InvestorGierl Augustine Investment Management Inc
Portfolio Value $ 144,410,000
Current Positions390
Opened Positions5
Closed Positions203


Latest Holdings, Performance, AUM (from 13F, 13D)

Gierl Augustine Investment Management Inc - Portfolio Value

Gierl Augustine Investment Management Inc has disclosed 390 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 144,410,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Gierl Augustine Investment Management Inc's top holdings are SPDR Portfolio Small Cap ETF (NYSE:SPSM) , Cisco Systems, Inc. (NASDAQ:CSCO) , Emerson Electric Co. (NYSE:EMR) , Pfizer, Inc. (NYSE:PFE) , and Archer-Daniels-Midland Co. (NYSE:ADM) . Gierl Augustine Investment Management Inc's new positions include TransMontaigne Partners LP (NYSE:TLP) , RMR Real Estate Income Fund (XRIFX) , United Continental Holdings, Inc. (NASDAQ:UAL) , ArcBest Corp, (NASDAQ:ARCB) , and Express, Inc. (NYSE:EXPR) .

All Gierl Augustine Investment Management Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on October 05, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-09-30 13F-HR ENB / Enbridge Inc. 32.21 2,973 2,980 0.24 106 96 -9.43
2018-09-30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 17.85 9,908 10,083 1.77 168 180 7.14
2018-09-30 13F-HR ETR / Entergy Corp. 81.82 330 330 0.00 27 27 0.00
2018-09-30 13F-HR EEQ / Enbridge Energy Management LLC. 9.05 214 221 3.27 2 2 0.00
2018-09-30 13F-HR EXC / Exelon Corp. 43.65 5,943 5,956 0.22 253 260 2.77
2018-09-30 13F-HR XOM / Exxon Mobil Corp. 85.02 47,547 47,895 0.73 3,933 4,072 3.53
2018-09-30 13F-HR FITB / Fifth Third Bancorp 0.00 2 2 0.00 0 0
2018-09-30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.55 436 440 0.92 12 13 8.33
2018-09-30 13F-HR FCF / First Commonwealth Financial Corporation 16.13 2,046 2,046 0.00 32 33 3.13
2018-09-30 13F-HR FCX / Freeport-McMoRan Inc. 10.00 100 100 0.00 2 1 -50.00
2018-09-30 13F-HR FONR / Fonar Corp. 35.71 28 28 0.00 1 1 0.00
2018-09-30 13F-HR GLT / Glatfelter 12.82 78 78 0.00 2 1 -50.00
2018-09-30 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.58 2,584 2,584 0.00 16 17 6.25
2018-09-30 13F-HR GSK / GlaxoSmithKline plc 39.94 2,087 2,078 -0.43 84 83 -1.19
2018-09-30 13F-HR GM / General Motors Company 31.25 76 64 -15.79 3 2 -33.33
2018-09-30 13F-HR GOV / Government Properties Income Trust 11.00 1,100 1,000 -9.09 18 11 -38.89
2018-09-30 13F-HR HON / Honeywell International, Inc. 164.10 0 195 0 32
2018-09-30 13F-HR HRS / Harris Corp. 169.41 850 850 0.00 123 144 17.07
2018-09-30 13F-HR HBAN / Huntington Bancshares, Inc. 15.00 1,533 1,533 0.00 23 23 0.00
2018-09-30 13F-HR HOG / Harley-Davidson, Inc. 43.48 114 115 0.88 5 5 0.00
2018-09-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 QUALITY (46137V241) 30.93 194 6
2018-09-30 13F-HR INVESCO EXCHNG TRADED FD TR / SR LN ETF (46138G508) 23.04 217 5
2018-09-30 13F-HR IVV / iShares Core S&P 500 ETF 272.73 50 22 -56.00 14 6 -57.14
2018-09-30 13F-HR SLV / iShares Silver Trust 13.76 1,962 1,962 0.00 30 27 -10.00
2018-09-30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 11.81 254 3
2018-09-30 13F-HR KSS / Kohl's Corp. 73.45 74 177 139.19 5 13 160.00
2018-09-30 13F-HR MTB / M & T Bank Corp. 164.71 510 510 0.00 87 84 -3.45
2018-09-30 13F-HR MAR / Marriott International, Inc. 139.53 43 43 0.00 5 6 20.00
2018-09-30 13F-HR MCD / McDonald's Corp. 169.81 832 106 -87.26 131 18 -86.26
2018-09-30 13F-HR MRK / Merck & Co., Inc. 71.20 1,353 941 -30.45 82 67 -18.29
2018-09-30 13F-HR MMP / Magellan Midstream Partners, L.P. 67.92 957 957 0.00 66 65 -1.52
2018-09-30 13F-HR XUSAX / Liberty All Star Equity Fund 7.16 1,680 698 -58.45 10 5 -50.00
2018-09-30 13F-HR MTOR / Meritor, Inc. 17.44 172 172 0.00 4 3 -25.00
2018-09-30 13F-HR MPC / Marathon Petroleum Corp. 79.96 4,723 4,565 -3.35 331 365 10.27
2018-09-30 13F-HR KHC / Kraft Heinz Company 45.45 26 22 -15.38 1 1 0.00
2018-09-30 13F-HR MNESP / MSA Safety Inc. 102.56 1,659 78 -95.30 160 8 -95.00
2018-09-30 13F-HR LMT / Lockheed Martin Corp. 333.33 21 21 0.00 6 7 16.67
2018-09-30 13F-HR LLNW / Limelight Networks, Inc. 5.00 0 1,000 0 5
2018-09-30 13F-HR FIZZ / National Beverage Corp. 166.67 6 6 0.00 1 1 0.00
2018-09-30 13F-HR NMRK / Newmark Group, Inc. Class A 11.33 614 618 0.65 9 7 -22.22
2018-09-30 13F-HR NYCB / New York Community Bancorp, Inc. 10.00 1,000 1,000 0.00 11 10 -9.09
2018-09-30 13F-HR AMLP / Alerian ETF 10.57 4,016 4,350 8.32 40 46 15.00
2018-09-30 13F-HR ABBV / AbbVie Inc. 94.58 45,501 45,717 0.47 4,216 4,324 2.56
2018-09-30 13F-HR AMD / Advanced Micro Devices, Inc. 30.00 200 6
2018-09-30 13F-HR AMRN / Amarin Corp. Plc 17.50 400 7
2018-09-30 13F-HR AAL / American Airlines Group Inc. 42.50 400 400 0.00 15 17 13.33
2018-09-30 13F-HR AMSWA / American Software, Inc. 10.00 100 100 0.00 1 1 0.00
2018-09-30 13F-HR AMGN / Amgen Inc. 200.00 20 20 0.00 4 4 0.00
2018-09-30 13F-HR ARCB / ArcBest Corp, 49.65 282 14
2018-09-30 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 62.15 177 11
2018-09-30 13F-HR AVNS / Avanos Medical, Inc. 76.92 52 4
2018-09-30 13F-HR BHC / BauschHealth?Companies?Inc. 25.56 313 8
2018-09-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 214.03 1,653 1,953 18.15 309 418 35.28
2018-09-30 13F-HR BIOS / BioScrip, Inc. 4.00 500 2
2018-09-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 8.64 579 5
2018-09-30 13F-HR BR / Broadridge Financial Solutions, Inc. 131.15 427 427 0.00 49 56 14.29
2018-09-30 13F-HR CVS / CVS Health Corporation 79.21 535 404 -24.49 35 32 -8.57
2018-09-30 13F-HR COG / Cabot Oil & Gas Corp. 0.00 18 18 0.00 0 0
2018-09-30 13F-HR CAT / Caterpillar, Inc. 151.81 500 415 -17.00 67 63 -5.97
2018-09-30 13F-HR LNG / Cheniere Energy, Inc. 66.67 75 75 0.00 5 5 0.00
2018-09-30 13F-HR KO / Coca Cola Co. 46.19 84,486 85,659 1.39 3,705 3,957 6.80
2018-09-30 13F-HR CMCSA / Comcast Corp. 36.59 229 82 -64.19 8 3 -62.50
2018-09-30 13F-HR BREW / Craft Brew Alliance, Inc. 0.00 30 30 0.00 1 0 -100.00
