351 0.00 6 7 16.67
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 346,064 167,229 -51.68 31,485 15,365 -51.20
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 63.19 12,987 4,779 -63.20 718 302 -57.94
2017-12-31 13F-HR TXMD / TherapeuticsMD, Inc. 6.25 5,322 1,600 -69.94 28 10 -64.29
2017-12-31 13F-HR CLX / Clorox Company (The) 148.78 18,487 11,426 -38.19 2,439 1,700 -30.30
2017-12-31 13F-HR CSGP / Costar Group, Inc. 0.00 0 1 0 0
2017-12-31 13F-HR MAT / Mattel, Inc. 15.50 3,036 1,032 -66.01 47 16 -65.96
2017-12-31 13F-HR PLXS / Plexus Corp. 62.50 80 80 0.00 4 5 25.00
2017-12-31 13F-HR KOL / Market Vectors Coal ETF 16.22 1,599 1,110 -30.58 23 18 -21.74
2017-12-31 13F-HR TGB / Taseko Mines Ltd. 2.22 4,500 4,500 0.00 8 10 25.00
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 142.35 16,850 16,291 -3.32 2,262 2,319 2.52
2017-12-31 13F-HR ICUI / ICU Medical, Inc. 214.81 395 405 2.53 73 87 19.18
2017-12-31 13F-HR CACG / Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF 28.14 354 1,315 271.47 9 37 311.11
2017-12-31 13F-HR MBB / iShares MBS ETF 106.61 25,616 24,416 -4.68 2,743 2,603 -5.10
2017-12-31 13F-HR PSB.PRV / PS Business Parks, Inc. 125.00 48 48 0.00 6 6 0.00
2017-12-31 13F-HR ALTS / ProShares Morningstar Alternatives Solution ETF 37.99 15,178 16,345 7.69 588 621 5.61
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 51.20 358 332 -7.26 21 17 -19.05
2017-12-31 13F-HR SUSA / iShares MSCI USA ESG Select ETF 110.76 353 632 79.04 37 70 89.19
2017-12-31 13F-HR TS / Tenaris S.A. 27.78 132 108 -18.18 4 3 -25.00
2017-12-31 13F-HR VRNG / Vringo, Inc. 0.00 35 35 0.00 0 0
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. 53.05 2,975 1,395 -53.11 146 74 -49.32
2017-12-31 13F-HR HOME / At Home Group Inc. 31.11 0 450 0 14
2017-12-31 13F-HR RRR / Red Rock Resorts, Inc. 33.73 13,720 12,096 -11.84 318 408 28.30
2017-12-31 13F-HR BBL / BHP Billiton Plc 40.11 1,925 1,895 -1.56 68 76 11.76
2017-12-31 13F-HR IAK / iShares U.S. Insurance ETF 66.56 3,748 3,230 -13.82 239 215 -10.04
2017-12-31 13F-HR MCD / McDonald's Corp. 172.12 63,808 49,403 -22.58 9,997 8,503 -14.94
2017-12-31 13F-HR ESND / Essendant Inc. 0.00 13 13 0.00 0 0
2017-12-31 13F-HR GBDC / Golub Capital BDC, Inc. 18.00 800 500 -37.50 15 9 -40.00
2017-12-31 13F-HR ASIX / AdvanSix Inc. 42.18 1,203 806 -33.00 48 34 -29.17
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.43 7,147 7,147 0.00 153 146 -4.58
2017-12-31 13F-HR PSQ / ProShares Short QQQ 35.54 4,266 2,870 -32.72 163 102 -37.42
2017-12-31 13F-HR BRC / Brady Corp. 40.82 98 98 0.00 4 4 0.00
2017-12-31 13F-HR SID / Companhia Siderurgica Nacional-CSN 0.00 680 100 -85.29 2 0 -100.00
2017-12-31 13F-HR OFC / Corporate Office Properties Trust 27.78 36 36 0.00 1 1 0.00
2017-12-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 155.16 1,165 1,173 0.69 172 182 5.81
2017-12-31 13F-HR SLRC / Solar Capital Ltd. 20.10 1,134 1,144 0.88 25 23 -8.00
2017-12-31 13F-HR MNRO / Monro Muffler Brake, Inc. 58.82 68 68 0.00 4 4 0.00
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 15.00 1,000 1,000 0.00 16 15 -6.25
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.29 3,508 3,780 7.75 253 243 -3.95
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.42 6,910 5,568 -19.42 559 509 -8.94
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 56.44 1,484 1,258 -15.23 54 71 31.48
2017-12-31 13F-HR FTGC / First Trust Global Tactical Commodity Strategy Fund 20.67 2,679 2,855 6.57 54 59 9.26
2017-12-31 13F-HR WSO / Watsco, Inc. 177.78 45 45 0.00 7 8 14.29
2017-12-31 13F-HR TEUM / Pareteum Corporation 1.80 76 1,671 2,098.68 0 3
2017-12-31 13F-HR FLM / First Trust ISE Global Engineering and Construction Index Fund 60.00 175 150 -14.29 10 9 -10.00
2017-12-31 13F-HR RDY / Dr. Reddy's Laboratories Ltd. 37.57 600 692 15.33 21 26 23.81
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.83 9,803 6,002 -38.77 176 107 -39.20
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.79 29,750 36,148 21.51 1,786 2,306 29.12
2017-12-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.44 16,378 13,985 -14.61 210 188 -10.48
2017-12-31 13F-HR BSX / Boston Scientific Corp. 24.84 11,736 8,937 -23.85 342 222 -35.09
2017-12-31 13F-HR RHI / Robert Half International, Inc 54.92 50 437 774.00 3 24 700.00
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.29 2,600 2,100 -19.23 10 9 -10.00
2017-12-31 13F-HR WES / Western Gas Partners, L.P. 47.97 3,844 3,419 -11.06 197 164 -16.75
2017-12-31 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 50.17 1,979 2,033 2.73 101 102 0.99
2017-12-31 13F-HR SHAK / Shake Shack, Inc. 45.00 2,053 200 -90.26 68 9 -86.76
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.33 24,592 18,001 -26.80 362 258 -28.73
2017-12-31 13F-HR FGP / Ferrellgas Partners, L.P. 3.69 3,042 814 -73.24 16 3 -81.25
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.74 81,293 69,434 -14.59 546 468 -14.29
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.71 7,586 7,085 -6.60 501 501 0.00
2017-12-31 13F-HR VIXY / ProShares VIX Short-Term Futures 23.15 7,258 7,258 0.00 236 168 -28.81
2017-12-31