Current Holdings (from 13F, 13D)

InvestorEdge Wealth Management LLC
Portfolio Value$ 330,798,000
Current Positions534
Opened Positions5
Closed Positions56

Edge Wealth Management LLC has disclosed 534 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 330,798,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Edge Wealth Management LLC's top holdings are Alphabet Inc. Class A (NASDAQ:GOOGL) , Apple, Inc. (NASDAQ:AAPL) , Microsoft Corp. (NASDAQ:MSFT) , Verizon Communications, Inc. (NYSE:VZ) , and General Electric Co. (NYSE:GE) . Edge Wealth Management LLC's new positions include Vanguard Short-Term Corporate Bond Index Fund (NASDAQ:VCSH) , Annaly Capital Management, Inc. (NYSE:NLY.PRF) , Baker Hughes, a GE company (NYSE:BHGE) , Array BioPharma, Inc. (NASDAQ:ARRY) , and Iovance Biotherapeutics Inc. (NASDAQ:IOVA) .


All Edge Wealth Management LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-10-19. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 68.97 812 56
2017‑09‑30 13F-HR NLY.PRC / Annaly Capital Management, Inc. 25.19 725 31,995 4,313.10 9 806 8,855.56
2017‑09‑30 13F-HR NLY.PRF / Annaly Capital Management, Inc. 25.60 66,239 1,696
2017‑09‑30 13F-HR POWERSHARES NASDAQ INTERNET / ETF (73935X146) 110.00 200 200 0.00 21 22 4.76
2017‑09‑30 13F-HR JPM DIVERSIFIED RET EM EQUIT / ETF (46641Q308) 50.00 60 60 0.00 3 3 0.00
2017‑09‑30 13F-HR JPM DIVERSIFIED RET INTL EQ / ETF (46641Q209) 57.87 10,194 9,936 -2.53 568 575 1.23
2017‑09‑30 13F-HR November 17 Puts on SPY US / Equity Option Put (78462F953) 93.02 270 215 -20.37 18 20 11.11
2017‑09‑30 13F-HR WESTERN ASSET HIGH INCOME OP / CEF (95766K109) 5.15 18,550 18,658 0.58 94 96 2.13
2017‑09‑30 13F-HR PROSHARES ULTRASHORT S&P500 / ETF (74347B383) 48.00 1,500 375 -75.00 19 18 -5.26
2017‑09‑30 13F-HR COASTAL BANCORP INC / (19041P105) 60.00 0 200 0.00 0 12
2017‑09‑30 13F-HR NUVEEN INT DUR MUNI TERM FD / CEF (670671106) 13.31 25,110 30,810 22.70 333 410 23.12
2017‑09‑30 13F-HR ASHFORD HOSPITALITY TRUS / PFD (044103406) 25.50 3,850 3,059 -20.55 98 78 -20.41
2017‑09‑30 13F-HR BLACKROCK MUNIHOLDINGS NJ QU / CEF (09254X101) 14.56 41,530 37,781 -9.03 600 550 -8.33
2017‑09‑30 13F-HR PROSHARES SHORT S&P500 / ETF (74347B425) 32.65 490 490 0.00 16 16 0.00
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS INCOM / CEF (112830104) 23.75 40,659 40,625 -0.08 947 965 1.90
2017‑09‑30 13F-HR VANECK VECTORS HIGH INCOME MLP ETF / ETF (92189F288) 25.00 280 280 0.00 7 7 0.00
2017‑09‑30 13F-HR BLACKROCK MUNIHOLDINGS NY QU / CEF (09255C106) 14.06 9,741 9,741 0.00 136 137 0.74
2017‑09‑30 13F-HR ISHARES MSCI JAPAN ETF / ETF (46434G822) 56.00 250 250 0.00 13 14 7.69
2017‑09‑30 13F-HR AMERICAN LITHIUM MINERALS IN / (027263102) 2.00 500 500 0.00 1 1 0.00
2017‑09‑30 13F-HR INVESCO MORTGAGE CAPITAL / PFD (46131B209) 25.11 61,679 62,327 1.05 1,546 1,565 1.23
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 25.39 850 29,495 3,370.00 15 749 4,893.33
2017‑09‑30 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 17.65 29,795 850 -97.15 759 15 -98.02
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.41 725 725 0.00 9 9 0.00
2017‑09‑30 13F-HR DDAIY / Daimler AG 78.45 3,800 3,939 3.66 277 309 11.55
2017‑09‑30 13F-HR ESBA / Empire State Realty Op, L.P. 5,469 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.55 343,436 336,415 -2.04 11,531 11,961 3.73
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.23 44,301 41,213 -6.97 8,851 8,458 -4.44
2017‑09‑30 13F-HR SHPG / Shire Plc. 152.99 14 40,396 288,442.86 2 6,180 308,900.00
2017‑09‑30 13F-HR SANTA CRUZ COUNTY BANK / (801827106) 43.51 77,530 77,530 0.00 3,237 3,373 4.20
2017‑09‑30 13F-HR AGNC INVESTMENT CORP / PFD (00123Q500) 25.59 96,018 2,457
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.17 23,525 1,886
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.41 11,296 11,523 2.01 1,195 1,134 -5.10
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.27 11,139 21,027 88.77 555 1,015 82.88
2017‑09‑30 13F-HR VCV / Invesco Van Kampen California Value Municipal Income Trust 13.11 45,000 45,000 0.00 565 590 4.42
2017‑09‑30 13F-HR PROSHARES SHORT 20 TREASURY / ETF (74347X849) 22.41 22,000 493
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.32 0 21,400 0 392
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.61 10,326 378
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.88 3,796 3,796 0.00 289 326 12.80
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.89 18,355 18,355 0.00 253 255 0.79
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. 12.33 15,000 185
2017‑09‑30 13F-HR FNMA / Fannie Mae 2.96 0 50,000 0 148
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.22 1,655 146
2017‑09‑30 13F-HR SKY / Skyline Corp. 11.58 11,400 132
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 102.81 1,245 128
2017‑09‑30 13F-HR WLB / Westmoreland Coal Co. 2.56 50,000 128
2017‑09‑30 13F-HR NUVEEN CREDIT OPP 2022 TARGE / CEF (67075U102) 9.91 11,500 114
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 20.19 5,200 5,200 0.00 95 105 10.53
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.31 55 681 1,138.18 8 101 1,162.50
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.75 2,021 2,086 3.22 86 85 -1.16
2017‑09‑30 13F-HR VANECK VECTORS OIL SERVICES / ETF (92189F718) 26.00 3,000 78
2017‑09‑30 13F-HR MODN / Model N, Inc. 15.00 5,000 75
2017‑09‑30 13F-HR BGCP / BGC Partners, Inc. 14.40 5,000 5,000 0.00 63 72 14.29
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 63.77 988 988 0.00 63 63 0.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 61.81 1,003 1,003 0.00 63 62 -1.59
2017‑09‑30 13F-HR NK / NantKwest, Inc. 5.50 0 10,000 0 55
2017‑09‑30 13F-HR VELOCITYSHARES 2X VIX SH-TRM / ETF (22542D357) 11.33 4,500 51
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 63.60 704 739 4.97 42 47 11.90
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.00 0 2,000 0 46
2017‑09‑30 13F-HR WAC / Walter Investment Management Corp. 0.60 66,940 40
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.67 1,500 1,500 0.00 37 37 0.00
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 74.00 500 500 0.00 35 37 5.71
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 180.00 200 200 0.00 35 36 2.86
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 44.00 680 750 10.29 28 33 17.86