2018-09-30 13F-HR CURIS INC / (231269200) 1.58 1,900 3
2018-09-30 13F-HR DUK / Duke Energy Corp. 79.50 263 239 -9.13 21 19 -9.52
2018-09-30 13F-HR LARE / Tierra XP Latin America Real Estate ETF 40.00 150 6
2018-09-30 13F-HR EXPR / Express, Inc. 11.06 1,266 14
2018-09-30 13F-HR FNB / F.N.B. Corp. 12.50 2,000 2,000 0.00 27 25 -7.41
2018-09-30 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 13.61 588 8
2018-09-30 13F-HR FTRPR / Frontier Communications Corp. 0.00 17 15 -11.76 0 0
2018-09-30 13F-HR GD / General Dynamics Corp. 200.00 20 20 0.00 4 4 0.00
2018-09-30 13F-HR HCP / HCP, Inc. 40.00 25 25 0.00 1 1 0.00
2018-09-30 13F-HR ITT / ITT Inc. 61.22 929 931 0.22 49 57 16.33
2018-09-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 200.00 20 4
2018-09-30 13F-HR INVESCO EXCHNG TRADED FD TR / KBW HIG DV YLD (46138E610) 23.53 85 2
2018-09-30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.06 2,306 2,793 21.12 192 232 20.83
2018-09-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 117.99 339 339 0.00 37 40 8.11
2018-09-30 13F-HR JEFFERIES FINL GROUP INC / (47233W109) 22.14 813 18
2018-09-30 13F-HR KNL / Knoll, Inc. 20.00 50 50 0.00 1 1 0.00
2018-09-30 13F-HR VAC / Marriott Vacations Worldwide Corp 0.00 3 0
2018-09-30 13F-HR NFLX / Netflix, Inc. 366.67 30 11
2018-09-30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.40 7,428 107
2018-09-30 13F-HR PBF / PBF Energy, Inc. 48.78 287 14
2018-09-30 13F-HR PKI / PerkinElmer, Inc. 97.14 700 700 0.00 51 68 33.33
2018-09-30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.00 60 6
2018-09-30 13F-HR QCOM / QUALCOMM Incorporated 72.04 62,066 62,870 1.30 3,483 4,529 30.03
2018-09-30 13F-HR XRIFX / RMR Real Estate Income Fund 17.95 1,003 18
2018-09-30 13F-HR RCKY / Rocky Brands, Inc. 28.75 487 14
2018-09-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.56 690 465 -32.61 24 17 -29.17
2018-09-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.55 10,355 10,963 5.87 283 302 6.71
2018-09-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 76.12 0 9,091 0 692
2018-09-30 13F-HR SCVL / Shoe Carnival, Inc. 38.89 360 14
2018-09-30 13F-HR SGLB / Sigma Labs, Inc. 0.00 5 5 0.00 0 0
2018-09-30 13F-HR STANDARD AVB FINL CORP / (85303B100) 30.57 687 21
2018-09-30 13F-HR SNAP / Snapchat, Inc. 10.00 125 100 -20.00 2 1 -50.00
2018-09-30 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 0.00 25 0
2018-09-30 13F-HR TEF / Telefonica S.A. 7.89 7,729 7,729 0.00 66 61 -7.58
2018-09-30 13F-HR TXN / Texas Instruments Inc. 120.00 25 25 0.00 3 3 0.00
2018-09-30 13F-HR TLP / TransMontaigne Partners LP 38.00 500 19
2018-09-30 13F-HR UAL / United Continental Holdings, Inc. 86.21 174 15
2018-09-30 13F-HR SLCA / U.S. Silica Holdings, Inc. 26.32 38 38 0.00 1 1 0.00
2018-09-30 13F-HR EMLC / VanEck Vectors ETF TR 16.74 239 4
2018-09-30 13F-HR VYMI / Vanguard International High Dividend Yield ETF 66.67 75 5
2018-09-30 13F-HR VVC / Vectren Corp. 71.70 1,060 1,060 0.00 76 76 0.00
2018-09-30 13F-HR VKTX / Viking Therapeutics, Inc. 16.67 600 10
2018-09-30 13F-HR W / Wayfair, Inc. 155.56 45 45 0.00 5 7 40.00
2018-09-30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 14.15 636 9
2018-09-30 13F-HR MDT / Medtronic plc 98.34 966 966 0.00 83 95 14.46
2018-09-30 13F-HR MSI / Motorola Solutions, Inc. 0.00 2 2 0.00 0 0
2018-09-30 13F-HR SJM / Smucker (J.M.) Co. 125.00 16 16 0.00 2 2 0.00
2018-09-30 13F-HR RMR / The RMR Group Inc. 100.00 10 10 0.00 1 1 0.00
2018-09-30 13F-HR BK / Bank of New York Mellon Corp. (The) 50.00 100 100 0.00 5 5 0.00
2018-09-30 13F-HR Avatex Corp / (05349F402) 10 0 -100.00 0 0
2018-09-30 13F-HR KRE / SPDR S&P Regional Banking ETF 9 0 -100.00 1 0 -100.00
2018-09-30 13F-HR K / Kellogg Co. 53 0 -100.00 4 0 -100.00
2018-09-30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 100 0 -100.00 1 0 -100.00
2018-09-30 13F-HR DM / Dominion Midstream Partners LP 150 0 -100.00 2 0 -100.00
2018-09-30 13F-HR LGCY / Legacy Reserves LP 3 0 -100.00 0 0
2018-09-30 13F-HR RDS.B / Royal Dutch Shell Plc 61 0 -100.00 4 0 -100.00
2018-09-30 13F-HR INFY / Infosys Limited 342 0 -100.00 7 0 -100.00
2018-09-30 13F-HR VOO / Vanguard S&P 500 ETF 306 0 -100.00 77 0 -100.00
2018-09-30 13F-HR VDE / Vanguard Energy ETF 64 0 -100.00 7 0 -100.00
2018-09-30 13F-HR OPK / Opko Health, Inc. 300 0 -100.00 1 0 -100.00
2018-09-30 13F-HR UNFI / United Natural Foods, Inc. 188 0 -100.00 8 0 -100.00
2018-09-30 13F-HR AKS / AK Steel Holding Corp. 760 0 -100.00 3 0 -100.00
2018-09-30 13F-HR VTR / Ventas, Inc. 222 0 -100.00 13 0 -100.00
2018-09-30 13F-HR TNK / Teekay Tankers, Ltd. 500 0 -100.00 1 0 -100.00
2018-09-30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 45 0 -100.00 2 0 -100.00
2018-09-30 13F-HR CIBR / First Trust ISE Global Copper Index Fund 50 0 -100.00 1 0 -100.00
2018-09-30 13F-HR BLHY / Virtus Newfleet Dynamic Credit E 202 0 -100.00 5 0 -100.00
2018-09-30 13F-HR TCEHY / Tencent Holding Ltd. 75 0 -100.00 4 0 -100.00
2018-09-30 13F-HR FNV / Franco-Nevada Corp. 60 0 -100.00 4 0 -100.00
2018-09-30 13F-HR IGF / iShares Global Infrastructure ETF 38 0 -100.00 2 0 -100.00
2018-09-30 13F-HR FXI / iShares China Large-Cap ETF 18 0 -100.00 1 0 -100.00
2018-09-30 13F-HR KR / Kroger Co. 104 0 -100.00 3 0 -100.00
2018-09-30 13F-HR NMFC / New Mountain Finance Corporation 100 0 -100.00 1 0 -100.00
2018-09-30 13F-HR GLW / Corning, Inc. 151 0 -100.00 4 0 -100.00
2018-09-30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 3 0 -100.00 0 0
2018-09-30 13F-HR ORA / Ormat Technologies, Inc. 10 0 -100.00 1 0 -100.00
2018-09-30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 44 0 -100.00 2 0 -100.00
2018-09-30 13F-HR MJNA / Medical Marijuana, Inc. 468 0 -100.00 0 0
2018-09-30 13F-HR MA / MasterCard Incorporated 50 0 -100.00 10 0 -100.00
2018-09-30 13F-HR SCHW / Schwab Charles Corp 70 0 -100.00 4 0 -100.00
2018-09-30 13F-HR VFC / V.F. Corp. 100 0 -100.00 8 0 -100.00
