Current Holdings (from 13F, 13D)

InvestorHighTower Advisors, LLC
Portfolio Value$ 11,721,693,000
Current Positions2,204
Opened Positions5
Closed Positions231

HighTower Advisors, LLC has disclosed 2,204 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 11,721,693,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). HighTower Advisors, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , SPDR S&P 500 ETF Trust (NYSE:SPY) , Microsoft Corp. (NASDAQ:MSFT) , Johnson & Johnson (NYSE:JNJ) , and AT & T, Inc. (NYSE:T) . HighTower Advisors, LLC's new positions include Dow Chemical Co. (The) (NYSE:DOW) , First Trust Enhanced Short Maturity ETF (NASDAQ:FTSM) , iShares Core Russell U.S. Growth (NASDAQ:IUSG) , WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund (NASDAQ:DGRW) , and PwShs S&P 500 ex-Rt (NYSE:XRLV) .


All HighTower Advisors, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR T / AT & T, Inc. 39.21 3,677,690 3,826,377 4.04 138,838 150,031 8.06
2017‑09‑30 13F-HR KCAP / KCAP Financial, Inc. 3.66 15,025 15,025 0.00 53 55 3.77
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 141.53 5,204 4,515 -13.24 698 639 -8.45
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108.04 121,462 111,445 -8.25 12,745 12,040 -5.53
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 86.78 43,833 45,762 4.40 3,674 3,971 8.08
2017‑09‑30 13F-HR OMI / Owens & Minor, Inc. (Holding Company) 29.28 8,684 9,118 5.00 273 267 -2.20
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 45.52 17,894 6,458 -63.91 713 294 -58.77
2017‑09‑30 13F-HR AGCO / AGCO Corp. 73.66 13,618 7,467 -45.17 919 550 -40.15
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.44 192,246 189,727 -1.31 9,473 9,381 -0.97
2017‑09‑30 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.01 575,756 566,085 -1.68 17,279 17,556 1.60
2017‑09‑30 13F-HR PRIM / Primoris Services Corp. 29.37 11,474 55,370 382.57 285 1,626 470.53
2017‑09‑30 13F-HR KMX / CarMax, Inc. 75.72 4,265 25,860 506.33 269 1,958 627.88
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.11 41,104 40,235 -2.11 8,081 8,132 0.63
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.01 140,540 168,622 19.98 24,450 30,185 23.46
2017‑09‑30 13F-HR SJR / Shaw Communications Inc. Class B Non-Voting Participating 23.09 33,958 28,106 -17.23 737 649 -11.94
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.08 16,246 16,246 0.00 43 50 16.28
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.13 110,750 64,878 -41.42 16,403 9,870 -39.83
2017‑09‑30 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.96 15,030 15,555 3.49 181 186 2.76
2017‑09‑30 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.70 28,188 28,188 0.00 618 640 3.56
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.79 385,208 316,826 -17.75 21,367 16,409 -23.20
2017‑09‑30 13F-HR NCOM / National Commerce Corporation 42.95 6,360 6,356 -0.06 254 273 7.48
2017‑09‑30 13F-HR CRI / Carter's, Inc. 98.27 4,396 6,136 39.58 391 603 54.22
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.22 63,330 66,359 4.78 2,243 2,669 18.99
2017‑09‑30 13F-HR CHIX / Global X Funds 16.96 10,577 10,200 -3.56 271 173 -36.16
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 25.62 6,505 10,577 62.60 213 271 27.23
2017‑09‑30 13F-HR SIL / Global X Funds 32.74 13,047 6,505 -50.14 487 213 -56.26
2017‑09‑30 13F-HR LIT / Global X Funds 37.33 10,200 13,047 27.91 157 487 210.19
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.06 54,774 37,746 -31.09 3,170 2,116 -33.25
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 47.10 12,788 15,520 21.36 581 731 25.82
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 15,625 404 131 -67.57
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 25.86 15,625 111 404 263.96
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.34 34,252 34,252 0.00 448 457 2.01
2017‑09‑30 13F-HR IYF / iShares U.S. Financial ETF 111.93 31,149 32,064 2.94 3,355 3,589 6.97
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.57 461,314 476,801 3.36 23,949 25,543 6.66
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.53 16,631 17,861 7.40 379 331 -12.66
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 106.04 6,344 7,950 25.32 604 843 39.57
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57.25 70,529 25,484 -63.87 3,677 1,459 -60.32
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 100.15 392,581 343,506 -12.50 36,947 34,403 -6.89
2017‑09‑30 13F-HR NDLS / Noodles & Co 4.41 15,890 15,890 0.00 62 70 12.90
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc 47.81 177,804 200,925 13.00 7,959 9,607 20.71
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 109.76 15,385 15,843 2.98 1,650 1,739 5.39
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196.05 201,603 203,481 0.93 37,406 39,892 6.65
2017‑09‑30 13F-HR WK / Workiva, Inc. 20.84 52,000 52,100 0.19 991 1,086 9.59
2017‑09‑30 13F-HR USAT / USA Technologies, Inc. 6.24 320,766 408,080 27.22 1,668 2,548 52.76
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 151.66 17,466 19,517 11.74 2,694 2,960 9.87
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 41.82 6,035 5,284 -12.44 233 221 -5.15
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 83.86 21,594 20,881 -3.30 1,730 1,751 1.21
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.01 14,098 19,764 40.19 272 356 30.88
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 22.87 44,661 66,860 49.71 1,002 1,529 52.59
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 215.52 21,518 28,805 33.86 4,705 6,208 31.94
2017‑09‑30 13F-HR FFBCW / First Financial Bancorp 26.14 22,870 23,834 4.22 631 623 -1.27
2017‑09‑30 13F-HR ATR / AptarGroup, Inc. 86.27 8,764 8,902 1.57 761 768 0.92
2017‑09‑30 13F-HR GNTX / Gentex Corp. 19.91 148,106 23,557 -84.09 2,817 469 -83.35
2017‑09‑30 13F-HR NTRA / Natera, Inc. 12.89 50,115 50,115 0.00 544 646 18.75
2017‑09‑30 13F-HR VPV / Van Kampen Pennsylvania Value Municipal Income Trust 12.33 141,015 140,259 -0.54 1,741 1,729 -0.69
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.04 29,196 31,434 7.67 7,920 9,840 24.24
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.11 118,247 153,593 29.89 8,276 11,383 37.54
2017‑09‑30 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 176.22 21,342 10,782 -49.48 2,857 1,900 -33.50
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 178.39 23,897 7,887 -67.00 3,349 1,407 -57.99
2017‑09‑30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 133.87 7,887 21,342 170.60 1,407 2,857 103.06
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 35.08 300,175 282,223 -5.98 10,575 9,899 -6.39
2017‑09‑30 13F-HR RGLS / Regulus Therapeutics Inc. 1.23 10,248 20,248 97.58 10 25 150.00
2017‑09‑30 13F-HR VPL / Vanguard MSCI Pacific ETF 68.38 9,905 9,989 0.85 652 683 4.75
2017‑09‑30 13F-HR ADES / Advanced Emissions Solutions, Inc. 11.00 10,000 10,000 0.00 92 110 19.57
2017‑09‑30 13F-HR FRT / Federal Realty Investment Trust 124.20 10,521 10,370 -1.44 1,329 1,288 -3.09
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 84.77 4,858 4,683 -3.60 400 397 -0.75
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 55.77 15,871 3,801 -76.05 780 212 -72.82
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.70 60,301 58,339 -3.25 1,500 1,441 -3.93
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 23.22 17,431 17,229 -1.16 375 400 6.67
2017‑09‑30 13F-HR MHFI / McGraw Hill Financial, Inc. 156.14 12,775 14,071 10.14 1,867 2,197 17.68
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 1,523,700 1,353,909 -11.14 47,658 45,530 -4.47
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 61.50 267,179 195,792 -26.72 15,908 12,041 -24.31
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 15.73 15,000 15,000 0.00 206 236 14.56
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54.64 24,059 76,276 217.04 1,241 4,168 235.86
2017‑09‑30 13F-HR ATO / Atmos Energy Corp. 83.87 15,823 16,001 1.12 1,310 1,342 2.44
2017‑09‑30 13F-HR GDOT / Green Dot Corp. 49.58 60,596 60,066 -0.87 2,338 2,978 27.37
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 82.99 284,645 353,298 24.12 23,683 29,320 23.80
2017‑09‑30 13F-HR LEN / Lennar Corp. Call 2,500 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. Call 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. Call 4,000 0 -100.00 0 0
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 2,000 0 -100.00 0 0
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Put 5,600 0 -100.00 0 0
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. Put 84,200 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR EMR / Emerson Electric Co. Call 9,000 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. Call 1,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. Put 50,000 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR DE / Deere & Co. Call 2,500 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. Call 10,000 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 3,300 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR BEN / Franklin Resources, Inc. Call 5,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CVX / Chevron Corp. Call 1,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR GLW / Corning, Inc. Call 6,500 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR SSP / Scripps Company 268,787 0 -100.00 4,787 0 -100.00
2017‑09‑30 13F-HR ORPN / Bio Blast Pharma Ltd. 24,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 10,309 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR SNY / Sanofi Call 1,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GIMO / Gigamon Inc. 5,900 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Call 4,000 0 -100.00 0 0
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Call 1,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR FENY / Fidelity MSCI Energy Index ETF 18.88 171,602 267,730 56.02 6,552 5,054 -22.86
2017‑09‑30 13F-HR RBPAA / Royal Bancshares of Pennsylvania, Inc. 59,583 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 17,000 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR FNCL / Fidelity MSCI Financials Index ETF 38.18 55,878 171,602 207.10 2,199 6,552 197.95
2017‑09‑30 13F-HR FTEC / Fidelity MSCI Information Technology Index ETF 46.26 47,866 56,981 19.04 1,157 2,636 127.83
2017‑09‑30 13F-HR FREL / Fidelity MSCI Real Estate Index ETF 24.17 11,949 47,866 300.59 600 1,157 92.83
2017‑09‑30 13F-HR FBND / Fidelity Total Bond ETF 50.21 13,322 11,949 -10.31 233 600 157.51
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc Call 15,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP Call 2,700 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR KR / Kroger Co. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR RSX / VanEck Vectors ETF TR Call 5,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. 10,197 0 -100.00 85 0 -100.00
2017‑09‑30 13F-HR AG / First Majestic Silver Corp. Call 5,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 12,393 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR BSBR / Banco Santander Brasil SA 100,160 0 -100.00 753 0 -100.00
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 0 -100.00 4,815 0 -100.00
