Current Holdings (from 13F, 13D)

InvestorFinancial Architects, Inc
Portfolio Value$ 698,049,000
Current Positions1,482
Opened Positions5
Closed Positions191

Financial Architects, Inc has disclosed 1,482 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 698,049,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Financial Architects, Inc's top holdings are Berkshire Hathaway, Inc. (NYSE:BRK.B) , Guggenheim S&P 500 Equal Weight ETF (NYSE:RSP) , JPMorgan Chase & Co. (NYSE:JPM) , SPDR Financial Select Sector ETF (NYSE:XLF) , and SPDR S&P Midcap 400 ETF (NYSE:MDY) . Financial Architects, Inc's new positions include SPDR S&P Midcap 400 ETF (NYSE:MDY) , TripAdvisor, Inc. (NASDAQ:TRIP) , iShares Russell 1000 Growth ETF (NYSE:IWF) , Berkshire Hathaway, Inc. (NYSE:BRK.A) , and Johnson & Johnson (NYSE:JNJ) .


All Financial Architects, Inc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-01. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR/A VEON / VEON Ltd. ADS 4.21 950 950 0.00 4 4 0.00
2017‑09‑30 13F-HR/A WEAT / Teucrium Wheat Fund 18.00 500 9
2017‑09‑30 13F-HR/A MFGP / Micro Focus International plc 40.00 25 1
2017‑09‑30 13F-HR/A RYDEX ETF TRUST / GUG S&P500 EWCON (78355W874) 122.57 52,908 48,397 -8.53 6,600 5,932 -10.12
2017‑09‑30 13F-HR/A ISHARES INC / MSCI JPN ETF NEW Call (46434G822) 55.83 1,200 1,200 0.00 64 67 4.69
2017‑09‑30 13F-HR/A HSBC / HSBC Holdings Plc 48.86 0 614 -38.60 0 30 15.38
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG BULSH 2021 (18383M266) 21.40 6,745 8,130 20.53 144 174 20.83
2017‑09‑30 13F-HR/A VANECK VECTORS ETF TR / PHARMACEUTICAL (92189F692) 57.14 70 70 0.00 4 4 0.00
2017‑09‑30 13F-HR/A VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 18.57 1,368 754 -44.88 26 14 -46.15
2017‑09‑30 13F-HR/A NUVEEN TX ADV TOTAL RET STRG / (67090H102) 14.00 1,000 1,000 0.00 13 14 7.69
2017‑09‑30 13F-HR/A ISHARES TR / GLB CNSM STP ETF (464288737) 105.26 95 95 0.00 10 10 0.00
2017‑09‑30 13F-HR/A POWERSHARES ETF TRUST / DYN SFTWR PORT (73935X773) 61.77 1,538 1,538 0.00 86 95 10.47
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG INSDR SENT (18383M209) 60.00 150 150 0.00 8 9 12.50
2017‑09‑30 13F-HR/A CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.66 8,200 8,200 0.00 70 71 1.43
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE TRADED FD / NASDAQ BK ETF (33738R860) 27.62 2,202 2,136 -3.00 58 59 1.72
2017‑09‑30 13F-HR/A BLACKROCK ENH CAP & INC FD I / (09256A109) 15.57 500 4,945 889.00 7 77 1,000.00
2017‑09‑30 13F-HR/A PROSHARES TR / ULTSHRT QQQ (74348A426) 15.45 4,400 4,400 0.00 77 68 -11.69
2017‑09‑30 13F-HR/A J P MORGAN EXCHANGE TRADED F / JPMORGAN DIVER (46641Q407) 67.17 2,395 2,650 10.65 156 178 14.10
2017‑09‑30 13F-HR/A DHS / WisdomTree U.S. High Dividend Fund 70.08 2,169 2,169 0.00 148 152 2.70
2017‑09‑30 13F-HR/A DBX ETF TR / XTRAK MSCI EMKT (233051101) 20.00 80 100 25.00 2 2 0.00
2017‑09‑30 13F-HR/A DIREXION SHS ETF TR / DLY GOLD INDX 3X (25460E844) 32.00 350 250 -28.57 11 8 -27.27
2017‑09‑30 13F-HR/A WISDOMTREE TR / ITL HIGH DIV FD (97717W802) 43.73 11,625 11,228 -3.42 485 491 1.24
2017‑09‑30 13F-HR/A RYDEX ETF TRUST / GUGGENHEIM SP (78355W486) 27.39 4,050 2,775 -31.48 110 76 -30.91
2017‑09‑30 13F-HR/A J P MORGAN EXCHANGE TRADED F / DIVRSFD RT EUR (46641Q704) 28.33 1,800 1,800 0.00 49 51 4.08
2017‑09‑30 13F-HR/A CEL SCI CORP / COM PAR NEW (150837607) 0.00 10 10 0.00 0 0
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE TRADED FD / DORSEY WRIGHT (33738R886) 21.27 3,896 3,997 2.59 77 85 10.39
2017‑09‑30 13F-HR/A WISDOMTREE TR / US TOTAL DIVIDND (97717W109) 87.86 1,400 1,400 0.00 119 123 3.36
2017‑09‑30 13F-HR/A ISHARES / RUS TP200 VL ETF (464289420) 52.63 152 152 0.00 7 8 14.29
2017‑09‑30 13F-HR/A DDD / 3 D Systems Corp. 13.21 950 2,650 178.95 18 35 94.44
2017‑09‑30 13F-HR/A ABBV / AbbVie Inc. 88.87 27,659 27,028 -2.28 2,006 2,402 19.74
2017‑09‑30 13F-HR/A ANF / Abercrombie & Fitch Co. 14.47 1,451 1,451 0.00 18 21 16.67
2017‑09‑30 13F-HR/A ACN / Accenture plc 134.86 2,989 2,966 -0.77 370 400 8.11
2017‑09‑30 13F-HR/A ATVI / Activision Blizzard, Inc. 64.81 473 432 -8.67 27 28 3.70
2017‑09‑30 13F-HR/A ADNT / Adient plc 82.19 73 73 0.00 5 6 20.00
2017‑09‑30 13F-HR/A ADBE / Adobe Systems, Inc. 149.40 2,704 1,660 -38.61 382 248 -35.08
2017‑09‑30 13F-HR/A AAPJ / AAP, Inc. 99.07 0 3,129 0 310
2017‑09‑30 13F-HR/A AMD / Advanced Micro Devices, Inc. 12.50 3,300 2,240 -32.12 41 28 -31.71
2017‑09‑30 13F-HR/A ALXN / Alexion Pharmaceuticals, Inc. 142.86 26 126 384.62 3 18 500.00
2017‑09‑30 13F-HR/A BABA / Alibaba Group Holding Limited Call 166.42 2,200 5,300 140.91 310 882 184.52
2017‑09‑30 13F-HR/A BABA / Alibaba Group Holding Limited 172.45 1,721 1,902 10.52 242 328 35.54
2017‑09‑30 13F-HR/A Y / Alleghany Corp. 551.72 175 145 -17.14 104 80 -23.08
2017‑09‑30 13F-HR/A ATI / Allegheny Technologies, Inc. 23.84 7,000 7,300 4.29 119 174 46.22
2017‑09‑30 13F-HR/A ALL.PRA / Allstate Corp. (The) 92.16 447 727 62.64 40 67 67.50
2017‑09‑30 13F-HR/A GOOGL / Alphabet Inc. Class A 973.55 1,558 2,231 43.20 1,448 2,172 50.00
2017‑09‑30 13F-HR/A GOOG / Alphabet Inc. Class C 959.48 1,505 1,604 6.58 1,367 1,539 12.58
2017‑09‑30 13F-HR/A AABA / Altaba Inc 65.00 650 600 -7.69 35 39 11.43
2017‑09‑30 13F-HR/A MO / Altria Group, Inc. 63.45 15,412 17,574 14.03 1,148 1,115 -2.87
2017‑09‑30 13F-HR/A AMZN / Amazon.com, Inc. 961.23 1,014 1,728 70.41 982 1,661 69.14
2017‑09‑30 13F-HR/A ACC / American Campus Communities, Inc. 45.11 409 399 -2.44 20 18 -10.00
2017‑09‑30 13F-HR/A AEP / American Electric Power Company, Inc. 70.24 4,143 4,143 0.00 288 291 1.04
2017‑09‑30 13F-HR/A AXP / American Express Co. 90.46 2,451 2,410 -1.67 206 218 5.83
2017‑09‑30 13F-HR/A AIG / American International Group, Inc. 61.21 2,680 3,480 29.85 168 213 26.79
2017‑09‑30 13F-HR/A ABC / AmerisourceBergen Corp. 81.68 986 808 -18.05 93 66 -29.03
2017‑09‑30 13F-HR/A APC / Anadarko Petroleum Corp. 48.70 1,985 1,540 -22.42 90 75 -16.67
2017‑09‑30 13F-HR/A ADI / Analog Devices, Inc. 85.77 519 513 -1.16 41 44 7.32
2017‑09‑30 13F-HR/A ANTM / Anthem, Inc. 189.25 1,310 1,284 -1.98 246 243 -1.22
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. 154.13 61,769 61,728 -0.07 8,896 9,514 6.95
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. Call 153.85 1,800 1,300 -27.78 258 200 -22.48
2017‑09‑30 13F-HR/A AMAT / Applied Materials, Inc. 52.13 6,441 5,218 -18.99 266 272 2.26
2017‑09‑30 13F-HR/A AQB / AquaBounty Technologies, Inc. 0.00 15 15 0.00 0 0
2017‑09‑30 13F-HR/A ADM / Archer-Daniels-Midland Co. 43.19 764 764 0.00 32 33 3.13
2017‑09‑30 13F-HR/A ANET / Arista Networks, Inc. 190.09 1,480 1,352 -8.65 222 257 15.77
2017‑09‑30 13F-HR/A AZN / AstraZeneca Plc 33.80 2,423 2,663 9.91 83 90 8.43
2017‑09‑30 13F-HR/A T / AT & T, Inc. 39.15 57,668 53,608 -7.04 2,175 2,099 -3.49
2017‑09‑30 13F-HR/A AVY / Avery Dennison Corp. 98.06 1,974 1,856 -5.98 175 182 4.00
2017‑09‑30 13F-HR/A CAR / Avis Budget Group, Inc. 38.17 2,215 2,515 13.54 60 96 60.00
2017‑09‑30 13F-HR/A BIDU / Baidu, Inc. 248.70 95 575 505.26 17 143 741.18
2017‑09‑30 13F-HR/A BLL / Ball Corp. 41.06 1,699 1,705 0.35 71 70 -1.41
2017‑09‑30 13F-HR/A SAN / Banco Santander S.A. 7.01 571 571 0.00 4 4 0.00
2017‑09‑30 13F-HR/A BAC / Bank of America Corp. 25.34 175,540 175,488 -0.03 4,259 4,447 4.41
2017‑09‑30 13F-HR/A BK / Bank of New York Mellon Corp. (The) 53.10 5,277 7,477 41.69 269 397 47.58
2017‑09‑30 13F-HR/A BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 40.76 368 15
2017‑09‑30 13F-HR/A BAX / Baxter International, Inc. 62.69 3,103 2,919 -5.93 188 183 -2.66
2017‑09‑30 13F-HR/A BBT / BB&T Corp. 46.99 12,258 12,152 -0.86 557 571 2.51
2017‑09‑30 13F-HR/A BDX / Becton Dickinson & Co. 195.26 731 717 -1.92 142 140 -1.41
2017‑09‑30 13F-HR/A BBBY / Bed Bath & Beyond Inc. 23.54 1,838 1,784 -2.94 56 42 -25.00
2017‑09‑30 13F-HR/A BIIB / Biogen Inc. 313.68 953 950 -0.31 259 298 15.06
2017‑09‑30 13F-HR/A BLK / BlackRock, Inc. 448.39 291 310 6.53 123 139 13.01
2017‑09‑30 13F-HR/A BWA / BorgWarner, Inc. 50.92 942 923 -2.02 39 47 20.51
2017‑09‑30 13F-HR/A BXP / Boston Properties, Inc. 122.61 528 522 -1.14 65 64 -1.54
2017‑09‑30 13F-HR/A BP / BP Plc 38.41 26,624 26,345 -1.05 922 1,012 9.76
2017‑09‑30 13F-HR/A BMYMP / Bristol-Myers Squibb Co. 63.75 19,484 18,260 -6.28 1,086 1,164 7.18
2017‑09‑30 13F-HR/A CA / CA, Inc. 33.76 711 711 0.00 25 24 -4.00
2017‑09‑30 13F-HR/A COG / Cabot Oil & Gas Corp. 26.62 5,100 6,500 27.45 128 173 35.16
2017‑09‑30 13F-HR/A CRC / California Resources Corp. 10.29 1,166 1,166 0.00 10 12 20.00
2017‑09‑30 13F-HR/A CAH / Cardinal Health, Inc. 68.87 185 363 96.22 14 25 78.57
2017‑09‑30 13F-HR/A CG / The Carlyle Group L.P. 23.19 9 1,509 16,666.67 0 35
2017‑09‑30 13F-HR/A CBG / CBRE Group, Inc. 37.83 1,042 1,031 -1.06 37 39 5.41
2017‑09‑30 13F-HR/A CDK / CDK Global, Inc. 63.09 4,026 4,026 0.00 250 254 1.60
2017‑09‑30 13F-HR/A CDW / CDW Corporation 66.56 1,261 1,247 -1.11 79 83 5.06
2017‑09‑30 13F-HR/A CELG / Celgene Corp. 145.78 1,881 1,612 -14.30 244 235 -3.69
2017‑09‑30 13F-HR/A CNP / CenterPoint Energy, Inc. 29.18 1,995 1,988 -0.35 55 58 5.45
2017‑09‑30 13F-HR/A CF / CF Industries Holding, Inc. 35.27 4,350 4,650 6.90 122 164 34.43
2017‑09‑30 13F-HR/A CBI / Chicago Bridge & Iron Co., N.V. 16.81 1,950 3,450 76.92 39 58 48.72
2017‑09‑30 13F-HR/A CI / Cigna Corp. 187.10 1,121 465 -58.52 188 87 -53.72
2017‑09‑30 13F-HR/A CSCO / Cisco Systems, Inc. 33.62 21,383 16,685 -21.97 669 561 -16.14
2017‑09‑30 13F-HR/A C / Citigroup, Inc. 72.79 10,246 11,938 16.51 685 869 26.86
2017‑09‑30 13F-HR/A CLEVELAND CLIFFS INC / (185899101) 7.10 8,308 59
2017‑09‑30 13F-HR/A CMS / CMS Energy Corp. 46.32 1,443 1,425 -1.25 67 66 -1.49
2017‑09‑30 13F-HR/A COH / Coach, Inc. 40.20 596 11,865 1,890.77 28 477 1,603.57
2017‑09‑30 13F-HR/A CGNX / Cognex Corp. 110.37 674 1,803 167.51 57 199 249.12
2017‑09‑30 13F-HR/A CL / Colgate-Palmolive Co. 72.78 4,651 4,534 -2.52 345 330 -4.35
2017‑09‑30 13F-HR/A COMM / CommScope Holding Company, Inc. 33.13 3,603 3,743 3.89 137 124 -9.49
2017‑09‑30 13F-HR/A COP / ConocoPhillips 50.17 6,017 6,877 14.29 264 345 30.68
2017‑09‑30 13F-HR/A ED / Consolidated Edison, Inc. 80.66 3,378 3,397 0.56 273 274 0.37
2017‑09‑30 13F-HR/A STZ / Constellation Brands, Inc. 199.29 1,776 1,701 -4.22 344 339 -1.45
2017‑09‑30 13F-HR/A CVS / CVS Health Corporation 81.37 13,556 13,260 -2.18 1,091 1,079 -1.10
2017‑09‑30 13F-HR/A DRI / Darden Restaurants, Inc. 78.92 2,250 2,154 -4.27 203 170 -16.26
2017‑09‑30 13F-HR/A DAL / Delta Air Lines, Inc. 48.13 100 2,701 2,601.00 5 130 2,500.00
2017‑09‑30 13F-HR/A DB / Deutsche Bank AG 17.26 1,830 1,680 -8.20 33 29 -12.12
2017‑09‑30 13F-HR/A FANG / Diamondback Energy, Inc. 97.97 3,456 3,256 -5.79 307 319 3.91
2017‑09‑30 13F-HR/A DLR / Digital Realty Trust, Inc. 118.19 1,602 1,506 -5.99 181 178 -1.66
2017‑09‑30 13F-HR/A DIS / The Walt Disney Co. 98.57 15,959 14,082 -11.76 1,696 1,388 -18.16
2017‑09‑30 13F-HR/A DRUA / Dominion Resources, Inc. 77.03 3,732 3,583 -3.99 285 276 -3.16
2017‑09‑30 13F-HR/A DPZ / Dominos Pizza Inc. 198.97 1,579 1,166 -26.16 334 232 -30.54
2017‑09‑30 13F-HR/A DPS / Dr. Pepper Snapple Group, Inc. 89.47 1,322 693 -47.58 121 62 -48.76
2017‑09‑30 13F-HR/A EBAY / eBay, Inc. 37.04 54 54 0.00 2 2 0.00
2017‑09‑30 13F-HR/A EIX / Edison International 76.45 1,085 1,138 4.88 85 87 2.35
2017‑09‑30 13F-HR/A EMR / Emerson Electric Co. 63.08 1,934 1,934 0.00 116 122 5.17
2017‑09‑30 13F-HR/A EEQ / Enbridge Energy Management LLC. 15.65 1,918 1,981 3.28 30 31 3.33
2017‑09‑30 13F-HR/A ENB / Enbridge Inc. 41.83 2,367 2,367 0.00 94 99 5.32
2017‑09‑30 13F-HR/A ETP / Energy Transfer Partners, L.P. 18.29 11,320 21,274 87.93 231 389 68.40
2017‑09‑30 13F-HR/A EPD / Enterprise Products Partners L.P. 26.09 17,226 18,473 7.24 466 482 3.43
2017‑09‑30 13F-HR/A EOG / EOG Resources, Inc. 96.75 5,550 5,075 -8.56 503 491 -2.39
2017‑09‑30 13F-HR/A EQT / EQT Corp. 65.28 7,204 6,755 -6.23 423 441 4.26
