InvestorFinancial Architects, Inc
Portfolio Value $ 512,068,000
Current Positions1,391
Opened Positions5
Closed Positions282


Latest Holdings, Performance, AUM (from 13F, 13D)

Financial Architects, Inc has disclosed 1,391 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 512,068,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Financial Architects, Inc's top holdings are Berkshire Hathaway, Inc. (NYSE:BRK.B) , JPMorgan Chase & Co. (NYSE:JPM) , SPDR Financial Select Sector ETF (NYSE:XLF) , Schwab U.S. Broad Market ETF (NYSE:SCHB) , and SPDR S&P Midcap 400 ETF (NYSE:MDY) . Financial Architects, Inc's new positions include SPDR S&P Midcap 400 ETF (NYSE:MDY) , iShares Russell 1000 Growth ETF (NYSE:IWF) , O'Reilly Automotive, Inc. (NASDAQ:ORLY) , iShares Russell 2000 Growth ETF (NYSE:IWO) , and Harris Corp. (NYSE:HRS) .

All Financial Architects, Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 23, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR PGP / PIMCO Global StocksPLUS & Income Fund 8,050 0 -100.00 124 0 -100.00
2018-03-31 13F-HR RIOT / Riot Blockchain Inc 6.64 6,622 44
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 7.01 11,108 8,708 -21.61 80 61 -23.75
2018-03-31 13F-HR UBSH / Union Bankshares Corp 25.00 40 1
2018-03-31 13F-HR UTX / United Technologies Corp. Call 125.00 200 25
2018-03-31 13F-HR UVSP / Univest Corp. of Pennsylvania 28.00 250 7
2018-03-31 13F-HR GRNB / VanEck Vectors Green Bond ETF 27.03 148 4
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.26 8,011 4,051 -49.43 474 236 -50.21
2018-03-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 63.83 355 141 -60.28 22 9 -59.09
2018-03-31 13F-HR VER / VEREIT, Inc. 4 3 -25.00
2018-03-31 13F-HR VRTV / Veritiv Corporation 0.00 4 4 0.00 0 0
2018-03-31 13F-HR VIRT / Virtu Financial, Inc. Call 32.50 400 13
2018-03-31 13F-HR VMW / VMWare, Inc. Call 121.00 1,000 121
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 90.00 400 36
2018-03-31 13F-HR WM / Waste Management, Inc. Call 84.00 1,000 84
2018-03-31 13F-HR WEN / The Wendy's Company Call 18.00 500 9
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 166 166 0.00 0 0
2018-03-31 13F-HR HCN / Welltower Inc. 54.26 1,015 1,069 5.32 65 58 -10.77
2018-03-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 38.68 129,159 131,916 2.13 5,125 5,103 -0.43
2018-03-31 13F-HR WDAY / Workday, Inc. Call 125.00 200 25
2018-03-31 13F-HR WP / Worldpay, Inc. 81.93 1,184 97
2018-03-31 13F-HR WSFSL / WSFS Financial Corp. 47.50 1,200 1,200 0.00 57 57 0.00
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.61 891 575 -35.47 151 105 -30.46
2018-03-31 13F-HR XEL / Xcel Energy, Inc. 45.48 3,618 3,474 -3.98 174 158 -9.20
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 101.83 1,041 106
2018-03-31 13F-HR ZS / Zscaler, Inc. 27.50 800 22
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 31.15 5,340 610 -88.58 96 19 -80.21
2018-03-31 13F-HR EMR / Emerson Electric Co. 68.30 2,184 2,284 4.58 153 156 1.96
2018-03-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 16.80 5,000 5,000 0.00 76 84 10.53
2018-03-31 13F-HR UTX / United Technologies Corp. 125.78 3,995 3,848 -3.68 510 484 -5.10
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. Call 215.00 300 200 -33.33 53 43 -18.87
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.48 1,205 1,205 0.00 98 103 5.10
2018-03-31 13F-HR CMI / Cummins, Inc. 162.57 830 855 3.01 147 139 -5.44
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 295.24 1,400 2,100 50.00 269 620 130.48
2018-03-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR GLUU / Glu Mobile, Inc. 4.00 1,500 1,500 0.00 5 6 20.00
2018-03-31 13F-HR MMM / 3M Co. 219.51 3,208 2,788 -13.09 755 612 -18.94
2018-03-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 3.33 1,200 1,200 0.00 3 4 33.33
2018-03-31 13F-HR ACN / Accenture plc 153.45 2,579 2,535 -1.71 395 389 -1.52
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. 118.41 3,502 3,547 1.28 349 420 20.34
2018-03-31 13F-HR LNT / Alliant Energy Corp. 40.83 5,511 5,511 0.00 235 225 -4.26
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,035.00 200 207
2018-03-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 38 35 -7.89
2018-03-31 13F-HR APU / AmeriGas Partners, L.P. 83 40 -51.81
2018-03-31 13F-HR AMGN / Amgen Inc. Call 170.00 300 51
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 2 1 -50.00
2018-03-31 13F-HR RCUS / Arcus Biosciences, Inc. 15.83 1,200 19
2018-03-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 40.00 500 20
2018-03-31 13F-HR ANET / Arista Networks, Inc. Call 255.00 200 51
2018-03-31 13F-HR ARKG / ARK Genomic Revolution Multi-Sector ETF 26.00 1,000 26
2018-03-31 13F-HR AVX / AVX Corp. 16.36 550 9
2018-03-31 13F-HR BILI / Bilibili Inc. 10.00 200 2
2018-03-31 13F-HR BGNE / BeiGene, Ltd. 170.00 100 17
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,000.00 4 8
2018-03-31 13F-HR SAM / Boston Beer Company, Inc. (THE) 0.00 2 2 0.00 0 0
2018-03-31 13F-HR BLDR / Builders FirstSource, Inc. 19.71 3,500 69
2018-03-31 13F-HR CAMBER ENERGY INC / (13200M201) 0.00 32 0
2018-03-31 13F-HR GOOS / Canada Goose Holdings Inc 32.50 400 13
2018-03-31 13F-HR CBS / CBS Corp. 51.43 2,714 5,833 114.92 160 300 87.50
2018-03-31 13F-HR CET / Central Securities Corp. 26.70 8,428 8,428 0.00 231 225 -2.60
2018-03-31 13F-HR CMCM / Cheetah Mobile, Inc. 13.40 1,988 2,388 20.12 24 32 33.33
2018-03-31 13F-HR CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 Call 68.00 1,000 68
2018-03-31 13F-HR CQQQ / Claymore Exchange-Traded Fund Trust 2 59.80 1,321 79
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 90.00 100 100 0.00 9 9 0.00
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Call 230.00 600 138
2018-03-31 13F-HR CREE / Cree, Inc. Call 40.00 300 12
2018-03-31 13F-HR CONE / CyrusOne Inc. 38 32 -15.79
2018-03-31 13F-HR CYS / CYS Investments, Inc. 6.67 1,500 10
2018-03-31 13F-HR DIREXION SHS ETF TR / DAILY ENERGY BEA (25460E554) 41.67 24 1
2018-03-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 15.00 200 3
2018-03-31 13F-HR DE / Deere & Co. 153.97 0 604 0 93
2018-03-31 13F-HR DBX / DROPBOX, INC. 30.77 1,300 40
2018-03-31 13F-HR DRE / Duke Realty Corp. 46 45 -2.17
2018-03-31 13F-HR EMES / Emerge Energy Services LP 7 6 -14.29
2018-03-31 13F-HR EQR / Equity Residential 108 86 -20.37
2018-03-31 13F-HR ETSY / Etsy, Inc. 26.67 300 8
2018-03-31 13F-HR FDC / First Data Corporation 15.96 188 3
2018-03-31 13F-HR RACE / Ferrari N.V. 120.58 940 904 -3.83 98 109 11.22
2018-03-31 13F-HR SKYY / First Trust Exchange- Traded Fund II 54.79 73 4
2018-03-31 13F-HR FIVE / Five Below, Inc. Call 75.00 200 15
2018-03-31 13F-HR GEO / Geo Group, Inc. (The) 20.00 500 10
2018-03-31 13F-HR GNC / GNC Holdings, Inc. 3.75 4,000 15
2018-03-31 13F-HR GTT / GTT Communications, Inc. 57.14 700 40
2018-03-31 13F-HR HRS / Harris Corp. Call 161.50 2,000 323
2018-03-31 13F-HR HQY / HealthEquity, Inc. 60.00 200 12
2018-03-31 13F-HR ILMN / Illumina, Inc. Call 236.00 500 118
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 60.00 100 6
2018-03-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.87 1,838 31
2018-03-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.00 260 13
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.93 185,650 181,552 -2.21 9,799 9,428 -3.79
2018-03-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 8
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF Call 200.00 200 40
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 77 76 -1.30
2018-03-31 13F-HR KIM / Kimco Realty Corporation 24 18 -25.00
2018-03-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 45.84 2,029 93
2018-03-31 13F-HR JILL / J. Jill, Inc. 4.50 2,000 2,000 0.00 16 9 -43.75
2018-03-31 13F-HR LKM / Link Motion Inc. 1.76 3,400 6
2018-03-31 13F-HR LIBERTY LATIN AMERICA LTD / COM CL C (G9001E128) 18.52 594 11
2018-03-31 13F-HR MABVAX THERAPEUTICS HLDGS IN / COM PAR (55414P702) 0.00 2 0
2018-03-31 13F-HR MZOR / Mazor Robotics Ltd. Call 62.00 500 31
2018-03-31 13F-HR MGI / MoneyGram International, Inc. Call 8.75 800 7
2018-03-31 13F-HR NDAQ / Nasdaq, Inc. Call 86.11 3,600 310
2018-03-31 13F-HR NEE / NextEra Energy, Inc. Call 163.00 1,000 163
2018-03-31 13F-HR NTNX / Nutanix, Inc. Call 50.00 200 10
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. Put 247.50 2,000 495
2018-03-31 13F-HR ON / ON Semiconductor Corporation 24.33 3,000 73
2018-03-31 13F-HR PAGSEGURO DIGITAL LTD / COM CL A (G68707101) 40.00 200 8
2018-03-31 13F-HR PH / Parker-Hannifin Corp. Put 171.33 1,500 257
2018-03-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.14 7,000 92
2018-03-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.95 2,950 2,950 0.00 49 50 2.04
2018-03-31 13F-HR IDLV / PowerShares Exchange-Traded Fund Trust II 30.67 163 5
2018-03-31 13F-HR PFPT / Proofpoint, Inc. Put 112.50 400 45
2018-03-31 13F-HR PRU / Prudential Financial, Inc. Put 103.33 1,200 124
2018-03-31 13F-HR RDUS / Radius Health, Inc. Call 36.00 500 18
2018-03-31 13F-HR SVRA / Savara Inc 9.53 949 944 -0.53 14 9 -35.71
2018-03-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 36.34 130,871 126,106 -3.64 4,903 4,583 -6.53
2018-03-31 13F-HR SCHP / Schwab U.S. TIPS ETF 54.87 6,560 6,397 -2.48 364 351 -3.57
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.08 2,352 1,385 -41.11 232 140 -39.66
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.39 14,507 17,558 21.03 1,199 1,429 19.18
2018-03-31 13F-HR SNH / Senior Housing Properties Trust 33 22 -33.33
2018-03-31 13F-HR SHOP / Shopify Inc. Call 124.00 500 62
2018-03-31 13F-HR SSTI / ShotSpotter, Inc. 25.00 200 5
2018-03-31 13F-HR SJI / South Jersey Industries, Inc. 28.17 32,062 29,249 -8.77 1,001 824 -17.68
2018-03-31 13F-HR GMF / SPDR S&P Emerging Asia Pacific ETF 107.67 743 80
2018-03-31 13F-HR SPEM / SPDR Portfolio Emerging Markets 40.72 221 9
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Call 87.60 2,500 219
2018-03-31 13F-HR SPLK / Splunk Inc. Call 100.00 200 20
2018-03-31 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 12.00 250 3
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 7 7 0.00
2018-03-31 13F-HR TTOO / T2 Biosystems, Inc. Call 6.00 500 3
2018-03-31 13F-HR TECD / Tech Data Corp. 85.35 1,113 95
2018-03-31 13F-HR TDOC / Teladoc, Inc. 40.51 395 16
2018-03-31 13F-HR TNH / Terra Nitrogen Co., L.P. 4 4 0.00
2018-03-31 13F-HR TIPT / Tiptree Financial Inc. 12 13 8.33
2018-03-31 13F-HR SMHD / ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR RRR / Red Rock Resorts, Inc. 29.30 1,200 4,300 258.33 40 126 215.00
2018-03-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.00 500 500 0.00 5 5 0.00
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 27.43 1,988 1,458 -26.66 57 40 -29.82
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.69 531 434 -18.27 56 45 -19.64
2018-03-31 13F-HR OAKS / Five Oaks Investment Corp. 2.82 4,613 4,613 0.00 18 13 -27.78
2018-03-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 84.21 288 285 -1.04 25 24 -4.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.46 3,062 3,101 1.27 267 265 -0.75
2018-03-31 13F-HR KSS / Kohl's Corp. Call 65.00 200 600 200.00 11 39 254.55
2018-03-31 13F-HR ONCE / Spark Therapeutics, Inc. 64.71 170 170 0.00 9 11 22.22
2018-03-31 13F-HR WPC / W.P. Carey Inc. 11 9 -18.18
2018-03-31 13F-HR EWH / iShares MSCI Hong Kong ETF 40.00 25 25 0.00 1 1 0.00
2018-03-31 13F-HR BFK / BlackRock Municipal Income Trust 13.28 1,205 1,205 0.00 17 16 -5.88
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 33.71 346,235 354,391 2.36 11,795 11,946 1.28
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.81 4,903 4,017 -18.07 1,574 1,357 -13.79
2018-03-31 13F-HR VHC / VirnetX Holding Corp. 4.44 900 900 0.00 3 4 33.33
2018-03-31 13F-HR SDRL / Seadrill Limited 0.00 101 101 0.00 0 0
2018-03-31 13F-HR VXF / Vanguard Extended Market ETF 106.06 476 66 -86.13 53 7 -86.79
2018-03-31 13F-HR ATO / Atmos Energy Corp. 82.93 205 205 0.00 18 17 -5.56
2018-03-31 13F-HR OCX / OncoCyte Corporation 0.00 120 120 0.00 0 0
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 75.50 5,457 3,722 -31.79 453 281 -37.97
2018-03-31 13F-HR RIOT / Riot Blockchain Inc Put 800 0 -100.00 23 0 -100.00
2018-03-31 13F-HR AXP / American Express Co. Call 800 0 -100.00 80 0 -100.00
2018-03-31 13F-HR FF / FutureFuel Corp. 475 0 -100.00 7 0 -100.00
2018-03-31 13F-HR PRTA / Prothena Corp plc 1 0 -100.00 0 0
2018-03-31 13F-HR IPHI / Inphi Corp. 334 0 -100.00 12 0 -100.00
2018-03-31 13F-HR ERII / Energy Recovery, Inc. 2,000 0 -100.00 18 0 -100.00
2018-03-31 13F-HR ESV / Ensco plc 400 0 -100.00 2 0 -100.00
2018-03-31 13F-HR SLV / iShares Silver Trust Call 2,000 0 -100.00 32 0 -100.00
2018-03-31 13F-HR SLV / iShares Silver Trust Put 2,000 0 -100.00 32 0 -100.00
2018-03-31 13F-HR JUNO / Juno Therapeutics, Inc. 500 0 -100.00 23 0 -100.00
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 625 0 -100.00 82 0 -100.00
2018-03-31 13F-HR SYMC / Symantec Corp. 89 0 -100.00 2 0 -100.00
2018-03-31 13F-HR CEI / Camber Energy 800 0 -100.00 0 0
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 741 0 -100.00 17 0 -100.00
2018-03-31 13F-HR MMM / 3M Co. Call 800 0 -100.00 188 0 -100.00
2018-03-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. Call 3,000 0 -100.00 13 0 -100.00
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. Call 600 0 -100.00 60 0 -100.00
2018-03-31 13F-HR ALLY / Ally Financial Inc. Call 3,000 0 -100.00 87 0 -100.00
2018-03-31 13F-HR T / AT & T, Inc. Call 800 0 -100.00 31 0 -100.00
2018-03-31 13F-HR T / AT & T, Inc. Put 800 0 -100.00 31 0 -100.00
2018-03-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 4,000 0 -100.00 54 0 -100.00
2018-03-31 13F-HR BOMN / Boston Omaha Corporation 1,000 0 -100.00 32 0 -100.00
2018-03-31 13F-HR BPMP / BP Midstream Partners LP 130 0 -100.00 3 0 -100.00
2018-03-31 13F-HR BLDR / Builders FirstSource, Inc. Call 2,500 0 -100.00 54 0 -100.00
2018-03-31 13F-HR CCC / Calgon Carbon Corp. 225 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CARG / CarGurus, Inc. 250 0 -100.00 7 0 -100.00
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 150 0 -100.00 11 0 -100.00
2018-03-31 13F-HR CR / Crane Co. 8 0 -100.00 1 0 -100.00
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. Put 2,000 0 -100.00 192 0 -100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Call 400 0 -100.00 32 0 -100.00
2018-03-31 13F-HR ERY / Direxion Daily Energy Bear 3X Shares 120 0 -100.00 1 0 -100.00
2018-03-31 13F-HR DSW / DSW, Inc. 600 0 -100.00 13 0 -100.00
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 200 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FL / Foot Locker, Inc. Put 600 0 -100.00 28 0 -100.00
2018-03-31 13F-HR FRAN / Francesca's Holdings Corporation 1,000 0 -100.00 7 0 -100.00
2018-03-31 13F-HR BOTZ / Global X Funds Call 2,000 0 -100.00 47 0 -100.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Call 1,200 0 -100.00 36 0 -100.00
2018-03-31 13F-HR HUBG / Hub Group, Inc. 200 0 -100.00 10 0 -100.00
2018-03-31 13F-HR INVESCO HIGH INCOME 2023 TAR / (46135X108) 5,000 0 -100.00 49 0 -100.00
2018-03-31 13F-HR IQV / IQVIA Holdings Inc. 200 0 -100.00 20 0 -100.00
2018-03-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 200 0 -100.00 11 0 -100.00
2018-03-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 300 0 -100.00 19 0 -100.00
2018-03-31 13F-HR JBL / Jabil Circuit, Inc. 75 0 -100.00 2 0 -100.00
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. Call 4,000 0 -100.00 89 0 -100.00
2018-03-31 13F-HR KWEB / KraneShares CSI China Internet ETF Call 2,000 0 -100.00 117 0 -100.00
2018-03-31 13F-HR MTCH / Match Group, Inc. Put 400 0 -100.00 13 0 -100.00
2018-03-31 13F-HR MDB / MongoDB Inc 200 0 -100.00 6 0 -100.00
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. Call 2,700 0 -100.00 254 0 -100.00
2018-03-31 13F-HR FSC / Fifth Street Finance Corp. 5,000 0 -100.00 24 0 -100.00
2018-03-31 13F-HR ORCL / Oracle Corp. Put 400 0 -100.00 19 0 -100.00
2018-03-31 13F-HR OUSM / OSharesFTSERussellSmallCap 200 0 -100.00 5 0 -100.00
2018-03-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 109 0 -100.00 3 0 -100.00
2018-03-31 13F-HR UYM / ProShares Ultra Basic Materials Put 600 0 -100.00 44 0 -100.00
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Call 2,000 0 -100.00 105 0 -100.00
2018-03-31 13F-HR SHOP / Shopify Inc. Put 200 0 -100.00 20 0 -100.00
2018-03-31 13F-HR LUV / Southwest Airlines Co. Call 1,500 0 -100.00 98 0 -100.00
2018-03-31 13F-HR SPTN / SpartanNash Company 400 0 -100.00 11 0 -100.00
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 2,000 0 -100.00 534 0 -100.00
2018-03-31 13F-HR SPLB / SPDR Portfolio Long Term Corpora 541 0 -100.00 15 0 -100.00
2018-03-31 13F-HR KOL / Market Vectors Coal ETF 800 0 -100.00 13 0 -100.00
2018-03-31 13F-HR HYD / VanEck Vectors ETF TR 16 0 -100.00 0 0
2018-03-31 13F-HR VNQ / Vanguard REIT ETF Call 3,500 0 -100.00 290 0 -100.00
2018-03-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. Call 700 0 -100.00 105 0 -100.00
2018-03-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 3,000 0 -100.00 40 0 -100.00
2018-03-31 13F-HR W / Wayfair, Inc. 200 0 -100.00 16 0 -100.00
2018-03-31 13F-HR EVR / Evercore Partners, Inc. 37 0 -100.00 3 0 -100.00
2018-03-31 13F-HR UGA / United States Gasoline Fund LP 800 0 -100.00 25 0 -100.00
2018-03-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 20,785 0 -100.00 917 0 -100.00
