InvestorEdge Wealth Management LLC
Portfolio Value $ 353,289,000
Current Positions538
Opened Positions5
Closed Positions64


Latest Holdings, Performance, AUM (from 13F, 13D)

Edge Wealth Management LLC has disclosed 538 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 353,289,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Edge Wealth Management LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , Alerian ETF (NYSE:AMLP) , Alphabet Inc. (NASDAQ:GOOGL) , Microsoft Corp. (NASDAQ:MSFT) , and Cisco Systems, Inc. (NASDAQ:CSCO) . Edge Wealth Management LLC's new positions include Santa Cruz County Bank (CA) (OTC:SCZC) , Clearbridge Energy MLP Fund Inc (XCEMX) , First Trust Energy Income & Growth Fund (AMEX:FEN) , Nuveen Intermediate Duration Municipal Term Fund (NYSE:NID) , and AK Steel Holding Corp. (NYSE:AKS) .

All Edge Wealth Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 17, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.54 12,350 12,350 0.00 1,257 1,254 -0.24
2017-12-31 13F-HR MDT / Medtronic plc 80.98 12,816 12,275 -4.22 996 994 -0.20
2017-12-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 60.72 10,491 14,014 33.58 611 851 39.28
2017-12-31 13F-HR C / Citigroup, Inc. 74.68 6,121 11,167 82.44 445 834 87.42
2017-12-31 13F-HR PENNYMAC MTGE INVESTMENT / PFD (70931T301) 25.09 23,634 593
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.26 10,319 10,945 6.07 483 561 16.15
2017-12-31 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 12.58 45,000 45,000 0.00 590 566 -4.07
2017-12-31 13F-HR SKY / Skyline Corp. 12.92 11,400 40,250 253.07 132 520 293.94
2017-12-31 13F-HR UAL / United Continental Holdings, Inc. 67.46 55 5,055 9,090.91 3 341 11,266.67
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.28 23,600 23,652 0.22 320 314 -1.87
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.68 50,000 284
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.60 18,355 19,387 5.62 255 283 10.98
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.43 17,862 9,406 -47.34 504 258 -48.81
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.76 1,025 2,118 106.63 114 224 96.49
2017-12-31 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 26.02 8,300 8,300 0.00 220 216 -1.82
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.79 3,129 3,705 18.41 162 203 25.31
2017-12-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.87 12,210 11,565 -5.28 182 172 -5.49
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.15 16,550 16,550 0.00 172 168 -2.33
2017-12-31 13F-HR AVXL / Anavex Life Sciences Corp. 3.24 50,000 50,000 0.00 209 162 -22.49
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 92.07 1,640 1,640 0.00 149 151 1.34
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 309.77 450 481 6.89 153 149 -2.61
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.86 1,245 1,245 0.00 128 143 11.72
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 153.42 681 893 31.13 101 137 35.64
2017-12-31 13F-HR TXMD / TherapeuticsMD, Inc. 6.01 800 20,800 2,500.00 4 125 3,025.00
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.87 2,310 2,110 -8.66 126 120 -4.76
2017-12-31 13F-HR YELP / Yelp, Inc. 41.92 2,600 2,600 0.00 112 109 -2.68
2017-12-31 13F-HR WESTERN ASSET HIGH INCOME OP / CEF (95766K109) 5.01 18,764 94
2017-12-31 13F-HR CHIMERA INVESTMENT CORP / PFD (16934Q406) 25.73 3,575 92
2017-12-31 13F-HR AXP / American Express Co. 98.81 759 759 0.00 69 75 8.70
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.00 500 500 0.00 64 67 4.69
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 100.79 635 635 0.00 60 64 6.67
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.21 1,900 1,900 0.00 50 65 30.00
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 172.97 370 370 0.00 63 64 1.59
2017-12-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.00 2,000 2,000 0.00 57 60 5.26
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF 25.78 3,000 2,250 -25.00 78 58 -25.64
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.43 812 812 0.00 56 58 3.57
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. 1.32 40,000 53
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 170.91 550 275 -50.00 81 47 -41.98
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.67 300 750 150.00 18 44 144.44
2017-12-31 13F-HR BLK / BlackRock, Inc. 512.50 80 80 0.00 36 41 13.89
2017-12-31 13F-HR ABB / ABB Ltd. 26.67 1,500 1,500 0.00 37 40 8.11
2017-12-31 13F-HR NVDA / NVIDIA Corp. 190.72 194 194 0.00 35 37 5.71
2017-12-31 13F-HR MC / Moelis & Co. 48.57 700 700 0.00 30 34 13.33
2017-12-31 13F-HR VFH / Vanguard Financials ETF 68.82 465 465 0.00 30 32 6.67
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 71.43 420 420 0.00 27 30 11.11
2017-12-31 13F-HR IWY / iShares Russell Top 200 Growth ETF 72.99 411 411 0.00 28 30 7.14
2017-12-31 13F-HR SDS / ProShares UltraShort S&P500 40.29 375 695 85.33 18 28 55.56
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 23.33 1,200 1,200 0.00 27 28 3.70
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.80 10,000 10,000 0.00 36 28 -22.22
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. 40.00 765 700 -8.50 23 28 21.74
2017-12-31 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 26.00 1,000 1,000 0.00 27 26 -3.70
2017-12-31 13F-HR JWN / Nordstrom, Inc. 46.00 500 23
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 75.00 320 320 0.00 24 24 0.00
2017-12-31 13F-HR SHAK / Shake Shack, Inc. 42.00 500 500 0.00 17 21 23.53
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 3.60 10,000 5,000 -50.00 43 18 -58.14
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 79.44 214 214 0.00 18 17 -5.56
2017-12-31 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 150.00 100 100 0.00 15 15 0.00
2017-12-31 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 35.89 418 418 0.00 15 15 0.00
2017-12-31 13F-HR XNET / Xunlei Limited 15.00 1,000 15
2017-12-31 13F-HR EXC / Exelon Corp. 36.75 381 381 0.00 14 14 0.00
2017-12-31 13F-HR WIZD / Wizard World, Inc. 0.15 100,000 100,000 0.00 27 15 -44.44
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.00 500 500 0.00 12 14 16.67
2017-12-31 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 43.33 300 300 0.00 16 13 -18.75