2017‑09‑30 13F-HR TGT / Target Corp. 59.17 507 507 0.00 26 30 15.38
2017‑09‑30 13F-HR CALA / Calithera Biosciences, Inc. 15.56 1,800 28
2017‑09‑30 13F-HR FRC / First Republic Bank (San Francisco, California) 27.00 1,000 1,000 0.00 27 27 0.00
2017‑09‑30 13F-HR INPAP / International Paper Company 56.82 440 440 0.00 25 25 0.00
2017‑09‑30 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.95 1,050 1,050 0.00 21 22 4.76
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Call 30.00 500 700 40.00 2 21 950.00
2017‑09‑30 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 53.33 300 16
2017‑09‑30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 35.89 418 15
2017‑09‑30 13F-HR VTR / Ventas, Inc. 65.00 200 200 0.00 14 13 -7.14
2017‑09‑30 13F-HR SFTBY / Softbank Group 40.00 0 300 0 12
2017‑09‑30 13F-HR LDOS / Leidos Holdings, Inc. 60.00 200 12
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 200.00 55 55 0.00 11 11 0.00
2017‑09‑30 13F-HR UBA / Urstadt Biddle Properties, Inc. 22.00 500 500 0.00 10 11 10.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 76.92 130 10
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 100.00 100 100 0.00 10 10 0.00
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 33.33 300 300 0.00 11 10 -9.09
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 22.47 445 445 0.00 10 10 0.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 225.00 40 9
2017‑09‑30 13F-HR LAZ / Lazard Ltd. 45.00 200 9
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.00 1,000 1,000 0.00 8 8 0.00
2017‑09‑30 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 11.43 700 8
2017‑09‑30 13F-HR SSYS / Stratasys, Ltd. 24.24 330 330 0.00 8 8 0.00
2017‑09‑30 13F-HR MIC / Macquarie Infrastructure Company LLC 70.00 100 7
2017‑09‑30 13F-HR VIA / Viacom, Inc. 25.86 232 232 0.00 8 6 -25.00
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 7.50 800 6
2017‑09‑30 13F-HR SPH / Suburban Propane Partners, L.P. 27.78 216 216 0.00 5 6 20.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 217.39 23 5
2017‑09‑30 13F-HR WBK / Westpac Banking Corp. Ltd. 27.03 185 185 0.00 4 5 25.00
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. 5.00 800 4
2017‑09‑30 13F-HR ETSY / Etsy, Inc. 16.00 250 250 0.00 4 4 0.00
2017‑09‑30 13F-HR STO / Statoil ASA 20.00 200 4
2017‑09‑30 13F-HR SCE.PRB / Southern California Edison Co., 4.08% Series Cumul Preferred Stock 24.00 125 125 0.00 3 3 0.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 2.00 1,500 3
2017‑09‑30 13F-HR SAIC / Science Applications International Corp. 75.00 40 40 0.00 3 3 0.00
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.67 750 750 0.00 2 2 0.00
2017‑09‑30 13F-HR FBC / Flagstar Bancorp, Inc. 40.00 50 2
2017‑09‑30 13F-HR NRG / NRG Energy, Inc. 31.25 64 64 0.00 1 2 100.00
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 4.67 1,214 214 -82.37 4 1 -75.00
2017‑09‑30 13F-HR BWEN / Broadwind Energy, Inc. 8.93 20,112 112 -99.44 96 1 -98.96
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 500.00 2 2 0.00 1 1 0.00
2017‑09‑30 13F-HR CMLS / Cumulus Media, Inc. 8.00 125 125 0.00 1 1 0.00
2017‑09‑30 13F-HR BLACKROCK MUNICIPAL 2030 TAR / CEF (09257P105) 22.74 3,237 4,530 39.94 75 103 37.33
2017‑09‑30 13F-HR PCG / PG&E Corp. 67.65 340 340 0.00 22 23 4.55
2017‑09‑30 13F-HR EXC / Exelon Corp. 36.75 381 381 0.00 14 14 0.00
2017‑09‑30 13F-HR TWLO / Twilio Inc. 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.36 1,029 1,029 0.00 123 129 4.88
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.22 31,518 17,862 -43.33 941 504 -46.44
2017‑09‑30 13F-HR CUDA / Barracuda Networks, Inc. 24.00 2,000 2,000 0.00 46 48 4.35
2017‑09‑30 13F-HR GLUU / Glu Mobile, Inc. 66.67 15 15 0.00 1 1 0.00
2017‑09‑30 13F-HR KBR / KBR, Inc. 17.90 1,788 1,788 0.00 28 32 14.29
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 11.79 2,800 2,800 0.00 36 33 -8.33
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions 40.00 25 25 0.00 1 1 0.00
2017‑09‑30 13F-HR BVXV / BiondVax Pharmaceuticals Ltd. 0.20 10,000 10,000 0.00 2 2 0.00
2017‑09‑30 13F-HR PCG.PRA / Pacific Gas & Electric Co., 6.00% First Preferred 31.11 225 225 0.00 7 7 0.00
2017‑09‑30 13F-HR STML / Stemline Therapeutics, Inc. 12.00 500 500 0.00 5 6 20.00
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.17 0 83,011 0 4,082
2017‑09‑30 13F-HR IFUS / Impact Fusion International Inc. 0.01 200,000 200,000 0.00 1 1 0.00
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 41.67 120 120 0.00 5 5 0.00
2017‑09‑30 13F-HR PHO / PowerShares Water Resources Portfolio 28.50 2,000 2,000 0.00 54 57 5.56
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.26 11,525 11,525 0.00 1,276 1,386 8.62
2017‑09‑30 13F-HR FIRST TRUST NASDAQ ABA CBIF / ETF (33736Q104) 52.02 519 519 0.00 27 27 0.00
2017‑09‑30 13F-HR PBT / Permian Basin Royalty Trust 8.00 500 500 0.00 4 4 0.00
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.76 15,040 6,112 -59.36 2,383 1,007 -57.74
2017‑09‑30 13F-HR C.PRJ / Citigroup, Inc. Call 200 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR MSRT / MassRoots, Inc. 3,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GLPW / Global Power Equipment Group, Inc. 30,000 0 -100.00 102 0 -100.00
2017‑09‑30 13F-HR HA / Hawaiian Holdings, Inc. 175 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR AGNCP / AGNC Investment Corp. 8.00% Series A Cumulative Redeem Preferred 45,565 0 -100.00 1,174 0 -100.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Call 200 0 -100.00 32 0 -100.00
2017‑09‑30 13F-HR QLYS / Qualys, Inc. 500 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR July 17 Calls on TMV US / Option Call (25459Y908) 500 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR HHDS / Highlands REIT Inc. 16,425 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR HUM / Humana, Inc. 2 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 1,260 0 -100.00 119 0 -100.00
2017‑09‑30 13F-HR WPM / Wheaton Precious Metals Corp. 6,000 0 -100.00 115 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. 3,000 0 -100.00 92 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 10,000 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR MKTX / MarketAxess Holdings, Inc. Put 420 0 -100.00 55 0 -100.00
