Current Holdings (from 13F, 13D)

InvestorFNY Partners Fund LP
Portfolio Value$ 648,068,000
Current Positions606
Opened Positions5
Closed Positions302

FNY Partners Fund LP has disclosed 606 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 648,068,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). FNY Partners Fund LP's top holdings are Kite Pharma, Inc. (NASDAQ:KITE) , Time Warner, Inc. (NYSE:TWX) , British American Tobacco p.l.c. (NYSE:BTI) , Janus Henderson Group plc (NYSE:JHG) , and NXP Semiconductors N.V. (NASDAQ:NXPI) . FNY Partners Fund LP's new positions include Kite Pharma, Inc. (NASDAQ:KITE) , Micro Focus International plc (NYSE:MFGP) , Kite Pharma, Inc. (NASDAQ:KITE) , Herbalife Ltd. (NYSE:HLF) , and ResMed Inc. (NYSE:RMD) .


All FNY Partners Fund LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-09. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Call 6,730.81 2,827 19,028
2017‑09‑30 13F-HR KR / Kroger Co. Put 7.41 0 270 0 2
2017‑09‑30 13F-HR LULU / lululemon athletica inc. Call 27.27 90 110 22.22 5 3 -40.00
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. Call 52.50 538 400 -25.65 31 21 -32.26
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Put 129.17 1,142 240 -78.98 157 31 -80.25
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 48.65 320 185 -42.19 15 9 -40.00
2017‑09‑30 13F-HR VELOCITYSHARES 3X LNG NTRL GS ETN / (22539T324) 11.50 0 4,000 0.00 0 46
2017‑09‑30 13F-HR B. RILEY FINCL / (05580M306) 24.29 700 700 0.00 18 17 -5.56
2017‑09‑30 13F-HR VANECK VECTORS OIL SERVICES ETF / Put (92189F718) 0.00 70 20 -71.43 1 0 -100.00
2017‑09‑30 13F-HR SOLVAY SPON ADR / (834437303) 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR PROSHARES SHORT S&P 500 ETF / (74347B425) 32.11 10,000 9,500 -5.00 335 305 -8.96
2017‑09‑30 13F-HR CHINA INDUSTRIAL GROUP ORD / (169396108) 0.00 1,397,637 1,397,637 0.00 6 6 0.00
2017‑09‑30 13F-HR GENIUS PRODUCTS ORD / (37229R305) 0.00 122 122 0.00 0 0
2017‑09‑30 13F-HR ALR / Alere Inc. 50.99 18,282 491,150 2,586.52 7,331 25,043 241.60
2017‑09‑30 13F-HR ALR / Alere Inc. 401.00 116,723 18,282 -84.34 5,858 7,331 25.15
2017‑09‑30 13F-HR CATS / Catasys Inc. 4.85 341,386 93,700 -72.55 1,560 454 -70.90
2017‑09‑30 13F-HR SECURITY DEVICES INTL ORD / (814196101) 0.14 109,000 142,000 30.28 13 20 53.85
2017‑09‑30 13F-HR JHG / Janus Henderson Group plc 34.84 648,648 829,838 27.93 21,476 28,911 34.62
2017‑09‑30 13F-HR SQUARE ENIX ORD / (J7659R109) 35.00 0 200 0.00 0 7
2017‑09‑30 13F-HR DXC / DXC Technology Company Call 85.12 1,088 1,257 15.53 83 107 28.92
2017‑09‑30 13F-HR DXC / DXC Technology Company 5,000 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.17 16,885 1,168
2017‑09‑30 13F-HR ROKU / Roku Inc 26.00 1,500 39
2017‑09‑30 13F-HR BTU / Peabody Energy Corporation 6,000 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. Call 300 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR TNTR / Tintri, Inc. 2,758 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR NETS / Netshoes (Cayman) Limited 13.00 2,000 26
2017‑09‑30 13F-HR BYDDY / BYD Co., Ltd. 18.87 15,000 283
2017‑09‑30 13F-HR CCC / Calgon Carbon Corp. Call 20.00 150 3
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 210.00 0 200 0 42
2017‑09‑30 13F-HR GIMO / Gigamon Inc. 41.96 0 4,695 0 197
2017‑09‑30 13F-HR PTCT / PTC Therapeutics, Inc. Call 20.00 0 50 0 1
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.80 3,100 6,100 96.77 171 316 84.80
2017‑09‑30 13F-HR SSREY / Swiss Re Ltd 22.68 31,000 31,000 0.00 707 703 -0.57
2017‑09‑30 13F-HR CRIS / Curis, Inc. 1.48 15,000 67,500 350.00 28 100 257.14
2017‑09‑30 13F-HR DISH / DISH Network Corp. 54.00 0 2,000 0 108
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 96.00 0 500 0 48
2017‑09‑30 13F-HR MANU / Manchester United Ltd. 17.82 2,600 1,515 -41.73 42 27 -35.71
2017‑09‑30 13F-HR SAMSUNG ELECTRONICS REG S GDR / (796050888) 1,000.00 1 1 0.00 1 1 0.00
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 38.57 0 700 0 27
2017‑09‑30 13F-HR MICR / Micron Solutions, Inc. 3.80 70,015 81,065 15.78 273 308 12.82
2017‑09‑30 13F-HR SDRL / Seadrill Limited 0.35 139,891 137,891 -1.43 50 48 -4.00
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57.54 100 36,950 36,850.00 5 2,126 42,420.00
2017‑09‑30 13F-HR SINA / Sina Corp. 114.29 0 700 0 80
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 11,557 0 -100.00 989 0 -100.00
2017‑09‑30 13F-HR MET / MetLife, Inc. 112 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR MSCI / MSCI, Inc. 600 0 -100.00 61 0 -100.00
2017‑09‑30 13F-HR EGAS / Gas Natural Inc. 6,508 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR IPHI / Inphi Corp. 5,550 0 -100.00 190 0 -100.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.57 2,800 248
2017‑09‑30 13F-HR ABBV / AbbVie Inc. Call 40.00 200 8
2017‑09‑30 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 21.17 10,913 231
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 48.00 1,000 48
2017‑09‑30 13F-HR HIVE / Aerohive Networks, Inc. Call 0.00 60 0
2017‑09‑30 13F-HR AKRX / Akorn, Inc. 33.15 11,190 371
2017‑09‑30 13F-HR ALB / Albemarle Corp. Put 125.00 40 5
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. Call 0.00 5 0
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. Put 150.00 20 3
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A Call 937.50 16 15
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 937.50 32 30
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. Call 40.00 50 2
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. Put 0.00 36 0
2017‑09‑30 13F-HR AVD / American Vanguard Corp. 22.86 2,800 64
2017‑09‑30 13F-HR AOBC / American Outdoor Brands Corp Call 14.04 285 4
2017‑09‑30 13F-HR ANAB / AnaptysBio, Inc. 34.00 500 17
2017‑09‑30 13F-HR AAUKF / Anglo American plc 9.08 7,492 68
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA Call 100.00 40 4
2017‑09‑30 13F-HR ANPDY / Anta Sports Products Ltd. 105.00 600 63
2017‑09‑30 13F-HR APO / Apollo Global Management LLC 30.05 19,500 586
2017‑09‑30 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 23.35 20,000 20,000 0.00 443 467 5.42
2017‑09‑30 13F-HR AT / Atlantic Power Corp. 2.42 30,128 73
2017‑09‑30 13F-HR ATW / Atwood Oceanics, Inc. 9.33 6,000 56
2017‑09‑30 13F-HR ALV / Autoliv, Inc. 123.59 8,055 10,616 31.79 884 1,312 48.42
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. Call 90.91 11 1
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 177.65 2,150 850 -60.47 413 151 -63.44
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Call 0.00 15 0
2017‑09‑30 13F-HR BIDU / Baidu, Inc. Call 0.00 1 0
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 0.00 20 0
2017‑09‑30 13F-HR BFIN / BankFinancial Corp. 15.89 7,804 124
2017‑09‑30 13F-HR BZUN / Baozun Inc. Call 30.00 200 6
2017‑09‑30 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 24.00 500 12
2017‑09‑30 13F-HR BKS / Barnes & Noble, Inc. 7.56 13,500 102
2017‑09‑30 13F-HR BTE / Baytex Energy Trust 3.00 8,000 24
2017‑09‑30 13F-HR BGNE / BeiGene, Ltd. 100.00 250 25
2017‑09‑30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. Call 0.00 20 0
2017‑09‑30 13F-HR BRCL BK IPTH S&P 500 VIX SH FTRS ETN / (06746L422) 38.57 700 27
2017‑09‑30 13F-HR BRCL BK IPTH S&P 500 VIX SH FTRS ETN / Call (06746L422) 35.29 85 3
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 0.00 10 0
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.45 0 628,077 0 39,223
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. Call 0.00 1 0
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.00 6,000 258
2017‑09‑30 13F-HR CALD / Callidus Software, Inc. 23.08 520 12
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.75 365,600 5,392
2017‑09‑30 13F-HR CLXT / Calyxt, Inc. 24.00 1,000 24
2017‑09‑30 13F-HR CPB / Campbell Soup Co. Put 33.33 55 30 -45.45 2 1 -50.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc 20.00 0 1,000 0 20
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 11.00 0 2,000 0 22
2017‑09‑30 13F-HR CACQ / Caesars Acquisition Co. 21.32 7,497 5,769 -23.05 142 123 -13.38
2017‑09‑30 13F-HR CARE / Carter Bank & Trust (Martinsville VA) 17.00 10,000 170
2017‑09‑30 13F-HR CRI / Carter's, Inc. 97.50 400 39
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 62.67 1,500 94
2017‑09‑30 13F-HR CDR / Cedar Realty Trust, Inc. 5.62 87,200 490
2017‑09‑30 13F-HR CLLS / Cellectis S.A. Call 27.27 110 3
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. Call 0.00 100 0
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.90 11,429 216
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Call 16.67 300 5
2017‑09‑30 13F-HR CHL / China Mobile Ltd. 50.50 10,000 505
