InvestorDeutsche Bank Ag\
Insider ProfileDEUTSCHE BANK AG\
Portfolio Value $ 156,108,404,000
Current Positions4,978
Opened Positions5
Closed Positions279


Latest Holdings, Performance, AUM (from 13F, 13D)

Deutsche Bank Ag\ has disclosed 4,978 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 156,108,404,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Deutsche Bank Ag\'s top holdings are Apple, Inc. (NASDAQ:AAPL) , Cisco Systems, Inc. (NASDAQ:CSCO) , Pfizer, Inc. (NYSE:PFE) , Johnson & Johnson (NYSE:JNJ) , and Microsoft Corp. (NASDAQ:MSFT) . Deutsche Bank Ag\'s new positions include Aptiv PLC (NYSE:APTV) , Anthem, Inc. Bond (94973VBG1) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15 (177376AD2) , and Coach, Inc. (NYSE:COH) . Deutsche Bank Ag\'s top industries are "Fishing hunting and trapping" (sic 09) , "Forestry" (sic 08) , and "Legal Services" (sic 81) .

All Deutsche Bank Ag\ holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑14 SC 13G/A QPAC / Quinpario Acquisition Corp. 2 2,872,626 0 -100.00 0.00 -100.00
2018‑02‑14 SC 13G/A ADC / Agree Realty Corp. 1,577,829 2,029,304 28.61 6.93 15.12
2018‑02‑14 SC 13G DYN / Dynegy Inc. 12,201,192 9.28
2018‑02‑14 SC 13G BSFT / BroadSoft, Inc. 1,720,969 5.41
2018‑02‑14 SC 13G BGC / General Cable Corp. 3,447,538 6.87
2018‑02‑14 SC 13G HCI / HCI Group, Inc. 595,992 5.73
2018‑02‑14 SC 13G TRVG / Trivago NV 1,893,840 5.77
2018‑02‑14 SC 13G VSH / Vishay Intertechnology, Inc. 6,893,559 5.01
2018‑02‑14 SC 13G SFL / Ship Finance International Limited 5,608,568 5.95
2018‑02‑14 SC 13G/A REXR / Rexford Industrial Realty, Inc. 7,165,531 5,536,227 -22.74 7.09 -33.99

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR EMX RTY CORP / (26873J107) 0.82 86,157 71
2017-12-31 13F-HR JMU LTD / SPONSORED ADR (46647L105) 0.00 163 0
2017-12-31 13F-HR LGCY / Legacy Reserves LP 0.00 0 8 0 0
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.14 118,454 221,315 86.84 6,827 10,433 52.82
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 18.98 875,000 16,607
2017-12-31 13F-HR ALLT / Allot Communications, Ltd. 5.32 11,498 84,553 635.37 61 450 637.70
2017-12-31 13F-HR SCKT / Socket Mobile, Inc. 3.57 34,101 46,487 36.32 129 166 28.68
2017-12-31 13F-HR QADB / QAD, Inc. 38.83 65,914 101,253 53.61 2,262 3,932 73.83
2017-12-31 13F-HR LYV / Live Nation Entertainment, Inc. 42.57 932,634 2,145,109 130.01 40,611 91,310 124.84
2017-12-31 13F-HR UVSP / Univest Corp. of Pennsylvania 28.01 27,639 62,003 124.33 882 1,737 96.94
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.13 122,060 294,287 141.10 749 1,216 62.35
2017-12-31 13F-HR ALSK / Alaska Communications Systems Group, Inc. 2.68 213,488 181,294 -15.08 484 485 0.21
2017-12-31 13F-HR KNOP / KNOT Offshore Partners LP 20.75 102,198 155,332 51.99 2,401 3,223 34.24
2017-12-31 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10.45 2,668,252 3,768,434 41.23 27,909 39,379 41.10
2017-12-31 13F-HR NUVA / NuVasive, Inc. 58.47 240,715 184,791 -23.23 13,346 10,804 -19.05
2017-12-31 13F-HR EML / Eastern Company 26.09 30,300 35,000 15.51 869 913 5.06
2017-12-31 13F-HR APHB / Ampliphi Biosciences Corp. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR WILN / Wi-LAN Inc. 1.84 781,201 930,800 19.15 1,031 1,712 66.05
2017-12-31 13F-HR UN / Unilever N.V. 56.31 72,026 215,156 198.72 4,249 12,115 185.13
2017-12-31 13F-HR AAV / Advantage Oil & Gas Ltd. 4.30 906,363 1,356,205 49.63 5,709 5,831 2.14
2017-12-31 13F-HR KURA / Kura Oncology, Inc. 15.27 198,990 53,645 -73.04 2,974 819 -72.46