2017‑09‑30 13F-HR/A EXEL / Exelixis, Inc. 24.94 954 1,203 26.10 24 30 25.00
2017‑09‑30 13F-HR/A EXPE / Expedia, Inc. 143.82 1,989 1,481 -25.54 296 213 -28.04
2017‑09‑30 13F-HR/A ESRX / Express Scripts Holding Co. 63.32 9,315 8,971 -3.69 595 568 -4.54
2017‑09‑30 13F-HR/A EXR / Extra Space Storage, Inc. 79.70 467 527 12.85 36 42 16.67
2017‑09‑30 13F-HR/A XOM / Exxon Mobil Corp. 81.99 38,982 36,604 -6.10 3,147 3,001 -4.64
2017‑09‑30 13F-HR/A FMC / FMC Corp. 89.11 1,010 1,010 0.00 74 90 21.62
2017‑09‑30 13F-HR/A FB / Facebook, Inc. 170.86 24,350 23,856 -2.03 3,677 4,076 10.85
2017‑09‑30 13F-HR/A FDX / FedEx Corp. 225.27 1,682 1,789 6.36 366 403 10.11
2017‑09‑30 13F-HR/A FIS / Fidelity National Information Services, Inc. 92.95 1,318 1,334 1.21 112 124 10.71
2017‑09‑30 13F-HR/A FITB / Fifth Third Bancorp 27.97 2,099 3,861 83.94 55 108 96.36
2017‑09‑30 13F-HR/A FEYE / FireEye, Inc. 16.85 4,600 4,450 -3.26 70 75 7.14
2017‑09‑30 13F-HR/A F / Ford Motor Co. 11.94 12,479 10,298 -17.48 140 123 -12.14
2017‑09‑30 13F-HR/A FBHS / Fortune Brands Home & Security, Inc. 68.12 701 690 -1.57 46 47 2.17
2017‑09‑30 13F-HR/A FCX / Freeport-McMoRan Inc. 14.05 16,113 16,730 3.83 194 235 21.13
2017‑09‑30 13F-HR/A GE / General Electric Co. 24.18 163,338 106,804 -34.61 4,412 2,583 -41.46
2017‑09‑30 13F-HR/A GIS / General Mills, Inc. 51.72 21,635 16,376 -24.31 1,199 847 -29.36
2017‑09‑30 13F-HR/A GM / General Motors Company 40.41 11,224 9,998 -10.92 392 404 3.06
2017‑09‑30 13F-HR/A GSK / GlaxoSmithKline plc 40.65 11,941 11,931 -0.08 515 485 -5.83
2017‑09‑30 13F-HR/A GPN / Global Payments, Inc. 95.27 1,735 1,606 -7.44 157 153 -2.55
2017‑09‑30 13F-HR/A GS / Goldman Sachs Group, Inc. (The) 237.19 35,913 36,249 0.94 7,969 8,598 7.89
2017‑09‑30 13F-HR/A GPRO / GoPro, Inc. 11.05 15,200 15,200 0.00 124 168 35.48
2017‑09‑30 13F-HR/A HAL / Halliburton Co. (Holding Company) 46.00 3,321 3,326 0.15 142 153 7.75
2017‑09‑30 13F-HR/A HCP / HCP, Inc. 27.74 1,703 1,694 -0.53 55 47 -14.55
2017‑09‑30 13F-HR/A JKHY / Henry (JACK) & Associates, Inc. 102.19 624 548 -12.18 64 56 -12.50
2017‑09‑30 13F-HR/A HRI / Herc Holdings Inc. 48.57 803 803 0.00 31 39 25.81
2017‑09‑30 13F-HR/A HTZ / Hertz Global Holdings, Inc. 22.29 3,805 8,705 128.78 44 194 340.91
2017‑09‑30 13F-HR/A HCLP / Hi-Crush Partners LP 20 38 90.00
2017‑09‑30 13F-HR/A HGV / Hilton Grand Vacations Inc. 40.59 171 271 58.48 6 11 83.33
2017‑09‑30 13F-HR/A HON / Honeywell International, Inc. 141.81 2,625 2,595 -1.14 350 368 5.14
2017‑09‑30 13F-HR/A IEP / Icahn Enterprises L.P. 54.67 1,900 3,000 57.89 98 164 67.35
2017‑09‑30 13F-HR/A IDXX / IDEXX Laboratories, Inc. 155.77 894 841 -5.93 144 131 -9.03
2017‑09‑30 13F-HR/A ILMN / Illumina, Inc. 200.00 385 385 0.00 67 77 14.93
2017‑09‑30 13F-HR/A INTC / Intel Corp. 38.06 52,743 52,572 -0.32 1,779 2,001 12.48
2017‑09‑30 13F-HR/A IBM / International Business Machines Corp. 145.07 33,823 33,349 -1.40 5,203 4,838 -7.02
2017‑09‑30 13F-HR/A ISRG / Intuitive Surgical, Inc. 1,046.51 182 172 -5.49 170 180 5.88
2017‑09‑30 13F-HR/A IVZ / Invesco Ltd. 35.07 3,073 3,165 2.99 109 111 1.83
2017‑09‑30 13F-HR/A IPGP / IPG Photonics Corp. 184.27 189 852 350.79 27 157 481.48
2017‑09‑30 13F-HR/A IAU / iShares Gold Trust 11.87 3,473 1,432 -58.77 41 17 -58.54
2017‑09‑30 13F-HR/A TLT / iShares 20+ Year Treasury Bond ETF 100.00 40 40 0.00 6 4 -33.33
2017‑09‑30 13F-HR/A IJR / iShares Core S&P Small-Cap ETF 74.22 148,212 154,627 4.33 10,391 11,476 10.44
2017‑09‑30 13F-HR/A IVV / iShares Core S&P 500 ETF 252.42 872 828 -5.05 213 209 -1.88
2017‑09‑30 13F-HR/A HEWG / iShares Currency Hedged MSCI Germany ETF 27.69 583 325 -44.25 17 9 -47.06
2017‑09‑30 13F-HR/A HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.50 2,956 3,017 2.06 261 267 2.30
2017‑09‑30 13F-HR/A LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.21 952 891 -6.41 115 108 -6.09
2017‑09‑30 13F-HR/A EMB / iShares JPMorgan USD Emerging Markets Bond Fund 117.46 314 315 0.32 36 37 2.78
2017‑09‑30 13F-HR/A EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.06 37,861 51,055 34.85 2,622 3,628 38.37
2017‑09‑30 13F-HR/A USMV / iShares Edge MSCI Min Vol USA ETF 50.34 176,104 176,675 0.32 8,616 8,894 3.23
2017‑09‑30 13F-HR/A DSI / iShares MSCI KLD 400 Social ETF 93.41 728 728 0.00 65 68 4.62
2017‑09‑30 13F-HR/A IWM / iShares Russell 2000 ETF 147.94 4,079 3,819 -6.37 575 565 -1.74
2017‑09‑30 13F-HR/A TIP / iShares TIPS Bond ETF 112.50 644 560 -13.04 73 63 -13.70
2017‑09‑30 13F-HR/A COMT / iShares Commodities Select Strategy ETF 31.50 127 127 0.00 4 4 0.00
2017‑09‑30 13F-HR/A JNJ / Johnson & Johnson 130.02 63,661 63,529 -0.21 8,422 8,260 -1.92
2017‑09‑30 13F-HR/A JPM / JPMorgan Chase & Co. 95.51 159,808 162,944 1.96 14,606 15,563 6.55
2017‑09‑30 13F-HR/A KSU / Kansas City Southern 108.44 1,527 1,457 -4.58 160 158 -1.25
2017‑09‑30 13F-HR/A KMB / Kimberly-Clark Corp. 117.54 3,060 3,182 3.99 395 374 -5.32
2017‑09‑30 13F-HR/A KMI / Kinder Morgan, Inc. 19.19 16,474 25,325 53.73 316 486 53.80
2017‑09‑30 13F-HR/A KHC / Kraft Heinz Company 77.58 14,284 13,482 -5.61 1,224 1,046 -14.54
2017‑09‑30 13F-HR/A KR / Kroger Co. 20.05 2,745 2,593 -5.54 64 52 -18.75
2017‑09‑30 13F-HR/A LH / Laboratory Corp. of America Holdings 150.89 1,613 1,690 4.77 248 255 2.82
2017‑09‑30 13F-HR/A LVLT / Level 3 Communications, Inc. 53.22 8,354 8,907 6.62 496 474 -4.44
2017‑09‑30 13F-HR/A LILAK / Liberty Global plc LiLAC Class C 23.47 1,524 1,108 -27.30 32 26 -18.75
2017‑09‑30 13F-HR/A LBTYK / Liberty Global plc (Class C) 32.77 11,951 11,291 -5.52 372 370 -0.54
2017‑09‑30 13F-HR/A QVCA / Liberty Interactive Corp. Series A QVC Group 23.52 7,269 7,269 0.00 179 171 -4.47
2017‑09‑30 13F-HR/A LMT / Lockheed Martin Corp. 310.42 4,541 4,800 5.70 1,260 1,490 18.25
2017‑09‑30 13F-HR/A L / Loews Corp. 47.99 2,345 2,813 19.96 110 135 22.73
2017‑09‑30 13F-HR/A LOW / Lowe's Companies, Inc. 79.80 4,181 3,797 -9.18 324 303 -6.48
2017‑09‑30 13F-HR/A MTB / M & T Bank Corp. 161.54 677 650 -3.99 110 105 -4.55
2017‑09‑30 13F-HR/A MRO / Marathon Oil Corp. 13.58 8,234 11,636 41.32 98 158 61.22
2017‑09‑30 13F-HR/A MMC / Marsh & McLennan Companies, Inc. 83.76 1,700 2,710 59.41 133 227 70.68
2017‑09‑30 13F-HR/A MA / MasterCard Incorporated 141.22 3,099 3,236 4.42 376 457 21.54
2017‑09‑30 13F-HR/A MCD / McDonald's Corp. 156.66 6,698 6,262 -6.51 1,026 981 -4.39
2017‑09‑30 13F-HR/A MPW / Medical Properties Trust Inc. 13.04 2,060 1,610 -21.84 27 21 -22.22
2017‑09‑30 13F-HR/A MDT / Medtronic plc 77.94 1,825 1,886 3.34 162 147 -9.26
2017‑09‑30 13F-HR/A MELI / MercadoLibre, Inc. 267.86 22 56 154.55 6 15 150.00
2017‑09‑30 13F-HR/A MRK / Merck & Co., Inc. 64.04 25,979 25,124 -3.29 1,665 1,609 -3.36
2017‑09‑30 13F-HR/A MTD / Mettler Toledo International, Inc. 626.30 1,748 1,734 -0.80 1,028 1,086 5.64
2017‑09‑30 13F-HR/A MGM / MGM Resorts International 32.76 1,160 1,160 0.00 37 38 2.70
2017‑09‑30 13F-HR/A MU / Micron Technology, Inc. 39.33 20,258 14,011 -30.84 605 551 -8.93
2017‑09‑30 13F-HR/A MSFT / Microsoft Corp. 74.48 43,823 48,037 9.62 3,021 3,578 18.44
2017‑09‑30 13F-HR/A MOMO / Momo Inc. 31.36 100 2,806 2,706.00 4 88 2,100.00
2017‑09‑30 13F-HR/A MDLZ / Mondelez International, Inc. 40.78 3,727 3,727 0.00 161 152 -5.59
2017‑09‑30 13F-HR/A MNR / Monmouth Real Estate Investment Corp. 16.34 500 2,325 365.00 8 38 375.00
2017‑09‑30 13F-HR/A MON / Monsanto Co. 119.93 1,836 1,801 -1.91 217 216 -0.46
2017‑09‑30 13F-HR/A MS / Morgan Stanley 48.57 787 947 20.33 35 46 31.43
2017‑09‑30 13F-HR/A MOS / Mosaic Company (The) (Holding Company) 20.00 400 400 0.00 9 8 -11.11
2017‑09‑30 13F-HR/A NFG / National Fuel Gas Co. 57.78 1,008 675 -33.04 56 39 -30.36
2017‑09‑30 13F-HR/A NCR / NCR Corp. 37.43 1,971 2,191 11.16 80 82 2.50
2017‑09‑30 13F-HR/A NRZ / New Residential Investment Corp. 16.56 20 3,020 15,000.00 0 50
2017‑09‑30 13F-HR/A NWL / Newell Brands Inc. 43.11 1,559 1,531 -1.80 84 66 -21.43
2017‑09‑30 13F-HR/A NEE / NextEra Energy, Inc. 146.48 5,774 5,680 -1.63 809 832 2.84
2017‑09‑30 13F-HR/A NKE / Nike, Inc. 51.95 5,209 5,621 7.91 307 292 -4.89
2017‑09‑30 13F-HR/A NOK / Nokia Corp. 5.97 31,968 31,968 0.00 197 191 -3.05
2017‑09‑30 13F-HR/A JWN / Nordstrom, Inc. 47.53 903 1,115 23.48 43 53 23.26
2017‑09‑30 13F-HR/A NOC / Northrop Grumman Corp. 287.94 688 1,028 49.42 177 296 67.23
2017‑09‑30 13F-HR/A NUAN / Nuance Communications, Inc. 16.00 250 250 0.00 4 4 0.00
2017‑09‑30 13F-HR/A JPC / Nuveen Preferred Income Opportunities Fund 10.43 1,070 1,150 7.48 11 12 9.09
2017‑09‑30 13F-HR/A JPS / Nuveen Preferred Securities Income Fund 10.35 966 966 0.00 10 10 0.00
2017‑09‑30 13F-HR/A NVDA / NVIDIA Corp. 179.02 2,905 3,480 19.79 420 623 48.33
2017‑09‑30 13F-HR/A OXY / Occidental Petroleum Corp. 64.17 4,025 5,189 28.92 241 333 38.17
2017‑09‑30 13F-HR/A ORCL / Oracle Corp. 48.35 14,567 15,058 3.37 731 728 -0.41
2017‑09‑30 13F-HR/A PKG / Packaging Corp. of America 114.55 2,228 2,130 -4.40 248 244 -1.61
2017‑09‑30 13F-HR/A PANW / Palo Alto Networks, Inc. 143.59 323 390 20.74 43 56 30.23
2017‑09‑30 13F-HR/A PYPL / PayPal Holdings, Inc. 63.93 1,279 2,534 98.12 69 162 134.78
2017‑09‑30 13F-HR/A PEP / PepsiCo, Inc. 111.44 25,253 25,143 -0.44 2,916 2,802 -3.91
2017‑09‑30 13F-HR/A PBR / Petroleo Brasileiro SA Petrobras ADR 10.07 4,900 6,751 37.78 39 68 74.36
2017‑09‑30 13F-HR/A PFE / Pfizer, Inc. 35.71 78,075 79,119 1.34 2,623 2,825 7.70
2017‑09‑30 13F-HR/A PM / Philip Morris International, Inc. 111.03 10,965 11,655 6.29 1,288 1,294 0.47
2017‑09‑30 13F-HR/A PSX / Phillips 66 91.37 2,373 1,379 -41.89 197 126 -36.04
2017‑09‑30 13F-HR/A PCI / PIMCO Dynamic Credit Income Fund 23.08 3,989 5,112 28.15 89 118 32.58
2017‑09‑30 13F-HR/A PF / Pinnacle Foods, Inc. 57.10 2,590 2,452 -5.33 154 140 -9.09
2017‑09‑30 13F-HR/A POT / Potash Corp. of Saskatchewan, Inc. 19.13 6,700 6,900 2.99 109 132 21.10
2017‑09‑30 13F-HR/A SPHD / PowerShares S&P 500 High Dividend Portfolio 40.88 3,716 3,351 -9.82 149 137 -8.05
2017‑09‑30 13F-HR/A SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.82 12,571 12,177 -3.13 563 558 -0.89
2017‑09‑30 13F-HR/A QQQ / PowerShares QQQ Trust 145.44 9,298 9,083 -2.31 1,280 1,321 3.20
2017‑09‑30 13F-HR/A PPL / PPL Corp. 37.88 5,899 5,729 -2.88 228 217 -4.82
2017‑09‑30 13F-HR/A PCLN / The Priceline Group Inc. Call 1,830.00 600 200 -66.67 1,122 366 -67.38
2017‑09‑30 13F-HR/A PGR / Progressive Corp. (The) 48.45 18,187 18,164 -0.13 801 880 9.86
2017‑09‑30 13F-HR/A TBT / ProShares UltraShort 20+ Yr Tsy 35.47 1,325 1,325 0.00 48 47 -2.08
2017‑09‑30 13F-HR/A PSEC / Prospect Capital Corp. 6.73 7,844 6,541 -16.61 64 44 -31.25
2017‑09‑30 13F-HR/A PSA / Public Storage 212.93 179 263 46.93 37 56 51.35
2017‑09‑30 13F-HR/A PEG / Public Service Enterprise Group, Inc. 46.19 13,591 13,508 -0.61 585 624 6.67
2017‑09‑30 13F-HR/A QCOM / QUALCOMM Incorporated 51.82 27,792 31,245 12.42 1,535 1,619 5.47
2017‑09‑30 13F-HR/A DGX / Quest Diagnostics, Inc. 93.43 1,666 1,766 6.00 185 165 -10.81
2017‑09‑30 13F-HR/A RYN / Rayonier, Inc. (REIT) 29.19 1,625 1,610 -0.92 47 47 0.00
2017‑09‑30 13F-HR/A RSG / Republic Services, Inc. 66.01 2,348 2,227 -5.15 150 147 -2.00
2017‑09‑30 13F-HR/A RFP / Resolute Forest Products Inc. 5.03 14,066 13,326 -5.26 62 67 8.06
2017‑09‑30 13F-HR/A RCL / Royal Caribbean Cruises Ltd. 118.18 241 220 -8.71 26 26 0.00
2017‑09‑30 13F-HR/A RPG / Guggenheim S&P 500 Pure Growth ETF 100.02 113,742 114,059 0.28 10,708 11,408 6.54
2017‑09‑30 13F-HR/A SNY / Sanofi 49.80 10,270 11,205 9.10 492 558 13.41
2017‑09‑30 13F-HR/A HSIC / Henry Schein, Inc. 82.59 227 448 97.36 41 37 -9.76
2017‑09‑30 13F-HR/A SCHF / Schwab International Equity ETF 33.47 325,542 331,392 1.80 10,345 11,092 7.22
2017‑09‑30 13F-HR/A FNDX / Schwab Fundamental U.S. Large Company Index ETF 35.16 138,174 131,926 -4.52 4,673 4,638 -0.75
2017‑09‑30 13F-HR/A SCHO / Schwab Short-Term U.S. Treasury ETF 50.41 23,473 16,764 -28.58 1,183 845 -28.57
2017‑09‑30 13F-HR/A SCHZ / Schwab U.S. Aggregate Bond ETF 52.36 188,327 204,191 8.42 9,840 10,691 8.65