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 500 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR FNSR / Finisar Corporation 925 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR COLM / Columbia Sportswear Co. 200 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Call 5,000 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 5,000 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. 2 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SLJB / Sulja Bros Building Supplies Ltd. 50,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR NEOM / NeoMedia Technologies, Inc. 41 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 84,989 0 -100.00 4,900 0 -100.00
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 90 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ROYAL BK SCOTLND GRP PLC / PFD (780097788) 400 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. 24.17 404,432 519,931 28.56 11,042 12,567 13.81
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.63 392,608 358,200 -8.76 12,210 12,046 -1.34
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CA QUALI / CEF (09254N103) 2,500 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.03 49,970 49,630 -0.68 8,596 9,084 5.68
2017‑09‑30 13F-HR CVS / CVS Health Corporation 81.51 114,404 106,451 -6.95 9,180 8,677 -5.48
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.14 86,123 86,660 0.62 4,640 4,172 -10.09
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.89 57,823 45,228 -21.78 3,197 2,347 -26.59
2017‑09‑30 13F-HR RTN / Raytheon Co. 185.93 12,128 12,128 0.00 1,995 2,255 13.03
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.44 122,686 168,752 37.55 1,053 1,425 35.33
2017‑09‑30 13F-HR GM / General Motors Company 40.30 28,413 28,413 0.00 995 1,145 15.08
2017‑09‑30 13F-HR CYS / CYS Investments, Inc. 25.03 36,808 37,677 2.36 924 943 2.06
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.76 13,916 13,916 0.00 727 762 4.81
2017‑09‑30 13F-HR RRC / Range Resources Corp. 19.58 23,895 34,058 42.53 535 667 24.67
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.18 1,580 2,325 47.15 383 584 52.48
2017‑09‑30 13F-HR RLJE / RLJ Entertainment, Inc. 3.55 168,400 168,400 0.00 555 598 7.75
2017‑09‑30 13F-HR NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 12.20 40,890 40,890 0.00 506 499 -1.38
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.33 10,920 11,324 3.70 420 434 3.33
2017‑09‑30 13F-HR BLACKROCK MUNI 2020 TERM TRS / CEF (09249X109) 15.64 19,688 30,940 57.15 310 484 56.13
2017‑09‑30 13F-HR COP / ConocoPhillips 50.02 8,516 8,516 0.00 378 426 12.70
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.98 3,630 3,630 0.00 395 421 6.58
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.14 32,270 26,945 -16.50 511 435 -14.87
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.70 1,121 6,121 446.03 77 445 477.92
2017‑09‑30 13F-HR PMT / Penny Mac Mortgage Investment Trust 17.42 32,015 19,056 -40.48 587 332 -43.44
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.01 17,793 16,983 -4.55 249 238 -4.42
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 23.03 6,817 6,817 0.00 147 157 6.80
2017‑09‑30 13F-HR IOVA / Iovance Biotherapeutics Inc. 7.77 19,313 150
2017‑09‑30 13F-HR SPLK / Splunk Inc. 67.00 2,000 2,000 0.00 114 134 17.54
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.30 10,000 10,000 0.00 132 133 0.76
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 11.82 11,000 11,000 0.00 125 130 4.00
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.55 2,925 2,310 -21.03 152 126 -17.11
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.22 1,220 1,025 -15.98 144 114 -20.83
2017‑09‑30 13F-HR NLR / VanEck Vectors ETF TR 51.21 2,031 2,031 0.00 100 104 4.00
2017‑09‑30 13F-HR VVR / Van Kampen Senior Income Trust 4.47 24,585 24,585 0.00 112 110 -1.79
2017‑09‑30 13F-HR EVJ / Eaton Vance New Jersey Municipal Income Trust 12.00 8,000 8,000 0.00 98 96 -2.04
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.91 1,245 1,245 0.00 105 97 -7.62
2017‑09‑30 13F-HR FRT / Federal Realty Investment Trust 123.75 800 800 0.00 101 99 -1.98
2017‑09‑30 13F-HR FMSA / Fairmount Santrol Holdings Inc. 4.75 20,000 95
2017‑09‑30 13F-HR MOMO / Momo Inc. 31.24 2,913 91
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 177.78 450 450 0.00 73 80 9.59
2017‑09‑30 13F-HR SNA / Snap-On Inc. 148.00 500 74
2017‑09‑30 13F-HR ACN / Accenture plc 135.19 680 540 -20.59 85 73 -14.12
2017‑09‑30 13F-HR ADDDF / adidas AG 113.43 670 670 0.00 67 76 13.43
2017‑09‑30 13F-HR AXP / American Express Co. 90.91 759 759 0.00 65 69 6.15
2017‑09‑30 13F-HR NVTR / Nuvectra Corporation 13.00 5,000 5,000 0.00 66 65 -1.52
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 45.99 150 1,435 856.67 6 66 1,000.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.74 266 265 -0.38 60 63 5.00
2017‑09‑30 13F-HR MS / Morgan Stanley 48.46 1,300 1,300 0.00 60 63 5.00
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.55 1,008 1,008 0.00 53 57 7.55
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.70 1,273 1,273 0.00 57 62 8.77
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.52 718 1,258 75.21 30 56 86.67
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.67 5,427 3,382 -37.68 84 53 -36.90
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.72 3,290 2,990 -9.12 59 50 -15.25
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 10.07 59,447 4,269 -92.82 594 43 -92.76
2017‑09‑30 13F-HR M / Macy's, Inc. 22.00 6,000 2,000 -66.67 142 44 -69.01
2017‑09‑30 13F-HR GOLD / Randgold Resources Ltd. 97.78 450 450 0.00 40 44 10.00
2017‑09‑30 13F-HR AINV / Apollo Investment Corp. 6.04 6,959 6,959 0.00 45 42 -6.67
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 215.00 200 200 0.00 39 43 10.26
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 450.00 125 80 -36.00 54 36 -33.33
2017‑09‑30 13F-HR FLKS / Flex Pharma, Inc. 3.30 10,000 10,000 0.00 38 33 -13.16
2017‑09‑30 13F-HR O / Realty Income Corp. 56.99 500 544 8.80 28 31 10.71
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.50 2,000 2,000 0.00 29 29 0.00
2017‑09‑30 13F-HR MTB / M & T Bank Corp. 163.52 159 159 0.00 26 26 0.00
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.34 697 847 21.52 20 24 20.00
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 75.00 320 320 0.00 22 24 9.09
