InvestorHudson Bay Capital Management LP
Insider ProfileHudson Bay Capital Management LP
Portfolio Value $ 4,653,083,000
Current Positions476
Opened Positions5
Closed Positions127


Latest Holdings, Performance, AUM (from 13F, 13D)

Hudson Bay Capital Management LP has disclosed 476 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 4,653,083,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Hudson Bay Capital Management LP's top holdings are Yahoo! Inc. (NASDAQ:YHOO) , Alibaba Group Holding Limited (NYSE:BABA) , Chipotle Mexican Grill, Inc. (NYSE:CMG) , AutoZone, Inc. (NYSE:AZO) , and Aetna, Inc. (NYSE:AET) . Hudson Bay Capital Management LP's new positions include Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 (007903BD8) , Micron Technology, Inc. Bond 1.625% 2/1 (595112AU7) , VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) , Liberty Media, Bond 3.5%, Due 1/15/2031 (530715AN1) , and Unisys Corp. Bond (909214BS6) . Hudson Bay Capital Management LP's top industries are "Pipelines, Except Natural Gas" (sic 46) , "Real Estate" (sic 65) , and "Educational Services" (sic 82) .

All Hudson Bay Capital Management LP holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑02 SC 13G PTIX / Protagenic Therapeutics, Inc. 1,025,161 9.99
2018‑02‑02 SC 13G NVCN / Neovasc, Inc . 10,459,694 9.99
2018‑02‑02 SC 13G IAM / I-AM Capital Acquisition Company 425,000 6.24
2018‑02‑02 SC 13G/A HMNY / Helios and Matheson Analytics Inc. 541,047 2,606,129 381.68 9.99 0.00
2018‑02‑02 SC 13G ENTK / EnergyTek Corp. 5,817,723 5,201,428 -10.59 9.99 651.13
2018‑02‑02 SC 13G ALT / Altimmune, Inc. 1,823,142 9.99
2018‑02‑02 SC 13G/A DCTH / Delcath Systems, Inc. 239,141 11,567,890 4,737.27 9.99 0.00
2018‑02‑02 SC 13G/A GBSN / Great Basin Scientific, Inc. 82,828 1,280,076 1,445.46 9.99 0.00
2018‑02‑02 SC 13G FCEL / FuelCell Energy, Inc. 6,905,549 8.99
2018‑02‑02 SC 13G/A ENCR / Ener-Core, Inc. 342,859 452,984 32.12 9.99 20.22
2018‑02‑02 SC 13G/A RGSE / Real Goods Solar, Inc. 2,911,656 904,518 -68.93 9.99 31.79
2018‑02‑02 SC 13G/A CPST / Capstone Turbine Corp. 3,828,686 5,187,854 35.50 9.99 0.00
2018‑02‑02 SC 13G COSM / Cosmos Holdings Inc. 965,119 7.00
2018‑02‑02 SC 13G CCLP / CSI Compressco LP 4,079,568 9.87
2018‑02‑02 SC 13G/A DGLY / Digital Ally, Inc. 609,203 774,664 27.16 9.99 0.00
2018‑02‑02 SC 13G CYCC / Cyclacel Pharmaceuticals, Inc. 1,250,000 9.50
2018‑02‑02 SC 13G CUR / Neuralstem, Inc. 937,500 5.83
2018‑02‑02 SC 13G SNES / SenesTech, Inc. 937,500 5.45
2018‑02‑02 SC 13G RIOT / Riot Blockchain Inc 666,668 5.73
2018‑02‑01 SC 13G AKER / Akers Biosciences Inc. 4,216,831 9.99

This form was filed on February 12, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 176.04 0 10,327 0 1,818
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.28 0 200,000 0 2,056
2017-12-31 13F-HR AGCO / AGCO Corp. 71.42 16,774 1,198
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. Call 164.08 0 53,000 0 8,696
2017-12-31 13F-HR 001546AP5 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15 8,046 4,203 -47.76
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.33 0 1,500 0 1,580
2017-12-31 13F-HR ALT / Altimmune, Inc. 1.99 0 408,569 0 813
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 17.03 186,777 37,063 -80.16 3,284 631 -80.79
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.84 70,227 902
2017-12-31 13F-HR AMRS / Amyris, Inc. 3.75 120,200 451
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.01 20,300 1,807
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 0 127,010 0 6,493
2017-12-31 13F-HR AWI / Armstrong World Industries, Inc. 60.54 45,091 2,730
2017-12-31 13F-HR AIZ / Assurant, Inc. 100.83 60,328 6,083
2017-12-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4.53 375,000 450,000 20.00 2,351 2,039 -13.27
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. Put 43.88 100,100 4,392
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. Call 43.88 100,000 4,388
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.36 0 225,000 0 7,281
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. Call 32.36 144,400 4,673
2017-12-31 13F-HR BBG / Bill Barrett Corp. Call 5.13 123,100 632
2017-12-31 13F-HR BIG ROCK PARTNERS ACQUISITIO / UNIT 11/20/2022 (089482202) 10.23 375,000 3,838
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.17 185,500 110,000 -40.70 17,264 9,809 -43.18
2017-12-31 13F-HR BPTH / Bio-Path Holdings, Inc. 0.20 774,084 157
2017-12-31 13F-HR BCAC / Bison Capital Acquisition Corp 10.27 200,000 2,054 2,054 0.00
2017-12-31 13F-HR BPMC / Blueprint Medicines Corporation 75.40 30,000 2,262
2017-12-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 38.12 51,520 1,964
2017-12-31 13F-HR BAK / Braskem S.A. 26.28 23,443 616
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.58 0 60,394 0 6,014
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. Call 21.28 25,000 532
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 124.60 59,022 7,354
2017-12-31 13F-HR 165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38 33 33 0.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. Call 289.03 714,000 775,600 8.63 219,791 224,172 1.99
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 9.96 100,000 996
2017-12-31 13F-HR CME / CME Group, Inc. 146.06 0 37,533 0 5,482
2017-12-31 13F-HR CVLT / CommVault Systems, Inc. 52.51 0 50,584 0 2,656
2017-12-31 13F-HR CNMD / CONMED Corp. 50.97 52,500 2,676
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.07 75,463 3,854
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 0 76,910 0 4,307
2017-12-31 13F-HR DVN / Devon Energy Corp. Call 41.40 35,000 1,449
2017-12-31 13F-HR DRAPER OAKWOOD TECHNOLOGY AC / UNIT 09/30/2024 (26146L202) 10.53 150,000 1,580
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. Call 64.45 20,000 1,289
2017-12-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.000% 1/3 (29359WAB1) 19,042
2017-12-31 13F-HR XOG / Extraction Oil & Gas, Inc. Call 14.32 50,000 716
2017-12-31 13F-HR FDX / FedEx Corp. Call 249.55 20,000 4,991
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.10 76,267 41,594 -45.46 7,123 3,914 -45.05
2017-12-31 13F-HR RACE / Ferrari N.V. Call 104.84 50,000 5,242
2017-12-31 13F-HR FNTE / Fintech Acquisition Corp. II 1.40 20,000 10,000 -50.00 198 14 -92.93
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.62 16,000 490
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.23 65,809 344
2017-12-31 13F-HR FBM / Foundation Building Materials, Inc. 14.79 97,801 139,786 42.93 1,383 2,067 49.46
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 1.70 383,000 651
2017-12-31 13F-HR GM / General Motors Company 40.99 0 118,877 0 4,873
2017-12-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 10.00 300,000 3,000
