InvestorFNY Partners Fund LP
Portfolio Value $ 601,511,000
Current Positions453
Opened Positions5
Closed Positions388


Latest Holdings, Performance, AUM (from 13F, 13D)

FNY Partners Fund LP has disclosed 453 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 601,511,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

FNY Partners Fund LP's top holdings are Shire Plc. (NASDAQ:SHPG) , British American Tobacco p.l.c. (NYSE:BTI) , Janus Henderson Group plc (NYSE:JHG) , Micro Focus International plc (NYSE:MFGP) , and NXP Semiconductors N.V. (NASDAQ:NXPI) . FNY Partners Fund LP's new positions include Unilever N.V. (NYSE:UN) , Academy Funds Trust (NYSE:FFTY) , Aptiv PLC (NYSE:APTV) , Maxar Technologies Ltd. (NYSE:MAXR) , and magicJack VocalTec Ltd. (NASDAQ:CALL) .

All FNY Partners Fund LP holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 24, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR HVBTF / HIVE Blockchain Technologies Ltd 2.70 11,500 31
2017-12-31 13F-HR ADAMA TECHNOLOGIES ORD / (00547Q201) 0.03 40,000 1
2017-12-31 13F-HR AMBA / Ambarella, Inc. 58.74 100 4,750 4,650.00 4 279 6,875.00
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.00 500 27
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. Call 8.85 113 1
2017-12-31 13F-HR BTG / B2Gold Corp. 3.07 7,500 23
2017-12-31 13F-HR BSFT / BroadSoft, Inc. 53.33 300 16
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 122.86 700 86
2017-12-31 13F-HR CE / Celanese Corp. Call 100.00 100 10
2017-12-31 13F-HR CRAY / Cray, Inc. 24.00 3,500 84
2017-12-31 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 20.00 100 2
2017-12-31 13F-HR EAGLE POINT CREDIT NTS / (269809208) 25.13 13,968 351
2017-12-31 13F-HR ESIO / Electro Scientific Industries, Inc. 21.33 2,250 48
2017-12-31 13F-HR BGC / General Cable Corp. 20.00 100 2
2017-12-31 13F-HR GNCMB / General Communication, Inc. 36.00 250 9
2017-12-31 13F-HR HRG / Harbinger Group Inc. 16.93 6,000 53,150 785.83 93 900 867.74
2017-12-31 13F-HR IDT / IDT Corp. 9.09 220 2
2017-12-31 13F-HR RXDX / Ignyta, Inc. 26.68 17,053 455
2017-12-31 13F-HR RXDX / Ignyta, Inc. Call 15.87 63 1
2017-12-31 13F-HR KNOP / KNOT Offshore Partners LP 20.74 41,801 867
2017-12-31 13F-HR LINN ENERGY ORD / (53601P304) 40.20 19,127 769
2017-12-31 13F-HR CALL / magicJack VocalTec Ltd. 8.45 211,533 1,787
2017-12-31 13F-HR MARICANN GROUP ORD / (566724100) 2.00 4,000 8
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 64.30 28,195 1,813
2017-12-31 13F-HR MZDAF / Mazda Motor Corp. 6.56 12,800 84
2017-12-31 13F-HR MGT / MGT Capital Investments, Inc. 3.81 1,050 4
2017-12-31 13F-HR MON / Monsanto Co. 116.77 35,120 94,235 168.32 4,208 11,004 161.50
2017-12-31 13F-HR MPS BIOCEUTICAL ORD (PNK) / (553443102) 0.64 75,000 48
2017-12-31 13F-HR NWS / News Corp 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.73 7,500 13
2017-12-31 13F-HR NXTM / NxStage Medical, Inc. 24.19 12,400 300
2017-12-31 13F-HR OHRP / Ohr Pharmaceutical, Inc. 1.85 40,000 74
2017-12-31 13F-HR OSTK / Overstock.com, Inc. Call 62.50 135 80 -40.74 4 5 25.00
2017-12-31 13F-HR PRCP / Perceptron, Inc. 9.71 18,945 184
2017-12-31 13F-HR PIGEON UNSPONSORED ADR REP ORD / SPONSORED ADR (721006104) 9.50 2,000 19
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.00 7,200 1,000 -86.11 411 59 -85.64
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.48 14,283 421
2017-12-31 13F-HR PVG / Pretium Resources, Inc. 11.33 12,000 136
2017-12-31 13F-HR QIWI / QIWI plc 17.20 2,500 43
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 63.40 694 44
2017-12-31 13F-HR RGC / Regal Entertainment Group Call 21.94 319 7
2017-12-31 13F-HR KDSKF / Koninklijke DSM NV 23.86 14,460 345
2017-12-31 13F-HR SASR / Sandy Spring Bancorp, Inc. 39.02 3,383 132
2017-12-31 13F-HR SEAC / SeaChange International, Inc. 3.92 0 74,175 0 291
2017-12-31 13F-HR SDRL / Seadrill Limited 0.23 137,891 134,891 -2.18 48 31 -35.42
2017-12-31 13F-HR SOMLY / Secom Co., Ltd. 18.71 7,000 131
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.13 559 42
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Call 40.00 50 2
2017-12-31 13F-HR SCI / Service Corp. International Put 36.67 300 11
2017-12-31 13F-HR SMSMY / Sims Metal Management Ltd. 12.14 10,300 125
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 17.95 20,000 359
2017-12-31 13F-HR SBCP / Sunshine Bancorp, Inc. 20.00 100 2
2017-12-31 13F-HR TIVO / TiVo Inc. Call 0.00 10 0
2017-12-31 13F-HR VKTX / Viking Therapeutics, Inc. 4.00 15,000 60
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. 142.50 400 57
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.11 12,800 283
2017-12-31 13F-HR YELP / Yelp, Inc. 41.00 0 1,000 0 41
2017-12-31 13F-HR RAD / Rite Aid Corp. 0.00 10,700 500 -95.33 20 0 -100.00
2017-12-31 13F-HR T / AT & T, Inc. Put 0.00 30 23 -23.33 1 0 -100.00
2017-12-31 13F-HR MBI / MBIA, Inc. Call 5.85 513 513 0.00 4 3 -25.00
2017-12-31 13F-HR SIFI / SI Financial Group, Inc. 14.08 18,979 1,420 -92.52 283 20 -92.93
2017-12-31 13F-HR BYDDY / BYD Co., Ltd. 17.47 15,000 15,000 0.00 283 262 -7.42
2017-12-31 13F-HR FRCOY / Fast Retailing Co. Ltd. 39.75 4,000 4,000 0.00 117 159 35.90
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.78 1,000 4,062 306.20 124 515 315.32
2017-12-31 13F-HR QGEN / QIAGEN N.V. 30.93 43,403 323,022 644.24 1,367 9,991 630.87
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 23.33 2,000 16,500 725.00 41 385 839.02
2017-12-31 13F-HR KITE / Kite Pharma, Inc. Call 2,827 0 -100.00 19,028 0 -100.00
2017-12-31 13F-HR KR / Kroger Co. Put 270 0 -100.00 2 0 -100.00
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF Put 20 0 -100.00 0 0
2017-12-31 13F-HR SH / ProShares Short S&P500 9,500 0 -100.00 305 0 -100.00
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30,060 0 -100.00 11 0 -100.00
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. 500 0 -100.00 17 0 -100.00
2017-12-31 13F-HR AAUKF / Anglo American plc 7,492 0 -100.00 68 0 -100.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 40 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BTE / Baytex Energy Trust 8,000 0 -100.00 24 0 -100.00
2017-12-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. Call 20 0 -100.00 0 0
2017-12-31 13F-HR CLXT / Calyxt, Inc. 1,000 0 -100.00 24 0 -100.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. Put 15 0 -100.00 4 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Call 25 0 -100.00 0 0
2017-12-31 13F-HR FTNT / Fortinet, Inc. Put 40 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GPS / Gap, Inc. (The) 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR GHL / Greenhill & Co., Inc. 92,100 0 -100.00 1,528 0 -100.00
2017-12-31 13F-HR IPAS / iPass, Inc. 45,000 0 -100.00 29 0 -100.00
2017-12-31 13F-HR IXYS / IXYS Corp. Call 40 0 -100.00 0 0
2017-12-31 13F-HR JAKK / JAKKS Pacific, Inc. Call 24 0 -100.00 0 0
2017-12-31 13F-HR JNJ / Johnson & Johnson Call 50 0 -100.00 6 0 -100.00
2017-12-31 13F-HR KOSE CORP UNSPON ADR REP 0.2 ORD / SPONSORED ADR (500679105) 2,000 0 -100.00 47 0
2017-12-31 13F-HR MU / Micron Technology, Inc. 34,578 0 -100.00 1,359 0 -100.00
2017-12-31 13F-HR PEIX / Pacific Ethanol, Inc. Put 100 0 -100.00 0 0
2017-12-31 13F-HR PARR / Par Pacific Holdings Inc. 1,705 0 -100.00 35 0 -100.00
2017-12-31 13F-HR RDFN / Redfin Corp 7,000 0 -100.00 175 0 -100.00
2017-12-31 13F-HR ROST / Ross Stores, Inc. 400 0 -100.00 25 0 -100.00
2017-12-31 13F-HR RDC / Rowan Companies plc Call 379 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RBPAA / Royal Bancshares of Pennsylvania, Inc. 92,902 0 -100.00 414 0 -100.00
2017-12-31 13F-HR RTEC / Rudolph Technologies, Inc. 16,400 0 -100.00 431 0 -100.00
2017-12-31 13F-HR SIMO / Silicon Motion Technology Corp. Call 40 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. Put 20 0 -100.00 0 0
2017-12-31 13F-HR SMC UNSPON ADR REP 1/20 ORD / SPONSORED ADR (78445W207) 20,000 0 -100.00 357 0
2017-12-31 13F-HR S / Sprint Corporation Call 100 0 -100.00 0 0
