InvestorHighTower Advisors, LLC
Portfolio Value $ 12,182,816,000
Current Positions2,231
Opened Positions5
Closed Positions215


Latest Holdings, Performance, AUM (from 13F, 13D)

HighTower Advisors, LLC has disclosed 2,231 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 12,182,816,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). HighTower Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Microsoft Corp. (NASDAQ:MSFT) , Johnson & Johnson (NYSE:JNJ) , and AT & T, Inc. (NYSE:T) . HighTower Advisors, LLC's new positions include iShares iBonds Dec 2021 Corporate ETF (NYSE:IBDM) , iShares iBonds Dec 2024 Corporate ETF (NYSE:IBDP) , iShares iBonds Dec 2023 Corporate ETF (NYSE:IBDO) , iShares iBonds Dec 2022 Corporate ETF (NYSE:IBDN) , and iShares iBonds Dec 2019 Corporate ETF (NYSE:IBDK) .

All HighTower Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.61 3,845 110
2017-12-31 13F-HR RIOT / Riot Blockchain Inc Put 2.16 10,200 22
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.35 11,008 147
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.99 287,709 307,036 6.72 3,845 3,988 3.72
2017-12-31 13F-HR 452327AH2 / Illumina, Inc. Bond 131 54 -58.78
2017-12-31 13F-HR IBDH / iShares iBonds Dec 2018 Term Corporate ETF 6,699 7,683 14.69
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.23 3,453 315
2017-12-31 13F-HR EGBN / Eagle Bancorp, Inc. Put 2.14 1,400 3
2017-12-31 13F-HR GMO / General Moly, Inc. 0.30 10,000 3
2017-12-31 13F-HR HFC / HollyFrontier Corp. Put 1.00 1,000 1
2017-12-31 13F-HR HON / Honeywell International, Inc. Call 3.00 2,000 6
2017-12-31 13F-HR ICFI / ICF International, Inc. 52.42 6,410 336
2017-12-31 13F-HR IBTX / Independent Bank Group, Inc. 67.35 12,887 868
2017-12-31 13F-HR CSML / IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF 28.20 22,621 638
2017-12-31 13F-HR ECH / iShares MSCI Chile Capped ETF 52.24 6,375 333
2017-12-31 13F-HR FM / iShares MSCI Frontier 100 ETF 32.93 7,167 236
2017-12-31 13F-HR IAGG / iShares Core International Aggregate Bond Fund 51.96 6,197 322
2017-12-31 13F-HR GBF / iShares Government/Credit Bond ETF 113.71 10,184 1,158
2017-12-31 13F-HR IBDQ / iShares iBonds Dec 2025 Corporate ETF 201
2017-12-31 13F-HR KSA / iShares MSCI Saudi Arabia Capped ETF 26.65 9,305 248
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF Put 0.29 27,700 8
2017-12-31 13F-HR JDSU / 51
2017-12-31 13F-HR JELD / JELD-WEN Holding, Inc. 39.48 5,877 232
2017-12-31 13F-HR 531229AE2 / Liberty Media Corporation Bond 143
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.19 15,172 18
2017-12-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.94 12,674 88
2017-12-31 13F-HR NUDM / NuShares ESG International Developed Markets Equity ETF 26.91 13,005 350
2017-12-31 13F-HR NULG / NuShares ESG Large-Cap Growth ETF 31.30 14,890 466
2017-12-31 13F-HR NULV / NuShares ESG Large-Cap Value ETF 28.44 18,424 524
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.30 32,790 469
2017-12-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.44 10,843 124
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.32 139,073 1,852
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.21 95,716 1,456
2017-12-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.90 96,957 1,251
2017-12-31 13F-HR UMBF / UMB Financial Corp. 72.29 2,988 216
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 50.24 18,888 949
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.86 13,300 38
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. Call 0.00 1,000 0
2017-12-31 13F-HR ALB / Albemarle Corp. Call 0.00 3,100 0
2017-12-31 13F-HR AGN / Allergan plc Call 4.44 900 4
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.39 23,683 317
2017-12-31 13F-HR SBIO / ALPS Medical Breakthroughs ETF 32.58 8,748 285
2017-12-31 13F-HR MO / Altria Group, Inc. Call 7.30 10,000 73
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.00 12,500 75
2017-12-31 13F-HR APTV / Aptiv PLC 84.87 28,221 2,395
2017-12-31 13F-HR 04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019 106
2017-12-31 13F-HR VXZ / iPath® S&P 500 VIX Mid-Term Futures ETN 17.47 11,160 195
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. Call 0.18 5,500 1
2017-12-31 13F-HR 09061GAH4 / BioMarin Pharmaceutical, Inc. Bond 43
2017-12-31 13F-HR BVXV / BiondVax Pharmaceuticals Ltd. 5.42 16,800 91
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.08 28,200 1,243
2017-12-31 13F-HR BLK / BlackRock, Inc. Call 35.11 4,500 158
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.34 35,005 782
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.03 18,099 254
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.92 43,022 556
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.20 143,120 3,320
2017-12-31 13F-HR BRS / Bristow Group, Inc. Put 0.33 6,000 2
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.85 10,351 133
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.21 10,124 235
2017-12-31 13F-HR BEP / Brookfield Renewable Partners L.P. 34.45 6,850 236
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 21.86 73,831 1,614
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation 12.47 4,331 54
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation Call 0.14 7,000 1
2017-12-31 13F-HR ELY / Callaway Golf Company 13.96 28,662 400
2017-12-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 3.94 10,411 41
2017-12-31 13F-HR CEVA / CEVA, Inc. 45.96 54,529 2,506
2017-12-31 13F-HR HTHT / China Lodging Group Ltd 144.28 3,521 508
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.12 13,615 97
2017-12-31 13F-HR STZ / Constellation Brands, Inc. Call 15.70 9,300 146
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. 18.17 11,832 215
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.96 70,983 1,133
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 5.57 14,000 78
2017-12-31 13F-HR 22943FAM2 / Ctrip Com Intl Ltd Bond 82
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 85.53 4,700 402
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust Call 0.52 13,500 7
2017-12-31 13F-HR DEPO / DepoMed, Inc. Put 0.50 10,000 5
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 58
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. Put 0.51 3,900 2
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.19 83,190 1,846
2017-12-31 13F-HR EVOLENT HEALTH INC / NOTE 2.000%12/0 (30050BAB7) 14
2017-12-31 13F-HR FMC / FMC Corp. Call 3.43 3,500 12
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.82 67,215 1,265
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.87 3,780 249
2017-12-31 13F-HR FND / Floor & Decor Holdings, Inc. 48.66 26,572 1,293
2017-12-31 13F-HR URA / Global X Funds 15.08 15,513 234
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 32.55 6,544 213
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. Put 0.00 200 0
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.67 244,466 6,519
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.92 19,570 429
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.97 10,034 90
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Put 0.79 16,500 13
2017-12-31 13F-HR HRTX / Heron Therapeutics, Inc. Call 4.00 500 2
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.48 27,907 432
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.55 10,730 199
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.22 12,221 406
2017-12-31 13F-HR INPHI CORP / NOTE 0.750% 9/0 (45772FAC1) 103
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 9.61 22,378 215
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 19.28 15,200 293
2017-12-31 13F-HR IP / International Paper Company Put 0.00 400 0
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 0.00 500 0
2017-12-31 13F-HR JPHF / J.P. Morgan Exchange-Traded Fund 25.74 25,953 668
2017-12-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.02 10,516 526
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. 66.10 29,017 1,918
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.72 7,983 349
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) Put 0.00 300 0
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. Put 2.00 1,000 2
2017-12-31 13F-HR WLH / Lyon William Homes 29.04 24,866 722
2017-12-31 13F-HR LYB / LyondellBasell Industries NV Put 0.00 2,000 0
2017-12-31 13F-HR 55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019 42
2017-12-31 13F-HR M / Macy's, Inc. Put 0.06 18,000 1
2017-12-31 13F-HR MTCH / Match Group, Inc. 31.37 106,740 3,348
2017-12-31 13F-HR MUX / McEwen Mining Inc. Call 0.90 10,000 9
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 77.69 2,806 218
2017-12-31 13F-HR 64157FAA1 / Nevro Corp. Bond 51
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.91 31,800 156
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.41 17,600 148
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. Call 0.00 200 0
2017-12-31 13F-HR RWK / RevenueShares ETF 60.26 8,414 507
2017-12-31 13F-HR OSTK / Overstock.com, Inc. Put 2.24 7,600 17
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.80 8,370 534
2017-12-31 13F-HR PEIX / Pacific Ethanol, Inc. Call 0.84 25,000 21
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. Call 1.82 1,100 2
2017-12-31 13F-HR PAYX / Paychex, Inc. Call 3.94 7,100 28