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 266.67 15 4
2017‑09‑30 13F-HR CHUY / Chuy's Holdings, Inc. 20.00 400 8
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.00 1,000 33
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. Call 0.00 155 25 -83.87 5 0 -100.00
2017‑09‑30 13F-HR CLB / Core Laboratories N.V. Put 0.00 4 0
2017‑09‑30 13F-HR CMRE / Costamare Inc. 6.15 17,244 106
2017‑09‑30 13F-HR CSGP / Costar Group, Inc. 260.00 50 13
2017‑09‑30 13F-HR DSNKY / Daiichi Sankyo Co., Ltd. 22.57 3,500 79
2017‑09‑30 13F-HR DVA / DaVita HealthCare Partners Inc. Call 53.33 150 8
2017‑09‑30 13F-HR DESP / Despegar.com, Corp. 32.00 1,000 32
2017‑09‑30 13F-HR DB / Deutsche Bank AG Call 17.14 700 12
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. Call 0.00 6 0
2017‑09‑30 13F-HR DDS / Dillard's, Inc. Put 42.86 70 3
2017‑09‑30 13F-HR DX / Dynex Capital, Inc. 24.33 3,000 73
2017‑09‑30 13F-HR EAGLE POINT CREDIT NTS / (269809208) 25.24 15,568 393
2017‑09‑30 13F-HR ELF / e.l.f. Beauty, Inc. Call 21.51 186 4
2017‑09‑30 13F-HR ESV / Ensco plc Call 4.76 210 1
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 40.00 100 4
2017‑09‑30 13F-HR FRCOY / Fast Retailing Co. Ltd. 29.25 4,000 117
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 14.08 142 2
2017‑09‑30 13F-HR FNFV / Fidelity National Financial, Inc. 17.05 7,390 126
2017‑09‑30 13F-HR FDC / First Data Corporation 18.00 15,000 270
2017‑09‑30 13F-HR FPO / First Potomac Realty Trust 11.13 30,000 334
2017‑09‑30 13F-HR FND / Floor & Decor Holdings, Inc. 38.67 3,000 116
2017‑09‑30 13F-HR FTNT / Fortinet, Inc. Put 25.00 40 1
2017‑09‑30 13F-HR FUSION TELECOMMUNICATIONS INT ORD / (36113B400) 2.70 49,997 135
2017‑09‑30 13F-HR GME / GameStop Corp. Call 20.00 300 6
2017‑09‑30 13F-HR GPS / Gap, Inc. (The) 20.00 100 2
2017‑09‑30 13F-HR GEAGY / GEA Group AG 45.57 23,700 1,080
2017‑09‑30 13F-HR GKOS / Glaukos Corp. 32.00 500 16
2017‑09‑30 13F-HR GLOBAL X ROBOTICS ARTFCL INTLGNC ETF / (37954Y715) 21.69 13,000 282
2017‑09‑30 13F-HR GOGO / Gogo Inc. Put 0.00 36 0
2017‑09‑30 13F-HR GHL / Greenhill & Co., Inc. 16.59 92,100 1,528
2017‑09‑30 13F-HR SUPV / Grupo Supervielle S.A. 22.50 400 9
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.78 9,000 61
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.83 133,900 9,082
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 69.38 3,935 273
2017‑09‑30 13F-HR HMC / Honda Motor Co., Ltd. 29.56 18,000 532
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.42 275,654 358,144 29.93 7,122 9,820 37.88
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.50 1,476 8,868 500.81 152 1,042 585.53
2017‑09‑30 13F-HR IMMR / Immersion Corporation Call 0.00 200 0
2017‑09‑30 13F-HR PI / Impinj, Inc. Call 0.00 10 0
2017‑09‑30 13F-HR IPAS / iPass, Inc. 0.64 45,000 29
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.14 2,983 251
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 176.17 193 34
2017‑09‑30 13F-HR IXYS / IXYS Corp. Call 0.00 40 0
2017‑09‑30 13F-HR JAKK / JAKKS Pacific, Inc. Call 0.00 24 0
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Put 2.79 358 1
2017‑09‑30 13F-HR JNJ / Johnson & Johnson Call 120.00 50 6
2017‑09‑30 13F-HR JCI / Johnson Controls International plc Call 34.88 86 3
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.20 8,900 251
2017‑09‑30 13F-HR KDMN / Kadmon Holdings, Inc. 3.00 2,000 6
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 179.81 379,510 68,239
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.32 25,000 508
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. Call 20.00 100 2
2017‑09‑30 13F-HR KSS / Kohl's Corp. Put 40.00 50 2
2017‑09‑30 13F-HR KOSE CORP UNSPON ADR REP 0.2 ORD / SPONSORED ADR (500679105) 23.50 2,000 47
2017‑09‑30 13F-HR KWEB / KraneShares CSI China Internet ETF Put 55.56 18 1
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 90.00 100 9
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 38.09 40,645 1,548
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.68 100 2,146 2,046.00 7 171 2,342.86
2017‑09‑30 13F-HR LNEGY / Linde AG 20.56 311,515 6,404
2017‑09‑30 13F-HR LOXO / Loxo Oncology, Inc. 92.00 500 46
2017‑09‑30 13F-HR MDGL / Madrigal Pharmaceuticals, Inc. 44.67 1,500 67
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. Call 200.00 10 2
2017‑09‑30 13F-HR MXPT / MaxPoint Interactive, Inc. 13.85 20,654 286
2017‑09‑30 13F-HR MFS INVESTMENT GRADE MUNICIPAL CF / (59318B108) 9.93 4,532 45
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.30 0 34,578 0 1,359
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.90 698,924 22,295
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Call 30.30 50 33 -34.00 1 1 0.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. Call 50.00 20 1
2017‑09‑30 13F-HR MNST / Monster Beverage Corporation New Call 53.25 169 9
2017‑09‑30 13F-HR MURGY / Muenchener Rueckver Ges 21.30 3,990 85
2017‑09‑30 13F-HR NASPERS SPON 5 ADR REP CL N ORD / SPONSORED ADR (631512209) 42.50 400 17
2017‑09‑30 13F-HR NEFF / Neff Corp. 24.92 4,093 102
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.84 79,000 143,930 82.19 682 1,129 65.54
2017‑09‑30 13F-HR DCM / NTT DOCOMO, Inc. 22.75 20,000 455
2017‑09‑30 13F-HR ORLY / O'Reilly Automotive, Inc. Put 100.00 10 1
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. 0.00 3 0
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. Call 29.63 135 4
2017‑09‑30 13F-HR PEIX / Pacific Ethanol, Inc. Put 0.00 100 0
2017‑09‑30 13F-HR PARR / Par Pacific Holdings Inc. 20.53 1,705 35
2017‑09‑30 13F-HR PRTK / Paratek Pharmaceuticals, Inc. 25.09 40,700 1,021
2017‑09‑30 13F-HR PRTK / Paratek Pharmaceuticals, Inc. Call 24.34 945 23
2017‑09‑30 13F-HR PRTY / Party City Holdco Inc. 13.00 1,000 13
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Call 30.00 100 3
2017‑09‑30 13F-HR PCG / PG&E Corp. Call 66.67 15 1
2017‑09‑30 13F-HR PIGEON UNSPONSORED ADR REP ORD / SPONSORED ADR (721006104) 8.50 2,000 17
2017‑09‑30 13F-HR PILBF / PILBARA MINERALS LTD 0.50 20,000 10
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Call 133.33 15 2
2017‑09‑30 13F-HR PROSHARES ULTRASHORT YEN ETF (PSE) / Put (74347W569) 0.00 13 0
2017‑09‑30 13F-HR PTC / PTC Inc. 56.16 6,001 337
2017‑09‑30 13F-HR PQG / PQ Group Holdings Inc. 16.94 3,246 55
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. 13.69 24,110 330
2017‑09‑30 13F-HR RJD / Raymond James Financial, Inc. 84.18 3,003 1,473 -50.95 240 124 -48.33
2017‑09‑30 13F-HR O / Realty Income Corp. 56.67 300 17
2017‑09‑30 13F-HR XUTGX / Reaves Utility Income Fund 31.64 5,500 174
2017‑09‑30 13F-HR REAVES UTILITY INCOME RTS / (756158135) 0.37 30,060 11
2017‑09‑30 13F-HR RDFN / Redfin Corp 25.00 7,000 175
2017‑09‑30 13F-HR RGEN / Repligen Corp. Call 33.33 60 2
2017‑09‑30 13F-HR RMD / ResMed Inc. 76.96 102,553 7,892
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. Put 60.00 100 6
2017‑09‑30 13F-HR RLJ / RLJ Lodging Trust Call 0.00 1 0
2017‑09‑30 13F-HR ROST / Ross Stores, Inc. 62.50 400 25
2017‑09‑30 13F-HR RDC / Rowan Companies plc Call 10.55 379 4
2017‑09‑30 13F-HR RBPAA / Royal Bancshares of Pennsylvania, Inc. 4.46 92,902 414
2017‑09‑30 13F-HR RTEC / Rudolph Technologies, Inc. 26.28 16,400 431
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.83 7,100 155
2017‑09‑30 13F-HR SNY / Sanofi 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation Call 2.50 400 1
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.86 26,461 2,272
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 12.67 1,500 19
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 20.00 50 1
2017‑09‑30 13F-HR SIMO / Silicon Motion Technology Corp. Call 25.00 40 1
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. Put 0.00 20 0
2017‑09‑30 13F-HR IPOA.U / Social Capital Hedosophia 10.54 62,425 658
2017‑09‑30 13F-HR SMC UNSPON ADR REP 1/20 ORD / SPONSORED ADR (78445W207) 17.85 20,000 357
2017‑09‑30 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. Put 0.00 7 0
2017‑09‑30 13F-HR S / Sprint Corporation Call 0.00 100 0
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18.75 40,000 750
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. 10.55 10,900 115
2017‑09‑30 13F-HR STS / Supreme Industries, Inc. Call 5,000.00 4 20
2017‑09‑30 13F-HR SNNY / Sunnyside Bancorp Inc 15.20 2,500 38
2017‑09‑30 13F-HR STT / State Street Corp. 95.20 2,500 238
2017‑09‑30 13F-HR STIFEL FINANCIAL CORP PFD / (860630607) 25.44 48,000 1,221
2017‑09‑30 13F-HR THKLY / THK Co., Ltd. 16.82 2,200 37
2017‑09‑30 13F-HR TOELY / Tokyo Electron Ltd. 38.41 4,400 169
2017‑09‑30 13F-HR UBNT / Ubiquiti Networks, Inc. Put 50.00 60 3
2017‑09‑30 13F-HR UNICY / Unicharm Corp. 4.56 25,000 114