2017-12-31 13F-HR STS / Supreme Industries, Inc. Call 4 0 -100.00 20 0 -100.00
2017-12-31 13F-HR THKLY / THK Co., Ltd. 2,200 0 -100.00 37 0 -100.00
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. Put 60 0 -100.00 3 0 -100.00
2017-12-31 13F-HR UNICY / Unicharm Corp. 25,000 0 -100.00 114 0 -100.00
2017-12-31 13F-HR UNFI / United Natural Foods, Inc. Put 235 0 -100.00 9 0 -100.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF Put 33 0 -100.00 3 0 -100.00
2017-12-31 13F-HR VSAR / Versartis, Inc.. Call 35 0 -100.00 0 0
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 8,000 0 -100.00 70 0 -100.00
2017-12-31 13F-HR WEN / The Wendy's Company Put 14 0 -100.00 0 0
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. Call 5 0 -100.00 0 0
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 400 0 -100.00 27 0 -100.00
2017-12-31 13F-HR YUME / YuMe, Inc. 17,648 0 -100.00 81 0 -100.00
2017-12-31 13F-HR YY / YY Inc. 4,575 0 -100.00 397 0 -100.00
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C Call 5 0 -100.00 0 0
2017-12-31 13F-HR ZGNX / Zogenix, Inc. Call 20 0 -100.00 0 0
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Call 56 0 -100.00 3 0 -100.00
2017-12-31 13F-HR GOOGL / Alphabet Inc. 153 0 -100.00 148 0 -100.00
2017-12-31 13F-HR BFFAF / BASF SE 3,695 0 -100.00 393 0 -100.00
2017-12-31 13F-HR DDC / Dominion Diamond Corp. 15,100 0 -100.00 214 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Put 86 0 -100.00 2 0 -100.00
2017-12-31 13F-HR KHC / Kraft Heinz Company Put 123 0 -100.00 9 0 -100.00
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 56,800 0 -100.00 633 0 -100.00
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 2,238 0 -100.00 83 0 -100.00
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 57,087 0 -100.00 2,349 0 -100.00
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 190 0 -100.00 7 0 -100.00
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 100 0 -100.00 0 0
2017-12-31 13F-HR FMC / FMC Corp. 28,970 0 -100.00 2,587 0 -100.00
2017-12-31 13F-HR EXPR / Express, Inc. 2,500 0 -100.00 16 0 -100.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 250 0 -100.00 8 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 212,012 0 -100.00 6,135 0 -100.00
2017-12-31 13F-HR CNDT / Conduent 84,985 0 -100.00 1,331 0 -100.00
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 2,000 0 -100.00 153 0 -100.00
2017-12-31 13F-HR EMITF / Elbit Imaging, Ltd. 94,905 0 -100.00 271 0 -100.00
2017-12-31 13F-HR REN / Resolute Energy Corporation 21,300 0 -100.00 632 0 -100.00
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 3,900 0 -100.00 207 0 -100.00
2017-12-31 13F-HR CCOHY / China State Construction International Holdings, Ltd. 2,280 0 -100.00 165 0 -100.00
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. Call 901 0 -100.00 33 0 -100.00
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 6,000 0 -100.00 90 0 -100.00
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. Call 80 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SIVB / SVB Financial Group 150 0 -100.00 28 0 -100.00
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 5,200 0 -100.00 527 0 -100.00
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 150 0 -100.00 14 0 -100.00
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. Call 40 0 -100.00 3 0 -100.00
2017-12-31 13F-HR JD / JD.com, Inc. 7,900 0 -100.00 301 0 -100.00
2017-12-31 13F-HR JD / JD.com, Inc. Put 25 0 -100.00 0 0
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 1,500 0 -100.00 41 0 -100.00
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. Call 50 0 -100.00 3 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Call 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 125 0 -100.00 5 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 714,000 0 -100.00 8,532 0 -100.00
2017-12-31 13F-HR X / United States Steel Corp. 1,207 0 -100.00 30 0 -100.00
2017-12-31 13F-HR SBNYW / Signature Bank 400 0 -100.00 51 0 -100.00
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. 5,000 0 -100.00 529 0 -100.00
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. Call 739 0 -100.00 10 0 -100.00
2017-12-31 13F-HR SCLN / SciClone Pharmaceuticals, Inc. 335,900 0 -100.00 3,762 0 -100.00
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. Call 556 0 -100.00 36 0 -100.00
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 350 0 -100.00 15 0 -100.00
2017-12-31 13F-HR WFT / Weatherford International plc Call 400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MO / Altria Group, Inc. 1,000 0 -100.00 63 0 -100.00
2017-12-31 13F-HR CYTR / CytRx Corp. 29,699 0 -100.00 12 0 -100.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. 3,694 0 -100.00 434 0 -100.00
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 1,000 0 -100.00 88 0 -100.00
2017-12-31 13F-HR FRBA / First Bank (Williamstown NJ) 935 0 -100.00 12 0 -100.00
2017-12-31 13F-HR SIMO / Silicon Motion Technology Corp. 14,242 0 -100.00 684 0 -100.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company Call 4,190 0 -100.00 61 0 -100.00
2017-12-31 13F-HR MBLY / Mobileye N.V. Put 15 0 -100.00 0 0
2017-12-31 13F-HR KORS / Michael Kors Holdings Ltd. 100 0 -100.00 4 0 -100.00
2017-12-31 13F-HR NIHD / NII Holdings, Inc. 236,480 0 -100.00 108 0 -100.00
2017-12-31 13F-HR DYN / Dynegy Inc. 5,000 0 -100.00 48 0 -100.00
2017-12-31 13F-HR NSRGY / Nestle S.A. 14,700 0 -100.00 1,234 0 -100.00
2017-12-31 13F-HR OMRNF / OMRON Corp. 6,500 0 -100.00 332 0 -100.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 1,500 0 -100.00 64 0 -100.00
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 800 0 -100.00 158 0 -100.00
2017-12-31 13F-HR ELF / e.l.f. Beauty, Inc. 1,800 0 -100.00 40 0 -100.00
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 400 0 -100.00 133 0 -100.00
2017-12-31 13F-HR RGC / Regal Entertainment Group Put 104 0 -100.00 1 0 -100.00
2017-12-31 13F-HR OTIV / On Track Innovations Ltd. 5,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 3,500 0 -100.00 321 0 -100.00
2017-12-31 13F-HR GLBL / TerraForm Global, Inc. 30,068 0 -100.00 142 0 -100.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. 12,500 0 -100.00 689 0 -100.00
2017-12-31 13F-HR WFC / Wells Fargo & Co. Call 4 0 -100.00 0 0
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 400 0 -100.00 21 0 -100.00
2017-12-31 13F-HR AACAY / AAC Technologies Holdings Inc 2,300 0 -100.00 384 0 -100.00
2017-12-31 13F-HR IPXL / Impax Laboratories, Inc. 4,500 0 -100.00 91 0 -100.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 18,490 0 -100.00 310 0 -100.00
2017-12-31 13F-HR PRXL / PAREXEL International Corp. 116,340 0 -100.00 10,247 0 -100.00
2017-12-31 13F-HR RIG / Transocean, Inc. 700 0 -100.00 7 0 -100.00
2017-12-31 13F-HR AGN / Allergan plc Call 163 0 -100.00 33 0 -100.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. Put 20 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MSCC / Microsemi Corp. 800 0 -100.00 41 0 -100.00
2017-12-31 13F-HR DGI / DigitalGlobe, Inc. 200,556 0 -100.00 7,069 0 -100.00
2017-12-31 13F-HR ENIC / Enersis Chile S.A. 6,502 0 -100.00 39 0 -100.00
2017-12-31 13F-HR BIOS / BioScrip, Inc. Call 500 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PBYI / Puma Biotechnology Inc. Call 16 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CRBP / Corbus Pharmaceuticals Holdings, Inc. Call 100 0 -100.00 0 0
2017-12-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 3,000 0 -100.00 18 0 -100.00
2017-12-31 13F-HR MGI / MoneyGram International, Inc. 2,000 0 -100.00 32 0 -100.00
2017-12-31 13F-HR AGLNY / AGL Energy Ltd 19.00 1,000 19
2017-12-31 13F-HR AGL ENERGY ORD / (Q01630195) 18.00 1,000 18
2017-12-31 13F-HR AKRX / Akorn, Inc. Call 30.97 226 7
2017-12-31 13F-HR AGI / Alamos Gold Inc. 6.49 30,800 200
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 72.00 500 36
2017-12-31 13F-HR AET / Aetna, Inc. 180.36 0 16,500 0 2,976
2017-12-31 13F-HR DDD / 3 D Systems Corp. Call 6.67 0 150 0 1
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 118.33 0 600 0 71