2018-03-31 13F-HR TDC / Teradata Corp. 87 0 -100.00 3 0 -100.00
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 900 0 -100.00 9 0 -100.00
2018-03-31 13F-HR NCR / NCR Corp. Put 400 0 -100.00 14 0 -100.00
2018-03-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 4,514 0 -100.00 94 0 -100.00
2018-03-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 22,960 0 -100.00 489 0 -100.00
2018-03-31 13F-HR BG / Bunge Ltd. 300 0 -100.00 20 0 -100.00
2018-03-31 13F-HR PHM / PulteGroup, Inc. Call 2,400 0 -100.00 80 0 -100.00
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF Call 2,000 0 -100.00 165 0 -100.00
2018-03-31 13F-HR MDSO / Medidata Solutions, Inc. 62 0 -100.00 4 0 -100.00
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. Call 500 0 -100.00 55 0 -100.00
2018-03-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 46 0 -100.00 1 0 -100.00
2018-03-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 35 0 -100.00 5 0 -100.00
2018-03-31 13F-HR GRUB / GrubHub Inc. 82 0 -100.00 6 0 -100.00
2018-03-31 13F-HR CVX / Chevron Corp. Call 6,000 0 -100.00 751 0 -100.00
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 692 0 -100.00 56 0 -100.00
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 2,500 0 -100.00 132 0 -100.00
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 7,160 0 -100.00 478 0 -100.00
2018-03-31 13F-HR ENFR / Alerian Energy Infrastructure ETF 550 0 -100.00 13 0 -100.00
2018-03-31 13F-HR WAB / Wabtec Corp. 44 0 -100.00 4 0 -100.00
2018-03-31 13F-HR BBY / Best Buy Co., Inc. Call 600 0 -100.00 41 0 -100.00
2018-03-31 13F-HR MSFT / Microsoft Corp. Call 2,900 0 -100.00 249 0 -100.00
2018-03-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 501 0 -100.00 12 0 -100.00
2018-03-31 13F-HR STX / Seagate Technology PLC 365 0 -100.00 15 0 -100.00
2018-03-31 13F-HR ICLR / ICON plc 49 0 -100.00 5 0 -100.00
2018-03-31 13F-HR ICUI / ICU Medical, Inc. 23 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CTAS / Cintas Corp. 373 0 -100.00 58 0 -100.00
2018-03-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 300 0 -100.00 24 0 -100.00
2018-03-31 13F-HR MAR / Marriott International, Inc. Call 500 0 -100.00 68 0 -100.00
2018-03-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 1,087 0 -100.00 17 0 -100.00
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF Call 4,000 0 -100.00 174 0 -100.00
2018-03-31 13F-HR ACIW / ACI Worldwide, Inc. 42 0 -100.00 1 0 -100.00
2018-03-31 13F-HR GSY / Guggenheim Enhanced Short Duration Bond ETF 98 0 -100.00 5 0 -100.00
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 83 0 -100.00 4 0 -100.00
2018-03-31 13F-HR RPM / RPM International, Inc. 1,800 0 -100.00 95 0 -100.00
2018-03-31 13F-HR OMER / Omeros Corp. 1,000 0 -100.00 19 0 -100.00
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 57 0 -100.00 7 0 -100.00
2018-03-31 13F-HR TKPPY / TechnipFMC 1,000 0 -100.00 31 0 -100.00
2018-03-31 13F-HR NEU / NewMarket Corp. 30 0 -100.00 12 0 -100.00
2018-03-31 13F-HR BERY / Berry Plastics Group, Inc. 92 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 681 0 -100.00 75 0 -100.00
2018-03-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 300 0 -100.00 26 0 -100.00
2018-03-31 13F-HR ZFGN / Zafgen, Inc. 1,600 0 -100.00 7 0 -100.00
2018-03-31 13F-HR QQXT / First Trust Exchange-Traded Fund 209 0 -100.00 10 0 -100.00
2018-03-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 400 0 -100.00 6 0 -100.00
2018-03-31 13F-HR GWRE / Guidewire Software, Inc. 49 0 -100.00 4 0 -100.00
2018-03-31 13F-HR COO / Cooper Companies, Inc. (The) 60 0 -100.00 13 0 -100.00
2018-03-31 13F-HR HGV / Hilton Grand Vacations Inc. 102 0 -100.00 4 0 -100.00
2018-03-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 895 0 -100.00 64 0 -100.00
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 550 0 -100.00 8 0 -100.00
2018-03-31 13F-HR RBC / Regal-Beloit Corp. 80 0 -100.00 6 0 -100.00
2018-03-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 1,641 0 -100.00 33 0 -100.00
2018-03-31 13F-HR CSRA / CSRA Inc. 4 0 -100.00 0 0
2018-03-31 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 17,989 0 -100.00 639 0 -100.00
2018-03-31 13F-HR SHLX / Shell Midstream Partners LP 670 0 -100.00 20 0 -100.00
2018-03-31 13F-HR ARLP / Alliance Resource Partners, L.P. 409 0 -100.00 8 0 -100.00
2018-03-31 13F-HR NDSN / Nordson Corp. 934 0 -100.00 137 0 -100.00
2018-03-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 1,000 0 -100.00 135 0 -100.00
2018-03-31 13F-HR NEP / NextEra Energy Partners LP 643 0 -100.00 28 0 -100.00
2018-03-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 414 0 -100.00 24 0 -100.00
2018-03-31 13F-HR VRSK / Verisk Analytics, Inc. 218 0 -100.00 21 0 -100.00
2018-03-31 13F-HR PSXP / Phillips 66 Partners LP 530 0 -100.00 28 0 -100.00
2018-03-31 13F-HR MELI / MercadoLibre, Inc. 56 0 -100.00 18 0 -100.00
2018-03-31 13F-HR WYN / Wyndham Worldwide Corp. 49 0 -100.00 6 0 -100.00
2018-03-31 13F-HR CINF / Cincinnati Financial Corp. 277 0 -100.00 21 0 -100.00
2018-03-31 13F-HR STRM / Streamline Health Solutions, Inc. 500 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 1,215 0 -100.00 30 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Call 600 0 -100.00 43 0 -100.00
2018-03-31 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 46,546 0 -100.00 982 0 -100.00
2018-03-31 13F-HR DNP / DNP Select Income Fund, Inc. 2,037 0 -100.00 22 0 -100.00
2018-03-31 13F-HR TSQ / Townsquare Media, Inc. 300 0 -100.00 2 0 -100.00
2018-03-31 13F-HR AAPL / Apple, Inc. Put 400 0 -100.00 68 0 -100.00
2018-03-31 13F-HR ENTG / Entegris, Inc. 206 0 -100.00 6 0 -100.00
2018-03-31 13F-HR SLW / Silver Wheaton Corp. 600 0 -100.00 13 0 -100.00
2018-03-31 13F-HR SPLK / Splunk Inc. 68 0 -100.00 6 0 -100.00
2018-03-31 13F-HR TRMB / Trimble Navigation Ltd. 171 0 -100.00 7 0 -100.00
2018-03-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 302 0 -100.00 15 0 -100.00
2018-03-31 13F-HR ALV / Autoliv, Inc. 35 0 -100.00 4 0 -100.00
2018-03-31 13F-HR DEF / Guggenheim Defensive Equity ETF 71 0 -100.00 3 0 -100.00
2018-03-31 13F-HR HAS / Hasbro, Inc. Call 500 0 -100.00 45 0 -100.00
2018-03-31 13F-HR HAS / Hasbro, Inc. Put 800 0 -100.00 72 0 -100.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. Call 1,000 0 -100.00 51 0 -100.00
2018-03-31 13F-HR SQBG / Sequential Brands Group Inc. 10 0 -100.00 0 0
2018-03-31 13F-HR GRFS / Grifols Sa Call 8,000 0 -100.00 183 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Call 3,000 0 -100.00 569 0 -100.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Call 2,000 0 -100.00 38 0 -100.00
2018-03-31 13F-HR BIDU / Baidu, Inc. Put 400 0 -100.00 94 0 -100.00
2018-03-31 13F-HR DFS / Discover Financial Services 1,100 0 -100.00 85 0 -100.00
2018-03-31 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 41,002 0 -100.00 5,482 0 -100.00
2018-03-31 13F-HR AEIS / Advanced Energy Industries, Inc. 53 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. Call 200 0 -100.00 19 0 -100.00
2018-03-31 13F-HR LAD / Lithia Motors, Inc. 27 0 -100.00 3 0 -100.00
2018-03-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 200 0 -100.00 3 0 -100.00
2018-03-31 13F-HR RGA / Reinsurance Group of America, Inc. 43 0 -100.00 7 0 -100.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. Put 2,000 0 -100.00 29 0 -100.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. Call 800 0 -100.00 176 0 -100.00
2018-03-31 13F-HR DVY / iShares Select Dividend ETF Call 4,000 0 -100.00 395 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF Call 900 0 -100.00 54 0 -100.00
2018-03-31 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 9,339 0 -100.00 197 0 -100.00
2018-03-31 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 102 0 -100.00 18 0 -100.00
2018-03-31 13F-HR EME / EMCOR Group, Inc. 70 0 -100.00 6 0 -100.00
2018-03-31 13F-HR FTNT / Fortinet, Inc. 112 0 -100.00 5 0 -100.00
2018-03-31 13F-HR BSCO / Guggenheim BulletShares 2024 Corporate Bond ETF 2,380 0 -100.00 50 0 -100.00
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P 620 0 -100.00 24 0 -100.00
2018-03-31 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 47,223 0 -100.00 996 0 -100.00
2018-03-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 211 0 -100.00 6 0 -100.00
2018-03-31 13F-HR NQ / NQ Mobile Inc. Put 6,000 0 -100.00 24 0 -100.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 222 0 -100.00 32 0 -100.00
2018-03-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 7,688 0 -100.00 1,099 0 -100.00
2018-03-31 13F-HR MTN / Vail Resorts, Inc. 18 0 -100.00 4 0 -100.00
2018-03-31 13F-HR CVY / Guggenheim Multi-Asset Income ETF 200 0 -100.00 4 0 -100.00
2018-03-31 13F-HR FAS / Direxion Daily Financial Bull 3X Shares 100 0 -100.00 7 0 -100.00
2018-03-31 13F-HR ZG / Zillow Group, Inc. 800 0 -100.00 33 0 -100.00
2018-03-31 13F-HR FTXO / First Trust High Income ETF 2,136 0 -100.00 63 0 -100.00
2018-03-31 13F-HR WEAT / Teucrium Wheat Fund 200 0 -100.00 1 0 -100.00
2018-03-31 13F-HR CSD / Guggenheim Spin-Off ETF 35,003 0 -100.00 1,823 0 -100.00
2018-03-31 13F-HR ZUMZ / Zumiez, Inc. 1,600 0 -100.00 33 0 -100.00
2018-03-31 13F-HR MSCC / Microsemi Corp. 1,534 0 -100.00 79 0 -100.00
2018-03-31 13F-HR VEEV / Veeva Systems Inc. 81 0 -100.00 4 0 -100.00
2018-03-31 13F-HR EMN / Eastman Chemical Company 170 0 -100.00 16 0 -100.00
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 1,170 0 -100.00 35 0 -100.00
2018-03-31 13F-HR FIF / First Trust Energy Infrastructure Fund 235 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SNX / SYNNEX Corp. 360 0 -100.00 49 0 -100.00
2018-03-31 13F-HR EWC / iShares MSCI Canada ETF 589 0 -100.00 17 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 300 0 -100.00 18 0 -100.00
2018-03-31 13F-HR UGLD / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031 300 0 -100.00 3 0 -100.00
2018-03-31 13F-HR CAL / Caleres, Inc. 400 0 -100.00 13 0 -100.00
2018-03-31 13F-HR TSCO / Tractor Supply Co. 270 0 -100.00 20 0 -100.00
2018-03-31 13F-HR HA / Hawaiian Holdings, Inc. 19 0 -100.00 1 0 -100.00
2018-03-31 13F-HR EEQ / Enbridge Energy Management LLC. 667 0 -100.00 9 0 -100.00
2018-03-31 13F-HR UNITED STATES NATL GAS FUND / UNIT PAR (912318300) 22.55 23,681 534
2018-03-31 13F-HR USO / United States Oil Fund, LP Put 13.20 2,500 33
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 205.88 34 34 0.00 8 7 -12.50
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 204.17 1,000 1,200 20.00 223 245 9.87
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 66 0 -100.00 4 0 -100.00
2018-03-31 13F-HR EWRE / Guggenheim S&P 500 Equal Weight Real Estate ETF 2,775 0 -100.00 77 0 -100.00
2018-03-31 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 113,663 0 -100.00 11,915 0 -100.00
2018-03-31 13F-HR IFV / First Trust High Income ETF 3,997 0 -100.00 89 0 -100.00
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 100 0 -100.00 5 0 -100.00
2018-03-31 13F-HR NTG / Tortoise MLP Fund, Inc. 105 0 -100.00 2 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP 13.09 47,500 39,100 -17.68 570 512 -10.18
2018-03-31 13F-HR USO / United States Oil Fund, LP Call 13.00 16,500 6,000 -63.64 198 78 -60.61
2018-03-31 13F-HR UGI / UGI Corp. 43.33 1,646 300 -81.77 77 13 -83.12
2018-03-31 13F-HR URI / United Rentals, Inc. 173.91 259 207 -20.08 45 36 -20.00
2018-03-31 13F-HR URI / United Rentals, Inc. Call 173.18 1,200 2,200 83.33 206 381 84.95
2018-03-31 13F-HR URI / United Rentals, Inc. Put 175.00 200 200 0.00 34 35 2.94
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.56 21,701 21,023 -3.12 1,201 1,168 -2.75
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 16.24 2,812 2,587 -8.00 41 42 2.44
2018-03-31 13F-HR UAA / Under Armour, Inc. 14.53 538 688 27.88 7 10 42.86
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.29 2,858 2,867 0.31 383 385 0.52
2018-03-31 13F-HR UN / Unilever N.V. 56.27 1,021 391 -61.70 58 22 -62.07
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.46 18,300 11,200 -38.80 1,234 778 -36.95
2018-03-31 13F-HR LMLP / ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN 15.00 0 200 0 3
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.56 2,548 2,410 -5.42 303 252 -16.83
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 214.08 1,735 1,420 -18.16 382 304 -20.42
2018-03-31 13F-HR UHS / Universal Health Services, Inc. 118.11 274 254 -7.30 31 30 -3.23
2018-03-31 13F-HR USFD / US Foods Holding Corp. 35.00 200 200 0.00 6 7 16.67
2018-03-31 13F-HR BBH / VanEck Vectors Biotech ETF 120.15 1,687 1,881 11.50 210 226 7.62
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR 18.60 2,742 430 -84.32 53 8 -84.91
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 32.11 3,800 3,800 0.00 130 122 -6.15
2018-03-31 13F-HR MORT / Market Vectors Mortgage REIT Income ETF 22.86 350 350 0.00 8 8 0.00
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.71 31,431 31,692 0.83 4,314 4,301 -0.30
2018-03-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.06 1,912 557 -70.87 100 29 -71.00
2018-03-31 13F-HR VT / Vanguard Total World Stock ETF 73.72 4,169 4,083 -2.06 310 301 -2.90
2018-03-31 13F-HR VONG / Vanguard Russell 1000 Growth ETF 139.20 352 352 0.00 49 49 0.00
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.38 2,812 2,146 -23.68 160 121 -24.37
2018-03-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.91 75,681 79,766 5.40 3,695 3,901 5.58
2018-03-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.23 6,912 7,529 8.93 310 333 7.42
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 66,847 64,221 -3.93 3,539 3,071 -13.22
2018-03-31 13F-HR VGT / Vanguard Information Technology ETF 171.14 3,821 3,243 -15.13 629 555 -11.76
2018-03-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 158.49 2,175 2,202 1.24 339 349 2.95
2018-03-31 13F-HR VDC / Vanguard Consumer Staples ETF 135.55 1,407 1,114 -20.82 206 151 -26.70
2018-03-31 13F-HR VDE / Vanguard Energy ETF 90.00 301 200 -33.55 30 18 -40.00
2018-03-31 13F-HR VFH / Vanguard Financials ETF 69.52 16,891 16,845 -0.27 1,183 1,171 -1.01
2018-03-31 13F-HR VTR / Ventas, Inc. 49.44 3,826 4,935 28.99 230 244 6.09
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.49 86,610 95,110 9.81 7,417 7,846 5.78
2018-03-31 13F-HR VRA / Vera Bradley, Inc. 10.00 700 700 0.00 9 7 -22.22
2018-03-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 165.47 118 139 17.80 18 23 27.78
2018-03-31 13F-HR PAY / VeriFone Systems, Inc 15.00 800 800 0.00 14 12 -14.29
2018-03-31 13F-HR VSM / Versum Materials, Inc. 40.00 200 200 0.00 8 8 0.00
2018-03-31 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 74.95 313 507 61.98 24 38 58.33
2018-03-31 13F-HR VMW / VMWare, Inc. 120.87 3,167 786 -75.18 397 95 -76.07
2018-03-31 13F-HR VOD / Vodafone Group Plc 27.82 48,605 49,824 2.51 1,551 1,386 -10.64
2018-03-31 13F-HR VVUS / VIVUS, Inc. 0.25 4,000 4,000 0.00 2 1 -50.00
2018-03-31 13F-HR VNO / Vornado Realty Trust 66.79 434 524 20.74 34 35 2.94
2018-03-31 13F-HR WRB / Berkley (W.R.) Corp. 72.65 247 234 -5.26 18 17 -5.56
2018-03-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.00 1,000 1,000 0.00 8 7 -12.50
2018-03-31 13F-HR VG / Vonage Holdings Corp. 11.00 1,000 1,000 0.00 10 11 10.00
2018-03-31 13F-HR WB / Weibo Corporation 119.08 821 781 -4.87 84 93 10.71
2018-03-31 13F-HR WM / Waste Management, Inc. 83.97 2,145 1,572 -26.71 185 132 -28.65
2018-03-31 13F-HR WEC / WEC Energy Group, Inc. 62.39 2,283 2,292 0.39 152 143 -5.92
2018-03-31 13F-HR WAL / Western Alliance Bancorporation 58.73 706 613 -13.17 40 36 -10.00
2018-03-31 13F-HR WRK / Westrock Company 63.47 927 835 -9.92 59 53 -10.17
2018-03-31 13F-HR WAIR / Wesco Aircraft Holdings Inc. 10.00 2,000 1,000 -50.00 15 10 -33.33
2018-03-31 13F-HR WU / Western Union Co. (The) 19.20 6,956 13,906 99.91 132 267 102.27
2018-03-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 62.67 4,965 4,500 -9.37 316 282 -10.76
2018-03-31 13F-HR WHR / Whirlpool Corp. 153.30 1,221 2,270 85.91 206 348 68.93
2018-03-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 48.19 577 581 0.69 26 28 7.69
2018-03-31 13F-HR AGGY / WisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund 48.39 2,200 310 -85.91 112 15 -86.61
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) 35.00 1,337 200 -85.04 35 7 -80.00
2018-03-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,300.00 10 10 0.00 13 13 0.00
2018-03-31 13F-HR WR / Westar Energy, Inc. 52.81 596 587 -1.51 31 31 0.00
2018-03-31 13F-HR WDC / Western Digital Corp. 92.26 4,062 6,373 56.89 323 588 82.04
2018-03-31 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 42.86 70 70 0.00 3 3 0.00
2018-03-31 13F-HR WSM / Williams-Sonoma, Inc. 51.85 270 270 0.00 14 14 0.00
2018-03-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 76.04 970 960 -1.03 74 73 -1.35
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 24.82 4,711 4,996 6.05 144 124 -13.89
2018-03-31 13F-HR WY / Weyerhaeuser Co. 35.12 1,666 1,623 -2.58 58 57 -1.72
2018-03-31 13F-HR DON / WisdomTree MidCap Dividend Fund 34.23 555 555 0.00 20 19 -5.00
2018-03-31 13F-HR WPX / WPX Energy, Inc. 13.33 266 300 12.78 4 4 0.00
2018-03-31 13F-HR WDAY / Workday, Inc. 130.77 125 130 4.00 13 17 30.77
2018-03-31 13F-HR WPX / WPX Energy, Inc. Call 15.00 800 12
2018-03-31 13F-HR XL / XL Group Ltd. 55.56 1,126 450 -60.04 40 25 -37.50
2018-03-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 108.70 44 1,012 2,200.00 5 110 2,100.00