2017-12-31 13F-HR V / Visa, Inc. 110.17 118 118 0.00 12 13 8.33
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.06 235 235 0.00 10 12 20.00
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.31 130 130 0.00 10 12 20.00
2017-12-31 13F-HR CHN / China Fund, Inc. 20.69 580 580 0.00 12 12 0.00
2017-12-31 13F-HR STM / STMicroelectronics N.V. 20.00 500 500 0.00 10 10 0.00
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.57 140 140 0.00 9 11 22.22
2017-12-31 13F-HR LGFRY / Longfor Properties Co Ltd 25.00 400 400 0.00 10 10 0.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 40.00 250 250 0.00 9 10 11.11
2017-12-31 13F-HR ABBV / AbbVie Inc. 90.00 0 100 0 9
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 80.81 99 99 0.00 9 8 -11.11
2017-12-31 13F-HR PHG / Koninklijke Philips N.V 35.00 200 200 0.00 8 7 -12.50
2017-12-31 13F-HR COST / Costco Wholesale Corp. 175.00 6,112 40 -99.35 1,007 7 -99.30
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.09 464 464 0.00 8 7 -12.50
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 50.00 150 120 -20.00 7 6 -14.29
2017-12-31 13F-HR BOX / Box, Inc. 20.00 0 300 0 6
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 150.00 0 40 0 6
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.00 232 200 -13.79 6 6 0.00
2017-12-31 13F-HR UE / Urban Edge Properties 21.46 233 233 0.00 6 5 -16.67
2017-12-31 13F-HR KR / Kroger Co. 25.00 500 200 -60.00 10 5 -50.00
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. 2.00 2,000 2,000 0.00 4 4 0.00
2017-12-31 13F-HR WBK / Westpac Banking Corp. Ltd. 21.62 185 185 0.00 5 4 -20.00
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR NMFC / New Mountain Finance Corporation 13.33 300 300 0.00 4 4 0.00
2017-12-31 13F-HR FTMNF / Lundin Gold Inc. 3.00 1,000 1,000 0.00 4 3 -25.00
2017-12-31 13F-HR PCG.PRB / Pacific Gas & Electric Co., 5.50% First Preferred 21.90 137 137 0.00 4 3 -25.00
2017-12-31 13F-HR ADNT / Adient plc 71.43 42 42 0.00 4 3 -25.00
2017-12-31 13F-HR TRGP / Targa Resources Corp. 48.39 62 62 0.00 3 3 0.00
2017-12-31 13F-HR PATK / Patrick Industries, Inc. 51.28 126 39 -69.05 11 2 -81.82
2017-12-31 13F-HR BXE / Bellatrix Exploration Ltd 1.43 1,400 1,400 0.00 4 2 -50.00
2017-12-31 13F-HR AA / Alcoa Corp. 27.78 0 36 0 1
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 111.11 9 9 0.00 2 1 -50.00
2017-12-31 13F-HR AUY / Yamana Gold Inc. 2.50 0 400 0 1
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 17.86 56 56 0.00 1 1 0.00
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 16.67 60 60 0.00 1 1 0.00
2017-12-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 15.15 66 66 0.00 1 1 0.00
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 500.00 2 2 0.00 1 1 0.00
2017-12-31 13F-HR DFIN / Donnelley Financial Solutions 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR January 18 Calls on VIX / Equity Option Call (12497K100) 95.51 1,047 100
2017-12-31 13F-HR NG / NovaGold Resources Inc. 10.00 8,600 100 -98.84 35 1 -97.14
2017-12-31 13F-HR NCR / NCR Corp. 125.00 8 8 0.00 1 1 0.00
2017-12-31 13F-HR GLUU / Glu Mobile, Inc. 66.67 15 15 0.00 1 1 0.00
2017-12-31 13F-HR OCLR / Oclaro, Inc 166.67 6 6 0.00 1 1 0.00
2017-12-31 13F-HR SHAK / Shake Shack, Inc. Call 2.00 500 1
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,055.23 16,352 15,789 -3.44 15,935 16,661 4.56
2017-12-31 13F-HR CAGDF / Centerra Gold Inc. 5.10 10,200 10,200 0.00 73 52 -28.77
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.81 2,010 3,435 70.90 114 202 77.19
2017-12-31 13F-HR CBS / CBS Corp. 55.00 200 200 0.00 12 11 -8.33
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 250.00 4 4 0.00 1 1 0.00
2017-12-31 13F-HR MMM / 3M Co. 232.00 250 250 0.00 52 58 11.54
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.50 400 400 0.00 18 19 5.56
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.88 300 345 15.00 9 11 22.22
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,044.12 345 340 -1.45 331 355 7.25
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.45 745 745 0.00 14 13 -7.14
2017-12-31 13F-HR TDC / Teradata Corp. 125.00 8 8 0.00 1 1 0.00
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.00 200 200 0.00 6 7 16.67
2017-12-31 13F-HR TOT / Total S.A. 55.53 5,040 4,340 -13.89 270 241 -10.74
2017-12-31 13F-HR WFT / Weatherford International plc 3.75 1,600 1,600 0.00 7 6 -14.29
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.12 1,123 3,262 190.47 12 33 175.00
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 20.98 1,525 1,525 0.00 33 32 -3.03
2017-12-31 13F-HR INTC / Intel Corp. 46.37 274,662 268,241 -2.34 10,460 12,438 18.91
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.50 2,000 2,000 0.00 46 47 2.17
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.50 1,200 1,200 0.00 10 9 -10.00
2017-12-31 13F-HR SCE.PRC / Southern California Edison Co., 4.24% Series Cumul Preferred Stock 16.00 125 125 0.00 3 2 -33.33
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.97 2,003 2,003 0.00 27 34 25.93
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.33 635 600 -5.51 11 11 0.00
2017-12-31 13F-HR OXLCO / Oxford Lane Capital Corp. 10.00 1,000 1,000 0.00 10 10 0.00
2017-12-31 13F-HR FNMAS / Fannie Mae, 8.25% Fixed to Floating Rate Non-Cumul Preferred Stock, Series S 4.61 217 217 0.00 1 1 0.00
2017-12-31 13F-HR NFG / National Fuel Gas Co. 53.33 150 150 0.00 8 8 0.00
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.03 0 1,661 0 15
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 57.14 35 35 0.00 2 2 0.00
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.21 1,245 1,245 0.00 63 65 3.17
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.00 200 200 0.00 9 8 -11.11
2017-12-31 13F-HR SLG / SL Green Realty Corp. 25.00 1,000 1,000 0.00 25 25 0.00
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.93 437 438 0.23 26 28 7.69
2017-12-31 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 37.15 4,451 3,903 -12.31 156 145 -7.05
2017-12-31 13F-HR LADR / Ladder Capital Corp 13.68 32,445 31,945 -1.54 446 437 -2.02
2017-12-31 13F-HR TK / Teekay Corp. 16.13 62 62 0.00 1 1 0.00
2017-12-31 13F-HR UTX / United Technologies Corp. 127.85 12,357 22,166 79.38 1,431 2,834 98.04