2017-12-31 13F-HR ALIOY / Actelion Ltd. 69.98 37,490 38,140 1.73 2,616 2,669 2.03
2017-12-31 13F-HR AIRG / Airgain, Inc. 6.27 0 319 0 2
2017-12-31 13F-HR AZSEY / Allianz SE 0.00 0 5 0 0
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 95.24 6,562 21 -99.68 896 2 -99.78
2017-12-31 13F-HR AMBA / Ambarella, Inc. Call 0.00 50 5 -90.00 2 0 -100.00
2017-12-31 13F-HR AMS ORD / (A0400Q115) 80.00 100 8
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. Call 9.48 422 4
2017-12-31 13F-HR APTV / Aptiv PLC Call 81.97 61 5
2017-12-31 13F-HR MTCN / ArcelorMittal 32.20 5,000 161
2017-12-31 13F-HR ARRS / ARRIS International plc 25.64 3,900 100
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Call 285 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 500 0 -100.00 31 0 -100.00
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. Call 10 0 -100.00 0 0
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 16,885 0 -100.00 1,168 0 -100.00
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 100 0 -100.00 9 0 -100.00
2017-12-31 13F-HR SNTA / Synta Pharmaceuticals, Inc. 1,500 0 -100.00 67 0 -100.00
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 400 0 -100.00 62 0 -100.00
2017-12-31 13F-HR UA / Under Armour, Inc., Class C Put 134 0 -100.00 2 0 -100.00
2017-12-31 13F-HR VALE / Vale S.A. 5,000 0 -100.00 50 0 -100.00
2017-12-31 13F-HR JBGS / JBG SMITH Properties 250 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ASGLY / Asahi Glass Co. Ltd. 8.65 17,000 147
2017-12-31 13F-HR T / AT & T, Inc. Call 0.00 17 0
2017-12-31 13F-HR WTR / Aqua America, Inc. 31.75 126 126 0.00 4 4 0.00
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.81 0 62,912 0 10,935
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.00 0 1,000 0 32
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 160.00 850 50 -94.12 151 8 -94.70
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. 70.00 0 500 0 35
2017-12-31 13F-HR ALV / Autoliv, Inc. 127.07 10,616 55,866 426.24 1,312 7,099 441.08
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 210.00 100 21
2017-12-31 13F-HR BRCL BK IPTH S&P 500 VIX SH FTRS ETN / (06746L422) 27.88 16,000 446
2017-12-31 13F-HR BRCL BK IPTH S&P 500 VIX SH FTRS ETN / Call (06746L422) 26.67 150 4
2017-12-31 13F-HR BRCL BK IPTH S&P 500 VIX SH FTRS ETN / Put (06746L422) 26.67 150 4
2017-12-31 13F-HR BV / Bazaarvoice, Inc. 5.45 0 14,500 0 79
2017-12-31 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR BAYZF / Bayer A.G. 31.04 18,812 18,812 0.00 643 584 -9.18
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. 6.50 13,500 4,000 -70.37 102 26 -74.51
2017-12-31 13F-HR BP / BP Plc 42.03 150,600 170,000 12.88 5,787 7,145 23.47
2017-12-31 13F-HR BFIN / BankFinancial Corp. 15.33 7,804 3,000 -61.56 124 46 -62.90
2017-12-31 13F-HR AXTI / AXT, Inc. 8.66 0 22,750 0 197
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.44 0 30,600 0 442
2017-12-31 13F-HR STCK / BMC Stock Holdings, Inc. 25.20 3,000 2,500 -16.67 64 63 -1.56
2017-12-31 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.20 874 5,000 472.08 32 181 465.63
2017-12-31 13F-HR BOCA / Banc of California, Inc. 20.60 0 5,000 0 103
2017-12-31 13F-HR BF.A / Brown-Forman Corp. 66.00 500 33
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. Call 147.54 61 9
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. Put 133.33 30 4
2017-12-31 13F-HR BG / Bunge Ltd. 66.25 14,939 800 -94.64 1,037 53 -94.89
2017-12-31 13F-HR EAT / Brinker International, Inc. 37.04 135 135 0.00 4 5 25.00
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 21.58 4,000 1,900 -52.50 71 41 -42.25
2017-12-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 44.57 6,000 3,500 -41.67 258 156 -39.53
2017-12-31 13F-HR AVGO / Broadcom Limited 256.67 0 600 0 154
2017-12-31 13F-HR CANNAROYALTY ORD / (137644100) 2.75 4,000 11
2017-12-31 13F-HR CDNA / CareDx, Inc. 7.29 14,000 102
2017-12-31 13F-HR CARE / Carter Bank & Trust (Martinsville VA) 17.53 10,000 15,000 50.00 170 263 54.71
2017-12-31 13F-HR CPN / Calpine Corp. 15.13 365,600 736,098 101.34 5,392 11,137 106.55
2017-12-31 13F-HR CUK / Carnival Plc 66.25 0 2,400 0 159
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 97.41 82,704 82,704 0.00 7,238 8,056 11.30
2017-12-31 13F-HR CAJ / Canon, Inc. 37.25 0 4,000 0 149
2017-12-31 13F-HR CHINA INDUSTRIAL GROUP ORD / (169396108) 0.00 1,397,637 6
2017-12-31 13F-HR EBRYY / Centrais Electricas Brazil 5.70 10,000 57
2017-12-31 13F-HR CBCO / Coastal Banking Company, Inc. 21.05 15,200 320
2017-12-31 13F-HR CWAY / Coastway Bancorp, Inc. 21.16 6,476 137
2017-12-31 13F-HR CLPBY / Coloplast AS 7.87 7,500 59
2017-12-31 13F-HR CMA / Comerica, Inc. Call 0.00 10 0
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.46 11,429 3,099 -72.88 216 51 -76.39
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 68.00 0 500 0 34
2017-12-31 13F-HR CENT / Central Garden & Pet Co. 37.63 4,383 3,960 -9.65 163 149 -8.59
2017-12-31 13F-HR CMA / Comerica, Inc. 86.15 700 1,300 85.71 53 112 111.32
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 2.00 0 500 0 1
2017-12-31 13F-HR CICHY / China Construction Bank Corp. 18.38 11,732 11,700 -0.27 195 215 10.26
2017-12-31 13F-HR CIEN / Ciena Corp. 20.92 0 30,500 0 638
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 7.49 0 45,000 0 337
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 0.00 0 23 0 0
2017-12-31 13F-HR CATS / Catasys Inc. 3.73 93,700 30,000 -67.98 454 112 -75.33
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.17 1,500 6,000 300.00 94 427 354.26
2017-12-31 13F-HR CRZBY / Commerzbank AG 14.92 18,828 18,828 0.00 256 281 9.77
2017-12-31 13F-HR CME / CME Group, Inc. 145.71 350 350 0.00 47 51 8.51
2017-12-31 13F-HR CSX / CSX Corp. Call 0.00 7 0
2017-12-31 13F-HR CYTRX ORD / (232828608) 1.62 4,949 8
2017-12-31 13F-HR APTV / Aptiv PLC 52.45 37,500 1,967
2017-12-31 13F-HR CRH / CRH Plc 36.09 105,579 142,686 35.15 3,997 5,149 28.82
2017-12-31 13F-HR CRIS / Curis, Inc. 0.70 67,500 10,000 -85.19 100 7 -93.00
2017-12-31 13F-HR ZIV / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030 88.64 3,296 5,336 61.89 247 473 91.50
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 0.01 300,000 300,000 0.00 3 2 -33.33
2017-12-31 13F-HR COTY / Coty, Inc. 19.69 12,643 2,540 -79.91 208 50 -75.96
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.26 12,884 48,411 275.75 994 3,934 295.77
2017-12-31 13F-HR CPL / CPFL Energia S.A. 11.40 0 5,000 0 57
2017-12-31 13F-HR CYTX / Cytori Therapeutics, Inc. 0.27 14,800 14,800 0.00 5 4 -20.00
2017-12-31 13F-HR CS / Credit Suisse Group 17.85 244,922 237,297 -3.11 3,869 4,235 9.46
2017-12-31 13F-HR DDAIY / Daimler AG 84.56 58,111 58,111 0.00 4,630 4,914 6.13
2017-12-31 13F-HR APPS / Digital Turbine, Inc. 1.78 38,100 68
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. Call 0.00 1 0
2017-12-31 13F-HR DVN / Devon Energy Corp. Call 0.00 0 20 0 0
2017-12-31 13F-HR DY / Dycom Industries, Inc. 111.42 0 3,563 0 397
2017-12-31 13F-HR APTV / Aptiv PLC Call 52.00 61 250 309.84 5 13 160.00
2017-12-31 13F-HR DXC / DXC Technology Company 94.50 0 2,000 0 189
2017-12-31 13F-HR DXC / DXC Technology Company Call 0.00 1,257 10 -99.20 107 0 -100.00
2017-12-31 13F-HR DRAD / Digirad Corp. 2.50 6,000 6,000 0.00 20 15 -25.00
2017-12-31 13F-HR DEPO / DepoMed, Inc. 0.00 100 100 0.00 0 0
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.50 500 2,000 300.00 21 99 371.43
2017-12-31 13F-HR EEX / Emerald Expositions Events, Inc. 20.00 1,500 30
2017-12-31 13F-HR WATT / Energous Corporation 19.20 2,500 48
2017-12-31 13F-HR ETM / Entercom Communications Corp. 0.00 3 0
2017-12-31 13F-HR EQT / EQT Corp. 56.85 3,870 220
2017-12-31 13F-HR EFX / Equifax, Inc. 116.00 500 58
2017-12-31 13F-HR EROS / Eros International Plc Douglas 9.50 2,000 19
2017-12-31 13F-HR FCSC / Fibrocell Science Inc. 0.65 200,000 129
2017-12-31 13F-HR FGEN / FibroGen, Inc. Call 40.00 100 4
2017-12-31 13F-HR FBNK / First Connecticut Bancorp, Inc. 26.10 7,663 200
