Current Holdings (from 13F, 13D)

InvestorHighTower Advisors, LLC
Portfolio Value$ 11,721,693,000
Current Positions2,204
Opened Positions5
Closed Positions231

HighTower Advisors, LLC has disclosed 2,204 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 11,721,693,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). HighTower Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Microsoft Corp. (NASDAQ:MSFT) , Johnson & Johnson (NYSE:JNJ) , and AT & T, Inc. (NYSE:T) . HighTower Advisors, LLC's new positions include DowDuPont Inc. (NYSE:DWDP) , Micron Technology, Inc. (NASDAQ:MU) , iShares iBonds Dec 2018 Term Corporate ETF (NYSE:IBDH) , Cheniere Energy, Inc. (AMEX:LNG) , and CurrencyShares Euro Trust (NYSE:FXE) .


All HighTower Advisors, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR KAP / KCAP Financial, Inc. 3.66 15,025 15,025 0.00 53 55 3.77
2017‑09‑30 13F-HR T / AT & T, Inc. 39.21 3,677,690 3,826,377 4.04 138,838 150,031 8.06
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 141.53 5,204 4,515 -13.24 698 639 -8.45
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108.04 121,462 111,445 -8.25 12,745 12,040 -5.53
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 86.78 43,833 45,762 4.40 3,674 3,971 8.08
2017‑09‑30 13F-HR OMI / Owens & Minor, Inc. (Holding Company) 29.28 8,684 9,118 5.00 273 267 -2.20
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 45.52 17,894 6,458 -63.91 713 294 -58.77
2017‑09‑30 13F-HR AGCO / AGCO Corp. 73.66 13,618 7,467 -45.17 919 550 -40.15
2017‑09‑30 13F-HR CTSO / Cytosorbents Corp 31.01 575,756 566,085 -1.68 17,279 17,556 1.60
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.44 192,246 189,727 -1.31 9,473 9,381 -0.97
2017‑09‑30 13F-HR PRIM / Primoris Services Corp. 29.37 11,474 55,370 382.57 285 1,626 470.53
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.72 4,265 25,860 506.33 269 1,958 627.88
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.11 41,104 40,235 -2.11 8,081 8,132 0.63
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.01 140,540 168,622 19.98 24,450 30,185 23.46
2017‑09‑30 13F-HR SJR / Shaw Communications Inc. Class B Non-Voting Participating 23.09 33,958 28,106 -17.23 737 649 -11.94
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.08 16,246 16,246 0.00 43 50 16.28
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.13 110,750 64,878 -41.42 16,403 9,870 -39.83
2017‑09‑30 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.96 15,030 15,555 3.49 181 186 2.76
2017‑09‑30 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.70 28,188 28,188 0.00 618 640 3.56
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.79 385,208 316,826 -17.75 21,367 16,409 -23.20
2017‑09‑30 13F-HR NCOM / National Commerce Corporation 42.95 6,360 6,356 -0.06 254 273 7.48
2017‑09‑30 13F-HR CRI / Carter's, Inc. 98.27 4,396 6,136 39.58 391 603 54.22
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.22 63,330 66,359 4.78 2,243 2,669 18.99
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 16.96 10,577 10,200 -3.56 271 173 -36.16
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 25.62 6,505 10,577 62.60 213 271 27.23
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 32.74 13,047 6,505 -50.14 487 213 -56.26
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 37.33 10,200 13,047 27.91 157 487 210.19
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.06 54,774 37,746 -31.09 3,170 2,116 -33.25
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 47.10 12,788 15,520 21.36 581 731 25.82
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 15,625 404 131 -67.57
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 25.86 15,625 111 404 263.96
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.34 34,252 34,252 0.00 448 457 2.01
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 111.93 31,149 32,064 2.94 3,355 3,589 6.97
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.57 461,314 476,801 3.36 23,949 25,543 6.66
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.53 16,631 17,861 7.40 379 331 -12.66
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 106.04 6,344 7,950 25.32 604 843 39.57
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57.25 70,529 25,484 -63.87 3,677 1,459 -60.32
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 100.15 392,581 343,506 -12.50 36,947 34,403 -6.89
2017‑09‑30 13F-HR NDLS / Noodles & Co 4.41 15,890 15,890 0.00 62 70 12.90
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc 47.81 177,804 200,925 13.00 7,959 9,607 20.71
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 109.76 15,385 15,843 2.98 1,650 1,739 5.39
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196.05 201,603 203,481 0.93 37,406 39,892 6.65
2017‑09‑30 13F-HR WK / Workiva, Inc. 20.84 52,000 52,100 0.19 991 1,086 9.59
2017‑09‑30 13F-HR USAT / USA Technologies, Inc. 6.24 320,766 408,080 27.22 1,668 2,548 52.76
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 151.66 17,466 19,517 11.74 2,694 2,960 9.87
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 41.82 6,035 5,284 -12.44 233 221 -5.15
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 83.86 21,594 20,881 -3.30 1,730 1,751 1.21
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.01 14,098 19,764 40.19 272 356 30.88
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 22.87 44,661 66,860 49.71 1,002 1,529 52.59
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 215.52 21,518 28,805 33.86 4,705 6,208 31.94
2017‑09‑30 13F-HR FFBCW / First Financial Bancorp 26.14 22,870 23,834 4.22 631 623 -1.27
2017‑09‑30 13F-HR ATR / AptarGroup, Inc. 86.27 8,764 8,902 1.57 761 768 0.92
2017‑09‑30 13F-HR GNTX / Gentex Corp. 19.91 148,106 23,557 -84.09 2,817 469 -83.35
2017‑09‑30 13F-HR NTRA / Natera, Inc. 12.89 50,115 50,115 0.00 544 646 18.75
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.33 141,015 140,259 -0.54 1,741 1,729 -0.69
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.04 29,196 31,434 7.67 7,920 9,840 24.24
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.11 118,247 153,593 29.89 8,276 11,383 37.54
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 144.20 10,782 23,759 120.36 1,900 3,426 80.32
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 176.22 21,342 10,782 -49.48 2,857 1,900 -33.50
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 133.87 7,887 21,342 170.60 1,407 2,857 103.06
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 178.39 23,897 7,887 -67.00 3,349 1,407 -57.99
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 35.08 300,175 282,223 -5.98 10,575 9,899 -6.39
2017‑09‑30 13F-HR RGLS / Regulus Therapeutics Inc. 1.23 10,248 20,248 97.58 10 25 150.00
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68.38 9,905 9,989 0.85 652 683 4.75
2017‑09‑30 13F-HR ADES / Advanced Emissions Solutions, Inc. 11.00 10,000 10,000 0.00 92 110 19.57
2017‑09‑30 13F-HR FRT / Federal Realty Investment Trust 124.20 10,521 10,370 -1.44 1,329 1,288 -3.09
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 84.77 4,858 4,683 -3.60 400 397 -0.75
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 55.77 15,871 3,801 -76.05 780 212 -72.82
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.70 60,301 58,339 -3.25 1,500 1,441 -3.93
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 156.14 12,775 14,071 10.14 1,867 2,197 17.68
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 23.22 17,431 17,229 -1.16 375 400 6.67
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 1,523,700 1,353,909 -11.14 47,658 45,530 -4.47
2017‑09‑30 13F-HR IHPXF / iShares MSCI 54.64 24,059 76,276 217.04 1,241 4,168 235.86
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 61.50 267,179 195,792 -26.72 15,908 12,041 -24.31
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 15.73 15,000 15,000 0.00 206 236 14.56
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 83.87 15,823 16,001 1.12 1,310 1,342 2.44
2017‑09‑30 13F-HR GDOT / Green Dot Corp. 49.58 60,596 60,066 -0.87 2,338 2,978 27.37
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 82.99 284,645 353,298 24.12 23,683 29,320 23.80
2017‑09‑30 13F-HR LEN / Lennar Corp. Call 2,500 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. Call 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. Call 4,000 0 -100.00 0 0
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 2,000 0 -100.00 0 0
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Put 5,600 0 -100.00 0 0
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) Put 84,200 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR EMR / Emerson Electric Co. Call 9,000 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. Call 1,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. Put 50,000 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR DE / Deere & Co. Call 2,500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Call 10,000 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 3,300 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. Call 5,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CVX / Chevron Corp. Call 1,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR GLW / Corning, Inc. Call 6,500 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR SSP / Scripps Company 268,787 0 -100.00 4,787 0 -100.00
2017‑09‑30 13F-HR ORPN / Bio Blast Pharma Ltd. 24,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 10,309 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR SNY / Sanofi Call 1,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GIMO / Gigamon Inc. 5,900 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 4,000 0 -100.00 0 0
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Call 1,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR RBPAA / Royal Bancshares of Pennsylvania, Inc. 59,583 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 17,000 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR FFIDX / Fidelity 18.88 171,602 267,730 56.02 6,552 5,054 -22.86
2017‑09‑30 13F-HR FFIDX / Fidelity 38.18 55,878 171,602 207.10 2,199 6,552 197.95
2017‑09‑30 13F-HR FFIDX / Fidelity 39.35 56,981 55,878 -1.94 2,636 2,199 -16.58
2017‑09‑30 13F-HR FFIDX / Fidelity 46.26 47,866 56,981 19.04 1,157 2,636 127.83
2017‑09‑30 13F-HR FFIDX / Fidelity 24.17 11,949 47,866 300.59 600 1,157 92.83
2017‑09‑30 13F-HR FFIDX / Fidelity 50.21 13,322 11,949 -10.31 233 600 157.51
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc Call 15,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Call 2,700 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR Call 5,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 10,197 0 -100.00 85 0 -100.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. Call 5,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 12,393 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BSBR / Banco Santander Brasil SA 100,160 0 -100.00 753 0 -100.00
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 0 -100.00 4,815 0 -100.00
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 12,082 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR AXDX / Accelerate Diagnostics, Inc. 8,225 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Call 3,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 4,909 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR AEM / Agnico Eagle Mines Limited Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. Call 1,500 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. Call 2,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Call 200 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 54,887 0 -100.00 2,288 0 -100.00
2017‑09‑30 13F-HR AVGR / Avinger, Inc. 11,678 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) Put 6,500 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) Put 11,900 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 11,712 0 -100.00 261 0
