InvestorEdge Wealth Management LLC
Portfolio Value $ 376,767,000
Current Positions559
Opened Positions5
Closed Positions37


Latest Holdings, Performance, AUM (from 13F, 13D)

Edge Wealth Management LLC has disclosed 559 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 376,767,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Edge Wealth Management LLC's top holdings are Alerian ETF (NYSE:AMLP) , Alphabet Inc. (NASDAQ:GOOGL) , iShares U.S. Preferred Stock ETF (NASDAQ:PFF) , Apple, Inc. (NASDAQ:AAPL) , and Microsoft Corp. (NASDAQ:MSFT) . Edge Wealth Management LLC's new positions include Corporate Capital Trust, Inc. (NYSE:CCT) , iShares Floating Rate Bond ETF (BATS:FLOT) , iShares Core MSCI Emerging Markets ETF (NYSE:IEMG) , JetBlue Airways Corp. (NASDAQ:JBLU) , and Global X Funds (NASDAQ:BOTZ) .

All Edge Wealth Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 05, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.16 15,789 14,910 -5.57 16,661 15,464 -7.18
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.81 83,210 83,277 0.08 4,673 4,564 -2.33
2018-03-31 13F-HR UTX / United Technologies Corp. 125.84 22,166 22,942 3.50 2,834 2,887 1.87
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.90 72,844 1,231
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.21 11,035 25,412 130.29 197 412 109.14
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,032.35 340 340 0.00 355 351 -1.13
2018-03-31 13F-HR TWO HARBORS INV CORP / PFD (90187B507) 24.00 10,000 240
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.26 3,435 3,435 0.00 202 207 2.48
2018-03-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 51.92 1,245 3,486 180.00 65 181 178.46
2018-03-31 13F-HR IWF / iShares Russell 1000 Growth ETF 136.05 1,029 1,029 0.00 138 140 1.45
2018-03-31 13F-HR OGZPY / PJSC Gazprom 4.88 25,200 25,200 0.00 110 123 11.82
2018-03-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.62 20,838 11,960 -42.60 244 139 -43.03
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.11 481 481 0.00 149 128 -14.09
2018-03-31 13F-HR NUVEEN CREDIT OPP 2022 TARGE / CEF (67075U102) 9.62 11,500 10,500 -8.70 109 101 -7.34
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.55 1,298 76
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.94 3,486 3,486 0.00 63 73 15.87
2018-03-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.88 2,170 2,170 0.00 65 67 3.08
2018-03-31 13F-HR VTV / Vanguard Value ETF 103.15 698 698 0.00 74 72 -2.70
2018-03-31 13F-HR CAGDF / Centerra Gold Inc. 5.69 10,200 10,200 0.00 52 58 11.54
2018-03-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 5.95 5,294 7,562 42.84 32 45 40.63
2018-03-31 13F-HR BOTZ / Global X Funds 24.00 2,000 48
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 11.75 4,000 47
2018-03-31 13F-HR TOT / Total S.A. 57.58 4,340 660 -84.79 241 38 -84.23
2018-03-31 13F-HR AMGN / Amgen Inc. 170.00 200 200 0.00 34 34 0.00
2018-03-31 13F-HR MTB / M & T Bank Corp. 182.39 159 159 0.00 27 29 7.41
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 64.29 420 420 0.00 30 27 -10.00
2018-03-31 13F-HR FIT / Fitbit Inc. 5.20 5,000 26
2018-03-31 13F-HR ASHFORD HOSPITALITY TRUS / PFD (044103406) 24.72 971 971 0.00 24 24 0.00
2018-03-31 13F-HR SHOO / Steven Madden Ltd. 44.00 500 500 0.00 23 22 -4.35
2018-03-31 13F-HR KBE / SPDR S&P Bank ETF 47.50 400 400 0.00 19 19 0.00
2018-03-31 13F-HR NGVC / Natural Grocers by Vitamin Cottage, Inc. 7.00 3,000 21
2018-03-31 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604709) 23.53 16,111 850 -94.72 409 20 -95.11
2018-03-31 13F-HR RVNC / Revance Therapeutics, Inc. 30.00 500 15
2018-03-31 13F-HR APTS / Preferred Apartment Communities, Inc. 14.00 1,000 14
2018-03-31 13F-HR FULT / Fulton Financial Corp. 17.45 745 745 0.00 13 13 0.00
2018-03-31 13F-HR OTTR / Otter Tail Corp. 43.89 319 319 0.00 14 14 0.00
2018-03-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.00 200 200 0.00 13 13 0.00
2018-03-31 13F-HR CBS / CBS Corp. 50.00 200 200 0.00 11 10 -9.09
2018-03-31 13F-HR OKTA / Okta, Inc. 40.00 250 10
2018-03-31 13F-HR NLY / Annaly Capital Management, Inc. 10.87 725 736 1.52 8 8 0.00
2018-03-31 13F-HR TTOO / T2 Biosystems, Inc. 6.00 1,000 6
2018-03-31 13F-HR ARFXF / Promis Neurosciences Inc 0.33 15,000 5
2018-03-31 13F-HR WBK / Westpac Banking Corp. Ltd. 21.62 185 185 0.00 4 4 0.00
2018-03-31 13F-HR MEDFF / MedReleaf Corp 13.33 300 4
2018-03-31 13F-HR WFT / Weatherford International plc 2.50 1,600 1,600 0.00 6 4 -33.33
2018-03-31 13F-HR SUPREME CANNABIS CO INC/THE / (86860J106) 1.20 2,500 3
2018-03-31 13F-HR FNMAS / Fannie Mae, 8.25% Fixed to Floating Rate Non-Cumul Preferred Stock, Series S 4.61 217 217 0.00 1 1 0.00
2018-03-31 13F-HR RIOT / Riot Blockchain Inc 10.00 100 100 0.00 2 1 -50.00
2018-03-31 13F-HR TDC / Teradata Corp. 125.00 8 8 0.00 1 1 0.00
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 76.92 13 13 0.00 1 1 0.00
2018-03-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 500.00 2 1
2018-03-31 13F-HR NCQ / NovaCopper Inc. 62.50 16 16 0.00 1 1 0.00
2018-03-31 13F-HR CMLS / Cumulus Media, Inc. 8.00 125 125 0.00 1 1 0.00
2018-03-31 13F-HR AQB / AquaBounty Technologies, Inc. 1,000.00 1 1 0.00 1 1 0.00
2018-03-31 13F-HR AMERICAN LITHIUM MINERALS IN / (027263102) 2.00 500 500 0.00 1 1 0.00
2018-03-31 13F-HR May 18 Puts on QQQ US / Equity Option (73935A954) Put 531.53 111 59
2018-03-31 13F-HR SOIGF / Strata Oil & Gas Inc. 0.75 1,340 1,340 0.00 1 1 0.00
2018-03-31 13F-HR HA / Hawaiian Holdings, Inc. Call 400.00 50 20
2018-03-31 13F-HR TRV / Travelers Companies, Inc. (The) 250.00 4 4 0.00 1 1 0.00
2018-03-31 13F-HR STWD / Starwood Property Trust Inc. 20.95 1,525 1,050 -31.15 32 22 -31.25
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.36 5,315 5,315 0.00 384 358 -6.77
2018-03-31 13F-HR ES / Eversource Energy 60.00 100 100 0.00 6 6 0.00
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 101,233 102,156 0.91 5,381 4,885 -9.22
2018-03-31 13F-HR F / Ford Motor Co. 11.07 31,540 39,576 25.48 394 438 11.17
2018-03-31 13F-HR OCN / Ocwen Financial Corp. 4.00 1,000 1,000 0.00 3 4 33.33
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.16 10,928 11,739 7.42 438 401 -8.45
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.18 3,400 3,400 0.00 348 395 13.51
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.47 112,926 156,923 38.96 6,371 8,548 34.17