2017‑09‑30 13F-HR TRU / TransUnion 47.17 7,000 6,530 -6.71 303 308 1.65
2017‑09‑30 13F-HR UNFI / United Natural Foods, Inc. Put 38.30 235 9
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Call 20.00 50 1
2017‑09‑30 13F-HR EMAG / VanEck Vectors ETF TR Put 90.91 33 3
2017‑09‑30 13F-HR VSAR / Versartis, Inc.. Call 0.00 35 0
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.75 11,000 8,000 -27.27 116 70 -39.66
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.00 1,500 147
2017‑09‑30 13F-HR WB / Weibo Corporation Call 0.00 3 0
2017‑09‑30 13F-HR WEN / The Wendy's Company Put 0.00 14 0
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. Put 0.00 58 0
2017‑09‑30 13F-HR WYNMY / Wynn Macau Ltd. 27.53 3,960 109
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. Call 0.00 5 0
2017‑09‑30 13F-HR XLNX / Xilinx, Inc. Call 55.56 18 1
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.50 400 27
2017‑09‑30 13F-HR YUME / YuMe, Inc. 4.59 17,648 81
2017‑09‑30 13F-HR YY / YY Inc. 86.78 4,575 397
2017‑09‑30 13F-HR ZAI LAB ADR REP ORD / SPONSORED ADR (98887Q104) 26.86 5,100 137
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C Call 0.00 5 0
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. Call 0.00 20 0
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.87 75,700 10,700 -85.87 223 20 -91.03
2017‑09‑30 13F-HR T / AT & T, Inc. Put 33.33 3 30 900.00 0 1
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.75 5,716 5,716 0.00 22 10 -54.55
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.50 3,000 2,000 -33.33 181 123 -32.04
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. Call 53.57 0 56 0 3
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 967.32 300 153 -49.00 278 148 -46.76
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 10.00 4,000 5,000 25.00 35 50 42.86
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 40.00 1,100 1,100 0.00 53 44 -16.98
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.88 20,500 51,500 151.22 338 921 172.49
2017‑09‑30 13F-HR BFFAF / BASF SE 106.36 0 3,695 0 393
2017‑09‑30 13F-HR DDC / Dominion Diamond Corp. 14.17 0 15,100 0 214
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. Put 23.26 0 86 0 2
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Put 73.17 50 123 146.00 4 9 125.00
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. 11.14 10,000 56,800 468.00 126 633 402.38
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.91 1,328,924 1,170,341 -11.93 14,126 20,960 48.38
2017‑09‑30 13F-HR TOT / Total S.A. 53.51 93,400 93,400 0.00 4,631 4,998 7.92
2017‑09‑30 13F-HR CBS.A / CBS Corp. 53.33 50 150 200.00 3 8 166.67
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 13.20 11,000 5,000 -54.55 158 66 -58.23
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.09 4,480 2,238 -50.04 166 83 -50.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41.15 6,100 57,087 835.85 236 2,349 895.34
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 36.84 0 190 0 7
2017‑09‑30 13F-HR WTR / Aqua America, Inc. 31.75 126 126 0.00 4 4 0.00
2017‑09‑30 13F-HR EURN / Euronav NV 8.10 146,350 236,894 61.87 1,156 1,918 65.92
2017‑09‑30 13F-HR FCEL / FuelCell Energy, Inc. 0.00 500 100 -80.00 0 0
2017‑09‑30 13F-HR CCE / Coca-Cola European Partners Plc. 41.61 0 11,320 0 471
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 40.00 0 100 0 4
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.54 0 6,562 0 896
2017‑09‑30 13F-HR FMC / FMC Corp. 89.30 0 28,970 0 2,587
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 0.00 7 7 0.00 0 0
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.42 55,740 14,939 -73.20 4,158 1,037 -75.06
2017‑09‑30 13F-HR BG / Bunge Ltd. Call 63.95 610 172 -71.80 45 11 -75.56
2017‑09‑30 13F-HR EXPR / Express, Inc. 6.40 400 2,500 525.00 2 16 700.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 56.45 242 372 53.72 13 21 61.54
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 35.00 760 200 -73.68 31 7 -77.42
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 32.00 0 250 0 8
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.09 285,611 250,258 -12.38 31,260 28,301 -9.47
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 112.71 1,420 1,881 32.46 155 212 36.77
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Put 110.37 300 299 -0.33 32 33 3.13
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.94 0 212,012 0 6,135
2017‑09‑30 13F-HR CNDT / Conduent 15.66 0 84,985 0 1,331
2017‑09‑30 13F-HR ROX / Castle Brands, Inc. 1.33 6,500 7,500 15.38 11 10 -9.09
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.50 2,000 2,000 0.00 86 81 -5.81
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 83.33 148 144 -2.70 13 12 -7.69
2017‑09‑30 13F-HR ALR / Alere Inc. Call 47.12 0 191 0 9
2017‑09‑30 13F-HR TRCO / Tribune Media Company 40.84 0 22,700 0 927
2017‑09‑30 13F-HR TRCO / Tribune Media Company Put 40.00 200 200 0.00 8 8 0.00
2017‑09‑30 13F-HR CRH / CRH Plc 37.86 105,579 105,579 0.00 3,744 3,997 6.76
2017‑09‑30 13F-HR MBI / MBIA, Inc. Call 7.80 468 513 9.62 4 4 0.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 78.07 0 269 0 21
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 76.50 2,000 2,000 0.00 159 153 -3.77
2017‑09‑30 13F-HR EMITF / Elbit Imaging, Ltd. 2.86 131,616 94,905 -27.89 384 271 -29.43
2017‑09‑30 13F-HR REN / Resolute Energy Corporation 29.67 1,400 21,300 1,421.43 41 632 1,441.46
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.08 2,000 3,900 95.00 110 207 88.18
2017‑09‑30 13F-HR CCOHY / China State Construction International Holdings, Ltd. 72.37 2,300 2,280 -0.87 197 165 -16.24
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 119.17 1,000 32,350 3,135.00 105 3,855 3,571.43
2017‑09‑30 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. Call 36.63 0 901 0 33
2017‑09‑30 13F-HR FANUY / Fanuc Corporation 20.25 76 10,076 13,157.89 1 204 20,300.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.73 0 32,886 0 4,595
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 10.67 0 1,500 0 16
2017‑09‑30 13F-HR ADMP / Adamis Pharmaceuticals Corp. 5.20 5,000 5,000 0.00 26 26 0.00
2017‑09‑30 13F-HR LFL / LATAM Airlines Group S.A. 13.20 0 10,530 0 139
2017‑09‑30 13F-HR LEN.B / Lennar Corp. 44.87 1,320 1,003 -24.02 59 45 -23.73
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. 74.88 0 5,542 0 415
2017‑09‑30 13F-HR DATA / Tableau Software, Inc. Call 71.43 20 56 180.00 1 4 300.00
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. 15.00 27,550 6,000 -78.22 376 90 -76.06
2017‑09‑30 13F-HR CY / Cypress Semiconductor Corp. Call 12.50 250 80 -68.00 3 1 -66.67
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 94.91 1 1,001 100,000.00 0 95
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 0.00 0 4 0 0
2017‑09‑30 13F-HR SIVB / SVB Financial Group 186.67 0 150 0 28
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.33 2,500 1,500 -40.00 215 122 -43.26
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. 101.35 5,700 5,200 -8.77 571 527 -7.71
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 93.33 450 150 -66.67 47 14 -70.21
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 75.00 0 40 0 3
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.10 0 7,900 0 301
2017‑09‑30 13F-HR JD / JD.com, Inc. Call 36.40 0 522 0 19
2017‑09‑30 13F-HR JD / JD.com, Inc. Put 0.00 0 25 0 0
2017‑09‑30 13F-HR UBS / UBS Group AG 17.15 395,531 378,731 -4.25 6,716 6,495 -3.29
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.00 0 800 0 104
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 48.14 89,175 89,095 -0.09 3,824 4,289 12.16
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 27.33 0 1,500 0 41
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Call 60.00 0 50 0 3
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 153.94 0 812 0 125
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 67.21 0 1,339 0 90
2017‑09‑30 13F-HR MSGN / MSG Networks Inc. 20.67 0 1,500 0 31
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 170.00 15 200 1,233.33 2 34 1,600.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 100.00 1 10 900.00 0 1
2017‑09‑30 13F-HR RUSHA / Rush Enterprises, Inc. 41.38 288 290 0.69 10 12 20.00
2017‑09‑30 13F-HR XRT / SPDR S&P Retail ETF Call 40.00 10 50 400.00 0 2
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 0.00 10 100 900.00 0 0
2017‑09‑30 13F-HR NNN / National Retail Properties, Inc. 40.00 600 125 -79.17 23 5 -78.26
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11.95 531,532 714,000 34.33 6,702 8,532 27.31
2017‑09‑30 13F-HR X / United States Steel Corp. 24.86 3,000 1,207 -59.77 66 30 -54.55
2017‑09‑30 13F-HR GLPG / Galapagos N.V. 101.74 14,500 17,200 18.62 1,109 1,750 57.80
