InvestorHilton Capital Management, LLC
Portfolio Value $ 662,398,000
Current Positions92
Opened Positions5
Closed Positions16


Latest Holdings, Performance, AUM (from 13F, 13D)

Hilton Capital Management, LLC has disclosed 92 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 662,398,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Hilton Capital Management, LLC's top holdings are iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , JPMorgan Chase & Co. (NYSE:JPM) , Bank of N.T. Butterfield & Son Limited (The) (NYSE:NTB) , Broadridge Financial Solutions, Inc. (NYSE:BR) , and Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) . Hilton Capital Management, LLC's new positions include iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) , Crown Castle International Corp. (NYSE:CCI) , PIMCO Dynamic Credit Income Fund (NYSE:PCI) , and Host Hotels & Resorts, Inc. (NYSE:HST) .

All Hilton Capital Management, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 17, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 3,476 4,656 33.95
2017-12-31 13F-HR ARGT / Global X FTSE Argentina 20 ETF 295 297 0.68
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.01 178,495 19,815
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.68 2,337 2,331 -0.26 230 251 9.13
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. 57.88 9,640 558
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 311 330 6.11
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.74 49,673 881
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 1,982 1,417 -28.51
2017-12-31 13F-HR IMMR / Immersion Corporation 7.10 10,000 71
2017-12-31 13F-HR IPWR / Ideal Power Inc. 1.44 12,500 18
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 938 1,025 9.28
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 16,720 17,811 6.53
2017-12-31 13F-HR LLSP / Direxion Daily S&P 500 Bull 1.25X Shares 252 483 91.67
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 359 380 5.85
2017-12-31 13F-HR MGM / MGM Resorts International 33.40 45,455 1,518
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 9,843 17,747 80.30 733 1,518 107.09
2017-12-31 13F-HR MVIS / Microvision, Inc. 1.64 25,000 41
2017-12-31 13F-HR NUVEEN CAL ABC DIV ADV MUNI INC FUND / Fixed Income Closed-End Fund (67066Y105) 215
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.43 3,045 589
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 16,530 19,265 16.55
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 3,396 3,692 8.72
2017-12-31 13F-HR SHV / iShares Short Treasury Bond ETF 1,711 1,709 -0.12
2017-12-31 13F-HR TIPT / Tiptree Financial Inc. 5.94 31,650 188
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 126
2017-12-31 13F-HR V / Visa, Inc. 113.98 7,782 887
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 17,979 17,480 -2.78
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 1,512 1,127 -25.46
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 835 575 -31.14
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.58 245,203 286,233 16.73 19,817 25,927 30.83
2017-12-31 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 411 445 8.27
2017-12-31 13F-HR OCSL / Oaktree Specialty Lending Corporation 2,474,369 0 -100.00 13,535 0 -100.00
2017-12-31 13F-HR MRK / Merck & Co., Inc. 4,355 0 -100.00 279 0 -100.00
2017-12-31 13F-HR EDAP / EDAP TMS S.A. 83,000 0 -100.00 247 0 -100.00
2017-12-31 13F-HR HTBK / Heritage Commerce Corp. 18,465 0 -100.00 263 0 -100.00
2017-12-31 13F-HR 40416EAB9 / HCI Group, Inc. Bond 11,561 9,865 -14.67
2017-12-31 13F-HR AAU / Almaden Minerals Ltd. 1.04 25,000 26
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 2,160 2,219 2.73
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.58 2,400 2,400 0.00 356 407 14.33
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 608,344 0 -100.00 4,769 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.78 4,660 4,660 0.00 414 451 8.94
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 18,926 15,925 -15.86 2,917 2,695 -7.61
2017-12-31 13F-HR BBX / BBX Capital Corporation 7.97 104,050 829
2017-12-31 13F-HR AMRB / American River Bankshares 15.24 16,355 30,055 83.77 226 458 102.65
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.42 6,819 6,233 -8.59 6,555 7,289 11.20
2017-12-31 13F-HR BLK / BlackRock, Inc. 514.12 850 850 0.00 380 437 15.00
