InvestorFocused Wealth Management, Inc
Portfolio Value $ 288,528,000
Current Positions683
Opened Positions5
Closed Positions139


Latest Holdings, Performance, AUM (from 13F, 13D)

Focused Wealth Management, Inc - Portfolio Value

Focused Wealth Management, Inc has disclosed 683 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 288,528,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Focused Wealth Management, Inc's top holdings are SPDR S&P 500 Growth ETF (NYSE:SPYG) , SPDR S&P 500 Value ETF (NYSE:SPYV) , SPDR Portfolio Aggregate Bond ET (NYSE:SPAB) , SPDR Portfolio Emerging Markets (NYSE:SPEM) , and iShares Edge MSCI USA Momentum Factor ETF (BATS:MTUM) . Focused Wealth Management, Inc's new positions include First Trust Exchange-Traded AlphaDEX Fund (NYSE:FXN) , BlackRock Debt Strategies Fd , (XDSUX) , Extra Space Storage, Inc. (NYSE:EXR) , Franklin Resources, Inc. (NYSE:BEN) , and Total System Services, Inc. (NYSE:TSS) .

All Focused Wealth Management, Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR TU / TELUS Corp. 35.00 600 600 0.00 21 21 0.00
2018-06-30 13F-HR TCAP / Triangle Capital Corp. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR ISHARES MSCI SINGAP ETF / ETF (464286673) 117 0 -100.00 3 0
2018-06-30 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 12.84 59,516 764
2018-06-30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.12 51,390 674
2018-06-30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 12.86 41,291 531
2018-06-30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 20.85 9,786 204
2018-06-30 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.41 3,840 63
2018-06-30 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 12.52 1,917 24
2018-06-30 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 20.60 728 15
2018-06-30 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.63 2,058 26
2018-06-30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 12.96 2,700 35
2018-06-30 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.39 2,593 1
2018-06-30 13F-HR CRONOS GROUP INC / (22717L101) 6.70 1,045 7
2018-06-30 13F-HR FNCB BANCORP INC / (302578109) 10.00 200 2
2018-06-30 13F-HR RAD / Rite Aid Corp. 2.00 1,000 1,000 0.00 2 2 0.00
2018-06-30 13F-HR IDV / iShares International Select Dividend ETF 30.86 325 324 -0.31 11 10 -9.09
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.96 248 277 11.69 257 313 21.79
2018-06-30 13F-HR OGS / ONE Gas, Inc. 0.00 4 4 0.00 0 0
2018-06-30 13F-HR VALE / Vale S.A. 13.16 228 228 0.00 3 3 0.00
2018-06-30 13F-HR MNK / Maillinckrodt plc. 0.00 26 26 0.00 0 0
2018-06-30 13F-HR FE / FirstEnergy Corp. 35.56 450 450 0.00 15 16 6.67
2018-06-30 13F-HR CBS / CBS Corp. 0.00 5 5 0.00 0 0
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.15 2,063 2,063 0.00 286 252 -11.89
2018-06-30 13F-HR MMM / 3M Co. 196.88 2,054 1,732 -15.68 451 341 -24.39
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 47.16 43,048 76,309 77.26 2,062 3,599 74.54
2018-06-30 13F-HR EMR / Emerson Electric Co. 68.97 203 203 0.00 14 14 0.00
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,114.17 229 254 10.92 236 283 19.92
2018-06-30 13F-HR HCN / Welltower Inc. 62.68 2,677 2,728 1.91 146 171 17.12
2018-06-30 13F-HR ED / Consolidated Edison, Inc. 78.02 3,421 3,166 -7.45 267 247 -7.49
2018-06-30 13F-HR EV / Eaton Vance Corp. 11.48 49,092 784 -98.40 758 9 -98.81
2018-06-30 13F-HR EV / Eaton Vance Corp. 15.44 785 49,092 6,153.76 9 758 8,322.22
2018-06-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.37 413 413 0.00 8 8 0.00
2018-06-30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 0.00 7 7 0.00 0 0
2018-06-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.34 3,626 2,603 -28.21 130 92 -29.23
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 102.46 244 244 0.00 25 25 0.00
2018-06-30 13F-HR K / Kellogg Co. 69.87 3,450 3,535 2.46 224 247 10.27
2018-06-30 13F-HR SNY / Sanofi 39.87 1,204 1,204 0.00 48 48 0.00
2018-06-30 13F-HR SYY / SYSCO Corp. 68.38 468 468 0.00 28 32 14.29
2018-06-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.33 24 24 0.00 2 2 0.00
2018-06-30 13F-HR JBT / John Bean Technologies Corp. 71.43 14 14 0.00 2 1 -50.00
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.49 1,580 1,580 0.00 16 15 -6.25
2018-06-30 13F-HR ZTS / Zoetis Inc. 85.00 200 200 0.00 17 17 0.00
2018-06-30 13F-HR IAU / iShares Gold Trust 11.91 4,533 4,533 0.00 58 54 -6.90
2018-06-30 13F-HR INTC / Intel Corp. 49.71 48,296 39,630 -17.94 2,515 1,970 -21.67
2018-06-30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.09 151,758 147,654 -2.70 2,021 2,080 2.92
2018-06-30 13F-HR SCHP / Schwab U.S. TIPS ETF 54.92 1,344 17,735 1,219.57 74 974 1,216.22
2018-06-30 13F-HR FCEL / FuelCell Energy, Inc. 0.00 81 81 0.00 0 0
2018-06-30 13F-HR CCE / Coca-Cola European Partners Plc. 40.59 1,149 1,158 0.78 48 47 -2.08
2018-06-30 13F-HR MRO / Marathon Oil Corp. 21.41 481 467 -2.91 8 10 25.00
2018-06-30 13F-HR KMI / Kinder Morgan, Inc. 16.57 362 362 0.00 5 6 20.00
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 24.31 39,001 39,903 2.31 667 970 45.43
2018-06-30 13F-HR AET / Aetna, Inc. 183.21 655 655 0.00 111 120 8.11
2018-06-30 13F-HR USNA / USANA Health Sciences, Inc. 116.07 112 112 0.00 10 13 30.00
2018-06-30 13F-HR LXP / Lexington Corporate Properties Trust 9.68 310 310 0.00 2 3 50.00
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.58 578 581 0.52 84 84 0.00
2018-06-30 13F-HR VOYA / Voya Financial, Inc. 46.92 5,200 5,200 0.00 263 244 -7.22
2018-06-30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.51 11,346 11,477 1.15 192 201 4.69
2018-06-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.30 211,067 211,768 0.33 1,925 1,969 2.29
2018-06-30 13F-HR PFG / Principal Financial Group, Inc. 53.11 110 2,410 2,090.91 7 128 1,728.57
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.21 4,830 4,830 0.00 251 257 2.39
2018-06-30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 118.97 91,776 69,447 -24.33 10,301 8,262 -19.79
2018-06-30 13F-HR CB / Chubb Ltd 127.50 800 800 0.00 109 102 -6.42
2018-06-30 13F-HR FMC / FMC Corp. 87.50 80 80 0.00 6 7 16.67
2018-06-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.18 577 579 0.35 26 25 -3.85
2018-06-30 13F-HR LADR / Ladder Capital Corp 15.00 12,903 200 -98.45 195 3 -98.46
2018-06-30 13F-HR UTX / United Technologies Corp. 125.00 1,400 1,400 0.00 176 175 -0.57
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.19 397 399 0.50 27 30 11.11
2018-06-30 13F-HR DOX / Amdocs Ltd. 66.27 2,550 2,550 0.00 170 169 -0.59
2018-06-30 13F-HR MFC / Manulife Financial Corp. 17.90 391 391 0.00 7 7 0.00
2018-06-30 13F-HR LEA / Lear Corp. 185.78 1,055 1,055 0.00 196 196 0.00
2018-06-30 13F-HR BURL / Burlington Stores, Inc. 150.30 825 825 0.00 110 124 12.73
2018-06-30 13F-HR RHP / Ryman Hospitality Properties, Inc. 85.71 175 175 0.00 14 15 7.14
2018-06-30 13F-HR CNDT / Conduent 0.00 2 2 0.00 0 0
2018-06-30 13F-HR PBA / Pembina Pipeline Corp. 30.00 100 100 0.00 3 3 0.00
2018-06-30 13F-HR HTA / Healthcare Trust of America, Inc. 26.00 500 500 0.00 13 13 0.00
2018-06-30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 40.00 125 125 0.00 4 5 25.00
2018-06-30 13F-HR ES / Eversource Energy 58.36 1,765 1,765 0.00 104 103 -0.96
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.33 10,175 10,014 -1.58 487 504 3.49
2018-06-30 13F-HR F / Ford Motor Co. 11.08 24,737 24,552 -0.75 274 272 -0.73
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.59 104,321 71,860 -31.12 2,876 1,911 -33.55
2018-06-30 13F-HR NEE / NextEra Energy, Inc. 167.74 1,885 155 -91.78 308 26 -91.56
2018-06-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 88.12 261 261 0.00 23 23 0.00
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 40.94 5,122 4,323 -15.60 214 177 -17.29
2018-06-30 13F-HR TIP / iShares TIPS Bond ETF 112.93 8,942 8,448 -5.52 1,011 954 -5.64
2018-06-30 13F-HR CELG / Celgene Corp. 79.52 9,854 3,609 -63.38 879 287 -67.35
2018-06-30 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 12.69 9,631 5,911 -38.63 124 75 -39.52
2018-06-30 13F-HR DRI / Darden Restaurants, Inc. 106.38 141 141 0.00 12 15 25.00
2018-06-30 13F-HR PRTA / Prothena Corp plc 14.62 7,150 10,397 45.41 262 152 -41.98
2018-06-30 13F-HR RACE / Ferrari N.V. 127.27 55 55 0.00 7 7 0.00
2018-06-30 13F-HR PHM / PulteGroup, Inc. 28.82 3,400 3,400 0.00 100 98 -2.00
