Current Holdings (from 13F, 13D)

InvestorFocused Wealth Management, Inc
Portfolio Value$ 236,792,000
Current Positions688
Opened Positions5
Closed Positions106

Focused Wealth Management, Inc has disclosed 688 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 236,792,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Focused Wealth Management, Inc's top holdings are Vanguard High Dividend Yield ETF (NYSE:VYM) , Vanguard Mega Cap 300 Growth ETF (NYSE:MGK) , SPDR Euro STOXX 50 ETF (NYSE:FEZ) , Vanguard Total Bond Market ETF (NYSE:BND) , and Vanguard Information Technology ETF (NYSE:VGT) . Focused Wealth Management, Inc's new positions include DowDuPont Inc. (NYSE:DWDP) , Editas Medicine, Inc. (NASDAQ:EDIT) , Entergy Corp. (NYSE:ETR) , Voyager Therapeutics, Inc (NASDAQ:VYGR) , and Koninklijke Philips N.V (NYSE:PHG) .


All Focused Wealth Management, Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 15.07 77,413 1,167
2017‑09‑30 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.86 69,605 1,034
2017‑09‑30 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 15.52 52,774 819
2017‑09‑30 13F-HR BLACKROCK MUNI N Y INTER DUR / (09255F109) 14.01 13,351 187
2017‑09‑30 13F-HR CBS / CBS Corp. 100.00 5 10 100.00 0 1
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.77 7,230 8,253 14.15 939 1,203 28.12
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 23.60 15,835 16,991 7.30 313 401 28.12
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 0.00 11 33 200.00 0 0
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 28.67 279 279 0.00 8 8 0.00
2017‑09‑30 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 24.01 9,787 235
2017‑09‑30 13F-HR FMC / FMC Corp. 87.50 80 80 0.00 6 7 16.67
2017‑09‑30 13F-HR FACTORSHARES TR ISE CYBER SEC ADDED / DED (30304R407) 29.79 940 28
2017‑09‑30 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 16.90 6,628 112
2017‑09‑30 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 13.56 1,917 26
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.40 4,848 5,293 9.18 664 759 14.31
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 112.90 62 62 0.00 7 7 0.00
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 106.89 208 421 102.40 22 45 104.55
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 112.44 209 418 100.00 23 47 104.35
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.00 300 500 66.67 35 59 68.57
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.20 521 621 19.19 80 97 21.25
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.33 1,400 2,400 71.43 18 32 77.78
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.05 8,845 11,537 30.44 567 739 30.34
2017‑09‑30 13F-HR MET / MetLife, Inc. 52.63 195 152 -22.05 11 8 -27.27
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.45 6,350 7,334 15.50 438 546 24.66
2017‑09‑30 13F-HR MON / Monsanto Co. 120.24 446 657 47.31 53 79 49.06
2017‑09‑30 13F-HR MLI / Mueller Industries, Inc. 34.68 519 519 0.00 16 18 12.50
2017‑09‑30 13F-HR NGG / National Grid Plc 62.69 654 654 0.00 41 41 0.00
2017‑09‑30 13F-HR NP / Neenah Paper, Inc. 105.26 19 19 0.00 2 2 0.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 180.95 650 735 13.08 97 133 37.11
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.17 8,271 8,271 0.00 51 51 0.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 145.99 1,885 685 -63.66 264 100 -62.12
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 131.76 1,396 296 -78.80 170 39 -77.06
2017‑09‑30 13F-HR POWERSHARES ETF TR II / GBL WTR PORT (73936T623) 27.27 110 3
2017‑09‑30 13F-HR POWERSHARES ETF TR II / EMER MRKT PORT (73936T763) 21.98 91 2
2017‑09‑30 13F-HR SPDR INDEX SHS FDS / S&P EM MKT DIV (78463X533) 31.31 511 16
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.42 468 468 0.00 24 25 4.17
2017‑09‑30 13F-HR TICC / TICC Capital Corp. 6.93 866 866 0.00 5 6 20.00
2017‑09‑30 13F-HR TTM / Tata Motors Ltd. 30.00 300 300 0.00 10 9 -10.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.04 10,302 8,913 -13.48 219 143 -34.70
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 151.99 76,183 87,767 15.21 10,730 13,340 24.32
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 125.00 8 8 0.00 1 1 0.00
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.07 3,212 3,212 0.00 223 209 -6.28
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.46 15,538 16,868 8.56 446 480 7.62
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.16 4,360 2,060 -52.75 330 161 -51.21
2017‑09‑30 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 20.60 728 15
2017‑09‑30 13F-HR ZF / Zweig Fund, Inc. 13.16 494 988 100.00 6 13 116.67
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 50.63 79 79 0.00 5 4 -20.00
2017‑09‑30 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 14.17 2,046 29
2017‑09‑30 13F-HR LCI / Lannett Co., Inc. 18.33 1,850 4,200 127.03 38 77 102.63
2017‑09‑30 13F-HR PERI / Perion Network Ltd. 0.00 131 131 0.00 0 0
2017‑09‑30 13F-HR AET / Aetna, Inc. 157.75 55 355 545.45 8 56 600.00
2017‑09‑30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 14.44 2,700 39
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 14.00 4,000 4,000 0.00 30 56 86.67
2017‑09‑30 13F-HR ISHARES TR / MSCI LW CRB TG (46434V464) 120.00 50 6
2017‑09‑30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 0.00 4 8 100.00 0 0
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41.25 357,701 522,592 46.10 13,761 21,557 56.65
2017‑09‑30 13F-HR PHMD / PhotoMedex, Inc. 1.16 2,593 2,593 0.00 3 3 0.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.00 500 500 0.00 7 6 -14.29
2017‑09‑30 13F-HR AVP / Avon Products, Inc. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 74.07 92 108 17.39 6 8 33.33
2017‑09‑30 13F-HR MBOT / Microbot Medical Inc 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR EVC / Entravision Communications Corp. 5.83 2,400 2,400 0.00 16 14 -12.50
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 40.00 600 600 0.00 24 24 0.00
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 37.74 53 53 0.00 2 2 0.00
2017‑09‑30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.27 275 275 0.00 1 2 100.00
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 40.00 200 200 0.00 7 8 14.29
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.92 7,448 8,758 17.59 1,296 1,567 20.91
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 32.05 153 156 1.96 5 5 0.00
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 55.16 852 852 0.00 46 47 2.17
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.34 820 1,325 61.59 15 19 26.67
2017‑09‑30 13F-HR ONCE / Spark Therapeutics, Inc. 89.33 750 750 0.00 45 67 48.89
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 20.00 250 250 0.00 4 5 25.00
2017‑09‑30 13F-HR PSTI / Pluristem Therapeutics, Inc. 1.50 20,000 20,000 0.00 26 30 15.38
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 18.69 204 214 4.90 4 4 0.00
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 17.24 174 174 0.00 3 3 0.00
2017‑09‑30 13F-HR CNDT / Conduent 18.02 111 111 0.00 2 2 0.00
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 11.98 334 334 0.00 5 4 -20.00
2017‑09‑30 13F-HR RGLD / Royal Gold, Inc. 90.00 100 100 0.00 8 9 12.50
2017‑09‑30 13F-HR MDCO / Medicines Company 37.09 5,700 5,850 2.63 217 217 0.00
2017‑09‑30 13F-HR ISHARES TR / INTL PFD STK ETF (46429B135) 18.33 600 11
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. 23.82 3,400 3,400 0.00 58 81 39.66
2017‑09‑30 13F-HR FFIDX / Fidelity 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 60.00 50 100 100.00 2 6 200.00
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. 22.46 1,275 1,959 53.65 26 44 69.23
2017‑09‑30 13F-HR CNC / Centene Corp. 100.00 100 100 0.00 8 10 25.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 225.00 40 40 0.00 9 9 0.00
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 57.14 175 175 0.00 10 10 0.00
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70.00 200 200 0.00 13 14 7.69