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.25 6,075 5,315 -12.51 415 384 -7.47
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.00 200 200 0.00 22 23 4.55
2017-12-31 13F-HR OGZPY / PJSC Gazprom 4.37 25,200 25,200 0.00 106 110 3.77
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.97 3,015 3,015 0.00 22 21 -4.55
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 40.00 75 75 0.00 4 3 -25.00
2017-12-31 13F-HR ES / Eversource Energy 60.00 100 100 0.00 6 6 0.00
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 53.15 261,374 101,233 -61.27 12,914 5,381 -58.33
2017-12-31 13F-HR F / Ford Motor Co. 12.49 32,610 31,540 -3.28 391 394 0.77
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 28.01 6,213 6,213 0.00 160 174 8.75
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 38.65 207 207 0.00 8 8 0.00
2017-12-31 13F-HR QBAK / Qualstar Corp. 13.33 75 75 0.00 1 1 0.00
2017-12-31 13F-HR CWGL / Crimson Wine Group Ltd. 14.29 70 70 0.00 1 1 0.00
2017-12-31 13F-HR IVAC / Intevac, Inc. 6.00 500 500 0.00 4 3 -25.00
2017-12-31 13F-HR CELG / Celgene Corp. 105.01 13,939 16,113 15.60 2,032 1,692 -16.73
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 76.92 13 13 0.00 1 1 0.00
2017-12-31 13F-HR MTB / M & T Bank Corp. 169.81 159 159 0.00 26 27 3.85
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 74.63 67 67 0.00 5 5 0.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.86 350 350 0.00 29 29 0.00
2017-12-31 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.94 325,367 345,807 6.28 4,283 4,475 4.48
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.44 450 450 0.00 24 29 20.83
2017-12-31 13F-HR CSOD / Cornerstone OnDemand, Inc. 35.40 3,616 3,616 0.00 147 128 -12.93
2017-12-31 13F-HR PCG / PG&E Corp. 44.65 340 112,269 32,920.29 23 5,013 21,695.65
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.16 39,040 38,546 -1.27 729 700 -3.98
2017-12-31 13F-HR ZNGA / Zynga Inc. 4.67 214 214 0.00 1 1 0.00
2017-12-31 13F-HR CVX / Chevron Corp. 125.38 20,905 17,515 -16.22 2,452 2,196 -10.44
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. 4.35 1,630 230 -85.89 11 1 -90.91
2017-12-31 13F-HR JPEM / JPMorgan Diversified Return Emerging Markets Equity ETF 50.00 60 60 0.00 3 3 0.00
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 65.00 200 200 0.00 13 13 0.00
2017-12-31 13F-HR OCN / Ocwen Financial Corp. 3.00 1,000 1,000 0.00 3 3 0.00
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.71 20,717 20,838 0.58 241 244 1.24
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 30.00 100 100 0.00 4 3 -25.00
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.56 12,397 20,097 62.11 599 976 62.94
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.30 0 5,477 0 40
2017-12-31 13F-HR DB / Deutsche Bank AG 18.89 400 900 125.00 7 17 142.86
2017-12-31 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 60.15 9,936 14,298 43.90 575 860 49.57
2017-12-31 13F-HR PMT / Penny Mac Mortgage Investment Trust 16.06 19,056 50,117 163.00 332 805 142.47
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.08 11,324 10,928 -3.50 434 438 0.92
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.62 45,228 1,336 -97.05 2,347 85 -96.38
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.35 3,400 3,400 0.00 317 348 9.78
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.78 52,038 61,470 18.13 719 847 17.80
2017-12-31 13F-HR NVCR / NovoCure Limited 12.50 0 80 0 1
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.92 7,278 7,278 0.00 9 14 55.56
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. 40.00 25 25 0.00 1 1 0.00
2017-12-31 13F-HR TMP / Tompkins Financial, Inc. 80.00 100 100 0.00 9 8 -11.11
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 25.22 850 26,968 3,072.71 15 680 4,433.33
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 50.00 200 200 0.00 10 10 0.00
2017-12-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 64.21 950 950 0.00 62 61 -1.61
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.96 195,117 188,417 -3.43 14,504 16,196 11.67
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.50 2,000 2,000 0.00 21 19 -9.52
2017-12-31 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 29.34 9,034 784 -91.32 329 23 -93.01
2017-12-31 13F-HR MYE / Myers Industries, Inc. 19.35 465 465 0.00 10 9 -10.00
2017-12-31 13F-HR IP / International Paper Company 56.82 440 440 0.00 25 25 0.00
2017-12-31 13F-HR NLY.PRF / Annaly Capital Management, Inc. 25.90 66,239 66,139 -0.15 1,696 1,713 1.00
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.65 29,495 850 -97.12 749 15 -98.00
2017-12-31 13F-HR NLY.PRD / Annaly Capital Management, Inc. 25.30 20,315 20,315 0.00 514 514 0.00
2017-12-31 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25.57 19,346 18,026 -6.82 493 461 -6.49
2017-12-31 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.00 2,500 1,000 -60.00 8 2 -75.00
2017-12-31 13F-HR FB / Facebook, Inc. 177.08 7,289 7,138 -2.07 1,243 1,264 1.69
2017-12-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.95 1,050 1,050 0.00 22 22 0.00
2017-12-31 13F-HR X / United States Steel Corp. 34.29 350 350 0.00 9 12 33.33
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 35.97 695 695 0.00 22 25 13.64
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.11 1,029 1,029 0.00 129 138 6.98
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 45.16 3,543 3,543 0.00 166 160 -3.61
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.82 111,114 114,208 2.78 7,187 7,289 1.42
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 176.70 515 515 0.00 92 91 -1.09
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.52 2,150 2,065 -3.95 496 507 2.22
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 50.00 100 100 0.00 6 5 -16.67
2017-12-31 13F-HR NLY.PRC / Annaly Capital Management, Inc. 25.38 31,995 31,995 0.00 806 812 0.74
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.03 725 725 0.00 9 8 -11.11
2017-12-31 13F-HR COMM / CommScope Holding Company, Inc. 36.67 300 300 0.00 10 11 10.00
2017-12-31 13F-HR MET / MetLife, Inc. 47.46 200 295 47.50 10 14 40.00
2017-12-31 13F-HR STO / Statoil ASA 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR SGDM / Sprott Gold Miners ETF 20.00 500 500 0.00 10 10 0.00