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 12,082 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR AXDX / Accelerate Diagnostics, Inc. 8,225 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. Call 3,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 4,909 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR AEM / Agnico Eagle Mines Limited Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. Call 1,500 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Call 200 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AA / Alcoa Corp. Call 2,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR AGO / Assured Guaranty Ltd. 54,887 0 -100.00 2,288 0 -100.00
2017‑09‑30 13F-HR AVGR / Avinger, Inc. 11,678 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) Put 6,500 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) Put 11,900 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR BARCLAYS BK PLC / ETN+ SEL MLP (06742C723) 11,712 0 -100.00 261 0
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 1,500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 16,007 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR MVT / BlackRock Munivest Fund II, Inc. 15,560 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 10,136 0 -100.00 154 0
2017‑09‑30 13F-HR AVGO / Broadcom Limited Put 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. Call 2,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 3,968 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Call 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CPST / Capstone Turbine Corp. 10,806 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 99,166 0 -100.00 2,648 0 -100.00
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) Put 4,700 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CLS / Celestica Inc. 99,229 0 -100.00 1,341 0 -100.00
2017‑09‑30 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 49,490 0 -100.00 974 0
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 104,121 0 -100.00 2,353 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 19,092 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10,033 0 -100.00 98 0 -100.00
2017‑09‑30 13F-HR COP / ConocoPhillips Call 6,000 0 -100.00 0 0
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 5,278 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR CMI / Cummins, Inc. Call 3,300 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR DKL / Delek Logistics Partners LP 28,012 0 -100.00 921 0 -100.00
2017‑09‑30 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 14,573 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 29,960 0 -100.00 1,880 0 -100.00
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions 8,872 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 41,913 0 -100.00 524 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 313,427 0 -100.00 25,277 0 -100.00
2017‑09‑30 13F-HR EHIC / eHi Car Services Ltd. 85,437 0 -100.00 852 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 3,100 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.80 175,032 178,931 2.23 2,667 3,006 12.71
2017‑09‑30 13F-HR FEYE / FireEye, Inc. Call 10,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp Call 1,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp Put 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR FIBK / First Interstate BancSystem, Inc. 6,337 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 16,573 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 9,460 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 30,932 0 -100.00 1,530 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. Call 24,500 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR FSP / Franklin Street Properties Corp. 45,222 0 -100.00 501 0 -100.00
2017‑09‑30 13F-HR GMT / GATX Corp. 3,491 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR GD / General Dynamics Corp. Call 1,500 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR GNC / GNC Holdings, Inc. 173,890 0 -100.00 1,469 0 -100.00
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 148,557 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR HIMX / Himax Technologies, Inc. 10,390 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR HBMD / Howard Bancorp, Inc. 52,601 0 -100.00 1,013 0 -100.00
2017‑09‑30 13F-HR HST / Host Hotels & Resorts, Inc. Call 6,500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR INO / Inovio Pharmaceuticals, Inc. Call 500 0 -100.00 0 0
2017‑09‑30 13F-HR NVIV / InVivo Therapeutics Holdings Corp 21,125 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 9,365 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 2,000 0 -100.00 0 0
2017‑09‑30 13F-HR QLTA / iShares Aaa - A Rated Corporate Bond Fund 10,163 0 -100.00 528 0
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 1,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 5,762 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. 2,100 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR KNDI / Kandi Technolgies Group, Inc. Call 15,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR KRC / Kilroy Realty Corp. 4,884 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR SWFT / Swift Transportation Company 8,233 0 -100.00 305 0 -100.00
2017‑09‑30 13F-HR KEYW / KEYW Holdings Corp 101,252 0 -100.00 947 0 -100.00
2017‑09‑30 13F-HR KKR INCOME OPPORTUNITIES FD / (48249T106) 12,096 0 -100.00 212 0
2017‑09‑30 13F-HR LRCX / Lam Research Corp. Put 500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR LAKE / Lakeland Industries, Inc. 43,665 0 -100.00 631 0 -100.00
2017‑09‑30 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 23,738 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR LNTH / Lantheus Holdings, Inc. 11,947 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR LIQT / LiqTech International, Inc. 69,700 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR MTZ / MasTec, Inc. 11,238 0 -100.00 507 0 -100.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. Call 3,000 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 25,249 0 -100.00 891 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 3,650 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 13,211 0 -100.00 301 0 -100.00
2017‑09‑30 13F-HR MUR / Murphy Oil Corp. 9,129 0 -100.00 236 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 6,771 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR NKTR / Nektar Therapeutics Call 1,600 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR NEOS / Neos Therapeutics, Inc. 28,000 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 15,876 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR NIHD / NII Holdings, Inc. 316,078 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 4,893 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 564,379 0 -100.00 3,181 0 -100.00
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 10,000 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 17,009 0 -100.00 157 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Call 1,500 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 59,183 0 -100.00 3,023 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 29,380 0 -100.00 536 0 -100.00
2017‑09‑30 13F-HR PACB / Pacific Biosciences of California, Inc. 27,785 0 -100.00 101 0 -100.00
2017‑09‑30 13F-HR PTEN / Patterson-UTI Energy, Inc. 111,156 0 -100.00 2,249 0 -100.00
2017‑09‑30 13F-HR PSX / Phillips 66 Call 800 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR PGEM / Ply Gem Holdings, Inc. 27,533 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 184,815 0 -100.00 2,793 0 -100.00
2017‑09‑30 13F-HR PAGP / Plains GP Holdings LP 8,621 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR PBS / PowerShares Exchange-Trade Fund Trust 167,872 0 -100.00 4,675 0
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 6,610 0 -100.00 286 0
2017‑09‑30 13F-HR PSCT / PowerShares Exchange-Traded Fund Trust II 2,883 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR PX / Praxair, Inc. Call 2,200 0 -100.00 28 0 -100.00
2017‑09‑30 13F-HR PINC / Premier, Inc. 38,430 0 -100.00 1,380 0 -100.00
2017‑09‑30 13F-HR MVV / ProShares Ultra MidCap400 2,312 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR QIWI / QIWI plc 66,072 0 -100.00 1,632 0 -100.00
2017‑09‑30 13F-HR RELX / RELX PLC 9,312 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR SRSC / Sears Canada Inc. 29,078 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 6,000 0 -100.00 0 0
2017‑09‑30 13F-HR SERV / ServiceMaster Global Holdings Inc. 6,184 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. 8,230 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. Call 7,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Call 800 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Put 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Put 2,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF Call 3,400 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 5,749 0 -100.00 247 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR S / Sprint Corporation Call 3,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SPLK / Splunk Inc. Call 2,500 0 -100.00 0 0
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Call 13,000 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR STO / Statoil ASA 10,268 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 19,879 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR SGU / Star Gas Partners, L.P. 19,996 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR AHC / A.H. Belo Corp. 4.60 20,000 92
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.35 622,722 623,384 0.11 30,264 33,258 9.89
2017‑09‑30 13F-HR WBIE / WBI Large Cap Tactical Growth Shares 24.17 27,102 655
2017‑09‑30 13F-HR WBIF / WBI Large Cap Tactical Value Shares 26.69 40,910 1,092
2017‑09‑30 13F-HR WBIB / WBI SMID Tactical Value Shares 25.26 39,029 986
2017‑09‑30 13F-HR WBIH / WBI Tactical High Income Shares 24.64 286,957 7,070
2017‑09‑30 13F-HR ACHC / Acadia Healthcare Company, Inc. 47.28 7,677 363
2017‑09‑30 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 54
2017‑09‑30 13F-HR ADNT / Adient plc 84.73 3,045 258
2017‑09‑30 13F-HR AAP / Advance Auto Parts, Inc. Put 0.29 10,300 3
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.62 8,000 5
2017‑09‑30 13F-HR TTFS / TrimTabs Float Shrink ETF 68.06 28,562 1,944
2017‑09‑30 13F-HR HDGE / Active Bear ETF/The 8.40 1,136,071 9,542
2017‑09‑30 13F-HR AFL / AFLAC, Inc. Call 3.00 2,000 6
2017‑09‑30 13F-HR ALDX / Aldeyra Therapeutics,Inc. 7.22 29,650 214
2017‑09‑30 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 14.00 25,360 355
2017‑09‑30 13F-HR ENFR / Alerian Energy Infrastructure ETF 21.47 14,440 310
2017‑09‑30 13F-HR IDOG / ALPS International Sector Dividend Dogs ETF 27.85 9,263 258
2017‑09‑30 13F-HR BFOR / Barron's 400 ETF 39.76 21,279 846
2017‑09‑30 13F-HR AIMC / Altra Industrial Motion Corp. 47.33 4,479 212
2017‑09‑30 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.00 12,500 75
2017‑09‑30 13F-HR ANAT / American National Insurance Co. 118.20 1,692 200
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 102.87 19,364 1,992
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. Call 7.00 1,000 7
2017‑09‑30 13F-HR ARCB / ArcBest Corp, 33.28 7,182 239
2017‑09‑30 13F-HR FUV / Arcimoto, Inc. 4.93 15,200 75
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Call 1.67 600 1
2017‑09‑30 13F-HR HOME / At Home Group Inc. 22.84 24,345 556
2017‑09‑30 13F-HR B / Barnes Group, Inc. 69.03 10,662 736
2017‑09‑30 13F-HR 092533AC2 / Blackrock Capital Investment Bond 70
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.70 33,795 767
2017‑09‑30 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.64 18,099 265