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 123.19 112 276 146.43 13 34 161.54
2017‑09‑30 13F-HR SBNYW / Signature Bank 127.50 400 400 0.00 57 51 -10.53
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.91 0 2,200 0 750
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 337.75 20 151 655.00 7 51 628.57
2017‑09‑30 13F-HR SPB / Spectrum Brands Holdings, Inc. 105.80 1,500 5,000 233.33 187 529 182.89
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.02 4,100 41,100 902.44 32 412 1,187.50
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 0.00 0 30 0 0
2017‑09‑30 13F-HR RYAM / Rayonier Advanced Materials Inc. Call 13.53 941 739 -21.47 14 10 -28.57
2017‑09‑30 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 11.20 8,000 335,900 4,098.75 88 3,762 4,175.00
2017‑09‑30 13F-HR HCHC / HC2 Holdings, Inc. 5.20 10,000 10,000 0.00 58 52 -10.34
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.50 0 383,956 0 8,255
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.69 29,000 16,000 -44.83 258 123 -52.33
2017‑09‑30 13F-HR P / Pandora Media, Inc. Call 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR TS / Tenaris S.A. 28.31 31,500 106,500 238.10 980 3,015 207.65
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.69 0 3,200 0 15
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.00 0 2,000 0 36
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 176.47 6,529 170 -97.40 1,172 30 -97.44
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. Call 148.15 30 27 -10.00 4 4 0.00
2017‑09‑30 13F-HR MIELY / Mitsubishi Electric Corp. 31.20 0 5,000 0 156
2017‑09‑30 13F-HR RDUS / Radius Health, Inc. 38.41 5,900 6,900 16.95 266 265 -0.38
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.43 0 2,800 0 60
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 57.08 9,200 7,200 -21.74 546 411 -24.73
2017‑09‑30 13F-HR MOH / Molina Healthcare, Inc. 68.67 6,500 1,500 -76.92 449 103 -77.06
2017‑09‑30 13F-HR OUT / OUTFRONT Media Inc. 20.41 147 147 0.00 3 3 0.00
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. Call 64.75 631 556 -11.89 41 36 -12.20
2017‑09‑30 13F-HR CENT / Central Garden & Pet Co. 37.19 6,700 4,383 -34.58 201 163 -18.91
2017‑09‑30 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 74.94 2,131 3,296 54.67 149 247 65.77
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 42.86 0 350 0 15
2017‑09‑30 13F-HR WFT / Weatherford International plc Call 2.50 1,340 400 -70.15 5 1 -80.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.00 0 1,000 0 63
2017‑09‑30 13F-HR SIFI / SI Financial Group, Inc. 14.91 9,780 18,979 94.06 157 283 80.25
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.06 110 2,110 1,818.18 0 17
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.76 8,050 5,100 -36.65 335 213 -36.42
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 72.00 1,000 3,000 200.00 78 216 176.92
2017‑09‑30 13F-HR IRM / Iron Mountain Incorporated. (REIT) 38.88 33,856 36,856 8.86 1,163 1,433 23.22
2017‑09‑30 13F-HR MITL / Mitel Networks Corp 8.37 9,200 9,200 0.00 67 77 14.93
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) Call 100.00 0 10 0 1
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 139,647 498,138 256.71 14,021 51,034 263.98
2017‑09‑30 13F-HR TWX / Time Warner, Inc. Call 100.67 219 298 36.07 21 30 42.86
2017‑09‑30 13F-HR CYTR / CytRx Corp. 0.40 29,699 29,699 0.00 18 12 -33.33
2017‑09‑30 13F-HR WLMIY / Wilmar International, Ltd. 23.48 2,300 2,300 0.00 55 54 -1.82
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.49 0 3,694 0 434
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.00 1,000 1,000 0.00 91 88 -3.30
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 250.76 1,350 1,974 46.22 326 495 51.84
2017‑09‑30 13F-HR AABA / Altaba Inc 66.23 442,117 35,800 -91.90 24,086 2,371 -90.16
2017‑09‑30 13F-HR FRBA / First Bank (Williamstown NJ) 12.83 10,385 935 -91.00 120 12 -90.00
2017‑09‑30 13F-HR BAYZF / Bayer A.G. 34.18 0 18,812 0 643
2017‑09‑30 13F-HR SIMO / Silicon Motion Technology Corp. 48.03 500 14,242 2,748.40 24 684 2,750.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 62.00 0 500 0 31
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 0.00 35 10 -71.43 1 0 -100.00
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.70 64,500 111,346 72.63 1,070 1,637 52.99
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company Call 14.56 5,605 4,190 -25.25 92 61 -33.70
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Call 58.25 21 103 390.48 1 6 500.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Put 0.00 100 15 -85.00 3 0 -100.00
2017‑09‑30 13F-HR BJRI / BJ's Restaurants, Inc. 30.00 0 100 0 3
2017‑09‑30 13F-HR KORS / Michael Kors Holdings Ltd. 40.00 0 100 0 4
2017‑09‑30 13F-HR SMI / Semiconductor Manufacturing International Corp. 5.55 20,000 20,000 0.00 114 111 -2.63
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. Call 20.00 0 50 0 1
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.24 500 10,250 1,950.00 29 638 2,100.00
2017‑09‑30 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 31.33 3,000 3,000 0.00 86 94 9.30
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 0.00 0 80 0 0
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.00 0 2,000 0 94
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 0.00 60 3 -95.00 6 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. Call 40.00 425 25 -94.12 26 1 -96.15
2017‑09‑30 13F-HR SMTC / Semtech Corp. 37.51 12,150 16,344 34.52 434 613 41.24
2017‑09‑30 13F-HR ETCK / EnerTeck Corp. 0.13 7,500 7,500 0.00 6 1 -83.33
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.33 0 30,680 0 777
2017‑09‑30 13F-HR TTDKY / TDK Corp. 67.95 13,200 13,200 0.00 871 897 2.99
2017‑09‑30 13F-HR PKY / Parkway Properties, Inc. 22.95 150,000 7,016 -95.32 2,480 161 -93.51
2017‑09‑30 13F-HR YPF / YPF Sociedad Anonima 22.20 2,000 5,000 150.00 43 111 158.14
2017‑09‑30 13F-HR TSRO / TESARO, Inc. 128.98 5,150 4,900 -4.85 720 632 -12.22
2017‑09‑30 13F-HR CARS / Cars.com Inc 26.58 20,067 23,857 18.89 534 634 18.73
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.00 0 1,000 0 56
2017‑09‑30 13F-HR GE / General Electric Co. 23.87 3,000 3,100 3.33 81 74 -8.64
2017‑09‑30 13F-HR GE / General Electric Co. Call 20.00 0 200 0 4
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 111.84 123 304 147.15 13 34 161.54
2017‑09‑30 13F-HR MITSY / Mitsui & Co., Ltd. 296.00 2,000 2,000 0.00 571 592 3.68
2017‑09‑30 13F-HR CMA / Comerica, Inc. 75.71 0 700 0 53
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 11.17 30,000 30,000 0.00 299 335 12.04
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.50 0 2,800 0 175
2017‑09‑30 13F-HR GPRE / Green Plains Inc. 20.14 0 50,800 0 1,023
2017‑09‑30 13F-HR EAT / Brinker International, Inc. 29.63 135 135 0.00 5 4 -20.00
2017‑09‑30 13F-HR NIHD / NII Holdings, Inc. 0.46 197,314 236,480 19.85 158 108 -31.65
2017‑09‑30 13F-HR DWAHY / Daiwa House Industry Co. Ltd. 34.86 3,500 3,500 0.00 119 122 2.52
2017‑09‑30 13F-HR DYN / Dynegy Inc. 9.60 6,000 5,000 -16.67 49 48 -2.04
2017‑09‑30 13F-HR SYY / SYSCO Corp. Put 0.00 0 15 0 0
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.67 0 9,000 0 2,229
2017‑09‑30 13F-HR W / Wayfair, Inc. 67.00 0 1,000 0 67
2017‑09‑30 13F-HR OI / Owens-Illinois, Inc. 20.69 145 145 0.00 3 3 0.00
2017‑09‑30 13F-HR PZE / Petrobras Argentina S.A. 12.62 1,000 15,139 1,413.90 12 191 1,491.67
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 62.86 2,100 2,100 0.00 134 132 -1.49
2017‑09‑30 13F-HR BP / BP Plc 38.43 150,000 150,600 0.40 5,197 5,787 11.35
2017‑09‑30 13F-HR BELFA / Bel Fuse Inc. 26.35 1,570 1,632 3.95 32 43 34.38
2017‑09‑30 13F-HR TIDE / Tidelands Oil & Gas Corp. 0.00 526,323 526,323 0.00 0 0
2017‑09‑30 13F-HR FIVE / Five Below, Inc. 50.00 2,000 100 -95.00 98 5 -94.90
2017‑09‑30 13F-HR TOTDY / Toto Ltd. 39.41 1,700 1,700 0.00 65 67 3.08
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.56 0 3,200 0 373
2017‑09‑30 13F-HR FSLR / First Solar, Inc. Call 0.00 0 5 0 0
2017‑09‑30 13F-HR FNBC / First NBC Bank Holding Company 0.00 38,500 38,500 0.00 1 0 -100.00
2017‑09‑30 13F-HR JGCCY / JGC Corp. 32.26 5,324 5,300 -0.45 173 171 -1.16
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 363.39 936 4,725 404.81 315 1,717 445.08
2017‑09‑30 13F-HR CICHY / China Construction Bank Corp. 16.62 11,732 11,732 0.00 182 195 7.14
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 83.95 15,000 14,700 -2.00 1,308 1,234 -5.66
2017‑09‑30 13F-HR QTNT / Quotient Limited 4.91 129,200 51,500 -60.14 950 253 -73.37
2017‑09‑30 13F-HR MON / Monsanto Co. 119.82 31,180 35,120 12.64 3,690 4,208 14.04