2017-12-31 13F-HR CGNX / Cognex Corp. 61.20 5,000 306
2017-12-31 13F-HR CVCY / Central Valley Community Bancorp 20.20 14,310 289
2017-12-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 10.11 50,965 53,900 5.76 564 545 -3.37
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.33 0 1,500 0 236
2017-12-31 13F-HR C / Citigroup, Inc. 74.48 3,500 6,270 79.14 255 467 83.14
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.32 4,010 4,750 18.45 735 942 28.16
2017-12-31 13F-HR CME / CME Group, Inc. 146.05 78,364 87,750 11.98 10,632 12,816 20.54
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.26 9,708 10,141 4.46 326 388 19.02
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.27 3,025 3,025 0.00 677 748 10.49
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 643,970 643,951 -0.00 16,788 17,071 1.69
2017-12-31 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 295 312 5.76
2017-12-31 13F-HR FCPT / Four Corners Property Trust, Inc. 25.70 419,824 493,381 17.52 10,462 12,680 21.20
2017-12-31 13F-HR FCB / FCB Financial Holdings, Inc. 50.79 8,230 8,230 0.00 398 418 5.03
2017-12-31 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 54,750 45,907 -16.15
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.64 993 1,618 62.94 236 412 74.58
2017-12-31 13F-HR GPT / Gramercy Property Trust Inc. 26.66 555,490 675,378 21.58 16,804 18,006 7.15
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. 19.85 905,243 17,969
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 278 283 1.80
2017-12-31 13F-HR HBMD / Howard Bancorp, Inc. 22.00 192,465 201,815 4.86 4,023 4,440 10.37
2017-12-31 13F-HR HRS / Harris Corp. 141.65 127,714 145,076 13.59 16,817 20,550 22.20
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.64 1,872 1,872 0.00 306 355 16.01
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 80.00 3,000 3,000 0.00 208 240 15.38
2017-12-31 13F-HR XISDX / Prudential Short Duration High 773 748 -3.23
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 244 263 7.79
2017-12-31 13F-HR INTC / Intel Corp. 46.23 6,900 6,900 0.00 263 319 21.29
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 754 796 5.57
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 231 243 5.19
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 61,543 133,184 116.41 8,001 18,608 132.57
2017-12-31 13F-HR KNOW / Direxion All Cap Insider Sentiment Shares 349 349 0.00
2017-12-31 13F-HR LBC / Luther Burbank Corporation 12.04 67,855 817
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.05 16,340 16,340 0.00 332 344 3.61
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,374 680 -50.51
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.86 2,900 2,900 0.00 320 394 23.13
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.77 14,654 14,404 -1.71 596 616 3.36
2017-12-31 13F-HR MSFG / MainSource Financial Group, Inc. 36.31 461,211 515,432 11.76 16,539 18,715 13.16
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.17 10,500 6,000 -42.86 413 247 -40.19
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 308 309 0.32
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 2,684,581 13,128
2017-12-31 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 408 434 6.37
2017-12-31 13F-HR OPB / Opus Bank 27.31 14,575 19,295 32.38 350 527 50.57
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.64 51,997 53,527 2.94 1,102 1,105 0.27
2017-12-31 13F-HR SBBX / Sussex Bancorp, Inc. 26.87 0 8,410 0 226
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 259,016 281,082 8.52 13,912 16,143 16.04
2017-12-31 13F-HR RSG / Republic Services, Inc. 67.61 272,802 308,483 13.08 18,021 20,857 15.74
2017-12-31 13F-HR TEP / Tallgrass Energy Partners, LP 45.90 10,415 10,415 0.00 499 478 -4.21
2017-12-31 13F-HR STL / Sterling Bancorp 24.60 0 631,592 0 15,537
2017-12-31 13F-HR TER / Teradyne, Inc. 41.86 11,600 8,600 -25.86 433 360 -16.86
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 11,366 10,655 -6.26
2017-12-31 13F-HR TRGP / Targa Resources Corp. 48.41 21,853 21,853 0.00 1,034 1,058 2.32
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.36 4,350 4,350 0.00 265 293 10.57
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 408 413 1.23
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 407 429 5.41