2017-12-31 13F-HR GCP / GCP Applied Technologies Inc. 31.80 5,000 159
2017-12-31 13F-HR FANUY / Fanuc Corporation 24.00 10,076 10,000 -0.75 204 240 17.65
2017-12-31 13F-HR FDC / First Data Corporation 16.68 15,000 25,000 66.67 270 417 54.44
2017-12-31 13F-HR FB / Facebook, Inc. 176.40 0 2,500 0 441
2017-12-31 13F-HR EVH / Evolent Health Inc. 12.26 0 6,200 0 76
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.84 1,170,341 1,470,634 25.66 20,960 26,236 25.17
2017-12-31 13F-HR ETCK / EnerTeck Corp. 0.13 7,500 7,500 0.00 1 1 0.00
2017-12-31 13F-HR ENB / Enbridge Inc. 39.00 0 7,000 0 273
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.33 220 120 -45.45 18 10 -44.44
2017-12-31 13F-HR ESV / Ensco plc 5.60 0 2,500 0 14
2017-12-31 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 26.82 0 5,370 0 144
2017-12-31 13F-HR ERF / Enerplus Corporation 9.78 27,500 27,500 0.00 271 269 -0.74
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 10.00 0 100 0 1
2017-12-31 13F-HR FTNT / Fortinet, Inc. 43.50 0 1,793 0 78
2017-12-31 13F-HR E / ENI S.p.A. 33.17 57,223 52,723 -7.86 1,892 1,749 -7.56
2017-12-31 13F-HR GENIUS PRODUCTS ORD / (37229R305) 0.00 122 0
2017-12-31 13F-HR GLCNF / Glencore Plc 10.00 1,000 10
2017-12-31 13F-HR GLOBAL BLOCKCHAIN TECHNOLOGIES ORD / (37958L107) 1.33 3,000 4
2017-12-31 13F-HR ENT / Global Eagle Entertainment Inc. 2.29 50,273 115
2017-12-31 13F-HR URA / Global X Funds 14.86 3,500 52
2017-12-31 13F-HR TV / Grupo Televisa S.A. 18.66 29,800 556
2017-12-31 13F-HR HXL / Hexcel Corp. 60.00 500 30
2017-12-31 13F-HR HMLP / Hoegh LNG Partners LP 18.61 11,499 214
2017-12-31 13F-HR GPN / Global Payments, Inc. 89.29 1,001 56 -94.41 95 5 -94.74
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 13.65 111,346 293 -99.74 1,637 4 -99.76
2017-12-31 13F-HR GE / General Electric Co. 17.45 3,100 524,700 16,825.81 74 9,156 12,272.97
2017-12-31 13F-HR GSAT / Globalstar, Inc. 1.31 307,145 275,758 -10.22 500 361 -27.80
2017-12-31 13F-HR GSAT / Globalstar, Inc. Call 0.00 7 7 0.00 0 0
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.00 0 1,000 0 26
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.24 7,500 4,100 -45.33 81 42 -48.15
2017-12-31 13F-HR HEI / HEICO Corp. 63.08 1,828 2,679 46.55 139 169 21.58
2017-12-31 13F-HR GEF.B / Greif, Inc. 69.21 5,887 1,575 -73.25 378 109 -71.16
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. 30.00 2,100 100 -95.24 65 3 -95.38
2017-12-31 13F-HR HMST / HomeStreet, Inc. 28.94 17,000 492
2017-12-31 13F-HR IR / Ingersoll-Rand plc 88.00 500 44
2017-12-31 13F-HR FFTY / Academy Funds Trust 33.18 71,616 2,376
2017-12-31 13F-HR INPC / Inphonic Inc 0.00 14,472 0
2017-12-31 13F-HR IBKR / Interactive Brokers Group, Inc. 59.00 3,000 177
2017-12-31 13F-HR IP / International Paper Company Call 55.94 286 16
2017-12-31 13F-HR INVESCO HGH INCM 2023 TARGET TERM CF / (46135X108) 9.70 10,000 97
2017-12-31 13F-HR IOOF HOLDINGS ORD / (Q49809108) 0.00 100 0
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. Call 26.79 112 3
2017-12-31 13F-HR KCAP FINANCIAL 6 12 NTS / (48668E309) 24.91 3,372 84
2017-12-31 13F-HR KND / Kindred Healthcare, Inc. Call 0.00 19 0
2017-12-31 13F-HR IP / International Paper Company 57.92 0 40,000 0 2,317
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.71 36,856 36,856 0.00 1,433 1,390 -3.00
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.57 304 564 85.53 34 68 100.00
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 126.39 0 720 0 91
2017-12-31 13F-HR IBM / International Business Machines Corp. 150.00 100 20 -80.00 14 3 -78.57
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 185.45 193 426 120.73 34 79 132.35
2017-12-31 13F-HR INTC / Intel Corp. Call 0.00 1,300 10 -99.23 49 0 -100.00
2017-12-31 13F-HR JHG / Janus Henderson Group plc 38.26 829,838 938,144 13.05 28,911 35,893 24.15
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.02 0 3,658 0 172
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.25 4,000 61
2017-12-31 13F-HR LFUGY / Li & Fung 0.52 50,000 26
2017-12-31 13F-HR LIBERTY HEALTH SCIENCES ORD / (530562107) 1.60 10,000 16
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 30.00 200 6
2017-12-31 13F-HR LEN.B / Lennar Corp. 51.61 1,003 5,794 477.67 45 299 564.44
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.59 0 46,000 0 487
2017-12-31 13F-HR LSCC / Lattice Semiconductor Corp. 5.78 160,900 121,500 -24.49 838 702 -16.23
2017-12-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 19.88 0 40,000 0 795
2017-12-31 13F-HR LIFESTYLE DELIVERY SYSTEMS ORD / (53224Y104) 1.01 37,500 38
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.00 20,000 460
2017-12-31 13F-HR LPLA / LPL Financial Holdings Inc. 57.00 0 4,000 0 228
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. 8.13 22,500 183
2017-12-31 13F-HR MTZ / MasTec, Inc. 48.80 0 2,500 0 122
2017-12-31 13F-HR MEOH / Methanex Corp. 60.40 0 5,000 0 302
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.55 0 20,000 0 131
2017-12-31 13F-HR MDR / McDermott International, Inc. Call 0.00 0 100 0 0
2017-12-31 13F-HR HRT / Arrhythmia Research Technology, Inc. 3.50 81,065 85,734 5.76 308 300 -2.60
2017-12-31 13F-HR MBLY / Mobileye N.V. Call 58.25 103 103 0.00 6 6 0.00
2017-12-31 13F-HR MVC / MVC Capital, Inc. 10.43 5,659 59
2017-12-31 13F-HR MURGY / Muenchener Rueckver Ges 21.55 3,990 3,990 0.00 85 86 1.18
2017-12-31 13F-HR NEOS / Neos Therapeutics, Inc. 10.14 0 7,000 0 71
2017-12-31 13F-HR UEPS / Net 1 UEPS Technologies, Inc. 11.85 17,217 204
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.92 143,930 54,887 -61.87 1,129 215 -80.96
2017-12-31 13F-HR NJDCY / Nidec Corp. 35.00 6,000 6,000 0.00 184 210 14.13
2017-12-31 13F-HR NYLD / NRG Yield, Inc. 18.50 2,000 37
2017-12-31 13F-HR DCM / NTT DOCOMO, Inc. Put 20.00 50 1
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.32 34,250 559
2017-12-31 13F-HR NUVEEN HG INCM DEC 2019 TRGT TRM CF / (67076E107) 10.00 7,900 79
2017-12-31 13F-HR NKE / Nike, Inc. Put 0.00 1 1 0.00 0 0
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. Call 16.22 0 185 0 3
2017-12-31 13F-HR NVS / Novartis AG 83.96 63,668 205,668 223.03 5,465 17,267 215.96
2017-12-31 13F-HR NVTR / Nuvectra Corporation 7.75 13,740 69,000 402.18 182 535 193.96
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 240.00 1,437 200 -86.08 400 48 -88.00
2017-12-31 13F-HR OCN / Ocwen Financial Corp. 3.13 135,300 423
2017-12-31 13F-HR ORCL / Oracle Corp. Call 40.00 125 5
2017-12-31 13F-HR P / Pandora Media, Inc. Call 0.00 5 5 0.00 0 0
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 20.69 145 145 0.00 3 3 0.00
2017-12-31 13F-HR PSO / Pearson PLC 9.82 0 90,264 0 886
2017-12-31 13F-HR PDVW / pdvWireless, Inc. 32.00 500 1,000 100.00 14 32 128.57
2017-12-31 13F-HR PQ / Petroquest Energy, Inc. 1.84 14,296 12,500 -12.56 32 23 -28.12
2017-12-31 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 16.60 5,000 83
2017-12-31 13F-HR PLUG / Plug Power, Inc. Call 1.74 0 574 0 1
2017-12-31 13F-HR QTNA / Quantenna Communications, Inc. 12.19 16,000 195
2017-12-31 13F-HR GOLD / Randgold Resources Ltd. 98.75 4,000 395
2017-12-31 13F-HR RGC / Regal Entertainment Group 22.99 30,800 708
2017-12-31 13F-HR RPRX / Repros Therapeutics, Inc. 0.36 2,794 1
2017-12-31 13F-HR RICH CIGAR ORD / (76287J102) 0.22 27,269 6
2017-12-31 13F-HR RF / Regions Financial Corp. 17.14 0 3,500 0 60
2017-12-31 13F-HR SGMS / Scientific Games Corp. 50.64 1,165 59
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.60 800 20,000 2,400.00 104 2,712 2,507.69
2017-12-31 13F-HR RUSHB / Rush Enterprises, Inc. 43.96 290 91 -68.62 12 4 -66.67
2017-12-31 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 29.67 3,000 3,000 0.00 94 89 -5.32
2017-12-31 13F-HR SSNHY / Samsung Electronics Co., Ltd. 1,000.00 1 1 0.00 1 1 0.00
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.33 0 1,500 0 101
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 18.72 7,100 11,700 64.79 155 219 41.29
2017-12-31 13F-HR SECURITY DEVICES INTL ORD / (814196101) 0.14 201,200 28