2018-03-31 13F-HR VALE / Vale S.A. 12.00 200 500 150.00 2 6 200.00
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 29.00 1,000 1,000 0.00 24 29 20.83
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 14.96 610 4,344 612.13 19 65 242.11
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 88.97 7,832 7,598 -2.99 774 676 -12.66
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 89.09 2,000 4,400 120.00 198 392 97.98
2018-03-31 13F-HR EYE / National Vision Holdings, Inc. 32.50 400 400 0.00 16 13 -18.75
2018-03-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 81.74 10,232 8,698 -14.99 858 711 -17.13
2018-03-31 13F-HR DTE / DTE Energy Co. 106.80 103 103 0.00 11 11 0.00
2018-03-31 13F-HR ZTS / Zoetis Inc. 83.56 266 371 39.47 19 31 63.16
2018-03-31 13F-HR INTC / Intel Corp. 52.08 48,145 45,489 -5.52 2,222 2,369 6.62
2018-03-31 13F-HR NCR / NCR Corp. Call 31.60 200 5,000 2,400.00 7 158 2,157.14
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 16.41 1,650 1,950 18.18 19 32 68.42
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.31 7,237 1,839 -74.59 123 30 -75.61
2018-03-31 13F-HR MRO / Marathon Oil Corp. Call 16.00 2,000 6,500 225.00 34 104 205.88
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.42 10,073 10,288 2.13 341 313 -8.21
2018-03-31 13F-HR OLED / Universal Display Corp. 100.88 100 912 812.00 17 92 441.18
2018-03-31 13F-HR OLED / Universal Display Corp. Call 100.91 200 2,200 1,000.00 34 222 552.94
2018-03-31 13F-HR OLED / Universal Display Corp. Put 100.00 400 200 -50.00 70 20 -71.43
2018-03-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 14.29 140 140 0.00 2 2 0.00
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.08 12,081 10,811 -10.51 497 563 13.28
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 52.18 50,500 22,500 -55.45 2,077 1,174 -43.48
2018-03-31 13F-HR SCHW / Schwab Charles Corp Put 51.67 400 600 50.00 21 31 47.62
2018-03-31 13F-HR YUMC / Yum China Holdings, Inc. 41.49 1,205 1,205 0.00 48 50 4.17
2018-03-31 13F-HR FMC / FMC Corp. 76.43 1,010 2,185 116.34 96 167 73.96
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. Call 415.00 300 400 33.33 109 166 52.29
2018-03-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. Call 50.00 200 400 100.00 12 20 66.67
2018-03-31 13F-HR GERN / Geron Corp. 4.39 2,050 2,050 0.00 4 9 125.00
2018-03-31 13F-HR KRMA / Global X Funds 19.46 7,463 11,098 48.71 145 216 48.97
2018-03-31 13F-HR F / Ford Motor Co. 11.08 6,009 6,227 3.63 75 69 -8.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.57 565,731 561,029 -0.83 15,790 15,468 -2.04
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 28.00 1,000 2,000 100.00 28 56 100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 28.00 2,000 1,000 -50.00 56 28 -50.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.64 23,545 21,047 -10.61 1,339 1,108 -17.25
2018-03-31 13F-HR MTB / M & T Bank Corp. 184.42 652 629 -3.53 111 116 4.50
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 295.00 600 200 -66.67 115 59 -48.70
2018-03-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 18.00 3,000 3,000 0.00 48 54 12.50
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. Call 247.00 1,500 1,000 -33.33 361 247 -31.58
2018-03-31 13F-HR FB / Facebook, Inc. 159.78 23,558 18,713 -20.57 4,157 2,990 -28.07
2018-03-31 13F-HR FB / Facebook, Inc. Call 160.00 900 2,000 122.22 159 320 101.26
2018-03-31 13F-HR USG / USG Corp. 40.51 1,000 1,185 18.50 39 48 23.08
2018-03-31 13F-HR MSFT / Microsoft Corp. Put 92.50 0 400 0 37
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.26 19 19 0.00 2 2 0.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Put 1,447.69 0 1,300 0 1,882
2018-03-31 13F-HR URBN / Urban Outfitters, Inc. 35.71 200 700 250.00 7 25 257.14
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 185.00 0 200 0 37
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.95 2,769 461 -83.35 282 47 -83.33
2018-03-31 13F-HR ENBL / Enable Midstream Partners, LP 14.00 500 500 0.00 7 7 0.00
2018-03-31 13F-HR SQ / Square, Inc. Put 50.00 1,600 400 -75.00 56 20 -64.29
2018-03-31 13F-HR X / United States Steel Corp. 35.18 2,705 3,155 16.64 95 111 16.84
2018-03-31 13F-HR X / United States Steel Corp. Call 35.00 0 1,000 0 35
2018-03-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.34 6,310 7,931 25.69 345 431 24.93
2018-03-31 13F-HR GAA / Cambria Global Asset Allocation ETF 27.54 57,581 71,920 24.90 1,583 1,981 25.14
2018-03-31 13F-HR HYH / Halyard Health, Inc. 43.01 93 93 0.00 4 4 0.00
2018-03-31 13F-HR AVB / AvalonBay Communities, Inc. 165.90 196 217 10.71 35 36 2.86
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.05 22,953 14,154 -38.33 5,630 3,426 -39.15
2018-03-31 13F-HR MTW / Manitowoc Co., Inc. (The) 28.33 1,406 1,906 35.56 55 54 -1.82
2018-03-31 13F-HR M / Macy's, Inc. 29.76 3,650 2,050 -43.84 92 61 -33.70
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.46 14,649 13,904 -5.09 1,232 1,077 -12.58
2018-03-31 13F-HR MOS / Mosaic Company 22.85 505 569 12.67 13 13 0.00
2018-03-31 13F-HR VHT / Vanguard Health Care ETF 154.32 2,692 486 -81.95 415 75 -81.93
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.41 907 907 0.00 4 4 0.00
2018-03-31 13F-HR ABT / Abbott Laboratories 59.90 10,682 10,684 0.02 609 640 5.09
2018-03-31 13F-HR DDD / 3 D Systems Corp. 11.52 1,950 3,300 69.23 17 38 123.53
2018-03-31 13F-HR ANF / Abercrombie & Fitch Co. 26.49 151 151 0.00 3 4 33.33
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.67 26,091 26,470 1.45 2,523 2,506 -0.67
2018-03-31 13F-HR ABBV / AbbVie Inc. Call 95.00 0 1,400 0 133
2018-03-31 13F-HR ABB / ABB Ltd. 23.95 1,182 167 -85.87 32 4 -87.50
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 291.00 2,000 2,000 0.00 375 582 55.20
2018-03-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 22.83 570 920 61.40 17 21 23.53
2018-03-31 13F-HR AKAO / Achaogen, Inc. 12.87 2,603 2,253 -13.45 28 29 3.57
2018-03-31 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.11 3,600 3,600 0.00 23 22 -4.35
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 68.73 399 291 -27.07 25 20 -20.00
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 215.90 3,091 3,057 -1.10 542 660 21.77
2018-03-31 13F-HR ASIX / AdvanSix Inc. 52.63 27 19 -29.63 1 1 0.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.18 3,090 3,340 8.09 32 34 6.25
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 10.00 0 1,000 0 10
2018-03-31 13F-HR AADR / AdvisorShares DorseyWrightADR 58.56 1,773 2,203 24.25 104 129 24.04
2018-03-31 13F-HR Y / Alleghany Corp. 615.38 145 143 -1.38 87 88 1.15
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. 71.79 740 390 -47.30 48 28 -41.67
2018-03-31 13F-HR AKAM / Akamai Technologies, Inc. Call 71.00 500 1,000 100.00 33 71 115.15
2018-03-31 13F-HR AET / Aetna, Inc. 171.43 1,712 140 -91.82 309 24 -92.23
2018-03-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.92 209 209 0.00 5 5 0.00
2018-03-31 13F-HR AER / AerCap Holdings N.V. 50.70 2,536 4,872 92.11 133 247 85.71
2018-03-31 13F-HR ACM / AECOM 35.58 4,632 7,055 52.31 172 251 45.93
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.59 2,493 4,630 85.72 430 850 97.67
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 183.45 3,300 5,500 66.67 569 1,009 77.33
2018-03-31 13F-HR ALK / Alaska Air Group, Inc. 60.00 150 150 0.00 11 9 -18.18
2018-03-31 13F-HR AEM / Agnico Eagle Mines Limited 41.79 605 1,005 66.12 28 42 50.00
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.58 2,700 2,400 -11.11 15 11 -26.67
2018-03-31 13F-HR ALB / Albemarle Corp. 92.78 1,005 485 -51.74 129 45 -65.12
2018-03-31 13F-HR AMG / Affiliated Managers Group, Inc. 189.45 833 1,668 100.24 171 316 84.80
2018-03-31 13F-HR ALGN / Align Technology, Inc. 250.43 625 575 -8.00 139 144 3.60
2018-03-31 13F-HR AGN / Allergan plc 168.21 3,174 3,989 25.68 519 671 29.29
2018-03-31 13F-HR ATI / Allegheny Technologies, Inc. 24.00 6,500 500 -92.31 157 12 -92.36
2018-03-31 13F-HR APD / Air Products & Chemicals, Inc. 158.91 3,765 3,675 -2.39 618 584 -5.50
2018-03-31 13F-HR AFL / AFLAC, Inc. 43.75 6,608 16,913 155.95 580 740 27.59
2018-03-31 13F-HR AA / Alcoa Corp. 43.48 2,046 46 -97.75 110 2 -98.18
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.13 2,430 1,239 -49.01 2,560 1,285 -49.80
2018-03-31 13F-HR ALL / Allstate Corp. (The) 95.72 711 397 -44.16 74 38 -48.65
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,032.15 1,655 1,524 -7.92 1,732 1,573 -9.18
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,032.00 1,100 1,000 -9.09 1,151 1,032 -10.34
2018-03-31 13F-HR YHOO / Yahoo! Inc. 73.33 600 150 -75.00 41 11 -73.17
2018-03-31 13F-HR ALLY / Ally Financial Inc. 27.39 1,440 1,351 -6.18 42 37 -11.90
2018-03-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 66.67 265 15 -94.34 12 1 -91.67
2018-03-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 121.43 140 140 0.00 18 17 -5.56
2018-03-31 13F-HR AIG / American International Group, Inc. Put 54.67 1,500 82
2018-03-31 13F-HR AMRN / Amarin Corp. Plc 3.00 10,000 10,000 0.00 40 30 -25.00
2018-03-31 13F-HR AMH / American Homes 4 Rent 20.41 778 735 -5.53 17 15 -11.76
2018-03-31 13F-HR AFGE / American Financial Group, Inc. 112.06 1,294 1,294 0.00 140 145 3.57
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.52 28 108 285.71 1 2 100.00
2018-03-31 13F-HR DOX / Amdocs Ltd. 68.75 160 160 0.00 10 11 10.00
2018-03-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 14.46 415 415 0.00 7 6 -14.29
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.15 1,496 861 -42.45 1,750 1,246 -28.80
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Call 1,034.29 400 700 75.00 468 724 54.70
2018-03-31 13F-HR MO / Altria Group, Inc. 62.35 16,911 14,883 -11.99 1,208 928 -23.18
2018-03-31 13F-HR AYX / Alteryx Inc. 34.00 500 500 0.00 13 17 30.77
2018-03-31 13F-HR AXP / American Express Co. 93.38 2,545 1,510 -40.67 252 141 -44.05
2018-03-31 13F-HR AIG / American International Group, Inc. 0.00 440 5 -98.86 26 0 -100.00
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.77 4,207 3,737 -11.17 309 257 -16.83
2018-03-31 13F-HR AMBA / Ambarella, Inc. 49.17 0 1,200 0 59
2018-03-31 13F-HR AEE / Ameren Corp. 57.21 563 437 -22.38 33 25 -24.24
2018-03-31 13F-HR AEO / American Eagle Outfitters, Inc. 20.00 100 100 0.00 1 2 100.00
2018-03-31 13F-HR AU / AngloGold Ashanti Ltd. 9.00 1,000 9
2018-03-31 13F-HR AME / Ametek, Inc. 76.15 532 499 -6.20 39 38 -2.56
2018-03-31 13F-HR AFSI / AmTrust Financial Services, Inc. Call 12.32 5,000 5,600 12.00 50 69 38.00
2018-03-31 13F-HR APH / Amphenol Corp. 86.96 618 483 -21.84 54 42 -22.22
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.57 1,872 2,212 18.16 268 322 20.15
2018-03-31 13F-HR ASYS / Amtech Systems, Inc. 7.33 3,000 3,000 0.00 30 22 -26.67
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 147.90 1,871 3,482 86.10 317 515 62.46
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 82.23 5,337 5,339 0.04 488 439 -10.04
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.48 513 317 -38.21 46 29 -36.96
2018-03-31 13F-HR AMGN / Amgen Inc. 171.07 2,044 643 -68.54 355 110 -69.01
2018-03-31 13F-HR AWR / American States Water Co. 53.29 2,646 2,646 0.00 154 141 -8.44
2018-03-31 13F-HR ANFI / Amira Nature Foods Ltd. 5.00 200 200 0.00 1 1 0.00
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.00 1,501 550 -63.36 81 33 -59.26
2018-03-31 13F-HR WTR / Aqua America, Inc. 34.07 32,635 32,135 -1.53 1,280 1,095 -14.45
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 42.80 1,014 514 -49.31 41 22 -46.34
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.53 3,100 3,800 22.58 37 40 8.11
2018-03-31 13F-HR APRI / Apricus Biosciences, Inc. 0.50 2,016 2,000 -0.79 3 1 -66.67
2018-03-31 13F-HR AON / Aon Plc 144.58 25 83 232.00 3 12 300.00
2018-03-31 13F-HR AATDF / AA LTD 23.02 19,071 19,071 0.00 520 439 -15.58
2018-03-31 13F-HR AATDF / AA LTD Call 11.25 2,000 800 -60.00 55 9 -83.64
2018-03-31 13F-HR MTCN / ArcelorMittal 31.28 27 927 3,333.33 1 29 2,800.00
2018-03-31 13F-HR APA / Apache Corp. 40.00 900 75 -91.67 41 3 -92.68
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 55.63 5,273 7,982 51.37 270 444 64.44
2018-03-31 13F-HR AQB / AquaBounty Technologies, Inc. 0.00 14 14 0.00 0 0
2018-03-31 13F-HR ANTM / Anthem, Inc. 219.67 1,284 2,399 86.84 289 527 82.35
2018-03-31 13F-HR ARKK / ARK Innovation ETF 39.07 6,220 243
2018-03-31 13F-HR ARK ETF TR / ISRAEL INOVATE (00214Q609) 20.00 1,000 20
2018-03-31 13F-HR ARKW / ARK Web x.0 ETF 49.85 5,537 276
2018-03-31 13F-HR ATHN / athenahealth, Inc. 140.00 100 100 0.00 13 14 7.69
2018-03-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.00 5,000 5,000 0.00 12 10 -16.67
2018-03-31 13F-HR ADSK / Autodesk, Inc. 125.25 409 1,509 268.95 43 189 339.53
2018-03-31 13F-HR ANET / Arista Networks, Inc. 255.56 832 720 -13.46 196 184 -6.12
2018-03-31 13F-HR AI / Arlington Asset Investment Corp. 0.00 12 12 0.00 0 0
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.45 16,183 15,293 -5.50 1,897 1,735 -8.54
2018-03-31 13F-HR AZO / AutoZone, Inc. 652.78 66 72 9.09 47 47 0.00
2018-03-31 13F-HR ARRS / ARRIS International plc 26.50 2,310 5,133 122.21 59 136 130.51
2018-03-31 13F-HR AZN / AstraZeneca Plc 35.12 2,236 3,986 78.26 77 140 81.82
2018-03-31 13F-HR ARW / Arrow Electronics, Inc. 76.38 599 563 -6.01 48 43 -10.42
2018-03-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 23.00 1,000 1,000 0.00 26 23 -11.54
2018-03-31 13F-HR T / AT & T, Inc. 35.64 48,073 44,131 -8.20 1,869 1,573 -15.84
2018-03-31 13F-HR AAXN / Axon Enterprise Inc Call 40.00 500 20
2018-03-31 13F-HR BZUN / Baozun Inc. 45.00 200 9
2018-03-31 13F-HR BZUN / Baozun Inc. Put 45.00 400 18
2018-03-31 13F-HR BBT / BB&T Corp. 52.01 12,152 12,152 0.00 604 632 4.64
2018-03-31 13F-HR BAX / Baxter International, Inc. 65.07 2,277 2,167 -4.83 147 141 -4.08
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. 46.94 2,215 3,345 51.02 98 157 60.20
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.97 573 574 0.17 3 4 33.33
2018-03-31 13F-HR BLL / Ball Corp. 39.76 1,638 1,660 1.34 62 66 6.45
2018-03-31 13F-HR BZUN / Baozun Inc. Call 45.00 600 400 -33.33 18 18 0.00
2018-03-31 13F-HR BLDP / Ballard Power Systems, Inc. 4.00 500 500 0.00 2 2 0.00
2018-03-31 13F-HR BMO / Bank of Montreal (PQ) 75.32 385 385 0.00 31 29 -6.45
2018-03-31 13F-HR AAXN / Axon Enterprise Inc 40.00 300 300 0.00 8 12 50.00
2018-03-31 13F-HR AVY / Avery Dennison Corp. 106.18 1,446 1,375 -4.91 166 146 -12.05
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.46 6,100 6,100 0.00 89 76 -14.61
2018-03-31 13F-HR AVA / Avista Corp. 52.82 284 284 0.00 15 15 0.00
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 47.47 468 1,243 165.60 13 59 353.85
2018-03-31 13F-HR AXGN / AxoGen, Inc. 36.46 3,000 5,705 90.17 85 208 144.71
2018-03-31 13F-HR BIOC / Biocept, Inc. 0.51 1,967 1
2018-03-31 13F-HR BNCL / Beneficial Bancorp, Inc. 15.46 2,199 2,199 0.00 36 34 -5.56
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 257,346 258,454 0.43 51,011 51,557 1.07
2018-03-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 0.00 30 30 0.00 0 0
2018-03-31 13F-HR BCE / BCE Inc. 43.04 43,162 41,452 -3.96 2,072 1,784 -13.90
2018-03-31 13F-HR BBBY / Bed Bath & Beyond Inc. 20.57 1,440 2,090 45.14 32 43 34.38
2018-03-31 13F-HR BH / Biglari Holdings Inc. 423.08 26 26 0.00 11 11 0.00
2018-03-31 13F-HR BECN / Beacon Roofing Supply, Inc. 55.00 200 200 0.00 13 11 -15.38
2018-03-31 13F-HR BBY / Best Buy Co., Inc. 70.09 622 585 -5.95 43 41 -4.65
2018-03-31 13F-HR BPMC / Blueprint Medicines Corporation 91.81 3,017 277
2018-03-31 13F-HR BKNG / Booking Holdings Inc. Call 2,080.00 100 208
2018-03-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 30.00 300 300 0.00 10 9 -10.00
2018-03-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.00 200 200 0.00 3 3 0.00
2018-03-31 13F-HR BA / Boeing Company (The) 327.67 4,563 4,117 -9.77 1,346 1,349 0.22
2018-03-31 13F-HR BA / Boeing Company (The) Call 328.33 1,000 600 -40.00 295 197 -33.22
2018-03-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 16.46 1,215 1,215 0.00 22 20 -9.09
2018-03-31 13F-HR WIFI / Boingo Wireless, Inc. 24.81 2,228 9,754 337.79 50 242 384.00
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.83 2,492 2,492 0.00 23 22 -4.35
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.90 8,025 8,025 0.00 257 256 -0.39
2018-03-31 13F-HR BSTC / BioSpecifics Technologies Corp. 44.44 360 360 0.00 16 16 0.00
2018-03-31 13F-HR BWP / Boardwalk Pipeline Partners L.P 10.00 1,000 1,000 0.00 13 10 -23.08
2018-03-31 13F-HR BWA / BorgWarner, Inc. 50.46 793 654 -17.53 40 33 -17.50
2018-03-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.00 4,945 500 -89.89 81 8 -90.12
2018-03-31 13F-HR BLK / BlackRock, Inc. 545.85 303 229 -24.42 155 125 -19.35
2018-03-31 13F-HR BXP / Boston Properties, Inc. 123.39 522 543 4.02 68 67 -1.47
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 63.24 13,590 11,401 -16.11 833 721 -13.45
2018-03-31 13F-HR BP / BP Plc 40.56 18,897 18,443 -2.40 794 748 -5.79
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 54.05 57 37 -35.09 3 2 -33.33
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 133.08 2,134 2,134 0.00 263 284 7.98
2018-03-31 13F-HR ELY / Callaway Golf Company 18.12 76 276 263.16 1 5 400.00
2018-03-31 13F-HR BMTC / Bryn Mawr Bank Corp. 44.02 5,836 5,589 -4.23 258 246 -4.65
