InvestorEdge Wealth Management LLC
Portfolio Value $ 393,077,000
Current Positions584
Opened Positions5
Closed Positions66


Latest Holdings, Performance, AUM (from 13F, 13D)

Edge Wealth Management LLC has disclosed 584 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 393,077,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Edge Wealth Management LLC's top holdings are Alerian ETF (NYSE:AMLP) , Alphabet Inc. (NASDAQ:GOOGL) , Apple, Inc. (NASDAQ:AAPL) , iShares U.S. Preferred Stock ETF (NASDAQ:PFF) , and Microsoft Corp. (NASDAQ:MSFT) . Edge Wealth Management LLC's new positions include Contura Energy, Inc. (OTC:CNTE) , Sangamo BioSciences, Inc. (NASDAQ:SGMO) , PACCAR, Inc. (NASDAQ:PCAR) , Walgreens Boots Alliance, Inc. (NASDAQ:WBA) , and Thor Industries, Inc. (NYSE:THO) .

All Edge Wealth Management LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on July 17, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.61 159,104 154,477 -2.91 14,521 15,233 4.90
2018-06-30 13F-HR AAPL / Apple, Inc. 185.12 89,596 87,275 -2.59 15,032 16,156 7.48
2018-06-30 13F-HR PG / Procter & Gamble Co. (The) 78.06 109,757 126,362 15.13 8,702 9,864 13.35
2018-06-30 13F-HR GIS / General Mills, Inc. 44.26 0 193,967 0 8,585
2018-06-30 13F-HR AGNC INVESTMENT CORP / PFD (00123Q500) 26.00 131,620 3,422
2018-06-30 13F-HR BROOKFIELD REAL ASSETS INCOM / CEF (112830104) 22.69 52,612 1,194
2018-06-30 13F-HR INVESCO MORTGAGE CAPITAL / PFD (46131B209) 24.96 39,791 993
2018-06-30 13F-HR PENNYMAC MTGE INVESTMENT / PFD (70931T301) 25.34 36,903 935
2018-06-30 13F-HR HDP / Hortonworks, Inc. 18.23 35,139 45,254 28.79 716 825 15.22
2018-06-30 13F-HR CNTE / Contura Energy, Inc. 72.70 10,000 727
2018-06-30 13F-HR BLACKROCK MUNIHOLDINGS NJ QU / CEF (09254X101) 13.20 53,654 708
2018-06-30 13F-HR SGMO / Sangamo BioSciences, Inc. 14.20 40,013 568
2018-06-30 13F-HR CHIMERA INVESTMENT CORP / PFD (16934Q406) 25.83 20,749 536
2018-06-30 13F-HR PCAR / PACCAR, Inc. 61.92 8,010 496
2018-06-30 13F-HR F / Ford Motor Co. 11.08 39,576 35,296 -10.81 438 391 -10.73
2018-06-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 59.99 5,601 336
2018-06-30 13F-HR THO / Thor Industries, Inc. 97.33 3,000 292
2018-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 124.04 1,938 2,338 20.64 216 290 34.26
2018-06-30 13F-HR TWO HARBORS INV CORP / PFD (90187B507) 24.74 11,600 287
2018-06-30 13F-HR CIT / CIT Group, Inc. (The) 50.40 5,000 252
2018-06-30 13F-HR GPOR / Gulfport Energy Corp. 12.55 20,000 251
2018-06-30 13F-HR MO / Altria Group, Inc. 56.79 457 4,015 778.56 28 228 714.29
2018-06-30 13F-HR DHR / Danaher Corp. 98.77 2,035 201
2018-06-30 13F-HR FIS / Fidelity National Information Services, Inc. 105.88 1,700 180
2018-06-30 13F-HR DFS / Discover Financial Services 70.33 2,204 155
2018-06-30 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 121.81 1,215 148
2018-06-30 13F-HR CB / Chubb Ltd 126.67 1,050 133
2018-06-30 13F-HR CTAS / Cintas Corp. 184.72 720 133
2018-06-30 13F-HR NUVEEN CREDIT OPP 2022 TARGE / CEF (67075U102) 9.40 11,170 105
2018-06-30 13F-HR RIO / Rio Tinto plc 62.02 1,419 88
2018-06-30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.07 1,210 86
2018-06-30 13F-HR ECL / Ecolab, Inc. 140.00 500 500 0.00 69 70 1.45
2018-06-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.36 635 635 0.00 64 65 1.56
2018-06-30 13F-HR INVESCO WATER RESOURCES ETF / ETF (46137V142) 30.00 2,000 60
2018-06-30 13F-HR NDAQ / Nasdaq, Inc. 90.62 640 58
2018-06-30 13F-HR INVESCO DYNAMIC PHARMACEUTIC / ETF (46137V662) 66.67 840 56
2018-06-30 13F-HR NOW / ServiceNow, Inc. 172.31 325 56
2018-06-30 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604881) 23.50 2,000 47
2018-06-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.50 2,000 2,000 0.00 43 45 4.65
2018-06-30 13F-HR CLGX / CoreLogic, Inc. 51.46 855 44
2018-06-30 13F-HR COO / Cooper Companies, Inc. (The) 236.26 182 43
2018-06-30 13F-HR ALLE / Allegion Public Limited 77.06 545 42
2018-06-30 13F-HR SYMC / Symantec Corp. 20.43 2,007 41
2018-06-30 13F-HR KAR / Kar Auction Services, Inc. 55.03 745 41
2018-06-30 13F-HR STE / STERIS Corp. 104.00 375 39
2018-06-30 13F-HR PRSP / Perspecta Inc. 20.56 1,897 39
2018-06-30 13F-HR GWPH / GW Pharmaceuticals Plc. 138.18 275 275 0.00 31 38 22.58
2018-06-30 13F-HR ANSS / ANSYS, Inc. 175.61 205 36
2018-06-30 13F-HR SIX / Six Flags Entertainment Corp 70.00 500 35
2018-06-30 13F-HR DOV / Dover Corp. 73.12 465 34
2018-06-30 13F-HR LOGM / LogMein, Inc. 104.62 325 34
2018-06-30 13F-HR IQ / iQIYI, Inc. 32.00 1,000 32
2018-06-30 13F-HR INGR / Ingredion, Inc. 110.71 280 31
2018-06-30 13F-HR HRS / Harris Corp. 142.86 210 30
2018-06-30 13F-HR XRX / Xerox Corp. 24.00 1,250 1,250 0.00 36 30 -16.67
2018-06-30 13F-HR INVESCO QQQ TRUST SERIES 1 / ETF (46090E103) 170.73 164 28
2018-06-30 13F-HR INVESCO NASDAQ INTERNET ETF / ETF (46137V530) 140.00 200 28
2018-06-30 13F-HR WH.WI / Wyndham Hotels & Resorts, Inc. 59.34 455 27
2018-06-30 13F-HR XRAY / DENTSPLY SIRONA Inc. 43.10 580 25
2018-06-30 13F-HR ASHFORD HOSPITALITY TRUS / PFD (044103406) 25.75 971 25
2018-06-30 13F-HR XME / SPDR S&P Metals & Mining ETF 35.97 695 695 0.00 24 25 4.17
2018-06-30 13F-HR SJM / Smucker (J.M.) Co. 107.32 205 22
2018-06-30 13F-HR VT / Vanguard Total World Stock ETF 72.20 277 20
2018-06-30 13F-HR ESPR / Esperion Therapeutics, Inc. 38.38 469 18
2018-06-30 13F-HR OTTR / Otter Tail Corp. 47.02 319 319 0.00 14 15 7.14
2018-06-30 13F-HR MET / MetLife, Inc. 44.07 295 295 0.00 14 13 -7.14
2018-06-30 13F-HR NUVEEN NY QUAL MUNI INC FD / CEF (67066X107) 13.00 1,000 13
2018-06-30 13F-HR OKTA / Okta, Inc. 52.00 250 250 0.00 10 13 30.00
2018-06-30 13F-HR EYES / Second Sight Medical Products, Inc. 1.65 7,278 7,278 0.00 14 12 -14.29
2018-06-30 13F-HR KR / Kroger Co. 28.57 420 420 0.00 10 12 20.00
2018-06-30 13F-HR NOK / Nokia Corp. 6.00 2,000 2,000 0.00 11 12 9.09
2018-06-30 13F-HR COASTAL BANCORP INC / (19041P105) 55.00 200 11
2018-06-30 13F-HR EGHT / 8x8, Inc. 20.00 500 10
2018-06-30 13F-HR APY.WI / Apergy Corporation 43.10 232 10
2018-06-30 13F-HR NVO / Novo-Nordisk A/S 45.00 200 200 0.00 10 9 -10.00
2018-06-30 13F-HR INVESCO CHINA REAL ESTATE ET / ETF (46138E602) 26.67 300 8
2018-06-30 13F-HR COMM / CommScope Holding Company, Inc. 30.00 300 300 0.00 12 9 -25.00
2018-06-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 13.86 577 577 0.00 8 8 0.00
2018-06-30 13F-HR ALLY / Ally Financial Inc. 26.40 303 303 0.00 8 8 0.00
2018-06-30 13F-HR STML / Stemline Therapeutics, Inc. 16.00 500 500 0.00 8 8 0.00
2018-06-30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 16.00 500 500 0.00 7 8 14.29
2018-06-30 13F-HR QURE / uniQure N.V. 40.00 200 8
2018-06-30 13F-HR XCRA / Xcerra Corp 14.00 500 7