2018-03-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.94 29,500 24,500 -16.95 435 366 -15.86
2018-03-31 13F-HR TAO / Claymore/AlphaShares China Real Estate 30.00 300 300 0.00 8 9 12.50
2018-03-31 13F-HR MMP / Magellan Midstream Partners, L.P. 58.35 36,735 50,950 38.70 2,606 2,973 14.08
2018-03-31 13F-HR TCEHY / Tencent Holding Ltd. 53.48 1,150 1,496 30.09 59 80 35.59
2018-03-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 8.00 1,000 1,000 0.00 8 8 0.00
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.42 27,045 28,821 6.57 2,144 2,260 5.41
2018-03-31 13F-HR SCHD / Schwab US Dividend Equity ETF 49.05 10,945 11,214 2.46 561 550 -1.96
2018-03-31 13F-HR BAC / Bank of America Corp. 29.99 367,494 369,353 0.51 10,885 11,077 1.76
2018-03-31 13F-HR PCG.PRA / Pacific Gas & Electric Co., 6.00% First Preferred 26.67 225 225 0.00 6 6 0.00
2018-03-31 13F-HR EFC / Ellington Financial LLC 14.81 18,500 44,100 138.38 267 653 144.57
2018-03-31 13F-HR KEYS / Keysight Technologies Inc. 60.00 50 50 0.00 2 3 50.00
2018-03-31 13F-HR NVTR / Nuvectra Corporation 12.99 6,238 11,240 80.19 50 146 192.00
2018-03-31 13F-HR SNAP / Snapchat, Inc. 15.00 6,637 200 -96.99 96 3 -96.87
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.54 1,515 1,531 1.06 261 281 7.66
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 47.62 105 105 0.00 5 5 0.00
2018-03-31 13F-HR CHCO / City Holding Co. 67.57 444 444 0.00 30 30 0.00
2018-03-31 13F-HR APC / Anadarko Petroleum Corp. 60.49 1,273 1,273 0.00 68 77 13.24
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.48 48,793 49,625 1.71 9,715 9,899 1.89
2018-03-31 13F-HR GBT / Global Blood Therapeutics, Inc. 50.00 700 200 -71.43 28 10 -64.29
2018-03-31 13F-HR TIER / Tier Reit Inc. 18.58 1,453 1,453 0.00 29 27 -6.90
2018-03-31 13F-HR MSG / The Madison Square Garden Company 245.00 200 200 0.00 42 49 16.67
2018-03-31 13F-HR HPQ / HP Inc. 22.00 0 1,000 0 22
2018-03-31 13F-HR GSAT / Globalstar, Inc. 0.67 18,000 18,000 0.00 23 12 -47.83
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 200.00 40 40 0.00 7 8 14.29
2018-03-31 13F-HR BLK / BlackRock, Inc. 537.50 80 80 0.00 41 43 4.88
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 78.12 320 320 0.00 24 25 4.17
2018-03-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.05 65,965 141,120 113.93 901 1,842 104.44
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.89 350,331 320,638 -8.48 13,480 13,752 2.02
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 50,000 0 -100.00 284 0 -100.00
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 351 0 -100.00 22 0 -100.00
2018-03-31 13F-HR IVR / Invesco Mortgage Capital Inc. 1,000 0 -100.00 17 0 -100.00
2018-03-31 13F-HR ECTE / Echo Therapeutics, Inc. 100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BVXV / BiondVax Pharmaceuticals Ltd. 10,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR MSRT / MassRoots, Inc. 50,000 0 -100.00 30 0 -100.00
2018-03-31 13F-HR ATHX / Athersys, Inc. 7,500 0 -100.00 13 0 -100.00
2018-03-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.16 345,807 515,389 49.04 4,475 6,267 40.04
2018-03-31 13F-HR ETN / Eaton Corporation 79.92 79,899 75,254 -5.81 6,336 6,014 -5.08
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 188,417 159,104 -15.56 16,196 14,521 -10.34
2018-03-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 42.48 3,543 237,060 6,590.94 160 10,070 6,193.75
2018-03-31 13F-HR GD / General Dynamics Corp. 220.90 39,309 35,948 -8.55 8,015 7,941 -0.92
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 331,600 406,156 22.48 12,630 15,255 20.78
2018-03-31 13F-HR BP / BP Plc 40.54 302,975 302,214 -0.25 12,767 12,252 -4.03
2018-03-31 13F-HR SO / Southern Co. (The) 44.66 0 136,539 0 6,098
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.49 318,585 329,236 3.34 11,574 11,685 0.96
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.97 86,752 84,781 -2.27 9,330 9,323 -0.08
2018-03-31 13F-HR AAPL / Apple, Inc. 167.78 100,812 89,596 -11.13 17,134 15,032 -12.27
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.16 47,701 47,254 -0.94 6,693 6,056 -9.52
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.39 111,558 95,959 -13.98 8,021 7,234 -9.81
2018-03-31 13F-HR AMLP / Alerian ETF 9.37 1,582,688 1,992,854 25.92 17,108 18,673 9.15
2018-03-31 13F-HR T / AT & T, Inc. 35.65 293,524 318,318 8.45 11,462 11,348 -0.99
2018-03-31 13F-HR CVX / Chevron Corp. 114.05 17,515 17,176 -1.94 2,196 1,959 -10.79
2018-03-31 13F-HR NLY.PRF / Annaly Capital Management, Inc. 25.35 66,139 106,164 60.52 1,713 2,691 57.09
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 7,138 11,590 62.37 1,264 1,852 46.52
2018-03-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 12.59 141,171 138,571 -1.84 2,126 1,745 -17.92
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24.48 122,318 130,718 6.87 3,234 3,200 -1.05
2018-03-31 13F-HR AGNC INVESTMENT CORP / PFD (00123Q500) 25.48 95,158 102,755 7.98 2,459 2,618 6.47
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 21.99 65,671 67,495 2.78 1,527 1,484 -2.82
2018-03-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.72 1,272 19,040 1,396.86 136 2,032 1,394.12
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.44 23,141 24,074 4.03 3,560 3,694 3.76
2018-03-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 16.47 141,555 119,270 -15.74 2,695 1,964 -27.12
2018-03-31 13F-HR ORCL / Oracle Corp. 45.75 66,870 70,881 6.00 3,178 3,243 2.05
2018-03-31 13F-HR WFC / Wells Fargo & Co. 52.41 26,501 26,502 0.00 1,616 1,389 -14.05
2018-03-31 13F-HR RTN / Raytheon Co. 215.84 12,128 12,143 0.12 2,281 2,621 14.91
2018-03-31 13F-HR PCG / PG&E Corp. 43.92 112,269 27,367 -75.62 5,013 1,202 -76.02
2018-03-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.26 20,097 19,997 -0.50 976 965 -1.13
2018-03-31 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 59.45 14,298 17,680 23.65 860 1,051 22.21
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.92 18,420 938
2018-03-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.00 61,470 88,090 43.31 847 1,145 35.18
2018-03-31 13F-HR PENNYMAC MTGE INVESTMENT / PFD (70931T301) 25.46 23,634 33,146 40.25 593 844 42.33
2018-03-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 71.69 11,214 12,024 7.22 795 862 8.43