2017‑09‑30 13F-HR MON / Monsanto Co. Call 118.62 785 784 -0.13 92 93 1.09
2017‑09‑30 13F-HR VIA / Viacom, Inc. 27.44 4,853 1,713 -64.70 162 47 -70.99
2017‑09‑30 13F-HR LSCC / Lattice Semiconductor Corp. 5.21 25,900 160,900 521.24 172 838 387.21
2017‑09‑30 13F-HR OMRNF / OMRON Corp. 51.08 3,000 6,500 116.67 132 332 151.52
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,800.00 0 15 0 27
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. 1.63 260,110 307,145 18.08 554 500 -9.75
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. Call 0.00 7 7 0.00 0 0
2017‑09‑30 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 5.00 4,000 4,000 0.00 22 20 -9.09
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.38 2,823 4,177 47.96 333 507 52.25
2017‑09‑30 13F-HR WDC / Western Digital Corp. Call 50.00 0 20 0 1
2017‑09‑30 13F-HR OCLR / Oclaro, Inc Call 0.00 1,577 36 -97.72 14 0 -100.00
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.67 8,250 1,500 -81.82 442 64 -85.52
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 0.01 225,000 300,000 33.33 4 3 -25.00
2017‑09‑30 13F-HR NOMD / Nomad Foods Ltd. 14.57 37,000 19,150 -48.24 522 279 -46.55
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.60 0 5,000 0 63
2017‑09‑30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 145.00 0 600 0 87
2017‑09‑30 13F-HR OSTK / Overstock.com, Inc. 29.70 42,958 56,301 31.06 700 1,672 138.86
2017‑09‑30 13F-HR WSTC / West Corp. 22.86 901 700 -22.31 21 16 -23.81
2017‑09‑30 13F-HR ORBK / Orbotech Ltd. 42.00 1,400 3,000 114.29 45 126 180.00
2017‑09‑30 13F-HR SPNE / SeaSpine Holdings Corporation 11.22 41,000 59,102 44.15 472 663 40.47
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 45.32 70,211 24,005 -65.81 2,366 1,088 -54.02
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 40.00 100 50 -50.00 3 2 -33.33
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 960.54 0 1,039 0 998
2017‑09‑30 13F-HR VER / VEREIT, Inc. 25.00 1,000 1,000 0.00 26 25 -3.85
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 197.50 0 800 0 158
2017‑09‑30 13F-HR AHP / Ashford Hospitality Prime, Inc. 9.00 1,000 1,000 0.00 10 9 -10.00
2017‑09‑30 13F-HR SQNS / Sequans Communications S.A. 3.12 69,238 37,538 -45.78 229 117 -48.91
2017‑09‑30 13F-HR MA / MasterCard Incorporated 140.00 0 350 0 49
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.82 6,091 220 -96.39 491 18 -96.33
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2.60 10,000 27,300 173.00 20 71 255.00
2017‑09‑30 13F-HR COTY / Coty, Inc. 16.45 8,683 12,643 45.61 162 208 28.40
2017‑09‑30 13F-HR DRAD / Digirad Corp. 3.33 6,000 6,000 0.00 24 20 -16.67
2017‑09‑30 13F-HR CBIO / Catalyst Biosciences Inc. 4.92 0 4,673 0 23
2017‑09‑30 13F-HR MDT / Medtronic plc 77.00 500 1,000 100.00 44 77 75.00
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.20 0 2,500 0 193
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 75.68 0 370 0 28
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 145.45 100 55 -45.00 14 8 -42.86
2017‑09‑30 13F-HR ELF / e.l.f. Beauty, Inc. 22.22 500 1,800 260.00 13 40 207.69
2017‑09‑30 13F-HR SLV / iShares Silver Trust 10.00 0 100 0 1
2017‑09‑30 13F-HR FIT / Fitbit Inc. 0.00 0 100 0 0
2017‑09‑30 13F-HR NVS / Novartis AG 85.84 26,500 63,668 140.26 2,211 5,465 147.17
2017‑09‑30 13F-HR EDV / Vanguard Extended Duration Treasury ETF 116.67 426 660 54.93 50 77 54.00
2017‑09‑30 13F-HR BEAT / BioTelemetry, Inc. 33.00 4,020 7,000 74.13 134 231 72.39
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 332.50 0 400 0 133
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 147.37 0 380 0 56
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.15 10,534 12,884 22.31 643 994 54.59
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. 39.12 0 6,800 0 266
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. Call 66.67 130 30 -76.92 9 2 -77.78
2017‑09‑30 13F-HR RGC / Regal Entertainment Group Put 9.62 0 104 0 1
2017‑09‑30 13F-HR OTIV / On Track Innovations Ltd. 1.20 3,000 5,000 66.67 3 6 100.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 140.00 0 100 0 14
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 40.00 100 100 0.00 4 4 0.00
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 74.87 0 374 0 28
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. Call 0.00 4 4 0.00 0 0
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 91.71 4,000 3,500 -12.50 388 321 -17.27
2017‑09‑30 13F-HR GWLLY / Great Wall Motor Company, Ltd. 12.83 0 6,000 0 77
2017‑09‑30 13F-HR BLDR / Builders FirstSource, Inc. 17.75 2,000 4,000 100.00 30 71 136.67
2017‑09‑30 13F-HR ERF / Enerplus Corporation 9.85 27,500 27,500 0.00 223 271 21.52
2017‑09‑30 13F-HR V / Visa, Inc. 103.45 720 464 -35.56 67 48 -28.36
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. 34.00 0 1,000 0 34
2017‑09‑30 13F-HR GLBL / TerraForm Global, Inc. 4.72 55,000 30,068 -45.33 277 142 -48.74
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.12 0 12,500 0 689
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Call 0.00 300 4 -98.67 16 0 -100.00
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 52.50 1,200 400 -66.67 71 21 -70.42
2017‑09‑30 13F-HR PI / Impinj, Inc. 40.00 0 500 0 20
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.06 2,000 19,900 895.00 82 1,036 1,163.41
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. Call 0.00 0 8 0 0
2017‑09‑30 13F-HR HRG / Harbinger Group Inc. 15.50 6,000 6,000 0.00 106 93 -12.26
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 87.52 83,003 82,704 -0.36 6,736 7,238 7.45
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. Put 28.57 20 35 75.00 0 1
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 25.00 3,000 200 -93.33 81 5 -93.83
2017‑09‑30 13F-HR AACAY / AAC Technologies Holdings Inc 166.96 2,300 2,300 0.00 289 384 32.87
2017‑09‑30 13F-HR CVS / CVS Health Corporation Put 50.00 0 20 0 1
2017‑09‑30 13F-HR SBBX / Sussex Bancorp, Inc. 23.69 15,000 13,000 -13.33 371 308 -16.98
2017‑09‑30 13F-HR GTE / Gran Tierra Energy, Inc. 2.28 18,000 18,000 0.00 40 41 2.50
2017‑09‑30 13F-HR CSLLY / CSL Ltd. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR CYTX / Cytori Therapeutics, Inc. 0.34 47,800 14,800 -69.04 52 5 -90.38
2017‑09‑30 13F-HR HIMX / Himax Technologies, Inc. 10.80 53,200 7,500 -85.90 436 81 -81.42
2017‑09‑30 13F-HR IPXL / Impax Laboratories, Inc. 20.22 0 4,500 0 91
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 73.68 0 1,330 0 98
2017‑09‑30 13F-HR CLX / Clorox Company (The) Put 125.00 68 40 -41.18 9 5 -44.44
2017‑09‑30 13F-HR HEI / HEICO Corp. 76.04 62 1,828 2,848.39 4 139 3,375.00
2017‑09‑30 13F-HR HINOY / Hino Motors Ltd. 120.00 0 200 0 24
2017‑09‑30 13F-HR NVTR / Nuvectra Corporation 13.25 2,500 13,740 449.60 33 182 451.52
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.00 0 1,000 0 10
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 0.00 40 40 0.00 0 0
2017‑09‑30 13F-HR NJDCY / Nidec Corp. 30.67 0 6,000 0 184
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 13.64 1,100 1,100 0.00 19 15 -21.05
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Call 0.00 50 65 30.00 0 0
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.80 220,922 244,922 10.86 3,225 3,869 19.97
2017‑09‑30 13F-HR ATH / Athene Holding Ltd 53.81 0 11,095 0 597
2017‑09‑30 13F-HR UAA / Under Armour, Inc. Put 14.93 0 134 0 2
2017‑09‑30 13F-HR DDR / DDR Corp. 7.69 520 650 25.00 4 5 25.00
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.40 30,000 30,000 0.00 1,391 1,482 6.54
2017‑09‑30 13F-HR QGEN / QIAGEN N.V. 31.50 11,654 43,403 272.43 390 1,367 250.51
2017‑09‑30 13F-HR CBK / Christopher & Banks Corp. 1.36 25,000 25,000 0.00 32 34 6.25
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.81 3,000 14,075 369.17 136 687 405.15
2017‑09‑30 13F-HR GGP / GGP, Inc. 20.50 0 2,000 0 41
2017‑09‑30 13F-HR SHPG / Shire Plc. 153.14 39,551 106,246 168.63 6,536 16,270 148.93
2017‑09‑30 13F-HR UBA / Urstadt Biddle Properties, Inc. 17.27 700 1,100 57.14 12 19 58.33
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 19.11 0 2,250 0 43
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70.31 5,000 3,200 -36.00 316 225 -28.80
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.00 2,000 6,000 200.00 85 276 224.71
2017‑09‑30 13F-HR BF.B / Brown-Forman Corp. 50.00 900 200 -77.78 43 10 -76.74
2017‑09‑30 13F-HR E / ENI S.p.A. 33.06 57,223 57,223 0.00 1,720 1,892 10.00
2017‑09‑30 13F-HR KRNT / Kornit Digital Ltd. 15.00 0 800 0 12
2017‑09‑30 13F-HR DEPO / DepoMed, Inc. 0.00 100 100 0.00 1 0 -100.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 0.00 0 3 0 0
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.34 0 36,117 0 1,746
