InvestorFocused Wealth Management, Inc
Portfolio Value $ 313,031,000
Current Positions737
Opened Positions5
Closed Positions56


Latest Holdings, Performance, AUM (from 13F, 13D)

Focused Wealth Management, Inc has disclosed 737 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 313,031,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Focused Wealth Management, Inc's top holdings are SPDR S&P 500 Growth ETF (NYSE:SPYG) , SPDR S&P 500 Value ETF (NYSE:SPYV) , SPDR Portfolio Aggregate Bond ET (NYSE:SPAB) , Vanguard High Dividend Yield ETF (NYSE:VYM) , and iShares Core MSCI Europe ETF (NYSE:IEUR) . Focused Wealth Management, Inc's new positions include SPDR S&P 500 Growth ETF (NYSE:SPYG) , SPDR S&P 500 Value ETF (NYSE:SPYV) , iShares Core MSCI Europe ETF (NYSE:IEUR) , iShares Edge MSCI USA Momentum Factor ETF (BATS:MTUM) , and First Trust NASDAQ-100 Technology Sector Index Fund (NASDAQ:QTEC) .

All Focused Wealth Management, Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 07, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR CYTR / CytRx Corp. 1.46 0 685 0 1
2018-03-31 13F-HR STL / Sterling Bancorp 22.19 721 721 0.00 18 16 -11.11
2018-03-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.33 1,500 1,500 0.00 20 20 0.00
2018-03-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 13.07 63,212 826
2018-03-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 13.21 56,089 741
2018-03-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 13.08 41,274 540
2018-03-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 21.56 9,787 211
2018-03-31 13F-HR FACTORSHARES TR ISE CYBER SEC ADDED / DED (30304R407) 34.48 870 30
2018-03-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 15.13 4,097 62
2018-03-31 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 13.04 1,917 25
2018-03-31 13F-HR ISHARES MSCI SINGAP ETF / ETF (464286673) 25.64 117 3
2018-03-31 13F-HR ISHARES MSCI MALAYSI ETF / ETF (464286830) 34.29 175 6
2018-03-31 13F-HR MARKET VECTORS ETF TR GOLD MINER ETF / ETF (57060U100) 21.43 700 15
2018-03-31 13F-HR POWERSHARES ETF TRUST WNDRHLL CLN EN / EN (73935X500) 32.26 31 1
2018-03-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 21.98 728 16
2018-03-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 12.71 2,597 33
2018-03-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 12.96 2,700 35
2018-03-31 13F-HR ISHARES TR MSCI UTD KNGDM / GDM (46434V548) 34.74 10,162 353
2018-03-31 13F-HR ISHARES MSCI JAPAN ETF / ETF (464286848) 59.52 420 25
2018-03-31 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.77 2,593 2
2018-03-31 13F-HR SPDR S&P 500 ETF TR / PUT (78462F953) Put 3.19 80,000 255
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.00 9,500 9,500 0.00 20 19 -5.00
2018-03-31 13F-HR RAD / Rite Aid Corp. 2.00 1,000 1,000 0.00 2 2 0.00
2018-03-31 13F-HR LNT / Alliant Energy Corp. 41.60 625 625 0.00 27 26 -3.70
2018-03-31 13F-HR IDV / iShares International Select Dividend ETF 33.85 725 325 -55.17 24 11 -54.17
2018-03-31 13F-HR OGS / ONE Gas, Inc. 0.00 4 4 0.00 0 0
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.87 1,950 1,950 0.00 204 185 -9.31
2018-03-31 13F-HR VALE / Vale S.A. 13.16 224 228 1.79 3 3 0.00
2018-03-31 13F-HR MNK / Maillinckrodt plc. 0.00 26 26 0.00 1 0 -100.00
2018-03-31 13F-HR FE / FirstEnergy Corp. 33.33 450 450 0.00 14 15 7.14
2018-03-31 13F-HR CBS / CBS Corp. 0.00 5 5 0.00 0 0
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 138.63 2,063 2,063 0.00 280 286 2.14
2018-03-31 13F-HR MMM / 3M Co. 219.57 2,054 2,054 0.00 483 451 -6.63
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.90 0 43,048 0 2,062
2018-03-31 13F-HR AFGE / American Financial Group, Inc. 112.50 900 1,600 77.78 98 180 83.67
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.97 203 203 0.00 14 14 0.00
2018-03-31 13F-HR HCN / Welltower Inc. 54.54 9,355 2,677 -71.38 597 146 -75.54
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 78.05 3,421 3,421 0.00 291 267 -8.25
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 31.25 32 32 0.00 1 1 0.00
2018-03-31 13F-HR EV / Eaton Vance Corp. 11.46 36,303 785 -97.84 541 9 -98.34
2018-03-31 13F-HR EV / Eaton Vance Corp. 14.90 785 36,303 4,524.59 9 541 5,911.11
2018-03-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 19.37 413 413 0.00 10 8 -20.00
2018-03-31 13F-HR TOT / Total S.A. 58.00 1,000 1,000 0.00 55 58 5.45
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.85 13,533 3,626 -73.21 497 130 -73.84
2018-03-31 13F-HR K / Kellogg Co. 64.93 3,450 3,450 0.00 235 224 -4.68
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 102.46 807 244 -69.76 84 25 -70.24
2018-03-31 13F-HR SNY / Sanofi 39.87 1,204 1,204 0.00 52 48 -7.69
2018-03-31 13F-HR SYY / SYSCO Corp. 59.83 468 468 0.00 28 28 0.00
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.33 954 24 -97.48 80 2 -97.50
2018-03-31 13F-HR JBT / John Bean Technologies Corp. 142.86 14 14 0.00 2 2 0.00
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.13 1,580 1,580 0.00 16 16 0.00
2018-03-31 13F-HR ZTS / Zoetis Inc. 85.00 200 200 0.00 14 17 21.43
2018-03-31 13F-HR IAU / iShares Gold Trust 12.80 4,533 4,533 0.00 57 58 1.75
2018-03-31 13F-HR INTC / Intel Corp. 52.07 45,650 48,296 5.80 2,107 2,515 19.36
2018-03-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.32 146,629 151,758 3.50 2,089 2,021 -3.26
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.63 2,481 481 -80.61 42 8 -80.95
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 13.81 804 362 -54.98 15 5 -66.67
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.10 37,161 39,001 4.95 704 667 -5.26
2018-03-31 13F-HR AET / Aetna, Inc. 169.47 655 655 0.00 118 111 -5.93
2018-03-31 13F-HR USNA / USANA Health Sciences, Inc. 89.29 112 112 0.00 8 10 25.00
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 8.90 674 337 -50.00 4 3 -25.00
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 5.93 362 674 86.19 3 4 33.33
2018-03-31 13F-HR LXP / Lexington Corporate Properties Trust 6.45 310 310 0.00 3 2 -33.33
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.33 575 578 0.52 82 84 2.44
2018-03-31 13F-HR XL / XL Group Ltd. 55.20 5,489 5,489 0.00 193 303 56.99
2018-03-31 13F-HR VOYA / Voya Financial, Inc. 50.58 5,200 5,200 0.00 257 263 2.33
2018-03-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.92 11,210 11,346 1.21 185 192 3.78
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.12 192,565 211,067 9.61 1,806 1,925 6.59
2018-03-31 13F-HR PFG / Principal Financial Group, Inc. 63.64 110 110 0.00 8 7 -12.50
2018-03-31 13F-HR BAX / Baxter International, Inc. 64.81 166 216 30.12 11 14 27.27
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.97 5,482 4,830 -11.89 289 251 -13.15
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 45.71 175 175 0.00 7 8 14.29
2018-03-31 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 112.24 220,750 91,776 -58.43 24,576 10,301 -58.09
2018-03-31 13F-HR CB / Chubb Ltd 136.25 800 800 0.00 117 109 -6.84
2018-03-31 13F-HR FMC / FMC Corp. 75.00 80 80 0.00 8 6 -25.00
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 45.06 2,608 577 -77.88 117 26 -77.78
2018-03-31 13F-HR LADR / Ladder Capital Corp 15.11 12,903 12,903 0.00 176 195 10.80
2018-03-31 13F-HR UTX / United Technologies Corp. 125.71 1,900 1,400 -26.32 242 176 -27.27
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 68.01 595 397 -33.28 43 27 -37.21
2018-03-31 13F-HR ARDM / Aradigm Corp. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.40 23,012 24,031 4.43 1,649 1,812 9.88
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Call 0.64 0 11,000 0 7
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Put 14.38 1,600 1,600 0.00 15 23 53.33
2018-03-31 13F-HR DOX / Amdocs Ltd. 66.67 2,400 2,550 6.25 157 170 8.28
2018-03-31 13F-HR MFC / Manulife Financial Corp. 17.90 391 391 0.00 8 7 -12.50
2018-03-31 13F-HR LEA / Lear Corp. 185.78 1,055 1,055 0.00 186 196 5.38
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 133.33 825 825 0.00 101 110 8.91