2017-12-31 13F-HR SIGM / Sigma Designs, Inc. 6.83 6,000 41
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. 20.29 0 3,500 0 71
2017-12-31 13F-HR SHOP / Shopify Inc. 100.86 9,500 3,500 -63.16 1,106 353 -68.08
2017-12-31 13F-HR SIEGY / Siemens AG 69.26 0 47,501 0 3,290
2017-12-31 13F-HR SRAQ / Silver Run Acquisition Corporation 9.91 69,829 692
2017-12-31 13F-HR SSNI / Silver Spring Networks, Inc. 16.21 12,152 197
2017-12-31 13F-HR SIMON PROP GRP / (828806885) 69.52 374 26
2017-12-31 13F-HR SOCIAL CPTL HEDOSOPHIA HLD CL A ORD / (G8250R103) 10.00 10,000 100
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 55.86 555 31
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 59.16 524 31
2017-12-31 13F-HR SCBFF / Standard Chartered PLC 10.42 50,000 521
2017-12-31 13F-HR STIFEL FINANCIAL 5 20 SNR NTS / (860630607) 24.92 26,929 671
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.33 0 3,000 0 178
2017-12-31 13F-HR IPOA.U / Social Capital Hedosophia 10.57 62,425 28,000 -55.15 658 296 -55.02
2017-12-31 13F-HR STRP / Straight Path Communications Inc. 181.42 170 226 32.94 30 41 36.67
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.84 0 29,700 0 7,925
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 146.19 1,974 1,115 -43.52 495 163 -67.07
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. 8.72 10,900 10,900 0.00 115 95 -17.39
2017-12-31 13F-HR STT / State Street Corp. 97.50 2,500 3,200 28.00 238 312 31.09
2017-12-31 13F-HR LNCE / Snyders-Lance, Inc. 50.00 0 1,900 0 95
2017-12-31 13F-HR SPG / Simon Property Group, Inc. Call 0.00 4 5 25.00 0 0
2017-12-31 13F-HR TKPPY / TechnipFMC 31.31 0 243,956 0 7,638
2017-12-31 13F-HR TGT / Target Corp. 65.25 0 4,000 0 261
2017-12-31 13F-HR TENCENT-NEW ORD N1 / (G87572163) 51.90 10,000 519
2017-12-31 13F-HR TRTC / Terra Tech Corp. 0.38 60,000 23
2017-12-31 13F-HR TIME / Time Inc. Call 0.00 24 0
2017-12-31 13F-HR TWX / Time Warner, Inc. Put 91.07 2,910 265
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.00 5,000 5,000 0.00 66 70 6.06
2017-12-31 13F-HR TNAV / Telenav, Inc. 5.47 0 16,998 0 93
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.27 2,200 5,500 150.00 750 1,712 128.27
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 300.00 25 50 100.00 5 15 200.00
2017-12-31 13F-HR TS / Tenaris S.A. 31.86 106,500 444,600 317.46 3,015 14,164 369.78
2017-12-31 13F-HR TEF / Telefonica S.A. 9.68 0 100,000 0 968
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 90.82 298 1,079 262.08 30 98 226.67
2017-12-31 13F-HR TSRO / TESARO, Inc. 82.35 4,900 1,530 -68.78 632 126 -80.06
2017-12-31 13F-HR TIME / Time Inc. 18.44 0 75,600 0 1,394
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 14.93 5 201 3,920.00 0 3
2017-12-31 13F-HR TLSNY / Telia Company AB 8.87 70,000 18,600 -73.43 658 165 -74.92
2017-12-31 13F-HR TRCH / Torchlight Energy Resources, Inc. 1.18 4,250 5
2017-12-31 13F-HR TRU / TransUnion Call 40.00 50 2
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 0.00 1 0
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.42 20,600 297
2017-12-31 13F-HR UN / Unilever N.V. 56.30 48,400 2,725
2017-12-31 13F-HR SLCA / U.S. Silica Holdings, Inc. Call 0.00 20 0
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF 26.03 35,000 911
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF Call 0.00 30 0
2017-12-31 13F-HR TOT / Total S.A. 55.28 93,400 93,400 0.00 4,998 5,163 3.30
2017-12-31 13F-HR TRCO / Tribune Media Company 42.46 22,700 90,357 298.05 927 3,837 313.92
2017-12-31 13F-HR TM / Toyota Motor Corp. 127.15 32,350 56,050 73.26 3,855 7,127 84.88
2017-12-31 13F-HR UBS / UBS Group AG 18.39 378,731 523,031 38.10 6,495 9,618 48.08
2017-12-31 13F-HR VER / VEREIT, Inc. 25.00 1,000 1,000 0.00 25 25 0.00
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 21.00 0 3,000 0 63
2017-12-31 13F-HR EDV / Vanguard Extended Duration Treasury ETF 120.39 660 1,246 88.79 77 150 94.81
2017-12-31 13F-HR TIVO / TiVo Inc. 15.00 0 1,000 0 15
2017-12-31 13F-HR USO / United States Oil Fund, LP Put 0.00 40 60 50.00 0 0
2017-12-31 13F-HR UBA / Urstadt Biddle Properties, Inc. 16.67 1,100 1,200 9.09 19 20 5.26
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 32.86 500 700 40.00 12 23 91.67
2017-12-31 13F-HR VWDRY / Vestas Wind Systems A/S 23.06 13,398 309
2017-12-31 13F-HR VTGN / VistaGen Therapeutics, Inc. 1.00 3,000 3
2017-12-31 13F-HR VFC / V.F. Corp. 74.00 0 5,000 0 370
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.57 3,363 12
2017-12-31 13F-HR WEYLAND TECH ORD / (962193108) 4.75 4,000 19
2017-12-31 13F-HR XBKS / Xenith Bankshares, Inc. 32.73 0 886 0 29
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.46 51,500 35,000 -32.04 921 751 -18.46
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 11.97 0 6,100 0 73
2017-12-31 13F-HR CTL / CenturyLink, Inc. Call 15.00 300 200 -33.33 5 3 -40.00
2017-12-31 13F-HR CBS.A / CBS Corp. 55.56 150 54 -64.00 8 3 -62.50
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.67 0 1,500 0 226
2017-12-31 13F-HR WFT / Weatherford International plc 4.00 0 500 0 2
2017-12-31 13F-HR PVH / PVH Corp. 137.20 0 2,500 0 343
2017-12-31 13F-HR EURN / Euronav NV 9.25 236,894 251,894 6.33 1,918 2,330 21.48
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 40.00 33 50 51.52 1 2 100.00
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 153.33 0 300 0 46
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 0.00 7 2 -71.43 0 0
2017-12-31 13F-HR BG / Bunge Ltd. Call 60.00 172 100 -41.86 11 6 -45.45
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 58.25 372 103 -72.31 21 6 -71.43
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 0.00 0 154,000 0 0
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 71.97 0 1,181 0 85
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.09 250,258 264,964 5.88 28,301 31,024 9.62
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Call 116.80 1,881 1,815 -3.51 212 212 0.00
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Put 112.36 299 178 -40.47 33 20 -39.39
2017-12-31 13F-HR GRAM / Grana y Montero S.A.A. 2.80 0 5,000 0 14
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.36 144 427 196.53 12 42 250.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.80 269 489 81.78 21 40 90.48
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 32.53 0 15,000 0 488
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.26 0 11,610 0 212
2017-12-31 13F-HR PX / Praxair, Inc. 154.67 32,886 39,393 19.79 4,595 6,093 32.60
2017-12-31 13F-HR LFL / LATAM Airlines Group S.A. 13.64 10,530 2,200 -79.11 139 30 -78.42
2017-12-31 13F-HR CCC / Calgon Carbon Corp. Call 17.86 150 280 86.67 3 5 66.67
2017-12-31 13F-HR TOELY / Tokyo Electron Ltd. 45.41 4,400 51,200 1,063.64 169 2,325 1,275.74
2017-12-31 13F-HR LN / LINE Corporation 40.96 0 13,500 0 553
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 80.00 1,500 100 -93.33 122 8 -93.44
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.00 6,100 10,500 72.13 316 672 112.66
2017-12-31 13F-HR XLNX / Xilinx, Inc. 67.38 0 9,750 0 657
2017-12-31 13F-HR XLNX / Xilinx, Inc. Call 47.62 18 21 16.67 1 1 0.00
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 85.38 26,461 74,375 181.07 2,272 6,350 179.49
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.70 0 15,996 0 1,067
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.66 89,095 114,695 28.73 4,289 6,155 43.51
2017-12-31 13F-HR HLF / Herbalife Ltd. 0.00 133,900 1 -100.00 9,082 0 -100.00
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 30.00 200 100 -50.00 7 3 -57.14
2017-12-31 13F-HR GLPG / Galapagos N.V. 93.71 17,200 20,200 17.44 1,750 1,893 8.17
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.39 276 506 83.33 34 68 100.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 286.49 151 370 145.03 51 106 107.84
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.29 41,100 35,000 -14.84 412 360 -12.62
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 10.00 30 100 233.33 0 1