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 65.00 200 200 0.00 12 13 8.33
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.28 10,913 756
2017‑09‑30 13F-HR EDIT / Editas Medicine, Inc. 23.96 9,725 233
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.52 712 26
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 0.43 14,000 6
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. Call 9.58 2,400 23
2017‑09‑30 13F-HR SIVB / SVB Financial Group 177.78 45 45 0.00 8 8 0.00
2017‑09‑30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 0.08 24,000 2
2017‑09‑30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Put 1.58 12,000 19
2017‑09‑30 13F-HR CMCSK / Comcast Corporation Put 0.00 1,500 0
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. Call 1.61 18,000 29
2017‑09‑30 13F-HR DE / Deere & Co. Call 13.00 1,000 13
2017‑09‑30 13F-HR GLW / Corning, Inc. Call 1.46 13,000 19
2017‑09‑30 13F-HR JNJ / Johnson & Johnson Call 0.27 11,000 3
2017‑09‑30 13F-HR ONCE / Spark Therapeutics, Inc. Call 5.71 700 4
2017‑09‑30 13F-HR ETN / Eaton Corporation Call 0.00 4,200 6,600 57.14 14 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Call 6.00 2,000 12
2017‑09‑30 13F-HR WDAY / Workday, Inc. Call 7.05 4,400 31
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. Call 4.17 6,000 25
2017‑09‑30 13F-HR 98474TAB3 / Yandex N.V. Bond 1.13% Due 12/15/2018 Call 4.23 2,600 11
2017‑09‑30 13F-HR REAVES UTIL INCOME FD / RIGHT 10/04/2017 (756158135) 0.46 4,308 2
2017‑09‑30 13F-HR GWW / Grainger (W.W.), Inc. 177.42 62 11
2017‑09‑30 13F-HR CRDS / Crossroads Systems, Inc. 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 0.00 2 0
2017‑09‑30 13F-HR VYGR / Voyager Therapeutics, Inc 20.50 2,000 41
2017‑09‑30 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 24.00 375 9
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.62 1,434 31
2017‑09‑30 13F-HR ETR / Entergy Corp. 76.35 812 62
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 76.92 13 1
2017‑09‑30 13F-HR MEOH / Methanex Corp. 50.00 20 1
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.00 500 11
2017‑09‑30 13F-HR TNK / Teekay Tankers, Ltd. 1.60 5,000 8
2017‑09‑30 13F-HR GEO / Geo Group, Inc. (The) 26.79 112 3
2017‑09‑30 13F-HR TTC / Toro Company (The) 60.24 83 5
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 50.63 79 4
2017‑09‑30 13F-HR PCSB / PCSB Financial Corporation 20.00 100 2
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 33.33 300 10
2017‑09‑30 13F-HR NYLD / NRG Yield, Inc. 20.00 500 10
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.33 1,500 32
2017‑09‑30 13F-HR VFC / V.F. Corp. 62.50 400 25
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 85.00 200 17
2017‑09‑30 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 95.00 400 38
2017‑09‑30 13F-HR RWLK / ReWalk Robotics Ltd 1.33 1,500 2
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 41.00 1,000 41
2017‑09‑30 13F-HR ESLT / Elbit Systems Ltd. 150.00 100 15
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 0.00 81 81 0.00 0 0
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 8.93 224 224 0.00 2 2 0.00
2017‑09‑30 13F-HR HAS / Hasbro, Inc. 100.00 10 10 0.00 1 1 0.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 110.00 100 100 0.00 10 11 10.00
2017‑09‑30 13F-HR ETFIS SER TR I / VIRTUS LIFESC BT (26923G202) 42.00 1,000 42
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 51.64 209 213 1.91 11 11 0.00
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 9.67 716 724 1.12 7 7 0.00
2017‑09‑30 13F-HR ENZ / Enzo Biochem, Inc. 9.09 110 110 0.00 1 1 0.00
2017‑09‑30 13F-HR DBD / Diebold, Inc. 20.00 100 100 0.00 3 2 -33.33
2017‑09‑30 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 14.71 68 68 0.00 1 1 0.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 2.00 1,000 1,000 0.00 3 2 -33.33
2017‑09‑30 13F-HR ISHARES TR / GLOB INDSTRL ETF (464288729) 90.00 400 36
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.74 9,500 9,500 0.00 8 7 -12.50
2017‑09‑30 13F-HR LNT / Alliant Energy Corp. 41.60 625 625 0.00 25 26 4.00
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.10 325 725 123.08 11 24 118.18
2017‑09‑30 13F-HR OGS / ONE Gas, Inc. 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 38.46 2,426 78 -96.78 109 3 -97.25
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.91 550 550 0.00 16 17 6.25
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 0.89 16,000 14,600 -8.75 16 13 -18.75
2017‑09‑30 13F-HR EWC / iShares MSCI Canada ETF 28.17 258 284 10.08 7 8 14.29
2017‑09‑30 13F-HR SBH / Sally Beauty Holdings, Inc. 20.59 437 437 0.00 9 9 0.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.23 310 303 -2.26 86 94 9.30
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 60.00 3,150 100 -96.83 189 6 -96.83
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR IMDZ / Immune Design Corp. 10.33 11,995 13,065 8.92 117 135 15.38
2017‑09‑30 13F-HR IMAX / Imax Corp. 33.33 30 30 0.00 1 1 0.00
2017‑09‑30 13F-HR HOG / Harley-Davidson, Inc. 47.14 296 297 0.34 16 14 -12.50
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.67 750 750 0.00 11 11 0.00
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.30 9,794 10,333 5.50 1,659 1,894 14.17
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 45.26 464 928 100.00 19 42 121.05
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 33.06 242 242 0.00 8 8 0.00
2017‑09‑30 13F-HR TV / Grupo Televisa S.A. 24.29 700 700 0.00 17 17 0.00
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.45 4,400 4,400 0.00 2 2 0.00
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.23 10,308 8,100 -21.42 123 91 -26.02
2017‑09‑30 13F-HR PNF / PIMCO New York Municipal Income Fund 13.33 1,050 1,050 0.00 14 14 0.00
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 71.43 7 14 100.00 1 1 0.00
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 106.69 427 628 47.07 44 67 52.27
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 333.33 9 9 0.00 4 3 -25.00
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39.77 17,477 19,210 9.92 672 764 13.69
2017‑09‑30 13F-HR SMCI / Super Micro Computer, Inc. 22.22 2,250 2,250 0.00 55 50 -9.09
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.69 740 854 15.41 100 121 21.00
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 177.51 56 169 201.79 9 30 233.33
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 94.56 348 349 0.29 32 33 3.13
2017‑09‑30 13F-HR T / AT & T, Inc. 39.20 20,838 16,812 -19.32 786 659 -16.16
2017‑09‑30 13F-HR ETFC / E*TRADE Financial, Inc. 0.00 5 10 100.00 0 0
2017‑09‑30 13F-HR GIS / General Mills, Inc. 52.50 200 400 100.00 11 21 90.91
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR TSI / TCW Strategic Income Fund, Inc. 5.77 15,135 14,030 -7.30 85 81 -4.71
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.62 8,650 10,276 18.80 449 551 22.72
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 194.71 416 416 0.00 77 81 5.19
2017‑09‑30 13F-HR NEWR / New Relic, Inc. 49.72 4,000 3,540 -11.50 172 176 2.33
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. 200.00 15 15 0.00 3 3 0.00
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 160.00 25 25 0.00 4 4 0.00
2017‑09‑30 13F-HR BIIB / Biogen Inc. 312.94 475 850 78.95 129 266 106.20
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 70.18 78 114 46.15 5 8 60.00
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.51 204 204 0.00 5 5 0.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 49,528 56,701 14.48 1,550 1,907 23.03
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 82.72 960 810 -15.62 80 67 -16.25
2017‑09‑30 13F-HR RGA / Reinsurance Group of America, Inc. 1,000 0 -100.00 128 0 -100.00
2017‑09‑30 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 791 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 11,732 0 -100.00 740 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 3,450 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR ENOC / EnerNOC, Inc. 22,857 0 -100.00 177 0 -100.00
