InvestorFinancial Architects, Inc
Portfolio Value $ 767,935,000
Current Positions1,481
Opened Positions5
Closed Positions36


Latest Holdings, Performance, AUM (from 13F, 13D)

Financial Architects, Inc has disclosed 1,481 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 767,935,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Financial Architects, Inc's top holdings are Berkshire Hathaway, Inc. (NYSE:BRK.B) , Guggenheim S&P 500 Equal Weight ETF (NYSE:RSP) , JPMorgan Chase & Co. (NYSE:JPM) , SPDR Financial Select Sector ETF (NYSE:XLF) , and SPDR S&P Midcap 400 ETF (NYSE:MDY) . Financial Architects, Inc's new positions include SPDR S&P Midcap 400 ETF (NYSE:MDY) , iShares Russell 1000 Growth ETF (NYSE:IWF) , Berkshire Hathaway, Inc. (NYSE:BRK.B) , Coach, Inc. (NYSE:COH) , and SPDR S&P 500 ETF Trust (NYSE:SPY) .

All Financial Architects, Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 12, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR RIOT / Riot Blockchain Inc Put 28.75 800 23
2017-12-31 13F-HR ROKU / Roku Inc Put 52.50 400 21
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.19 1,294 1,294 0.00 134 140 4.48
2017-12-31 13F-HR AXP / American Express Co. 99.02 2,410 2,545 5.60 218 252 15.60
2017-12-31 13F-HR AXP / American Express Co. Call 100.00 800 800 0.00 72 80 11.11
2017-12-31 13F-HR SVRA / Savara Inc 14.75 5 949 18,880.00 0 14
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.93 3,751 3,457 -7.84 70 62 -11.43
2017-12-31 13F-HR CRTO / Criteo S.A 30.00 100 100 0.00 4 3 -25.00
2017-12-31 13F-HR TOT / Total S.A. 55.26 6,388 8,922 39.67 342 493 44.15
2017-12-31 13F-HR IAU / iShares Gold Trust 12.61 1,432 4,677 226.61 17 59 247.06
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Call 102.33 0 3,000 0 307
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.78 176,675 185,650 5.08 8,894 9,799 10.18
2017-12-31 13F-HR FF / FutureFuel Corp. 14.74 475 475 0.00 7 7 0.00
2017-12-31 13F-HR OTTR / Otter Tail Corp. 43.33 300 300 0.00 13 13 0.00
2017-12-31 13F-HR PRTA / Prothena Corp plc 0.00 0 1 0 0
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Call 75.60 0 2,500 0 189
2017-12-31 13F-HR EQR / Equity Residential 111 108 -2.70
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.33 0 150 0 11
2017-12-31 13F-HR VIP / VimpelCom Ltd. 3.70 950 1,350 42.11 4 5 25.00
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 43.75 0 800 0 35
2017-12-31 13F-HR ACTA / Actua Corporation 0.00 14 14 0.00 0 0
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.59 2,595 2,702 4.12 368 415 12.77
2017-12-31 13F-HR RMR / The RMR Group Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR MGM / MGM Resorts International 33.62 1,160 1,160 0.00 38 39 2.63
2017-12-31 13F-HR QRVO / Qorvo, Inc. 66.54 841 541 -35.67 59 36 -38.98
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 86.16 383 383 0.00 40 33 -17.50
2017-12-31 13F-HR ENB / Enbridge Inc. 39.04 2,367 2,049 -13.43 99 80 -19.19
2017-12-31 13F-HR IRMD / iRadimed Corporation 0.00 1 1 0.00 0 0
2017-12-31 13F-HR NVDA / NVIDIA Corp. Call 193.75 700 800 14.29 126 155 23.02
2017-12-31 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 160.00 0 100 0 16
2017-12-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 45.06 565 577 2.12 24 26 8.33
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.21 3,861 1,953 -49.42 108 59 -45.37
2017-12-31 13F-HR COP / ConocoPhillips 54.90 6,877 5,720 -16.82 345 314 -8.99
2017-12-31 13F-HR ECA / EnCana Corp. 13.19 4,500 2,350 -47.78 53 31 -41.51
2017-12-31 13F-HR AGGY / WisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund 50.91 2,200 2,200 0.00 112 112 0.00
2017-12-31 13F-HR WDAY / Workday, Inc. 104.00 25 125 400.00 3 13 333.33
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.53 7,285 5,146 -29.36 746 471 -36.86
2017-12-31 13F-HR IPHI / Inphi Corp. 35.93 229 334 45.85 9 12 33.33
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 9.00 2,000 2,000 0.00 16 18 12.50
2017-12-31 13F-HR PLD / Prologis, Inc. 12 12 0.00
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 50.15 1,355 1,635 20.66 66 82 24.24
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.15 5,111 3,900 -23.69 108 102 -5.56
2017-12-31 13F-HR TTMI / TTM Technologies, Inc. 16.67 300 300 0.00 5 5 0.00
2017-12-31 13F-HR ENSG / Ensign Group, Inc. (The) 21.38 420 421 0.24 9 9 0.00
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 57 33 -42.11
2017-12-31 13F-HR FBIO / Fortress Biotech, Inc. 5.00 400 400 0.00 2 2 0.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.68 3,446 2,044 -40.68 642 355 -44.70
2017-12-31 13F-HR PPL / PPL Corp. 30.92 5,729 4,334 -24.35 217 134 -38.25
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.54 118 118 0.00 18 18 0.00
2017-12-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR ESV / Ensco plc 5.00 2,500 400 -84.00 15 2 -86.67
2017-12-31 13F-HR SLV / iShares Silver Trust 15.98 10,200 9,200 -9.80 160 147 -8.12
2017-12-31 13F-HR SLV / iShares Silver Trust Call 16.00 0 2,000 0 32
2017-12-31 13F-HR SLV / iShares Silver Trust Put 16.00 6,000 2,000 -66.67 94 32 -65.96
2017-12-31 13F-HR NVS / Novartis AG 83.97 17,731 17,768 0.21 1,522 1,492 -1.97
2017-12-31 13F-HR TNH / Terra Nitrogen Co., L.P. 4 4 0.00
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.40 108 625 478.70 20 139 595.00
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 280.00 50 50 0.00 13 14 7.69
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 46.00 0 500 0 23
2017-12-31 13F-HR PJT / PJT Partners Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 157.01 841 656 -22.00 131 103 -21.37
2017-12-31 13F-HR MIFI / Novatel Wireless, Inc. 1.60 2,500 2,500 0.00 4 4 0.00
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 0.00 5 5 0.00 0 0
2017-12-31 13F-HR KGC / Kinross Gold Corp. 5.71 350 350 0.00 1 2 100.00
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.20 625 625 0.00 75 82 9.33
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.35 695 695 0.00 76 76 0.00
2017-12-31 13F-HR MKTX / MarketAxess Holdings, Inc. 192.98 57 57 0.00 11 11 0.00
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.99 220 395 79.55 26 47 80.77
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.03 5,114 4,953 -3.15 319 332 4.08
2017-12-31 13F-HR CLR / Continental Resources, Inc. 53.33 4,850 300 -93.81 187 16 -91.44
2017-12-31 13F-HR IMUC / ImmunoCellular Therapeutics, Ltd. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR EIS / iShares, Inc. 51.25 1,600 1,600 0.00 80 82 2.50
2017-12-31 13F-HR SYMC / Symantec Corp. 22.47 0 89 0 2
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 98.98 160 293 83.12 14 29 107.14
2017-12-31 13F-HR CVA / Covanta Holding Corp. 17.50 800 400 -50.00 12 7 -41.67
2017-12-31 13F-HR SXC / SunCoke Energy, Inc. 12.00 2,000 500 -75.00 18 6 -66.67
2017-12-31 13F-HR LIVE / Live Ventures Incorporated 10.87 92 92 0.00 1 1 0.00
2017-12-31 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 35.96 160,326 207,583 29.48 5,589 7,465 33.57
2017-12-31 13F-HR KEYS / Keysight Technologies Inc. 41.51 1,036 1,036 0.00 43 43 0.00
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.45 4,143 4,207 1.54 291 309 6.19
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.33 1,500 1,500 0.00 2 2 0.00
2017-12-31 13F-HR CEI / Camber Energy 0.00 800 800 0.00 0 0
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 37.50 720 720 0.00 23 27 17.39
2017-12-31 13F-HR HOVNP / Hovnanian Enterprises, Inc. 3.33 9,000 9,000 0.00 17 30 76.47
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 101.43 757 907 19.82 78 92 17.95
2017-12-31 13F-HR BH / Biglari Holdings Inc. 423.08 26 26 0.00 9 11 22.22
2017-12-31 13F-HR GGP / General Growth Properties, Inc. 22.94 741 741 0.00 15 17 13.33
2017-12-31 13F-HR CSX / CSX Corp. Call 55.00 0 200 0 11
2017-12-31 13F-HR OKTA / Okta, Inc. 26.67 150 150 0.00 4 4 0.00
2017-12-31 13F-HR DRE / Duke Realty Corp. 49 46 -6.12
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.91 2,604 2,462 -5.45 323 310 -4.02
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 37 38 2.70
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.45 3,165 3,237 2.27 111 118 6.31
2017-12-31 13F-HR MMM / 3M Co. Call 235.00 800 188
2017-12-31 13F-HR ADMP / Adamis Pharmaceuticals Corp. Call 4.33 3,000 13
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. Call 100.00 600 60
2017-12-31 13F-HR AADR / AdvisorShares DorseyWrightADR 58.66 1,773 104
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. Call 66.00 500 33
2017-12-31 13F-HR ALB / Albemarle Corp. 128.36 1,005 129
2017-12-31 13F-HR ALLY / Ally Financial Inc. Call 29.00 3,000 87
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. Call 10.00 5,000 50
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.00 400 18
2017-12-31 13F-HR AATDF / AA LTD Put 27.33 3,000 82
2017-12-31 13F-HR T / AT & T, Inc. Call 38.75 800 31
2017-12-31 13F-HR T / AT & T, Inc. Put 38.75 800 31