2018-03-31 13F-HR C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 28.04 19,800 44,230 123.38 566 1,240 119.08
2018-03-31 13F-HR DIS / The Walt Disney Co. 100.47 14,466 12,242 -15.37 1,559 1,230 -21.10
2018-03-31 13F-HR BLACKROCK MUNIHOLDINGS NJ QU / CEF (09254X101) 13.39 40,254 72,964 81.26 580 977 68.45
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / CEF (112830104) 21.77 41,373 51,629 24.79 968 1,124 16.12
2018-03-31 13F-HR FEN / First Trust Energy Income & Growth Fund 21.76 51,720 49,220 -4.83 1,371 1,071 -21.88
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.58 13,024 12,925 -0.76 1,093 964 -11.80
2018-03-31 13F-HR MDT / Medtronic plc 80.23 12,275 12,240 -0.29 994 982 -1.21
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 56.02 14,530 14,531 0.01 863 814 -5.68
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.27 2,389 4,125 72.67 639 1,086 69.95
2018-03-31 13F-HR RLJE / RLJ Entertainment, Inc. 4.47 168,400 168,400 0.00 606 753 24.26
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.83 45,930 53,304 16.05 586 737 25.77
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.65 12,035 12,002 -0.27 1,437 1,256 -12.60
2018-03-31 13F-HR GM / General Motors Company 36.36 28,413 28,414 0.00 1,167 1,033 -11.48
2018-03-31 13F-HR INVESCO MORTGAGE CAPITAL / PFD (46131B209) 24.86 58,493 52,001 -11.10 1,462 1,293 -11.56
2018-03-31 13F-HR BBT / BB&T Corp. 52.06 843 9,930 1,077.94 42 517 1,130.95
2018-03-31 13F-HR LADR / Ladder Capital Corp 15.07 31,945 40,405 26.48 437 609 39.36
2018-03-31 13F-HR CELG / Celgene Corp. 89.20 16,113 5,594 -65.28 1,692 499 -70.51
2018-03-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 16.79 38,546 40,207 4.31 700 675 -3.57
2018-03-31 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25.66 18,026 16,600 -7.91 461 426 -7.59
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.13 2,065 2,065 0.00 507 500 -1.38
2018-03-31 13F-HR VTR / Ventas, Inc. 49.50 200 11,900 5,850.00 12 589 4,808.33
2018-03-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.94 124,739 91,697 -26.49 1,025 728 -28.98
2018-03-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.55 38,818 41,116 5.92 504 516 2.38
2018-03-31 13F-HR COP / ConocoPhillips 59.30 8,516 8,516 0.00 468 505 7.91
2018-03-31 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 11.50 40,890 52,540 28.49 487 604 24.02
2018-03-31 13F-HR UNP / Union Pacific Corp. 134.32 3,380 3,380 0.00 455 454 -0.22
2018-03-31 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 11.66 45,000 48,800 8.44 566 569 0.53
2018-03-31 13F-HR ABR / Arbor Realty Trust, Inc. 8.83 20,855 49,836 138.96 180 440 144.44
2018-03-31 13F-HR BA / Boeing Company (The) 328.09 2,450 1,972 -19.51 724 647 -10.64
2018-03-31 13F-HR CYS / CYS Investments, Inc. 24.41 36,077 17,247 -52.19 901 421 -53.27
2018-03-31 13F-HR CHIMERA INVESTMENT CORP / PFD (16934Q406) 25.45 3,575 15,324 328.64 92 390 323.91
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.18 3,444 3,444 0.00 413 376 -8.96
2018-03-31 13F-HR DXC / DXC Technology Company 100.63 3,796 3,796 0.00 361 382 5.82
2018-03-31 13F-HR EAD / Evergreen Income Advantage Fund 8.04 44,950 42,293 -5.91 379 340 -10.29
2018-03-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 9.78 16,550 34,475 108.31 168 337 100.60
2018-03-31 13F-HR RRC / Range Resources Corp. 14.52 22,960 20,524 -10.61 394 298 -24.37
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. 22.04 1,070 11,570 981.31 22 255 1,059.09
2018-03-31 13F-HR SLB / Schlumberger Ltd. 64.74 2,374 3,939 65.92 160 255 59.38
2018-03-31 13F-HR IMPV / Imperva, Inc. 43.25 0 7,145 0 309
2018-03-31 13F-HR TWO / Two Harbors Investment Corp. 15.37 12,562 23,234 84.95 205 357 74.15
2018-03-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 22.73 22,000 11,000 -50.00 480 250 -47.92
2018-03-31 13F-HR BLACKROCK MUNI 2020 TERM TRS / CEF (09249X109) 15.09 22,475 20,475 -8.90 336 309 -8.04
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 111.46 6,059 1,938 -68.01 727 216 -70.29
2018-03-31 13F-HR UBOH / United Bancshares, Inc. 22.00 20,000 9,000 -55.00 444 198 -55.41
2018-03-31 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 22.77 9,750 9,750 0.00 220 222 0.91
2018-03-31 13F-HR SPLK / Splunk Inc. 98.50 2,000 2,000 0.00 165 197 19.39
2018-03-31 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 25.54 8,300 8,300 0.00 216 212 -1.85
2018-03-31 13F-HR PM / Philip Morris International, Inc. 99.35 2,118 2,003 -5.43 224 199 -11.16
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.66 6,213 5,423 -12.72 174 150 -13.79
2018-03-31 13F-HR IES HOLDINGS INC / (44951W106) 15.10 40,120 10,130 -74.75 696 153 -78.02
2018-03-31 13F-HR DB / Deutsche Bank AG 14.00 900 10,500 1,066.67 17 147 764.71
2018-03-31 13F-HR IOVA / Iovance Biotherapeutics Inc. 16.90 18,313 9,825 -46.35 145 166 14.48
2018-03-31 13F-HR BLACKROCK NJ MUNI INCOME TRS / CEF (09248J101) 14.08 10,509 148
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.04 16,999 13,117 -22.84 230 171 -25.65
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 177.88 1,080 1,085 0.46 205 193 -5.85
2018-03-31 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 147.88 1,109 1,109 0.00 171 164 -4.09
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.03 4,830 6,580 36.23 116 191 64.66
2018-03-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.53 11,565 11,565 0.00 172 168 -2.33
2018-03-31 13F-HR NRZ / New Residential Investment Corp. 16.48 1,160 10,256 784.14 20 169 745.00
2018-03-31 13F-HR VVR / Van Kampen Senior Income Trust 4.40 54,585 37,285 -31.69 240 164 -31.67
2018-03-31 13F-HR CSLT / Castlight Health, Inc. 3.65 48,750 49,250 1.03 185 180 -2.70
2018-03-31 13F-HR NLY.PRC / Annaly Capital Management, Inc. 25.40 31,995 4,763 -85.11 812 121 -85.10
2018-03-31 13F-HR AVXL / Anavex Life Sciences Corp. 2.76 50,000 50,000 0.00 162 138 -14.81
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.38 520 520 0.00 140 138 -1.43
2018-03-31 13F-HR EV / Eaton Vance Corp. 11.55 11,000 11,000 0.00 131 127 -3.05
2018-03-31 13F-HR AGN / Allergan plc 168.28 725 725 0.00 119 122 2.52
2018-03-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 12.52 9,741 9,741 0.00 130 122 -6.15
2018-03-31 13F-HR DVY / iShares Select Dividend ETF 95.24 1,323 1,323 0.00 130 126 -3.08