2017-12-31 13F-HR CUDA / Barracuda Networks, Inc. 27.49 0 31,683 0 871
2017-12-31 13F-HR P / Pandora Media, Inc. 4.80 16,000 14,800 -7.50 123 71 -42.28
2017-12-31 13F-HR STRP / Straight Path Communications Inc. Call 176.47 27 17 -37.04 4 3 -25.00
2017-12-31 13F-HR MIELY / Mitsubishi Electric Corp. 33.20 5,000 5,000 0.00 156 166 6.41
2017-12-31 13F-HR BBL / BHP Billiton Plc 40.28 0 18,993 0 765
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. Call 57.14 400 35 -91.25 21 2 -90.48
2017-12-31 13F-HR OCLR / Oclaro, Inc 6.67 0 3,000 0 20
2017-12-31 13F-HR OCLR / Oclaro, Inc Call 5.56 36 180 400.00 0 1
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. 20.41 147 147 0.00 3 3 0.00
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 0.00 2,110 110 -94.79 17 0 -100.00
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.61 5,100 5,100 0.00 213 202 -5.16
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.12 0 25,000 0 78
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.15 9,200 9,200 0.00 77 75 -2.60
2017-12-31 13F-HR HSNI / HSN, Inc. 40.35 0 388,145 0 15,661
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 498,138 315,768 -36.61 51,034 28,883 -43.40
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.84 35,800 62,100 73.46 2,371 4,337 82.92
2017-12-31 13F-HR ADI / Analog Devices, Inc. 88.95 0 3,249 0 289
2017-12-31 13F-HR QSR / Restaurant Brands International Inc. Put 50.00 100 60 -40.00 6 3 -50.00
2017-12-31 13F-HR MFGP / Micro Focus International plc 33.59 698,924 959,618 37.30 22,295 32,233 44.58
2017-12-31 13F-HR SMTC / Semtech Corp. 34.16 16,344 16,600 1.57 613 567 -7.50
2017-12-31 13F-HR GE / General Electric Co. Call 17.38 200 3,625 1,712.50 4 63 1,475.00
2017-12-31 13F-HR BB / Blackberry Limited 10.00 30,000 500 -98.33 335 5 -98.51
2017-12-31 13F-HR PZE / Petrobras Argentina S.A. 13.58 15,139 20,910 38.12 191 284 48.69
2017-12-31 13F-HR BELFB / Bel Fuse Inc. 21.67 1,632 923 -43.44 43 20 -53.49
2017-12-31 13F-HR TIDE / Tidelands Oil & Gas Corp. 0.00 526,323 526,323 0.00 0 0
2017-12-31 13F-HR BAC / Bank of America Corp. 29.50 30,680 10,000 -67.41 777 295 -62.03
2017-12-31 13F-HR FNBC / First NBC Bank Holding Company 0.00 38,500 20,000 -48.05 0 0
2017-12-31 13F-HR OKE / ONEOK, Inc. 0.00 3 3 0.00 0 0
2017-12-31 13F-HR MON / Monsanto Co. Call 116.49 784 970 23.72 93 113 21.51
2017-12-31 13F-HR QTNT / Quotient Limited 4.93 51,500 33,500 -34.95 253 165 -34.78
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.69 1,713 1,010 -41.04 47 31 -34.04
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.61 4,177 5,501 31.70 507 680 34.12
2017-12-31 13F-HR NPSNY / Naspers Ltd. 56.60 400 5,000 1,150.00 17 283 1,564.71
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.89 56,301 1,800 -96.80 1,672 115 -93.12
2017-12-31 13F-HR SPNE / SeaSpine Holdings Corporation 10.12 59,102 102,500 73.43 663 1,037 56.41
2017-12-31 13F-HR MA / MasterCard Incorporated 151.33 350 1,500 328.57 49 227 363.27
2017-12-31 13F-HR SQNS / Sequans Communications S.A. 1.91 37,538 44,038 17.32 117 84 -28.21
2017-12-31 13F-HR NETS / Netshoes (Cayman) Limited 7.50 2,000 1,200 -40.00 26 9 -65.38
2017-12-31 13F-HR CBIO / Catalyst Biosciences Inc. 13.00 4,673 1,000 -78.60 23 13 -43.48
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 34.08 18,000 495,200 2,651.11 532 16,876 3,072.18
2017-12-31 13F-HR DRAM / Dataram Corp. 1.50 0 2,000 0 3
2017-12-31 13F-HR ZLAB / Zai Lab Limited 20.75 5,100 1,301 -74.49 137 27 -80.29
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 55.60 24,005 15,000 -37.51 1,088 834 -23.35
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.99 628,077 674,587 7.41 39,223 45,190 15.21
2017-12-31 13F-HR GTE / Gran Tierra Energy, Inc. 2.67 18,000 18,000 0.00 41 48 17.07
2017-12-31 13F-HR SNAP / Snapchat, Inc. 13.33 1,100 300 -72.73 15 4 -73.33
2017-12-31 13F-HR SNNY / Sunnyside Bancorp Inc 16.93 2,500 7,500 200.00 38 127 234.21
2017-12-31 13F-HR DDR / DDR Corp. 7.69 650 390 -40.00 5 3 -40.00
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.61 30,000 21,700 -27.67 1,482 1,120 -24.43
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.58 1,000 1,989 98.90 91 210 130.77
2017-12-31 13F-HR CBK / Christopher & Banks Corp. 1.24 25,000 25,000 0.00 34 31 -8.82
2017-12-31 13F-HR SHPG / Shire Plc. 155.12 106,246 474,460 346.57 16,270 73,598 352.35
2017-12-31 13F-HR TWTR / Twitter, Inc. 23.97 24,500 5,800 -76.33 413 139 -66.34
2017-12-31 13F-HR FRED / Fred's, Inc. 4.00 10,000 3,000 -70.00 64 12 -81.25
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,168.33 1,039 600 -42.25 998 701 -29.76
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.53 10,250 3,400 -66.83 638 267 -58.15
2017-12-31 13F-HR AKRX / Akorn, Inc. 32.23 11,190 89,090 696.16 371 2,871 673.85
2017-12-31 13F-HR III / Information Services Group, Inc. 4.16 180,698 152,958 -15.35 726 637 -12.26
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C 40.00 1,100 1,000 -9.09 44 40 -9.09
2017-12-31 13F-HR LNEGY / Linde AG 21.64 311,515 334,820 7.48 6,404 7,246 13.15
2017-12-31 13F-HR MS / Morgan Stanley 52.46 1,000 6,500 550.00 48 341 610.42
2017-12-31 13F-HR RHHBY / Roche Holding Ltd 31.58 8,401 30,400 261.86 268 960 258.21
2017-12-31 13F-HR GIS / General Mills, Inc. Put 54.55 435 55 -87.36 22 3 -86.36
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 112.33 0 3,000 0 337
2017-12-31 13F-HR LULU / lululemon athletica inc. Call 110 0 -100.00 3 0 -100.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust Put 240 0 -100.00 31 0 -100.00
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 185 0 -100.00 9 0 -100.00
2017-12-31 13F-HR VELOCITYSHARES 3X LNG NTRL GS ETN / (22539T324) 4,000 0 -100.00 46 0
2017-12-31 13F-HR B. RILEY FINCL / (05580M306) 700 0 -100.00 17 0
2017-12-31 13F-HR SOLVAY SPON ADR / (834437303) 1 0 -100.00 0 0
2017-12-31 13F-HR SQUARE ENIX ORD / (J7659R109) 200 0 -100.00 7 0
2017-12-31 13F-HR ALR / Alere Inc. 18,282 0 -100.00 7,331 0 -100.00
2017-12-31 13F-HR ROKU / Roku Inc 1,500 0 -100.00 39 0 -100.00
2017-12-31 13F-HR FSNN / Fusion Telecommunications International, Inc. 49,997 0 -100.00 135 0 -100.00
2017-12-31 13F-HR MSG / The Madison Square Garden Company 200 0 -100.00 42 0 -100.00
2017-12-31 13F-HR GIMO / Gigamon Inc. 4,695 0 -100.00 197 0 -100.00
2017-12-31 13F-HR PTCT / PTC Therapeutics, Inc. Call 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SSREY / Swiss Re Ltd 31,000 0 -100.00 703 0 -100.00
2017-12-31 13F-HR DISH / DISH Network Corp. 2,000 0 -100.00 108 0 -100.00
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 500 0 -100.00 48 0 -100.00
2017-12-31 13F-HR MANU / Manchester United Ltd. 1,515 0 -100.00 27 0 -100.00
2017-12-31 13F-HR NDRM / NeuroDerm Ltd. 700 0 -100.00 27 0 -100.00
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 36,950 0 -100.00 2,126 0 -100.00
2017-12-31 13F-HR SINA / Sina Corp. 700 0 -100.00 80 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. 2,800 0 -100.00 248 0 -100.00
2017-12-31 13F-HR ABBV / AbbVie Inc. Call 200 0 -100.00 8 0 -100.00
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 10,913 0 -100.00 231 0 -100.00
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 1,000 0 -100.00 48 0 -100.00
2017-12-31 13F-HR HIVE / Aerohive Networks, Inc. Call 60 0 -100.00 0 0
2017-12-31 13F-HR ALB / Albemarle Corp. Put 40 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ALGN / Align Technology, Inc. Call 5 0 -100.00 0 0
2017-12-31 13F-HR ALGN / Align Technology, Inc. Put 20 0 -100.00 3 0 -100.00
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 16 0 -100.00 15 0 -100.00
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Call 32 0 -100.00 30 0 -100.00
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. Put 36 0 -100.00 0 0
2017-12-31 13F-HR AVD / American Vanguard Corp. 2,800 0 -100.00 64 0 -100.00
2017-12-31 13F-HR ANPDY / Anta Sports Products Ltd. 600 0 -100.00 63 0 -100.00
2017-12-31 13F-HR APO / Apollo Global Management LLC 19,500 0 -100.00 586 0 -100.00