2017-12-31 13F-HR BZUN / Baozun Inc. Call 30.00 600 18
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.78 468 13
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 198.00 4,000 792
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.38 4,945 81
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NY QLTY / (09255C106) 13.50 4,000 54
2017-12-31 13F-HR BA / Boeing Company (The) Call 295.00 1,000 295
2017-12-31 13F-HR WIFI / Boingo Wireless, Inc. 22.44 2,228 50
2017-12-31 13F-HR BOMN / Boston Omaha Corporation 32.00 1,000 32
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 23.08 130 3
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 2
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. Call 21.60 2,500 54
2017-12-31 13F-HR CCC / Calgon Carbon Corp. 22.22 225 5
2017-12-31 13F-HR TAIL / Cambria Tail Risk ETF 22.61 2,875 65
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc Call 32.50 400 13
2017-12-31 13F-HR GOOS / Canada Goose Holdings Inc Put 31.25 800 25
2017-12-31 13F-HR CARG / CarGurus, Inc. 28.00 250 7
2017-12-31 13F-HR CAT / Caterpillar, Inc. Call 157.33 1,500 236
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 10 0
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 10.11 1,780 18
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 49.32 365 18
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.20 11,108 80
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.60 3,904 57
2017-12-31 13F-HR CMC / Commercial Metals Co. 21.67 600 13
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 40.00 325 13
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 73.33 150 11
2017-12-31 13F-HR CR / Crane Co. 125.00 36 8 -77.78 3 1 -66.67
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 0.00 39 0
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109) 97.78 450 44
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.38 6,500 61
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 0.00 134 0
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. Put 96.00 2,000 192
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 50.30 497 25
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Call 80.00 400 32
2017-12-31 13F-HR ERY / Direxion Daily Energy Bear 3X Shares 8.33 120 120 0.00 1 1 0.00
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. Call 22.50 400 9
2017-12-31 13F-HR DSW / DSW, Inc. 21.67 600 13
2017-12-31 13F-HR ELF / e.l.f. Beauty, Inc. 22.00 1,000 22
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. Put 52.50 1,200 63
2017-12-31 13F-HR FIDU / Fidelity MSCI Industrials Index ETF 40.00 300 12
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.00 200 5
2017-12-31 13F-HR FL / Foot Locker, Inc. Put 46.67 600 28
2017-12-31 13F-HR FRAN / Francesca's Holdings Corporation 7.00 1,000 7
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.67 1,500 1,500 0.00 40 34 -15.00
2017-12-31 13F-HR BOTZ / Global X Funds 23.62 4,234 100
2017-12-31 13F-HR BOTZ / Global X Funds Call 23.50 2,000 47
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Call 30.00 1,200 36
2017-12-31 13F-HR HUBG / Hub Group, Inc. 50.00 200 10
2017-12-31 13F-HR HUBS / HubSpot, Inc. 90.91 110 10
2017-12-31 13F-HR IBM / International Business Machines Corp. Call 155.00 200 31
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. Call 363.33 300 109
2017-12-31 13F-HR INVESCO HIGH INCOME 2023 TAR / (46135X108) 9.80 5,000 49
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 100.00 200 20
2017-12-31 13F-HR AOA / iShares Core Aggressive Allocation ETF 55.00 200 11
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 63.33 300 300 0.00 19 19 0.00
2017-12-31 13F-HR IHI / iShares U.S. Medical Devices ETF 173.62 599 104
2017-12-31 13F-HR BYLD / iShares Yield Optimized Bond ETF 25.81 620 16
2017-12-31 13F-HR JILL / J. Jill, Inc. 8.00 2,000 16
2017-12-31 13F-HR JBL / Jabil Circuit, Inc. 26.67 75 2
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. Call 22.25 4,000 89
2017-12-31 13F-HR KSS / Kohl's Corp. Call 55.00 200 11
2017-12-31 13F-HR KWEB / KraneShares CSI China Internet ETF Call 58.50 2,000 117
2017-12-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 27.78 72 2
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. Call 49.00 1,000 49
2017-12-31 13F-HR MTCH / Match Group, Inc. Put 32.50 400 13
2017-12-31 13F-HR CEMP / Cempra, Inc. 18.75 160 3
2017-12-31 13F-HR MDB / MongoDB Inc 30.00 200 6
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.00 400 16
2017-12-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. Call 94.07 2,700 254
2017-12-31 13F-HR NTNX / Nutanix, Inc. 34.29 175 6
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.46 1,423 22
2017-12-31 13F-HR NNY / Nuveen New York Municipal Value Fund, Inc. 9.23 1,300 12
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 14.29 700 10
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. Call 240.67 1,500 361
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.80 5,000 24
2017-12-31 13F-HR ORCL / Oracle Corp. Put 47.50 400 19
2017-12-31 13F-HR OUSM / OSharesFTSERussellSmallCap 25.00 200 5
2017-12-31 13F-HR OC / Owens Corning, Inc. Call 92.00 3,000 276
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.40 8,050 124
2017-12-31 13F-HR POST / Post Holdings, Inc. 80.88 136 11
2017-12-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 27.52 109 3
2017-12-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.45 1,982 100
2017-12-31 13F-HR PGJ / PowerShares Golden Dragon Halter USX China Portfolio 50.00 40 2
2017-12-31 13F-HR UYM / ProShares Ultra Basic Materials Put 73.33 600 44
2017-12-31 13F-HR TQQQ / ProShares UltraPro QQQ 111.11 18 2
2017-12-31 13F-HR RDN / Radian Group, Inc. 19.93 301 6
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.28 4,172 118
2017-12-31 13F-HR ROKU / Roku Inc 50.00 200 10
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) Call 81.50 2,000 163
2017-12-31 13F-HR SANDRIDGE MISSISSIPPIAN TR I / SH BEN INT (80007V106) 0.59 1,700 1
2017-12-31 13F-HR SCHW / Schwab Charles Corp Put 52.50 400 21
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 28.00 2,000 56
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Call 52.50 2,000 105
2017-12-31 13F-HR SSC / Stewart & Stevenson LLC 5.00 200 1
2017-12-31 13F-HR SHOP / Shopify Inc. Put 100.00 200 20
2017-12-31 13F-HR SIEB / Siebert Financial Corp. 12.00 250 3
2017-12-31 13F-HR SLGN / Silgan Holdings, Inc. 29.17 1,200 1,200 0.00 35 35 0.00
2017-12-31 13F-HR SSD / Simpson Manufacturing Co., Inc. 58.00 500 500 0.00 25 29 16.00
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. 56.00 500 500 0.00 33 28 -15.15
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 173.08 104 104 0.00 17 18 5.88
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. Call 60.00 200 12
2017-12-31 13F-HR SOGO / Sogou Inc. 11.43 1,050 12
2017-12-31 13F-HR LUV / Southwest Airlines Co. Call 65.33 1,500 98
2017-12-31 13F-HR SPTN / SpartanNash Company 27.50 400 11
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 267.00 2,000 534
2017-12-31 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 90.00 100 9
2017-12-31 13F-HR EBND / SPDR Emrgng Mkts Local Bond ETF 29.48 441 13
2017-12-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 33.75 1,452 49
2017-12-31 13F-HR SPLB / SPDR Portfolio Long Term Corpora 27.73 541 15
2017-12-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. 20.00 300 6
2017-12-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.33 600 29
2017-12-31 13F-HR SCS / Steelcase, Inc. 16.00 500 8
2017-12-31 13F-HR SWCH / Switch Inc 20.00 200 4
2017-12-31 13F-HR COH / Coach, Inc. 44.24 14,195 628
2017-12-31 13F-HR TELL / Tellurian Inc. Call 10.00 400 4
2017-12-31 13F-HR CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN 20.00 100 2
2017-12-31 13F-HR OLED / Universal Display Corp. Call 170.00 200 34
2017-12-31 13F-HR OLED / Universal Display Corp. Put 175.00 400 70
2017-12-31 13F-HR URI / United Rentals, Inc. Put 170.00 0 200 0 34
2017-12-31 13F-HR VALE / Vale S.A. 10.00 150 200 33.33 2 2 0.00
2017-12-31 13F-HR KOL / Market Vectors Coal ETF 16.25 800 13
2017-12-31 13F-HR HYD / VanEck Vectors ETF TR 0.00 16 0
2017-12-31 13F-HR VNQ / Vanguard REIT ETF Call 82.86 3,500 290
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.30 1,912 100
2017-12-31 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 76.68 313 24
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. Call 150.00 700 105
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.33 3,000 40
2017-12-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.00 500 5
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 8.00 1,000 8
2017-12-31 13F-HR WPC / W.P. Carey Inc. 11 11 0.00
2017-12-31 13F-HR W / Wayfair, Inc. 80.00 200 16
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.18 1,337 35
2017-12-31 13F-HR XNET / Xunlei Limited Call 16.67 300 5
2017-12-31 13F-HR XNET / Xunlei Limited 16.00 1,250 20