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 1.40 0 155,011 0 217
2017-12-31 13F-HR KGC / Kinross Gold Corp. 4.32 7,109,651 6,266,533 -11.86 30,143 27,069 -10.20
2017-12-31 13F-HR MANH / Manhattan Associates, Inc. 49.53 555,313 285,113 -48.66 23,081 14,122 -38.82
2017-12-31 13F-HR CKH / SEACOR Holdings, Inc. 46.15 41,340 38,136 -7.75 1,904 1,760 -7.56
2017-12-31 13F-HR CATS / Catasys Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.67 12,778,987 16,846,038 31.83 704,753 1,022,041 45.02
2017-12-31 13F-HR WFC / Wells Fargo & Co. Call 60.66 19,468 54,026 177.51 1,073 3,277 205.41
2017-12-31 13F-HR WFC / Wells Fargo & Co. Put 60.60 16,911 11,402 -32.58 932 691 -25.86
2017-12-31 13F-HR BOOT / Boot Barn Holdings, Inc. 16.60 291,819 110,225 -62.23 2,596 1,830 -29.51
2017-12-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 3.91 446,407 662,502 48.41 1,124 2,589 130.34
2017-12-31 13F-HR RENN / Renren Inc. 10.11 56,040 791 -98.59 502 8 -98.41
2017-12-31 13F-HR 48123VAC6 / j2 Global, Inc Bond 6,398 7,543 17.90
2017-12-31 13F-HR CBD / Companhia Brasileira de Distribuicao 23.56 238,400 18,548 -92.22 5,642 437 -92.25
2017-12-31 13F-HR WST / West Pharmaceutical Services, Inc. 98.65 200,417 209,854 4.71 19,289 20,702 7.33
2017-12-31 13F-HR JP / Jupai Holdings Ltd. 18.39 179,058 11,200 -93.75 2,333 206 -91.17
2017-12-31 13F-HR SAP / SAP SE 111.96 29,364 4,171 -85.80 3,218 467 -85.49
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 26.49 118,238 185,503 56.89 2,679 4,914 83.43
2017-12-31 13F-HR OPY / Oppenheimer Holdings Inc. 26.75 19,818 40,705 105.39 343 1,089 217.49
2017-12-31 13F-HR BSM / Black Stone Minerals LP 17.94 0 108,218 0 1,941
2017-12-31 13F-HR G / Genpact Ltd. 31.72 147,370 209,603 42.23 4,235 6,649 57.00
2017-12-31 13F-HR MMYT / MakeMyTrip Ltd 29.83 0 31,480 0 939
2017-12-31 13F-HR KMX / CarMax, Inc. 64.13 4,733,706 1,217,000 -74.29 358,858 78,043 -78.25
2017-12-31 13F-HR KMX / CarMax, Inc. Call 61.02 0 295 0 18
2017-12-31 13F-HR ENTL / Entellus Medical, Inc. 24.32 20,400 27,587 35.23 375 671 78.93
2017-12-31 13F-HR TGH / Textainer Group Holdings, Ltd. 21.49 42,228 99,128 134.74 722 2,130 195.01
2017-12-31 13F-HR STAA / Staar Surgical Co. 15.49 76,241 177,814 133.23 947 2,754 190.81
2017-12-31 13F-HR ANDE / Andersons, Inc. (THE) 31.11 34,714 70,620 103.43 1,187 2,197 85.09
2017-12-31 13F-HR JRS / Nuveen Real Estate Income Fund 11.20 10,000 10,000 0.00 111 112 0.90
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.07 3,164,514 1,376,662 -56.50 126,355 70,302 -44.36
2017-12-31 13F-HR ATI / Allegheny Technologies, Inc. 24.14 516,866 460,233 -10.96 12,352 11,108 -10.07
2017-12-31 13F-HR OPHT / Ophthotech Corp 3.12 1,224,459 1,128,892 -7.80 3,452 3,522 2.03
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.66 387,716 407,027 4.98 2,368 2,303 -2.74
2017-12-31 13F-HR MTRN / Materion Corp. 48.56 25,423 78,528 208.89 1,094 3,813 248.54
2017-12-31 13F-HR LXFT / Luxoft Holding, Inc. 55.69 41,803 71,432 70.88 1,997 3,978 99.20
2017-12-31 13F-HR AXTI / AXT, Inc. 8.69 37,533 84,280 124.55 341 732 114.66
2017-12-31 13F-HR DENN / Denny's Corp. 13.24 1,022,124 1,120,477 9.62 12,725 14,832 16.56
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. 104.92 1,253,903 1,300,914 3.75 113,658 136,498 20.10
2017-12-31 13F-HR TROW / Price (T.) Rowe Group, Inc. Call 104.25 1,434 1,295 -9.69 129 135 4.65
2017-12-31 13F-HR MVC / MVC Capital, Inc. 10.26 780 780 0.00 7 8 14.29
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.22 530,422 418,273 -21.14 63,944 54,884 -14.17