2017-12-31 13F-HR ANZBY / Australia & New Zealand Banking Group Ltd. 20,000 0 -100.00 467 0 -100.00
2017-12-31 13F-HR AT / Atlantic Power Corp. 30,128 0 -100.00 73 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 6,000 0 -100.00 56 0 -100.00
2017-12-31 13F-HR ADSK / Autodesk, Inc. Call 11 0 -100.00 1 0 -100.00
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. Call 15 0 -100.00 0 0
2017-12-31 13F-HR BIDU / Baidu, Inc. Call 1 0 -100.00 0 0
2017-12-31 13F-HR BAC / Bank of America Corp. Call 20 0 -100.00 0 0
2017-12-31 13F-HR BZUN / Baozun Inc. Call 200 0 -100.00 6 0 -100.00
2017-12-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 500 0 -100.00 12 0 -100.00
2017-12-31 13F-HR BGNE / BeiGene, Ltd. 250 0 -100.00 25 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. Call 1 0 -100.00 0 0
2017-12-31 13F-HR CALD / Callidus Software, Inc. 520 0 -100.00 12 0 -100.00
2017-12-31 13F-HR CPB / Campbell Soup Co. Put 30 0 -100.00 1 0 -100.00
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc 1,000 0 -100.00 20 0 -100.00
2017-12-31 13F-HR CPE / Callon Petroleum Co. 2,000 0 -100.00 22 0 -100.00
2017-12-31 13F-HR CACQ / Caesars Acquisition Co. 5,769 0 -100.00 123 0 -100.00
2017-12-31 13F-HR CRI / Carter's, Inc. 400 0 -100.00 39 0 -100.00
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. 87,200 0 -100.00 490 0 -100.00
2017-12-31 13F-HR CLLS / Cellectis S.A. Call 110 0 -100.00 3 0 -100.00
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. Call 100 0 -100.00 0 0
2017-12-31 13F-HR CHL / China Mobile Ltd. 10,000 0 -100.00 505 0 -100.00
2017-12-31 13F-HR CHUY / Chuy's Holdings, Inc. 400 0 -100.00 8 0 -100.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 1,000 0 -100.00 33 0 -100.00
2017-12-31 13F-HR CLB / Core Laboratories N.V. Put 4 0 -100.00 0 0
2017-12-31 13F-HR CMRE / Costamare Inc. 17,244 0 -100.00 106 0 -100.00
2017-12-31 13F-HR CSGP / Costar Group, Inc. 50 0 -100.00 13 0 -100.00
2017-12-31 13F-HR DSNKY / Daiichi Sankyo Co., Ltd. 3,500 0 -100.00 79 0 -100.00
2017-12-31 13F-HR DVA / DaVita HealthCare Partners Inc. Call 150 0 -100.00 8 0 -100.00
2017-12-31 13F-HR DESP / Despegar.com, Corp. 1,000 0 -100.00 32 0 -100.00
2017-12-31 13F-HR DB / Deutsche Bank AG Call 700 0 -100.00 12 0 -100.00
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. Call 6 0 -100.00 0 0
2017-12-31 13F-HR DDS / Dillard's, Inc. Put 70 0 -100.00 3 0 -100.00
2017-12-31 13F-HR DX / Dynex Capital, Inc. 3,000 0 -100.00 73 0 -100.00
2017-12-31 13F-HR ELF / e.l.f. Beauty, Inc. Call 186 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ESV / Ensco plc Call 210 0 -100.00 1 0 -100.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 100 0 -100.00 4 0 -100.00
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 142 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FNFV / Fidelity National Financial, Inc. 7,390 0 -100.00 126 0 -100.00
2017-12-31 13F-HR FPO / First Potomac Realty Trust 30,000 0 -100.00 334 0 -100.00
2017-12-31 13F-HR FND / Floor & Decor Holdings, Inc. 3,000 0 -100.00 116 0 -100.00
2017-12-31 13F-HR GME / GameStop Corp. Call 300 0 -100.00 6 0 -100.00
2017-12-31 13F-HR GEAGY / GEA Group AG 23,700 0 -100.00 1,080 0 -100.00
2017-12-31 13F-HR GKOS / Glaukos Corp. 500 0 -100.00 16 0 -100.00
2017-12-31 13F-HR GOGO / Gogo Inc. Put 36 0 -100.00 0 0
2017-12-31 13F-HR SUPV / Grupo Supervielle S.A. 400 0 -100.00 9 0 -100.00
2017-12-31 13F-HR HK / Halcon Resources Corporation 9,000 0 -100.00 61 0 -100.00
2017-12-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 3,935 0 -100.00 273 0 -100.00
2017-12-31 13F-HR HUN / Huntsman Corp. 358,144 0 -100.00 9,820 0 -100.00
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 8,868 0 -100.00 1,042 0 -100.00
2017-12-31 13F-HR IMMR / Immersion Corporation Call 200 0 -100.00 0 0
2017-12-31 13F-HR PI / Impinj, Inc. Call 10 0 -100.00 0 0
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 2,983 0 -100.00 251 0 -100.00
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Put 358 0 -100.00 1 0 -100.00
2017-12-31 13F-HR JCI / Johnson Controls International plc Call 86 0 -100.00 3 0 -100.00
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 8,900 0 -100.00 251 0 -100.00
2017-12-31 13F-HR KDMN / Kadmon Holdings, Inc. 2,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 379,510 0 -100.00 68,239 0 -100.00
2017-12-31 13F-HR KKR / KKR & CO. L.P. 25,000 0 -100.00 508 0 -100.00
2017-12-31 13F-HR KKR / KKR & CO. L.P. Call 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR KSS / Kohl's Corp. Put 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR KWEB / KraneShares CSI China Internet ETF Put 18 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 40,645 0 -100.00 1,548 0 -100.00
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 2,146 0 -100.00 171 0 -100.00
2017-12-31 13F-HR LOXO / Loxo Oncology, Inc. 500 0 -100.00 46 0 -100.00
2017-12-31 13F-HR MLM / Martin Marietta Materials, Inc. Call 10 0 -100.00 2 0 -100.00
2017-12-31 13F-HR MXPT / MaxPoint Interactive, Inc. 20,654 0 -100.00 286 0 -100.00
2017-12-31 13F-HR MFS INVESTMENT GRADE MUNICIPAL CF / (59318B108) 4,532 0 -100.00 45 0
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. Call 20 0 -100.00 1 0 -100.00
2017-12-31 13F-HR MNST / Monster Beverage Corporation New Call 169 0 -100.00 9 0 -100.00
2017-12-31 13F-HR NEFF / Neff Corp. 4,093 0 -100.00 102 0 -100.00
2017-12-31 13F-HR DCM / NTT DOCOMO, Inc. 20,000 0 -100.00 455 0 -100.00
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. Put 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PRTK / Paratek Pharmaceuticals, Inc. 40,700 0 -100.00 1,021 0 -100.00
2017-12-31 13F-HR PRTK / Paratek Pharmaceuticals, Inc. Call 945 0 -100.00 23 0 -100.00
2017-12-31 13F-HR PRTY / Party City Holdco Inc. 1,000 0 -100.00 13 0 -100.00
2017-12-31 13F-HR PFE / Pfizer, Inc. Call 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR PCG / PG&E Corp. Call 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PILBF / PILBARA MINERALS LTD 20,000 0 -100.00 10 0 -100.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust Call 15 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PTC / PTC Inc. 6,001 0 -100.00 337 0 -100.00
2017-12-31 13F-HR PQG / PQ Group Holdings Inc. 3,246 0 -100.00 55 0 -100.00
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 24,110 0 -100.00 330 0 -100.00
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 1,473 0 -100.00 124 0 -100.00
2017-12-31 13F-HR O / Realty Income Corp. 300 0 -100.00 17 0 -100.00
2017-12-31 13F-HR RGEN / Repligen Corp. Call 60 0 -100.00 2 0 -100.00
2017-12-31 13F-HR RMD / ResMed Inc. 102,553 0 -100.00 7,892 0 -100.00
2017-12-31 13F-HR RLJ / RLJ Lodging Trust Call 1 0 -100.00 0 0
2017-12-31 13F-HR SNY / Sanofi 1 0 -100.00 0 0
2017-12-31 13F-HR SN / Sanchez Energy Corporation Call 400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 1,500 0 -100.00 19 0 -100.00
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. Put 7 0 -100.00 0 0
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 40,000 0 -100.00 750 0 -100.00
2017-12-31 13F-HR TRU / TransUnion 6,530 0 -100.00 308 0 -100.00
2017-12-31 13F-HR DIS / The Walt Disney Co. 1,500 0 -100.00 147 0 -100.00
2017-12-31 13F-HR WB / Weibo Corporation Call 3 0 -100.00 0 0
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. Put 58 0 -100.00 0 0
2017-12-31 13F-HR WYNMY / Wynn Macau Ltd. 3,960 0 -100.00 109 0 -100.00
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 5,716 0 -100.00 10 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 2,000 0 -100.00 123 0 -100.00
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 11,320 0 -100.00 471 0 -100.00
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 100 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ROX / Castle Brands, Inc. 7,500 0 -100.00 10 0 -100.00
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 2,000 0 -100.00 81 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. Call 191 0 -100.00 9 0 -100.00