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.91 1,000 4,184 318.40 2 8 300.00
2017-12-31 13F-HR VMW / VMWare, Inc. 125.36 3,043 3,167 4.07 333 397 19.22
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 37.46 131,926 130,871 -0.80 4,638 4,903 5.71
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.00 10,000 10,000 0.00 35 40 14.29
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.64 5,644 5,511 -2.36 235 235 0.00
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 81.08 37 37 0.00 3 3 0.00
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.64 855 862 0.82 29 29 0.00
2017-12-31 13F-HR Y / Alleghany Corp. 600.00 145 145 0.00 80 87 8.75
2017-12-31 13F-HR T / AT & T, Inc. 38.88 53,608 48,073 -10.32 2,099 1,869 -10.96
2017-12-31 13F-HR KIM / Kimco Realty Corporation 26 24 -7.69
2017-12-31 13F-HR DEO / Diageo plc 145.86 5,876 5,759 -1.99 776 840 8.25
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 0.00 166 166 0.00 0 0
2017-12-31 13F-HR UGA / United States Gasoline Fund LP 31.25 1,500 800 -46.67 42 25 -40.48
2017-12-31 13F-HR AME / Ametek, Inc. 73.31 532 532 0.00 35 39 11.43
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.33 450 450 0.00 33 33 0.00
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.50 2,231 2,430 8.92 2,172 2,560 17.86
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.08 727 711 -2.20 67 74 10.45
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.85 778 778 0.00 17 17 0.00
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 13,252 14,033 5.89
2017-12-31 13F-HR IT / Gartner, Inc. 122.22 124 90 -27.42 15 11 -26.67
2017-12-31 13F-HR DXD / ProShares UltraShort Dow30 8.75 4,500 4,000 -11.11 48 35 -27.08
2017-12-31 13F-HR CBS / CBS Corp. 58.95 1,862 2,714 45.76 108 160 48.15
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.51 730 930 27.40 13 20 53.85
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 50.00 300 300 0.00 15 15 0.00
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.14 222 222 0.00 27 30 11.11
2017-12-31 13F-HR LRCX / Lam Research Corp. 183.97 822 761 -7.42 152 140 -7.89
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 185.00 1,000 200 -80.00 185 37 -80.00
2017-12-31 13F-HR MMM / 3M Co. 235.35 3,163 3,208 1.42 664 755 13.70
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.40 1,610 860 -46.58 47 27 -42.55
2017-12-31 13F-HR RL / Ralph Lauren Corp. 104.55 220 220 0.00 19 23 21.05
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.27 2,200 2,200 0.00 99 104 5.05
2017-12-31 13F-HR SM / SM Energy Co 21.96 301 501 66.45 5 11 120.00
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 33.33 300 300 0.00 9 10 11.11
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 83.33 24 24 0.00 2 2 0.00
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.12 19,899 20,785 4.45 821 917 11.69
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 17.98 1,290 5,340 313.95 49 96 95.92
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 37.98 25,325 1,290 -94.91 486 49 -89.92
2017-12-31 13F-HR EMR / Emerson Electric Co. 70.05 1,934 2,184 12.93 122 153 25.41
2017-12-31 13F-HR HCN / Welltower Inc. 64.04 1,046 1,015 -2.96 73 65 -10.96
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 235.29 272 34 -87.50 61 8 -86.89
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 223.00 1,600 1,000 -37.50 361 223 -38.23
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.53 1,604 1,655 3.18 1,539 1,732 12.54
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,046.36 100 1,100 1,000.00 96 1,151 1,098.96
2017-12-31 13F-HR SMHD / ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.81 3,397 3,219 -5.24 274 273 -0.36
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 36.14 101 166 64.36 3 6 100.00
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 15.20 5,000 5,000 0.00 90 76 -15.56
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.83 8,085 7,832 -3.13 632 774 22.47
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 99.00 1,000 2,000 100.00 78 198 153.85
2017-12-31 13F-HR TDC / Teradata Corp. 34.48 87 87 0.00 3 3 0.00
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.99 389 389 0.00 15 14 -6.67
2017-12-31 13F-HR APH / Amphenol Corp. 87.38 618 618 0.00 52 54 3.85
2017-12-31 13F-HR PVH / PVH Corp. 136.99 438 438 0.00 55 60 9.09
2017-12-31 13F-HR SYY / SYSCO Corp. 60.76 2,370 2,370 0.00 128 144 12.50
2017-12-31 13F-HR SNY / Sanofi 43.10 11,205 8,028 -28.35 558 346 -37.99
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 45.05 111 111 0.00 5 5 0.00
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.00 1,150 900 -21.74 12 9 -25.00
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.22 33,333 32,635 -2.09 1,106 1,280 15.73
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.85 10,456 10,232 -2.14 885 858 -3.05
2017-12-31 13F-HR DTE / DTE Energy Co. 106.80 103 103 0.00 11 11 0.00
2017-12-31 13F-HR ZTS / Zoetis Inc. 71.43 179 266 48.60 11 19 72.73
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 40 7 -82.50
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 12.07 2,250 1,988 -11.64 19 24 26.32
2017-12-31 13F-HR INTC / Intel Corp. 46.15 52,572 48,145 -8.42 2,001 2,222 11.04
2017-12-31 13F-HR NCR / NCR Corp. 33.77 2,191 2,191 0.00 82 74 -9.76
2017-12-31 13F-HR NCR / NCR Corp. Call 35.00 0 200 0 7
2017-12-31 13F-HR NCR / NCR Corp. Put 35.00 1,000 400 -60.00 38 14 -63.16
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.49 4,746 6,560 38.22 262 364 38.93
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.52 1,900 1,650 -13.16 17 19 11.76
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.33 1,485 796 -46.40 83 52 -37.35
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 64.86 8,140 740 -90.91 397 48 -87.91
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 103.33 329 300 -8.81 31 31 0.00
2017-12-31 13F-HR MRO / Marathon Oil Corp. 17.00 11,636 7,237 -37.81 158 123 -22.15
2017-12-31 13F-HR MRO / Marathon Oil Corp. Call 17.00 5,000 2,000 -60.00 68 34 -50.00
2017-12-31 13F-HR CREE / Cree, Inc. 37.12 0 8,000 0 297
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.66 3,129 3,502 11.92 310 349 12.58
2017-12-31 13F-HR TIF / Tiffany & Co. 103.19 407 407 0.00 38 42 10.53
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.13 460 460 0.00 39 41 5.13
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.27 522 522 0.00 64 68 6.25
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 18 18 0.00
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.85 11,291 10,073 -10.79 370 341 -7.84
2017-12-31 13F-HR BBT / BB&T Corp. 49.70 12,152 12,152 0.00 571 604 5.78
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.95 3,500 1,900 -45.71 62 36 -41.94
2017-12-31 13F-HR OLED / Universal Display Corp. 170.00 100 100 0.00 13 17 30.77
2017-12-31 13F-HR AET / Aetna, Inc. 180.49 1,712 1,712 0.00 272 309 13.60
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 8.89 0 900 0 8
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 14.29 140 140 0.00 2 2 0.00
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 83.01 5,696 5,457 -4.20 473 453 -4.23
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.50 800 800 0.00 2 2 0.00
2017-12-31 13F-HR CPRT / Copart, Inc. 42.83 1,004 1,004 0.00 35 43 22.86
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.14 14,011 12,081 -13.77 551 497 -9.80
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 41.13 0 50,500 0 2,077
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 143.16 1,175 1,872 59.32 161 268 66.46
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.69 1,701 1,701 0.00 339 389 14.75
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.61 2,950 2,950 0.00 50 49 -2.00
2017-12-31 13F-HR NFG / National Fuel Gas Co. 56.30 675 675 0.00 39 38 -2.56
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 167.29 232 532 129.31 34 89 161.76
2017-12-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.80 2,547 2,547 0.00 77 81 5.19
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.36 3,765 4,167 10.68 165 214 29.70
2017-12-31 13F-HR SCHW / Schwab Charles Corp Call 51.67 0 2,400 0 124
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 3.57 1,900 2,800 47.37 14 10 -28.57
2017-12-31 13F-HR ATHN / athenahealth, Inc. 130.00 140 100 -28.57 17 13 -23.53
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.56 2,919 2,277 -21.99 183 147 -19.67
2017-12-31 13F-HR YUMC / Yum China Holdings, Inc. 39.83 1,205 1,205 0.00 48 48 0.00
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.43 764 1,014 32.72 33 41 24.24
2017-12-31 13F-HR BSCN / Guggenheim BulletShares 2023 Corporate Bond ETF 20.82 1,814 4,514 148.84 38 94 147.37
2017-12-31 13F-HR RSLS / ReShape Lifesciences Inc. 1.05 949 949 0.00 2 1 -50.00
2017-12-31 13F-HR CB / Chubb Ltd 146.16 1,843 2,511 36.25 263 367 39.54
2017-12-31 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.30 12,796 22,960 79.43 275 489 77.82