2017-12-31 13F-HR GNC / GNC Holdings, Inc. Put 3.68 25,000 92
2017-12-31 13F-HR GHL / Greenhill & Co., Inc. 19.50 296,681 5,785
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.39 130,000 5,511
2017-12-31 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 9.90 100,000 990
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 6.31 106,864 674
2017-12-31 13F-HR HENNESSY CAPITAL ACQUISITION / UNIT 06/15/2024 (42588L204) 10.37 500,000 5,185
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.56 356,718 5,194
2017-12-31 13F-HR 449575AB5 / Igi Laboratories Inc Bond 883
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 166.86 50,000 8,343
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.85 8,900 1,485
2017-12-31 13F-HR INTC / Intel Corp. Call 46.16 350,000 350,000 0.00 13,328 16,156 21.22
2017-12-31 13F-HR IBM / International Business Machines Corp. Call 153.44 15,400 2,363
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 23.17 210,080 4,868
2017-12-31 13F-HR ISHARES TR / PUT Put (464287955) 152.46 186,300 28,403
2017-12-31 13F-HR ISHARES TR / PUT Put (464288950) 188.24 72,200 13,591
2017-12-31 13F-HR JD / JD.com, Inc. 41.42 474,427 545,745 15.03 18,123 22,605 24.73
2017-12-31 13F-HR JCI / Johnson Controls International plc Call 38.12 25,000 953
2017-12-31 13F-HR 48666KAS8 / KB Home Bond 30,378 19,793 -34.84
2017-12-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 9.96 500,000 500,000 0.00 5,025 4,980 -0.90
2017-12-31 13F-HR L BRANDS INC / CALL Call (501797904) 60.23 35,000 2,108
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.11 0 9,619 0 1,771
2017-12-31 13F-HR LCA / Landcadia Holdings, Inc. 10.52 2,000,000 21,480 21,040 -2.05
2017-12-31 13F-HR LGC / Legacy Acquisition Corp. 9.94 250,000 2,485
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 34.14 20,326 694
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.95 0 81,693 0 7,593
2017-12-31 13F-HR MAG / Mag Silver Corp 12.37 35,000 433
2017-12-31 13F-HR MNKD / MannKind Corp. Call 2.32 265,900 617
2017-12-31 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 10.15 400,000 4,060 4,060 0.00
2017-12-31 13F-HR MBI / MBIA, Inc. Call 7.32 200,000 1,464
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.27 40,000 2,251
2017-12-31 13F-HR 595112AU7 / Micron Technology, Inc. Bond 1.625% 2/1 122,561 124,163 1.31
2017-12-31 13F-HR MDXG / MiMedx Group, Inc. 12.62 50,000 631
2017-12-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.15 200,000 2,030
2017-12-31 13F-HR MYSZ / My Size, Inc. 0.63 20,621 13
2017-12-31 13F-HR NVCN / Neovasc, Inc . 0.60 10,355,108 6,213
2017-12-31 13F-HR NEWMARK GROUP INC-CLASS A / CL A SHS (65158N102) 15.90 250,000 3,975
2017-12-31 13F-HR NUE / Nucor Corp. 63.60 5,000 318
2017-12-31 13F-HR OPTT / Ocean Power Technologies, Inc. 1.10 100,000 110
2017-12-31 13F-HR ORBK / Orbotech Ltd. 50.16 6,200 311
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. Call 73.64 0 25,000 0 1,841
2017-12-31 13F-HR PYDS / Payment Data Systems, Inc. 2.51 392,000 984
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Call 172.85 0 56,100 0 9,697
2017-12-31 13F-HR POWERSHARES QQQ TRUST / PUT Put (73935A954) 155.76 100,000 15,576
2017-12-31 13F-HR PB / Prosperity Bancshares, Inc. 70.07 55,346 3,878
2017-12-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 9.95 500,000 4,975
2017-12-31 13F-HR SN / Sanchez Energy Corporation Call 5.30 30,000 159
2017-12-31 13F-HR HSIC / Henry Schein, Inc. Put 69.88 90,000 6,289
2017-12-31 13F-HR SA / Seabridge Gold Inc. 11.28 22,243 251
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 410.00 0 2,000 0 820
2017-12-31 13F-HR SM / SM Energy Co Call 22.07 30,000 662
2017-12-31 13F-HR SPDR S&P 500 ETF TRUST / PUT Put (78462F953) 266.86 1,021,400 272,571
2017-12-31 13F-HR SPDR SERIES TRUST / PUT Put (78464A955) 36.37 228,800 8,321
2017-12-31 13F-HR SPDR SERIES TRUST / CALL Call (78464A905) 36.37 73,800 2,684
2017-12-31 13F-HR SCS / Steelcase, Inc. Put 15.20 15,000 228
2017-12-31 13F-HR SBBP / Strongbridge Biopharma plc 7.25 250,000 1,813
2017-12-31 13F-HR TELL / Tellurian Inc. 9.74 50,000 487
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 311.34 30,700 43,200 40.72 10,472 13,450 28.44
2017-12-31 13F-HR TIF / Tiffany & Co. 104.00 0 10,000 0 1,040
2017-12-31 13F-HR TKR / Timken Co. (THE) 49.15 75,647 3,718
2017-12-31 13F-HR TDG / Transdigm Group, Inc. Call 274.63 0 12,300 0 3,378
2017-12-31 13F-HR TRCO / Tribune Media Company 42.41 54,340 5,069 -90.67 2,220 215 -90.32
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.07 43,000 390
2017-12-31 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 46.38 100,000 4,638
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.43 45,000 32,300 -28.22 742 466 -37.20
2017-12-31 13F-HR UNITED STATES OIL FUND LP / PUT Put (91232N958) 12.01 600,000 7,206
2017-12-31 13F-HR X / United States Steel Corp. Call 35.18 0 65,400 0 2,301
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.79 265,000 4,714
2017-12-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 3.34 22,157,000 74,053
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. Put 34.90 125,000 4,363
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.32 150,000 2,748
2017-12-31 13F-HR WY / Weyerhaeuser Co. Call 35.26 500,000 500,000 0.00 17,015 17,630 3.61
2017-12-31 13F-HR WHITING PETE CORP NEW / CALL Call (966387909) 26.49 39,900 1,057
2017-12-31 13F-HR WILDHORSE RESOURCE DEV CORP / CALL Call (96812T902) 18.40 53,200 979
2017-12-31 13F-HR WNS / WNS Holdings Ltd. 40.13 337,050 221,124 -34.39 12,302 8,874 -27.87
2017-12-31 13F-HR ZLAB / Zai Lab Limited 21.23 95,845 164,574 71.71 2,588 3,494 35.01
2017-12-31 13F-HR JD / JD.com, Inc. Put 41.42 389,000 389,000 0.00 14,860 16,112 8.43
2017-12-31 13F-HR HXL / Hexcel Corp. 61.85 18,100 46,049 154.41 1,039 2,848 174.11
2017-12-31 13F-HR MYOK / MyoKardia, Inc. 42.10 0 30,000 0 1,263
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 311.32 0 7,600 0 2,366
2017-12-31 13F-HR VEAC / Vantage Energy Acquisition Corp 10.19 1,200,000 1,200,000 0.00 12,204 12,228 0.20
2017-12-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.16 560,000 560,000 0.00 5,712 5,690 -0.39
2017-12-31 13F-HR ORCL / Oracle Corp. Call 47.28 0 100,000 0 4,728
2017-12-31 13F-HR INCY / Incyte Corp. 94.71 55,474 85,474 54.08 6,476 8,095 25.00
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.20 600,000 25,000 -95.83 6,270 255 -95.93
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. Call 42.78 250,000 19,800 -92.08 10,165 847 -91.67
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Put 16.14 0 100,000 0 1,614
2017-12-31 13F-HR LORL / Loral Space & Communications, Inc. 44.05 115,176 80,576 -30.04 5,701 3,549 -37.75