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 1,500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 16,007 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15,560 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 10,136 0 -100.00 154 0
2017‑09‑30 13F-HR AVGO / Broadcom Limited Put 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. Call 2,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 3,968 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CPST / Capstone Turbine Corp. 10,806 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 99,166 0 -100.00 2,648 0 -100.00
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) Put 4,700 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CLS / Celestica Inc. 99,229 0 -100.00 1,341 0 -100.00
2017‑09‑30 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 49,490 0 -100.00 974 0
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 104,121 0 -100.00 2,353 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 19,092 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10,033 0 -100.00 98 0 -100.00
2017‑09‑30 13F-HR COP / ConocoPhillips Call 6,000 0 -100.00 0 0
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 5,278 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR CMI / Cummins, Inc. Call 3,300 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR DKL / Delek Logistics Partners LP 28,012 0 -100.00 921 0 -100.00
2017‑09‑30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 14,573 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 29,960 0 -100.00 1,880 0 -100.00
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions 8,872 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 41,913 0 -100.00 524 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 313,427 0 -100.00 25,277 0 -100.00
2017‑09‑30 13F-HR EHIC / eHi Car Services Ltd. 85,437 0 -100.00 852 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 3,100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 178,931 3,006 150 -95.01
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.80 175,032 178,931 2.23 2,667 3,006 12.71
2017‑09‑30 13F-HR FEYE / FireEye, Inc. Call 10,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp Put 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR FIBK / First Interstate BancSystem, Inc. 6,337 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 16,573 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 9,460 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 30,932 0 -100.00 1,530 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. Call 24,500 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR FSP / Franklin Street Properties Corp. 45,222 0 -100.00 501 0 -100.00
2017‑09‑30 13F-HR GMT / GATX Corp. 3,491 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. Call 1,500 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR GNC / GNC Holdings, Inc. 173,890 0 -100.00 1,469 0 -100.00
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 148,557 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR HIMX / Himax Technologies, Inc. 10,390 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR HBMD / Howard Bancorp, Inc. 52,601 0 -100.00 1,013 0 -100.00
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. Call 6,500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. Call 500 0 -100.00 0 0
2017‑09‑30 13F-HR NVIV / InVivo Therapeutics Holdings Corp 21,125 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 9,365 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 2,000 0 -100.00 0 0
2017‑09‑30 13F-HR ISHARES TR / A RATE CP BD ETF (46429B291) 10,163 0 -100.00 528 0
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 1,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 5,762 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. 2,100 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. Call 15,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR KNX / Knight Transportation, Inc. 8,233 0 -100.00 305 0 -100.00
2017‑09‑30 13F-HR KRC / Kilroy Realty Corp. 4,884 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR KEYW / KEYW Holdings Corp 101,252 0 -100.00 947 0 -100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES FD / (48249T106) 12,096 0 -100.00 212 0
2017‑09‑30 13F-HR LRCX / Lam Research Corp. Put 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR LAKE / Lakeland Industries, Inc. 43,665 0 -100.00 631 0 -100.00
2017‑09‑30 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 23,738 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR LNTH / Lantheus Holdings, Inc. 11,947 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR LIQT / LiqTech International, Inc. 69,700 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR MTZ / MasTec, Inc. 11,238 0 -100.00 507 0 -100.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. Call 3,000 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 25,249 0 -100.00 891 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 3,650 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 13,211 0 -100.00 301 0 -100.00
2017‑09‑30 13F-HR MUR / Murphy Oil Corp. 9,129 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 6,771 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR NKTR / Nektar Therapeutics Call 1,600 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR NEOS / Neos Therapeutics, Inc. 28,000 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 15,876 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR NIHD / NII Holdings, Inc. 316,078 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 4,893 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 564,379 0 -100.00 3,181 0 -100.00
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 10,000 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 17,009 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Call 1,500 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 59,183 0 -100.00 3,023 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 29,380 0 -100.00 536 0 -100.00
2017‑09‑30 13F-HR PACB / Pacific Biosciences of California, Inc. 27,785 0 -100.00 101 0 -100.00
2017‑09‑30 13F-HR PTEN / Patterson-UTI Energy, Inc. 111,156 0 -100.00 2,249 0 -100.00
2017‑09‑30 13F-HR PSX / Phillips 66 Call 800 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR PGEM / Ply Gem Holdings, Inc. 27,533 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 184,815 0 -100.00 2,793 0 -100.00
2017‑09‑30 13F-HR PAGP / Plains GP Holdings LP 8,621 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P600 LOVL PT (73937B639) 6,610 0 -100.00 286 0
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823) 167,872 0 -100.00 4,675 0
2017‑09‑30 13F-HR PSCT / PowerShares Exchange-Traded Fund Trust II 2,883 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR PX / Praxair, Inc. Call 2,200 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR PINC / Premier, Inc. 38,430 0 -100.00 1,380 0 -100.00
2017‑09‑30 13F-HR MVV / ProShares Ultra MidCap400 2,312 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR QIWI / QIWI plc 66,072 0 -100.00 1,632 0 -100.00
2017‑09‑30 13F-HR RELX / RELX PLC 9,312 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR SRSC / Sears Canada Inc. 29,078 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 6,000 0 -100.00 0 0
2017‑09‑30 13F-HR SERV / ServiceMaster Global Holdings Inc. 6,184 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. 8,230 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. Call 7,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 800 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Put 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Put 2,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF Call 3,400 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 5,749 0 -100.00 247 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR S / Sprint Corporation Call 3,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SPLK / Splunk Inc. Call 2,500 0 -100.00 0 0
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Call 13,000 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR STO / Statoil ASA 10,268 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 19,879 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR SGU / Star Gas Partners, L.P. 19,996 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR 180 DEGREE CAP CORP / (68235B109) 1.73 17,300 30
2017‑09‑30 13F-HR AHC / A.H. Belo Corp. 4.60 20,000 92
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 622,722 623,384 0.11 30,264 33,258 9.89
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI LGCAP WBIE (00400R502) 24.17 27,102 655
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI PWR FCTR ETF (00400R858) 24.81 67,703 1,680
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTCL LCV (00400R601) 26.69 40,910 1,092
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL LCS (00400R809) 25.33 24,598 623
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL SMV (00400R205) 25.26 39,029 986
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTICAL SMY (00400R304) 21.47 39,641 851
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TACTL ROTN (00400R866) 24.85 35,045 871
2017‑09‑30 13F-HR ABSOLUTE SHS TR / WBI TCT HG INC (00400R882) 24.64 286,957 7,070
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 47.28 7,677 363
2017‑09‑30 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 54
2017‑09‑30 13F-HR ADNT / Adient plc 84.73 3,045 258
2017‑09‑30 13F-HR AAPJ / AAP, Inc. Put 0.29 10,300 3
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.62 8,000 5
2017‑09‑30 13F-HR ADVISORSHARES TR / RANGER EQUITY BE (00768Y883) 8.40 1,136,071 9,542
2017‑09‑30 13F-HR ADVISORSHARES TR / WILSHIRE BUYBACK (00768Y818) 68.06 28,562 1,944
2017‑09‑30 13F-HR AFL / AFLAC, Inc. Call 3.00 2,000 6
2017‑09‑30 13F-HR ALDX / Aldeyra Therapeutics,Inc. 7.22 29,650 214
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 14.00 25,360 355
2017‑09‑30 13F-HR ALPS ETF TR / ALERIAN ENERGY (00162Q676) 21.47 14,440 310
2017‑09‑30 13F-HR ALPS ETF TR / BARRONS 400 ETF (00162Q726) 39.76 21,279 846
2017‑09‑30 13F-HR ALPS ETF TR / INTL SEC DV DOG (00162Q718) 27.85 9,263 258
2017‑09‑30 13F-HR AIMC / Altra Industrial Motion Corp. 47.33 4,479 212
2017‑09‑30 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.00 12,500 75
2017‑09‑30 13F-HR ANAT / American National Insurance Co. 118.20 1,692 200
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 102.87 19,364 1,992
2017‑09‑30 13F-HR ANDEAVOR LOGISTICS LP / COM UNIT LP INT (03350F106) 50.08 186,459 9,337
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. Call 7.00 1,000 7
2017‑09‑30 13F-HR ARCB / ArcBest Corp, 33.28 7,182 239
2017‑09‑30 13F-HR ARCELORMITTAL SA LUXEMBOURG / NY REGISTRY SH (03938L203) 25.79 89,841 2,317
2017‑09‑30 13F-HR FUV / Arcimoto, Inc. 4.93 15,200 75
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Call 1.67 600 1
2017‑09‑30 13F-HR HOME / At Home Group Inc. 22.84 24,345 556
2017‑09‑30 13F-HR B / Barnes Group, Inc. 69.03 10,662 736
2017‑09‑30 13F-HR BLACKROCK CAPITAL INVESTMENT / NOTE 5.000% 6/1 (092533AC2) 70
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.70 33,795 767
2017‑09‑30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.64 18,099 265
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 13.16 43,022 566
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.35 139,698 3,262
2017‑09‑30 13F-HR BLACKSTONE MTG TR INC / NOTE 4.375% 5/0 (09257WAB6) 70
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 137.62 1,446 199
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. Call 7.50 800 6
2017‑09‑30 13F-HR BOX / Box, Inc. Call 0.33 6,000 2
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 57.32 8,007 459