2018-03-31 13F-HR GXP / Great Plains Energy, Inc. 30.00 200 200 0.00 6 6 0.00
2018-03-31 13F-HR RHP / Ryman Hospitality Properties, Inc. 80.00 175 175 0.00 12 14 16.67
2018-03-31 13F-HR CNDT / Conduent 0.00 2 2 0.00 0 0
2018-03-31 13F-HR HTA / Healthcare Trust of America, Inc. 26.00 500 500 0.00 15 13 -13.33
2018-03-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 32.00 125 125 0.00 6 4 -33.33
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.86 11,605 10,175 -12.32 614 487 -20.68
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Call 0.73 0 11,000 0 8
2018-03-31 13F-HR ES / Eversource Energy 58.92 1,765 1,765 0.00 112 104 -7.14
2018-03-31 13F-HR F / Ford Motor Co. 11.08 102,144 24,737 -75.78 1,276 274 -78.53
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.57 284,443 104,321 -63.32 7,939 2,876 -63.77
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.40 1,885 1,885 0.00 294 308 4.76
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 5.99 334 334 0.00 4 2 -50.00
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 88.12 260 261 0.38 23 23 0.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.78 5,771 5,122 -11.25 247 214 -13.36
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 113.06 8,694 8,942 2.85 992 1,011 1.92
2018-03-31 13F-HR FTR / Frontier Communications Corp. 9.80 216 204 -5.56 1 2 100.00
2018-03-31 13F-HR CELG / Celgene Corp. 89.20 9,554 9,854 3.14 997 879 -11.84
2018-03-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 12.88 9,631 9,631 0.00 131 124 -5.34
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 85.11 140 141 0.71 13 12 -7.69
2018-03-31 13F-HR MTB / M & T Bank Corp. 184.47 618 618 0.00 106 114 7.55
2018-03-31 13F-HR PRTA / Prothena Corp plc 36.64 6,150 7,150 16.26 231 262 13.42
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.35 460 460 0.00 2 2 0.00
2018-03-31 13F-HR PHM / PulteGroup, Inc. 29.41 3,400 3,400 0.00 113 100 -11.50
2018-03-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 131.58 38 38 0.00 5 5 0.00
2018-03-31 13F-HR CG / The Carlyle Group L.P. 21.32 12,917 12,521 -3.07 296 267 -9.80
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 46.15 194 195 0.52 8 9 12.50
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 56.34 141 142 0.71 9 8 -11.11
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 110.33 426 426 0.00 51 47 -7.84
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 160.00 25 25 0.00 4 4 0.00
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 63.83 235 235 0.00 15 15 0.00
2018-03-31 13F-HR KEY / KeyCorp 19.49 5,514 3,848 -30.21 111 75 -32.43
2018-03-31 13F-HR CMI / Cummins, Inc. 160.00 200 200 0.00 35 32 -8.57
2018-03-31 13F-HR CVX / Chevron Corp. 114.31 4,061 1,076 -73.50 508 123 -75.79
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 72.86 549 549 0.00 45 40 -11.11
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.34 1,492 894 -40.08 79 45 -43.04
2018-03-31 13F-HR ILMN / Illumina, Inc. 236.12 1,423 1,423 0.00 311 336 8.04
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.87 501 501 0.00 34 33 -2.94
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 100.00 520 20 -96.15 63 2 -96.83
2018-03-31 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 51.99 11,271 11,888 5.47 586 618 5.46
2018-03-31 13F-HR LEN.B / Lennar Corp. 0.00 8 8 0.00 0 0
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 68.97 580 580 0.00 37 40 8.11
2018-03-31 13F-HR DB / Deutsche Bank AG 13.97 5,645 39,591 601.35 107 553 416.82
2018-03-31 13F-HR JD / JD.com, Inc. 40.50 13,683 15,433 12.79 567 625 10.23
2018-03-31 13F-HR TRP / TransCanada Corp. 40.00 200 100 -50.00 10 4 -60.00
2018-03-31 13F-HR GLW / Corning, Inc. 27.94 12,506 8,806 -29.59 400 246 -38.50
2018-03-31 13F-HR GLW / Corning, Inc. Call 0.40 0 25,000 0 10
2018-03-31 13F-HR SIVB / SVB Financial Group 244.44 45 45 0.00 11 11 0.00
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.13 4,231 4,131 -2.36 169 141 -16.57
2018-03-31 13F-HR NS / NuStar Energy L.P. 18.26 219 219 0.00 7 4 -42.86
2018-03-31 13F-HR CNI / Canadian National Railway Co. 58.82 34 34 0.00 3 2 -33.33
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.56 2,680 180 -93.28 172 10 -94.19
2018-03-31 13F-HR ETN / Eaton Corporation 79.86 2,843 3,794 33.45 225 303 34.67
2018-03-31 13F-HR ABT / Abbott Laboratories 60.17 1,384 1,313 -5.13 79 79 0.00
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.30 13,830 10,593 -23.41 1,271 840 -33.91
2018-03-31 13F-HR CNS / Cohen & Steers Inc. 11.75 2,382 2,382 0.00 30 28 -6.67
2018-03-31 13F-HR DSL / DoubleLine Income Solutions Fund 19.84 504 504 0.00 10 10 0.00
2018-03-31 13F-HR CLX / Clorox Company (The) 133.33 405 405 0.00 60 54 -10.00
2018-03-31 13F-HR ACM / AECOM 40.00 100 100 0.00 4 4 0.00
2018-03-31 13F-HR INFY / Infosys Limited 21.74 46 46 0.00 1 1 0.00
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 40.54 144 148 2.78 7 6 -14.29
2018-03-31 13F-HR GMRE / Global Medical REIT, Inc. 6.00 500 500 0.00 4 3 -25.00
2018-03-31 13F-HR ORAN / Orange 16.29 614 614 0.00 11 10 -9.09
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.30 11,867 12,190 2.72 1,015 1,113 9.66
2018-03-31 13F-HR INCY / Incyte Corp. Call 6.67 0 6,000 0 40
2018-03-31 13F-HR EXC / Exelon Corp. 38.86 2,637 2,496 -5.35 104 97 -6.73
2018-03-31 13F-HR MFA / MFA Financial, Inc. 8.00 500 500 0.00 4 4 0.00
2018-03-31 13F-HR GNL / Global Net Lease Inc. 16.67 1,200 1,200 0.00 25 20 -20.00
2018-03-31 13F-HR EQR / Equity Residential 60.40 298 298 0.00 19 18 -5.26
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.71 164 164 0.00 32 38 18.75
2018-03-31 13F-HR DBA / PowerShares DB Agriculture Fund 19.00 1,000 1,000 0.00 19 19 0.00
2018-03-31 13F-HR DSU / BlackRock Debt Strategies Fund, Inc. 11.63 63,527 27,784 -56.26 743 323 -56.53
2018-03-31 13F-HR IP / International Paper Company 54.29 350 350 0.00 20 19 -5.00
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.98 54,426 53,569 -1.57 1,004 963 -4.08
2018-03-31 13F-HR PGH / Pengrowth Energy Corp. 0.89 1,121 1,121 0.00 1 1 0.00
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.85 731 737 0.82 8 8 0.00
2018-03-31 13F-HR ESLT / Elbit Systems Ltd. 120.00 100 100 0.00 13 12 -7.69
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 100.99 3,980 4,258 6.98 406 430 5.91
2018-03-31 13F-HR FB / Facebook, Inc. 159.80 22,428 22,372 -0.25 3,958 3,575 -9.68
2018-03-31 13F-HR SQ / Square, Inc. 49.61 907 907 0.00 31 45 45.16
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 170.99 78,627 34,972 -55.52 12,952 5,980 -53.83
2018-03-31 13F-HR SXL / Sunoco Logistics Partners L.P. 16.27 1,217 1,229 0.99 22 20 -9.09
2018-03-31 13F-HR JKJ / iShares Morningstar Small-Cap ETF 171.17 111 111 0.00 19 19 0.00
2018-03-31 13F-HR IPE / SPDR Barclays TIPS ETF 55.76 131,254 146,543 11.65 7,383 8,171 10.67
2018-03-31 13F-HR VIS / Vanguard Industrials ETF 138.19 325 398 22.46 46 55 19.57
2018-03-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 75.12 211 213 0.95 17 16 -5.88
2018-03-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.67 876 878 0.23 48 48 0.00
2018-03-31 13F-HR INAP / Internap Corporation 0.00 25 25 0.00 0 0
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.39 10,480 1,613 -84.61 1,411 220 -84.41
2018-03-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 66.67 155 30 -80.65 10 2 -80.00
2018-03-31 13F-HR SYF / Synchrony Financial 33.56 5,900 5,900 0.00 228 198 -13.16
2018-03-31 13F-HR SBNYW / Signature Bank 140.00 150 150 0.00 21 21 0.00
2018-03-31 13F-HR PPG / PPG Industries, Inc. 110.00 100 100 0.00 12 11 -8.33
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.27 2,701 3,057 13.18 841 814 -3.21
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.86 351 420 19.66 86 102 18.60
2018-03-31 13F-HR 83416TAA8 / SolarCity Corp 2.75% Bond due 2018-11-01 1.00 14,000 14,000 0.00 14 14 0.00
2018-03-31 13F-HR M / Macy's, Inc. 29.81 5,400 5,400 0.00 136 161 18.38
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. 53.00 1,015 1,000 -1.48 69 53 -23.19
2018-03-31 13F-HR SUSA / iShares MSCI USA ESG Select ETF 111.54 520 520 0.00 58 58 0.00