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.10 13,669 138
2017-12-31 13F-HR LTPZ / PIMCO ETF Trust 68.98 13,381 923
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.37 13,595 141
2017-12-31 13F-HR IDLB / PowerShares FTSE International Low Beta Equal Weight Portfolio 30.11 186,839 5,625
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 5.06 35,000 177
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 10.22 2,152 22
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 0.00 2,000 0
2017-12-31 13F-HR RVNC / Revance Therapeutics, Inc. 35.77 22,000 787
2017-12-31 13F-HR XRVTX / Royce Value Trust, Inc. 16.01 12,179 195
2017-12-31 13F-HR RTIX / RTI Surgical, Inc. 4.17 11,500 48
2017-12-31 13F-HR RZG / Guggenheim S&P Smallcap 600 Pure Growth ETF 113.91 6,953 792
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 34.69 6,371 221
2017-12-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 35.93 10,464 376
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.42 5,649 234
2017-12-31 13F-HR SVBI / Severn Bancorp Inc. 7.30 10,000 73
2017-12-31 13F-HR SKMTF / SK Telecom Co., Ltd. 27.91 98,503 2,749
2017-12-31 13F-HR DWFI / SPDR Series Trust 25.22 19,311 487
2017-12-31 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 36.60 15,328 561
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF Put 1.00 1,000 1
2017-12-31 13F-HR DGT / SPDR Dow Jones Global Titans ETF 85.37 2,378 203
2017-12-31 13F-HR KCE / SPDR S&P Capital Markets ETF 57.96 73,980 4,288
2017-12-31 13F-HR SQ / Square, Inc. Call 0.97 3,100 3
2017-12-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 40.36 13,455 543
2017-12-31 13F-HR SYG / SSGA Active ETF Trust 78.77 8,328 656
2017-12-31 13F-HR SXI / Standex International Corp. 101.95 3,031 309
2017-12-31 13F-HR TSG / Stars Group Inc. 23.31 40,284 939
2017-12-31 13F-HR SF / Stifel Financial Corp. 59.38 4,564 271
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.01 20,149 121
2017-12-31 13F-HR SYY / SYSCO Corp. Call 2.00 2,000 4
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. 21.72 62,744 1,363
2017-12-31 13F-HR COH / Coach, Inc. 44.04 9,854 434
2017-12-31 13F-HR TGT / Target Corp. Put 0.57 10,500 6
2017-12-31 13F-HR TCBIP / Texas Capital Bancshares, Inc. 89.37 2,719 243
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. Call 5.00 5,000 25
2017-12-31 13F-HR TRXC / TransEnterix, Inc. 1.94 88,368 171
2017-12-31 13F-HR TRXC / TransEnterix, Inc. Call 0.00 2,500 0
2017-12-31 13F-HR TYME / Tyme Technologies, Inc. 6.38 340,000 2,169
2017-12-31 13F-HR MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN 17.57 13,030 229
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 0.56 3,600 2
2017-12-31 13F-HR UTX / United Technologies Corp. Call 1.58 1,900 3
2017-12-31 13F-HR HAP / VanEck Vectors ETF TR 37.21 7,929 295
2017-12-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.72 25,299 499
2017-12-31 13F-HR PRB / VanEck Vectors ETF TR 24.27 15,082 366
2017-12-31 13F-HR CSA / Victory Portfolios II 46.25 25,103 1,161
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Call 4.67 1,500 7
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.74 66,942 518
2017-12-31 13F-HR MFS / Manitowoc Foodservice, Inc. 23.45 8,783 206
2017-12-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 16.91 18,808 318
2017-12-31 13F-HR WLB / Westmoreland Coal Co. Call 0.20 150,000 30
2017-12-31 13F-HR SLW / Silver Wheaton Corp. Call 2.50 1,200 3
2017-12-31 13F-HR DXJS / WisdomTree Trust WisdomTree Japan Hedged SmallCap Equity Fund 46.05 22,651 1,043
2017-12-31 13F-HR ZYNE / Zynerba Pharmaceuticals, Inc. 12.54 83,393 1,046
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.98 717,881 423,724 -40.98 1,419 840 -40.80
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.37 108,093 84,974 -21.39 3,050 2,411 -20.95
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 57.02 15,292 14,399 -5.84 824 821 -0.36
2017-12-31 13F-HR VMW / VMWare, Inc. 125.88 48,170 51,034 5.95 5,272 6,424 21.85
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.69 22,091 22,861 3.49 916 976 6.55
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.77 127,076 119,270 -6.14 4,281 4,028 -5.91
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.24 247,605 319,372 28.98 4,860 5,825 19.86
2017-12-31 13F-HR DEO / Diageo plc 145.69 68,442 69,285 1.23 9,031 10,094 11.77
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.82 172,081 119,937 -30.30 301 218 -27.57
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 167.10 91,073 94,601 3.87 13,473 15,808 17.33
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 1.40 5,000 10,000 100.00 1 14 1,300.00
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 119 119 0.00
2017-12-31 13F-HR AME / Ametek, Inc. 72.53 64,253 68,575 6.73 4,240 4,974 17.31
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.38 71,200 78,200 9.83 108 108 0.00
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.29 19,789 18,610 -5.96 1,454 1,364 -6.19
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,049.50 66,095 62,814 -4.96 64,731 65,923 1.84
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 38.26 3,700 2,300 -37.84 141 88 -37.59
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.66 77,528 82,079 5.87 7,120 8,590 20.65
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.36 11,864 11,909 0.38 308 302 -1.95
2017-12-31 13F-HR VALE / Vale S.A. 12.17 36,910 73,891 100.19 373 899 141.02
2017-12-31 13F-HR SOR / Source Capital, Inc. 40.57 21,491 38,204 77.77 863 1,550 79.61
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.25 40,954 43,942 7.30 13,363 15,171 13.53
2017-12-31 13F-HR IT / Gartner, Inc. 122.80 26,503 22,956 -13.38 3,284 2,819 -14.16
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.80 88,090 114,401 29.87 5,002 6,727 34.49
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 0.00 2,500 2,500 0.00 2 0 -100.00
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.58 33,447 36,354 8.69 1,892 2,166 14.48
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.54 68,498 45,312 -33.85 2,109 1,384 -34.38
2017-12-31 13F-HR CBS / CBS Corp. 59.09 69,055 51,429 -25.52 3,999 3,039 -24.01
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.97 164,461 163,788 -0.41 8,047 8,020 -0.34
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.49 90,305 86,456 -4.26 11,064 11,714 5.87
2017-12-31 13F-HR MMM / 3M Co. 235.54 221,143 218,328 -1.27 46,324 51,424 11.01
2017-12-31 13F-HR MMM / 3M Co. Put 3.18 0 20,100 0 64
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 38.15 339,210 19,973 -94.11 6,122 762 -87.55
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.05 28,323 339,210 1,097.65 1,209 6,122 406.37
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.70 25,830 25,077 -2.92 750 795 6.00
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.96 10,816 10,816 0.00 151 151 0.00
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.33 331,655 347,020 4.63 14,963 16,423 9.76
2017-12-31 13F-HR SM / SM Energy Co 21.84 0 9,476 0 207
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.29 6,533 7,433 13.78 203 240 18.23
2017-12-31 13F-HR KEX / Kirby Corp. 66.86 20,217 19,952 -1.31 1,333 1,334 0.08
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.86 11,888 11,314 -4.83 232 236 1.72
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 43.99 88,226 93,531 6.01 3,617 4,114 13.74
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.61 262,035 306,573 17.00 16,477 21,341 29.52
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.69 4,045 3,947 -2.42 418 429 2.63
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.32 6,532 6,838 4.68 249 262 5.22
2017-12-31 13F-HR HCN / Welltower Inc. 63.71 36,892 31,862 -13.63 2,588 2,030 -21.56
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,040.47 47,432 44,258 -6.69 45,754 46,049 0.64
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.17 20,920 25,799 23.32 480 572 19.17
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.36 650,605 642,884 -1.19 34,931 36,879 5.58
2017-12-31 13F-HR SBUX / Starbucks Corp. Call 3.33 0 300 0 1
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.68 63,608 57,748 -9.21 5,122 4,890 -4.53
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.64 263,650 260,964 -1.02 8,889 9,822 10.50
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.86 10,000 10,100 1.00 25 39 56.00
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.20 51,815 51,865 0.10 727 840 15.54
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.88 39,103 42,196 7.91 1,012 1,092 7.91
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.48 2,903 2,923 0.69 359 396 10.31
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.89 13,378 84,513 531.73 250 1,512 504.80
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.72 10,238 10,663 4.15 132 125 -5.30
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.69 568,255 578,305 1.77 44,453 57,071 28.39
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 4.20 6,200 21,900 253.23 5 92 1,740.00
2017-12-31 13F-HR EV / Eaton Vance Corp. 15.38 75,179 22,695 -69.81 898 349 -61.14
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.94 184,199 75,179 -59.19 10,386 898 -91.35
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.38 23,809 184,199 673.65 365 10,386 2,745.48