2017-12-31 13F-HR FMC / FMC Corp. 95.05 1,010 1,010 0.00 90 96 6.67
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.85 9,228 6,912 -25.10 401 310 -22.69
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.92 209 209 0.00 5 5 0.00
2017-12-31 13F-HR PSA / Public Storage 211.01 263 218 -17.11 56 46 -17.86
2017-12-31 13F-HR BG / Bunge Ltd. 66.67 0 300 0 20
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.40 5,000 5,000 0.00 12 12 0.00
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 93,162 91,046 -2.27 5,505 5,822 5.76
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 65.72 776 776 0.00 50 51 2.00
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 39.22 255 255 0.00 9 10 11.11
2017-12-31 13F-HR UTX / United Technologies Corp. 127.66 4,019 3,995 -0.60 467 510 9.21
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.31 11,194 5,518 -50.71 767 399 -47.98
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.53 172 406 136.05 180 148 -17.78
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.00 200 200 0.00 3 3 0.00
2017-12-31 13F-HR PHM / PulteGroup, Inc. 33.13 1,049 1,449 38.13 29 48 65.52
2017-12-31 13F-HR PHM / PulteGroup, Inc. Call 33.33 4,000 2,400 -40.00 110 80 -27.27
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.37 3,862 2,897 -24.99 215 172 -20.00
2017-12-31 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 27.78 72 72 0.00 2 2 0.00
2017-12-31 13F-HR GERN / Geron Corp. 1.95 2,050 2,050 0.00 4 4 0.00
2017-12-31 13F-HR DOX / Amdocs Ltd. 62.50 160 160 0.00 10 10 0.00
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.54 1,175 1,199 2.04 57 57 0.00
2017-12-31 13F-HR HABT / The Habit Restaurants, Inc. 9.57 800 1,150 43.75 10 11 10.00
2017-12-31 13F-HR SIJ / ProShares UltraShort Industrials 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR EIX / Edison International 63.17 1,138 934 -17.93 87 59 -32.18
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.67 1,500 1,500 0.00 180 196 8.89
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.50 1,000 1,200 20.00 4 3 -25.00
2017-12-31 13F-HR KRMA / Global X Funds 19.43 1,795 7,463 315.77 33 145 339.39
2017-12-31 13F-HR BKF / iShares MSCI BRIC ETF Call 44.33 3,000 3,000 0.00 129 133 3.10
2017-12-31 13F-HR CODI / Compass Diversified Holdings 16.00 890 500 -43.82 16 8 -50.00
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.00 86,137 47,500 -44.86 898 570 -36.53
2017-12-31 13F-HR USO / United States Oil Fund, LP Call 12.00 12,000 16,500 37.50 124 198 59.68
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 123.24 2,234 2,134 -4.48 213 263 23.47
2017-12-31 13F-HR RHP / Ryman Hospitality Properties, Inc. 69.00 1,000 1,000 0.00 62 69 11.29
2017-12-31 13F-HR BA / Boeing Company (The) 294.98 4,508 4,563 1.22 1,146 1,346 17.45
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 35.00 400 400 0.00 14 14 0.00
2017-12-31 13F-HR EZM / WisdomTree MidCap Earnings Fund 39.68 126,901 129,159 1.78 4,726 5,125 8.44
2017-12-31 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.65 9,175 9,904 7.95 329 363 10.33
2017-12-31 13F-HR HSY / Hershey Company (The) 113.69 1,334 1,337 0.22 146 152 4.11
2017-12-31 13F-HR POWI / Power Integrations, Inc. 78.43 51 51 0.00 4 4 0.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.94 68,073 66,847 -1.80 3,369 3,539 5.05
2017-12-31 13F-HR ES / Eversource Energy 73.17 41 41 0.00 2 3 50.00
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 4.00 1,000 1,000 0.00 4 4 0.00
2017-12-31 13F-HR F / Ford Motor Co. 12.48 10,298 6,009 -41.65 123 75 -39.02
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 558,161 565,731 1.36 14,434 15,790 9.39
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 28.00 9,000 1,000 -88.89 234 28 -88.03
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.09 5,680 5,548 -2.32 832 866 4.09
2017-12-31 13F-HR TREE / LendingTree, Inc. 340.91 88 88 0.00 22 30 36.36
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.87 27,855 23,545 -15.47 1,504 1,339 -10.97
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 90.00 325 300 -7.69 28 27 -3.57
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.40 6,890 12,720 84.62 87 145 66.67
2017-12-31 13F-HR THS / TreeHouse Foods, Inc. 40.82 404 49 -87.87 27 2 -92.59
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.84 3,727 3,408 -8.56 152 146 -3.95
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 17,099 21,415 25.24 4,296 5,715 33.03
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 267.00 0 4,000 0 1,068
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 113.58 560 810 44.64 63 92 46.03
2017-12-31 13F-HR UGI / UGI Corp. 46.78 1,606 1,646 2.49 75 77 2.67
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.64 2,350 2,352 0.09 212 232 9.43
2017-12-31 13F-HR CELG / Celgene Corp. 104.40 1,612 2,816 74.69 235 294 25.11
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 5.18 193 193 0.00 2 1 -50.00
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 96.31 2,154 1,817 -15.65 170 175 2.94
2017-12-31 13F-HR MNKD / MannKind Corp. 0.00 1,080 80 -92.59 2 0 -100.00
2017-12-31 13F-HR MTB / M & T Bank Corp. 170.25 650 652 0.31 105 111 5.71
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.35 1,660 3,091 86.20 248 542 118.55
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. Call 176.67 2,000 300 -85.00 299 53 -82.27
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.33 1,205 1,205 0.00 89 98 10.11
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.94 1,286 286 -77.76 56 16 -71.43
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.65 15,010 14,507 -3.35 1,227 1,199 -2.28
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF Call 82.50 2,000 2,000 0.00 163 165 1.23
2017-12-31 13F-HR MDSO / Medidata Solutions, Inc. 64.52 62 62 0.00 5 4 -20.00
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.41 907 907 0.00 5 4 -20.00
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.94 1,747 1,419 -18.78 178 156 -12.36
2017-12-31 13F-HR TTWO / Take-Two Interactive Software, Inc. Call 110.00 0 500 0 55
2017-12-31 13F-HR PKG / Packaging Corp. of America 120.49 2,130 1,801 -15.45 244 217 -11.07
2017-12-31 13F-HR PKG / Packaging Corp. of America Call 120.00 0 700 0 84
2017-12-31 13F-HR RACE / Ferrari N.V. 104.26 927 940 1.40 102 98 -3.92
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 90.00 100 100 0.00 8 9 12.50
2017-12-31 13F-HR INTU / Intuit Inc. 158.33 600 600 0.00 85 95 11.76
2017-12-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 21.74 46 46 0.00 2 1 -50.00
2017-12-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 142.86 100 35 -65.00 13 5 -61.54
2017-12-31 13F-HR CG / The Carlyle Group L.P. 22.53 1,509 1,509 0.00 35 34 -2.86
2017-12-31 13F-HR GRUB / GrubHub Inc. 73.17 1,080 82 -92.41 57 6 -89.47
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.66 706 706 0.00 37 40 8.11
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 63.83 190 188 -1.05 10 12 20.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.69 3,182 3,132 -1.57 374 378 1.07
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.11 1,215 1,215 0.00 23 22 -4.35
2017-12-31 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 56.30 1,652 1,652 0.00 91 93 2.20
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.36 4,460 4,468 0.18 601 645 7.32
2017-12-31 13F-HR CNXC / CNX Coal Resources LP 71.43 55 56 1.82 4 4 0.00
2017-12-31 13F-HR SZC / Cushing Renaissance Fund (The) 20.00 400 200 -50.00 7 4 -42.86
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.71 1,750 1,750 0.00 30 31 3.33
2017-12-31 13F-HR CMI / Cummins, Inc. 177.11 675 830 22.96 113 147 30.09
2017-12-31 13F-HR CVX / Chevron Corp. 125.26 13,555 11,416 -15.78 1,593 1,430 -10.23
2017-12-31 13F-HR CVX / Chevron Corp. Call 125.17 0 6,000 0 751
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.73 7,526 7,500 -0.35 534 568 6.37
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 80.92 1,000 692 -30.80 70 56 -20.00
2017-12-31 13F-HR TOUR / Tuniu Corporation 7.62 1,200 1,050 -12.50 9 8 -11.11
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.67 26,521 26,485 -0.14 1,407 1,395 -0.85
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 52.80 0 2,500 0 132
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.53 2,388 1,897 -20.56 149 130 -12.75
2017-12-31 13F-HR HEP / Holly Energy Partners L.P. 24 24 0.00
2017-12-31 13F-HR ILMN / Illumina, Inc. 228.57 385 35 -90.91 77 8 -89.61
2017-12-31 13F-HR PX / Praxair, Inc. 154.20 467 441 -5.57 65 68 4.62
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.84 891 1,305 46.46 108 159 47.22
2017-12-31 13F-HR HTHT / China Lodging Group Ltd 152.17 46 46 0.00 5 7 40.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 7.58 15,200 9,900 -34.87 168 75 -55.36
2017-12-31 13F-HR DNOW / NOW Inc. 0.00 15 15 0.00 0 0
2017-12-31 13F-HR OCN / Ocwen Financial Corp. 5.00 200 200 0.00 1 1 0.00