2018-03-31 13F-HR ANDV / Andeavor Corp. 100.40 1,245 1,245 0.00 143 125 -12.59
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.62 1,336 1,618 21.11 85 90 5.88
2018-03-31 13F-HR WESTERN ASSET HIGH INCOME OP / CEF (95766K109) 4.82 18,764 18,870 0.56 94 91 -3.19
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.92 399 392 -1.75 76 116 52.63
2018-03-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 84.47 1,530 1,030 -32.68 133 87 -34.59
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 13.45 7,255 7,284 0.40 110 98 -10.91
2018-03-31 13F-HR STL / Sterling Bancorp 22.64 5,213 5,213 0.00 128 118 -7.81
2018-03-31 13F-HR ITONF / Ito En Ltd. 38.89 2,700 2,700 0.00 106 105 -0.94
2018-03-31 13F-HR NLR / VanEck Vectors ETF TR 48.74 2,031 2,031 0.00 99 99 0.00
2018-03-31 13F-HR ABBV / AbbVie Inc. 95.00 100 1,000 900.00 9 95 955.56
2018-03-31 13F-HR YELP / Yelp, Inc. 41.92 2,600 2,600 0.00 109 109 0.00
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF 88.04 99 1,045 955.56 8 92 1,050.00
2018-03-31 13F-HR SHPG / Shire Plc. 148.69 8,134 612 -92.48 1,264 91 -92.80
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 48.07 3,602 1,914 -46.86 169 92 -45.56
2018-03-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 52.78 3,705 1,762 -52.44 203 93 -54.19
2018-03-31 13F-HR FRT / Federal Realty Investment Trust 116.25 800 800 0.00 106 93 -12.26
2018-03-31 13F-HR AVB / AvalonBay Communities, Inc. 165.05 515 515 0.00 91 85 -6.59
2018-03-31 13F-HR ACN / Accenture plc 153.70 540 540 0.00 82 83 1.22
2018-03-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 20.50 1,000 4,000 300.00 17 82 382.35
2018-03-31 13F-HR ONVO / Organovo Holdings, Inc. 1.02 40,000 81,000 102.50 53 83 56.60
2018-03-31 13F-HR KKR / KKR & CO. L.P. 20.26 5,200 3,800 -26.92 109 77 -29.36
2018-03-31 13F-HR KHC / Kraft Heinz Company 62.65 1,245 1,245 0.00 97 78 -19.59
2018-03-31 13F-HR BCS / Barclays Bank Plc 11.87 330 7,330 2,121.21 3 87 2,800.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 89.50 880 905 2.84 87 81 -6.90
2018-03-31 13F-HR ROK / Rockwell Automation, Inc. 173.33 450 450 0.00 88 78 -11.36
2018-03-31 13F-HR FEYE / FireEye, Inc. 16.97 5,119 5,009 -2.15 72 85 18.06
2018-03-31 13F-HR MS / Morgan Stanley 53.87 1,485 1,485 0.00 78 80 2.56
2018-03-31 13F-HR BIIB / Biogen Inc. 273.33 0 300 0 82
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 68.83 988 988 0.00 74 68 -8.11
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.72 265 290 9.43 67 73 8.96
2018-03-31 13F-HR ECL / Ecolab, Inc. 138.00 500 500 0.00 67 69 2.99
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.14 1,271 1,271 0.00 68 65 -4.41
2018-03-31 13F-HR AXP / American Express Co. 93.54 759 759 0.00 75 71 -5.33
2018-03-31 13F-HR PJT / PJT Partners Inc. 50.00 0 1,500 0 75
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.41 1,008 1,008 0.00 66 74 12.12
2018-03-31 13F-HR UAL / United Continental Holdings, Inc. 69.19 5,055 1,055 -79.13 341 73 -78.59
2018-03-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 31.41 35 2,165 6,085.71 1 68 6,700.00
2018-03-31 13F-HR GSK / GlaxoSmithKline plc 39.09 2,086 1,765 -15.39 74 69 -6.76
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.84 1,900 1,900 0.00 65 70 7.69
2018-03-31 13F-HR JBLU / JetBlue Airways Corp. 20.33 3,000 61
2018-03-31 13F-HR MMM / 3M Co. 220.00 250 250 0.00 58 55 -5.17
2018-03-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 61.90 950 840 -11.58 61 52 -14.75
2018-03-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 100.79 635 635 0.00 64 64 0.00
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.27 0 660 0 51
2018-03-31 13F-HR CRL / Charles River Laboratories International, Inc. 106.67 600 600 0.00 66 64 -3.03
2018-03-31 13F-HR BRDCF / Bridgestone Corp. 43.33 1,500 1,500 0.00 69 65 -5.80
2018-03-31 13F-HR NKE / Nike, Inc. 66.14 710 756 6.48 44 50 13.64
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.10 3,816 3,816 0.00 49 50 2.04
2018-03-31 13F-HR OIH / Market Vectors Oil Service ETF 24.00 2,250 2,250 0.00 58 54 -6.90
2018-03-31 13F-HR AIG / American International Group, Inc. 54.84 1,003 1,003 0.00 59 55 -6.78
2018-03-31 13F-HR GE / General Electric Co. 13.56 468,487 4,055 -99.13 8,156 55 -99.33
2018-03-31 13F-HR A / Agilent Technologies, Inc. 66.31 739 739 0.00 49 49 0.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.44 4,905 4,905 0.00 71 61 -14.08
2018-03-31 13F-HR FLKS / Flex Pharma, Inc. 5.00 10,000 10,000 0.00 33 50 51.52
2018-03-31 13F-HR IYH / iShares U.S. Healthcare ETF 172.97 370 370 0.00 64 64 0.00
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.02 0 1,115 0 58
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 64.04 812 812 0.00 58 52 -10.34
2018-03-31 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604881) 23.50 2,000 2,000 0.00 49 47 -4.08
2018-03-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.95 4,100 4,100 0.00 49 49 0.00
2018-03-31 13F-HR ADDDF / adidas AG 122.08 385 385 0.00 38 47 23.68
2018-03-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.00 2,000 2,000 0.00 44 46 4.55
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.93 145 145 0.00 46 49 6.52
2018-03-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 21.50 2,000 2,000 0.00 47 43 -8.51
2018-03-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 36.41 3,903 1,236 -68.33 145 45 -68.97
2018-03-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.47 852 43
2018-03-31 13F-HR AR / Antero Resources Corporation 20.00 2,000 2,000 0.00 38 40 5.26
2018-03-31 13F-HR WBC / Wabco Holdings, Inc. 135.05 311 311 0.00 44 42 -4.55
2018-03-31 13F-HR VYM / Vanguard High Dividend Yield ETF 82.30 486 486 0.00 41 40 -2.44
2018-03-31 13F-HR GOLD / Randgold Resources Ltd. 82.22 450 450 0.00 44 37 -15.91
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 114.29 350 350 0.00 41 40 -2.44
2018-03-31 13F-HR LLY / Eli Lilly & Co. 77.36 530 530 0.00 44 41 -6.82
2018-03-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.33 5,000 4,500 -10.00 46 42 -8.70
2018-03-31 13F-HR NVDA / NVIDIA Corp. 229.17 194 192 -1.03 37 44 18.92
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 17.72 3,500 2,201 -37.11 66 39 -40.91
2018-03-31 13F-HR HP / Helmerich & Payne, Inc. 66.67 600 600 0.00 38 40 5.26
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.23 6,900 6,900 0.00 37 43 16.22