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 525 559 6.48
2017-12-31 13F-HR WB / Weibo Corporation 103.47 3,950 13,550 243.04 391 1,402 258.57
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 38.79 13,003 13,740 5.67 506 533 5.34
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 2.80 75,000 210
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.98 85,000 50,000 -41.18 167 99 -40.72
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.28 662 807 21.90 645 850 31.78
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.45 5,703 5,705 0.04 5,470 5,970 9.14
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.11 10,765 10,765 0.00 206 195 -5.34
2017-12-31 13F-HR LII / Lennox International, Inc. 208.25 62,063 66,976 7.92 11,107 13,948 25.58
2017-12-31 13F-HR MSLXP / Midsouth Bancorp, Inc. 13.25 30,375 38,185 25.71 366 506 38.25
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 458 499 8.95
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.28 280,067 314,716 12.37 16,644 19,286 15.87
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 633 667 5.37
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 6,545 6,650 1.60 954 694 -27.25
2017-12-31 13F-HR NSA / National Storage Affiliates Trust 27.24 15,125 15,125 0.00 367 412 12.26
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.49 8,603 10,703 24.41 413 519 25.67
2017-12-31 13F-HR SIVB / SVB Financial Group 233.71 4,758 4,758 0.00 890 1,112 24.94
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.75 2,485 2,485 0.00 226 228 0.88
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 19,601 22,109 12.80
2017-12-31 13F-HR DX / Dynex Capital, Inc. 7.02 25,850 13,250 -48.74 188 93 -50.53
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 8,339 8,370 0.37 1,425 1,477 3.65
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.25 28,000 28,000 0.00 487 483 -0.82
2017-12-31 13F-HR MCD / McDonald's Corp. 172.11 72,786 83,543 14.78 11,404 14,379 26.09
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 8,623 10,382 20.40
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 14.82 1,023,372 609,237 -40.47 16,671 9,029 -45.84
2017-12-31 13F-HR WES / Western Gas Partners, L.P. 48.09 33,990 33,790 -0.59 1,743 1,625 -6.77
2017-12-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.43 1,209,365 1,349,061 11.55 15,492 18,118 16.95
2017-12-31 13F-HR EVA / Enviva Partners LP 0.52 13,500 13,500 0.00 9 7 -22.22
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.05 12,480 12,480 0.00 416 400 -3.85
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.94 215,421 223,074 3.55 15,308 15,825 3.38
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.17 13,350 25,235 89.03 324 736 127.16
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.61 8,335 9,413 12.93 683 787 15.23
2017-12-31 13F-HR AXP / American Express Co. 99.30 14,220 14,220 0.00 1,286 1,412 9.80
2017-12-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 14,754 15,997 8.42
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.07 324,987 370,322 13.95 12,977 18,912 45.73
2017-12-31 13F-HR ITB / iShares U.S. Home Construction ETF 424 507 19.58
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 210,996 254,378 20.56 20,152 27,203 34.99
2017-12-31 13F-HR MPLX / MPLX LP 35.45 7,785 7,785 0.00 273 276 1.10
2017-12-31 13F-HR SFBS / ServisFirst Bancshares, Inc. 41.46 11,650 11,650 0.00 453 483 6.62
2017-12-31 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.29 737,304 717,192 -2.73 27,015 26,027 -3.66
2017-12-31 13F-HR MO / Altria Group, Inc. 6,810 0 -100.00 432 0 -100.00
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 8,940 0 -100.00 266 0 -100.00
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 6,595 0 -100.00 263 0 -100.00
2017-12-31 13F-HR EMAN / eMagin Corp. 10,000 0 -100.00 23 0 -100.00
2017-12-31 13F-HR LTEA / Long Blockchain Corp. 15,000 0 -100.00 37 0 -100.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 31,000 0 -100.00 395 0 -100.00
2017-12-31 13F-HR GE / General Electric Co. 19,956 0 -100.00 483 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 4,500 0 -100.00 777 0 -100.00
2017-12-31 13F-HR SHOP / Shopify Inc. 2,500 0 -100.00 291 0 -100.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 82,081 0 -100.00 13,485 0 -100.00
2017-12-31 13F-HR BOCA / Banc of California, Inc. 15,841 0 -100.00 329 0 -100.00