2018-06-30 13F-HR CG / The Carlyle Group L.P. 21.32 12,521 12,289 -1.85 267 262 -1.87
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 0.00 195 15 -92.31 9 0 -100.00
2018-06-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 70.42 142 142 0.00 8 10 25.00
2018-06-30 13F-HR KMB / Kimberly-Clark Corp. 105.63 426 426 0.00 47 45 -4.26
2018-06-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 120.00 25 25 0.00 4 3 -25.00
2018-06-30 13F-HR CNXC / CNX Coal Resources LP 63.83 235 235 0.00 15 15 0.00
2018-06-30 13F-HR KEY / KeyCorp 19.54 3,848 3,839 -0.23 75 75 0.00
2018-06-30 13F-HR CVX / Chevron Corp. 126.39 1,076 1,076 0.00 123 136 10.57
2018-06-30 13F-HR CMI / Cummins, Inc. 135.00 200 200 0.00 32 27 -15.62
2018-06-30 13F-HR TSN / Tyson Foods, Inc. 69.22 549 549 0.00 40 38 -5.00
2018-06-30 13F-HR XLU / SPDR Utilities Select Sector ETF 51.80 894 695 -22.26 45 36 -20.00
2018-06-30 13F-HR ILMN / Illumina, Inc. 279.38 1,423 1,353 -4.92 336 378 12.50
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 71.86 501 501 0.00 33 36 9.09
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 100.00 20 20 0.00 2 2 0.00
2018-06-30 13F-HR VIAV / Viavi Solutions Inc. 8.90 337 337 0.00 3 3 0.00
2018-06-30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.74 11,888 11,288 -5.05 618 584 -5.50
2018-06-30 13F-HR LEN.B / Lennar Corp. 0.00 8 8 0.00 0 0
2018-06-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.52 580 580 0.00 40 38 -5.00
2018-06-30 13F-HR DB / Deutsche Bank AG 10.62 39,591 88,917 124.59 553 944 70.71
2018-06-30 13F-HR SIVB / SVB Financial Group 288.89 45 45 0.00 11 13 18.18
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.92 4,131 4,131 0.00 141 136 -3.55
2018-06-30 13F-HR NS / NuStar Energy L.P. 22.94 219 218 -0.46 4 5 25.00
2018-06-30 13F-HR CNI / Canadian National Railway Co. 88.24 34 34 0.00 2 3 50.00
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 55.56 180 180 0.00 10 10 0.00
2018-06-30 13F-HR ETN / Eaton Corporation 74.78 3,794 2,795 -26.33 303 209 -31.02
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 77.99 10,593 5,706 -46.13 840 445 -47.02
2018-06-30 13F-HR CNS / Cohen & Steers Inc. 12.18 2,382 2,381 -0.04 28 29 3.57
2018-06-30 13F-HR CLX / Clorox Company (The) 135.80 405 405 0.00 54 55 1.85
2018-06-30 13F-HR DSL / DoubleLine Income Solutions Fund 19.88 504 503 -0.20 10 10 0.00
2018-06-30 13F-HR ACM / AECOM 30.00 100 100 0.00 4 3 -25.00
2018-06-30 13F-HR INFY / Infosys Limited 21.28 46 47 2.17 1 1 0.00
2018-06-30 13F-HR GMRE / Global Medical REIT, Inc. 8.00 500 500 0.00 3 4 33.33
2018-06-30 13F-HR ORAN / Orange 16.29 614 614 0.00 10 10 0.00
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.59 12,190 12,273 0.68 1,113 1,210 8.72
2018-06-30 13F-HR XHE / SPDR S&P Health Care Equipment ETF 78.25 9,108 14,952 64.16 635 1,170 84.25
2018-06-30 13F-HR EXC / Exelon Corp. 42.42 2,496 2,499 0.12 97 106 9.28
2018-06-30 13F-HR WRK / Westrock Company 57.09 2,750 2,750 0.00 176 157 -10.80
2018-06-30 13F-HR MFA / MFA Financial, Inc. 8.00 500 500 0.00 4 4 0.00
2018-06-30 13F-HR EQR / Equity Residential 63.76 298 298 0.00 18 19 5.56
2018-06-30 13F-HR IP / International Paper Company 51.43 350 350 0.00 19 18 -5.26
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.27 53,569 51,989 -2.95 963 950 -1.35
2018-06-30 13F-HR PGH / Pengrowth Energy Corp. 0.89 1,121 1,121 0.00 1 1 0.00
2018-06-30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.75 737 744 0.95 8 8 0.00
2018-06-30 13F-HR GNL / Global Net Lease Inc. 20.83 1,200 1,200 0.00 20 25 25.00
2018-06-30 13F-HR ESLT / Elbit Systems Ltd. 120.00 100 100 0.00 12 12 0.00
2018-06-30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.71 28 28 0.00 1 1 0.00
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.64 4,258 4,260 0.05 430 433 0.70
2018-06-30 13F-HR FB / Facebook, Inc. 194.32 22,372 21,135 -5.53 3,575 4,107 14.88
2018-06-30 13F-HR SQ / Square, Inc. 62.04 907 822 -9.37 45 51 13.33
2018-06-30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 180.18 111 111 0.00 19 20 5.26
2018-06-30 13F-HR VGT / Vanguard Information Technology ETF 181.40 34,972 28,136 -19.55 5,980 5,104 -14.65
2018-06-30 13F-HR IPE / SPDR Barclays TIPS ETF 55.53 146,543 155,050 5.81 8,171 8,610 5.37
2018-06-30 13F-HR VIS / Vanguard Industrials ETF 137.32 398 284 -28.64 55 39 -29.09
2018-06-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 74.42 213 215 0.94 16 16 0.00
2018-06-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.21 878 747 -14.92 48 39 -18.75
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.25 1,613 733 -54.56 220 105 -52.27
2018-06-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 66.67 30 30 0.00 2 2 0.00
2018-06-30 13F-HR SYF / Synchrony Financial 33.39 5,900 5,900 0.00 198 197 -0.51
2018-06-30 13F-HR SBNYW / Signature Bank 126.67 150 150 0.00 21 19 -9.52
2018-06-30 13F-HR PPG / PPG Industries, Inc. 100.00 100 100 0.00 11 10 -9.09
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 342.83 3,057 3,019 -1.24 814 1,035 27.15
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 250.00 420 400 -4.76 102 100 -1.96
2018-06-30 13F-HR 83416TAA8 / SolarCity Corp 2.75% Bond due 2018-11-01 1.00 14,000 14,000 0.00 14 14 0.00
2018-06-30 13F-HR M / Macy's, Inc. 37.41 5,400 5,400 0.00 161 202 25.47
2018-06-30 13F-HR CLVS / Clovis Oncology, Inc. 45.00 1,000 1,000 0.00 53 45 -15.09
2018-06-30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 113.68 520 475 -8.65 58 54 -6.90
2018-06-30 13F-HR DUK / Duke Energy Corp. 79.10 2,832 2,832 0.00 219 224 2.28
2018-06-30 13F-HR CPLP / Capital Product Partners L.P. 3.03 659 659 0.00 2 2 0.00
2018-06-30 13F-HR VGK / Vanguard FTSE Europe ETF 56.13 20,474 14,003 -31.61 1,191 786 -34.01
2018-06-30 13F-HR VDE / Vanguard Energy ETF 105.35 311 636 104.50 29 67 131.03
2018-06-30 13F-HR ON / ON Semiconductor Corporation 22.30 7,400 7,400 0.00 181 165 -8.84
2018-06-30 13F-HR MET / MetLife, Inc. 45.92 196 196 0.00 9 9 0.00
2018-06-30 13F-HR GD / General Dynamics Corp. 196.43 56 56 0.00 12 11 -8.33
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.01 27,766 26,543 -4.40 1,434 1,407 -1.88
2018-06-30 13F-HR VFH / Vanguard Financials ETF 67.46 30,633 25,333 -17.30 2,128 1,709 -19.69
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.66 7,606 7,489 -1.54 286 282 -1.40
2018-06-30 13F-HR ENZ / Enzo Biochem, Inc. 9.09 110 110 0.00 1 1 0.00
2018-06-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 1,789 2,274 27.11 16 21 31.25
2018-06-30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 344.78 0 2,242 0 773
2018-06-30 13F-HR VHT / Vanguard Health Care ETF 159.16 26,702 14,740 -44.80 4,100 2,346 -42.78
2018-06-30 13F-HR MCD / McDonald's Corp. 159.20 121 201 66.12 19 32 68.42
2018-06-30 13F-HR ASIX / AdvanSix Inc. 38.46 26 26 0.00 1 1 0.00
2018-06-30 13F-HR CDE / Coeur Mining, Inc. 0.00 10 10 0.00 0 0
2018-06-30 13F-HR OCLR / Oclaro, Inc 0.00 20 20 0.00 0 0
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.21 647 697 7.73 49 58 18.37
2018-06-30 13F-HR FSIC / FS Investment Corporation 6.93 1,010 1,010 0.00 7 7 0.00
2018-06-30 13F-HR JNP / Juniper Pharmaceuticals, Inc. 8.00 125 125 0.00 1 1 0.00
2018-06-30 13F-HR MO / Altria Group, Inc. 56.84 3,481 4,645 33.44 217 264 21.66
2018-06-30 13F-HR AMP / Ameriprise Financial, Inc. 140.00 1,300 1,300 0.00 192 182 -5.21
2018-06-30 13F-HR VOD / Vodafone Group Plc 25.11 438 438 0.00 12 11 -8.33
2018-06-30 13F-HR BATRK / Liberty Media Corporation 0.00 2 2 0.00 0 0
2018-06-30 13F-HR BATRA / Liberty Media Corporation 0.00 1 1 0.00 0 0
2018-06-30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.67 24 24 0.00 1 1 0.00
2018-06-30 13F-HR TRXC / TransEnterix, Inc. 4.00 1,000 1,000 0.00 2 4 100.00
2018-06-30 13F-HR AUY / Yamana Gold Inc. 2.61 383 383 0.00 1 1 0.00
2018-06-30 13F-HR DDD / 3 D Systems Corp. 0.00 30 30 0.00 0 0
2018-06-30 13F-HR NOK / Nokia Corp. 6.58 295 304 3.05 2 2 0.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 62.86 175 175 0.00 9 11 22.22
2018-06-30 13F-HR FLR / Fluor Corp. 48.19 332 332 0.00 19 16 -15.79
2018-06-30 13F-HR OXSQ / Oxford Square Capital Corp. 6.93 866 866 0.00 5 6 20.00
2018-06-30 13F-HR ACN / Accenture plc 165.00 200 200 0.00 31 33 6.45
2018-06-30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 46.88 382 384 0.52 18 18 0.00
2018-06-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 66.00 538 8,076 1,401.12 34 533 1,467.65