2017-12-31 13F-HR GD / General Dynamics Corp. 203.90 41,213 39,309 -4.62 8,458 8,015 -5.24
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.09 321,300 331,600 3.21 12,466 12,630 1.32
2017-12-31 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 14.98 3,382 1,535 -54.61 53 23 -56.60
2017-12-31 13F-HR MCD / McDonald's Corp. 171.43 35 35 0.00 5 6 20.00
2017-12-31 13F-HR HDP / Hortonworks, Inc. 20.09 15,350 26,379 71.85 258 530 105.43
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 70.00 0 100 0 7
2017-12-31 13F-HR MO / Altria Group, Inc. 70.02 437 457 4.58 28 32 14.29
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 160.00 100 100 0.00 15 16 6.67
2017-12-31 13F-HR NCQ / NovaCopper Inc. 62.50 16 16 0.00 1 1 0.00
2017-12-31 13F-HR CRL / Charles River Laboratories International, Inc. 110.00 600 600 0.00 65 66 1.54
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.88 847 847 0.00 24 27 12.50
2017-12-31 13F-HR WHR / Whirlpool Corp. 157.14 70 70 0.00 13 11 -15.38
2017-12-31 13F-HR MIC / Macquarie Infrastructure Company LLC 60.00 100 100 0.00 7 6 -14.29
2017-12-31 13F-HR NOK / Nokia Corp. 4.50 2,000 2,000 0.00 12 9 -25.00
2017-12-31 13F-HR PFH / Corporate Asset Backed Corp., CABCO Trust J.C.Penney 7 5/8% Debs 12.50 400 400 0.00 6 5 -16.67
2017-12-31 13F-HR AR / Antero Resources Corporation 19.00 0 2,000 0 38
2017-12-31 13F-HR ACN / Accenture plc 151.85 540 540 0.00 73 82 12.33
2017-12-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 62.68 351 351 0.00 21 22 4.76
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.36 670 670 0.00 20 19 -5.00
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.42 23,557 112,926 379.37 1,502 6,371 324.17
2017-12-31 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.33 300 300 0.00 18 19 5.56
2017-12-31 13F-HR SNR / New Senior Investment Group Inc. 7.40 500 1,621 224.20 5 12 140.00
2017-12-31 13F-HR NRG / NRG Energy, Inc. 15.62 64 64 0.00 2 1 -50.00
2017-12-31 13F-HR HCP / HCP, Inc. 25.00 200 200 0.00 6 5 -16.67
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 40.00 150 150 0.00 8 6 -25.00
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 3,444 3,444 0.00 383 413 7.83
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.04 770 770 0.00 49 47 -4.08
2017-12-31 13F-HR ODFL / Old Dominion Freight Line, Inc. 130.00 100 100 0.00 11 13 18.18
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.00 1,000 1,000 0.00 7 6 -14.29
2017-12-31 13F-HR NSU / Nevsun Resources Ltd. 2.33 3,000 3,000 0.00 7 7 0.00
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.89 11,000 11,214 1.95 726 795 9.50
2017-12-31 13F-HR VTR / Ventas, Inc. 60.00 200 200 0.00 13 12 -7.69
2017-12-31 13F-HR PSX / Phillips 66 98.27 172 173 0.58 16 17 6.25
2017-12-31 13F-HR HON / Honeywell International, Inc. 150.00 200 200 0.00 28 30 7.14
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.45 2,927 2,947 0.68 20 19 -5.00
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. 141.48 311 311 0.00 46 44 -4.35
2017-12-31 13F-HR KBR / KBR, Inc. 19.57 1,788 1,788 0.00 32 35 9.38
2017-12-31 13F-HR C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 28.59 23,077 19,800 -14.20 668 566 -15.27
2017-12-31 13F-HR ISBC / Investors Bancorp, Inc. 13.33 1,350 1,350 0.00 18 18 0.00
2017-12-31 13F-HR TAO / Claymore/AlphaShares China Real Estate 26.67 300 300 0.00 9 8 -11.11
2017-12-31 13F-HR NKE / Nike, Inc. 61.97 715 710 -0.70 37 44 18.92
2017-12-31 13F-HR IOVA / Iovance Biotherapeutics Inc. 7.92 19,313 18,313 -5.18 150 145 -3.33
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.94 26,675 36,735 37.71 1,881 2,606 38.54
2017-12-31 13F-HR TCEHY / Tencent Holding Ltd. 51.30 500 1,150 130.00 22 59 168.18
2017-12-31 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 8.00 0 1,000 0 8
2017-12-31 13F-HR BWEN / Broadwind Energy, Inc. 8.93 112 112 0.00 1 1 0.00
2017-12-31 13F-HR HOLX / Hologic, Inc. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR KKR / KKR & CO. L.P. 20.96 5,200 5,200 0.00 105 109 3.81
2017-12-31 13F-HR BB / Blackberry Limited 10.86 1,750 1,750 0.00 20 19 -5.00
2017-12-31 13F-HR XYL / Xylem, Inc. 50.00 65 40 -38.46 4 2 -50.00
2017-12-31 13F-HR QCP / Quality Care Properties, Inc. 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 12.84 4,316 3,816 -11.58 56 49 -12.50
2017-12-31 13F-HR ANET / Arista Networks, Inc. 200.00 30 25 -16.67 6 5 -16.67
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 269.23 520 520 0.00 131 140 6.87
2017-12-31 13F-HR IVR / Invesco Mortgage Capital Inc. 17.00 1,000 1,000 0.00 17 17 0.00
2017-12-31 13F-HR PJC / Piper Jaffray Companies, Inc. 83.97 131 131 0.00 8 11 37.50
2017-12-31 13F-HR ECTE / Echo Therapeutics, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.91 14,368 4,023 -72.00 237 60 -74.68
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.90 988 988 0.00 63 74 17.46
2017-12-31 13F-HR BP / BP Plc 42.14 315,151 302,975 -3.86 12,111 12,767 5.42
2017-12-31 13F-HR BVXV / BiondVax Pharmaceuticals Ltd. 0.10 10,000 10,000 0.00 2 1 -50.00
2017-12-31 13F-HR GOLD / Randgold Resources Ltd. 97.78 450 450 0.00 44 44 0.00
2017-12-31 13F-HR FDX / FedEx Corp. 240.00 0 25 0 6
2017-12-31 13F-HR BAC / Bank of America Corp. 29.62 360,654 367,494 1.90 9,145 10,885 19.03
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 26.00 1,000 1,000 0.00 27 26 -3.70
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.77 11,523 14,466 25.54 1,134 1,559 37.48
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 11.95 4,100 4,100 0.00 50 49 -2.00
2017-12-31 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 85.00 200 200 0.00 15 17 13.33
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 4.00 82,000 2,000 -97.56 354 8 -97.74
2017-12-31 13F-HR XRX / Xerox Corp. 28.80 1,250 1,250 0.00 42 36 -14.29
2017-12-31 13F-HR NSRGY / Nestle S.A. 85.00 200 200 0.00 17 17 0.00
2017-12-31 13F-HR COP / ConocoPhillips 54.96 8,516 8,516 0.00 426 468 9.86
2017-12-31 13F-HR TWX / Time Warner, Inc. 90.00 100 100 0.00 10 9 -10.00
2017-12-31 13F-HR PCG.PRA / Pacific Gas & Electric Co., 6.00% First Preferred 26.67 225 225 0.00 7 6 -14.29
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.91 11,000 11,000 0.00 130 131 0.77
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 66.67 62 15 -75.81 1 1 0.00