2017-12-31 13F-HR TDC / Teradata Corp. 38.40 10,675 8,542 -19.98 362 328 -9.39
2017-12-31 13F-HR CRTO / Criteo S.A 26.05 21,398 21,000 -1.86 888 547 -38.40
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.83 652,261 613,803 -5.90 11,682 10,947 -6.29
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 0.27 201,900 203,100 0.59 156 55 -64.74
2017-12-31 13F-HR WBIL / WBI Large Cap Tactical Select Shares 27.43 24,598 23,772 -3.36 623 652 4.65
2017-12-31 13F-HR CBS.A / CBS Corp. 59.99 3,517 3,517 0.00 205 211 2.93
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.30 0 11,105 0 392
2017-12-31 13F-HR TOT / Total S.A. 55.23 87,463 87,129 -0.38 4,665 4,812 3.15
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.10 168,222 188,239 11.90 2,245 2,654 18.22
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.51 5,741 4,332 -24.54 723 652 -9.82
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.76 187,207 65,591 -64.96 6,985 2,411 -65.48
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.45 127,117 127,407 0.23 2,826 2,733 -3.29
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.46 7,143 5,343 -25.20 403 291 -27.79
2017-12-31 13F-HR APH / Amphenol Corp. 88.03 95,567 94,828 -0.77 8,083 8,348 3.28
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.45 91,184 90,270 -1.00 9,607 9,429 -1.85
2017-12-31 13F-HR K / Kellogg Co. 68.11 16,074 16,986 5.67 996 1,157 16.16
2017-12-31 13F-HR WFT / Weatherford International plc 4.18 190,153 204,804 7.70 874 856 -2.06
2017-12-31 13F-HR PVH / PVH Corp. 135.54 5,612 8,005 42.64 714 1,085 51.96
2017-12-31 13F-HR SYY / SYSCO Corp. 60.70 119,059 89,971 -24.43 6,435 5,461 -15.14
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.26 8,746 8,046 -8.00 361 340 -5.82
2017-12-31 13F-HR SNY / Sanofi 42.88 192,471 175,412 -8.86 9,559 7,521 -21.32
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.22 40,796 37,664 -7.68 1,350 1,477 9.41
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.33 34,545 37,286 7.93 365 385 5.48
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.97 18,393 18,864 2.56 1,559 1,584 1.60
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 110.83 4,708 4,710 0.04 476 522 9.66
2017-12-31 13F-HR DTE / DTE Energy Co. 109.53 14,288 13,640 -4.54 1,532 1,494 -2.48
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.47 8,697 8,729 0.37 266 266 0.00
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 146.58 32,905 36,383 10.57 3,903 5,333 36.64
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.77 8,077 8,678 7.44 1,827 2,046 11.99
2017-12-31 13F-HR ZTS / Zoetis Inc. 71.98 201,005 216,630 7.77 12,832 15,593 21.52
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.44 11,170 10,583 -5.26 313 301 -3.83
2017-12-31 13F-HR IAU / iShares Gold Trust 12.58 190,945 89,774 -52.98 2,347 1,129 -51.90
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.29 390,488 385,620 -1.25 8,467 8,211 -3.02
2017-12-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 132.18 2,010 1,914 -4.78 261 253 -3.07
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.41 4,135 3,644 -11.87 281 293 4.27
2017-12-31 13F-HR INTC / Intel Corp. 46.14 2,150,700 2,181,628 1.44 81,895 100,668 22.92
2017-12-31 13F-HR INTC / Intel Corp. Call 3.89 1,500 9,000 500.00 5 35 600.00
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.99 12,731 11,465 -9.94 293 275 -6.14
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.33 15,521 12,000 -22.69 217 172 -20.74
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.82 19,835 21,211 6.94 3,395 3,687 8.60
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.78 589,385 420,099 -28.72 14,468 8,729 -39.67
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.10 102,283 117,289 14.67 5,614 6,463 15.12
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.75 19,825 21,532 8.61 174 253 45.40
2017-12-31 13F-HR NSSC / NAPCO Security Technologies, Inc. 8.75 70,396 70,319 -0.11 683 615 -9.96
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.56 271,219 218,030 -19.61 15,204 14,294 -5.99
2017-12-31 13F-HR LUV / Southwest Airlines Co. Call 15.00 0 200 0 3
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 40.02 9,802 10,095 2.99 404 404 0.00
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.43 5,291 11,799 123.00 256 772 201.56
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.05 116,863 111,195 -4.85 10,899 11,348 4.12
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Call 1.00 1,000 1,000 0.00 4 1 -75.00
2017-12-31 13F-HR CREE / Cree, Inc. 37.06 12,593 11,467 -8.94 356 425 19.38
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.82 85,495 77,061 -9.86 1,156 1,296 12.11
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.57 4,648 9,752 109.81 462 971 110.17
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.50 16,303 17,198 5.49 472 559 18.43
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.40 21,911 22,113 0.92 851 1,026 20.56
2017-12-31 13F-HR TIF / Tiffany & Co. 103.69 18,814 18,487 -1.74 1,727 1,917 11.00
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.54 0 5,649 0 342
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.14 7,815 8,076 3.34 959 1,051 9.59
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.22 17,953 15,300 -14.78 1,507 1,365 -9.42
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.87 76,220 59,179 -22.36 1,218 821 -32.59
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.15 91,368 101,400 10.98 1,179 1,333 13.06
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.22 845,264 802,982 -5.00 2,444 1,785 -26.96
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 0.38 0 23,900 0 9
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.83 168,765 103,136 -38.89 5,511 3,489 -36.69
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.47 8,109 8,135 0.32 431 435 0.93
2017-12-31 13F-HR HXL / Hexcel Corp. 61.88 8,961 8,193 -8.57 514 507 -1.36
2017-12-31 13F-HR BBT / BB&T Corp. 49.46 316,621 320,942 1.36 14,881 15,874 6.67
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.91 83,707 57,371 -31.46 1,482 1,085 -26.79
2017-12-31 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.36 1,037,871 1,037,871 0.00 540 374 -30.74
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 47,319 41,820 -11.62 7,507 7,544 0.49
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.11 87,038 10,652 -87.76 868 97 -88.82
2017-12-31 13F-HR IBMJ / iShares iBonds Dec 2021 Term Muni Bond ETF 25.42 158,453 169,679 7.08 4,103 4,313 5.12
2017-12-31 13F-HR CPRT / Copart, Inc. 43.26 37,164 44,866 20.72 1,281 1,941 51.52
2017-12-31 13F-HR IDSY / I.D. Systems, Inc. 6.94 19,600 19,600 0.00 147 136 -7.48
2017-12-31 13F-HR LII / Lennox International, Inc. 207.51 8,234 6,901 -16.19 1,466 1,432 -2.32
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 69.46 61,480 60,599 -1.43 4,042 4,209 4.13
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. 37.80 19,530 19,390 -0.72 559 733 31.13
2017-12-31 13F-HR LXP / Lexington Corporate Properties Trust 9.61 92,942 92,712 -0.25 951 891 -6.31
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.60 89,386 61,674 -31.00 12,224 8,795 -28.05
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 229.73 25,232 29,705 17.73 5,043 6,824 35.32
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 49.50 7,755 7,212 -7.00 308 357 15.91
2017-12-31 13F-HR CHIX / Global X Funds 18.04 10,200 10,200 0.00 173 184 6.36
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.68 32,167 17,940 -44.23 1,824 981 -46.22
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.54 67,123 67,027 -0.14 2,016 2,114 4.86
2017-12-31 13F-HR SLY / SPDR S&P 600 Small Cap ETF 132.94 48,464 48,900 0.90 6,304 6,501 3.13
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.55 45,141 53,251 17.97 2,920 3,757 28.66
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 1.68 2,531 595 -76.49 19 1 -94.74
2017-12-31 13F-HR SHLD / Sears Holdings Corp. Call 0.52 865,900 680,700 -21.39 1,370 351 -74.38
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.38 153,197 148,784 -2.88 1,430 1,395 -2.45
2017-12-31 13F-HR ATHN / athenahealth, Inc. 133.15 6,118 5,017 -18.00 758 668 -11.87
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.48 138,550 124,498 -10.14 8,704 8,028 -7.77
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. 64.54 82,061 86,610 5.54 4,935 5,590 13.27
2017-12-31 13F-HR EXPD / Expeditors International of Washington, Inc. Call 5.00 700 6,000 757.14 1 30 2,900.00
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.73 68,067 76,480 12.36 3,425 4,033 17.75
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 40.02 51,672 47,471 -8.13 2,066 1,900 -8.03
2017-12-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 111.33 182,494 184,417 1.05 19,116 20,531 7.40
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.15 36,650 66,971 82.73 1,560 2,689 72.37
2017-12-31 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 135.44 12,692 12,840 1.17 1,647 1,739 5.59
2017-12-31 13F-HR GSM / Ferroglobe PLC 16.18 40,607 77,542 90.96 533 1,255 135.46
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 21.19 25,027 9,533 -61.91 256 202 -21.09
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 10.23 83,969 25,027 -70.19 1,063 256 -75.92
