Current Holdings (from 13F, 13D)

InvestorHilton Capital Management, LLC
Portfolio Value$ 573,001,000
Current Positions87
Opened Positions5
Closed Positions11

Hilton Capital Management, LLC has disclosed 87 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 573,001,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Hilton Capital Management, LLC's top holdings are iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , Bank of N.T. Butterfield & Son Limited (The) (NYSE:NTB) , JPMorgan Chase & Co. (NYSE:JPM) , Broadridge Financial Solutions, Inc. (NYSE:BR) , and Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) . Hilton Capital Management, LLC's new positions include iShares Intermediate Government/Credit Bond ETF (BATS:GVI) , Invesco Dynamic Credit Opportunities Fund (NYSE:VTA) , Vanguard Short-Term Corporate Bond Index Fund (NASDAQ:VCSH) , Nuveen Credit Strategies Income Fund (NYSE:JQC) , and PIMCO Dynamic Credit Income Fund (NYSE:PCI) .


All Hilton Capital Management, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 07, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR 40416EAB9 / HCI Group, Inc. Bond 13,065 11,561 -11.51
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.33 12,480 416
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 39.93 324,987 12,977
2017‑09‑30 13F-HR OCSL / Oaktree Specialty Lending Corporation 5.47 2,474,369 13,535
2017‑09‑30 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 311
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 16,340 332
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.44 6,810 432
2017‑09‑30 13F-HR LLSP / Direxion Daily S&P 500 Bull 1.25X Shares 252
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 29.75 8,940 266
2017‑09‑30 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 408
2017‑09‑30 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 3,517 3,476 -1.17
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 408
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 1,607
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 407
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 603
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 85,000 85,000 0.00 251 167 -33.47
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 974.32 662 662 0.00 615 645 4.88
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 349 359 2.87
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.14 4,543 5,703 25.53 4,128 5,470 32.51
2017‑09‑30 13F-HR INTC / Intel Corp. 38.12 6,900 6,900 0.00 233 263 12.88
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.14 10,765 10,765 0.00 206 206 0.00
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178.96 58,683 62,063 5.76 10,777 11,107 3.06
2017‑09‑30 13F-HR LTXB / LegacyTexas Financial Group Inc. 39.88 6,595 6,595 0.00 251 263 4.78
2017‑09‑30 13F-HR MSLXP / Midsouth Bancorp, Inc. 12.05 24,525 30,375 23.85 288 366 27.08
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 434 458 5.53
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.43 272,440 280,067 2.80 15,347 16,644 8.45
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 644 633 -1.71
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 229 231 0.87
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.67 16,399 14,654 -10.64 708 596 -15.82
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.76 6,545 6,545 0.00 850 954 12.24
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 569 835 46.75
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 1,015 1,512 48.97
2017‑09‑30 13F-HR AMRB / American River Bankshares 13.82 16,305 16,355 0.31 237 226 -4.64
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 1,937 1,374 -29.07
2017‑09‑30 13F-HR NSA / National Storage Affiliates Trust 24.26 15,125 15,125 0.00 350 367 4.86
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 48.01 0 8,603 0 413
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.05 4,758 4,758 0.00 836 890 6.46
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.95 2,485 2,485 0.00 217 226 4.15
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.47 3,995 9,843 146.38 275 733 166.55
2017‑09‑30 13F-HR HBMD / Howard Bancorp, Inc. 20.90 175,915 192,465 9.41 3,386 4,023 18.81
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 19,359 19,601 1.25
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 7.27 38,783 25,850 -33.35 275 188 -31.64
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 11,106 8,339 -24.91 1,677 1,425 -15.03
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.39 28,000 28,000 0.00 503 487 -3.18
2017‑09‑30 13F-HR WB / Weibo Corporation 98.99 3,950 3,950 0.00 263 391 48.67
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 233 244 4.72
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.34 2,900 2,900 0.00 291 320 9.97
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 73,617 2,186 2,160 -1.19
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.68 0 72,786 0 11,404
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 460 8,623 1,774.57
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.33 2,400 2,400 0.00 305 356 16.72
2017‑09‑30 13F-HR TRGP / Targa Resources Corp. 47.32 21,853 21,853 0.00 988 1,034 4.66
2017‑09‑30 13F-HR RWT / Redwood Trust, Inc. 16.29 1,027,078 1,023,372 -0.36 17,501 16,671 -4.74
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.06 3,340 4,355 30.39 214 279 30.37
2017‑09‑30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11.07 0 50,965 0 564
2017‑09‑30 13F-HR EMAN / eMagin Corp. 2.30 10,000 10,000 0.00 25 23 -8.00
2017‑09‑30 13F-HR WES / Western Gas Partners, L.P. 51.28 40,990 33,990 -17.08 2,293 1,743 -23.99
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 12.81 1,185,257 1,209,365 2.03 15,029 15,492 3.08
2017‑09‑30 13F-HR NUVEEN CAL ABC DIV ADV MUNI INC FUND / Fixed Income Closed-End Fund (67066Y105) 0.00 226 224 -0.88
2017‑09‑30 13F-HR TEP / Tallgrass Energy Partners, LP 47.91 17,815 10,415 -41.54 892 499 -44.06
2017‑09‑30 13F-HR EVA / Enviva Partners LP 0.67 13,500 13,500 0.00 9 9 0.00
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 16,596 16,720 0.75
2017‑09‑30 13F-HR HRS / Harris Corp. 131.68 126,422 127,714 1.02 13,790 16,817 21.95
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.06 226,256 215,421 -4.79 16,125 15,308 -5.07