2017‑09‑30 13F-HR/A SCHA / Schwab U.S. Small-Cap ETF 67.35 20,790 20,342 -2.15 1,329 1,370 3.09
2017‑09‑30 13F-HR/A SEE / Sealed Air Corp. 42.55 235 235 0.00 11 10 -9.09
2017‑09‑30 13F-HR/A XLE / SPDR Energy Select Sector ETF 68.52 11,751 11,194 -4.74 763 767 0.52
2017‑09‑30 13F-HR/A SGEN / Seattle Genetics, Inc. 54.50 1,271 1,321 3.93 66 72 9.09
2017‑09‑30 13F-HR/A XLRE / Real Estate Select Sector SPDR Fund 32.24 61,922 62,311 0.63 1,994 2,009 0.75
2017‑09‑30 13F-HR/A XLF / SPDR Financial Select Sector ETF 25.86 554,768 558,161 0.61 13,686 14,434 5.47
2017‑09‑30 13F-HR/A XLK / SPDR Technology Select Sector ETF 59.09 93,484 93,162 -0.34 5,115 5,505 7.62
2017‑09‑30 13F-HR/A SHW / Sherwin-Williams Co. (The) 362.96 147 135 -8.16 52 49 -5.77
2017‑09‑30 13F-HR/A SQM / Sociedad Quimica y Minera de Chile S.A. 55.67 3,778 3,862 2.22 125 215 72.00
2017‑09‑30 13F-HR/A SO / Southern Co. (The) 49.05 5,703 5,810 1.88 273 285 4.40
2017‑09‑30 13F-HR/A GLD / SPDR Gold Shares 121.37 5,555 3,930 -29.25 655 477 -27.18
2017‑09‑30 13F-HR/A SPY / SPDR S&P 500 ETF Trust 251.24 16,563 17,099 3.24 4,005 4,296 7.27
2017‑09‑30 13F-HR/A MDY / SPDR S&P Midcap 400 ETF 12,922 13,252 2.55
2017‑09‑30 13F-HR/A XBI / SPDR S&P Biotech ETF 87.91 455 455 0.00 35 40 14.29
2017‑09‑30 13F-HR/A XHB / SPDR S&P Homebuilders ETF 41.38 145 145 0.00 6 6 0.00
2017‑09‑30 13F-HR/A SPXC / SPX Corporation 29.37 11,028 10,213 -7.39 278 300 7.91
2017‑09‑30 13F-HR/A SBUX / Starbucks Corp. 53.70 9,120 10,186 11.69 532 547 2.82
2017‑09‑30 13F-HR/A STM / STMicroelectronics N.V. 19.42 9,141 8,601 -5.91 132 167 26.52
2017‑09‑30 13F-HR/A SPH / Suburban Propane Partners, L.P. 76 98 28.95
2017‑09‑30 13F-HR/A STI / SunTrust Banks, Inc. 59.76 56,907 57,283 0.66 3,228 3,423 6.04
2017‑09‑30 13F-HR/A SYY / SYSCO Corp. 54.01 2,200 2,370 7.73 111 128 15.32
2017‑09‑30 13F-HR/A TTWO / Take-Two Interactive Software, Inc. 101.89 261 1,747 569.35 19 178 836.84
2017‑09‑30 13F-HR/A TECK / Teck Resources Ltd. 21.13 7,069 5,111 -27.70 123 108 -12.20
2017‑09‑30 13F-HR/A TXN / Texas Instruments Inc. 89.61 2,128 3,080 44.74 164 276 68.29
2017‑09‑30 13F-HR/A TIF / Tiffany & Co. 93.37 454 407 -10.35 43 38 -11.63
2017‑09‑30 13F-HR/A TJX / TJX Companies, Inc. (The) 73.70 4,000 4,600 15.00 289 339 17.30
2017‑09‑30 13F-HR/A TOT / Total S.A. 53.54 5,788 6,388 10.37 287 342 19.16
2017‑09‑30 13F-HR/A RIG / Transocean, Inc. 10.73 3,175 3,075 -3.15 26 33 26.92
2017‑09‑30 13F-HR/A THS / TreeHouse Foods, Inc. 66.83 611 404 -33.88 50 27 -46.00
2017‑09‑30 13F-HR/A TWTR / Twitter, Inc. 16.81 7,200 6,900 -4.17 129 116 -10.08
2017‑09‑30 13F-HR/A ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 225.62 800 1,600 100.00 229 361 57.64
2017‑09‑30 13F-HR/A UAA / Under Armour, Inc. 16.70 3,687 3,592 -2.58 80 60 -25.00
2017‑09‑30 13F-HR/A UA / Under Armour, Inc., Class C 15.12 8,895 8,995 1.12 179 136 -24.02
2017‑09‑30 13F-HR/A UNP / Union Pacific Corp. 116.16 3,299 2,884 -12.58 359 335 -6.69
2017‑09‑30 13F-HR/A UAL / United Continental Holdings, Inc. 60.90 5,000 10,000 100.00 376 609 61.97
2017‑09‑30 13F-HR/A UNG / United States Natural Gas Fund, LP 6.56 68,628 91,128 32.79 466 598 28.33
2017‑09‑30 13F-HR/A USO / United States Oil Fund, LP 10.43 86,137 86,137 0.00 818 898 9.78
2017‑09‑30 13F-HR/A UNH / UnitedHealth Group Inc. 196.08 1,986 1,887 -4.98 368 370 0.54
2017‑09‑30 13F-HR/A URBN / Urban Outfitters, Inc. 24.00 2,700 2,500 -7.41 50 60 20.00
2017‑09‑30 13F-HR/A USB / U.S. Bancorp 53.60 45,557 44,945 -1.34 2,365 2,409 1.86
2017‑09‑30 13F-HR/A EMLC / VanEck Vectors ETF TR 22.97 7,200 7,400 2.78 159 170 6.92
2017‑09‑30 13F-HR/A GDXJ / VanEck Vectors Junior Gold Miners ETF 33.50 7,850 7,850 0.00 262 263 0.38
2017‑09‑30 13F-HR/A VTI / Vanguard Total Stock Market Index Fund 129.51 29,449 29,503 0.18 3,665 3,821 4.26
2017‑09‑30 13F-HR/A VWO / Vanguard FTSE Emerging Markets ETF 43.78 4,267 3,038 -28.80 175 133 -24.00
2017‑09‑30 13F-HR/A VGK / Vanguard FTSE Europe ETF 58.38 8,447 9,062 7.28 466 529 13.52
2017‑09‑30 13F-HR/A VIG / Vanguard Dividend Appreciation ETF 94.92 2,808 2,813 0.18 260 267 2.69
2017‑09‑30 13F-HR/A VEA / Vanguard FTSE Developed Markets ETF 43.45 8,516 9,228 8.36 352 401 13.92
2017‑09‑30 13F-HR/A VYM / Vanguard High Dividend Yield ETF 81.07 76,446 79,108 3.48 5,975 6,413 7.33
2017‑09‑30 13F-HR/A VDC / Vanguard Consumer Staples ETF 138.13 1,382 1,390 0.58 195 192 -1.54
2017‑09‑30 13F-HR/A VFH / Vanguard Financials ETF 65.32 12,674 12,737 0.50 793 832 4.92
2017‑09‑30 13F-HR/A VTR / Ventas, Inc. 65.10 3,604 3,364 -6.66 251 219 -12.75
2017‑09‑30 13F-HR/A VZ / Verizon Communications, Inc. 49.49 73,775 68,073 -7.73 3,295 3,369 2.25
2017‑09‑30 13F-HR/A VRTX / Vertex Pharmaceuticals Inc. 152.54 331 118 -64.35 43 18 -58.14
2017‑09‑30 13F-HR/A VHC / VirnetX Holding Corp. 4.00 1,000 1,000 0.00 4 4 0.00
2017‑09‑30 13F-HR/A VMW / VMWare, Inc. 109.43 1,457 3,043 108.85 128 333 160.16
2017‑09‑30 13F-HR/A VOD / Vodafone Group Plc 28.47 54,360 53,285 -1.98 1,562 1,517 -2.88
2017‑09‑30 13F-HR/A WM / Waste Management, Inc. 78.36 3,970 3,867 -2.59 292 303 3.77
2017‑09‑30 13F-HR/A WB / Weibo Corporation 98.67 1,131 1,054 -6.81 76 104 36.84
2017‑09‑30 13F-HR/A WFC / Wells Fargo & Co. 55.15 203,768 204,642 0.43 11,291 11,286 -0.04
2017‑09‑30 13F-HR/A WR / Westar Energy, Inc. 50.34 599 596 -0.50 32 30 -6.25
2017‑09‑30 13F-HR/A WDC / Western Digital Corp. 86.29 5,639 4,566 -19.03 499 394 -21.04
2017‑09‑30 13F-HR/A WY / Weyerhaeuser Co. 33.61 1,983 1,666 -15.99 67 56 -16.42
2017‑09‑30 13F-HR/A WHR / Whirlpool Corp. 184.47 1,236 1,236 0.00 237 228 -3.80
2017‑09‑30 13F-HR/A WMB / Williams Companies, Inc. (The) 30.03 6,754 6,860 1.57 204 206 0.98
2017‑09‑30 13F-HR/A EZM / WisdomTree MidCap Earnings Fund 37.24 122,210 126,901 3.84 4,375 4,726 8.02
2017‑09‑30 13F-HR/A GULF / WisdomTree Middle East Dividend Fund 34.39 1,425 1,425 0.00 47 49 4.26
2017‑09‑30 13F-HR/A XEL / Xcel Energy, Inc. 47.10 3,869 3,609 -6.72 177 170 -3.95
2017‑09‑30 13F-HR/A UNITED STS GASOLINE FD LP / UNITS (91201T102) 28.00 700 1,500 114.29 17 42 147.06
2017‑09‑30 13F-HR/A CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324) 11.56 2,650 3,200 20.75 37 37 0.00
2017‑09‑30 13F-HR/A DIREXION SHS ETF TR / DLY ENERBR3X NEW (25459Y454) 8.33 120 120 0.00 2 1 -50.00
2017‑09‑30 13F-HR/A POWERSHARES ETF TR II / VAR RATE PFD POR (73937B597) 27.78 72 72 0.00 2 2 0.00
2017‑09‑30 13F-HR/A SPDR SER TR / NUVEEN BLMBRG SR (78468R739) 48.51 1,175 1,175 0.00 57 57 0.00
2017‑09‑30 13F-HR/A PROSHARES TR / ULTRASHORT INDL (74348A368) 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR/A GLOBAL X FDS / CONSCIOUS COS (37954Y731) 18.38 516 1,795 247.87 9 33 266.67
2017‑09‑30 13F-HR/A CLNS / Colony NorthStar, Inc. 12.63 6,890 87
2017‑09‑30 13F-HR/A POWERSHARES ETF TR II / KBW RG BK PORT (73937B712) 55.08 1,954 1,652 -15.46 105 91 -13.33
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE TRADED FD / NASDQ SEMCNDTR (33738R811) 28.06 702 392 -44.16 17 11 -35.29
2017‑09‑30 13F-HR/A UNIT / Uniti Group Inc. 14.71 2,700 1,700 -37.04 68 25 -63.24
2017‑09‑30 13F-HR/A RRR / Red Rock Resorts, Inc. 23.23 1,550 36
2017‑09‑30 13F-HR/A ISHARES INC / MSCI EM ESG OPZ (46434G863) 69.28 396 996 151.52 26 69 165.38
2017‑09‑30 13F-HR/A ISHARES TR / MSCI EAFE ESG OP (46435G516) 66.22 3,156 3,156 0.00 198 209 5.56
2017‑09‑30 13F-HR/A VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.00 500 500 0.00 5 5 0.00
2017‑09‑30 13F-HR/A MO / Altria Group, Inc. Call 62.50 800 50
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG BULSH 2022 (18383M258) 21.39 4,135 5,610 35.67 88 120 36.36
2017‑09‑30 13F-HR/A TECHNIPFMC PLC / (G87110105) 28.00 1,000 1,000 0.00 27 28 3.70
2017‑09‑30 13F-HR/A NGG / National Grid Plc 62.74 7,487 9,914 32.42 470 622 32.34
2017‑09‑30 13F-HR/A DIREXION SHS ETF TR / HEALTHCARE BUL (25459Y876) 42.86 70 70 0.00 3 3 0.00
2017‑09‑30 13F-HR/A FIRST TR EXCHANGE TRADED FD / NASDAQ 100 EX (33733E401) 47.85 485 209 -56.91 22 10 -54.55
2017‑09‑30 13F-HR/A CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 0.00 39 39 0.00 1 0 -100.00
2017‑09‑30 13F-HR/A EXCHANGE TRADED CONCEPTS TR / ROBO GLB ETF (301505707) 38.24 300 863 187.67 10 33 230.00
2017‑09‑30 13F-HR/A AGGY / WisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund 50.91 2,200 2,200 0.00 111 112 0.90
2017‑09‑30 13F-HR/A POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823) 28.85 416 416 0.00 12 12 0.00
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG S&P GBL WTR (18383Q507) 34.40 17,739 17,239 -2.82 579 593 2.42
2017‑09‑30 13F-HR/A SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 1.18 1,700 1,700 0.00 2 2 0.00
2017‑09‑30 13F-HR/A BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 0.00 2 2 0.00
2017‑09‑30 13F-HR/A RYDEX ETF TRUST / GUG S&P500EQWTEN (78355W866) 55.96 410 411 0.24 22 23 4.55
2017‑09‑30 13F-HR/A PROSHARES TR / ULTRAPRO SHORT Q (74348A160) 32.00 25 125 400.00 1 4 300.00
2017‑09‑30 13F-HR/A CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 97.78 450 450 0.00 45 44 -2.22
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / 2021 HG YLD CB (18383M225) 25.51 1,215 1,215 0.00 31 31 0.00
2017‑09‑30 13F-HR/A XLF / SPDR Financial Select Sector ETF Call 26.00 9,000 234
2017‑09‑30 13F-HR/A VANECK VECTORS ETF TR / HIGH INCOME MLP (92189F288) 25.00 440 440 0.00 10 11 10.00
2017‑09‑30 13F-HR/A ISHARES TR / ETF MSCI USA (46435G425) 54.85 5,165 5,178 0.25 275 284 3.27
2017‑09‑30 13F-HR/A GLOBAL X FDS / INTERNET OF THNG (37954Y780) 18.71 1,390 1,390 0.00 25 26 4.00
2017‑09‑30 13F-HR/A WPM / Wheaton Precious Metals Corp. 18.75 800 800 0.00 16 15 -6.25
2017‑09‑30 13F-HR/A PROSHARES TR / ULTSHT REAL EST (74348A244) 31.00 1,000 1,000 0.00 32 31 -3.12
2017‑09‑30 13F-HR/A AGN / Allergan plc 205.88 120 340 183.33 89 70 -21.35
2017‑09‑30 13F-HR/A AGN / Allergan plc 741.67 1,786 120 -93.28 435 89 -79.54
2017‑09‑30 13F-HR/A NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.46 1,423 1,423 0.00 21 22 4.76
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878) 42.25 71 71 0.00 3 3 0.00
2017‑09‑30 13F-HR/A POWERSHARES ETF TR II / S&P400 LOVL PT (73937B647) 43.95 3,597 3,117 -13.34 155 137 -11.61
2017‑09‑30 13F-HR/A VANECK VECTORS ETF TR / PFD SECS EX FINL (92189F429) 20.06 5,283 5,283 0.00 107 106 -0.93
2017‑09‑30 13F-HR/A HEDJ / WisdomTree International Hedged Equity Fund 30.00 4,965 400 -91.94 321 12 -96.26
2017‑09‑30 13F-HR/A HEDJ / WisdomTree International Hedged Equity Fund 64.65 4,965 4,965 0.00 309 321 3.88
2017‑09‑30 13F-HR/A RYDEX ETF TRUST / GUG S&P500EQWTFI (78355W858) 41.26 19,246 19,899 3.39 760 821 8.03
2017‑09‑30 13F-HR/A PROSHARES TR / PSHS ULTRA O&G (74347R719) 35.00 400 200 -50.00 13 7 -46.15
2017‑09‑30 13F-HR/A DXC / DXC Technology Company 58.82 51 17 -66.67 4 1 -75.00
2017‑09‑30 13F-HR/A GE / General Electric Co. Put 24.00 2,500 60
2017‑09‑30 13F-HR/A XLK / SPDR Technology Select Sector ETF Call 59.33 1,500 89
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG S&P SPINOFF (18383M605) 50.71 35,803 35,003 -2.23 1,708 1,775 3.92
2017‑09‑30 13F-HR/A OKTA / Okta, Inc. 26.67 600 150 -75.00 14 4 -71.43
2017‑09‑30 13F-HR/A XLG / Guggenheim S&P 500 Top 50 ETF 176.47 7,888 102 -98.71 1,065 18 -98.31
2017‑09‑30 13F-HR/A XLG / Guggenheim S&P 500 Top 50 ETF 135.02 62,918 7,888 -87.46 9,078 1,065 -88.27
2017‑09‑30 13F-HR/A TRIP / TripAdvisor, Inc. Call 40.52 31,000 1,256
2017‑09‑30 13F-HR/A IHSEF / IShares Plc. 81.55 1,600 1,545 -3.44 80 126 57.50
2017‑09‑30 13F-HR/A IHSEF / IShares Plc. 50.00 1,655 1,600 -3.32 72 80 11.11
2017‑09‑30 13F-HR/A IHSEF / IShares Plc. 43.50 1,600 1,655 3.44 87 72 -17.24
2017‑09‑30 13F-HR/A PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 24.69 67,242 4,901 -92.71 1,276 121 -90.52
2017‑09‑30 13F-HR/A PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 48.84 4,901 819 -83.29 121 40 -66.94
2017‑09‑30 13F-HR/A PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18.98 416 67,242 16,063.94 19 1,276 6,615.79