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.66 25,595 83,969 228.07 267 1,063 298.13
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.35 275,305 154,400 -43.92 7,261 3,451 -52.47
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.33 19,633 18,377 -6.40 258 245 -5.04
2017-12-31 13F-HR CB / Chubb Ltd 146.17 66,757 50,817 -23.88 9,517 7,428 -21.95
2017-12-31 13F-HR FMC / FMC Corp. 94.67 11,021 16,098 46.07 983 1,524 55.04
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.28 886,216 907,163 2.36 19,059 19,301 1.27
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 20.78 129,929 233,012 79.34 1,861 4,842 160.18
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 6.81 1,000 35,400 3,440.00 1 241 24,000.00
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 1.16 0 292,200 0 339
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.78 352,237 302,134 -14.22 15,279 13,531 -11.44
2017-12-31 13F-HR EXPR / Express, Inc. 10.17 140,805 119,022 -15.47 953 1,210 26.97
2017-12-31 13F-HR PSA / Public Storage 209.73 7,985 17,127 114.49 1,707 3,592 110.43
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.34 563,790 16,246 -97.12 1,385 38 -97.26
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 394,292 414,777 5.20 23,306 26,523 13.80
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.05 304,651 238,165 -21.82 19,536 15,730 -19.48
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 37.27 232,154 236,174 1.73 8,141 8,803 8.13
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.69 414,177 410,407 -0.91 7,517 7,669 2.02
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.38 2,587 3,793 46.62 244 339 38.93
2017-12-31 13F-HR LADR / Ladder Capital Corp 13.63 22,052 26,052 18.14 304 355 16.78
2017-12-31 13F-HR GPP / Green Plains Partners LP 18.72 24,470 30,133 23.14 492 564 14.63
2017-12-31 13F-HR UTX / United Technologies Corp. 127.66 231,072 234,700 1.57 26,850 29,961 11.59
2017-12-31 13F-HR TRU / TransUnion 54.78 4,257 3,651 -14.24 200 200 0.00
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 9.35 18,636 18,175 -2.47 226 170 -24.78
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.27 156,751 148,921 -5.00 10,742 10,762 0.19
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 5.00 0 3,000 0 15
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.99 44,806 44,806 0.00 353 358 1.42
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 363.62 1,650 5,833 253.52 1,718 2,121 23.46
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.75 620,683 575,137 -7.34 31,345 30,911 -1.38
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.93 20,092 31,390 56.23 324 500 54.32
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.30 27,306 26,624 -2.50 3,094 3,123 0.94
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.60 7,360 7,030 -4.48 411 419 1.95
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 25.66 319,969 316,081 -1.22 8,342 8,112 -2.76
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.69 50,863 52,124 2.48 5,607 6,030 7.54
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 465,250 471,413 1.32 2,895 2,862 -1.14
2017-12-31 13F-HR REXX / Rex Energy Corp. 1.39 16,556 16,556 0.00 45 23 -48.89
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.68 12,691 7,856 -38.10 816 516 -36.76
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.83 23,564 23,522 -0.18 1,143 1,125 -1.57
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.93 650,521 629,700 -3.20 72,430 75,519 4.26
2017-12-31 13F-HR PEP / PepsiCo, Inc. Call 3.50 0 2,000 0 7
2017-12-31 13F-HR PEP / PepsiCo, Inc. Put 0.44 100 40,800 40,700.00 0 18
2017-12-31 13F-HR TMK / Torchmark Corp. 90.59 51,556 51,892 0.65 4,121 4,701 14.07
2017-12-31 13F-HR NNVC / NanoViricides, Inc. 0.84 21,429 21,429 0.00 24 18 -25.00
2017-12-31 13F-HR EIX / Edison International 63.29 23,429 16,512 -29.52 1,804 1,045 -42.07
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.48 2,139 1,985 -7.20 257 259 0.78
2017-12-31 13F-HR SXCP / SunCoke Energy Partners LP 17.44 45,380 43,919 -3.22 778 766 -1.54
2017-12-31 13F-HR ENLK / EnLink Midstream Partners, LP 15.39 242,130 148,622 -38.62 4,054 2,287 -43.59
2017-12-31 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Bond Due 11/1/2035 93 95 2.15
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.31 2,597 2,264 -12.82 466 535 14.81
2017-12-31 13F-HR SNV / Synovus Financial Corp. 47.81 11,867 12,467 5.06 550 596 8.36
2017-12-31 13F-HR MFC / Manulife Financial Corp. 20.91 55,296 64,213 16.13 1,115 1,343 20.45
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.12 104,721 111,920 6.87 6,244 6,841 9.56
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. 6.09 37,202 38,455 3.37 209 234 11.96
2017-12-31 13F-HR PRA / ProAssurance Corp. 57.05 3,715 3,576 -3.74 202 204 0.99
2017-12-31 13F-HR CODI / Compass Diversified Holdings 17.02 12,438 12,400 -0.31 221 211 -4.52
2017-12-31 13F-HR LEA / Lear Corp. 176.59 44,269 43,739 -1.20 7,683 7,724 0.53
2017-12-31 13F-HR ENV / Envestnet, Inc. 49.67 75,988 11,254 -85.19 3,889 559 -85.63
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 122.51 0 5,624 0 689
2017-12-31 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 109 125 14.68
2017-12-31 13F-HR BA / Boeing Company (The) 294.83 290,144 288,512 -0.56 73,838 85,063 15.20
2017-12-31 13F-HR BA / Boeing Company (The) Call 27.96 5,800 4,900 -15.52 63 137 117.46
2017-12-31 13F-HR GXP / Great Plains Energy, Inc. 32.10 9,777 11,525 17.88 294 370 25.85
2017-12-31 13F-HR CUBE / CubeSmart 28.93 12,798 66,192 417.21 330 1,915 480.30
2017-12-31 13F-HR CNDT / Conduent 16.31 38,199 43,163 13.00 611 704 15.22
2017-12-31 13F-HR CVR / Chicago Rivet & Machine Co. 31.79 25,200 25,200 0.00 781 801 2.56
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 36.11 8,375 37,776 351.06 295 1,364 362.37
2017-12-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 39.66 302,137 303,240 0.37 11,249 12,028 6.93
2017-12-31 13F-HR HTA / Healthcare Trust of America, Inc. 30.20 18,948 19,933 5.20 563 602 6.93
2017-12-31 13F-HR HSY / Hershey Company (The) 113.43 48,298 45,762 -5.25 5,275 5,191 -1.59
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 48.41 4,045 4,565 12.86 218 221 1.38
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. Call 1.54 600 1,300 116.67 4 2 -50.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.92 1,743,385 1,700,969 -2.43 86,167 90,019 4.47
2017-12-31 13F-HR CXO / Concho Resources, Inc. 152.29 1,954 1,333 -31.78 256 203 -20.70
2017-12-31 13F-HR QEMM / SPDR MSCI Emerging Markets Quality Mix ETF 64.53 75,874 78,726 3.76 4,637 5,080 9.55
2017-12-31 13F-HR ES / Eversource Energy 63.16 77,742 82,359 5.94 4,693 5,202 10.85
2017-12-31 13F-HR ROX / Castle Brands, Inc. 1.19 17,800 24,400 37.08 24 29 20.83
2017-12-31 13F-HR F / Ford Motor Co. 12.40 602,984 541,928 -10.13 7,223 6,718 -6.99
2017-12-31 13F-HR EGLT / Egalet Corporation 1.00 266,928 268,828 0.71 341 270 -20.82
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 1,668,378 1,819,666 9.07 43,127 50,779 17.74
2017-12-31 13F-HR DEPO / DepoMed, Inc. 8.02 733,718 475,982 -35.13 4,249 3,818 -10.14
2017-12-31 13F-HR DEPO / DepoMed, Inc. Call 1.00 5,000 5,000 0.00 2 5 150.00
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.04 147,340 148,589 0.85 21,579 23,186 7.45
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 57.00 68,741 65,521 -4.68 3,717 3,735 0.48
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 89.20 128,204 121,050 -5.58 10,888 10,798 -0.83
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.39 113,947 99,642 -12.55 1,433 1,135 -20.80
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.04 34,124 27,921 -18.18 3,683 3,547 -3.69
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.81 511,550 519,153 1.49 20,782 22,223 6.93
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 971,957 967,348 -0.47 244,224 258,148 5.70
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 4.20 4,000 5,000 25.00 0 21
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 3.38 596,600 379,400 -36.41 1,090 1,283 17.71
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.23 70,035 66,578 -4.94 7,952 7,605 -4.36
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.68 76,750 71,496 -6.85 6,919 7,055 1.97
2017-12-31 13F-HR UGI / UGI Corp. 46.95 31,525 32,504 3.11 1,474 1,526 3.53
2017-12-31 13F-HR CELG / Celgene Corp. 104.35 289,247 275,752 -4.67 42,148 28,776 -31.73
2017-12-31 13F-HR CELG / Celgene Corp. Call 0.45 200 4,400 2,100.00 2 2 0.00
2017-12-31 13F-HR USDU / WisdomTree Bloomberg U.S. Dollar Bullish Fund 25.90 66,883 51,233 -23.40 1,727 1,327 -23.16
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.16 33,747 39,736 17.75 1,604 1,556 -2.99
2017-12-31 13F-HR WUBA / 58.com Inc. 71.55 8,031 9,630 19.91 510 689 35.10
2017-12-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.96 151,295 163,209 7.87 3,856 4,073 5.63
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.04 196,045 192,679 -1.72 2,780 2,706 -2.66
2017-12-31 13F-HR SWM / Schweitzer-Mauduit International, Inc. 45.31 18,743 22,535 20.23 775 1,021 31.74
2017-12-31 13F-HR SEIC / SEI Investments Co. 71.86 11,862 10,061 -15.18 722 723 0.14
2017-12-31 13F-HR TRCO / Tribune Media Company 42.40 52,199 51,702 -0.95 2,133 2,192 2.77