2018-09-30 13F-HR SLW / Silver Wheaton Corp. 77 0 -100.00 2 0 -100.00
2018-09-30 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 36 0 -100.00 1 0 -100.00
2018-09-30 13F-HR WIT / Wipro Ltd. 1,485 0 -100.00 7 0 -100.00
2018-09-30 13F-HR LLL / L-3 Communications Holdings, Inc. 2 0 -100.00 0 0
2018-09-30 13F-HR CCI / Crown Castle International Corp. 9 0 -100.00 1 0 -100.00
2018-09-30 13F-HR O / Realty Income Corp. 21 0 -100.00 1 0 -100.00
2018-09-30 13F-HR BHS / Bausch Health Companies 313 0 -100.00 7 0 -100.00
2018-09-30 13F-HR BNDX / Vanguard Total International Bond ETF 5,540 0 -100.00 303 0 -100.00
2018-09-30 13F-HR NVDA / NVIDIA Corp. 100 0 -100.00 24 0 -100.00
2018-09-30 13F-HR RRC / Range Resources Corp. 32 0 -100.00 1 0 -100.00
2018-09-30 13F-HR VUZI / Vuzix Corp 200 0 -100.00 1 0 -100.00
2018-09-30 13F-HR CTL / CenturyLink, Inc. 58 0 -100.00 1 0 -100.00
2018-09-30 13F-HR MKC / McCormick & Co., Inc. 70 0 -100.00 8 0 -100.00
2018-09-30 13F-HR HSBC / HSBC Holdings Plc 100 0 -100.00 5 0 -100.00
2018-09-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 275 0 -100.00 67 0 -100.00
2018-09-30 13F-HR NG / NovaGold Resources Inc. 660 0 -100.00 3 0 -100.00
2018-09-30 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 30 0 -100.00 1 0 -100.00
2018-09-30 13F-HR SHLM / Schulman (A.), Inc. 98 0 -100.00 4 0 -100.00
2018-09-30 13F-HR SAGE / Sage Therapeutics, Inc. 30 0 -100.00 5 0 -100.00
2018-09-30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 67 0 -100.00 3 0 -100.00
2018-09-30 13F-HR GILD / Gilead Sciences, Inc. 332 0 -100.00 24 0 -100.00
2018-09-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 1,722 0 -100.00 242 0 -100.00
2018-09-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 590 0 -100.00 13 0 -100.00
2018-09-30 13F-HR IGT / International Game Technology PLC 2 0 -100.00 0 0
2018-09-30 13F-HR DSKX / DS Healthcare Group, Inc. 2,000 0 -100.00 0 0
2018-09-30 13F-HR LFUS / Littelfuse, Inc. 40 0 -100.00 9 0 -100.00
2018-09-30 13F-HR OHI / Omega HealthCare Investors, Inc. 227 0 -100.00 7 0 -100.00
2018-09-30 13F-HR DRNE / Drone Aviation Holding Corp. 450 0 -100.00 0 0
2018-09-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 349 0 -100.00 15 0 -100.00
2018-09-30 13F-HR SCS / Steelcase, Inc. 607 0 -100.00 8 0 -100.00
2018-09-30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 4 0 -100.00 0 0
2018-09-30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 1,350 0 -100.00 10 0 -100.00
2018-09-30 13F-HR DNR / Denbury Resources Inc. 2,000 0 -100.00 10 0 -100.00
2018-09-30 13F-HR HUN / Huntsman Corp. 700 0 -100.00 20 0 -100.00
2018-09-30 13F-HR Invesco S&P Spin-Off ETF / Exchange Traded Fund (46137V159) 4 0 -100.00 0 0
2018-09-30 13F-HR MYHI / Mountain High Acquisitions Corp. 2,000 0 -100.00 0 0
2018-09-30 13F-HR NXPI / NXP Semiconductors N.V. 44 0 -100.00 5 0 -100.00
2018-09-30 13F-HR VGT / Vanguard Information Technology ETF 9 0 -100.00 2 0 -100.00
2018-09-30 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 30.00 100 100 0.00 3 3 0.00
2018-09-30 13F-HR BABA / Alibaba Group Holding Limited 166.67 172 36 -79.07 32 6 -81.25
2018-09-30 13F-HR AA / Alcoa Corp. 39.87 782 602 -23.02 37 24 -35.14
2018-09-30 13F-HR ALE / ALLETE, Inc. 74.36 780 780 0.00 60 58 -3.33
2018-09-30 13F-HR GOOG / Alphabet Inc. Class C 1,142.86 17 7 -58.82 19 8 -57.89
2018-09-30 13F-HR MO / Altria Group, Inc. 59.41 487 404 -17.04 28 24 -14.29
2018-09-30 13F-HR AMAT / Applied Materials, Inc. 38.65 4,114 4,114 0.00 190 159 -16.32
2018-09-30 13F-HR AATDF / AA LTD 22.19 1,846 1,848 0.11 31 41 32.26
2018-09-30 13F-HR BHGE / Baker Hughes, a GE company 34.00 1,000 1,000 0.00 33 34 3.03
2018-09-30 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 12.95 7,180 93
2018-09-30 13F-HR BST / BlackRock Science and Technology Trust 35.99 389 14
2018-09-30 13F-HR BKNG / Booking Holdings Inc. 2,000.00 3 3 0.00 6 6 0.00
2018-09-30 13F-HR BPMC / Blueprint Medicines Corporation 80.00 100 100 0.00 6 8 33.33
2018-09-30 13F-HR BCC / Boise Cascade Co. 38.10 203 315 55.17 9 12 33.33
2018-09-30 13F-HR CF / CF Industries Holding, Inc. 55.05 109 109 0.00 5 6 20.00
2018-09-30 13F-HR CME / CME Group, Inc. 170.73 41 41 0.00 7 7 0.00
2018-09-30 13F-HR CX / Cemex S.A.B de C.V. 5.71 279 175 -37.28 2 1 -50.00
2018-09-30 13F-HR CSCO / Cisco Systems, Inc. 48.65 117,318 117,302 -0.01 5,048 5,707 13.05
2018-09-30 13F-HR COP / ConocoPhillips 77.48 2,922 1,523 -47.88 204 118 -42.16
2018-09-30 13F-HR CL / Colgate-Palmolive Co. 69.77 129 129 0.00 8 9 12.50
2018-09-30 13F-HR DVA / DaVita HealthCare Partners Inc. 66.67 30 30 0.00 2 2 0.00
2018-09-30 13F-HR DE / Deere & Co. 150.97 634 616 -2.84 89 93 4.49
2018-09-30 13F-HR EQT / EQT Corp. 42.37 118 118 0.00 7 5 -28.57
2018-09-30 13F-HR DOW / Dow Chemical Co. (The) 64.60 1,225 1,223 -0.16 81 79 -2.47
2018-09-30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.07 8,242 8,242 0.00 118 116 -1.69
2018-09-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.62 2,218 2,218 0.00 29 28 -3.45
2018-09-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.06 300 868 189.33 2 7 250.00
2018-09-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.52 6,750 6,750 0.00 98 98 0.00
2018-09-30 13F-HR NVS / Novartis AG 76.92 26 26 0.00 2 2 0.00
2018-09-30 13F-HR PPL / PPL Corp. 29.26 117,087 119,013 1.64 3,343 3,482 4.16
2018-09-30 13F-HR ORCL / Oracle Corp. 51.53 7,180 7,180 0.00 316 370 17.09
2018-09-30 13F-HR FRSH / Papa Murphy's Holdings, Inc. 5.26 1,140 1,140 0.00 6 6 0.00
2018-09-30 13F-HR PH / Parker-Hannifin Corp. 186.34 160 161 0.62 25 30 20.00
2018-09-30 13F-HR PXD / Pioneer Natural Resources Co. 174.12 1,275 1,275 0.00 241 222 -7.88
2018-09-30 13F-HR PLM / PolyMet Mining Corp. 1.00 2,000 2,000 0.00 2 2 0.00
2018-09-30 13F-HR PFE / Pfizer, Inc. 44.07 104,537 105,234 0.67 3,792 4,638 22.31
2018-09-30 13F-HR PM / Philip Morris International, Inc. 82.06 675 524 -22.37 54 43 -20.37
2018-09-30 13F-HR RPM / RPM International, Inc. 55.56 36 36 0.00 2 2 0.00