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.16 5,000 7,255 45.10 72 110 52.78
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.43 2,971 3,176 6.90 362 392 8.29
2017-12-31 13F-HR FAST / Fastenal Co. 50.00 140 140 0.00 6 7 16.67
2017-12-31 13F-HR VNO / Vornado Realty Trust 77.25 466 466 0.00 36 36 0.00
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR STL / Sterling Bancorp 24.55 5,213 5,213 0.00 129 128 -0.78
2017-12-31 13F-HR ITONF / Ito En Ltd. 39.26 2,700 2,700 0.00 92 106 15.22
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 252.83 265 265 0.00 63 67 6.35
2017-12-31 13F-HR ADDDF / adidas AG 98.70 670 385 -42.54 76 38 -50.00
2017-12-31 13F-HR STML / Stemline Therapeutics, Inc. 14.00 500 500 0.00 6 7 16.67
2017-12-31 13F-HR WILC / G. Willi-Food International Ltd. 5.71 350 350 0.00 2 2 0.00
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 8.43 42,661 44,950 5.37 371 379 2.16
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.85 21,400 11,035 -48.43 392 197 -49.74
2017-12-31 13F-HR CX / Cemex S.A.B de C.V. 5.95 336 336 0.00 3 2 -33.33
2017-12-31 13F-HR DXC / DXC Technology Company 95.10 3,796 3,796 0.00 326 361 10.74
2017-12-31 13F-HR MA / MasterCard Incorporated 150.00 100 100 0.00 14 15 7.14
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.50 1,271 1,271 0.00 67 68 1.49
2017-12-31 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 24.00 250 250 0.00 7 6 -14.29
2017-12-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 119.99 6,689 6,059 -9.42 935 727 -22.25
2017-12-31 13F-HR WDR / Waddell & Reed Financial, Inc. 22.00 500 500 0.00 10 11 10.00
2017-12-31 13F-HR BKCC / BlackRock Capital Investment Corporation 5.00 800 800 0.00 6 4 -33.33
2017-12-31 13F-HR ONCE / Spark Therapeutics, Inc. 51.11 0 900 0 46
2017-12-31 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 11.91 40,890 40,890 0.00 499 487 -2.40
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 17.98 445 445 0.00 10 8 -20.00
2017-12-31 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 30.41 12 1,677 13,875.00 1 51 5,000.00
2017-12-31 13F-HR UBOH / United Bancshares, Inc. 22.20 20,000 20,000 0.00 450 444 -1.33
2017-12-31 13F-HR LLY / Eli Lilly & Co. 83.02 560 530 -5.36 48 44 -8.33
2017-12-31 13F-HR DIN / DineEquity, Inc. 46.67 150 150 0.00 6 7 16.67
2017-12-31 13F-HR EFC / Ellington Financial LLC 14.43 2,500 18,500 640.00 40 267 567.50
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.00 500 500 0.00 16 18 12.50
2017-12-31 13F-HR NLR / VanEck Vectors ETF TR 48.74 2,031 2,031 0.00 104 99 -4.81
2017-12-31 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 22.56 9,750 9,750 0.00 225 220 -2.22
2017-12-31 13F-HR KF / Korea Fund, Inc. (The) 40.00 450 450 0.00 18 18 0.00
2017-12-31 13F-HR CVS / CVS Health Corporation 72.65 106,451 26,868 -74.76 8,677 1,952 -77.50
2017-12-31 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 12.28 18,000 18,000 0.00 233 221 -5.15
2017-12-31 13F-HR SPLK / Splunk Inc. 82.50 2,000 2,000 0.00 134 165 23.13
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.92 264 1,272 381.82 88 136 54.55
2017-12-31 13F-HR AGN / Allergan plc 164.14 3,425 725 -78.83 698 119 -82.95
2017-12-31 13F-HR O / Realty Income Corp. 56.99 544 544 0.00 31 31 0.00
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.39 13,916 14,530 4.41 762 863 13.25
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.60 6,959 6,959 0.00 42 39 -7.14
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.97 47,348 26,795 -43.41 534 294 -44.94
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.00 2,000 2,000 0.00 46 44 -4.35
2017-12-31 13F-HR RRC / Range Resources Corp. 17.16 34,058 22,960 -32.59 667 394 -40.93
2017-12-31 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 11.64 8,000 5,500 -31.25 96 64 -33.33
2017-12-31 13F-HR EPI / WisdomTree India Earnings Fund 27.63 3,800 3,800 0.00 96 105 9.38
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 65.48 1,008 1,008 0.00 57 66 15.79
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 110.00 100 100 0.00 12 11 -8.33
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 267.48 2,325 2,389 2.75 584 639 9.42
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.86 1,500 3,500 133.33 21 66 214.29
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.91 1,245 1,245 0.00 97 97 0.00
2017-12-31 13F-HR RLJE / RLJ Entertainment, Inc. 3.60 168,400 168,400 0.00 598 606 1.34
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 20.00 330 300 -9.09 8 6 -25.00
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.53 16,983 16,999 0.09 238 230 -3.36
2017-12-31 13F-HR GE / General Electric Co. 17.41 519,931 468,487 -9.89 12,567 8,156 -35.10
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 107.55 92,938 86,752 -6.66 8,864 9,330 5.26
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.80 750 1,310 74.67 33 60 81.82
2017-12-31 13F-HR DOC / Physicians Realty Trust 16.67 300 300 0.00 5 5 0.00
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 31.16 10,326 1,669 -83.84 378 52 -86.24
2017-12-31 13F-HR KEYS / Keysight Technologies Inc. 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR NVTR / Nuvectra Corporation 8.02 5,000 6,238 24.76 65 50 -23.08
2017-12-31 13F-HR AAPL / Apple, Inc. 169.96 102,376 100,812 -1.53 15,743 17,134 8.84
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.28 1,400 1,515 8.21 242 261 7.85
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.56 0 1,070 0 22
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.76 47,860 45,930 -4.03 623 586 -5.94
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.40 3,361 2,374 -29.37 234 160 -31.62
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.48 26,945 4,905 -81.80 435 71 -83.68
2017-12-31 13F-HR CHCO / City Holding Co. 67.57 444 444 0.00 32 30 -6.25
2017-12-31 13F-HR SHPG / Shire Plc. 155.40 40,396 8,134 -79.86 6,180 1,264 -79.55
2017-12-31 13F-HR FLKS / Flex Pharma, Inc. 3.30 10,000 10,000 0.00 33 33 0.00
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16.32 4,269 12,562 194.26 43 205 376.74
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.82 1,435 44,572 3,006.06 66 2,176 3,196.97
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF 41.67 120 120 0.00 5 5 0.00