2018-03-31 13F-HR CPLP / Capital Product Partners L.P. 3.03 659 659 0.00 2 2 0.00
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.33 452 2,832 526.55 38 219 476.32
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.17 22,452 20,474 -8.81 1,328 1,191 -10.32
2018-03-31 13F-HR SRE / Sempra Energy 111.33 1,500 1,500 0.00 160 167 4.38
2018-03-31 13F-HR VDE / Vanguard Energy ETF 93.25 745 311 -58.26 74 29 -60.81
2018-03-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 0.00 7 7 0.00 0 0
2018-03-31 13F-HR ON / ON Semiconductor Corporation 24.46 0 7,400 0 181
2018-03-31 13F-HR MET / MetLife, Inc. 45.92 195 196 0.51 10 9 -10.00
2018-03-31 13F-HR GD / General Dynamics Corp. 214.29 56 56 0.00 11 12 9.09
2018-03-31 13F-HR FTI / FMC Technologies, Inc. 29.41 136 136 0.00 4 4 0.00
2018-03-31 13F-HR VFH / Vanguard Financials ETF 69.47 63,548 30,633 -51.80 4,451 2,128 -52.19
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.65 27,381 27,766 1.41 1,385 1,434 3.54
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.60 7,278 7,606 4.51 277 286 3.25
2018-03-31 13F-HR FCEL / FuelCell Energy, Inc. 0.00 81 81 0.00 0 0
2018-03-31 13F-HR ENZ / Enzo Biochem, Inc. 9.09 110 110 0.00 1 1 0.00
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.94 1,789 1,789 0.00 17 16 -5.88
2018-03-31 13F-HR VHT / Vanguard Health Care ETF 153.55 66,427 26,702 -59.80 10,239 4,100 -59.96
2018-03-31 13F-HR CRIS / Curis, Inc. 0.66 184,490 184,490 0.00 129 121 -6.20
2018-03-31 13F-HR MCD / McDonald's Corp. 157.02 521 121 -76.78 90 19 -78.89
2018-03-31 13F-HR ASIX / AdvanSix Inc. 38.46 26 26 0.00 1 1 0.00
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.73 647 647 0.00 48 49 2.08
2018-03-31 13F-HR CDE / Coeur Mining, Inc. 0.00 10 10 0.00 0 0
2018-03-31 13F-HR OCLR / Oclaro, Inc 0.00 20 20 0.00 0 0
2018-03-31 13F-HR FSIC / FS Investment Corporation 6.93 1,010 1,010 0.00 7 7 0.00
2018-03-31 13F-HR JNP / Juniper Pharmaceuticals, Inc. 8.00 125 125 0.00 1 1 0.00
2018-03-31 13F-HR MO / Altria Group, Inc. 62.34 4,477 3,481 -22.25 320 217 -32.19
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 147.69 1,300 1,300 0.00 220 192 -12.73
2018-03-31 13F-HR PIO / PowerShares Global Exchange Traded Fund Trust 18.18 55 55 0.00 1 1 0.00
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.40 692 438 -36.71 22 12 -45.45
2018-03-31 13F-HR BATRK / Liberty Media Corporation 0.00 2 2 0.00 0 0
2018-03-31 13F-HR BATRA / Liberty Media Corporation 0.00 1 1 0.00 0 0
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.67 24 24 0.00 1 1 0.00
2018-03-31 13F-HR DDD / 3 D Systems Corp. 0.00 30 30 0.00 0 0
2018-03-31 13F-HR AUY / Yamana Gold Inc. 2.61 383 383 0.00 1 1 0.00
2018-03-31 13F-HR NOK / Nokia Corp. 6.78 295 295 0.00 1 2 100.00
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 51.43 175 175 0.00 10 9 -10.00
2018-03-31 13F-HR ADXS / Advaxis, Inc. 0.00 275 275 0.00 1 0 -100.00
2018-03-31 13F-HR TRXC / TransEnterix, Inc. 2.00 1,000 1,000 0.00 2 2 0.00
2018-03-31 13F-HR FLR / Fluor Corp. 57.23 332 332 0.00 17 19 11.76
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 82.10 13,381 3,788 -71.69 1,224 311 -74.59
2018-03-31 13F-HR ACN / Accenture plc 155.00 200 200 0.00 31 31 0.00
2018-03-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 47.12 320 382 19.38 16 18 12.50
2018-03-31 13F-HR SBUX / Starbucks Corp. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 27.33 279 6,879 2,365.59 8 188 2,250.00
2018-03-31 13F-HR HFC / HollyFrontier Corp. 48.96 4,800 4,800 0.00 246 235 -4.47
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.47 7,278 6,921 -4.91 410 377 -8.05
2018-03-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 24.00 125 125 0.00 4 3 -25.00
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 20.00 300 300 0.00 5 6 20.00
2018-03-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 83.70 2,700 2,700 0.00 236 226 -4.24
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,030.57 229 229 0.00 240 236 -1.67
2018-03-31 13F-HR NYNY / Empire Resorts, Inc. 16.81 714 714 0.00 19 12 -36.84
2018-03-31 13F-HR EMAN / eMagin Corp. 0.00 30 30 0.00 0 0
2018-03-31 13F-HR NRE / NorthStar Realty Europe Corp. 12.54 1,042 957 -8.16 14 12 -14.29
2018-03-31 13F-HR BSX / Boston Scientific Corp. 30.00 100 100 0.00 2 3 50.00
2018-03-31 13F-HR RPM / RPM International, Inc. 46.59 279 279 0.00 15 13 -13.33
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.22 1,276 1,010 -20.85 101 79 -21.78
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,036.29 248 248 0.00 261 257 -1.53
2018-03-31 13F-HR MCK / McKesson Corp. 140.83 1,200 1,200 0.00 187 169 -9.63
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 0.00 12 12 0.00 0 0
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.53 26,000 106,062 307.93 147 480 226.53
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.28 9,410 12,025 27.79 577 761 31.89
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.72 1,617 319 -80.27 194 35 -81.96
2018-03-31 13F-HR FGP / Ferrellgas Partners, L.P. 3.44 572 581 1.57 2 2 0.00
2018-03-31 13F-HR VTR / Ventas, Inc. 49.38 1,600 1,600 0.00 96 79 -17.71
2018-03-31 13F-HR STAG / STAG Industrial, Inc. 23.78 797 799 0.25 22 19 -13.64
2018-03-31 13F-HR ZF / Zweig Fund, Inc. 12.15 494 494 0.00 6 6 0.00
2018-03-31 13F-HR R / Ryder System, Inc. 70.00 100 100 0.00 8 7 -12.50
2018-03-31 13F-HR PSX / Phillips 66 96.05 2,452 2,353 -4.04 248 226 -8.87
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.71 848 850 0.24 130 123 -5.38
2018-03-31 13F-HR SAN / Banco Santander S.A. 0.00 23 23 0.00 0 0
2018-03-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 42.21 308 308 0.00 12 13 8.33
2018-03-31 13F-HR AAL / American Airlines Group Inc. 52.03 2,902 2,902 0.00 151 151 0.00
2018-03-31 13F-HR SJM / Smucker (J.M.) Co. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.00 500 500 0.00 15 15 0.00
2018-03-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.45 30,604 445 -98.55 1,242 18 -98.55
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.69 325 325 0.00 26 22 -15.38
2018-03-31 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 35.23 511 511 0.00 17 18 5.88
2018-03-31 13F-HR HES / Hess Corp. 50.61 494 494 0.00 23 25 8.70
2018-03-31 13F-HR CNC / Centene Corp. 110.00 1,000 100 -90.00 101 11 -89.11
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 116.03 39,345 5,697 -85.52 4,668 661 -85.84
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.95 94,373 95,695 1.40 3,022 3,057 1.16
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.14 34,108 8,697 -74.50 3,626 897 -75.26
2018-03-31 13F-HR MGM / MGM Resorts International 34.67 750 750 0.00 25 26 4.00
2018-03-31 13F-HR NKE / Nike, Inc. 66.10 1,058 1,059 0.09 66 70 6.06
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 99.86 690 691 0.14 66 69 4.55
2018-03-31 13F-HR ONVO / Organovo Holdings, Inc. 1.00 2,000 2,000 0.00 3 2 -33.33
2018-03-31 13F-HR DE / Deere & Co. 155.60 919 919 0.00 144 143 -0.69
2018-03-31 13F-HR EXI / iShares S&P Global Industrials Sector Index Fund 90.00 400 200 -50.00 37 18 -51.35
2018-03-31 13F-HR CCL / Carnival Corp. 65.50 2,000 2,000 0.00 133 131 -1.50
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 56.07 214 214 0.00 15 12 -20.00
2018-03-31 13F-HR TMV / Direxion Daily 20+ Year Treasury 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 123.81 210 210 0.00 25 26 4.00
2018-03-31 13F-HR IR / Ingersoll-Rand plc 83.33 72 72 0.00 6 6 0.00
2018-03-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 99.50 1,590 1,598 0.50 160 159 -0.62
2018-03-31 13F-HR CASI / CASI Pharmaceuticals, Inc. 0.00 45 45 0.00 0 0
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 44.44 2,250 2,250 0.00 97 100 3.09
2018-03-31 13F-HR DSXN / Diana Shipping inc. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.59 2,535 2,265 -10.65 201 178 -11.44
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.30 78,798 76,340 -3.12 1,659 1,550 -6.57
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 49.01 13,558 13,631 0.54 694 668 -3.75