2017‑09‑30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.43 10,126 136
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.89 11,261 269
2017‑09‑30 13F-HR BRO / Brown & Brown, Inc. 47.45 5,037 239
2017‑09‑30 13F-HR CTLT / Catalent Inc. 40.46 7,291 295
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. Call 2.86 700 2
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / 2021 HG YLD CB (18383M225) 25.24 157,738 3,982
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / 2022 HG YLD CB (18383M217) 25.49 151,295 3,856
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / 2024 CORP BOND (18383M233) 21.04 35,789 753
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUG BLT2018 HY (18383M381) 25.37 188,043 4,770
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUG BUL 2019 HY (18383M373) 24.53 334,396 8,202
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUG BUL 2020 HY (18383M365) 24.94 164,366 4,099
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG BULSH 2021 (18383M266) 21.34 115,903 2,473
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG BULSH 2022 (18383M258) 21.34 881,201 18,801
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG S&P GBL WTR (18383Q507) 34.31 22,034 756
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG SHIPPNG ETF (18383Q796) 11.88 91,556 1,088
2017‑09‑30 13F-HR CLAYMORE EXCHANGE TRD FD TR / GUGG ULTR SH DUR (18383M654) 50.37 4,328 218
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.13 14,303 102
2017‑09‑30 13F-HR CODX / Co-Diagnostics Inc 6.25 68,851 430
2017‑09‑30 13F-HR COHU / Cohu, Inc. 23.58 9,668 228
2017‑09‑30 13F-HR COLUMBIA ETF TR II / BEYOND BRICS ETF (19762B103) 17.84 24,443 436
2017‑09‑30 13F-HR COLUMBIA ETF TR II / EMRG MARKETS ETF (19762B509) 27.55 532,406 14,667
2017‑09‑30 13F-HR COLUMBIA ETF TR II / INDIA CONSMR ETF (19762B707) 42.52 104,468 4,442
2017‑09‑30 13F-HR COLUMBIA ETF TR II / INDIA INFRSR ETF (19762B806) 14.12 307,361 4,341
2017‑09‑30 13F-HR CVGI / Commercial Vehicle Group, Inc. 7.41 10,250 76
2017‑09‑30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 11.30 10,000 113
2017‑09‑30 13F-HR CUBE / CubeSmart 25.79 12,798 330
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust 114.43 36,039 4,124
2017‑09‑30 13F-HR DBX ETF TR / DB XTR MSCI EUR (233051853) 28.22 108,093 3,050
2017‑09‑30 13F-HR DBX ETF TR / MSCI EUROZONE HD (233051697) 30.59 8,697 266
2017‑09‑30 13F-HR DBX ETF TR / XTRAK MSCI JAPN (233051507) 40.47 102,597 4,152
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. Call 0.40 5,000 2
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Note Due 9/1/2021 45
2017‑09‑30 13F-HR DBD / Diebold, Inc. 22.78 11,986 273
2017‑09‑30 13F-HR DIN / DineEquity, Inc. 42.99 9,397 404
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DAILY JR BULL 3X (25460E851) 17.83 24,400 435
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DL FTSE BLL 3X (25459W771) 29.10 20,000 582
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY GOLD INDX 3X (25460E844) 31.99 15,413 493
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DRX S&P500BULL (25459W862) 38.21 28,946 1,106
2017‑09‑30 13F-HR DIREXION SHS ETF TR / NAS100 EQL WGT (25459Y207) 39.04 9,990 390
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 0.00 100 0
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 198.63 1,022 203
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 24.02 84,290 2,025
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 969,170 67,094
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. Put 0.55 80,600 44
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. Call 7.79 9,500 74
2017‑09‑30 13F-HR EMN / Eastman Chemical Company Call 7.00 2,000 14
2017‑09‑30 13F-HR ESLT / Elbit Systems Ltd. 146.92 1,443 212
2017‑09‑30 13F-HR EA / Electronic Arts Inc. Call 5.48 7,300 40
2017‑09‑30 13F-HR EFX / Equifax, Inc. Put 7.86 1,400 11
2017‑09‑30 13F-HR EXCHANGE LISTED FDS TR / KNLDG LD WD ETF (30151E608) 31.87 220,875 7,040
2017‑09‑30 13F-HR EXCHANGE TRADED CONCEPTS TR / ROBO GLB ETF (301505707) 38.67 25,316 979
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. Call 1.43 700 1
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.95 1,640,979 1,542,550 -6.00 132,409 126,415 -4.53
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.99 10,244 1,137
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 0.77 201,900 156
2017‑09‑30 13F-HR FIDELITY COMWLTH TR / NDQ CP IDX TRK (315912808) 255.21 17,033 4,347
2017‑09‑30 13F-HR FISI / Financial Institutions, Inc. 28.79 15,979 460
2017‑09‑30 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 19.41 64,491 1,252
2017‑09‑30 13F-HR FIRST TR EXCH TRADED FD III / EME MRK BD ETF (33739P202) 43.76 7,679 336
2017‑09‑30 13F-HR FIRST TR EXCH TRADED FD III / LNG/SHT EQUITY (33739P103) 37.11 167,708 6,224
2017‑09‑30 13F-HR FIRST TR EXCH TRD ALPHA FD I / DEV MRK EX US (33737J174) 58.98 17,040 1,005
2017‑09‑30 13F-HR FIRST TR EXCH TRD ALPHA FD I / JAPAN ALPHADEX (33737J158) 55.25 42,786 2,364
2017‑09‑30 13F-HR FIRST TR EXCH TRD ALPHA FD I / UNIT KING ALPH (33737J224) 38.16 164,051 6,261
2017‑09‑30 13F-HR FMB / First Trust Managed Municipal ETF 53.15 8,109 431
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / CLOUD COMPUTING (33734X192) 41.91 25,076 1,051
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FIRST TR ENH NEW (33739Q408) 60.03 619,417 37,181
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FIRST TR TA HIYL (33738D408) 48.90 18,915 925
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / FST LOW OPPT EFT (33739Q200) 52.07 17,187 895
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / MATERIALS ALPH (33734X168) 40.38 111,583 4,506
2017‑09‑30 13F-HR FIRST TR EXCHANGE TRADED FD / RBA INDL ETF (33738R704) 26.05 34,085 888
2017‑09‑30 13F-HR FIRST TR EXCNGE TRD ALPHADEX / MID CP GR ALPH (33737M102) 36.51 24,159 882
2017‑09‑30 13F-HR FIRST TR MULTI CP VAL ALPHA / COM SHS (33733C108) 53.88 15,292 824
2017‑09‑30 13F-HR FIRST TR NASDAQ ABA CMNTY BK / UT COM SHS ETF (33736Q104) 52.28 5,471 286
2017‑09‑30 13F-HR FIRST TR STOXX EURO DIV FD / (33735T109) 13.65 52,019 710
2017‑09‑30 13F-HR GME / GameStop Corp. Call 0.00 3,000 0
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.56 84,062 86,739 3.18 7,797 8,289 6.31
2017‑09‑30 13F-HR GLOBAL X FDS / GLOBX SUPDV US (37950E291) 25.56 18,273 467
2017‑09‑30 13F-HR GLOBAL X FDS / SCIEN BETA US (37954Y103) 29.55 50,397 1,489
2017‑09‑30 13F-HR GSV / Gold Standard Ventures Corp. 1.60 21,221 34
2017‑09‑30 13F-HR GOLDMAN SACHS ETF TR / ACTIVEBETA INT (381430107) 29.01 150,525 4,367
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Call 0.96 15,600 15
2017‑09‑30 13F-HR GRAMERCY PPTY TR / (385002308) 30.21 250,714 7,573
2017‑09‑30 13F-HR GPP / Green Plains Partners LP 20.11 24,470 492
2017‑09‑30 13F-HR GSVC / GSV Capital Corp. 5.41 11,100 60
2017‑09‑30 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 23.22 19,770 459
2017‑09‑30 13F-HR THG / Hanover Insurance Group, Inc. (The) 97.12 2,430 236
2017‑09‑30 13F-HR HTH / Hilltop Holdings, Inc. 25.96 11,864 11,864 0.00 311 308 -0.96
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 84.48 3,788 320
2017‑09‑30 13F-HR ICUI / ICU Medical, Inc. 185.51 1,132 210
2017‑09‑30 13F-HR IEX / IDEX Corp. Put 0.57 14,100 8
2017‑09‑30 13F-HR INDEXIQ ETF TR / HDG MACTRK ETF (45409B206) 26.14 10,100 264
2017‑09‑30 13F-HR INDEXIQ ETF TR / HEDGE MLTI ETF (45409B107) 29.53 54,081 1,597
2017‑09‑30 13F-HR INDEXIQ ETF TR / IQ MRGR ARB ETF (45409B800) 30.12 37,079 1,117
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc Call 2.40 2,500 6
2017‑09‑30 13F-HR IBP / Installed Building Products, Inc. 65.13 5,896 384
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. 66
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 60
2017‑09‑30 13F-HR INXN / InterXion Holding N.V. 51.34 4,090 210
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 22.69 9,476 215
2017‑09‑30 13F-HR ISHARES / RUS TOP 200 ETF (464289446) 57.66 284,033 16,376
2017‑09‑30 13F-HR ISHARES / RUS TP200 VL ETF (464289420) 49.57 15,595 773
2017‑09‑30 13F-HR ISHARES INC / EM HGHYL BD ETF (464286285) 50.79 5,336 271
2017‑09‑30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.17 5,979 288
2017‑09‑30 13F-HR ISHARES INC / MSCI EM ASIA ETF (464286426) 69.59 56,086 3,903
2017‑09‑30 13F-HR ISHARES INC / MSCI JPN ETF NEW (46434G822) 55.91 158,243 8,848
2017‑09‑30 13F-HR ISHARES TR / CALIF MUN BD ETF (464288356) 118.55 5,719 678
2017‑09‑30 13F-HR ICVT / iShares Convertible Bond ETF 54.37 4,138 225
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US GWT (464287671) 50.50 620,683 31,345
2017‑09‑30 13F-HR ISHARES TR / CORE S&P US VLU (464287663) 52.35 323,401 16,930
2017‑09‑30 13F-HR ISHARES TR / CORE TOTAL USD (46434V613) 50.71 32,338 1,640
2017‑09‑30 13F-HR ISHARES TR / EXPONENTIAL TECH (46434V381) 34.25 85,454 2,927
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC19 ETF (46434VAU4) 6,805
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC20 ETF (46434VAQ3) 6,795
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC21 ETF (46434VBK5) 19,239
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC21 ETF (46435G789) 25.89 158,453 4,103
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC22 ETF (46434VBA7) 7,082
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC22 ETF (46435G755) 26.07 558,471 14,560
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC23 ETF (46434VAX8) 12,458
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC24 ETF (46434VBG4) 12,443
2017‑09‑30 13F-HR ISHARES TR / IBONDS SEP18 ETF (46429B580) 25.50 151,388 3,860
2017‑09‑30 13F-HR ISHARES TR / IBONDS SEP19 ETF (46429B564) 25.55 167,134 4,270
2017‑09‑30 13F-HR ISHARES TR / IBONDS SEP20 ETF (46434V571) 25.71 549,533 14,127
2017‑09‑30 13F-HR ISHARES TR / MRGSTR MD CP GRW (464288307) 189.52 11,244 2,131
2017‑09‑30 13F-HR ISHARES TR / MRGSTR MD CP VAL (464288406) 151.35 14,642 2,216
2017‑09‑30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 167.80 5,006 840
2017‑09‑30 13F-HR ISHARES TR / MRNGSTR INC ETF (46432F875) 25.88 39,103 1,012
2017‑09‑30 13F-HR ISHARES TR / MRNGSTR LG-CP VL (464288109) 99.35 32,573 3,236
2017‑09‑30 13F-HR ISHARES TR / MSCI UK ETF NEW (46435G334) 34.89 243,954 8,512
2017‑09‑30 13F-HR ISHARES TR / MULTIFACTOR INTL (46434V274) 26.81 16,074 431
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF Put 0.00 100 0
2017‑09‑30 13F-HR ISHARES TR / USA QUALITY FCTR (46432F339) 76.93 82,248 6,327
2017‑09‑30 13F-HR J P MORGAN EXCHANGE TRADED F / DIV RTN EM EQT (46641Q308) 54.80 16,588 909
2017‑09‑30 13F-HR J P MORGAN EXCHANGE TRADED F / DIV RTN INT EQ (46641Q209) 58.01 26,996 1,566
2017‑09‑30 13F-HR JEFFERIES GROUP INC NEW / DBCV 3.875%11/0 (472319AG7) 23
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. 21.20 9,810 208
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. Call 0.00 400 0
2017‑09‑30 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Note due 2019-07-15 88
2017‑09‑30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 41.45 13,389 555
2017‑09‑30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A Put (499049104) 0.00 300 0
2017‑09‑30 13F-HR KRANESHARES TR / BOSERA MSCI CH (500767405) 33.17 19,413 644
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 13.09 254,311 263,742 3.71 3,022 3,453 14.26
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13.79 22,052 304
2017‑09‑30 13F-HR LATTICE STRATEGIES TR / HARTFORD MLT ETF (518416102) 28.31 63,048 1,785
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.90 70,805 68,049 -3.89 2,957 2,851 -3.58
2017‑09‑30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 137.01 4,474 613
2017‑09‑30 13F-HR LFUS / Littelfuse, Inc. 196.72 1,342 264
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. Put 0.00 2,000 0