2017‑09‑30 13F-HR/A XLG / Guggenheim S&P 500 Top 50 ETF 144.28 7,628 62,918 724.83 952 9,078 853.57
2017‑09‑30 13F-HR/A BBY / Best Buy Co., Inc. Put 57.50 800 46
2017‑09‑30 13F-HR/A DVN / Devon Energy Corp. Call 36.78 9,000 331
2017‑09‑30 13F-HR/A EBAY / eBay, Inc. Call 38.75 2,400 93
2017‑09‑30 13F-HR/A WB / Weibo Corporation Put 100.00 200 20
2017‑09‑30 13F-HR/A CSX / CSX Corp. Put 18.33 1,200 22
2017‑09‑30 13F-HR/A HAS / Hasbro, Inc. Put 97.50 400 39
2017‑09‑30 13F-HR/A MOMO / Momo Inc. Put 31.67 2,400 76
2017‑09‑30 13F-HR/A TRGP / Targa Resources Corp. 45.16 2,155 155 -92.81 97 7 -92.78
2017‑09‑30 13F-HR/A SCI / Service Corp. International 34.47 1,700 4,700 176.47 57 162 184.21
2017‑09‑30 13F-HR/A ALGT / Allegiant Travel Company 130.00 300 100 -66.67 41 13 -68.29
2017‑09‑30 13F-HR/A CAE / CAE Inc. 18.00 500 9
2017‑09‑30 13F-HR/A RAD / Rite Aid Corp. 2.00 1,000 1,000 0.00 3 2 -33.33
2017‑09‑30 13F-HR/A BWLD / Buffalo Wild Wings, Inc. 106.25 300 800 166.67 38 85 123.68
2017‑09‑30 13F-HR/A INFY / Infosys Limited 16.67 180 3
2017‑09‑30 13F-HR/A EQR / Equity Residential 111 111 0.00
2017‑09‑30 13F-HR/A SAVE / Spirit Airlines, Inc. 33.33 0 4,080 0 136
2017‑09‑30 13F-HR/A IPHI / Inphi Corp. 39.30 468 229 -51.07 16 9 -43.75
2017‑09‑30 13F-HR/A WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,300.00 0 10 0 13
2017‑09‑30 13F-HR/A TDS / Telephone and Data Systems, Inc. 50.00 20 20 0.00 1 1 0.00
2017‑09‑30 13F-HR/A AAPL / Apple, Inc. Put 155.00 800 600 -25.00 116 93 -19.83
2017‑09‑30 13F-HR/A ALV / Autoliv, Inc. 114.29 35 35 0.00 4 4 0.00
2017‑09‑30 13F-HR/A SLF / SunLife Financial Inc. 40.00 450 250 -44.44 16 10 -37.50
2017‑09‑30 13F-HR/A DVA / DaVita HealthCare Partners Inc. 59.34 455 455 0.00 29 27 -6.90
2017‑09‑30 13F-HR/A SPG / Simon Property Group, Inc. Put 160.00 400 200 -50.00 65 32 -50.77
2017‑09‑30 13F-HR/A WISDOMTREE TR / EUR HDG SMLCAP (97717X552) 28.57 80 140 75.00 2 4 100.00
2017‑09‑30 13F-HR/A TIPT / Tiptree Financial Inc. 14 13 -7.14
2017‑09‑30 13F-HR/A WSM / Williams-Sonoma, Inc. 48.57 427 350 -18.03 21 17 -19.05
2017‑09‑30 13F-HR/A CC / Chemours Company (The) 50.56 2,940 3,956 34.56 111 200 80.18
2017‑09‑30 13F-HR/A XLK / SPDR Technology Select Sector ETF Put 59.00 1,000 59
2017‑09‑30 13F-HR/A VER / VEREIT, Inc. 4 4 0.00
2017‑09‑30 13F-HR/A DRE / Duke Realty Corp. 48 49 2.08
2017‑09‑30 13F-HR/A FGEN / FibroGen, Inc. 53.33 150 150 0.00 5 8 60.00
2017‑09‑30 13F-HR/A MXIM / Maxim Integrated Products, Inc 50.00 100 100 0.00 4 5 25.00
2017‑09‑30 13F-HR/A FV / First Trust Dorsey Wright Focus 5 ETF 26.20 10,338 10,000 -3.27 257 262 1.95
2017‑09‑30 13F-HR/A NCR / NCR Corp. Call 400 0 -100.00 16 0 -100.00
2017‑09‑30 13F-HR/A AKAO / Achaogen, Inc. 15.90 1,950 31
2017‑09‑30 13F-HR/A ACHN / Achillion Pharmaceuticals, Inc. 4.00 1,000 1,000 0.00 5 4 -20.00
2017‑09‑30 13F-HR/A AGI / Alamos Gold Inc. 0.00 72 0
2017‑09‑30 13F-HR/A ALPS ETF TR / MED BREAKTHGH (00162Q593) 32.00 500 16
2017‑09‑30 13F-HR/A AABA / Altaba Inc Call 66.25 800 53
2017‑09‑30 13F-HR/A FOLD / Amicus Therapeutics, Inc. 15.56 900 14
2017‑09‑30 13F-HR/A ANDEAVOR LOGISTICS LP / COM UNIT LP INT (03350F106) 5
2017‑09‑30 13F-HR/A ANH / Anworth Mortgage Asset Corp. 30
2017‑09‑30 13F-HR/A AAOI / Applied Optoelectronics, Inc. Call 64.00 500 32
2017‑09‑30 13F-HR/A ADSK / Autodesk, Inc. Call 112.33 3,000 337
2017‑09‑30 13F-HR/A AXTA / Axalta Coating Systems Ltd. 29.85 67 2
2017‑09‑30 13F-HR/A BAC.WS.A / Bank of America Corp. A Warrants 13.14 3,500 46
2017‑09‑30 13F-HR/A BAL / iPath Bloomberg Cotton Subindex Total Return ETN due 6/24/38 50.00 100 5
2017‑09‑30 13F-HR/A BHF / Brighthouse Financial, Inc. 52.63 57 3
2017‑09‑30 13F-HR/A BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 0.00 800 0
2017‑09‑30 13F-HR/A BRK.A / Berkshire Hathaway, Inc. 2,746.67 300 824
2017‑09‑30 13F-HR/A HYT / BlackRock Corporate High Yield Fund, Inc. 11.32 2,385 27
2017‑09‑30 13F-HR/A CABO / Cable One Inc. 750.00 4 3
2017‑09‑30 13F-HR/A CHKR / Chesapeake Granite Wash Trust 2.20 5,000 11
2017‑09‑30 13F-HR/A PLCE / Children's Place, Inc. (The) 120.00 50 6
2017‑09‑30 13F-HR/A CIM / Chimera Investment Corp. 18.86 3,500 66
2017‑09‑30 13F-HR/A CR / Crane Co. 83.33 36 3
2017‑09‑30 13F-HR/A CCLP / CSI Compressco LP 7
2017‑09‑30 13F-HR/A CONE / CyrusOne Inc. 39
2017‑09‑30 13F-HR/A DECK / Deckers Outdoor Corp. 70.00 200 14
2017‑09‑30 13F-HR/A DNR / Denbury Resources Inc. 0.00 200 0
2017‑09‑30 13F-HR/A CZI / Direxion Shares ETF Trust 40.00 100 4
2017‑09‑30 13F-HR/A DWDP / DowDuPont Inc. 69.24 4,203 291
2017‑09‑30 13F-HR/A EGO / Eldorado Gold Corporation 0.00 48 0
2017‑09‑30 13F-HR/A ENBL / Enable Midstream Partners, LP 16.00 500 8
2017‑09‑30 13F-HR/A RACE / Ferrari N.V. Call 110.67 1,500 166
2017‑09‑30 13F-HR/A EMLP / First Trust North American Energy Infrastructure Fund 23.95 501 12
2017‑09‑30 13F-HR/A OAKS / Five Oaks Investment Corp. 4.55 4,613 21
2017‑09‑30 13F-HR/A FND / Floor & Decor Holdings, Inc. 38.00 500 19
2017‑09‑30 13F-HR/A FRONTIER COMMUNICATIONS CORP / (35906A306) 10.36 193 2
2017‑09‑30 13F-HR/A YLCO / GLOBAL X FDS 24.29 700 17
2017‑09‑30 13F-HR/A GOLDMAN SACHS ETF TR / TREASURYACCESS (381430529) 100.15 17,234 1,726
2017‑09‑30 13F-HR/A GRFS / Grifols Sa Call 21.88 8,000 175
2017‑09‑30 13F-HR/A HIBB / Hibbett Sports, Inc. 13.33 300 4
2017‑09‑30 13F-HR/A HON / Honeywell International, Inc. Call 141.67 1,200 170
2017‑09‑30 13F-HR/A IPI / Intrepid Potash, Inc. 3.23 310 1
2017‑09‑30 13F-HR/A BKF / iShares MSCI BRIC ETF Call 43.00 3,000 129
2017‑09‑30 13F-HR/A IHSEF / IShares Plc. Call 43.33 6,000 260
2017‑09‑30 13F-HR/A IXG / iShares Global Financials ETF 67.00 1,582 106
2017‑09‑30 13F-HR/A IXN / iShares Global Tech ETF 142.19 1,294 184
2017‑09‑30 13F-HR/A DVY / iShares Select Dividend ETF Call 94.00 1,000 94
2017‑09‑30 13F-HR/A IYT / iShares Transportation Average ETF 178.28 617 110
2017‑09‑30 13F-HR/A JBGS / JBG SMITH Properties 33.71 178 6
2017‑09‑30 13F-HR/A JNJ / Johnson & Johnson Call 130.00 2,800 364
2017‑09‑30 13F-HR/A KRANESHARES TR / ZACKS NEW CHINA Call (500767207) 56.86 3,500 199
2017‑09‑30 13F-HR/A LRCX / Lam Research Corp. Call 185.00 1,000 185
2017‑09‑30 13F-HR/A TREE / LendingTree, Inc. 250.00 88 22
2017‑09‑30 13F-HR/A LYV / Live Nation Entertainment, Inc. 38.96 77 3
2017‑09‑30 13F-HR/A LOGI / Logitech International S.A. 36.00 250 9
2017‑09‑30 13F-HR/A MTSI / MACOM Technology Solutions Holdings, Inc. 43.48 46 2
2017‑09‑30 13F-HR/A MFA / MFA Financial, Inc. 26
2017‑09‑30 13F-HR/A MSLXP / Midsouth Bancorp, Inc. 12.22 1,800 22
2017‑09‑30 13F-HR/A NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 15.00 200 3
2017‑09‑30 13F-HR/A NSU / Nevsun Resources Ltd. 2.62 382 1
2017‑09‑30 13F-HR/A NYMTP / New York Mortgage Trust, Inc. 68
2017‑09‑30 13F-HR/A NLNK / NewLink Genetics Corp 11.43 350 4
2017‑09‑30 13F-HR/A NOC / Northrop Grumman Corp. Call 290.00 200 58
2017‑09‑30 13F-HR/A ROYT / Pacific Coast Oil Trust 1.82 1,100 2
2017‑09‑30 13F-HR/A PEI / Pennsylvania Real Estate Investment Trust 10.00 200 2
2017‑09‑30 13F-HR/A PEP / PepsiCo, Inc. Put 111.50 2,000 223
2017‑09‑30 13F-HR/A PIMCO GLOBAL STOCKSPLS INCM / (722011103) 16.70 10,000 167
2017‑09‑30 13F-HR/A XPHTX / Pioneer High Income Trust 10.00 3,000 30
2017‑09‑30 13F-HR/A POWERSHARES ETF TRUST / GOLDEN DRG CHINA Put (73935X401) 43.75 800 35
2017‑09‑30 13F-HR/A POWERSHARES ETF TRUST II / INTL CORP BOND (73936Q835) 0.00 1 0
2017‑09‑30 13F-HR/A PROSHARES TR / ULTRASHRT S&P500 (74347B383) 46.79 2,650 124
2017‑09‑30 13F-HR/A PQG / PQ Group Holdings Inc. 0.00 1,000 0
2017‑09‑30 13F-HR/A PROSHARES TR II / VIX SH TRM FUTRS (74347W171) 32.57 2,825 92
2017‑09‑30 13F-HR/A XLV / SPDR Health Care Select Sector ETF Call 81.50 2,000 163
2017‑09‑30 13F-HR/A SUPERVALU INC / (868536301) 22.41 714 16
2017‑09‑30 13F-HR/A SNX / SYNNEX Corp. 128.57 210 27
2017‑09‑30 13F-HR/A XRS / Tal Education Group Call 34.00 1,000 34
2017‑09‑30 13F-HR/A TEN / Tenneco, Inc. 60.29 763 46
2017‑09‑30 13F-HR/A WEAT / Teucrium Wheat Fund 7.50 400 3
2017‑09‑30 13F-HR/A GROW / U.S. Global Investors, Inc. 2.09 6,710 14
2017‑09‑30 13F-HR/A EMLC / VanEck Vectors ETF TR Call 23.00 2,000 46
2017‑09‑30 13F-HR/A SLX / VanEck Vectors ETF TR 42.00 500 21
2017‑09‑30 13F-HR/A VOC / VOC Energy Trust 3.75 800 3
2017‑09‑30 13F-HR/A WMT / Wal-Mart Stores, Inc. 78.17 7,643 8,085 5.78 578 632 9.34
2017‑09‑30 13F-HR/A WDFC / WD-40 Co. 112.90 186 21
2017‑09‑30 13F-HR/A WDC / Western Digital Corp. Put 86.50 2,000 173
2017‑09‑30 13F-HR/A WISDOMTREE TR / BLMBG US BULL (97717W471) 26.25 800 21
2017‑09‑30 13F-HR/A AMRN / Amarin Corp. Plc 3.50 12,000 10,000 -16.67 48 35 -27.08
2017‑09‑30 13F-HR/A LNT / Alliant Energy Corp. 41.64 5,644 5,644 0.00 227 235 3.52
2017‑09‑30 13F-HR/A EVR / Evercore Partners, Inc. 81.08 37 37 0.00 3 3 0.00
2017‑09‑30 13F-HR/A IDV / iShares International Select Dividend ETF 33.92 355 855 140.85 12 29 141.67
2017‑09‑30 13F-HR/A KIM / Kimco Realty Corporation 25 26 4.00
2017‑09‑30 13F-HR/A DEO / Diageo plc 132.06 5,953 5,876 -1.29 713 776 8.84
2017‑09‑30 13F-HR/A WIN / Windstream Holdings, Inc. 0.00 525 166 -68.38 2 0 -100.00
2017‑09‑30 13F-HR/A AME / Ametek, Inc. 65.79 609 532 -12.64 37 35 -5.41
2017‑09‑30 13F-HR/A OGS / ONE Gas, Inc. 73.33 450 450 0.00 31 33 6.45
2017‑09‑30 13F-HR/A VALE.P / Vale S.A. Preferred Class A Shares ADR 13.33 2,200 150 -93.18 20 2 -90.00
2017‑09‑30 13F-HR/A AMH / American Homes 4 Rent 21.85 792 778 -1.77 18 17 -5.56
2017‑09‑30 13F-HR/A IT / Gartner, Inc. 120.97 124 124 0.00 15 15 0.00
2017‑09‑30 13F-HR/A DXD / ProShares UltraShort Dow30 10.67 4,500 4,500 0.00 53 48 -9.43
2017‑09‑30 13F-HR/A CBS / CBS Corp. 58.00 474 1,862 292.83 30 108 260.00
2017‑09‑30 13F-HR/A MRVL / Marvell Technology Group Ltd. 17.81 730 730 0.00 12 13 8.33
2017‑09‑30 13F-HR/A LRCX / Lam Research Corp. 184.91 1,366 822 -39.82 193 152 -21.24
2017‑09‑30 13F-HR/A TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 50.00 300 300 0.00 15 15 0.00
2017‑09‑30 13F-HR/A TRV / Travelers Companies, Inc. (The) 121.62 222 222 0.00 28 27 -3.57
2017‑09‑30 13F-HR/A MMM / 3M Co. 209.93 3,170 3,163 -0.22 660 664 0.61
2017‑09‑30 13F-HR/A RL / Ralph Lauren Corp. 86.36 275 220 -20.00 20 19 -5.00
2017‑09‑30 13F-HR/A KBE / SPDR S&P Bank ETF 45.00 2,200 2,200 0.00 96 99 3.13
2017‑09‑30 13F-HR/A SM / SM Energy Co 16.61 701 301 -57.06 12 5 -58.33
2017‑09‑30 13F-HR/A BXMT / Blackstone Mortgage Trust, Inc. 30.00 200 300 50.00 6 9 50.00
2017‑09‑30 13F-HR/A AFGE / American Financial Group, Inc. (Holding Co.) 103.55 1,294 1,294 0.00 129 134 3.88
2017‑09‑30 13F-HR/A HCN / Welltower Inc. 69.79 1,046 1,046 0.00 78 73 -6.41
2017‑09‑30 13F-HR/A ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 224.26 847 272 -67.89 243 61 -74.90
2017‑09‑30 13F-HR/A GOOG / Alphabet Inc. Class C Call 960.00 500 100 -80.00 455 96 -78.90
2017‑09‑30 13F-HR/A SMHD / ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR/A CAG / ConAgra Foods, Inc. 29.70 101 101 0.00 4 3 -25.00
2017‑09‑30 13F-HR/A AIG.WS / American International Group, Inc. Warrants 35.71 0 28 0 1
2017‑09‑30 13F-HR/A VNDA / Vanda Pharmaceuticals, Inc. 18.00 5,000 5,000 0.00 82 90 9.76
2017‑09‑30 13F-HR/A AXP / American Express Co. Call 90.00 0 800 0 72
2017‑09‑30 13F-HR/A SVRA / Savara Inc 0.00 5 5 0.00 0 0
2017‑09‑30 13F-HR/A FULT / Fulton Financial Corp. 18.66 3,747 3,751 0.11 71 70 -1.41
2017‑09‑30 13F-HR/A WMT / Wal-Mart Stores, Inc. Call 78.00 1,000 1,000 0.00 76 78 2.63
2017‑09‑30 13F-HR/A TDC / Teradata Corp. 34.48 87 87 0.00 3 3 0.00
2017‑09‑30 13F-HR/A CRTO / Criteo S.A 40.00 100 100 0.00 5 4 -20.00
2017‑09‑30 13F-HR/A JNK / SPDR Barclays High Yield Bond ETF 38.56 797 389 -51.19 30 15 -50.00
2017‑09‑30 13F-HR/A APH / Amphenol Corp. 84.14 638 618 -3.13 47 52 10.64
2017‑09‑30 13F-HR/A K / Kellogg Co. 62.02 98 129 31.63 7 8 14.29
2017‑09‑30 13F-HR/A WFT / Weatherford International plc 4.67 4,700 3,000 -36.17 18 14 -22.22
2017‑09‑30 13F-HR/A PVH / PVH Corp. 125.57 447 438 -2.01 51 55 7.84