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.80 80,032 79,551 -0.60 1,150 1,098 -4.52
2017-12-31 13F-HR VLP / Valero Energy Partners LP 44.54 102,425 74,521 -27.24 4,478 3,319 -25.88
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 96.06 11,737 10,931 -6.87 921 1,050 14.01
2017-12-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 70.35 0 3,653 0 257
2017-12-31 13F-HR MTB / M & T Bank Corp. 170.24 5,334 8,676 62.65 860 1,477 71.74
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.59 70,666 53,563 -24.20 5,190 4,370 -15.80
2017-12-31 13F-HR TPL / Texas Pacific Land Trust 447.24 600 635 5.83 242 284 17.36
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 128.43 37,110 36,986 -0.33 4,439 4,750 7.01
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.00 489,863 497,040 1.47 29,120 31,813 9.25
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.37 24,060 54,740 127.51 1,047 3,031 189.49
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.66 249,577 257,384 3.13 20,381 21,275 4.39
2017-12-31 13F-HR MDSO / Medidata Solutions, Inc. 63.38 10,854 13,049 20.22 850 827 -2.71
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 64,734 64,734 0.00 335 316 -5.67
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.59 36,713 179,603 389.21 1,794 9,625 436.51
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 0.00 100 100 0.00 0 0
2017-12-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.55 10,016 9,199 -8.16 337 327 -2.97
2017-12-31 13F-HR SSI / Stage Stores, Inc. 1.73 58,400 37,600 -35.62 111 65 -41.44
2017-12-31 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 30.42 110,057 115,498 4.94 3,168 3,514 10.92
2017-12-31 13F-HR CR / Crane Co. 89.24 0 2,555 0 228
2017-12-31 13F-HR RACE / Ferrari N.V. 104.47 10,244 7,868 -23.19 1,137 822 -27.70
2017-12-31 13F-HR EPR / EPR Properties 65.53 4,275 4,410 3.16 300 289 -3.67
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.40 23,549 22,624 -3.93 1,807 2,000 10.68
2017-12-31 13F-HR INTU / Intuit Inc. 157.54 14,217 13,876 -2.40 2,021 2,186 8.16
2017-12-31 13F-HR PHM / PulteGroup, Inc. 33.13 27,491 51,561 87.56 750 1,708 127.73
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,642.46 181 179 -1.10 49,730 53,278 7.13
2017-12-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.62 20,927 26,308 25.71 1,081 1,358 25.62
2017-12-31 13F-HR CG / The Carlyle Group L.P. 22.88 24,853 25,921 4.30 588 593 0.85
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.94 348,401 334,862 -3.89 4,603 4,334 -5.84
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.01 210,866 207,618 -1.54 4,878 4,777 -2.07
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.60 55,305 55,358 0.10 2,935 3,133 6.75
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.56 5,243 5,809 10.80 279 375 34.41
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.34 26,835 6,396 -76.17 1,116 258 -76.88
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.48 267,137 251,005 -6.04 31,455 30,240 -3.86
2017-12-31 13F-HR NHI / National Health Investors, Inc. 75.06 4,250 4,250 0.00 328 319 -2.74
2017-12-31 13F-HR PCG / PG&E Corp. 44.65 27,819 20,046 -27.94 1,893 895 -52.72
2017-12-31 13F-HR TFX / Teleflex, Inc. 248.17 1,481 1,503 1.49 360 373 3.61
2017-12-31 13F-HR KT / KT Corp. 15.61 49,423 26,713 -45.95 689 417 -39.48
2017-12-31 13F-HR HRTX / Heron Therapeutics, Inc. 18.08 20,384 28,879 41.67 327 522 59.63
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 121.72 3,769 3,664 -2.79 442 446 0.90
2017-12-31 13F-HR TM / Toyota Motor Corp. 127.10 22,537 34,603 53.54 2,702 4,398 62.77
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.28 526,295 529,620 0.63 70,925 76,415 7.74
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 64.96 6,288 6,389 1.61 403 415 2.98
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 258.54 2,680 820 -69.40 593 212 -64.25
2017-12-31 13F-HR KEY / KeyCorp 20.15 153,275 151,852 -0.93 2,888 3,060 5.96
2017-12-31 13F-HR GOL / Gol Linhas Aereas Inteligentes S.A. 8.65 0 15,833 0 137
2017-12-31 13F-HR CMI / Cummins, Inc. 176.55 114,179 111,665 -2.20 19,208 19,715 2.64
2017-12-31 13F-HR 31787AAM3 / Finisar Corporation Bond 0.5% Due 12/15/2033 Bond 150 144 -4.00
2017-12-31 13F-HR CVX / Chevron Corp. 125.51 584,252 584,458 0.04 68,798 73,356 6.63
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.17 12,058 15,115 25.35 456 456 0.00
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. Call 1.43 0 700 0 1
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.36 19,614 19,614 0.00 267 262 -1.87
2017-12-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.51 136,899 139,194 1.68 6,761 7,031 3.99
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.71 243,398 243,234 -0.07 17,297 18,416 6.47
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 80.71 27,759 34,221 23.28 1,962 2,762 40.77
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.82 106,407 83,434 -21.59 5,642 4,407 -21.89
2017-12-31 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 121.88 3,408 3,405 -0.09 403 415 2.98
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.32 130,334 136,745 4.92 8,182 9,343 14.19
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.09 11,673 11,752 0.68 2,326 2,563 10.19
2017-12-31 13F-HR HEP / Holly Energy Partners L.P. 32.49 230,612 220,194 -4.52 7,697 7,155 -7.04
2017-12-31 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 57.15 16,588 18,269 10.13 909 1,044 14.85
2017-12-31 13F-HR PX / Praxair, Inc. 154.67 83,072 82,124 -1.14 11,607 12,702 9.43
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.61 191,561 173,417 -9.47 2,837 2,534 -10.68
2017-12-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.16 5,979 16,924 183.06 288 815 182.99
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.23 51,024 60,637 18.84 6,175 7,351 19.04
2017-12-31 13F-HR NSA / National Storage Affiliates Trust 27.28 0 16,937 0 462
2017-12-31 13F-HR GPRO / GoPro, Inc. 7.57 255,355 240,809 -5.70 2,816 1,824 -35.23
2017-12-31 13F-HR GPRO / GoPro, Inc. Call 0.01 15,600 72,000 361.54 15 1 -93.33
2017-12-31 13F-HR FDC / First Data Corporation 16.82 22,539 21,758 -3.47 406 366 -9.85
2017-12-31 13F-HR SPOK / Spok Holdings, Inc. 15.73 109,243 106,725 -2.30 1,687 1,679 -0.47
2017-12-31 13F-HR DNOW / NOW Inc. 10.93 10,544 10,062 -4.57 151 110 -27.15
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.13 168,923 170,957 1.20 1,728 1,731 0.17
2017-12-31 13F-HR WBII / WBI Tactical Income Shares 25.36 66,370 25,626 -61.39 1,692 650 -61.58
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 4.43 0 9,696 0 43
2017-12-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 16.55 10,393 10,393 0.00 180 172 -4.44
2017-12-31 13F-HR ESS / Essex Property Trust, Inc. 239.70 13,632 13,934 2.22 3,496 3,340 -4.46
2017-12-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.92 229,231 233,640 1.92 11,959 12,130 1.43
2017-12-31 13F-HR ANAT / American National Insurance Co. 128.48 1,692 1,650 -2.48 200 212 6.00
2017-12-31 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 62.38 17,040 43,876 157.49 1,005 2,737 172.34
2017-12-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 70 68 -2.86
2017-12-31 13F-HR MLPA / Global X MLP ETF 9.87 603,849 1,715,055 184.02 6,213 16,920 172.33
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.09 969,170 961,264 -0.82 67,094 68,341 1.86
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Call 1.96 9,500 10,200 7.37 74 20 -72.97
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Put 0.75 80,600 89,600 11.17 44 67 52.27
2017-12-31 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 113 105 -7.08
2017-12-31 13F-HR CEO / CNOOC Ltd. 143.80 0 2,573 0 370
2017-12-31 13F-HR DATA / Tableau Software, Inc. 69.35 5,083 4,975 -2.12 380 345 -9.21
2017-12-31 13F-HR DATA / Tableau Software, Inc. Call 0.00 1,000 2,800 180.00 6 0 -100.00
2017-12-31 13F-HR WGO / Winnebago Industries, Inc. 55.90 5,592 4,973 -11.07 254 278 9.45
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.37 16,250 13,540 -16.68 1,000 858 -14.20
2017-12-31 13F-HR IWV / iShares Russell 3000 ETF 158.16 45,138 42,772 -5.24 6,738 6,765 0.40
2017-12-31 13F-HR CSGS / CSG Systems International, Inc. 43.91 13,507 14,870 10.09 542 653 20.48
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 15.38 32,618 43,572 33.58 489 670 37.01
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.27 16,799 18,687 11.24 804 902 12.19
2017-12-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 55.66 35,545 35,163 -1.07 2,026 1,957 -3.41
2017-12-31 13F-HR MBI / MBIA, Inc. 7.32 61,800 58,432 -5.45 538 428 -20.45
2017-12-31 13F-HR PID / PowerShares Exchange-Trade Fund Trust 16.43 52,379 47,171 -9.94 841 775 -7.85
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 53.35 27,525 21,930 -20.33 1,316 1,170 -11.09
2017-12-31 13F-HR TRP / TransCanada Corp. 48.68 211,550 204,356 -3.40 10,455 9,948 -4.85
2017-12-31 13F-HR GPN / Global Payments, Inc. 100.25 5,091 5,167 1.49 483 518 7.25
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.93 36,669 37,934 3.45 1,908 2,008 5.24
2017-12-31 13F-HR ABM / ABM Industries Inc. 37.78 26,893 26,231 -2.46 1,121 991 -11.60
2017-12-31 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 60.08 26,996 40,183 48.85 1,566 2,414 54.15