2018-03-31 13F-HR CRC / California Resources Corp. 0.00 766 6 -99.22 15 0 -100.00
2018-03-31 13F-HR CWT / California Water Service Group 37.37 2,325 3,425 47.31 105 128 21.90
2018-03-31 13F-HR BC / Brunswick Corp. 60.00 200 200 0.00 11 12 9.09
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 57.62 4,953 4,009 -19.06 332 231 -30.42
2018-03-31 13F-HR COG / Cabot Oil & Gas Corp. 23.93 5,100 5,350 4.90 146 128 -12.33
2018-03-31 13F-HR BIP / Brookfield Infrastructure Partners L.P. 40.00 400 200 -50.00 18 8 -55.56
2018-03-31 13F-HR BRX / Brixmor Property Group Inc. 15.29 1,391 1,308 -5.97 26 20 -23.08
2018-03-31 13F-HR CASA / Casa Systems, Inc. 30.00 500 15
2018-03-31 13F-HR CBIO / Catalyst Biosciences Inc. 25.00 600 15
2018-03-31 13F-HR CG / The Carlyle Group L.P. 20.98 1,509 1,144 -24.19 34 24 -29.41
2018-03-31 13F-HR CNI / Canadian National Railway Co. 75.00 100 120 20.00 8 9 12.50
2018-03-31 13F-HR CSIQ / Canadian Solar Inc. 16.00 1,000 1,000 0.00 17 16 -5.88
2018-03-31 13F-HR CAT / Caterpillar, Inc. Call 146.67 1,500 300 -80.00 236 44 -81.36
2018-03-31 13F-HR CRS / Carpenter Technology Corp. 44.00 100 500 400.00 5 22 340.00
2018-03-31 13F-HR CAPR / Capricor Therapeutics, Inc. 1.50 2,000 2,000 0.00 3 3 0.00
2018-03-31 13F-HR GOOS / Canada Goose Holdings Inc Put 33.75 800 800 0.00 25 27 8.00
2018-03-31 13F-HR CCL / Carnival Corp. 70.00 542 100 -81.55 36 7 -80.56
2018-03-31 13F-HR COF / Capital One Financial Corp. 95.83 3,120 3,120 0.00 311 299 -3.86
2018-03-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 15.91 4,800 2,200 -54.17 102 35 -65.69
2018-03-31 13F-HR CAJ / Canon, Inc. 35.71 0 280 0 10
2018-03-31 13F-HR CSL / Carlisle Companies, Inc. 104.82 416 353 -15.14 47 37 -21.28
2018-03-31 13F-HR CAH / Cardinal Health, Inc. 60.47 195 215 10.26 12 13 8.33
2018-03-31 13F-HR CNQ / Canadian Natural Resources Limited 31.62 1,077 1,107 2.79 38 35 -7.89
2018-03-31 13F-HR TAIL / Cambria Tail Risk ETF 22.34 2,875 2,730 -5.04 65 61 -6.15
2018-03-31 13F-HR CVE / Cenovus Energy Inc. 8.89 900 900 0.00 8 8 0.00
2018-03-31 13F-HR CELG / Celgene Corp. 89.43 2,816 2,818 0.07 294 252 -14.29
2018-03-31 13F-HR CNXC / CNX Coal Resources LP 71.43 56 56 0.00 4 4 0.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. 147.72 1,115 1,733 55.43 176 256 45.45
2018-03-31 13F-HR CBG / CBRE Group, Inc. 47.50 1,027 821 -20.06 44 39 -11.36
2018-03-31 13F-HR CDW / CDW Corporation 70.36 1,247 1,208 -3.13 86 85 -1.16
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 6.51 3,377 3,377 0.00 25 22 -12.00
2018-03-31 13F-HR CE / Celanese Corp. 100.25 1,959 4,030 105.72 210 404 92.38
2018-03-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 88.32 293 351 19.80 29 31 6.90
2018-03-31 13F-HR CDK / CDK Global, Inc. 63.47 4,026 3,151 -21.73 287 200 -30.31
2018-03-31 13F-HR CENTER COAST BRKFLD MLP ENRG / SHS BEN INT (151461100) 8.60 1,780 1,395 -21.63 18 12 -33.33
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. 114.37 1,048 988 -5.73 131 113 -13.74
2018-03-31 13F-HR CECE / CECO Environmental Corp. 4.44 675 675 0.00 3 3 0.00
2018-03-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 10 10 0.00 0 0
2018-03-31 13F-HR CERN / Cerner Corp. 60.61 165 165 0.00 11 10 -9.09
2018-03-31 13F-HR CTL / CenturyLink, Inc. 16.44 15,456 19,402 25.53 258 319 23.64
2018-03-31 13F-HR CF / CF Industries Holding, Inc. 36.00 1,500 250 -83.33 64 9 -85.94
2018-03-31 13F-HR CF / CF Industries Holding, Inc. Call 37.61 4,600 173
2018-03-31 13F-HR CVX / Chevron Corp. 114.02 11,416 13,068 14.47 1,430 1,490 4.20
2018-03-31 13F-HR CQP / Cheniere Energy Partners, LP 30.00 300 300 0.00 9 9 0.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 315.07 73 73 0.00 25 23 -8.00
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 14.29 3,250 350 -89.23 52 5 -90.38
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 49.32 365 365 0.00 18 18 0.00
2018-03-31 13F-HR CHKP / Check Point Software Technologies Ltd. 100.00 100 100 0.00 10 10 0.00
2018-03-31 13F-HR CBK / Christopher & Banks Corp. 1.00 5,000 5,000 0.00 6 5 -16.67
2018-03-31 13F-HR CC / Chemours Company (The) 48.64 2,186 2,056 -5.95 109 100 -8.26
2018-03-31 13F-HR JRJC / China Finance Online Co. Ltd. 2.17 2,300 2,300 0.00 6 5 -16.67
2018-03-31 13F-HR CB / Chubb Ltd 136.51 2,511 1,868 -25.61 367 255 -30.52
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 47.17 1,635 106 -93.52 82 5 -93.90
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.92 15,064 13,349 -11.38 577 573 -0.69
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Call 42.00 0 1,000 0 42
2018-03-31 13F-HR CNK / Cinemark Holdings, Inc. 38.31 840 496 -40.95 29 19 -34.48
2018-03-31 13F-HR CI / Cigna Corp. 167.24 398 580 45.73 81 97 19.75
2018-03-31 13F-HR C / Citigroup, Inc. 67.47 11,110 11,516 3.65 827 777 -6.05
2018-03-31 13F-HR CLX / Clorox Company (The) 133.07 2,403 2,818 17.27 357 375 5.04
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. 53.33 100 450 350.00 7 24 242.86
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 41.93 8,973 8,895 -0.87 377 373 -1.06
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 12.67 1,000 1,500 50.00 15 19 26.67
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 1.66 30,800 30,800 0.00 63 51 -19.05
2018-03-31 13F-HR CLD / Cloud Peak Energy Inc. 3.00 5,000 5,000 0.00 22 15 -31.82
2018-03-31 13F-HR CME / CME Group, Inc. 161.92 2,161 2,211 2.31 316 358 13.29
2018-03-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 20.00 250 5
2018-03-31 13F-HR CDXS / Codexis, Inc. 11.04 0 8,516 0 94
2018-03-31 13F-HR CMC / Commercial Metals Co. 20.00 600 200 -66.67 13 4 -69.23
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 5.63 12,720 11,545 -9.24 145 65 -55.17
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.16 21,096 20,577 -2.46 845 703 -16.80
2018-03-31 13F-HR COMM / CommScope Holding Company, Inc. 39.90 3,743 6,616 76.76 142 264 85.92
2018-03-31 13F-HR CDE / Coeur Mining, Inc. 7.95 5,110 5,410 5.87 38 43 13.16
2018-03-31 13F-HR CMS / CMS Energy Corp. 45.21 1,425 1,283 -9.96 67 58 -13.43
2018-03-31 13F-HR KO / Coca Cola Co. 43.41 9,985 7,994 -19.94 458 347 -24.24
2018-03-31 13F-HR CNX.WI / CNX Resources Corporation 15.37 3,904 3,904 0.00 57 60 5.26
2018-03-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 80.23 2,244 1,533 -31.68 159 123 -22.64
2018-03-31 13F-HR COHR / Coherent, Inc. 180.00 0 50 0 9
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.72 5,076 2,705 -46.71 383 194 -49.35
2018-03-31 13F-HR CGNX / Cognex Corp. 52.08 3,125 3,053 -2.30 191 159 -16.75
2018-03-31 13F-HR CLB / Core Laboratories N.V. Call 161.67 600 97
2018-03-31 13F-HR CREDIT SUISSE AG NASSAU BRH / XLNKS AMLP ETN36 (22539T290) 15.00 200 3
2018-03-31 13F-HR ED / Consolidated Edison, Inc. 78.06 3,219 3,241 0.68 273 253 -7.33
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 37.04 166 270 62.65 6 10 66.67
2018-03-31 13F-HR CREE / Cree, Inc. 40.28 8,000 12,165 52.06 297 490 64.98
2018-03-31 13F-HR CPRT / Copart, Inc. 51.40 1,004 856 -14.74 43 44 2.33
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 228.08 1,701 1,688 -0.76 389 385 -1.03
2018-03-31 13F-HR CODI / Compass Diversified Holdings 16.67 500 1,500 200.00 8 25 212.50
2018-03-31 13F-HR CNAT / Conatus Pharmaceuticals Inc. 5.62 1,600 1,600 0.00 7 9 28.57
2018-03-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 0.00 39 39 0.00 0 0
2018-03-31 13F-HR GLW / Corning, Inc. 27.87 16,505 25,870 56.74 528 721 36.55
2018-03-31 13F-HR COTV / Cotiviti Holdings, Inc. 35.00 200 200 0.00 6 7 16.67
2018-03-31 13F-HR COTY / Coty, Inc. 18.59 1,711 1,614 -5.67 34 30 -11.76
2018-03-31 13F-HR CVA / Covanta Holding Corp. 15.00 400 400 0.00 7 6 -14.29
2018-03-31 13F-HR CS / Credit Suisse Group 18.52 216 216 0.00 4 4 0.00
2018-03-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 27.69 325 325 0.00 13 9 -30.77
2018-03-31 13F-HR CTWSP / Connecticut Water Service, Inc. 60.00 200 200 0.00 11 12 9.09
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.41 5,451 5,642 3.50 1,014 1,063 4.83
2018-03-31 13F-HR CRSP / CRISPR Therapeutics AG 46.00 1,000 46
2018-03-31 13F-HR CCK / Crown Holdings, Inc. 50.78 3,919 199
2018-03-31 13F-HR CCLP / CSI Compressco LP 8 10 25.00
2018-03-31 13F-HR CRTO / Criteo S.A 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.85 2,313 2,112 -8.69 257 232 -9.73
2018-03-31 13F-HR CSX / CSX Corp. 55.42 4,389 2,075 -52.72 241 115 -52.28
2018-03-31 13F-HR CSX / CSX Corp. Call 55.00 200 400 100.00 11 22 100.00
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 16.67 0 300 0 5
2018-03-31 13F-HR CYTRX CORP / COM PAR (232828608) 0.00 134 134 0.00 0 0
2018-03-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 97.78 450 450 0.00 44 44 0.00
2018-03-31 13F-HR CVS / CVS Health Corporation 62.26 12,042 10,600 -11.97 873 660 -24.40
2018-03-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.77 6,500 6,500 0.00 61 57 -6.56
2018-03-31 13F-HR DEO / Diageo plc 135.48 5,759 4,916 -14.64 840 666 -20.71
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 85.53 1,817 1,859 2.31 175 159 -9.14
2018-03-31 13F-HR GUSH / Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares 23.90 5,690 5,690 0.00 173 136 -21.39
2018-03-31 13F-HR DB / Deutsche Bank AG 10.00 1,430 100 -93.01 27 1 -96.30
2018-03-31 13F-HR DE / Deere & Co. Call 155.00 1,000 1,000 0.00 157 155 -1.27
2018-03-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 12.00 400 1,000 150.00 5 12 140.00
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. Call 21.25 400 800 100.00 9 17 88.89
2018-03-31 13F-HR DISH / DISH Network Corp. 37.97 678 632 -6.78 32 24 -25.00
2018-03-31 13F-HR DSXN / Diana Shipping inc. 3.74 2,542 4,542 78.68 10 17 70.00
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 125.98 291 254 -12.71 37 32 -13.51
2018-03-31 13F-HR CURE / Direxion Daily Healthcare Bull 3x Shares 42.86 70 70 0.00 3 3 0.00
2018-03-31 13F-HR DO / Diamond Offshore Drilling, Inc. 14.82 5,000 3,172 -36.56 93 47 -49.46
2018-03-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 50.30 497 497 0.00 25 25 0.00
2018-03-31 13F-HR DVN / Devon Energy Corp. 31.71 3,609 1,009 -72.04 149 32 -78.52
2018-03-31 13F-HR DVA / DaVita HealthCare Partners Inc. 65.93 455 455 0.00 33 30 -9.09
2018-03-31 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 50.00 54 20 -62.96 3 1 -66.67
2018-03-31 13F-HR DKS / Dick's Sporting Goods, Inc. 36.70 1,517 218 -85.63 43 8 -81.40
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 55.01 2,701 1,618 -40.10 130 89 -31.54
2018-03-31 13F-HR EMN / Eastman Chemical Company Call 105.33 1,500 158
2018-03-31 13F-HR KODK / Eastman Kodak Co. 5.50 2,000 11
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 63.06 188 111 -40.96 12 7 -41.67
2018-03-31 13F-HR ETN / Eaton Corporation 78.43 359 153 -57.38 28 12 -57.14
2018-03-31 13F-HR EBAY / eBay, Inc. 31.25 54 32 -40.74 2 1 -50.00
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.64 4,064 4,095 0.76 330 277 -16.06
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. 233.33 300 300 0.00 57 70 22.81
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.41 14,188 11,463 -19.21 1,525 1,151 -24.52
2018-03-31 13F-HR PLOW / Douglas Dynamics Inc. 42.86 420 420 0.00 16 18 12.50
2018-03-31 13F-HR DOV / Dover Corp. 98.57 700 700 0.00 71 69 -2.82
2018-03-31 13F-HR ELF / e.l.f. Beauty, Inc. 19.00 1,000 1,000 0.00 22 19 -13.64
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.50 815 815 0.00 11 11 0.00
2018-03-31 13F-HR DLB / Dolby Laboratories, Inc. 67.31 190 104 -45.26 11 7 -36.36
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 96.77 62 62 0.00 7 6 -14.29
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.58 3,870 3,696 -4.50 276 235 -14.86
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 55.49 0 4,415 0 245
2018-03-31 13F-HR ENDP / Endo International plc 6.00 2,000 12
2018-03-31 13F-HR WATT / Energous Corporation 16.00 1,000 16
2018-03-31 13F-HR EIX / Edison International 63.83 934 705 -24.52 59 45 -23.73
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.14 2,900 2,900 0.00 50 41 -18.00
2018-03-31 13F-HR EOG / EOG Resources, Inc. 105.27 3,150 5,234 66.16 340 551 62.06
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 140.00 1,753 900 -48.66 198 126 -36.36
2018-03-31 13F-HR ENR / Energizer Holdings, Inc. 60.51 336 314 -6.55 16 19 18.75
2018-03-31 13F-HR ECA / EnCana Corp. 10.53 2,350 950 -59.57 31 10 -67.74
2018-03-31 13F-HR ECYT / Endocyte, Inc. 9.52 525 525 0.00 2 5 150.00
2018-03-31 13F-HR ENSG / Ensign Group, Inc. (The) 26.07 421 422 0.24 9 11 22.22
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.47 17,598 15,285 -13.14 466 374 -19.74
2018-03-31 13F-HR ETR / Entergy Corp. 78.00 500 500 0.00 41 39 -4.88
2018-03-31 13F-HR EQT / EQT Corp. 47.53 14,755 19,274 30.63 839 916 9.18
2018-03-31 13F-HR EPC / Edgewell Personal Care Company 48.24 571 539 -5.60 34 26 -23.53
2018-03-31 13F-HR ERF / Enerplus Corporation 10.67 375 375 0.00 4 4 0.00
2018-03-31 13F-HR EGO / Eldorado Gold Corporation 0.00 48 48 0.00 0 0
2018-03-31 13F-HR EFX / Equifax, Inc. 125.00 0 40 0 5
2018-03-31 13F-HR EA / Electronic Arts Inc. 125.00 9 24 166.67 1 3 200.00
2018-03-31 13F-HR EGN / Energen Corp. 62.89 1,430 1,272 -11.05 82 80 -2.44
2018-03-31 13F-HR ERJ / Embraer S.A. 25.97 385 385 0.00 9 10 11.11
2018-03-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.47 823 868 5.47 34 36 5.88
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 30.00 500 15
2018-03-31 13F-HR AMZA / InfraCap MLP ETF 7.00 1,000 7
2018-03-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 39.37 2,032 80
2018-03-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 34.16 2,547 2,547 0.00 81 87 7.41
2018-03-31 13F-HR ESS / Essex Property Trust, Inc. 240.51 83 79 -4.82 20 19 -5.00
2018-03-31 13F-HR EXC / Exelon Corp. 39.04 7,883 3,612 -54.18 311 141 -54.66
2018-03-31 13F-HR HTUS / Hull Tactical US ETF 25.41 2,855 905 -68.30 77 23 -70.13
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.32 5,065 6,870 35.64 266 277 4.14
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. Put 40.00 1,200 800 -33.33 63 32 -49.21
2018-03-31 13F-HR JETS / US Global Jets ETF 33.33 200 270 35.00 7 9 28.57
2018-03-31 13F-HR EXPE / Expedia, Inc. 110.97 1,521 766 -49.64 183 85 -53.55
2018-03-31 13F-HR FGP / Ferrellgas Partners, L.P. 3.00 3,000 3,000 0.00 13 9 -30.77
2018-03-31 13F-HR FDX / FedEx Corp. 239.96 1,844 971 -47.34 460 233 -49.35
2018-03-31 13F-HR FIS / Fidelity National Information Services, Inc. 95.88 1,289 897 -30.41 122 86 -29.51
2018-03-31 13F-HR FRC / First Republic Bank (San Francisco, California) 92.18 383 358 -6.53 33 33 0.00
2018-03-31 13F-HR FITB / Fifth Third Bancorp 31.93 1,953 1,848 -5.38 59 59 0.00
2018-03-31 13F-HR FAST / Fastenal Co. 50.00 1,326 100 -92.46 72 5 -93.06
2018-03-31 13F-HR FHB / First Hawaiian, Inc. 26.67 300 300 0.00 9 8 -11.11
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.73 3,650 2,450 -32.88 52 41 -21.15
2018-03-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 37.89 300 950 216.67 12 36 200.00
2018-03-31 13F-HR FLR / Fluor Corp. Call 55.00 200 11
2018-03-31 13F-HR FULT / Fulton Financial Corp. 17.63 3,457 3,460 0.09 62 61 -1.61
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 5.18 193 193 0.00 1 1 0.00
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 69.57 230 230 0.00 15 16 6.67
2018-03-31 13F-HR FLT / FleetCor Technologies, Inc. 192.31 26 26 0.00 5 5 0.00
2018-03-31 13F-HR FLEX / Flextronics International Ltd. 16.30 7,486 15,701 109.74 135 256 89.63
2018-03-31 13F-HR FPX / First Trust US Equity Opportunities ETF 70.00 100 100 0.00 7 7 0.00
2018-03-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.61 1,031 696 -32.49 32 22 -31.25
2018-03-31 13F-HR FBIO / Fortress Biotech, Inc. 5.00 400 400 0.00 2 2 0.00
2018-03-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 59.18 690 659 -4.49 47 39 -17.02
2018-03-31 13F-HR FIT / Fitbit Inc. 5.50 2,000 2,000 0.00 12 11 -8.33
2018-03-31 13F-HR FLO / Flowers Foods, Inc. 22.22 450 450 0.00 9 10 11.11
2018-03-31 13F-HR FND / Floor & Decor Holdings, Inc. 50.00 200 200 0.00 10 10 0.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.52 12,430 4,623 -62.81 236 81 -65.68
2018-03-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 59.00 2,714 339 -87.51 159 20 -87.42
2018-03-31 13F-HR FSLR / First Solar, Inc. 70.54 820 1,120 36.59 55 79 43.64
2018-03-31 13F-HR IT / Gartner, Inc. 121.74 90 115 27.78 11 14 27.27
2018-03-31 13F-HR GEL / Genesis Energy, L.P. 20.00 1,500 1,500 0.00 34 30 -11.76
2018-03-31 13F-HR GPN / Global Payments, Inc. 112.28 1,322 953 -27.91 133 107 -19.55
2018-03-31 13F-HR GPC / Genuine Parts Co. 91.19 350 329 -6.00 33 30 -9.09
2018-03-31 13F-HR GD / General Dynamics Corp. 222.22 478 306 -35.98 97 68 -29.90
2018-03-31 13F-HR GENE / Genetic Technologies Ltd. 0.00 350 350 0.00 0 0
2018-03-31 13F-HR GE / General Electric Co. Put 13.60 0 2,500 0 34
2018-03-31 13F-HR BOTZ / Global X Funds 24.10 4,234 3,485 -17.69 100 84 -16.00
2018-03-31 13F-HR GPS / Gap, Inc. (The) 31.28 1,082 1,023 -5.45 37 32 -13.51
2018-03-31 13F-HR SNSR / Global X Funds 20.14 1,390 1,390 0.00 28 28 0.00
2018-03-31 13F-HR GWR / Genesee & Wyoming, Inc. 70.00 200 200 0.00 16 14 -12.50
2018-03-31 13F-HR GNCA / Genocea Biosciences, Inc. 1.03 11,700 11,700 0.00 14 12 -14.29
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 39.05 9,297 12,521 34.68 330 489 48.18