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 44.24 2,515 2,215 -11.93 96 98 2.08
2017-12-31 13F-HR ESS / Essex Property Trust, Inc. 240.96 83 83 0.00 21 20 -4.76
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.49 858 658 -23.31 156 126 -19.23
2017-12-31 13F-HR NFLX / Netflix, Inc. Call 192.14 500 1,400 180.00 90 269 198.89
2017-12-31 13F-HR NFLX / Netflix, Inc. Put 191.67 200 600 200.00 36 115 219.44
2017-12-31 13F-HR GUSH / Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares 30.40 5,690 5,690 0.00 138 173 25.36
2017-12-31 13F-HR ELY / Callaway Golf Company 13.16 76 76 0.00 1 1 0.00
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 65.22 230 230 0.00 14 15 7.14
2017-12-31 13F-HR DB / Deutsche Bank AG 18.88 1,680 1,430 -14.88 29 27 -6.90
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 51.72 58 58 0.00 3 3 0.00
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.95 1,028 1,870 81.91 296 574 93.92
2017-12-31 13F-HR NOC / Northrop Grumman Corp. Call 305.00 200 200 0.00 58 61 5.17
2017-12-31 13F-HR TRP / TransCanada Corp. 47.36 739 739 0.00 37 35 -5.41
2017-12-31 13F-HR GPN / Global Payments, Inc. 100.61 1,606 1,322 -17.68 153 133 -13.07
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.44 2,536 2,536 0.00 130 133 2.31
2017-12-31 13F-HR PICB / PowerShares International Corporate Bond Portfolio 0.00 1 1 0.00 0 0
2017-12-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 16.00 3,000 3,000 0.00 52 48 -7.69
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. Call 38.00 500 500 0.00 32 19 -40.62
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 241.38 58 58 0.00 12 14 16.67
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 23,856 23,558 -1.25 4,076 4,157 1.99
2017-12-31 13F-HR FB / Facebook, Inc. Call 176.67 800 900 12.50 136 159 16.91
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 83.33 153 228 49.02 12 19 58.33
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 228.57 350 350 0.00 80 80 0.00
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.05 20,788 21,096 1.48 800 845 5.63
2017-12-31 13F-HR CNI / Canadian National Railway Co. 80.00 100 100 0.00 8 8 0.00
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 130.00 300 200 -33.33 30 26 -13.33
2017-12-31 13F-HR USG / USG Corp. 39.00 1,000 1,000 0.00 33 39 18.18
2017-12-31 13F-HR SGEN / Seattle Genetics, Inc. 53.74 1,321 856 -35.20 72 46 -36.11
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.98 31,245 16,036 -48.68 1,619 1,026 -36.63
2017-12-31 13F-HR ETN / Eaton Corporation 77.99 2,914 359 -87.68 224 28 -87.50
2017-12-31 13F-HR GPC / Genuine Parts Co. 94.29 350 350 0.00 33 33 0.00
2017-12-31 13F-HR SFE / Safeguard Scientifics, Inc. 11.11 270 270 0.00 4 3 -25.00
2017-12-31 13F-HR ABT / Abbott Laboratories 57.01 10,749 10,682 -0.62 574 609 6.10
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.92 387 387 0.00 5 5 0.00
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.44 4,600 4,003 -12.98 339 306 -9.73
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) Call 76.67 600 600 0.00 44 46 4.55
2017-12-31 13F-HR SUN / Sunoco LP 26.67 150 150 0.00 5 4 -20.00
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.96 11,507 11,799 2.54 1,047 1,085 3.63
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 69.44 72 72 0.00 4 5 25.00
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.94 7,206 7,206 0.00 9 14 55.56
2017-12-31 13F-HR CLX / Clorox Company (The) 148.56 2,401 2,403 0.08 317 357 12.62
2017-12-31 13F-HR TX / Ternium S.A. 32.00 0 500 0 16
2017-12-31 13F-HR ACM / AECOM 37.13 4,632 4,632 0.00 171 172 0.58
2017-12-31 13F-HR PDLI / PDL BioPharma, Inc. 2.57 3,500 3,500 0.00 12 9 -25.00
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.76 7,200 7,160 -0.56 436 478 9.63
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 16.87 415 415 0.00 7 7 0.00
2017-12-31 13F-HR IXC / iShares Global Energy ETF 0.00 3 3 0.00 0 0
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 88 83 -5.68
2017-12-31 13F-HR ENFR / Alerian Energy Infrastructure ETF 23.64 425 550 29.41 10 13 30.00
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.70 2,868 3,743 30.51 138 201 45.65
2017-12-31 13F-HR INFY / Infosys Limited 16.29 180 6,570 3,550.00 3 107 3,466.67
2017-12-31 13F-HR WAB / Wabtec Corp. 90.91 49 44 -10.20 4 4 0.00
2017-12-31 13F-HR ORAN / Orange 17.33 3,000 3,000 0.00 49 52 6.12
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 69.13 622 622 0.00 35 43 22.86
2017-12-31 13F-HR BBY / Best Buy Co., Inc. Call 68.33 1,800 600 -66.67 102 41 -59.80
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.56 48,037 48,282 0.51 3,578 4,131 15.46
2017-12-31 13F-HR MSFT / Microsoft Corp. Call 85.86 2,000 2,900 45.00 148 249 68.24
2017-12-31 13F-HR EXC / Exelon Corp. 39.45 8,170 7,883 -3.51 308 311 0.97
2017-12-31 13F-HR MAT / Mattel, Inc. 15.00 2,000 1,000 -50.00 30 15 -50.00
2017-12-31 13F-HR WRK / Westrock Company 63.65 927 927 0.00 53 59 11.32
2017-12-31 13F-HR ORCL / Oracle Corp. 47.26 15,058 15,256 1.31 728 721 -0.96
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.26 0 19 0 2
2017-12-31 13F-HR APTS / Preferred Apartment Communities, Inc. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR WAIR / Wesco Aircraft Holdings Inc. 7.50 2,000 2,000 0.00 19 15 -21.05
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 23.95 501 501 0.00 12 12 0.00
2017-12-31 13F-HR DE / Deere & Co. Call 157.00 1,000 1,000 0.00 126 157 24.60
2017-12-31 13F-HR ASYS / Amtech Systems, Inc. 10.00 3,000 3,000 0.00 36 30 -16.67
2017-12-31 13F-HR TSS / Total System Services, Inc. 78.53 191 191 0.00 13 15 15.38
2017-12-31 13F-HR MMSI / Merit Medical Systems, Inc. 55.56 18 18 0.00 1 1 0.00
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 192.31 16 26 62.50 2 5 150.00
2017-12-31 13F-HR NTES / NetEase, Inc. 333.33 33 33 0.00 9 11 22.22
2017-12-31 13F-HR URBN / Urban Outfitters, Inc. 35.00 2,500 200 -92.00 60 7 -88.33
2017-12-31 13F-HR IP / International Paper Company 57.88 2,177 2,177 0.00 124 126 1.61
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 2 2 0.00
2017-12-31 13F-HR WU / Western Union Co. (The) 18.98 6,954 6,956 0.03 134 132 -1.49
2017-12-31 13F-HR TWLO / Twilio Inc. 23.38 850 770 -9.41 25 18 -28.00
2017-12-31 13F-HR DBO / PowerShares DB Oil Fund 11.43 350 350 0.00 3 4 33.33
2017-12-31 13F-HR STX / Seagate Technology PLC 41.10 365 365 0.00 12 15 25.00
2017-12-31 13F-HR ICLR / ICON plc 102.04 52 49 -5.77 6 5 -16.67
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.48 1,902 2,493 31.07 328 430 31.10
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 172.42 5,300 3,300 -37.74 882 569 -35.49
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.43 3,546 3,546 0.00 118 115 -2.54
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.40 1,802 1,802 0.00 80 71 -11.25
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.84 2,813 2,769 -1.56 267 282 5.62
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 33.60 1,325 625 -52.83 47 21 -55.32
2017-12-31 13F-HR FTXL / First Trust High Income ETF 30.61 392 392 0.00 11 12 9.09
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 170.38 183 763 316.94 28 130 364.29
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.50 25,165 150,280 497.18 81 376 364.20
2017-12-31 13F-HR NAT / Nordic American Tankers Ltd 2.50 6,700 6,000 -10.45 36 15 -58.33
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.24 2,800 2,900 3.57 49 50 2.04
2017-12-31 13F-HR ENBL / Enable Midstream Partners, LP 14.00 500 500 0.00 8 7 -12.50
2017-12-31 13F-HR SQ / Square, Inc. 34.53 3,880 2,780 -28.35 112 96 -14.29
2017-12-31 13F-HR SQ / Square, Inc. Call 35.00 1,000 1,000 0.00 29 35 20.69
2017-12-31 13F-HR SQ / Square, Inc. Put 35.00 2,500 1,600 -36.00 72 56 -22.22
2017-12-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 125.50 2,000 2,000 0.00 270 251 -7.04
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.62 2,495 3,821 53.15 379 629 65.96
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.61 10,250 9,450 -7.80 63 53 -15.87
2017-12-31 13F-HR ICUI / ICU Medical, Inc. 217.39 23 23 0.00 4 5 25.00
2017-12-31 13F-HR CTAS / Cintas Corp. 155.50 373 373 0.00 54 58 7.41
2017-12-31 13F-HR WB / Weibo Corporation 102.31 1,054 821 -22.11 104 84 -19.23
2017-12-31 13F-HR SNPS / Synopsys, Inc. 86.42 669 405 -39.46 54 35 -35.19
2017-12-31 13F-HR X / United States Steel Corp. 35.12 8,604 2,705 -68.56 221 95 -57.01
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.68 4,895 6,310 28.91 258 345 33.72
2017-12-31 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 80.00 300 300 0.00 23 24 4.35
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.53 3,102 3,158 1.81 342 428 25.15
2017-12-31 13F-HR MAR / Marriott International, Inc. Call 136.00 0 500 0 68
2017-12-31 13F-HR CSIQ / Canadian Solar Inc. 17.00 1,000 1,000 0.00 17 17 0.00
2017-12-31 13F-HR MBB / iShares MBS ETF 106.88 951 1,104 16.09 102 118 15.69