2018-06-30 13F-HR CNP / CenterPoint Energy, Inc. 27.77 6,879 6,879 0.00 188 191 1.60
2018-06-30 13F-HR HFC / HollyFrontier Corp. 68.39 4,800 4,650 -3.12 235 318 35.32
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.73 6,921 5,697 -17.69 377 346 -8.22
2018-06-30 13F-HR SLCA / U.S. Silica Holdings, Inc. 23.81 125 126 0.80 3 3 0.00
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 20.00 300 300 0.00 6 6 0.00
2018-06-30 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 85.93 2,700 2,700 0.00 226 232 2.65
2018-06-30 13F-HR EMAN / eMagin Corp. 0.00 30 30 0.00 0 0
2018-06-30 13F-HR NYNY / Empire Resorts, Inc. 19.61 714 714 0.00 12 14 16.67
2018-06-30 13F-HR BSX / Boston Scientific Corp. 30.00 100 100 0.00 3 3 0.00
2018-06-30 13F-HR NRE / NorthStar Realty Europe Corp. 14.57 957 961 0.42 12 14 16.67
2018-06-30 13F-HR RPM / RPM International, Inc. 57.35 279 279 0.00 13 16 23.08
2018-06-30 13F-HR BSV / Vanguard Short-Term Bond ETF 78.59 1,010 738 -26.93 79 58 -26.58
2018-06-30 13F-HR MCK / McKesson Corp. 133.33 1,200 1,200 0.00 169 160 -5.33
2018-06-30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 83.33 12 12 0.00 0 1
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.35 12,025 4,986 -58.54 761 276 -63.73
2018-06-30 13F-HR PEP / PepsiCo, Inc. 109.03 319 321 0.63 35 35 0.00
2018-06-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 75.76 1,263 21,092 1,569.99 91 1,598 1,656.04
2018-06-30 13F-HR FGP / Ferrellgas Partners, L.P. 3.40 581 588 1.20 2 2 0.00
2018-06-30 13F-HR VTR / Ventas, Inc. 56.88 1,600 1,600 0.00 79 91 15.19
2018-06-30 13F-HR STAG / STAG Industrial, Inc. 27.47 799 801 0.25 19 22 15.79
2018-06-30 13F-HR R / Ryder System, Inc. 70.00 100 100 0.00 7 7 0.00
2018-06-30 13F-HR PSX / Phillips 66 112.47 2,353 2,454 4.29 226 276 22.12
2018-06-30 13F-HR HON / Honeywell International, Inc. 144.54 850 851 0.12 123 123 0.00
2018-06-30 13F-HR SAN / Banco Santander S.A. 0.00 23 23 0.00 0 0
2018-06-30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 35.71 308 308 0.00 13 11 -15.38
2018-06-30 13F-HR AAL / American Airlines Group Inc. 37.90 2,902 2,902 0.00 151 110 -27.15
2018-06-30 13F-HR SJM / Smucker (J.M.) Co. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR XPDIX / PIMCO Dynamic Income Fund 32.00 500 500 0.00 15 16 6.67
2018-06-30 13F-HR IEUR / iShares Core MSCI Europe ETF 47.58 258,362 205,952 -20.29 12,835 9,799 -23.65
2018-06-30 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 38.20 445 445 0.00 18 17 -5.56
2018-06-30 13F-HR D / Dominion Resources, Inc. 67.69 325 325 0.00 22 22 0.00
2018-06-30 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 31.37 511 510 -0.20 18 16 -11.11
2018-06-30 13F-HR HES / Hess Corp. 66.80 494 494 0.00 25 33 32.00
2018-06-30 13F-HR CNC / Centene Corp. 120.00 100 100 0.00 11 12 9.09
2018-06-30 13F-HR OEF / iShares S&P 100 ETF 119.67 5,697 2,181 -61.72 661 261 -60.51
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.17 95,695 90,980 -4.93 3,057 2,927 -4.25
2018-06-30 13F-HR VTV / Vanguard Value ETF 103.81 8,697 6,040 -30.55 897 627 -30.10
2018-06-30 13F-HR MGM / MGM Resorts International 29.33 750 750 0.00 26 22 -15.38
2018-06-30 13F-HR NKE / Nike, Inc. 81.08 1,059 259 -75.54 70 21 -70.00
2018-06-30 13F-HR SWKS / Skyworks Solutions, Inc. 96.63 691 652 -5.64 69 63 -8.70
2018-06-30 13F-HR DE / Deere & Co. 138.89 919 180 -80.41 143 25 -82.52
2018-06-30 13F-HR ONVO / Organovo Holdings, Inc. 1.50 2,000 2,000 0.00 2 3 50.00
2018-06-30 13F-HR EXI / iShares S&P Global Industrials Sector Index Fund 90.00 200 200 0.00 18 18 0.00
2018-06-30 13F-HR CCL / Carnival Corp. 57.50 2,000 2,000 0.00 131 115 -12.21
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.09 214 214 0.00 12 15 25.00
2018-06-30 13F-HR IWP / iShares Russell Midcap Growth ETF 128.57 210 210 0.00 26 27 3.85
2018-06-30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 99.75 1,598 1,594 -0.25 159 159 0.00
2018-06-30 13F-HR IR / Ingersoll-Rand plc 83.33 72 72 0.00 6 6 0.00
2018-06-30 13F-HR CASI / CASI Pharmaceuticals, Inc. 0.00 45 45 0.00 0 0
2018-06-30 13F-HR STLD / Steel Dynamics, Inc. 45.82 2,250 2,510 11.56 100 115 15.00
2018-06-30 13F-HR DSXN / Diana Shipping inc. 0.00 100 100 0.00 0 0
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.10 2,265 2,279 0.62 178 178 0.00
2018-06-30 13F-HR KKR / KKR & CO. L.P. 24.85 76,340 68,443 -10.34 1,550 1,701 9.74
2018-06-30 13F-HR NGG / National Grid Plc 55.06 563 563 0.00 32 31 -3.12
2018-06-30 13F-HR NFLX / Netflix, Inc. 391.19 602 795 32.06 178 311 74.72
2018-06-30 13F-HR FENY / Fidelity MSCI Energy Index ETF 21.23 2 23,077 1,153,750.00 0 490
2018-06-30 13F-HR HCLP / Hi-Crush Partners LP 11.85 675 675 0.00 7 8 14.29
2018-06-30 13F-HR CFX / Colfax Corp. 30.63 6,725 5,975 -11.15 215 183 -14.88
2018-06-30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 101.23 810 810 0.00 79 82 3.80
2018-06-30 13F-HR FANG / Diamondback Energy, Inc. 131.69 1,625 1,625 0.00 206 214 3.88
2018-06-30 13F-HR PEG / Public Service Enterprise Group, Inc. 55.00 505 200 -60.40 25 11 -56.00
2018-06-30 13F-HR FLEX / Flextronics International Ltd. 14.71 612 612 0.00 10 9 -10.00
2018-06-30 13F-HR MEOH / Methanex Corp. 100.00 10 10 0.00 1 1 0.00
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 273.00 3,162 3,055 -3.38 839 834 -0.60
2018-06-30 13F-HR CIT / CIT Group, Inc. (The) 50.42 5,450 3,550 -34.86 281 179 -36.30
2018-06-30 13F-HR PJC / Piper Jaffray Companies, Inc. 0.00 2 2 0.00 0 0
2018-06-30 13F-HR CMO / Capstead Mortgage Corp. 10.00 400 400 0.00 3 4 33.33
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 83.05 160,354 121,580 -24.18 13,228 10,097 -23.67
2018-06-30 13F-HR EWW / iShares MSCI Mexico Capped ETF 50.00 100 100 0.00 5 5 0.00
2018-06-30 13F-HR JD / JD.com, Inc. 38.82 15,433 2,370 -84.64 625 92 -85.28
2018-06-30 13F-HR UA / Under Armour, Inc., Class C 22.41 5,642 3,882 -31.19 89 87 -2.25
2018-06-30 13F-HR COF / Capital One Financial Corp. 92.06 2,215 2,216 0.05 212 204 -3.77
2018-06-30 13F-HR GLW / Corning, Inc. 27.48 8,806 8,806 0.00 246 242 -1.63
2018-06-30 13F-HR XUTGX / Reaves Utility Income Fund 28.90 26,868 25,498 -5.10 758 737 -2.77
2018-06-30 13F-HR UAA / Under Armour, Inc. 21.33 3,398 1,735 -48.94 115 37 -67.83
2018-06-30 13F-HR UAA / Under Armour, Inc. Put 1.43 1,900 2,100 10.53 3 3 0.00
2018-06-30 13F-HR SPEM / SPDR Portfolio Emerging Markets 35.34 173,498 342,461 97.39 6,818 12,103 77.52
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 77.32 3,380 3,505 3.70 233 271 16.31
2018-06-30 13F-HR IDU / iShares U.S. Utilities ETF 134.92 126 126 0.00 16 17 6.25
2018-06-30 13F-HR IIVI / II-VI Inc. 42.50 400 400 0.00 16 17 6.25
2018-06-30 13F-HR CRSP / CRISPR Therapeutics AG 60.00 200 200 0.00 9 12 33.33
2018-06-30 13F-HR SYK / Stryker Corp. 169.13 1,082 1,082 0.00 174 183 5.17
2018-06-30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 77.06 36,761 45,523 23.84 2,795 3,508 25.51
2018-06-30 13F-HR PNW / Pinnacle West Capital Corp. 78.70 216 216 0.00 17 17 0.00
2018-06-30 13F-HR FDX / FedEx Corp. 225.00 40 40 0.00 10 9 -10.00
2018-06-30 13F-HR ENB / Enbridge Inc. 36.81 2,216 326 -85.29 70 12 -82.86
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.67 6,440 1,777 -72.41 647 186 -71.25
2018-06-30 13F-HR OKE / ONEOK, Inc. 69.98 2,272 2,272 0.00 129 159 23.26
2018-06-30 13F-HR ALLY / Ally Financial Inc. 26.33 6,000 6,000 0.00 163 158 -3.07
2018-06-30 13F-HR IWR / iShares Russell Mid-Cap ETF 209.30 129 129 0.00 27 27 0.00
2018-06-30 13F-HR NTNX / Nutanix, Inc. 51.60 23,707 12,907 -45.56 1,164 666 -42.78
2018-06-30 13F-HR FITB / Fifth Third Bancorp 28.77 6,500 6,500 0.00 206 187 -9.22
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 0.00 35 3 -91.43 10 0 -100.00
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 285.71 3 35 1,066.67 0 10
2018-06-30 13F-HR SAFM / Sanderson Farms, Inc. 104.38 297 297 0.00 35 31 -11.43
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.20 10,000 10,000 0.00 30 52 73.33
2018-06-30 13F-HR XRX / Xerox Corp. 21.58 4,751 139 -97.07 137 3 -97.81
2018-06-30 13F-HR IYE / iShares U.S. Energy ETF 71.43 14 14 0.00 1 1 0.00
2018-06-30 13F-HR FWONA / Liberty Media, Formula One Group Series A 0.00 3 3 0.00 0 0
2018-06-30 13F-HR GPS / Gap, Inc. (The) 35.71 112 112 0.00 3 4 33.33
2018-06-30 13F-HR FUL / Fuller (H.B.) Co. 53.35 731 731 0.00 36 39 8.33