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 59.83 351 351 0.00 21 21 0.00
2017‑09‑30 13F-HR TCEHY / Tencent Holding Ltd. 44.00 500 500 0.00 17 22 29.41
2017‑09‑30 13F-HR GFF / Griffon Corp. 22.00 1,000 1,000 0.00 22 22 0.00
2017‑09‑30 13F-HR ISBC / Investors Bancorp, Inc. 13.33 1,350 1,350 0.00 18 18 0.00
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 11.43 1,750 1,750 0.00 17 20 17.65
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.00 21,250 1,000 -95.29 357 17 -95.24
2017‑09‑30 13F-HR KF / Korea Fund, Inc. (The) 40.00 450 450 0.00 18 18 0.00
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 84.11 214 214 0.00 18 18 0.00
2017‑09‑30 13F-HR BLACKROCK ENHANCED GLOBAL DI / CEF (092501105) 13.78 1,234 1,234 0.00 16 17 6.25
2017‑09‑30 13F-HR MA / MasterCard Incorporated 140.00 145 100 -31.03 18 14 -22.22
2017‑09‑30 13F-HR NOK / Nokia Corp. 6.00 2,000 2,000 0.00 12 12 0.00
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 120.00 850 100 -88.24 93 12 -87.10
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 40.00 300 300 0.00 11 12 9.09
2017‑09‑30 13F-HR CHN / China Fund, Inc. 20.69 580 580 0.00 11 12 9.09
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. 6.75 1,630 11
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 42.55 235 235 0.00 10 10 0.00
2017‑09‑30 13F-HR KR / Kroger Co. 20.00 500 500 0.00 12 10 -16.67
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 20.00 500 500 0.00 7 10 42.86
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 50.00 200 200 0.00 9 10 11.11
2017‑09‑30 13F-HR GUGGENHEIM CHINA REAL ESTATE / ETF (18383Q861) 30.00 300 9
2017‑09‑30 13F-HR X / United States Steel Corp. 25.71 350 350 0.00 8 9 12.50
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.60 577 577 0.00 9 9 0.00
2017‑09‑30 13F-HR TMP / Tompkins Financial, Inc. 90.00 100 100 0.00 8 9 12.50
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 64.29 140 140 0.00 8 9 12.50
2017‑09‑30 13F-HR ISHARES CRNCY HEDGD MSCI EM / ETF (46434G509) 27.27 330 9
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 38.65 207 207 0.00 9 8 -11.11
2017‑09‑30 13F-HR PHG / Koninklijke Philips N.V 40.00 200 8
2017‑09‑30 13F-HR JBGS / JBG SMITH Properties 34.33 233 8
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 53.33 300 150 -50.00 16 8 -50.00
2017‑09‑30 13F-HR PJC / Piper Jaffray Companies, Inc. 61.07 131 131 0.00 8 8 0.00
2017‑09‑30 13F-HR BAH / Booz Allen Hamilton Holding Corp. 35.00 200 200 0.00 7 7 0.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 7.00 1,000 1,000 0.00 8 7 -12.50
2017‑09‑30 13F-HR GOOD / Gladstone Commercial Corp. 23.33 300 300 0.00 7 7 0.00
2017‑09‑30 13F-HR JPM.PRF / JPMorgan Chase & Co., Preferred F 28.00 250 250 0.00 7 7 0.00
2017‑09‑30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.00 500 500 0.00 7 7 0.00
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 175.00 40 40 0.00 7 7 0.00
2017‑09‑30 13F-HR DIN / DineEquity, Inc. 40.00 150 150 0.00 6 6 0.00
2017‑09‑30 13F-HR SHOO / Steven Madden Ltd. 40.00 150 150 0.00 6 6 0.00
2017‑09‑30 13F-HR AXS / AXIS Capital Holdings Ltd. 60.00 100 6
2017‑09‑30 13F-HR TTGT / TechTarget, Inc. 12.00 500 500 0.00 5 6 20.00
2017‑09‑30 13F-HR DOC / Physicians Realty Trust 16.67 300 300 0.00 6 5 -16.67
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 50.00 100 100 0.00 6 5 -16.67
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 47.62 105 105 0.00 5 5 0.00
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. 40.00 100 100 0.00 3 4 33.33
2017‑09‑30 13F-HR ITHUF / Ianthus Capital Holdings, Inc. 2.00 2,000 2,000 0.00 5 4 -20.00
2017‑09‑30 13F-HR BXE / Bellatrix Exploration Ltd 2.86 7,000 1,400 -80.00 4 4 0.00
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 40.00 100 4
2017‑09‑30 13F-HR PCG.PRB / Pacific Gas & Electric Co., 5.50% First Preferred 29.20 137 137 0.00 4 4 0.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 80.00 50 50 0.00 3 4 33.33
2017‑09‑30 13F-HR BCLYF / Barclays Plc 9.09 330 330 0.00 4 3 -25.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 54.55 55 55 0.00 4 3 -25.00
2017‑09‑30 13F-HR ADNT / Adient plc 95.24 42 42 0.00 3 4 33.33
2017‑09‑30 13F-HR CX / Cemex S.A.B de C.V. 8.93 336 336 0.00 3 3 0.00
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 40.00 50 50 0.00 2 2 0.00
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 17.86 56 1
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.67 14,459 60 -99.59 275 1 -99.64
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 25.00 40 40 0.00 1 1 0.00
2017‑09‑30 13F-HR BTCS / BTCS Inc. 0.20 0 5,000 0 1
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 15.15 66 66 0.00 1 1 0.00
2017‑09‑30 13F-HR TIME / Time Inc. 83.33 12 12 0.00 1 1 0.00
2017‑09‑30 13F-HR OCLR / Oclaro, Inc 166.67 6 6 0.00 1 1 0.00
2017‑09‑30 13F-HR KIM / Kimco Realty Corporation 19.68 1,575 1,575 0.00 28 31 10.71
2017‑09‑30 13F-HR NBGGY / National Bank of Greece S.A. 333.33 3 3 0.00 1 1 0.00
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 974.50 16,405 16,352 -0.32 15,277 15,935 4.31
2017‑09‑30 13F-HR CAGDF / Centerra Gold Inc. 7.16 10,200 10,200 0.00 54 73 35.19
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.72 22,010 2,010 -90.87 1,224 114 -90.69
2017‑09‑30 13F-HR CBS / CBS Corp. 60.00 200 200 0.00 13 12 -7.69
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 250.00 4 4 0.00 1 1 0.00
2017‑09‑30 13F-HR MMM / 3M Co. 208.00 250 250 0.00 52 52 0.00
2017‑09‑30 13F-HR KBE / SPDR S&P Bank ETF 45.00 400 400 0.00 18 18 0.00
2017‑09‑30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 30.00 300 300 0.00 10 9 -10.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.42 340 345 1.47 309 331 7.12
2017‑09‑30 13F-HR FULT / Fulton Financial Corp. 18.79 745 745 0.00 14 14 0.00
2017‑09‑30 13F-HR TDC / Teradata Corp. 125.00 8 8 0.00 1 1 0.00
2017‑09‑30 13F-HR HNP / Huaneng Power International, Inc. 25.00 200 200 0.00 6 5 -16.67
2017‑09‑30 13F-HR BGS / B&G Foods, Inc. 30.00 200 200 0.00 7 6 -14.29
2017‑09‑30 13F-HR TOT / Total S.A. 53.57 5,040 5,040 0.00 248 270 8.87
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.38 1,600 1,600 0.00 6 7 16.67
2017‑09‑30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.69 1,123 1,123 0.00 12 12 0.00