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 1,034 1,204 16.44
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.13 1,095 6,268 472.42 44 239 443.18
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 61.97 0 355 0 22
2017-12-31 13F-HR GAA / Cambria Global Asset Allocation ETF 27.49 47,748 57,581 20.59 1,282 1,583 23.48
2017-12-31 13F-HR HYH / Halyard Health, Inc. 43.01 93 93 0.00 4 4 0.00
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.65 4,965 4,965 0.00 321 316 -1.56
2017-12-31 13F-HR MKL / Markel Corp. 1,139.01 1,410 1,410 0.00 1,506 1,606 6.64
2017-12-31 13F-HR PPG / PPG Industries, Inc. 125.00 48 48 0.00 5 6 20.00
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.64 1,087 1,087 0.00 18 17 -5.56
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.59 458 276 -39.74 157 86 -45.22
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 311.36 200 2,200 1,000.00 68 685 907.35
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 311.67 200 1,200 500.00 68 374 450.00
2017-12-31 13F-HR URI / United Rentals, Inc. 173.75 1,259 259 -79.43 175 45 -74.29
2017-12-31 13F-HR URI / United Rentals, Inc. Call 171.67 800 1,200 50.00 111 206 85.59
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.21 6,751 6,951 2.96 68 71 4.41
2017-12-31 13F-HR BT / BT Group Plc 18.12 1,600 1,600 0.00 31 29 -6.45
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 178.57 196 196 0.00 35 35 0.00
2017-12-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 155.86 2,170 2,175 0.23 311 339 9.00
2017-12-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.24 1,149 1,149 0.00 29 29 0.00
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.28 22,826 22,953 0.56 5,267 5,630 6.89
2017-12-31 13F-HR MTW / Manitowoc Co., Inc. (The) 39.12 6,990 1,406 -79.89 63 55 -12.70
2017-12-31 13F-HR M / Macy's, Inc. 25.21 5,750 3,650 -36.52 125 92 -26.40
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.85 1,115 1,115 0.00 139 176 26.62
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 146.41 1,390 1,407 1.22 192 206 7.29
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.44 9,762 9,039 -7.41 275 248 -9.82
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 70.00 0 100 0 7
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.10 15,240 14,649 -3.88 1,279 1,232 -3.67
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.17 9,062 8,011 -11.60 529 474 -10.40
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.94 3,100 3,100 0.00 38 37 -2.63
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 20.00 1,700 200 -88.24 25 4 -84.00
2017-12-31 13F-HR TS / Tenaris S.A. 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR GLUU / Glu Mobile, Inc. 3.33 1,700 1,500 -11.76 6 5 -16.67
2017-12-31 13F-HR MNTA / Momenta Pharmaceuticals, Inc. 27.78 144 36 -75.00 3 1 -66.67
2017-12-31 13F-HR COMM / CommScope Holding Company, Inc. 37.94 3,743 3,743 0.00 124 142 14.52
2017-12-31 13F-HR PULM / Pulmatrix, Inc. 1.25 1,350 1,600 18.52 3 2 -33.33
2017-12-31 13F-HR VDE / Vanguard Energy ETF 99.67 200 301 50.50 19 30 57.89
2017-12-31 13F-HR SRE / Sempra Energy 106.80 1,545 1,545 0.00 176 165 -6.25
2017-12-31 13F-HR MET / MetLife, Inc. 50.00 680 680 0.00 35 34 -2.86
2017-12-31 13F-HR INGR / Ingredion, Inc. 140.00 300 300 0.00 36 42 16.67
2017-12-31 13F-HR ROOF / IQ US Real Estate Small Cap ETF 26.23 1,220 1,220 0.00 33 32 -3.03
2017-12-31 13F-HR GD / General Dynamics Corp. 202.93 723 478 -33.89 149 97 -34.90
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.04 12,737 16,891 32.61 832 1,183 42.19
2017-12-31 13F-HR TXRH / Texas Roadhouse, Inc. 53.02 1,358 1,358 0.00 67 72 7.46
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.61 39,196 38,572 -1.59 2,002 1,952 -2.50
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 42.01 9,273 8,973 -3.24 352 377 7.10
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.08 55,646 57,753 3.79 2,160 2,199 1.81
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 2,492 2,492 0.00 23 23 0.00
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 378.38 48 148 208.33 21 56 166.67
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.37 2,199 2,199 0.00 37 36 -2.70
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.74 400 505 26.25 8 13 62.50
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 154.16 2,602 2,692 3.46 396 415 4.80
2017-12-31 13F-HR RRR / Red Rock Resorts, Inc. 33.33 1,550 1,200 -22.58 36 40 11.11
2017-12-31 13F-HR MCD / McDonald's Corp. 172.18 6,262 6,534 4.34 981 1,125 14.68
2017-12-31 13F-HR ASIX / AdvanSix Inc. 37.04 27 27 0.00 1 1 0.00
2017-12-31 13F-HR SODA / SodaStream International Ltd. 70.46 1,638 1,476 -9.89 109 104 -4.59
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 44.89 4,080 4,455 9.19 136 200 47.06
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.76 2,534 4,162 64.25 162 307 89.51
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. Call 74.00 2,000 1,000 -50.00 128 74 -42.19
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. 23.08 1,263 953 -24.54 32 22 -31.25
2017-12-31 13F-HR CDE / Coeur Mining, Inc. 7.44 4,610 5,110 10.85 42 38 -9.52
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. 30.00 0 200 0 6
2017-12-31 13F-HR FSIC / FS Investment Corporation 7.36 76,858 48,781 -36.53 649 359 -44.68
2017-12-31 13F-HR CET / Central Securities Corp. 27.41 8,428 8,428 0.00 218 231 5.96
2017-12-31 13F-HR TZA / Direxion Daily Small Cap Bear 3X Shares 12.50 0 400 0 5
2017-12-31 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 74.07 996 1,026 3.01 69 76 10.14
2017-12-31 13F-HR MO / Altria Group, Inc. 71.43 17,574 16,911 -3.77 1,115 1,208 8.34
2017-12-31 13F-HR ITT / ITT Inc. 54.29 350 350 0.00 15 19 26.67
2017-12-31 13F-HR CSM / ProShares Large Cap Core Plus 66.39 480 482 0.42 30 32 6.67
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.43 1,871 1,871 0.00 278 317 14.03
2017-12-31 13F-HR QSR / Restaurant Brands International Inc. 62.50 80 80 0.00 5 5 0.00
2017-12-31 13F-HR TRGP / Targa Resources Corp. 51.61 155 155 0.00 7 8 14.29
2017-12-31 13F-HR SCI / Service Corp. International 37.06 4,700 1,700 -63.83 162 63 -61.11
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.91 53,285 48,605 -8.78 1,517 1,551 2.24
2017-12-31 13F-HR WHR / Whirlpool Corp. 168.71 1,236 1,221 -1.21 228 206 -9.65
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 0.00 0 42 0 0
2017-12-31 13F-HR OPK / Opko Health, Inc. 4.94 15,460 12,360 -20.05 106 61 -42.45
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.72 2,650 1,950 -26.42 35 17 -51.43
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.63 3,351 3,237 -3.40 137 138 0.73
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 64.14 6,479 2,900 -55.24 468 186 -60.26
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.28 405 605 49.38 18 28 55.56
2017-12-31 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 67.75 3,156 5,048 59.95 209 342 63.64
2017-12-31 13F-HR NOK / Nokia Corp. 4.66 31,968 31,968 0.00 191 149 -21.99
2017-12-31 13F-HR CBG / CBRE Group, Inc. 42.84 1,031 1,027 -0.39 39 44 12.82
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.78 2,452 2,158 -11.99 140 129 -7.86
2017-12-31 13F-HR KR / Kroger Co. 27.38 2,593 2,593 0.00 52 71 36.54
2017-12-31 13F-HR KR / Kroger Co. Call 27.50 800 2,800 250.00 16 77 381.25
2017-12-31 13F-HR KR / Kroger Co. Put 27.50 3,800 1,600 -57.89 76 44 -42.11
2017-12-31 13F-HR TTC / Toro Company (The) 64.00 250 250 0.00 16 16 0.00
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.89 1,766 1,446 -18.12 165 143 -13.33
2017-12-31 13F-HR NVR / NVR, Inc. 3,500.00 4 4 0.00 11 14 27.27
2017-12-31 13F-HR PK / Park Hotels & Resorts Inc. 29.46 611 611 0.00 17 18 5.88
2017-12-31 13F-HR IEX / IDEX Corp. 131.83 361 311 -13.85 44 41 -6.82
2017-12-31 13F-HR PBF / PBF Energy, Inc. 35.83 1,522 949 -37.65 42 34 -19.05
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.67 3,500 1,500 -57.14 66 28 -57.58
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.44 5,897 5,337 -9.50 477 488 2.31
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 20.56 6,900 3,600 -47.83 132 74 -43.94
2017-12-31 13F-HR EBAY / eBay, Inc. 37.04 54 54 0.00 2 2 0.00
2017-12-31 13F-HR DISCA / Discovery Communications, Inc. Put 22.50 0 800 0 18
2017-12-31 13F-HR ACN / Accenture plc 153.16 2,966 2,579 -13.05 400 395 -1.25
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.52 201,290 212,899 5.77 12,261 13,736 12.03
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.67 1,988 1,988 0.00 58 57 -1.72
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.24 25,124 26,476 5.38 1,609 1,489 -7.46
2017-12-31 13F-HR MRK / Merck & Co., Inc. Call 56.00 0 2,000 0 112
2017-12-31 13F-HR HFC / HollyFrontier Corp. 52.08 192 192 0.00 7 10 42.86
2017-12-31 13F-HR CNAT / Conatus Pharmaceuticals Inc. 4.38 1,600 1,600 0.00 9 7 -22.22
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. 86.32 550 475 -13.64 39 41 5.13