2018-06-30 13F-HR PSEC / Prospect Capital Corp. 7.00 1,000 1,000 0.00 7 7 0.00
2018-06-30 13F-HR BGS / B&G Foods, Inc. 30.00 200 200 0.00 5 6 20.00
2018-06-30 13F-HR ES / Eversource Energy 60.00 100 100 0.00 6 6 0.00
2018-06-30 13F-HR EQUINOR ASA-SPON ADR / ADR (29446M102) 25.00 200 5
2018-06-30 13F-HR AXS / AXIS Capital Holdings Ltd. 60.00 100 100 0.00 6 6 0.00
2018-06-30 13F-HR CWH / Camping World Holdings, Inc. 25.00 200 5
2018-06-30 13F-HR OCN / Ocwen Financial Corp. 4.00 1,000 1,000 0.00 4 4 0.00
2018-06-30 13F-HR INTLL / INTL FCStone Inc. 57.97 69 4
2018-06-30 13F-HR SUPREME CANNABIS CO INC/THE / (86860J106) 1.20 2,500 3
2018-06-30 13F-HR SPOTIFY TECHNOLOGY SA / (L8681T102) 200.00 15 3
2018-06-30 13F-HR HTBX / Heat Biologics, Inc. 2.00 1,000 2
2018-06-30 13F-HR FREDDIE MAC / PFD (313400848) 10.00 200 2
2018-06-30 13F-HR TKC / Turkcell Iletisim Hizmetleri A.S. 5.52 181 1
2018-06-30 13F-HR QCP / Quality Care Properties, Inc. 25.00 40 40 0.00 1 1 0.00
2018-06-30 13F-HR INVESCO KBW BANK ETF / ETF (46138E628) 71.43 14 1
2018-06-30 13F-HR TK / Teekay Corp. 16.13 62 62 0.00 1 1 0.00
2018-06-30 13F-HR AMERICAN LITHIUM MINERALS IN / (027263102) 2.00 500 1
2018-06-30 13F-HR KIM / Kimco Realty Corporation 17.14 1,575 1,575 0.00 23 27 17.39
2018-06-30 13F-HR SLG / SL Green Realty Corp. 25.00 1,000 1,000 0.00 25 25 0.00
2018-06-30 13F-HR CELG / Celgene Corp. 79.46 5,594 3,977 -28.91 499 316 -36.67
2018-06-30 13F-HR CRM / Salesforce.com, Inc. 136.36 3,400 3,960 16.47 395 540 36.71
2018-06-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.01 88,090 88,090 0.00 1,145 1,146 0.09
2018-06-30 13F-HR TXMD / TherapeuticsMD, Inc. 6.25 800 800 0.00 4 5 25.00
2018-06-30 13F-HR ACM / AECOM 25.00 40 40 0.00 1 1 0.00
2018-06-30 13F-HR GSAT / Globalstar, Inc. 0.50 18,000 18,000 0.00 12 9 -25.00
2018-06-30 13F-HR COST / Costco Wholesale Corp. 200.00 40 40 0.00 8 8 0.00
2018-06-30 13F-HR APTS / Preferred Apartment Communities, Inc. 1,000 0 -100.00 14 0 -100.00
2018-06-30 13F-HR HA / Hawaiian Holdings, Inc. Call 50 0 -100.00 20 0 -100.00
2018-06-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 28,821 0 -100.00 2,260 0 -100.00
2018-06-30 13F-HR ANDV / Andeavor Corp. 1,245 0 -100.00 125 0 -100.00
2018-06-30 13F-HR BIIB / Biogen Inc. 300 0 -100.00 82 0 -100.00
2018-06-30 13F-HR SWN / Southwestern Energy Co. 6,975 0 -100.00 30 0 -100.00
2018-06-30 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 200 0 -100.00 26 0 -100.00
2018-06-30 13F-HR AG MORTGAGE INVEST TR / PFD (001228303) 1,000 0 -100.00 25 0
2018-06-30 13F-HR SHAK / Shake Shack, Inc. 500 0 -100.00 21 0 -100.00
2018-06-30 13F-HR FOLD / Amicus Therapeutics, Inc. 1,000 0 -100.00 15 0 -100.00
2018-06-30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 1,000 0 -100.00 10 0 -100.00
2018-06-30 13F-HR WHR / Whirlpool Corp. 70 0 -100.00 11 0 -100.00
2018-06-30 13F-HR HAL / Halliburton Co. 35 0 -100.00 2 0 -100.00
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.71 406,156 411,678 1.36 15,255 15,524 1.76
2018-06-30 13F-HR AMLP / Alerian ETF 10.10 1,992,854 1,955,618 -1.87 18,673 19,752 5.78
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.70 156,923 161,031 2.62 8,548 9,775 14.35
2018-06-30 13F-HR IWM / iShares Russell 2000 ETF 163.77 59,431 57,808 -2.73 9,023 9,467 4.92
2018-06-30 13F-HR ETN / Eaton Corporation 74.74 75,254 74,085 -1.55 6,014 5,537 -7.93
2018-06-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.14 126,005 130,523 3.59 7,903 8,241 4.28
2018-06-30 13F-HR SO / Southern Co. (The) 46.31 136,539 125,476 -8.10 6,098 5,811 -4.71
2018-06-30 13F-HR JNJ / Johnson & Johnson 121.34 47,254 68,377 44.70 6,056 8,297 37.00
2018-06-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 186.65 49,625 49,928 0.61 9,899 9,319 -5.86
2018-06-30 13F-HR SCZC / Santa Cruz County Bank (CA) 48.60 85,283 85,283 0.00 4,094 4,145 1.25
2018-06-30 13F-HR NLY.PRF / Annaly Capital Management, Inc. 25.38 106,164 195,107 83.78 2,691 4,952 84.02
2018-06-30 13F-HR ORCL / Oracle Corp. 44.06 70,881 96,507 36.15 3,243 4,252 31.11
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 1,699.71 1,855 2,088 12.56 2,685 3,549 32.18
2018-06-30 13F-HR BAC / Bank of America Corp. 28.19 369,353 108,903 -70.52 11,077 3,070 -72.28
2018-06-30 13F-HR CVS / CVS Health Corporation 64.35 40,653 49,091 20.76 2,529 3,159 24.91
2018-06-30 13F-HR RTN / Raytheon Co. 193.19 12,143 12,682 4.44 2,621 2,450 -6.52
2018-06-30 13F-HR FB / Facebook, Inc. 194.33 11,590 9,134 -21.19 1,852 1,775 -4.16
2018-06-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 109.82 19,040 14,697 -22.81 2,032 1,614 -20.57
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.43 26,502 26,503 0.00 1,389 1,469 5.76
2018-06-30 13F-HR C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 27.47 44,230 43,325 -2.05 1,240 1,190 -4.03
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.70 12,925 14,764 14.23 964 1,221 26.66
2018-06-30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 57.84 23,518 23,079 -1.87 1,466 1,335 -8.94
2018-06-30 13F-HR JPIN / JPMorgan Diversified Return International Equity ETF 57.61 17,680 19,633 11.05 1,051 1,131 7.61
2018-06-30 13F-HR C / Citigroup, Inc. 66.92 11,620 15,809 36.05 784 1,058 34.95
2018-06-30 13F-HR FEN / First Trust Energy Income & Growth Fund 22.96 49,220 49,220 0.00 1,071 1,130 5.51
2018-06-30 13F-HR MDT / Medtronic plc 85.62 12,240 12,240 0.00 982 1,048 6.72
2018-06-30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.05 141,120 82,710 -41.39 1,842 1,079 -41.42
2018-06-30 13F-HR CLDR / Cloudera, Inc. 13.65 300 70,348 23,349.33 6 960 15,900.00
2018-06-30 13F-HR CCT / Corporate Capital Trust, Inc. 15.63 72,844 54,971 -24.54 1,231 859 -30.22
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.36 4,125 3,335 -19.15 1,086 905 -16.67
2018-06-30 13F-HR COP / ConocoPhillips 69.65 8,516 11,112 30.48 505 774 53.27
2018-06-30 13F-HR EFC / Ellington Financial LLC 15.61 44,100 45,800 3.85 653 715 9.49
2018-06-30 13F-HR RLJE / RLJ Entertainment, Inc. 4.63 168,400 168,400 0.00 753 780 3.59
2018-06-30 13F-HR GG / Goldcorp, Inc. 13.71 53,304 52,294 -1.89 737 717 -2.71
2018-06-30 13F-HR BIT / BlackRock Multi-Sector Income Trust 17.10 40,207 35,035 -12.86 675 599 -11.26
2018-06-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.95 91,697 77,813 -15.14 728 619 -14.97
2018-06-30 13F-HR WMT / Walmart, Inc. 85.59 905 6,905 662.98 81 591 629.63
2018-06-30 13F-HR TYG / Tortoise Energy Infrastructure Corp. 26.69 24,710 24,016 -2.81 617 641 3.89
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.35 1,914 14,093 636.31 92 611 564.13
2018-06-30 13F-HR PM / Philip Morris International, Inc. 80.73 2,003 7,135 256.22 199 576 189.45