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 27.00 7,852 212
2017‑09‑30 13F-HR MBUU / Malibu Boats, Inc. 31.66 6,980 221
2017‑09‑30 13F-HR EBSB / Meridian Bancorp, Inc. 18.59 77,722 1,445
2017‑09‑30 13F-HR MERRIMACK PHARMACEUTICALS IN / (590328209) 14.53 30,150 438
2017‑09‑30 13F-HR MIK / Michaels Companies Inc. (The) 21.47 122,925 2,639
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.54 10,050 317
2017‑09‑30 13F-HR MSEX / Middlesex Water Co. 39.58 18,519 733
2017‑09‑30 13F-HR MC / Moelis & Co. 42.65 58,811 2,508
2017‑09‑30 13F-HR MOMO / Momo Inc. Call 0.29 7,000 2
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 12.14 32,293 392
2017‑09‑30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 88.67 7,139 633
2017‑09‑30 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.38 15,171 21
2017‑09‑30 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.91 13,174 91
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.93 32,744 489
2017‑09‑30 13F-HR NUVEEN INTER DURATION MN TMF / (670671106) 13.36 287,709 3,845
2017‑09‑30 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.76 135,986 1,871
2017‑09‑30 13F-HR NUVEEN MUN HIGH INCOME OPP F / (670682103) 13.64 20,898 285
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.20 98,508 1,497
2017‑09‑30 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 13.37 92,105 1,231
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.89 10,072 150
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC Call 0.00 1,200 0
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. Put 1.65 55,000 91
2017‑09‑30 13F-HR OPPENHEIMER REV WEIGHTD ETF / LARGE CAP REV ET (68386C104) 47.84 133,359 6,380
2017‑09‑30 13F-HR OSIS / OSI Systems, Inc. 91.24 2,455 224
2017‑09‑30 13F-HR PACER FDS TR / GLOBL CASH ETF (69374H709) 30.11 29,456 887
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.03 14,755 148
2017‑09‑30 13F-HR PIMCO ETF TR / INTER MUN BD ACT (72201R866) 53.79 198,358 10,669
2017‑09‑30 13F-HR PIMCO ETF TR / INV GRD CRP BD (72201R817) 105.21 14,970 1,575
2017‑09‑30 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 11.55 12,985 150
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. Call 6.67 600 4
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 53.89 4,045 218
2017‑09‑30 13F-HR POWERSHARES ETF TR II / 1000 EQ WHT PT (73937B571) 29.48 56,779 1,674
2017‑09‑30 13F-HR POWERSHARES ETF TR II / DEV MKTS EX-US (73936T789) 43.99 12,321 542
2017‑09‑30 13F-HR POWERSHARES ETF TR II / EMER MRKT PORT (73936T763) 21.30 32,209 686
2017‑09‑30 13F-HR POWERSHARES ETF TR II / EX RTE SEN LOW (73937B563) 31.68 701,388 22,221
2017‑09‑30 13F-HR POWERSHARES ETF TR II / INSUR NATL MUN (73936T474) 25.55 68,717 1,756
2017‑09‑30 13F-HR POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688) 33.17 6,933 230
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P SMCP ENE P (73937B704) 14.80 83,714 1,239
2017‑09‑30 13F-HR POWERSHARES ETF TR II / S&P400 LOVL PT (73937B647) 43.87 5,106 224
2017‑09‑30 13F-HR POWERSHARES ETF TR II / VAR RATE PFD POR (73937B597) 26.07 319,969 8,342
2017‑09‑30 13F-HR POWERSHARES ETF TR II / WK VRDO TX FR (73936T433) 24.77 16,915 419
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN BLDG CNSTR (73935X666) 31.34 225,324 7,062
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN SEMCT PORT (73935X781) 49.39 136,899 6,761
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYN SFTWR PORT (73935X773) 61.74 99,419 6,138
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / DYNM LRG CP GR (73935X609) 38.87 7,564 294
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / NASD INTNT ETF (73935X146) 110.24 50,863 5,607
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / RUSSELL MID GRW (73935X807) 38.54 5,760 222
2017‑09‑30 13F-HR POWERSHARES ETF TRUST / S&P 500 QLTY PRT (73935X682) 28.79 110,057 3,168
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.97 12,972 311
2017‑09‑30 13F-HR POWERSHARES ETF TRUST II / DWA SC MOMNT PTF (73936Q744) 47.20 10,149 479
2017‑09‑30 13F-HR POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308) 22.23 127,117 2,826
2017‑09‑30 13F-HR POWERSHARES INDIA ETF TR / INDIA PORT (73935L100) 23.65 21,015 497
2017‑09‑30 13F-HR PROSHARES TR / INVT INT RT HG (74347B607) 73.06 3,367 246
2017‑09‑30 13F-HR PROSHARES TR / RUSS 2000 DIVD (74347B698) 56.04 218,215 12,229
2017‑09‑30 13F-HR PROSHARES TR / S&P MDCP 400 DIV (74347B680) 52.22 33,377 1,743
2017‑09‑30 13F-HR PROSHARES TR / ULTRAPRO QQQ (74347X831) 114.50 2,000 229
2017‑09‑30 13F-HR PROSHARES TR II / VIX MDTRM FUTR N (74347W338) 25.16 125,490 3,157
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. Call 2.00 1,500 3
2017‑09‑30 13F-HR RNST / Renasant Corp. 42.88 10,448 448
2017‑09‑30 13F-HR RGEN / Repligen Corp. 38.36 17,884 686
2017‑09‑30 13F-HR RLJ / RLJ Lodging Trust 22.01 16,178 356
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P SC500 EQ (78355W882) 93.32 11,219 1,047
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500 EQ WT (78355W833) 111.75 8,295 927
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500 EWCON (78355W874) 122.14 6,124 748
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTEN (78355W866) 54.54 15,236 831
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTFI (78355W858) 41.00 88,226 3,617
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.92 138,929 3,046
2017‑09‑30 13F-HR SNDR / Schneider National, Inc. 25.60 35,230 902
2017‑09‑30 13F-HR SNES / SenesTech, Inc. 1.87 12,803 24
2017‑09‑30 13F-HR SIEN / Sientra, Inc. 15.41 19,595 302
2017‑09‑30 13F-HR SINA / Sina Corp. 114.86 6,364 731
2017‑09‑30 13F-HR SJW / SJW Corp. 56.69 14,164 803
2017‑09‑30 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 55.84 7,360 411
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 28.62 19,530 559
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / EMERG MKTS ETF (78463X509) 72.12 3,411 246
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / MSCI EAFE STRTGC (78463X434) 63.73 10,968 699
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / MSCI EMRG MKTS (78463X426) 61.11 75,874 4,637
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / S&P EM MKT DIV (78463X533) 30.35 9,324 283
2017‑09‑30 13F-HR SPDR SER TR / BLOMBERG BRC INV (78468R200) 30.31 10,129 307
2017‑09‑30 13F-HR SPDR SER TR / MSCI USA STRTGIC (78468R812) 72.12 6,753 487
2017‑09‑30 13F-HR SPDR SER TR / NUVEEN BLMBRG SR (78468R739) 48.51 23,564 1,143
2017‑09‑30 13F-HR SPDR SER TR / SPDR RUSSEL 2000 (78468R853) 87.46 2,927 256
2017‑09‑30 13F-HR SPDR SER TR / SPDR S&P 500 ETF (78468R796) 60.93 5,826 355
2017‑09‑30 13F-HR SPDR SER TR / SSGA US SMAL ETF (78468R887) 96.26 2,192 211
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLMBRG BR 1 3 MT (78464A680) 45.85 8,572 393
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLOMBRG BRC AGRT (78464A649) 57.60 6,667 384
2017‑09‑30 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 34.81 10,514 366
2017‑09‑30 13F-HR SPDR SERIES TRUST / RUSSELL 1000 ETF (78464A854) 117.93 35,800 4,222
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF Put 0.00 600 0
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 0.80 2,500 2
2017‑09‑30 13F-HR SPDR SERIES TRUST / S&P SEMICNDCTR (78464A862) 65.62 64,175 4,211
2017‑09‑30 13F-HR STARWOOD PPTY TR INC / NOTE 4.375% 4/0 (85571BAH8) 83
2017‑09‑30 13F-HR SCL / Stepan Co. Put 7.24 59,000 427
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 11.77 119,847 1,411
2017‑09‑30 13F-HR SXCP / SunCoke Energy Partners LP 17.14 45,380 778
2017‑09‑30 13F-HR SUPERVALU INC / (868536301) 21.75 136,092 2,960
2017‑09‑30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.05 20,149 122
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. Call 6.00 1,000 6
2017‑09‑30 13F-HR CGBD / TCG BDC, Inc. 18.82 136,004 2,559
2017‑09‑30 13F-HR TDS / Telephone and Data Systems, Inc. 28.02 25,735 721
2017‑09‑30 13F-HR TEVA PHARMACEUTICAL FIN LLC / DBCV 0.250% 2/0 (88163VAE9) 18
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 1.00 1,000 1
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 403.33 600 242
2017‑09‑30 13F-HR TTD / Trade Desk, Inc. 61.80 3,495 216
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. Call 0.00 500 0
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.87 54,617 375
2017‑09‑30 13F-HR ZLAB / Zai Lab Limited 16.67 12,600 210
2017‑09‑30 13F-HR TRVN / Trevena, Inc. 2.53 15,005 38
2017‑09‑30 13F-HR USG / USG Corp. Put 0.50 4,000 2
2017‑09‑30 13F-HR USG / USG Corp. Call 3.67 3,000 11
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. Call 2.00 2,000 4
2017‑09‑30 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 18.41 13,580 250
2017‑09‑30 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 18.69 13,806 258
2017‑09‑30 13F-HR UCTT / Ultra Clean Holdings, Inc. 30.65 40,917 1,254
2017‑09‑30 13F-HR UFI / Unifi, Inc. 35.84 5,971 214
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 0.00 2,000 0
2017‑09‑30 13F-HR UMC / United Microelectronics Corp. 2.59 16,237 42
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP Call 0.00 1,700 0
2017‑09‑30 13F-HR VANECK MERK GOLD TRUST / GOLD TRUST (921078101) 12.64 260,037 3,286
2017‑09‑30 13F-HR PPH / VanEck Vectors ETF TR 17.45 13,178 230
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 19.18 49,855 956
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 26.15 26,465 692
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR Put 0.00 3,000 0
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR Call 6.35 11,500 73
2017‑09‑30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 127
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. Call 0.00 300 0
2017‑09‑30 13F-HR CIL / Victory Portfolios II 42.53 78,682 3,346
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 8.11 76,242 618
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.22 62,292 325
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.88 12,616 112
2017‑09‑30 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 16.91 18,749 317
2017‑09‑30 13F-HR WDC / Western Digital Corp. Call 1.11 1,800 2
2017‑09‑30 13F-HR WISDOMTREE TR / BLMBG US BULL (97717W471) 25.82 66,883 1,727
2017‑09‑30 13F-HR WISDOMTREE TR / EUR HDG SMLCAP (97717X552) 30.80 6,558 202
2017‑09‑30 13F-HR WISDOMTREE TR / HEDGED HI YLD BD (97717W430) 23.67 17,323 410
2017‑09‑30 13F-HR WISDOMTREE TR / INTL EQUITY FD (97717W703) 54.43 40,275 2,192
2017‑09‑30 13F-HR WISDOMTREE TR / INTL LRGCAP DV (97717W794) 49.47 5,235 259
2017‑09‑30 13F-HR WISDOMTREE TR / ITL HIGH DIV FD (97717W802) 43.80 8,995 394
2017‑09‑30 13F-HR WISDOMTREE TR / US QTLY DIV GRT (97717X669) 38.15 627,097 23,926
2017‑09‑30 13F-HR WISDOMTREE TR / US TOTAL DIVIDND (97717W109) 87.76 84,394 7,406
2017‑09‑30 13F-HR WDAY / Workday, Inc. Call 8.00 1,000 8
2017‑09‑30 13F-HR ZNGA / Zynga Inc. Call 0.00 4,200 0
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.98 480,315 717,881 49.46 1,414 1,419 0.35
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 0.00 12,000 3,000 -75.00 0 0
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.45 42,489 48,170 13.37 3,691 5,272 42.83
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.46 22,974 22,091 -3.84 921 916 -0.54
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.69 88,610 127,076 43.41 2,900 4,281 47.62
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 19.63 202,205 247,605 22.45 3,711 4,860 30.96
2017‑09‑30 13F-HR DEO / Diageo plc 131.95 66,564 68,442 2.82 7,968 9,031 13.34
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.75 0 172,081 0 301
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.94 87,910 91,073 3.60 12,587 13,473 7.04
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. Put 0.20 5,000 5,000 0.00 3 1 -66.67
2017‑09‑30 13F-HR CLNY / Colony Capital, Inc. 123 119 -3.25
2017‑09‑30 13F-HR AME / Ametek, Inc. 65.99 66,111 64,253 -2.81 3,993 4,240 6.19