2018-03-31 13F-HR SDIV / Global X SuperDividend ETF 20.70 10,905 9,905 -9.17 238 205 -13.87
2018-03-31 13F-HR GM / General Motors Company 36.26 9,134 8,633 -5.49 374 313 -16.31
2018-03-31 13F-HR GNW / Genworth Financial, Inc. 2.83 40,650 39,250 -3.44 126 111 -11.90
2018-03-31 13F-HR GOGO / Gogo Inc. 9.09 550 550 0.00 6 5 -16.67
2018-03-31 13F-HR HABT / The Habit Restaurants, Inc. 8.70 1,150 1,150 0.00 11 10 -9.09
2018-03-31 13F-HR GPRO / GoPro, Inc. 4.85 9,900 9,900 0.00 75 48 -36.00
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 115.00 200 200 0.00 26 23 -11.54
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 26.63 3,546 7,211 103.36 115 192 66.96
2018-03-31 13F-HR GIB / CGI Group Inc. 54.88 164 164 0.00 9 9 0.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.87 35,214 35,335 0.34 8,971 8,900 -0.79
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.83 3,455 4,555 31.84 44 63 43.18
2018-03-31 13F-HR GGG / Graco Inc. 45.75 378 306 -19.05 17 14 -17.65
2018-03-31 13F-HR GWW / Grainger (W.W.), Inc. 260.87 23 23 0.00 5 6 20.00
2018-03-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 2.67 3,000 8
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 36.04 111 111 0.00 5 4 -20.00
2018-03-31 13F-HR HSY / Hershey Company (The) 99.13 1,337 918 -31.34 152 91 -40.13
2018-03-31 13F-HR HCP / HCP, Inc. 23.65 1,663 1,649 -0.84 44 39 -11.36
2018-03-31 13F-HR HRI / Herc Holdings Inc. 0.00 803 3 -99.63 50 0 -100.00
2018-03-31 13F-HR HES / Hess Corp. 50.00 3,300 700 -78.79 157 35 -77.71
2018-03-31 13F-HR HRS / Harris Corp. 150.00 20 20 0.00 3 3 0.00
2018-03-31 13F-HR HRTX / Heron Therapeutics, Inc. 26.67 0 300 0 8
2018-03-31 13F-HR HDS / Hd Supply Inc. 37.83 1,397 1,269 -9.16 56 48 -14.29
2018-03-31 13F-HR HAS / Hasbro, Inc. 81.97 376 122 -67.55 34 10 -70.59
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.47 1,005 952 -5.27 57 49 -14.04
2018-03-31 13F-HR HAL / Halliburton Co. 46.83 3,330 2,114 -36.52 163 99 -39.26
2018-03-31 13F-HR HTZ / Hertz Global Holdings, Inc. 19.90 6,055 5,477 -9.55 134 109 -18.66
2018-03-31 13F-HR HCLP / Hi-Crush Partners LP 34 38 11.76
2018-03-31 13F-HR INCY / Incyte Corp. 85.00 365 200 -45.21 34 17 -50.00
2018-03-31 13F-HR INCY / Incyte Corp. Call 84.00 500 42
2018-03-31 13F-HR IIPR / Innovative Industrial Properties, Inc. 26.67 3,000 80
2018-03-31 13F-HR FFTY / Academy Funds Trust 35.00 200 7
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 155.17 532 232 -56.39 89 36 -59.55
2018-03-31 13F-HR ILMN / Illumina, Inc. 228.57 35 35 0.00 8 8 0.00
2018-03-31 13F-HR INFY / Infosys Limited 17.81 6,570 6,570 0.00 107 117 9.35
2018-03-31 13F-HR INGR / Ingredion, Inc. 130.00 300 300 0.00 42 39 -7.14
2018-03-31 13F-HR ROOF / IQ US Real Estate Small Cap ETF 23.77 1,220 1,220 0.00 32 29 -9.37
2018-03-31 13F-HR IEX / IDEX Corp. 142.86 311 294 -5.47 41 42 2.44
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.50 2,702 1,308 -51.59 415 189 -54.46
2018-03-31 13F-HR HST / Host Hotels & Resorts, Inc. 18.64 17,245 22,910 32.85 342 427 24.85
2018-03-31 13F-HR IR / Ingersoll-Rand plc 85.88 581 524 -9.81 52 45 -13.46
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 192.31 656 624 -4.88 103 120 16.50
2018-03-31 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR IEP / Icahn Enterprises L.P. 56.36 550 550 0.00 29 31 6.90
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 27.07 614 9,714 1,482.08 30 263 776.67
2018-03-31 13F-HR HUM / Humana, Inc. 271.43 148 140 -5.41 37 38 2.70
2018-03-31 13F-HR HOVNP / Hovnanian Enterprises, Inc. 1.82 9,000 11,000 22.22 30 20 -33.33
2018-03-31 13F-HR IMGN / Immunogen, Inc. 10.87 1,196 1,196 0.00 8 13 62.50
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.82 2,200 2,200 0.00 5 4 -20.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 178.40 4,540 3,963 -12.71 860 707 -17.79
2018-03-31 13F-HR HLT / Hilton Worldwide Holdings Inc. 77.90 749 706 -5.74 60 55 -8.33
2018-03-31 13F-HR IAG / IAMGOLD Corp. 5.00 0 400 0 2
2018-03-31 13F-HR HPQ / HP Inc. 22.04 189 1,089 476.19 4 24 500.00
2018-03-31 13F-HR HZNP / Horizon Pharma plc 15.00 600 600 0.00 9 9 0.00
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 15.00 1,000 15
2018-03-31 13F-HR IAU / iShares Gold Trust 12.76 4,677 5,407 15.61 59 69 16.95
2018-03-31 13F-HR ISRG / Intuitive Surgical, Inc. 412.21 406 262 -35.47 148 108 -27.03
2018-03-31 13F-HR BKF / iShares MSCI BRIC ETF Call 46.40 3,000 2,500 -16.67 133 116 -12.78
2018-03-31 13F-HR INTU / Intuit Inc. 173.33 600 600 0.00 95 104 9.47
2018-03-31 13F-HR IP / International Paper Company 53.43 2,177 2,377 9.19 126 127 0.79
2018-03-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 84.14 1,545 1,545 0.00 130 130 0.00
2018-03-31 13F-HR MIFI / Novatel Wireless, Inc. 1.60 2,500 2,500 0.00 4 4 0.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.43 33,254 13,791 -58.53 5,103 2,116 -58.53
2018-03-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 62.53 0 2,335 0 146
2018-03-31 13F-HR INSY / Insys Therapeutics Inc. 5.98 3,551 1,506 -57.59 34 9 -73.53
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. 3.23 310 310 0.00 1 1 0.00
2018-03-31 13F-HR IDCC / InterDigital, Inc. 73.33 2,000 1,500 -25.00 152 110 -27.63
2018-03-31 13F-HR IPCI / Intellipharmaceutics International Inc. 0.50 2,000 2,000 0.00 2 1 -50.00
2018-03-31 13F-HR IPGP / IPG Photonics Corp. 234.35 712 687 -3.51 153 161 5.23
2018-03-31 13F-HR IVZ / Invesco Ltd. 32.31 3,237 3,033 -6.30 118 98 -16.95
2018-03-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.72 776 776 0.00 51 51 0.00
2018-03-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 79.37 0 126 0 10
2018-03-31 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 75.58 1,026 1,826 77.97 76 138 81.58
2018-03-31 13F-HR IGF / iShares Global Infrastructure ETF 42.96 3,887 3,887 0.00 176 167 -5.11
2018-03-31 13F-HR ESGU / iShares Trust iShares MSCI USA ESG Optimized ETF 57.79 5,203 5,295 1.77 304 306 0.66
2018-03-31 13F-HR SLV / iShares Silver Trust 15.37 9,200 8,200 -10.87 147 126 -14.29
2018-03-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.00 0 40 0 4
2018-03-31 13F-HR EIS / iShares, Inc. 49.38 1,600 1,600 0.00 82 79 -3.66
2018-03-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 47.20 1,365 339 -75.16 65 16 -75.38
2018-03-31 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 105.26 95 95 0.00 10 10 0.00
2018-03-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 59.14 372 372 0.00 23 22 -4.35
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 63.69 444 157 -64.64 27 10 -62.96
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 113.64 269 44 -83.64 35 5 -85.71
2018-03-31 13F-HR EWG / iShares MSCI Germany ETF 33.33 300 300 0.00 10 10 0.00
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.52 7,897 7,823 -0.94 1,499 1,467 -2.13
2018-03-31 13F-HR IDV / iShares International Select Dividend ETF 33.53 862 865 0.35 29 29 0.00
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 116.82 1,305 856 -34.41 159 100 -37.11
2018-03-31 13F-HR IXC / iShares Global Energy ETF 0.00 3 3 0.00 0 0
2018-03-31 13F-HR MBB / iShares MBS ETF 103.45 1,104 116 -89.49 118 12 -89.83
2018-03-31 13F-HR IWC / iShares Micro-cap ETF 93.33 75 75 0.00 7 7 0.00
2018-03-31 13F-HR IXJ / iShares Global Healthcare ETF 111.31 12,984 13,144 1.23 1,461 1,463 0.14
2018-03-31 13F-HR IXN / iShares Global Tech ETF 158.26 2,169 2,755 27.02 333 436 30.93
2018-03-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 105.26 57 57 0.00 6 6 0.00
2018-03-31 13F-HR IXG / iShares Global Financials ETF 69.51 1,597 1,597 0.00 112 111 -0.89
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF Call 110.00 100 11
2018-03-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 86.67 300 300 0.00 27 26 -3.70
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 1,204 1,082 -10.13
2018-03-31 13F-HR IWO / iShares Russell 2000 Growth ETF 341 327 -4.11
2018-03-31 13F-HR SUSA / iShares MSCI USA ESG Select ETF 109.14 338 394 16.57 35 43 22.86
2018-03-31 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 67.37 5,048 7,377 46.14 342 497 45.32
2018-03-31 13F-HR IWP / iShares Russell Midcap Growth ETF 122.50 400 400 0.00 48 49 2.08
2018-03-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 97.53 728 728 0.00 71 71 0.00
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 119.91 6,896 6,897 0.01 857 827 -3.50
2018-03-31 13F-HR IWR / iShares Russell Mid-Cap ETF 206.43 9,875 9,926 0.52 2,055 2,049 -0.29
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.91 10,700 10,155 -5.09 1,185 1,106 -6.67
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.67 2,415 900 -62.73 258 96 -62.79
2018-03-31 13F-HR IWB / iShares Russell 1000 ETF 146.98 1,592 1,592 0.00 237 234 -1.27
2018-03-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.69 78,469 89,317 13.82 5,727 6,582 14.93
2018-03-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 73.06 219 219 0.00 16 16 0.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 69.68 9,684 5,095 -47.39 681 355 -47.87
2018-03-31 13F-HR IWN / iShares Russell 2000 Value ETF 121.71 2,462 2,243 -8.90 310 273 -11.94
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.22 7,420 6,595 -11.12 350 318 -9.14
2018-03-31 13F-HR REZ / iShares Residential Real Estate Capped ETF 57.70 16,430 4,905 -70.15 1,023 283 -72.34
2018-03-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 100.00 70 7
2018-03-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.67 1,500 1,500 0.00 196 196 0.00
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 111.90 810 563 -30.49 92 63 -31.52
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 57,753 56,395 -2.35 2,199 2,118 -3.68
2018-03-31 13F-HR OEF / iShares S&P 100 ETF 115.65 1,405 1,323 -5.84 167 153 -8.38
2018-03-31 13F-HR IDU / iShares U.S. Utilities ETF 127.74 769 775 0.78 102 99 -2.94
2018-03-31 13F-HR IHI / iShares U.S. Medical Devices ETF 185.98 599 699 16.69 104 130 25.00
2018-03-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 197.85 2,541 2,234 -12.08 478 442 -7.53
2018-03-31 13F-HR IYW / iShares U.S. Technology ETF 168.19 3,336 3,276 -1.80 543 551 1.47
2018-03-31 13F-HR IYT / iShares Transportation Average ETF 187.72 620 570 -8.06 119 107 -10.08
2018-03-31 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 147.37 379 380 0.26 58 56 -3.45
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.12 42,255 40,633 -3.84 4,165 3,865 -7.20
2018-03-31 13F-HR IVW / iShares S&P 500 Growth ETF 155.06 2,377 2,025 -14.81 363 314 -13.50
2018-03-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.00 600 500 -16.67 129 109 -15.50
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 109.96 3,132 3,083 -1.56 378 339 -10.32
2018-03-31 13F-HR JCI / Johnson Controls International plc 35.20 6,268 13,240 111.23 239 466 94.98
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 24.03 9,039 8,946 -1.03 248 215 -13.31
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.37 3,879 3,879 0.00 82 79 -3.66
2018-03-31 13F-HR JD / JD.com, Inc. 40.00 0 450 0 18
2018-03-31 13F-HR KGC / Kinross Gold Corp. 2.86 350 350 0.00 2 1 -50.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 160,451 158,275 -1.36 17,158 17,405 1.44
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. Call 110.00 3,500 500 -85.71 374 55 -85.29
2018-03-31 13F-HR KBH / KB Home 28.90 19 519 2,631.58 1 15 1,400.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.16 62,736 49,377 -21.29 8,766 6,328 -27.81
2018-03-31 13F-HR KERX / Keryx Biopharmaceuticals, Inc. 3.55 282 282 0.00 1 1 0.00
2018-03-31 13F-HR JPUS / JPMorgan Diversified Return U.S. Equity ETF 69.65 4,770 5,370 12.58 336 374 11.31
2018-03-31 13F-HR TREE / LendingTree, Inc. 323.53 88 68 -22.73 30 22 -26.67
2018-03-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.00 200 500 150.00 2 5 150.00
2018-03-31 13F-HR LB / L Brands, Inc. 37.21 413 215 -47.94 25 8 -68.00
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.66 761 928 21.94 140 189 35.00
2018-03-31 13F-HR LJPC / La Jolla Pharmaceutical Co. 28.57 70 70 0.00 2 2 0.00
2018-03-31 13F-HR KSS / Kohl's Corp. 65.66 1,096 1,127 2.83 60 74 23.33
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.31 1,130 3,790 235.40 96 293 205.21
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 70.00 200 200 0.00 14 14 0.00
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.26 12,990 20,510 57.89 1,011 1,277 26.31
2018-03-31 13F-HR LIVE / Live Ventures Incorporated 10.87 92 92 0.00 1 1 0.00
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 25.21 7,113 14,436 102.95 174 364 109.20
2018-03-31 13F-HR LEG / Leggett & Platt, Inc. 43.33 300 300 0.00 14 13 -7.14
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 73.11 2,968 6,292 111.99 228 460 101.75
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 37.50 2,900 400 -86.21 186 15 -91.94
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 65.99 494 197 -60.12 24 13 -45.83
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 87.78 4,159 3,543 -14.81 387 311 -19.64
2018-03-31 13F-HR L / Loews Corp. 49.56 2,813 2,724 -3.16 140 135 -3.57
2018-03-31 13F-HR LOGM / LogMein, Inc. 116.13 155 155 0.00 18 18 0.00
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 20.98 930 1,430 53.76 20 30 50.00
2018-03-31 13F-HR MNKD / MannKind Corp. 0.00 80 80 0.00 0 0
2018-03-31 13F-HR CEMP / Cempra, Inc. 6.25 160 160 0.00 3 1 -66.67
2018-03-31 13F-HR MAT / Mattel, Inc. 13.00 1,000 1,000 0.00 15 13 -13.33
2018-03-31 13F-HR MAR / Marriott International, Inc. 135.99 3,158 2,934 -7.09 428 399 -6.78
2018-03-31 13F-HR MKL / Markel Corp. 1,170.14 1,410 1,393 -1.21 1,606 1,630 1.49
2018-03-31 13F-HR MCD / McDonald's Corp. 156.23 6,534 5,191 -20.55 1,125 811 -27.91
2018-03-31 13F-HR MCK / McKesson Corp. 141.05 475 475 0.00 74 67 -9.46
2018-03-31 13F-HR MCC / Medley Capital Corp. 4.00 5,500 6,000 9.09 29 24 -17.24
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 58.54 1,732 820 -52.66 123 48 -60.98
2018-03-31 13F-HR MDR / McDermott International, Inc. 6.08 6,352 5,752 -9.45 42 35 -16.67
2018-03-31 13F-HR MA / MasterCard Incorporated 175.27 4,220 3,583 -15.09 638 628 -1.57
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 82.62 2,642 1,404 -46.86 215 116 -46.05
2018-03-31 13F-HR MANH / Manhattan Associates, Inc. 40.00 225 225 0.00 11 9 -18.18
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.91 460 460 0.00 30 34 13.33
2018-03-31 13F-HR MPW / Medical Properties Trust Inc. 12.98 1,310 1,310 0.00 18 17 -5.56
2018-03-31 13F-HR MTCH / Match Group, Inc. 43.36 749 715 -4.54 23 31 34.78
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 37.00 700 1,000 42.86 28 37 32.14
2018-03-31 13F-HR MPLX / MPLX LP 31 29 -6.45
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.61 3,408 3,989 17.05 146 166 13.70
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. 74.07 228 216 -5.26 19 16 -15.79
2018-03-31 13F-HR MNST / Monster Beverage Corporation 55.56 72 72 0.00 5 4 -20.00
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.25 48,282 42,004 -13.00 4,131 3,833 -7.21
2018-03-31 13F-HR MMSI / Merit Medical Systems, Inc. 55.56 18 18 0.00 1 1 0.00
2018-03-31 13F-HR MET / MetLife, Inc. 45.57 680 790 16.18 34 36 5.88
2018-03-31 13F-HR MFGP / Micro Focus International plc 0.00 25 25 0.00 1 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International 34.84 1,160 775 -33.19 39 27 -30.77
2018-03-31 13F-HR MRUS / Merus N.V. 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR MIXT / MiX Telematics Limited 16.00 1,000 1,000 0.00 13 16 23.08
2018-03-31 13F-HR MHK / Mohawk Industries, Inc. 233.01 301 309 2.66 83 72 -13.25
2018-03-31 13F-HR MOMO / Momo Inc. Put 37.50 2,600 2,000 -23.08 64 75 17.19
2018-03-31 13F-HR MSEX / Middlesex Water Co. 36.70 16,481 15,315 -7.07 658 562 -14.59
2018-03-31 13F-HR MTD / Mettler Toledo International, Inc. 575.00 1,524 1,000 -34.38 944 575 -39.09
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 90.00 25 100 300.00 2 9 350.00
2018-03-31 13F-HR MIDD / Middleby Corp. (The) 132.08 36 53 47.22 5 7 40.00
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 105.26 717 152 -78.80 65 16 -75.38
2018-03-31 13F-HR NKTR / Nektar Therapeutics Call 106.00 3,000 318
2018-03-31 13F-HR NEM / Newmont Mining Corp. Call 39.00 5,000 195
2018-03-31 13F-HR NCR / NCR Corp. 31.60 2,191 3,797 73.30 74 120 62.16
2018-03-31 13F-HR NFG / National Fuel Gas Co. 51.55 675 679 0.59 38 35 -7.89
2018-03-31 13F-HR NTAP / NetApp, Inc. 55.56 286 36 -87.41 16 2 -87.50
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.99 658 598 -9.12 126 177 40.48
2018-03-31 13F-HR NTES / NetEase, Inc. 272.73 33 33 0.00 11 9 -18.18
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 0.00 42 42 0.00 0 0
2018-03-31 13F-HR NGG / National Grid Plc 56.33 9,018 8,716 -3.35 530 491 -7.36
2018-03-31 13F-HR NWL / Newell Brands Inc. 25.48 1,054 981 -6.93 33 25 -24.24
2018-03-31 13F-HR NAV / Navistar International Corp. 34.00 0 500 0 17
2018-03-31 13F-HR NLNK / NewLink Genetics Corp 7.03 600 1,850 208.33 5 13 160.00
2018-03-31 13F-HR MSM / MSC Industrial Direct Co., Inc. 92.50 434 400 -7.83 42 37 -11.90
2018-03-31 13F-HR MUR / Murphy Oil Corp. 25.00 375 200 -46.67 12 5 -58.33
2018-03-31 13F-HR NOV / National Oilwell Varco, Inc. 36.81 10,010 20,676 106.55 358 761 112.57
2018-03-31 13F-HR NVCN / Neovasc, Inc . 0.00 150 150 0.00 0 0
2018-03-31 13F-HR MYL / Mylan N.V. 40.98 122 122 0.00 5 5 0.00
2018-03-31 13F-HR NRZ / New Residential Investment Corp. 16.43 1,521 1,522 0.07 27 25 -7.41