2018-06-30 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 11.88 52,540 43,180 -17.81 604 513 -15.07
2018-06-30 13F-HR UAL / United Continental Holdings, Inc. 69.77 1,055 8,055 663.51 73 562 669.86
2018-06-30 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25.72 16,600 16,600 0.00 426 427 0.23
2018-06-30 13F-HR MCD / McDonald's Corp. 156.60 35 3,161 8,931.43 5 495 9,800.00
2018-06-30 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.44 41,116 38,262 -6.94 516 476 -7.75
2018-06-30 13F-HR GLD / SPDR Gold Shares 118.59 3,786 3,786 0.00 476 449 -5.67
2018-06-30 13F-HR UNP / Union Pacific Corp. 141.72 3,380 3,380 0.00 454 479 5.51
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.38 1,531 2,066 34.94 281 383 36.30
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.46 0 3,250 0 372
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.12 0 4,300 0 366
2018-06-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 8.82 34,475 34,475 0.00 337 304 -9.79
2018-06-30 13F-HR TWO / Two Harbors Investment Corp. 15.80 23,234 19,240 -17.19 357 304 -14.85
2018-06-30 13F-HR SKY / Skyline Corp. 35.02 10,250 10,250 0.00 226 359 58.85
2018-06-30 13F-HR BLACKROCK MUNI 2020 TERM TRS / CEF (09249X109) 15.10 18,275 276
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 25.66 850 10,328 1,115.06 15 265 1,666.67
2018-06-30 13F-HR EAD / Evergreen Income Advantage Fund 7.99 42,293 32,284 -23.67 340 258 -24.12
2018-06-30 13F-HR PAA / Plains All American Pipeline, L.P. 23.61 11,570 10,800 -6.66 255 255 0.00
2018-06-30 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 23.38 9,750 9,750 0.00 222 228 2.70
2018-06-30 13F-HR NVTR / Nuvectra Corporation 20.55 11,240 11,240 0.00 146 231 58.22
2018-06-30 13F-HR IYY / iShares Dow Jones U.S. ETF 136.25 1,600 1,600 0.00 211 218 3.32
2018-06-30 13F-HR MS / Morgan Stanley 47.46 1,485 4,446 199.39 80 211 163.75
2018-06-30 13F-HR TWTR / Twitter, Inc. 43.61 6,580 4,265 -35.18 191 186 -2.62
2018-06-30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.10 21,186 15,205 -28.23 268 184 -31.34
2018-06-30 13F-HR CYS / CYS Investments, Inc. 24.75 17,247 8,000 -53.62 421 198 -52.97
2018-06-30 13F-HR BKNG / Booking Holdings Inc. 2,023.26 86 174
2018-06-30 13F-HR PATK / Patrick Industries, Inc. 56.93 39 3,039 7,692.31 2 173 8,550.00
2018-06-30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 151.49 1,109 1,109 0.00 164 168 2.44
2018-06-30 13F-HR KEY / KeyCorp 19.50 0 8,255 0 161
2018-06-30 13F-HR NFLX / Netflix, Inc. 390.31 392 392 0.00 116 153 31.90
2018-06-30 13F-HR LUV / Southwest Airlines Co. 50.77 250 3,250 1,200.00 14 165 1,078.57
2018-06-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 53.27 1,762 3,060 73.67 93 163 75.27
2018-06-30 13F-HR IWF / iShares Russell 1000 Growth ETF 143.83 1,029 1,029 0.00 140 148 5.71
2018-06-30 13F-HR AWK / American Water Works Co., Inc. 85.34 0 1,746 0 149
2018-06-30 13F-HR IVV / iShares Core S&P 500 ETF 273.08 520 520 0.00 138 142 2.90
2018-06-30 13F-HR CHD / Church & Dwight Co., Inc. 53.33 50 2,850 5,600.00 3 152 4,966.67
2018-06-30 13F-HR IIM / Invesco Value Municipal Income Trust 14.11 11,565 9,565 -17.29 168 135 -19.64
2018-06-30 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 12.42 9,741 9,741 0.00 122 121 -0.82
2018-06-30 13F-HR DVY / iShares Select Dividend ETF 97.51 1,323 1,323 0.00 126 129 2.38
2018-06-30 13F-HR DB / Deutsche Bank AG 10.60 10,500 10,000 -4.76 147 106 -27.89
2018-06-30 13F-HR IOVA / Iovance Biotherapeutics Inc. 12.78 9,825 8,450 -13.99 166 108 -34.94
2018-06-30 13F-HR NLR / VanEck Vectors ETF TR 51.21 2,031 2,031 0.00 99 104 5.05
2018-06-30 13F-HR NRZ / New Residential Investment Corp. 17.54 10,256 6,500 -36.62 169 114 -32.54
2018-06-30 13F-HR OMEX / Odyssey Marine Exploration, Inc. 8.28 12,800 12,800 0.00 106 106 0.00
2018-06-30 13F-HR ACN / Accenture plc 162.96 540 540 0.00 83 88 6.02
2018-06-30 13F-HR EPI / WisdomTree India Earnings Fund 25.26 3,800 3,800 0.00 100 96 -4.00
2018-06-30 13F-HR APC / Anadarko Petroleum Corp. 73.06 1,273 1,273 0.00 77 93 20.78
2018-06-30 13F-HR SHPG / Shire Plc. 168.19 612 547 -10.62 91 92 1.10
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. 49.47 1,900 1,900 0.00 70 94 34.29
2018-06-30 13F-HR VVR / Van Kampen Senior Income Trust 4.27 37,285 23,885 -35.94 164 102 -37.80
2018-06-30 13F-HR FRT / Federal Realty Investment Trust 126.25 800 800 0.00 93 101 8.60
2018-06-30 13F-HR EARN / Ellington Residential Mortgage REIT 10.96 7,300 80
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 76.92 988 988 0.00 68 76 11.76
2018-06-30 13F-HR KHC / Kraft Heinz Company 62.65 1,245 1,245 0.00 78 78 0.00
2018-06-30 13F-HR FEYE / FireEye, Inc. 15.37 5,009 4,944 -1.30 85 76 -10.59
2018-06-30 13F-HR MPC / Marathon Petroleum Corp. 70.44 1,008 1,008 0.00 74 71 -4.05
2018-06-30 13F-HR BCS / Barclays Bank Plc 10.10 7,330 7,330 0.00 87 74 -14.94
2018-06-30 13F-HR ROK / Rockwell Automation, Inc. 166.67 450 450 0.00 78 75 -3.85
2018-06-30 13F-HR CRL / Charles River Laboratories International, Inc. 111.67 600 600 0.00 64 67 4.69
2018-06-30 13F-HR ABX / Barrick Gold Corp. 13.05 4,905 4,905 0.00 61 64 4.92
2018-06-30 13F-HR IYH / iShares U.S. Healthcare ETF 178.38 370 370 0.00 64 66 3.13
2018-06-30 13F-HR WESTERN ASSET HIGH INCOME OP / CEF (95766K109) 4.80 12,506 60
2018-06-30 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 27.54 2,165 2,179 0.65 68 60 -11.76
2018-06-30 13F-HR BRDCF / Bridgestone Corp. 39.33 1,500 1,500 0.00 65 59 -9.23
2018-06-30 13F-HR LH / Laboratory Corp. of America Holdings 180.65 310 56
2018-06-30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.68 4,100 4,100 0.00 49 52 6.12
2018-06-30 13F-HR PJT / PJT Partners Inc. 53.00 1,500 1,000 -33.33 75 53 -29.33
2018-06-30 13F-HR AIG / American International Group, Inc. 52.84 1,003 1,003 0.00 55 53 -3.64
2018-06-30 13F-HR NVDA / NVIDIA Corp. 234.38 192 192 0.00 44 45 2.27
2018-06-30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.50 2,000 2,000 0.00 46 47 2.17
2018-06-30 13F-HR A / Agilent Technologies, Inc. 62.16 739 740 0.14 49 46 -6.12
2018-06-30 13F-HR SIRI / Sirius XM Holdings Inc. 6.81 6,900 6,900 0.00 43 47 9.30
2018-06-30 13F-HR VYM / Vanguard High Dividend Yield ETF 83.18 486 541 11.32 40 45 12.50
2018-06-30 13F-HR LLY / Eli Lilly & Co. 84.91 530 530 0.00 41 45 9.76
2018-06-30 13F-HR LMT / Lockheed Martin Corp. 296.55 145 145 0.00 49 43 -12.24
2018-06-30 13F-HR NYCB / New York Community Bancorp, Inc. 11.01 3,816 3,816 0.00 50 42 -16.00
2018-06-30 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.47 852 852 0.00 43 43 0.00
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF 95.56 1,045 450 -56.94 92 43 -53.26
2018-06-30 13F-HR AINV / Apollo Investment Corp. 5.55 7,076 7,204 1.81 37 40 8.11