2018-09-30 13F-HR POR / Portland General Electric Co. 0.00 1 1 0.00 0 0
2018-09-30 13F-HR PRU / Prudential Financial, Inc. 101.21 1,419 1,492 5.14 132 151 14.39
2018-09-30 13F-HR REG / Regency Centers Corp. 65.42 214 214 0.00 13 14 7.69
2018-09-30 13F-HR RTN / Raytheon Co. 207.05 1,134 1,135 0.09 219 235 7.31
2018-09-30 13F-HR RSG / Republic Services, Inc. 72.59 1,350 1,350 0.00 92 98 6.52
2018-09-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.57 6,750 7,546 11.79 325 359 10.46
2018-09-30 13F-HR GLD / SPDR Gold Shares 113.11 1,508 1,388 -7.96 179 157 -12.29
2018-09-30 13F-HR SPY / SPDR S&P 500 ETF Trust 285.71 173 28 -83.82 47 8 -82.98
2018-09-30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 56.28 93,612 31,593 -66.25 5,288 1,778 -66.38
2018-09-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 59.70 0 67 0 4
2018-09-30 13F-HR SPDW / SPDR Portfolio World ex- US ETF 30.78 41,817 47,044 12.50 1,271 1,448 13.93
2018-09-30 13F-HR GWX / SPDR S&P Intl Small Cap ETF 34.43 4,119 4,676 13.52 141 161 14.18
2018-09-30 13F-HR SPYG / SPDR S&P 500 Growth ETF 38.24 29,264 92,642 216.57 1,028 3,543 244.65
2018-09-30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 89.29 56 56 0.00 5 5 0.00
2018-09-30 13F-HR SPIB / SPDR Portfolio Intermediate Term 33.23 3,971 4,394 10.65 132 146 10.61
2018-09-30 13F-HR SDY / SPDR S&P Dividend ETF 105.26 597 38 -93.63 56 4 -92.86
2018-09-30 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 88.24 102 9
2018-09-30 13F-HR SRE / Sempra Energy 113.68 3,566 3,466 -2.80 414 394 -4.83
2018-09-30 13F-HR SCI / Service Corp. International 40.00 75 75 0.00 3 3 0.00
2018-09-30 13F-HR NOW / ServiceNow, Inc. 187.50 16 16 0.00 3 3 0.00
2018-09-30 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 53.33 75 75 0.00 4 4 0.00
2018-09-30 13F-HR SHOP / Shopify Inc. 166.67 30 30 0.00 4 5 25.00
2018-09-30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 0.00 13 13 0.00 0 0
2018-09-30 13F-HR SWIR / Sierra Wireless, Inc. 20.00 1,500 1,400 -6.67 24 28 16.67
2018-09-30 13F-HR SYK / Stryker Corp. 178.22 202 202 0.00 34 36 5.88
2018-09-30 13F-HR SO / Southern Co. (The) 43.60 82,064 83,579 1.85 3,801 3,644 -4.13
2018-09-30 13F-HR SBUX / Starbucks Corp. 57.31 506 506 0.00 25 29 16.00
2018-09-30 13F-HR TGT / Target Corp. 88.03 263 284 7.98 20 25 25.00
2018-09-30 13F-HR TTM / Tata Motors Ltd. 21.74 46 46 0.00 1 1 0.00
2018-09-30 13F-HR NTG / Tortoise MLP Fund, Inc. 16.00 1,000 1,000 0.00 17 16 -5.88
2018-09-30 13F-HR TREX / Trex Co., Inc. 76.39 720 720 0.00 45 55 22.22
2018-09-30 13F-HR IIVI / II-VI Inc. 47.29 12,439 10,911 -12.28 540 516 -4.44
2018-09-30 13F-HR UL / Unilever, PLC ADR 55.04 3,033 2,489 -17.94 168 137 -18.45
2018-09-30 13F-HR UA / Under Armour, Inc., Class C 22.00 750 500 -33.33 17 11 -35.29
2018-09-30 13F-HR UPS / United Parcel Service, Inc. 116.74 34,065 34,580 1.51 3,619 4,037 11.55
2018-09-30 13F-HR VLY / Valley National Bancorp 11.24 2,047 2,047 0.00 25 23 -8.00
2018-09-30 13F-HR BSV / Vanguard Short-Term Bond ETF 77.46 392 426 8.67 31 33 6.45
2018-09-30 13F-HR VREX / Varex Imaging Corp 0.00 8 8 0.00 0 0
2018-09-30 13F-HR VBR / Vanguard Small-Cap Value ETF 125.00 27 24 -11.11 3 3 0.00
2018-09-30 13F-HR VAR / Varian Medical Systems, Inc. 100.00 20 20 0.00 2 2 0.00
2018-09-30 13F-HR VGZ / Vista Gold Corp. 0.00 100 100 0.00 0 0
2018-09-30 13F-HR V / Visa, Inc. 150.00 151 100 -33.77 20 15 -25.00
2018-09-30 13F-HR WRE / Washington Real Estate Investment Trust 30.53 950 950 0.00 29 29 0.00
2018-09-30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 51.28 39 2
2018-09-30 13F-HR EES / WisdomTree SmallCap Earnings Fund 39.14 511 511 0.00 20 20 0.00
2018-09-30 13F-HR WMB / Williams Companies, Inc. (The) 26.42 530 530 0.00 14 14 0.00
2018-09-30 13F-HR DON / WisdomTree MidCap Dividend Fund 37.97 79 79 0.00 3 3 0.00
2018-09-30 13F-HR ADNT / Adient plc 37.74 53 53 0.00 3 2 -33.33
2018-09-30 13F-HR JCI / Johnson Controls International plc 34.73 543 547 0.74 18 19 5.56
2018-09-30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 40.00 50 50 0.00 2 2 0.00
2018-09-30 13F-HR LAZ / Lazard Ltd. 40.00 50 50 0.00 2 2 0.00
2018-09-30 13F-HR TEL / TE Connectivity Ltd. 87.72 114 114 0.00 10 10 0.00
2018-09-30 13F-HR IDV / iShares International Select Dividend ETF 32.63 118,562 119,222 0.56 3,800 3,890 2.37
2018-09-30 13F-HR LNT / Alliant Energy Corp. 43.82 251 251 0.00 11 11 0.00
2018-09-30 13F-HR GOOGL / Alphabet Inc. 1,200.00 20 20 0.00 23 24 4.35
2018-09-30 13F-HR FLEX / Flextronics International Ltd. 13.13 14,700 14,700 0.00 207 193 -6.76
2018-09-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 130.00 100 100 0.00 10 13 30.00
2018-09-30 13F-HR MYL / Mylan N.V. 36.63 1,512 1,092 -27.78 55 40 -27.27
2018-09-30 13F-HR MNK / Maillinckrodt plc. 38.46 26 26 0.00 0 1
2018-09-30 13F-HR FE / FirstEnergy Corp. 37.74 5,070 53 -98.95 182 2 -98.90
2018-09-30 13F-HR TRV / Travelers Companies, Inc. (The) 128.44 216 218 0.93 26 28 7.69
2018-09-30 13F-HR MMM / 3M Co. 250.00 4 4 0.00 1 1 0.00
2018-09-30 13F-HR WCG / Wellcare Health Plans, Inc. 327.87 44 61 38.64 11 20 81.82
2018-09-30 13F-HR EMR / Emerson Electric Co. 76.58 63,694 63,891 0.31 4,403 4,893 11.13
2018-09-30 13F-HR SWHC / Smith & Wesson Holding Corp. 25.00 450 40 -91.11 5 1 -80.00
2018-09-30 13F-HR CAG / ConAgra Foods, Inc. 0 0 0 0
2018-09-30 13F-HR ED / Consolidated Edison, Inc. 76.02 1,892 1,868 -1.27 148 142 -4.05
2018-09-30 13F-HR TOT / Total S.A. 63.39 489 489 0.00 30 31 3.33
2018-09-30 13F-HR THO / Thor Industries, Inc. 80.00 25 25 0.00 2 2 0.00
2018-09-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.33 0 12 0 1
2018-09-30 13F-HR INTC / Intel Corp. 47.29 95,444 95,003 -0.46 4,745 4,493 -5.31
2018-09-30 13F-HR FCEL / FuelCell Energy, Inc. 0.00 16 16 0.00 0 0
2018-09-30 13F-HR AAP / Advance Auto Parts, Inc. 169.64 78 112 43.59 11 19 72.73
2018-09-30 13F-HR MRO / Marathon Oil Corp. 23.08 1,951 1,950 -0.05 41 45 9.76