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.68 602 602 0.00 116 178 53.45
2018-03-31 13F-HR FENY / Fidelity MSCI Energy Index ETF 0.00 2 2 0.00 0 0
2018-03-31 13F-HR HCLP / Hi-Crush Partners LP 10.37 675 675 0.00 7 7 0.00
2018-03-31 13F-HR CFX / Colfax Corp. 31.97 6,725 6,725 0.00 266 215 -19.17
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 126.77 125 1,625 1,200.00 16 206 1,187.50
2018-03-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 97.53 689 810 17.56 68 79 16.18
2018-03-31 13F-HR PEG / Public Service Enterprise Group, Inc. 49.50 505 505 0.00 26 25 -3.85
2018-03-31 13F-HR FLEX / Flextronics International Ltd. 16.34 612 612 0.00 11 10 -9.09
2018-03-31 13F-HR ADSK / Autodesk, Inc. 130.00 100 100 0.00 10 13 30.00
2018-03-31 13F-HR MEOH / Methanex Corp. 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR CGNT / Cogentix Medical, Inc. 3.87 3,360 3,360 0.00 11 13 18.18
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.34 3,272 3,162 -3.36 880 839 -4.66
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) 51.56 5,450 5,450 0.00 268 281 4.85
2018-03-31 13F-HR PJC / Piper Jaffray Companies, Inc. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR CMO / Capstead Mortgage Corp. 7.50 400 400 0.00 3 3 0.00
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.49 367,510 160,354 -56.37 31,470 13,228 -57.97
2018-03-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 50.00 100 100 0.00 5 5 0.00
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 15.77 5,994 5,642 -5.87 84 89 5.95
2018-03-31 13F-HR COF / Capital One Financial Corp. 95.71 2,215 2,215 0.00 221 212 -4.07
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 100 100 0.00 12 12 0.00
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.21 27,178 26,868 -1.14 841 758 -9.87
2018-03-31 13F-HR SPEM / SPDR Portfolio Emerging Markets 39.30 110,432 173,498 57.11 4,213 6,818 61.83
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 68.93 3,380 3,380 0.00 252 233 -7.54
2018-03-31 13F-HR IDU / iShares U.S. Utilities ETF 126.98 370 126 -65.95 49 16 -67.35
2018-03-31 13F-HR BP / BP Plc 40.42 967 866 -10.44 41 35 -14.63
2018-03-31 13F-HR IIVI / II-VI Inc. 40.00 400 400 0.00 19 16 -15.79
2018-03-31 13F-HR SYK / Stryker Corp. 160.81 1,082 1,082 0.00 168 174 3.57
2018-03-31 13F-HR MDCO / Medicines Company 32.86 700 700 0.00 19 23 21.05
2018-03-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 15.00 200 200 0.00 3 3 0.00
2018-03-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,294.12 34 34 0.00 45 44 -2.22
2018-03-31 13F-HR PNW / Pinnacle West Capital Corp. 78.70 216 216 0.00 18 17 -5.56
2018-03-31 13F-HR FDX / FedEx Corp. 250.00 40 40 0.00 10 10 0.00
2018-03-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 0.92 11,400 13,000 14.04 9 12 33.33
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 226,318 222,081 -1.87 6,681 6,660 -0.31
2018-03-31 13F-HR TU / TELUS Corp. 35.00 600 600 0.00 23 21 -8.70
2018-03-31 13F-HR ENB / Enbridge Inc. 31.59 1,802 2,216 22.97 70 70 0.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.47 5,954 6,440 8.16 640 647 1.09
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.78 2,272 2,272 0.00 121 129 6.61
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 209.30 129 129 0.00 27 27 0.00
2018-03-31 13F-HR NTNX / Nutanix, Inc. 49.10 4,059 23,707 484.06 143 1,164 713.99
2018-03-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.67 240 240 0.00 4 4 0.00
2018-03-31 13F-HR FITB / Fifth Third Bancorp 31.69 6,500 6,500 0.00 197 206 4.57
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 0.00 35 3 -91.43 11 0 -100.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 314.29 3 35 1,066.67 0 11
2018-03-31 13F-HR SAFM / Sanderson Farms, Inc. 117.85 297 297 0.00 41 35 -14.63
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.00 10,000 10,000 0.00 40 30 -25.00
2018-03-31 13F-HR UAA / Under Armour, Inc. Put 1.58 1,900 1,900 0.00 4 3 -25.00
2018-03-31 13F-HR IYE / iShares U.S. Energy ETF 71.43 14 14 0.00 1 1 0.00
2018-03-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 0.00 3 3 0.00 0 0
2018-03-31 13F-HR GPS / Gap, Inc. (The) 26.79 112 112 0.00 4 3 -25.00
2018-03-31 13F-HR FUL / Fuller (H.B.) Co. 49.25 731 731 0.00 39 36 -7.69
2018-03-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 16.00 4,000 4,000 0.00 76 64 -15.79
2018-03-31 13F-HR APLE / Apple Hospitality REIT, Inc. 17.17 230 233 1.30 5 4 -20.00
2018-03-31 13F-HR BLKB / Blackbaud, Inc. 98.36 122 122 0.00 11 12 9.09
2018-03-31 13F-HR COP / ConocoPhillips 59.22 1,860 1,638 -11.94 102 97 -4.90
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.82 907 907 0.00 83 86 3.61
2018-03-31 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 76.92 65 65 0.00 5 5 0.00
2018-03-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 85.19 1,463 763 -47.85 128 65 -49.22
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 105.00 600 600 0.00 66 63 -4.55
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.47 702 702 0.00 61 60 -1.64
2018-03-31 13F-HR RE / Everest RE Group, Ltd. 256.00 500 500 0.00 111 128 15.32
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.98 1,397 1,397 0.00 173 176 1.73
2018-03-31 13F-HR SAL / Salisbury Bancorp, Inc. 44.87 2,942 2,942 0.00 131 132 0.76
2018-03-31 13F-HR CRBN / iShares MSCI ACWI Low Carbon Target ETF 120.00 50 50 0.00 6 6 0.00
2018-03-31 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 16.70 43,731 44,424 1.58 758 742 -2.11
2018-03-31 13F-HR HDV / iShares Core High Dividend ETF 84.92 577 577 0.00 52 49 -5.77
2018-03-31 13F-HR PCSB / PCSB Financial Corporation 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR ARLP / Alliance Resource Partners, L.P. 20.00 200 200 0.00 4 4 0.00
2018-03-31 13F-HR FNSR / Finisar Corporation 16.13 62 62 0.00 1 1 0.00
2018-03-31 13F-HR GBF / iShares Government/Credit Bond ETF 111.11 63 63 0.00 7 7 0.00
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.68 761 761 0.00 140 155 10.71
2018-03-31 13F-HR ACOR / Acorda Therapeutics, Inc. 24.00 1,000 1,000 0.00 21 24 14.29
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.92 8,134 6,899 -15.18 2,072 1,738 -16.12
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 14.63 808 820 1.49 12 12 0.00
2018-03-31 13F-HR WR / Westar Energy, Inc. 50.00 120 120 0.00 6 6 0.00
2018-03-31 13F-HR PXH / PowerShares Exchange-Traded Fund Trust II 21.98 91 91 0.00 2 2 0.00
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.47 1,060 1,068 0.75 25 24 -4.00
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 10,153 5,882 -42.07 269 144 -46.47
2018-03-31 13F-HR WYN / Wyndham Worldwide Corp. 100.00 20 20 0.00 2 2 0.00
2018-03-31 13F-HR VT / Vanguard Total World Stock ETF 74.63 67 67 0.00 5 5 0.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 64.52 67 62 -7.46 3 4 33.33
2018-03-31 13F-HR DHR / Danaher Corp. 100.00 100 100 0.00 9 10 11.11
2018-03-31 13F-HR WDC / Western Digital Corp. 92.22 1,800 1,800 0.00 143 166 16.08
2018-03-31 13F-HR SO / Southern Co. (The) 44.63 2,261 1,927 -14.77 109 86 -21.10
2018-03-31 13F-HR AMGN / Amgen Inc. 170.12 1,752 1,352 -22.83 305 230 -24.59
2018-03-31 13F-HR BEP / Brookfield Renewable Partners L.P. 31.43 700 700 0.00 24 22 -8.33
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.43 3,681 3,869 5.11 198 199 0.51
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.60 25,225 26,179 3.78 2,110 1,953 -7.44
2018-03-31 13F-HR KO / Coca Cola Co. 43.42 20,491 23,632 15.33 940 1,026 9.15
2018-03-31 13F-HR KO / Coca Cola Co. Call 1.48 0 21,000 0 31
2018-03-31 13F-HR PPL / PPL Corp. 28.33 7,366 7,200 -2.25 228 204 -10.53
2018-03-31 13F-HR EBAY / eBay, Inc. Call 0.51 0 13,600 0 7
2018-03-31 13F-HR VFC / V.F. Corp. 73.95 400 2,150 437.50 30 159 430.00
2018-03-31 13F-HR AXP / American Express Co. 93.53 1,400 1,700 21.43 139 159 14.39
2018-03-31 13F-HR PCAR / PACCAR, Inc. 60.61 32 33 3.12 2 2 0.00
2018-03-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 51.85 263 270 2.66 14 14 0.00
2018-03-31 13F-HR PLUG / Plug Power, Inc. 2.21 1,360 1,360 0.00 3 3 0.00
