Current Holdings (from 13F, 13D)

InvestorHilton Capital Management, LLC
Portfolio Value$ 573,001,000
Current Positions87
Opened Positions5
Closed Positions11

Hilton Capital Management, LLC has disclosed 87 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 573,001,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Hilton Capital Management, LLC's top holdings are iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , Bank of N.T. Butterfield & Son Limited (The) (NYSE:NTB) , JPMorgan Chase & Co. (NYSE:JPM) , Broadridge Financial Solutions, Inc. (NYSE:BR) , and Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) . Hilton Capital Management, LLC's new positions include iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) , Vanguard Short-Term Corporate Bond Index Fund (NASDAQ:VCSH) , Nuveen Credit Strategies Income Fund (NYSE:JQC) , and PIMCO Dynamic Credit Income Fund (NYSE:PCI) .


All Hilton Capital Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-07. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.33 12,480 416
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 39.93 324,987 12,977
2017‑09‑30 13F-HR FFIDX / Fidelity 311
2017‑09‑30 13F-HR FSC / Fifth Street Finance Corp. 5.47 2,474,369 13,535
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 16,340 332
2017‑09‑30 13F-HR DIREXION DAILY S&P BULL 1.25 / Equity ETFs (25490K109) 252
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.44 6,810 432
2017‑09‑30 13F-HR FIDELITY NASDAQCOMP INDEX ETF / Equity ETFs (315912808) 408
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 29.75 8,940 266
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 408
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 1,607
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 407
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 603
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 85,000 85,000 0.00 251 167 -33.47
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 974.32 662 662 0.00 615 645 4.88
2017‑09‑30 13F-HR CLNY / Colony Capital, Inc. 3,517 3,476 -1.17
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 349 359 2.87
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.14 4,543 5,703 25.53 4,128 5,470 32.51
2017‑09‑30 13F-HR INTC / Intel Corp. 38.12 6,900 6,900 0.00 233 263 12.88
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.14 10,765 10,765 0.00 206 206 0.00
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178.96 58,683 62,063 5.76 10,777 11,107 3.06
2017‑09‑30 13F-HR LTXB / LegacyTexas Financial Group Inc. 39.88 6,595 6,595 0.00 251 263 4.78
2017‑09‑30 13F-HR MSLXP / Midsouth Bancorp, Inc. 12.05 24,525 30,375 23.85 288 366 27.08
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 434 458 5.53
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.43 272,440 280,067 2.80 15,347 16,644 8.45
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 644 633 -1.71
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 229 231 0.87
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.67 16,399 14,654 -10.64 708 596 -15.82
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 6,545 6,545 0.00 850 954 12.24
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 569 835 46.75
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 1,015 1,512 48.97
2017‑09‑30 13F-HR AMRB / American River Bankshares 13.82 16,305 16,355 0.31 237 226 -4.64
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,937 1,374 -29.07
2017‑09‑30 13F-HR NSA / National Storage Affiliates Trust 24.26 15,125 15,125 0.00 350 367 4.86
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 48.01 0 8,603 0 413
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.05 4,758 4,758 0.00 836 890 6.46
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.95 2,485 2,485 0.00 217 226 4.15
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.47 3,995 9,843 146.38 275 733 166.55
2017‑09‑30 13F-HR HBMD / Howard Bancorp, Inc. 20.90 175,915 192,465 9.41 3,386 4,023 18.81
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 19,359 19,601 1.25
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 7.27 38,783 25,850 -33.35 275 188 -31.64
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 11,106 8,339 -24.91 1,677 1,425 -15.03
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.39 28,000 28,000 0.00 503 487 -3.18
2017‑09‑30 13F-HR WB / Weibo Corporation 98.99 3,950 3,950 0.00 263 391 48.67
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 233 244 4.72
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.34 2,900 2,900 0.00 291 320 9.97
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 73,617 2,186 2,160 -1.19
2017‑09‑30 13F-HR HCJ / HCI Group, Inc. 13,065 11,561 -11.51
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.68 0 72,786 0 11,404
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 460 8,623 1,774.57
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.33 2,400 2,400 0.00 305 356 16.72
2017‑09‑30 13F-HR TRGP / Targa Resources Corp. 47.32 21,853 21,853 0.00 988 1,034 4.66
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 16.29 1,027,078 1,023,372 -0.36 17,501 16,671 -4.74
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.06 3,340 4,355 30.39 214 279 30.37
2017‑09‑30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11.07 0 50,965 0 564
2017‑09‑30 13F-HR EMAN / eMagin Corp. 2.30 10,000 10,000 0.00 25 23 -8.00
2017‑09‑30 13F-HR WES / Western Gas Partners, L.P. 51.28 40,990 33,990 -17.08 2,293 1,743 -23.99
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 12.81 1,185,257 1,209,365 2.03 15,029 15,492 3.08
2017‑09‑30 13F-HR NUVEEN CAL ABC DIV ADV MUNI INC FUND / Fixed Income Closed-End Fund (67066Y105) 0.00 226 224 -0.88
2017‑09‑30 13F-HR TEP / Tallgrass Energy Partners, LP 47.91 17,815 10,415 -41.54 892 499 -44.06
2017‑09‑30 13F-HR EVA / Enviva Partners LP 0.67 13,500 13,500 0.00 9 9 0.00
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 16,596 16,720 0.75
2017‑09‑30 13F-HR HRS / Harris Corp. 131.68 126,422 127,714 1.02 13,790 16,817 21.95
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.06 226,256 215,421 -4.79 16,125 15,308 -5.07
2017‑09‑30 13F-HR EDAP / EDAP TMS S.A. 2.98 83,000 83,000 0.00 274 247 -9.85