2017-12-31 13F-HR HES / Hess Corp. Call 47.48 0 25,000 0 1,187
2017-12-31 13F-HR GD / General Dynamics Corp. 203.40 4,000 5,300 32.50 822 1,078 31.14
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 172.43 1,837,200 1,751,200 -4.68 317,303 301,959 -4.84
2017-12-31 13F-HR NESR / National Energy Services Reunited Corp. 9.95 548,000 548,000 0.00 455 5,453 1,098.46
2017-12-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 10.30 1,200,000 900,000 -25.00 336 9,270 2,658.93
2017-12-31 13F-HR KSU / Kansas City Southern 105.24 0 10,129 0 1,066
2017-12-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 33.97 305,000 160,000 -47.54 7,778 5,435 -30.12
2017-12-31 13F-HR AL / Air Lease Corporation Call 48.09 0 173,700 0 8,353
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.33 984,000 15,000 -98.48 14,475 215 -98.51
2017-12-31 13F-HR INSM / Insmed, Inc. 31.18 140,000 120,000 -14.29 4,369 3,742 -14.35
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.94 0 10,800 0 2,073
2017-12-31 13F-HR NFLX / Netflix, Inc. Call 191.82 0 1,100 0 211
2017-12-31 13F-HR AMED / Amedisys, Inc. 52.71 299,469 130,436 -56.44 16,758 6,875 -58.97
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. Call 28.60 0 35,000 0 1,001
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 44.33 0 54,276 0 2,406
2017-12-31 13F-HR HDS / Hd Supply Inc. Call 40.05 0 20,000 0 801
2017-12-31 13F-HR USFD / US Foods Holding Corp. 31.93 0 269,042 0 8,591
2017-12-31 13F-HR CMCSK / Comcast Corporation Call 40.06 0 54,100 0 2,167
2017-12-31 13F-HR CMCSK / Comcast Corporation Put 40.06 0 50,000 0 2,003
2017-12-31 13F-HR UAA / Under Armour, Inc. Put 14.43 190,000 165,000 -13.16 3,131 2,381 -23.95
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. Put 29.03 391,000 391,000 0.00 9,431 11,351 20.36
2017-12-31 13F-HR LJPC / La Jolla Pharmaceutical Co. 32.17 20,000 30,000 50.00 696 965 38.65
2017-12-31 13F-HR NESR / National Energy Services Reunited Corp. 0.83 548,000 548,000 0.00 5,272 455 -91.37
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.09 89,758 24,249 -72.98 13,573 3,979 -70.68
2017-12-31 13F-HR NETS / Netshoes (Cayman) Limited 7.90 48,319 197,778 309.32 635 1,562 145.98
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 197.89 0 5,225 0 1,034
2017-12-31 13F-HR EOG / EOG Resources, Inc. Call 107.91 0 80,000 0 8,633
2017-12-31 13F-HR HUM / Humana, Inc. 248.07 25,000 221,398 785.59 6,091 54,922 801.69
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.15 0 66,696 0 3,745
2017-12-31 13F-HR GSHT / Gores Holdings II, Inc. 10.36 1,100,000 1,100,000 0.00 11,528 11,396 -1.15
2017-12-31 13F-HR MRO / Marathon Oil Corp. Call 16.93 0 30,000 0 508
2017-12-31 13F-HR EDIT / Editas Medicine, Inc. 30.73 100,000 60,000 -40.00 2,401 1,844 -23.20
2017-12-31 13F-HR EWU / iShares MSCI United Kingdom ETF 35.82 23,560 179,410 661.50 821 6,426 682.70
2017-12-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 20,898 16,890 -19.18
2017-12-31 13F-HR FMCI / Forum Merger Corporation 0.66 450,000 450,000 0.00 4,491 297 -93.39
2017-12-31 13F-HR LAZ / Lazard Ltd. 52.50 105,000 150,853 43.67 4,748 7,920 66.81
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 53.64 285,000 315,000 10.53 13,922 16,897 21.37
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 125,000 0 -100.00 8,453 0 -100.00
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. 1,284,151 0 -100.00 27,340 0 -100.00
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 5,000 0 -100.00 993 0 -100.00
2017-12-31 13F-HR ETSY / Etsy, Inc. 100,000 0 -100.00 1,688 0 -100.00
2017-12-31 13F-HR 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035 17,000,000 0 -100.00 24,182 0 -100.00
2017-12-31 13F-HR LE / Lands' End, Inc. 292,523 0 -100.00 3,861 0 -100.00
2017-12-31 13F-HR MNGA / MagneGas Corp. 445,396 0 -100.00 254 0 -100.00
2017-12-31 13F-HR NXTM / NxStage Medical, Inc. 14,600 0 -100.00 403 0 -100.00
2017-12-31 13F-HR RUN / Sunrun Inc. 379,496 0 -100.00 2,106 0 -100.00
2017-12-31 13F-HR TRU / TransUnion 82,000 0 -100.00 3,875 0 -100.00
2017-12-31 13F-HR ULTI / Ultimate Software Group, Inc. (The) 4,100 0 -100.00 777 0 -100.00
2017-12-31 13F-HR AON / Aon Plc 40,000 0 -100.00 5,844 0 -100.00
2017-12-31 13F-HR DESP / Despegar.com, Corp. 106,802 0 -100.00 3,418 0 -100.00
2017-12-31 13F-HR MNK / Maillinckrodt plc. 20,000 0 -100.00 747 0 -100.00
2017-12-31 13F-HR RAD / Rite Aid Corp. 1,482,319 0 -100.00 2,905 0 -100.00
2017-12-31 13F-HR AIMMUNE THERAPEUTICS INC / CALL Call (00900T907) 40,000 0 -100.00 992 0
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 75,200 0 -100.00 4,365 0 -100.00
2017-12-31 13F-HR LE / Lands' End, Inc. Call 150,000 0 -100.00 1,980 0 -100.00
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. Call 491,700 0 -100.00 5,645 0 -100.00
2017-12-31 13F-HR TRUE / TrueCar, Inc. Call 65,000 0 -100.00 1,026 0 -100.00
2017-12-31 13F-HR LIFE / aTyr Pharma, Inc. 188,680 0 -100.00 953 0 -100.00
2017-12-31 13F-HR CFX / Colfax Corp. 15,000 0 -100.00 625 0 -100.00
2017-12-31 13F-HR GGAL / Grupo Financiero Galicia S.A. 17,500 0 -100.00 902 0 -100.00
2017-12-31 13F-HR MSGN / MSG Networks Inc. 22,970 0 -100.00 487 0 -100.00
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 226,202 0 -100.00 20,795 0 -100.00
2017-12-31 13F-HR PZZA / Papa John's International, Inc. 18,437 0 -100.00 1,347 0 -100.00
2017-12-31 13F-HR THO / Thor Industries, Inc. 17,500 0 -100.00 2,203 0 -100.00
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 6,400 0 -100.00 1,986 0 -100.00
2017-12-31 13F-HR ODP / Office Depot, Inc. 2,310,000 0 -100.00 10,487 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 92,118 0 -100.00 2,666 0 -100.00
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) Call 100,000 0 -100.00 5,543 0 -100.00
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 752,487 0 -100.00 30,596 0 -100.00
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. Call 22,000 0 -100.00 23,009 0 -100.00
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. Put 33,000 0 -100.00 34,514 0 -100.00
2017-12-31 13F-HR KEY / KeyCorp 966,599 0 -100.00 18,191 0 -100.00
2017-12-31 13F-HR MBUU / Malibu Boats, Inc. 20,000 0 -100.00 633 0 -100.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. Call 250,000 0 -100.00 18,213 0 -100.00
2017-12-31 13F-HR PCBK / Pacific Continental Corp. 11,863 0 -100.00 320 0 -100.00
2017-12-31 13F-HR SLM / SLM Corp. (Sallie Mae) 350,000 0 -100.00 4,015 0 -100.00
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 194,197 0 -100.00 3,263 0 -100.00
2017-12-31 13F-HR GMS / GMS Inc. 170,308 0 -100.00 6,029 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 140,312 0 -100.00 24,233 0 -100.00