2018-03-31 13F-HR XEL / Xcel Energy, Inc. 40.00 50 50 0.00 2 2 0.00
2018-03-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 169.23 65 65 0.00 10 11 10.00
2018-03-31 13F-HR IPFF / iShares S&P International Preferred Stock Index Fund 18.06 606 609 0.50 11 11 0.00
2018-03-31 13F-HR BBP / BioShares Biotechnology Products Fund 41.43 1,000 700 -30.00 41 29 -29.27
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 66.23 308 151 -50.97 22 10 -54.55
2018-03-31 13F-HR ETR / Entergy Corp. 79.28 843 883 4.74 69 70 1.45
2018-03-31 13F-HR TARO / Taro Pharmaceutical Industries, Ltd. 90.91 33 33 0.00 3 3 0.00
2018-03-31 13F-HR IYM / iShares U.S. Basic Materials ETF 96.95 556 557 0.18 57 54 -5.26
2018-03-31 13F-HR UNP / Union Pacific Corp. 133.33 375 375 0.00 50 50 0.00
2018-03-31 13F-HR DOV / Dover Corp. 101.19 168 168 0.00 17 17 0.00
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.83 591 591 0.00 50 46 -8.00
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.18 842 780 -7.36 78 68 -12.82
2018-03-31 13F-HR SLV / iShares Silver Trust 15.41 3,261 2,661 -18.40 52 41 -21.15
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.92 48,045 48,085 0.08 3,919 3,843 -1.94
2018-03-31 13F-HR CVS / CVS Health Corporation 62.39 1,781 1,731 -2.81 129 108 -16.28
2018-03-31 13F-HR NVS / Novartis AG 81.18 905 850 -6.08 76 69 -9.21
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.92 681 382 -43.91 55 29 -47.27
2018-03-31 13F-HR CLDT / Chatham Lodging Trust 20.00 400 400 0.00 9 8 -11.11
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.75 536 5,291 887.13 22 168 663.64
2018-03-31 13F-HR ARNC / Arconic Inc. 34.48 29 29 0.00 2 1 -50.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 1.41 1,416 1,416 0.00 3 2 -33.33
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 73.33 150 150 0.00 12 11 -8.33
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.32 775 775 0.00 8 8 0.00
2018-03-31 13F-HR RWLK / ReWalk Robotics Ltd 1.17 3,000 6,000 100.00 3 7 133.33
2018-03-31 13F-HR NCZ / AGIC Convertible & Income Fund II 5.57 897 897 0.00 6 5 -16.67
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.67 375 375 0.00 40 40 0.00
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 111.11 103 153 48.54 12 17 41.67
2018-03-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 21.33 375 375 0.00 10 8 -20.00
2018-03-31 13F-HR PJT / PJT Partners Inc. 57.14 36 35 -2.78 2 2 0.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 78.95 76 76 0.00 6 6 0.00
2018-03-31 13F-HR GM / General Motors Company 36.35 10,548 28,553 170.70 432 1,038 140.28
2018-03-31 13F-HR GM / General Motors Company Call 0.17 1,100 18,000 1,536.36 0 3
2018-03-31 13F-HR CCI / Crown Castle International Corp. 115.38 26 26 0.00 3 3 0.00
2018-03-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.14 50,322 55,155 9.60 5,026 5,523 9.89
2018-03-31 13F-HR AGN / Allergan plc 168.70 818 818 0.00 134 138 2.99
2018-03-31 13F-HR TXT / Textron, Inc. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR POWL / Powell Industries, Inc. 26.67 300 300 0.00 9 8 -11.11
2018-03-31 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 28.16 545,774 743,469 36.22 15,686 20,936 33.47
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 72.54 573 579 1.05 40 42 5.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.45 13,452 13,522 0.52 2,064 2,075 0.53
2018-03-31 13F-HR REGI / Renewable Energy Group, Inc. 0.00 24 24 0.00 0 0
2018-03-31 13F-HR SYNA / Synaptics, Inc. 45.00 200 200 0.00 8 9 12.50
2018-03-31 13F-HR AIG / American International Group, Inc. 54.43 5,527 4,060 -26.54 329 221 -32.83
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 37.65 425 425 0.00 21 16 -23.81
2018-03-31 13F-HR CAVM / Cavium, Inc. 75.95 79 79 0.00 7 6 -14.29
2018-03-31 13F-HR O / Realty Income Corp. 51.66 5,831 5,691 -2.40 332 294 -11.45
2018-03-31 13F-HR TGT / Target Corp. 69.57 3,303 3,306 0.09 216 230 6.48
2018-03-31 13F-HR JLS / Nuveen Mortgage Opportunity Fund 23.01 478 478 0.00 12 11 -8.33
2018-03-31 13F-HR TER / Teradyne, Inc. 45.64 3,900 3,900 0.00 163 178 9.20
2018-03-31 13F-HR MT / ArcelorMittal 30.30 33 33 0.00 1 1 0.00
2018-03-31 13F-HR MANU / Manchester United Ltd. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.57 40,018 40,100 0.20 488 464 -4.92
2018-03-31 13F-HR PVCT / Provectus Biopharmaceuticals, Inc. 0.11 9,250 9,250 0.00 1 1 0.00
2018-03-31 13F-HR HDYN / HyperDynamics Corp. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR SON / Sonoco Products Co. 48.70 924 924 0.00 49 45 -8.16
2018-03-31 13F-HR INDY / iShares India 50 ETF 35.60 309 309 0.00 11 11 0.00
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.61 2,344 2,297 -2.01 269 238 -11.52
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.75 14,157 9,019 -36.29 954 584 -38.78
2018-03-31 13F-HR SLB / Schlumberger Ltd. Call 1.33 0 3,000 0 4
2018-03-31 13F-HR V / Visa, Inc. 118.64 354 354 0.00 40 42 5.00
2018-03-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.00 250 250 0.00 1 1 0.00
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.52 1,681 1,139 -32.24 260 176 -32.31
2018-03-31 13F-HR AAV / Advantage Oil & Gas Ltd. 2.22 450 450 0.00 2 1 -50.00
2018-03-31 13F-HR KGC / Kinross Gold Corp. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR WEN / The Wendy's Company 17.58 1,650 1,650 0.00 27 29 7.41
2018-03-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 14.08 923 923 0.00 14 13 -7.14
2018-03-31 13F-HR TGH / Textainer Group Holdings, Ltd. 18.96 211 211 0.00 5 4 -20.00
2018-03-31 13F-HR ATI / Allegheny Technologies, Inc. 23.75 0 4,000 0 95
2018-03-31 13F-HR AINV / Apollo Investment Corp. 5.50 545 545 0.00 3 3 0.00
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.21 4,048 4,048 0.00 443 434 -2.03
2018-03-31 13F-HR STT / State Street Corp. 100.00 1,200 1,200 0.00 117 120 2.56
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 117.50 800 800 0.00 95 94 -1.05
2018-03-31 13F-HR LYG / Lloyds Banking Group plc 3.72 43,229 43,229 0.00 162 161 -0.62
2018-03-31 13F-HR TKR / Timken Co. (THE) 45.00 200 200 0.00 10 9 -10.00
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.57 1,412 1,417 0.35 137 134 -2.19
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.59 529,941 454,723 -14.19 5,798 4,816 -16.94
2018-03-31 13F-HR IXJ / iShares Global Healthcare ETF 112.90 62 62 0.00 7 7 0.00
2018-03-31 13F-HR VRTV / Veritiv Corporation 71.43 14 14 0.00 0 1
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 160.38 106 106 0.00 17 17 0.00
2018-03-31 13F-HR HAS / Hasbro, Inc. 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 60.61 21 33 57.14 2 2 0.00
2018-03-31 13F-HR L / Loews Corp. 49.57 2,300 2,300 0.00 115 114 -0.87
2018-03-31 13F-HR AVY / Avery Dennison Corp. 106.25 1,600 1,600 0.00 184 170 -7.61
2018-03-31 13F-HR IEP / Icahn Enterprises L.P. 60.00 100 100 0.00 5 6 20.00
2018-03-31 13F-HR EIS / iShares, Inc. 49.21 569 569 0.00 29 28 -3.45
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.10 3,550 4,200 18.31 234 307 31.20
2018-03-31 13F-HR EPI / WisdomTree India Earnings Fund 26.21 16,755 16,790 0.21 466 440 -5.58
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.57 21,643 30,843 42.51 410 542 32.20
2018-03-31 13F-HR MPW / Medical Properties Trust Inc. 12.50 400 400 0.00 6 5 -16.67
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 272.73 44 44 0.00 12 12 0.00
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.28 1,673 1,140 -31.86 130 71 -45.38
2018-03-31 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 62.91 349 302 -13.47 23 19 -17.39
2018-03-31 13F-HR TCP / TC Pipelines, LP 36.20 217 221 1.84 11 8 -27.27
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 170.00 240 100 -58.33 39 17 -56.41
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.45 7,118 7,128 0.14 1,122 1,051 -6.33
2018-03-31 13F-HR CAT / Caterpillar, Inc. Call 2.00 0 7,000 0 14
2018-03-31 13F-HR KSU / Kansas City Southern 113.21 106 106 0.00 11 12 9.09
2018-03-31 13F-HR CDK / CDK Global, Inc. 73.17 41 41 0.00 3 3 0.00
2018-03-31 13F-HR CCJ / Cameco Corp. 9.33 1,500 1,500 0.00 14 14 0.00