2017-12-31 13F-HR SNCR / Synchronoss Technologies, Inc. 8.93 201,811 123,302 -38.90 1,881 1,101 -41.47
2017-12-31 13F-HR CLNT / Cleantech Solutions International, Inc. 6.97 5 1,005 20,000.00 0 7
2017-12-31 13F-HR H / Hyatt Hotels Corp. 73.54 896,404 937,072 4.54 55,387 68,911 24.42
2017-12-31 13F-HR STT / State Street Corp. 97.61 744,332 1,075,508 44.49 71,108 104,975 47.63
2017-12-31 13F-HR VSTM / Verastem, Inc. 3.05 224,591 49,757 -77.85 1,055 152 -85.59
2017-12-31 13F-HR MKTX / MarketAxess Holdings, Inc. 201.68 86,375 35,015 -59.46 15,933 7,062 -55.68
2017-12-31 13F-HR TRVN / Trevena, Inc. 1.59 195,780 130,463 -33.36 497 208 -58.15
2017-12-31 13F-HR PVG / Pretium Resources, Inc. 11.41 344,138 581,026 68.84 3,185 6,628 108.10
2017-12-31 13F-HR INFN / Infinera Corp. 6.33 366,693 709,383 93.45 3,250 4,488 38.09
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.99 488,688 775,718 58.73 30,515 51,963 70.29
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 119.27 363,590 534,905 47.12 43,094 63,800 48.05
2017-12-31 13F-HR CLR / Continental Resources, Inc. 52.96 731,583 370,750 -49.32 28,241 19,635 -30.47
2017-12-31 13F-HR CLR / Continental Resources, Inc. Put 52.89 2,250 2,250 0.00 86 119 38.37
2017-12-31 13F-HR VSTO / Vista Outdoor Inc. 14.56 123,331 260,720 111.40 2,827 3,797 34.31
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.55 570,320 486,987 -14.61 56,287 53,347 -5.22
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 28.60 1,593,124 2,060,354 29.33 42,613 58,923 38.27
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. Call 28.40 0 2,394 0 68
2017-12-31 13F-HR SFL / Ship Finance International Limited 15.50 3,889,482 4,895,067 25.85 56,395 75,872 34.54
2017-12-31 13F-HR YGE / Yingli Green Energy Holding Company Limited 0.00 25 25 0.00 0 0
2017-12-31 13F-HR AFMD / Affimed N.V. 1.28 79,001 29,700 -62.41 177 38 -78.53
2017-12-31 13F-HR CVBF / CVB Financial Corp. 23.55 131,272 257,529 96.18 3,169 6,066 91.42
2017-12-31 13F-HR NCI / Navigant Consulting Co. 19.39 86,437 153,525 77.61 1,460 2,977 103.90
2017-12-31 13F-HR LYG / Lloyds Banking Group plc 3.75 1,399,795 835,934 -40.28 5,122 3,134 -38.81
2017-12-31 13F-HR KALU / Kaiser Aluminum Corp. 106.76 68,255 38,187 -44.05 7,037 4,077 -42.06
2017-12-31 13F-HR MYOV / Myovant Sciences Ltd. 0.00 19,406 27 -99.86 300 0 -100.00
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. 76.83 1,482,329 2,100,466 41.70 114,978 161,374 40.35
2017-12-31 13F-HR REIS / Reis, Inc. 20.61 8,093 20,034 147.55 144 413 186.81
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 0.00 6 6 0.00 0 0
2017-12-31 13F-HR NOAH / Noah Holdings Ltd. 45.91 29,158 893 -96.94 936 41 -95.62
2017-12-31 13F-HR TKR / Timken Co. (THE) 49.14 264,475 341,809 29.24 12,837 16,796 30.84
2017-12-31 13F-HR XBKS / Xenith Bankshares, Inc. 33.82 153,614 49,444 -67.81 4,990 1,672 -66.49
2017-12-31 13F-HR TIVO / TiVo Inc. 15.60 403,627 505,115 25.14 8,010 7,878 -1.65
2017-12-31 13F-HR GNC / GNC Holdings, Inc. 3.68 125,843 270,891 115.26 1,109 996 -10.19
2017-12-31 13F-HR GNC / GNC Holdings, Inc. Call 2.86 0 1,050 0 3
2017-12-31 13F-HR VRTV / Veritiv Corporation 28.81 36,014 27,492 -23.66 1,168 792 -32.19
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.07 1,063,169 960,684 -9.64 160,767 157,622 -1.96
2017-12-31 13F-HR ELLI / Ellie Mae, Inc. 89.36 65,980 74,741 13.28 5,416 6,679 23.32
2017-12-31 13F-HR COGT / Cogint, Inc. 4.38 18,844 45,423 141.05 91 199 118.68
2017-12-31 13F-HR LPX / Louisiana-Pacific Corp. 26.26 1,015,918 1,315,203 29.46 27,509 34,534 25.54