2018-06-30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 21.00 4,000 4,000 0.00 64 84 31.25
2018-06-30 13F-HR BLKB / Blackbaud, Inc. 98.36 122 122 0.00 12 12 0.00
2018-06-30 13F-HR COP / ConocoPhillips 69.77 1,638 1,419 -13.37 97 99 2.06
2018-06-30 13F-HR APLE / Apple Hospitality REIT, Inc. 18.62 233 537 130.47 4 10 150.00
2018-06-30 13F-HR S / Sprint Corporation 5.00 0 200 0 1
2018-06-30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 59.70 65 67 3.08 5 4 -20.00
2018-06-30 13F-HR SSO / ProShares Ultra S&P500 111.67 600 600 0.00 63 67 6.35
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 83.88 763 763 0.00 65 64 -1.54
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.47 702 702 0.00 60 60 0.00
2018-06-30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 50.64 2,314 30,689 1,226.23 118 1,554 1,216.95
2018-06-30 13F-HR RE / Everest RE Group, Ltd. 230.00 500 500 0.00 128 115 -10.16
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.83 1,397 1,397 0.00 176 166 -5.68
2018-06-30 13F-HR SAL / Salisbury Bancorp, Inc. 42.49 2,942 2,942 0.00 132 125 -5.30
2018-06-30 13F-HR CRBN / iShares MSCI ACWI Low Carbon Target ETF 120.00 50 50 0.00 6 6 0.00
2018-06-30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 16.94 44,424 4,782 -89.24 742 81 -89.08
2018-06-30 13F-HR STL / Sterling Bancorp 23.58 721 721 0.00 16 17 6.25
2018-06-30 13F-HR HDV / iShares Core High Dividend ETF 84.92 577 577 0.00 49 49 0.00
2018-06-30 13F-HR PCSB / PCSB Financial Corporation 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR ARLP / Alliance Resource Partners, L.P. 20.00 200 200 0.00 4 4 0.00
2018-06-30 13F-HR GBF / iShares Government/Credit Bond ETF 111.11 63 63 0.00 7 7 0.00
2018-06-30 13F-HR FNSR / Finisar Corporation 16.13 62 62 0.00 1 1 0.00
2018-06-30 13F-HR WP / Worldpay, Inc. 80.00 200 200 0.00 16 16 0.00
2018-06-30 13F-HR JPXUZ / JPMorgan Chase & Co. Call 1.00 0 14,000 0 14
2018-06-30 13F-HR LRCX / Lam Research Corp. 173.33 761 75 -90.14 155 13 -91.61
2018-06-30 13F-HR ACOR / Acorda Therapeutics, Inc. 29.00 1,000 1,000 0.00 24 29 20.83
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.55 6,899 5,731 -16.93 1,738 1,264 -27.27
2018-06-30 13F-HR ATI / Allegheny Technologies, Inc. 25.00 4,000 4,000 0.00 95 100 5.26
2018-06-30 13F-HR ATI / Allegheny Technologies, Inc. Call 0.00 0 4,000 0 0
2018-06-30 13F-HR FTV / Fortive Corporation 80.00 0 50 0 4
2018-06-30 13F-HR XL / XL Group Ltd. 0.00 5,489 2 -99.96 303 0 -100.00
2018-06-30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.91 1,068 1,397 30.81 24 32 33.33
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.58 5,882 5,402 -8.16 144 149 3.47
2018-06-30 13F-HR WYN / Wyndham Worldwide Corp. 50.00 20 20 0.00 2 1 -50.00
2018-06-30 13F-HR VT / Vanguard Total World Stock ETF 73.53 67 68 1.49 5 5 0.00
2018-06-30 13F-HR LITE / Lumentum Holdings Inc. 64.52 62 62 0.00 4 4 0.00
2018-06-30 13F-HR DHR / Danaher Corp. 100.00 100 200 100.00 10 20 100.00
2018-06-30 13F-HR WDC / Western Digital Corp. 77.62 1,800 2,100 16.67 166 163 -1.81
2018-06-30 13F-HR HYLB / Xtrackers USD High Yield Corpora 49.10 584 7,841 1,242.64 29 385 1,227.59
2018-06-30 13F-HR SO / Southern Co. (The) 46.19 1,927 1,927 0.00 86 89 3.49
2018-06-30 13F-HR BEP / Brookfield Renewable Partners L.P. 30.00 700 700 0.00 22 21 -4.55
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.86 700 700 0.00 16 16 0.00
2018-06-30 13F-HR BHF / Brighthouse Financial, Inc. 58.82 16 17 6.25 1 1 0.00
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.72 26,179 20,298 -22.46 1,953 1,679 -14.03
2018-06-30 13F-HR KO / Coca Cola Co. 43.91 23,632 5,693 -75.91 1,026 250 -75.63
2018-06-30 13F-HR PPL / PPL Corp. 28.61 7,200 7,200 0.00 204 206 0.98
2018-06-30 13F-HR VFC / V.F. Corp. 81.40 2,150 2,150 0.00 159 175 10.06
2018-06-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.29 75,291 94,214 25.13 2,061 2,571 24.75
2018-06-30 13F-HR PCAR / PACCAR, Inc. 60.61 33 33 0.00 2 2 0.00
2018-06-30 13F-HR AOA / iShares Core Aggressive Allocation ETF 51.85 270 270 0.00 14 14 0.00
2018-06-30 13F-HR PLUG / Plug Power, Inc. 2.21 1,360 1,360 0.00 3 3 0.00
2018-06-30 13F-HR XEL / Xcel Energy, Inc. 40.00 50 50 0.00 2 2 0.00
2018-06-30 13F-HR NAK / Northern Dynasty Minerals Ltd. 0.00 290 290 0.00 0 0
2018-06-30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 169.23 65 65 0.00 11 11 0.00
2018-06-30 13F-HR IPFF / iShares S&P International Preferred Stock Index Fund 17.89 609 615 0.99 11 11 0.00
2018-06-30 13F-HR BBP / BioShares Biotechnology Products Fund 44.29 700 700 0.00 29 31 6.90
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 59.96 151 1,651 993.38 10 99 890.00
2018-06-30 13F-HR ETR / Entergy Corp. 80.52 883 919 4.08 70 74 5.71
2018-06-30 13F-HR TARO / Taro Pharmaceutical Industries, Ltd. 121.21 33 33 0.00 3 4 33.33
2018-06-30 13F-HR IYM / iShares U.S. Basic Materials ETF 98.74 557 557 0.00 54 55 1.85
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.33 375 375 0.00 50 53 6.00
2018-06-30 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 37.20 1,780 1,586 -10.90 64 59 -7.81
2018-06-30 13F-HR LLY / Eli Lilly & Co. 85.38 591 691 16.92 46 59 28.26
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 96.15 780 780 0.00 68 75 10.29
2018-06-30 13F-HR SLV / iShares Silver Trust 15.03 2,661 2,661 0.00 41 40 -2.44
2018-06-30 13F-HR BND / Vanguard Total Bond Market ETF 79.18 48,085 34,177 -28.92 3,843 2,706 -29.59
2018-06-30 13F-HR CVS / CVS Health Corporation 64.38 1,731 1,631 -5.78 108 105 -2.78
2018-06-30 13F-HR NVS / Novartis AG 75.03 850 853 0.35 69 64 -7.25
2018-06-30 13F-HR IYR / iShares U.S. Real Estate ETF 81.15 382 382 0.00 29 31 6.90
2018-06-30 13F-HR CLDT / Chatham Lodging Trust 20.00 400 400 0.00 8 8 0.00
2018-06-30 13F-HR DVN / Devon Energy Corp. 44.01 5,291 5,249 -0.79 168 231 37.50
2018-06-30 13F-HR CLNE / Clean Energy Fuels Corp. 3.53 1,416 1,416 0.00 2 5 150.00
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.03 775 775 0.00 8 7 -12.50
2018-06-30 13F-HR RWLK / ReWalk Robotics Ltd 1.00 6,000 6,000 0.00 7 6 -14.29
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.33 375 375 0.00 40 41 2.50
2018-06-30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 111.11 153 153 0.00 17 17 0.00
2018-06-30 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 24.00 375 375 0.00 8 9 12.50
2018-06-30 13F-HR PJT / PJT Partners Inc. 57.14 35 35 0.00 2 2 0.00
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 78.95 76 76 0.00 6 6 0.00
2018-06-30 13F-HR CCI / Crown Castle International Corp. 115.38 26 26 0.00 3 3 0.00
2018-06-30 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 99.69 55,155 52,823 -4.23 5,523 5,266 -4.65
2018-06-30 13F-HR AGN / Allergan plc 166.26 818 818 0.00 138 136 -1.45
2018-06-30 13F-HR EWM / iShares MSCI Malaysia ETF 28.57 300 175 -41.67 10 5 -50.00
2018-06-30 13F-HR POWL / Powell Industries, Inc. 33.33 300 300 0.00 8 10 25.00
2018-06-30 13F-HR TXT / Textron, Inc. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 27.89 743,469 736,872 -0.89 20,936 20,551 -1.84
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.67 13,522 8,864 -34.45 2,075 1,238 -40.34
2018-06-30 13F-HR REGI / Renewable Energy Group, Inc. 0.00 24 24 0.00 0 0
2018-06-30 13F-HR SYNA / Synaptics, Inc. 50.00 200 200 0.00 9 10 11.11
2018-06-30 13F-HR BPL / Buckeye Partners, L.P. 35.29 425 425 0.00 16 15 -6.25
2018-06-30 13F-HR CAVM / Cavium, Inc. 88.61 79 79 0.00 6 7 16.67
2018-06-30 13F-HR O / Realty Income Corp. 53.71 5,691 5,344 -6.10 294 287 -2.38
2018-06-30 13F-HR TGT / Target Corp. 76.00 3,306 3,000 -9.26 230 228 -0.87
2018-06-30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 23.06 478 477 -0.21 11 11 0.00
2018-06-30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.12 40,100 39,529 -1.42 464 479 3.23
2018-06-30 13F-HR MANU / Manchester United Ltd. 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR SON / Sonoco Products Co. 53.03 924 924 0.00 45 49 8.89
2018-06-30 13F-HR PRU / Prudential Financial, Inc. 93.56 2,297 2,298 0.04 238 215 -9.66
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.00 9,019 9,120 1.12 584 611 4.62
2018-06-30 13F-HR SLB / Schlumberger Ltd. Call 0.67 3,000 3,000 0.00 4 2 -50.00
2018-06-30 13F-HR V / Visa, Inc. 131.68 354 524 48.02 42 69 64.29
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.63 79 79 0.00 5 4 -20.00
2018-06-30 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.00 250 250 0.00 1 1 0.00