2018-03-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.31 12,755 1,620 -87.30 324 41 -87.35
2018-03-31 13F-HR XRX / Xerox Corp. 28.80 1,250 1,250 0.00 36 36 0.00
2018-03-31 13F-HR AZN / AstraZeneca Plc 34.52 1,043 1,043 0.00 36 36 0.00
2018-03-31 13F-HR BLACKROCK MUNICIPAL 2030 TAR / CEF (09257P105) 21.21 1,650 1,650 0.00 36 35 -2.78
2018-03-31 13F-HR MRO / Marathon Oil Corp. 15.98 2,003 2,003 0.00 34 32 -5.88
2018-03-31 13F-HR BLACKROCK MUNIYIELD CA QUALI / CEF (09254N103) 13.46 0 2,600 0.00 0 35
2018-03-31 13F-HR ABB / ABB Ltd. 24.00 1,500 1,500 0.00 40 36 -10.00
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. 112.73 200 275 37.50 26 31 19.23
2018-03-31 13F-HR SWN / Southwestern Energy Co. 4.30 3,975 6,975 75.47 22 30 36.36
2018-03-31 13F-HR VFH / Vanguard Financials ETF 68.82 465 465 0.00 32 32 0.00
2018-03-31 13F-HR HON / Honeywell International, Inc. 145.00 200 200 0.00 30 29 -3.33
2018-03-31 13F-HR VNO / Vornado Realty Trust 66.52 466 466 0.00 36 31 -13.89
2018-03-31 13F-HR O / Realty Income Corp. 51.47 544 544 0.00 31 28 -9.68
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 27.37 1,669 1,023 -38.71 52 28 -46.15
2018-03-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.90 10,000 10,000 0.00 28 29 3.57
2018-03-31 13F-HR KIM / Kimco Realty Corporation 14.60 1,575 1,575 0.00 28 23 -17.86
2018-03-31 13F-HR COH / Coach, Inc. 52.00 500 500 0.00 22 26 18.18
2018-03-31 13F-HR SLG / SL Green Realty Corp. 25.00 1,000 1,000 0.00 25 25 0.00
2018-03-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 130.00 200 200 0.00 23 26 13.04
2018-03-31 13F-HR IP / International Paper Company 54.55 440 440 0.00 25 24 -4.00
2018-03-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.79 1,535 1,885 22.80 23 26 13.04
2018-03-31 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 26.00 1,000 1,000 0.00 27 26 -3.70
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 173.33 275 150 -45.45 47 26 -44.68
2018-03-31 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 26.00 1,000 1,000 0.00 26 26 0.00
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.50 1,200 1,200 0.00 28 27 -3.57
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 83.08 500 325 -35.00 38 27 -28.95
2018-03-31 13F-HR AG MORTGAGE INVEST TR / PFD (001228303) 25.00 1,000 1,000 0.00 25 25 0.00
2018-03-31 13F-HR FRC / First Republic Bank (San Francisco, California) 26.00 1,000 1,000 0.00 26 26 0.00
2018-03-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.00 2,000 2,000 0.00 27 26 -3.70
2018-03-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.63 3,015 3,015 0.00 21 20 -4.76
2018-03-31 13F-HR SLNM / Salon Media Group, Inc. 0.05 378,214 20
2018-03-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.95 1,050 1,050 0.00 22 22 0.00
2018-03-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.33 300 300 0.00 19 19 0.00
2018-03-31 13F-HR SHAK / Shake Shack, Inc. 42.00 500 500 0.00 21 21 0.00
2018-03-31 13F-HR SAN / Banco Santander S.A. 6.45 2,947 2,947 0.00 19 19 0.00
2018-03-31 13F-HR ISBC / Investors Bancorp, Inc. 13.33 1,350 1,350 0.00 18 18 0.00
2018-03-31 13F-HR BB / Blackberry Limited 11.43 1,750 1,750 0.00 19 20 5.26
2018-03-31 13F-HR WIZD / Wizard World, Inc. 0.25 100,000 80,000 -20.00 15 20 33.33
2018-03-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 95.00 200 200 0.00 17 19 11.76
2018-03-31 13F-HR TGT / Target Corp. 68.40 507 307 -39.45 33 21 -36.36
2018-03-31 13F-HR FNMAK / Fannie Mae, 5.50% Non-Cumulative Preferred Stock, Series N 9.17 2,180 2,180 0.00 28 20 -28.57
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.65 25,318 850 -96.64 644 15 -97.67
2018-03-31 13F-HR EXC / Exelon Corp. 39.37 381 381 0.00 14 15 7.14
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 23.70 9,406 675 -92.82 258 16 -93.80
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 30.00 500 15
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 150.00 100 100 0.00 16 15 -6.25
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 26.87 670 670 0.00 19 18 -5.26
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.82 770 275 -64.29 47 17 -63.83
2018-03-31 13F-HR PSX / Phillips 66 97.70 173 174 0.58 17 17 0.00
2018-03-31 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 160.00 100 100 0.00 15 16 6.67
2018-03-31 13F-HR NSRGY / Nestle S.A. 80.00 200 200 0.00 17 16 -5.88
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. 15.00 0 1,000 0 15
2018-03-31 13F-HR MA / MasterCard Incorporated 180.00 100 100 0.00 15 18 20.00
2018-03-31 13F-HR ESV / Ensco plc 4.50 0 4,000 0 18
2018-03-31 13F-HR HRL / Hormel Foods Corp. 34.00 500 500 0.00 18 17 -5.56
2018-03-31 13F-HR KF / Korea Fund, Inc. (The) 40.00 450 450 0.00 18 18 0.00
2018-03-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 38.28 418 418 0.00 15 16 6.67
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.00 250 250 0.00 15 15 0.00
2018-03-31 13F-HR MAIN / Main Street Capital Corp. 37.50 300 400 33.33 11 15 36.36
2018-03-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.92 7,278 7,278 0.00 14 14 0.00
2018-03-31 13F-HR BKD / Brookdale Senior Living, Inc. 6.50 2,000 2,000 0.00 19 13 -31.58
2018-03-31 13F-HR MET / MetLife, Inc. 47.46 295 295 0.00 14 14 0.00
2018-03-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 150.00 100 100 0.00 13 15 15.38
2018-03-31 13F-HR RCG / RENN Fund, Inc. 1.30 10,000 10,000 0.00 15 13 -13.33
2018-03-31 13F-HR FNMA / Fannie Mae 1.40 0 10,000 0 14
2018-03-31 13F-HR V / Visa, Inc. 118.64 118 118 0.00 13 14 7.69
2018-03-31 13F-HR LUV / Southwest Airlines Co. 56.00 250 250 0.00 16 14 -12.50
2018-03-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.00 500 500 0.00 14 14 0.00
2018-03-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.35 1,234 1,234 0.00 15 14 -6.67
2018-03-31 13F-HR USD / ProShares Ultra Semiconductors 130.00 100 100 0.00 12 13 8.33
2018-03-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.00 1,000 10
2018-03-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.88 345 345 0.00 11 11 0.00
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 16.67 600 600 0.00 11 10 -9.09
2018-03-31 13F-HR IARE / Inventrust Properties Corp. 3.41 0 3,808 0 13
2018-03-31 13F-HR X / United States Steel Corp. 34.29 350 350 0.00 12 12 0.00
2018-03-31 13F-HR COMM / CommScope Holding Company, Inc. 40.00 300 300 0.00 11 12 9.09