2017-12-31 13F-HR HAS / Hasbro, Inc. 90.88 566,382 602,860 6.44 55,314 54,790 -0.95
2017-12-31 13F-HR RARE / Ultragenyx Pharmaceutical Inc. 46.36 362,120 183,677 -49.28 19,284 8,515 -55.84
2017-12-31 13F-HR TR / Tootsie Roll Industries, Inc. 36.36 58,263 52,505 -9.88 2,213 1,909 -13.74
2017-12-31 13F-HR NC / NACCO Industries, Inc. 37.51 21,438 11,010 -48.64 1,837 413 -77.52
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.91 2,862,979 2,828,473 -1.21 220,242 259,957 18.03
2017-12-31 13F-HR VLO / Valero Energy Corp. Call 0.00 2,613 9 -99.66 200 0 -100.00
2017-12-31 13F-HR VLO / Valero Energy Corp. Put 91.57 2,752 2,752 0.00 210 252 20.00
2017-12-31 13F-HR NX / Quanex Building Products Corp. 23.39 32,210 237,279 636.66 736 5,550 654.08
2017-12-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.22 1,217,910 113,710 -90.66 11,850 1,162 -90.19
2017-12-31 13F-HR TPGE / TPG Pace Energy Holdings Corp. 9.73 58,029 1,217,910 1,998.80 596 11,850 1,888.26
2017-12-31 13F-HR HCKT / Hackett Group, Inc. (The) 15.68 40,661 66,572 63.72 616 1,044 69.48
2017-12-31 13F-HR YNDX / Yandex N.V. 32.75 623,794 600,629 -3.71 20,553 19,668 -4.31
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.06 1,764,740 1,466,913 -16.88 15,299 13,289 -13.14
2017-12-31 13F-HR AAN / Aaron's, Inc. 39.84 186,661 238,851 27.96 8,142 9,516 16.88
2017-12-31 13F-HR GAIA / Gaiam, Inc. 12.38 80,285 91,628 14.13 962 1,134 17.88
2017-12-31 13F-HR RRC / Range Resources Corp. 17.06 6,205,739 1,089,767 -82.44 121,443 18,588 -84.69
2017-12-31 13F-HR RRC / Range Resources Corp. Call 17.00 3,095 3,352 8.30 60 57 -5.00
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 5.00 500 200 -60.00 6 1 -83.33
2017-12-31 13F-HR PI / Impinj, Inc. 22.51 16,292 40,124 146.28 676 903 33.58
2017-12-31 13F-HR TPRE / Third Point Reinsurance Ltd. 14.64 672,298 493,755 -26.56 10,487 7,231 -31.05
2017-12-31 13F-HR OAK / Oaktree Capital Group, LLC 42.10 418,194 295,027 -29.45 19,676 12,420 -36.88
2017-12-31 13F-HR THRM / Gentherm Inc. 31.74 247,592 250,782 1.29 9,195 7,959 -13.44
2017-12-31 13F-HR L / Loews Corp. 50.03 560,053 938,563 67.58 26,801 46,952 75.19
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.83 130,960 165,146 26.10 12,874 18,964 47.30
2017-12-31 13F-HR COWNL / Cowen Group, Inc. 13.64 309,708 265,834 -14.17 5,511 3,627 -34.19
2017-12-31 13F-HR AXE / Anixter International, Inc. 75.97 34,398 70,604 105.26 2,922 5,364 83.57
2017-12-31 13F-HR IEP / Icahn Enterprises L.P. 52.99 106,023 203,233 91.69 5,815 10,770 85.21
2017-12-31 13F-HR MMAC / MMA Capital Management LLC 24.28 33,400 36,200 8.38 836 879 5.14
2017-12-31 13F-HR PRTS / U.S. Auto Parts Network, Inc. 2.41 5,800 5,800 0.00 16 14 -12.50
2017-12-31 13F-HR RST / Rosetta Stone, Inc. 12.45 106,245 114,123 7.41 1,083 1,421 31.21
2017-12-31 13F-HR VUZI / Vuzix Corp 5.94 1,415 1,515 7.07 7 9 28.57
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 37.54 12,659 40,303 218.37 474 1,513 219.20
2017-12-31 13F-HR PLT / Plantronics, Inc. 50.36 114,044 148,462 30.18 5,041 7,476 48.30
2017-12-31 13F-HR RNST / Renasant Corp. 40.87 53,184 112,955 112.39 2,280 4,617 102.50
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 66.12 189,479 25,000 -86.81 11,388 1,653 -85.48
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 60.10 100,000 189,479 89.48 7,525 11,388 51.34
2017-12-31 13F-HR AJX / Great Ajax Corp. 13.81 65,893 123,928 88.07 927 1,711 84.57
2017-12-31 13F-HR ONB / Old National Bancorp 17.45 288,981 442,479 53.12 5,286 7,720 46.05