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 13.16 43,022 566
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.35 139,698 3,262
2017‑09‑30 13F-HR 09257WAB6 / Blackstone 4.375 05may22 Bond 70
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. 137.62 1,446 199
2017‑09‑30 13F-HR BLUE / bluebird bio, Inc. Call 7.50 800 6
2017‑09‑30 13F-HR BOX / Box, Inc. Call 0.33 6,000 2
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 57.32 8,007 459
2017‑09‑30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.43 10,126 136
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.89 11,261 269
2017‑09‑30 13F-HR BRO / Brown & Brown, Inc. 47.45 5,037 239
2017‑09‑30 13F-HR CTLT / Catalent Inc. 40.46 7,291 295
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. Call 2.86 700 2
2017‑09‑30 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 25.24 157,738 3,982
2017‑09‑30 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 25.49 151,295 3,856
2017‑09‑30 13F-HR BSCO / Guggenheim BulletShares 2024 Corporate Bond ETF 21.04 35,789 753
2017‑09‑30 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.94 164,366 4,099
2017‑09‑30 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.53 334,396 8,202
2017‑09‑30 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.37 188,043 4,770
2017‑09‑30 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 21.34 881,201 18,801
2017‑09‑30 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 21.34 115,903 2,473
2017‑09‑30 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 34.31 22,034 756
2017‑09‑30 13F-HR SEA / Claymore Exchange-Traded Fund Trust 2 11.88 91,556 1,088
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.13 14,303 102
2017‑09‑30 13F-HR CODX / Co-Diagnostics Inc 6.25 68,851 430
2017‑09‑30 13F-HR COHU / Cohu, Inc. 23.58 9,668 228
2017‑09‑30 13F-HR BBRC / Columbia Beyond BRICs ETF 17.84 24,443 436
2017‑09‑30 13F-HR ECON / Columbia Emerg Mkts Consumer ETF 27.55 532,406 14,667
2017‑09‑30 13F-HR INCO / Columbia India Consumer ETF 42.52 104,468 4,442
2017‑09‑30 13F-HR CVGI / Commercial Vehicle Group, Inc. 7.41 10,250 76
2017‑09‑30 13F-HR INXX / EGA Emerging Global Shares Trust 14.12 307,361 4,341
2017‑09‑30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 11.30 10,000 113
2017‑09‑30 13F-HR CUBE / CubeSmart 25.79 12,798 330
2017‑09‑30 13F-HR FXE / CurrencyShares Euro Trust 114.43 36,039 4,124
2017‑09‑30 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.22 108,093 3,050
2017‑09‑30 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.59 8,697 266
2017‑09‑30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 40.47 102,597 4,152
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. Call 0.40 5,000 2
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 45
2017‑09‑30 13F-HR DBD / Diebold, Inc. 22.78 11,986 273
2017‑09‑30 13F-HR DIN / DineEquity, Inc. 42.99 9,397 404
2017‑09‑30 13F-HR YINN / Direxion Daily China 3X Bull Shares 29.10 20,000 582
2017‑09‑30 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 17.83 24,400 435
2017‑09‑30 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 31.99 15,413 493
2017‑09‑30 13F-HR SPXL / Direxion Daily S&P 500 Bull 3X 38.21 28,946 1,106
2017‑09‑30 13F-HR QQQE / Direxion NASDAQ-100 Equal Weighted Index Shares 39.04 9,990 390
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 0.00 100 0
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 198.63 1,022 203
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 24.02 84,290 2,025
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 969,170 67,094
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) Put 0.55 80,600 44
2017‑09‑30 13F-HR EMN / Eastman Chemical Company Call 7.00 2,000 14
2017‑09‑30 13F-HR ESLT / Elbit Systems Ltd. 146.92 1,443 212
2017‑09‑30 13F-HR EA / Electronic Arts Inc. Call 5.48 7,300 40
2017‑09‑30 13F-HR EFX / Equifax, Inc. Put 7.86 1,400 11
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 38.67 25,316 979
2017‑09‑30 13F-HR KLDW / Exchange Listed Funds Trust GaveKal Knowledge Leaders Developed World ETF 31.87 220,875 7,040
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. Call 1.43 700 1
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.95 1,640,979 1,542,550 -6.00 132,409 126,415 -4.53
2017‑09‑30 13F-HR RACE / Ferrari N.V. 110.99 10,244 1,137
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 0.77 201,900 156
2017‑09‑30 13F-HR FISI / Financial Institutions, Inc. 28.79 15,979 460
2017‑09‑30 13F-HR ONEQ / Fidelity Nasdaq Composite Index Tracking Stock 255.21 17,033 4,347
2017‑09‑30 13F-HR FEMB / First Trust Exchange-Traded Fund III 43.76 7,679 336
2017‑09‑30 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 19.41 64,491 1,252
2017‑09‑30 13F-HR FTLS / First Trust Exchange-Traded Fund III 37.11 167,708 6,224
2017‑09‑30 13F-HR FMB / First Trust Managed Municipal ETF 53.15 8,109 431
2017‑09‑30 13F-HR SKYY / First Trust Exchange- Traded Fund II 41.91 25,076 1,051
2017‑09‑30 13F-HR FJP / First Trust Japan AlphaDEX Fund 55.25 42,786 2,364
2017‑09‑30 13F-HR FKU / First Trust United Kingdom AlphaDEX Fund 38.16 164,051 6,261
2017‑09‑30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.90 18,915 925
2017‑09‑30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 52.07 17,187 895
2017‑09‑30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 60.03 619,417 37,181
2017‑09‑30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 40.38 111,583 4,506
2017‑09‑30 13F-HR AIRR / First Trust Low Beta Income ETF 26.05 34,085 888
2017‑09‑30 13F-HR FNY / First Trust Mid Cap Growth AlphaDEX Fund 36.51 24,159 882
2017‑09‑30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 53.88 15,292 824
2017‑09‑30 13F-HR FDD / First Trust Exchange-Traded Fund II 13.65 52,019 710
2017‑09‑30 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.28 5,471 286
2017‑09‑30 13F-HR GME / GameStop Corp. Call 0.00 3,000 0
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.56 84,062 86,739 3.18 7,797 8,289 6.31
2017‑09‑30 13F-HR SCIU / Global X Scientific Beta US ETF 29.55 50,397 1,489
2017‑09‑30 13F-HR GSV / Gold Standard Ventures Corp. 1.60 21,221 34
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Call 0.96 15,600 15
2017‑09‑30 13F-HR GRAMERCY PPTY TR / (385002308) 30.21 250,714 7,573
2017‑09‑30 13F-HR GPP / Green Plains Partners LP 20.11 24,470 492
2017‑09‑30 13F-HR GSVC / GSV Capital Corp. 5.41 11,100 60
2017‑09‑30 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 23.22 19,770 459
2017‑09‑30 13F-HR THG / Hanover Insurance Group, Inc. (The) 97.12 2,430 236
2017‑09‑30 13F-HR HTH / Hilltop Holdings, Inc. 25.96 11,864 11,864 0.00 311 308 -0.96
2017‑09‑30 13F-HR HUBS / HubSpot, Inc. 84.48 3,788 320
2017‑09‑30 13F-HR ICUI / ICU Medical, Inc. 185.51 1,132 210
2017‑09‑30 13F-HR IEX / IDEX Corp. Put 0.57 14,100 8
2017‑09‑30 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 29.53 54,081 1,597
2017‑09‑30 13F-HR MCRO / IQ Hedge Macro Tracker ETF 26.14 10,100 264
2017‑09‑30 13F-HR MNA / IQ ARB Merger Arbitrage ETF 30.12 37,079 1,117
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc Call 2.40 2,500 6
2017‑09‑30 13F-HR IBP / Installed Building Products, Inc. 65.13 5,896 384
2017‑09‑30 13F-HR 45845PAA6 / Intercept Pharmaceuticals, Inc. Bond 60
2017‑09‑30 13F-HR INXN / InterXion Holding N.V. 51.34 4,090 210
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 22.69 9,476 215
2017‑09‑30 13F-HR IWL / iShares Russell Top 200 Index Fund 57.66 284,033 16,376
2017‑09‑30 13F-HR IWX / iShares Russell Top 200 Value Index Fund 49.57 15,595 773
2017‑09‑30 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 50.79 5,336 271
2017‑09‑30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.17 5,979 288
2017‑09‑30 13F-HR EEMA / iShares MSCI Emerging Markets Asia Index Fund 69.59 56,086 3,903
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 55.91 158,243 8,848
2017‑09‑30 13F-HR CMF / iShares S&P California AMT-Free Municipal Bond Fund 118.55 5,719 678
2017‑09‑30 13F-HR ICVT / iShares Convertible Bond ETF 54.37 4,138 225
2017‑09‑30 13F-HR IUSG / iShares Core Russell U.S. Growth 50.50 620,683 31,345
2017‑09‑30 13F-HR IUSV / iShares Core Russell U.S. Value 52.35 323,401 16,930
2017‑09‑30 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.71 32,338 1,640
2017‑09‑30 13F-HR XT / iShs Exponentl Tech 34.25 85,454 2,927
2017‑09‑30 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 6,805
2017‑09‑30 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 6,795
2017‑09‑30 13F-HR IBMH / iShares 2019 AMT-Free Muni Bond ETF 25.55 167,134 4,270
2017‑09‑30 13F-HR IBMG / iShares 2018 AMT-Free Muni Bond ETF 25.50 151,388 3,860
2017‑09‑30 13F-HR IBMI / iShars iBonds Sep 2020 AMT-Free Muni Bond ETF 25.71 549,533 14,127
2017‑09‑30 13F-HR IBDO / iShares iBonds Dec 2023 Corporate ETF 12,458
2017‑09‑30 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 7,082
2017‑09‑30 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 12,443
2017‑09‑30 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 19,239
2017‑09‑30 13F-HR IBMK / iShares Trust iShares iBonds Dec 2022 AMT-Free Muni Bond ETF 26.07 558,471 14,560
2017‑09‑30 13F-HR IBMJ / iShares Trust iShares iBonds Dec 2021 AMT-Free Muni Bond ETF 25.89 158,453 4,103
2017‑09‑30 13F-HR JKH / iShares Morningstar Mid Growth Index Fund 189.52 11,244 2,131
2017‑09‑30 13F-HR JKI / iShares Morningstar Mid-Cap Value ETF 151.35 14,642 2,216
2017‑09‑30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 167.80 5,006 840
2017‑09‑30 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.88 39,103 1,012
2017‑09‑30 13F-HR JKF / iShares Morningstar Large-Cap Value ETF 99.35 32,573 3,236
2017‑09‑30 13F-HR INTF / iShares FactorSelect MSCI International ETF 26.81 16,074 431
2017‑09‑30 13F-HR EWU / iShares MSCI United Kingdom ETF 34.89 243,954 8,512
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF Put 0.00 100 0
2017‑09‑30 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 76.93 82,248 6,327
2017‑09‑30 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 58.01 26,996 1,566
2017‑09‑30 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 54.80 16,588 909
2017‑09‑30 13F-HR 472319AG7 / Jefferies Group Inc Bond 23
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. 21.20 9,810 208
2017‑09‑30 13F-HR KTWO / K2M Group Holdings, Inc. Call 0.00 400 0
2017‑09‑30 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Bond due 2019-07-15 88
2017‑09‑30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 41.45 13,389 555
2017‑09‑30 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A Put (499049104) 0.00 300 0
2017‑09‑30 13F-HR KBA / KraneShares CSI China Internet ETF 33.17 19,413 644
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 13.09 254,311 263,742 3.71 3,022 3,453 14.26
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13.79 22,052 304
2017‑09‑30 13F-HR RODM / Hrtfrd Mltifctr Dvlpd Mkts exUS 28.31 63,048 1,785
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.90 70,805 68,049 -3.89 2,957 2,851 -3.58
2017‑09‑30 13F-HR LGND / Ligand Pharmaceuticals Incorporated 137.01 4,474 613
2017‑09‑30 13F-HR LFUS / Littelfuse, Inc. 196.72 1,342 264
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. Put 0.00 2,000 0
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 27.00 7,852 212
2017‑09‑30 13F-HR MBUU / Malibu Boats, Inc. 31.66 6,980 221
2017‑09‑30 13F-HR EBSB / Meridian Bancorp, Inc. 18.59 77,722 1,445