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.86 8,000 24,500 206.25 142 413 190.85
2017‑09‑30 13F-HR FRED / Fred's, Inc. 6.40 7,100 10,000 40.85 65 64 -1.54
2017‑09‑30 13F-HR DDAIY / Daimler AG 79.68 25,061 58,111 131.88 1,817 4,630 154.82
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Call 14.29 0 70 0 1
2017‑09‑30 13F-HR ALPMY / Astellas Pharma, Inc. 12.67 49,000 49,000 0.00 599 621 3.67
2017‑09‑30 13F-HR NWS / News Corp 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.77 10,000 18,490 84.90 152 310 103.95
2017‑09‑30 13F-HR IOTS / Adesto Technologies Corporation 7.65 0 3,400 0 26
2017‑09‑30 13F-HR PRXL / PAREXEL International Corp. 88.08 300 116,340 38,680.00 26 10,247 39,311.54
2017‑09‑30 13F-HR III / Information Services Group, Inc. 4.02 181,118 180,698 -0.23 744 726 -2.42
2017‑09‑30 13F-HR GEF.B / Greif, Inc. 64.21 10,803 5,887 -45.51 652 378 -42.02
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.00 0 700 0 7
2017‑09‑30 13F-HR ALIOY / Actelion Ltd. 69.78 37,490 37,490 0.00 2,765 2,616 -5.39
2017‑09‑30 13F-HR AGN / Allergan plc Call 202.45 10 163 1,530.00 2 33 1,550.00
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.42 9,500 9,500 0.00 825 1,106 34.06
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.61 0 6,900 0 501
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.00 1,433 1,000 -30.22 179 124 -30.73
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. Put 100.00 15 20 33.33 1 2 100.00
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 51.25 0 800 0 41
2017‑09‑30 13F-HR CRZBY / Commerzbank AG 13.60 18,828 18,828 0.00 226 256 13.27
2017‑09‑30 13F-HR PDVW / pdvWireless, Inc. 28.00 500 500 0.00 11 14 27.27
2017‑09‑30 13F-HR DGI / DigitalGlobe, Inc. 35.25 0 200,556 0 7,069
2017‑09‑30 13F-HR INTC / Intel Corp. Call 37.69 0 1,300 0 49
2017‑09‑30 13F-HR ENIC / Enersis Chile S.A. 6.00 0 6,502 0 39
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. 24.00 500 500 0.00 13 12 -7.69
2017‑09‑30 13F-HR PQ / Petroquest Energy, Inc. 2.24 30,023 14,296 -52.38 59 32 -45.76
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 140.00 500 50 -90.00 70 7 -90.00
2017‑09‑30 13F-HR BIOS / BioScrip, Inc. Call 2.00 500 500 0.00 1 1 0.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Call 66.67 20 15 -25.00 0 1
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 41.11 0 2,700 0 111
2017‑09‑30 13F-HR MS / Morgan Stanley 48.00 50 1,000 1,900.00 2 48 2,300.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.00 20 5 -75.00 1 0 -100.00
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. 30.95 2,000 2,100 5.00 54 65 20.37
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 24.11 0 9,250 0 223
2017‑09‑30 13F-HR TLSNY / Telia Company AB 9.40 70,000 70,000 0.00 643 658 2.33
2017‑09‑30 13F-HR RHHBY / Roche Holding Ltd 31.90 2 8,401 419,950.00 0 268
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 38.18 0 1,100 0 42
2017‑09‑30 13F-HR STCK / BMC Stock Holdings, Inc. 21.33 25,000 3,000 -88.00 546 64 -88.28
2017‑09‑30 13F-HR PBYI / Puma Biotechnology Inc. Call 62.50 0 16 0 1
2017‑09‑30 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.61 0 874 0 32
2017‑09‑30 13F-HR ETFC / E*TRADE Financial, Inc. 42.00 2,250 500 -77.78 85 21 -75.29
2017‑09‑30 13F-HR GIS / General Mills, Inc. Put 50.57 595 435 -26.89 32 22 -31.25
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.00 0 500 0 28
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) Put 86.96 0 161 0 14
2017‑09‑30 13F-HR CRBP / Corbus Pharmaceuticals Holdings, Inc. Call 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR CME / CME Group, Inc. 134.29 0 350 0 47
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 192.00 0 250 0 48
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc 6.00 3,000 3,000 0.00 18 18 0.00
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 155.00 700 400 -42.86 102 62 -39.22
2017‑09‑30 13F-HR MGI / MoneyGram International, Inc. 16.00 2,000 2,000 0.00 34 32 -5.88
2017‑09‑30 13F-HR ASH / Ashland Global Holdings, Inc. 12,480 0 -100.00 822 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company 6,006 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company Call 100 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 2,500 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 2,500 0 -100.00 134 0 -100.00
2017‑09‑30 13F-HR BMA / Banco Macro S.A. 400 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 6,000 0 -100.00 60 0 -100.00
2017‑09‑30 13F-HR DDD / 3 D Systems Corp. Call 20 0 -100.00 0 0
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. Call 500 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Call 2,985 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Put 30 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ANF / Abercrombie & Fitch Co. Call 420 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 200 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Call 200 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 9,574 0 -100.00 2,314 0 -100.00
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Call 10 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. Call 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ADVANCE NANOTECH / (007486103) 64,000 0 -100.00 0 0
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 132,840 0 -100.00 7,241 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 142,500 0 -100.00 1,818 0 -100.00
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. Call 48 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CPL / CPFL Energia S.A. 162 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. Put 54 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR FOR / Forestar Group Inc 7,950 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR GGAL / Grupo Financiero Galicia S.A. Call 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR INXN / InterXion Holding N.V. 700 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR LPL / LG Display Co., Ltd. Put 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 6,000 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR SFE / Safeguard Scientifics, Inc. Call 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. Put 1 0 -100.00 0 0
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 1,100 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR VIA / Viacom, Inc. Put 50 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CIG / Cemig-Companhia Energetica 5,000 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR AMH / American Homes 4 Rent 15,000 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR LILA / Liberty Global plc LiLAC Class A 500 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6,000 0 -100.00 36 0 -100.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 900 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR TCEHY / Tencent Holding Ltd. 14,800 0 -100.00 532 0 -100.00
2017‑09‑30 13F-HR VBIO / Vitality Biopharma, Inc. 4,000 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR PBYI / Puma Biotechnology Inc. 750 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR CIEN / Ciena Corp. 3,000 0 -100.00 75 0 -100.00
2017‑09‑30 13F-HR ADPT / Adeptus Health Inc. Put 200 0 -100.00 0 0
2017‑09‑30 13F-HR ADPT / Adeptus Health Inc. Call 450 0 -100.00 0 0
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 40 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 500 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR AMGN / Amgen Inc. Call 15 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR AABA / Altaba Inc Call 120 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR AMCN / AirMedia Group, Inc. 14,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR AKTS / Akoustis Technologies, Inc. 2,064 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR ALDR / Alder BioPharmaceuticals, Inc. Put 40 0 -100.00 0 0
2017‑09‑30 13F-HR ANF / Abercrombie & Fitch Co. 12,000 0 -100.00 149 0 -100.00
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 251 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR ANDE / Andersons, Inc. (THE) 2,000 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR AWH / Allied World Assurance Company Holding AG 1,031,230 0 -100.00 54,552 0 -100.00
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 1,000 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Put 150 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 10,000 0 -100.00 1,024 0 -100.00
2017‑09‑30 13F-HR ASMB / Assembly Biosciences, Inc. 5,500 0 -100.00 113 0 -100.00
2017‑09‑30 13F-HR AXGN / AxoGen, Inc. 1,000 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. Call 734 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 500 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 500 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR AAXN / Axon Enterprise Inc 5,000 0 -100.00 125 0 -100.00