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. 63.33 600 600 0.00 31 38 22.58
2017-12-31 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 154.19 1,109 1,109 0.00 173 171 -1.16
2017-12-31 13F-HR IYY / iShares Dow Jones U.S. ETF 133.75 1,600 1,600 0.00 201 214 6.47
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 195.56 450 450 0.00 80 88 10.00
2017-12-31 13F-HR ORCL / Oracle Corp. 47.53 21,027 66,870 218.02 1,015 3,178 213.10
2017-12-31 13F-HR SHOO / Steven Madden Ltd. 46.00 150 500 233.33 6 23 283.33
2017-12-31 13F-HR PGR / Progressive Corp. (The) 55.00 200 200 0.00 10 11 10.00
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.02 2,990 4,830 61.54 50 116 132.00
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 60.00 250 250 0.00 14 15 7.14
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.40 11,525 12,035 4.43 1,386 1,437 3.68
2017-12-31 13F-HR VLO / Valero Energy Corp. 80.00 50 50 0.00 4 4 0.00
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.90 136,599 111,558 -18.33 11,028 8,021 -27.27
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.47 2,086 2,086 0.00 85 74 -12.94
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.36 3,900 6,900 76.92 22 37 68.18
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.44 2,706 2,467 -8.83 2,603 2,885 10.83
2017-12-31 13F-HR USO / United States Oil Fund, LP 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.07 5,089 5,119 0.59 86 72 -16.28
2017-12-31 13F-HR LAZ / Lazard Ltd. 50.00 200 200 0.00 9 10 11.11
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury 21.82 22,000 22,000 0.00 493 480 -2.64
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.26 1,728 1,323 -23.44 162 130 -19.75
2017-12-31 13F-HR GM / General Motors Company 41.07 28,413 28,413 0.00 1,145 1,167 1.92
2017-12-31 13F-HR VER / VEREIT, Inc. 7.00 1,000 1,000 0.00 8 7 -12.50
2017-12-31 13F-HR BA / Boeing Company (The) 295.51 2,455 2,450 -0.20 623 724 16.21
2017-12-31 13F-HR FNMAK / Fannie Mae, 5.50% Non-Cumulative Preferred Stock, Series N 12.84 2,180 2,180 0.00 23 28 21.74
2017-12-31 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.40 12,755 12,755 0.00 325 324 -0.31
2017-12-31 13F-HR AQB / AquaBounty Technologies, Inc. 1,000.00 1 1 0.00 1 1 0.00
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 317.24 145 145 0.00 45 46 2.22
2017-12-31 13F-HR VVR / Van Kampen Senior Income Trust 4.40 24,585 54,585 122.03 110 240 118.18
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.50 2,000 2,000 0.00 29 27 -6.90
2017-12-31 13F-HR SFTBY / Softbank Group 36.67 300 300 0.00 12 11 -8.33
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.11 49,630 48,793 -1.69 9,084 9,715 6.95
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 46.92 1,258 3,602 186.33 56 169 201.79
2017-12-31 13F-HR TIER / Tier Reit Inc. 19.96 1,453 1,453 0.00 28 29 3.57
2017-12-31 13F-HR MSG / The Madison Square Garden Company 210.00 200 200 0.00 43 42 -2.33
2017-12-31 13F-HR LDOS / Leidos Holdings, Inc. 60.00 200 200 0.00 12 12 0.00
2017-12-31 13F-HR PBT / Permian Basin Royalty Trust 8.00 500 500 0.00 4 4 0.00
2017-12-31 13F-HR CYS / CYS Investments, Inc. 24.97 37,677 36,077 -4.25 943 901 -4.45
2017-12-31 13F-HR LUK / Leucadia National Corp. Call 10.00 0 1,000 0 10
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 36.67 300 300 0.00 12 11 -8.33
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 175.00 40 40 0.00 7 7 0.00
2017-12-31 13F-HR ACRE / Ares Commercial Real Estate Corp 12.93 10,000 14,000 40.00 133 181 36.09
2017-12-31 13F-HR BAH / Booz Allen Hamilton Holding Corp. 35.00 200 200 0.00 7 7 0.00
2017-12-31 13F-HR TTGT / TechTarget, Inc. 14.00 500 500 0.00 6 7 16.67
2017-12-31 13F-HR CSLT / Castlight Health, Inc. 3.79 53,050 48,750 -8.11 231 185 -19.91
2017-12-31 13F-HR FRT / Federal Realty Investment Trust 132.50 800 800 0.00 99 106 7.07
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.66 81,303 65,965 -18.87 1,116 901 -19.27
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.48 358,200 350,331 -2.20 12,046 13,480 11.90
2017-12-31 13F-HR November 17 Puts on SPY US / Equity Option Put (78462F953) 215 0 -100.00 20 0
2017-12-31 13F-HR YMLP / Market Vectors High Income Infrastructure MLP ETF 280 0 -100.00 7 0 -100.00
2017-12-31 13F-HR DDAIY / Daimler AG 3,939 0 -100.00 309 0 -100.00
2017-12-31 13F-HR MODN / Model N, Inc. 5,000 0 -100.00 75 0 -100.00
2017-12-31 13F-HR NK / NantKwest, Inc. 10,000 0 -100.00 55 0 -100.00
2017-12-31 13F-HR WAC / Walter Investment Management Corp. 66,940 0 -100.00 40 0 -100.00
2017-12-31 13F-HR CALA / Calithera Biosciences, Inc. 1,800 0 -100.00 28 0 -100.00
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Call 700 0 -100.00 21 0 -100.00
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 40 0 -100.00 9 0 -100.00
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 700 0 -100.00 8 0 -100.00
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Put 23 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ETSY / Etsy, Inc. 250 0 -100.00 4 0 -100.00
2017-12-31 13F-HR RAD / Rite Aid Corp. 1,500 0 -100.00 3 0 -100.00
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 2 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TWLO / Twilio Inc. 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. 2,800 0 -100.00 33 0 -100.00
2017-12-31 13F-HR SO / Southern Co. (The) 83,011 0 -100.00 4,082 0 -100.00
2017-12-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 20,000 0 -100.00 95 0 -100.00
2017-12-31 13F-HR SNA / Snap-On Inc. 500 0 -100.00 74 0 -100.00
2017-12-31 13F-HR DQUEL / Duquesne Light Co. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 2 0 -100.00 1 0 -100.00
2017-12-31 13F-HR SRE / Sempra Energy 250 0 -100.00 29 0 -100.00
2017-12-31 13F-HR NEM / Newmont Mining Corp. 1,400 0 -100.00 53 0 -100.00
2017-12-31 13F-HR GS.PRB / Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B 1,362 0 -100.00 36 0 -100.00
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 200 0 -100.00 29 0 -100.00
2017-12-31 13F-HR AAUKF / Anglo American plc 323 0 -100.00 3 0 -100.00
2017-12-31 13F-HR SH / ProShares Short S&P500 490 0 -100.00 16 0 -100.00
2017-12-31 13F-HR AMLP / Alerian ETF 10.81 954,969 1,582,688 65.73 10,752 17,108 59.11