2018-09-30 13F-HR KMI / Kinder Morgan, Inc. 17.24 1,514 580 -61.69 27 10 -62.96
2018-09-30 13F-HR ERIE / Erie Indemnity Co. 127.11 649 653 0.62 76 83 9.21
2018-09-30 13F-HR FMB / First Trust Managed Municipal ETF 52.36 764 764 0.00 40 40 0.00
2018-09-30 13F-HR BBT / BB&T Corp. 48.54 0 69,919 0 3,394
2018-09-30 13F-HR AET / Aetna, Inc. 202.50 800 800 0.00 147 162 10.20
2018-09-30 13F-HR AMT / American Tower Corp. (REIT) 146.44 359 239 -33.43 52 35 -32.69
2018-09-30 13F-HR ADM / Archer-Daniels-Midland Co. 50.27 90,663 91,212 0.61 4,155 4,585 10.35
2018-09-30 13F-HR FMC / FMC Corp. 125.00 108 8 -92.59 10 1 -90.00
2018-09-30 13F-HR PSA / Public Storage 202.00 500 500 0.00 113 101 -10.62
2018-09-30 13F-HR TK / Teekay Corp. 0.00 52 52 0.00 0 0
2018-09-30 13F-HR XLE / SPDR Energy Select Sector ETF 50.00 20 20 0.00 1 1 0.00
2018-09-30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 48.14 727 727 0.00 35 35 0.00
2018-09-30 13F-HR MFC / Manulife Financial Corp. 18.06 3,017 2,325 -22.94 54 42 -22.22
2018-09-30 13F-HR HSY / Hershey Company (The) 101.96 527 510 -3.23 49 52 6.12
2018-09-30 13F-HR VZ / Verizon Communications, Inc. 53.39 82,971 82,944 -0.03 4,174 4,428 6.09
2018-09-30 13F-HR F / Ford Motor Co. 9.31 3,722 3,438 -7.63 42 32 -23.81
2018-09-30 13F-HR XLF / SPDR Financial Select Sector ETF 33.33 51 30 -41.18 2 1 -50.00
2018-09-30 13F-HR MDLZ / Mondelez International, Inc. 41.10 73 73 0.00 3 3 0.00
2018-09-30 13F-HR UGI / UGI Corp. 54.55 55 55 0.00 3 3 0.00
2018-09-30 13F-HR CELG / Celgene Corp. 88.89 810 810 0.00 64 72 12.50
2018-09-30 13F-HR IXP / iShares Global Telecom ETF 60.61 0 33 0 2
2018-09-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 76.92 52 52 0.00 4 4 0.00
2018-09-30 13F-HR KMB / Kimberly-Clark Corp. 114.29 420 420 0.00 44 48 9.09
2018-09-30 13F-HR AMX / America Movil S.A.B. de CV 17.36 288 288 0.00 5 5 0.00
2018-09-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 136.64 1,318 1,149 -12.82 178 157 -11.80
2018-09-30 13F-HR KEY / KeyCorp 20.27 1,036 1,036 0.00 20 21 5.00
2018-09-30 13F-HR CVX / Chevron Corp. 122.38 1,266 572 -54.82 160 70 -56.25
2018-09-30 13F-HR CMI / Cummins, Inc. 149.25 66 67 1.52 9 10 11.11
2018-09-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.95 43 41 -4.65 5 5 0.00
2018-09-30 13F-HR FDC / First Data Corporation 26.67 300 300 0.00 6 8 33.33
2018-09-30 13F-HR WVFC / WVS Financial Corp. 20.00 100 100 0.00 2 2 0.00
2018-09-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 74.44 60,168 60,746 0.96 3,928 4,522 15.12
2018-09-30 13F-HR CSGS / CSG Systems International, Inc. 40.00 25 25 0.00 1 1 0.00
2018-09-30 13F-HR NS / NuStar Energy L.P. 27.08 480 480 0.00 11 13 18.18
2018-09-30 13F-HR ETN / Eaton Corporation 87.08 687 689 0.29 51 60 17.65
2018-09-30 13F-HR ABT / Abbott Laboratories 73.40 4,714 4,714 0.00 287 346 20.56
2018-09-30 13F-HR PG / Procter & Gamble Co. (The) 83.23 44,378 45,070 1.56 3,464 3,751 8.29
2018-09-30 13F-HR VERI / Veritone, Inc. 10.00 500 500 0.00 8 5 -37.50
2018-09-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 19.23 51 52 1.96 1 1 0.00
2018-09-30 13F-HR COL / Rockwell Collins, Inc. 141.16 673 673 0.00 91 95 4.40
2018-09-30 13F-HR TERP / TerraForm Power Inc. 12.66 578 79 -86.33 7 1 -85.71
2018-09-30 13F-HR MSFT / Microsoft Corp. 114.47 4,440 4,097 -7.73 438 469 7.08
2018-09-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 23.46 150,886 151,762 0.58 3,504 3,560 1.60
2018-09-30 13F-HR TDY / Teledyne Technologies Inc. 285.71 43 7 -83.72 8 2 -75.00
2018-09-30 13F-HR FB / Facebook, Inc. 164.67 328 334 1.83 63 55 -12.70
2018-09-30 13F-HR SQ / Square, Inc. 100.00 200 200 0.00 12 20 66.67
2018-09-30 13F-HR IPE / SPDR Barclays TIPS ETF 54.43 6,286 6,761 7.56 349 368 5.44
2018-09-30 13F-HR SPLG / SPDR Portfolio Large Cap ETF 34.07 52,708 59,376 12.65 1,680 2,023 20.42
2018-09-30 13F-HR X / United States Steel Corp. 28.85 328 104 -68.29 11 3 -72.73
2018-09-30 13F-HR HYD / VanEck Vectors ETF TR 30.94 10,165 2,553 -74.88 320 79 -75.31
2018-09-30 13F-HR TSLA / Tesla Motors, Inc. 272.73 22 22 0.00 8 6 -25.00
2018-09-30 13F-HR NLY / Annaly Capital Management, Inc. 279 0 -100.00 3 0 -100.00
2018-09-30 13F-HR MET / MetLife, Inc. 47.17 862 636 -26.22 38 30 -21.05
2018-09-30 13F-HR DLX / Deluxe Corp. 50.00 40 40 0.00 3 2 -33.33
2018-09-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.48 29,602 30,049 1.51 272 285 4.78
2018-09-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.09 6,288 5,030 -20.01 321 257 -19.94
2018-09-30 13F-HR OCLR / Oclaro, Inc 10.00 400 400 0.00 4 4 0.00
2018-09-30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 55.83 21,002 2,418 -88.49 1,134 135 -88.10
2018-09-30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 58.59 174 256 47.13 9 15 66.67
2018-09-30 13F-HR TRGP / Targa Resources Corp. 83.33 12 12 0.00 1 1 0.00
2018-09-30 13F-HR VOD / Vodafone Group Plc 14.93 289 67 -76.82 7 1 -85.71
2018-09-30 13F-HR WHR / Whirlpool Corp. 83.33 40 12 -70.00 6 1 -83.33
2018-09-30 13F-HR NUS / Nu Skin Enterprises, Inc. 85.71 70 70 0.00 6 6 0.00
2018-09-30 13F-HR PF / Pinnacle Foods, Inc. 66.67 120 120 0.00 8 8 0.00
2018-09-30 13F-HR BSX / Boston Scientific Corp. 38.50 2,000 2,000 0.00 65 77 18.46
2018-09-30 13F-HR BMY / Bristol-Myers Squibb Co. 64.94 77 77 0.00 4 5 25.00
2018-09-30 13F-HR PEP / PepsiCo, Inc. 111.88 2,166 1,877 -13.34 236 210 -11.02
2018-09-30 13F-HR PSEC / Prospect Capital Corp. 0.00 60 61 1.67 0 0
2018-09-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 82.14 890 2,861 221.46 67 235 250.75
2018-09-30 13F-HR MASI / Masimo Corp. 120.00 75 75 0.00 7 9 28.57
2018-09-30 13F-HR PSX / Phillips 66 113.31 757 759 0.26 85 86 1.18
2018-09-30 13F-HR D / Dominion Resources, Inc. 69.84 8,199 988 -87.95 559 69 -87.66
2018-09-30 13F-HR BX / Blackstone Group L.P. (The) 34.48 56 58 3.57 2 2 0.00
2018-09-30 13F-HR NKE / Nike, Inc. 84.51 2,054 2,059 0.24 164 174 6.10