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 8.93 112 112 0.00 2 1 -50.00
2018-03-31 13F-HR CCE / Coca-Cola European Partners Plc. 41.78 1,140 1,149 0.79 45 48 6.67
2018-03-31 13F-HR JKD / iShares Morningstar Large Cap ETF 150.00 40 40 0.00 6 6 0.00
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 14.22 2,250 2,250 0.00 36 32 -11.11
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 31,011 34,915 12.59 1,123 1,239 10.33
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.54 254 254 0.00 54 55 1.85
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 105.60 2,500 2,500 0.00 276 264 -4.35
2018-03-31 13F-HR JWN / Nordstrom, Inc. 49.30 426 426 0.00 20 21 5.00
2018-03-31 13F-HR EEA / European Equity Fund, Inc. (The) 9.85 405 406 0.25 4 4 0.00
2018-03-31 13F-HR GE / General Electric Co. 13.48 155,432 237,501 52.80 2,712 3,202 18.07
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. 0.00 50 50 0.00 0 0
2018-03-31 13F-HR PUK / Prudential PLC 50.00 300 300 0.00 15 15 0.00
2018-03-31 13F-HR RVLT / Revolution Lighting Technologies, Inc. 3.64 1,100 1,100 0.00 4 4 0.00
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 181.58 4,119 3,789 -8.01 597 688 15.24
2018-03-31 13F-HR DFS / Discover Financial Services 71.74 2,300 2,300 0.00 177 165 -6.78
2018-03-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 50.00 2,600 100 -96.15 171 5 -97.08
2018-03-31 13F-HR NYF / iShares New York Muni Bond ETF 54.76 1,114 1,114 0.00 62 61 -1.61
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.78 1,640 415 -74.70 75 19 -74.67
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 110.05 5,561 5,334 -4.08 595 587 -1.34
2018-03-31 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 12.68 473 473 0.00 6 6 0.00
2018-03-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.55 52,688 36,830 -30.10 5,351 3,740 -30.11
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 26.14 306 306 0.00 10 8 -20.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.45 11,758 11,245 -4.36 196 185 -5.61
2018-03-31 13F-HR OMC / Omnicom Group, Inc. 72.66 1,600 1,280 -20.00 117 93 -20.51
2018-03-31 13F-HR TCAP / Triangle Capital Corp. 0.00 7 7 0.00 0 0
2018-03-31 13F-HR CHKP / Check Point Software Technologies Ltd. 93.33 75 75 0.00 8 7 -12.50
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.93 914 914 0.00 67 63 -5.97
2018-03-31 13F-HR AAPL / Apple, Inc. 167.77 25,687 26,078 1.52 4,347 4,375 0.64
2018-03-31 13F-HR RGA / Reinsurance Group of America, Inc. 154.00 1,000 1,000 0.00 156 154 -1.28
2018-03-31 13F-HR HPQ / HP Inc. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR NGG / National Grid Plc 56.84 0 563 0 32
2018-03-31 13F-HR SNAP / Snapchat, Inc. 15.85 820 820 0.00 12 13 8.33
2018-03-31 13F-HR CS / Credit Suisse Group 16.79 78,487 82,745 5.43 1,401 1,389 -0.86
2018-03-31 13F-HR CHL / China Mobile Ltd. 47.62 147 147 0.00 7 7 0.00
2018-03-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 36.50 1,638 1,644 0.37 64 60 -6.25
2018-03-31 13F-HR RGLD / Royal Gold, Inc. 90.00 100 100 0.00 8 9 12.50
2018-03-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 0.00 6 6 0.00 0 0
2018-03-31 13F-HR KWKAQ / Quicksilver Resources Inc. 0.00 18 18 0.00 0 0
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.50 9,523 10,011 5.12 1,642 1,837 11.88
2018-03-31 13F-HR BCS / Barclays Bank Plc 11.74 3,833 3,833 0.00 42 45 7.14
2018-03-31 13F-HR MON / Monsanto Co. 116.59 446 446 0.00 52 52 0.00
2018-03-31 13F-HR VYGR / Voyager Therapeutics, Inc 19.00 4,000 2,000 -50.00 66 38 -42.42
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 22.95 405 305 -24.69 8 7 -12.50
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 105.26 38 38 0.00 4 4 0.00
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.78 2,250 4,500 100.00 198 197 -0.51
2018-03-31 13F-HR AATDF / AA LTD 22.97 3,003 3,004 0.03 82 69 -15.85
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.64 3,350 3,350 0.00 189 173 -8.47
2018-03-31 13F-HR GG / Goldcorp, Inc. 0.00 32 32 0.00 0 0
2018-03-31 13F-HR BSE / BlackRock New York Insured Municipal Income Quality Trust 12.50 71,697 62,497 -12.83 944 781 -17.27
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.95 3,915 14,626 273.59 387 1,301 236.18
2018-03-31 13F-HR AOR / iShares Core Growth Allocation ETF 44.44 131 135 3.05 6 6 0.00
2018-03-31 13F-HR XRX / Xerox Corp. 28.84 0 4,751 0 137
2018-03-31 13F-HR EDIT / Editas Medicine, Inc. 33.15 10,820 10,950 1.20 332 363 9.34
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.50 2,000 2,000 0.00 135 139 2.96
2018-03-31 13F-HR IMGN / Immunogen, Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.40 2,342 2,344 0.09 247 233 -5.67
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.59 2,011 1,813 -9.85 498 438 -12.05
2018-03-31 13F-HR FTNT / Fortinet, Inc. 53.60 1,735 1,735 0.00 76 93 22.37
2018-03-31 13F-HR ABX / Barrick Gold Corp. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.14 13,419 13,431 0.09 1,875 1,721 -8.21
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.00 100 100 0.00 5 6 20.00
2018-03-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.27 510,466 175,045 -65.71 20,781 7,049 -66.08
2018-03-31 13F-HR CC / Chemours Company (The) 48.13 560 561 0.18 28 27 -3.57
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 12.99 457 231 -49.45 7 3 -57.14
2018-03-31 13F-HR SHPG / Shire Plc. 166.67 12 12 0.00 2 2 0.00
2018-03-31 13F-HR LKQ / LKQ Corp. 38.46 390 390 0.00 16 15 -6.25
2018-03-31 13F-HR IMN / Imation Corp. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR WAVXQ / Wave Systems Corp. 0.00 0 3 0 0
2018-03-31 13F-HR UNM / Unum Group 35.71 28 28 0.00 2 1 -50.00
2018-03-31 13F-HR STM / STMicroelectronics N.V. 24.00 250 250 0.00 5 6 20.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.15 2,479 2,479 0.00 386 397 2.85
2018-03-31 13F-HR KSS / Kohl's Corp. 65.41 3,700 3,700 0.00 201 242 20.40
2018-03-31 13F-HR HAL / Halliburton Co. 47.13 1,128 870 -22.87 55 41 -25.45
2018-03-31 13F-HR JFR / Nuveen Floating Rate Income Fund 10.95 1,005 1,005 0.00 11 11 0.00
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 73.18 2,200 2,200 0.00 169 161 -4.73
2018-03-31 13F-HR HECO / Huntington EcoLogical Strategy ETF 40.00 150 150 0.00 6 6 0.00
2018-03-31 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 3.26 4,278 4,291 0.30 14 14 0.00
2018-03-31 13F-HR NDRM / NeuroDerm Ltd. 31.25 32 32 0.00 1 1 0.00
2018-03-31 13F-HR AZN / AstraZeneca Plc 34.96 26,288 29,347 11.64 912 1,026 12.50
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 181.82 66 66 0.00 13 12 -7.69
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 89.55 133 134 0.75 12 12 0.00
2018-03-31 13F-HR WM / Waste Management, Inc. 84.27 102 2,302 2,156.86 9 194 2,055.56
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 142.86 35 35 0.00 5 5 0.00
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 107.61 760 762 0.26 83 82 -1.20
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 14.71 68 68 0.00 1 1 0.00
2018-03-31 13F-HR SCHN / Schnitzer Steel Industries, Inc. 31.75 63 63 0.00 2 2 0.00
2018-03-31 13F-HR ORCL / Oracle Corp. 45.76 15,553 18,661 19.98 735 854 16.19
2018-03-31 13F-HR TWTR / Twitter, Inc. 28.85 1,262 1,317 4.36 30 38 26.67
2018-03-31 13F-HR SWIR / Sierra Wireless, Inc. 20.00 500 100 -80.00 10 2 -80.00
2018-03-31 13F-HR RACE / Ferrari N.V. 127.27 55 55 0.00 6 7 16.67
2018-03-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.81 1,201 1,201 0.00 36 37 2.78
2018-03-31 13F-HR CAH / Cardinal Health, Inc. 62.64 0 2,650 0 166
2018-03-31 13F-HR SPWR / SunPower Corp. 6.56 305 305 0.00 3 2 -33.33
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.38 891 891 0.00 106 93 -12.26
2018-03-31 13F-HR UPS / United Parcel Service, Inc. Call 0.00 0 6,400 0 0
2018-03-31 13F-HR VLO / Valero Energy Corp. 92.71 3,692 3,592 -2.71 339 333 -1.77
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 40.00 1,007 300 -70.21 36 12 -66.67
2018-03-31 13F-HR TRST / TrustCo Bank Corp. NY 6.67 150 150 0.00 1 1 0.00