2017-12-31 13F-HR ETN / Eaton Corporation 79.30 87,743 79,899 -8.94 6,733 6,336 -5.90
2017-12-31 13F-HR SCZC / Santa Cruz County Bank (CA) 48.94 85,283 4,174
2017-12-31 13F-HR AGNC INVESTMENT CORP / PFD (00123Q500) 25.84 95,158 2,459
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.28 23,525 27,045 14.96 1,886 2,144 13.68
2017-12-31 13F-HR INVESCO MORTGAGE CAPITAL / PFD (46131B209) 24.99 58,493 1,462
2017-12-31 13F-HR FEN / First Trust Energy Income & Growth Fund 26.51 51,720 1,371
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.92 13,879 13,024 -6.16 1,134 1,093 -3.62
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / CEF (112830104) 23.40 41,373 968
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 28.89 0 27,310 0 789
2017-12-31 13F-HR IES HOLDINGS INC / (44951W106) 17.35 40,120 696
2017-12-31 13F-HR BLACKROCK MUNIHOLDINGS NJ QU / CEF (09254X101) 14.41 40,254 580
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.98 38,818 504
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.62 3,630 3,380 -6.89 421 455 8.08
2017-12-31 13F-HR BPK / BlackRock Municipal 2018 Term Trust 14.75 32,500 29,500 -9.23 488 435 -10.86
2017-12-31 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604709) 25.39 16,111 409
2017-12-31 13F-HR BLACKROCK MUNI 2020 TERM TRS / CEF (09249X109) 14.95 22,475 336
2017-12-31 13F-HR ECN CAPITAL CORP / (26829L107) 3.12 100,000 312
2017-12-31 13F-HR WGO / Winnebago Industries, Inc. 55.60 5,000 278
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.81 1,078 1,080 0.19 176 205 16.48
2017-12-31 13F-HR ABR / Arbor Realty Trust, Inc. 8.63 20,855 180
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 86.93 1,655 1,530 -7.55 146 133 -8.90
2017-12-31 13F-HR BLACKROCK MUNIHOLDINGS NY QU / CEF (09255C106) 13.35 9,741 130
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 65.00 2,000 130
2017-12-31 13F-HR NUVEEN CREDIT OPP 2022 TARGE / CEF (67075U102) 9.48 11,500 109
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 69.90 1,445 101
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.46 12,122 6,637 -45.25 175 96 -45.14
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.86 390 880 125.64 31 87 180.65
2017-12-31 13F-HR MS / Morgan Stanley 52.53 1,300 1,485 14.23 63 78 23.81
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.02 698 74
2017-12-31 13F-HR BRDCF / Bridgestone Corp. 46.00 1,500 69
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.42 1,273 1,273 0.00 62 68 9.68
2017-12-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 29.95 2,170 65
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.07 3,486 63
2017-12-31 13F-HR AIG / American International Group, Inc. 58.82 1,003 1,003 0.00 62 59 -4.84
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.31 739 739 0.00 47 49 4.26
2017-12-31 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604881) 24.50 2,000 49
2017-12-31 13F-HR OMEX / Odyssey Marine Exploration, Inc. 3.75 12,800 48
2017-12-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.20 0 5,000 0 46
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.14 350 350 0.00 38 41 7.89
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.00 500 500 0.00 37 38 2.70
2017-12-31 13F-HR SFL / Ship Finance International Limited 15.51 2,386 37
2017-12-31 13F-HR BLACKROCK MUNICIPAL 2030 TAR / CEF (09257P105) 21.82 1,650 36
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.52 1,043 36
2017-12-31 13F-HR AMGN / Amgen Inc. 170.00 200 200 0.00 37 34 -8.11
2017-12-31 13F-HR TGT / Target Corp. 65.09 507 507 0.00 30 33 10.00
2017-12-31 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.04 0 5,294 0 32
2017-12-31 13F-HR MSRT / MassRoots, Inc. 0.60 0 50,000 0 30
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.67 3,000 3,000 0.00 27 29 7.41
2017-12-31 13F-HR KIM / Kimco Realty Corporation 17.78 1,575 1,575 0.00 31 28 -9.68
2017-12-31 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 27.00 1,000 1,000 0.00 27 27 0.00
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 130.00 200 26
2017-12-31 13F-HR AG MORTGAGE INVEST TR / PFD (001228303) 25.00 1,000 25
2017-12-31 13F-HR ASHFORD HOSPITALITY TRUS / PFD (044103406) 24.72 971 24
2017-12-31 13F-HR GSAT / Globalstar, Inc. 1.28 18,000 23
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.53 3,975 22
2017-12-31 13F-HR COH / Coach, Inc. 44.00 500 22
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.00 0 800 0 20
2017-12-31 13F-HR GAL / SPDR SSgA Global Allocation ETF 36.89 515 19
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.00 1,000 17
2017-12-31 13F-HR LUV / Southwest Airlines Co. 64.00 250 250 0.00 14 16 14.29
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.16 1,234 15
2017-12-31 13F-HR RCG / RENN Fund, Inc. 1.50 10,000 15
2017-12-31 13F-HR ATHX / Athersys, Inc. 1.73 7,500 13
2017-12-31 13F-HR January 18 Calls on USO US / Equity Option Call (91232N908) 13.00 1,000 13
2017-12-31 13F-HR USD / ProShares Ultra Semiconductors 120.00 100 12
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 200.00 55 55 0.00 11 11 0.00
2017-12-31 13F-HR COASTAL BANCORP INC / (19041P105) 55.00 200 11
2017-12-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 55.00 0 200 0 11
2017-12-31 13F-HR CCLP / CSI Compressco LP 5.00 2,000 10
2017-12-31 13F-HR UBA / Urstadt Biddle Properties, Inc. 20.00 500 500 0.00 11 10 -9.09
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 121.62 74 9
2017-12-31 13F-HR FLO / Flowers Foods, Inc. 18.00 500 500 0.00 9 9 0.00
2017-12-31 13F-HR CUTR / Cutera, Inc. 45.00 200 200 0.00 8 9 12.50
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 13.86 577 577 0.00 9 8 -11.11
2017-12-31 13F-HR ALLY / Ally Financial Inc. 26.40 303 303 0.00 7 8 14.29
2017-12-31 13F-HR JBGS / JBG SMITH Properties 34.33 233 233 0.00 8 8 0.00
2017-12-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.00 500 500 0.00 7 7 0.00
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.16 408 7
2017-12-31 13F-HR VIA / Viacom, Inc. 30.00 200 200 0.00 7 6 -14.29
2017-12-31 13F-HR GOOD / Gladstone Commercial Corp. 20.00 300 300 0.00 7 6 -14.29
2017-12-31 13F-HR GBTC / Bitcoin Investment Trust 2,000.00 3 6
2017-12-31 13F-HR SBUX / Starbucks Corp. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 47.62 105 105 0.00 5 5 0.00