2017-12-31 13F-HR RTN / Raytheon Co. Call 7,800 0 -100.00 1,455 0 -100.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. 5,900 0 -100.00 693 0 -100.00
2017-12-31 13F-HR 74979C113 / RXI Pharmaceuticals Corporation, Warrants 84,628 0 -100.00 14 0 -100.00
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. Call 200,000 0 -100.00 8,722 0 -100.00
2017-12-31 13F-HR AAPL / Apple, Inc. Call 100,000 0 -100.00 15,412 0 -100.00
2017-12-31 13F-HR AAPL / Apple, Inc. Put 100,000 0 -100.00 15,412 0 -100.00
2017-12-31 13F-HR GE / General Electric Co. Call 158,100 0 -100.00 3,823 0 -100.00
2017-12-31 13F-HR ERI / Eldorado Resorts, Inc. 40,000 0 -100.00 1,026 0 -100.00
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 5,000 0 -100.00 1,217 0 -100.00
2017-12-31 13F-HR DYN / Dynegy Inc. 200,063 0 -100.00 1,959 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 61,180 0 -100.00 19,608 0 -100.00
2017-12-31 13F-HR MTOR / Meritor, Inc. 86,502 0 -100.00 2,250 0 -100.00
2017-12-31 13F-HR VALE / Vale S.A. Put 21,200 0 -100.00 213 0 -100.00
2017-12-31 13F-HR CPN / Calpine Corp. 76,700 0 -100.00 1,131 0 -100.00
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 253,000 0 -100.00 6,102 0 -100.00
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Call 60,000 0 -100.00 8,417 0 -100.00
2017-12-31 13F-HR AKAO / Achaogen, Inc. 90,000 0 -100.00 1,436 0 -100.00
2017-12-31 13F-HR S / Sprint Corporation Call 500,000 0 -100.00 3,890 0 -100.00
2017-12-31 13F-HR NYRT / New York REIT, Inc. 140,825 0 -100.00 1,105 0 -100.00
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 172,600 0 -100.00 11,707 0 -100.00
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 64,191 0 -100.00 1,155 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 1,003,796 0 -100.00 53,492 0 -100.00
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 35,000 0 -100.00 3,883 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 376,000 0 -100.00 23,184 0 -100.00
2017-12-31 13F-HR RNVAZ / Rennova Health, Inc. Warrants 292,500 0 -100.00 4 0 -100.00
2017-12-31 13F-HR PKI / PerkinElmer, Inc. 50,000 0 -100.00 3,449 0 -100.00
2017-12-31 13F-HR SEE / Sealed Air Corp. 50,000 0 -100.00 2,136 0 -100.00
2017-12-31 13F-HR EXPE / Expedia, Inc. 21,500 0 -100.00 3,095 0 -100.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Put 75,000 0 -100.00 4,749 0 -100.00
2017-12-31 13F-HR WLK / Westlake Chemical Corp. 24,500 0 -100.00 2,036 0 -100.00
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 5,500 0 -100.00 1,185 0 -100.00
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. 225,000 0 -100.00 6,986 0 -100.00
2017-12-31 13F-HR BLK / BlackRock, Inc. 10,000 0 -100.00 4,471 0 -100.00
2017-12-31 13F-HR SLNO / Soleno Therapeutics, Inc. 30,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR AIMT / Aimmune Therapeutics, Inc. 37.80 70,000 20,000 -71.43 1,735 756 -56.43
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 272,867 17,747
2017-12-31 13F-HR AKER / Akers Biosciences Inc. 0.13 289,402 563,075 94.56 234 75 -67.95
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.59 40,000 70,000 75.00 5,612 8,371 49.16
2017-12-31 13F-HR AFAM / Almost Family, Inc. 55.35 75,000 40,000 -46.67 4,028 2,214 -45.03
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,053.18 0 2,200 0 2,317
2017-12-31 13F-HR AMWD / American Woodmark Corp. 130.25 63,246 8,238
2017-12-31 13F-HR AMGN / Amgen Inc. Call 173.91 35,000 6,087
2017-12-31 13F-HR ANGI HOMESERVICES INC- A / CL A SHS (00183L102) 10.46 329,310 3,445
2017-12-31 13F-HR AAPL / Apple, Inc. 169.19 0 11,750 0 1,988
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.83 10,050 1,747
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. 5.27 0 350,000 0 1,845
2017-12-31 13F-HR BAC / Bank of America Corp. Put 29.52 750,000 750,000 0.00 19,005 22,140 16.50
2017-12-31 13F-HR BLACK RIDGE ACQUISITION CORP / UNIT 10/05/2022 (09216T206) 10.14 425,000 4,309
2017-12-31 13F-HR STCK / BMC Stock Holdings, Inc. 25.30 91,732 121,987 32.98 1,958 3,086 57.61
2017-12-31 13F-HR EPAY / Bottomline Technologies, Inc. 34.68 76,619 2,657
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 74,040 40,436 -45.39 18,822 11,925 -36.64
2017-12-31 13F-HR BG / Bunge Ltd. 67.08 50,000 3,354
2017-12-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 67.08 25,000 1,677
2017-12-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 61.28 1,020,900 368,200 -63.93 65,072 22,563 -65.33
2017-12-31 13F-HR KMX / CarMax, Inc. 64.14 58,158 74,576 28.23 4,409 4,783 8.48
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 109.45 0 135,583 0 14,840
2017-12-31 13F-HR CLLS / Cellectis S.A. 29.15 0 40,000 0 1,166
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.35 0 20,683 0 1,062
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 289.03 0 57,500 0 16,619
2017-12-31 13F-HR CI / Cigna Corp. 203.09 115,257 75,626 -34.38 21,546 15,359 -28.72
2017-12-31 13F-HR CNAC / Constellation Alpha Capital Corp. 10.18 250,000 250,000 0.00 2,567 2,545 -0.86
2017-12-31 13F-HR CXO / Concho Resources, Inc. Call 150.23 0 30,000 0 4,507
2017-12-31 13F-HR CVS / CVS Health Corporation Call 72.50 0 208,000 0 15,080
2017-12-31 13F-HR CSX / CSX Corp. 55.01 20,000 261,049 1,205.24 1,085 14,360 1,223.50
2017-12-31 13F-HR CCLP / CSI Compressco LP 5.47 239,316 350,931 46.64 1,247 1,920 53.97
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.67 200,000 220,000 10.00 3,798 4,987 31.31
2017-12-31 13F-HR ENDP / Endo International plc 7.76 0 50,000 0 388
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.47 0 65,285 0 4,209
2017-12-31 13F-HR DXC / DXC Technology Company 94.90 155,967 91,096 -41.59 13,394 8,645 -35.46
2017-12-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.31 800,000 800,000 0.00 8,200 8,248 0.59
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.57 0 270,174 0 13,393
2017-12-31 13F-HR EPZM / Epizyme, Inc. 12.55 125,000 1,569
2017-12-31 13F-HR FDX / FedEx Corp. 249.54 0 44,325 0 11,061
2017-12-31 13F-HR GSM / Ferroglobe PLC Call 16.20 200,000 3,240
2017-12-31 13F-HR FG / FGL Holdings 10.07 1,201,388 12,098
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.53 113,821 62,734 -44.88 5,228 3,107 -40.57
2017-12-31 13F-HR GM / General Motors Company Call 40.98 0 34,800 0 1,426
2017-12-31 13F-HR GE / General Electric Co. 17.45 0 83,850 0 1,463
2017-12-31 13F-HR GLYC / GlycoMimetics, Inc. 16.79 125,000 140,000 12.00 1,749 2,351 34.42
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 23.39 833,706 350,000 -58.02 17,316 8,187 -52.72
2017-12-31 13F-HR HARRIS CORP DEL / CALL Call (413875905) 141.65 24,200 3,428
2017-12-31 13F-HR HSIC / Henry Schein, Inc. 69.88 42,400 2,963
2017-12-31 13F-HR HDP / Hortonworks, Inc. Call 20.13 15,000 302