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 268 278 3.73
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 19,181 17,979 -6.27
2017‑09‑30 13F-HR FCPT / Four Corners Property Trust, Inc. 24.92 428,153 419,824 -1.95 10,751 10,462 -2.69
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 767 938 22.29
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 303 308 1.65
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.42 2,222 2,337 5.18 236 230 -2.54
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 24.27 13,350 13,350 0.00 279 324 16.13
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 735 754 2.59
2017‑09‑30 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 50,833 54,750 7.71
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 497 525 5.63
2017‑09‑30 13F-HR LTEA / Long Island Iced Tea Corp. 2.47 15,000 15,000 0.00 81 37 -54.32
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 11,531 11,366 -1.43
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.74 31,000 31,000 0.00 387 395 2.07
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.66 63,577 993 -98.44 14,108 236 -98.33
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 813,961 643,970 -20.88 22,042 16,788 -23.84
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.94 8,844 8,335 -5.76 714 683 -4.34
2017‑09‑30 13F-HR AXP / American Express Co. 90.44 14,220 14,220 0.00 1,198 1,286 7.35
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 14,757 14,754 -0.02
2017‑09‑30 13F-HR TER / Teradyne, Inc. 37.33 11,600 11,600 0.00 348 433 24.43
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.84 4,660 4,660 0.00 338 414 22.49
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 14,430 16,530 14.55
2017‑09‑30 13F-HR MSFG / MainSource Financial Group, Inc. 35.86 445,993 461,211 3.41 14,945 16,539 10.67
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 1,128 424 -62.41
2017‑09‑30 13F-HR GE / General Electric Co. 24.20 20,507 19,956 -2.69 554 483 -12.82
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 208,535 210,996 1.18 19,060 20,152 5.73
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 2,477 1,982 -19.98
2017‑09‑30 13F-HR HTBK / Heritage Commerce Corp. 14.24 18,465 18,465 0.00 254 263 3.54
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 13,876 18,926 36.39 1,998 2,917 46.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.67 0 4,500 0 777
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 260,504 259,016 -0.57 15,190 13,912 -8.41
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.19 68,237 51,997 -23.80 1,793 1,102 -38.54
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.92 4,350 4,350 0.00 327 265 -18.96
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.80 3,025 3,025 0.00 645 677 4.96
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 8,331 61,543 638.72 1,102 8,001 626.04
2017‑09‑30 13F-HR FCB / FCB Financial Holdings, Inc. 48.36 8,230 8,230 0.00 393 398 1.27
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 3,179 3,396 6.83
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.91 19,070 13,003 -31.81 765 506 -33.86
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.46 1,872 1,872 0.00 287 306 6.62
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.28 7,923 6,819 -13.93 7,669 6,555 -14.53
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 8,500 10,500 23.53 254 413 62.60
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.40 0 2,500 0 291
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.86 3,500 3,500 0.00 234 255 8.97
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.33 0 3,000 0 208
2017‑09‑30 13F-HR MPLX / MPLX LP 35.07 7,785 7,785 0.00 260 273 5.00
2017‑09‑30 13F-HR SFBS / ServisFirst Bancshares, Inc. 38.88 11,650 11,650 0.00 430 453 5.35
2017‑09‑30 13F-HR DIREXION INSIDER / Equity ETFs (25459Y769) 0.00 334 349 4.49
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 80.82 252,208 245,203 -2.78 19,057 19,817 3.99
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 66.06 272,118 272,802 0.25 17,342 18,021 3.92
2017‑09‑30 13F-HR XISDX / Prudential Short Duration High 831 773 -6.98
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.29 2,550 4,010 57.25 432 735 70.14
2017‑09‑30 13F-HR GPT / Gramercy Property Trust Inc. 30.25 563,214 555,490 -1.37 16,733 16,804 0.42
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 1,710 1,711 0.06
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.64 744,162 737,304 -0.92 25,376 27,015 6.46
2017‑09‑30 13F-HR SJT / San Juan Basin Royalty Trust 7.84 1,558,551 608,344 -60.97 10,614 4,769 -55.07
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.67 76,306 78,364 2.70 9,557 10,632 11.25
2017‑09‑30 13F-HR FFIDX / Fidelity 295 411 39.32
2017‑09‑30 13F-HR FFIDX / Fidelity 311 295 -5.14
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 447.06 850 850 0.00 359 380 5.85
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.29 2,000 82,081 4,004.05 320 13,485 4,114.06
2017‑09‑30 13F-HR OPB / Opus Bank 24.01 10,350 14,575 40.82 250 350 40.00
2017‑09‑30 13F-HR BOCA / Banc of California, Inc. 20.77 24,041 15,841 -34.11 517 329 -36.36
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.58 9,420 9,708 3.06 295 326 10.51
2017‑09‑30 13F-HR LOAN / Manhattan Bridge Capital, Inc 45,605 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 15,283 0 -100.00 1,185 0 -100.00
2017‑09‑30 13F-HR AMERICAN CAP MORTGAGE INVESTMENT CORP. / (55378A105) 10,720 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR NSU / Nevsun Resources Ltd. 25,000 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR SBBX / Sussex Bancorp, Inc. 8,410 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR SWX / Southwest Gas Corp. 3,527 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR TCBIP / Texas Capital Bancshares, Inc. 2,600 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR RESI / Altisource Residential Corp 770,958 0 -100.00 9,976 0 -100.00
2017‑09‑30 13F-HR MITK / Mitek Systems, Inc. 20,000 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR KEY / KeyCorp 789,342 0 -100.00 14,792 0 -100.00
2017‑09‑30 13F-HR NGDAF / New Gold, Inc. 30,000 0 -100.00 95 0 -100.00