2018-06-30 13F-HR BLK / BlackRock, Inc. 500.00 80 80 0.00 43 40 -6.98
2018-06-30 13F-HR VNO / Vornado Realty Trust 72.96 466 466 0.00 31 34 9.68
2018-06-30 13F-HR AMGN / Amgen Inc. 185.00 200 200 0.00 34 37 8.82
2018-06-30 13F-HR OXY / Occidental Petroleum Corp. 83.33 420 420 0.00 27 35 29.63
2018-06-30 13F-HR C / Citigroup, Inc. Call 170.00 200 34
2018-06-30 13F-HR GBT / Global Blood Therapeutics, Inc. 45.71 200 700 250.00 10 32 220.00
2018-06-30 13F-HR ABB / ABB Ltd. 22.00 1,500 1,500 0.00 36 33 -8.33
2018-06-30 13F-HR ESV / Ensco plc 7.25 4,000 4,000 0.00 18 29 61.11
2018-06-30 13F-HR WIZD / Wizard World, Inc. 0.27 80,000 100,000 25.00 20 27 35.00
2018-06-30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.50 1,200 1,200 0.00 27 27 0.00
2018-06-30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.33 3,000 3,000 0.00 27 28 3.70
2018-06-30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.50 2,000 2,000 0.00 26 27 3.85
2018-06-30 13F-HR FNMAS / Fannie Mae, 8.25% Fixed to Floating Rate Non-Cumul Preferred Stock, Series S 6.40 217 4,217 1,843.32 1 27 2,600.00
2018-06-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 84.38 320 320 0.00 25 27 8.00
2018-06-30 13F-HR VOO / Vanguard S&P 500 ETF 247.62 2,065 105 -94.92 500 26 -94.80
2018-06-30 13F-HR KBR / KBR, Inc. 17.63 1,788 1,418 -20.69 29 25 -13.79
2018-06-30 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 26.00 1,000 1,000 0.00 26 26 0.00
2018-06-30 13F-HR SNA / Snap-On Inc. 162.50 0 160 0 26
2018-06-30 13F-HR IP / International Paper Company 52.27 440 440 0.00 24 23 -4.17
2018-06-30 13F-HR NIE / AGIC Equity & Convertible Income Fund 21.90 1,050 1,050 0.00 22 23 4.55
2018-06-30 13F-HR BMY / Bristol-Myers Squibb Co. 55.26 275 380 38.18 17 21 23.53
2018-06-30 13F-HR TGT / Target Corp. 74.92 307 307 0.00 21 23 9.52
2018-06-30 13F-HR FNMAK / Fannie Mae, 5.50% Non-Cumulative Preferred Stock, Series N 9.63 2,180 2,180 0.00 20 21 5.00
2018-06-30 13F-HR PSX / Phillips 66 114.29 174 175 0.57 17 20 17.65
2018-06-30 13F-HR MA / MasterCard Incorporated 200.00 100 100 0.00 18 20 11.11
2018-06-30 13F-HR HP / Helmerich & Payne, Inc. 63.33 600 300 -50.00 40 19 -52.50
2018-06-30 13F-HR MAIN / Main Street Capital Corp. 38.00 400 500 25.00 15 19 26.67
2018-06-30 13F-HR WAB / Wabtec Corp. 97.14 175 17
2018-06-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 26.67 675 675 0.00 16 18 12.50
2018-06-30 13F-HR CNP / CenterPoint Energy, Inc. 28.36 670 670 0.00 18 19 5.56
2018-06-30 13F-HR BOX / Box, Inc. 24.56 300 733 144.33 6 18 200.00
2018-06-30 13F-HR LULU / lululemon athletica inc. 121.43 140 140 0.00 12 17 41.67
2018-06-30 13F-HR SAN / Banco Santander S.A. 5.43 2,947 2,947 0.00 19 16 -15.79
2018-06-30 13F-HR BB / Blackberry Limited 9.71 1,750 1,750 0.00 20 17 -15.00
2018-06-30 13F-HR KF / Korea Fund, Inc. (The) 37.78 450 450 0.00 18 17 -5.56
2018-06-30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 40.67 418 418 0.00 16 17 6.25
2018-06-30 13F-HR GAL / SPDR SSgA Global Allocation ETF 37.78 450 450 0.00 17 17 0.00
2018-06-30 13F-HR ODFL / Old Dominion Freight Line, Inc. 150.00 100 100 0.00 15 15 0.00
2018-06-30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 160.00 100 100 0.00 16 16 0.00
2018-06-30 13F-HR AXP / American Express Co. 100.63 759 159 -79.05 71 16 -77.46
2018-06-30 13F-HR RCG / RENN Fund, Inc. 1.50 10,000 10,000 0.00 13 15 15.38
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 56.00 250 250 0.00 15 14 -6.67
2018-06-30 13F-HR AMP / Ameriprise Financial, Inc. 140.00 100 100 0.00 15 14 -6.67
2018-06-30 13F-HR MIC / Macquarie Infrastructure Company LLC 43.33 100 300 200.00 4 13 225.00
2018-06-30 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.00 500 500 0.00 14 14 0.00
2018-06-30 13F-HR SCHW / Schwab Charles Corp 51.06 235 235 0.00 12 12 0.00
2018-06-30 13F-HR LOW / Lowe's Companies, Inc. 92.31 130 130 0.00 11 12 9.09
2018-06-30 13F-HR NVAX / Novavax, Inc. 1.35 5,335 8,900 66.82 11 12 9.09
2018-06-30 13F-HR PGR / Progressive Corp. (The) 60.00 200 200 0.00 12 12 0.00
2018-06-30 13F-HR LGFRY / Longfor Properties Co Ltd 27.50 400 400 0.00 12 11 -8.33
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.00 2,000 2,000 0.00 6 10 66.67
2018-06-30 13F-HR STM / STMicroelectronics N.V. 22.00 500 500 0.00 11 11 0.00
2018-06-30 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.58 1,620 430 -73.46 41 11 -73.17
2018-06-30 13F-HR SFTBY / Softbank Group 36.67 300 300 0.00 11 11 0.00
2018-06-30 13F-HR PMT / Penny Mac Mortgage Investment Trust 19.38 516 516 0.00 9 10 11.11
2018-06-30 13F-HR PJC / Piper Jaffray Companies, Inc. 76.34 131 131 0.00 11 10 -9.09
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA 100.00 100 100 0.00 11 10 -9.09
2018-06-30 13F-HR LAZ / Lazard Ltd. 50.00 200 200 0.00 11 10 -9.09
2018-06-30 13F-HR WDR / Waddell & Reed Financial, Inc. 18.00 500 500 0.00 10 9 -10.00
2018-06-30 13F-HR FLKS / Flex Pharma, Inc. 0.90 10,000 10,000 0.00 50 9 -82.00
2018-06-30 13F-HR VLT / Invesco Van Kampen High Income Trust II 13.33 675 675 0.00 9 9 0.00
2018-06-30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 22.50 56 400 614.29 1 9 800.00
2018-06-30 13F-HR PHG / Koninklijke Philips N.V 40.00 200 200 0.00 8 8 0.00
2018-06-30 13F-HR AGNC / AGNC Investment Corp. 17.98 445 445 0.00 8 8 0.00
2018-06-30 13F-HR GNKWF / Genco Shipping & Trading Ltd. 16.00 0 500 0 8
2018-06-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 63.64 0 110 0 7
2018-06-30 13F-HR VER / VEREIT, Inc. 7.00 1,000 1,000 0.00 7 7 0.00
2018-06-30 13F-HR ARCC / Ares Capital Corp. 17.24 464 464 0.00 7 8 14.29
2018-06-30 13F-HR ANET / Arista Networks, Inc. 240.00 25 25 0.00 6 6 0.00
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. 103.97 84,781 82,320 -2.90 9,323 8,559 -8.19
2018-06-30 13F-HR MYE / Myers Industries, Inc. 19.05 315 315 0.00 7 6 -14.29
2018-06-30 13F-HR VIAB / Viacom, Inc. 30.00 200 200 0.00 6 6 0.00
2018-06-30 13F-HR MEDFF / MedReleaf Corp 20.00 300 300 0.00 4 6 50.00
2018-06-30 13F-HR TWMJF / Canopy Growth Corporation 30.00 200 200 0.00 5 6 20.00
2018-06-30 13F-HR DBX / DROPBOX, INC. 30.30 165 165 0.00 5 5 0.00
2018-06-30 13F-HR PFH / Corporate Asset Backed Corp., CABCO Trust J.C.Penney 7 5/8% Debs 12.50 400 400 0.00 5 5 0.00
2018-06-30 13F-HR FDX / FedEx Corp. 240.00 25 25 0.00 6 6 0.00
2018-06-30 13F-HR PCG.PRA / Pacific Gas & Electric Co., 6.00% First Preferred 26.67 225 225 0.00 6 6 0.00
2018-06-30 13F-HR SSYS / Stratasys, Ltd. 20.00 300 300 0.00 6 6 0.00
2018-06-30 13F-HR VLO / Valero Energy Corp. 120.00 50 50 0.00 5 6 20.00
2018-06-30 13F-HR YUM / Yum! Brands, Inc. 74.63 67 67 0.00 6 5 -16.67
2018-06-30 13F-HR HCP / HCP, Inc. 25.00 200 200 0.00 5 5 0.00