2017‑09‑30 13F-HR/A HAIN / Hain Celestial Group, Inc. (The) 45.05 111 111 0.00 4 5 25.00
2017‑09‑30 13F-HR/A WTR / Aqua America, Inc. 33.18 33,459 33,333 -0.38 1,114 1,106 -0.72
2017‑09‑30 13F-HR/A BIV / Vanguard Intermediate-Term Bond ETF 84.64 9,243 10,456 13.12 781 885 13.32
2017‑09‑30 13F-HR/A DTE / DTE Energy Co. 106.80 103 103 0.00 11 11 0.00
2017‑09‑30 13F-HR/A AKAM / Akamai Technologies, Inc. 48.77 6,475 8,140 25.71 323 397 22.91
2017‑09‑30 13F-HR/A ZTS / Zoetis Inc. 61.45 179 179 0.00 11 11 0.00
2017‑09‑30 13F-HR/A STWD / Starwood Property Trust Inc. 7 40 471.43
2017‑09‑30 13F-HR/A CMCM / Cheetah Mobile, Inc. 8.44 2,200 2,250 2.27 24 19 -20.83
2017‑09‑30 13F-HR/A SCHP / Schwab U.S. TIPS ETF 55.20 3,400 4,746 39.59 187 262 40.11
2017‑09‑30 13F-HR/A VIPS / Vipshop Holdings, Inc. 8.95 1,900 1,900 0.00 20 17 -15.00
2017‑09‑30 13F-HR/A MRO / Marathon Oil Corp. Call 13.60 0 5,000 0 68
2017‑09‑30 13F-HR/A RJD / Raymond James Financial, Inc. 84.78 470 460 -2.13 38 39 2.63
2017‑09‑30 13F-HR/A EEP / Enbridge Energy Partners, L.P. 16 18 12.50
2017‑09‑30 13F-HR/A TEVA / Teva Pharmaceutical Industries Ltd. 17.71 4,100 3,500 -14.63 136 62 -54.41
2017‑09‑30 13F-HR/A AET / Aetna, Inc. 158.88 1,746 1,712 -1.95 265 272 2.64
2017‑09‑30 13F-HR/A JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 14.29 0 140 0 2
2017‑09‑30 13F-HR/A SPHS / Sophiris Bio, Inc. 2.50 800 800 0.00 2 2 0.00
2017‑09‑30 13F-HR/A CPRT / Copart, Inc. 34.86 856 1,004 17.29 27 35 29.63
2017‑09‑30 13F-HR/A AMT / American Tower Corp. (REIT) 137.02 1,105 1,175 6.33 146 161 10.27
2017‑09‑30 13F-HR/A PTY / PIMCO Corporate & Income Opportunity Fund 16.95 2,950 2,950 0.00 49 50 2.04
2017‑09‑30 13F-HR/A ITW / Illinois Tool Works, Inc. 146.55 264 232 -12.12 38 34 -10.53
2017‑09‑30 13F-HR/A HACK / PureFunds ISE Cyber Security ETF 30.23 2,547 2,547 0.00 76 77 1.32
2017‑09‑30 13F-HR/A SHLD / Sears Holdings Corp. 7.37 1,900 1,900 0.00 17 14 -17.65
2017‑09‑30 13F-HR/A ATHN / athenahealth, Inc. 121.43 140 140 0.00 20 17 -15.00
2017‑09‑30 13F-HR/A NUS / Nu Skin Enterprises, Inc. 62.50 302 304 0.66 19 19 0.00
2017‑09‑30 13F-HR/A YUMC / Yum China Holdings, Inc. 39.83 1,105 1,205 9.05 44 48 9.09
2017‑09‑30 13F-HR/A GEL / Genesis Energy, L.P. 26.67 1,500 1,500 0.00 48 40 -16.67
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / 2023 CORP BOND (18383M241) 20.95 1,814 1,814 0.00 38 38 0.00
2017‑09‑30 13F-HR/A CB / Chubb Ltd 142.70 2,387 1,843 -22.79 347 263 -24.21
2017‑09‑30 13F-HR/A BSFT / BroadSoft, Inc. 53.33 75 75 0.00 3 4 33.33
2017‑09‑30 13F-HR/A BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.49 11,781 12,796 8.62 253 275 8.70
2017‑09‑30 13F-HR/A ATSG / Air Transport Services Group, Inc. 23.92 209 209 0.00 5 5 0.00
2017‑09‑30 13F-HR/A ASNA / Ascena Retail Group, Inc. 2.40 5,000 5,000 0.00 11 12 9.09
2017‑09‑30 13F-HR/A DVN / Devon Energy Corp. 36.68 12,505 12,921 3.33 400 474 18.50
2017‑09‑30 13F-HR/A IEFA / iShares Core MSCI EAFE ETF 64.43 655 776 18.47 40 50 25.00
2017‑09‑30 13F-HR/A FNDB / Schwab Fundamental U.S. Broad Market Index ETF 35.29 3,952 255 -93.55 133 9 -93.23
2017‑09‑30 13F-HR/A CYBR / CyberArk Software Ltd. 40.00 0 200 0 8
2017‑09‑30 13F-HR/A UTX / United Technologies Corp. 116.20 3,907 4,019 2.87 477 467 -2.10
2017‑09‑30 13F-HR/A XLE / SPDR Energy Select Sector ETF Call 68.20 0 5,000 0 341
2017‑09‑30 13F-HR/A TBT / ProShares UltraShort 20+ Yr Tsy Call 35.75 4,000 4,000 0.00 144 143 -0.69
2017‑09‑30 13F-HR/A BLW / BlackRock Limited Duration Income Trust (The) 15.00 200 200 0.00 3 3 0.00
2017‑09‑30 13F-HR/A PHM / PulteGroup, Inc. 27.65 1,049 1,049 0.00 26 29 11.54
2017‑09‑30 13F-HR/A PHM / PulteGroup, Inc. Call 27.50 800 4,000 400.00 20 110 450.00
2017‑09‑30 13F-HR/A GERN / Geron Corp. 1.95 2,050 2,050 0.00 6 4 -33.33
2017‑09‑30 13F-HR/A DOX / Amdocs Ltd. 62.50 160 160 0.00 10 10 0.00
2017‑09‑30 13F-HR/A HABT / The Habit Restaurants, Inc. 12.50 550 800 45.45 9 10 11.11
2017‑09‑30 13F-HR/A IYG / iShares U.S. Financial Services ETF 120.00 1,500 1,500 0.00 170 180 5.88
2017‑09‑30 13F-HR/A CODI / Compass Diversified Holdings 17.98 0 890 0 16
2017‑09‑30 13F-HR/A LEA / Lear Corp. 173.00 800 1,000 25.00 114 173 51.75
2017‑09‑30 13F-HR/A USO / United States Oil Fund, LP Call 10.33 6,500 12,000 84.62 62 124 100.00
2017‑09‑30 13F-HR/A BURL / Burlington Stores, Inc. 95.34 2,334 2,234 -4.28 215 213 -0.93
2017‑09‑30 13F-HR/A RHP / Ryman Hospitality Properties, Inc. 62.00 1,000 1,000 0.00 64 62 -3.12
2017‑09‑30 13F-HR/A PBA / Pembina Pipeline Corp. 35.00 400 400 0.00 13 14 7.69
2017‑09‑30 13F-HR/A SCHC / Schwab International Small-Cap Equity ETF 35.86 8,302 9,175 10.52 279 329 17.92
2017‑09‑30 13F-HR/A YLCO / GLOBAL X FDS 30.56 700 360 -48.57 17 11 -35.29
2017‑09‑30 13F-HR/A HSY / Hershey Company (The) 109.45 1,331 1,334 0.23 143 146 2.10
2017‑09‑30 13F-HR/A POWI / Power Integrations, Inc. 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR/A ES / Eversource Energy 48.78 322 41 -87.27 20 2 -90.00
2017‑09‑30 13F-HR/A FF / FutureFuel Corp. 14.74 475 475 0.00 7 7 0.00
2017‑09‑30 13F-HR/A ARWR / Arrowhead Pharmaceuticals, Inc. 4.00 1,000 1,000 0.00 2 4 100.00
2017‑09‑30 13F-HR/A XLP / SPDR Consumer Staples Select Sector ETF 53.99 27,754 27,855 0.36 1,525 1,504 -1.38
2017‑09‑30 13F-HR/A IWS / iShares Russell Mid-Cap Value ETF 86.15 300 325 8.33 25 28 12.00
2017‑09‑30 13F-HR/A UGI / UGI Corp. 46.70 1,606 1,606 0.00 78 75 -3.85
2017‑09‑30 13F-HR/A XLY / SPDR Consumer Discretionary Select Sector ETF 90.21 2,433 2,350 -3.41 218 212 -2.75
2017‑09‑30 13F-HR/A OTTR / Otter Tail Corp. 43.33 300 300 0.00 12 13 8.33
2017‑09‑30 13F-HR/A MNKD / MannKind Corp. 1.85 1,080 1,080 0.00 2 2 0.00
2017‑09‑30 13F-HR/A ADBE / Adobe Systems, Inc. Call 149.50 4,000 2,000 -50.00 565 299 -47.08
2017‑09‑30 13F-HR/A YUM / Yum! Brands, Inc. 73.86 1,105 1,205 9.05 82 89 8.54
2017‑09‑30 13F-HR/A NTAP / NetApp, Inc. 43.55 1,036 1,286 24.13 41 56 36.59
2017‑09‑30 13F-HR/A XLV / SPDR Health Care Select Sector ETF 81.75 15,363 15,010 -2.30 1,218 1,227 0.74
2017‑09‑30 13F-HR/A MDSO / Medidata Solutions, Inc. 80.65 62 62 0.00 5 5 0.00
2017‑09‑30 13F-HR/A FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.51 907 907 0.00 5 5 0.00
2017‑09‑30 13F-HR/A RACE / Ferrari N.V. 110.03 200 927 363.50 17 102 500.00
2017‑09‑30 13F-HR/A CTXS / Citrix Systems, Inc. 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR/A INTU / Intuit Inc. 141.67 600 600 0.00 80 85 6.25
2017‑09‑30 13F-HR/A FXB / CurrencyShares British Pound Sterling Trust 130.00 100 100 0.00 13 13 0.00
2017‑09‑30 13F-HR/A GRUB / GrubHub Inc. 52.78 80 1,080 1,250.00 3 57 1,800.00
2017‑09‑30 13F-HR/A WAL / Western Alliance Bancorporation 52.41 671 706 5.22 33 37 12.12
2017‑09‑30 13F-HR/A DNKN / Dunkin' Brands Group, Inc. 52.63 370 190 -48.65 20 10 -50.00
2017‑09‑30 13F-HR/A BIT / BlackRock Multi-Sector Income Trust 18.93 1,215 1,215 0.00 22 23 4.55
2017‑09‑30 13F-HR/A IAC / IAC/InterActiveCorp. 109.09 0 55 0 6
2017‑09‑30 13F-HR/A PNC / PNC Financial Services Group, Inc. (The) 134.75 4,453 4,460 0.16 556 601 8.09
2017‑09‑30 13F-HR/A FUN / Cedar Fair, L.P. 72.73 54 55 1.85 4 4 0.00
2017‑09‑30 13F-HR/A SZC / Cushing Renaissance Fund (The) 17.50 400 400 0.00 7 7 0.00
2017‑09‑30 13F-HR/A GPOR / Gulfport Energy Corp. 14.44 4,225 4,225 0.00 62 61 -1.61
2017‑09‑30 13F-HR/A KEY / KeyCorp 20.00 600 200 -66.67 11 4 -63.64
2017‑09‑30 13F-HR/A PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.14 1,750 1,750 0.00 29 30 3.45
2017‑09‑30 13F-HR/A ZNGA / Zynga Inc. 4.00 0 1,000 0 4
2017‑09‑30 13F-HR/A CMI / Cummins, Inc. 167.41 675 675 0.00 109 113 3.67
2017‑09‑30 13F-HR/A CVX / Chevron Corp. 117.52 13,855 13,555 -2.17 1,445 1,593 10.24
2017‑09‑30 13F-HR/A XLI / SPDR Industrial Select Sector ETF 70.95 7,532 7,526 -0.08 513 534 4.09
2017‑09‑30 13F-HR/A TSN / Tyson Foods, Inc. 70.00 1,000 1,000 0.00 63 70 11.11
2017‑09‑30 13F-HR/A TOUR / Tuniu Corporation 7.50 1,200 1,200 0.00 10 9 -10.00
2017‑09‑30 13F-HR/A XLU / SPDR Utilities Select Sector ETF 53.05 26,546 26,521 -0.09 1,379 1,407 2.03
2017‑09‑30 13F-HR/A ADSK / Autodesk, Inc. 111.11 9 9 0.00 1 1 0.00
2017‑09‑30 13F-HR/A RDS.B / Royal Dutch Shell Plc 62.40 3,388 2,388 -29.52 184 149 -19.02
2017‑09‑30 13F-HR/A HEP / Holly Energy Partners L.P. 27 24 -11.11
2017‑09‑30 13F-HR/A PX / Praxair, Inc. 139.19 464 467 0.65 62 65 4.84
2017‑09‑30 13F-HR/A HTHT / China Lodging Group Ltd 108.70 46 46 0.00 4 5 25.00
2017‑09‑30 13F-HR/A DNOW / NOW Inc. 0.00 15 15 0.00 0 0
2017‑09‑30 13F-HR/A OCN / Ocwen Financial Corp. 5.00 200 200 0.00 1 1 0.00
2017‑09‑30 13F-HR/A NCR / NCR Corp. Put 38.00 400 1,000 150.00 16 38 137.50
2017‑09‑30 13F-HR/A ESS / Essex Property Trust, Inc. 253.01 84 83 -1.19 22 21 -4.55
2017‑09‑30 13F-HR/A NFLX / Netflix, Inc. 181.82 1,686 858 -49.11 252 156 -38.10
2017‑09‑30 13F-HR/A NFLX / Netflix, Inc. Call 180.00 900 500 -44.44 135 90 -33.33
2017‑09‑30 13F-HR/A NFLX / Netflix, Inc. Put 180.00 0 200 0 36
2017‑09‑30 13F-HR/A NUGT / Direxion Daily Gold Miners Bull 3x Shares 24.25 5,690 5,690 0.00 119 138 15.97
2017‑09‑30 13F-HR/A ELY / Callaway Golf Company 13.16 76 76 0.00 1 1 0.00
2017‑09‑30 13F-HR/A AJG / Gallagher (ARTHUR J.) & Co. 60.87 287 230 -19.86 16 14 -12.50
2017‑09‑30 13F-HR/A OZRK / Bank of the Ozarks, Inc. 51.72 58 58 0.00 3 3 0.00
2017‑09‑30 13F-HR/A TRP / TransCanada Corp. 50.07 739 739 0.00 35 37 5.71
2017‑09‑30 13F-HR/A AER / AerCap Holdings N.V. 51.26 2,536 2,536 0.00 118 130 10.17
2017‑09‑30 13F-HR/A ABM / ABM Industries Inc. 42.00 0 500 0 21
2017‑09‑30 13F-HR/A PMT / Penny Mac Mortgage Investment Trust 17.33 3,000 3,000 0.00 55 52 -5.45
2017‑09‑30 13F-HR/A FB / Facebook, Inc. Call 170.00 2,000 800 -60.00 301 136 -54.82
2017‑09‑30 13F-HR/A TAP / Molson Coors Brewing Co. 78.43 109 153 40.37 9 12 33.33
2017‑09‑30 13F-HR/A CMCSA / Comcast Corp. 38.48 19,575 20,788 6.20 761 800 5.12
2017‑09‑30 13F-HR/A SLYG / SPDR S&P 600 Small Cap Growth ETF 228.57 0 350 0 80
2017‑09‑30 13F-HR/A CNI / Canadian National Railway Co. 80.00 100 100 0.00 8 8 0.00
2017‑09‑30 13F-HR/A CNI / Canadian National Railway Co. Call 82.83 3,800 6,000 57.89 308 497 61.36
2017‑09‑30 13F-HR/A GWPH / GW Pharmaceuticals Plc. 100.00 300 300 0.00 30 30 0.00
2017‑09‑30 13F-HR/A ETN / Eaton Corporation 76.87 2,868 2,914 1.60 223 224 0.45
2017‑09‑30 13F-HR/A USG / USG Corp. 33.00 1,000 1,000 0.00 29 33 13.79
2017‑09‑30 13F-HR/A GPC / Genuine Parts Co. 94.29 534 350 -34.46 50 33 -34.00
2017‑09‑30 13F-HR/A CRM / Salesforce.com, Inc. 94.22 901 329 -63.49 78 31 -60.26
2017‑09‑30 13F-HR/A SFE / Safeguard Scientifics, Inc. 14.81 270 270 0.00 3 4 33.33
2017‑09‑30 13F-HR/A ABT / Abbott Laboratories 53.40 10,407 10,749 3.29 506 574 13.44
2017‑09‑30 13F-HR/A NEA / Nuveen AMT-Free Municipal Income Fund 12.92 387 387 0.00 5 5 0.00
2017‑09‑30 13F-HR/A TJX / TJX Companies, Inc. (The) Call 73.33 800 600 -25.00 58 44 -24.14
2017‑09‑30 13F-HR/A SUN / Sunoco LP 33.33 150 150 0.00 5 5 0.00
2017‑09‑30 13F-HR/A PG / Procter & Gamble Co. (The) 90.99 12,314 11,507 -6.55 1,073 1,047 -2.42
2017‑09‑30 13F-HR/A MNST / Monster Beverage Corporation New 55.56 72 72 0.00 4 4 0.00
2017‑09‑30 13F-HR/A EYES / Second Sight Medical Products, Inc. 1.25 7,206 7,206 0.00 9 9 0.00
2017‑09‑30 13F-HR/A CLX / Clorox Company (The) 132.03 2,398 2,401 0.13 320 317 -0.94
2017‑09‑30 13F-HR/A PDLI / PDL BioPharma, Inc. 3.43 3,500 3,500 0.00 8 12 50.00
2017‑09‑30 13F-HR/A VGK / Vanguard FTSE Europe ETF Call 58.33 0 3,000 0 175
2017‑09‑30 13F-HR/A ACM / AECOM 36.92 4,632 4,632 0.00 150 171 14.00
2017‑09‑30 13F-HR/A NHS / Neuberger Berman High Yield Strategies Fund 12.00 500 500 0.00 6 6 0.00
2017‑09‑30 13F-HR/A RDS.A / Royal Dutch Shell Plc 60.56 8,714 7,200 -17.37 463 436 -5.83
2017‑09‑30 13F-HR/A AXL / American Axle & Manufacturing Holdings, Inc. 16.87 415 415 0.00 6 7 16.67
2017‑09‑30 13F-HR/A IXC / iShares Global Energy ETF 0.00 3 3 0.00 0 0
2017‑09‑30 13F-HR/A APU / AmeriGas Partners, L.P. 87 88 1.15
2017‑09‑30 13F-HR/A ALPS ETF TR / ALERIAN ENERGY (00162Q676) 23.53 400 425 6.25 9 10 11.11