2018-06-30 13F-HR VO / Vanguard Mid-Cap ETF 158.54 1,139 246 -78.40 176 39 -77.84
2018-06-30 13F-HR AAV / Advantage Oil & Gas Ltd. 2.22 450 450 0.00 1 1 0.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. 237.80 164 164 0.00 38 39 2.63
2018-06-30 13F-HR KGC / Kinross Gold Corp. 0.00 100 100 0.00 0 0
2018-06-30 13F-HR BBK / BlackRock Municipal Bond Investment Trust 14.45 923 623 -32.50 13 9 -30.77
2018-06-30 13F-HR WEN / The Wendy's Company 16.97 1,650 1,650 0.00 29 28 -3.45
2018-06-30 13F-HR TGH / Textainer Group Holdings, Ltd. 14.22 211 211 0.00 4 3 -25.00
2018-06-30 13F-HR AINV / Apollo Investment Corp. 5.50 545 545 0.00 3 3 0.00
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 106.23 4,048 4,048 0.00 434 430 -0.92
2018-06-30 13F-HR STT / State Street Corp. 92.73 1,200 1,100 -8.33 120 102 -15.00
2018-06-30 13F-HR LYG / Lloyds Banking Group plc 3.33 43,229 43,229 0.00 161 144 -10.56
2018-06-30 13F-HR TKR / Timken Co. (THE) 45.00 200 200 0.00 9 9 0.00
2018-06-30 13F-HR IXJ / iShares Global Healthcare ETF 56.45 62 124 100.00 7 7 0.00
2018-06-30 13F-HR ABBV / AbbVie Inc. 92.83 1,417 1,422 0.35 134 132 -1.49
2018-06-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.46 454,723 409,329 -9.98 4,816 4,282 -11.09
2018-06-30 13F-HR VRTV / Veritiv Corporation 71.43 14 14 0.00 1 1 0.00
2018-06-30 13F-HR HAS / Hasbro, Inc. 100.00 10 10 0.00 1 1 0.00
2018-06-30 13F-HR ACWI / iShares MSCI ACWI ETF 78.43 33 51 54.55 2 4 100.00
2018-06-30 13F-HR L / Loews Corp. 48.26 2,300 2,300 0.00 114 111 -2.63
2018-06-30 13F-HR IEP / Icahn Enterprises L.P. 70.00 100 100 0.00 6 7 16.67
2018-06-30 13F-HR EIS / iShares, Inc. 52.36 569 573 0.70 28 30 7.14
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 70.24 4,200 4,200 0.00 307 295 -3.91
2018-06-30 13F-HR EPI / WisdomTree India Earnings Fund 25.19 16,790 5,915 -64.77 440 149 -66.14
2018-06-30 13F-HR ADSK / Autodesk, Inc. Call 0.00 0 5,200 0 0
2018-06-30 13F-HR MPW / Medical Properties Trust Inc. 15.00 400 400 0.00 5 6 20.00
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.26 30,843 30,830 -0.04 542 532 -1.85
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 272.73 44 44 0.00 12 12 0.00
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.28 1,140 867 -23.95 71 54 -23.94
2018-06-30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 72.85 302 302 0.00 19 22 15.79
2018-06-30 13F-HR TCP / TC Pipelines, LP 26.43 221 227 2.71 8 6 -25.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. 135.73 7,128 6,999 -1.81 1,051 950 -9.61
2018-06-30 13F-HR KSU / Kansas City Southern 103.77 106 106 0.00 12 11 -8.33
2018-06-30 13F-HR CCJ / Cameco Corp. 11.33 1,500 1,500 0.00 14 17 21.43
2018-06-30 13F-HR CDK / CDK Global, Inc. 73.17 41 41 0.00 3 3 0.00
2018-06-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 8.93 112 112 0.00 1 1 0.00
2018-06-30 13F-HR JKD / iShares Morningstar Large Cap ETF 150.00 40 40 0.00 6 6 0.00
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 34,915 32,136 -7.96 1,239 1,166 -5.89
2018-06-30 13F-HR EWS / iShares MSCI Singapore ETF 25.64 234 117 -50.00 6 3 -50.00
2018-06-30 13F-HR LYB / LyondellBasell Industries NV 110.00 2,500 2,500 0.00 264 275 4.17
2018-06-30 13F-HR JWN / Nordstrom, Inc. 51.64 426 426 0.00 21 22 4.76
2018-06-30 13F-HR EEA / European Equity Fund, Inc. (The) 9.83 406 407 0.25 4 4 0.00
2018-06-30 13F-HR GE / General Electric Co. 13.61 237,501 261,581 10.14 3,202 3,560 11.18
2018-06-30 13F-HR IPI / Intrepid Potash, Inc. 0.00 50 50 0.00 0 0
2018-06-30 13F-HR PUK / Prudential PLC 46.67 300 300 0.00 15 14 -6.67
2018-06-30 13F-HR PANW / Palo Alto Networks, Inc. 205.39 3,789 2,410 -36.39 688 495 -28.05
2018-06-30 13F-HR DFS / Discover Financial Services 70.43 2,300 2,300 0.00 165 162 -1.82
2018-06-30 13F-HR XRAY / DENTSPLY SIRONA Inc. 40.00 100 100 0.00 5 4 -20.00
2018-06-30 13F-HR NYF / iShares New York Muni Bond ETF 54.76 1,114 1,114 0.00 61 61 0.00
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 104.21 5,334 5,412 1.46 587 564 -3.92
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.37 415 415 0.00 19 18 -5.26
2018-06-30 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 12.68 473 473 0.00 6 6 0.00
2018-06-30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.54 36,830 22,040 -40.16 3,740 2,238 -40.16
2018-06-30 13F-HR BHGE / Baker Hughes, a GE company 32.68 306 306 0.00 8 10 25.00
2018-06-30 13F-HR HUM / Humana, Inc. 297.14 700 700 0.00 188 208 10.64
2018-06-30 13F-HR CTL / CenturyLink, Inc. 18.67 11,245 11,245 0.00 185 210 13.51
2018-06-30 13F-HR OMC / Omnicom Group, Inc. 76.56 1,280 1,280 0.00 93 98 5.38
2018-06-30 13F-HR CHKP / Check Point Software Technologies Ltd. 93.33 75 75 0.00 7 7 0.00
2018-06-30 13F-HR RVLT / Revolution Lighting Technologies, Inc. 3.64 1,100 1,100 0.00 4 4 0.00
2018-06-30 13F-HR RGA / Reinsurance Group of America, Inc. 133.00 1,000 1,000 0.00 154 133 -13.64
2018-06-30 13F-HR SNAP / Snapchat, Inc. 12.69 820 867 5.73 13 11 -15.38
2018-06-30 13F-HR CHL / China Mobile Ltd. 47.62 147 147 0.00 7 7 0.00
2018-06-30 13F-HR CS / Credit Suisse Group 14.88 82,745 45,427 -45.10 1,389 676 -51.33
2018-06-30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 109.70 86,375 100,562 16.42 9,149 11,032 20.58
2018-06-30 13F-HR RGLD / Royal Gold, Inc. 90.00 100 100 0.00 9 9 0.00
2018-06-30 13F-HR FWONK / Liberty Media, Formula One Group Series C 0.00 6 6 0.00 0 0
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.48 10,011 9,807 -2.04 1,837 1,819 -0.98
2018-06-30 13F-HR BCS / Barclays Bank Plc 9.91 3,833 3,833 0.00 45 38 -15.56
2018-06-30 13F-HR SBUX / Starbucks Corp. 0.00 1 1 0.00 0 0
2018-06-30 13F-HR KWEB / KraneShares CSI China Internet ETF 60.00 50 50 0.00 3 3 0.00
2018-06-30 13F-HR VYGR / Voyager Therapeutics, Inc 20.00 2,000 1,000 -50.00 38 20 -47.37
2018-06-30 13F-HR MKC / McCormick & Co., Inc. 102.56 38 39 2.63 4 4 0.00
2018-06-30 13F-HR AATDF / AA LTD 17.13 3,004 3,036 1.07 69 52 -24.64
2018-06-30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.04 3,350 3,350 0.00 173 171 -1.16
2018-06-30 13F-HR GG / Goldcorp, Inc. 0.00 32 32 0.00 0 0
2018-06-30 13F-HR BSE / BlackRock New York Insured Municipal Income Quality Trust 12.40 62,497 57,973 -7.24 781 719 -7.94
2018-06-30 13F-HR WMT / Walmart, Inc. 85.64 14,626 17,807 21.75 1,301 1,525 17.22
2018-06-30 13F-HR AOR / iShares Core Growth Allocation ETF 44.44 135 135 0.00 6 6 0.00
2018-06-30 13F-HR ERC / Evergreen Multi-Sector Income Fund 12.67 1,500 1,500 0.00 20 19 -5.00
2018-06-30 13F-HR EDIT / Editas Medicine, Inc. 35.85 10,950 26,389 141.00 363 946 160.61
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 69.50 2,000 2,000 0.00 139 139 0.00
2018-06-30 13F-HR IMGN / Immunogen, Inc. 10.00 100 100 0.00 1 1 0.00
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.69 2,344 3,346 42.75 233 270 15.88
2018-06-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 242.46 1,813 1,757 -3.09 438 426 -2.74
2018-06-30 13F-HR EWU / iShares MSCI United Kingdom ETF 34.76 136,257 9,408 -93.10 4,749 327 -93.11
2018-06-30 13F-HR SPYG / SPDR S&P 500 Growth ETF 35.13 825,796 845,053 2.33 27,681 29,687 7.25
2018-06-30 13F-HR FEU / SPDR STOXX Europe 50 ETF 33.43 4,730 20,851 340.82 164 697 325.00
2018-06-30 13F-HR HAL / Halliburton Co. 45.09 870 16,967 1,850.23 41 765 1,765.85
2018-06-30 13F-HR HAL / Halliburton Co. Call 1.22 0 18,000 0 22
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.30 13,431 10,371 -22.78 1,721 1,258 -26.90
2018-06-30 13F-HR FTNT / Fortinet, Inc. 62.35 1,735 1,235 -28.82 93 77 -17.20
2018-06-30 13F-HR SPYV / SPDR S&P 500 Value ETF 29.63 853,438 754,004 -11.65 25,091 22,341 -10.96
2018-06-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 38.33 175,045 89,231 -49.02 7,049 3,420 -51.48
2018-06-30 13F-HR HBAN / Huntington Bancshares, Inc. 12.99 231 231 0.00 3 3 0.00
2018-06-30 13F-HR CC / Chemours Company (The) 44.48 561 562 0.18 27 25 -7.41
2018-06-30 13F-HR SHPG / Shire Plc. 166.67 12 12 0.00 2 2 0.00
2018-06-30 13F-HR LKQ / LKQ Corp. 30.77 390 390 0.00 15 12 -20.00
2018-06-30 13F-HR KIE / SPDR S&P Insurance ETF 29.79 19,324 31,792 64.52 599 947 58.10
2018-06-30 13F-HR UNM / Unum Group 37.13 28 3,528 12,500.00 1 131 13,000.00
2018-06-30 13F-HR STM / STMicroelectronics N.V. 24.00 250 250 0.00 6 6 0.00
2018-06-30 13F-HR KSS / Kohl's Corp. 73.08 3,700 2,600 -29.73 242 190 -21.49