2017-12-31 13F-HR FB / Facebook, Inc. 176.49 452,316 475,225 5.06 77,292 83,874 8.52
2017-12-31 13F-HR FB / Facebook, Inc. Call 2.00 0 1,000 0 2
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 82.02 16,737 14,374 -14.12 1,367 1,179 -13.75
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.04 901,134 848,133 -5.88 34,679 33,959 -2.08
2017-12-31 13F-HR SIVB / SVB Financial Group 232.87 3,130 3,182 1.66 586 741 26.45
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 226.88 63,742 66,727 4.68 14,498 15,139 4.42
2017-12-31 13F-HR FUND / Sprott Focus Trust, Inc. 7.95 18,869 18,869 0.00 146 150 2.74
2017-12-31 13F-HR CNI / Canadian National Railway Co. 82.52 28,433 28,489 0.20 2,350 2,351 0.04
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 132.19 2,506 3,162 26.18 255 418 63.92
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 22.12 15,730 149 348 133.56
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 15,625 404 149 -63.12
2017-12-31 13F-HR USG / USG Corp. 38.64 86,707 80,411 -7.26 2,849 3,107 9.06
2017-12-31 13F-HR USG / USG Corp. Call 4.21 3,000 14,000 366.67 11 59 436.36
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.99 761,938 517,987 -32.02 39,499 33,146 -16.08
2017-12-31 13F-HR LEN / Lennar Corp. 63.29 78,951 56,261 -28.74 4,169 3,561 -14.58
2017-12-31 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.12 6,911 4,477 -35.22 463 296 -36.07
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.55 350,142 392,076 11.98 34,511 42,167 22.18
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 10.00 3,000 2,400 -20.00 12 24 100.00
2017-12-31 13F-HR ETN / Eaton Corporation 79.21 127,834 142,369 11.37 9,826 11,277 14.77
2017-12-31 13F-HR GPC / Genuine Parts Co. 95.00 86,739 96,401 11.14 8,289 9,158 10.48
2017-12-31 13F-HR ABT / Abbott Laboratories 57.12 623,384 486,643 -21.94 33,258 27,799 -16.41
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.08 36,571 24,707 -32.44 260 175 -32.69
2017-12-31 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 25.38 151,388 162,504 7.34 3,860 4,125 6.87
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.76 461,906 453,344 -1.85 6,398 6,239 -2.49
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.90 1,032,131 1,042,233 0.98 93,850 95,784 2.06
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 85.58 3,389 2,372 -30.01 292 203 -30.48
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 63.26 72,256 73,301 1.45 3,994 4,637 16.10
2017-12-31 13F-HR UBS / UBS Group AG 18.40 14,324 18,368 28.23 245 338 37.96
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.05 18,688 20,546 9.94 397 412 3.78
2017-12-31 13F-HR CLX / Clorox Company (The) 148.73 55,988 54,051 -3.46 7,381 8,039 8.91
2017-12-31 13F-HR CLX / Clorox Company (The) Call 8.00 0 1,000 0 8
2017-12-31 13F-HR TX / Ternium S.A. 31.85 0 7,913 0 252
2017-12-31 13F-HR ACM / AECOM 37.21 0 14,889 0 554
2017-12-31 13F-HR ING / ING Groep N.V. 18.41 322,428 338,970 5.13 5,923 6,241 5.37
2017-12-31 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 11.75 32,293 32,243 -0.15 392 379 -3.32
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.68 302,491 329,692 8.99 18,283 21,983 20.24
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.46 15,959 15,650 -1.94 2,083 2,120 1.78
2017-12-31 13F-HR ENFR / Alerian Energy Infrastructure ETF 22.34 14,440 38,367 165.70 310 857 176.45
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.09 35,034 33,865 -3.34 1,570 1,561 -0.57
2017-12-31 13F-HR XT / iShs Exponentl Tech 35.34 85,454 87,144 1.98 2,927 3,080 5.23
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.62 137,873 131,227 -4.82 6,644 7,037 5.92
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.91 90,289 84,429 -6.49 8,739 9,111 4.26
2017-12-31 13F-HR EOG / EOG Resources, Inc. Call 5.00 0 1,000 0 5
2017-12-31 13F-HR INFY / Infosys Limited 16.19 57,033 56,593 -0.77 829 916 10.49
2017-12-31 13F-HR WAB / Wabtec Corp. 80.33 4,526 2,938 -35.09 342 236 -30.99
2017-12-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 64.23 5,259 5,745 9.24 344 369 7.27
2017-12-31 13F-HR ORAN / Orange 17.39 61,539 14,432 -76.55 1,007 251 -75.07
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.58 2,644,465 2,596,391 -1.82 196,850 222,199 12.88
2017-12-31 13F-HR MSFT / Microsoft Corp. Call 4.00 2,000 2,000 0.00 10 8 -20.00
2017-12-31 13F-HR MSFT / Microsoft Corp. Put 0.56 22,100 71,100 221.72 29 40 37.93
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.60 7,861 10,020 27.46 372 507 36.29
2017-12-31 13F-HR NEAR / iShares Short Maturity Bond ETF 50.32 11,492 13,137 14.31 575 661 14.96
2017-12-31 13F-HR EXC / Exelon Corp. 39.52 60,640 38,260 -36.91 2,289 1,512 -33.94
2017-12-31 13F-HR MAT / Mattel, Inc. 15.56 52,707 24,998 -52.57 816 389 -52.33
2017-12-31 13F-HR TXT / Textron, Inc. 56.59 28,561 27,513 -3.67 1,538 1,557 1.24
2017-12-31 13F-HR TXT / Textron, Inc. Call 2.00 9,500 2,000 -78.95 13 4 -69.23
2017-12-31 13F-HR XHE / SPDR S&P Health Care Equipment ETF 64.42 99,372 98,574 -0.80 6,246 6,350 1.67
2017-12-31 13F-HR WRK / Westrock Company 63.28 21,982 23,308 6.03 1,248 1,475 18.19
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.90 140,041 133,219 -4.87 1,052 919 -12.64
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.90 12,421 15,259 22.85 1,327 1,616 21.78
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 28.48 12,454 14,290 14.74 346 407 17.63
2017-12-31 13F-HR WAIR / Wesco Aircraft Holdings Inc. 7.42 20,000 19,000 -5.00 188 141 -25.00
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.56 542,030 1,233,453 127.56 13,437 30,291 125.43
2017-12-31 13F-HR DAKT / Daktronics, Inc. 9.12 43,938 52,638 19.80 463 480 3.67
2017-12-31 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 13.64 20,898 19,498 -6.70 285 266 -6.67
2017-12-31 13F-HR MFA / MFA Financial, Inc. 7.91 51,863 32,888 -36.59 454 260 -42.73
2017-12-31 13F-HR MAA / Mid-America Apartment Communities, Inc. 100.44 6,636 5,635 -15.08 710 566 -20.28
2017-12-31 13F-HR TSS / Total System Services, Inc. 78.94 70,102 22,473 -67.94 4,588 1,774 -61.33
2017-12-31 13F-HR NKE / Nike, Inc. 62.82 434,225 406,651 -6.35 22,521 25,546 13.43
2017-12-31 13F-HR NKE / Nike, Inc. Call 2.97 2,000 18,200 810.00 6 54 800.00
2017-12-31 13F-HR NKE / Nike, Inc. Put 1.79 93,000 58,200 -37.42 80 104 30.00
2017-12-31 13F-HR BOKF / BOK Financial Corp. 92.87 3,066 2,692 -12.20 277 250 -9.75
2017-12-31 13F-HR EQR / Equity Residential 63.55 79,819 45,443 -43.07 5,259 2,888 -45.08
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 193.74 1,778 1,884 5.96 278 365 31.29
2017-12-31 13F-HR NTES / NetEase, Inc. 339.20 4,024 4,434 10.19 1,070 1,504 40.56
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.72 10,960 10,517 -4.04 293 302 3.07
2017-12-31 13F-HR BRS / Bristow Group, Inc. 13.47 15,144 8,981 -40.70 141 121 -14.18
2017-12-31 13F-HR XNTK / SPDR NYSE Technology ETF 83.91 51,755 51,342 -0.80 4,086 4,308 5.43
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.29 48,530 104,013 114.33 2,454 5,231 113.16
2017-12-31 13F-HR GTY / Getty Realty Corp. (Holding Company) 27.13 23,513 15,813 -32.75 674 429 -36.35
2017-12-31 13F-HR AIA / iShares Asia 50 ETF 66.14 4,400 4,400 0.00 270 291 7.78
2017-12-31 13F-HR GNMK / GenMark Diagnostics, Inc. 4.17 2,360,984 2,355,942 -0.21 22,737 9,826 -56.78
2017-12-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 85.39 38,703 39,981 3.30 2,952 3,414 15.65
2017-12-31 13F-HR IP / International Paper Company 57.85 152,150 151,532 -0.41 8,637 8,766 1.49
2017-12-31 13F-HR FICO / Fair Isaac Corp. 153.14 3,275 6,125 87.02 459 938 104.36
2017-12-31 13F-HR WU / Western Union Co. (The) 19.21 103,958 101,839 -2.04 2,010 1,956 -2.69
2017-12-31 13F-HR SLYV / SPDR S&P 600 Small CapValue ETF 125.70 90,730 94,326 3.96 11,459 11,857 3.47
2017-12-31 13F-HR VVC / Vectren Corp. 64.96 4,338 4,849 11.78 283 315 11.31
2017-12-31 13F-HR OLED / Universal Display Corp. 172.61 25,425 19,089 -24.92 3,275 3,295 0.61
2017-12-31 13F-HR STX / Seagate Technology PLC 41.90 75,044 83,773 11.63 2,496 3,510 40.63
2017-12-31 13F-HR HLF / Herbalife Ltd. 68.18 98 132 34.69 7 9 28.57
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 0.18 22,500 22,500 0.00 7 4 -42.86
2017-12-31 13F-HR ICLR / ICON plc 112.08 26,565 9,716 -63.43 3,013 1,089 -63.86
2017-12-31 13F-HR MSGN / MSG Networks Inc. 20.34 19,934 22,567 13.21 423 459 8.51
2017-12-31 13F-HR WEX / WEX Inc. 141.27 2,944 2,796 -5.03 329 395 20.06
2017-12-31 13F-HR SDLP / Seadrill Partners LLC 3.66 299,540 299,080 -0.15 1,114 1,096 -1.62
2017-12-31 13F-HR PGH / Pengrowth Energy Corp. 0.76 67,203 54,031 -19.60 67 41 -38.81
2017-12-31 13F-HR AGM / Federal Agricultural Mortgage Corp. 78.22 9,585 12,158 26.84 698 951 36.25
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.57 65,632 65,632 0.00 1,437 1,350 -6.05
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.25 127,476 116,603 -8.53 4,242 3,760 -11.36
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.09 16,274 18,849 15.82 165 209 26.67
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.59 113,946 76,840 -32.56 5,055 3,042 -39.82
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.02 839,162 856,933 2.12 79,527 87,423 9.93
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 33.62 60,903 57,794 -5.10 2,165 1,943 -10.25