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company Call 14.36 1,481,000 1,250,000 -15.60 21,786 17,950 -17.61
2017-12-31 13F-HR HGV / Hilton Grand Vacations Inc. 41.94 75,000 50,354 -32.86 2,897 2,112 -27.10
2017-12-31 13F-HR HZNP / Horizon Pharma plc 14.60 225,000 50,000 -77.78 2,853 730 -74.41
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.68 10,773 2,539
2017-12-31 13F-HR IAM / I-AM Capital Acquisition Company 9.87 425,000 4,195
2017-12-31 13F-HR I AM CAP ACQUISITION CO / W EXP 05/22/202 (45074Q116) 0.33 425,000 140
2017-12-31 13F-HR I AM CAP ACQUISITION CO / RIGHT 05/22/2019 (45074Q124) 0.30 425,000 128
2017-12-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 0.30 1,500,000 473,402 -68.44 14,625 142 -99.03
2017-12-31 13F-HR HUN / Huntsman Corp. 33.29 400,959 399,292 -0.42 10,994 13,292 20.90
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.48 425,000 12,104
2017-12-31 13F-HR 45337CAN2 / Incyte Corp. Bond 2,695 2,205 -18.18
2017-12-31 13F-HR INDU / Industrea Acquisition Corp. 10.05 200,000 200,000 0.00 2,022 2,010 -0.59
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.43 0 30,000 0 1,753
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.42 34,216 79,580 132.58 4,964 12,209 145.95
2017-12-31 13F-HR ISHARES TR / PUT Put (46432F956) 103.13 70,000 7,219
2017-12-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 35.57 0 69,800 0 2,483
2017-12-31 13F-HR JACK / Jack in the Box, Inc. 98.09 0 11,500 0 1,128
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.38 90,000 45,000 -50.00 927 17 -98.17
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.30 300,000 90,000 -70.00 3,255 927 -71.52
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.85 40,000 300,000 650.00 10 3,255 32,450.00
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.23 45,000 40,000 -11.11 17 9 -47.06
2017-12-31 13F-HR KMT / Kennametal Inc. 48.40 62,500 53,095 -15.05 2,521 2,570 1.94
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.50 20,000 45,354 126.77 1,283 3,152 145.67
2017-12-31 13F-HR 530715AN1 / Liberty Media, Bond 3.5%, Due 1/15/2031 0.57 79,028,000 38,993 44,941 15.25
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.16 15,817 468,448 2,861.67 1,507 39,893 2,547.18
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.24 271,594 89,763 -66.95 15,630 4,869 -68.85
2017-12-31 13F-HR LPLA / LPL Financial Holdings Inc. 57.14 283,041 16,173
2017-12-31 13F-HR SNTA / Synta Pharmaceuticals, Inc. 91.80 30,000 2,754
2017-12-31 13F-HR MNKD / MannKind Corp. 2.32 555,779 304,360 -45.24 1,206 706 -41.46
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC Call 64.20 115,600 37,100 -67.91 8,344 2,382 -71.45
2017-12-31 13F-HR MAC / Macerich Company (THE) 65.68 0 96,609 0 6,345
2017-12-31 13F-HR MARATHON PATENT GROUP INC / PUT Put (56585W952) 5.11 650,000 3,322
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.58 1,112,220 7,318
2017-12-31 13F-HR MELI / MercadoLibre, Inc. 314.70 4,061 1,278
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.11 20,500 32,500 58.54 806 1,336 65.76
2017-12-31 13F-HR MDB / MongoDB Inc 29.68 77,454 2,299
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. Put 42.80 720,000 694,200 -3.58 29,275 29,712 1.49
2017-12-31 13F-HR MS / Morgan Stanley 52.47 196,752 173,163 -11.99 9,478 9,086 -4.14
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) Call 25.66 142,600 3,659
2017-12-31 13F-HR MUR.WI / Murphy Oil Corp. Call 31.05 68,700 2,133
2017-12-31 13F-HR MYO / Myomo Inc. 3.74 78,528 294
2017-12-31 13F-HR FIZZ / National Beverage Corp. Put 97.43 20,600 2,007
2017-12-31 13F-HR NEO / NeoGenomics, Inc. 8.86 165,000 150,000 -9.09 1,836 1,329 -27.61
2017-12-31 13F-HR NCR / NCR Corp. Call 33.99 455,000 696,100 52.99 17,072 23,660 38.59
2017-12-31 13F-HR NLNK / NewLink Genetics Corp 8.11 125,000 1,014
2017-12-31 13F-HR NUE / Nucor Corp. Call 63.58 0 50,000 0 3,179
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Call 117.09 50,000 99,700 99.40 5,655 11,674 106.44
2017-12-31 13F-HR PH / Parker-Hannifin Corp. Call 199.60 20,000 3,992
2017-12-31 13F-HR PE / Parsley Energy, Inc. Call 29.44 0 180,000 0 5,299
2017-12-31 13F-HR OTIC / Otonomy, Inc. 5.55 150,000 200,000 33.33 488 1,110 127.46
2017-12-31 13F-HR PFGC / Performance Food Group Company 33.10 195,651 6,476
2017-12-31 13F-HR PCG / PG&E Corp. Call 44.84 25,000 1,121
2017-12-31 13F-HR PCG / PG&E Corp. Put 44.85 20,000 897
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.93 0 15,000 0 1,799
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.47 0 99,768 0 5,933
2017-12-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant Put 144.29 20,000 13,300 -33.50 2,695 1,919 -28.79
2017-12-31 13F-HR PTCT / PTC Therapeutics, Inc. 16.68 60,000 1,001
2017-12-31 13F-HR PXS / Pyxis Tankers Inc. 3.01 900,000 2,705
2017-12-31 13F-HR RDUS / Radius Health, Inc. 31.77 150,000 200,000 33.33 5,783 6,354 9.87
2017-12-31 13F-HR QEP / QEP Resources, Inc. 9.57 497,400 497,400 0.00 4,263 4,760 11.66
2017-12-31 13F-HR QUOT / Quotient Technology Inc. 11.74 10,000 92,381 823.81 157 1,085 591.08
2017-12-31 13F-HR PGR / Progressive Corp. (The) 56.32 219,010 105,671 -51.75 10,604 5,951 -43.88
2017-12-31 13F-HR RNGR / Ranger Energy Sevices, Inc. 9.22 45,000 13,230 -70.60 662 122 -81.57
2017-12-31 13F-HR RTN / Raytheon Co. 187.85 0 12,068 0 2,267
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 27.31 433,334 11,833
2017-12-31 13F-HR RF / Regions Financial Corp. Call 17.28 300,000 5,184
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. Call 3.88 100,000 388
2017-12-31 13F-HR RIOT BLOCKCHAIN INC / PUT Put (767292955) 28.40 81,900 2,326
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. 86.12 0 5,272 0 454
2017-12-31 13F-HR RXN / Rexnord Corp. 26.02 40,000 201,603 404.01 1,016 5,246 416.34
2017-12-31 13F-HR SCACU / Saban Capital Acquisition Corp. 9.92 975,000 25,000 -97.44 10,257 248 -97.58
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. 11.10 888,751 440,000 -50.49 10,203 4,884 -52.13
2017-12-31 13F-HR SC / Santander Consumer USA Holdings Inc. 18.62 474,879 754,772 58.94 7,299 14,054 92.55
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 85.38 0 199,452 0 17,029
2017-12-31 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y956) 72.26 450,000 32,517
2017-12-31 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y950) 60.53 172,500 10,441
2017-12-31 13F-HR SENTINEL ENERGY SERVICES INC / UNIT 11/02/2022 (G8062D128) 9.97 600,000 5,982
2017-12-31 13F-HR SDRL / Seadrill Limited Call 0.23 464,100 464,100 0.00 162 107 -33.95
2017-12-31 13F-HR IPOA.U / Social Capital Hedosophia 10.60 1,500,000 1,147,351 -23.51 15,825 12,162 -23.15
2017-12-31 13F-HR SRAQ / Silver Run Acquisition Corporation 1.49 434,000 334,000 -23.04 660 498 -24.55