2017‑09‑30 13F-HR XRA / Exeter Resource Corp. 310 0 -100.00 0 0
2017‑09‑30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 900 0 -100.00 89 0 -100.00
2017‑09‑30 13F-HR CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324) 2,000 0 -100.00 28 0
2017‑09‑30 13F-HR PVCT / Provectus Biopharmaceuticals, Inc. 12,205 0 -100.00 0 0
2017‑09‑30 13F-HR SYNA / Synaptics, Inc. 200 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / ITL HIGH DIV FD (97717W802) 27 0 -100.00 1 0
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 3 0 -100.00 0 0
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 33 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 32 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 2,800 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 8,450 0 -100.00 193 0 -100.00
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 5,450 0 -100.00 265 0 -100.00
2017‑09‑30 13F-HR CA / CA, Inc. 4,900 0 -100.00 169 0 -100.00
2017‑09‑30 13F-HR ARMK / Aramark 2,300 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 3,350 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 2,050 0 -100.00 192 0 -100.00
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 2,950 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 2,930 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR EUFN / iShares MSCI Europe Financials ETF 70 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 300 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 2,901 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 5,300 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR CME / CME Group, Inc. 1,500 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 1,500 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR ENS / EnerSys 6 0 -100.00 0 0
2017‑09‑30 13F-HR S / Sprint Corporation 29,000 0 -100.00 238 0 -100.00
2017‑09‑30 13F-HR FITB / Fifth Third Bancorp 4,400 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MS / Morgan Stanley 4,500 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 1,000 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 3,400 0 -100.00 195 0 -100.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 700 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR VNR / Vanguard Natural Resources, LLC 368 0 -100.00 0 0
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 2,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR STT / State Street Corp. 1,200 0 -100.00 108 0 -100.00
2017‑09‑30 13F-HR RF / Regions Financial Corp. 5,500 0 -100.00 81 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 900 0 -100.00 169 0 -100.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / RETAIL BULL 3X (25459W417) 58 0 -100.00 2 0
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 2,200 0 -100.00 149 0 -100.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. Call 9,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 10,100 0 -100.00 142 0 -100.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 2,400 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR SYF / Synchrony Financial 5,900 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 2,400 0 -100.00 155 0 -100.00
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 34 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 26 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CBS CORP NEW / CALL Call (124857903) 6,600 0 -100.00 5 0
2017‑09‑30 13F-HR CF / CF Industries Holding, Inc. Call 9,400 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) Call 7,400 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR KO / Coca Cola Co. Call 13,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. Call 7,200 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. Call 7,000 0 -100.00 0 0
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 4,100 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company Call 7,200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. Call 7,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. Call 6,000 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR TXT / Textron, Inc. Call 12,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR VIACOM INC NEW / CALL Call (92553P902) 10,000 0 -100.00 0 0
2017‑09‑30 13F-HR BETR / Amplify Snack Brands, Inc. 600 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR P / Pandora Media, Inc. 675 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR ALL.PRA / Allstate Corp. (The) 1,950 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR WCG / Wellcare Health Plans, Inc. 900 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR UTHR / United Therapeutics Corp. 940 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR DTE / DTE Energy Co. 1,500 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR LII / Lennox International, Inc. 570 0 -100.00 105 0 -100.00
2017‑09‑30 13F-HR VOYA / Voya Financial, Inc. 5,200 0 -100.00 192 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 184 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR LEA / Lear Corp. 755 0 -100.00 107 0 -100.00
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 825 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR CSOD / Cornerstone OnDemand, Inc. 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 25 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 306 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR AXN / Aoxing Pharmaceutical Company, Inc. 7,435 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR EQR / Equity Residential 298 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR SRE / Sempra Energy 1,500 0 -100.00 169 0 -100.00
2017‑09‑30 13F-HR INGR / Ingredion, Inc. 1,000 0 -100.00 119 0 -100.00
2017‑09‑30 13F-HR M / Macy's, Inc. 4,500 0 -100.00 105 0 -100.00
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. 30 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. 1,500 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 1,300 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 347 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 2,700 0 -100.00 156 0 -100.00
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 500 0 -100.00 127 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 886 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 1,261 0 -100.00 178 0 -100.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 112 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 2,500 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR DFS / Discover Financial Services 2,300 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 2,250 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR WRB / Berkley (W.R.) Corp. 1,400 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 7,045 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 38 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR KSS / Kohl's Corp. 3,700 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 2,000 0 -100.00 151 0 -100.00
2017‑09‑30 13F-HR POWERSHARES QQQ TRUST / PUT Put (73935A954) 48,000 0 -100.00 96 0
2017‑09‑30 13F-HR SPWR / SunPower Corp. 305 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AEE / Ameren Corp. 101 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR DKS / Dick's Sporting Goods, Inc. 2,600 0 -100.00 104 0 -100.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 35 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 1,278 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR ARH.PRC / Arch Capital Group Ltd. 1,750 0 -100.00 163 0 -100.00
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 0.00 2,063 1 -99.95 261 0 -100.00
2017‑09‑30 13F-HR MMM / 3M Co. 209.77 2,085 2,355 12.95 434 494 13.82
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 64.04 203 406 100.00 12 26 116.67
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 25.00 40 40 0.00 1 1 0.00
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 31.25 48 96 100.00 2 3 50.00
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.70 3,419 3,296 -3.60 276 266 -3.62
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.31 535 48,465 8,958.88 6 742 12,266.67