2017‑09‑30 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.52 61,200 71,200 16.34 77 108 40.26
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 73.48 21,016 19,789 -5.84 1,467 1,454 -0.89
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 979.36 61,466 66,095 7.53 57,373 64,731 12.82
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A Call 38.11 4,800 3,700 -22.92 91 141 54.95
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 91.84 74,153 77,528 4.55 6,561 7,120 8.52
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 10.11 14,107 36,910 161.64 125 373 198.40
2017‑09‑30 13F-HR SOR / Source Capital, Inc. 40.16 16,912 21,491 27.08 653 863 32.16
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.29 36,406 40,954 12.49 11,566 13,363 15.54
2017‑09‑30 13F-HR IT / Gartner, Inc. 123.91 17,311 26,503 53.10 2,139 3,284 53.53
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.78 85,307 88,090 3.26 4,683 5,002 6.81
2017‑09‑30 13F-HR DXD / ProShares UltraShort Dow30 10.66 17,975 19,425 8.07 212 207 -2.36
2017‑09‑30 13F-HR IPAC / iShares Core MSCI Pacific ETF 56.57 32,485 33,447 2.96 1,762 1,892 7.38
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.79 62,960 68,498 8.80 1,837 2,109 14.81
2017‑09‑30 13F-HR CBS / CBS Corp. 57.91 74,117 69,055 -6.83 4,726 3,999 -15.38
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.93 158,966 164,461 3.46 7,739 8,047 3.98
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.52 87,606 90,305 3.08 11,089 11,064 -0.23
2017‑09‑30 13F-HR CMRE / Costamare Inc. 6.21 19,470 19,470 0.00 142 121 -14.79
2017‑09‑30 13F-HR MMM / 3M Co. 209.48 220,582 221,143 0.25 45,867 46,324 1.00
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.25 43,286 7,286 -83.17 3,188 643 -79.83
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.15 28,323 323,419 1,041.90 1,209 6,194 412.32
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 42.69 338,533 28,323 -91.63 6,471 1,209 -81.32
2017‑09‑30 13F-HR RYN / Rayonier, Inc. (REIT) 29.04 30,395 25,830 -15.02 880 750 -14.77
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.96 10,816 10,816 0.00 147 151 2.72
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 45.12 445,046 331,655 -25.48 19,360 14,963 -22.71
2017‑09‑30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.07 13,083 6,533 -50.06 413 203 -50.85
2017‑09‑30 13F-HR KEX / Kirby Corp. 65.93 19,940 20,217 1.39 1,333 1,333 0.00
2017‑09‑30 13F-HR UMPQ / Umpqua Holdings Corp. 19.52 11,097 11,888 7.13 203 232 14.29
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.55 175,976 287,566 63.41 13,592 24,889 83.12
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Call 0.00 6,500 3,000 -53.85 0 0
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Put 0.00 4,000 7,000 75.00 0 0
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.88 277,982 262,035 -5.74 16,588 16,477 -0.67
2017‑09‑30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 103.34 4,039 4,045 0.15 401 418 4.24
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 38.12 8,230 6,532 -20.63 308 249 -19.16
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.20 30,000 30,000 0.00 377 426 13.00
2017‑09‑30 13F-HR NR / Newpark Resources, Inc. 9.97 120,755 119,619 -0.94 884 1,193 34.95
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.15 32,682 36,892 12.88 2,441 2,588 6.02
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 964.62 43,064 47,432 10.14 39,221 45,754 16.66
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.94 26,682 20,920 -21.60 604 480 -20.53
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.52 63,092 63,608 0.82 5,089 5,122 0.65
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.72 255,950 263,650 3.01 9,169 8,889 -3.05
2017‑09‑30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 2.50 10,000 10,000 0.00 27 25 -7.41
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 14.03 53,060 51,815 -2.35 469 727 55.01
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp 123.67 2,769 2,903 4.84 325 359 10.46
2017‑09‑30 13F-HR FULT / Fulton Financial Corp. 18.69 13,378 13,378 0.00 254 250 -1.57
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.89 10,238 10,238 0.00 138 132 -4.35
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.23 523,790 568,255 8.49 39,669 44,453 12.06
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Call 0.81 13,900 6,200 -55.40 23 5 -78.26
2017‑09‑30 13F-HR TDC / Teradata Corp. 33.91 10,173 10,675 4.93 301 362 20.27
2017‑09‑30 13F-HR CRTO / Criteo S.A 41.50 21,414 21,398 -0.07 1,051 888 -15.51
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.91 630,962 652,261 3.38 6,714 11,682 73.99
2017‑09‑30 13F-HR CBS.A / CBS Corp. 58.29 3,517 3,517 0.00 226 205 -9.29
2017‑09‑30 13F-HR TOT / Total S.A. 53.34 131,157 87,463 -33.31 6,474 4,665 -27.94
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.35 167,421 168,222 0.48 2,408 2,245 -6.77
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.94 4,412 5,741 30.12 461 723 56.83
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.31 60,187 187,207 211.04 2,228 6,985 213.51
2017‑09‑30 13F-HR CLH / Clean Harbors, Inc. 56.42 5,789 7,143 23.39 323 403 24.77
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.58 91,837 95,567 4.06 6,775 8,083 19.31
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.36 91,783 91,184 -0.65 9,666 9,607 -0.61
2017‑09‑30 13F-HR K / Kellogg Co. 61.96 18,326 16,074 -12.29 1,273 996 -21.76
2017‑09‑30 13F-HR PVH / PVH Corp. 127.23 0 5,612 0 714
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54.05 119,365 119,059 -0.26 5,995 6,435 7.34
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41.28 9,395 8,746 -6.91 363 361 -0.55
2017‑09‑30 13F-HR SNY / Sanofi 49.66 166,251 192,471 15.77 7,957 9,559 20.13
2017‑09‑30 13F-HR WTR / Aqua America, Inc. 33.09 40,591 40,796 0.51 1,350 1,350 0.00
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.57 34,698 34,545 -0.44 361 365 1.11
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.76 52,704 18,393 -65.10 4,456 1,559 -65.01
2017‑09‑30 13F-HR JBT / John Bean Technologies Corp. 101.10 7,940 4,708 -40.71 777 476 -38.74
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.22 9,571 14,288 49.28 1,014 1,532 51.08
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 118.61 34,410 32,905 -4.37 4,433 3,903 -11.96
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 226.20 1,881 8,077 329.40 350 1,827 422.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.84 190,005 201,005 5.79 11,809 12,832 8.66
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.02 10,145 11,170 10.10 283 313 10.60
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.29 203,938 190,945 -6.37 2,434 2,347 -3.57
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.68 333,285 390,488 17.16 7,448 8,467 13.68
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.77 287,270 313,562 9.15 9,988 11,842 18.56
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. Put 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 129.85 2,060 2,010 -2.43 252 261 3.57
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 67.96 5,243 4,135 -21.13 357 281 -21.29
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.29 172,089 165,974 -3.55 15,306 15,151 -1.01
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 1,924,180 2,150,700 11.77 64,877 81,895 26.23
2017‑09‑30 13F-HR INTC / Intel Corp. Call 3.33 0 1,500 0 5
2017‑09‑30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.46 11,835 11,867 0.27 136 136 0.00
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.01 11,815 12,731 7.75 281 293 4.27
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.97 40,272 13,922 -65.43 320 111 -65.31
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.98 15,547 15,521 -0.17 216 217 0.46
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 171.16 22,064 19,835 -10.10 2,879 3,395 17.92
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 54.89 89,346 102,283 14.48 4,883 5,614 14.97
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.78 13,442 19,825 47.49 142 174 22.54
2017‑09‑30 13F-HR NSSC / NAPCO Security Technologies, Inc. 9.70 70,396 70,396 0.00 662 683 3.17
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.75 371,115 453,149 22.10 15,365 20,278 31.98
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 0.65 517,600 496,400 -4.10 331 323 -2.42
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.22 10,441 9,802 -6.12 422 404 -4.27
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.38 6,105 5,291 -13.33 301 256 -14.95
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.26 108,280 116,863 7.93 9,375 10,899 16.26
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 4.00 2,000 1,000 -50.00 6 4 -33.33
2017‑09‑30 13F-HR CREE / Cree, Inc. 28.27 13,340 12,593 -5.60 333 356 6.91
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.52 98,913 85,495 -13.57 1,161 1,156 -0.43
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 99.40 5,370 4,648 -13.45 626 462 -26.20
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 28.95 15,403 16,303 5.84 493 472 -4.26
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 38.84 19,712 21,911 11.16 683 851 24.60
2017‑09‑30 13F-HR TIF / Tiffany & Co. 91.79 20,774 18,814 -9.43 1,949 1,727 -11.39
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 122.71 7,652 7,815 2.13 941 959 1.91
2017‑09‑30 13F-HR RJD / Raymond James Financial, Inc. 83.94 18,410 17,953 -2.48 1,473 1,507 2.31
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.98 83,102 76,220 -8.28 1,329 1,218 -8.35
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 0.65 12,000 17,000 41.67 5 11 120.00
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 12.90 12,174 91,368 650.52 162 1,179 627.78
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.89 804,506 845,264 5.07 3,569 2,444 -31.52
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 32.65 168,781 168,765 -0.01 5,260 5,511 4.77
2017‑09‑30 13F-HR HXL / Hexcel Corp. 57.36 9,936 8,961 -9.81 524 514 -1.91
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.00 316,732 316,621 -0.04 14,404 14,881 3.31
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.70 334,936 83,707 -75.01 11,129 1,482 -86.68
2017‑09‑30 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.52 1,047,731 1,037,871 -0.94 608 540 -11.18
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.65 44,785 47,319 5.66 6,796 7,507 10.46
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 9.97 17,517 87,038 396.88 130 868 567.69
2017‑09‑30 13F-HR CPRT / Copart, Inc. 34.47 31,432 37,164 18.24 1,004 1,281 27.59
2017‑09‑30 13F-HR IDSY / I.D. Systems, Inc. 7.50 19,600 19,600 0.00 120 147 22.50
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178.04 6,609 8,234 24.59 1,210 1,466 21.16
2017‑09‑30 13F-HR XSW / SPDR S&P Software & Services ETF 65.74 58,603 61,480 4.91 3,680 4,042 9.84
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.23 92,942 92,942 0.00 921 951 3.26
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.76 92,034 89,386 -2.88 12,182 12,224 0.34
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.87 24,448 25,232 3.21 4,766 5,043 5.81
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.72 7,874 7,755 -1.51 293 308 5.12
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.70 16,222 32,167 98.29 910 1,824 100.44
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.03 63,010 67,123 6.53 1,890 2,016 6.67
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 130.08 47,077 48,464 2.95 5,799 6,304 8.71
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.69 50,345 45,141 -10.34 3,220 2,920 -9.32
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.51 710 2,531 256.48 7 19 171.43
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Call 1.58 840,700 865,900 3.00 2,332 1,370 -41.25