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 37.85 383,284 199,605 -47.92 12,284 7,555 -38.50
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.43 20,000 23,688 18.44 1,120 1,550 38.39
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 43.12 0 43,270 0 1,866
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 24.35 0 75,531 0 1,839
2017-12-31 13F-HR SYF / Synchrony Financial 38.62 69,400 69,400 0.00 2,155 2,680 24.36
2017-12-31 13F-HR SYF / Synchrony Financial Put 38.62 69,400 69,400 0.00 2,155 2,680 24.36
2017-12-31 13F-HR SGRY / Surgery Partners, Inc. 12.10 40,000 30,000 -25.00 414 363 -12.32
2017-12-31 13F-HR TDOC / Teladoc, Inc. 34.85 100,000 75,000 -25.00 3,315 2,614 -21.15
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 312.00 0 750 0 234
2017-12-31 13F-HR TTPH / Tetraphase Pharmaceuticals, Inc. 6.30 560,000 500,000 -10.71 3,830 3,150 -17.75
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.88 0 176,473 0 33,509
2017-12-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.33 300,000 300,000 0.00 3,090 3,099 0.29
2017-12-31 13F-HR TRN / Trinity Industries, Inc. Call 37.47 30,000 1,124
2017-12-31 13F-HR TROX / Tronox Ltd 20.51 307,500 6,307
2017-12-31 13F-HR TROX / Tronox Ltd Call 20.52 50,000 1,026
2017-12-31 13F-HR 909214BS6 / Unisys Corp. Bond 34,630 35,091 1.33
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.06 0 12,800 0 1,716
2017-12-31 13F-HR UPS / United Parcel Service, Inc. Call 119.15 0 75,000 0 8,936
2017-12-31 13F-HR USFD / US Foods Holding Corp. Call 31.93 200,000 6,386
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 21.20 10,000 212
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF 97.80 5,000 489
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. Call 34.90 125,000 4,363
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 149.86 50,000 50,000 0.00 7,602 7,493 -1.43
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 49.46 24,544 1,214
2017-12-31 13F-HR WM / Waste Management, Inc. Call 86.29 42,900 3,702
2017-12-31 13F-HR WM / Waste Management, Inc. 86.29 42,600 3,676
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) Call 128.37 0 52,200 0 6,701
2017-12-31 13F-HR XPO / XPO Logistics, Inc. Call 91.59 75,000 6,869
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. 70.13 0 76,146 0 5,340
2017-12-31 13F-HR TMH / Team Health Holdings, Inc. 4.64 460,000 460,000 0.00 20,010 2,133 -89.34
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 133,118 295,682 122.12 2,383 6,348 166.39
2017-12-31 13F-HR HCM / Hutchison China MediTech Limited 39.42 17,200 17,200 0.00 469 678 44.56
2017-12-31 13F-HR GTYH / GTY Technology Holdings, Inc. 1.40 30,000 10,000 -66.67 298 14 -95.30
2017-12-31 13F-HR GTYH / GTY Technology Holdings, Inc. 9.93 2,670,000 30,000 -98.88 27,501 298 -98.92
2017-12-31 13F-HR GTYH / GTY Technology Holdings, Inc. 10.30 10,000 2,670,000 26,600.00 12 27,501 229,075.00
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.88 1,250,000 1,250,000 0.00 3,175 4,850 52.76
2017-12-31 13F-HR LMT / Lockheed Martin Corp. Call 321.07 8,900 14,900 67.42 2,762 4,784 73.21
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 255,384 101,309 -60.33 4,033 1,135 -71.86
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 55.64 189,817 170,400 -10.23 8,610 9,481 10.12
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 55.64 405,800 225,000 -44.55 18,407 12,519 -31.99
2017-12-31 13F-HR SYY / SYSCO Corp. 60.72 650,000 65,000 -90.00 35,068 3,947 -88.74
2017-12-31 13F-HR SYY / SYSCO Corp. Put 60.74 700,100 50,000 -92.86 37,770 3,037 -91.96
2017-12-31 13F-HR JD / JD.com, Inc. Call 41.42 80,000 80,000 0.00 3,056 3,314 8.44
2017-12-31 13F-HR MACQ / M I Acquisitions, Inc. 10.19 100,000 100,000 0.00 1,020 1,019 -0.10
2017-12-31 13F-HR EGN / Energen Corp. Call 57.60 0 15,000 0 864
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 150,382 845,810 462.44 23,912 152,576 538.07
2017-12-31 13F-HR ADI / Analog Devices, Inc. Call 89.03 100,000 100,000 0.00 8,617 8,903 3.32
2017-12-31 13F-HR ADI / Analog Devices, Inc. Put 89.04 50,000 50,000 0.00 4,309 4,452 3.32
2017-12-31 13F-HR MACQU / M I Acquisitions, Inc. 10.62 650,000 650,000 0.00 6,799 6,903 1.53
2017-12-31 13F-HR TPGH / TPG Pace Holdings Corp. 10.10 200,000 200,000 0.00 2,052 2,020 -1.56
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.81 0 97,626 0 2,910
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 89.17 40,000 35,000 -12.50 3,723 3,121 -16.17
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 9.43 16,733 275,855 1,548.57 207 2,600 1,156.04
2017-12-31 13F-HR SRUNU / Silver Run Acquisition Corporation II 10.46 433,211 433,211 0.00 4,644 4,531 -2.43
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.09 469,303 628,338 33.89 53,073 73,572 38.62
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.52 0 44,700 0 4,806
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 107.50 0 64,500 0 6,934
2017-12-31 13F-HR DIS / The Walt Disney Co. Put 107.50 0 37,200 0 3,999
2017-12-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 172,982 142,386 -17.69
2017-12-31 13F-HR UNVR / Univar, Inc. 30.96 94,250 71,540 -24.10 2,727 2,215 -18.78
2017-12-31 13F-HR X / United States Steel Corp. Put 35.19 0 72,800 0 2,562
2017-12-31 13F-HR PRTA / Prothena Corp plc 37.50 20,000 50,000 150.00 1,295 1,875 44.79
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.62 135,000 100,616 -25.47 7,166 5,697 -20.50
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 122.25 14,800 12,098 -18.26 1,740 1,479 -15.00
2017-12-31 13F-HR QTWO / Q2 Holdings, Inc. 36.86 81,405 12,210 -85.00 3,391 450 -86.73
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.29 57,500 13,300 -76.87 7,749 1,919 -75.24
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 31,200 129,047 313.61 1,509 6,101 304.31
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.27 0 25,500 0 262
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.28 0 50,000 0 514
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 15.24 0 206,175 0 3,142
2017-12-31 13F-HR FHN / First Horizon National Corp. 19.99 300,000 407,835 35.95 5,745 8,153 41.91
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.23 147,348 110,860 -24.76 13,765 11,333 -17.67
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.26 40,000 95,000 137.50 1,361 3,350 146.14
2017-12-31 13F-HR WY / Weyerhaeuser Co. Put 35.26 100,000 100,000 0.00 3,403 3,526 3.61
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 63.30 0 40,333 0 2,553
2017-12-31 13F-HR ABUS / Arbutus Biopharma Corporation 5.05 118,000 400,000 238.98 732 2,020 175.96
2017-12-31 13F-HR INCY / Incyte Corp. Put 94.70 20,000 20,000 0.00 2,335 1,894 -18.89