2018-06-30 13F-HR JFR / Nuveen Floating Rate Income Fund 10.95 1,005 1,005 0.00 11 11 0.00
2018-06-30 13F-HR HECO / Huntington EcoLogical Strategy ETF 40.00 150 150 0.00 6 6 0.00
2018-06-30 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 3.49 4,291 4,303 0.28 14 15 7.14
2018-06-30 13F-HR SPTM / SPDR Portfolio Total Stock Marke 33.82 673 680 1.04 22 23 4.55
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 197.80 66 91 37.88 12 18 50.00
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 89.55 134 134 0.00 12 12 0.00
2018-06-30 13F-HR CIU / iShares Intermediate Credit Bond ETF 106.02 762 764 0.26 82 81 -1.22
2018-06-30 13F-HR VBR / Vanguard Small-Cap Value ETF 142.86 35 35 0.00 5 5 0.00
2018-06-30 13F-HR WM / Waste Management, Inc. 81.23 2,302 2,302 0.00 194 187 -3.61
2018-06-30 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 14.71 68 68 0.00 1 1 0.00
2018-06-30 13F-HR SCHN / Schnitzer Steel Industries, Inc. 31.75 63 63 0.00 2 2 0.00
2018-06-30 13F-HR ROK / Rockwell Automation, Inc. 166.21 5,085 4,049 -20.37 886 673 -24.04
2018-06-30 13F-HR ORCL / Oracle Corp. 44.05 18,661 17,391 -6.81 854 766 -10.30
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.52 1,317 3,217 144.27 38 140 268.42
2018-06-30 13F-HR SWIR / Sierra Wireless, Inc. 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.14 852 420 -50.70 47 24 -48.94
2018-06-30 13F-HR CAH / Cardinal Health, Inc. 48.68 2,650 2,650 0.00 166 129 -22.29
2018-06-30 13F-HR SPWR / SunPower Corp. 6.56 305 305 0.00 2 2 0.00
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.62 891 891 0.00 93 95 2.15
2018-06-30 13F-HR 98474TAB3 / Yandex N.V. Bond 1.13% Due 12/15/2018 Call 3.00 0 10,000 0 30
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.85 24,031 24,701 2.79 1,812 1,750 -3.42
2018-06-30 13F-HR VLO / Valero Energy Corp. 110.80 3,592 3,592 0.00 333 398 19.52
2018-06-30 13F-HR TRST / TrustCo Bank Corp. NY 6.67 150 150 0.00 1 1 0.00
2018-06-30 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.00 100 100 0.00 1 1 0.00
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 151.04 1,397 1,397 0.00 190 211 11.05
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 6.75 4,441 4,444 0.07 28 30 7.14
2018-06-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 140.43 31,653 13,608 -57.01 4,296 1,911 -55.52
2018-06-30 13F-HR ICF / iShares Cohen & Steers REIT ETF 96.77 31 31 0.00 3 3 0.00
2018-06-30 13F-HR LAZ / Lazard Ltd. 50.15 338 339 0.30 18 17 -5.56
2018-06-30 13F-HR FEYE / FireEye, Inc. 16.00 375 375 0.00 6 6 0.00
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.42 8,945 9,195 2.79 466 482 3.43
2018-06-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 22.56 533 532 -0.19 9 12 33.33
2018-06-30 13F-HR CLGX / CoreLogic, Inc. 50.00 100 100 0.00 5 5 0.00
2018-06-30 13F-HR SDIV / Global X SuperDividend ETF 20.00 250 250 0.00 5 5 0.00
2018-06-30 13F-HR WFC / Wells Fargo & Co. 54.66 622 622 0.00 33 34 3.03
2018-06-30 13F-HR CNQ / Canadian Natural Resources Limited 35.00 200 200 0.00 6 7 16.67
2018-06-30 13F-HR RIG / Transocean, Inc. 13.42 17,446 16,469 -5.60 173 221 27.75
2018-06-30 13F-HR CL / Colgate-Palmolive Co. 64.79 6,543 5,942 -9.19 469 385 -17.91
2018-06-30 13F-HR CI / Cigna Corp. 170.17 760 1,810 138.16 127 308 142.52
2018-06-30 13F-HR GWW / Grainger (W.W.), Inc. 317.46 63 63 0.00 18 20 11.11
2018-06-30 13F-HR EUFN / iShares MSCI Europe Financials ETF 13.70 70 73 4.29 2 1 -50.00
2018-06-30 13F-HR C / Citigroup, Inc. 66.91 53,573 44,147 -17.59 3,616 2,954 -18.31
2018-06-30 13F-HR RTN / Raytheon Co. 193.86 717 717 0.00 155 139 -10.32
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 67.42 263 267 1.52 18 18 0.00
2018-06-30 13F-HR CSX / CSX Corp. 66.67 150 150 0.00 8 10 25.00
2018-06-30 13F-HR MBOT / Microbot Medical Inc 0.00 4 4 0.00 0 0
2018-06-30 13F-HR CLDX / Celldex Therapeutics, Inc. 0.00 350 350 0.00 1 0 -100.00
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.59 3,274 3,074 -6.11 311 300 -3.54
2018-06-30 13F-HR SPH / Suburban Propane Partners, L.P. 25.00 120 120 0.00 3 3 0.00
2018-06-30 13F-HR VGR / Vector Group, Ltd. 18.69 214 214 0.00 4 4 0.00
2018-06-30 13F-HR GM / General Motors Company 39.38 28,553 30,495 6.80 1,038 1,201 15.70
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.91 14,295 12,062 -15.62 911 795 -12.73
2018-06-30 13F-HR RF / Regions Financial Corp. 17.82 5,500 5,500 0.00 102 98 -3.92
2018-06-30 13F-HR SU / Suncor Energy Inc. 42.55 233 235 0.86 8 10 25.00
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.58 7,219 7,241 0.30 396 359 -9.34
2018-06-30 13F-HR VER / VEREIT, Inc. 7.40 1,216 1,216 0.00 8 9 12.50
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. 49.64 2,800 2,800 0.00 103 139 34.95
2018-06-30 13F-HR EMN / Eastman Chemical Company 99.87 2,233 2,233 0.00 236 223 -5.51
2018-06-30 13F-HR BR / Broadridge Financial Solutions, Inc. 129.03 31 31 0.00 3 4 33.33
2018-06-30 13F-HR IWN / iShares Russell 2000 Value ETF 131.76 1,442 1,442 0.00 176 190 7.95
2018-06-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 25.88 5,818 28,437 388.78 167 736 340.72
2018-06-30 13F-HR EWC / iShares MSCI Canada ETF 27.13 258 258 0.00 7 7 0.00
2018-06-30 13F-HR VSM / Versum Materials, Inc. 37.74 53 53 0.00 2 2 0.00
2018-06-30 13F-HR SBH / Sally Beauty Holdings, Inc. 16.02 437 437 0.00 7 7 0.00
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 295.45 176 176 0.00 59 52 -11.86
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.81 3,150 3,150 0.00 205 264 28.78
2018-06-30 13F-HR OHI / Omega HealthCare Investors, Inc. 29.76 164 168 2.44 4 5 25.00
2018-06-30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 0.00 6 6 0.00 1 0 -100.00
2018-06-30 13F-HR TROW / Price (T.) Rowe Group, Inc. 115.83 0 1,200 0 139
2018-06-30 13F-HR WLK / Westlake Chemical Corp. 107.43 1,750 1,750 0.00 195 188 -3.59
2018-06-30 13F-HR RSG / Republic Services, Inc. 68.42 2,950 2,850 -3.39 195 195 0.00
2018-06-30 13F-HR IMDZ / Immune Design Corp. 4.53 12,395 6,395 -48.41 41 29 -29.27
2018-06-30 13F-HR IMAX / Imax Corp. 33.33 30 30 0.00 1 1 0.00
2018-06-30 13F-HR HOG / Harley-Davidson, Inc. 43.05 300 302 0.67 13 13 0.00
2018-06-30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.33 750 750 0.00 10 10 0.00
2018-06-30 13F-HR MS / Morgan Stanley 47.46 0 3,519 0 167
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 42.46 469 471 0.43 23 20 -13.04
2018-06-30 13F-HR WY / Weyerhaeuser Co. 37.19 242 242 0.00 8 9 12.50
2018-06-30 13F-HR SDRL / Seadrill Limited 0.00 200 200 0.00 0 0
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.12 1,696 28,710 1,592.81 90 1,525 1,594.44
2018-06-30 13F-HR AMLP / Alerian ETF 10.06 7,757 7,253 -6.50 73 73 0.00
2018-06-30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 0.00 4 4 0.00 0 0
2018-06-30 13F-HR PNF / PIMCO New York Municipal Income Fund 12.38 1,050 1,050 0.00 12 13 8.33
2018-06-30 13F-HR HPQ / HP Inc. 20.00 100 100 0.00 2 2 0.00
2018-06-30 13F-HR MSI / Motorola Solutions, Inc. 142.86 7 7 0.00 1 1 0.00
2018-06-30 13F-HR IVW / iShares S&P 500 Growth ETF 162.70 4,140 3,909 -5.58 642 636 -0.93
2018-06-30 13F-HR VXF / Vanguard Extended Market ETF 116.82 428 428 0.00 48 50 4.17
2018-06-30 13F-HR VPU / Vanguard Utilities ETF 125.00 8 8 0.00 1 1 0.00
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 444.44 9 9 0.00 3 4 33.33
2018-06-30 13F-HR MAIN / Main Street Capital Corp. 38.05 17,074 16,952 -0.71 630 645 2.38
2018-06-30 13F-HR SMCI / Super Micro Computer, Inc. 23.56 2,250 2,250 0.00 38 53 39.47
2018-06-30 13F-HR VB / Vanguard Small-Cap ETF 155.37 605 605 0.00 89 94 5.62
2018-06-30 13F-HR PH / Parker-Hannifin Corp. 157.89 57 57 0.00 10 9 -10.00
2018-06-30 13F-HR HCA / HCA Holdings Inc. 102.73 2,930 2,930 0.00 284 301 5.99
2018-06-30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 0.50 2,000 2,000 0.00 10 1 -90.00
2018-06-30 13F-HR DBD / Diebold, Inc. 10.00 100 100 0.00 2 1 -50.00
2018-06-30 13F-HR CATYW / Cathay General Bancorp 40.00 100 100 0.00 4 4 0.00
2018-06-30 13F-HR T / AT & T, Inc. 32.10 17,647 18,131 2.74 629 582 -7.47
2018-06-30 13F-HR IVE / iShares S&P 500 Value ETF 108.49 212 212 0.00 23 23 0.00
2018-06-30 13F-HR ETFC / E*TRADE Financial, Inc. 0.00 5 5 0.00 0 0
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 193.76 1,259 449 -64.34 236 87 -63.14
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. 8.46 11,300 11,462 1.43 79 97 22.78