2017-12-31 13F-HR ARII / American Railcar Industries, Inc. 41.64 13,052 14,048 7.63 503 585 16.30
2017-12-31 13F-HR TRTN / Triton International Limited 37.25 24,567 24,886 1.30 817 927 13.46
2017-12-31 13F-HR TGB / Taseko Mines Ltd. 2.31 43,100 44,100 2.32 79 102 29.11
2017-12-31 13F-HR JKH / iShares Morningstar Mid Growth Index Fund 202.46 11,244 4,060 -63.89 2,131 822 -61.43
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 168.98 50,763 50,005 -1.49 7,736 8,450 9.23
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.51 43,075 34,246 -20.50 138 86 -37.68
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC Call 0.10 1,200 10,000 733.33 0 1
2017-12-31 13F-HR GEN / Genesis Healthcare, Inc. 0.76 3,289,421 3,289,421 0.00 3,816 2,509 -34.25
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.24 588,484 480,381 -18.37 10,212 8,280 -18.92
2017-12-31 13F-HR ECT / ECA Marcellus Trust I 2.17 63,250 63,250 0.00 139 137 -1.44
2017-12-31 13F-HR NVTA / Invitae Corp. 9.07 291,064 320,896 10.25 2,730 2,910 6.59
2017-12-31 13F-HR PII / Polaris Industries, Inc 124.10 6,824 6,696 -1.88 715 831 16.22
2017-12-31 13F-HR SQ / Square, Inc. 34.54 29,225 30,548 4.53 844 1,055 25.00
2017-12-31 13F-HR IBCC / iShares iBonds Mar 2018 Term Corporate ex-Financials 690 676 -2.03
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.54 156,906 161,017 2.62 23,851 26,493 11.08
2017-12-31 13F-HR SONA / Southern National Bancorp of Virginia, Inc. 15.99 10,389 10,197 -1.85 176 163 -7.39
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.60 155,456 367,905 136.66 952 2,059 116.28
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 142.70 18,843 25,837 37.12 2,531 3,687 45.67
2017-12-31 13F-HR IGV / iShares North American Tech-Software ETF 154.69 12,214 11,093 -9.18 1,785 1,716 -3.87
2017-12-31 13F-HR ICUI / ICU Medical, Inc. 215.90 1,132 1,107 -2.21 210 239 13.81
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 43.15 12,159 11,378 -6.42 506 491 -2.96
2017-12-31 13F-HR CTAS / Cintas Corp. 155.81 7,877 7,323 -7.03 1,130 1,141 0.97
2017-12-31 13F-HR WB / Weibo Corporation 103.54 43,286 47,413 9.53 4,259 4,909 15.26
2017-12-31 13F-HR WB / Weibo Corporation Call 0.00 100 100 0.00 1 0 -100.00
2017-12-31 13F-HR SNPS / Synopsys, Inc. 84.80 11,585 9,021 -22.13 925 765 -17.30
2017-12-31 13F-HR SPLG / SPDR Portfolio Large Cap ETF 31.31 35,800 138,337 286.42 4,222 4,331 2.58
2017-12-31 13F-HR X / United States Steel Corp. 35.21 130,719 98,714 -24.48 3,357 3,476 3.54
2017-12-31 13F-HR SIVR / ETFS Silver Trust 16.52 184,460 187,889 1.86 2,994 3,103 3.64
2017-12-31 13F-HR VAW / Vanguard Materials ETF 136.91 8,062 9,751 20.95 1,039 1,335 28.49
2017-12-31 13F-HR HYD / VanEck Vectors ETF TR 31.19 32,500 38,282 17.79 1,017 1,194 17.40
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.34 16,786 16,786 0.00 540 610 12.96
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.82 7,092 4,977 -29.82 340 243 -28.53
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 81.50 55,163 56,979 3.29 4,270 4,644 8.76
2017-12-31 13F-HR GLOG / GasLog Ltd. 22.17 38,296 37,566 -1.91 670 833 24.33
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.72 375,934 396,455 5.46 19,822 21,695 9.45
2017-12-31 13F-HR MBB / iShares MBS ETF 106.77 19,067 25,673 34.65 2,044 2,741 34.10
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.66 973,323 950,575 -2.34 121,792 128,003 5.10
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.14 50,712 36,134 -28.75 2,036 1,378 -32.32
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.80 39,374 40,411 2.63 4,344 5,488 26.34
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.44 40,200 40,200 0.00 75 98 30.67
2017-12-31 13F-HR VTWO / Vanguard Russell 2000 ETF 122.27 4,231 4,809 13.66 503 588 16.90
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.63 9,351 24,392 160.85 558 1,479 165.05
2017-12-31 13F-HR HYH / Halyard Health, Inc. 47.39 4,812 4,579 -4.84 227 217 -4.41
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.74 133,336 134,132 0.60 8,625 8,550 -0.87
2017-12-31 13F-HR MKL / Markel Corp. 1,139.21 744 783 5.24 787 892 13.34
2017-12-31 13F-HR VTGN / VistaGen Therapeutics, Inc. 1.09 20,215 20,215 0.00 32 22 -31.25
2017-12-31 13F-HR PPG / PPG Industries, Inc. 116.82 31,558 25,877 -18.00 3,429 3,023 -11.84
2017-12-31 13F-HR SYF / Synchrony Financial 38.95 30,784 27,807 -9.67 950 1,083 14.00
2017-12-31 13F-HR RIO / Rio Tinto plc 52.91 42,538 87,337 105.32 2,007 4,621 130.24
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.23 37,062 39,126 5.57 12,629 12,177 -3.58
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 19.02 5,100 4,100 -19.61 61 78 27.87
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 40.00 0 300 0 12
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.18 89,633 11,003 -87.72 897 112 -87.51
2017-12-31 13F-HR SNDR / Schneider National, Inc. 28.49 35,230 36,295 3.02 902 1,034 14.63
2017-12-31 13F-HR DST / DST Systems, Inc. 62.08 165,101 123,070 -25.46 9,062 7,640 -15.69
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 179.02 5,764 5,748 -0.28 1,030 1,029 -0.10
2017-12-31 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.02 33,551 24,962 -25.60 506 375 -25.89
2017-12-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 155.63 2,807 6,779 141.50 401 1,055 163.09
2017-12-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.14 188,043 199,240 5.95 4,770 5,008 4.99
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.09 137,576 163,029 18.50 31,743 39,956 25.87
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. 3.26 0 9,214 0 30
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Call 0.00 0 2,000 0 0
2017-12-31 13F-HR M / Macy's, Inc. 25.16 33,325 84,539 153.68 727 2,127 192.57
2017-12-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 80.78 119,270 102,443 -14.11 9,235 8,275 -10.40
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.58 26,323 34,889 32.54 2,017 2,567 27.27
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. Call 25.33 0 15,000 0 380
2017-12-31 13F-HR OMER / Omeros Corp. 19.32 17,721 18,014 1.65 384 348 -9.37
2017-12-31 13F-HR OMER / Omeros Corp. Call 0.00 400 200 -50.00 1 0 -100.00
2017-12-31 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 10.04 18,601 32,476 74.59 204 326 59.80
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 94.95 3,396 3,802 11.96 325 361 11.08
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 145.89 54,445 54,540 0.17 7,535 7,957 5.60
2017-12-31 13F-HR APTI / Apptio, Inc. 23.64 18,752 18,572 -0.96 345 439 27.25
2017-12-31 13F-HR YINN / Direxion Daily China 3X Bull Shares 34.04 20,000 21,476 7.38 582 731 25.60
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.47 170,956 156,292 -8.58 4,826 4,294 -11.02
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.11 251,016 270,305 7.68 21,076 22,735 7.87
2017-12-31 13F-HR SUSA / iShares MSCI USA ESG Select ETF 111.41 7,825 8,312 6.22 818 926 13.20
2017-12-31 13F-HR NFX / Newfield Exploration Company 31.55 117,108 117,576 0.40 3,477 3,710 6.70
2017-12-31 13F-HR IYK / iShares U.S. Consumer Goods ETF 126.27 1,927 1,972 2.34 232 249 7.33
2017-12-31 13F-HR NEOG / Neogen Corp. 81.98 3,203 2,525 -21.17 250 207 -17.20
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.17 224,203 182,328 -18.68 13,067 10,789 -17.43
2017-12-31 13F-HR USCR / U.S. Concrete, Inc. 83.97 22,126 22,425 1.35 1,687 1,883 11.62
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 376,539 325,222 -13.63 4,583 3,866 -15.64
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.95 33,972 38,332 12.83 502 688 37.05
2017-12-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 18 18 0.00
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.48 174,416 157,208 -9.87 1,549 1,333 -13.94
2017-12-31 13F-HR HDB / HDFC Bank Ltd. 101.81 17,193 14,291 -16.88 1,666 1,455 -12.67
2017-12-31 13F-HR LSTR / Landstar System, Inc. 104.17 0 2,256 0 235
2017-12-31 13F-HR SRE / Sempra Energy 106.91 364,596 356,950 -2.10 41,618 38,161 -8.31
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.90 103,161 92,295 -10.53 1,953 1,744 -10.70
2017-12-31 13F-HR VDE / Vanguard Energy ETF 98.37 34,604 9,993 -71.12 3,227 983 -69.54
2017-12-31 13F-HR GES / Guess ? Inc. 16.93 167,475 156,852 -6.34 2,854 2,655 -6.97
2017-12-31 13F-HR ON / ON Semiconductor Corporation 20.88 24,149 9,676 -59.93 434 202 -53.46
2017-12-31 13F-HR INGR / Ingredion, Inc. 140.19 5,587 16,014 186.63 671 2,245 234.58
2017-12-31 13F-HR MET / MetLife, Inc. 50.50 321,039 318,099 -0.92 16,675 16,063 -3.67
2017-12-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.20 218,215 219,609 0.64 12,229 12,123 -0.87
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.37 154,515 155,547 0.67 8,357 8,301 -0.67
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd Put 0.50 2,000 2,000 0.00 4 1 -75.00
2017-12-31 13F-HR STO / Statoil ASA 21.72 0 9,898 0 215
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.06 89,236 90,229 1.11 2,171 2,261 4.15
2017-12-31 13F-HR GD / General Dynamics Corp. 202.97 53,520 53,593 0.14 10,992 10,878 -1.04
2017-12-31 13F-HR JKG / iShares Morningstar Mid-Cap ETF 186.02 24,456 6,752 -72.39 4,273 1,256 -70.61
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.07 58,208 66,562 14.35 3,809 4,664 22.45