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 28.50 0 500,000 0 14,250
2017-12-31 13F-HR RGNX / REGENXBIO Inc. 33.25 20,000 75,000 275.00 659 2,494 278.45
2017-12-31 13F-HR FSLR / First Solar, Inc. Call 67.53 0 50,200 0 3,390
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Call 16.14 900,000 197,200 -78.09 15,120 3,183 -78.95
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.60 26,400 25,000 -5.30 1,789 2,290 28.00
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.70 40,000 40,000 0.00 2,588 2,548 -1.55
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 68.00 40,000 60,000 50.00 3,296 4,080 23.79
2017-12-31 13F-HR WFC / Wells Fargo & Co. Call 60.67 0 210,000 0 12,741
2017-12-31 13F-HR GD / General Dynamics Corp. Call 203.46 37,000 26,600 -28.11 7,606 5,412 -28.85
2017-12-31 13F-HR HIIQ / Health Insurance Innovations, Inc. 24.95 21,385 125,787 488.20 310 3,138 912.26
2017-12-31 13F-HR FSAC / Federal Street Acquisition Corp. 10.25 1,500,000 1,500,000 0.00 15,450 15,375 -0.49
2017-12-31 13F-HR FIZZ / National Beverage Corp. 97.45 33,092 18,092 -45.33 4,105 1,763 -57.05
2017-12-31 13F-HR AZO / AutoZone, Inc. 711.33 4,000 1,500 -62.50 2,380 1,067 -55.17
2017-12-31 13F-HR AZO / AutoZone, Inc. Call 711.37 55,200 220,500 299.46 32,850 156,857 377.49
2017-12-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.28 30,890 1,200,000 3,784.75 309 336 8.74
2017-12-31 13F-HR KSU / Kansas City Southern Call 105.21 0 30,300 0 3,188
2017-12-31 13F-HR SWNC / Southwestern Energy Co. Call 5.58 0 81,000 0 452
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 3,777,407 7,167,499 89.75 250,215 500,650 100.09
2017-12-31 13F-HR MCK / McKesson Corp. 155.97 0 25,069 0 3,910
2017-12-31 13F-HR AL / Air Lease Corporation 48.09 161,177 82,846 -48.60 6,869 3,984 -42.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 48,496 50,000 3.10 3,091 3,064 -0.87
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 15.15 175,000 20,000 -88.57 2,875 303 -89.46
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 288.99 4,500 8,516 89.24 1,385 2,461 77.69
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 79,581 47,950 -39.75 3,779 2,495 -33.98
2017-12-31 13F-HR DISH / DISH Network Corp. 47.74 216,202 60,282 -72.12 11,725 2,878 -75.45
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 274.67 0 1,500 0 412
2017-12-31 13F-HR TDG / Transdigm Group, Inc. Put 274.67 0 7,500 0 2,060
2017-12-31 13F-HR DE / Deere & Co. 156.52 27,208 28,738 5.62 3,417 4,498 31.64
2017-12-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 9.75 473,402 1,500,000 216.86 312 14,625 4,587.50
2017-12-31 13F-HR HDS / Hd Supply Inc. 40.03 119,300 28,356 -76.23 4,303 1,135 -73.62
2017-12-31 13F-HR CTB / Cooper Tire & Rubber Co. 35.35 49,554 104,302 110.48 1,853 3,687 98.97
2017-12-31 13F-HR APA / Apache Corp. Call 42.22 0 45,000 0 1,900
2017-12-31 13F-HR KANG / iKang Healthcare Group, Inc. 15.80 389,472 389,472 0.00 5,250 6,154 17.22
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 615,589 220,847 -64.12 15,599 6,519 -58.21
2017-12-31 13F-HR BAC / Bank of America Corp. Call 29.52 0 250,000 0 7,380
2017-12-31 13F-HR SCACU / Saban Capital Acquisition Corp. 1.28 25,000 12,500 -50.00 248 16 -93.55
2017-12-31 13F-HR SCACU / Saban Capital Acquisition Corp. 10.52 12,500 975,000 7,700.00 15 10,257 68,280.00
2017-12-31 13F-HR CO / China Cord Blood Corp. 10.00 10,000 10,000 0.00 111 100 -9.91
2017-12-31 13F-HR QTNT / Quotient Limited 4.95 45,000 480,000 966.67 222 2,376 970.27
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 200,000 230,769 15.38 20,490 21,108 3.02
2017-12-31 13F-HR TWX / Time Warner, Inc. Put 91.47 226,600 237,700 4.90 23,215 21,742 -6.35
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,738.00 1,500 1,500 0.00 2,746 2,607 -5.06
2017-12-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 32.79 90,000 80,779 -10.25 2,552 2,649 3.80
2017-12-31 13F-HR INTC / Intel Corp. Put 46.16 117,500 177,500 51.06 4,474 8,193 83.12
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 50.83 0 142,732 0 7,255
2017-12-31 13F-HR LRCX / Lam Research Corp. Put 184.07 0 60,000 0 11,044
2017-12-31 13F-HR XLRN / Acceleron Pharma Inc. 42.44 212,500 180,000 -15.29 7,931 7,639 -3.68
2017-12-31 13F-HR ATRA / Atara Biotherapeutics, Inc. 18.12 0 25,000 0 453
2017-12-31 13F-HR CLR / Continental Resources, Inc. Call 52.98 0 81,000 0 4,291
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 37.18 0 45,000 0 1,673
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. 14.39 100,000 100,000 0.00 1,508 1,439 -4.58
2017-12-31 13F-HR ATH / Athene Holding Ltd Call 51.71 0 35,000 0 1,810
2017-12-31 13F-HR FNTE / Fintech Acquisition Corp. II 9.90 480,000 20,000 -95.83 5,016 198 -96.05
2017-12-31 13F-HR FNTE / Fintech Acquisition Corp. II 10.45 10,000 480,000 4,700.00 13 5,016 38,484.62
2017-12-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.77 2,399,369 3,373,798 40.61 4,319 5,972 38.27
2017-12-31 13F-HR NAK / Northern Dynasty Minerals Ltd. Call 1.77 2,479,600 500,000 -79.84 4,463 885 -80.17
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 84.26 111,905 25,529 -77.19 10,607 2,151 -79.72
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 0 26,259 0 4,138
2017-12-31 13F-HR CAT / Caterpillar, Inc. Call 157.58 0 149,800 0 23,605
2017-12-31 13F-HR CAT / Caterpillar, Inc. Put 157.59 0 8,300 0 1,308
2017-12-31 13F-HR UNP / Union Pacific Corp. Call 134.08 0 20,100 0 2,695
2017-12-31 13F-HR UNP / Union Pacific Corp. Put 134.10 0 37,300 0 5,002
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.35 0 240,199 0 3,927
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.01 0 48,651 0 3,941
2017-12-31 13F-HR AGN / Allergan plc 163.60 0 20,000 0 3,272
2017-12-31 13F-HR ADUS / Addus HomeCare Corp 34.79 35,000 29,750 -15.00 1,236 1,035 -16.26
2017-12-31 13F-HR NVIV / InVivo Therapeutics Holdings Corp 0.77 46,990 46,990 0.00 69 36 -47.83
2017-12-31 13F-HR DVA / DaVita HealthCare Partners Inc. 72.25 0 165,675 0 11,970
2017-12-31 13F-HR ASND / Ascendis Pharma AS 40.06 120,000 120,000 0.00 4,350 4,807 10.51
2017-12-31 13F-HR DBVT / DBV Technologies S.A. 24.60 10,000 60,000 500.00 424 1,476 248.11
2017-12-31 13F-HR FND / Floor & Decor Holdings, Inc. 48.69 125,596 63,344 -49.57 4,889 3,084 -36.92
2017-12-31 13F-HR V / Visa, Inc. 114.02 178,472 202,091 13.23 18,782 23,042 22.68
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 24.14 167,418 177,335 5.92 4,001 4,281 7.00
2017-12-31 13F-HR YNDX / Yandex N.V. 32.75 209,532 337,930 61.28 6,904 11,067 60.30
2017-12-31 13F-HR AGEN / Agenus Inc. 3.26 280,000 450,000 60.71 1,235 1,467 18.79
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 6,971 398,875 5,621.92 1,751 106,444 5,979.04