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.33 152,813 153,197 0.25 1,401 1,430 2.07
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 123.90 5,039 6,118 21.41 706 758 7.37
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.82 137,148 138,550 1.02 8,292 8,704 4.97
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 60.14 82,228 82,061 -0.20 4,663 4,935 5.83
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.32 48,240 68,067 41.10 2,359 3,425 45.19
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39.98 53,828 51,672 -4.01 2,127 2,066 -2.87
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.75 145,708 182,494 25.25 14,604 19,116 30.90
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.56 38,309 36,650 -4.33 1,588 1,560 -1.76
2017‑09‑30 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 129.77 12,809 12,692 -0.91 1,570 1,647 4.90
2017‑09‑30 13F-HR GSM / Ferroglobe PLC 13.13 41,492 40,607 -2.13 498 533 7.03
2017‑09‑30 13F-HR GEL / Genesis Energy, L.P. 26.37 281,689 275,305 -2.27 8,935 7,261 -18.74
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.14 22,179 19,633 -11.48 273 258 -5.49
2017‑09‑30 13F-HR CB / Chubb Ltd 142.56 57,061 66,757 16.99 8,284 9,517 14.88
2017‑09‑30 13F-HR FMC / FMC Corp. 89.19 11,253 11,021 -2.06 822 983 19.59
2017‑09‑30 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.51 806,789 886,216 9.84 17,330 19,059 9.98
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14.32 52,787 129,929 146.14 912 1,861 104.06
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 1.00 1,600 1,000 -37.50 7 1 -85.71
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.38 443,000 352,237 -20.49 18,289 15,279 -16.46
2017‑09‑30 13F-HR EXPR / Express, Inc. 6.77 143,817 140,805 -2.09 973 953 -2.06
2017‑09‑30 13F-HR PSA / Public Storage 213.78 7,234 7,985 10.38 1,509 1,707 13.12
2017‑09‑30 13F-HR ASNA / Ascena Retail Group, Inc. 2.46 607,614 563,790 -7.21 1,307 1,385 5.97
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.11 404,439 394,292 -2.51 22,116 23,306 5.38
2017‑09‑30 13F-HR BOX / Box, Inc. 19.38 16,437 20,792 26.50 301 403 33.89
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.13 232,955 304,651 30.78 14,170 19,536 37.87
2017‑09‑30 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 35.07 212,699 232,154 9.15 7,172 8,141 13.51
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 18.15 407,383 414,177 1.67 7,201 7,517 4.39
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 94.32 3,093 2,587 -16.36 282 244 -13.48
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.20 287,114 231,072 -19.52 35,036 26,850 -23.36
2017‑09‑30 13F-HR TRU / TransUnion 46.98 0 4,257 0 200
2017‑09‑30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 12.13 20,796 18,636 -10.39 238 226 -5.04
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.53 146,651 156,751 6.89 9,516 10,742 12.88
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 0.00 1,000 3,000 200.00 0 0
2017‑09‑30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.88 45,587 44,806 -1.71 353 353 0.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,041.21 1,936 1,650 -14.77 1,812 1,718 -5.19
2017‑09‑30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 16.13 10,434 20,092 92.56 165 324 96.36
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.31 26,089 27,306 4.66 2,864 3,094 8.03
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.22 424,391 465,250 9.63 2,623 2,895 10.37
2017‑09‑30 13F-HR REXX / Rex Energy Corp. 2.72 16,556 16,556 0.00 48 45 -6.25
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 64.30 3,393 12,691 274.03 219 816 272.60
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.34 642,240 650,521 1.29 74,270 72,430 -2.48
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Put 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.71 41,728 45,740 9.61 3,146 2,777 -11.73
2017‑09‑30 13F-HR TMK / Torchmark Corp. 79.93 49,806 51,556 3.51 3,805 4,121 8.30
2017‑09‑30 13F-HR NNVC / NanoViricides, Inc. 1.12 21,429 21,429 0.00 31 24 -22.58
2017‑09‑30 13F-HR EIX / Edison International 77.00 24,714 23,429 -5.20 1,932 1,804 -6.63
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 120.15 0 2,139 0 257
2017‑09‑30 13F-HR ENLK / EnLink Midstream Partners, LP 16.74 243,615 242,130 -0.61 4,133 4,054 -1.91
2017‑09‑30 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Note Due 11/1/2035 100 93 -7.00
2017‑09‑30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 20.53 22,890 21,679 -5.29 464 445 -4.09
2017‑09‑30 13F-HR SNV / Synovus Financial Corp. 46.35 14,393 11,867 -17.55 638 550 -13.79
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.16 56,761 55,296 -2.58 1,064 1,115 4.79
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.63 99,618 104,721 5.12 5,662 6,244 10.28
2017‑09‑30 13F-HR CDR / Cedar Realty Trust, Inc. 5.62 35,949 37,202 3.49 174 209 20.11
2017‑09‑30 13F-HR PRA / ProAssurance Corp. 54.37 3,715 3,715 0.00 226 202 -10.62
2017‑09‑30 13F-HR CODI / Compass Diversified Holdings 17.77 15,658 12,438 -20.56 272 221 -18.75
2017‑09‑30 13F-HR LEA / Lear Corp. 173.55 44,504 44,269 -0.53 6,334 7,683 21.30
2017‑09‑30 13F-HR ENV / Envestnet, Inc. 51.18 78,547 75,988 -3.26 3,102 3,889 25.37
2017‑09‑30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Note Due 6/1/2021 91 109 19.78
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.49 343,047 290,144 -15.42 67,966 73,838 8.64
2017‑09‑30 13F-HR BA / Boeing Company (The) Call 10.86 7,900 5,800 -26.58 88 63 -28.41
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.07 11,096 9,777 -11.89 328 294 -10.37
2017‑09‑30 13F-HR CNDT / Conduent 16.00 37,495 38,199 1.88 606 611 0.83
2017‑09‑30 13F-HR CVR / Chicago Rivet & Machine Co. 30.99 25,200 25,200 0.00 907 781 -13.89
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.22 8,313 8,375 0.75 276 295 6.88
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.23 302,201 302,137 -0.02 10,821 11,249 3.96
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.71 25,244 18,948 -24.94 785 563 -28.28
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.22 44,186 48,298 9.31 4,747 5,275 11.12
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.43 1,917,530 1,743,385 -9.08 85,565 86,167 0.70
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 131.01 6,376 1,954 -69.35 775 256 -66.97
2017‑09‑30 13F-HR ES / Eversource Energy 60.37 78,654 77,742 -1.16 4,771 4,693 -1.63
2017‑09‑30 13F-HR ROX / Castle Brands, Inc. 1.35 23,000 17,800 -22.61 39 24 -38.46
2017‑09‑30 13F-HR F / Ford Motor Co. 11.98 1,228,553 602,984 -50.92 13,739 7,223 -47.43
2017‑09‑30 13F-HR EGLT / Egalet Corporation 1.28 268,644 266,928 -0.64 636 341 -46.38
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.85 1,359,276 1,668,378 22.74 33,506 43,127 28.71
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. 5.79 920,921 733,718 -20.33 9,883 4,249 -57.01
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.46 141,674 147,340 4.00 19,876 21,579 8.57
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.07 71,189 68,741 -3.44 3,917 3,717 -5.11
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.93 129,216 128,204 -0.78 10,860 10,888 0.26
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.58 64,922 113,947 75.51 917 1,433 56.27
2017‑09‑30 13F-HR THS / TreeHouse Foods, Inc. 68.75 0 3,389 0 233
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.93 33,302 34,124 2.47 3,192 3,683 15.38
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.63 527,149 511,550 -2.96 22,761 20,782 -8.69
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.27 979,257 971,957 -0.75 236,750 244,224 3.16
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 0.00 30,500 4,000 -86.89 0 0
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 1.83 20,500 596,600 2,810.24 25 1,090 4,260.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.54 75,261 70,035 -6.94 8,543 7,952 -6.92
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.45 0 24,452 0 1,576
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.15 76,418 76,750 0.43 6,855 6,919 0.93
2017‑09‑30 13F-HR AM / Antero Midstream Partners LP 31.60 14,436 6,487 -55.06 480 205 -57.29
2017‑09‑30 13F-HR UGI / UGI Corp. 46.76 32,592 31,525 -3.27 1,576 1,474 -6.47
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.72 294,424 289,247 -1.76 38,242 42,148 10.21
2017‑09‑30 13F-HR CELG / Celgene Corp. Call 10.00 0 200 0 2
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.53 29,271 33,747 15.29 1,310 1,604 22.44
2017‑09‑30 13F-HR WUBA / 58.com Inc. 63.50 7,967 8,031 0.80 352 510 44.89
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.29 95,545 12,700 -86.71 892 118 -86.77
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.18 189,881 196,045 3.25 2,663 2,780 4.39
2017‑09‑30 13F-HR SWM / Schweitzer-Mauduit International, Inc. 41.35 22,200 18,743 -15.57 827 775 -6.29
2017‑09‑30 13F-HR SEIC / SEI Investments Co. 60.87 11,780 11,862 0.70 631 722 14.42
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. 93.91 0 3,056 0 287
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. Put 0.00 0 300 0 0
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.86 54,313 52,199 -3.89 2,214 2,133 -3.66
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.37 35,479 80,032 125.58 499 1,150 130.46
2017‑09‑30 13F-HR VLP / Valero Energy Partners LP 43.72 103,511 102,425 -1.05 4,724 4,478 -5.21
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.47 9,807 11,737 19.68 887 921 3.83
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.23 6,156 5,334 -13.35 998 860 -13.83
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.44 86,820 70,666 -18.61 6,397 5,190 -18.87
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.62 38,536 37,110 -3.70 4,882 4,439 -9.07
2017‑09‑30 13F-HR ZBIO / ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology 59.45 484,509 489,863 1.11 27,991 29,120 4.03
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.52 21,797 24,060 10.38 871 1,047 20.21
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.66 270,467 249,577 -7.72 21,449 20,381 -4.98
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 78.31 9,648 10,854 12.50 754 850 12.73
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.18 80,595 64,734 -19.68 403 335 -16.87
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.87 40,409 36,713 -9.15 1,835 1,794 -2.23
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.65 9,012 10,016 11.14 282 337 19.50
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1.90 58,400 58,400 0.00 114 111 -2.63
2017‑09‑30 13F-HR EPR / EPR Properties 70.18 7,206 4,275 -40.67 518 300 -42.08
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.73 24,908 23,549 -5.46 1,985 1,807 -8.97
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.15 10,901 14,217 30.42 1,447 2,021 39.67
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.28 28,086 27,491 -2.12 690 750 8.70
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,751.38 193 181 -6.22 49,162 49,730 1.16
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.66 27,715 20,927 -24.49 1,422 1,081 -23.98
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 23.66 23,431 24,853 6.07 464 588 26.72
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.21 340,590 348,401 2.29 4,466 4,603 3.07
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.13 171,833 210,866 22.72 3,967 4,878 22.96
2017‑09‑30 13F-HR WAL / Western Alliance Bancorporation 53.07 54,675 55,305 1.15 2,689 2,935 9.15
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.21 4,513 5,243 16.18 250 279 11.60
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 41.59 5,908 26,835 354.21 203 1,116 449.75
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 0.00 1,000 7,000 600.00 0 0
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.75 270,378 267,137 -1.20 34,879 31,455 -9.82