2018-03-31 13F-HR WHR / Whirlpool Corp. 157.14 70 70 0.00 11 11 0.00
2018-03-31 13F-HR LGFRY / Longfor Properties Co Ltd 30.00 400 400 0.00 10 12 20.00
2018-03-31 13F-HR PJC / Piper Jaffray Companies, Inc. 83.97 131 131 0.00 11 11 0.00
2018-03-31 13F-HR COASTAL BANCORP INC / (19041P105) 50.00 200 200 0.00 11 10 -9.09
2018-03-31 13F-HR SCHW / Schwab Charles Corp 51.06 235 235 0.00 12 12 0.00
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 84.62 130 130 0.00 12 11 -8.33
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 110.00 100 100 0.00 11 11 0.00
2018-03-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 55.00 200 200 0.00 11 11 0.00
2018-03-31 13F-HR NVAX / Novavax, Inc. 2.06 15,335 5,335 -65.21 19 11 -42.11
2018-03-31 13F-HR PGR / Progressive Corp. (The) 60.00 200 200 0.00 11 12 9.09
2018-03-31 13F-HR LAZ / Lazard Ltd. 55.00 200 200 0.00 10 11 10.00
2018-03-31 13F-HR SFTBY / Softbank Group 36.67 300 300 0.00 11 11 0.00
2018-03-31 13F-HR LDOS / Leidos Holdings, Inc. 65.00 200 200 0.00 12 13 8.33
2018-03-31 13F-HR CHN / China Fund, Inc. 22.41 580 580 0.00 12 13 8.33
2018-03-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.18 55 55 0.00 11 12 9.09
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 68.97 116 8
2018-03-31 13F-HR OXLCO / Oxford Lane Capital Corp. 10.00 1,000 1,000 0.00 10 10 0.00
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 45.00 200 200 0.00 8 9 12.50
2018-03-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.44 50,117 516 -98.97 805 9 -98.88
2018-03-31 13F-HR NVO / Novo-Nordisk A/S 50.00 200 200 0.00 10 10 0.00
2018-03-31 13F-HR SGDM / Sprott Gold Miners ETF 20.00 500 500 0.00 10 10 0.00
2018-03-31 13F-HR KR / Kroger Co. 23.81 200 420 110.00 5 10 100.00
2018-03-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 13.86 577 577 0.00 8 8 0.00
2018-03-31 13F-HR ALLY / Ally Financial Inc. 26.40 303 303 0.00 8 8 0.00
2018-03-31 13F-HR TWX / Time Warner, Inc. 90.00 100 100 0.00 9 9 0.00
2018-03-31 13F-HR VIA / Viacom, Inc. 40.00 200 200 0.00 6 8 33.33
2018-03-31 13F-HR AGNC / AGNC Investment Corp. 17.98 445 445 0.00 8 8 0.00
2018-03-31 13F-HR DIN / DineEquity, Inc. 66.67 150 150 0.00 7 10 42.86
2018-03-31 13F-HR DVN / Devon Energy Corp. 32.00 250 250 0.00 10 8 -20.00
2018-03-31 13F-HR XNET / Xunlei Limited 10.00 1,000 1,000 0.00 15 10 -33.33
2018-03-31 13F-HR JBGS / JBG SMITH Properties 34.33 233 233 0.00 8 8 0.00
2018-03-31 13F-HR TTGT / TechTarget, Inc. 20.00 500 500 0.00 7 10 42.86
2018-03-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.33 675 675 0.00 9 9 0.00
2018-03-31 13F-HR VNQ / Vanguard REIT ETF 76.92 214 130 -39.25 17 10 -41.18
2018-03-31 13F-HR FAST / Fastenal Co. 57.14 140 140 0.00 7 8 14.29
2018-03-31 13F-HR STML / Stemline Therapeutics, Inc. 16.00 500 500 0.00 7 8 14.29
2018-03-31 13F-HR PHG / Koninklijke Philips N.V 40.00 200 200 0.00 7 8 14.29
2018-03-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 40.00 200 200 0.00 7 8 14.29
2018-03-31 13F-HR CLDR / Cloudera, Inc. 20.00 300 6
2018-03-31 13F-HR FENCF / Fennec Pharmaceuticals, Inc. 11.95 502 6
2018-03-31 13F-HR MYE / Myers Industries, Inc. 22.22 465 315 -32.26 9 7 -22.22
2018-03-31 13F-HR AXS / AXIS Capital Holdings Ltd. 60.00 100 100 0.00 5 6 20.00
2018-03-31 13F-HR ANET / Arista Networks, Inc. 240.00 25 25 0.00 5 6 20.00
2018-03-31 13F-HR FDX / FedEx Corp. 240.00 25 25 0.00 6 6 0.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.00 2,000 2,000 0.00 8 6 -25.00
2018-03-31 13F-HR VIAB / Viacom, Inc. 30.00 200 200 0.00 6 6 0.00
2018-03-31 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 28.00 250 250 0.00 6 7 16.67
2018-03-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.00 500 500 0.00 7 7 0.00
2018-03-31 13F-HR DBX / DROPBOX, INC. 30.30 165 5
2018-03-31 13F-HR GBTC / Bitcoin Investment Trust 10.47 3 573 19,000.00 6 6 0.00
2018-03-31 13F-HR SSYS / Stratasys, Ltd. 20.00 300 300 0.00 6 6 0.00
2018-03-31 13F-HR BOX / Box, Inc. 20.00 300 300 0.00 6 6 0.00
2018-03-31 13F-HR SBUX / Starbucks Corp. 60.00 100 100 0.00 5 6 20.00
2018-03-31 13F-HR VER / VEREIT, Inc. 7.00 1,000 1,000 0.00 7 7 0.00
2018-03-31 13F-HR ARCC / Ares Capital Corp. 15.09 464 464 0.00 7 7 0.00
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 50.00 120 120 0.00 6 6 0.00
2018-03-31 13F-HR COST / Costco Wholesale Corp. 200.00 40 40 0.00 7 8 14.29
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.47 182 5
2018-03-31 13F-HR TWMJF / Canopy Growth Corporation 25.00 200 5
2018-03-31 13F-HR HNP / Huaneng Power International, Inc. 25.00 200 200 0.00 4 5 25.00
2018-03-31 13F-HR BGS / B&G Foods, Inc. 25.00 200 200 0.00 7 5 -28.57
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 89.55 67 67 0.00 5 6 20.00
2018-03-31 13F-HR STO / Statoil ASA 25.00 200 200 0.00 4 5 25.00
2018-03-31 13F-HR MCD / McDonald's Corp. 142.86 35 35 0.00 6 5 -16.67
2018-03-31 13F-HR BSX / Boston Scientific Corp. 25.00 0 200 0 5
2018-03-31 13F-HR GOOD / Gladstone Commercial Corp. 16.67 300 300 0.00 6 5 -16.67
2018-03-31 13F-HR BKCC / BlackRock Capital Investment Corporation 6.25 800 800 0.00 4 5 25.00
2018-03-31 13F-HR HHDS / Highlands REIT Inc. 0.30 0 16,425 0 5
2018-03-31 13F-HR CUTR / Cutera, Inc. 50.00 200 100 -50.00 9 5 -44.44
2018-03-31 13F-HR UE / Urban Edge Properties 21.46 233 233 0.00 5 5 0.00
2018-03-31 13F-HR XHB / SPDR S&P Homebuilders ETF 41.67 120 120 0.00 5 5 0.00
2018-03-31 13F-HR SPH / Suburban Propane Partners, L.P. 23.15 216 216 0.00 5 5 0.00
2018-03-31 13F-HR NTDOY / Nintendo Co., Ltd. 60.00 0 100 0 6
2018-03-31 13F-HR PBT / Permian Basin Royalty Trust 10.00 500 500 0.00 4 5 25.00
2018-03-31 13F-HR SNR / New Senior Investment Group Inc. 8.00 1,621 500 -69.15 12 4 -66.67
2018-03-31 13F-HR VLO / Valero Energy Corp. 100.00 50 50 0.00 4 5 25.00
2018-03-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.93 3,262 403 -87.65 33 4 -87.88
2018-03-31 13F-HR ACBFF / Aurora Cannabis Inc. 8.00 500 4
2018-03-31 13F-HR SPHS / Sophiris Bio, Inc. 2.00 2,000 2,000 0.00 4 4 0.00
2018-03-31 13F-HR IVAC / Intevac, Inc. 6.00 500 500 0.00 3 3 0.00
2018-03-31 13F-HR WGO / Winnebago Industries, Inc. 40.00 5,000 100 -98.00 278 4 -98.56
2018-03-31 13F-HR TXMD / TherapeuticsMD, Inc. 5.00 20,800 800 -96.15 125 4 -96.80
2018-03-31 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 29.85 784 134 -82.91 23 4 -82.61