2017‑09‑30 13F-HR/A BBY / Best Buy Co., Inc. 56.27 635 622 -2.05 36 35 -2.78
2017‑09‑30 13F-HR/A BBY / Best Buy Co., Inc. Call 56.67 0 1,800 0 102
2017‑09‑30 13F-HR/A NVO / Novo-Nordisk A/S 48.12 2,868 2,868 0.00 123 138 12.20
2017‑09‑30 13F-HR/A WAB / Wabtec Corp. 81.63 49 49 0.00 4 4 0.00
2017‑09‑30 13F-HR/A ORAN / Orange 16.33 1,000 3,000 200.00 16 49 206.25
2017‑09‑30 13F-HR/A MSFT / Microsoft Corp. Call 74.00 5,000 2,000 -60.00 345 148 -57.10
2017‑09‑30 13F-HR/A EXC / Exelon Corp. 37.70 8,460 8,170 -3.43 305 308 0.98
2017‑09‑30 13F-HR/A MAT / Mattel, Inc. 15.00 2,000 2,000 0.00 44 30 -31.82
2017‑09‑30 13F-HR/A WRK / Westrock Company 57.17 932 927 -0.54 53 53 0.00
2017‑09‑30 13F-HR/A PAG / Penske Automotive Group, Inc. 46.67 300 300 0.00 13 14 7.69
2017‑09‑30 13F-HR/A APTS / Preferred Apartment Communities, Inc. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR/A WAIR / Wesco Aircraft Holdings Inc. 9.50 1,000 2,000 100.00 11 19 72.73
2017‑09‑30 13F-HR/A DE / Deere & Co. Call 126.00 1,000 1,000 0.00 124 126 1.61
2017‑09‑30 13F-HR/A ASYS / Amtech Systems, Inc. 12.00 3,000 3,000 0.00 25 36 44.00
2017‑09‑30 13F-HR/A AMZN / Amazon.com, Inc. Call 640.00 500 300 -40.00 485 192 -60.41
2017‑09‑30 13F-HR/A AMZN / Amazon.com, Inc. Put 960.00 0 600 0 576
2017‑09‑30 13F-HR/A MMSI / Merit Medical Systems, Inc. 55.56 18 18 0.00 1 1 0.00
2017‑09‑30 13F-HR/A FLT / FleetCor Technologies, Inc. 125.00 16 16 0.00 2 2 0.00
2017‑09‑30 13F-HR/A NTES / NetEase, Inc. 272.73 394 33 -91.62 118 9 -92.37
2017‑09‑30 13F-HR/A TSS / Total System Services, Inc. 68.06 176 191 8.52 10 13 30.00
2017‑09‑30 13F-HR/A DBA / PowerShares DB Agriculture Fund 18.33 0 600 0 11
2017‑09‑30 13F-HR/A INPAP / International Paper Company 56.96 2,177 2,177 0.00 123 124 0.81
2017‑09‑30 13F-HR/A ARI / Apollo Commercial Real Estate Finance, Inc. 2 2 0.00
2017‑09‑30 13F-HR/A WU / Western Union Co. (The) 19.27 6,951 6,954 0.04 132 134 1.52
2017‑09‑30 13F-HR/A TWLO / Twilio Inc. 29.41 1,150 850 -26.09 34 25 -26.47
2017‑09‑30 13F-HR/A DBO / PowerShares DB Oil Fund 8.57 350 350 0.00 3 3 0.00
2017‑09‑30 13F-HR/A OLED / Universal Display Corp. 130.00 100 100 0.00 11 13 18.18
2017‑09‑30 13F-HR/A STX / Seagate Technology PLC 32.88 715 365 -48.95 28 12 -57.14
2017‑09‑30 13F-HR/A STX / Seagate Technology PLC Call 33.75 3,000 800 -73.33 117 27 -76.92
2017‑09‑30 13F-HR/A STX / Seagate Technology PLC Put 33.75 0 800 0 27
2017‑09‑30 13F-HR/A ICLR / ICON plc 115.38 52 52 0.00 5 6 20.00
2017‑09‑30 13F-HR/A GT / Goodyear Tire & Rubber Co. (The) 33.28 3,546 3,546 0.00 124 118 -4.84
2017‑09‑30 13F-HR/A SEP / Spectra Energy Partners LP 44.40 1,802 1,802 0.00 77 80 3.90
2017‑09‑30 13F-HR/A ETE / Entergy Transfer Equity LP 17.50 1,900 2,800 47.37 34 49 44.12
2017‑09‑30 13F-HR/A SWK / Stanley Black & Decker, Inc. 153.01 73 183 150.68 10 28 180.00
2017‑09‑30 13F-HR/A OZM / OCH-Ziff Capital Management Group LLC 3.22 16,050 25,165 56.79 41 81 97.56
2017‑09‑30 13F-HR/A NAT / Nordic American Tankers Ltd 5.37 5,600 6,700 19.64 36 36 0.00
2017‑09‑30 13F-HR/A SQ / Square, Inc. 28.87 5,180 3,880 -25.10 122 112 -8.20
2017‑09‑30 13F-HR/A SQ / Square, Inc. Call 29.00 1,000 1,000 0.00 23 29 26.09
2017‑09‑30 13F-HR/A SQ / Square, Inc. Put 28.80 1,000 2,500 150.00 23 72 213.04
2017‑09‑30 13F-HR/A RNR / RenaissanceRe Holdings Ltd. 135.00 2,000 2,000 0.00 278 270 -2.88
2017‑09‑30 13F-HR/A VGT / Vanguard Information Technology ETF 151.90 1,995 2,495 25.06 281 379 34.88
2017‑09‑30 13F-HR/A VOX / Vanguard Telecommunications Services ETF 91.16 362 362 0.00 33 33 0.00
2017‑09‑30 13F-HR/A SWN / Southwestern Energy Co. 6.15 10,250 10,250 0.00 62 63 1.61
2017‑09‑30 13F-HR/A ICUI / ICU Medical, Inc. 173.91 23 23 0.00 4 4 0.00
2017‑09‑30 13F-HR/A CTAS / Cintas Corp. 144.77 423 373 -11.82 53 54 1.89
2017‑09‑30 13F-HR/A WB / Weibo Corporation Call 100.00 400 300 -25.00 27 30 11.11
2017‑09‑30 13F-HR/A SNPS / Synopsys, Inc. 80.72 677 669 -1.18 49 54 10.20
2017‑09‑30 13F-HR/A NIE / AGIC Equity & Convertible Income Fund 20.00 200 200 0.00 4 4 0.00
2017‑09‑30 13F-HR/A X / United States Steel Corp. 25.69 2,903 8,604 196.38 64 221 245.31
2017‑09‑30 13F-HR/A VEU / Vanguard FTSE All-World ex-US ETF 52.71 4,991 4,895 -1.92 250 258 3.20
2017‑09‑30 13F-HR/A MAR / Marriott International, Inc. 110.25 3,101 3,102 0.03 311 342 9.97
2017‑09‑30 13F-HR/A RY / Royal Bank of Canada (Montreal, PQ) 76.67 300 300 0.00 22 23 4.55
2017‑09‑30 13F-HR/A GLOG / GasLog Ltd. 18.00 2,000 500 -75.00 31 9 -70.97
2017‑09‑30 13F-HR/A CSIQ / Canadian Solar Inc. 17.00 1,000 1,000 0.00 16 17 6.25
2017‑09‑30 13F-HR/A MBB / iShares MBS ETF 107.26 922 951 3.15 98 102 4.08
2017‑09‑30 13F-HR/A IWF / iShares Russell 1000 Growth ETF 979 1,034 5.62
2017‑09‑30 13F-HR/A JCI / Johnson Controls International plc 40.18 6,152 1,095 -82.20 267 44 -83.52
2017‑09‑30 13F-HR/A HYH / Halyard Health, Inc. 43.01 93 93 0.00 4 4 0.00
2017‑09‑30 13F-HR/A CAMBRIA ETF TR / GLB ASSET ALLO (132061607) 26.85 46,753 47,748 2.13 1,210 1,282 5.95
2017‑09‑30 13F-HR/A MKL / Markel Corp. 1,068.09 1,426 1,410 -1.12 1,392 1,506 8.19
2017‑09‑30 13F-HR/A PPG / PPG Industries, Inc. 104.17 92 48 -47.83 10 5 -50.00
2017‑09‑30 13F-HR/A EVH / Evolent Health Inc. 18.00 1,000 500 -50.00 25 9 -64.00
2017‑09‑30 13F-HR/A AVK / Advent Claymore Convertible Securities & Income Fund 16.56 1,087 1,087 0.00 18 18 0.00
2017‑09‑30 13F-HR/A TSLA / Tesla Motors, Inc. 342.79 486 458 -5.76 176 157 -10.80
2017‑09‑30 13F-HR/A TSLA / Tesla Motors, Inc. Call 340.00 600 200 -66.67 216 68 -68.52
2017‑09‑30 13F-HR/A TSLA / Tesla Motors, Inc. Put 340.00 0 200 0 68
2017‑09‑30 13F-HR/A URI / United Rentals, Inc. 139.00 189 1,259 566.14 21 175 733.33
2017‑09‑30 13F-HR/A URI / United Rentals, Inc. Call 138.75 600 800 33.33 68 111 63.24
2017‑09‑30 13F-HR/A BT / BT Group Plc 19.38 1,600 1,600 0.00 31 31 0.00
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUG BLT2018 HY (18383M381) 25.24 1,149 1,149 0.00 29 29 0.00
2017‑09‑30 13F-HR/A AVB / AvalonBay Communities, Inc. 178.57 202 196 -2.97 39 35 -10.26
2017‑09‑30 13F-HR/A VCR / Vanguard Consumer Discretionary ETF 143.32 2,168 2,170 0.09 308 311 0.97
2017‑09‑30 13F-HR/A VOO / Vanguard S&P 500 ETF 230.75 22,713 22,826 0.50 5,044 5,267 4.42
2017‑09‑30 13F-HR/A RYAM / Rayonier Advanced Materials Inc. 12.00 250 250 0.00 4 3 -25.00
2017‑09‑30 13F-HR/A M / Macy's, Inc. 21.74 5,850 5,750 -1.71 136 125 -8.09
2017‑09‑30 13F-HR/A MIME / Mimecast Limited 27.50 500 400 -20.00 13 11 -15.38
2017‑09‑30 13F-HR/A AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.17 11,377 9,762 -14.20 338 275 -18.64
2017‑09‑30 13F-HR/A DUK / Duke Energy Corp. (Holding Co.) 83.92 15,320 15,240 -0.52 1,281 1,279 -0.16
2017‑09‑30 13F-HR/A BGG / Briggs & Stratton Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR/A SUSA / iShares MSCI USA ESG Select ETF 103.55 450 338 -24.89 46 35 -23.91
2017‑09‑30 13F-HR/A PN / Patriot National, Inc. 1.27 790 790 0.00 2 1 -50.00
2017‑09‑30 13F-HR/A NLY / Annaly Capital Management, Inc. 12.26 3,100 3,100 0.00 37 38 2.70
2017‑09‑30 13F-HR/A TS / Tenaris S.A. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR/A GLUU / Glu Mobile, Inc. 3.53 2,450 1,700 -30.61 6 6 0.00
2017‑09‑30 13F-HR/A MNTA / Momenta Pharmaceuticals, Inc. 20.83 144 144 0.00 2 3 50.00
2017‑09‑30 13F-HR/A PULM / Pulmatrix, Inc. 2.22 1,050 1,350 28.57 2 3 50.00
2017‑09‑30 13F-HR/A VDE / Vanguard Energy ETF 95.00 200 200 0.00 18 19 5.56
2017‑09‑30 13F-HR/A MET / MetLife, Inc. 51.47 880 680 -22.73 48 35 -27.08
2017‑09‑30 13F-HR/A INGR / Ingredion, Inc. 120.00 300 300 0.00 36 36 0.00
2017‑09‑30 13F-HR/A NCLH / Norwegian Cruise Line Holdings Ltd 53.92 0 204 0 11
2017‑09‑30 13F-HR/A ROOF / IQ US Real Estate Small Cap ETF 27.05 1,220 1,220 0.00 33 33 0.00
2017‑09‑30 13F-HR/A GD / General Dynamics Corp. 206.09 474 723 52.53 94 149 58.51
2017‑09‑30 13F-HR/A SRE / Sempra Energy 113.92 1,553 1,545 -0.52 175 176 0.57
2017‑09‑30 13F-HR/A TXRH / Texas Roadhouse, Inc. 49.34 1,306 1,358 3.98 67 67 0.00
2017‑09‑30 13F-HR/A CWB / SPDR Barclays Convertible Securities ETF 51.08 39,598 39,196 -1.02 1,965 2,002 1.88
2017‑09‑30 13F-HR/A CFG / Citizens Financial Group, Inc. 37.96 9,085 9,273 2.07 324 352 8.64
2017‑09‑30 13F-HR/A BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 2,492 2,492 0.00 22 23 4.55
2017‑09‑30 13F-HR/A PFF / iShares U.S. Preferred Stock ETF 38.82 55,614 55,646 0.06 2,178 2,160 -0.83
2017‑09‑30 13F-HR/A REGN / Regeneron Pharmaceuticals, Inc. 437.50 77 48 -37.66 38 21 -44.74
2017‑09‑30 13F-HR/A BNCL / Beneficial Bancorp, Inc. 16.83 2,199 2,199 0.00 33 37 12.12
2017‑09‑30 13F-HR/A VHT / Vanguard Health Care ETF 152.19 2,602 2,602 0.00 383 396 3.39
2017‑09‑30 13F-HR/A ASIX / AdvanSix Inc. 37.04 27 27 0.00 1 1 0.00
2017‑09‑30 13F-HR/A SODA / SodaStream International Ltd. 66.54 1,721 1,638 -4.82 92 109 18.48
2017‑09‑30 13F-HR/A MTW / Manitowoc Co., Inc. (The) 9.01 10,110 6,990 -30.86 61 63 3.28
2017‑09‑30 13F-HR/A PYPL / PayPal Holdings, Inc. Call 64.00 0 2,000 0 128
2017‑09‑30 13F-HR/A OUT / OUTFRONT Media Inc. 25.34 1,290 1,263 -2.09 30 32 6.67
2017‑09‑30 13F-HR/A CDE / Coeur Mining, Inc. 9.11 5,610 4,610 -17.83 49 42 -14.29
2017‑09‑30 13F-HR/A FSIC / FS Investment Corporation 8.44 79,586 76,858 -3.43 728 649 -10.85
2017‑09‑30 13F-HR/A CET / Central Securities Corp. 25.87 8,428 8,428 0.00 210 218 3.81
2017‑09‑30 13F-HR/A NQ / NQ Mobile Inc. 3.50 4,000 12,000 200.00 14 42 200.00
2017‑09‑30 13F-HR/A OFC / Corporate Office Properties Trust 35.00 200 200 0.00 7 7 0.00
2017‑09‑30 13F-HR/A ITT / ITT Inc. 42.86 350 350 0.00 14 15 7.14
2017‑09‑30 13F-HR/A CSM / ProShares Large Cap Core Plus 62.50 550 480 -12.73 33 30 -9.09
2017‑09‑30 13F-HR/A AMP / Ameriprise Financial, Inc. 148.58 1,850 1,871 1.14 235 278 18.30
2017‑09‑30 13F-HR/A QSR / Restaurant Brands International Inc. 62.50 80 80 0.00 5 5 0.00
2017‑09‑30 13F-HR/A NUS / Nu Skin Enterprises, Inc. Call 61.00 1,000 1,000 0.00 63 61 -3.17
2017‑09‑30 13F-HR/A OPK / Opko Health, Inc. 6.86 15,460 15,460 0.00 102 106 3.92
2017‑09‑30 13F-HR/A AUY / Yamana Gold Inc. 0.00 100 100 0.00 0 0
2017‑09‑30 13F-HR/A MIC / Macquarie Infrastructure Company LLC 72.23 9,373 6,479 -30.88 735 468 -36.33
2017‑09‑30 13F-HR/A AEM / Agnico Eagle Mines Limited 44.44 405 405 0.00 18 18 0.00
2017‑09‑30 13F-HR/A KR / Kroger Co. Call 20.00 800 800 0.00 18 16 -11.11
2017‑09‑30 13F-HR/A KR / Kroger Co. Put 20.00 1,600 3,800 137.50 37 76 105.41
2017‑09‑30 13F-HR/A TTC / Toro Company (The) 64.00 250 250 0.00 17 16 -5.88
2017‑09‑30 13F-HR/A NVR / NVR, Inc. 2,750.00 4 4 0.00 10 11 10.00
2017‑09‑30 13F-HR/A PK / Park Hotels & Resorts Inc. 27.82 621 611 -1.61 17 17 0.00
2017‑09‑30 13F-HR/A IEX / IDEX Corp. 121.88 366 361 -1.37 41 44 7.32
2017‑09‑30 13F-HR/A PBF / PBF Energy, Inc. 27.60 1,794 1,522 -15.16 40 42 5.00
2017‑09‑30 13F-HR/A AWK / American Water Works Co., Inc. 80.89 5,967 5,897 -1.17 465 477 2.58
2017‑09‑30 13F-HR/A SCHB / Schwab U.S. Broad Market ETF 60.91 190,314 201,290 5.77 11,126 12,261 10.20
2017‑09‑30 13F-HR/A CYTR / CytRx Corp. 0.00 800 800 0.00 1 0 -100.00
2017‑09‑30 13F-HR/A HFC / HollyFrontier Corp. 36.46 1,092 192 -82.42 30 7 -76.67
2017‑09‑30 13F-HR/A CNAT / Conatus Pharmaceuticals Inc. 5.62 2,650 1,600 -39.62 15 9 -40.00
2017‑09‑30 13F-HR/A RH / Restoration Hardware Holdings, Inc. 70.91 605 550 -9.09 39 39 0.00
2017‑09‑30 13F-HR/A RBPAA / Royal Bancshares of Pennsylvania, Inc. 4.47 53,072 53,072 0.00 224 237 5.80
2017‑09‑30 13F-HR/A XBHKX / BlackRock Core Bond Trust 14.00 1,500 1,500 0.00 21 21 0.00
2017‑09‑30 13F-HR/A SCHX / Schwab U.S. Large-Cap ETF 60.08 3,538 3,362 -4.97 204 202 -0.98
2017‑09‑30 13F-HR/A ERX / Direxion Daily Energy Bull 3X Shares 30.00 0 100 0 3
2017‑09‑30 13F-HR/A SNR / New Senior Investment Group Inc. 9.19 1,135 4,135 264.32 11 38 245.45
2017‑09‑30 13F-HR/A CPB / Campbell Soup Co. 46.00 500 500 0.00 26 23 -11.54
2017‑09‑30 13F-HR/A ACIW / ACI Worldwide, Inc. 24.00 125 125 0.00 3 3 0.00