2018-06-30 13F-HR FENCF / Fennec Pharmaceuticals, Inc. 9.96 502 502 0.00 6 5 -16.67
2018-06-30 13F-HR HSBC / HSBC Holdings Plc 47.62 105 105 0.00 5 5 0.00
2018-06-30 13F-HR SPH / Suburban Propane Partners, L.P. 23.15 216 216 0.00 5 5 0.00
2018-06-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 24.88 182 201 10.44 5 5 0.00
2018-06-30 13F-HR BKCC / BlackRock Capital Investment Corporation 6.25 800 800 0.00 5 5 0.00
2018-06-30 13F-HR DOC / Physicians Realty Trust 16.67 300 300 0.00 5 5 0.00
2018-06-30 13F-HR XHB / SPDR S&P Homebuilders ETF 41.67 120 120 0.00 5 5 0.00
2018-06-30 13F-HR PBT / Permian Basin Royalty Trust 10.00 500 500 0.00 5 5 0.00
2018-06-30 13F-HR GPMT / Granite Point Mortgage Trust Inc 20.20 198 198 0.00 3 4 33.33
2018-06-30 13F-HR SNR / New Senior Investment Group Inc. 8.00 500 500 0.00 4 4 0.00
2018-06-30 13F-HR HOLX / Hologic, Inc. 40.00 100 100 0.00 4 4 0.00
2018-06-30 13F-HR WBK / Westpac Banking Corp. Ltd. 21.62 185 185 0.00 4 4 0.00
2018-06-30 13F-HR CUTR / Cutera, Inc. 40.00 100 100 0.00 5 4 -20.00
2018-06-30 13F-HR NTDOY / Nintendo Co., Ltd. 40.00 100 100 0.00 6 4 -33.33
2018-06-30 13F-HR TRGP / Targa Resources Corp. 48.39 62 62 0.00 3 3 0.00
2018-06-30 13F-HR AVXL / Anavex Life Sciences Corp. Call 6.80 600 1,324 120.67 12 9 -25.00
2018-06-30 13F-HR PCG.PRB / Pacific Gas & Electric Co., 5.50% First Preferred 21.90 137 137 0.00 3 3 0.00
2018-06-30 13F-HR KEYS / Keysight Technologies Inc. 60.00 50 50 0.00 3 3 0.00
2018-06-30 13F-HR NVCR / NovoCure Limited 37.50 80 80 0.00 2 3 50.00
2018-06-30 13F-HR SCE.PRB / Southern California Edison Co., 4.08% Series Cumul Preferred Stock 24.00 125 125 0.00 3 3 0.00
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 100.00 1,030 30 -97.09 87 3 -96.55
2018-06-30 13F-HR WILC / G. Willi-Food International Ltd. 8.57 350 350 0.00 2 3 50.00
2018-06-30 13F-HR CAT / Caterpillar, Inc. 111.11 18 18 0.00 3 2 -33.33
2018-06-30 13F-HR RHHBY / Roche Holding Ltd 22.73 50 88 76.00 1 2 100.00
2018-06-30 13F-HR GRUB / GrubHub Inc. 100.00 20 2
2018-06-30 13F-HR IES HOLDINGS INC / (44951W106) 16.67 120 2
2018-06-30 13F-HR September 18 Puts on SPY US / Equity Option (78462F953) Put 222.22 9 2
2018-06-30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 2.00 1,000 1,000 0.00 3 2 -33.33
2018-06-30 13F-HR NRG / NRG Energy, Inc. 31.25 64 64 0.00 2 2 0.00
2018-06-30 13F-HR CX / Cemex S.A.B de C.V. 5.95 336 336 0.00 2 2 0.00
2018-06-30 13F-HR ADXS / Advaxis, Inc. 1.18 850 850 0.00 1 1 0.00
2018-06-30 13F-HR UFPI / Universal Forest Products, Inc. 25.64 39 39 0.00 1 1 0.00
2018-06-30 13F-HR BXE / Bellatrix Exploration Ltd 0.71 1,400 1,400 0.00 2 1 -50.00
2018-06-30 13F-HR CI / Cigna Corp. 125.00 16 8 -50.00 3 1 -66.67
2018-06-30 13F-HR ARRY / Array BioPharma, Inc. Call 5.00 0 200 0 1
2018-06-30 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 35.71 28 28 0.00 1 1 0.00
2018-06-30 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 20.00 50 50 0.00 1 1 0.00
2018-06-30 13F-HR BIOP / Bioptix Inc. 10.00 100 1
2018-06-30 13F-HR QBAK / Qualstar Corp. 13.33 75 75 0.00 1 1 0.00
2018-06-30 13F-HR CWGL / Crimson Wine Group Ltd. 14.29 70 70 0.00 1 1 0.00
2018-06-30 13F-HR UA / Under Armour, Inc., Class C 43.48 23 23 0.00 1 1 0.00
2018-06-30 13F-HR GDX / VanEck Vectors Gold Miners ETF 33.33 67,495 30 -99.96 1,484 1 -99.93
2018-06-30 13F-HR BWEN / Broadwind Energy, Inc. 8.93 112 112 0.00 1 1 0.00
2018-06-30 13F-HR NCR / NCR Corp. 125.00 8 8 0.00 1 1 0.00
2018-06-30 13F-HR NG / NovaGold Resources Inc. 10.00 100 100 0.00 1 1 0.00
2018-06-30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 15.15 66 66 0.00 1 1 0.00
2018-06-30 13F-HR GPRO / GoPro, Inc. 200.00 0 5 0 1
2018-06-30 13F-HR GLUU / Glu Mobile, Inc. 66.67 15 15 0.00 1 1 0.00
2018-06-30 13F-HR OCLR / Oclaro, Inc 166.67 6 6 0.00 1 1 0.00
2018-06-30 13F-HR NCQ / NovaCopper Inc. 62.50 16 16 0.00 1 1 0.00
2018-06-30 13F-HR GOOGL / Alphabet Inc. 1,129.21 14,910 16,052 7.66 15,464 18,126 17.21
2018-06-30 13F-HR CAGDF / Centerra Gold Inc. 5.59 10,200 10,200 0.00 58 57 -1.72
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF 61.04 3,435 3,735 8.73 207 228 10.14
2018-06-30 13F-HR CBS / CBS Corp. 55.00 200 200 0.00 10 11 10.00
2018-06-30 13F-HR TRV / Travelers Companies, Inc. (The) 250.00 4 4 0.00 1 1 0.00
2018-06-30 13F-HR MMM / 3M Co. 196.00 250 250 0.00 55 49 -10.91
2018-06-30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.46 345 445 28.99 11 14 27.27
2018-06-30 13F-HR KBE / SPDR S&P Bank ETF 47.50 400 800 100.00 19 38 100.00
2018-06-30 13F-HR GOOG / Alphabet Inc. Class C 1,116.16 340 594 74.71 351 663 88.89
2018-06-30 13F-HR COH / Coach, Inc. 46.00 500 500 0.00 26 23 -11.54
2018-06-30 13F-HR FULT / Fulton Financial Corp. 16.11 745 745 0.00 13 12 -7.69
2018-06-30 13F-HR TDC / Teradata Corp. 125.00 8 8 0.00 1 1 0.00
2018-06-30 13F-HR HNP / Huaneng Power International, Inc. 25.00 200 200 0.00 5 5 0.00
2018-06-30 13F-HR WFT / Weatherford International plc 10.00 1,600 100 -93.75 4 1 -75.00
2018-06-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.93 403 403 0.00 4 4 0.00
2018-06-30 13F-HR STWD / Starwood Property Trust Inc. 22.86 1,050 350 -66.67 22 8 -63.64
2018-06-30 13F-HR INTC / Intel Corp. 49.71 247,204 241,583 -2.27 12,874 12,009 -6.72
2018-06-30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 6.67 1,200 1,200 0.00 9 8 -11.11
2018-06-30 13F-HR SCE.PRC / Southern California Edison Co., 4.24% Series Cumul Preferred Stock 24.00 125 125 0.00 3 3 0.00
2018-06-30 13F-HR MRO / Marathon Oil Corp. 20.94 2,003 1,003 -49.93 32 21 -34.37
2018-06-30 13F-HR BBT / BB&T Corp. 50.48 9,930 9,885 -0.45 517 499 -3.48
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 25.00 600 600 0.00 10 15 50.00
2018-06-30 13F-HR SPHS / Sophiris Bio, Inc. 3.00 2,000 2,000 0.00 4 6 50.00
2018-06-30 13F-HR OXLCO / Oxford Lane Capital Corp. 10.00 1,000 1,000 0.00 10 10 0.00
2018-06-30 13F-HR LKM / Link Motion Inc. 20.00 50 50 0.00 1 1 0.00
2018-06-30 13F-HR NFG / National Fuel Gas Co. 54.55 150 110 -26.67 8 6 -25.00
2018-06-30 13F-HR EWY / iShares MSCI South Korea Capped ETF 57.14 35 35 0.00 3 2 -33.33
2018-06-30 13F-HR BAX / Baxter International, Inc. 73.61 0 2,160 0 159
2018-06-30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 53.19 3,486 11,731 236.52 181 624 244.75
2018-06-30 13F-HR ADM / Archer-Daniels-Midland Co. 45.00 200 200 0.00 9 9 0.00
2018-06-30 13F-HR XLK / SPDR Technology Select Sector ETF 70.14 440 442 0.45 29 31 6.90
2018-06-30 13F-HR LADR / Ladder Capital Corp 15.62 40,405 50,760 25.63 609 793 30.21
2018-06-30 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 37.75 1,236 1,086 -12.14 45 41 -8.89
2018-06-30 13F-HR UTX / United Technologies Corp. 125.05 22,942 25,966 13.18 2,887 3,247 12.47