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 40.00 100 100 0.00 6 4 -33.33
2018-03-31 13F-HR HOLX / Hologic, Inc. 40.00 100 100 0.00 4 4 0.00
2018-03-31 13F-HR NMFC / New Mountain Finance Corporation 13.33 300 300 0.00 4 4 0.00
2018-03-31 13F-HR KW / Kennedy-Wilson Holdings, Inc. 15.00 200 200 0.00 3 3 0.00
2018-03-31 13F-HR FTMNF / Lundin Gold Inc. 4.00 1,000 1,000 0.00 3 4 33.33
2018-03-31 13F-HR SCE.PRC / Southern California Edison Co., 4.24% Series Cumul Preferred Stock 24.00 125 125 0.00 2 3 50.00
2018-03-31 13F-HR CI / Cigna Corp. 187.50 16 3
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 85.71 35 35 0.00 2 3 50.00
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 60.00 450 50 -88.89 29 3 -89.66
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 30.00 100 100 0.00 3 3 0.00
2018-03-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 15.15 408 198 -51.47 7 3 -57.14
2018-03-31 13F-HR SCE.PRB / Southern California Edison Co., 4.08% Series Cumul Preferred Stock 24.00 125 125 0.00 2 3 50.00
2018-03-31 13F-HR TRGP / Targa Resources Corp. 48.39 62 62 0.00 3 3 0.00
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 30.00 0 100 0 3
2018-03-31 13F-HR XYL / Xylem, Inc. 75.00 40 40 0.00 2 3 50.00
2018-03-31 13F-HR PCG.PRB / Pacific Gas & Electric Co., 5.50% First Preferred 21.90 137 137 0.00 3 3 0.00
2018-03-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.00 26,795 300 -98.88 294 3 -98.98
2018-03-31 13F-HR CAT / Caterpillar, Inc. 166.67 0 18 0 3
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 157.89 40 19 -52.50 6 3 -50.00
2018-03-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 26.67 75 75 0.00 3 2 -33.33
2018-03-31 13F-HR TRTC / Terra Tech Corp. 3.00 667 2
2018-03-31 13F-HR QBAK / Qualstar Corp. 13.33 75 75 0.00 1 1 0.00
2018-03-31 13F-HR UFPI / Universal Forest Products, Inc. 25.64 39 1
2018-03-31 13F-HR CBIS / Cannabis Science, Inc. 0.07 15,000 1
2018-03-31 13F-HR NVCR / NovoCure Limited 25.00 80 80 0.00 1 2 100.00
2018-03-31 13F-HR ACM / AECOM 25.00 40 40 0.00 1 1 0.00
2018-03-31 13F-HR ADXS / Advaxis, Inc. 1.18 850 850 0.00 2 1 -50.00
2018-03-31 13F-HR NRG / NRG Energy, Inc. 31.25 64 64 0.00 1 2 100.00
2018-03-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 4.00 250 250 0.00 1 1 0.00
2018-03-31 13F-HR PATK / Patrick Industries, Inc. 51.28 39 39 0.00 2 2 0.00
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 60.00 50 50 0.00 2 3 50.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 12.00 250 250 0.00 2 3 50.00
2018-03-31 13F-HR CX / Cemex S.A.B de C.V. 5.95 336 336 0.00 2 2 0.00
2018-03-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 222.22 9 9 0.00 1 2 100.00
2018-03-31 13F-HR BXE / Bellatrix Exploration Ltd 1.43 1,400 1,400 0.00 2 2 0.00
2018-03-31 13F-HR LKM / Link Motion Inc. 20.00 50 1
2018-03-31 13F-HR HAL / Halliburton Co. 57.14 44,572 35 -99.92 2,176 2 -99.91
2018-03-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 17.86 56 56 0.00 1 1 0.00
2018-03-31 13F-HR AA / Alcoa Corp. 55.56 36 36 0.00 1 2 100.00
2018-03-31 13F-HR RHHBY / Roche Holding Ltd 20.00 0 50 0 1
2018-03-31 13F-HR TK / Teekay Corp. 16.13 62 62 0.00 1 1 0.00
2018-03-31 13F-HR CWGL / Crimson Wine Group Ltd. 14.29 70 70 0.00 1 1 0.00
2018-03-31 13F-HR ZNGA / Zynga Inc. 4.67 214 214 0.00 1 1 0.00
2018-03-31 13F-HR QCP / Quality Care Properties, Inc. 25.00 40 40 0.00 1 1 0.00
2018-03-31 13F-HR CQQQ / Claymore Exchange-Traded Fund Trust 2 100.00 10 10 0.00 1 1 0.00
2018-03-31 13F-HR WLL / Whiting Petroleum Corp. 66.67 15 15 0.00 1 1 0.00
2018-03-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 20.00 50 50 0.00 1 1 0.00
2018-03-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 15.15 66 66 0.00 1 1 0.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 500.00 2 2 0.00 1 1 0.00
2018-03-31 13F-HR AXON / Axovant Sciences Ltd. 4.35 230 230 0.00 1 1 0.00
2018-03-31 13F-HR GLUU / Glu Mobile, Inc. 66.67 15 15 0.00 1 1 0.00
2018-03-31 13F-HR OCLR / Oclaro, Inc 166.67 6 6 0.00 1 1 0.00
2018-03-31 13F-HR MOTORS LIQUIDATION CO GUC TR / Unit (62010U101) 25.00 0 40 0.00 0 1
2018-03-31 13F-HR BWEN / Broadwind Energy, Inc. 8.93 112 112 0.00 1 1 0.00
2018-03-31 13F-HR UA / Under Armour, Inc., Class C 43.48 4,023 23 -99.43 60 1 -98.33
2018-03-31 13F-HR DFIN / Donnelley Financial Solutions 40.00 25 25 0.00 1 1 0.00
2018-03-31 13F-HR NCR / NCR Corp. 125.00 8 8 0.00 1 1 0.00
2018-03-31 13F-HR IFUS / Impact Fusion International Inc. 0.01 200,000 200,000 0.00 1 1 0.00
2018-03-31 13F-HR NG / NovaGold Resources Inc. 10.00 100 100 0.00 1 1 0.00
2018-03-31 13F-HR DB / Deutsche Bank AG Call 13.00 1,000 13
2018-03-31 13F-HR LUK / Leucadia National Corp. Call 5.00 1,000 3,000 200.00 10 15 50.00
2018-03-31 13F-HR INTC / Intel Corp. 52.08 268,241 247,204 -7.84 12,438 12,874 3.51
2018-03-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.50 1,200 1,200 0.00 9 9 0.00
2018-03-31 13F-HR NFG / National Fuel Gas Co. 53.33 150 150 0.00 8 8 0.00
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.91 438 440 0.46 28 29 3.57
2018-03-31 13F-HR May 18 Puts on SPY US / Equity Option (78462F953) Put 508.33 0 120 0.00 0 61
2018-03-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 7.20 5,000 5,000 0.00 18 36 100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 43.48 207 207 0.00 8 9 12.50
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 80.00 350 350 0.00 29 28 -3.45
2018-03-31 13F-HR CSOD / Cornerstone OnDemand, Inc. 38.99 3,616 3,616 0.00 128 141 10.16
2018-03-31 13F-HR SCZC / Santa Cruz County Bank (CA) 48.00 85,283 85,283 0.00 4,174 4,094 -1.92
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.28 1,640 109,757 6,592.50 151 8,702 5,662.91
2018-03-31 13F-HR LKSD.WI / LSC Communications, Inc. 40.00 25 25 0.00 1 1 0.00
2018-03-31 13F-HR TMP / Tompkins Financial, Inc. 80.00 100 100 0.00 8 8 0.00
2018-03-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 25.44 850 25,318 2,878.59 15 644 4,193.33
2018-03-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 3.00 1,000 1,000 0.00 2 3 50.00
2018-03-31 13F-HR XME / SPDR S&P Metals & Mining ETF 34.53 695 695 0.00 25 24 -4.00
2018-03-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 62.72 114,208 126,005 10.33 7,289 7,903 8.42
2018-03-31 13F-HR HDP / Hortonworks, Inc. 20.38 26,379 35,139 33.21 530 716 35.09
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 80.00 100 100 0.00 7 8 14.29