2018-09-30 13F-HR SWKS / Skyworks Solutions, Inc. 89.67 380 368 -3.16 37 33 -10.81
2018-09-30 13F-HR CCL / Carnival Corp. 63.49 252 252 0.00 14 16 14.29
2018-09-30 13F-HR SCHD / Schwab US Dividend Equity ETF 40.00 25 25 0.00 1 1 0.00
2018-09-30 13F-HR SJI / South Jersey Industries, Inc. 35.27 114,133 114,829 0.61 3,820 4,050 6.02
2018-09-30 13F-HR BB / Blackberry Limited 12.00 440 500 13.64 4 6 50.00
2018-09-30 13F-HR CRC / California Resources Corp. 40.82 49 49 0.00 2 2 0.00
2018-09-30 13F-HR CMO / Capstead Mortgage Corp. 5.62 175 178 1.71 2 1 -50.00
2018-09-30 13F-HR TRI / Thomson Reuters Corp. 41.67 245 120 -51.02 10 5 -50.00
2018-09-30 13F-HR VYM / Vanguard High Dividend Yield ETF 87.48 16,204 823 -94.92 1,346 72 -94.65
2018-09-30 13F-HR SPEM / SPDR Portfolio Emerging Markets 34.84 34,769 11,395 -67.23 1,229 397 -67.70
2018-09-30 13F-HR ESRX / Express Scripts Holding Co. 94.74 306 190 -37.91 24 18 -25.00
2018-09-30 13F-HR BP / BP Plc 45.93 4,438 1,807 -59.28 202 83 -58.91
2018-09-30 13F-HR CWT / California Water Service Group 43.02 2,945 2,952 0.24 115 127 10.43
2018-09-30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 79.36 12,825 42,442 230.93 988 3,368 240.89
2018-09-30 13F-HR FDX / FedEx Corp. 242.86 117 70 -40.17 27 17 -37.04
2018-09-30 13F-HR BAC / Bank of America Corp. 30.24 3,806 463 -87.83 107 14 -86.92
2018-09-30 13F-HR DIS / The Walt Disney Co. 116.84 2,674 2,191 -18.06 281 256 -8.90
2018-09-30 13F-HR ADP / Automatic Data Processing, Inc. 150.43 1,735 1,735 0.00 233 261 12.02
2018-09-30 13F-HR CHTR / Charter Communications, Inc. 324.87 196 197 0.51 57 64 12.28
2018-09-30 13F-HR SAFM / Sanderson Farms, Inc. 125.00 16 16 0.00 2 2 0.00
2018-09-30 13F-HR GLAD / Gladstone Capital Corp. 16.95 58 59 1.72 1 1 0.00
2018-09-30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.87 48,312 48,594 0.58 2,150 2,229 3.67
2018-09-30 13F-HR CIEN / Ciena Corp. 35.71 28 28 0.00 1 1 0.00
2018-09-30 13F-HR ARLP / Alliance Resource Partners, L.P. 20.31 3,200 3,200 0.00 59 65 10.17
2018-09-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 223.30 152 103 -32.24 34 23 -32.35
2018-09-30 13F-HR SPTL / SPDR Portfolio Long Term Treasur 33.81 3,612 4,230 17.11 127 143 12.60
2018-09-30 13F-HR NI / NiSource, Inc. 24.52 470 367 -21.91 13 9 -30.77
2018-09-30 13F-HR AKAO / Achaogen, Inc. 4.00 1,500 500 -66.67 13 2 -84.62
2018-09-30 13F-HR EPD / Enterprise Products Partners L.P. 36.36 55 55 0.00 2 2 0.00
2018-09-30 13F-HR CVRR / CVR Refining LP 21.19 229 236 3.06 5 5 0.00
2018-09-30 13F-HR PCAR / PACCAR, Inc. 68.89 450 450 0.00 28 31 10.71
2018-09-30 13F-HR XEL / Xcel Energy, Inc. 43.01 92 93 1.09 4 4 0.00
2018-09-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 73.33 1,050 1,050 0.00 63 77 22.22
2018-09-30 13F-HR SRCL / Stericycle, Inc. 55.56 90 90 0.00 6 5 -16.67
2018-09-30 13F-HR DVN / Devon Energy Corp. 40.00 150 150 0.00 7 6 -14.29
2018-09-30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 117.65 5 17 240.00 0 2
2018-09-30 13F-HR SYV / SSGA Active ETF Trust 69.35 620 620 0.00 41 43 4.88
2018-09-30 13F-HR JEC / Jacobs Engineering Group, Inc. 76.81 1,242 1,315 5.88 79 101 27.85
2018-09-30 13F-HR AGN / Allergan plc 191.08 30 157 423.33 5 30 500.00
2018-09-30 13F-HR EWM / iShares MSCI Malaysia ETF 0.00 10 10 0.00 0 0
2018-09-30 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 27.71 65,853 72,617 10.27 1,837 2,012 9.53
2018-09-30 13F-HR IBM / International Business Machines Corp. 151.22 25,300 25,836 2.12 3,534 3,907 10.55
2018-09-30 13F-HR ACCO / Acco Brands Corp. 10.96 710 1,095 54.23 10 12 20.00
2018-09-30 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.86 1,050 1,050 0.00 86 87 1.16
2018-09-30 13F-HR SPMD / SPDR Portfolio Mid Cap ETF 36.56 930 930 0.00 32 34 6.25
2018-09-30 13F-HR ATI / Allegheny Technologies, Inc. 28.09 2,223 178 -91.99 56 5 -91.07
2018-09-30 13F-HR TJX / TJX Companies, Inc. (The) 112.14 2,800 2,800 0.00 267 314 17.60
2018-09-30 13F-HR BUD / Anheuser-Busch Inbev SA 88.50 227 226 -0.44 23 20 -13.04
2018-09-30 13F-HR CDK / CDK Global, Inc. 62.28 578 578 0.00 38 36 -5.26
2018-09-30 13F-HR AWR / American States Water Co. 60.81 1,480 1,480 0.00 85 90 5.88
2018-09-30 13F-HR BDX / Becton Dickinson & Co. 260.00 100 100 0.00 24 26 8.33
2018-09-30 13F-HR EWS / iShares MSCI Singapore ETF 24.26 577 577 0.00 14 14 0.00
2018-09-30 13F-HR GE / General Electric Co. 11.32 8,169 8,040 -1.58 111 91 -18.02
2018-09-30 13F-HR JPM / JPMorgan Chase & Co. 112.89 1,629 1,435 -11.91 169 162 -4.14
2018-09-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 31.25 17 32 88.24 1 1 0.00
2018-09-30 13F-HR WSBC / WesBanco, Inc. 44.61 27,597 4,663 -83.10 1,243 208 -83.27
2018-09-30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.57 1,469 1,969 34.04 149 200 34.23
2018-09-30 13F-HR CVTI / Covenant Transportation Group, Inc. 29.47 345 509 47.54 11 15 36.36
2018-09-30 13F-HR AAPL / Apple, Inc. 225.69 7,635 6,416 -15.97 1,413 1,448 2.48
2018-09-30 13F-HR UBSI / United Bankshares, Inc. 34.68 173 173 0.00 6 6 0.00
2018-09-30 13F-HR WMT / Walmart, Inc. 93.95 3,115 2,065 -33.71 267 194 -27.34
2018-09-30 13F-HR JNJ / Johnson & Johnson 138.17 32,266 32,330 0.20 3,915 4,467 14.10
2018-09-30 13F-HR CC / Chemours Company (The) 36.84 190 190 0.00 8 7 -12.50
2018-09-30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 62.80 413 414 0.24 24 26 8.33
2018-09-30 13F-HR SNA / Snap-On Inc. 183.10 212 213 0.47 34 39 14.71
2018-09-30 13F-HR WPC / W.P. Carey Inc. 64.24 825 825 0.00 55 53 -3.64
2018-09-30 13F-HR HD / Home Depot, Inc. (The) 206.90 1,537 1,537 0.00 300 318 6.00
2018-09-30 13F-HR ROK / Rockwell Automation, Inc. 187.41 715 715 0.00 119 134 12.61
2018-09-30 13F-HR TWTR / Twitter, Inc. 28.00 100 500 400.00 4 14 250.00
2018-09-30 13F-HR NWBI / Northwest Bancshares, Inc. 16.84 753 594 -21.12 13 10 -23.08
2018-09-30 13F-HR EWX / SPDR S&P Emerging Markets Small Cap ETF 44.54 1,376 1,594 15.84 65 71 9.23