2017-12-31 13F-HR SPH / Suburban Propane Partners, L.P. 23.15 216 216 0.00 6 5 -16.67
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 20.00 200 200 0.00 5 4 -20.00
2017-12-31 13F-HR BCS / Barclays Bank Plc 9.09 330 330 0.00 3 3 0.00
2017-12-31 13F-HR KW / Kennedy-Wilson Holdings, Inc. 15.00 200 3
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 120.00 25 3
2017-12-31 13F-HR AATDF / AA LTD 18.52 108 2
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 8.00 250 250 0.00 3 2 -33.33
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.35 850 850 0.00 4 2 -50.00
2017-12-31 13F-HR CSX / CSX Corp. 30.30 33 33 0.00 2 1 -50.00
2017-12-31 13F-HR ACM / AECOM 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 28.57 35 1
2017-12-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 4.00 250 250 0.00 1 1 0.00
2017-12-31 13F-HR CQQQ / Claymore Exchange-Traded Fund Trust 2 100.00 10 1
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 125.00 8 1
2017-12-31 13F-HR IFUS / Impact Fusion International Inc. 0.01 200,000 200,000 0.00 1 1 0.00
2017-12-31 13F-HR NQ / NQ Mobile Inc. 20.00 50 50 0.00 1 1 0.00
2017-12-31 13F-HR RSO / Resource Capital Corp. 200.00 5 1
2017-12-31 13F-HR SOIGF / Strata Oil & Gas Inc. 0.75 13,400 1,340 -90.00 1 1 0.00
2017-12-31 13F-HR AMERICAN LITHIUM MINERALS IN / (027263102) 2.00 500 1
2017-12-31 13F-HR NBGGY / National Bank of Greece S.A. 333.33 3 3 0.00 1 1 0.00
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. Call 1.00 1,002 1
2017-12-31 13F-HR BBT / BB&T Corp. 49.82 843 843 0.00 40 42 5.00
2017-12-31 13F-HR OTTR / Otter Tail Corp. 43.89 319 319 0.00 14 14 0.00
2017-12-31 13F-HR SCE.PRB / Southern California Edison Co., 4.08% Series Cumul Preferred Stock 16.00 125 125 0.00 3 2 -33.33
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.22 168,752 124,739 -26.08 1,425 1,025 -28.07
2017-12-31 13F-HR NFLX / Netflix, Inc. 190.48 399 399 0.00 72 76 5.56
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 84.36 486 486 0.00 39 41 5.13
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.25 6,817 65,671 863.34 157 1,527 872.61
2017-12-31 13F-HR CMLS / Cumulus Media, Inc. 8.00 125 125 0.00 1 1 0.00
2017-12-31 13F-HR NVAX / Novavax, Inc. 1.24 10,335 15,335 48.38 12 19 58.33
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 0 0 1 1 0.00
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.24 0 1,160 0 20
2017-12-31 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.33 675 675 0.00 10 9 -10.00
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 15,000 0 -100.00 185 0 -100.00
2017-12-31 13F-HR FNMA / Fannie Mae 50,000 0 -100.00 148 0 -100.00
2017-12-31 13F-HR WLB / Westmoreland Coal Co. 50,000 0 -100.00 128 0 -100.00
2017-12-31 13F-HR VELOCITYSHARES 2X VIX SH-TRM / ETF (22542D357) 4,500 0 -100.00 51 0
2017-12-31 13F-HR IYT / iShares Transportation Average ETF 200 0 -100.00 36 0 -100.00
2017-12-31 13F-HR SAIC / Science Applications International Corp. 40 0 -100.00 3 0 -100.00
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. 750 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FBC / Flagstar Bancorp, Inc. 50 0 -100.00 2 0 -100.00
2017-12-31 13F-HR CUDA / Barracuda Networks, Inc. 2,000 0 -100.00 48 0 -100.00
2017-12-31 13F-HR MOMO / Momo Inc. 2,913 0 -100.00 91 0 -100.00
2017-12-31 13F-HR M / Macy's, Inc. 2,000 0 -100.00 44 0 -100.00
2017-12-31 13F-HR GFF / Griffon Corp. 1,000 0 -100.00 22 0 -100.00
2017-12-31 13F-HR HEEM / iShares Currency Hedged MSCI Emerging Markets ETF 330 0 -100.00 9 0 -100.00
2017-12-31 13F-HR ITHUF / Ianthus Capital Holdings, Inc. 2,000 0 -100.00 4 0 -100.00
2017-12-31 13F-HR BTCS / BTCS Inc. 5,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR TIME / Time Inc. 12 0 -100.00 1 0 -100.00
2017-12-31 13F-HR INDA / iShares MSCI India ETF 200 0 -100.00 7 0 -100.00
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 50 0 -100.00 1 0 -100.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 270 0 -100.00 11 0 -100.00
2017-12-31 13F-HR HTHT / China Lodging Group Ltd 100 0 -100.00 12 0 -100.00
2017-12-31 13F-HR SUN / Sunoco LP 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR TPR / Tapestry, Inc. 500 0 -100.00 20 0 -100.00
2017-12-31 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 5,000 0 -100.00 143 0 -100.00
2017-12-31 13F-HR PBF / PBF Energy, Inc. 75 0 -100.00 2 0 -100.00
2017-12-31 13F-HR BRDCY / Bridgestone Corp. 1,500 0 -100.00 68 0 -100.00
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 1,000 0 -100.00 33 0 -100.00
2017-12-31 13F-HR CVTPF / Napec, Inc. 200,000 0 -100.00 198 0 -100.00
2017-12-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 310 0 -100.00 5 0 -100.00
2017-12-31 13F-HR OMF / OneMain Holdings, Inc. 100 0 -100.00 3 0 -100.00
2017-12-31 13F-HR XON / Intrexon Corp. 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 5,000 0 -100.00 320 0 -100.00
2017-12-31 13F-HR SYNA / Synaptics, Inc. 90 0 -100.00 4 0 -100.00
2017-12-31 13F-HR TWM / ProShares UltraShort Russell2000 14,500 0 -100.00 271 0 -100.00
2017-12-31 13F-HR AREX / Approach Resources, Inc. 50,000 0 -100.00 125 0 -100.00
2017-12-31 13F-HR BGR / BlackRock Energy & Resources Trust 175 0 -100.00 2 0 -100.00
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 519 0 -100.00 27 0 -100.00
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.33 336,415 318,585 -5.30 11,961 11,574 -3.24
2017-12-31 13F-HR T / AT & T, Inc. 39.05 41,009 293,524 615.76 1,604 11,462 614.59
2017-12-31 13F-HR JNJ / Johnson & Johnson 140.31 47,945 47,701 -0.51 6,214 6,693 7.71
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.44 101,090 122,318 21.00 2,614 3,234 23.72
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.84 720 23,141 3,114.03 104 3,560 3,323.08
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.16 86,660 83,210 -3.98 4,172 4,673 12.01
2017-12-31 13F-HR KYN / Kayne Anderson MLP Investment Co. 19.04 58,385 141,555 142.45 1,059 2,695 154.49
2017-12-31 13F-HR RTN / Raytheon Co. 188.08 12,128 12,128 0.00 2,255 2,281 1.15
2017-12-31 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 15.06 141,171 2,126
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.98 26,502 26,501 -0.00 1,461 1,616 10.61
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 20.00 100 2