2017‑09‑30 13F-HR MIK / Michaels Companies Inc. (The) 21.47 122,925 2,639
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.54 10,050 317
2017‑09‑30 13F-HR MSEX / Middlesex Water Co. 39.58 18,519 733
2017‑09‑30 13F-HR MC / Moelis & Co. 42.65 58,811 2,508
2017‑09‑30 13F-HR MOMO / Momo Inc. Call 0.29 7,000 2
2017‑09‑30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 12.14 32,293 392
2017‑09‑30 13F-HR EDU / New Oriental Education & Technology Group, Inc. 88.67 7,139 633
2017‑09‑30 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.38 15,171 21
2017‑09‑30 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.91 13,174 91
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.93 32,744 489
2017‑09‑30 13F-HR NUVEEN INTER DURATION MN TMF / (670671106) 13.36 287,709 3,845
2017‑09‑30 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.76 135,986 1,871
2017‑09‑30 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 13.64 20,898 285
2017‑09‑30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.20 98,508 1,497
2017‑09‑30 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 13.37 92,105 1,231
2017‑09‑30 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.89 10,072 150
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC Call 0.00 1,200 0
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. Put 1.65 55,000 91
2017‑09‑30 13F-HR RWL / RevenueShares ETF 47.84 133,359 6,380
2017‑09‑30 13F-HR OSIS / OSI Systems, Inc. 91.24 2,455 224
2017‑09‑30 13F-HR GCOW / Pacer Global Cash Cows Dividend ETF 30.11 29,456 887
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.03 14,755 148
2017‑09‑30 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.79 198,358 10,669
2017‑09‑30 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.21 14,970 1,575
2017‑09‑30 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 11.55 12,985 150
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. Call 6.67 600 4
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 53.89 4,045 218
2017‑09‑30 13F-HR EQAL / PowerShares Russell 1000 Equal Weight Portfolio 29.48 56,779 1,674
2017‑09‑30 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.55 68,717 1,756
2017‑09‑30 13F-HR PXH / PowerShares Exchange-Traded Fund Trust II 21.30 32,209 686
2017‑09‑30 13F-HR PXF / PowerShares Exchange-Traded Fund Trust II 43.99 12,321 542
2017‑09‑30 13F-HR XRLV / PwShs S&P 500 ex-Rt 31.68 701,388 22,221
2017‑09‑30 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 33.17 6,933 230
2017‑09‑30 13F-HR PSCE / PowerShares Exchange-Traded Fund Trust II 14.80 83,714 1,239
2017‑09‑30 13F-HR XMLV / PwShs S&P400 LV 43.87 5,106 224
2017‑09‑30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 26.07 319,969 8,342
2017‑09‑30 13F-HR PVI / PowerShares Exchange-Traded Fund Trust II 24.77 16,915 419
2017‑09‑30 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 31.34 225,324 7,062
2017‑09‑30 13F-HR PSJ / PowerShares Exchange-Trade Fund Trust 61.74 99,419 6,138
2017‑09‑30 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 49.39 136,899 6,761
2017‑09‑30 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 38.87 7,564 294
2017‑09‑30 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 110.24 50,863 5,607
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.97 12,972 311
2017‑09‑30 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 28.79 110,057 3,168
2017‑09‑30 13F-HR PXMG / PowerShares Fundamental Pure Mid Growth Portfolio 38.54 5,760 222
2017‑09‑30 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 47.20 10,149 479
2017‑09‑30 13F-HR PIN / PowerShares India Exchange Trade Fund Trust 23.65 21,015 497
2017‑09‑30 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 22.23 127,117 2,826
2017‑09‑30 13F-HR IGHG / ProShares Investment Grade-Interest Rate Hedged 73.06 3,367 246
2017‑09‑30 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 52.22 33,377 1,743
2017‑09‑30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 56.04 218,215 12,229
2017‑09‑30 13F-HR VIXM / ProShares VIX Mid-Term Futures ETF 25.16 125,490 3,157
2017‑09‑30 13F-HR TQQQ / ProShares UltraPro QQQ 114.50 2,000 229
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. Call 2.00 1,500 3
2017‑09‑30 13F-HR RNST / Renasant Corp. 42.88 10,448 448
2017‑09‑30 13F-HR RGEN / Repligen Corp. 38.36 17,884 686
2017‑09‑30 13F-HR RLJ / RLJ Lodging Trust 22.01 16,178 356
2017‑09‑30 13F-HR RGI / Guggenheim S&P 500 Equal Weight Industrials ETF 111.75 8,295 927
2017‑09‑30 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 122.14 6,124 748
2017‑09‑30 13F-HR RCD / Guggenheim S&P 500 Equal Weight Consumer Discretionary ETF 93.32 11,219 1,047
2017‑09‑30 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 41.00 88,226 3,617
2017‑09‑30 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 54.54 15,236 831
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.92 138,929 3,046
2017‑09‑30 13F-HR SNDR / Schneider National, Inc. 25.60 35,230 902
2017‑09‑30 13F-HR SNES / SenesTech, Inc. 1.87 12,803 24
2017‑09‑30 13F-HR SIEN / Sientra, Inc. 15.41 19,595 302
2017‑09‑30 13F-HR SINA / Sina Corp. 114.86 6,364 731
2017‑09‑30 13F-HR SJW / SJW Corp. 56.69 14,164 803
2017‑09‑30 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 55.84 7,360 411
2017‑09‑30 13F-HR SEDG / SolarEdge Technologies, Inc. 28.62 19,530 559
2017‑09‑30 13F-HR QEFA / SPDR MSCI EAFE Quality Mix ETF 63.73 10,968 699
2017‑09‑30 13F-HR SPEM / SPDR Portfolio Emerging Markets 72.12 3,411 246
2017‑09‑30 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 30.35 9,324 283
2017‑09‑30 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.31 10,129 307
2017‑09‑30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 48.51 23,564 1,143
2017‑09‑30 13F-HR QUS / SPDR MSCI USA Quality Mix ETF 72.12 6,753 487
2017‑09‑30 13F-HR SPYX / SPDR S&P 500 Fossil Fuel Reserve 60.93 5,826 355
2017‑09‑30 13F-HR SPSM / SPDR Portfolio Small Cap ETF 87.46 2,927 256
2017‑09‑30 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 96.26 2,192 211
2017‑09‑30 13F-HR BIL / SPDR Series Trust 45.85 8,572 393
2017‑09‑30 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 34.81 10,514 366
2017‑09‑30 13F-HR SPLG / SPDR Portfolio Large Cap ETF 117.93 35,800 4,222
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF Put 0.00 600 0
2017‑09‑30 13F-HR XSD / SPDR S&P Semiconductor ETF 65.62 64,175 4,211
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 0.80 2,500 2
2017‑09‑30 13F-HR 85571BAH8 / Starwood Property Trust Inc Bond 83
2017‑09‑30 13F-HR SCL / Stepan Co. Put 7.24 59,000 427
2017‑09‑30 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 11.77 119,847 1,411
2017‑09‑30 13F-HR SXCP / SunCoke Energy Partners LP 17.14 45,380 778
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 21.75 136,092 2,960
2017‑09‑30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.05 20,149 122
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. Call 6.00 1,000 6
2017‑09‑30 13F-HR CGBD / TCG BDC, Inc. 18.82 136,004 2,559
2017‑09‑30 13F-HR TDS / Telephone and Data Systems, Inc. 28.02 25,735 721
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 1.00 1,000 1
2017‑09‑30 13F-HR TPL / Texas Pacific Land Trust 403.33 600 242
2017‑09‑30 13F-HR TTD / Trade Desk, Inc. 61.80 3,495 216
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. Call 0.00 500 0
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.87 54,617 375
2017‑09‑30 13F-HR ZLAB / Zai Lab Limited 16.67 12,600 210
2017‑09‑30 13F-HR TRVN / Trevena, Inc. 2.53 15,005 38
2017‑09‑30 13F-HR USG / USG Corp. Put 0.50 4,000 2
2017‑09‑30 13F-HR USG / USG Corp. Call 3.67 3,000 11
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. Call 2.00 2,000 4
2017‑09‑30 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 18.41 13,580 250
2017‑09‑30 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 18.69 13,806 258
2017‑09‑30 13F-HR UCTT / Ultra Clean Holdings, Inc. 30.65 40,917 1,254
2017‑09‑30 13F-HR UFI / Unifi, Inc. 35.84 5,971 214
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 0.00 2,000 0
2017‑09‑30 13F-HR UMC / United Microelectronics Corp. 2.59 16,237 42
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP Call 0.00 1,700 0
2017‑09‑30 13F-HR OUNZ / Merk Gold Trust 12.64 260,037 3,286
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 19.18 49,855 956
2017‑09‑30 13F-HR SMB / VanEck Vectors ETF TR 17.45 13,178 230
2017‑09‑30 13F-HR OIH / Market Vectors Oil Service ETF 26.15 26,465 692
2017‑09‑30 13F-HR SMH / Market Vectors Semiconductor ETF Put 0.00 3,000 0
2017‑09‑30 13F-HR SMH / Market Vectors Semiconductor ETF Call 6.35 11,500 73
2017‑09‑30 13F-HR 922417AD2 / Veeco Instruments, Inc. Bond 2.7% Due 1/15/2023 127
2017‑09‑30 13F-HR VEEV / Veeva Systems Inc. Call 0.00 300 0
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 8.11 76,242 618
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.22 62,292 325
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.88 12,616 112
2017‑09‑30 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 16.91 18,749 317
2017‑09‑30 13F-HR WDC / Western Digital Corp. Call 1.11 1,800 2
2017‑09‑30 13F-HR USDU / WisdomTree Bloomberg U.S. Dollar Bullish Fund 25.82 66,883 1,727
2017‑09‑30 13F-HR EUSC / Wisdomtree Europe Hedged SmallCap Equity Fund 30.80 6,558 202
2017‑09‑30 13F-HR HYZD / WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund 23.67 17,323 410
2017‑09‑30 13F-HR DWM / WisdomTree DEFA Fund 54.43 40,275 2,192
2017‑09‑30 13F-HR DOL / Wisdom International Corp. 49.47 5,235 259
2017‑09‑30 13F-HR DTH / WisdomTree DEFA Equity Income Fund 43.80 8,995 394
2017‑09‑30 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 38.15 627,097 23,926
2017‑09‑30 13F-HR WDAY / Workday, Inc. Call 8.00 1,000 8
2017‑09‑30 13F-HR DTD / WisdomTree Total Dividend Fund 87.76 84,394 7,406
2017‑09‑30 13F-HR ZNGA / Zynga Inc. Call 0.00 4,200 0
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.98 480,315 717,881 49.46 1,414 1,419 0.35
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 0.00 12,000 3,000 -75.00 0 0
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.45 42,489 48,170 13.37 3,691 5,272 42.83
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.46 22,974 22,091 -3.84 921 916 -0.54
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.69 88,610 127,076 43.41 2,900 4,281 47.62
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 19.63 202,205 247,605 22.45 3,711 4,860 30.96
2017‑09‑30 13F-HR DEO / Diageo plc 131.95 66,564 68,442 2.82 7,968 9,031 13.34
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.75 0 172,081 0 301
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 147.94 87,910 91,073 3.60 12,587 13,473 7.04
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. Put 0.20 5,000 5,000 0.00 3 1 -66.67
2017‑09‑30 13F-HR AME / Ametek, Inc. 65.99 66,111 64,253 -2.81 3,993 4,240 6.19
2017‑09‑30 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.52 61,200 71,200 16.34 77 108 40.26
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 73.48 21,016 19,789 -5.84 1,467 1,454 -0.89
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 979.36 61,466 66,095 7.53 57,373 64,731 12.82
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Call 38.11 4,800 3,700 -22.92 91 141 54.95
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 91.84 74,153 77,528 4.55 6,561 7,120 8.52
2017‑09‑30 13F-HR VALE / Vale S.A. 10.11 14,107 36,910 161.64 125 373 198.40
2017‑09‑30 13F-HR SOR / Source Capital, Inc. 40.16 16,912 21,491 27.08 653 863 32.16