2017‑09‑30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 268 278 3.73
2017‑09‑30 13F-HR EDAP / EDAP TMS S.A. 2.98 83,000 83,000 0.00 274 247 -9.85
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 19,181 17,979 -6.27
2017‑09‑30 13F-HR FCPT / Four Corners Property Trust, Inc. 24.92 428,153 419,824 -1.95 10,751 10,462 -2.69
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 767 938 22.29
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 303 308 1.65
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.42 2,222 2,337 5.18 236 230 -2.54
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 24.27 13,350 13,350 0.00 279 324 16.13
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 735 754 2.59
2017‑09‑30 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 50,833 54,750 7.71
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 497 525 5.63
2017‑09‑30 13F-HR LTEA / Long Blockchain Corp. 2.47 15,000 15,000 0.00 81 37 -54.32
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 11,531 11,366 -1.43
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.74 31,000 31,000 0.00 387 395 2.07
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.66 63,577 993 -98.44 14,108 236 -98.33
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 813,961 643,970 -20.88 22,042 16,788 -23.84
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.94 8,844 8,335 -5.76 714 683 -4.34
2017‑09‑30 13F-HR AXP / American Express Co. 90.44 14,220 14,220 0.00 1,198 1,286 7.35
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 14,757 14,754 -0.02
2017‑09‑30 13F-HR TER / Teradyne, Inc. 37.33 11,600 11,600 0.00 348 433 24.43
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.84 4,660 4,660 0.00 338 414 22.49
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 14,430 16,530 14.55
2017‑09‑30 13F-HR MSFG / MainSource Financial Group, Inc. 35.86 445,993 461,211 3.41 14,945 16,539 10.67
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 1,128 424 -62.41
2017‑09‑30 13F-HR GE / General Electric Co. 24.20 20,507 19,956 -2.69 554 483 -12.82
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 208,535 210,996 1.18 19,060 20,152 5.73
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 2,477 1,982 -19.98
2017‑09‑30 13F-HR HTBK / Heritage Commerce Corp. 14.24 18,465 18,465 0.00 254 263 3.54
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 13,876 18,926 36.39 1,998 2,917 46.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.67 0 4,500 0 777
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.71 260,504 259,016 -0.57 15,190 13,912 -8.41
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.19 68,237 51,997 -23.80 1,793 1,102 -38.54
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.92 4,350 4,350 0.00 327 265 -18.96
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.80 3,025 3,025 0.00 645 677 4.96
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 8,331 61,543 638.72 1,102 8,001 626.04
2017‑09‑30 13F-HR FCB / FCB Financial Holdings, Inc. 48.36 8,230 8,230 0.00 393 398 1.27
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 3,179 3,396 6.83
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.91 19,070 13,003 -31.81 765 506 -33.86
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.46 1,872 1,872 0.00 287 306 6.62
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.28 7,923 6,819 -13.93 7,669 6,555 -14.53
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 8,500 10,500 23.53 254 413 62.60
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.40 0 2,500 0 291
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.86 3,500 3,500 0.00 234 255 8.97
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.33 0 3,000 0 208
2017‑09‑30 13F-HR KNOW / Direxion All Cap Insider Sentiment Shares 0.00 334 349 4.49
2017‑09‑30 13F-HR MPLX / MPLX LP 35.07 7,785 7,785 0.00 260 273 5.00
2017‑09‑30 13F-HR SFBS / ServisFirst Bancshares, Inc. 38.88 11,650 11,650 0.00 430 453 5.35
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 80.82 252,208 245,203 -2.78 19,057 19,817 3.99
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 66.06 272,118 272,802 0.25 17,342 18,021 3.92
2017‑09‑30 13F-HR XISDX / Prudential Short Duration High 831 773 -6.98
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.29 2,550 4,010 57.25 432 735 70.14
2017‑09‑30 13F-HR GPT / Gramercy Property Trust Inc. 30.25 563,214 555,490 -1.37 16,733 16,804 0.42
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 1,710 1,711 0.06
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.64 744,162 737,304 -0.92 25,376 27,015 6.46
2017‑09‑30 13F-HR SJT / San Juan Basin Royalty Trust 7.84 1,558,551 608,344 -60.97 10,614 4,769 -55.07
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.67 76,306 78,364 2.70 9,557 10,632 11.25
2017‑09‑30 13F-HR NGD / New Gold, Inc. 30,000 0 -100.00 95 0 -100.00
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 447.06 850 850 0.00 359 380 5.85
2017‑09‑30 13F-HR FSTA / Fidelity MSCI Consumer Staples Index ETF 311 295 -5.14
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.29 2,000 82,081 4,004.05 320 13,485 4,114.06
2017‑09‑30 13F-HR OPB / Opus Bank 24.01 10,350 14,575 40.82 250 350 40.00
2017‑09‑30 13F-HR BOCA / Banc of California, Inc. 20.77 24,041 15,841 -34.11 517 329 -36.36
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.58 9,420 9,708 3.06 295 326 10.51
2017‑09‑30 13F-HR LOAN / Manhattan Bridge Capital, Inc 45,605 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 15,283 0 -100.00 1,185 0 -100.00
2017‑09‑30 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 295 411 39.32
2017‑09‑30 13F-HR AMERICAN CAP MORTGAGE INVESTMENT CORP. / (55378A105) 10,720 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR NSU / Nevsun Resources Ltd. 25,000 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR SBBX / Sussex Bancorp, Inc. 8,410 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR SWX / Southwest Gas Corp. 3,527 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR TCBIP / Texas Capital Bancshares, Inc. 2,600 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR RESI / Altisource Residential Corp 770,958 0 -100.00 9,976 0 -100.00
2017‑09‑30 13F-HR MITK / Mitek Systems, Inc. 20,000 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR KEY / KeyCorp 789,342 0 -100.00 14,792 0 -100.00