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.21 785 535 -31.85 9 6 -33.33
2017‑09‑30 13F-HR TDC / Teradata Corp. 39.47 76 76 0.00 2 3 50.00
2017‑09‑30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.21 413 413 0.00 9 10 11.11
2017‑09‑30 13F-HR TOT / Total S.A. 53.64 100 1,100 1,000.00 5 59 1,080.00
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.30 12,374 11,688 -5.54 460 436 -5.22
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.33 3,008 807 -73.17 317 85 -73.19
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.02 15,163 17,421 14.89 2,006 2,265 12.91
2017‑09‑30 13F-HR SNY / Sanofi 49.89 1,504 1,804 19.95 72 90 25.00
2017‑09‑30 13F-HR JBT / John Bean Technologies Corp. 71.43 14 14 0.00 1 1 0.00
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.76 1,580 1,580 0.00 16 17 6.25
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.35 4,533 4,533 0.00 54 56 3.70
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 41,912 42,120 0.50 1,414 1,604 13.44
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.98 148,331 179,730 21.17 2,054 2,513 22.35
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.50 13,681 3,481 -74.56 162 47 -70.99
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.20 19,947 22,609 13.35 382 434 13.61
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.60 41,316 61,297 48.36 1,373 1,079 -21.41
2017‑09‑30 13F-HR EWS / iShares MSCI Singapore ETF 25.64 117 234 100.00 3 6 100.00
2017‑09‑30 13F-HR USNA / USANA Health Sciences, Inc. 53.57 112 112 0.00 7 6 -14.29
2017‑09‑30 13F-HR LXP / Lexington Corporate Properties Trust 9.68 310 310 0.00 3 3 0.00
2017‑09‑30 13F-HR JDSU / 4.85 674 824 22.26 4 4 0.00
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 24.05 291 291 0.00 5 7 40.00
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137.34 570 466 -18.25 75 64 -14.67
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 100.00 20 40 100.00 2 4 100.00
2017‑09‑30 13F-HR XL / XL Group Ltd. 0.00 5,289 4 -99.92 232 0 -100.00
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.79 10,949 16,382 49.62 180 275 52.78
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.35 182,520 220,537 20.83 1,674 2,062 23.18
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.52 110 620 463.64 7 40 471.43
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 60.24 166 166 0.00 10 10 0.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.27 6,793 5,550 -18.30 332 279 -15.96
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 40.00 175 175 0.00 7 7 0.00
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.72 234,231 216,905 -7.40 23,437 22,714 -3.08
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 42.86 724 490 -32.32 30 21 -30.00
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.36 1,900 1,100 -42.11 232 128 -44.83
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.86 664 668 0.60 43 46 6.98
2017‑09‑30 13F-HR ARDM / Aradigm Corp. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.46 391 782 100.00 7 16 128.57
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 30.00 200 600 200.00 6 18 200.00
2017‑09‑30 13F-HR RHP / Ryman Hospitality Properties, Inc. 62.86 175 175 0.00 11 11 0.00
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 30.00 500 500 0.00 16 15 -6.25
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 56.00 125 125 0.00 7 7 0.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.52 12,267 14,480 18.04 548 717 30.84
2017‑09‑30 13F-HR ES / Eversource Energy 60.57 1,783 1,783 0.00 108 108 0.00
2017‑09‑30 13F-HR F / Ford Motor Co. 11.97 84,891 77,833 -8.31 950 932 -1.89
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 229,113 281,412 22.83 5,652 7,277 28.75
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.11 257 517 101.17 22 44 100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.67 12,841 7,180 -44.09 555 292 -47.39
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.58 45,277 51,848 14.51 5,136 5,889 14.66
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 12.27 9,233 815 -91.17 11 10 -9.09
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.57 140 140 0.00 13 11 -15.38
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 161.81 618 618 0.00 100 100 0.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.33 600 600 0.00 44 44 0.00
2017‑09‑30 13F-HR PRTA / Prothena Corp plc 64.76 7,250 9,250 27.59 392 599 52.81
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.35 460 460 0.00 2 2 0.00
2017‑09‑30 13F-HR PBW / PowerShares WilderHill Clean Energy Portfolio 6.29 159 159 0.00 1 1 0.00
2017‑09‑30 13F-HR INTU / Intuit Inc. 141.67 600 600 0.00 80 85 6.25
2017‑09‑30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 131.58 38 38 0.00 5 5 0.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 43.27 193 208 7.77 7 9 28.57
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 50.00 139 140 0.72 8 7 -12.50
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.57 1,513 1,514 0.07 195 178 -8.72
2017‑09‑30 13F-HR FUN / Cedar Fair, L.P. 63.83 235 235 0.00 17 15 -11.76
2017‑09‑30 13F-HR KEY / KeyCorp 18.75 5,314 5,814 9.41 100 109 9.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.53 9,924 14,141 42.49 1,035 1,662 60.58
2017‑09‑30 13F-HR CMI / Cummins, Inc. 170.00 200 200 0.00 32 34 6.25
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 1,489 1,490 0.07 77 79 2.60
2017‑09‑30 13F-HR TSN / Tyson Foods, Inc. 71.04 729 549 -24.69 46 39 -15.22
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.33 1,823 1,791 -1.76 316 357 12.97
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 61.88 501 501 0.00 27 31 14.81
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.15 20 520 2,500.00 2 63 3,050.00
2017‑09‑30 13F-HR DNOW / NOW Inc. 0.00 25 17 -32.00 0 0
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.31 362 537 48.34 4 5 25.00
2017‑09‑30 13F-HR STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund 52.20 66,364 78,513 18.31 3,462 4,098 18.37
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 62.07 580 580 0.00 33 36 9.09
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.35 2,966 6,109 105.97 26 51 96.15
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.28 6,145 8,161 32.81 109 141 29.36
2017‑09‑30 13F-HR TRP / TransCanada Corp. 50.00 200 200 0.00 10 10 0.00
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.15 12,506 962 -92.31 376 29 -92.29
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.51 231 1,766 664.50 9 68 655.56
2017‑09‑30 13F-HR NS / NuStar Energy L.P. 41.10 219 219 0.00 10 9 -10.00
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 52.38 3,080 210 -93.18 170 11 -93.53
2017‑09‑30 13F-HR LEN / Lennar Corp. 52.50 400 400 0.00 21 21 0.00
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.59 641 2,285 256.47 50 175 250.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.39 1,558 2,416 55.07 76 129 69.74
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.02 12,301 11,459 -6.84 1,072 1,043 -2.71
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 12.59 2,382 2,382 0.00 30 30 0.00
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.83 504 504 0.00 10 11 10.00
2017‑09‑30 13F-HR CLX / Clorox Company (The) 130.86 2,255 405 -82.04 300 53 -82.33
2017‑09‑30 13F-HR ACM / AECOM 40.00 100 100 0.00 3 4 33.33
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 42.55 138 141 2.17 6 6 0.00
2017‑09‑30 13F-HR INFY / Infosys Limited 10.87 45 92 104.44 1 1 0.00
2017‑09‑30 13F-HR GMRE / Global Medical REIT, Inc. 8.00 500 500 0.00 4 4 0.00
2017‑09‑30 13F-HR ORAN / Orange 16.29 614 614 0.00 10 10 0.00
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.77 3,614 3,892 7.69 130 147 13.08
2017‑09‑30 13F-HR MAT / Mattel, Inc. 13.89 36 72 100.00 1 1 0.00
2017‑09‑30 13F-HR MFA / MFA Financial, Inc. 8.00 500 500 0.00 4 4 0.00
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.98 1,200 1,911 59.25 27 42 55.56
2017‑09‑30 13F-HR DBA / PowerShares DB Agriculture Fund 19.00 1,507 1,000 -33.64 30 19 -36.67