2017‑09‑30 13F-HR BIOS / BioScrip, Inc. 5,000 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR BMA / Banco Macro S.A. Call 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BSBR / Banco Santander Brasil SA 33,000 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR SAM / Boston Beer Company, Inc. (THE) Put 35 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 50 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR BKJ / Bancorp of New Jersey, Inc. 1,000 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR BZUN / Baozun Inc. 14,280 0 -100.00 316 0 -100.00
2017‑09‑30 13F-HR BCHEY / Beach Energy Ltd. 600 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 500 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR HAWK / Blackhawk Network Holdings, Inc. Put 50 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 2,800 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 1,000 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 5,000 0 -100.00 255 0 -100.00
2017‑09‑30 13F-HR CSTE / CaesarStone Sdot-Yam Ltd. 5,000 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 14,770 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 35 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. Put 27 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 10,000 0 -100.00 159 0 -100.00
2017‑09‑30 13F-HR CSTE / CaesarStone Sdot-Yam Ltd. Call 200 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. 10,000 0 -100.00 353 0 -100.00
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 1,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR CUK / Carnival Plc 3,500 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 9,190 0 -100.00 546 0 -100.00
2017‑09‑30 13F-HR CBS / CBS Corp. Call 25 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CLNT / Cleantech Solutions International, Inc. 4,017 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 3,000 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR KO / Coca Cola Co. Call 100 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR CF / CF Industries Holding, Inc. Call 200 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR GOOS / Canada Goose Holdings Inc Call 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CARS / Cars.com Inc Call 320 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR CNAT / Conatus Pharmaceuticals Inc. 19,800 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 27,000 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 2,000 0 -100.00 64 0 -100.00
2017‑09‑30 13F-HR DELEK US HOLDINGS ORD / (24665A103) 2,901 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. Call 400 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR DTEGF / Deutsche Telekom AG 5,000 0 -100.00 90 0 -100.00
2017‑09‑30 13F-HR DIREXION SEMICONDUCTOR BEAR 3X ETF / (25460E836) 1,000 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) Call 1,640 0 -100.00 103 0 -100.00
2017‑09‑30 13F-HR DRWIW / Dragonwave, Inc. 2,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR DRYSHIPS ORD / (Y2109Q143) 28,000 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 2,000 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. Put 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CVNA / Carvana Co. 500 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR BY / Byline Bancorp, Inc. 2,000 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF Call 50 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ETSY / Etsy, Inc. Call 50 0 -100.00 0 0
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. Call 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR FSAM / Fifth Street Asset Management Inc. 64,281 0 -100.00 311 0 -100.00
2017‑09‑30 13F-HR RACE / Ferrari N.V. 30,470 0 -100.00 2,621 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 300 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR ENB / Enbridge Inc. 1,500 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR FNSR / Finisar Corporation 13,550 0 -100.00 352 0 -100.00
2017‑09‑30 13F-HR ERJ / Embraer S.A. 1 0 -100.00 0 0
2017‑09‑30 13F-HR FORM / FormFactor, Inc. 19,005 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS ORD / (35906A306) 10,000 0 -100.00 174 0 -100.00
2017‑09‑30 13F-HR GRMN / Garmin Ltd. Call 130 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR GDS / GDS Holdings Limited ADS 700 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. Call 120 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS Call 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GLYC / GlycoMimetics, Inc. 1,500 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR LOPE / Grand Canyon Education, Inc. 1,200 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR GGB / Gerdau S.A. 15,000 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 1,492 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Call 75 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC Call 37 0 -100.00 0 0
2017‑09‑30 13F-HR GE / General Electric Co. Put 2 0 -100.00 0 0
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. Call 42 0 -100.00 0 0
2017‑09‑30 13F-HR GM / General Motors Company 30,000 0 -100.00 1,047 0 -100.00
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 1,500 0 -100.00 78 0 -100.00
2017‑09‑30 13F-HR INCY / Incyte Corp. Call 10 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 70 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 1,300 0 -100.00 72 0 -100.00
2017‑09‑30 13F-HR HEINY / Heineken N.V. 1,000 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. Put 10 0 -100.00 0 0
2017‑09‑30 13F-HR AVAL / Grupo Aval Acciones y Valores Grupo 6,242 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR HSY / Hershey Company (The) Call 55 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. Call 80 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) Call 20 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR INFN / Infinera Corp. 19,330 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR INVESCO HGH INCM 2023 TARGET TERM CF / (46135X108) 5,000 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 114 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF Put 10 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. 23,000 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company Call 444 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. Put 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR LB / L Brands, Inc. Call 30 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR HCMLY / LAFARGEHOLCIM LTD 1,000 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR IDTI / Integrated Device Technology, Inc. 500 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR IRBT / iRobot Corp. 1,700 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 471,970 0 -100.00 8,726 0 -100.00
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 3,120 0 -100.00 137 0 -100.00
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. Put 179 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 4,300 0 -100.00 393 0 -100.00
2017‑09‑30 13F-HR MDLY / Medley Management, Inc. 2,500 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. Put 100 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR MSCC / Microsemi Corp. Call 40 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BATRK / Liberty Media Corporation 2,000 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 271,678 0 -100.00 17,061 0 -100.00
2017‑09‑30 13F-HR MDWD / MediWound Ltd. 1,700 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR MYL / Mylan N.V. Call 10 0 -100.00 0 0
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. Call 342 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 1,000 0 -100.00 64 0 -100.00
2017‑09‑30 13F-HR NVET / Nexvet Biopharma plc 2,300 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd Call 10 0 -100.00 0 0
2017‑09‑30 13F-HR NVDQ / Novadaq Technologies, Inc. 25,000 0 -100.00 293 0 -100.00
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. 7,500 0 -100.00 151 0 -100.00
2017‑09‑30 13F-HR NTNX / Nutanix, Inc. Call 403 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 20 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. Put 15 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR NVLN / NOVELION THERAPEUTICS INC. 5,917 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 5,500 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR NYMX / Nymox Pharmaceutical Corp. 8,000 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR NTDOY / Nintendo Co., Ltd. 5,050 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 3,750 0 -100.00 361 0 -100.00