2017-12-31 13F-HR CRS / Carpenter Technology Corp. 50.00 0 100 0 5
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.00 1,500 1,500 0.00 21 21 0.00
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.86 3,362 4,698 39.74 202 300 48.51
2017-12-31 13F-HR ROYT / Pacific Coast Oil Trust 1.82 1,100 1,100 0.00 2 2 0.00
2017-12-31 13F-HR SPXC / SPX Corporation 31.43 10,213 10,213 0.00 300 321 7.00
2017-12-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.50 1,655 1,655 0.00 72 72 0.00
2017-12-31 13F-HR EZU / iShares MSCI Eurozone ETF Call 43.50 6,000 4,000 -33.33 260 174 -33.08
2017-12-31 13F-HR ERX / Direxion Daily Energy Bull 3X Shares 30.00 100 100 0.00 3 3 0.00
2017-12-31 13F-HR CPB / Campbell Soup Co. 48.00 500 500 0.00 23 24 4.35
2017-12-31 13F-HR ACIW / ACI Worldwide, Inc. 23.81 125 42 -66.40 3 1 -66.67
2017-12-31 13F-HR GSY / Guggenheim Enhanced Short Duration Bond ETF 51.02 98 98 0.00 5 5 0.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. 131.58 208 190 -8.65 24 25 4.17
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 96.68 693 693 0.00 62 67 8.06
2017-12-31 13F-HR NRG / NRG Energy, Inc. 28.38 1,057 1,057 0.00 27 30 11.11
2017-12-31 13F-HR RAS / RAIT Financial Trust 10 5 -50.00
2017-12-31 13F-HR CAPR / Capricor Therapeutics, Inc. 1.50 2,000 2,000 0.00 6 3 -50.00
2017-12-31 13F-HR YHOO / Yahoo! Inc. 68.33 600 600 0.00 39 41 5.13
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.20 2,136 2,260 5.81 170 179 5.29
2017-12-31 13F-HR HCP / HCP, Inc. 26.46 1,694 1,663 -1.83 47 44 -6.38
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 48.19 83 83 0.00 4 4 0.00
2017-12-31 13F-HR RPM / RPM International, Inc. 52.78 1,500 1,800 20.00 77 95 23.38
2017-12-31 13F-HR MCK / McKesson Corp. 155.79 325 475 46.15 50 74 48.00
2017-12-31 13F-HR HRI / Herc Holdings Inc. 62.27 803 803 0.00 39 50 28.21
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.56 2,700 2,700 0.00 15 15 0.00
2017-12-31 13F-HR INO / Inovio Pharmaceuticals, Inc. 0.00 50 50 0.00 0 0
2017-12-31 13F-HR OMER / Omeros Corp. 19.00 0 1,000 0 19
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.93 25,143 26,258 4.43 2,802 3,149 12.38
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.30 18,260 13,590 -25.58 1,164 833 -28.44
2017-12-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 122.81 57 57 0.00 6 7 16.67
2017-12-31 13F-HR SHAK / Shake Shack, Inc. 50.00 220 20 -90.91 7 1 -85.71
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.31 189 489 158.73 3 7 133.33
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.80 6,541 8,083 23.57 44 55 25.00
2017-12-31 13F-HR FGP / Ferrellgas Partners, L.P. 4.33 4,115 3,000 -27.10 21 13 -38.10
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.69 11,258 16,650 47.89 744 1,177 58.20
2017-12-31 13F-HR NBL / Noble Energy, Inc. 28.57 350 350 0.00 10 10 0.00
2017-12-31 13F-HR GENE / Genetic Technologies Ltd. 0.00 350 350 0.00 0 0
2017-12-31 13F-HR VIXY / ProShares VIX Short-Term Futures 23.33 2,825 1,800 -36.28 92 42 -54.35
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 30.00 300 300 0.00 9 9 0.00
2017-12-31 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 21.21 5,610 5,610 0.00 120 119 -0.83
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.67 513 513 0.00 44 46 4.55
2017-12-31 13F-HR VTR / Ventas, Inc. 60.12 3,364 3,826 13.73 219 230 5.02
2017-12-31 13F-HR SPE / Special Opportunities Fund, Inc. 15.65 575 575 0.00 9 9 0.00
2017-12-31 13F-HR R / Ryder System, Inc. 80.00 100 100 0.00 8 8 0.00
2017-12-31 13F-HR PSX / Phillips 66 100.85 1,379 1,408 2.10 126 142 12.70
2017-12-31 13F-HR MFGP / Micro Focus International plc 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR SAN / Banco Santander S.A. 5.24 571 573 0.35 4 3 -25.00
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.94 5,075 3,150 -37.93 491 340 -30.75
2017-12-31 13F-HR HON / Honeywell International, Inc. Call 153.75 1,200 800 -33.33 170 123 -27.65
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.74 5,058 5,058 0.00 190 201 5.79
2017-12-31 13F-HR MCC / Medley Capital Corp. 5.27 5,500 5,500 0.00 33 29 -12.12
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.00 600 200 -66.67 8 2 -75.00
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.20 3,583 4,064 13.42 276 330 19.57
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.30 1,340 1,340 0.00 50 54 8.00
2017-12-31 13F-HR HES / Hess Corp. 47.58 3,200 3,300 3.12 150 157 4.67
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.74 775 775 0.00 7 6 -14.29
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.50 2,000 2,000 0.00 337 375 11.28
2017-12-31 13F-HR DISH / DISH Network Corp. 47.20 678 678 0.00 37 32 -13.51
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.02 10,693 8,025 -24.95 357 257 -28.01
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 118.86 1,405 1,405 0.00 156 167 7.05
2017-12-31 13F-HR VTV / Vanguard Value ETF 105.46 625 531 -15.04 62 56 -9.68
2017-12-31 13F-HR AYX / Alteryx Inc. 26.00 500 500 0.00 10 13 30.00
2017-12-31 13F-HR FDX / FedEx Corp. 249.46 1,789 1,844 3.07 403 460 14.14
2017-12-31 13F-HR FDX / FedEx Corp. Call 250.00 0 700 0 175
2017-12-31 13F-HR NKE / Nike, Inc. 62.51 5,621 4,671 -16.90 292 292 0.00
2017-12-31 13F-HR TKPPY / TechnipFMC 31.00 1,000 1,000 0.00 28 31 10.71
2017-12-31 13F-HR BMTC / Bryn Mawr Bank Corp. 44.21 400 5,836 1,359.00 18 258 1,333.33
2017-12-31 13F-HR HRS / Harris Corp. 150.00 20 20 0.00 3 3 0.00
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. 0.00 200 200 0.00 0 0
2017-12-31 13F-HR NEU / NewMarket Corp. (Holding Company) 400.00 32 30 -6.25 14 12 -14.29
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.02 1,425 1,425 0.00 66 67 1.52
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. 19.83 11,030 17,245 56.35 204 342 67.65
2017-12-31 13F-HR CCL / Carnival Corp. 66.42 540 542 0.37 35 36 2.86
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 71.02 4,082 1,732 -57.57 290 123 -57.59
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 54.35 92 92 0.00 5 5 0.00
2017-12-31 13F-HR GE / General Electric Co. 17.46 106,804 95,827 -10.28 2,583 1,673 -35.23
2017-12-31 13F-HR GE / General Electric Co. Call 17.50 7,000 20,000 185.71 169 350 107.10
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.00 439 400 -8.88 50 48 -4.00
2017-12-31 13F-HR SUNS / Solar Senior Capital Ltd. 18.00 1,000 1,000 0.00 17 18 5.88
2017-12-31 13F-HR SDS / ProShares UltraShort S&P500 41.33 2,650 2,250 -15.09 124 93 -25.00
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.00 100 100 0.00 10 10 0.00
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.50 502 581 15.74 45 52 15.56
2017-12-31 13F-HR FDN / First Trust Dow Jones Internet Index Fund 110.13 681 681 0.00 70 75 7.14
2017-12-31 13F-HR IGF / iShares Global Infrastructure ETF 45.28 4,025 3,887 -3.43 182 176 -3.30
2017-12-31 13F-HR EMES / Emerge Energy Services LP 8 7 -12.50
2017-12-31 13F-HR PBE / PowerShares Dynamic Biotechnology & Genome Portfolio 48.00 500 500 0.00 25 24 -4.00
2017-12-31 13F-HR NICE / NICE Systems Ltd. 93.33 1,400 300 -78.57 114 28 -75.44
2017-12-31 13F-HR DSXN / Diana Shipping inc. 3.93 2,042 2,542 24.49 7 10 42.86
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 29.82 120 570 375.00 5 17 240.00
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.77 749 749 0.00 60 59 -1.67
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.14 3,879 3,879 0.00 79 82 3.80
2017-12-31 13F-HR FXY / CurrencyShares Japanese Yen Trust 86.67 0 300 0 26
2017-12-31 13F-HR CDW / CDW Corporation 68.97 1,247 1,247 0.00 83 86 3.61
2017-12-31 13F-HR SJI / South Jersey Industries, Inc. 31.22 33,937 32,062 -5.52 1,172 1,001 -14.59
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.24 3,220 2,615 -18.79 151 134 -11.26
2017-12-31 13F-HR NGG / National Grid Plc 58.77 9,914 9,018 -9.04 622 530 -14.79
2017-12-31 13F-HR CATH / Global X Funds 33.33 360 360 0.00 11 12 9.09
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 38 34 -10.53
2017-12-31 13F-HR RCI / Rogers Communications, Inc. 51.00 2,000 2,000 0.00 103 102 -0.97
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.50 13,508 13,417 -0.67 624 691 10.74
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 127.15 3,256 291 -91.06 319 37 -88.40
2017-12-31 13F-HR DSI / iShares MSCI KLD 400 Social ETF 97.53 728 728 0.00 68 71 4.41
2017-12-31 13F-HR ADSK / Autodesk, Inc. 105.13 9 409 4,444.44 1 43 4,200.00
2017-12-31 13F-HR ITM / VanEck Vectors ETF TR 24.29 1,008 1,235 22.52 24 30 25.00
2017-12-31 13F-HR CRC / California Resources Corp. 19.58 1,166 766 -34.31 12 15 25.00
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 18.03 7,486 7,486 0.00 124 135 8.87
2017-12-31 13F-HR BLL / Ball Corp. 37.85 1,705 1,638 -3.93 70 62 -11.43
2017-12-31 13F-HR QCP / Quality Care Properties, Inc. 14.29 280 280 0.00 4 4 0.00
2017-12-31 13F-HR ANF / Abercrombie & Fitch Co. 19.87 1,451 151 -89.59 21 3 -85.71