2018-06-30 13F-HR GIS / General Mills, Inc. 44.29 3,500 3,500 0.00 158 155 -1.90
2018-06-30 13F-HR NUE / Nucor Corp. 58.82 50 51 2.00 3 3 0.00
2018-06-30 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.45 10,551 10,454 -0.92 59 57 -3.39
2018-06-30 13F-HR JBLU / JetBlue Airways Corp. 18.93 8,450 8,450 0.00 172 160 -6.98
2018-06-30 13F-HR MLI / Mueller Industries, Inc. 28.90 519 519 0.00 14 15 7.14
2018-06-30 13F-HR USB / U.S. Bancorp 50.09 5,650 5,650 0.00 285 283 -0.70
2018-06-30 13F-HR CME / CME Group, Inc. 171.43 35 35 0.00 6 6 0.00
2018-06-30 13F-HR UNH / UnitedHealth Group Inc. 246.38 404 414 2.48 86 102 18.60
2018-06-30 13F-HR ORLY / O'Reilly Automotive, Inc. 266.67 15 15 0.00 4 4 0.00
2018-06-30 13F-HR NEWR / New Relic, Inc. 100.62 3,140 2,415 -23.09 233 243 4.29
2018-06-30 13F-HR COST / Costco Wholesale Corp. 200.00 25 25 0.00 5 5 0.00
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.33 36 36 0.00 3 3 0.00
2018-06-30 13F-HR BIIB / Biogen Inc. 290.00 475 100 -78.95 130 29 -77.69
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.04 17,154 15,775 -8.04 736 679 -7.74
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 80.96 805 667 -17.14 61 54 -11.48
2018-06-30 13F-HR CYTR / CytRx Corp. 685 0 -100.00 1 0 -100.00
2018-06-30 13F-HR FACTORSHARES TR ISE CYBER SEC ADDED / DED (30304R407) 870 0 -100.00 30 0
2018-06-30 13F-HR ISHARES MSCI MALAYSI ETF / ETF (464286830) 175 0 -100.00 6 0
2018-06-30 13F-HR MARKET VECTORS ETF TR GOLD MINER ETF / ETF (57060U100) 700 0 -100.00 15 0
2018-06-30 13F-HR POWERSHARES ETF TRUST WNDRHLL CLN EN / EN (73935X500) 31 0 -100.00 1 0
2018-06-30 13F-HR ISHARES TR MSCI UTD KNGDM / GDM (46434V548) 10,162 0 -100.00 353 0
2018-06-30 13F-HR ISHARES MSCI JAPAN ETF / ETF (464286848) 420 0 -100.00 25 0
2018-06-30 13F-HR SPDR S&P 500 ETF TR / PUT (78462F953) Put 80,000 0 -100.00 255 0
2018-06-30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 9,500 0 -100.00 19 0 -100.00
2018-06-30 13F-HR LNT / Alliant Energy Corp. 625 0 -100.00 26 0 -100.00
2018-06-30 13F-HR ALL / Allstate Corp. (The) 1,950 0 -100.00 185 0 -100.00
2018-06-30 13F-HR AFGE / American Financial Group, Inc. 1,600 0 -100.00 180 0 -100.00
2018-06-30 13F-HR AIG.WS / American International Group, Inc. Warrants 32 0 -100.00 1 0 -100.00
2018-06-30 13F-HR TOT / Total S.A. 1,000 0 -100.00 58 0 -100.00
2018-06-30 13F-HR BAX / Baxter International, Inc. 216 0 -100.00 14 0 -100.00
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 175 0 -100.00 8 0 -100.00
2018-06-30 13F-HR ARDM / Aradigm Corp. 2 0 -100.00 0 0
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. Put 1,600 0 -100.00 23 0 -100.00
2018-06-30 13F-HR GXP / Great Plains Energy, Inc. 200 0 -100.00 6 0 -100.00
2018-06-30 13F-HR CLNS / Colony NorthStar, Inc. 334 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FTR / Frontier Communications Corp. 204 0 -100.00 2 0 -100.00
2018-06-30 13F-HR MTB / M & T Bank Corp. 618 0 -100.00 114 0 -100.00
2018-06-30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 460 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 38 0 -100.00 5 0 -100.00
2018-06-30 13F-HR TRP / TransCanada Corp. 100 0 -100.00 4 0 -100.00
2018-06-30 13F-HR GLW / Corning, Inc. Call 25,000 0 -100.00 10 0 -100.00
2018-06-30 13F-HR ABT / Abbott Laboratories 1,313 0 -100.00 79 0 -100.00
2018-06-30 13F-HR APU / AmeriGas Partners, L.P. 148 0 -100.00 6 0 -100.00
2018-06-30 13F-HR INCY / Incyte Corp. Call 6,000 0 -100.00 40 0 -100.00
2018-06-30 13F-HR DBA / PowerShares DB Agriculture Fund 1,000 0 -100.00 19 0 -100.00
2018-06-30 13F-HR DSU / BlackRock Debt Strategies Fund, Inc. 27,784 0 -100.00 323 0 -100.00
2018-06-30 13F-HR SXL / Sunoco Logistics Partners L.P. 1,229 0 -100.00 20 0 -100.00
2018-06-30 13F-HR INAP / Internap Corporation 25 0 -100.00 0 0
2018-06-30 13F-HR SRE / Sempra Energy 1,500 0 -100.00 167 0 -100.00
2018-06-30 13F-HR FTI / FMC Technologies, Inc. 136 0 -100.00 4 0 -100.00
2018-06-30 13F-HR CRIS / Curis, Inc. 184,490 0 -100.00 121 0 -100.00
2018-06-30 13F-HR PIO / PowerShares Global Exchange Traded Fund Trust 55 0 -100.00 1 0 -100.00
2018-06-30 13F-HR ADXS / Advaxis, Inc. 275 0 -100.00 0 0
2018-06-30 13F-HR AWK / American Water Works Co., Inc. 3,788 0 -100.00 311 0 -100.00
2018-06-30 13F-HR AKS / AK Steel Holding Corp. 106,062 0 -100.00 480 0 -100.00
2018-06-30 13F-HR ZF / Zweig Fund, Inc. 494 0 -100.00 6 0 -100.00
2018-06-30 13F-HR TMV / Direxion Daily 20+ Year Treasury 100 0 -100.00 2 0 -100.00
2018-06-30 13F-HR SCHD / Schwab US Dividend Equity ETF 13,631 0 -100.00 668 0 -100.00
2018-06-30 13F-HR ADSK / Autodesk, Inc. 100 0 -100.00 13 0 -100.00
2018-06-30 13F-HR CGNT / Cogentix Medical, Inc. 3,360 0 -100.00 13 0 -100.00
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 100 0 -100.00 12 0 -100.00
2018-06-30 13F-HR BP / BP Plc 866 0 -100.00 35 0 -100.00
2018-06-30 13F-HR MDCO / Medicines Company 700 0 -100.00 23 0 -100.00
2018-06-30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 200 0 -100.00 3 0 -100.00
2018-06-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 34 0 -100.00 44 0 -100.00
2018-06-30 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 13,000 0 -100.00 12 0 -100.00
2018-06-30 13F-HR BAC / Bank of America Corp. 222,081 0 -100.00 6,660 0 -100.00
2018-06-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 240 0 -100.00 4 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 907 0 -100.00 86 0 -100.00
2018-06-30 13F-HR PGX / PowerShares Preferred Portfolio 820 0 -100.00 12 0 -100.00
2018-06-30 13F-HR WR / Westar Energy, Inc. 120 0 -100.00 6 0 -100.00
2018-06-30 13F-HR PXH / PowerShares Exchange-Traded Fund Trust II 91 0 -100.00 2 0 -100.00
2018-06-30 13F-HR AMGN / Amgen Inc. 1,352 0 -100.00 230 0 -100.00
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 3,869 0 -100.00 199 0 -100.00
2018-06-30 13F-HR KO / Coca Cola Co. Call 21,000 0 -100.00 31 0 -100.00
2018-06-30 13F-HR EBAY / eBay, Inc. Call 13,600 0 -100.00 7 0 -100.00
2018-06-30 13F-HR AXP / American Express Co. 1,700 0 -100.00 159 0 -100.00
2018-06-30 13F-HR DOV / Dover Corp. 168 0 -100.00 17 0 -100.00
2018-06-30 13F-HR ARNC / Arconic Inc. 29 0 -100.00 1 0 -100.00
2018-06-30 13F-HR BMO / Bank of Montreal (PQ) 150 0 -100.00 11 0 -100.00
2018-06-30 13F-HR NCZ / AGIC Convertible & Income Fund II 897 0 -100.00 5 0 -100.00
2018-06-30 13F-HR GM / General Motors Company Call 18,000 0 -100.00 3 0 -100.00
2018-06-30 13F-HR LVS / Las Vegas Sands Corp. 579 0 -100.00 42 0 -100.00
2018-06-30 13F-HR AIG / American International Group, Inc. 4,060 0 -100.00 221 0 -100.00
2018-06-30 13F-HR TER / Teradyne, Inc. 3,900 0 -100.00 178 0 -100.00
2018-06-30 13F-HR MT / ArcelorMittal 33 0 -100.00 1 0 -100.00
2018-06-30 13F-HR PVCT / Provectus Biopharmaceuticals, Inc. 9,250 0 -100.00 1 0 -100.00
2018-06-30 13F-HR HDYN / HyperDynamics Corp. 100 0 -100.00 0 0
2018-06-30 13F-HR INDY / iShares India 50 ETF 309 0 -100.00 11 0 -100.00
2018-06-30 13F-HR RCL / Royal Caribbean Cruises Ltd. 800 0 -100.00 94 0 -100.00
2018-06-30 13F-HR APD / Air Products & Chemicals, Inc. 106 0 -100.00 17 0 -100.00
2018-06-30 13F-HR AVY / Avery Dennison Corp. 1,600 0 -100.00 170 0 -100.00
2018-06-30 13F-HR IYW / iShares U.S. Technology ETF 100 0 -100.00 17 0 -100.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. Call 7,000 0 -100.00 14 0 -100.00
2018-06-30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 2,250 0 -100.00 32 0 -100.00
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 254 0 -100.00 55 0 -100.00
2018-06-30 13F-HR AEP / American Electric Power Company, Inc. 914 0 -100.00 63 0 -100.00
2018-06-30 13F-HR AAPL / Apple, Inc. 26,078 0 -100.00 4,375 0 -100.00
2018-06-30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 1,644 0 -100.00 60 0 -100.00
2018-06-30 13F-HR KWKAQ / Quicksilver Resources Inc. 18 0 -100.00 0 0
2018-06-30 13F-HR MON / Monsanto Co. 446 0 -100.00 52 0 -100.00
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 305 0 -100.00 7 0 -100.00
2018-06-30 13F-HR AFL / AFLAC, Inc. 4,500 0 -100.00 197 0 -100.00
2018-06-30 13F-HR ABX / Barrick Gold Corp. 100 0 -100.00 1 0 -100.00
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 100 0 -100.00 6 0 -100.00
2018-06-30 13F-HR IMN / Imation Corp. 1 0 -100.00 0 0
2018-06-30 13F-HR WAVXQ / Wave Systems Corp. 3 0 -100.00 0 0
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 2,479 0 -100.00 397 0 -100.00