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.95 5,315 6,570 23.61 358 499 39.39
2018-06-30 13F-HR ARFXF / Promis Neurosciences Inc 0.33 15,000 15,000 0.00 5 5 0.00
2018-06-30 13F-HR OGZPY / PJSC Gazprom 4.40 25,200 25,200 0.00 123 111 -9.76
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.31 102,156 109,146 6.84 4,885 5,491 12.41
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.55 5,423 5,423 0.00 150 144 -4.00
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 51.56 0 5,217 0 269
2018-06-30 13F-HR MDLZ / Mondelez International, Inc. 38.22 207 157 -24.15 9 6 -33.33
2018-06-30 13F-HR IVAC / Intevac, Inc. 4.00 500 500 0.00 3 2 -33.33
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 76.92 13 13 0.00 1 1 0.00
2018-06-30 13F-HR MTB / M & T Bank Corp. 169.81 159 159 0.00 29 27 -6.90
2018-06-30 13F-HR XLV / SPDR Health Care Select Sector ETF 83.76 350 394 12.57 28 33 17.86
2018-06-30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 12.23 515,389 558,040 8.28 6,267 6,825 8.90
2018-06-30 13F-HR VSTE / Vistra Energy Corp. 23.52 3,486 3,486 0.00 73 82 12.33
2018-06-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 60.00 50 50 0.00 3 3 0.00
2018-06-30 13F-HR CSOD / Cornerstone OnDemand, Inc. 47.57 3,616 3,616 0.00 141 172 21.99
2018-06-30 13F-HR PCG / PG&E Corp. 42.55 27,367 22,726 -16.96 1,202 967 -19.55
2018-06-30 13F-HR ZNGA / Zynga Inc. 4.67 214 214 0.00 1 1 0.00
2018-06-30 13F-HR CVX / Chevron Corp. 126.39 17,176 11,844 -31.04 1,959 1,497 -23.58
2018-06-30 13F-HR AXON / Axovant Sciences Ltd. 4.35 230 230 0.00 1 1 0.00
2018-06-30 13F-HR RDS.B / Royal Dutch Shell Plc 75.00 200 200 0.00 13 15 15.38
2018-06-30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.20 11,960 12,056 0.80 139 135 -2.88
2018-06-30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 40.00 100 100 0.00 3 4 33.33
2018-06-30 13F-HR DB / Deutsche Bank AG Call 1.50 1,000 2,000 100.00 13 3 -76.92
2018-06-30 13F-HR OZRK / Bank of the Ozarks, Inc. 45.06 19,997 19,997 0.00 965 901 -6.63
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.79 11,739 21,744 85.23 401 713 77.81
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 55.86 1,618 1,110 -31.40 90 62 -31.11
2018-06-30 13F-HR TMP / Tompkins Financial, Inc. 90.00 100 100 0.00 8 9 12.50
2018-06-30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.69 10,328 642 -93.78 265 12 -95.47
2018-06-30 13F-HR BKD / Brookdale Senior Living, Inc. 9.00 2,000 2,000 0.00 13 18 38.46
2018-06-30 13F-HR EXC / Exelon Corp. 41.99 381 381 0.00 15 16 6.67
2018-06-30 13F-HR X / United States Steel Corp. 34.29 350 350 0.00 12 12 0.00
2018-06-30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 43.45 237,060 236,869 -0.08 10,070 10,292 2.20
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 343.37 481 498 3.53 128 171 33.59
2018-06-30 13F-HR AVB / AvalonBay Communities, Inc. 172.82 515 515 0.00 85 89 4.71
2018-06-30 13F-HR DUK / Duke Energy Corp. 78.43 660 663 0.45 51 52 1.96
2018-06-30 13F-HR NLY.PRC / Annaly Capital Management, Inc. 25.33 4,763 4,500 -5.52 121 114 -5.79
2018-06-30 13F-HR NLY / Annaly Capital Management, Inc. 10.70 736 748 1.63 8 8 0.00
2018-06-30 13F-HR SGDM / Sprott Gold Miners ETF 20.00 500 500 0.00 10 10 0.00
2018-06-30 13F-HR GD / General Dynamics Corp. 186.40 35,948 34,126 -5.07 7,941 6,361 -19.90
2018-06-30 13F-HR VFH / Vanguard Financials ETF 66.67 465 465 0.00 32 31 -3.12
2018-06-30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 13.51 1,885 6,885 265.25 26 93 257.69
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 18,420 19,548 6.12 938 997 6.29
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 80.00 100 100 0.00 8 8 0.00
2018-06-30 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 26.00 1,000 1,000 0.00 26 26 0.00
2018-06-30 13F-HR VOD / Vodafone Group Plc 24.79 847 847 0.00 24 21 -12.50
2018-06-30 13F-HR AR / Antero Resources Corporation 21.50 2,000 2,000 0.00 40 43 7.50
2018-06-30 13F-HR MC / Moelis & Co. 58.00 500 500 0.00 25 29 16.00
2018-06-30 13F-HR AVXL / Anavex Life Sciences Corp. 2.60 50,000 10,000 -80.00 138 26 -81.16
2018-06-30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 18.90 4,000 30,213 655.33 82 571 596.34
2018-06-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 63.33 300 300 0.00 19 19 0.00
2018-06-30 13F-HR BPK / BlackRock Municipal 2018 Term Trust 15.03 24,500 19,500 -20.41 366 293 -19.95
2018-06-30 13F-HR CTRP / Ctrip.com International, Ltd. 46.67 150 150 0.00 7 7 0.00
2018-06-30 13F-HR PEP / PepsiCo, Inc. 108.98 3,444 4,634 34.55 376 505 34.31
2018-06-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 75.82 12,024 11,963 -0.51 862 907 5.22
2018-06-30 13F-HR VTR / Ventas, Inc. 55.00 11,900 200 -98.32 589 11 -98.13
2018-06-30 13F-HR HON / Honeywell International, Inc. 145.00 200 200 0.00 29 29 0.00
2018-06-30 13F-HR GOOD / Gladstone Commercial Corp. 20.00 300 300 0.00 5 6 20.00
2018-06-30 13F-HR WBC / Wabco Holdings, Inc. 115.76 311 311 0.00 42 36 -14.29
2018-06-30 13F-HR XPDIX / PIMCO Dynamic Income Fund 31.80 2,170 2,170 0.00 67 69 2.99
2018-06-30 13F-HR ISBC / Investors Bancorp, Inc. 12.59 1,350 1,350 0.00 18 17 -5.56
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.22 100 8,100 8,000.00 3 261 8,600.00
2018-06-30 13F-HR NKE / Nike, Inc. 79.66 756 2,925 286.90 50 233 366.00
2018-06-30 13F-HR MMP / Magellan Midstream Partners, L.P. 69.09 50,950 36,185 -28.98 2,973 2,500 -15.91
2018-06-30 13F-HR TCEHY / Tencent Holding Ltd. 50.83 1,496 846 -43.45 80 43 -46.25
2018-06-30 13F-HR GMZ / Goldman Sachs MLP Income Opportunities Fund 9.00 1,000 3,000 200.00 8 27 237.50
2018-06-30 13F-HR SCHD / Schwab US Dividend Equity ETF 49.27 11,214 14,187 26.51 550 699 27.09
2018-06-30 13F-HR XYL / Xylem, Inc. 75.00 40 40 0.00 3 3 0.00
2018-06-30 13F-HR NMFC / New Mountain Finance Corporation 13.33 300 300 0.00 4 4 0.00
2018-06-30 13F-HR BOTZ / Global X Funds 22.00 2,000 2,000 0.00 48 44 -8.33
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF 26.22 2,250 2,250 0.00 54 59 9.26
2018-06-30 13F-HR BP / BP Plc 45.66 302,214 282,557 -6.50 12,252 12,902 5.31
2018-06-30 13F-HR GOLD / Randgold Resources Ltd. 77.78 450 450 0.00 37 35 -5.41
2018-06-30 13F-HR DIS / The Walt Disney Co. 104.79 12,242 12,348 0.87 1,230 1,294 5.20
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 134.29 350 350 0.00 40 47 17.50
2018-06-30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 85.00 200 200 0.00 19 17 -10.53
2018-06-30 13F-HR KW / Kennedy-Wilson Holdings, Inc. 20.00 200 200 0.00 3 4 33.33
2018-06-30 13F-HR NSRGY / Nestle S.A. 75.00 200 200 0.00 16 15 -6.25
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 12.75 4,000 4,000 0.00 47 51 8.51