2017-12-31 13F-HR SCHL / Scholastic Corp. 40.09 82,380 188,288 128.56 3,063 7,549 146.46
2017-12-31 13F-HR RGCO / RGC Resources, Inc. 26.93 6,335 15,259 140.87 179 411 129.61
2017-12-31 13F-HR SBCP / Sunshine Bancorp, Inc. 22.90 61,637 46,296 -24.89 1,431 1,060 -25.93
2017-12-31 13F-HR QIWI / QIWI plc 17.32 189,459 215,139 13.55 3,208 3,727 16.18
2017-12-31 13F-HR CNTY / Century Casinos, Inc. 9.11 191,648 109,510 -42.86 1,572 998 -36.51
2017-12-31 13F-HR TUSK / Mammoth Energy Services, Inc. 19.53 7,483 18,736 150.38 125 366 192.80
2017-12-31 13F-HR CHDN / Churchill Downs Inc. 232.68 13,861 42,918 209.63 2,856 9,986 249.65
2017-12-31 13F-HR NPO / EnPro Industries, Inc. 93.50 42,780 69,633 62.77 3,444 6,511 89.05
2017-12-31 13F-HR INWK / InnerWorkings, Inc. 10.03 263,613 508,221 92.79 2,964 5,097 71.96
2017-12-31 13F-HR MGEN / Miragen Therapeutics 10.41 11,336 60,917 437.38 102 634 521.57
2017-12-31 13F-HR HRG / Harbinger Group Inc. 16.95 665,897 716,111 7.54 10,392 12,136 16.78
2017-12-31 13F-HR HL / Hecla Mining Co. 3.97 2,120,653 2,315,623 9.19 10,643 9,191 -13.64
2017-12-31 13F-HR BHB / Bar Harbor Bankshares, Inc. 26.99 41,397 72,335 74.73 1,297 1,952 50.50
2017-12-31 13F-HR TGXSF / Tigenix Sa 22.83 3,900 5,300 35.90 92 121 31.52
2017-12-31 13F-HR SYMC / Symantec Corp. 28.06 4,931,659 1,623,497 -67.08 161,803 45,552 -71.85
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 65.98 3,283,899 4,208,375 28.15 184,156 277,664 50.78
2017-12-31 13F-HR MLR / Miller Industries, Inc. (TN) 25.75 36,940 53,511 44.86 1,031 1,378 33.66
2017-12-31 13F-HR AGEN / Agenus Inc. 3.25 95,583 172,063 80.01 419 559 33.41
2017-12-31 13F-HR NTP / Nam Tai Property Inc. 12.54 101,781 66,836 -34.33 1,104 838 -24.09
2017-12-31 13F-HR ALEX / Alexander & Baldwin, Inc. 27.73 58,135 125,654 116.14 2,691 3,484 29.47
2017-12-31 13F-HR PCCC / PC Connection, Inc. 26.19 59,329 59,605 0.47 1,670 1,561 -6.53
2017-12-31 13F-HR NWN / Northwest Natural Gas Co. 59.63 85,206 119,217 39.92 5,485 7,109 29.61
2017-12-31 13F-HR CCS / Century Communities Inc. 31.09 49,817 217,258 336.11 1,229 6,754 449.55
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.55 475,912 137,092 -71.19 56,774 15,292 -73.07
2017-12-31 13F-HR WTFC / Wintrust Financial Corp. 82.36 155,410 323,008 107.84 12,168 26,603 118.63
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 0.00 3 3 0.00 0 0
2017-12-31 13F-HR KWR / Quaker Chemical Corp. 150.77 11,941 28,672 140.11 1,765 4,323 144.93
2017-12-31 13F-HR NWFL / Norwood Financial Corp. 32.93 37,501 37,685 0.49 1,143 1,241 8.57
2017-12-31 13F-HR SQBG / Sequential Brands Group Inc. New 1.76 37,020 88,996 140.40 110 157 42.73
2017-12-31 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 97.41 3,383,610 4,564,287 34.89 296,131 444,602 50.14
2017-12-31 13F-HR OGE / OGE Energy Corp. 32.90 220,609 573,416 159.92 7,947 18,868 137.42
2017-12-31 13F-HR 27875TAA9 / Echo Global Logistics, Inc. 2.50% Bond Due 5/1/2020 4,694 1,393 -70.32
2017-12-31 13F-HR XRF / China Rapid Finance Limited 5.61 0 1,962 0 11
2017-12-31 13F-HR AIZ / Assurant, Inc. 100.83 171,134 217,189 26.91 16,344 21,899 33.99
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 0 77,000 0 20,548
2017-12-31 13F-HR BPOP / Popular, Inc. 35.49 57,050 1,128,779 1,878.58 2,047 40,055 1,856.77
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.77 171,841 336,965 96.09 2,255 4,641 105.81
2017-12-31 13F-HR LAKE / Lakeland Industries, Inc. 14.54 48,769 50,693 3.95 687 737 7.28
2017-12-31 13F-HR JDSU / Put 8,526 6,785 -20.42
2017-12-31 13F-HR ATKR / Atkore International Group Inc. 21.43 366,692 164,264 -55.20 7,151 3,520 -50.78