2018-03-31 13F-HR NJR / New Jersey Resources Corp. 40.00 1,020 900 -11.76 41 36 -12.20
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.32 5,548 5,382 -2.99 866 879 1.50
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 349.08 1,870 1,037 -44.55 574 362 -36.93
2018-03-31 13F-HR NOC / Northrop Grumman Corp. Call 349.09 200 2,200 1,000.00 61 768 1,159.02
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 49.24 3,743 4,143 10.69 201 204 1.49
2018-03-31 13F-HR NAT / Nordic American Tankers Ltd 2.00 6,000 6,000 0.00 15 12 -20.00
2018-03-31 13F-HR NOK / Nokia Corp. 5.47 31,968 31,968 0.00 149 175 17.45
2018-03-31 13F-HR NKE / Nike, Inc. 66.37 4,671 2,471 -47.10 292 164 -43.84
2018-03-31 13F-HR NVS / Novartis AG 80.84 17,768 16,366 -7.89 1,492 1,323 -11.33
2018-03-31 13F-HR NTRSP / Northern Trust Corp. 103.75 2,419 453 -81.27 242 47 -80.58
2018-03-31 13F-HR JWN / Nordstrom, Inc. 48.85 615 696 13.17 29 34 17.24
2018-03-31 13F-HR NVAX / Novavax, Inc. 2.00 1,500 1,500 0.00 2 3 50.00
2018-03-31 13F-HR NTNX / Nutanix, Inc. Put 50.00 400 20
2018-03-31 13F-HR NTR / Nutrien Ltd. 47.78 900 43
2018-03-31 13F-HR NVTR / Nuvectra Corporation 13.20 2,500 33
2018-03-31 13F-HR NTNX / Nutanix, Inc. 48.33 175 600 242.86 6 29 383.33
2018-03-31 13F-HR DNOW / NOW Inc. 0.00 15 15 0.00 0 0
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.92 387 387 0.00 5 5 0.00
2018-03-31 13F-HR NNY / Nuveen New York Municipal Value Fund, Inc. 9.23 1,300 1,300 0.00 12 12 0.00
2018-03-31 13F-HR NRG / NRG Energy, Inc. 30.27 1,057 1,057 0.00 30 32 6.67
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.52 3,272 4,816 47.19 633 1,115 76.15
2018-03-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.05 1,423 1,423 0.00 22 20 -9.09
2018-03-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 12.86 700 700 0.00 10 9 -10.00
2018-03-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 13.33 600 600 0.00 8 8 0.00
2018-03-31 13F-HR NUE / Nucor Corp. 60.69 337 379 12.46 21 23 9.52
2018-03-31 13F-HR ORCL / Oracle Corp. Call 46.00 1,000 46
2018-03-31 13F-HR OGS / ONE Gas, Inc. 66.67 450 450 0.00 33 30 -9.09
2018-03-31 13F-HR OTTR / Otter Tail Corp. 43.33 300 300 0.00 13 13 0.00
2018-03-31 13F-HR OCN / Ocwen Financial Corp. 5.00 200 200 0.00 1 1 0.00
2018-03-31 13F-HR ORLY / O'Reilly Automotive, Inc. 247.95 58 488 741.38 14 121 764.29
2018-03-31 13F-HR ORAN / Orange 17.00 3,000 3,000 0.00 52 51 -1.92
2018-03-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.67 150,280 163,380 8.72 376 436 15.96
2018-03-31 13F-HR OUT / OUTFRONT Media Inc. 18.76 953 1,066 11.86 22 20 -9.09
2018-03-31 13F-HR ONVO / Organovo Holdings, Inc. 0.00 200 200 0.00 0 0
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 15,256 12,328 -19.19 721 564 -21.78
2018-03-31 13F-HR OKE / ONEOK, Inc. 56.92 3,445 2,934 -14.83 184 167 -9.24
2018-03-31 13F-HR NVDA / NVIDIA Corp. Call 231.61 800 5,600 600.00 155 1,297 736.77
2018-03-31 13F-HR OPHT / Ophthotech Corp 5.00 200 200 0.00 1 1 0.00
2018-03-31 13F-HR OAK / Oaktree Capital Group, LLC 39.46 3,497 3,497 0.00 147 138 -6.12
2018-03-31 13F-HR OGE / OGE Energy Corp. 32.86 700 700 0.00 23 23 0.00
2018-03-31 13F-HR OMC / Omnicom Group, Inc. 72.50 800 800 0.00 58 58 0.00
2018-03-31 13F-HR ORMP / Oramed Pharmaceuticals, Inc. 6.55 2,750 2,750 0.00 25 18 -28.00
2018-03-31 13F-HR OLLI / Ollie's Bargain Outlet Holdings, Inc. 60.34 466 348 -25.32 25 21 -16.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.13 1,052 952 -9.51 77 62 -19.48
2018-03-31 13F-HR PBA / Pembina Pipeline Corp. 30.00 400 400 0.00 14 12 -14.29
2018-03-31 13F-HR PKG / Packaging Corp. of America 112.89 1,801 1,683 -6.55 217 190 -12.44
2018-03-31 13F-HR PKG / Packaging Corp. of America Call 112.00 700 500 -28.57 84 56 -33.33
2018-03-31 13F-HR PDLI / PDL BioPharma, Inc. 2.86 3,500 3,500 0.00 9 10 11.11
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.80 4,162 3,021 -27.41 307 229 -25.41
2018-03-31 13F-HR OI / Owens-Illinois, Inc. 21.57 2,205 4,683 112.38 49 101 106.12
2018-03-31 13F-HR PAM / Pampa Energia S.A. 59.75 3,300 2,795 -15.30 222 167 -24.77
2018-03-31 13F-HR OC / Owens Corning, Inc. Call 80.00 3,000 1,000 -66.67 276 80 -71.01
2018-03-31 13F-HR PCAR / PACCAR, Inc. 65.82 1,237 1,337 8.08 88 88 0.00
2018-03-31 13F-HR PTIE / Pain Therapeutics, Inc. 7.14 700 700 0.00 3 5 66.67
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 183.27 247 251 1.62 36 46 27.78
2018-03-31 13F-HR P / Pandora Media, Inc. 5.00 0 3,000 0 15
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 172.28 306 267 -12.75 61 46 -24.59
2018-03-31 13F-HR PAYX / Paychex, Inc. 61.38 1,136 896 -21.13 78 55 -29.49
2018-03-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 10.00 200 200 0.00 2 2 0.00
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. 3.03 97,286 77,286 -20.56 308 234 -24.03
2018-03-31 13F-HR PNR / Pentair plc. 67.23 119 119 0.00 8 8 0.00
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 14.11 6,951 2,551 -63.30 71 36 -49.30
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 53.86 2,158 687 -68.16 129 37 -71.32
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.13 26,258 24,200 -7.84 3,149 2,641 -16.13
2018-03-31 13F-HR PSX / Phillips 66 95.99 1,408 3,042 116.05 142 292 105.63
2018-03-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.00 100 100 0.00 10 10 0.00
2018-03-31 13F-HR PMF / PIMCO Municipal Income Fund 0.00 1 1 0.00 0 0
2018-03-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.00 500 500 0.00 11 11 0.00
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.50 75,836 68,599 -9.54 2,747 2,435 -11.36
2018-03-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 102.86 214 175 -18.22 22 18 -18.18
2018-03-31 13F-HR PIR / Pier 1 Imports, Inc. 3.20 0 5,000 0 16
2018-03-31 13F-HR PPC / Pilgrim's Pride Corp. 25.00 500 400 -20.00 16 10 -37.50
2018-03-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 10.84 1,015 1,015 0.00 12 11 -8.33
2018-03-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 23.53 72 170 136.11 2 4 100.00
2018-03-31 13F-HR PGJ / PowerShares Golden Dragon Halter USX China Portfolio 45.45 40 110 175.00 2 5 150.00
2018-03-31 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 56.67 1,652 1,500 -9.20 93 85 -8.60
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.36 4,468 4,182 -6.40 645 633 -1.86
2018-03-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.00 1,750 1,000 -42.86 31 17 -45.16
2018-03-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 52.98 1,982 1,982 0.00 100 105 5.00
2018-03-31 13F-HR PICB / PowerShares International Corporate Bond Portfolio 0.00 1 1 0.00 0 0
2018-03-31 13F-HR DBO / PowerShares DB Oil Fund 11.43 350 350 0.00 4 4 0.00
2018-03-31 13F-HR PPG / PPG Industries, Inc. 104.17 48 48 0.00 6 5 -16.67
2018-03-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 39.54 3,237 3,237 0.00 138 128 -7.25
2018-03-31 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 50.00 500 500 0.00 24 25 4.17
2018-03-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.56 70,517 70,517 0.00 1,331 1,309 -1.65
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 170.00 100 100 0.00 17 17 0.00
2018-03-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 22.95 2,825 3,225 14.16 68 74 8.82
2018-03-31 13F-HR POOL / Pool Corp. 140.85 71 71 0.00 9 10 11.11
2018-03-31 13F-HR PLUG / Plug Power, Inc. 1.99 2,010 2,010 0.00 5 4 -20.00
2018-03-31 13F-HR PSCT / PowerShares Exchange-Traded Fund Trust II 73.68 95 95 0.00 7 7 0.00
2018-03-31 13F-HR XMLV / PwShs S&P400 LV 44.63 3,070 3,070 0.00 140 137 -2.14
2018-03-31 13F-HR PFM / PowerShares Exchange-Trade Fund Trust 25.48 4,928 4,160 -15.58 130 106 -18.46
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 22.28 1,557 808 -48.11 32 18 -43.75
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.04 9,562 9,135 -4.47 1,489 1,462 -1.81
2018-03-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.00 1,000 1,000 0.00 30 30 0.00
2018-03-31 13F-HR PSJ / PowerShares Exchange-Trade Fund Trust 69.08 1,538 1,245 -19.05 98 86 -12.24
2018-03-31 13F-HR PSCF / PowerShares Exchange-Traded Fund Trust II 52.13 211 211 0.00 11 11 0.00
2018-03-31 13F-HR POST / Post Holdings, Inc. 76.63 136 261 91.91 11 20 81.82
2018-03-31 13F-HR UBT / ProShares Ultra 20+ Year Treasury Put 105.00 400 42
2018-03-31 13F-HR DXD / ProShares UltraShort Dow30 8.75 4,000 4,000 0.00 35 35 0.00
2018-03-31 13F-HR SIJ / ProShares UltraShort Industrials 20.00 50 50 0.00 1 1 0.00
2018-03-31 13F-HR PX / Praxair, Inc. 144.78 441 297 -32.65 68 43 -36.76
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.25 11,799 27,040 129.17 1,085 2,143 97.51
2018-03-31 13F-HR APTS / Preferred Apartment Communities, Inc. 10.00 100 100 0.00 2 1 -50.00
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 36.80 625 625 0.00 21 23 9.52
2018-03-31 13F-HR CSM / ProShares Large Cap Core Plus 65.98 482 485 0.62 32 32 0.00
2018-03-31 13F-HR SDS / ProShares UltraShort S&P500 40.65 2,250 1,550 -31.11 93 63 -32.26
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 105.00 0 200 0 21
2018-03-31 13F-HR SSO / ProShares Ultra S&P500 Put 105.00 0 800 0 84
2018-03-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 20.00 225 150 -33.33 5 3 -40.00
2018-03-31 13F-HR PPL / PPL Corp. 28.28 4,334 27,295 529.79 134 772 476.12
2018-03-31 13F-HR PRI / Primerica, Inc. 96.92 227 227 0.00 23 22 -4.35
2018-03-31 13F-HR PGR / Progressive Corp. (The) 60.94 18,164 18,592 2.36 1,023 1,133 10.75
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ 150.00 18 20 11.11 2 3 50.00
2018-03-31 13F-HR QRVO / Qorvo, Inc. Put 70.00 200 14
2018-03-31 13F-HR QRVO / Qorvo, Inc. Call 70.00 600 42
2018-03-31 13F-HR PVH / PVH Corp. 150.36 438 419 -4.34 60 63 5.00
2018-03-31 13F-HR PSA / Public Storage 200.79 218 254 16.51 46 51 10.87
2018-03-31 13F-HR PHM / PulteGroup, Inc. 29.17 1,449 1,200 -17.18 48 35 -27.08
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.43 16,036 13,097 -18.33 1,026 726 -29.24
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 56.00 0 500 0 28
2018-03-31 13F-HR PULM / Pulmatrix, Inc. 0.62 1,600 1,600 0.00 2 1 -50.00
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 6.57 8,083 7,000 -13.40 55 46 -16.36
2018-03-31 13F-HR PEG / Public Service Enterprise Group, Inc. 50.28 13,417 13,424 0.05 691 675 -2.32
2018-03-31 13F-HR QRVO / Qorvo, Inc. 70.24 541 541 0.00 36 38 5.56
2018-03-31 13F-HR SRS / ProShares UltraShort Real Estate 33.00 1,000 1,000 0.00 29 33 13.79
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.36 1,606 1,606 0.00 185 166 -10.27
2018-03-31 13F-HR TWM / ProShares UltraShort Russell2000 17.14 4,500 4,200 -6.67 79 72 -8.86
2018-03-31 13F-HR QID / ProShares UltraShort QQQ 12.17 4,400 4,600 4.55 59 56 -5.08
2018-03-31 13F-HR RHT / Red Hat, Inc. Call 150.00 500 75
2018-03-31 13F-HR REG / Regency Centers Corp. 19 20 5.26
2018-03-31 13F-HR RYN / Rayonier, Inc. (REIT) 34.83 860 804 -6.51 27 28 3.70
2018-03-31 13F-HR RL / Ralph Lauren Corp. 110.05 220 209 -5.00 23 23 0.00
2018-03-31 13F-HR RJD / Raymond James Financial, Inc. 89.84 460 935 103.26 41 84 104.88
2018-03-31 13F-HR RDUS / Radius Health, Inc. 36.00 0 500 0 18
2018-03-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 138.50 2,000 2,000 0.00 251 277 10.36
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 342.86 148 280 89.19 56 96 71.43
2018-03-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. Call 345.00 0 200 0 69
2018-03-31 13F-HR RHT / Red Hat, Inc. 160.00 25 25 0.00 3 4 33.33
2018-03-31 13F-HR GOLD / Randgold Resources Ltd. 83.18 0 2,200 0 183
2018-03-31 13F-HR RTN / Raytheon Co. 215.94 811 778 -4.07 153 168 9.80
2018-03-31 13F-HR RTN / Raytheon Co. Call 216.00 1,000 5,500 450.00 188 1,188 531.91
2018-03-31 13F-HR RMBS / Rambus, Inc. 13.43 37,000 35,000 -5.41 526 470 -10.65
2018-03-31 13F-HR ROLL / RBC Bearings, Inc. 119.05 84 84 0.00 11 10 -9.09
2018-03-31 13F-HR O / Realty Income Corp. 51.70 5,386 4,952 -8.06 307 256 -16.61
2018-03-31 13F-HR RRC / Range Resources Corp. 14.52 6,200 6,200 0.00 106 90 -15.09
2018-03-31 13F-HR RDN / Radian Group, Inc. 19.93 301 301 0.00 6 6 0.00
2018-03-31 13F-HR RYI / Ryerson Holdings Corp 7.50 400 3
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.67 4,184 4,184 0.00 8 7 -12.50
2018-03-31 13F-HR SNY / Sanofi 40.04 8,028 11,140 38.76 346 446 28.90
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.67 300 300 0.00 31 35 12.90
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Call 116.67 3,000 300 -90.00 307 35 -88.60
2018-03-31 13F-HR RSLS / ReShape Lifesciences Inc. 1.05 949 949 0.00 1 1 0.00
2018-03-31 13F-HR RHP / Ryman Hospitality Properties, Inc. 77.00 1,000 1,000 0.00 69 77 11.59
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.28 1,897 1,823 -3.90 130 119 -8.46
2018-03-31 13F-HR SFE / Safeguard Scientifics, Inc. 11.11 270 270 0.00 3 3 0.00
2018-03-31 13F-HR QSR / Restaurant Brands International Inc. 62.50 80 80 0.00 5 5 0.00
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. 95.71 475 815 71.58 41 78 90.24
2018-03-31 13F-HR R / Ryder System, Inc. 70.00 100 100 0.00 8 7 -12.50
2018-03-31 13F-HR RMR / The RMR Group Inc. 0.00 6 6 0.00 0 0
2018-03-31 13F-HR RCI / Rogers Communications, Inc. 44.50 2,000 2,000 0.00 102 89 -12.75
2018-03-31 13F-HR RIBT / RiceBran Technologies 0.00 140 140 0.00 0 0
2018-03-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 1.18 1,700 1,700 0.00 1 2 100.00
2018-03-31 13F-HR RSO / Resource Capital Corp. 9.23 1,625 1,625 0.00 15 15 0.00
2018-03-31 13F-HR FRBK / Republic First Bancorp, Inc. 8.70 10,000 11,500 15.00 85 100 17.65
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 117.12 395 444 12.41 47 52 10.64
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 47.50 800 800 0.00 33 38 15.15
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 176.47 136 136 0.00 27 24 -11.11
2018-03-31 13F-HR RFP / Resolute Forest Products Inc. 8.32 9,666 9,856 1.97 106 82 -22.64
2018-03-31 13F-HR RSG / Republic Services, Inc. 66.67 300 300 0.00 20 20 0.00
2018-03-31 13F-HR ROST / Ross Stores, Inc. 77.99 4,900 4,411 -9.98 393 344 -12.47
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 190.29 529 515 -2.65 89 98 10.11
2018-03-31 13F-HR SCHW / Schwab Charles Corp 52.31 4,167 3,766 -9.62 214 197 -7.94
2018-03-31 13F-HR SCHW / Schwab Charles Corp Call 52.50 2,400 400 -83.33 124 21 -83.06
2018-03-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 35.29 255 255 0.00 10 9 -10.00
2018-03-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.56 9,904 10,313 4.13 363 377 3.86
2018-03-31 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 51.28 1,051 156 -85.16 56 8 -85.71
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 73.17 5 205 4,000.00 0 15
2018-03-31 13F-HR HSIC / Henry Schein, Inc. 67.42 388 445 14.69 27 30 11.11
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.74 5,118 4,371 -14.60 345 283 -17.97
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 28.70 86,263 96,164 11.48 2,410 2,760 14.52
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 63.79 212,899 219,972 3.32 13,736 14,032 2.15
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 71.73 16,650 23,171 39.17 1,177 1,662 41.21
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 49.05 2,615 2,222 -15.03 134 109 -18.66
2018-03-31 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 29.98 118,848 117,288 -1.31 3,613 3,516 -2.68
2018-03-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 35.82 207,583 239,205 15.23 7,465 8,568 14.78
2018-03-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 37.25 63,050 63,471 0.67 2,389 2,364 -1.05
2018-03-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 31.19 57,737 62,393 8.06 1,713 1,946 13.60
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 2.22 2,800 900 -67.86 10 2 -80.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.46 5,518 5,737 3.97 399 387 -3.01
2018-03-31 13F-HR SGEN / Seattle Genetics, Inc. 52.57 856 856 0.00 46 45 -2.17
2018-03-31 13F-HR EYES / Second Sight Medical Products, Inc. 0.71 7,206 1,406 -80.49 14 1 -92.86
2018-03-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.94 7,206 7,206 0.00 14 14 0.00
2018-03-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.08 4,698 4,280 -8.90 300 270 -10.00
2018-03-31 13F-HR SCHH / Schwab U.S. REIT ETF 38.35 1,074 339 -68.44 45 13 -71.11
2018-03-31 13F-HR SEE / Sealed Air Corp. 44.61 235 269 14.47 12 12 0.00
2018-03-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 52.88 42,092 35,154 -16.48 2,242 1,859 -17.08
2018-03-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.13 20,323 16,448 -19.07 1,417 1,137 -19.76
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.33 7,500 6,565 -12.47 568 488 -14.08
2018-03-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 31.07 62,548 61,372 -1.88 2,060 1,907 -7.43
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.41 91,046 86,802 -4.66 5,822 5,678 -2.47
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.55 26,485 25,124 -5.14 1,395 1,270 -8.96
2018-03-31 13F-HR SRE / Sempra Energy 110.83 1,545 1,200 -22.33 165 133 -19.39
2018-03-31 13F-HR SHAK / Shake Shack, Inc. 50.00 20 20 0.00 1 1 0.00
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.97 3,271 2,861 -12.53 198 163 -17.68
2018-03-31 13F-HR SFL / Ship Finance International Limited 14.00 500 500 0.00 8 7 -12.50