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.29 36,406 40,954 12.49 11,566 13,363 15.54
2017‑09‑30 13F-HR IT / Gartner, Inc. 123.91 17,311 26,503 53.10 2,139 3,284 53.53
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.78 85,307 88,090 3.26 4,683 5,002 6.81
2017‑09‑30 13F-HR DXD / ProShares UltraShort Dow30 10.66 17,975 19,425 8.07 212 207 -2.36
2017‑09‑30 13F-HR IPAC / iShares Core MSCI Pacific ETF 56.57 32,485 33,447 2.96 1,762 1,892 7.38
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.79 62,960 68,498 8.80 1,837 2,109 14.81
2017‑09‑30 13F-HR CBS / CBS Corp. 57.91 74,117 69,055 -6.83 4,726 3,999 -15.38
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.93 158,966 164,461 3.46 7,739 8,047 3.98
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.52 87,606 90,305 3.08 11,089 11,064 -0.23
2017‑09‑30 13F-HR CMRE / Costamare Inc. 6.21 19,470 19,470 0.00 142 121 -14.79
2017‑09‑30 13F-HR MMM / 3M Co. 209.48 220,582 221,143 0.25 45,867 46,324 1.00
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.25 43,286 7,286 -83.17 3,188 643 -79.83
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.15 28,323 323,419 1,041.90 1,209 6,194 412.32
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 42.69 338,533 28,323 -91.63 6,471 1,209 -81.32
2017‑09‑30 13F-HR RYN / Rayonier, Inc. (REIT) 29.04 30,395 25,830 -15.02 880 750 -14.77
2017‑09‑30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.96 10,816 10,816 0.00 147 151 2.72
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 45.12 445,046 331,655 -25.48 19,360 14,963 -22.71
2017‑09‑30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.07 13,083 6,533 -50.06 413 203 -50.85
2017‑09‑30 13F-HR KEX / Kirby Corp. 65.93 19,940 20,217 1.39 1,333 1,333 0.00
2017‑09‑30 13F-HR UMPQ / Umpqua Holdings Corp. 19.52 11,097 11,888 7.13 203 232 14.29
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.55 175,976 287,566 63.41 13,592 24,889 83.12
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Call 0.00 6,500 3,000 -53.85 0 0
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF Put 0.00 4,000 7,000 75.00 0 0
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.88 277,982 262,035 -5.74 16,588 16,477 -0.67
2017‑09‑30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 103.34 4,039 4,045 0.15 401 418 4.24
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 38.12 8,230 6,532 -20.63 308 249 -19.16
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.20 30,000 30,000 0.00 377 426 13.00
2017‑09‑30 13F-HR NR / Newpark Resources, Inc. 9.97 120,755 119,619 -0.94 884 1,193 34.95
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.15 32,682 36,892 12.88 2,441 2,588 6.02
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 964.62 43,064 47,432 10.14 39,221 45,754 16.66
2017‑09‑30 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.94 26,682 20,920 -21.60 604 480 -20.53
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.52 63,092 63,608 0.82 5,089 5,122 0.65
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.72 255,950 263,650 3.01 9,169 8,889 -3.05
2017‑09‑30 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 2.50 10,000 10,000 0.00 27 25 -7.41
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 14.03 53,060 51,815 -2.35 469 727 55.01
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp 123.67 2,769 2,903 4.84 325 359 10.46
2017‑09‑30 13F-HR FULT / Fulton Financial Corp. 18.69 13,378 13,378 0.00 254 250 -1.57
2017‑09‑30 13F-HR KTF / Deutsche Municipal Income Trust 12.89 10,238 10,238 0.00 138 132 -4.35
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.23 523,790 568,255 8.49 39,669 44,453 12.06
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Call 0.81 13,900 6,200 -55.40 23 5 -78.26
2017‑09‑30 13F-HR TDC / Teradata Corp. 33.91 10,173 10,675 4.93 301 362 20.27
2017‑09‑30 13F-HR CRTO / Criteo S.A 41.50 21,414 21,398 -0.07 1,051 888 -15.51
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.91 630,962 652,261 3.38 6,714 11,682 73.99
2017‑09‑30 13F-HR CBS.A / CBS Corp. 58.29 3,517 3,517 0.00 226 205 -9.29
2017‑09‑30 13F-HR TOT / Total S.A. 53.34 131,157 87,463 -33.31 6,474 4,665 -27.94
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.35 167,421 168,222 0.48 2,408 2,245 -6.77
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 125.94 4,412 5,741 30.12 461 723 56.83
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.31 60,187 187,207 211.04 2,228 6,985 213.51
2017‑09‑30 13F-HR CLH / Clean Harbors, Inc. 56.42 5,789 7,143 23.39 323 403 24.77
2017‑09‑30 13F-HR APH / Amphenol Corp. 84.58 91,837 95,567 4.06 6,775 8,083 19.31
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.36 91,783 91,184 -0.65 9,666 9,607 -0.61
2017‑09‑30 13F-HR K / Kellogg Co. 61.96 18,326 16,074 -12.29 1,273 996 -21.76
2017‑09‑30 13F-HR PVH / PVH Corp. 127.23 0 5,612 0 714
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54.05 119,365 119,059 -0.26 5,995 6,435 7.34
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41.28 9,395 8,746 -6.91 363 361 -0.55
2017‑09‑30 13F-HR SNY / Sanofi 49.66 166,251 192,471 15.77 7,957 9,559 20.13
2017‑09‑30 13F-HR WTR / Aqua America, Inc. 33.09 40,591 40,796 0.51 1,350 1,350 0.00
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.57 34,698 34,545 -0.44 361 365 1.11
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.76 52,704 18,393 -65.10 4,456 1,559 -65.01
2017‑09‑30 13F-HR JBT / John Bean Technologies Corp. 101.10 7,940 4,708 -40.71 777 476 -38.74
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.22 9,571 14,288 49.28 1,014 1,532 51.08
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 118.61 34,410 32,905 -4.37 4,433 3,903 -11.96
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 226.20 1,881 8,077 329.40 350 1,827 422.00
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.84 190,005 201,005 5.79 11,809 12,832 8.66
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.02 10,145 11,170 10.10 283 313 10.60
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.29 203,938 190,945 -6.37 2,434 2,347 -3.57
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.68 333,285 390,488 17.16 7,448 8,467 13.68
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.77 287,270 313,562 9.15 9,988 11,842 18.56
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. Put 0.00 200 200 0.00 0 0
2017‑09‑30 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 129.85 2,060 2,010 -2.43 252 261 3.57
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 67.96 5,243 4,135 -21.13 357 281 -21.29
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.29 172,089 165,974 -3.55 15,306 15,151 -1.01
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 1,924,180 2,150,700 11.77 64,877 81,895 26.23
2017‑09‑30 13F-HR INTC / Intel Corp. Call 3.33 0 1,500 0 5
2017‑09‑30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.46 11,835 11,867 0.27 136 136 0.00
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.01 11,815 12,731 7.75 281 293 4.27
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.97 40,272 13,922 -65.43 320 111 -65.31
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.98 15,547 15,521 -0.17 216 217 0.46
2017‑09‑30 13F-HR ASML / ASML Holding N.V. (ADR) 171.16 22,064 19,835 -10.10 2,879 3,395 17.92
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 54.89 89,346 102,283 14.48 4,883 5,614 14.97
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.78 13,442 19,825 47.49 142 174 22.54
2017‑09‑30 13F-HR NSSC / NAPCO Security Technologies, Inc. 9.70 70,396 70,396 0.00 662 683 3.17
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.75 371,115 453,149 22.10 15,365 20,278 31.98
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 0.65 517,600 496,400 -4.10 331 323 -2.42
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.22 10,441 9,802 -6.12 422 404 -4.27
2017‑09‑30 13F-HR AAP / Advance Auto Parts, Inc. 99.40 5,370 4,648 -13.45 626 462 -26.20
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.38 6,105 5,291 -13.33 301 256 -14.95
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.26 108,280 116,863 7.93 9,375 10,899 16.26
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 4.00 2,000 1,000 -50.00 6 4 -33.33
2017‑09‑30 13F-HR CREE / Cree, Inc. 28.27 13,340 12,593 -5.60 333 356 6.91
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.52 98,913 85,495 -13.57 1,161 1,156 -0.43
2017‑09‑30 13F-HR AXTA / Axalta Coating Systems Ltd. 28.95 15,403 16,303 5.84 493 472 -4.26
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 38.84 19,712 21,911 11.16 683 851 24.60
2017‑09‑30 13F-HR TIF / Tiffany & Co. 91.79 20,774 18,814 -9.43 1,949 1,727 -11.39
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 122.71 7,652 7,815 2.13 941 959 1.91
2017‑09‑30 13F-HR RJD / Raymond James Financial, Inc. 83.94 18,410 17,953 -2.48 1,473 1,507 2.31
2017‑09‑30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.98 83,102 76,220 -8.28 1,329 1,218 -8.35
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 0.65 12,000 17,000 41.67 5 11 120.00
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 12.90 12,174 91,368 650.52 162 1,179 627.78
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.89 804,506 845,264 5.07 3,569 2,444 -31.52
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) 32.65 168,781 168,765 -0.01 5,260 5,511 4.77
2017‑09‑30 13F-HR HXL / Hexcel Corp. 57.36 9,936 8,961 -9.81 524 514 -1.91
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.00 316,732 316,621 -0.04 14,404 14,881 3.31
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.70 334,936 83,707 -75.01 11,129 1,482 -86.68
2017‑09‑30 13F-HR CTRV / Contravir Pharmaceuticals Inc 0.52 1,047,731 1,037,871 -0.94 608 540 -11.18
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.65 44,785 47,319 5.66 6,796 7,507 10.46
2017‑09‑30 13F-HR CVE / Cenovus Energy Inc. 9.97 17,517 87,038 396.88 130 868 567.69
2017‑09‑30 13F-HR CPRT / Copart, Inc. 34.47 31,432 37,164 18.24 1,004 1,281 27.59
2017‑09‑30 13F-HR IDSY / I.D. Systems, Inc. 7.50 19,600 19,600 0.00 120 147 22.50
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178.04 6,609 8,234 24.59 1,210 1,466 21.16
2017‑09‑30 13F-HR XSW / SPDR S&P Software & Services ETF 65.74 58,603 61,480 4.91 3,680 4,042 9.84
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 10.23 92,942 92,942 0.00 921 951 3.26
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.76 92,034 89,386 -2.88 12,182 12,224 0.34
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.87 24,448 25,232 3.21 4,766 5,043 5.81
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 39.72 7,874 7,755 -1.51 293 308 5.12
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.70 16,222 32,167 98.29 910 1,824 100.44
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.03 63,010 67,123 6.53 1,890 2,016 6.67
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 130.08 47,077 48,464 2.95 5,799 6,304 8.71
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.69 50,345 45,141 -10.34 3,220 2,920 -9.32
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.51 710 2,531 256.48 7 19 171.43
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. Call 1.58 840,700 865,900 3.00 2,332 1,370 -41.25
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.33 152,813 153,197 0.25 1,401 1,430 2.07
2017‑09‑30 13F-HR ATHN / athenahealth, Inc. 123.90 5,039 6,118 21.41 706 758 7.37
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.82 137,148 138,550 1.02 8,292 8,704 4.97