2018-03-31 13F-HR MO / Altria Group, Inc. 61.27 457 457 0.00 32 28 -12.50
2018-03-31 13F-HR VOD / Vodafone Group Plc 28.34 847 847 0.00 27 24 -11.11
2018-03-31 13F-HR NOK / Nokia Corp. 5.50 2,000 2,000 0.00 9 11 22.22
2018-03-31 13F-HR PFH / Corporate Asset Backed Corp., CABCO Trust J.C.Penney 7 5/8% Debs 12.50 400 400 0.00 5 5 0.00
2018-03-31 13F-HR MC / Moelis & Co. 50.00 700 500 -28.57 34 25 -26.47
2018-03-31 13F-HR AVXL / Anavex Life Sciences Corp. Call 20.00 0 600 0 12
2018-03-31 13F-HR HCP / HCP, Inc. 25.00 200 200 0.00 5 5 0.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. 46.67 150 150 0.00 6 7 16.67
2018-03-31 13F-HR PSEC / Prospect Capital Corp. 7.00 1,000 1,000 0.00 6 7 16.67
2018-03-31 13F-HR NSU / Nevsun Resources Ltd. 2.33 3,000 3,000 0.00 7 7 0.00
2018-03-31 13F-HR KBR / KBR, Inc. 16.22 1,788 1,788 0.00 35 29 -17.14
2018-03-31 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 25 25 0.00 3 3 0.00
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 151.82 893 59,431 6,555.21 137 9,023 6,486.13
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.73 3,176 3,786 19.21 392 476 21.43
2018-03-31 13F-HR WILC / G. Willi-Food International Ltd. 5.71 350 350 0.00 2 2 0.00
2018-03-31 13F-HR WDR / Waddell & Reed Financial, Inc. 20.00 500 500 0.00 11 10 -9.09
2018-03-31 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 35.71 1,677 28 -98.33 51 1 -98.04
2018-03-31 13F-HR CVS / CVS Health Corporation 62.21 26,868 40,653 51.31 1,952 2,529 29.56
2018-03-31 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 11.50 18,000 18,000 0.00 221 207 -6.33
2018-03-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.00 3,000 3,000 0.00 29 27 -6.90
2018-03-31 13F-HR UBA / Urstadt Biddle Properties, Inc. 20.00 500 500 0.00 10 10 0.00
2018-03-31 13F-HR FLO / Flowers Foods, Inc. 22.00 500 500 0.00 9 11 22.22
2018-03-31 13F-HR AINV / Apollo Investment Corp. 5.23 6,959 7,076 1.68 39 37 -5.13
2018-03-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 62.34 14,014 23,518 67.82 851 1,466 72.27
2018-03-31 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 11.14 5,500 3,500 -36.36 64 39 -39.06
2018-03-31 13F-HR EPI / WisdomTree India Earnings Fund 26.32 3,800 3,800 0.00 105 100 -4.76
2018-03-31 13F-HR JWN / Nordstrom, Inc. 48.00 500 500 0.00 23 24 4.35
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 47.13 1,310 1,358 3.66 60 64 6.67
2018-03-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.54 12,350 12,350 0.00 1,254 1,254 0.00
2018-03-31 13F-HR DOC / Physicians Realty Trust 16.67 300 300 0.00 5 5 0.00
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 15.11 19,387 19,387 0.00 283 293 3.53
2018-03-31 13F-HR STM / STMicroelectronics N.V. 22.00 500 500 0.00 10 11 10.00
2018-03-31 13F-HR VBR / Vanguard Small-Cap Value ETF 133.33 74 60 -18.92 9 8 -11.11
2018-03-31 13F-HR IYY / iShares Dow Jones U.S. ETF 131.88 1,600 1,600 0.00 214 211 -1.40
2018-03-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.50 2,000 2,000 0.00 60 61 1.67
2018-03-31 13F-HR GAL / SPDR SSgA Global Allocation ETF 37.78 515 450 -12.62 19 17 -10.53
2018-03-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 24.97 27,310 24,710 -9.52 789 617 -21.80
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.44 2,467 1,855 -24.81 2,885 2,685 -6.93
2018-03-31 13F-HR LULU / lululemon athletica inc. 85.71 140 140 0.00 11 12 9.09
2018-03-31 13F-HR C / Citigroup, Inc. 67.47 11,167 11,620 4.06 834 784 -6.00
2018-03-31 13F-HR CSX / CSX Corp. 60.61 33 33 0.00 1 2 100.00
2018-03-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.38 2,110 1,685 -20.14 120 95 -20.83
2018-03-31 13F-HR SKY / Skyline Corp. 22.05 40,250 10,250 -74.53 520 226 -56.54
2018-03-31 13F-HR OMEX / Odyssey Marine Exploration, Inc. 8.28 12,800 12,800 0.00 48 106 120.83
2018-03-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.65 23,652 21,186 -10.43 314 268 -14.65
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 750 0 -100.00 44 0 -100.00
2018-03-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 411 0 -100.00 30 0 -100.00
2018-03-31 13F-HR SDS / ProShares UltraShort S&P500 695 0 -100.00 28 0 -100.00
2018-03-31 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 300 0 -100.00 13 0 -100.00
2018-03-31 13F-HR JUNO / Juno Therapeutics, Inc. 100 0 -100.00 4 0 -100.00
2018-03-31 13F-HR ADNT / Adient plc 42 0 -100.00 3 0 -100.00
2018-03-31 13F-HR AUY / Yamana Gold Inc. 400 0 -100.00 1 0 -100.00
2018-03-31 13F-HR THC / Tenet Healthcare Corp. 60 0 -100.00 1 0 -100.00
2018-03-31 13F-HR January 18 Calls on VIX / Equity Option (12497K100) Call 1,047 0 -100.00 100 0 -100.00
2018-03-31 13F-HR SHAK / Shake Shack, Inc. Call 500 0 -100.00 1 0 -100.00
2018-03-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 1,661 0 -100.00 15 0 -100.00
2018-03-31 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 60 0 -100.00 3 0 -100.00
2018-03-31 13F-HR PHK / PIMCO High Income Fund 5,477 0 -100.00 40 0 -100.00
2018-03-31 13F-HR NLY.PRD / Annaly Capital Management, Inc. 20,315 0 -100.00 514 0 -100.00
2018-03-31 13F-HR ONCE / Spark Therapeutics, Inc. 900 0 -100.00 46 0 -100.00
2018-03-31 13F-HR USO / United States Oil Fund, LP 200 0 -100.00 2 0 -100.00
2018-03-31 13F-HR ACRE / Ares Commercial Real Estate Corp 14,000 0 -100.00 181 0 -100.00
2018-03-31 13F-HR ECN CAPITAL CORP / (26829L107) 100,000 0 -100.00 312 0 -100.00
2018-03-31 13F-HR OSTK / Overstock.com, Inc. 2,000 0 -100.00 130 0 -100.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 1,445 0 -100.00 101 0 -100.00
2018-03-31 13F-HR SFL / Ship Finance International Limited 2,386 0 -100.00 37 0 -100.00
2018-03-31 13F-HR MOS / Mosaic Company 800 0 -100.00 20 0 -100.00
2018-03-31 13F-HR January 18 Calls on USO US / Equity Option (91232N908) Call 1,000 0 -100.00 13 0 -100.00
2018-03-31 13F-HR CCLP / CSI Compressco LP 2,000 0 -100.00 10 0 -100.00
2018-03-31 13F-HR AATDF / AA LTD 108 0 -100.00 2 0 -100.00
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 8 0 -100.00 1 0 -100.00
2018-03-31 13F-HR NQ / NQ Mobile Inc. 50 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AB / AllianceBernstein Holding L.P. Call 1,002 0 -100.00 1 0 -100.00
2018-03-31 13F-HR RSO / Resource Capital Corp. 5 0 -100.00 1 0 -100.00
2018-03-31 13F-HR NBGGY / National Bank of Greece S.A. 3 0 -100.00 1 0 -100.00