2017‑09‑30 13F-HR/A CLAYMORE EXCHANGE TRD FD TR / GUGG ULTR SH DUR (18383M654) 51.02 98 98 0.00 5 5 0.00
2017‑09‑30 13F-HR/A NOW / ServiceNow, Inc. 115.38 266 208 -21.80 28 24 -14.29
2017‑09‑30 13F-HR/A NRG / NRG Energy, Inc. 25.54 1,057 1,057 0.00 18 27 50.00
2017‑09‑30 13F-HR/A RAS / RAIT Financial Trust 29 10 -65.52
2017‑09‑30 13F-HR/A CAPR / Capricor Therapeutics, Inc. 3.00 2,000 2,000 0.00 2 6 200.00
2017‑09‑30 13F-HR/A BSV / Vanguard Short-Term Bond ETF 79.59 2,118 2,136 0.85 169 170 0.59
2017‑09‑30 13F-HR/A IONS / Ionis Pharmaceuticals, Inc. 48.19 83 83 0.00 4 4 0.00
2017‑09‑30 13F-HR/A RPM / RPM International, Inc. 51.33 1,500 1,500 0.00 82 77 -6.10
2017‑09‑30 13F-HR/A FRBA / First Bank (Williamstown NJ) 13.33 5,498 4,500 -18.15 64 60 -6.25
2017‑09‑30 13F-HR/A MCK / McKesson Corp. 153.85 325 325 0.00 53 50 -5.66
2017‑09‑30 13F-HR/A AKS / AK Steel Holding Corp. 5.56 2,550 2,700 5.88 16 15 -6.25
2017‑09‑30 13F-HR/A INO / Inovio Pharmaceuticals, Inc. 0.00 50 50 0.00 0 0
2017‑09‑30 13F-HR/A ODFL / Old Dominion Freight Line, Inc. 105.26 57 57 0.00 5 6 20.00
2017‑09‑30 13F-HR/A TEP / Tallgrass Energy Partners, LP 13 4 -69.23
2017‑09‑30 13F-HR/A SHAK / Shake Shack, Inc. 31.82 220 220 0.00 8 7 -12.50
2017‑09‑30 13F-HR/A HPE / Hewlett Packard Enterprise Company 15.87 589 189 -67.91 10 3 -70.00
2017‑09‑30 13F-HR/A ACTA / Actua Corporation 0.00 14 14 0.00 0 0
2017‑09‑30 13F-HR/A FGP / Ferrellgas Partners, L.P. 5.10 3,615 4,115 13.83 16 21 31.25
2017‑09‑30 13F-HR/A SCHG / Schwab U.S. Large-Cap Growth ETF 66.09 11,286 11,258 -0.25 713 744 4.35
2017‑09‑30 13F-HR/A NBL / Noble Energy, Inc. 28.57 350 350 0.00 10 10 0.00
2017‑09‑30 13F-HR/A GENE / Genetic Technologies Ltd. 0.00 350 350 0.00 0 0
2017‑09‑30 13F-HR/A CQP / Cheniere Energy Partners, LP 30.00 300 300 0.00 10 9 -10.00
2017‑09‑30 13F-HR/A SPE / Special Opportunities Fund, Inc. 15.65 575 575 0.00 9 9 0.00
2017‑09‑30 13F-HR/A R / Ryder System, Inc. 80.00 100 100 0.00 7 8 14.29
2017‑09‑30 13F-HR/A SCZ / iShares MSCI EAFE Small-Cap ETF 63.33 300 300 0.00 17 19 11.76
2017‑09‑30 13F-HR/A UEC / Uranium Energy Corp. 1.00 0 1,000 0 1
2017‑09‑30 13F-HR/A TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.56 4,058 5,058 24.64 142 190 33.80
2017‑09‑30 13F-HR/A NVDA / NVIDIA Corp. Call 180.00 1,500 700 -53.33 217 126 -41.94
2017‑09‑30 13F-HR/A NVDA / NVIDIA Corp. Put 180.00 0 800 0 144
2017‑09‑30 13F-HR/A MCC / Medley Capital Corp. 6.00 5,500 5,500 0.00 35 33 -5.71
2017‑09‑30 13F-HR/A CEMP / Cempra, Inc. 3.75 0 800 0 3
2017‑09‑30 13F-HR/A KTOS / Kratos Defense & Security Solutions, Inc. 13.33 500 600 20.00 6 8 33.33
2017‑09‑30 13F-HR/A FEO / First Trust/Aberdeen Emerging Opportunity Fund 37.31 1,319 1,340 1.59 47 50 6.38
2017‑09‑30 13F-HR/A HES / Hess Corp. 46.88 2,100 3,200 52.38 92 150 63.04
2017‑09‑30 13F-HR/A JQC / Nuveen Credit Strategies Income Fund 9.03 775 775 0.00 7 7 0.00
2017‑09‑30 13F-HR/A ABMD / ABIOMED, Inc. 168.50 2,000 2,000 0.00 287 337 17.42
2017‑09‑30 13F-HR/A DISH / DISH Network Corp. 54.57 689 678 -1.60 43 37 -13.95
2017‑09‑30 13F-HR/A BX / Blackstone Group L.P. (The) 33.39 10,185 10,693 4.99 340 357 5.00
2017‑09‑30 13F-HR/A OEF / iShares S&P 100 ETF 111.03 2,005 1,405 -29.93 214 156 -27.10
2017‑09‑30 13F-HR/A VTV / Vanguard Value ETF 99.20 623 625 0.32 60 62 3.33
2017‑09‑30 13F-HR/A SLGN / Silgan Holdings, Inc. 29.17 1,190 1,200 0.84 38 35 -7.89
2017‑09‑30 13F-HR/A AYX / Alteryx Inc. 20.00 500 500 0.00 10 10 0.00
2017‑09‑30 13F-HR/A BAC / Bank of America Corp. Call 25.00 4,500 1,000 -77.78 109 25 -77.06
2017‑09‑30 13F-HR/A BAC / Bank of America Corp. Put 25.50 0 2,000 0 51
2017‑09‑30 13F-HR/A RMR / The RMR Group Inc. 0.00 4 6 50.00 0 0
2017‑09‑30 13F-HR/A BMTC / Bryn Mawr Bank Corp. 45.00 400 400 0.00 17 18 5.88
2017‑09‑30 13F-HR/A HRS / Harris Corp. 150.00 20 20 0.00 2 3 50.00
2017‑09‑30 13F-HR/A ONVO / Organovo Holdings, Inc. 0.00 450 200 -55.56 2 0 -100.00
2017‑09‑30 13F-HR/A NEU / NewMarket Corp. (Holding Company) 437.50 32 32 0.00 15 14 -6.67
2017‑09‑30 13F-HR/A TSRO / TESARO, Inc. 142.86 14 14 0.00 2 2 0.00
2017‑09‑30 13F-HR/A HST / Host Hotels & Resorts, Inc. 18.50 550 11,030 1,905.45 10 204 1,940.00
2017‑09‑30 13F-HR/A AVGO / Broadcom Limited 242.49 2,543 899 -64.65 593 218 -63.24
2017‑09‑30 13F-HR/A AVGO / Broadcom Limited Call 245.00 0 200 0 49
2017‑09‑30 13F-HR/A CCL / Carnival Corp. 64.81 540 540 0.00 35 35 0.00
2017‑09‑30 13F-HR/A MMP / Magellan Midstream Partners, L.P. 71.04 1,102 4,082 270.42 79 290 267.09
2017‑09‑30 13F-HR/A PBH / Prestige Brands Holdings, Inc. 45.45 44 44 0.00 2 2 0.00
2017‑09‑30 13F-HR/A BERY / Berry Plastics Group, Inc. 54.35 92 92 0.00 5 5 0.00
2017‑09‑30 13F-HR/A GE / General Electric Co. Call 24.14 5,000 7,000 40.00 135 169 25.19
2017‑09‑30 13F-HR/A IWP / iShares Russell Midcap Growth ETF 113.90 420 439 4.52 45 50 11.11
2017‑09‑30 13F-HR/A SUNS / Solar Senior Capital Ltd. 17.00 1,265 1,000 -20.95 21 17 -19.05
2017‑09‑30 13F-HR/A MGP / MGM Growth Properties LLC 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR/A ZROZ / PIMCO ETF Trust 100.00 100 100 0.00 10 10 0.00
2017‑09‑30 13F-HR/A IR / Ingersoll-Rand plc 89.64 496 502 1.21 45 45 0.00
2017‑09‑30 13F-HR/A FDN / First Trust Dow Jones Internet Index Fund 102.79 844 681 -19.31 80 70 -12.50
2017‑09‑30 13F-HR/A IGF / iShares Global Infrastructure ETF 45.22 4,025 4,025 0.00 177 182 2.82
2017‑09‑30 13F-HR/A EMES / Emerge Energy Services LP 4 8 100.00
2017‑09‑30 13F-HR/A PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 50.00 500 500 0.00 23 25 8.70
2017‑09‑30 13F-HR/A NICE / NICE Systems Ltd. 81.43 1,000 1,400 40.00 79 114 44.30
2017‑09‑30 13F-HR/A DSXN / Diana Shipping inc. 3.43 3,042 2,042 -32.87 12 7 -41.67
2017‑09‑30 13F-HR/A ACAD / ACADIA Pharmaceuticals, Inc. 41.67 1,220 120 -90.16 34 5 -85.29
2017‑09‑30 13F-HR/A VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.11 749 749 0.00 60 60 0.00
2017‑09‑30 13F-HR/A KKR / KKR & CO. L.P. 20.37 4,579 3,879 -15.29 85 79 -7.06
2017‑09‑30 13F-HR/A SJI / South Jersey Industries, Inc. 34.53 33,162 33,937 2.34 1,133 1,172 3.44
2017‑09‑30 13F-HR/A SCHD / Schwab US Dividend Equity ETF 46.89 1,017 3,220 216.62 46 151 228.26
2017‑09‑30 13F-HR/A RCI / Rogers Communications, Inc. 51.50 2,000 2,000 0.00 94 103 9.57
2017‑09‑30 13F-HR/A XYL / Xylem, Inc. 65.57 61 61 0.00 3 4 33.33
2017‑09‑30 13F-HR/A ITM / VanEck Vectors ETF TR 23.81 1,008 1,008 0.00 24 24 0.00
2017‑09‑30 13F-HR/A FLEX / Flextronics International Ltd. 16.56 7,486 7,486 0.00 122 124 1.64
2017‑09‑30 13F-HR/A QCP / Quality Care Properties, Inc. 14.29 280 280 0.00 5 4 -20.00
2017‑09‑30 13F-HR/A BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 0 22 0 0
2017‑09‑30 13F-HR/A NYCB / New York Community Bancorp, Inc. 12.00 0 500 0 6
2017‑09‑30 13F-HR/A BRKR / Bruker Corp. 26.67 75 75 0.00 2 2 0.00
2017‑09‑30 13F-HR/A TA / TravelCenters of America LLC 0.00 20 20 0.00 0 0
2017‑09‑30 13F-HR/A ZFGN / Zafgen, Inc. 3.75 1,600 1,600 0.00 6 6 0.00
2017‑09‑30 13F-HR/A C / Citigroup, Inc. Call 73.00 2,000 1,000 -50.00 134 73 -45.52
2017‑09‑30 13F-HR/A MYI / BlackRock Muniyield Quality Fund III, Inc. 15.00 400 400 0.00 6 6 0.00
2017‑09‑30 13F-HR/A FCPT / Four Corners Property Trust, Inc. 24.91 281 281 0.00 7 7 0.00
2017‑09‑30 13F-HR/A AI / Arlington Asset Investment Corp. 0.00 12 12 0.00 0 0
2017‑09‑30 13F-HR/A UNLYF / Unilever, PLC 57.95 21,899 21,899 0.00 1,185 1,269 7.09
2017‑09‑30 13F-HR/A AMRC / Ameresco, Inc. 10.00 200 200 0.00 2 2 0.00
2017‑09‑30 13F-HR/A MDR / McDermott International, Inc. 7.35 5,852 5,852 0.00 42 43 2.38
2017‑09‑30 13F-HR/A GWRE / Guidewire Software, Inc. 78.43 51 51 0.00 4 4 0.00
2017‑09‑30 13F-HR/A COF / Capital One Financial Corp. 84.62 3,120 3,120 0.00 258 264 2.33
2017‑09‑30 13F-HR/A GLW / Corning, Inc. 29.93 18,452 16,306 -11.63 554 488 -11.91
2017‑09‑30 13F-HR/A OI / Owens-Illinois, Inc. 24.94 2,205 2,205 0.00 53 55 3.77
2017‑09‑30 13F-HR/A IWD / iShares Russell 1000 Value ETF 118.53 6,846 6,893 0.69 797 817 2.51
2017‑09‑30 13F-HR/A FII / Federated Investors, Inc. 29.54 1,625 1,625 0.00 46 48 4.35
2017‑09‑30 13F-HR/A LB / L Brands, Inc. 40.40 298 198 -33.56 16 8 -50.00
2017‑09‑30 13F-HR/A IDU / iShares U.S. Utilities ETF 132.89 755 760 0.66 98 101 3.06
2017‑09‑30 13F-HR/A QRVO / Qorvo, Inc. 70.15 983 841 -14.45 62 59 -4.84
2017‑09‑30 13F-HR/A EW / Edwards Lifesciences Corp. 109.11 1,608 1,613 0.31 190 176 -7.37
2017‑09‑30 13F-HR/A SYK / Stryker Corp. 141.66 833 833 0.00 116 118 1.72
2017‑09‑30 13F-HR/A FIVE / Five Below, Inc. 56.82 295 176 -40.34 15 10 -33.33
2017‑09‑30 13F-HR/A INCY / Incyte Corp. 115.00 171 200 16.96 22 23 4.55
2017‑09‑30 13F-HR/A QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.16 1,236 895 -27.59 77 61 -20.78
2017‑09‑30 13F-HR/A APRI / Apricus Biosciences, Inc. 1.49 1,016 2,016 98.43 1 3 200.00
2017‑09‑30 13F-HR/A RIBT / RiceBran Technologies 0.00 140 140 0.00 0 0
2017‑09‑30 13F-HR/A IRWD / Ironwood Pharmaceuticals, Inc. 16.36 982 550 -43.99 19 9 -52.63
2017‑09‑30 13F-HR/A VVUS / VIVUS, Inc. 1.00 4,000 4,000 0.00 5 4 -20.00
2017‑09‑30 13F-HR/A SPN / Superior Energy Services, Inc. 8.55 117 117 0.00 1 1 0.00
2017‑09‑30 13F-HR/A RBC / Regal-Beloit Corp. 81.87 232 171 -26.29 19 14 -26.32
2017‑09‑30 13F-HR/A FPX / First Trust US Equity Opportunities ETF 60.00 100 100 0.00 6 6 0.00
2017‑09‑30 13F-HR/A NVG / Nuveen Dividend Advantage Municipal Income Fund 16.67 300 300 0.00 5 5 0.00
2017‑09‑30 13F-HR/A ENR / Energizer Holdings, Inc. 44.64 346 336 -2.89 17 15 -11.76
2017‑09‑30 13F-HR/A FRC / First Republic Bank (San Francisco, California) 104.44 441 383 -13.15 44 40 -9.09
2017‑09‑30 13F-HR/A PAM / Pampa Energia S.A. 65.15 3,300 3,300 0.00 194 215 10.82
2017‑09‑30 13F-HR/A ADP / Automatic Data Processing, Inc. 109.34 16,033 16,033 0.00 1,643 1,753 6.70
2017‑09‑30 13F-HR/A OKE.WI / ONEOK, Inc. 55.51 3,591 3,837 6.85 187 213 13.90
2017‑09‑30 13F-HR/A ALLY / Ally Financial Inc. 24.31 1,478 1,440 -2.57 31 35 12.90
2017‑09‑30 13F-HR/A IWR / iShares Russell Mid-Cap ETF 197.16 9,997 9,936 -0.61 1,921 1,959 1.98
2017‑09‑30 13F-HR/A PLUS / ePlus inc. 100.00 30 30 0.00 2 3 50.00
2017‑09‑30 13F-HR/A IRMD / iRadimed Corporation 0.00 1 1 0.00 0 0
2017‑09‑30 13F-HR/A NXTD / NXT-ID Inc. 2.50 400 800 100.00 1 2 100.00
2017‑09‑30 13F-HR/A HTUS / Hull Tactical US ETF 27.52 2,060 2,580 25.24 56 71 26.79
2017‑09‑30 13F-HR/A HQCL / Hanwha Q CELLS Co., Ltd. 12.50 80 80 0.00 1 1 0.00
2017‑09‑30 13F-HR/A PSK / SPDR Wells Fargo Preferred Stock ETF 44.25 226 226 0.00 10 10 0.00
2017‑09‑30 13F-HR/A DEM / WisdomTree Emerging Markets Equity Income Fund 42.48 559 565 1.07 23 24 4.35
2017‑09‑30 13F-HR/A CHTR / Charter Communications, Inc. 369.86 73 73 0.00 25 27 8.00
2017‑09‑30 13F-HR/A CHK / Chesapeake Energy Corp. 4.35 10,389 9,889 -4.81 52 43 -17.31
2017‑09‑30 13F-HR/A IPG / Interpublic Group of Companies, Inc. (The) 20.70 1,739 1,739 0.00 43 36 -16.28
2017‑09‑30 13F-HR/A PCEF / PowerShares CEF Income Composite Portfolio ETF 24.07 2,825 2,825 0.00 67 68 1.49
2017‑09‑30 13F-HR/A GIB / CGI Group Inc. 54.88 164 164 0.00 8 9 12.50
2017‑09‑30 13F-HR/A GPS / Gap, Inc. (The) 29.57 2,128 1,082 -49.15 47 32 -31.91
2017‑09‑30 13F-HR/A ECA / EnCana Corp. 11.78 3,400 4,500 32.35 30 53 76.67
2017‑09‑30 13F-HR/A WDAY / Workday, Inc. 120.00 25 25 0.00 2 3 50.00
2017‑09‑30 13F-HR/A TWX / Time Warner, Inc. 102.40 5,613 7,285 29.79 564 746 32.27
2017‑09‑30 13F-HR/A XLB / SPDR Materials Select Sector ETF 56.88 3,049 3,200 4.95 164 182 10.98
2017‑09‑30 13F-HR/A KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 36.56 458 465 1.53 17 17 0.00
2017‑09‑30 13F-HR/A OC / Owens Corning, Inc. 81.08 78 37 -52.56 5 3 -40.00
2017‑09‑30 13F-HR/A FXO / First Trust Financials AlphaDEX┬« Fund 30.07 1,517 1,031 -32.04 43 31 -27.91
2017‑09‑30 13F-HR/A PCLN / The Priceline Group Inc. 1,826.09 127 23 -81.89 238 42 -82.35
2017‑09‑30 13F-HR/A AZO / AutoZone, Inc. 590.91 50 66 32.00 29 39 34.48