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.60 45,358 36,964 -18.51 342 281 -17.84
2017‑09‑30 13F-HR NHI / National Health Investors, Inc. 77.18 4,250 16 328 1,950.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.05 26,215 27,819 6.12 1,742 1,893 8.67
2017‑09‑30 13F-HR TFX / Teleflex, Inc. 243.08 1,839 1,481 -19.47 382 360 -5.76
2017‑09‑30 13F-HR KT / KT Corp. 13.94 33,299 49,423 48.42 551 689 25.05
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.27 3,149 3,769 19.69 325 442 36.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 119.89 16,868 22,537 33.61 1,756 2,702 53.87
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.76 524,570 526,295 0.33 65,498 70,925 8.29
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 64.09 7,109 6,288 -11.55 509 403 -20.83
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 221.27 1,606 2,680 66.87 417 593 42.21
2017‑09‑30 13F-HR KEY / KeyCorp 18.84 155,426 153,275 -1.38 2,914 2,888 -0.89
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.78 0 19,060 0 72
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.23 114,273 114,179 -0.08 18,523 19,208 3.70
2017‑09‑30 13F-HR FNSR / Finisar Corporation 114 150 31.58
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.75 595,376 584,252 -1.87 62,037 68,798 10.90
2017‑09‑30 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.61 19,572 19,614 0.21 263 267 1.52
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.06 246,834 243,398 -1.39 16,806 17,297 2.92
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.68 11,502 27,759 141.34 721 1,962 172.12
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 98,263 106,407 8.29 5,104 5,642 10.54
2017‑09‑30 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 118.25 3,583 3,408 -4.88 411 403 -1.95
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.78 128,303 130,334 1.58 6,981 8,182 17.20
2017‑09‑30 13F-HR HEP / Holly Energy Partners L.P. 33.38 240,074 230,612 -3.94 7,795 7,697 -1.26
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.72 82,813 83,072 0.31 10,989 11,607 5.62
2017‑09‑30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.81 193,361 191,561 -0.93 2,843 2,837 -0.21
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.02 46,780 51,024 9.07 5,627 6,175 9.74
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.03 228,081 255,355 11.96 1,852 2,816 52.05
2017‑09‑30 13F-HR FDC / First Data Corporation 18.01 15,572 22,539 44.74 283 406 43.46
2017‑09‑30 13F-HR SPOK / Spok Holdings, Inc. 15.44 118,993 109,243 -8.19 2,110 1,687 -20.05
2017‑09‑30 13F-HR DNOW / NOW Inc. 14.32 10,210 10,544 3.27 170 151 -11.18
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.23 180,409 168,923 -6.37 1,795 1,728 -3.73
2017‑09‑30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 17.32 10,318 10,393 0.73 180 180 0.00
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 256.46 17,829 13,632 -23.54 4,603 3,496 -24.05
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.17 199,886 229,231 14.68 10,422 11,959 14.75
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.71 65,600 25,500 -61.13 84 18 -78.57
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Note 0.250% Due 3/1/2019 76 70 -7.89
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 10.29 595,149 603,849 1.46 6,507 6,213 -4.52
2017‑09‑30 13F-HR EFII / Electronics For Imaging, Inc. 86 113 31.40
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 74.76 6,014 5,083 -15.48 368 380 3.26
2017‑09‑30 13F-HR WGO / Winnebago Industries, Inc. 45.42 0 5,592 0 254
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.54 24,949 16,250 -34.87 1,430 1,000 -30.07
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.28 45,826 45,138 -1.50 6,601 6,738 2.08
2017‑09‑30 13F-HR CSGS / CSG Systems International, Inc. 40.13 13,507 13,507 0.00 548 542 -1.09
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 14.99 0 32,618 0 489
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 47.86 14,043 16,799 19.63 662 804 21.45
2017‑09‑30 13F-HR EMM / SPDR Series Trust 57.00 33,237 35,545 6.94 1,887 2,026 7.37
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 47.81 23,044 27,525 19.45 1,091 1,316 20.62
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.42 199,225 211,550 6.19 9,500 10,455 10.05
2017‑09‑30 13F-HR USG / USG Corp. 32.86 63,678 86,707 36.16 1,849 2,849 54.08
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 94.87 4,413 5,091 15.36 398 483 21.36
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. 52.03 8,337 36,669 339.83 389 1,908 390.49
2017‑09‑30 13F-HR ABM / ABM Industries Inc. 41.68 25,824 26,893 4.14 1,072 1,121 4.57
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 62.41 3,672 3,589 -2.26 220 224 1.82
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.68 5,234 16,737 219.77 451 1,367 203.10
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.48 920,687 901,134 -2.12 35,856 34,679 -3.28
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.22 3,254 3,130 -3.81 573 586 2.27
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.45 62,001 63,742 2.81 13,384 14,498 8.32
2017‑09‑30 13F-HR FUND / Sprott Focus Trust, Inc. 7.74 18,869 18,869 0.00 139 146 5.04
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 82.65 23,052 28,433 23.34 1,864 2,350 26.07
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 101.76 2,865 2,506 -12.53 290 255 -12.07
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 871,677 761,938 -12.59 48,194 39,499 -18.04
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Call 1.54 1,500 2,600 73.33 5 4 -20.00
2017‑09‑30 13F-HR LEN / Lennar Corp. 52.80 72,959 78,951 8.21 3,888 4,169 7.23
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.56 341,940 350,142 2.40 36,363 34,511 -5.09
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 4.00 10,500 3,000 -71.43 4 12 200.00
2017‑09‑30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.99 5,820 6,911 18.75 366 463 26.50
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.87 132,083 127,834 -3.22 10,286 9,826 -4.47
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 81.56 3,929 2,391 -39.14 367 195 -46.87
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 4.17 1,000 1,200 20.00 11 5 -54.55
2017‑09‑30 13F-HR DSW / DSW, Inc. 21.56 0 80,580 0 1,737
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.11 41,636 36,571 -12.16 291 260 -10.65
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.85 445,464 461,906 3.69 6,100 6,398 4.89
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.93 1,200,134 1,032,131 -14.00 104,559 93,850 -10.24
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 86.16 367,673 3,389 -99.08 25,112 292 -98.84
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.28 78,702 72,256 -8.19 3,897 3,994 2.49
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. 5.31 0 20,900 0 111
2017‑09‑30 13F-HR UBS / UBS Group AG 17.10 14,401 14,324 -0.53 244 245 0.41
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.24 154,677 18,688 -87.92 3,186 397 -87.54
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.83 54,340 55,988 3.03 7,238 7,381 1.98
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.37 0 10,685 0 36
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.37 306,232 322,428 5.29 5,316 5,923 11.42
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.44 281,718 302,491 7.37 14,994 18,283 21.94
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.52 16,129 15,959 -1.05 1,702 2,083 22.39
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.81 35,221 35,034 -0.53 1,591 1,570 -1.32
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.19 124,365 137,873 10.86 5,348 6,644 24.23
2017‑09‑30 13F-HR INFY / Infosys Limited 14.54 33,498 57,033 70.26 507 829 63.51
2017‑09‑30 13F-HR WAB / Wabtec Corp. 75.56 3,578 4,526 26.50 322 342 6.21
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 65.41 5,820 5,259 -9.64 366 344 -6.01
2017‑09‑30 13F-HR ORAN / Orange 16.36 11,058 61,539 456.51 175 1,007 475.43
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.63 21,350 21,350 0.00 314 227 -27.71
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.44 2,766,686 2,644,465 -4.42 190,807 196,850 3.17
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 5.00 0 2,000 0 10
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 1.31 20,100 22,100 9.95 55 29 -47.27
2017‑09‑30 13F-HR IBDRY / Iberdrola S.A. 47.32 11,035 7,861 -28.76 485 372 -23.30
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.03 6,132 11,492 87.41 308 575 86.69
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.75 44,561 60,640 36.08 1,604 2,289 42.71
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15.48 59,462 52,707 -11.36 1,285 816 -36.50
2017‑09‑30 13F-HR TXT / Textron, Inc. 53.85 28,700 28,561 -0.48 1,354 1,538 13.59
2017‑09‑30 13F-HR TXT / Textron, Inc. Call 1.37 7,500 9,500 26.67 9 13 44.44
2017‑09‑30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 62.85 96,032 99,372 3.48 5,886 6,246 6.12
2017‑09‑30 13F-HR WRK / Westrock Company 56.77 24,537 21,982 -10.41 1,393 1,248 -10.41
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.51 141,973 140,041 -1.36 1,049 1,052 0.29
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.84 22,428 12,421 -44.62 2,394 1,327 -44.57
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Call 0.80 5,000 5,000 0.00 7 4 -42.86
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.78 14,916 12,454 -16.51 408 346 -15.20
2017‑09‑30 13F-HR WAIR / Wesco Aircraft Holdings Inc. 9.40 19,000 20,000 5.26 206 188 -8.74
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.79 557,745 542,030 -2.82 13,693 13,437 -1.87
2017‑09‑30 13F-HR DAKT / Daktronics, Inc. 10.54 43,659 43,938 0.64 422 463 9.72
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.75 53,913 51,863 -3.80 451 454 0.67
2017‑09‑30 13F-HR MAA / Mid-America Apartment Communities, Inc. 106.99 16,280 6,636 -59.24 1,717 710 -58.65
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 963.02 58,177 61,191 5.18 56,424 58,928 4.44
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 10.00 1,000 100 -90.00 2 1 -50.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.45 70,344 70,102 -0.34 4,106 4,588 11.74
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.86 409,875 434,225 5.94 24,247 22,521 -7.12
2017‑09‑30 13F-HR NKE / Nike, Inc. Call 3.00 0 2,000 0 6
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 0.86 97,700 93,000 -4.81 59 80 35.59
2017‑09‑30 13F-HR BOKF / BOK Financial Corp. 90.35 0 3,066 0 277
2017‑09‑30 13F-HR EQR / Equity Residential 65.89 85,060 79,819 -6.16 5,591 5,259 -5.94
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 156.36 1,484 1,778 19.81 214 278 29.91
2017‑09‑30 13F-HR NTES / NetEase, Inc. 265.90 5,018 4,024 -19.81 1,514 1,070 -29.33
2017‑09‑30 13F-HR ILG / ILG, Inc 26.73 52,765 10,960 -79.23 1,447 293 -79.75
2017‑09‑30 13F-HR BRS / Bristow Group, Inc. 9.31 16,310 15,144 -7.15 126 141 11.90
2017‑09‑30 13F-HR MTK / SPDR Morgan Stanley Technology ETF 78.95 49,793 51,755 3.94 3,628 4,086 12.62
2017‑09‑30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.57 38,208 48,530 27.02 1,925 2,454 27.48
2017‑09‑30 13F-HR GTY / Getty Realty Corp. (Holding Company) 28.66 16,643 23,513 41.28 418 674 61.24
2017‑09‑30 13F-HR AIA / iShares Asia 50 ETF 61.36 4,400 4,400 0.00 252 270 7.14
2017‑09‑30 13F-HR GNMK / GenMark Diagnostics, Inc. 9.63 2,360,984 2,360,984 0.00 27,930 22,737 -18.59
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 76.27 38,077 38,703 1.64 2,770 2,952 6.57
2017‑09‑30 13F-HR INPAP / International Paper Company 56.77 137,204 152,150 10.89 7,756 8,637 11.36
2017‑09‑30 13F-HR NBEV / New Age Beverages Corporation 3.39 22,346 20,346 -8.95 114 69 -39.47
2017‑09‑30 13F-HR FICO / Fair Isaac Corp. 140.15 3,125 3,275 4.80 436 459 5.28