2017‑09‑30 13F-HR NLSN / Nielsen Holdings PLC 1,200 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. Call 50 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ORBK / Orbotech Ltd. Call 54 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PAM / Pampa Energia S.A. Call 25 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. Call 1,476 0 -100.00 426 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. Put 20 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. Call 10 0 -100.00 0 0
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Call 64 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR PDFS / PDF Solutions, Inc. 5,000 0 -100.00 82 0 -100.00
2017‑09‑30 13F-HR OPHC / OptimumBank Holdings, Inc. 1,400 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 851 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR PFGC / Performance Food Group Company 1,400 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Put 396 0 -100.00 0 0
2017‑09‑30 13F-HR OPHT / Ophthotech Corp 3,000 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 4,000 0 -100.00 535 0 -100.00
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. Put 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund Call 100 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR RLGT / Radiant Logistics, Inc. Put 30 0 -100.00 0 0
2017‑09‑30 13F-HR RMBS / Rambus, Inc. 20,000 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR RTN / Raytheon Co. 500 0 -100.00 80 0 -100.00
2017‑09‑30 13F-HR RPM / RPM International, Inc. 3,000 0 -100.00 163 0 -100.00
2017‑09‑30 13F-HR PROSHARES ULTRA BLOOM CRUDE ETF / (74347W247) 500 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR RIO / Rio Tinto plc 98,967 0 -100.00 4,187 0 -100.00
2017‑09‑30 13F-HR PTI / Proteostasis Therapeutics, Inc. 20,127 0 -100.00 94 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 419,627 0 -100.00 27,292 0 -100.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 30 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR QKLS / QKL Stores, Inc. 4,100 0 -100.00 0 0
2017‑09‑30 13F-HR SSTI / ShotSpotter, Inc. 190 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 21,800 0 -100.00 2,345 0 -100.00
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 1,500 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR SAJA / Sajan, Inc. 65,101 0 -100.00 378 0 -100.00
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 8,969 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR SENS / Senseonics Holdings, Inc. 24,000 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR PIXY / ShiftPixy, Inc. 1,000 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR SHPG / Shire Plc. Call 25 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR SBGL / Sibanye Gold Limited ADR Call 200 0 -100.00 0 0
2017‑09‑30 13F-HR SINA / Sina Corp. Put 2 0 -100.00 0 0
2017‑09‑30 13F-HR GLD / SPDR Gold Shares Put 175 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 417 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Put 30 0 -100.00 0 0
2017‑09‑30 13F-HR LNCE / Snyders-Lance, Inc. 3,000 0 -100.00 103 0 -100.00
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. Call 5 0 -100.00 0 0
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF Put 100 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF Put 300 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 10 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF Call 80 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) 307,500 0 -100.00 11,808 0 -100.00
2017‑09‑30 13F-HR SPNC / Spectranetics Corp. (The) Call 253 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. Call 152 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Put 55 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. Call 20 0 -100.00 0 0
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 10,335 0 -100.00 340 0 -100.00
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. Call 561 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR SYNL / Synalloy Corp. 1,766 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR TGT / Target Corp. Put 85 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR TECHNIPFMC ORD / (G87110105) 625,338 0 -100.00 17,009 0 -100.00
2017‑09‑30 13F-HR TEO / Telecom Argentina S.A. Call 50 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR RUN / Sunrun Inc. Call 250 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR TM / Toyota Motor Corp. Call 130 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR THS / TreeHouse Foods, Inc. Call 98 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR TPCA / Tropicana Entertainment Inc. 7,800 0 -100.00 332 0 -100.00
2017‑09‑30 13F-HR TRUP / Trupanion, Inc. 2,000 0 -100.00 44 0 -100.00
2017‑09‑30 13F-HR RUN / Sunrun Inc. 25,000 0 -100.00 178 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 18,200 0 -100.00 199 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C Call 150 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 10,000 0 -100.00 541 0 -100.00
2017‑09‑30 13F-HR UMC / United Microelectronics Corp. Put 184 0 -100.00 0 0
2017‑09‑30 13F-HR USAP / Universal Stainless & Alloy Products, Inc. 1,129 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Put 25 0 -100.00 0 0
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 100 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. 200 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR ULBI / Ultralife Corp. 3,000 0 -100.00 21 0 -100.00
2017‑09‑30 13F-HR VVV / Valvoline Inc. 1,000 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 1,000 0 -100.00 128 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 2,500 0 -100.00 105 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. Call 85 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 1,000 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund Call 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR XYL / Xylem, Inc. Call 100 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. Call 3 0 -100.00 0 0
2017‑09‑30 13F-HR YPF / YPF Sociedad Anonima Put 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. Put 162 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR WB / Weibo Corporation 400 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. 4,500 0 -100.00 135 0 -100.00
2017‑09‑30 13F-HR ZFGN / Zafgen, Inc. 4,000 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 75 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 2,500 0 -100.00 184 0 -100.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 4,965 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 600 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 500 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR GRAM / Grana y Montero S.A.A. 4,602 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 4,000 0 -100.00 374 0 -100.00
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 67,963 0 -100.00 715 0 -100.00
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 4,000 0 -100.00 58 0 -100.00
2017‑09‑30 13F-HR GES / Guess ? Inc. 500 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 300 0 -100.00 147 0 -100.00
2017‑09‑30 13F-HR BATRA / Liberty Media Corporation 2,000 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 2,500 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR DY / Dycom Industries, Inc. 3,813 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR CLLS / Cellectis S.A. 1,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 3,490 0 -100.00 1,098 0 -100.00
2017‑09‑30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 4,500 0 -100.00 102 0 -100.00
2017‑09‑30 13F-HR WDC / Western Digital Corp. 5,337 0 -100.00 472 0 -100.00
2017‑09‑30 13F-HR HDS / Hd Supply Inc. 500 0 -100.00 15 0 -100.00
2017‑09‑30 13F-HR VLRS / Controladora Vuela Compania de Aviacion, S.A.B. de C.V. 28,089 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. 29,800 0 -100.00 253 0 -100.00
2017‑09‑30 13F-HR CBD / Companhia Brasileira de Distribuicao 9,000 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR REG / Regency Centers Corp. 1,000 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR SVA / Sinovac Biotech Ltd. 5,000 0 -100.00 33 0 -100.00
2017‑09‑30 13F-HR NVLS / Nivalis Therapeutics, Inc. 16,000 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 2,500 0 -100.00 83 0 -100.00
2017‑09‑30 13F-HR BSMX / Grupo Financiero Santander Mexico S.A. B. de C.V. 1,000 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 1,000 0 -100.00 110 0 -100.00
2017‑09‑30 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 11,200 0 -100.00 553 0 -100.00
2017‑09‑30 13F-HR FNSR / Finisar Corporation Call 20 0 -100.00 0 0
2017‑09‑30 13F-HR JBGS / JBG SMITH Properties 32.00 250 8