2017‑09‑30 13F-HR STWD / Starwood Property Trust Inc. 21.64 1,525 1,525 0.00 34 33 -2.94
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 275,548 274,662 -0.32 9,323 10,460 12.20
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.00 2,000 2,000 0.00 47 46 -2.13
2017‑09‑30 13F-HR NEW YORK MORTGAGE TRUST / PFD (649604709) 25.08 16,356 16,111 -1.50 404 404 0.00
2017‑09‑30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 8.33 1,200 1,200 0.00 9 10 11.11
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 35.00 0 200 0 7
2017‑09‑30 13F-HR SCE.PRC / Southern California Edison Co., 4.24% Series Cumul Preferred Stock 24.00 125 125 0.00 3 3 0.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.48 2,003 2,003 0.00 24 27 12.50
2017‑09‑30 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.45 843 843 0.00 39 40 2.56
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 17.32 835 635 -23.95 27 11 -59.26
2017‑09‑30 13F-HR SPHS / Sophiris Bio, Inc. 2.00 2,000 2,000 0.00 4 4 0.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.94 2,208 2,706 22.55 2,140 2,603 21.64
2017‑09‑30 13F-HR OXLCO / Oxford Lane Capital Corp. 10.00 1,000 1,000 0.00 10 10 0.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.74 270 270 0.00 12 11 -8.33
2017‑09‑30 13F-HR FNMAS / Fannie Mae, 8.25% Fixed to Floating Rate Non-Cumul Preferred Stock, Series S 4.61 217 217 0.00 1 1 0.00
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 53.33 300 150 -50.00 17 8 -52.94
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 57.14 35 35 0.00 2 2 0.00
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.60 1,245 1,245 0.00 61 63 3.28
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 45.00 200 200 0.00 8 9 12.50
2017‑09‑30 13F-HR SLG / SL Green Realty Corp. 25.00 1,000 1,000 0.00 25 25 0.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.50 435 437 0.46 24 26 8.33
2017‑09‑30 13F-HR FNDB / Schwab Fundamental U.S. Broad Market Index ETF 35.05 3,919 4,451 13.57 133 156 17.29
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13.75 33,645 32,445 -3.57 455 446 -1.98
2017‑09‑30 13F-HR TK / Teekay Corp. 16.13 62 62 0.00 1 1 0.00
2017‑09‑30 13F-HR UTX / United Technologies Corp. 115.80 12,406 12,357 -0.39 1,520 1,431 -5.86
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.31 17,720 6,075 -65.72 1,152 415 -63.98
2017‑09‑30 13F-HR OGZPY / PJSC Gazprom 4.21 25,200 25,200 0.00 102 106 3.92
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.30 4,225 3,015 -28.64 30 22 -26.67
2017‑09‑30 13F-HR PTLA / Portola Pharmaceuticals, Inc. 53.33 75 75 0.00 4 4 0.00
2017‑09‑30 13F-HR ES / Eversource Energy 60.00 100 100 0.00 6 6 0.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.41 277,727 261,374 -5.89 12,386 12,914 4.26
2017‑09‑30 13F-HR F / Ford Motor Co. 11.99 41,310 32,610 -21.06 467 391 -16.27
2017‑09‑30 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 4.30 10,000 10,000 0.00 17 43 152.94
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.75 4,963 6,213 25.19 124 160 29.03
2017‑09‑30 13F-HR QBAK / Qualstar Corp. 13.33 150 75 -50.00 1 1 0.00
2017‑09‑30 13F-HR CWGL / Crimson Wine Group Ltd. 14.29 70 70 0.00 1 1 0.00
2017‑09‑30 13F-HR IVAC / Intevac, Inc. 8.00 500 500 0.00 6 4 -33.33
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.78 16,773 13,939 -16.90 2,220 2,032 -8.47
2017‑09‑30 13F-HR OTTR / Otter Tail Corp. 43.89 319 319 0.00 13 14 7.69
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 76.92 203 13 -93.60 1 1 0.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 74.63 67 67 0.00 5 5 0.00
2017‑09‑30 13F-HR DQUEL / Duquesne Light Co. 50.00 100 100 0.00 5 5 0.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 82.86 350 350 0.00 28 29 3.57
2017‑09‑30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 500.00 257 2 -99.22 32 1 -96.87
2017‑09‑30 13F-HR NRK / Nuveen Insured New York AMT-Free Municipal Fund 13.16 339,912 325,367 -4.28 4,470 4,283 -4.18
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.33 450 450 0.00 25 24 -4.00
2017‑09‑30 13F-HR CSOD / Cornerstone OnDemand, Inc. 40.65 3,616 3,616 0.00 125 147 17.60
2017‑09‑30 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.67 38,597 39,040 1.15 698 729 4.44
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.29 54,525 20,905 -61.66 5,723 2,452 -57.16
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 65.00 200 200 0.00 11 13 18.18
2017‑09‑30 13F-HR HTHT / China Lodging Group Ltd 120.00 100 100 0.00 8 12 50.00
2017‑09‑30 13F-HR OCN / Ocwen Financial Corp. 3.00 1,000 1,000 0.00 3 3 0.00
2017‑09‑30 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.63 20,658 20,717 0.29 239 241 0.84
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.50 400 400 0.00 7 7 0.00
2017‑09‑30 13F-HR OZRK / Bank of the Ozarks, Inc. 48.32 4,900 12,397 153.00 235 599 154.89
2017‑09‑30 13F-HR COH / Coach, Inc. 40.00 500 500 0.00 23 20 -13.04
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.24 3,470 3,400 -2.02 303 317 4.62
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.74 88,946 87,743 -1.35 6,995 6,733 -3.75
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.82 63,975 52,038 -18.66 875 719 -17.83
2017‑09‑30 13F-HR SUN / Sunoco LP 30.00 100 100 0.00 3 3 0.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.85 1,640 1,640 0.00 144 149 3.47
2017‑09‑30 13F-HR EYES / Second Sight Medical Products, Inc. 1.24 7,278 7,278 0.00 10 9 -10.00
2017‑09‑30 13F-HR ACM / AECOM 25.00 40 40 0.00 1 1 0.00
2017‑09‑30 13F-HR IES HOLDINGS INC / (44951W106) 17.35 60,120 20,120 -66.53 1,043 349 -66.54
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. 40.00 25 25 0.00 1 1 0.00
2017‑09‑30 13F-HR NVO / Novo-Nordisk A/S 50.00 200 200 0.00 8 10 25.00
2017‑09‑30 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 65.26 950 950 0.00 60 62 3.33
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.33 208,696 195,117 -6.51 14,450 14,504 0.37
2017‑09‑30 13F-HR PENNYMAC MTGE INVESTMENT / PFD (70931T301) 25.22 11,275 14,750 30.82 286 372 30.07
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 10.50 2,000 2,000 0.00 29 21 -27.59
2017‑09‑30 13F-HR PNC.PRP / PNC Financial Services Group, Inc., 6.125% Dep Shares Fixed/Float Non-cum Preferred Stock P 28.60 5,000 5,000 0.00 149 143 -4.03
2017‑09‑30 13F-HR CZI / Direxion Shares ETF Trust 36.42 7,250 9,034 24.61 297 329 10.77