2018-06-30 13F-HR EV / Eaton Vance Corp. 11.82 11,000 11,000 0.00 127 130 2.36
2018-06-30 13F-HR WLL / Whiting Petroleum Corp. 66.67 15 15 0.00 1 1 0.00
2018-06-30 13F-HR CBIS / Cannabis Science, Inc. 0.07 15,000 15,000 0.00 1 1 0.00
2018-06-30 13F-HR BGCP / BGC Partners, Inc. 11.40 7,284 5,000 -31.36 98 57 -41.84
2018-06-30 13F-HR XCEMX / Clearbridge Energy MLP Fund Inc 14.13 138,571 121,354 -12.42 1,745 1,715 -1.72
2018-06-30 13F-HR FAST / Fastenal Co. 50.00 140 140 0.00 8 7 -12.50
2018-06-30 13F-HR SLNM / Salon Media Group, Inc. 0.02 378,214 65,714 -82.63 20 1 -95.00
2018-06-30 13F-HR VIA / Viacom, Inc. 35.00 200 200 0.00 8 7 -12.50
2018-06-30 13F-HR STL / Sterling Bancorp 23.59 5,213 5,213 0.00 118 123 4.24
2018-06-30 13F-HR ITONF / Ito En Ltd. 46.30 2,700 2,700 0.00 105 125 19.05
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 16.00 250 250 0.00 3 4 33.33
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 220.69 290 290 0.00 73 64 -12.33
2018-06-30 13F-HR ADDDF / adidas AG 108.24 385 425 10.39 47 46 -2.13
2018-06-30 13F-HR EPD / Enterprise Products Partners L.P. 27.67 130,718 139,633 6.82 3,200 3,864 20.75
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.03 25,412 24,647 -3.01 412 469 13.83
2018-06-30 13F-HR DXC / DXC Technology Company 80.61 3,796 3,796 0.00 382 306 -19.90
2018-06-30 13F-HR BK / Bank of New York Mellon Corp. (The) 54.48 1,271 826 -35.01 65 45 -30.77
2018-06-30 13F-HR HRL / Hormel Foods Corp. 38.00 500 500 0.00 17 19 11.76
2018-06-30 13F-HR FIT / Fitbit Inc. 6.59 5,000 5,005 0.10 26 33 26.92
2018-06-30 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 11.30 18,000 20,000 11.11 207 226 9.18
2018-06-30 13F-HR DVN / Devon Energy Corp. 44.00 250 250 0.00 8 11 37.50
2018-06-30 13F-HR SPLK / Splunk Inc. 99.00 2,000 2,000 0.00 197 198 0.51
2018-06-30 13F-HR FNMA / Fannie Mae 1.42 10,000 60,000 500.00 14 85 507.14
2018-06-30 13F-HR UBA / Urstadt Biddle Properties, Inc. 22.00 500 500 0.00 10 11 10.00
2018-06-30 13F-HR AGN / Allergan plc 166.90 725 725 0.00 122 121 -0.82
2018-06-30 13F-HR IBM / International Business Machines Corp. 139.75 24,074 6,669 -72.30 3,694 932 -74.77
2018-06-30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 11.80 48,800 69,000 41.39 569 814 43.06
2018-06-30 13F-HR GBTC / Bitcoin Investment Trust 10.00 573 300 -47.64 6 3 -50.00
2018-06-30 13F-HR O / Realty Income Corp. 54.00 544 500 -8.09 28 27 -3.57
2018-06-30 13F-HR FLO / Flowers Foods, Inc. 20.00 500 500 0.00 11 10 -9.09
2018-06-30 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.78 4,500 4,500 0.00 42 44 4.76
2018-06-30 13F-HR TTOO / T2 Biosystems, Inc. 8.00 1,000 1,000 0.00 6 8 33.33
2018-06-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 53.95 14,531 15,940 9.70 814 860 5.65
2018-06-30 13F-HR V / Visa, Inc. 132.68 118 1,628 1,279.66 14 216 1,442.86
2018-06-30 13F-HR LARE / Tierra XP Latin America Real Estate ETF 29.00 500 1,000 100.00 15 29 93.33
2018-06-30 13F-HR TJX / TJX Companies, Inc. (The) 95.38 325 325 0.00 27 31 14.81
2018-06-30 13F-HR TMO / Thermo Fisher Scientific, Inc. 206.52 9 736 8,077.78 2 152 7,500.00
2018-06-30 13F-HR RRC / Range Resources Corp. 16.73 20,524 4,424 -78.44 298 74 -75.17
2018-06-30 13F-HR NGVC / Natural Grocers by Vitamin Cottage, Inc. 12.67 3,000 3,000 0.00 21 38 80.95
2018-06-30 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 11.14 3,500 3,500 0.00 39 39 0.00
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. 17.26 2,201 2,201 0.00 39 38 -2.56
2018-06-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 12.59 13,117 11,195 -14.65 171 141 -17.54
2018-06-30 13F-HR YELP / Yelp, Inc. 39.23 2,600 2,600 0.00 109 102 -6.42
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.28 329,236 319,161 -3.06 11,685 11,579 -0.91
2018-06-30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.84 119,270 111,702 -6.35 1,964 2,104 7.13
2018-06-30 13F-HR JWN / Nordstrom, Inc. 52.00 500 500 0.00 24 26 8.33
2018-06-30 13F-HR GE / General Electric Co. 13.62 4,055 39,731 879.80 55 541 883.64
2018-06-30 13F-HR IFUS / Impact Fusion International Inc. 0.01 200,000 200,000 0.00 1 1 0.00
2018-06-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 42.21 1,358 2,393 76.22 64 101 57.81
2018-06-30 13F-HR BHGE / Baker Hughes, a GE company 32.43 1,023 740 -27.66 28 24 -14.29
2018-06-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 52.53 1,298 1,618 24.65 76 85 11.84
2018-06-30 13F-HR UE / Urban Edge Properties 21.46 233 233 0.00 5 5 0.00
2018-06-30 13F-HR FRC / First Republic Bank (San Francisco, California) 26.00 1,000 1,000 0.00 26 26 0.00
2018-06-30 13F-HR SNAP / Snapchat, Inc. 14.12 200 425 112.50 3 6 100.00
2018-06-30 13F-HR TRTC / Terra Tech Corp. 1.50 667 667 0.00 2 1 -50.00
2018-06-30 13F-HR SBUX / Starbucks Corp. 50.00 100 100 0.00 6 5 -16.67
2018-06-30 13F-HR SLB / Schlumberger Ltd. 67.02 3,939 3,939 0.00 255 264 3.53
2018-06-30 13F-HR CHCO / City Holding Co. 74.32 444 444 0.00 30 33 10.00
2018-06-30 13F-HR HBAN / Huntington Bancshares, Inc. 14.75 19,387 19,387 0.00 293 286 -2.39
2018-06-30 13F-HR IMPV / Imperva, Inc. 48.19 7,145 5,955 -16.66 309 287 -7.12
2018-06-30 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 2.30 10,000 10,000 0.00 29 23 -20.69
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.40 1,085 1,653 52.35 193 323 67.36
2018-06-30 13F-HR SHOO / Steven Madden Ltd. 52.50 500 800 60.00 22 42 90.91
2018-06-30 13F-HR JBGS / JBG SMITH Properties 34.33 233 233 0.00 8 8 0.00
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.20 12,002 11,827 -1.46 1,256 1,256 0.00
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 70.84 95,959 97,210 1.30 7,234 6,886 -4.81
2018-06-30 13F-HR GSK / GlaxoSmithKline plc 40.59 1,765 1,700 -3.68 69 69 0.00
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.17 1,115 115 -89.69 58 6 -89.66
2018-06-30 13F-HR RVNC / Revance Therapeutics, Inc. 28.00 500 500 0.00 15 14 -6.67
2018-06-30 13F-HR TBF / ProShares Short 20+ Yr Treasury 22.66 11,000 21,800 98.18 250 494 97.60
2018-06-30 13F-HR GM / General Motors Company 39.39 28,414 28,564 0.53 1,033 1,125 8.91
2018-06-30 13F-HR DOW / Dow Chemical Co. (The) 65.78 812 3,162 289.41 52 208 300.00
2018-06-30 13F-HR DAL / Delta Air Lines, Inc. 49.54 83,277 88,603 6.40 4,564 4,389 -3.83
2018-06-30 13F-HR BA / Boeing Company (The) 335.27 1,972 2,067 4.82 647 693 7.11
2018-06-30 13F-HR AA / Alcoa Corp. 55.56 36 36 0.00 2 2 0.00
2018-06-30 13F-HR ATVI / Activision Blizzard, Inc. 77.59 116 116 0.00 8 9 12.50
2018-06-30 13F-HR ACBFF / Aurora Cannabis Inc. 8.00 500 500 0.00 4 4 0.00
2018-06-30 13F-HR VXUS / Vanguard Total International Stock ETF 54.02 1,685 870 -48.37 95 47 -50.53
2018-06-30 13F-HR TIER / Tier Reit Inc. 24.09 1,453 1,453 0.00 27 35 29.63