2018-09-30 13F-HR WFC / Wells Fargo & Co. 52.11 1,002 902 -9.98 56 47 -16.07
2018-09-30 13F-HR CI / Cigna Corp. 208.33 600 600 0.00 102 125 22.55
2018-09-30 13F-HR C / Citigroup, Inc. 100.00 106 10 -90.57 7 1 -85.71
2018-09-30 13F-HR BZH / Beazer Homes USA, Inc. 10.67 2,015 1,500 -25.56 30 16 -46.67
2018-09-30 13F-HR MPLX / MPLX LP 33.61 373 238 -36.19 13 8 -38.46
2018-09-30 13F-HR BA / Boeing Company (The) 369.86 243 219 -9.88 81 81 0.00
2018-09-30 13F-HR PKE / Park Electrochemical Corp. 20.00 50 50 0.00 1 1 0.00
2018-09-30 13F-HR VXUS / Vanguard Total International Stock ETF 55.32 354 235 -33.62 19 13 -31.58
2018-09-30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 121.55 181 181 0.00 22 22 0.00
2018-09-30 13F-HR OXY / Occidental Petroleum Corp. 82.06 1,048 1,048 0.00 88 86 -2.27
2018-09-30 13F-HR WY / Weyerhaeuser Co. 32.43 183 185 1.09 7 6 -14.29
2018-09-30 13F-HR MAIN / Main Street Capital Corp. 38.50 108,730 110,507 1.63 4,138 4,255 2.83
2018-09-30 13F-HR T / AT & T, Inc. 33.58 108,668 110,566 1.75 3,489 3,713 6.42
2018-09-30 13F-HR SPSM / SPDR Portfolio Small Cap ETF 33.24 16,436 317,491 1,831.68 531 10,553 1,887.38
2018-09-30 13F-HR USB / U.S. Bancorp 53.00 1,002 1,000 -0.20 50 53 6.00
2018-09-30 13F-HR USAT / USA Technologies, Inc. 0.00 55 55 0.00 1 0 -100.00
2018-09-30 13F-HR COST / Costco Wholesale Corp. 234.88 9,456 6,267 -33.72 1,976 1,472 -25.51
2018-09-30 13F-HR VNQ / Vanguard REIT ETF 83.33 70 24 -65.71 6 2 -66.67
2018-09-30 13F-HR Broadcom Inc Com / (11135F101) 10 0 -100.00 2 0
2018-09-30 13F-HR Energy Conversion Devices, Inc. / (292659109) 500 0 -100.00 0 0
2018-09-30 13F-HR Motors Liquidation Co GUC Trust / (62010U101) 32 0 -100.00 0 0
2018-09-30 13F-HR Radient Pharmaceuticals Corp / (750341208) 32 0 -100.00 0 0
2018-09-30 13F-HR VALE / Vale S.A. 454 0 -100.00 6 0 -100.00
2018-09-30 13F-HR CBS / CBS Corp. 159 0 -100.00 9 0 -100.00
2018-09-30 13F-HR KBE / SPDR S&P Bank ETF 369 0 -100.00 17 0 -100.00
2018-09-30 13F-HR HIFR / InfraREIT, Inc. 2 0 -100.00 0 0
2018-09-30 13F-HR HCN / Welltower Inc. 23 0 -100.00 1 0 -100.00
2018-09-30 13F-HR FLWS / 1-800-Flowers.com, Inc. 830 0 -100.00 10 0 -100.00
2018-09-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 304 0 -100.00 32 0 -100.00
2018-09-30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 181,311 0 -100.00 5,031 0 -100.00
2018-09-30 13F-HR WPRT / Westport Innovations Inc. 300 0 -100.00 1 0 -100.00
2018-09-30 13F-HR EEP / Enbridge Energy Partners, L.P. 390 0 -100.00 4 0 -100.00
2018-09-30 13F-HR ITW / Illinois Tool Works, Inc. 44 0 -100.00 6 0 -100.00
2018-09-30 13F-HR NFG / National Fuel Gas Co. 27 0 -100.00 1 0 -100.00
2018-09-30 13F-HR CB / Chubb Ltd 16 0 -100.00 2 0 -100.00
2018-09-30 13F-HR XLK / SPDR Technology Select Sector ETF 136 0 -100.00 9 0 -100.00
2018-09-30 13F-HR UTX / United Technologies Corp. 53 0 -100.00 7 0 -100.00
2018-09-30 13F-HR REXX / Rex Energy Corp. 1,050 0 -100.00 0 0
2018-09-30 13F-HR HIBB / Hibbett Sports, Inc. 355 0 -100.00 8 0 -100.00
2018-09-30 13F-HR PBA / Pembina Pipeline Corp. 200 0 -100.00 7 0 -100.00
2018-09-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 84 0 -100.00 4 0 -100.00
2018-09-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 69 0 -100.00 8 0 -100.00
2018-09-30 13F-HR TIP / iShares TIPS Bond ETF 3 0 -100.00 0 0
2018-09-30 13F-HR PGICQ / Progressive Gaming International Corp. 7 0 -100.00 0 0
2018-09-30 13F-HR XLV / SPDR Health Care Select Sector ETF 117 0 -100.00 10 0 -100.00
2018-09-30 13F-HR XLU / SPDR Utilities Select Sector ETF 79 0 -100.00 4 0 -100.00
2018-09-30 13F-HR NFLT / Virtus Newfleet Multi-Sector Unconstrained Bond ETF 6,014 0 -100.00 145 0 -100.00
2018-09-30 13F-HR PX / Praxair, Inc. 26 0 -100.00 4 0 -100.00
2018-09-30 13F-HR MLPA / Global X MLP ETF 137 0 -100.00 1 0 -100.00
2018-09-30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 17,635 0 -100.00 1,115 0 -100.00
2018-09-30 13F-HR NFRA / FlexShares STOXX Global Broad Infrastructure Index Fund 17 0 -100.00 1 0 -100.00
2018-09-30 13F-HR ACM / AECOM 262 0 -100.00 9 0 -100.00
2018-09-30 13F-HR IILG / Interval Leisure Group, Inc. 23 0 -100.00 1 0 -100.00
2018-09-30 13F-HR ECT / ECA Marcellus Trust I 500 0 -100.00 1 0 -100.00
2018-09-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 32 0 -100.00 2 0 -100.00
2018-09-30 13F-HR MKL / Markel Corp. 13 0 -100.00 14 0 -100.00
2018-09-30 13F-HR PPG / PPG Industries, Inc. 349 0 -100.00 36 0 -100.00
2018-09-30 13F-HR VCR / Vanguard Consumer Discretionary ETF 2 0 -100.00 0 0
2018-09-30 13F-HR KYE / Kayne Anderson Energy Total Return Fund, Inc. 340 0 -100.00 3 0 -100.00
2018-09-30 13F-HR VFH / Vanguard Financials ETF 196 0 -100.00 13 0 -100.00
2018-09-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 7 0 -100.00 0 0
2018-09-30 13F-HR CUMB / Virtus Cumberland Municipal Bond 80 0 -100.00 2 0 -100.00
2018-09-30 13F-HR EBAY / eBay, Inc. 50 0 -100.00 2 0 -100.00
2018-09-30 13F-HR OWE / Obsidian Energy Ltd. 1,000 0 -100.00 1 0 -100.00
2018-09-30 13F-HR SHAK / Shake Shack, Inc. 200 0 -100.00 13 0 -100.00
2018-09-30 13F-HR ISBC / Investors Bancorp, Inc. 30 0 -100.00 0 0
2018-09-30 13F-HR GPI / Group 1 Automotive, Inc. 115 0 -100.00 7 0 -100.00
2018-09-30 13F-HR AEL / American Equity Investment Life Holding Co. 1,073 0 -100.00 39 0 -100.00
2018-09-30 13F-HR UAA / Under Armour, Inc. 200 0 -100.00 4 0 -100.00
2018-09-30 13F-HR STBA / S&T Bancorp, Inc. 28 0 -100.00 1 0 -100.00
2018-09-30 13F-HR VIAB / Viacom, Inc. 189 0 -100.00 6 0 -100.00
2018-09-30 13F-HR ECA / EnCana Corp. 5 0 -100.00 0 0
2018-09-30 13F-HR S / Sprint Corporation 367 0 -100.00 2 0 -100.00
2018-09-30 13F-HR ACER / Acer Therapeutics Inc. 50 0 -100.00 1 0 -100.00
2018-09-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 3 0 -100.00 0 0
2018-09-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 21 0 -100.00 2 0 -100.00
2018-09-30 13F-HR ALB / Albemarle Corp. 111 0 -100.00 11 0 -100.00
2018-09-30 13F-HR CBIS / Cannabis Science, Inc. 6,000 0 -100.00 0 0