2017‑09‑30 13F-HR MYE / Myers Industries, Inc. 21.51 915 465 -49.18 16 10 -37.50
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.49 635 635 0.00 59 60 1.69
2017‑09‑30 13F-HR WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J 25.48 31,276 19,346 -38.14 811 493 -39.21
2017‑09‑30 13F-HR OZM / OCH-Ziff Capital Management Group LLC 3.20 2,500 2,500 0.00 7 8 14.29
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.53 7,758 7,289 -6.05 1,164 1,243 6.79
2017‑09‑30 13F-HR XME / SPDR S&P Metals & Mining ETF 31.65 695 695 0.00 21 22 4.76
2017‑09‑30 13F-HR ISHARES MORTGAGE REAL ESTATE / ETF (46435G342) 46.85 3,543 3,543 0.00 166 166 0.00
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.68 305 111,114 36,330.82 19 7,187 37,726.32
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 340.00 524 450 -14.12 176 153 -13.07
2017‑09‑30 13F-HR AVB / AvalonBay Communities, Inc. 178.64 515 515 0.00 100 92 -8.00
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.70 0 2,150 0 496
2017‑09‑30 13F-HR NLY.PRD / Annaly Capital Management, Inc. 25.30 31,995 20,315 -36.51 806 514 -36.23
2017‑09‑30 13F-HR SRE / Sempra Energy 116.00 250 250 0.00 28 29 3.57
2017‑09‑30 13F-HR MET / MetLife, Inc. 50.00 0 200 0 10
2017‑09‑30 13F-HR SGDM / Sprott Gold Miners ETF 20.00 500 500 0.00 10 10 0.00
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 64.52 465 465 0.00 29 30 3.45
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.80 279,640 321,300 14.90 10,951 12,466 13.83
2017‑09‑30 13F-HR MCD / McDonald's Corp. 142.86 35 35 0.00 5 5 0.00
2017‑09‑30 13F-HR HDP / Hortonworks, Inc. 16.81 14,350 15,350 6.97 182 258 41.76
2017‑09‑30 13F-HR BAC.PRW / Bank of America Corp. 6.625% Preferred Perpetual Series W 27.00 1,000 1,000 0.00 27 27 0.00
2017‑09‑30 13F-HR NQ / NQ Mobile Inc. 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 64.07 400 437 9.25 30 28 -6.67
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 150.00 100 100 0.00 13 15 15.38
2017‑09‑30 13F-HR TRGP / Targa Resources Corp. 48.39 62 62 0.00 3 3 0.00
2017‑09‑30 13F-HR TMQ / Trilogy Metals Inc.. 62.50 16 16 0.00 1 1 0.00
2017‑09‑30 13F-HR CRL / Charles River Laboratories International, Inc. 108.33 600 600 0.00 61 65 6.56
2017‑09‑30 13F-HR WHR / Whirlpool Corp. 185.71 70 70 0.00 14 13 -7.14
2017‑09‑30 13F-HR PFH / Corporate Asset Backed Corp., CABCO Trust J.C.Penney 7 5/8% Debs 15.00 400 400 0.00 7 6 -14.29
2017‑09‑30 13F-HR ADXS / Advaxis, Inc. 4.71 850 850 0.00 6 4 -33.33
2017‑09‑30 13F-HR MC / Moelis & Co. 42.86 500 700 40.00 19 30 57.89
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. 26.67 75 75 0.00 2 2 0.00
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 29.85 670 670 0.00 18 20 11.11
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 63.76 23,515 23,557 0.18 1,507 1,502 -0.33
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.00 300 300 0.00 17 18 5.88
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 10.00 500 500 0.00 5 5 0.00
2017‑09‑30 13F-HR BPK / BlackRock Municipal 2018 Term Trust 15.02 26,000 32,500 25.00 390 488 25.13
2017‑09‑30 13F-HR HCP / HCP, Inc. 30.00 200 200 0.00 6 6 0.00
2017‑09‑30 13F-HR ADVM / Adverum Biotechnologies, Inc. 4.00 250 250 0.00 1 1 0.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.21 3,444 3,444 0.00 397 383 -3.53
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.64 5,330 770 -85.55 298 49 -83.56
2017‑09‑30 13F-HR ODFL / Old Dominion Freight Line, Inc. 110.00 100 100 0.00 10 11 10.00
2017‑09‑30 13F-HR SHAK / Shake Shack, Inc. 34.00 500 500 0.00 17 17 0.00
2017‑09‑30 13F-HR NSU / Nevsun Resources Ltd. 2.33 3,000 3,000 0.00 7 7 0.00
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.00 11,725 11,000 -6.18 742 726 -2.16
2017‑09‑30 13F-HR BRDCY / Bridgestone Corp. 45.33 1,500 1,500 0.00 64 68 6.25
2017‑09‑30 13F-HR PSX / Phillips 66 93.02 171 172 0.58 14 16 14.29
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 140.00 200 200 0.00 27 28 3.70
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.83 2,927 2,927 0.00 20 20 0.00
2017‑09‑30 13F-HR WBC / Wabco Holdings, Inc. 147.91 311 311 0.00 40 46 15.00
2017‑09‑30 13F-HR C-K / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K 28.95 29,646 23,077 -22.16 879 668 -24.00
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.00 11,000 1,000 -90.91 363 33 -90.91
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.75 715 715 0.00 41 37 -9.76
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 70.52 15,200 26,675 75.49 1,082 1,881 73.84
2017‑09‑30 13F-HR LGFRY / Longfor Properties Co Ltd 25.00 400 400 0.00 9 10 11.11
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 40.00 100 100 0.00 4 4 0.00
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.81 11,850 10,319 -12.92 535 483 -9.72
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 180.45 126 399 216.67 19 72 278.95
2017‑09‑30 13F-HR XYL / Xylem, Inc. 61.54 65 65 0.00 4 4 0.00
2017‑09‑30 13F-HR NMFC / New Mountain Finance Corporation 13.33 300 300 0.00 4 4 0.00
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.97 4,316 4,316 0.00 57 56 -1.75
2017‑09‑30 13F-HR ANET / Arista Networks, Inc. 200.00 471 30 -93.63 70 6 -91.43
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 251.92 520 520 0.00 127 131 3.15
2017‑09‑30 13F-HR ECTE / Echo Therapeutics, Inc. 10.00 100 100 0.00 1 1 0.00
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 80.25 486 486 0.00 38 39 2.63
2017‑09‑30 13F-HR CVTPF / Napec, Inc. 0.99 200,000 200,000 0.00 175 198 13.14
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 16.49 12,533 14,368 14.64 276 237 -14.13
2017‑09‑30 13F-HR WIZD / Wizard World, Inc. 0.27 300,000 100,000 -66.67 53 27 -49.06
2017‑09‑30 13F-HR BP / BP Plc 38.43 224,529 315,151 40.36 7,741 12,111 56.45
2017‑09‑30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 16.13 310 310 0.00 5 5 0.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.36 170,679 360,654 111.31 4,233 9,145 116.04
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.27 150 550 266.67 24 81 237.50
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 108.57 350 350 0.00 36 38 5.56
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 23.10 303 303 0.00 6 7 16.67
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.20 5,100 4,100 -19.61 60 50 -16.67