2017‑09‑30 13F-HR EXPD / Expeditors International of Washington, Inc. 60.14 82,228 82,061 -0.20 4,663 4,935 5.83
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.32 48,240 68,067 41.10 2,359 3,425 45.19
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 39.98 53,828 51,672 -4.01 2,127 2,066 -2.87
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.75 145,708 182,494 25.25 14,604 19,116 30.90
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.56 38,309 36,650 -4.33 1,588 1,560 -1.76
2017‑09‑30 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 129.77 12,809 12,692 -0.91 1,570 1,647 4.90
2017‑09‑30 13F-HR GSM / Ferroglobe PLC 13.13 41,492 40,607 -2.13 498 533 7.03
2017‑09‑30 13F-HR GEL / Genesis Energy, L.P. 26.37 281,689 275,305 -2.27 8,935 7,261 -18.74
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.14 22,179 19,633 -11.48 273 258 -5.49
2017‑09‑30 13F-HR CB / Chubb Ltd 142.56 57,061 66,757 16.99 8,284 9,517 14.88
2017‑09‑30 13F-HR FMC / FMC Corp. 89.19 11,253 11,021 -2.06 822 983 19.59
2017‑09‑30 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.51 806,789 886,216 9.84 17,330 19,059 9.98
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14.32 52,787 129,929 146.14 912 1,861 104.06
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 1.00 1,600 1,000 -37.50 7 1 -85.71
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.38 443,000 352,237 -20.49 18,289 15,279 -16.46
2017‑09‑30 13F-HR EXPR / Express, Inc. 6.77 143,817 140,805 -2.09 973 953 -2.06
2017‑09‑30 13F-HR PSA / Public Storage 213.78 7,234 7,985 10.38 1,509 1,707 13.12
2017‑09‑30 13F-HR ASNA / Ascena Retail Group, Inc. 2.46 607,614 563,790 -7.21 1,307 1,385 5.97
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.11 404,439 394,292 -2.51 22,116 23,306 5.38
2017‑09‑30 13F-HR BOX / Box, Inc. 19.38 16,437 20,792 26.50 301 403 33.89
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.13 232,955 304,651 30.78 14,170 19,536 37.87
2017‑09‑30 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 35.07 212,699 232,154 9.15 7,172 8,141 13.51
2017‑09‑30 13F-HR PBCT / People's United Financial, Inc. 18.15 407,383 414,177 1.67 7,201 7,517 4.39
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 94.32 3,093 2,587 -16.36 282 244 -13.48
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.20 287,114 231,072 -19.52 35,036 26,850 -23.36
2017‑09‑30 13F-HR TRU / TransUnion 46.98 0 4,257 0 200
2017‑09‑30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 12.13 20,796 18,636 -10.39 238 226 -5.04
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.53 146,651 156,751 6.89 9,516 10,742 12.88
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 0.00 1,000 3,000 200.00 0 0
2017‑09‑30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.88 45,587 44,806 -1.71 353 353 0.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,041.21 1,936 1,650 -14.77 1,812 1,718 -5.19
2017‑09‑30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 16.13 10,434 20,092 92.56 165 324 96.36
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.31 26,089 27,306 4.66 2,864 3,094 8.03
2017‑09‑30 13F-HR MMT / MFS Multimarket Income Trust 6.22 424,391 465,250 9.63 2,623 2,895 10.37
2017‑09‑30 13F-HR REXX / Rex Energy Corp. 2.72 16,556 16,556 0.00 48 45 -6.25
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 64.30 3,393 12,691 274.03 219 816 272.60
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.34 642,240 650,521 1.29 74,270 72,430 -2.48
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Put 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 60.71 41,728 45,740 9.61 3,146 2,777 -11.73
2017‑09‑30 13F-HR TMK / Torchmark Corp. 79.93 49,806 51,556 3.51 3,805 4,121 8.30
2017‑09‑30 13F-HR NNVC / NanoViricides, Inc. 1.12 21,429 21,429 0.00 31 24 -22.58
2017‑09‑30 13F-HR EIX / Edison International 77.00 24,714 23,429 -5.20 1,932 1,804 -6.63
2017‑09‑30 13F-HR IYG / iShares U.S. Financial Services ETF 120.15 0 2,139 0 257
2017‑09‑30 13F-HR ENLK / EnLink Midstream Partners, LP 16.74 243,615 242,130 -0.61 4,133 4,054 -1.91
2017‑09‑30 13F-HR 67020YAG5 / Nuance Communications, Inc. 1.50% Bond Due 11/1/2035 100 93 -7.00
2017‑09‑30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 20.53 22,890 21,679 -5.29 464 445 -4.09
2017‑09‑30 13F-HR SNV / Synovus Financial Corp. 46.35 14,393 11,867 -17.55 638 550 -13.79
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.16 56,761 55,296 -2.58 1,064 1,115 4.79
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.63 99,618 104,721 5.12 5,662 6,244 10.28
2017‑09‑30 13F-HR CDR / Cedar Realty Trust, Inc. 5.62 35,949 37,202 3.49 174 209 20.11
2017‑09‑30 13F-HR PRA / ProAssurance Corp. 54.37 3,715 3,715 0.00 226 202 -10.62
2017‑09‑30 13F-HR CODI / Compass Diversified Holdings 17.77 15,658 12,438 -20.56 272 221 -18.75
2017‑09‑30 13F-HR LEA / Lear Corp. 173.55 44,504 44,269 -0.53 6,334 7,683 21.30
2017‑09‑30 13F-HR ENV / Envestnet, Inc. 51.18 78,547 75,988 -3.26 3,102 3,889 25.37
2017‑09‑30 13F-HR 92343XAA8 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021 91 109 19.78
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.49 343,047 290,144 -15.42 67,966 73,838 8.64
2017‑09‑30 13F-HR BA / Boeing Company (The) Call 10.86 7,900 5,800 -26.58 88 63 -28.41
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.07 11,096 9,777 -11.89 328 294 -10.37
2017‑09‑30 13F-HR CNDT / Conduent 16.00 37,495 38,199 1.88 606 611 0.83
2017‑09‑30 13F-HR CVR / Chicago Rivet & Machine Co. 30.99 25,200 25,200 0.00 907 781 -13.89
2017‑09‑30 13F-HR PBA / Pembina Pipeline Corp. 35.22 8,313 8,375 0.75 276 295 6.88
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.23 302,201 302,137 -0.02 10,821 11,249 3.96
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.71 25,244 18,948 -24.94 785 563 -28.28
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.22 44,186 48,298 9.31 4,747 5,275 11.12
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.43 1,917,530 1,743,385 -9.08 85,565 86,167 0.70
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. 131.01 6,376 1,954 -69.35 775 256 -66.97
2017‑09‑30 13F-HR ES / Eversource Energy 60.37 78,654 77,742 -1.16 4,771 4,693 -1.63
2017‑09‑30 13F-HR ROX / Castle Brands, Inc. 1.35 23,000 17,800 -22.61 39 24 -38.46
2017‑09‑30 13F-HR F / Ford Motor Co. 11.98 1,228,553 602,984 -50.92 13,739 7,223 -47.43
2017‑09‑30 13F-HR EGLT / Egalet Corporation 1.28 268,644 266,928 -0.64 636 341 -46.38
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.85 1,359,276 1,668,378 22.74 33,506 43,127 28.71
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. 5.79 920,921 733,718 -20.33 9,883 4,249 -57.01
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.46 141,674 147,340 4.00 19,876 21,579 8.57
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.07 71,189 68,741 -3.44 3,917 3,717 -5.11
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.93 129,216 128,204 -0.78 10,860 10,888 0.26
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.58 64,922 113,947 75.51 917 1,433 56.27
2017‑09‑30 13F-HR THS / TreeHouse Foods, Inc. 68.75 0 3,389 0 233
2017‑09‑30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.93 33,302 34,124 2.47 3,192 3,683 15.38
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.63 527,149 511,550 -2.96 22,761 20,782 -8.69
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.27 979,257 971,957 -0.75 236,750 244,224 3.16
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 0.00 30,500 4,000 -86.89 0 0
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 1.83 20,500 596,600 2,810.24 25 1,090 4,260.00
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.54 75,261 70,035 -6.94 8,543 7,952 -6.92
2017‑09‑30 13F-HR TPX / Tempur Sealy International, Inc. 64.45 0 24,452 0 1,576
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.15 76,418 76,750 0.43 6,855 6,919 0.93
2017‑09‑30 13F-HR AM / Antero Midstream Partners LP 31.60 14,436 6,487 -55.06 480 205 -57.29
2017‑09‑30 13F-HR UGI / UGI Corp. 46.76 32,592 31,525 -3.27 1,576 1,474 -6.47
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.72 294,424 289,247 -1.76 38,242 42,148 10.21
2017‑09‑30 13F-HR CELG / Celgene Corp. Call 10.00 0 200 0 2
2017‑09‑30 13F-HR FNF / Fidelity National Financial, Inc. 47.53 29,271 33,747 15.29 1,310 1,604 22.44
2017‑09‑30 13F-HR WUBA / 58.com Inc. 63.50 7,967 8,031 0.80 352 510 44.89
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.29 95,545 12,700 -86.71 892 118 -86.77
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.18 189,881 196,045 3.25 2,663 2,780 4.39
2017‑09‑30 13F-HR SWM / Schweitzer-Mauduit International, Inc. 41.35 22,200 18,743 -15.57 827 775 -6.29
2017‑09‑30 13F-HR SEIC / SEI Investments Co. 60.87 11,780 11,862 0.70 631 722 14.42
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. 93.91 0 3,056 0 287
2017‑09‑30 13F-HR CMN / Cantel Medical Corp. Put 0.00 0 300 0 0
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.86 54,313 52,199 -3.89 2,214 2,133 -3.66
2017‑09‑30 13F-HR XBGTX / BlackRock Floating Rate Income 14.37 35,479 80,032 125.58 499 1,150 130.46
2017‑09‑30 13F-HR VLP / Valero Energy Partners LP 43.72 103,511 102,425 -1.05 4,724 4,478 -5.21
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.47 9,807 11,737 19.68 887 921 3.83
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.23 6,156 5,334 -13.35 998 860 -13.83
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.44 86,820 70,666 -18.61 6,397 5,190 -18.87
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.62 38,536 37,110 -3.70 4,882 4,439 -9.07
2017‑09‑30 13F-HR NTAP / NetApp, Inc. 43.52 21,797 24,060 10.38 871 1,047 20.21
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.66 270,467 249,577 -7.72 21,449 20,381 -4.98
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 78.31 9,648 10,854 12.50 754 850 12.73
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.18 80,595 64,734 -19.68 403 335 -16.87
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.87 40,409 36,713 -9.15 1,835 1,794 -2.23
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.65 9,012 10,016 11.14 282 337 19.50
2017‑09‑30 13F-HR SSI / Stage Stores, Inc. 1.90 58,400 58,400 0.00 114 111 -2.63
2017‑09‑30 13F-HR EPR / EPR Properties 70.18 7,206 4,275 -40.67 518 300 -42.08
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.73 24,908 23,549 -5.46 1,985 1,807 -8.97
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.15 10,901 14,217 30.42 1,447 2,021 39.67
2017‑09‑30 13F-HR PHM / PulteGroup, Inc. 27.28 28,086 27,491 -2.12 690 750 8.70
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,751.38 193 181 -6.22 49,162 49,730 1.16
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.66 27,715 20,927 -24.49 1,422 1,081 -23.98
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 23.66 23,431 24,853 6.07 464 588 26.72
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.21 340,590 348,401 2.29 4,466 4,603 3.07
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.13 171,833 210,866 22.72 3,967 4,878 22.96
2017‑09‑30 13F-HR WAL / Western Alliance Bancorporation 53.07 54,675 55,305 1.15 2,689 2,935 9.15
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.21 4,513 5,243 16.18 250 279 11.60
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 41.59 5,908 26,835 354.21 203 1,116 449.75
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 0.00 1,000 7,000 600.00 0 0
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.75 270,378 267,137 -1.20 34,879 31,455 -9.82