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 390.98 138 133 -3.62 57 52 -8.77
2018-03-31 13F-HR SSC / Stewart & Stevenson LLC 0.00 200 200 0.00 1 0 -100.00
2018-03-31 13F-HR SIEN / Sientra, Inc. 10.00 800 8
2018-03-31 13F-HR SGH / SMART Global Holdings, Inc. 5
2018-03-31 13F-HR SM / SM Energy Co 20.00 501 200 -60.08 11 4 -63.64
2018-03-31 13F-HR SPHS / Sophiris Bio, Inc. 2.50 800 800 0.00 2 2 0.00
2018-03-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 49.22 2,897 3,068 5.90 172 151 -12.21
2018-03-31 13F-HR SODA / SodaStream International Ltd. 92.14 1,476 1,476 0.00 104 136 30.77
2018-03-31 13F-HR SHPG / Shire Plc. Call 150.00 0 200 0 30
2018-03-31 13F-HR SLGN / Silgan Holdings, Inc. 28.22 1,200 1,134 -5.50 35 32 -8.57
2018-03-31 13F-HR SUNS / Solar Senior Capital Ltd. 17.14 1,000 700 -30.00 18 12 -33.33
2018-03-31 13F-HR SHOP / Shopify Inc. 124.55 554 554 0.00 56 69 23.21
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. 38.00 500 500 0.00 28 19 -32.14
2018-03-31 13F-HR SPG / Simon Property Group, Inc. 153.85 104 104 0.00 18 16 -11.11
2018-03-31 13F-HR SIMO / Silicon Motion Technology Corp. 47.78 1,900 900 -52.63 101 43 -57.43
2018-03-31 13F-HR SNN / Smith & Nephew PLC 37.50 160 160 0.00 6 6 0.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. 16.67 746 600 -19.57 11 10 -9.09
2018-03-31 13F-HR SOGO / Sogou Inc. 8.00 1,050 1,000 -4.76 12 8 -33.33
2018-03-31 13F-HR SO / Southern Co. (The) 44.66 5,217 5,195 -0.42 251 232 -7.57
2018-03-31 13F-HR LUV / Southwest Airlines Co. 56.34 796 923 15.95 52 52 0.00
2018-03-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 14,033 13,806 -1.62
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.99 389 389 0.00 14 14 0.00
2018-03-31 13F-HR TIPX / SPDR 1-10 Year TIPS ETF 19.05 315 6
2018-03-31 13F-HR XHE / SPDR S&P Health Care Equipment ETF Call 81.50 2,000 163
2018-03-31 13F-HR SPYV / SPDR S&P 500 Value ETF 29.20 137 4
2018-03-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 46.67 300 300 0.00 15 14 -6.67
2018-03-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.66 1,199 1,175 -2.00 57 56 -1.75
2018-03-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 232.56 350 215 -38.57 80 50 -37.50
2018-03-31 13F-HR SWN / Southwestern Energy Co. 4.38 9,450 10,050 6.35 53 44 -16.98
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.66 38,572 38,581 0.02 1,952 1,993 2.10
2018-03-31 13F-HR EBND / SPDR Emrgng Mkts Local Bond ETF 29.48 441 441 0.00 13 13 0.00
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.77 4,030 4,230 4.96 499 532 6.61
2018-03-31 13F-HR GWX / SPDR S&P Intl Small Cap ETF 35.00 1,000 1,000 0.00 35 35 0.00
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.15 21,415 16,580 -22.58 5,715 4,363 -23.66
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.41 8,541 8,786 2.87 2,113 2,121 0.38
2018-03-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 32.88 1,452 365 -74.86 49 12 -75.51
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.73 2,200 2,200 0.00 104 105 0.96
2018-03-31 13F-HR SDY / SPDR S&P Dividend ETF 91.05 3,176 3,152 -0.76 300 287 -4.33
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.00 1,000 1,000 0.00 37 35 -5.41
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 89.55 135 335 148.15 11 30 172.73
2018-03-31 13F-HR ULST / SPDR SSgA Ultra Short Term Bond ETF 39.17 434 17
2018-03-31 13F-HR SEP / Spectra Energy Partners LP 33.80 1,802 1,982 9.99 71 67 -5.63
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 152.94 763 765 0.26 130 117 -10.00
2018-03-31 13F-HR SQ / Square, Inc. 48.96 2,780 2,880 3.60 96 141 46.88
2018-03-31 13F-HR SQ / Square, Inc. Call 50.00 1,000 500 -50.00 35 25 -28.57
2018-03-31 13F-HR SAVE / Spirit Airlines, Inc. 37.72 4,455 4,295 -3.59 200 162 -19.00
2018-03-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.33 600 600 0.00 29 29 0.00
2018-03-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.40 575 625 8.70 9 9 0.00
2018-03-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.25 226 226 0.00 10 10 0.00
2018-03-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 15.00 300 400 33.33 6 6 0.00
2018-03-31 13F-HR S / Sprint Corporation 4.80 0 5,000 0 24
2018-03-31 13F-HR XTN / SPDR S&P Transportation ETF 62.90 2,877 1,876 -34.79 187 118 -36.90
2018-03-31 13F-HR PSLV / Sprott Physical Silver Trust 6.00 1,000 1,000 0.00 6 6 0.00
2018-03-31 13F-HR FLOW / SPX Flow, Inc. 49.25 8,547 4,244 -50.35 406 209 -48.52
2018-03-31 13F-HR SPH / Suburban Propane Partners, L.P. 81 74 -8.64
2018-03-31 13F-HR SBUX / Starbucks Corp. 57.61 9,186 2,812 -69.39 528 162 -69.32
2018-03-31 13F-HR STM / STMicroelectronics N.V. 22.21 6,940 6,618 -4.64 151 147 -2.65
2018-03-31 13F-HR COH / Coach, Inc. 52.62 14,195 13,265 -6.55 628 698 11.15
2018-03-31 13F-HR SYY / SYSCO Corp. 59.92 2,370 2,370 0.00 144 142 -1.39
2018-03-31 13F-HR SUN / Sunoco LP 26.00 150 500 233.33 4 13 225.00
2018-03-31 13F-HR SNPS / Synopsys, Inc. 83.33 405 384 -5.19 35 32 -8.57
2018-03-31 13F-HR TS / Tenaris S.A. 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR TRGP / Targa Resources Corp. 45.16 155 155 0.00 8 7 -12.50
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 98.21 1,419 1,344 -5.29 156 132 -15.38
2018-03-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 43.80 5,058 4,658 -7.91 201 204 1.49
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 68.05 57,396 57,548 0.26 3,707 3,916 5.64
2018-03-31 13F-HR TEN / Tenneco, Inc. 55.12 763 1,542 102.10 46 85 84.78
2018-03-31 13F-HR TELL / Tellurian Inc. Call 7.50 400 1,200 200.00 4 9 125.00
2018-03-31 13F-HR TDS / Telephone and Data Systems, Inc. 50.00 20 20 0.00 1 1 0.00
2018-03-31 13F-HR SLF / SunLife Financial Inc. 40.00 150 150 0.00 6 6 0.00
2018-03-31 13F-HR TGT / Target Corp. 69.70 893 990 10.86 58 69 18.97
2018-03-31 13F-HR TCP / TC Pipelines, LP 34.00 1,088 500 -54.04 58 17 -70.69
2018-03-31 13F-HR SVU / Supervalu, Inc. 15.41 714 714 0.00 15 11 -26.67
2018-03-31 13F-HR SXC / SunCoke Energy, Inc. 10.00 500 500 0.00 6 5 -16.67
2018-03-31 13F-HR SWCH / Switch Inc 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 20.41 98 98 0.00 2 2 0.00
2018-03-31 13F-HR SPWR / SunPower Corp. 7.62 1,050 1,050 0.00 9 8 -11.11
2018-03-31 13F-HR SYNC / Synacor, Inc. 1.60 2,500 2,500 0.00 6 4 -33.33
2018-03-31 13F-HR SUPN / Supernus Pharmaceuticals, Inc. 45.09 734 621 -15.40 30 28 -6.67
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 17.00 1,000 17
2018-03-31 13F-HR THO / Thor Industries, Inc. 120.00 0 25 0 3
2018-03-31 13F-HR TIF / Tiffany & Co. 97.26 407 329 -19.16 42 32 -23.81
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.50 1,900 1,200 -36.84 36 21 -41.67
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 268.12 276 276 0.00 86 74 -13.95
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 265.00 1,200 600 -50.00 374 159 -57.49
2018-03-31 13F-HR TXRH / Texas Roadhouse, Inc. 57.97 1,358 483 -64.43 72 28 -61.11
2018-03-31 13F-HR TEX / Terex Corp. 37.74 0 1,325 0 50
2018-03-31 13F-HR TXT / Textron, Inc. 59.02 1,525 1,525 0.00 86 90 4.65
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.93 2,955 1,857 -37.16 309 193 -37.54
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 29.33 1,500 44
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 139.64 222 222 0.00 30 31 3.33
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.00 7,290 16,619 127.97 175 482 175.43
2018-03-31 13F-HR TOT / Total S.A. 57.71 8,922 12,096 35.57 493 698 41.58
2018-03-31 13F-HR THS / TreeHouse Foods, Inc. 40.82 49 49 0.00 2 2 0.00
2018-03-31 13F-HR TOUR / Tuniu Corporation 5.71 1,050 1,050 0.00 8 6 -25.00
2018-03-31 13F-HR TRP / TransCanada Corp. 42.50 739 400 -45.87 35 17 -51.43
2018-03-31 13F-HR TSS / Total System Services, Inc. 85.71 191 70 -63.35 15 6 -60.00
2018-03-31 13F-HR TWLO / Twilio Inc. 38.46 770 650 -15.58 18 25 38.89
2018-03-31 13F-HR TTC / Toro Company (The) 64.00 250 250 0.00 16 16 0.00
2018-03-31 13F-HR TA / TravelCenters of America LLC 0.00 20 20 0.00 0 0
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. 40.77 4,885 2,600 -46.78 168 106 -36.90
2018-03-31 13F-HR TTMI / TTM Technologies, Inc. 16.67 300 300 0.00 5 5 0.00
2018-03-31 13F-HR TRN / Trinity Industries, Inc. 32.86 700 700 0.00 26 23 -11.54
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 81.43 4,003 3,942 -1.52 306 321 4.90
2018-03-31 13F-HR TIVO / TiVo Inc. 12.86 700 700 0.00 11 9 -18.18
2018-03-31 13F-HR TOL / Toll Brothers, Inc. 66.67 15 15 0.00 1 1 0.00
2018-03-31 13F-HR RIG / Transocean, Inc. 10.32 775 775 0.00 8 8 0.00
2018-03-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 26.00 0 500 0 13
2018-03-31 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041 15.00 200 200 0.00 3 3 0.00
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. Call 76.00 1,000 500 -50.00 74 38 -48.65
2018-03-31 13F-HR FSIC / FS Investment Corporation 7.25 48,781 41,642 -14.63 359 302 -15.88
2018-03-31 13F-HR VIP / VimpelCom Ltd. 2.96 1,350 1,350 0.00 5 4 -20.00
2018-03-31 13F-HR ITT / ITT Inc. 48.57 350 350 0.00 19 17 -10.53
2018-03-31 13F-HR SCI / Service Corp. International 37.65 1,700 1,700 0.00 63 64 1.59
2018-03-31 13F-HR FIVE / Five Below, Inc. 75.86 176 145 -17.61 12 11 -8.33
2018-03-31 13F-HR OPK / Opko Health, Inc. 3.19 12,360 15,060 21.84 61 48 -21.31
2018-03-31 13F-HR DGX / Quest Diagnostics, Inc. 100.28 1,446 1,446 0.00 143 145 1.40
2018-03-31 13F-HR NVR / NVR, Inc. 2,750.00 4 4 0.00 14 11 -21.43
2018-03-31 13F-HR PK / Park Hotels & Resorts Inc. 27.78 611 576 -5.73 18 16 -11.11
2018-03-31 13F-HR PBF / PBF Energy, Inc. 33.80 949 710 -25.18 34 24 -29.41
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. Put 21.00 800 1,000 25.00 18 21 16.67
2018-03-31 13F-HR HFC / HollyFrontier Corp. 46.88 192 192 0.00 10 9 -10.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.48 26,476 24,081 -9.05 1,489 1,312 -11.89
2018-03-31 13F-HR MRK / Merck & Co., Inc. Call 54.00 2,000 1,000 -50.00 112 54 -51.79
2018-03-31 13F-HR ROYT / Pacific Coast Oil Trust 1.82 1,100 1,100 0.00 2 2 0.00
2018-03-31 13F-HR SPXC / SPX Corporation 32.51 10,213 10,213 0.00 321 332 3.43
2018-03-31 13F-HR SPR / Spirit Aerosystems Holdings, Inc. 80.00 0 100 0 8
2018-03-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 28.33 100 600 500.00 3 17 466.67
2018-03-31 13F-HR CPB / Campbell Soup Co. 43.64 500 1,100 120.00 24 48 100.00
2018-03-31 13F-HR NOW / ServiceNow, Inc. 163.16 190 190 0.00 25 31 24.00
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.21 693 626 -9.67 67 74 10.45
2018-03-31 13F-HR RAS / RAIT Financial Trust 5 2 -60.00
2018-03-31 13F-HR BSV / Vanguard Short-Term Bond ETF 78.69 2,260 1,042 -53.89 179 82 -54.19
2018-03-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 0.00 50 50 0.00 0 0
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 17.74 489 789 61.35 7 14 100.00
2018-03-31 13F-HR VIXY / ProShares VIX Short-Term Futures 38.89 1,800 1,800 0.00 42 70 66.67
2018-03-31 13F-HR ROKU / Roku Inc 30.00 200 400 100.00 10 12 20.00
2018-03-31 13F-HR ROKU / Roku Inc Put 31.43 400 700 75.00 21 22 4.76
2018-03-31 13F-HR FDX / FedEx Corp. Call 240.00 700 200 -71.43 175 48 -72.57
2018-03-31 13F-HR AVGO / Broadcom Limited Call 235.00 200 200 0.00 49 47 -4.08
2018-03-31 13F-HR GE / General Electric Co. 13.48 95,827 89,532 -6.57 1,673 1,207 -27.85
2018-03-31 13F-HR GE / General Electric Co. Call 13.50 20,000 2,000 -90.00 350 27 -92.29
2018-03-31 13F-HR NICE / NICE Systems Ltd. 93.33 300 300 0.00 28 28 0.00
2018-03-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Call 77.50 2,000 2,000 0.00 163 155 -4.91
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.77 749 749 0.00 59 59 0.00
2018-03-31 13F-HR NEM / Newmont Mining Corp. 40.00 0 200 0 8
2018-03-31 13F-HR CATH / Global X Funds 33.33 360 360 0.00 12 12 0.00
2018-03-31 13F-HR KR / Kroger Co. 23.97 2,593 2,712 4.59 71 65 -8.45
2018-03-31 13F-HR KR / Kroger Co. Call 23.75 2,800 800 -71.43 77 19 -75.32
2018-03-31 13F-HR ITM / VanEck Vectors ETF TR 23.81 1,235 1,008 -18.38 30 24 -20.00
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. Call 235.00 0 200 0 47
2018-03-31 13F-HR QCP / Quality Care Properties, Inc. 17.86 280 280 0.00 4 5 25.00
2018-03-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 22 22 0.00 0 0
2018-03-31 13F-HR BRKR / Bruker Corp. 26.67 75 75 0.00 3 2 -33.33
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.59 911 866 -4.94 245 230 -6.12
2018-03-31 13F-HR FII / Federated Investors, Inc. 33.33 1,325 900 -32.08 48 30 -37.50
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 68.99 7,428 6,740 -9.26 554 465 -16.06
2018-03-31 13F-HR SYK / Stryker Corp. 161.49 1,013 483 -52.32 156 78 -50.00
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.92 3,602 3,357 -6.80 549 510 -7.10
2018-03-31 13F-HR CA / CA, Inc. 35.09 719 171 -76.22 24 6 -75.00
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 199.38 4,000 3,200 -20.00 792 638 -19.44
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 170,968 161,736 -5.40 5,048 4,851 -3.90
2018-03-31 13F-HR ENB / Enbridge Inc. 31.64 2,049 1,928 -5.91 80 61 -23.75
2018-03-31 13F-HR PLUS / ePlus inc. 66.67 30 30 0.00 2 2 0.00
2018-03-31 13F-HR NXTD / NXT-ID Inc. 2.50 800 800 0.00 3 2 -33.33
2018-03-31 13F-HR HQCL / Hanwha Q CELLS Co., Ltd. 12.50 80 80 0.00 1 1 0.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.15 6,489 3,489 -46.23 26 11 -57.69
2018-03-31 13F-HR PBS / PowerShares Exchange-Trade Fund Trust 28.85 416 416 0.00 12 12 0.00
2018-03-31 13F-HR VIAB / Viacom, Inc. 31.01 0 1,580 0 49
2018-03-31 13F-HR COP / ConocoPhillips 59.27 5,720 4,505 -21.24 314 267 -14.97
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.63 5,146 6,943 34.92 471 657 39.49
2018-03-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 30.99 474 484 2.11 17 15 -11.76
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. Call 180.00 0 200 0 36
2018-03-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 51.02 223,514 227,078 1.59 11,632 11,585 -0.40
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 53.33 321 300 -6.54 16 16 0.00
2018-03-31 13F-HR TECK / Teck Resources Ltd. 25.76 3,900 3,727 -4.44 102 96 -5.88
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 250.00 300 200 -33.33 76 50 -34.21
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.20 16,245 7,345 -54.79 291 119 -59.11
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. Call 65.00 1,000 800 -20.00 49 52 6.12
2018-03-31 13F-HR DHR / Danaher Corp. 100.00 700 170 -75.71 65 17 -73.85
2018-03-31 13F-HR ECL / Ecolab, Inc. 136.17 235 235 0.00 32 32 0.00
2018-03-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 118.62 725 725 0.00 86 86 0.00
2018-03-31 13F-HR DXC / DXC Technology Company 117.65 17 17 0.00 2 2 0.00
2018-03-31 13F-HR FDS / FactSet Research Systems, Inc. 200.00 35 35 0.00 7 7 0.00
2018-03-31 13F-HR YMLP / Market Vectors High Income Infrastructure MLP ETF 20.45 440 440 0.00 10 9 -10.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.22 4,000 1,800 -55.00 93 40 -56.99
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.60 3,604 3,605 0.03 194 186 -4.12
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.62 31,339 30,662 -2.16 2,622 2,288 -12.74
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 111.42 36 3,554 9,772.22 4 396 9,800.00
2018-03-31 13F-HR WPPGY / WPP PLC 82.35 85 85 0.00 8 7 -12.50
2018-03-31 13F-HR VFC / V.F. Corp. 73.39 1,529 109 -92.87 113 8 -92.92
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 26.79 370 560 51.35 10 15 50.00
2018-03-31 13F-HR MDT / Medtronic plc 79.79 2,072 940 -54.63 168 75 -55.36
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.56 3,571 3,371 -5.60 259 221 -14.67
2018-03-31 13F-HR SWX / Southwest Gas Corp. 64.52 31 31 0.00 2 2 0.00
2018-03-31 13F-HR AAPL / Apple, Inc. 167.79 56,978 45,236 -20.61 9,642 7,590 -21.28
2018-03-31 13F-HR AAPL / Apple, Inc. Call 167.94 2,100 3,400 61.90 356 571 60.39
2018-03-31 13F-HR TAL / TAL International Group, Inc. Call 37.00 1,000 1,000 0.00 30 37 23.33
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. 20.00 250 50 -80.00 4 1 -75.00
2018-03-31 13F-HR SSD / Simpson Manufacturing Co., Inc. 58.00 500 500 0.00 29 29 0.00
2018-03-31 13F-HR BND / Vanguard Total Bond Market ETF 79.87 6,938 7,312 5.39 566 584 3.18
2018-03-31 13F-HR TGP / Teekay LNG Partners L.P. 18.10 663 663 0.00 13 12 -7.69
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.29 1,275 1,275 0.00 103 96 -6.80
2018-03-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.09 12,097 4,290 -64.54 578 202 -65.05
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 106.38 57 47 -17.54 6 5 -16.67
2018-03-31 13F-HR GCI / Gannett Co., Inc. 10.00 1,000 1,000 0.00 12 10 -16.67
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.73 466 466 0.00 5 5 0.00
2018-03-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 10.00 200 1,000 400.00 2 10 400.00
2018-03-31 13F-HR LLL / L-3 Communications Holdings, Inc. 208.20 1,244 1,244 0.00 246 259 5.28
2018-03-31 13F-HR TDG / Transdigm Group, Inc. 300.00 50 50 0.00 14 15 7.14
2018-03-31 13F-HR COMT / iShares Commodities Select Strategy ETF 35.93 167 167 0.00 6 6 0.00
2018-03-31 13F-HR PJT / PJT Partners Inc. 0.00 6 6 0.00 0 0
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 90.91 24 22 -8.33 2 2 0.00
2018-03-31 13F-HR LUK / Leucadia National Corp. 22.70 1,850 1,850 0.00 49 42 -14.29
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 155.00 200 400 100.00 31 62 100.00