2018-03-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 136.01 1,397 1,397 0.00 202 190 -5.94
2018-03-31 13F-HR AVP / Avon Products, Inc. 0.00 100 100 0.00 0 0
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.30 4,438 4,441 0.07 24 28 16.67
2018-03-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 151.16 0 172 0 26
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.72 95,097 31,653 -66.72 13,052 4,296 -67.09
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.54 543 467 -14.00 635 676 6.46
2018-03-31 13F-HR USO / United States Oil Fund, LP 13.14 5,250 5,250 0.00 63 69 9.52
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.00 375 375 0.00 5 6 20.00
2018-03-31 13F-HR LAZ / Lazard Ltd. 53.25 333 338 1.50 17 18 5.88
2018-03-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 96.77 31 31 0.00 3 3 0.00
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.10 10,500 8,945 -14.81 432 466 7.87
2018-03-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 16.89 533 533 0.00 10 9 -10.00
2018-03-31 13F-HR CLGX / CoreLogic, Inc. 50.00 100 100 0.00 5 5 0.00
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.00 250 250 0.00 5 5 0.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 53.05 522 622 19.16 32 33 3.13
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 30.00 200 200 0.00 7 6 -14.29
2018-03-31 13F-HR RIG / Transocean, Inc. 9.92 21,642 17,446 -19.39 231 173 -25.11
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.68 6,742 6,543 -2.95 509 469 -7.86
2018-03-31 13F-HR CI / Cigna Corp. 167.11 760 760 0.00 154 127 -17.53
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 285.71 63 63 0.00 15 18 20.00
2018-03-31 13F-HR EUFN / iShares MSCI Europe Financials ETF 28.57 70 70 0.00 2 2 0.00
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 53,891 53,573 -0.59 4,010 3,616 -9.83
2018-03-31 13F-HR RTN / Raytheon Co. 216.18 1,317 717 -45.56 247 155 -37.25
2018-03-31 13F-HR WLL / Whiting Petroleum Corp. 0.00 0 6 0 0
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 68.44 263 263 0.00 18 18 0.00
2018-03-31 13F-HR BAB / PowerShares Build America Bond Portfolio 30.27 2,775 2,775 0.00 85 84 -1.18
2018-03-31 13F-HR BIDU / Baidu, Inc. 225.00 80 80 0.00 19 18 -5.26
2018-03-31 13F-HR CSX / CSX Corp. 53.33 150 150 0.00 8 8 0.00
2018-03-31 13F-HR MBOT / Microbot Medical Inc 0.00 4 4 0.00 0 0
2018-03-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.86 350 350 0.00 1 1 0.00
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 94.99 3,498 3,274 -6.40 345 311 -9.86
2018-03-31 13F-HR SPH / Suburban Propane Partners, L.P. 25.00 120 120 0.00 3 3 0.00
2018-03-31 13F-HR VGR / Vector Group, Ltd. 18.69 214 214 0.00 5 4 -20.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.73 13,740 14,295 4.04 979 911 -6.95
2018-03-31 13F-HR MSCC / Microsemi Corp. 0.00 2 2 0.00 0 0
2018-03-31 13F-HR RF / Regions Financial Corp. 18.55 5,500 5,500 0.00 95 102 7.37
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.33 232 233 0.43 9 8 -11.11
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 60.00 100 50 -50.00 5 3 -40.00
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.86 7,197 7,219 0.31 403 396 -1.74
2018-03-31 13F-HR VER / VEREIT, Inc. 6.58 1,216 1,216 0.00 9 8 -11.11
2018-03-31 13F-HR BA / Boeing Company (The) 327.35 1,372 724 -47.23 405 237 -41.48
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.79 2,800 2,800 0.00 97 103 6.19
2018-03-31 13F-HR LUV / Southwest Airlines Co. 63.29 79 79 0.00 5 5 0.00
2018-03-31 13F-HR EMN / Eastman Chemical Company 105.69 2,233 2,233 0.00 207 236 14.01
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 96.77 31 31 0.00 3 3 0.00
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 21.28 47 47 0.00 1 1 0.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 6.99 0 11,300 0 79
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 122.05 1,448 1,442 -0.41 182 176 -3.30
2018-03-31 13F-HR EWG / iShares MSCI Germany ETF 32.29 1,022 1,022 0.00 34 33 -2.94
2018-03-31 13F-HR SCG / SCANA Corp. 37.57 1,597 1,597 0.00 64 60 -6.25
2018-03-31 13F-HR EWC / iShares MSCI Canada ETF 27.13 258 258 0.00 8 7 -12.50
2018-03-31 13F-HR VSM / Versum Materials, Inc. 37.74 53 53 0.00 2 2 0.00
2018-03-31 13F-HR SBH / Sally Beauty Holdings, Inc. 16.02 437 437 0.00 8 7 -12.50
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 335.23 174 176 1.15 56 59 5.36
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.08 3,150 3,150 0.00 232 205 -11.64
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 24.39 160 164 2.50 4 4 0.00
2018-03-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR RSG / Republic Services, Inc. 66.10 2,950 2,950 0.00 199 195 -2.01
2018-03-31 13F-HR IMDZ / Immune Design Corp. 3.31 2,395 12,395 417.54 9 41 355.56
2018-03-31 13F-HR IMAX / Imax Corp. 33.33 30 30 0.00 1 1 0.00
2018-03-31 13F-HR HOG / Harley-Davidson, Inc. 43.33 297 300 1.01 15 13 -13.33
2018-03-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.33 750 750 0.00 10 10 0.00
2018-03-31 13F-HR PHG / Koninklijke Philips N.V 38.00 1,000 1,000 0.00 38 38 0.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.52 8,844 7,894 -10.74 1,753 1,575 -10.15
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 49.04 469 469 0.00 22 23 4.55
2018-03-31 13F-HR WY / Weyerhaeuser Co. 33.06 242 242 0.00 9 8 -11.11
2018-03-31 13F-HR SDRL / Seadrill Limited 0.00 200 200 0.00 0 0
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 70.00 3,400 3,400 0.00 233 238 2.15
2018-03-31 13F-HR AMLP / Alerian ETF 9.41 7,667 7,757 1.17 83 73 -12.05
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 0.00 4 4 0.00 0 0
2018-03-31 13F-HR PNF / PIMCO New York Municipal Income Fund 11.43 1,050 1,050 0.00 13 12 -7.69
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 142.86 7 7 0.00 1 1 0.00
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 112.15 428 428 0.00 48 48 0.00
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.07 4,715 4,140 -12.20 720 642 -10.83
2018-03-31 13F-HR VPU / Vanguard Utilities ETF 125.00 8 8 0.00 1 1 0.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 333.33 9 9 0.00 3 3 0.00
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 36.90 16,763 17,074 1.86 666 630 -5.41
2018-03-31 13F-HR SMCI / Super Micro Computer, Inc. 16.89 2,250 2,250 0.00 47 38 -19.15
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 147.11 1,412 605 -57.15 209 89 -57.42
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 175.44 57 57 0.00 11 10 -9.09
2018-03-31 13F-HR HCA / HCA Holdings Inc. 96.93 2,930 2,930 0.00 257 284 10.51
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 99.67 350 301 -14.00 35 30 -14.29
2018-03-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 5.00 25,000 2,000 -92.00 10 10 0.00
2018-03-31 13F-HR DBD / Diebold, Inc. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR T / AT & T, Inc. 35.64 14,824 17,647 19.04 576 629 9.20
2018-03-31 13F-HR IVE / iShares S&P 500 Value ETF 108.49 211 212 0.47 24 23 -4.17
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 0.00 5 5 0.00 0 0
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.45 9,360 1,259 -86.55 1,776 236 -86.71
2018-03-31 13F-HR GIS / General Mills, Inc. 45.14 3,500 3,500 0.00 208 158 -24.04
2018-03-31 13F-HR NUE / Nucor Corp. 60.00 50 50 0.00 3 3 0.00
2018-03-31 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.59 9,924 10,551 6.32 58 59 1.72
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. 20.36 8,450 8,450 0.00 189 172 -8.99
2018-03-31 13F-HR MLI / Mueller Industries, Inc. 26.97 519 519 0.00 18 14 -22.22
2018-03-31 13F-HR USB / U.S. Bancorp 50.44 8,650 5,650 -34.68 463 285 -38.44
2018-03-31 13F-HR CME / CME Group, Inc. 171.43 35 35 0.00 5 6 20.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 212.87 404 404 0.00 89 86 -3.37
2018-03-31 13F-HR NEWR / New Relic, Inc. 74.20 3,540 3,140 -11.30 205 233 13.66
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 266.67 15 15 0.00 4 4 0.00
2018-03-31 13F-HR COST / Costco Wholesale Corp. 200.00 25 25 0.00 5 5 0.00