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 75.00 200 200 0.00 14 15 7.14
2017‑09‑30 13F-HR CBRL / Cracker Barrel Old Country Store, Inc. 150.00 100 100 0.00 17 15 -11.76
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.32 2,000 82,000 4,000.00 10 354 3,440.00
2017‑09‑30 13F-HR XRX / Xerox Corp. 33.60 1,250 1,250 0.00 36 42 16.67
2017‑09‑30 13F-HR NSRGY / Nestle S.A. 85.00 200 200 0.00 17 17 0.00
2017‑09‑30 13F-HR PATK / Patrick Industries, Inc. 87.30 6,526 126 -98.07 469 11 -97.65
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.84 2,813 2,971 5.62 327 362 10.70
2017‑09‑30 13F-HR FAST / Fastenal Co. 42.86 140 140 0.00 6 6 0.00
2017‑09‑30 13F-HR JPM.PRE / JPMorgan Chase & Co., Preferred E 27.00 1,000 1,000 0.00 27 27 0.00
2017‑09‑30 13F-HR VNO / Vornado Realty Trust 77.25 466 466 0.00 44 36 -18.18
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 40.00 50 50 0.00 3 2 -33.33
2017‑09‑30 13F-HR VIAB / Viacom, Inc. 35.00 200 200 0.00 8 7 -12.50
2017‑09‑30 13F-HR STL / Sterling Bancorp 24.75 5,213 5,213 0.00 123 129 4.88
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.00 250 250 0.00 3 3 0.00
2017‑09‑30 13F-HR WILC / G. Willi-Food International Ltd. 5.71 350 350 0.00 3 2 -33.33
2017‑09‑30 13F-HR EAD / Evergreen Income Advantage Fund 8.70 42,519 42,661 0.33 363 371 2.20
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 25.86 119,145 101,090 -15.15 3,222 2,614 -18.87
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.50 1,200 1,200 0.00 26 27 3.85
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.00 500 500 0.00 67 64 -4.48
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.86 1,900 1,400 -26.32 62 53 -14.52
2017‑09‑30 13F-HR AMGN / Amgen Inc. 185.00 200 200 0.00 35 37 5.71
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 52.71 1,271 1,271 0.00 66 67 1.52
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.71 60,769 13,879 -77.16 4,923 1,134 -76.97
2017‑09‑30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 139.78 12,640 6,689 -47.08 1,581 935 -40.86
2017‑09‑30 13F-HR OMF / OneMain Holdings, Inc. 30.00 10,000 100 -99.00 249 3 -98.80
2017‑09‑30 13F-HR WDR / Waddell & Reed Financial, Inc. 20.00 500 500 0.00 10 10 0.00
2017‑09‑30 13F-HR XON / Intrexon Corp. 20.00 100 100 0.00 2 2 0.00
2017‑09‑30 13F-HR MDT / Medtronic plc 77.72 12,316 12,816 4.06 1,097 996 -9.21
2017‑09‑30 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 83.33 12 12 0.00 1 1 0.00
2017‑09‑30 13F-HR UBOH / United Bancshares, Inc. 22.50 30,000 20,000 -33.33 672 450 -33.04
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.71 560 560 0.00 46 48 4.35
2017‑09‑30 13F-HR EFC / Ellington Financial LLC 16.00 32,500 2,500 -92.31 530 40 -92.45
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 32.00 500 500 0.00 17 16 -5.88
2017‑09‑30 13F-HR MS.PRA / Morgan Stanley Floating Rate Dep Shares Series A Non-cumul Preferred Stock 23.08 9,750 9,750 0.00 232 225 -3.02
2017‑09‑30 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 12.94 18,000 18,000 0.00 225 233 3.56
2017‑09‑30 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.00 3,000 3,000 0.00 24 27 12.50
2017‑09‑30 13F-HR DVN / Devon Energy Corp. 36.00 250 250 0.00 8 9 12.50
2017‑09‑30 13F-HR DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities 26.51 8,000 8,300 3.75 213 220 3.29
2017‑09‑30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.39 16,550 16,550 0.00 170 172 1.18
2017‑09‑30 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 20.00 50 50 0.00 1 1 0.00
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 264 264 0.00 83 88 6.02
2017‑09‑30 13F-HR AGN / Allergan plc 203.80 800 3,425 328.12 196 698 256.12
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.00 10,000 5,000 -50.00 627 320 -48.96
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 144.44 760 720 -5.26 117 104 -11.11
2017‑09‑30 13F-HR SYNA / Synaptics, Inc. 44.44 143 90 -37.06 7 4 -42.86
2017‑09‑30 13F-HR FLO / Flowers Foods, Inc. 18.00 500 500 0.00 9 9 0.00
2017‑09‑30 13F-HR NCR / NCR Corp. 125.00 8 8 0.00 1 1 0.00
2017‑09‑30 13F-HR V / Visa, Inc. 101.69 118 118 0.00 11 12 9.09
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 180.41 194 194 0.00 28 35 25.00
2017‑09‑30 13F-HR TMO / Thermo Fisher Scientific, Inc. 222.22 9 9 0.00 2 2 0.00
2017‑09‑30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 11.28 83,417 47,348 -43.24 919 534 -41.89
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.24 13,203 10,491 -20.54 731 611 -16.42
2017‑09‑30 13F-HR TWM / ProShares UltraShort Russell2000 18.69 14,500 14,500 0.00 305 271 -11.15
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 25.26 3,800 3,800 0.00 95 96 1.05
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.00 1,500 1,500 0.00 18 21 16.67
2017‑09‑30 13F-HR YELP / Yelp, Inc. 43.08 3,025 2,600 -14.05 91 112 23.08
2017‑09‑30 13F-HR KYN / Kayne Anderson MLP Investment Co. 18.14 58,885 58,385 -0.85 1,114 1,059 -4.94
2017‑09‑30 13F-HR GS.PRB / Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B 26.43 1,362 1,362 0.00 36 36 0.00
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 145.00 200 200 0.00 27 29 7.41
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.38 101,774 92,938 -8.68 9,505 8,864 -6.74
2017‑09‑30 13F-HR DI / PIMCO Enhanced Short Maturity Strategy Fund 101.78 12,350 12,350 0.00 1,255 1,257 0.16
2017‑09‑30 13F-HR CUTR / Cutera, Inc. 40.00 200 200 0.00 5 8 60.00
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 1.16 10,335 10,335 0.00 12 12 0.00
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 90.91 99 99 0.00 8 9 12.50
2017‑09‑30 13F-HR UE / Urban Edge Properties 25.75 233 233 0.00 6 6 0.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 153.78 107,827 102,376 -5.06 15,604 15,743 0.89
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.44 22,075 12,122 -45.09 382 175 -54.19
2017‑09‑30 13F-HR AG MORTGAGE INVEST TR / PFD (001228303) 25.00 1,000 1,000 0.00 25 25 0.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.86 1,300 1,400 7.69 186 242 30.11
2017‑09‑30 13F-HR ITONF / Ito En Ltd. 34.07 2,700 2,700 0.00 97 92 -5.15
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 13.02 0 47,860 0 623
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 79.49 390 390 0.00 29 31 6.90