2018-06-30 13F-HR LNC.WS / Lincoln National Corp. 2,200 0 -100.00 161 0 -100.00
2018-06-30 13F-HR NDRM / NeuroDerm Ltd. 32 0 -100.00 1 0 -100.00
2018-06-30 13F-HR AZN / AstraZeneca Plc 29,347 0 -100.00 1,026 0 -100.00
2018-06-30 13F-HR PHO / PowerShares Water Resources Portfolio 1,201 0 -100.00 37 0 -100.00
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 300 0 -100.00 12 0 -100.00
2018-06-30 13F-HR AVP / Avon Products, Inc. 100 0 -100.00 0 0
2018-06-30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 172 0 -100.00 26 0 -100.00
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 467 0 -100.00 676 0 -100.00
2018-06-30 13F-HR USO / United States Oil Fund, LP 5,250 0 -100.00 69 0 -100.00
2018-06-30 13F-HR WLL / Whiting Petroleum Corp. 6 0 -100.00 0 0
2018-06-30 13F-HR BAB / PowerShares Build America Bond Portfolio 2,775 0 -100.00 84 0 -100.00
2018-06-30 13F-HR BIDU / Baidu, Inc. 80 0 -100.00 18 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. 2 0 -100.00 0 0
2018-06-30 13F-HR AMAT / Applied Materials, Inc. 50 0 -100.00 3 0 -100.00
2018-06-30 13F-HR BA / Boeing Company (The) 724 0 -100.00 237 0 -100.00
2018-06-30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 47 0 -100.00 1 0 -100.00
2018-06-30 13F-HR EWG / iShares MSCI Germany ETF 1,022 0 -100.00 33 0 -100.00
2018-06-30 13F-HR SCG / SCANA Corp. 1,597 0 -100.00 60 0 -100.00
2018-06-30 13F-HR PHG / Koninklijke Philips N.V 1,000 0 -100.00 38 0 -100.00
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 7,894 0 -100.00 1,575 0 -100.00
2018-06-30 13F-HR BBY / Best Buy Co., Inc. 3,400 0 -100.00 238 0 -100.00
2018-06-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 301 0 -100.00 30 0 -100.00
2018-06-30 13F-HR ABB / ABB Ltd. 204 0 -100.00 5 0 -100.00
2018-06-30 13F-HR VZ / Verizon Communications, Inc. Call 11,000 0 -100.00 8 0 -100.00
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Call 6,400 0 -100.00 0 0
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. Call 11,000 0 -100.00 7 0 -100.00
2018-06-30 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 85 0 -100.00 15 0 -100.00
2018-06-30 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 741 0 -100.00 33 0 -100.00
2018-06-30 13F-HR QRMLF / Quest Rare Minerals Ltd 8,000 0 -100.00 0 0
2018-06-30 13F-HR ECC / Eagle Point Credit Company Inc. 380 0 -100.00 7 0 -100.00
2018-06-30 13F-HR RUN / Sunrun Inc. 800 0 -100.00 7 0 -100.00
2018-06-30 13F-HR NTR / Nutrien Ltd. 409 0 -100.00 19 0 -100.00
2018-06-30 13F-HR INCY / Incyte Corp. 1,000 0 -100.00 83 0 -100.00
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. Call 4,000 0 -100.00 24 0 -100.00
2018-06-30 13F-HR FBHS / Fortune Brands Home & Security, Inc. Call 2,000 0 -100.00 1 0 -100.00
2018-06-30 13F-HR GEF.B / Greif, Inc. Call 3,000 0 -100.00 0 0
2018-06-30 13F-HR INCY / Incyte Corp. Put 3,000 0 -100.00 11 0 -100.00
2018-06-30 13F-HR JD / JD.com, Inc. Call 8,000 0 -100.00 24 0 -100.00
2018-06-30 13F-HR CQP / Cheniere Energy Partners, LP Call 10,000 0 -100.00 15 0 -100.00
2018-06-30 13F-HR MHK / Mohawk Industries, Inc. Call 2,400 0 -100.00 14 0 -100.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. Call 3,200 0 -100.00 0 0
2018-06-30 13F-HR PEP / PepsiCo, Inc. Call 8,000 0 -100.00 1 0 -100.00
2018-06-30 13F-HR SBUX / Starbucks Corp. Call 6,400 0 -100.00 15 0 -100.00
2018-06-30 13F-HR SBUX / Starbucks Corp. Put 6,400 0 -100.00 13 0 -100.00
2018-06-30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 20,503 0 -100.00 1,279 0 -100.00
2018-06-30 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 16.91 223,129 3,774
2018-06-30 13F-HR TRXC / TransEnterix, Inc. Call 0.00 1,000 0
2018-06-30 13F-HR EXR / Extra Space Storage, Inc. 100.00 1,850 185
2018-06-30 13F-HR BEN / Franklin Resources, Inc. 31.95 4,100 131
2018-06-30 13F-HR COLONY CAP INC NEW / CL A COM (19626G108) 5.99 334 2
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL ENR (46137V365) 62.26 1,028 64
2018-06-30 13F-HR MCDERMOTT INTL INC / (580037703) 19.61 1,734 34
2018-06-30 13F-HR VET / Vermilion Energy Inc. 0.00 9 0
2018-06-30 13F-HR SEND / SendGrid, Inc. 33.33 30 1
2018-06-30 13F-HR WH.WI / Wyndham Hotels & Resorts, Inc. 50.00 20 1
2018-06-30 13F-HR EVRG / Evergy, Inc. 54.39 239 13
2018-06-30 13F-HR AKAM / Akamai Technologies, Inc. 73.68 475 35
2018-06-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.77 470 6
2018-06-30 13F-HR APRN / Blue Apron Holdings Inc 3.75 800 3
2018-06-30 13F-HR MA / MasterCard Incorporated 200.00 135 27
2018-06-30 13F-HR NTG / Tortoise MLP Fund, Inc. 16.00 250 4
2018-06-30 13F-HR TECH / Bio-Techne Corp 150.00 80 12
2018-06-30 13F-HR CORN / Teucrium Commodity Trust 16.99 765 13
2018-06-30 13F-HR SOYB / Teucrium Soybean Fund 15.69 765 12
2018-06-30 13F-HR BJS WHSL CLUB HLDGS INC / (05550J101) 24.00 250 6
2018-06-30 13F-HR XPO / XPO Logistics, Inc. 100.00 560 56
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 65.00 800 52
2018-06-30 13F-HR TSS / Total System Services, Inc. 85.00 1,000 85
2018-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Call 3.57 5,600 20
2018-06-30 13F-HR AMAT / Applied Materials, Inc. Call 0.00 10,000 0
2018-06-30 13F-HR AMAT / Applied Materials, Inc. Put 4.00 5,000 20
2018-06-30 13F-HR BLK / BlackRock, Inc. Call 1.36 2,200 3
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 2.00 5,000 10
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 1.14 14,000 16
2018-06-30 13F-HR GBT / Global Blood Therapeutics, Inc. Call 0.83 6,000 5
2018-06-30 13F-HR GLD / SPDR Gold Shares Call 0.03 40,000 1
2018-06-30 13F-HR JNP / Juniper Pharmaceuticals, Inc. Call 0.88 8,000 7
2018-06-30 13F-HR LUV / Southwest Airlines Co. Call 2.00 7,000 14
2018-06-30 13F-HR MRK / Merck & Co., Inc. Call 1.88 16,000 30
2018-06-30 13F-HR NTAP / NetApp, Inc. Put 2.75 4,000 11
2018-06-30 13F-HR TWOU / 2U, Inc. Call 0.25 4,000 1
2018-06-30 13F-HR VMW / VMWare, Inc. Call 2.19 16,000 35
2018-06-30 13F-HR WB / Weibo Corporation Call 1.60 5,000 8
2018-06-30 13F-HR WUBA / 58.com Inc. Call 0.10 9,600 1
2018-06-30 13F-HR ECYT / Endocyte, Inc. 13.71 1,750 24
2018-06-30 13F-HR EYPT / EyePoint Pharmaceuticals, Inc. 2.00 5,000 10
2018-06-30 13F-HR TWMJF / Canopy Growth Corporation 29.45 1,392 41
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC PHRMCTLS (46137V662) 67.21 29,548 1,986
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.34 1,241 24
2018-06-30 13F-HR INVESCO QQQ TR / UNIT SER 1 (46090E103) 171.70 2,481 426
2018-06-30 13F-HR CURIS INC / (231269200) 1.73 36,897 64
2018-06-30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.17 26,846 300
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / TAXABLE MUN BD (46138G805) 29.55 2,775 82
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL TEC (46137V282) 158.47 2,827 448
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL HLT (46137V332) 182.65 1,522 278
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL FIN (46137V340) 42.30 12,553 531
2018-06-30 13F-HR WHITING PETE CORP NEW / (966387409) 0.00 6 0
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 4.90 204 1
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GLOBAL WATER (46138E651) 18.18 55 1
2018-06-30 13F-HR INVESCO CURNCYSHS BRIT PND S / BRIT POUN STRL (46138M109) 131.58 38 5
2018-06-30 13F-HR INVESCO DB COMMDY INDX TRCK / UNIT (46138B103) 16.67 240 4
2018-06-30 13F-HR CYTRX CORP / COM PAR (232828608) 0.00 351 0
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WATER RES ETF (46137V142) 29.98 1,201 36
2018-06-30 13F-HR MTCN / ArcelorMittal 30.30 33 1
2018-06-30 13F-HR INVESCO DB MLTI SECTR CMMTY / AGRICULTURE FD (46140H106) 18.00 1,000 18
2018-06-30 13F-HR TKPPY / TechnipFMC 29.41 136 4
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / EMRNG MKT SVRG (46138E784) 21.28 47 1
2018-06-30 13F-HR DCA / Virtus Total Return Fund 10.12 494 5
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FTSE RAFI EMNG (46138E727) 21.98 91 2
2018-06-30 13F-HR HACK / PureFunds ISE Cyber Security ETF 36.70 327 12
2018-06-30 13F-HR INTERNAP CORP / COM PAR (45885A409) 0.00 25 0
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / WILDERHIL CLAN (46137V134) 32.26 31 1
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / S&P500 EQL WGT (46137V357) 102.65 302 31
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / DYNMC LRG VALU (46137V738) 35.67 1,654 59
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / PFD ETF (46138E511) 14.42 832 12