2017‑09‑30 13F-HR DSU / BlackRock Debt Strategies Fund, Inc. 11.67 65,898 98,246 49.09 760 1,147 50.92
2017‑09‑30 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 76.67 900 900 0.00 66 69 4.55
2017‑09‑30 13F-HR INPAP / International Paper Company 57.14 350 350 0.00 20 20 0.00
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.10 49,983 63,526 27.10 927 1,150 24.06
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 0.89 1,121 1,121 0.00 1 1 0.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.79 3,995 4,262 6.68 370 404 9.19
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.85 22,425 24,688 10.09 3,386 4,218 24.57
2017‑09‑30 13F-HR SQ / Square, Inc. 28.57 390 525 34.62 9 15 66.67
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.36 1,831 1,852 1.15 37 34 -8.11
2017‑09‑30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 162.16 111 111 0.00 18 18 0.00
2017‑09‑30 13F-HR VIS / Vanguard Industrials ETF 134.69 818 1,032 26.16 105 139 32.38
2017‑09‑30 13F-HR BPZRQ / BPZ Resources, Inc. 1.38 20,000 196,875 884.38 1 272 27,100.00
2017‑09‑30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 76.56 207 209 0.97 15 16 6.67
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.26 743 861 15.88 37 45 21.62
2017‑09‑30 13F-HR INAP / Internap Corporation 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.07 8,199 10,066 22.77 976 1,259 29.00
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 67.80 29 59 103.45 2 4 100.00
2017‑09‑30 13F-HR SBNYW / Signature Bank 126.67 150 150 0.00 22 19 -13.64
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 110.00 200 300 50.00 22 33 50.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.22 2,403 2,579 7.32 869 880 1.27
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.77 350 351 0.29 78 81 3.85
2017‑09‑30 13F-HR 83416TAA8 / SolarCity Corp 2.75% Note due 2018-11-01 1.00 14,000 14,000 0.00 14 14 0.00
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 82.73 1,115 1,100 -1.35 104 91 -12.50
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 103.85 520 520 0.00 53 54 1.89
2017‑09‑30 13F-HR ESP / Espey Manufacturing & Electronics Corp. 22.50 800 800 0.00 18 18 0.00
2017‑09‑30 13F-HR CPLP / Capital Product Partners L.P. 3.03 659 659 0.00 2 2 0.00
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.86 452 477 5.53 38 40 5.26
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.34 21,158 27,237 28.73 1,167 1,589 36.16
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.46 545 428 -21.47 48 40 -16.67
2017‑09‑30 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 0.00 7 7 0.00 0 0
2017‑09‑30 13F-HR GD / General Dynamics Corp. 214.29 46 56 21.74 9 12 33.33
2017‑09‑30 13F-HR FTI / FMC Technologies, Inc. 29.41 136 136 0.00 4 4 0.00
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.36 69,228 76,006 9.79 4,330 4,968 14.73
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 29,336 27,041 -7.82 1,456 1,381 -5.15
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.76 7,538 7,997 6.09 295 310 5.08
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.94 4,434 1,789 -59.65 39 16 -58.97
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 152.29 59,348 68,490 15.40 8,746 10,430 19.25
2017‑09‑30 13F-HR CRIS / Curis, Inc. 1.49 186,990 185,513 -0.79 353 276 -21.81
2017‑09‑30 13F-HR ASIX / AdvanSix Inc. 34.48 26 58 123.08 1 2 100.00
2017‑09‑30 13F-HR GBDC / Golub Capital BDC, Inc. 19.00 1,000 1,000 0.00 19 19 0.00
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 64.52 537 620 15.46 29 40 37.93
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 0.00 20 20 0.00 0 0
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.91 1,010 1,010 0.00 9 9 0.00
2017‑09‑30 13F-HR JNP / Juniper Pharmaceuticals, Inc. 8.00 125 125 0.00 1 1 0.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.41 4,840 5,882 21.53 360 373 3.61
2017‑09‑30 13F-HR BATRK / Liberty Media Corporation 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR BATRA / Liberty Media Corporation 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.67 24 24 0.00 1 1 0.00
2017‑09‑30 13F-HR OPK / Opko Health, Inc. 7.00 0 1,000 0 7
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.61 383 383 0.00 1 1 0.00
2017‑09‑30 13F-HR NOK / Nokia Corp. 6.78 295 295 0.00 2 2 0.00
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 3.64 275 275 0.00 2 1 -50.00
2017‑09‑30 13F-HR TRXC / TransEnterix, Inc. 1.00 1,000 1,000 0.00 1 1 0.00
2017‑09‑30 13F-HR FLR / Fluor Corp. 42.17 332 332 0.00 15 14 -6.67
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 80.87 4,378 4,390 0.27 341 355 4.11
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.14 2,029 2,455 21.00 33 47 42.42
2017‑09‑30 13F-HR ACN / Accenture plc 134.80 219 319 45.66 27 43 59.26
2017‑09‑30 13F-HR CYTR / CytRx Corp. 0.35 8,800 5,700 -35.23 6 2 -66.67
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 32.00 125 125 0.00 4 4 0.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 960.70 227 229 0.88 206 220 6.80
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Call 25.00 0 1,000 0 25
2017‑09‑30 13F-HR NYNY / Empire Resorts, Inc. 22.89 809 830 2.60 19 19 0.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.02 21,467 24,968 16.31 1,519 2,023 33.18
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Call 0.50 0 10,000 767 5 -99.35
2017‑09‑30 13F-HR EMAN / eMagin Corp. 0.00 30 30 0.00 0 0
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 12.98 1,595 2,311 44.89 20 30 50.00
2017‑09‑30 13F-HR BSX / Boston Scientific Corp. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR RPM / RPM International, Inc. 50.18 279 279 0.00 15 14 -6.67
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.85 1,808 1,315 -27.27 144 105 -27.08
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 974.58 236 236 0.00 219 230 5.02
2017‑09‑30 13F-HR MCK / McKesson Corp. 156.25 50 160 220.00 8 25 212.50
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 83.33 12 12 0.00 1 1 0.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.59 21,327 27,000 26.60 140 151 7.86
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 11,105 14,403 29.70 619 918 48.30
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.11 1,614 315 -80.48 186 35 -81.18
2017‑09‑30 13F-HR INCY / Incyte Corp. Call 0.17 7,400 6,000 -18.92 24 1 -95.83
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.31 561 565 0.71 3 3 0.00
2017‑09‑30 13F-HR STAG / STAG Industrial, Inc. 27.07 794 665 -16.25 22 18 -18.18
2017‑09‑30 13F-HR R / Ryder System, Inc. 85.00 100 200 100.00 7 17 142.86
2017‑09‑30 13F-HR PSX / Phillips 66 90.52 151 232 53.64 13 21 61.54
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.47 846 1,647 94.68 113 233 106.19
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 0.00 22 23 4.55 0 0
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.34 308 616 100.00 11 23 109.09
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.00 500 500 0.00 15 15 0.00
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 77.65 325 425 30.77 25 33 32.00
2017‑09‑30 13F-HR HES / Hess Corp. 46.58 730 730 0.00 32 34 6.25
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.31 32,196 37,517 16.53 3,442 4,176 21.32
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.37 102,672 119,865 16.75 3,424 4,000 16.82
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.83 26,422 31,945 20.90 2,551 3,189 25.01
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.00 750 750 0.00 23 24 4.35
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.98 228 1,058 364.04 13 55 323.08
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.60 718 689 -4.04 69 70 1.45
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 2.00 2,000 2,000 0.00 5 4 -20.00
2017‑09‑30 13F-HR DE / Deere & Co. 126.05 918 119 -87.04 113 15 -86.73
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.09 214 428 100.00 15 30 100.00
2017‑09‑30 13F-HR TYP / Direxion Shares ETF Trust 20.00 200 100 -50.00 4 2 -50.00