2017-12-31 13F-HR EWS / iShares MSCI Singapore ETF 25.93 70,500 70,500 0.00 1,722 1,828 6.16
2017-12-31 13F-HR CHUBK / Commercehub Inc 20.59 251,400 200,726 -20.16 5,367 4,133 -22.99
2017-12-31 13F-HR T / AT & T, Inc. Call 38.88 0 200,000 0 7,776
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.97 283,568 369,820 30.42 18,205 24,767 36.05
2017-12-31 13F-HR TECH / Bio-Techne Corp 129.55 75,000 80,748 7.66 9,067 10,461 15.37
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.85 15,272 8,522 -44.20 4,394 2,615 -40.49
2017-12-31 13F-HR 59001KAC4 / Meritor, Inc. 7.875% Bond 18,070 16,572 -8.29
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 12.80 100,000 125,000 25.00 1,230 1,600 30.08
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.01 0 75,886 0 1,822
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.65 0 18,793 0 4,203
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.48 60,000 50,000 -16.67 2,436 1,774 -27.18
2017-12-31 13F-HR AIN / Albany International Corp. 61.46 96,842 88,845 -8.26 5,559 5,460 -1.78
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 34.56 0 287,100 0 9,922
2017-12-31 13F-HR FMCI / Forum Merger Corporation 9.98 510,000 450,000 -11.76 5,228 4,491 -14.10
2017-12-31 13F-HR LB / L Brands, Inc. Put 60.23 0 35,000 0 2,108
2017-12-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 191.06 0 8,437 0 1,612
2017-12-31 13F-HR MSCC / Microsemi Corp. 51.65 100,585 81,549 -18.93 5,178 4,212 -18.66
2017-12-31 13F-HR ALKS / Alkermes plc 54.74 60,000 50,000 -16.67 3,050 2,737 -10.26
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Call 11.72 223,900 223,900 0.00 1,667 2,624 57.41
2017-12-31 13F-HR CSTM / Constellium N.V. 11.15 300,916 316,616 5.22 3,084 3,530 14.46
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 0.32 25,000 25,000 0.00 255 8 -96.86
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.45 25,000 600,000 2,300.00 254 6,270 2,368.50
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 85.05 52,000 526,875 913.22 18,898 44,811 137.12
2017-12-31 13F-HR TV / Grupo Televisa S.A. 18.67 387,751 649,514 67.51 9,566 12,126 26.76
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.46 50,000 126,161 152.32 9,793 27,813 184.01
2017-12-31 13F-HR WRLS / Pensare Acquisition Corp. 10.32 200,000 200,000 0.00 2,066 2,064 -0.10
2017-12-31 13F-HR FMCI / Forum Merger Corporation 10.90 450,000 60,000 -86.67 297 654 120.20
2017-12-31 13F-HR BIIB / Biogen Inc. 318.60 15,000 15,000 0.00 4,697 4,779 1.75
2017-12-31 13F-HR BLVD / Boulevard Acquisition Corp. II 1,500,000 0 -100.00 15,000 0 -100.00
2017-12-31 13F-HR DSKE / Daseke, Inc. 41,800 0 -100.00 545 0 -100.00
2017-12-31 13F-HR FLY / Fly Leasing Ltd. 147,629 0 -100.00 2,070 0 -100.00
2017-12-31 13F-HR I-AM CAPITAL ACQUISITION CO / UNIT 08/15/2022 (45074Q207) 425,000 0 -100.00 4,356 0
2017-12-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 40,000,000 0 -100.00 73,570 0 -100.00
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 146,845 0 -100.00 3,461 0 -100.00
2017-12-31 13F-HR NLST / Netlist, Inc. 414,888 0 -100.00 305 0 -100.00
2017-12-31 13F-HR RLJ / RLJ Lodging Trust 80,044 0 -100.00 1,761 0 -100.00
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 10,000 0 -100.00 623 0 -100.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 141,540 0 -100.00 9,974 0 -100.00
2017-12-31 13F-HR AME / Ametek, Inc. 18,000 0 -100.00 1,189 0 -100.00
2017-12-31 13F-HR AMTD / TD AmeriTrade Holding Corp. Put 200,000 0 -100.00 9,760 0 -100.00
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. Call 200,000 0 -100.00 3,754 0 -100.00
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. Put 40,000 0 -100.00 2,241 0 -100.00
2017-12-31 13F-HR UNITI GROUP INC / PUT Put (91325V958) 79,400 0 -100.00 1,164 0
2017-12-31 13F-HR FINANCIAL SELECT SECTOR SPDR / PUT Put (81369Y955) 250,000 0 -100.00 6,465 0
2017-12-31 13F-HR ANGI / Angie's List, Inc. 369,660 0 -100.00 4,606 0 -100.00
2017-12-31 13F-HR ESDI / Eastside Distilling, Inc. 15,454 0 -100.00 8 0 -100.00
2017-12-31 13F-HR BGC / General Cable Corp. 100,000 0 -100.00 1,885 0 -100.00
2017-12-31 13F-HR STT / State Street Corp. 118,796 0 -100.00 11,350 0 -100.00
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 53,384 0 -100.00 3,326 0 -100.00
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 10,000 0 -100.00 1,078 0 -100.00
2017-12-31 13F-HR ELY / Callaway Golf Company 200,173 0 -100.00 2,888 0 -100.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 45,000 0 -100.00 3,278 0 -100.00
2017-12-31 13F-HR MSFT / Microsoft Corp. 92,781 0 -100.00 6,911 0 -100.00
2017-12-31 13F-HR CBPX / Continental Building Products, Inc. 44,248 0 -100.00 1,150 0 -100.00
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 100,000 0 -100.00 6,403 0 -100.00
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Call 247,400 0 -100.00 5,594 0 -100.00
2017-12-31 13F-HR GE / General Electric Co. Put 25,000 0 -100.00 605 0 -100.00
2017-12-31 13F-HR CPST / Capstone Turbine Corp. 444,546 0 -100.00 309 0 -100.00
2017-12-31 13F-HR BLL / Ball Corp. 69,950 0 -100.00 2,889 0 -100.00
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 71,210 0 -100.00 3,461 0 -100.00
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 418,439 0 -100.00 1,799 0 -100.00
2017-12-31 13F-HR PLCE / Children's Place, Inc. (The) 10,000 0 -100.00 1,182 0 -100.00
2017-12-31 13F-HR VDTH / Videocon d2h Limited 39,414 0 -100.00 351 0 -100.00
2017-12-31 13F-HR MCFT / MCBC Holdings, Inc. 55,000 0 -100.00 1,121 0 -100.00
2017-12-31 13F-HR COTY / Coty, Inc. 234,587 0 -100.00 3,878 0 -100.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 150,000 0 -100.00 11,583 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 200,000 0 -100.00 1,392 0 -100.00
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 70,000 0 -100.00 3,140 0 -100.00
2017-12-31 13F-HR URI / United Rentals, Inc. 22,000 0 -100.00 3,052 0 -100.00
2017-12-31 13F-HR INCR / INC Research Holdings, Inc. 272,398 0 -100.00 14,246 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Call 313,800 0 -100.00 19,349 0 -100.00
2017-12-31 13F-HR CFCO / CF Corporation 1,277,259 0 -100.00 14,305 0 -100.00
2017-12-31 13F-HR ATH / Athene Holding Ltd 450,000 0 -100.00 24,228 0 -100.00
2017-12-31 13F-HR SHPG / Shire Plc. 10,000 0 -100.00 1,531 0 -100.00
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Put 35,000 0 -100.00 2,181 0 -100.00
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 854,358 0 -100.00 18,745 0 -100.00
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 475,000 0 -100.00 14,255 0 -100.00
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. Call 8,000 0 -100.00 1,723 0 -100.00
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 38,000 0 -100.00 2,631 0 -100.00