2018-03-31 13F-HR V / Visa, Inc. 119.66 16,046 13,380 -16.61 1,830 1,601 -12.51
2018-03-31 13F-HR V / Visa, Inc. Call 120.00 3,200 1,100 -65.62 365 132 -63.84
2018-03-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 3.64 1,100 1,100 0.00 5 4 -20.00
2018-03-31 13F-HR VO / Vanguard Mid-Cap ETF 154.23 16,369 16,424 0.34 2,534 2,533 -0.04
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 15.95 19,000 15,050 -20.79 395 240 -39.24
2018-03-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.00 2,000 2,000 0.00 26 24 -7.69
2018-03-31 13F-HR BNDX / Vanguard Total International Bond ETF 54.72 71,363 79,033 10.75 3,880 4,325 11.47
2018-03-31 13F-HR SCO / ProShares UltraShort Blrg CrdOil 20.00 3,400 3,700 8.82 84 74 -11.90
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 44.29 1,400 700 -50.00 71 31 -56.34
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.61 695 762 9.64 76 82 7.89
2018-03-31 13F-HR MKTX / MarketAxess Holdings, Inc. 210.53 57 57 0.00 11 12 9.09
2018-03-31 13F-HR CLR / Continental Resources, Inc. 58.00 300 500 66.67 16 29 81.25
2018-03-31 13F-HR YGE / Yingli Green Energy Holding Company Limited 0.00 170 170 0.00 0 0
2018-03-31 13F-HR SIEB / Siebert Financial Corp. 8.00 250 1,000 300.00 3 8 166.67
2018-03-31 13F-HR ACIA / Acacia Communications, Inc. 40.00 125 125 0.00 5 5 0.00
2018-03-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.31 5,283 5,283 0.00 104 102 -1.92
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 109.84 2,131 2,267 6.38 238 249 4.62
2018-03-31 13F-HR AIZ / Assurant, Inc. 91.52 824 1,628 97.57 83 149 79.52
2018-03-31 13F-HR NMR / Nomura Holdings, Inc. 0.00 12 12 0.00 0 0
2018-03-31 13F-HR KSU / Kansas City Southern 109.50 1,342 1,242 -7.45 141 136 -3.55
2018-03-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 152.19 1,265 2,878 127.51 191 438 129.32
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 217.59 719 671 -6.68 154 146 -5.19
2018-03-31 13F-HR EXEL / Exelixis, Inc. 22.57 970 709 -26.91 29 16 -44.83
2018-03-31 13F-HR XNET / Xunlei Limited 10.43 1,250 1,150 -8.00 20 12 -40.00
2018-03-31 13F-HR XNET / Xunlei Limited Call 10.00 300 400 33.33 5 4 -20.00
2018-03-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 119.70 417 401 -3.84 49 48 -2.04
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 47.20 3,222 3,369 4.56 148 159 7.43
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 58.48 171 171 0.00 11 10 -9.09
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 27.27 255 110 -56.86 8 3 -62.50
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 26.00 9,714 1,000 -89.71 263 26 -90.11
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.10 2,285 1,222 -46.52 131 71 -45.80
2018-03-31 13F-HR CPE / Callon Petroleum Co. 13.39 1,700 1,120 -34.12 21 15 -28.57
2018-03-31 13F-HR KEYS / Keysight Technologies Inc. 51.86 1,036 752 -27.41 43 39 -9.30
2018-03-31 13F-HR HUBS / HubSpot, Inc. 109.09 110 110 0.00 10 12 20.00
2018-03-31 13F-HR A / Agilent Technologies, Inc. 66.67 270 270 0.00 18 18 0.00
2018-03-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 31.94 720 720 0.00 27 23 -14.81
2018-03-31 13F-HR MON / Monsanto Co. 116.76 1,691 1,533 -9.34 197 179 -9.14
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 105.26 907 57 -93.72 92 6 -93.48
2018-03-31 13F-HR PPH / VanEck Vectors ETF TR 56.34 70 71 1.43 4 4 0.00
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.33 11,408 10,480 -8.13 1,205 1,041 -13.61
2018-03-31 13F-HR MRTX / Mirati Therapeutics, Inc. 30.71 1,050 1,400 33.33 19 43 126.32
2018-03-31 13F-HR DHY / Credit Suisse High Yield Bond Fund 2.67 3,000 3,000 0.00 9 8 -11.11
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.17 2,098 1,977 -5.77 31 30 -3.23
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Call 160.00 3,600 900 -75.00 523 144 -72.47
2018-03-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 49.88 15,475 11,669 -24.59 774 582 -24.81
2018-03-31 13F-HR UNM / Unum Group 47.46 629 590 -6.20 35 28 -20.00
2018-03-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 109.13 61 1,796 2,844.26 6 196 3,166.67
2018-03-31 13F-HR CP / Canadian Pacific Railway Ltd. 180.00 50 50 0.00 9 9 0.00
2018-03-31 13F-HR SNA / Snap-On Inc. 147.65 320 298 -6.88 56 44 -21.43
2018-03-31 13F-HR XHB / SPDR S&P Homebuilders ETF 41.38 145 145 0.00 6 6 0.00
2018-03-31 13F-HR BYLD / iShares Yield Optimized Bond ETF 24.19 620 620 0.00 16 15 -6.25
2018-03-31 13F-HR NAII / Natural Alternatives International, Inc. 10.00 200 200 0.00 2 2 0.00
2018-03-31 13F-HR HUB.A / Hubbell Inc 121.36 299 206 -31.10 40 25 -37.50
2018-03-31 13F-HR HEWG / iShares Currency Hedged MSCI Germany ETF 27.52 325 327 0.62 9 9 0.00
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 129.39 4,012 6,376 58.92 533 825 54.78
2018-03-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 163.55 776 801 3.22 125 131 4.80
2018-03-31 13F-HR BEN / Franklin Resources, Inc. 34.57 2,570 1,620 -36.96 111 56 -49.55
2018-03-31 13F-HR PFPT / Proofpoint, Inc. 113.48 141 141 0.00 13 16 23.08
2018-03-31 13F-HR EQIX / Equinix, Inc. 444.44 0 9 0 4
2018-03-31 13F-HR JBGS / JBG SMITH Properties 32.36 178 309 73.60 6 10 66.67
2018-03-31 13F-HR EES / WisdomTree SmallCap Earnings Fund 35.79 1,425 1,425 0.00 52 51 -1.92
2018-03-31 13F-HR TD / Toronto-Dominion Bank (ON) 56.87 9,373 9,073 -3.20 549 516 -6.01
2018-03-31 13F-HR VLO / Valero Energy Corp. 92.76 200 2,749 1,274.50 18 255 1,316.67
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.42 10,853 9,149 -15.70 777 690 -11.20
2018-03-31 13F-HR ACC / American Campus Communities, Inc. 37.78 361 450 24.65 15 17 13.33
2018-03-31 13F-HR NKTR / Nektar Therapeutics 106.12 1,000 2,469 146.90 60 262 336.67
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.41 199,731 196,435 -1.65 12,118 10,295 -15.04
2018-03-31 13F-HR CENX / Century Aluminum Co. 16.92 350 1,300 271.43 7 22 214.29
2018-03-31 13F-HR CTIC / CTI BioPharma Corp. 0.00 10 10 0.00 0 0
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 53.33 300 300 0.00 12 16 33.33
2018-03-31 13F-HR GEVNW / Gevo, Inc. 0.00 25 25 0.00 0 0
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.70 500 675 35.00 118 151 27.97
2018-03-31 13F-HR CLDX / Celldex Therapeutics, Inc. 2.32 3,445 3,445 0.00 10 8 -20.00
2018-03-31 13F-HR ESGR / Enstar Group Limited 210.22 9,000 9,000 0.00 1,807 1,892 4.70
2018-03-31 13F-HR OKTA / Okta, Inc. 39.63 150 656 337.33 4 26 550.00
2018-03-31 13F-HR AZPN / Aspen Technology, Inc. 80.19 212 212 0.00 14 17 21.43
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. 71.43 1,135 420 -63.00 80 30 -62.50
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.52 6,806 14,543 113.68 250 502 100.80
2018-03-31 13F-HR BR / Broadridge Financial Solutions, Inc. 109.73 3,291 3,217 -2.25 298 353 18.46
2018-03-31 13F-HR GROW / U.S. Global Investors, Inc. 2.53 6,710 6,710 0.00 26 17 -34.62
2018-03-31 13F-HR OHI / Omega HealthCare Investors, Inc. 25.00 200 200 0.00 6 5 -16.67
2018-03-31 13F-HR ABC / AmerisourceBergen Corp. 86.42 687 567 -17.47 63 49 -22.22
2018-03-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 107.33 544 559 2.76 57 60 5.26
2018-03-31 13F-HR VV / Vanguard Large-Cap ETF 121.79 468 468 0.00 57 57 0.00
2018-03-31 13F-HR HOG / Harley-Davidson, Inc. 42.88 5,200 5,200 0.00 265 223 -15.85
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.06 1,655 1,672 1.03 72 72 0.00
2018-03-31 13F-HR DG / Dollar General Corp. 90.91 295 363 23.05 27 33 22.22
2018-03-31 13F-HR VUG / Vanguard Growth ETF 141.91 2,042 1,656 -18.90 287 235 -18.12
2018-03-31 13F-HR MS / Morgan Stanley 53.53 947 878 -7.29 50 47 -6.00
2018-03-31 13F-HR EXPO / Exponent, Inc. 78.31 1,391 166 -88.07 99 13 -86.87
2018-03-31 13F-HR SCS / Steelcase, Inc. 10.00 500 100 -80.00 8 1 -87.50
2018-03-31 13F-HR RNG / RingCentral, Inc. 63.69 471 471 0.00 23 30 30.43
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.84 42,585 43,815 2.89 2,328 2,315 -0.56
2018-03-31 13F-HR AMLP / Alerian ETF 9.41 15,538 12,865 -17.20 168 121 -27.98
2018-03-31 13F-HR VPU / Vanguard Utilities ETF 110.00 1,113 100 -91.02 130 11 -91.54
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 300.00 460 10 -97.83 133 3 -97.74
2018-03-31 13F-HR VB / Vanguard Small-Cap ETF 146.93 1,708 1,402 -17.92 252 206 -18.25
2018-03-31 13F-HR XTHQX / Tekla Healthcare Opportunities 15.00 200 200 0.00 4 3 -25.00
2018-03-31 13F-HR ADNT / Adient plc 59.73 73 3,432 4,601.37 6 205 3,316.67
2018-03-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 68.23 2,169 2,169 0.00 158 148 -6.33
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 97.83 2,828 184 -93.49 269 18 -93.31
2018-03-31 13F-HR AYI / Acuity Brands, Inc. 138.25 162 217 33.95 29 30 3.45
2018-03-31 13F-HR HCA / HCA Holdings Inc. 96.97 2,993 5,579 86.40 263 541 105.70
2018-03-31 13F-HR DBEM / db-X MSCI Emerging Markets Currency-Hedged Equity Fund 20.00 100 100 0.00 2 2 0.00
2018-03-31 13F-HR GBIL / Goldman Sachs Treasury Access 0-1 Year ETF 100.07 12,241 12,241 0.00 1,224 1,225 0.08
2018-03-31 13F-HR DLN / WisdomTree LargeCap Dividend Fund 87.80 784 672 -14.29 72 59 -18.06
2018-03-31 13F-HR AGCO / AGCO Corp. 64.86 1,290 1,850 43.41 92 120 30.43
2018-03-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 5.00 1,800 1,600 -11.11 12 8 -33.33
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 24.00 450 250 -44.44 14 6 -57.14
2018-03-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 155.00 200 200 0.00 32 31 -3.12
2018-03-31 13F-HR GIS / General Mills, Inc. 45.07 12,783 12,160 -4.87 758 548 -27.70
2018-03-31 13F-HR DTH / WisdomTree DEFA Equity Income Fund 43.57 11,228 9,777 -12.92 498 426 -14.46
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 44.00 500 500 0.00 23 22 -4.35
2018-03-31 13F-HR JPEH / JPMorgan Diversified Return Europe Currency Hedged ETF 27.22 1,800 1,800 0.00 50 49 -2.00
2018-03-31 13F-HR USB / U.S. Bancorp 50.49 45,121 45,293 0.38 2,418 2,287 -5.42
2018-03-31 13F-HR FGEN / FibroGen, Inc. 46.67 150 150 0.00 7 7 0.00
2018-03-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 28.70 10,000 10,000 0.00 276 287 3.99
2018-03-31 13F-HR DTD / WisdomTree Total Dividend Fund 89.29 1,400 1,400 0.00 130 125 -3.85
2018-03-31 13F-HR IWX / iShares Russell Top 200 Value Index Fund 52.63 152 152 0.00 8 8 0.00
2018-03-31 13F-HR NLSN / Nielsen Holdings PLC 31.38 1,064 956 -10.15 39 30 -23.08
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 161.74 1,690 2,603 54.02 269 421 56.51
2018-03-31 13F-HR DES / WisdomTree SmallCap Dividend Fund 27.45 8,357 10,165 21.63 243 279 14.81
2018-03-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 5.00 2,000 2,000 0.00 9 10 11.11
2018-03-31 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 7.00 2,000 2,000 0.00 15 14 -6.67
2018-03-31 13F-HR BIIB / Biogen Inc. 273.33 150 150 0.00 48 41 -14.58
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.01 157,306 163,310 3.82 12,083 12,576 4.08
2018-03-31 13F-HR FRT / Federal Realty Investment Trust 116.73 200 257 28.50 27 30 11.11
2018-03-31 13F-HR ISR / IsoRay, Inc. 0.00 1,000 1,000 0.00 0 0
2018-03-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 84.67 2,276 2,126 -6.59 201 180 -10.45
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 2,500 0 -100.00 189 0 -100.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 800 0 -100.00 35 0 -100.00
2018-03-31 13F-HR ACTA / Actua Corporation 14 0 -100.00 0 0
2018-03-31 13F-HR IRMD / iRadimed Corporation 1 0 -100.00 0 0
2018-03-31 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 100 0 -100.00 16 0 -100.00
2018-03-31 13F-HR APOG / Apogee Enterprises, Inc. 400 0 -100.00 18 0 -100.00
2018-03-31 13F-HR AATDF / AA LTD Put 3,000 0 -100.00 82 0 -100.00
2018-03-31 13F-HR GOOS / Canada Goose Holdings Inc Call 400 0 -100.00 13 0 -100.00
2018-03-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 72 0 -100.00 2 0 -100.00
2018-03-31 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 100 0 -100.00 9 0 -100.00
2018-03-31 13F-HR LRCX / Lam Research Corp. Call 200 0 -100.00 37 0 -100.00
2018-03-31 13F-HR POWI / Power Integrations, Inc. 51 0 -100.00 4 0 -100.00
2018-03-31 13F-HR ES / Eversource Energy 41 0 -100.00 3 0 -100.00
2018-03-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 1,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 4,000 0 -100.00 1,068 0 -100.00
2018-03-31 13F-HR HTHT / China Lodging Group Ltd 46 0 -100.00 7 0 -100.00
2018-03-31 13F-HR OZRK / Bank of the Ozarks, Inc. 58 0 -100.00 3 0 -100.00
2018-03-31 13F-HR AAOI / Applied Optoelectronics, Inc. Call 500 0 -100.00 19 0 -100.00
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) Call 600 0 -100.00 46 0 -100.00
2018-03-31 13F-HR TX / Ternium S.A. 500 0 -100.00 16 0 -100.00
2018-03-31 13F-HR FTXL / First Trust High Income ETF 392 0 -100.00 12 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 2,200 0 -100.00 685 0 -100.00
2018-03-31 13F-HR BT / BT Group Plc 1,600 0 -100.00 29 0 -100.00
2018-03-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 1,149 0 -100.00 29 0 -100.00
2018-03-31 13F-HR MNTA / Momenta Pharmaceuticals, Inc. 36 0 -100.00 1 0 -100.00
2018-03-31 13F-HR IDTI / Integrated Device Technology, Inc. 200 0 -100.00 6 0 -100.00
2018-03-31 13F-HR KR / Kroger Co. Put 1,600 0 -100.00 44 0 -100.00
2018-03-31 13F-HR CIM / Chimera Investment Corp. 1,500 0 -100.00 28 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 3,600 0 -100.00 74 0 -100.00
2018-03-31 13F-HR XBHKX / BlackRock Core Bond Trust 1,500 0 -100.00 21 0 -100.00
2018-03-31 13F-HR NBL / Noble Energy, Inc. 350 0 -100.00 10 0 -100.00
2018-03-31 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 5,610 0 -100.00 119 0 -100.00
2018-03-31 13F-HR HON / Honeywell International, Inc. Call 800 0 -100.00 123 0 -100.00
2018-03-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 1,340 0 -100.00 54 0 -100.00
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 775 0 -100.00 6 0 -100.00
2018-03-31 13F-HR FCPT / Four Corners Property Trust, Inc. 281 0 -100.00 7 0 -100.00
2018-03-31 13F-HR AMRC / Ameresco, Inc. 200 0 -100.00 2 0 -100.00
2018-03-31 13F-HR OC / Owens Corning, Inc. 37 0 -100.00 3 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 22 0 -100.00 38 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. Call 100 0 -100.00 174 0 -100.00
2018-03-31 13F-HR PGX / PowerShares Preferred Portfolio 623 0 -100.00 9 0 -100.00
2018-03-31 13F-HR FTV / Fortive Corporation 85 0 -100.00 6 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 250 0 -100.00 3 0 -100.00
2018-03-31 13F-HR WLKP / Westlake Chemical Partners LP 220 0 -100.00 5 0 -100.00
2018-03-31 13F-HR BPL / Buckeye Partners, L.P. 5,125 0 -100.00 254 0 -100.00
2018-03-31 13F-HR GRPN / Groupon, Inc. 1,200 0 -100.00 6 0 -100.00
2018-03-31 13F-HR JD / JD.com, Inc. Call 2,400 0 -100.00 100 0 -100.00
2018-03-31 13F-HR EXP / Eagle Materials, Inc. 42 0 -100.00 5 0 -100.00
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 185 0 -100.00 11 0 -100.00
2018-03-31 13F-HR LYV / Live Nation Entertainment, Inc. 106 0 -100.00 5 0 -100.00
2018-03-31 13F-HR EUSC / Wisdomtree Europe Hedged SmallCap Equity Fund 140 0 -100.00 4 0 -100.00
2018-03-31 13F-HR INFN / Infinera Corp. 600 0 -100.00 4 0 -100.00
2018-03-31 13F-HR XBKS / Xenith Bankshares, Inc. 43 0 -100.00 1 0 -100.00
2018-03-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 1,194 0 -100.00 61 0 -100.00
2018-03-31 13F-HR ITB / iShares U.S. Home Construction ETF 420 0 -100.00 18 0 -100.00
2018-03-31 13F-HR LYB / LyondellBasell Industries NV 450 0 -100.00 50 0 -100.00
2018-03-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 1,010 0 -100.00 52 0 -100.00
2018-03-31 13F-HR CASY / Casey's General Stores, Inc. 500 0 -100.00 56 0 -100.00
2018-03-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 109 0 -100.00 4 0 -100.00
2018-03-31 13F-HR VSH / Vishay Intertechnology, Inc. 200 0 -100.00 4 0 -100.00
2018-03-31 13F-HR KIE / SPDR S&P Insurance ETF 438 0 -100.00 13 0 -100.00
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 3,000 0 -100.00 468 0 -100.00
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 99 0 -100.00 6 0 -100.00
2018-03-31 13F-HR NFO / Guggenheim Insider Sentiment ETF 150 0 -100.00 9 0 -100.00
2018-03-31 13F-HR GM / General Motors Company Call 1,000 0 -100.00 41 0 -100.00
2018-03-31 13F-HR SCCO / Southern Copper Corp. 100 0 -100.00 5 0 -100.00
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 10 0 -100.00 0 0
2018-03-31 13F-HR IGV / iShares North American Tech-Software ETF Call 400 0 -100.00 62 0 -100.00
2018-03-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 367 0 -100.00 45 0 -100.00
2018-03-31 13F-HR EQM / EQT Midstream Partners LP 290 0 -100.00 21 0 -100.00
2018-03-31 13F-HR FXD / First Trust Consumer Discretionary AlphaDEX Fund 263 0 -100.00 11 0 -100.00
2018-03-31 13F-HR AVGO / Broadcom Limited 2,081 0 -100.00 534 0 -100.00
2018-03-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 173,046 0 -100.00 17,483 0 -100.00
2018-03-31 13F-HR RFG / Guggenheim S&P Midcap 400 Pure Growth ETF 61,506 0 -100.00 9,478 0 -100.00
2018-03-31 13F-HR FCG / First Trust ISE-Revere Natural Gas Index Fund 200 0 -100.00 5 0 -100.00
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 400 0 -100.00 24 0 -100.00
2018-03-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 1,838 0 -100.00 36 0 -100.00
2018-03-31 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 178,824 0 -100.00 11,854 0 -100.00