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 190.00 300 300 0.00 50 57 14.00
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 90.00 100 100 0.00 9 9 0.00
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 101.61 1,571 1,929 22.79 159 196 23.27
2017‑09‑30 13F-HR CASI / CASI Pharmaceuticals, Inc. 0.00 45 45 0.00 0 0
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.29 1,400 1,400 0.00 50 48 -4.00
2017‑09‑30 13F-HR DSXN / Diana Shipping inc. 3.33 100 300 200.00 0 1
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.20 2,050 2,581 25.90 164 207 26.22
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.33 79,038 99,194 25.50 1,470 2,017 37.21
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.78 13,368 26,934 101.48 603 1,260 108.96
2017‑09‑30 13F-HR HCLP / Hi-Crush Partners LP 8.89 675 675 0.00 7 6 -14.29
2017‑09‑30 13F-HR CFX / Colfax Corp. 41.60 6,725 6,755 0.45 265 281 6.04
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 96.00 125 125 0.00 11 12 9.09
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 93.16 668 687 2.84 60 64 6.67
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 45.54 505 505 0.00 22 23 4.55
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 16.34 612 612 0.00 10 10 0.00
2017‑09‑30 13F-HR CGNT / Cogentix Medical, Inc. 2.68 3,360 3,360 0.00 6 9 50.00
2017‑09‑30 13F-HR FCPT / Four Corners Property Trust, Inc. 0.00 19 19 0.00 0 0
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 253.00 4,028 4,253 5.59 980 1,076 9.80
2017‑09‑30 13F-HR PJC / Piper Jaffray Companies, Inc. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR CMO / Capstead Mortgage Corp. 10.00 400 400 0.00 4 4 0.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 81.07 300,515 406,789 35.36 23,488 32,978 40.40
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 86.96 2,215 115 -94.81 183 10 -94.54
2017‑09‑30 13F-HR XUTGX / Reaves Utility Income Fund 31.71 23,288 26,051 11.86 800 826 3.25
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.54 2,612 960 -63.25 167 61 -63.47
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 133.98 511 515 0.78 66 69 4.55
2017‑09‑30 13F-HR BP / BP Plc 38.27 1,230 2,378 93.33 43 91 111.63
2017‑09‑30 13F-HR IIVI / II-VI Inc. 40.00 400 400 0.00 14 16 14.29
2017‑09‑30 13F-HR SYK / Stryker Corp. 142.05 1,108 1,408 27.08 154 200 29.87
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.50 1,000 2,000 100.00 15 29 93.33
2017‑09‑30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,294.12 34 34 0.00 43 44 2.33
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 83.33 216 216 0.00 18 18 0.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.34 248,112 256,128 3.23 6,019 6,490 7.83
2017‑09‑30 13F-HR TU / TELUS Corp. 36.11 600 1,800 200.00 21 65 209.52
2017‑09‑30 13F-HR ENB / Enbridge Inc. 42.05 355 1,831 415.77 14 77 450.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.62 5,362 6,530 21.78 570 644 12.98
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 146.67 300 300 0.00 48 44 -8.33
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 107.59 158 158 0.00 16 17 6.25
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 55.46 2,272 2,272 0.00 119 126 5.88
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 198.44 128 257 100.78 25 51 104.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.67 240 240 0.00 3 4 33.33
2017‑09‑30 13F-HR EGL / Engility Holdings, Inc. New 40.00 50 50 0.00 1 2 100.00
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 372.55 35 51 45.71 12 19 58.33
2017‑09‑30 13F-HR SAFM / Sanderson Farms, Inc. 161.62 389 297 -23.65 45 48 6.67
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.30 10,000 10,000 0.00 50 43 -14.00
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 71.43 30 14 -53.33 1 1 0.00
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 26.79 112 112 0.00 2 3 50.00
2017‑09‑30 13F-HR FUL / Fuller (H.B.) Co. 57.46 731 731 0.00 37 42 13.51
2017‑09‑30 13F-HR APLE / Apple Hospitality REIT, Inc. 17.70 769 226 -70.61 14 4 -71.43
2017‑09‑30 13F-HR BLKB / Blackbaud, Inc. 90.16 122 122 0.00 10 11 10.00
2017‑09‑30 13F-HR COP / ConocoPhillips 50.04 2,057 2,258 9.77 90 113 25.56
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.12 907 1,038 14.44 91 106 16.48
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 76.92 65 65 0.00 4 5 25.00
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.00 500 500 0.00 67 74 10.45
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.17 763 1,463 91.74 67 129 92.54
2017‑09‑30 13F-HR SSO / ProShares Ultra S&P500 96.67 600 600 0.00 54 58 7.41
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.81 702 867 23.50 62 77 24.19
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.17 0 4,349 0 627
2017‑09‑30 13F-HR TIME / Time Inc. 13.25 136 151 11.03 2 2 0.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.69 1,397 1,397 0.00 165 170 3.03
2017‑09‑30 13F-HR SAL / Salisbury Bancorp, Inc. 46.49 2,942 4,022 36.71 121 187 54.55
2017‑09‑30 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 17.20 42,365 90,872 114.50 723 1,563 116.18
2017‑09‑30 13F-HR STL / Sterling Bancorp 24.97 721 721 0.00 17 18 5.88
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 86.08 577 1,731 200.00 48 149 210.42
2017‑09‑30 13F-HR ARLP / Alliance Resource Partners, L.P. 20.00 200 200 0.00 4 4 0.00
2017‑09‑30 13F-HR FNSR / Finisar Corporation 16.13 62 62 0.00 2 1 -50.00
2017‑09‑30 13F-HR GBF / iShares Government/Credit Bond ETF 111.11 63 63 0.00 7 7 0.00
2017‑09‑30 13F-HR TVIA / TerraVia Holdings, Inc. 0.00 500 1,500 200.00 0 0
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. 24.00 0 1,000 0 24
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.15 8,677 10,057 15.90 1,925 2,385 23.90
2017‑09‑30 13F-HR ATI / Allegheny Technologies, Inc. Call 4.12 3,400 3,400 0.00 1 14 1,300.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.06 786 797 1.40 12 12 0.00
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 88.44 147 147 0.00 13 13 0.00
2017‑09‑30 13F-HR SYT / Syngenta AG 90.00 100 200 100.00 9 18 100.00
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 50.42 118 119 0.85 6 6 0.00
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.84 1,043 1,051 0.77 23 24 4.35
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.08 11,423 19,170 67.82 309 500 61.81
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 74.63 66 67 1.52 4 5 25.00
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 58.82 67 102 52.24 4 6 50.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 84.91 106 106 0.00 9 9 0.00
2017‑09‑30 13F-HR SO / Southern Co. (The) 48.94 2,606 2,309 -11.40 125 113 -9.60
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.12 851 951 11.75 147 177 20.41
2017‑09‑30 13F-HR BEP / Brookfield Renewable Partners L.P. 32.86 700 700 0.00 22 23 4.55
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 52.97 3,751 3,681 -1.87 191 195 2.09
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.98 27,069 24,556 -9.28 2,185 2,013 -7.87
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.02 15,374 13,482 -12.31 690 607 -12.03
2017‑09‑30 13F-HR PPL / PPL Corp. 38.12 4,366 2,466 -43.52 169 94 -44.38
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 0.00 1 3 200.00 0 0
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 78.12 32 64 100.00 2 5 150.00
2017‑09‑30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 58.82 17 17 0.00 1 1 0.00
2017‑09‑30 13F-HR AOA / iShares Core Aggressive Allocation ETF 53.23 692 263 -61.99 36 14 -61.11
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2.94 1,360 1,360 0.00 3 4 33.33
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 50.00 50 100 100.00 2 5 150.00
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 153.85 65 65 0.00 8 10 25.00
2017‑09‑30 13F-HR MDT / Medtronic plc 78.12 320 320 0.00 28 25 -10.71
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.92 408 559 37.01 32 43 34.38
2017‑09‑30 13F-HR TARO / Taro Pharmaceutical Industries, Ltd. 106.06 33 66 100.00 4 7 75.00