2017‑09‑30 13F-HR PMM / Putnam Managed Municipal Income Trust 7.60 45,358 36,964 -18.51 342 281 -17.84
2017‑09‑30 13F-HR NHI / National Health Investors, Inc. 77.18 4,250 16 328 1,950.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.05 26,215 27,819 6.12 1,742 1,893 8.67
2017‑09‑30 13F-HR TFX / Teleflex, Inc. 243.08 1,839 1,481 -19.47 382 360 -5.76
2017‑09‑30 13F-HR KT / KT Corp. 13.94 33,299 49,423 48.42 551 689 25.05
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.27 3,149 3,769 19.69 325 442 36.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 119.89 16,868 22,537 33.61 1,756 2,702 53.87
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.76 524,570 526,295 0.33 65,498 70,925 8.29
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 221.27 1,606 2,680 66.87 417 593 42.21
2017‑09‑30 13F-HR KEY / KeyCorp 18.84 155,426 153,275 -1.38 2,914 2,888 -0.89
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.78 0 19,060 0 72
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.23 114,273 114,179 -0.08 18,523 19,208 3.70
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.75 595,376 584,252 -1.87 62,037 68,798 10.90
2017‑09‑30 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.61 19,572 19,614 0.21 263 267 1.52
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.06 246,834 243,398 -1.39 16,806 17,297 2.92
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 70.68 11,502 27,759 141.34 721 1,962 172.12
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 98,263 106,407 8.29 5,104 5,642 10.54
2017‑09‑30 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 118.25 3,583 3,408 -4.88 411 403 -1.95
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.78 128,303 130,334 1.58 6,981 8,182 17.20
2017‑09‑30 13F-HR HEP / Holly Energy Partners L.P. 33.38 240,074 230,612 -3.94 7,795 7,697 -1.26
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.72 82,813 83,072 0.31 10,989 11,607 5.62
2017‑09‑30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.81 193,361 191,561 -0.93 2,843 2,837 -0.21
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.02 46,780 51,024 9.07 5,627 6,175 9.74
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.03 228,081 255,355 11.96 1,852 2,816 52.05
2017‑09‑30 13F-HR FDC / First Data Corporation 18.01 15,572 22,539 44.74 283 406 43.46
2017‑09‑30 13F-HR SPOK / Spok Holdings, Inc. 15.44 118,993 109,243 -8.19 2,110 1,687 -20.05
2017‑09‑30 13F-HR DNOW / NOW Inc. 14.32 10,210 10,544 3.27 170 151 -11.18
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.23 180,409 168,923 -6.37 1,795 1,728 -3.73
2017‑09‑30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 17.32 10,318 10,393 0.73 180 180 0.00
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 256.46 17,829 13,632 -23.54 4,603 3,496 -24.05
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.17 199,886 229,231 14.68 10,422 11,959 14.75
2017‑09‑30 13F-HR TROV / TrovaGene, Inc. 0.71 65,600 25,500 -61.13 84 18 -78.57
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 76 70 -7.89
2017‑09‑30 13F-HR MLPA / Global X MLP ETF 10.29 595,149 603,849 1.46 6,507 6,213 -4.52
2017‑09‑30 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 86 113 31.40
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 74.76 6,014 5,083 -15.48 368 380 3.26
2017‑09‑30 13F-HR WGO / Winnebago Industries, Inc. 45.42 0 5,592 0 254
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.54 24,949 16,250 -34.87 1,430 1,000 -30.07
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.28 45,826 45,138 -1.50 6,601 6,738 2.08
2017‑09‑30 13F-HR CSGS / CSG Systems International, Inc. 40.13 13,507 13,507 0.00 548 542 -1.09
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 14.99 0 32,618 0 489
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 47.86 14,043 16,799 19.63 662 804 21.45
2017‑09‑30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 57.00 33,237 35,545 6.94 1,887 2,026 7.37
2017‑09‑30 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 47.81 23,044 27,525 19.45 1,091 1,316 20.62
2017‑09‑30 13F-HR TRP / TransCanada Corp. 49.42 199,225 211,550 6.19 9,500 10,455 10.05
2017‑09‑30 13F-HR USG / USG Corp. 32.86 63,678 86,707 36.16 1,849 2,849 54.08
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 94.87 4,413 5,091 15.36 398 483 21.36
2017‑09‑30 13F-HR AER / AerCap Holdings N.V. 52.03 8,337 36,669 339.83 389 1,908 390.49
2017‑09‑30 13F-HR ABM / ABM Industries Inc. 41.68 25,824 26,893 4.14 1,072 1,121 4.57
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 62.41 3,672 3,589 -2.26 220 224 1.82
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.68 5,234 16,737 219.77 451 1,367 203.10
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.48 920,687 901,134 -2.12 35,856 34,679 -3.28
2017‑09‑30 13F-HR SIVB / SVB Financial Group 187.22 3,254 3,130 -3.81 573 586 2.27
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.45 62,001 63,742 2.81 13,384 14,498 8.32
2017‑09‑30 13F-HR FUND / Sprott Focus Trust, Inc. 7.74 18,869 18,869 0.00 139 146 5.04
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 82.65 23,052 28,433 23.34 1,864 2,350 26.07
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 101.76 2,865 2,506 -12.53 290 255 -12.07
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 871,677 761,938 -12.59 48,194 39,499 -18.04
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated Call 1.54 1,500 2,600 73.33 5 4 -20.00
2017‑09‑30 13F-HR LEN / Lennar Corp. 52.80 72,959 78,951 8.21 3,888 4,169 7.23
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.56 341,940 350,142 2.40 36,363 34,511 -5.09
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 4.00 10,500 3,000 -71.43 4 12 200.00
2017‑09‑30 13F-HR PNFP / Pinnacle Financial Partners, Inc. 66.99 5,820 6,911 18.75 366 463 26.50
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.87 132,083 127,834 -3.22 10,286 9,826 -4.47
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 81.56 3,929 2,391 -39.14 367 195 -46.87
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 4.17 1,000 1,200 20.00 11 5 -54.55
2017‑09‑30 13F-HR DSW / DSW, Inc. 21.56 0 80,580 0 1,737
2017‑09‑30 13F-HR NCV / AGIC Convertible & Income Fund 7.11 41,636 36,571 -12.16 291 260 -10.65
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.85 445,464 461,906 3.69 6,100 6,398 4.89
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.93 1,200,134 1,032,131 -14.00 104,559 93,850 -10.24
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 86.16 367,673 3,389 -99.08 25,112 292 -98.84
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New 55.28 78,702 72,256 -8.19 3,897 3,994 2.49
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. 5.31 0 20,900 0 111
2017‑09‑30 13F-HR UBS / UBS Group AG 17.10 14,401 14,324 -0.53 244 245 0.41
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.24 154,677 18,688 -87.92 3,186 397 -87.54
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.83 54,340 55,988 3.03 7,238 7,381 1.98
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.37 0 10,685 0 36
2017‑09‑30 13F-HR ING / ING Groep N.V. 18.37 306,232 322,428 5.29 5,316 5,923 11.42
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.44 281,718 302,491 7.37 14,994 18,283 21.94
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.52 16,129 15,959 -1.05 1,702 2,083 22.39
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.81 35,221 35,034 -0.53 1,591 1,570 -1.32
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.19 124,365 137,873 10.86 5,348 6,644 24.23
2017‑09‑30 13F-HR INFY / Infosys Limited 14.54 33,498 57,033 70.26 507 829 63.51
2017‑09‑30 13F-HR WAB / Wabtec Corp. 75.56 3,578 4,526 26.50 322 342 6.21
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 65.41 5,820 5,259 -9.64 366 344 -6.01
2017‑09‑30 13F-HR ORAN / Orange 16.36 11,058 61,539 456.51 175 1,007 475.43
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.63 21,350 21,350 0.00 314 227 -27.71
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.44 2,766,686 2,644,465 -4.42 190,807 196,850 3.17
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Call 5.00 0 2,000 0 10
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 1.31 20,100 22,100 9.95 55 29 -47.27
2017‑09‑30 13F-HR AGR / Avangrid, Inc. 47.32 11,035 7,861 -28.76 485 372 -23.30
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.03 6,132 11,492 87.41 308 575 86.69
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.75 44,561 60,640 36.08 1,604 2,289 42.71
2017‑09‑30 13F-HR MAT / Mattel, Inc. 15.48 59,462 52,707 -11.36 1,285 816 -36.50
2017‑09‑30 13F-HR TXT / Textron, Inc. 53.85 28,700 28,561 -0.48 1,354 1,538 13.59
2017‑09‑30 13F-HR TXT / Textron, Inc. Call 1.37 7,500 9,500 26.67 9 13 44.44
2017‑09‑30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 62.85 96,032 99,372 3.48 5,886 6,246 6.12
2017‑09‑30 13F-HR WRK / Westrock Company 56.77 24,537 21,982 -10.41 1,393 1,248 -10.41
2017‑09‑30 13F-HR PNNT / PennantPark Investment Corp. 7.51 141,973 140,041 -1.36 1,049 1,052 0.29
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.84 22,428 12,421 -44.62 2,394 1,327 -44.57
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Call 0.80 5,000 5,000 0.00 7 4 -42.86
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.78 14,916 12,454 -16.51 408 346 -15.20
2017‑09‑30 13F-HR WAIR / Wesco Aircraft Holdings Inc. 9.40 19,000 20,000 5.26 206 188 -8.74
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.79 557,745 542,030 -2.82 13,693 13,437 -1.87
2017‑09‑30 13F-HR DAKT / Daktronics, Inc. 10.54 43,659 43,938 0.64 422 463 9.72
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.75 53,913 51,863 -3.80 451 454 0.67
2017‑09‑30 13F-HR MAA / Mid-America Apartment Communities, Inc. 106.99 16,280 6,636 -59.24 1,717 710 -58.65
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 963.02 58,177 61,191 5.18 56,424 58,928 4.44
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 10.00 1,000 100 -90.00 2 1 -50.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 65.45 70,344 70,102 -0.34 4,106 4,588 11.74
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.86 409,875 434,225 5.94 24,247 22,521 -7.12
2017‑09‑30 13F-HR NKE / Nike, Inc. Call 3.00 0 2,000 0 6
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 0.86 97,700 93,000 -4.81 59 80 35.59
2017‑09‑30 13F-HR BOKF / BOK Financial Corp. 90.35 0 3,066 0 277
2017‑09‑30 13F-HR EQR / Equity Residential 65.89 85,060 79,819 -6.16 5,591 5,259 -5.94
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 156.36 1,484 1,778 19.81 214 278 29.91
2017‑09‑30 13F-HR NTES / NetEase, Inc. 265.90 5,018 4,024 -19.81 1,514 1,070 -29.33
2017‑09‑30 13F-HR BRS / Bristow Group, Inc. 9.31 16,310 15,144 -7.15 126 141 11.90
2017‑09‑30 13F-HR IILG / Interval Leisure Group, Inc. 26.73 52,765 10,960 -79.23 1,447 293 -79.75
2017‑09‑30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.57 38,208 48,530 27.02 1,925 2,454 27.48
2017‑09‑30 13F-HR GTY / Getty Realty Corp. (Holding Company) 28.66 16,643 23,513 41.28 418 674 61.24
2017‑09‑30 13F-HR AIA / iShares Asia 50 ETF 61.36 4,400 4,400 0.00 252 270 7.14
2017‑09‑30 13F-HR GNMK / GenMark Diagnostics, Inc. 9.63 2,360,984 2,360,984 0.00 27,930 22,737 -18.59
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 76.27 38,077 38,703 1.64 2,770 2,952 6.57
2017‑09‑30 13F-HR NBEV / New Age Beverages Corporation 3.39 22,346 20,346 -8.95 114 69 -39.47
2017‑09‑30 13F-HR FICO / Fair Isaac Corp. 140.15 3,125 3,275 4.80 436 459 5.28