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.62 1,353 3,361 148.41 89 234 162.92
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 0 0 1 1 0.00
2017‑09‑30 13F-HR NG / NovaGold Resources Inc. 4.07 100 8,600 8,500.00 1 35 3,400.00
2017‑09‑30 13F-HR AREX / Approach Resources, Inc. 2.50 50,000 50,000 0.00 161 125 -22.36
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 129.61 71,116 47,945 -32.58 9,488 6,214 -34.51
2017‑09‑30 13F-HR CHCO / City Holding Co. 72.07 444 444 0.00 29 32 10.34
2017‑09‑30 13F-HR AVEO / AVEO Pharmaceuticals, Inc. 3.60 10,000 10,000 0.00 22 36 63.64
2017‑09‑30 13F-HR HP / Helmerich & Payne, Inc. 51.67 0 600 0 31
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.27 1,089 1,078 -1.01 166 176 6.02
2017‑09‑30 13F-HR IHE / iShares U.S. Pharmaceuticals ETF 156.00 1,322 1,109 -16.11 206 173 -16.02
2017‑09‑30 13F-HR IYY / iShares Dow Jones U.S. ETF 125.62 1,600 1,600 0.00 194 201 3.61
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.73 140,236 136,599 -2.59 9,918 11,028 11.19
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 170.27 370 370 0.00 62 63 1.61
2017‑09‑30 13F-HR AAUKF / Anglo American plc 9.29 323 323 0.00 2 3 50.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.64 3,900 3,900 0.00 21 22 4.76
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.00 200 200 0.00 2 2 0.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16.90 5,089 5,089 0.00 77 86 11.69
2017‑09‑30 13F-HR IWY / iShares Russell Top 200 Growth ETF 68.13 411 411 0.00 27 28 3.70
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.13 26,501 26,502 0.00 1,478 1,461 -1.15
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 16.13 62 62 0.00 1 1 0.00
2017‑09‑30 13F-HR CSX / CSX Corp. 60.61 33 33 0.00 2 2 0.00
2017‑09‑30 13F-HR BGR / BlackRock Energy & Resources Trust 11.43 175 175 0.00 2 2 0.00
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.75 1,763 1,728 -1.99 162 162 0.00
2017‑09‑30 13F-HR IIM / Invesco Value Municipal Income Trust 14.91 12,210 12,210 0.00 186 182 -2.15
2017‑09‑30 13F-HR BA / Boeing Company (The) 253.77 2,801 2,455 -12.35 564 623 10.46
2017‑09‑30 13F-HR FOXA / Twenty-First Century Fox, Inc. 26.32 1,900 1,900 0.00 54 50 -7.41
2017‑09‑30 13F-HR FNMAK / Fannie Mae, 5.50% Non-Cumulative Preferred Stock, Series N 10.55 2,180 2,180 0.00 21 23 9.52
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 56.00 250 250 0.00 16 14 -12.50
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.48 12,755 12,755 0.00 323 325 0.62
2017‑09‑30 13F-HR AQB / AquaBounty Technologies, Inc. 1,000.00 1 1 0.00 1 1 0.00
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 60.00 0 300 0 18
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.34 145 145 0.00 41 45 9.76
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.29 31 420 1,254.84 2 27 1,250.00
2017‑09‑30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.56 24,000 23,600 -1.67 320 320 0.00
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 17.24 464 464 0.00 8 8 0.00
2017‑09‑30 13F-HR TIER / Tier Reit Inc. 19.27 1,453 1,453 0.00 27 28 3.70
2017‑09‑30 13F-HR GBT / Global Blood Therapeutics, Inc. 30.07 330 765 131.82 9 23 155.56
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 24.00 500 500 0.00 11 12 9.09
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.77 2,907 3,129 7.64 147 162 10.20
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.26 770,077 954,969 24.01 9,221 10,752 16.60
2017‑09‑30 13F-HR FTMNF / Lundin Gold Inc. 4.00 1,000 1,000 0.00 4 4 0.00
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 500.00 2 2 0.00 1 1 0.00
2017‑09‑30 13F-HR AVXL / Anavex Life Sciences Corp. 4.18 60,000 50,000 -16.67 331 209 -36.86
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 125 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR T / AT & T, Inc. 39.11 41,009 41,009 0.00 1,560 1,604 2.82
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. 46.67 150 150 0.00 7 7 0.00
2017‑09‑30 13F-HR SOIGF / Strata Oil & Gas Inc. 0.07 13,400 13,400 0.00 1 1 0.00
2017‑09‑30 13F-HR CSLT / Castlight Health, Inc. 4.35 50,050 53,050 5.99 198 231 16.67
2017‑09‑30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.73 80,997 81,303 0.38 1,110 1,116 0.54
2017‑09‑30 13F-HR VLT / Invesco Van Kampen High Income Trust II 14.81 675 675 0.00 10 10 0.00
2017‑09‑30 13F-HR TRVG / Trivago NV 10,000 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR EYES / Second Sight Medical Products, Inc. 1,278 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR FUEL / Rocket Fuel Inc. 28,000 0 -100.00 76 0 -100.00
2017‑09‑30 13F-HR BLACKROCK DEFINED OPPORTUNIT / CEF (09255Q105) 2,000 0 -100.00 20 0 -100.00
2017‑09‑30 13F-HR TNDM / Tandem Diabetes Care, Inc. 3,525 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR DIREXION DAILY GOLD MINERS I / ETF (25460E844) 25 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 50 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 500 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR AREX / Approach Resources, Inc. Call 1,000 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 400 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. Call 500 0 -100.00 19 0 -100.00
2017‑09‑30 13F-HR WPT / World Point Terminals LP 250 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. 5,000 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR METC / Ramaco Resources, Inc. 9,000 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. Put 550 0 -100.00 39 0 -100.00
2017‑09‑30 13F-HR CBS.A / CBS Corp. 200 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 100 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR MONIF / Monitise PLC 68,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 20 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR SENY / Sauer Energy, Inc. 1,200 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. Put 2 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR AOBC / American Outdoor Brands Corp 34,740 0 -100.00 732 0 -100.00
2017‑09‑30 13F-HR DOMINION ENERGY INC / PFD (25746U844) 23,370 0 -100.00 593 0 -100.00
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 10,000 0 -100.00 361 0 -100.00
2017‑09‑30 13F-HR NAO / Nordic American Offshore Ltd 200 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 634 0 -100.00 51 0 -100.00