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 95.77 549 1,065 93.99 49 102 108.16
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.67 150 300 100.00 16 35 118.75
2017‑09‑30 13F-HR DOV / Dover Corp. 89.29 168 168 0.00 13 15 15.38
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.63 691 689 -0.29 57 59 3.51
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.68 1,142 1,142 0.00 89 91 2.25
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.77 762 761 -0.13 12 12 0.00
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 145,146 166,236 14.53 11,877 13,625 14.72
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.28 2,031 935 -53.96 163 76 -53.37
2017‑09‑30 13F-HR NVS / Novartis AG 85.48 1,005 1,205 19.90 84 103 22.62
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80.39 1,227 709 -42.22 98 57 -41.84
2017‑09‑30 13F-HR AATDF / AA LTD 34.48 29 29 0.00 1 1 0.00
2017‑09‑30 13F-HR CLDT / Chatham Lodging Trust 22.50 400 400 0.00 8 9 12.50
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 37.04 250 351 40.40 8 13 62.50
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.75 1,816 1,816 0.00 5 5 0.00
2017‑09‑30 13F-HR BMO / Bank of Montreal (PQ) 73.33 150 150 0.00 11 11 0.00
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.86 700 700 0.00 15 16 6.67
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.32 775 775 0.00 8 8 0.00
2017‑09‑30 13F-HR BHLB / Berkshire Hills Bancorp, Inc. 38.46 104 104 0.00 4 4 0.00
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 5.66 897 707 -21.18 6 4 -33.33
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 10.00 100 100 0.00 2 1 -50.00
2017‑09‑30 13F-HR FNHC / Federated National Holding Co. 15.00 800 800 0.00 13 12 -7.69
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 183 303 65.57 57 101 77.19
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 118.88 143 143 0.00 18 17 -5.56
2017‑09‑30 13F-HR PJT / PJT Partners Inc. 34.48 71 58 -18.31 3 2 -33.33
2017‑09‑30 13F-HR AGN / Allergan plc 222.22 718 18 -97.49 175 4 -97.71
2017‑09‑30 13F-HR TXT / Textron, Inc. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR POWL / Powell Industries, Inc. 30.00 300 600 100.00 10 18 80.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.43 560 1,133 102.32 36 73 102.78
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.10 12,613 14,273 13.16 1,940 2,071 6.75
2017‑09‑30 13F-HR REGI / Renewable Energy Group, Inc. 0.00 24 24 0.00 0 0
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.67 101 300 197.03 2 5 150.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.42 26,336 2,149 -91.84 1,647 132 -91.99
2017‑09‑30 13F-HR MGA / Magna International Inc. 53.33 300 300 0.00 14 16 14.29
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 57.25 425 1,275 200.00 27 73 170.37
2017‑09‑30 13F-HR CAVM / Cavium, Inc. 0.00 79 5 -93.67 5 0 -100.00
2017‑09‑30 13F-HR O / Realty Income Corp. 57.25 5,983 7,266 21.44 330 416 26.06
2017‑09‑30 13F-HR TGT / Target Corp. 60.00 13,112 300 -97.71 686 18 -97.38
2017‑09‑30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.10 478 478 0.00 12 12 0.00
2017‑09‑30 13F-HR MT / ArcelorMittal 30.30 33 33 0.00 1 1 0.00
2017‑09‑30 13F-HR MANU / Manchester United Ltd. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.67 39,858 38,232 -4.08 450 446 -0.89
2017‑09‑30 13F-HR HDYN / HyperDynamics Corp. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR SON / Sonoco Products Co. 50.87 924 924 0.00 48 47 -2.08
2017‑09‑30 13F-HR INDY / iShares India 50 ETF 35.60 309 309 0.00 10 11 10.00
2017‑09‑30 13F-HR NCR / NCR Corp. 27.78 36 36 0.00 1 1 0.00
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.50 3,218 1,493 -53.60 348 159 -54.31
2017‑09‑30 13F-HR EWU / iShares MSCI United Kingdom ETF 34.85 234,805 136,257 -41.97 7,826 4,749 -39.32
2017‑09‑30 13F-HR V / Visa, Inc. 104.52 354 354 0.00 33 37 12.12
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.67 305 225 -26.23 43 33 -23.26
2017‑09‑30 13F-HR AAV / Advantage Oil & Gas Ltd. 6.67 450 900 100.00 3 6 100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 176.83 164 164 0.00 24 29 20.83
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR WEN / The Wendy's Company 15.76 1,650 1,650 0.00 26 26 0.00
2017‑09‑30 13F-HR BBK / BlackRock Municipal Bond Investment Trust 15.54 923 1,223 32.50 14 19 35.71
2017‑09‑30 13F-HR TGH / Textainer Group Holdings, Ltd. 18.96 211 211 0.00 3 4 33.33
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 5.50 545 545 0.00 3 3 0.00
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.68 4,048 4,048 0.00 443 444 0.23
2017‑09‑30 13F-HR LYG / Lloyds Banking Group plc 3.66 48,785 83,402 70.96 172 305 77.33
2017‑09‑30 13F-HR TKR / Timken Co. (THE) 50.00 200 200 0.00 9 10 11.11
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.86 1,402 2,217 58.13 102 197 93.14
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.30 391,844 451,948 15.34 4,295 5,107 18.91
2017‑09‑30 13F-HR VRTV / Veritiv Corporation 43.48 14 23 64.29 1 1 0.00
2017‑09‑30 13F-HR APD / Air Products & Chemicals, Inc. 150.94 106 106 0.00 15 16 6.67
2017‑09‑30 13F-HR L / Loews Corp. 47.50 2,300 800 -65.22 108 38 -64.81
2017‑09‑30 13F-HR IEP / Icahn Enterprises L.P. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.25 8,129 8,640 6.29 608 607 -0.16
2017‑09‑30 13F-HR IHSEF / IShares Plc. 49.82 412 562 36.41 22 28 27.27
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 25.18 16,697 27,526 64.86 409 693 69.44
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.05 39,675 28,407 -28.40 476 399 -16.18
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.80 161 278 72.67 39 70 79.49
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.58 1,733 1,753 1.15 148 136 -8.11
2017‑09‑30 13F-HR IEO / iShares U.S. Oil & Gas Exploration & Production ETF 58.91 347 696 100.58 19 41 115.79
2017‑09‑30 13F-HR EWM / iShares MSCI Malaysia ETF 33.33 175 300 71.43 6 10 66.67
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 150.00 240 240 0.00 34 36 5.88
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.69 7,747 8,068 4.14 832 1,006 20.91
2017‑09‑30 13F-HR KSU / Kansas City Southern 113.21 106 106 0.00 11 12 9.09
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 73.17 41 41 0.00 3 3 0.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 9.68 4,700 7,233 53.89 43 70 62.79
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.48 1,126 1,133 0.62 46 47 2.17
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 150.00 40 40 0.00 6 6 0.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.89 2,250 2,250 0.00 44 38 -13.64
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.71 30,285 30,716 1.42 1,017 1,097 7.87
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 194.92 254 354 39.37 50 69 38.00
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 46.95 426 426 0.00 20 20 0.00
2017‑09‑30 13F-HR EEA / European Equity Fund, Inc. (The) 9.88 405 405 0.00 4 4 0.00
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 243,858 254,356 4.30 6,587 6,150 -6.63
2017‑09‑30 13F-HR IPI / Intrepid Potash, Inc. 0.00 50 50 0.00 0 0
2017‑09‑30 13F-HR PUK / Prudential PLC 46.67 300 300 0.00 14 14 0.00
2017‑09‑30 13F-HR RVLT / Revolution Lighting Technologies, Inc. 6.61 1,210 1,210 0.00 8 8 0.00
2017‑09‑30 13F-HR XRAY / DENTSPLY SIRONA Inc. 59.96 4,051 1,451 -64.18 263 87 -66.92
2017‑09‑30 13F-HR NYF / iShares New York Muni Bond ETF 112.68 557 710 27.47 62 80 29.03
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 5,428 6,073 11.88 496 580 16.94
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.10 400 348 -13.00 16 15 -6.25
2017‑09‑30 13F-HR JDD / Nuveen Diversified Dividend and Income Fund 12.35 473 810 71.25 6 10 66.67
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 101.80 47,102 60,922 29.34 4,791 6,202 29.45
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74.38 1,600 1,600 0.00 133 119 -10.53
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.78 6,326 639 -89.90 151 12 -92.05