2017-12-31 13F-HR NPTN / NeoPhotonics Corp, 6.57 53,189 178,909 236.36 294 1,175 299.66
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.52 374,481 393,856 5.17 17,199 19,502 13.39
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 113.33 139,266 195,307 40.24 15,446 22,135 43.31
2017-12-31 13F-HR SREV / ServiceSource International, Inc. 3.08 182,513 180,254 -1.24 630 556 -11.75
2017-12-31 13F-HR STRT / Strattec Security Corp. 43.31 9 3,902 43,255.56 0 169
2017-12-31 13F-HR RLJE / RLJ Entertainment, Inc. 3.67 5,700 5,717 0.30 20 21 5.00
2017-12-31 13F-HR ENG / ENGlobal Corp. 0.85 48,038 49,200 2.42 61 42 -31.15
2017-12-31 13F-HR 758075AC9 / Redwood Tr Inc Bond 10,410 12,316 18.31
2017-12-31 13F-HR MBLX / Metabolix, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR TCP / TC Pipelines, LP 53.10 492,185 422,417 -14.18 25,749 22,429 -12.89
2017-12-31 13F-HR FFWM / First Foundation Inc. 18.54 815,564 837,316 2.67 14,589 15,521 6.39
2017-12-31 13F-HR VRAY / ViewRay, Inc. 9.26 28,277 67,190 137.61 160 622 288.75
2017-12-31 13F-HR CAI / CAI International, Inc. 28.31 76,668 135,414 76.62 2,322 3,833 65.07
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 19.95 292,644 359,285 22.77 6,763 7,167 5.97
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 199.57 1,130,406 843,134 -25.41 197,834 168,265 -14.95
2017-12-31 13F-HR PH / Parker-Hannifin Corp. Call 198.10 0 525 0 104
2017-12-31 13F-HR SRLP / Sprague Resources LP 24.17 29,000 21,017 -27.53 713 508 -28.75
2017-12-31 13F-HR BIIB / Biogen Inc. 318.56 1,576,601 1,264,658 -19.79 493,658 402,874 -18.39
2017-12-31 13F-HR BIIB / Biogen Inc. Call 306.67 75 75 0.00 23 23 0.00
2017-12-31 13F-HR MRSN / Mersana Therapeutics, Inc. 16.40 8,447 11,405 35.02 144 187 29.86
2017-12-31 13F-HR UMBF / UMB Financial Corp. 71.91 152,117 215,808 41.87 11,328 15,518 36.99
2017-12-31 13F-HR FTAI / Fortress Transportation and Infrastructure Investors LLC 19.93 497,472 747,729 50.31 8,973 14,901 66.06
2017-12-31 13F-HR PEN / Penumbra, Inc. 94.08 50,222 92,442 84.07 4,533 8,697 91.86
2017-12-31 13F-HR SIGM / Sigma Designs, Inc. 6.93 35,126 84,425 140.35 220 585 165.91
2017-12-31 13F-HR OSTK / Overstock.com, Inc. 63.87 16,346 35,292 115.91 483 2,254 366.67
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.43 8,969,471 8,728,755 -2.68 563,098 579,843 2.97
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.47 2,387,870 1,984,769 -16.88 71,874 66,430 -7.57
2017-12-31 13F-HR APO / Apollo Global Management LLC Call 0.00 0 27 0 0
2017-12-31 13F-HR APO / Apollo Global Management LLC Put 33.35 3,556 1,769 -50.25 107 59 -44.86
2017-12-31 13F-HR KRG / Kite Realty Group Trust 19.59 342,794 371,867 8.48 6,939 7,284 4.97
2017-12-31 13F-HR KSU / Kansas City Southern 105.22 803,750 848,611 5.58 87,350 89,287 2.22
2017-12-31 13F-HR CPT / Camden Property Trust 92.06 2,860,924 3,721,348 30.08 261,626 342,582 30.94
2017-12-31 13F-HR XBIT / XBiotech Inc. 3.92 19,069 45,677 139.54 82 179 118.29
2017-12-31 13F-HR KYO / Kyocera Corp. 65.49 37,446 35,382 -5.51 2,327 2,317 -0.43
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.27 995,563 518,932 -47.88 62,803 36,985 -41.11
2017-12-31 13F-HR CCJ / Cameco Corp. 9.23 1,978,730 3,122,417 57.80 19,132 28,817 50.62
2017-12-31 13F-HR HCA / HCA Holdings Inc. 87.83 407,321 535,878 31.56 32,412 47,067 45.21
2017-12-31 13F-HR HCA / HCA Holdings Inc. Call 87.27 118 1,249 958.47 9 109 1,111.11
2017-12-31 13F-HR HCA / HCA Holdings Inc. Put 87.80 40 6,287 15,617.50 3 552 18,300.00