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. 52.47 12,723 11,949 -6.08 622 627 0.80
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.76 21,253 23,229 9.30 1,085 1,179 8.66
2017-12-31 13F-HR ICVT / iShares Convertible Bond ETF 55.25 4,138 7,168 73.22 225 396 76.00
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.97 119,275 117,462 -1.52 4,508 4,930 9.36
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.06 159,811 176,318 10.33 6,204 6,711 8.17
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.71 31,735 35,662 12.37 1,619 1,951 20.51
2017-12-31 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 38.89 98,262 95,864 -2.44 3,708 3,728 0.54
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.49 31,580 27,948 -11.50 403 349 -13.40
2017-12-31 13F-HR CCU / Compania Cervecerias Unidas S.A. 29.54 20,740 26,337 26.99 557 778 39.68
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 379.31 11,060 9,968 -9.87 4,946 3,781 -23.55
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. Call 0.00 1,000 1,000 0.00 34 0 -100.00
2017-12-31 13F-HR HIE / Miller/Howard High Income Equity Fund 12.47 357,118 353,225 -1.09 5,038 4,403 -12.60
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.71 0 32,241 0 829
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 154.08 81,596 87,950 7.79 12,428 13,551 9.04
2017-12-31 13F-HR GENC / Gencor Industries, Inc. 16.52 10,227 10,227 0.00 180 169 -6.11
2017-12-31 13F-HR BBL / BHP Billiton Plc 40.43 13,071 11,402 -12.77 465 461 -0.86
2017-12-31 13F-HR 40416EAB9 / HCI Group, Inc. Bond 20 20 0.00
2017-12-31 13F-HR IEX / IDEX Corp. 131.82 7,384 7,275 -1.48 897 959 6.91
2017-12-31 13F-HR IEX / IDEX Corp. Put 0.07 14,100 14,100 0.00 8 1 -87.50
2017-12-31 13F-HR MCD / McDonald's Corp. 172.13 407,134 397,135 -2.46 63,781 68,357 7.17
2017-12-31 13F-HR ASIX / AdvanSix Inc. 40.87 31,783 31,393 -1.23 1,230 1,283 4.31
2017-12-31 13F-HR GBDC / Golub Capital BDC, Inc. 18.20 90,192 110,376 22.38 1,695 2,009 18.53
2017-12-31 13F-HR FFC / Flaherty & Crumrine/Claymore Preferred Securities Income Fund, Inc. 20.44 12,152 10,472 -13.82 258 214 -17.05
2017-12-31 13F-HR SODA / SodaStream International Ltd. 70.59 4,132 4,179 1.14 278 295 6.12
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 4.28 17,369 26,160 50.61 134 112 -16.42
2017-12-31 13F-HR GOV / Government Properties Income Trust 18.56 73,440 73,440 0.00 1,380 1,363 -1.23
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 44.81 125,132 107,226 -14.31 4,180 4,805 14.95
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.90 104,403 111,906 7.19 5,327 5,696 6.93
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. 23.21 1,222,177 1,252,064 2.45 30,787 29,065 -5.59
2017-12-31 13F-HR IFGL / iShares International Developed Real Estate ETF 29.97 13,508 27,294 102.06 393 818 108.14
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.66 111,670 121,714 8.99 7,140 8,965 25.56
2017-12-31 13F-HR FSIC / FS Investment Corporation 7.35 42,301 34,271 -18.98 359 252 -29.81
2017-12-31 13F-HR SID / Companhia Siderurgica Nacional-CSN 2.45 0 20,000 0 49
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.45 14,970 15,031 0.41 1,575 1,585 0.63
2017-12-31 13F-HR FOE / Ferro Corp. 23.62 165,295 164,495 -0.48 3,687 3,886 5.40
2017-12-31 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 158.66 14,642 2,206 -84.93 2,216 350 -84.21
2017-12-31 13F-HR MO / Altria Group, Inc. 71.30 929,765 945,335 1.67 58,928 67,400 14.38
2017-12-31 13F-HR RGEN / Repligen Corp. 36.29 17,884 18,327 2.48 686 665 -3.06
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 39.31 13,662 13,662 0.00 517 537 3.87
2017-12-31 13F-HR OSK / Oshkosh Corporation (Holding Company) 91.00 6,787 4,868 -28.27 556 443 -20.32
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.42 303,410 430,704 41.95 44,965 65,649 46.00
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Call 5.00 7,000 1,000 -85.71 51 5 -90.20
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Put 0.00 1,000 1,000 0.00 0 0
2017-12-31 13F-HR WWW / Wolverine World Wide, Inc. 32.28 0 6,536 0 211
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.64 18,619 16,105 -13.50 2,770 2,732 -1.37
2017-12-31 13F-HR PIO / PowerShares Global Exchange Traded Fund Trust 26.04 0 7,911 0 206
2017-12-31 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 153.49 7,849 14,177 80.62 1,134 2,176 91.89
2017-12-31 13F-HR 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15 63 63 0.00
2017-12-31 13F-HR XHR / Xenia Hotels & Resorts Inc. 21.59 51,244 49,563 -3.28 1,082 1,070 -1.11
2017-12-31 13F-HR TRGP / Targa Resources Corp. 48.53 86,299 18,567 -78.49 4,083 901 -77.93
2017-12-31 13F-HR SLRC / Solar Capital Ltd. 20.21 31,346 38,798 23.77 676 784 15.98
2017-12-31 13F-HR SCI / Service Corp. International 37.51 0 9,464 0 355
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.37 31,930 32,535 1.89 773 988 27.81
2017-12-31 13F-HR EXEL / Exelixis, Inc. Call 1.30 11,100 11,500 3.60 10 15 50.00
2017-12-31 13F-HR BFAM / Bright Horizons Family Solutions, Inc. 94.55 2,761 2,771 0.36 239 262 9.62
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.22 1,181,374 1,075,192 -8.99 75,280 65,825 -12.56
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 0.13 12,900 15,000 16.28 50 2 -96.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Put 0.00 5,300 400 -92.45 0 0
2017-12-31 13F-HR 78454LAM2 / SM Energy Co Bond 67 80 19.40
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.87 830,756 791,852 -4.68 23,657 25,239 6.69
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 109.83 5,440 4,352 -20.00 586 478 -18.43
2017-12-31 13F-HR TICC / TICC Capital Corp. 5.71 54,617 59,741 9.38 375 341 -9.07
2017-12-31 13F-HR PKW / PowerShares Buyback Achievers Portfolio 59.21 6,282 6,384 1.62 351 378 7.69
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 16.33 13,105 12,305 -6.10 198 201 1.52
2017-12-31 13F-HR WHR / Whirlpool Corp. 169.13 5,972 5,688 -4.76 1,099 962 -12.47
2017-12-31 13F-HR PNM / PNM Resources, Inc. 40.42 7,321 7,942 8.48 294 321 9.18
2017-12-31 13F-HR COR / Coresite Realty Corp 113.60 13,699 17,606 28.52 1,530 2,000 30.72
2017-12-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.44 10,405 7,913 -23.95 399 320 -19.80
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.71 68,049 67,361 -1.01 2,851 2,675 -6.17
2017-12-31 13F-HR OPK / Opko Health, Inc. 4.90 97,092 90,079 -7.22 666 441 -33.78
2017-12-31 13F-HR OPK / Opko Health, Inc. Call 0.00 600 1,000 66.67 0 0
2017-12-31 13F-HR NPV / Nuveen Virginia Premium Income Municipal Fund, Inc. 12.78 24,955 24,955 0.00 329 319 -3.04
2017-12-31 13F-HR TRCH / Torchlight Energy Resources, Inc. 1.35 67,778 24,375 -64.04 85 33 -61.18
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.11 131,533 62,435 -52.53 348 194 -44.25
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF 98.29 32,867 32,659 -0.63 3,075 3,210 4.39
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF Call 1.33 11,500 10,500 -8.70 73 14 -80.82
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.57 27,502 15,522 -43.56 370 133 -64.05
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 14.96 59,077 58,570 -0.86 901 876 -2.77
2017-12-31 13F-HR 092533AC2 / Blackrock Capital Investment Bond 70 68 -2.86
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.35 92,224 29,608 -67.90 3,784 1,254 -66.86
2017-12-31 13F-HR RWT / Redwood Trust, Inc. 14.86 17,841 15,946 -10.62 292 237 -18.84
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.06 47,071 47,485 0.88 3,391 3,042 -10.29
2017-12-31 13F-HR GME / GameStop Corp. 18.03 123,269 11,700 -90.51 2,541 211 -91.70
2017-12-31 13F-HR FNB / F.N.B. Corp. 13.82 241,185 272,035 12.79 3,386 3,759 11.02
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.24 59,531 64,224 7.88 2,255 2,777 23.15
2017-12-31 13F-HR NOK / Nokia Corp. 4.51 84,984 78,952 -7.10 508 356 -29.92
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.63 28,912 21,501 -25.63 1,123 809 -27.96
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.56 29,246 29,045 -0.69 1,669 1,730 3.65
2017-12-31 13F-HR DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio 23.14 0 50,438 0 1,167
2017-12-31 13F-HR TTC / Toro Company (The) 65.06 3,695 3,643 -1.41 228 237 3.95
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.49 13,227 12,691 -4.05 1,239 1,250 0.89
2017-12-31 13F-HR NVR / NVR, Inc. 3,515.96 185 188 1.62 528 661 25.19
2017-12-31 13F-HR TEF / Telefonica S.A. 9.67 13,412 13,956 4.06 146 135 -7.53
2017-12-31 13F-HR 84860WAA0 / Spirit Realty Capital, Inc. Bond 3,284 3,037 -7.52
2017-12-31 13F-HR MC / Moelis & Co. 48.38 58,811 102,827 74.84 2,508 4,975 98.37
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 28.81 26,386 47,905 81.55 725 1,380 90.34
2017-12-31 13F-HR PBF / PBF Energy, Inc. 35.46 124,603 120,664 -3.16 3,444 4,279 24.25
2017-12-31 13F-HR FLR / Fluor Corp. 51.63 83,686 76,539 -8.54 3,524 3,952 12.15
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.07 15,743 17,481 11.04 1,358 1,557 14.65
2017-12-31 13F-HR ADI / Analog Devices, Inc. Call 1.40 5,000 5,000 0.00 32 7 -78.12
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.62 0 11,062 0 206
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.48 431,410 424,345 -1.64 34,908 38,821 11.21
2017-12-31 13F-HR