2017‑09‑30 13F-HR/A WYNN / Wynn Resorts Ltd. 148.89 1,250 900 -28.00 168 134 -20.24
2017‑09‑30 13F-HR/A ECYT / Endocyte, Inc. 1.90 525 525 0.00 1 1 0.00
2017‑09‑30 13F-HR/A VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 86.42 28 162 478.57 2 14 600.00
2017‑09‑30 13F-HR/A BCRX / BioCryst Pharmaceuticals, Inc. 0.00 30 30 0.00 0 0
2017‑09‑30 13F-HR/A RT / Ruby Tuesday, Inc. 0.00 150 150 0.00 0 0
2017‑09‑30 13F-HR/A XCEMX / Clearbridge Energy MLP Fund Inc 14.00 400 500 25.00 6 7 16.67
2017‑09‑30 13F-HR/A FAST / Fastenal Co. 46.38 273 345 26.37 12 16 33.33
2017‑09‑30 13F-HR/A CSRA / CSRA Inc. 30.67 108 163 50.93 3 5 66.67
2017‑09‑30 13F-HR/A TRIP / TripAdvisor, Inc. 40.56 10,030 11,612 15.77 383 471 22.98
2017‑09‑30 13F-HR/A ERII / Energy Recovery, Inc. 8.00 2,200 2,000 -9.09 18 16 -11.11
2017‑09‑30 13F-HR/A PLD / Prologis, Inc. 11 12 9.09
2017‑09‑30 13F-HR/A VNO / Vornado Realty Trust 77.99 375 359 -4.27 35 28 -20.00
2017‑09‑30 13F-HR/A CHD / Church & Dwight Co., Inc. 48.71 1,354 1,355 0.07 70 66 -5.71
2017‑09‑30 13F-HR/A SDOG / ALPS Sector Dividend Dogs ETF 45.28 265 265 0.00 11 12 9.09
2017‑09‑30 13F-HR/A SHLX / Shell Midstream Partners LP 27.69 600 650 8.33 18 18 0.00
2017‑09‑30 13F-HR/A ARLP / Alliance Resource Partners, L.P. 18.65 499 429 -14.03 9 8 -11.11
2017‑09‑30 13F-HR/A ZB.PRA / Zions Bancorporation 46.73 338 321 -5.03 15 15 0.00
2017‑09‑30 13F-HR/A BCE / BCE Inc. 46.83 44,829 43,541 -2.87 2,019 2,039 0.99
2017‑09‑30 13F-HR/A AMD / Advanced Micro Devices, Inc. Call 12.75 2,000 83,000 4,050.00 24 1,058 4,308.33
2017‑09‑30 13F-HR/A NDSN / Nordson Corp. 118.64 926 826 -10.80 112 98 -12.50
2017‑09‑30 13F-HR/A NEP / NextEra Energy Partners LP 40.44 613 643 4.89 23 26 13.04
2017‑09‑30 13F-HR/A POOL / Pool Corp. 112.68 95 71 -25.26 11 8 -27.27
2017‑09‑30 13F-HR/A GS / Goldman Sachs Group, Inc. (The) Call 235.00 700 200 -71.43 155 47 -69.68
2017‑09‑30 13F-HR/A MUB / iShares National Muni Bond ETF 110.85 10,580 10,582 0.02 1,165 1,173 0.69
2017‑09‑30 13F-HR/A VRSK / Verisk Analytics, Inc. 82.57 218 218 0.00 18 18 0.00
2017‑09‑30 13F-HR/A VRA / Vera Bradley, Inc. 8.57 700 700 0.00 7 6 -14.29
2017‑09‑30 13F-HR/A TTMI / TTM Technologies, Inc. 16.67 300 300 0.00 5 5 0.00
2017‑09‑30 13F-HR/A ENSG / Ensign Group, Inc. (The) 21.43 420 420 0.00 9 9 0.00
2017‑09‑30 13F-HR/A SNH / Senior Housing Properties Trust 91 57 -37.36
2017‑09‑30 13F-HR/A PSXP / Phillips 66 Partners LP 53.06 400 490 22.50 20 26 30.00
2017‑09‑30 13F-HR/A PGX / PowerShares Preferred Portfolio 14.45 623 623 0.00 9 9 0.00
2017‑09‑30 13F-HR/A FTV / Fortive Corporation 70.59 85 85 0.00 5 6 20.00
2017‑09‑30 13F-HR/A SDY / SPDR S&P Dividend ETF 91.28 2,034 2,695 32.50 181 246 35.91
2017‑09‑30 13F-HR/A UUP / PowerShares DB US Dollar Index Trust Call 24.20 2,000 10,000 400.00 50 242 384.00
2017‑09‑30 13F-HR/A BLDP / Ballard Power Systems, Inc. 4.00 500 500 0.00 1 2 100.00
2017‑09‑30 13F-HR/A DO / Diamond Offshore Drilling, Inc. 14.60 5,000 5,000 0.00 54 73 35.19
2017‑09‑30 13F-HR/A CEF / Central Fund of Canada Ltd. 12.00 250 250 0.00 3 3 0.00
2017‑09‑30 13F-HR/A XL / XL Group Ltd. 39.08 1,149 1,126 -2.00 50 44 -12.00
2017‑09‑30 13F-HR/A PLOW / Douglas Dynamics Inc. 40.48 420 420 0.00 14 17 21.43
2017‑09‑30 13F-HR/A WYN / Wyndham Worldwide Corp. 102.04 49 49 0.00 5 5 0.00
2017‑09‑30 13F-HR/A AMG / Affiliated Managers Group, Inc. 189.68 833 833 0.00 138 158 14.49
2017‑09‑30 13F-HR/A VT / Vanguard Total World Stock ETF 70.78 5,516 5,510 -0.11 372 390 4.84
2017‑09‑30 13F-HR/A LITE / Lumentum Holdings Inc. 55.02 378 418 10.58 22 23 4.55
2017‑09‑30 13F-HR/A CVRR / CVR Refining LP 8.57 350 350 0.00 3 3 0.00
2017‑09‑30 13F-HR/A CX / Cemex S.A.B de C.V. 9.18 3,377 3,377 0.00 32 31 -3.12
2017‑09‑30 13F-HR/A DHR / Danaher Corp. 85.71 490 490 0.00 41 42 2.44
2017‑09‑30 13F-HR/A ECL / Ecolab, Inc. 127.66 235 235 0.00 31 30 -3.23
2017‑09‑30 13F-HR/A CINF / Cincinnati Financial Corp. 75.81 277 277 0.00 20 21 5.00
2017‑09‑30 13F-HR/A CRZO / Carrizo Oil & Gas, Inc. 17.08 4,800 4,800 0.00 84 82 -2.38
2017‑09‑30 13F-HR/A NAVI / Navient Corporation 17.02 235 235 0.00 4 4 0.00
2017‑09‑30 13F-HR/A STRM / Streamline Health Solutions, Inc. 2.00 500 500 0.00 1 1 0.00
2017‑09‑30 13F-HR/A LJPC / La Jolla Pharmaceutical Co. 33.33 400 150 -62.50 12 5 -58.33
2017‑09‑30 13F-HR/A COTV / Cotiviti Holdings, Inc. 35.00 450 200 -55.56 17 7 -58.82
2017‑09‑30 13F-HR/A VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.48 1,051 725 -31.02 114 83 -27.19
2017‑09‑30 13F-HR/A FHB / First Hawaiian, Inc. 30.00 300 300 0.00 9 9 0.00
2017‑09‑30 13F-HR/A FDS / FactSet Research Systems, Inc. 171.43 35 35 0.00 6 6 0.00
2017‑09‑30 13F-HR/A XOP / SPDR S&P Oil & Gas Exploration & Production ETF 34.00 1,700 1,000 -41.18 54 34 -37.04
2017‑09‑30 13F-HR/A FBIO / Fortress Biotech, Inc. 5.00 400 400 0.00 2 2 0.00
2017‑09‑30 13F-HR/A AMGN / Amgen Inc. 186.30 1,951 3,446 76.63 336 642 91.07
2017‑09‑30 13F-HR/A CLDX / Celldex Therapeutics, Inc. 2.90 2,845 3,445 21.09 7 10 42.86
2017‑09‑30 13F-HR/A CLDX / Celldex Therapeutics, Inc. Call 5.00 200 200 0.00 0 1
2017‑09‑30 13F-HR/A CBM / Cambrex Corp. 44.44 0 45 0 2
2017‑09‑30 13F-HR/A XTN / SPDR S&P Transportation ETF 60.27 2,250 1,875 -16.67 125 113 -9.60
2017‑09‑30 13F-HR/A KO / Coca Cola Co. 45.07 8,790 10,074 14.61 394 454 15.23
2017‑09‑30 13F-HR/A SCHW / Schwab Charles Corp 43.82 4,440 3,765 -15.20 191 165 -13.61
2017‑09‑30 13F-HR/A WPPGY / WPP PLC 94.12 85 85 0.00 9 8 -11.11
2017‑09‑30 13F-HR/A GWX / SPDR S&P Intl Small Cap ETF 35.00 1,000 1,000 0.00 33 35 6.06
2017‑09‑30 13F-HR/A VFC / V.F. Corp. 63.41 2,414 1,309 -45.77 139 83 -40.29
2017‑09‑30 13F-HR/A ELR / SPDR Series Trust 26.09 170 230 35.29 5 6 20.00
2017‑09‑30 13F-HR/A PCAR / PACCAR, Inc. 71.95 1,237 1,237 0.00 82 89 8.54
2017‑09‑30 13F-HR/A GOGO / Gogo Inc. 10.91 950 550 -42.11 11 6 -45.45
2017‑09‑30 13F-HR/A PLUG / Plug Power, Inc. 2.68 2,010 2,610 29.85 4 7 75.00
2017‑09‑30 13F-HR/A RMBS / Rambus, Inc. 13.34 39,900 38,000 -4.76 456 507 11.18
2017‑09‑30 13F-HR/A COTY / Coty, Inc. 16.36 1,741 1,711 -1.72 33 28 -15.15
2017‑09‑30 13F-HR/A BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 21.26 38,377 43,839 14.23 816 932 14.22
2017‑09‑30 13F-HR/A AON / Aon Plc 146.34 82 82 0.00 11 12 9.09
2017‑09‑30 13F-HR/A ONCE / Spark Therapeutics, Inc. 88.24 170 170 0.00 10 15 50.00
2017‑09‑30 13F-HR/A MRUS / Merus N.V. 20.00 0 100 0 2
2017‑09‑30 13F-HR/A WLKP / Westlake Chemical Partners LP 22.73 200 220 10.00 5 5 0.00
2017‑09‑30 13F-HR/A CE / Celanese Corp. 104.13 1,959 1,959 0.00 186 204 9.68
2017‑09‑30 13F-HR/A WBA / Walgreens Boots Alliance, Inc. 77.29 3,571 3,571 0.00 280 276 -1.43
2017‑09‑30 13F-HR/A SWX / Southwest Gas Corp. 64.52 31 31 0.00 2 2 0.00
2017‑09‑30 13F-HR/A ETR / Entergy Corp. 76.56 640 640 0.00 49 49 0.00
2017‑09‑30 13F-HR/A FNDF / Schwab Fundamental International Large Company Index ETF 29.87 112,440 115,555 2.77 3,149 3,452 9.62
2017‑09‑30 13F-HR/A ARNC / Arconic Inc. 24.85 19,071 19,071 0.00 432 474 9.72
2017‑09‑30 13F-HR/A ARNC / Arconic Inc. Call 0.00 200 400 100.00 5 0 -100.00
2017‑09‑30 13F-HR/A TSQ / Townsquare Media, Inc. 10.00 300 300 0.00 3 3 0.00
2017‑09‑30 13F-HR/A RSO / Resource Capital Corp. 11.08 0 1,625 0 18
2017‑09‑30 13F-HR/A CNX / CONSOL Energy, Inc. 16.82 3,804 3,804 0.00 57 64 12.28
2017‑09‑30 13F-HR/A RMT / Royce Micro-Cap Trust, Inc. 9.43 208 212 1.92 2 2 0.00
2017‑09‑30 13F-HR/A TESO / Tesco Corp. (USA) 0.00 63 63 0.00 0 0
2017‑09‑30 13F-HR/A PSCT / PowerShares Exchange-Traded Fund Trust II 84.21 95 95 0.00 7 8 14.29
2017‑09‑30 13F-HR/A EOI / Eaton Vance Enhanced Equity Income Fund 13.82 0 2,026 0 28
2017‑09‑30 13F-HR/A WAGE / WageWorks Inc. 74.07 27 27 0.00 2 2 0.00
2017‑09‑30 13F-HR/A DOV / Dover Corp. 91.43 1,181 700 -40.73 95 64 -32.63
2017‑09‑30 13F-HR/A LLY / Eli Lilly & Co. 85.87 1,246 1,246 0.00 103 107 3.88
2017‑09‑30 13F-HR/A ENTG / Entegris, Inc. 29.13 206 206 0.00 5 6 20.00
2017‑09‑30 13F-HR/A SSD / Simpson Manufacturing Co., Inc. 50.00 500 500 0.00 22 25 13.64
2017‑09‑30 13F-HR/A SLV / iShares Silver Trust 15.69 11,200 10,200 -8.93 176 160 -9.09
2017‑09‑30 13F-HR/A ESV / Ensco plc 6.00 2,500 2,500 0.00 13 15 15.38
2017‑09‑30 13F-HR/A SLV / iShares Silver Trust Put 15.67 4,000 6,000 50.00 62 94 51.61
2017‑09‑30 13F-HR/A BND / Vanguard Total Bond Market ETF 81.97 6,586 6,807 3.36 539 558 3.53
2017‑09‑30 13F-HR/A ROLL / RBC Bearings, Inc. 130.95 84 84 0.00 9 11 22.22
2017‑09‑30 13F-HR/A MIXT / MiX Telematics Limited 10.00 1,000 1,000 0.00 8 10 25.00
2017‑09‑30 13F-HR/A TRN / Trinity Industries, Inc. 31.43 25 700 2,700.00 1 22 2,100.00
2017‑09‑30 13F-HR/A TGP / Teekay LNG Partners L.P. 18.10 2,663 663 -75.10 41 12 -70.73
2017‑09‑30 13F-HR/A IWC / iShares Micro-cap ETF 93.33 75 75 0.00 7 7 0.00
2017‑09‑30 13F-HR/A FIT / Fitbit Inc. 6.00 2,000 500 -75.00 11 3 -72.73
2017‑09‑30 13F-HR/A HDS / Hd Supply Inc. 35.79 1,509 1,397 -7.42 46 50 8.70
2017‑09‑30 13F-HR/A FRBK / Republic First Bancorp, Inc. 9.30 10,000 10,000 0.00 93 93 0.00
2017‑09‑30 13F-HR/A BHP / BHP Billiton Ltd. 40.52 1,600 2,542 58.88 57 103 80.70
2017‑09‑30 13F-HR/A BHP / BHP Billiton Ltd. Call 40.38 0 2,600 0 105
2017‑09‑30 13F-HR/A NVS / Novartis AG 85.84 18,240 17,731 -2.79 1,522 1,522 0.00
2017‑09‑30 13F-HR/A IYR / iShares U.S. Real Estate ETF 80.00 1,275 1,275 0.00 102 102 0.00
2017‑09‑30 13F-HR/A VWOB / Vanguard Emerging Markets Government Bond ETF 111.11 9 9 0.00 1 1 0.00
2017‑09‑30 13F-HR/A SPLK / Splunk Inc. 65.48 68 168 147.06 4 11 175.00
2017‑09‑30 13F-HR/A GCI / Gannett Co., Inc. 9.00 1,000 1,000 0.00 9 9 0.00
2017‑09‑30 13F-HR/A CLNE / Clean Energy Fuels Corp. 2.47 30,800 30,800 0.00 78 76 -2.56
2017‑09‑30 13F-HR/A BMO / Bank of Montreal (PQ) 74.29 350 350 0.00 26 26 0.00
2017‑09‑30 13F-HR/A LLL / L-3 Communications Holdings, Inc. 188.37 1,244 1,444 16.08 208 272 30.77
2017‑09‑30 13F-HR/A TNH / Terra Nitrogen Co., L.P. 4 4 0.00
2017‑09‑30 13F-HR/A NYRT / New York REIT, Inc. 16 35 118.75
2017‑09‑30 13F-HR/A ALGN / Align Technology, Inc. 185.19 116 108 -6.90 17 20 17.65
2017‑09‑30 13F-HR/A TDG / Transdigm Group, Inc. 260.00 50 50 0.00 13 13 0.00
2017‑09‑30 13F-HR/A IBB / iShares Nasdaq Biotechnology ETF 334.13 764 835 9.29 237 279 17.72
2017‑09‑30 13F-HR/A ZBH / Zimmer Biomet Holdings, Inc 113.64 0 44 0 5
2017‑09‑30 13F-HR/A PJT / PJT Partners Inc. 0.00 106 6 -94.34 4 0 -100.00
2017‑09‑30 13F-HR/A DVMT / Dell Technologies Inc. 83.33 24 24 0.00 1 2 100.00
2017‑09‑30 13F-HR/A TIS / Orchids Paper Products Company 14.43 485 485 0.00 6 7 16.67
2017‑09‑30 13F-HR/A TRMB / Trimble Navigation Ltd. 40.94 171 171 0.00 6 7 16.67
2017‑09‑30 13F-HR/A LUK / Leucadia National Corp. 25.41 1,850 1,850 0.00 48 47 -2.08
2017‑09‑30 13F-HR/A EPP / iShares MSCI Pacific ex-Japan ETF 46.83 291 662 127.49 13 31 138.46
2017‑09‑30 13F-HR/A CPL / CPFL Energia S.A. 15.82 316 316 0.00 5 5 0.00
2017‑09‑30 13F-HR/A CCI / Crown Castle International Corp. 100.18 2,075 2,256 8.72 208 226 8.65
2017‑09‑30 13F-HR/A INSG / Inseego Corp. 1.60 0 2,500 0 4
2017‑09‑30 13F-HR/A TXT / Textron, Inc. 53.77 2,405 1,525 -36.59 113 82 -27.43
2017‑09‑30 13F-HR/A LVS / Las Vegas Sands Corp. 65.00 200 200 0.00 13 13 0.00
2017‑09‑30 13F-HR/A BC / Brunswick Corp. 55.00 258 200 -22.48 16 11 -31.25
2017‑09‑30 13F-HR/A BPL / Buckeye Partners, L.P. 57.10 2,570 2,557 -0.51 164 146 -10.98
2017‑09‑30 13F-HR/A PAY / VeriFone Systems, Inc 20.19 5,300 5,300 0.00 96 107 11.46
2017‑09‑30 13F-HR/A SIG / Signet Jewelers Ltd. 66.00 500 500 0.00 32 33 3.13
2017‑09‑30 13F-HR/A EPC / Edgewell Personal Care Company 73.22 464 519 11.85 35 38 8.57
2017‑09‑30 13F-HR/A NTRSP / Northern Trust Corp. 91.74 571 1,319 131.00 56 121 116.07
2017‑09‑30 13F-HR/A O / Realty Income Corp. 57.18 4,710 5,404 14.73 260 309 18.85
2017‑09‑30 13F-HR/A FLO / Flowers Foods, Inc. 17.78 450 450 0.00 8 8 0.00
2017‑09‑30 13F-HR/A TGT / Target Corp. 58.78 955 1,293 35.39 50 76 52.00
2017‑09‑30 13F-HR/A ARRS / ARRIS International plc 28.57 2,310 2,310 0.00 65 66 1.54
2017‑09‑30