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 57.90 78,275 123,550 57.84 3,853 7,153 85.65
2017-12-31 13F-HR GLOB / Globant SA 46.45 96,430 117,112 21.45 3,863 5,440 40.82
2017-12-31 13F-HR LMNX / Luminex Corp. 19.69 170,684 312,591 83.14 3,467 6,156 77.56
2017-12-31 13F-HR OVAS / Ovascience Inc. 1.40 6,833 517,693 7,476.36 9 724 7,944.44
2017-12-31 13F-HR TUP / Tupperware Brands Corp. 62.67 132,296 115,329 -12.83 8,176 7,228 -11.59
2017-12-31 13F-HR INSY / Insys Therapeutics Inc. 9.57 24,904 53,827 116.14 220 515 134.09
2017-12-31 13F-HR CFRX / ContraFect Corporation 1.01 43,492 116,224 167.23 48 117 143.75
2017-12-31 13F-HR UONEK / Urban One, Inc. Class D 1.73 62 15,034 24,148.39 0 26
2017-12-31 13F-HR USFD / US Foods Holding Corp. 31.93 1,319,620 796,197 -39.66 35,227 25,419 -27.84
2017-12-31 13F-HR RMD / ResMed Inc. 84.67 163,914 204,634 24.84 12,611 17,326 37.39
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.07 3,377,515 3,381,773 0.13 38,839 47,579 22.50
2017-12-31 13F-HR MCRB / Seres Therapeutics, Inc. 10.13 92,316 227,190 146.10 1,479 2,302 55.65
2017-12-31 13F-HR HOLI / Hollysys Automation Technologies, Ltd. 22.26 29,271 48,777 66.64 632 1,086 71.84
2017-12-31 13F-HR ELSE / Electro-Sensors, Inc. 3.93 0 5,856 0 23
2017-12-31 13F-HR YELP / Yelp, Inc. 41.96 253,020 532,798 110.58 10,954 22,354 104.07
2017-12-31 13F-HR SPEX / Spherix, Inc. 0.00 4,115 15 -99.64 6 0 -100.00
2017-12-31 13F-HR CREG / China Recycling Energy Corp. 2.31 0 1,300 0 3
2017-12-31 13F-HR NNI / Nelnet, Inc. 54.74 31,497 54,990 74.59 1,587 3,010 89.67
2017-12-31 13F-HR SNNA / Sienna Biopharmaceuticals, Inc. 18.08 4,729 11,338 139.75 104 205 97.12
2017-12-31 13F-HR ESSA / ESSA Bancorp, Inc. 15.59 31,302 35,463 13.29 489 553 13.09
2017-12-31 13F-HR GMT / GATX Corp. 62.15 137,065 178,822 30.47 8,434 11,113 31.76
2017-12-31 13F-HR SBOT / Stellar Biotechnologies Inc. 0.81 1,700 49,600 2,817.65 1 40 3,900.00
2017-12-31 13F-HR ARCO / Arcos Dorados Holdings, Inc. 10.35 687,757 644,117 -6.35 6,911 6,666 -3.55
2017-12-31 13F-HR PFIE / Profire Energy, Inc. 1.92 142,200 118,352 -16.77 282 227 -19.50
2017-12-31 13F-HR ETH / Ethan Allen Interiors, Inc. 28.60 128,021 408,776 219.30 4,145 11,690 182.03
2017-12-31 13F-HR MSFG / MainSource Financial Group, Inc. 36.30 108,944 250,427 129.87 3,905 9,091 132.80
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 150.67 333,928 359,755 7.73 51,498 54,206 5.26
2017-12-31 13F-HR SXE / Southcross Energy Partners, L.P. 1.69 54,900 148,600 170.67 129 251 94.57
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 25.99 0 35,520 0 923
2017-12-31 13F-HR FRPT / Freshpet, Inc. 18.92 30,423 60,247 98.03 474 1,140 140.51
2017-12-31 13F-HR GRC / Gorman-Rupp Company 31.16 31,118 60,132 93.24 1,012 1,874 85.18
2017-12-31 13F-HR AMRS / Amyris, Inc. 3.03 214 2,314 981.31 0 7
2017-12-31 13F-HR 947075AH0 / Weatherford International plc Bond 9,072 7,613 -16.08
2017-12-31 13F-HR DWCH / Datawatch Corp. 9.50 231,675 192,885 -16.74 2,675 1,832 -31.51
2017-12-31 13F-HR VOC / VOC Energy Trust 5.89 53,500 19,000 -64.49 199 112 -43.72
2017-12-31 13F-HR PSMT / PriceSmart, Inc. 86.06 22,832 52,441 129.68 2,035 4,513 121.77
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.18 619,445 1,006,212 62.44 26,090 48,478 85.81
2017-12-31 13F-HR VTL / Vital Therapies, Inc. 5.57 81 539 565.43 0 3
2017-12-31 13F-HR SGMS / Scientific Games Corp. 51.30 1,016,342 778,138 -23.44 46,597 39,917 -14.34
2017-12-31 13F-HR AVXS / AveXis, Inc. 110.66 212,967 303,901 42.70 20,597 33,630 63.28