2017-12-31 13F-HR TRCO / Tribune Media Company Put 200 0 -100.00 8 0 -100.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 1,500 0 -100.00 16 0 -100.00
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. 5,000 0 -100.00 26 0 -100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. 5,542 0 -100.00 415 0 -100.00
2017-12-31 13F-HR DATA / Tableau Software, Inc. Call 56 0 -100.00 4 0 -100.00
2017-12-31 13F-HR FB / Facebook, Inc. Call 4 0 -100.00 0 0
2017-12-31 13F-HR JD / JD.com, Inc. Call 522 0 -100.00 19 0 -100.00
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 812 0 -100.00 125 0 -100.00
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 1,339 0 -100.00 90 0 -100.00
2017-12-31 13F-HR MSGN / MSG Networks Inc. 1,500 0 -100.00 31 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 200 0 -100.00 34 0 -100.00
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 100 0 -100.00 0 0
2017-12-31 13F-HR HCHC / HC2 Holdings, Inc. 10,000 0 -100.00 52 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 383,956 0 -100.00 8,255 0 -100.00
2017-12-31 13F-HR SN / Sanchez Energy Corporation 3,200 0 -100.00 15 0 -100.00
2017-12-31 13F-HR ON / ON Semiconductor Corporation 2,000 0 -100.00 36 0 -100.00
2017-12-31 13F-HR RDUS / Radius Health, Inc. 6,900 0 -100.00 265 0 -100.00
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 2,800 0 -100.00 60 0 -100.00
2017-12-31 13F-HR MOH / Molina Healthcare, Inc. 1,500 0 -100.00 103 0 -100.00
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 3,000 0 -100.00 216 0 -100.00
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) Call 10 0 -100.00 1 0 -100.00
2017-12-31 13F-HR WLMIY / Wilmar International, Ltd. 2,300 0 -100.00 54 0 -100.00
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR SMI / Semiconductor Manufacturing International Corp. 20,000 0 -100.00 111 0 -100.00
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. Call 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SAN / Banco Santander S.A. 80 0 -100.00 0 0
2017-12-31 13F-HR AAL / American Airlines Group Inc. 2,000 0 -100.00 94 0 -100.00
2017-12-31 13F-HR NVDA / NVIDIA Corp. Put 3 0 -100.00 0 0
2017-12-31 13F-HR DISH / DISH Network Corp. Call 25 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TTDKY / TDK Corp. 13,200 0 -100.00 897 0 -100.00
2017-12-31 13F-HR PKY / Parkway Properties, Inc. 7,016 0 -100.00 161 0 -100.00
2017-12-31 13F-HR YPF / YPF Sociedad Anonima 5,000 0 -100.00 111 0 -100.00
2017-12-31 13F-HR CARS / Cars.com Inc 23,857 0 -100.00 634 0 -100.00
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 1,000 0 -100.00 56 0 -100.00
2017-12-31 13F-HR MITSY / Mitsui & Co., Ltd. 2,000 0 -100.00 592 0 -100.00
2017-12-31 13F-HR XYL / Xylem, Inc. 2,800 0 -100.00 175 0 -100.00
2017-12-31 13F-HR GPRE / Green Plains Inc. 50,800 0 -100.00 1,023 0 -100.00
2017-12-31 13F-HR DWAHY / Daiwa House Industry Co. Ltd. 3,500 0 -100.00 122 0 -100.00
2017-12-31 13F-HR SYY / SYSCO Corp. Put 15 0 -100.00 0 0
2017-12-31 13F-HR BIDU / Baidu, Inc. 9,000 0 -100.00 2,229 0 -100.00
2017-12-31 13F-HR W / Wayfair, Inc. 1,000 0 -100.00 67 0 -100.00
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 2,100 0 -100.00 132 0 -100.00
2017-12-31 13F-HR FIVE / Five Below, Inc. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR TOTDY / Toto Ltd. 1,700 0 -100.00 67 0 -100.00
2017-12-31 13F-HR INCY / Incyte Corp. 3,200 0 -100.00 373 0 -100.00
2017-12-31 13F-HR FSLR / First Solar, Inc. Call 5 0 -100.00 0 0
2017-12-31 13F-HR JGCCY / JGC Corp. 5,300 0 -100.00 171 0 -100.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 15 0 -100.00 27 0 -100.00
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 4,000 0 -100.00 20 0 -100.00
2017-12-31 13F-HR WDC / Western Digital Corp. Call 20 0 -100.00 1 0 -100.00
2017-12-31 13F-HR NOMD / Nomad Foods Ltd. 19,150 0 -100.00 279 0 -100.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 5,000 0 -100.00 63 0 -100.00
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 600 0 -100.00 87 0 -100.00
2017-12-31 13F-HR WSTC / West Corp. 700 0 -100.00 16 0 -100.00
2017-12-31 13F-HR ORBK / Orbotech Ltd. 3,000 0 -100.00 126 0 -100.00
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AHP / Ashford Hospitality Prime, Inc. 1,000 0 -100.00 9 0 -100.00
2017-12-31 13F-HR PLUG / Plug Power, Inc. 27,300 0 -100.00 71 0 -100.00
2017-12-31 13F-HR MDT / Medtronic plc 1,000 0 -100.00 77 0 -100.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 2,500 0 -100.00 193 0 -100.00
2017-12-31 13F-HR AAPL / Apple, Inc. Call 370 0 -100.00 28 0 -100.00
2017-12-31 13F-HR AAPL / Apple, Inc. Put 55 0 -100.00 8 0 -100.00
2017-12-31 13F-HR SLV / iShares Silver Trust 100 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 100 0 -100.00 0 0
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 7,000 0 -100.00 231 0 -100.00
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 380 0 -100.00 56 0 -100.00
2017-12-31 13F-HR TRMB / Trimble Navigation Ltd. 6,800 0 -100.00 266 0 -100.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. Call 30 0 -100.00 2 0 -100.00
2017-12-31 13F-HR GWLLY / Great Wall Motor Company, Ltd. 6,000 0 -100.00 77 0 -100.00
2017-12-31 13F-HR V / Visa, Inc. 464 0 -100.00 48 0 -100.00
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 1,000 0 -100.00 34 0 -100.00
2017-12-31 13F-HR PI / Impinj, Inc. 500 0 -100.00 20 0 -100.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 19,900 0 -100.00 1,036 0 -100.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. Call 8 0 -100.00 0 0
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. Put 35 0 -100.00 1 0 -100.00
2017-12-31 13F-HR USFD / US Foods Holding Corp. 200 0 -100.00 5 0 -100.00
2017-12-31 13F-HR CVS / CVS Health Corporation Put 20 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SBBX / Sussex Bancorp, Inc. 13,000 0 -100.00 308 0 -100.00
2017-12-31 13F-HR CSLLY / CSL Ltd. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR OMC / Omnicom Group, Inc. 1,330 0 -100.00 98 0 -100.00
2017-12-31 13F-HR CLX / Clorox Company (The) Put 40 0 -100.00 5 0 -100.00
2017-12-31 13F-HR HINOY / Hino Motors Ltd. 200 0 -100.00 24 0 -100.00
2017-12-31 13F-HR USO / United States Oil Fund, LP 1,000 0 -100.00 10 0 -100.00
2017-12-31 13F-HR SNAP / Snapchat, Inc. Call 65 0 -100.00 0 0
2017-12-31 13F-HR ATH / Athene Holding Ltd 11,095 0 -100.00 597 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 14,075 0 -100.00 687 0 -100.00
2017-12-31 13F-HR STM / STMicroelectronics N.V. 2,250 0 -100.00 43 0 -100.00
2017-12-31 13F-HR VNTV / Vantiv, Inc. 3,200 0 -100.00 225 0 -100.00
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 6,000 0 -100.00 276 0 -100.00
2017-12-31 13F-HR BF.B / Brown-Forman Corp. 200 0 -100.00 10 0 -100.00
2017-12-31 13F-HR KRNT / Kornit Digital Ltd. 800 0 -100.00 12 0 -100.00
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 3 0 -100.00 0 0
2017-12-31 13F-HR ORCL / Oracle Corp. 36,117 0 -100.00 1,746 0 -100.00
2017-12-31 13F-HR ABX / Barrick Gold Corp. Call 70 0 -100.00 1 0 -100.00
2017-12-31 13F-HR ALPMY / Astellas Pharma, Inc. 49,000 0 -100.00 621 0 -100.00
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 3,400 0 -100.00 26 0 -100.00
2017-12-31 13F-HR C / Citigroup, Inc. 6,900 0 -100.00 501 0 -100.00
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Put 50 0 -100.00 7 0 -100.00
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. Call 15 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 2,700 0 -100.00 111 0 -100.00
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 9,250 0 -100.00 223 0 -100.00
2017-12-31 13F-HR VSM / Versum Materials, Inc. 1,100 0 -100.00 42 0 -100.00
2017-12-31 13F-HR NUE / Nucor Corp. 500 0 -100.00 28 0 -100.00
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) Put 161 0 -100.00 14 0 -100.00
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 250 0 -100.00 48 0 -100.00
2017-12-31 13F-HR BOTZ / Global X Funds 13,000 0 -100.00 282 0 -100.00
2017-12-31 13F-HR YCS / ProShares UltraShort Yen Put 13 0 -100.00 0 0
2017-12-31 13F-HR WP / Worldpay, Inc. Call 0.00 10 0