2017‑09‑30 13F-HR TCAP / Triangle Capital Corp. 0.00 622 7 -98.87 11 0 -100.00
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 120.00 75 75 0.00 8 9 12.50
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.02 914 914 0.00 63 64 1.59
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.10 27,272 29,759 9.12 3,928 4,586 16.75
2017‑09‑30 13F-HR HPQ / HP Inc. 20.00 18,600 100 -99.46 325 2 -99.38
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.80 33,956 44,737 31.75 496 707 42.54
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.36 137 139 1.46 7 7 0.00
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 37.45 1,250 1,629 30.32 45 61 35.56
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 0.00 6 6 0.00 0 0
2017‑09‑30 13F-HR KWKAQ / Quicksilver Resources Inc. 0.00 18 18 0.00 0 0
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.73 9,822 11,133 13.35 1,384 1,923 38.95
2017‑09‑30 13F-HR BCLYF / Barclays Plc 10.44 3,833 3,833 0.00 41 40 -2.44
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.24 516 1,033 100.19 30 55 83.33
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 22.22 405 405 0.00 11 9 -18.18
2017‑09‑30 13F-HR BIVV / Bioverativ Inc. 56.60 237 424 78.90 14 24 71.43
2017‑09‑30 13F-HR ARNC / Arconic Inc. 22.22 2,690 90 -96.65 61 2 -96.72
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 16.13 50 124 148.00 1 2 100.00
2017‑09‑30 13F-HR BSE / BlackRock New York Insured Municipal Income Quality Trust 13.40 71,570 78,435 9.59 958 1,051 9.71
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.77 8,765 9,431 7.60 577 658 14.04
2017‑09‑30 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.33 1,500 1,500 0.00 20 20 0.00
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 46.15 417 130 -68.82 18 6 -66.67
2017‑09‑30 13F-HR XRX / Xerox Corp. 35.97 4,751 139 -97.07 136 5 -96.32
2017‑09‑30 13F-HR IMGN / Immunogen, Inc. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 25.00 520 520 0.00 13 13 0.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 110.96 2,450 2,866 16.98 288 318 10.42
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.79 3,704 2,690 -27.38 790 602 -23.80
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. 35.73 1,735 1,735 0.00 65 62 -4.62
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR CC / Chemours Company (The) 50.89 559 1,238 121.47 21 63 200.00
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.13 457 457 0.00 6 6 0.00
2017‑09‑30 13F-HR SHPG / Shire Plc. 166.67 12 12 0.00 2 2 0.00
2017‑09‑30 13F-HR LKQ / LKQ Corp. 35.90 390 390 0.00 13 14 7.69
2017‑09‑30 13F-HR GLAE / GlassBridge Enterprises, Inc. 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR WAVXQ / Wave Systems Corp. 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR UNM / Unum Group 35.71 28 28 0.00 1 1 0.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.53 2,629 4,226 60.75 362 615 69.89
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 36.59 164 164 0.00 5 6 20.00
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.33 1,126 1,554 38.01 48 72 50.00
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.94 1,005 1,005 0.00 12 12 0.00
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 62.50 16 32 100.00 1 2 100.00
2017‑09‑30 13F-HR LTS / Ladenburg Thalmann Financial Services, Inc. 2.87 14,250 14,265 0.11 35 41 17.14
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.87 1,521 23,029 1,414.07 52 780 1,400.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 166.67 66 66 0.00 10 11 10.00
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 90.00 133 100 -24.81 10 9 -10.00
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.43 102 204 100.00 7 16 128.57
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.50 756 758 0.26 83 83 0.00
2017‑09‑30 13F-HR SCHN / Schnitzer Steel Industries, Inc. 31.75 63 63 0.00 2 2 0.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.32 6,293 9,209 46.34 316 445 40.82
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 17.12 1,934 1,869 -3.36 35 32 -8.57
2017‑09‑30 13F-HR SWIR / Sierra Wireless, Inc. 21.11 500 900 80.00 14 19 35.71
2017‑09‑30 13F-HR RACE / Ferrari N.V. 120.00 55 25 -54.55 5 3 -40.00
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 28.31 1,201 1,201 0.00 32 34 6.25
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 112.50 80 80 0.00 8 9 12.50
2017‑09‑30 13F-HR APA / Apache Corp. 42.86 70 70 0.00 3 3 0.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.53 3,592 392 -89.09 242 30 -87.60
2017‑09‑30 13F-HR TRST / TrustCo Bank Corp. NY 6.67 150 150 0.00 1 1 0.00
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.71 707 1,007 42.43 30 41 36.67
2017‑09‑30 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.52 7,430 7,433 0.04 41 41 0.00
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 87,441 99,726 14.05 10,882 12,917 18.70
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.90 511 525 2.74 495 505 2.02
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.48 5,250 5,250 0.00 50 55 10.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 17.78 375 450 20.00 6 8 33.33
2017‑09‑30 13F-HR LAZ / Lazard Ltd. 45.23 331 796 140.48 15 36 140.00
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 96.77 31 31 0.00 3 3 0.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 40.00 6,000 600 -90.00 179 24 -86.59
2017‑09‑30 13F-HR CLGX / CoreLogic, Inc. 50.00 100 100 0.00 4 5 25.00
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 24.00 250 250 0.00 5 6 20.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.61 2,202 1,079 -51.00 122 60 -50.82
2017‑09‑30 13F-HR CNQ / Canadian Natural Resources Limited 35.00 200 200 0.00 6 7 16.67
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.77 44,282 47,464 7.19 364 511 40.38
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.81 8,740 7,142 -18.28 648 520 -19.75
2017‑09‑30 13F-HR CI / Cigna Corp. 186.84 760 760 0.00 127 142 11.81
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.74 45,544 57,794 26.90 3,046 4,204 38.02
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.31 1,517 1,578 4.02 245 294 20.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 0.00 62 62 0.00 0 0
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 69.10 309 521 68.61 20 36 80.00
2017‑09‑30 13F-HR BAB / PowerShares Build America Bond Portfolio 30.27 2,775 2,775 0.00 83 84 1.20
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 250.00 80 80 0.00 14 20 42.86
2017‑09‑30 13F-HR CSX / CSX Corp. 53.33 150 450 200.00 8 24 200.00
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.53 4,767 3,913 -17.91 440 366 -16.82
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 25.00 120 120 0.00 3 3 0.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 123.33 0 300 0 37
2017‑09‑30 13F-HR GM / General Motors Company 40.62 7,971 1,871 -76.53 278 76 -72.66
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 0.00 2 2 0.00 0 0
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 34.78 229 230 0.44 7 8 14.29
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.19 7,150 9,317 30.31 384 449 16.93
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.22 1,216 1,216 0.00 10 10 0.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.21 1,422 1,424 0.14 281 362 28.83
2017‑09‑30 13F-HR TYL / Tyler Technologies, Inc. 174.00 1,000 1,000 0.00 176 174 -1.14
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 90.91 32 33 3.12 3 3 0.00
2017‑09‑30 13F-HR BR / Broadridge Financial Solutions, Inc. 96.77 31 31 0.00 2 3 50.00
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 21.28 47 47 0.00 1 1 0.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 7.17 11,300 11,300 0.00 78 81 3.85
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 90.91 33 33 0.00 3 3 0.00
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.18 3,106 2,746 -11.59 369 341 -7.59
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 32.37 1,019 2,039 100.10 31 66 112.90
2017‑09‑30 13F-HR SCG / SCANA Corp. 48.22 1,597 1,597 0.00 107 77 -28.04