2017-12-31 13F-HR CURE / Direxion Daily Healthcare Bull 3x Shares 42.86 70 70 0.00 3 3 0.00
2017-12-31 13F-HR BRKR / Bruker Corp. 40.00 75 75 0.00 2 3 50.00
2017-12-31 13F-HR TA / TravelCenters of America LLC 0.00 20 20 0.00 0 0
2017-12-31 13F-HR ZFGN / Zafgen, Inc. 4.38 1,600 1,600 0.00 6 7 16.67
2017-12-31 13F-HR QQXT / First Trust Exchange-Traded Fund 47.85 209 209 0.00 10 10 0.00
2017-12-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 15.00 400 400 0.00 6 6 0.00
2017-12-31 13F-HR FCPT / Four Corners Property Trust, Inc. 24.91 281 281 0.00 7 7 0.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.58 1,352 832 -38.46 257 196 -23.74
2017-12-31 13F-HR AI / Arlington Asset Investment Corp. 0.00 12 12 0.00 0 0
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.94 828 911 10.02 209 245 17.22
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.34 21,899 21,701 -0.90 1,269 1,201 -5.36
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.87 67,242 70,517 4.87 1,276 1,331 4.31
2017-12-31 13F-HR AMRC / Ameresco, Inc. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.61 5,852 6,352 8.54 43 42 -2.33
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.64 79,108 86,610 9.48 6,413 7,417 15.66
2017-12-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 68 25 -63.24
2017-12-31 13F-HR GWRE / Guidewire Software, Inc. 81.63 51 49 -3.92 4 4 0.00
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.58 3,592 2,812 -21.71 60 41 -31.67
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.68 3,120 3,120 0.00 264 311 17.80
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.65 1,334 1,289 -3.37 124 122 -1.61
2017-12-31 13F-HR GLW / Corning, Inc. 31.99 16,306 16,505 1.22 488 528 8.20
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 22.22 2,205 2,205 0.00 55 49 -10.91
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.27 6,893 6,896 0.04 817 857 4.90
2017-12-31 13F-HR UAA / Under Armour, Inc. 13.01 8,995 538 -94.02 136 7 -94.85
2017-12-31 13F-HR FII / Federated Investors, Inc. 36.23 1,625 1,325 -18.46 48 48 0.00
2017-12-31 13F-HR SHOP / Shopify Inc. 101.08 554 554 0.00 65 56 -13.85
2017-12-31 13F-HR LB / L Brands, Inc. 60.53 198 413 108.59 8 25 212.50
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 216.67 0 60 0 13
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.58 8,971 7,428 -17.20 568 554 -2.46
2017-12-31 13F-HR IDU / iShares U.S. Utilities ETF 132.64 760 769 1.18 101 102 0.99
2017-12-31 13F-HR BP / BP Plc 42.02 26,345 18,897 -28.27 1,012 794 -21.54
2017-12-31 13F-HR HGV / Hilton Grand Vacations Inc. 39.22 271 102 -62.36 11 4 -63.64
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.95 1,613 1,753 8.68 176 198 12.50
2017-12-31 13F-HR SYK / Stryker Corp. 154.00 833 1,013 21.61 118 156 32.20
2017-12-31 13F-HR FIVE / Five Below, Inc. 68.18 176 176 0.00 10 12 20.00
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.42 3,819 3,602 -5.68 565 549 -2.83
2017-12-31 13F-HR INCY / Incyte Corp. 93.15 200 365 82.50 23 34 47.83
2017-12-31 13F-HR CWT / California Water Service Group 45.16 0 2,325 0 105
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 71.51 895 895 0.00 61 64 4.92
2017-12-31 13F-HR CA / CA, Inc. 33.38 711 719 1.13 24 24 0.00
2017-12-31 13F-HR RIBT / RiceBran Technologies 0.00 140 140 0.00 0 0
2017-12-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 14.55 550 550 0.00 9 8 -11.11
2017-12-31 13F-HR VVUS / VIVUS, Inc. 0.50 4,000 4,000 0.00 4 2 -50.00
2017-12-31 13F-HR RBC / Regal-Beloit Corp. 75.00 171 80 -53.22 14 6 -57.14
2017-12-31 13F-HR RTN / Raytheon Co. 188.66 1,789 811 -54.67 334 153 -54.19
2017-12-31 13F-HR RTN / Raytheon Co. Call 188.00 0 1,000 0 188
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 70.00 100 100 0.00 6 7 16.67
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 237,395 257,346 8.40 43,519 51,011 17.22
2017-12-31 13F-HR ENR / Energizer Holdings, Inc. 47.62 336 336 0.00 15 16 6.67
2017-12-31 13F-HR BAC / Bank of America Corp. 29.53 175,488 170,968 -2.58 4,447 5,048 13.51
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.49 14,082 14,188 0.75 1,388 1,525 9.87
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 170.00 0 100 0 17
2017-12-31 13F-HR PAM / Pampa Energia S.A. 67.27 3,300 3,300 0.00 215 222 3.26
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.41 3,837 3,445 -10.22 213 184 -13.62
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.22 16,033 16,183 0.94 1,753 1,897 8.21
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.31 863 823 -4.63 33 34 3.03
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.17 1,440 1,440 0.00 35 42 20.00
2017-12-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 84.14 1,545 1,545 0.00 126 130 3.17
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 208.10 9,936 9,875 -0.61 1,959 2,055 4.90
2017-12-31 13F-HR PLUS / ePlus inc. 66.67 30 30 0.00 3 2 -33.33
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.46 3,480 3,272 -5.98 623 633 1.61
2017-12-31 13F-HR NXTD / NXT-ID Inc. 3.75 800 800 0.00 2 3 50.00
2017-12-31 13F-HR HTUS / Hull Tactical US ETF 26.97 2,580 2,855 10.66 71 77 8.45
2017-12-31 13F-HR HQCL / Hanwha Q CELLS Co., Ltd. 12.50 80 80 0.00 1 1 0.00
2017-12-31 13F-HR PSK / SPDR Wells Fargo Preferred Stock ETF 44.25 226 226 0.00 10 10 0.00
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 342.47 73 73 0.00 27 25 -7.41
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 4.01 9,889 6,489 -34.38 43 26 -39.53
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 20.11 1,739 1,641 -5.64 36 33 -8.33
2017-12-31 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 24.07 2,825 2,825 0.00 68 68 0.00
2017-12-31 13F-HR GIB / CGI Group Inc. 54.88 164 164 0.00 9 9 0.00
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.59 57,283 57,396 0.20 3,423 3,707 8.30
2017-12-31 13F-HR PBS / PowerShares Exchange-Trade Fund Trust 28.85 416 416 0.00 12 12 0.00
2017-12-31 13F-HR GPS / Gap, Inc. (The) 34.20 1,082 1,082 0.00 32 37 15.63
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.53 3,200 3,271 2.22 182 198 8.79
2017-12-31 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 35.86 465 474 1.94 17 17 0.00
2017-12-31 13F-HR OC / Owens Corning, Inc. 81.08 37 37 0.00 3 3 0.00
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.04 1,031 1,031 0.00 31 32 3.23
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,727.27 23 22 -4.35 42 38 -9.52
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Call 1,740.00 200 100 -50.00 366 174 -52.46
2017-12-31 13F-HR AZO / AutoZone, Inc. 712.12 66 66 0.00 39 47 20.51
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 169.47 900 891 -1.00 134 151 12.69
2017-12-31 13F-HR ECYT / Endocyte, Inc. 3.81 525 525 0.00 1 2 100.00
2017-12-31 13F-HR OAKS / Five Oaks Investment Corp. 3.90 4,613 4,613 0.00 21 18 -14.29
2017-12-31 13F-HR AATDF / AA LTD 27.27 19,071 19,071 0.00 474 520 9.70
2017-12-31 13F-HR AATDF / AA LTD Call 27.50 400 2,000 400.00 0 55
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 86.81 162 288 77.78 14 25 78.57
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 0.00 30 30 0.00 0 0
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.20 3,017 3,062 1.49 267 267 0.00
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.04 204,191 223,514 9.46 10,691 11,632 8.80
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.82 3,930 4,030 2.54 477 499 4.61
2017-12-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15.00 500 1,000 100.00 7 15 114.29
2017-12-31 13F-HR FAST / Fastenal Co. 54.30 345 1,326 284.35 16 72 350.00
2017-12-31 13F-HR CSRA / CSRA Inc. 0.00 163 4 -97.55 5 0 -100.00
2017-12-31 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 35.52 17,239 17,989 4.35 593 639 7.76
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 34.39 11,612 4,885 -57.93 471 168 -64.33
2017-12-31 13F-HR NWL / Newell Brands Inc. 31.31 1,531 1,054 -31.16 66 33 -50.00
2017-12-31 13F-HR VNO / Vornado Realty Trust 78.34 359 434 20.89 28 34 21.43
2017-12-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.28 265 265 0.00 12 12 0.00
2017-12-31 13F-HR SHLX / Shell Midstream Partners LP 29.85 650 670 3.08 18 20 11.11
2017-12-31 13F-HR ARLP / Alliance Resource Partners, L.P. 19.56 429 409 -4.66 8 8 0.00
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 49.84 321 321 0.00 15 16 6.67
2017-12-31 13F-HR BCE / BCE Inc. 48.01 43,541 43,162 -0.87 2,039 2,072 1.62
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.36 2,240 3,090 37.95 28 32 14.29
2017-12-31 13F-HR NDSN / Nordson Corp. 146.68 826 934 13.08 98 137 39.80
2017-12-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 135.00 0 1,000 0 135
2017-12-31 13F-HR NEP / NextEra Energy Partners LP 43.55 643 643 0.00 26 28 7.69
2017-12-31 13F-HR POOL / Pool Corp. 126.76 71 71 0.00 8 9 12.50
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 57.97 411 414 0.73 23 24 4.35
2017-12-31