2018-03-31 13F-HR BIIB / Biogen Inc. 273.68 475 475 0.00 151 130 -13.91
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 83.33 78 36 -53.85 6 3 -50.00
2018-03-31 13F-HR ABB / ABB Ltd. 24.51 204 204 0.00 5 5 0.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.91 25,387 17,154 -32.43 972 736 -24.28
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.78 804 805 0.12 67 61 -8.96
2018-03-31 13F-HR JNPR / Juniper Networks, Inc. Call 10,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR GBT / Global Blood Therapeutics, Inc. 6,400 0 -100.00 252 0 -100.00
2018-03-31 13F-HR AEE / Ameren Corp. 2,800 0 -100.00 165 0 -100.00
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 1 0 -100.00 0 0
2018-03-31 13F-HR DNOW / NOW Inc. 8 0 -100.00 0 0
2018-03-31 13F-HR MAT / Mattel, Inc. 36 0 -100.00 1 0 -100.00
2018-03-31 13F-HR NCR / NCR Corp. 36 0 -100.00 1 0 -100.00
2018-03-31 13F-HR PBI / Pitney Bowes, Inc. 100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR TICC / TICC Capital Corp. 866 0 -100.00 5 0 -100.00
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 147 0 -100.00 14 0 -100.00
2018-03-31 13F-HR SYT / Syngenta AG 100 0 -100.00 9 0 -100.00
2018-03-31 13F-HR TIME / Time Inc. 136 0 -100.00 3 0 -100.00
2018-03-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 17 0 -100.00 1 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 1,442 0 -100.00 30 0 -100.00
2018-03-31 13F-HR EA / Electronic Arts Inc. 80 0 -100.00 8 0 -100.00
2018-03-31 13F-HR BPZRQ / BPZ Resources, Inc. 36,095 0 -100.00 63 0 -100.00
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 500 0 -100.00 84 0 -100.00
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324) 1,000 0 -100.00 73 0
2018-03-31 13F-HR UTHR / United Therapeutics Corp. 940 0 -100.00 139 0 -100.00
2018-03-31 13F-HR LII / Lennox International, Inc. 570 0 -100.00 119 0 -100.00
2018-03-31 13F-HR OC / Owens Corning, Inc. 1,900 0 -100.00 175 0 -100.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 87 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BIVV / Bioverativ Inc. 187 0 -100.00 10 0 -100.00
2018-03-31 13F-HR ANTM / Anthem, Inc. 900 0 -100.00 203 0 -100.00
2018-03-31 13F-HR MS / Morgan Stanley 4,500 0 -100.00 236 0 -100.00
2018-03-31 13F-HR ORCL / Oracle Corp. Call 10,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR TPX / Tempur Sealy International, Inc. Call 2,200 0 -100.00 2 0 -100.00
2018-03-31 13F-HR PCG / PG&E Corp. 2,400 0 -100.00 108 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International Call 20,000 0 -100.00 28 0 -100.00
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 24,000 0 -100.00 68 0 -100.00
2018-03-31 13F-HR VNTV / Vantiv, Inc. 200 0 -100.00 15 0 -100.00
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 300 0 -100.00 38 0 -100.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 300 0 -100.00 0 0
2018-03-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 187 0 -100.00 8 0 -100.00
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 969 0 -100.00 55 0 -100.00
2018-03-31 13F-HR HRB / Block (H.&R.), Inc. 2,500 0 -100.00 66 0 -100.00
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 2,700 0 -100.00 100 0 -100.00
2018-03-31 13F-HR IQV / IQVIA Holdings Inc. 1,700 0 -100.00 166 0 -100.00
2018-03-31 13F-HR TTC / Toro Company (The) 83 0 -100.00 5 0 -100.00
2018-03-31 13F-HR GEO / Geo Group, Inc. (The) 114 0 -100.00 3 0 -100.00
2018-03-31 13F-HR NYLD / NRG Yield, Inc. 500 0 -100.00 9 0 -100.00
2018-03-31 13F-HR 98474TAB3 / Yandex N.V. Bond 1.13% Due 12/15/2018 Call 15,000 0 -100.00 21 0 -100.00
2018-03-31 13F-HR AMBA / Ambarella, Inc. 79 0 -100.00 5 0 -100.00
2018-03-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 10,000 0 -100.00 14 0 -100.00
2018-03-31 13F-HR TDC / Teradata Corp. 76 0 -100.00 3 0 -100.00
2018-03-31 13F-HR BGS / B&G Foods, Inc. 300 0 -100.00 11 0 -100.00
2018-03-31 13F-HR JNJ / Johnson & Johnson Call 16,000 0 -100.00 14 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 2 0 -100.00 0 0
2018-03-31 13F-HR DTE / DTE Energy Co. 1,500 0 -100.00 164 0 -100.00
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 291 0 -100.00 7 0 -100.00
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 20 0 -100.00 3 0 -100.00
2018-03-31 13F-HR INGR / Ingredion, Inc. 1,000 0 -100.00 140 0 -100.00
2018-03-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Put 7,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR TVIA / TerraVia Holdings, Inc. 500 0 -100.00 0 0
2018-03-31 13F-HR XNBBX / Nuveen Build America Bond Fund 1,500 0 -100.00 33 0 -100.00
2018-03-31 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 400 0 -100.00 38 0 -100.00
2018-03-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 76.03 36,761 2,795
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 105.92 86,375 9,149
2018-03-31 13F-HR IEUR / iShares Core MSCI Europe ETF 49.68 258,362 12,835
2018-03-31 13F-HR SPYG / SPDR S&P 500 Growth ETF 33.52 825,796 27,681
2018-03-31 13F-HR SPYV / SPDR S&P 500 Value ETF 29.40 853,438 25,091
2018-03-31 13F-HR XHE / SPDR S&P Health Care Equipment ETF 69.72 9,108 635
2018-03-31 13F-HR KIE / SPDR S&P Insurance ETF 31.00 19,324 599
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.37 75,291 2,061
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 174.24 5,085 886
2018-03-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 49.66 584 29
2018-03-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 176.47 85 15
2018-03-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.53 741 33
2018-03-31 13F-HR FEU / SPDR STOXX Europe 50 ETF 34.67 4,730 164
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 63.20 538 34
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 72.05 1,263 91
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.07 1,696 90
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.70 5,818 167
2018-03-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 50.99 2,314 118
2018-03-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.06 1,344 74
2018-03-31 13F-HR SPYD / SPDR S&P 500 High Dividend ETF 35.96 1,780 64
2018-03-31 13F-HR OXSQ / Oxford Square Capital Corp. 5.77 866 5
2018-03-31 13F-HR CATYW / Cathay General Bancorp 40.00 100 4
2018-03-31 13F-HR KWEB / KraneShares CSI China Internet ETF 60.00 50 3
2018-03-31 13F-HR QRMLF / Quest Rare Minerals Ltd 0.00 8,000 0
2018-03-31 13F-HR ECC / Eagle Point Credit Company Inc. 18.42 380 7
2018-03-31 13F-HR RUN / Sunrun Inc. 8.75 800 7
2018-03-31 13F-HR NTR / Nutrien Ltd. 46.45 409 19
2018-03-31 13F-HR SPTM / SPDR Portfolio Total Stock Marke 32.69 673 22
2018-03-31 13F-HR WP / Worldpay, Inc. 80.00 200 16
2018-03-31 13F-HR CRSP / CRISPR Therapeutics AG 45.00 200 9
2018-03-31 13F-HR INCY / Incyte Corp. 83.00 1,000 83
2018-03-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 0.00 290 0
2018-03-31 13F-HR CRONOS GROUP INC / (22717L101) 6.70 1,045 7
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.71 28 1
2018-03-31 13F-HR FNCB BANCORP INC / (302578109) 10.00 200 2
2018-03-31 13F-HR ALLY / Ally Financial Inc. 27.17 6,000 163
2018-03-31 13F-HR HUM / Humana, Inc. 268.57 700 188
2018-03-31 13F-HR WLK / Westlake Chemical Corp. 111.43 1,750 195
2018-03-31 13F-HR WRK / Westrock Company 64.00 2,750 176
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 30.00 100 3
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. Call 6.00 4,000 24
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. Call 0.50 2,000 1
2018-03-31 13F-HR GEF.B / Greif, Inc. Call 0.00 3,000 0
2018-03-31 13F-HR INCY / Incyte Corp. Put 3.67 3,000 11
2018-03-31 13F-HR JD / JD.com, Inc. Call 3.00 8,000 24
2018-03-31 13F-HR CQP / Cheniere Energy Partners, LP Call 1.50 10,000 15
2018-03-31 13F-HR MHK / Mohawk Industries, Inc. Call 5.83 2,400 14
2018-03-31 13F-HR NVDA / NVIDIA Corp. Call 0.00 3,200 0
2018-03-31 13F-HR PEP / PepsiCo, Inc. Call 0.12 8,000 1
2018-03-31 13F-HR SBUX / Starbucks Corp. Call 2.34 6,400 15
2018-03-31 13F-HR SBUX / Starbucks Corp. Put 2.03 6,400 13
2018-03-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 62.38 20,503 1,279