2017‑09‑30 13F-HR WU / Western Union Co. (The) 19.33 132,746 103,958 -21.69 2,558 2,010 -21.42
2017‑09‑30 13F-HR TWLO / Twilio Inc. 29.77 0 10,044 0 299
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.24 4,879 4,338 -11.09 286 283 -1.05
2017‑09‑30 13F-HR OLED / Universal Display Corp. 128.81 29,021 25,425 -12.39 3,173 3,275 3.21
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.26 40,745 75,044 84.18 1,579 2,496 58.07
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 71.43 30 98 226.67 2 7 250.00
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 0.31 30,000 22,500 -25.00 11 7 -36.36
2017‑09‑30 13F-HR ICLR / ICON plc 113.42 27,415 26,565 -3.10 2,686 3,013 12.17
2017‑09‑30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 12.01 0 10,908 0 131
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 21.22 20,039 19,934 -0.52 448 423 -5.58
2017‑09‑30 13F-HR WEX / WEX Inc. 111.75 2,771 2,944 6.24 289 329 13.84
2017‑09‑30 13F-HR SDLP / Seadrill Partners LLC 3.72 46,637 299,540 542.28 160 1,114 596.25
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.00 0 67,203 0 67
2017‑09‑30 13F-HR AGM / Federal Agricultural Mortgage Corp. 72.82 15,294 9,585 -37.33 991 698 -29.57
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.89 66,831 65,632 -1.79 1,486 1,437 -3.30
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.28 118,442 127,476 7.63 4,134 4,242 2.61
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.14 30,085 16,274 -45.91 293 165 -43.69
2017‑09‑30 13F-HR SEP / Spectra Energy Partners LP 44.36 112,910 113,946 0.92 4,845 5,055 4.33
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.77 817,427 839,162 2.66 75,741 79,527 5.00
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.55 45,524 60,903 33.78 1,635 2,165 32.42
2017‑09‑30 13F-HR ARII / American Railcar Industries, Inc. 38.54 8,991 13,052 45.17 342 503 47.08
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.26 24,511 24,567 0.23 818 817 -0.12
2017‑09‑30 13F-HR TGB / Taseko Mines Ltd. 1.83 53,100 43,100 -18.83 67 79 17.91
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 152.39 54,945 50,763 -7.61 7,736 7,736 0.00
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 3.20 32,775 43,075 31.43 84 138 64.29
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.88 439,187 452,316 2.99 66,387 77,292 16.43
2017‑09‑30 13F-HR GEN / Genesis Healthcare, Inc. 1.16 3,289,421 3,289,421 0.00 5,724 3,816 -33.33
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.35 618,236 588,484 -4.81 11,105 10,212 -8.04
2017‑09‑30 13F-HR ECT / ECA Marcellus Trust I 2.20 63,250 63,250 0.00 133 139 4.51
2017‑09‑30 13F-HR NVTA / Invitae Corp. 9.38 265,095 291,064 9.80 2,535 2,730 7.69
2017‑09‑30 13F-HR PII / Polaris Industries, Inc 104.78 7,246 6,824 -5.82 665 715 7.52
2017‑09‑30 13F-HR SQ / Square, Inc. 28.88 16,551 29,225 76.58 388 844 117.53
2017‑09‑30 13F-HR IBCC / iShares iBonds Mar 2018 Term Corporate ex-Financials 671 690 2.83
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.01 148,163 156,906 5.90 20,879 23,851 14.23
2017‑09‑30 13F-HR SONA / Southern National Bancorp of Virginia, Inc. 16.94 10,389 10,389 0.00 183 176 -3.83
2017‑09‑30 13F-HR IPE / SPDR Barclays TIPS ETF 56.55 0 4,067 0 230
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.12 0 155,456 0 952
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 134.32 73,877 18,843 -74.49 9,489 2,531 -73.33
2017‑09‑30 13F-HR IGV / iShares North American Tech-Software ETF 146.14 56,764 12,214 -78.48 7,769 1,785 -77.02
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 41.62 12,465 12,159 -2.45 485 506 4.33
2017‑09‑30 13F-HR CTAS / Cintas Corp. 143.46 5,157 7,877 52.74 649 1,130 74.11
2017‑09‑30 13F-HR WB / Weibo Corporation 98.39 42,442 43,286 1.99 2,834 4,259 50.28
2017‑09‑30 13F-HR WB / Weibo Corporation Call 10.00 1,000 100 -90.00 0 1
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 79.84 9,652 11,585 20.03 700 925 32.14
2017‑09‑30 13F-HR X / United States Steel Corp. 25.68 0 130,719 0 3,357
2017‑09‑30 13F-HR SIVR / ETFS Silver Trust 16.23 182,741 184,460 0.94 2,957 2,994 1.25
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.88 5,755 8,062 40.09 697 1,039 49.07
2017‑09‑30 13F-HR IYZ / iShares U.S. Telecommunications ETF 30.62 6,597 6,598 0.02 215 202 -6.05
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.29 27,152 32,500 19.70 840 1,017 21.07
2017‑09‑30 13F-HR XME / SPDR S&P Metals & Mining ETF 32.17 17,598 16,786 -4.61 528 540 2.27
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.94 0 7,092 0 340
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 77.41 57,005 55,163 -3.23 4,128 4,270 3.44
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Put 0.00 500 500 0.00 1 0 -100.00
2017‑09‑30 13F-HR GLOG / GasLog Ltd. 17.50 0 38,296 0 670
2017‑09‑30 13F-HR GPL / Great Panther Silver Ltd 1.17 12,500 12,000 -4.00 17 14 -17.65
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.73 357,575 375,934 5.13 17,909 19,822 10.68
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.20 16,301 19,067 16.97 1,743 2,044 17.27
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.13 928,921 973,323 4.78 110,581 121,792 10.14
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.15 40,559 50,712 25.03 1,756 2,036 15.95
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.33 43,056 39,374 -8.55 4,318 4,344 0.60
2017‑09‑30 13F-HR AXAS / Abraxas Petroleum Corp. 1.87 40,000 40,200 0.50 65 75 15.38
2017‑09‑30 13F-HR VTWO / Vanguard Russell 2000 ETF 118.88 4,202 4,231 0.69 472 503 6.57
2017‑09‑30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 59.67 7,736 9,351 20.88 437 558 27.69
2017‑09‑30 13F-HR HYH / Halyard Health, Inc. 47.17 0 4,812 0 227
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.69 195,428 133,336 -31.77 12,165 8,625 -29.10
2017‑09‑30 13F-HR MKL / Markel Corp. 1,057.80 631 744 17.91 619 787 27.14
2017‑09‑30 13F-HR VTGN / VistaGen Therapeutics, Inc. 1.58 20,215 20,215 0.00 38 32 -15.79
2017‑09‑30 13F-HR SBNYW / Signature Bank 129.63 14,271 15,143 6.11 2,049 1,963 -4.20
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 108.66 27,539 31,558 14.59 3,021 3,429 13.51
2017‑09‑30 13F-HR SYF / Synchrony Financial 30.86 21,274 30,784 44.70 635 950 49.61
2017‑09‑30 13F-HR RIO / Rio Tinto plc 47.18 43,611 42,538 -2.46 1,840 2,007 9.08
2017‑09‑30 13F-HR MBI / MBIA, Inc. 8.71 32,652 61,800 89.27 306 538 75.82
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.75 37,910 37,062 -2.24 13,700 12,629 -7.82
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 11.96 0 5,100 0 61
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.01 411,457 89,633 -78.22 3,290 897 -72.74
2017‑09‑30 13F-HR DST / DST Systems, Inc. 54.89 117,187 165,101 40.89 7,232 9,062 25.30
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.70 6,098 5,764 -5.48 1,170 1,030 -11.97
2017‑09‑30 13F-HR MUA / BlackRock MuniAssets Fund, Inc. 15.08 33,551 33,551 0.00 504 506 0.40
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 142.86 3,348 2,807 -16.16 475 401 -15.58
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.73 174,485 137,576 -21.15 38,749 31,743 -18.08
2017‑09‑30 13F-HR M / Macy's, Inc. 21.82 70,591 33,325 -52.79 1,642 727 -55.72
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.43 74,947 119,270 59.14 5,541 9,235 66.67
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.63 25,344 26,323 3.86 2,284 2,017 -11.69
2017‑09‑30 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 170.43 0 2,834 0 483
2017‑09‑30 13F-HR OMER / Omeros Corp. 21.67 17,391 17,721 1.90 346 384 10.98
2017‑09‑30 13F-HR OMER / Omeros Corp. Call 2.50 600 400 -33.33 1 1 0.00
2017‑09‑30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 10.97 21,156 18,601 -12.08 233 204 -12.45
2017‑09‑30 13F-HR CFR / Cullen/Frost Bankers, Inc. 95.70 0 3,396 0 325
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.40 55,099 54,445 -1.19 7,767 7,535 -2.99
2017‑09‑30 13F-HR APTI / Apptio, Inc. 18.40 18,752 18,752 0.00 324 345 6.48
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.23 169,976 170,956 0.58 5,048 4,826 -4.40
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.46 15,595 15,749 0.99 314 338 7.64
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.96 236,687 251,016 6.05 19,809 21,076 6.40
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.54 7,238 7,825 8.11 739 818 10.69
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.49 0 272,997 0 954
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 29.69 27,293 117,108 329.08 779 3,477 346.34
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 144.86 0 8,339 0 1,208
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 120.39 2,032 1,927 -5.17 247 232 -6.07
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.06 1,482,773 1,476,577 -0.42 66,435 66,534 0.15
2017‑09‑30 13F-HR KO / Coca Cola Co. Put 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR NEOG / Neogen Corp. 78.05 0 3,203 0 250
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.28 325,927 224,203 -31.21 17,976 13,067 -27.31
2017‑09‑30 13F-HR USCR / U.S. Concrete, Inc. 76.25 26,773 22,126 -17.36 2,094 1,687 -19.44
2017‑09‑30 13F-HR CSAL / Communications Sales & Leasing, Inc. 14.78 8,115 33,972 318.63 207 502 142.51
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.17 283,600 376,539 32.77 3,408 4,583 34.48
2017‑09‑30 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.88 95,856 174,416 81.96 796 1,549 94.60
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 96.90 12,926 17,193 33.01 1,124 1,666 48.22
2017‑09‑30 13F-HR SRE / Sempra Energy 114.15 362,949 364,596 0.45 40,931 41,618 1.68
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.93 98,007 103,161 5.26 1,858 1,953 5.11
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.26 8,966 34,604 285.95 796 3,227 305.40
2017‑09‑30 13F-HR GES / Guess ? Inc. 17.04 193,479 167,475 -13.44 2,488 2,854 14.71
2017‑09‑30 13F-HR CRUS / Cirrus Logic, Inc. 53.24 0 9,785 0 521
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 17.97 0 24,149 0 434
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 120.10 5,387 5,587 3.71 642 671 4.52
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.94 453,079 321,039 -29.14 24,888 16,675 -33.00
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 54.09 123,967 154,515 24.64 6,736 8,357 24.06
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd Put 2.00 2,000 2,000 0.00 1 4 300.00
2017‑09‑30 13F-HR AB / AllianceBernstein Holding L.P. 24.33 48,824 89,236 82.77 1,154 2,171 88.13
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.38 49,684 53,520 7.72 9,850 10,992 11.59
2017‑09‑30 13F-HR GD / General Dynamics Corp. Put 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 174.72 14,464 24,456 69.08 2,445 4,273 74.76
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.44 59,429 58,208 -2.05 3,721 3,809 2.36
2017‑09‑30 13F-HR 04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018 119 107 -10.08
2017‑09‑30 13F-HR TXRH / Texas Roadhouse, Inc. 48.89 9,919 12,723 28.27 503 622 23.66
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.05 19,445 21,253 9.30 963 1,085 12.67
2017‑09‑30 13F-HR GME / GameStop Corp. 20.61 119,031 123,269 3.56 2,571 2,541 -1.17
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.80 116,980 119,275 1.96 4,170 4,508 8.11
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.82 334,290 159,811 -52.19 13,088 6,204 -52.60
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.74 90,036 98,262 9.14