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.33 132,746 103,958 -21.69 2,558 2,010 -21.42
2017‑09‑30 13F-HR TWLO / Twilio Inc. 29.77 0 10,044 0 299
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.24 4,879 4,338 -11.09 286 283 -1.05
2017‑09‑30 13F-HR OLED / Universal Display Corp. 128.81 29,021 25,425 -12.39 3,173 3,275 3.21
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.26 40,745 75,044 84.18 1,579 2,496 58.07
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 71.43 30 98 226.67 2 7 250.00
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 0.31 30,000 22,500 -25.00 11 7 -36.36
2017‑09‑30 13F-HR ICLR / ICON plc 113.42 27,415 26,565 -3.10 2,686 3,013 12.17
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 12.01 0 10,908 0 131
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 21.22 20,039 19,934 -0.52 448 423 -5.58
2017‑09‑30 13F-HR WEX / WEX Inc. 111.75 2,771 2,944 6.24 289 329 13.84
2017‑09‑30 13F-HR SDLP / Seadrill Partners LLC 3.72 46,637 299,540 542.28 160 1,114 596.25
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.00 0 67,203 0 67
2017‑09‑30 13F-HR AGM / Federal Agricultural Mortgage Corp. 72.82 15,294 9,585 -37.33 991 698 -29.57
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.89 66,831 65,632 -1.79 1,486 1,437 -3.30
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.28 118,442 127,476 7.63 4,134 4,242 2.61
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.14 30,085 16,274 -45.91 293 165 -43.69
2017‑09‑30 13F-HR SEP / Spectra Energy Partners LP 44.36 112,910 113,946 0.92 4,845 5,055 4.33
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.77 817,427 839,162 2.66 75,741 79,527 5.00
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.55 45,524 60,903 33.78 1,635 2,165 32.42
2017‑09‑30 13F-HR ARII / American Railcar Industries, Inc. 38.54 8,991 13,052 45.17 342 503 47.08
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.26 24,511 24,567 0.23 818 817 -0.12
2017‑09‑30 13F-HR TGB / Taseko Mines Ltd. 1.83 53,100 43,100 -18.83 67 79 17.91
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 152.39 54,945 50,763 -7.61 7,736 7,736 0.00
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 3.20 32,775 43,075 31.43 84 138 64.29
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 439,187 452,316 2.99 66,387 77,292 16.43
2017‑09‑30 13F-HR GEN / Genesis Healthcare, Inc. 1.16 3,289,421 3,289,421 0.00 5,724 3,816 -33.33
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.35 618,236 588,484 -4.81 11,105 10,212 -8.04
2017‑09‑30 13F-HR ECT / ECA Marcellus Trust I 2.20 63,250 63,250 0.00 133 139 4.51
2017‑09‑30 13F-HR NVTA / Invitae Corp. 9.38 265,095 291,064 9.80 2,535 2,730 7.69
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.78 7,246 6,824 -5.82 665 715 7.52
2017‑09‑30 13F-HR SQ / Square, Inc. 28.88 16,551 29,225 76.58 388 844 117.53
2017‑09‑30 13F-HR IBCC / iShares iBonds Mar 2018 Term Corporate ex-Financials 671 690 2.83
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.01 148,163 156,906 5.90 20,879 23,851 14.23
2017‑09‑30 13F-HR SONA / Southern National Bancorp of Virginia, Inc. 16.94 10,389 10,389 0.00 183 176 -3.83
2017‑09‑30 13F-HR IPE / SPDR Barclays TIPS ETF 56.55 0 4,067 0 230
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.12 0 155,456 0 952
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 134.32 73,877 18,843 -74.49 9,489 2,531 -73.33
2017‑09‑30 13F-HR IGV / iShares North American Tech-Software ETF 146.14 56,764 12,214 -78.48 7,769 1,785 -77.02
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 41.62 12,465 12,159 -2.45 485 506 4.33
2017‑09‑30 13F-HR CTAS / Cintas Corp. 143.46 5,157 7,877 52.74 649 1,130 74.11
2017‑09‑30 13F-HR WB / Weibo Corporation 98.39 42,442 43,286 1.99 2,834 4,259 50.28
2017‑09‑30 13F-HR WB / Weibo Corporation Call 10.00 1,000 100 -90.00 0 1
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 79.84 9,652 11,585 20.03 700 925 32.14
2017‑09‑30 13F-HR X / United States Steel Corp. 25.68 0 130,719 0 3,357
2017‑09‑30 13F-HR SIVR / ETFS Silver Trust 16.23 182,741 184,460 0.94 2,957 2,994 1.25
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.88 5,755 8,062 40.09 697 1,039 49.07
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 30.62 6,597 6,598 0.02 215 202 -6.05
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.29 27,152 32,500 19.70 840 1,017 21.07
2017‑09‑30 13F-HR XME / SPDR S&P Metals & Mining ETF 32.17 17,598 16,786 -4.61 528 540 2.27
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.94 0 7,092 0 340
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.41 57,005 55,163 -3.23 4,128 4,270 3.44
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Put 0.00 500 500 0.00 1 0 -100.00
2017‑09‑30 13F-HR GLOG / GasLog Ltd. 17.50 0 38,296 0 670
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 1.17 12,500 12,000 -4.00 17 14 -17.65
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.73 357,575 375,934 5.13 17,909 19,822 10.68
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.20 16,301 19,067 16.97 1,743 2,044 17.27
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.13 928,921 973,323 4.78 110,581 121,792 10.14
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.15 40,559 50,712 25.03 1,756 2,036 15.95
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.33 43,056 39,374 -8.55 4,318 4,344 0.60
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 1.87 40,000 40,200 0.50 65 75 15.38
2017‑09‑30 13F-HR VTWO / Vanguard Russell 2000 ETF 118.88 4,202 4,231 0.69 472 503 6.57
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.67 7,736 9,351 20.88 437 558 27.69
2017‑09‑30 13F-HR HYH / Halyard Health, Inc. 47.17 0 4,812 0 227
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.69 195,428 133,336 -31.77 12,165 8,625 -29.10
2017‑09‑30 13F-HR MKL / Markel Corp. 1,057.80 631 744 17.91 619 787 27.14
2017‑09‑30 13F-HR VTGN / VistaGen Therapeutics, Inc. 1.58 20,215 20,215 0.00 38 32 -15.79
2017‑09‑30 13F-HR SBNYW / Signature Bank 129.63 14,271 15,143 6.11 2,049 1,963 -4.20
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.66 27,539 31,558 14.59 3,021 3,429 13.51
2017‑09‑30 13F-HR SYF / Synchrony Financial 30.86 21,274 30,784 44.70 635 950 49.61
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.18 43,611 42,538 -2.46 1,840 2,007 9.08
2017‑09‑30 13F-HR MBI / MBIA, Inc. 8.71 32,652 61,800 89.27 306 538 75.82
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.75 37,910 37,062 -2.24 13,700 12,629 -7.82
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 11.96 0 5,100 0 61
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.01 411,457 89,633 -78.22 3,290 897 -72.74
2017‑09‑30 13F-HR DST / DST Systems, Inc. 54.89 117,187 165,101 40.89 7,232 9,062 25.30
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.70 6,098 5,764 -5.48 1,170 1,030 -11.97
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.08 33,551 33,551 0.00 504 506 0.40
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 142.86 3,348 2,807 -16.16 475 401 -15.58
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.73 174,485 137,576 -21.15 38,749 31,743 -18.08
2017‑09‑30 13F-HR M / Macy's, Inc. 21.82 70,591 33,325 -52.79 1,642 727 -55.72
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.43 74,947 119,270 59.14 5,541 9,235 66.67
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.63 25,344 26,323 3.86 2,284 2,017 -11.69
2017‑09‑30 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 170.43 0 2,834 0 483
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.67 17,391 17,721 1.90 346 384 10.98
2017‑09‑30 13F-HR OMER / Omeros Corp. Call 2.50 600 400 -33.33 1 1 0.00
2017‑09‑30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 10.97 21,156 18,601 -12.08 233 204 -12.45
2017‑09‑30 13F-HR CFR / Cullen/Frost Bankers, Inc. 95.70 0 3,396 0 325
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.40 55,099 54,445 -1.19 7,767 7,535 -2.99
2017‑09‑30 13F-HR APTI / Apptio, Inc. 18.40 18,752 18,752 0.00 324 345 6.48
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.23 169,976 170,956 0.58 5,048 4,826 -4.40
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.46 15,595 15,749 0.99 314 338 7.64
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.96 236,687 251,016 6.05 19,809 21,076 6.40
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.54 7,238 7,825 8.11 739 818 10.69
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.49 0 272,997 0 954
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 29.69 27,293 117,108 329.08 779 3,477 346.34
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 144.86 0 8,339 0 1,208
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 120.39 2,032 1,927 -5.17 247 232 -6.07
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.06 1,482,773 1,476,577 -0.42 66,435 66,534 0.15
2017‑09‑30 13F-HR KO / Coca Cola Co. Put 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR NEOG / Neogen Corp. 78.05 0 3,203 0 250
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.28 325,927 224,203 -31.21 17,976 13,067 -27.31
2017‑09‑30 13F-HR USCR / U.S. Concrete, Inc. 76.25 26,773 22,126 -17.36 2,094 1,687 -19.44
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.17 283,600 376,539 32.77 3,408 4,583 34.48
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 14.78 8,115 33,972 318.63 207 502 142.51
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.88 95,856 174,416 81.96 796 1,549 94.60
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 96.90 12,926 17,193 33.01 1,124 1,666 48.22
2017‑09‑30 13F-HR SRE / Sempra Energy 114.15 362,949 364,596 0.45 40,931 41,618 1.68
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.93 98,007 103,161 5.26 1,858 1,953 5.11
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.26 8,966 34,604 285.95 796 3,227 305.40
2017‑09‑30 13F-HR GES / Guess ? Inc. 17.04 193,479 167,475 -13.44 2,488 2,854 14.71
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 53.24 0 9,785 0 521
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 17.97 0 24,149 0 434
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 120.10 5,387 5,587 3.71 642 671 4.52
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.94 453,079 321,039 -29.14 24,888 16,675 -33.00
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 54.09 123,967 154,515 24.64 6,736 8,357 24.06
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd Put 2.00 2,000 2,000 0.00 1 4 300.00
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24.33 48,824 89,236 82.77 1,154 2,171 88.13
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.38 49,684 53,520 7.72 9,850 10,992 11.59
2017‑09‑30 13F-HR GD / General Dynamics Corp. Put 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 174.72 14,464 24,456 69.08 2,445 4,273 74.76
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.44 59,429 58,208 -2.05 3,721 3,809 2.36
2017‑09‑30 13F-HR 04010LAJ2 / Ares Capital Corp. 4.75% Note Due 1/15/2018 119 107 -10.08
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 48.89 9,919 12,723 28.27 503 622 23.66
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.05 19,445 21,253 9.30 963 1,085 12.67
2017‑09‑30 13F-HR GME / GameStop Corp. 20.61 119,031 123,269 3.56 2,571 2,541 -1.17
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.80 116,980 119,275 1.96 4,170 4,508 8.11
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 334,290 159,811 -52.19 13,088 6,204 -52.60
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.74 90,036 98,262 9.14 3,187 3,708 16.35
2017‑09‑30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.76 25,998 31,580 21.47 332 403 21.39
2017‑09‑30 13F-HR CCU / Compania Cervecerias Unidas S.A. 26.86 11,430 20,740 81.45 301 557 85.05
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 447.20 8,603 11,060 28.56 4,167 4,946 18.69