2018-09-30 13F-HR CBAY / Cymabay Therapeutics Inc. 300 0 -100.00 4 0 -100.00
2018-09-30 13F-HR DO / Diamond Offshore Drilling, Inc. 104 0 -100.00 2 0 -100.00
2018-09-30 13F-HR ORC / Orchid Island Capital, Inc. 200 0 -100.00 2 0 -100.00
2018-09-30 13F-HR NLST / Netlist, Inc. 200 0 -100.00 0 0
2018-09-30 13F-HR ANSS / ANSYS, Inc. 50 0 -100.00 9 0 -100.00
2018-09-30 13F-HR BHF / Brighthouse Financial, Inc. 13 0 -100.00 1 0 -100.00
2018-09-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 51 0 -100.00 1 0 -100.00
2018-09-30 13F-HR LLY / Eli Lilly & Co. 16 0 -100.00 1 0 -100.00
2018-09-30 13F-HR BND / Vanguard Total Bond Market ETF 56 0 -100.00 4 0 -100.00
2018-09-30 13F-HR CLNE / Clean Energy Fuels Corp. 500 0 -100.00 2 0 -100.00
2018-09-30 13F-HR CNX.WI / CNX Resources Corporation 2,104 0 -100.00 37 0 -100.00
2018-09-30 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 32 0 -100.00 1 0 -100.00
2018-09-30 13F-HR CCNE / CNB Financial Corp. 50 0 -100.00 2 0 -100.00
2018-09-30 13F-HR VJET / Voxeljet AG 600 0 -100.00 2 0 -100.00
2018-09-30 13F-HR HGT / Hugoton Royalty Trust 107 0 -100.00 0 0
2018-09-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 4 0 -100.00 0 0
2018-09-30 13F-HR APD / Air Products & Chemicals, Inc. 62 0 -100.00 10 0 -100.00
2018-09-30 13F-HR IEP / Icahn Enterprises L.P. 2 0 -100.00 0 0
2018-09-30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 57 0 -100.00 1 0 -100.00
2018-09-30 13F-HR SSMXF / Sysmex Corp. 100 0 -100.00 9 0 -100.00
2018-09-30 13F-HR FDLO / Fidelity Low Volatility Factor E 60 0 -100.00 2 0 -100.00
2018-09-30 13F-HR IMEXF / Imagin Medical Inc. 5,000 0 -100.00 1 0 -100.00
2018-09-30 13F-HR DFS / Discover Financial Services 104 0 -100.00 7 0 -100.00
2018-09-30 13F-HR AZRX / AzurRx BioPharma, Inc. 100 0 -100.00 0 0
2018-09-30 13F-HR CNX / CONSOL Energy, Inc. 262 0 -100.00 10 0 -100.00
2018-09-30 13F-HR KBA / KraneShares CSI China Internet ETF 5 0 -100.00 0 0
2018-09-30 13F-HR SHW / Sherwin-Williams Co. (The) 230 0 -100.00 94 0 -100.00
2018-09-30 13F-HR STM / STMicroelectronics N.V. 100 0 -100.00 2 0 -100.00
2018-09-30 13F-HR AXAHF / AXA 118 0 -100.00 3 0 -100.00
2018-09-30 13F-HR TCB / TCF Financial Corp. 20 0 -100.00 0 0
2018-09-30 13F-HR WM / Waste Management, Inc. 5 0 -100.00 0 0
2018-09-30 13F-HR GALT / Galectin Therapeutics Inc 90 0 -100.00 1 0 -100.00
2018-09-30 13F-HR GNC / GNC Holdings, Inc. 100 0 -100.00 0 0
2018-09-30 13F-HR TD / Toronto-Dominion Bank (ON) 100 0 -100.00 6 0 -100.00
2018-09-30 13F-HR IYH / iShares U.S. Healthcare ETF 26 0 -100.00 5 0 -100.00
2018-09-30 13F-HR SIRI / Sirius XM Holdings Inc. 303 0 -100.00 2 0 -100.00
2018-09-30 13F-HR AMZN / Amazon.com, Inc. 74 0 -100.00 126 0 -100.00
2018-09-30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 62 0 -100.00 4 0 -100.00
2018-09-30 13F-HR MU / Micron Technology, Inc. 1,610 0 -100.00 85 0 -100.00
2018-09-30 13F-HR DKS / Dick's Sporting Goods, Inc. 114 0 -100.00 4 0 -100.00
2018-09-30 13F-HR GII / SPDR S&P Global Infrastructure ETF 33 0 -100.00 2 0 -100.00
2018-09-30 13F-HR EFA / iShares MSCI EAFE ETF 138 0 -100.00 9 0 -100.00
2018-09-30 13F-HR DVY / iShares Select Dividend ETF 9 0 -100.00 1 0 -100.00
2018-09-30 13F-HR PRTK / Paratek Pharmaceuticals, Inc. 200 0 -100.00 2 0 -100.00
2018-09-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 2,188 0 -100.00 57 0 -100.00
2018-09-30 13F-HR ATVI / Activision Blizzard, Inc. 180 0 -100.00 14 0 -100.00
2018-09-30 13F-HR ABC / AmerisourceBergen Corp. 95 0 -100.00 8 0 -100.00
2018-09-30 13F-HR FDRR / Fidelity Dividend ETF for Rising 611 0 -100.00 19 0 -100.00
2018-09-30 13F-HR DG / Dollar General Corp. 205 0 -100.00 20 0 -100.00
2018-09-30 13F-HR MS / Morgan Stanley 210 0 -100.00 10 0 -100.00
2018-09-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 495 0 -100.00 67 0 -100.00
2018-09-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 1 0 -100.00 0 0
2018-09-30 13F-HR KDKN / Kodiak Energy, Inc. 1,000 0 -100.00 0 0
2018-09-30 13F-HR CVI / CVR Energy, Inc. 235 0 -100.00 9 0 -100.00
2018-09-30 13F-HR SPFF / Global X SuperIncome Preferred ETF 158 0 -100.00 2 0 -100.00
2018-09-30 13F-HR MINC / AdvisorShares Newfleet Multi-Sector Income ETF 18,181 0 -100.00 869 0 -100.00
2018-09-30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 300 0 -100.00 2 0 -100.00
2018-09-30 13F-HR ADT / ADT Corporation 4,300 0 -100.00 37 0 -100.00
2018-09-30 13F-HR Brookfield Real Assets Income Fund Inc. / Closed End Funds (112830104) 130 0 -100.00 3 0
2018-09-30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 400 0 -100.00 10 0 -100.00
2018-09-30 13F-HR CNS / Cohen & Steers Inc. 550 0 -100.00 11 0 -100.00
2018-09-30 13F-HR DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated 250 0 -100.00 6 0 -100.00
2018-09-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 275 0 -100.00 5 0 -100.00
2018-09-30 13F-HR HMLP / Hoegh LNG Partners LP 550 0 -100.00 10 0 -100.00
2018-09-30 13F-HR Invesco S&P 500 Equal Wt Hlth Care ETF / Exchange Traded Fund (46137V332) 56 0 -100.00 10 0
2018-09-30 13F-HR Invesco Zacks Multi-Asset Income ETF / Exchange Traded Fund (46137Y500) 7 0 -100.00 0 0
2018-09-30 13F-HR JH Hedged Equity & Income Fund / Closed End Funds (47804L102) 576 0 -100.00 10 0
2018-09-30 13F-HR MPW / Medical Properties Trust Inc. 700 0 -100.00 10 0 -100.00
2018-09-30 13F-HR NRZ / New Residential Investment Corp. 1,645 0 -100.00 30 0 -100.00
2018-09-30 13F-HR XPDIX / PIMCO Dynamic Income Fund 200 0 -100.00 6 0 -100.00
2018-09-30 13F-HR USCI / United States Commodity Index Fund 18 0 -100.00 1 0 -100.00
2018-09-30 13F-HR INVESCO EXCHNG TRADED FD TR / PFD ETF (46138E511) 14.93 335 5
2018-09-30 13F-HR MERC / Mercer International, Inc. 16.43 791 13
2018-09-30 13F-HR ESL / Esterline Technologies Corp. 90.32 155 14
2018-09-30 13F-HR BLV / Vanguard Long-Term Bond ETF 95.24 21 2
2018-09-30 13F-HR VSH / Vishay Intertechnology, Inc. 20.28 493 10