2018-06-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 500.00 2 2 0.00 1 1 0.00
2018-06-30 13F-HR LDOS / Leidos Holdings, Inc. 60.00 200 200 0.00 13 12 -7.69
2018-06-30 13F-HR BOE / BlackRock Global Opportunity Equity Trust 11.35 1,234 1,234 0.00 14 14 0.00
2018-06-30 13F-HR MSG / The Madison Square Garden Company 310.00 200 200 0.00 49 62 26.53
2018-06-30 13F-HR USD / ProShares Ultra Semiconductors 43.33 100 300 200.00 13 13 0.00
2018-06-30 13F-HR CHN / China Fund, Inc. 20.69 580 580 0.00 13 12 -7.69
2018-06-30 13F-HR T / AT & T, Inc. 32.11 318,318 368,050 15.62 11,348 11,818 4.14
2018-06-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 218.18 55 55 0.00 12 12 0.00
2018-06-30 13F-HR SOIGF / Strata Oil & Gas Inc. 0.75 1,340 1,340 0.00 1 1 0.00
2018-06-30 13F-HR IJH / iShares Core S&P MidCap ETF 200.00 40 40 0.00 8 8 0.00
2018-06-30 13F-HR LNG / Cheniere Energy, Inc. 66.67 120 120 0.00 6 8 33.33
2018-06-30 13F-HR BAH / Booz Allen Hamilton Holding Corp. 45.00 200 200 0.00 8 9 12.50
2018-06-30 13F-HR TTGT / TechTarget, Inc. 28.00 500 500 0.00 10 14 40.00
2018-06-30 13F-HR CSLT / Castlight Health, Inc. 4.26 49,250 46,250 -6.09 180 197 9.44
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 43.03 320,638 296,591 -7.50 13,752 12,762 -7.20
2018-06-30 13F-HR VTV / Vanguard Value ETF 698 0 -100.00 72 0 -100.00
2018-06-30 13F-HR NYMTP / New York Mortgage Trust, Inc. 7,562 0 -100.00 45 0 -100.00
2018-06-30 13F-HR TOT / Total S.A. 660 0 -100.00 38 0 -100.00
2018-06-30 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604709) 850 0 -100.00 20 0
2018-06-30 13F-HR CMLS / Cumulus Media, Inc. 125 0 -100.00 1 0 -100.00
2018-06-30 13F-HR AQB / AquaBounty Technologies, Inc. 1 0 -100.00 1 0 -100.00
2018-06-30 13F-HR May 18 Puts on QQQ US / Equity Option (73935A954) Put 111 0 -100.00 59 0
2018-06-30 13F-HR TAO / Claymore/AlphaShares China Real Estate 300 0 -100.00 9 0 -100.00
2018-06-30 13F-HR HPQ / HP Inc. 1,000 0 -100.00 22 0 -100.00
2018-06-30 13F-HR ABR / Arbor Realty Trust, Inc. 49,836 0 -100.00 440 0 -100.00
2018-06-30 13F-HR UBOH / United Bancshares, Inc. 9,000 0 -100.00 198 0 -100.00
2018-06-30 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 8,300 0 -100.00 212 0 -100.00
2018-06-30 13F-HR BLACKROCK NJ MUNI INCOME TRS / CEF (09248J101) 10,509 0 -100.00 148 0
2018-06-30 13F-HR ABBV / AbbVie Inc. 1,000 0 -100.00 95 0 -100.00
2018-06-30 13F-HR ONVO / Organovo Holdings, Inc. 81,000 0 -100.00 83 0 -100.00
2018-06-30 13F-HR KKR / KKR & CO. L.P. 3,800 0 -100.00 77 0 -100.00
2018-06-30 13F-HR JBLU / JetBlue Airways Corp. 3,000 0 -100.00 61 0 -100.00
2018-06-30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 840 0 -100.00 52 0 -100.00
2018-06-30 13F-HR AZN / AstraZeneca Plc 1,043 0 -100.00 36 0 -100.00
2018-06-30 13F-HR BLACKROCK MUNICIPAL 2030 TAR / CEF (09257P105) 1,650 0 -100.00 35 0
2018-06-30 13F-HR BLACKROCK MUNIYIELD CA QUALI / CEF (09254N103) 2,600 0 -100.00 35 0
2018-06-30 13F-HR PXD / Pioneer Natural Resources Co. 150 0 -100.00 26 0 -100.00
2018-06-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 3,015 0 -100.00 20 0 -100.00
2018-06-30 13F-HR IARE / Inventrust Properties Corp. 3,808 0 -100.00 13 0 -100.00
2018-06-30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 200 0 -100.00 11 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. 100 0 -100.00 9 0 -100.00
2018-06-30 13F-HR DIN / DineEquity, Inc. 150 0 -100.00 10 0 -100.00
2018-06-30 13F-HR XNET / Xunlei Limited 1,000 0 -100.00 10 0 -100.00
2018-06-30 13F-HR VNQ / Vanguard REIT ETF 130 0 -100.00 10 0 -100.00
2018-06-30 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 250 0 -100.00 7 0 -100.00
2018-06-30 13F-HR STO / Statoil ASA 200 0 -100.00 5 0 -100.00
2018-06-30 13F-HR BSX / Boston Scientific Corp. 200 0 -100.00 5 0 -100.00
2018-06-30 13F-HR HHDS / Highlands REIT Inc. 16,425 0 -100.00 5 0 -100.00
2018-06-30 13F-HR WGO / Winnebago Industries, Inc. 100 0 -100.00 4 0 -100.00
2018-06-30 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares 134 0 -100.00 4 0 -100.00
2018-06-30 13F-HR FTMNF / Lundin Gold Inc. 1,000 0 -100.00 4 0 -100.00
2018-06-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 300 0 -100.00 3 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 19 0 -100.00 3 0 -100.00
2018-06-30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 75 0 -100.00 2 0 -100.00
2018-06-30 13F-HR ADVM / Adverum Biotechnologies, Inc. 250 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CQQQ / Claymore Exchange-Traded Fund Trust 2 10 0 -100.00 1 0 -100.00
2018-06-30 13F-HR CMG / Chipotle Mexican Grill, Inc. 2 0 -100.00 1 0 -100.00
2018-06-30 13F-HR MOTORS LIQUIDATION CO GUC TR / Unit (62010U101) 40 0 -100.00 1 0
2018-06-30 13F-HR DFIN / Donnelley Financial Solutions 25 0 -100.00 1 0 -100.00
2018-06-30 13F-HR LUK / Leucadia National Corp. Call 3,000 0 -100.00 15 0 -100.00
2018-06-30 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 5,000 0 -100.00 36 0 -100.00
2018-06-30 13F-HR LKSD.WI / LSC Communications, Inc. 25 0 -100.00 1 0 -100.00
2018-06-30 13F-HR NSU / Nevsun Resources Ltd. 3,000 0 -100.00 7 0 -100.00
2018-06-30 13F-HR IWD / iShares Russell 1000 Value ETF 25 0 -100.00 3 0 -100.00
2018-06-30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 12,350 0 -100.00 1,254 0 -100.00
2018-06-30 13F-HR VBR / Vanguard Small-Cap Value ETF 60 0 -100.00 8 0 -100.00
2018-06-30 13F-HR PHO / PowerShares Water Resources Portfolio 2,000 0 -100.00 61 0 -100.00
2018-06-30 13F-HR CSX / CSX Corp. 33 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FTV / Fortive Corporation 77.26 2,265 175
2018-06-30 13F-HR ZTS / Zoetis Inc. 85.29 2,005 171
2018-06-30 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 13.70 10,000 137
2018-06-30 13F-HR AVGO / Broadcom Limited 242.37 557 135
2018-06-30 13F-HR COLONY CAPITAL INC / REIT (19626G108) 6.23 13,000 81
2018-06-30 13F-HR WP / Worldpay, Inc. 82.01 695 57
2018-06-30 13F-HR WAT / Waters Corp. 194.44 180 35
2018-06-30 13F-HR AAP / Advance Auto Parts, Inc. 134.69 245 33
2018-06-30 13F-HR KKR / KKR & CO. L.P. Call 140.00 200 28
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. 30.43 920 28
2018-06-30 13F-HR IEX / IDEX Corp. 138.46 195 27
2018-06-30 13F-HR CHKP / Check Point Software Technologies Ltd. 97.78 225 22
2018-06-30 13F-HR WYN / Wyndham Worldwide Corp. 43.96 455 20
2018-06-30 13F-HR SMSOF / Samsonite International SA 3.64 5,500 20
2018-06-30 13F-HR WST / West Pharmaceutical Services, Inc. 100.00 180 18
2018-06-30 13F-HR DAC / Danaos Corp. 2.00 5,000 10
2018-06-30 13F-HR CIT / CIT Group, Inc. (The) Call 20.00 1,200 24
2018-06-30 13F-HR VVUS / VIVUS, Inc. 0.67 3,000 2
2018-06-30 13F-HR INVESCO CHINA TECHNOLOGY ETF / ETF (46138E800) 100.00 10 1