2017-12-31 13F-HR APA / Apache Corp. 42.22 733,664 1,076,764 46.77 33,596 45,456 35.30
2017-12-31 13F-HR APA / Apache Corp. Call 40.70 1,759 688 -60.89 79 28 -64.56
2017-12-31 13F-HR TOO / Teekay Offshore Partners L.P. 2.34 125 18,841 14,972.80 0 44
2017-12-31 13F-HR 69329YAG9 / PDL BioPharma, Inc. Bond 2.75% Due 12/1/2021 5,418 5,071 -6.40
2017-12-31 13F-HR CUBN / Commerce Union Bancshares, Inc. (Springfield TN) 25.60 18,039 31,722 75.85 416 812 95.19
2017-12-31 13F-HR RSPP / RSP Permian, Inc. 40.67 607,307 469,799 -22.64 21,004 19,109 -9.02
2017-12-31 13F-HR VLGEA / Village Super Market, Inc. 22.89 30,597 46,431 51.75 756 1,063 40.61
2017-12-31 13F-HR INCR / INC Research Holdings, Inc. 43.58 523,271 169,479 -67.61 27,364 7,386 -73.01
2017-12-31 13F-HR VLRX / Valeritas, Inc. 2.83 4,600 4,587 -0.28 14 13 -7.14
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.06 1,425,163 1,500,474 5.28 279,252 321,184 15.02
2017-12-31 13F-HR SF / Stifel Financial Corp. 59.55 93,664 251,708 168.74 5,006 14,989 199.42
2017-12-31 13F-HR FBC / Flagstar Bancorp, Inc. 37.41 99,139 196,219 97.92 3,515 7,340 108.82
2017-12-31 13F-HR 09257WAA8 / Blackstone Mtg Tr Inc Bond 3,412 3,626 6.27
2017-12-31 13F-HR MBT / Mobile TeleSystem PJSC 10.19 3,149,778 2,416,776 -23.27 32,883 24,625 -25.11
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.68 121,091 203,925 68.41 10,091 17,473 73.15
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.39 708,104 758,981 7.18 17,155 23,069 34.47
2017-12-31 13F-HR WMS / Advanced Drainage Systems Inc. 23.85 435,832 423,478 -2.83 8,824 10,098 14.44
2017-12-31 13F-HR DLB / Dolby Laboratories, Inc. 61.99 502,288 274,209 -45.41 28,889 16,999 -41.16
2017-12-31 13F-HR CSFL / Centerstate Banks, Inc. 25.71 53,254 147,426 176.84 1,426 3,791 165.85
2017-12-31 13F-HR CVA / Covanta Holding Corp. 16.90 460,396 803,658 74.56 6,833 13,578 98.71
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.37 516,960 558,696 8.07 24,371 26,466 8.60
2017-12-31 13F-HR IO / ION Geophysical Corp. 19.74 3 57,507 1,916,800.00 0 1,135
2017-12-31 13F-HR AUG / Auryn Resources Inc. 1.61 228 28,628 12,456.14 0 46
2017-12-31 13F-HR EEA / European Equity Fund, Inc. (The) 0.00 2 2 0.00 0 0
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 70.97 29,901 53,913 80.31 1,672 3,826 128.83
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.68 164,930 136,339 -17.34 37,344 32,132 -13.96
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.03 2,829,193 1,609,756 -43.10 180,386 115,958 -35.72
2017-12-31 13F-HR BXP / Boston Properties, Inc. Call 123.60 0 178 0 22
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 5,197,466 5,002,771 -3.75 710,383 713,735 0.47
2017-12-31 13F-HR VOYA / Voya Financial, Inc. 49.47 516,310 2,095,219 305.81 20,592 103,646 403.33
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Call 29.34 0 1,977 0 58
2017-12-31 13F-HR RSLS / ReShape Lifesciences Inc. 0.00 2,709 609 -77.52 4 0 -100.00
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 21.00 7,853 1,000 -87.27 99 21 -78.79
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.61 97,634 7,853 -91.96 4,615 99 -97.85
2017-12-31 13F-HR BG / Bunge Ltd. Call 60.00 0 100 0 6
2017-12-31 13F-HR DRRX / Durect Corp. 0.92 752,376 348,886 -53.63 1,329 320 -75.92
2017-12-31 13F-HR VEAC / Vantage Energy Acquisition Corp 9.71 20,400 79,600 290.20 207 773 273.43
2017-12-31 13F-HR JTPY / JetPay Corporation 2.50 0 14,400 0 36
2017-12-31 13F-HR HSY / Hershey Company (The) Call 112.33 0 454 0 51
2017-12-31 13F-HR ITIC / Investors Title Co. 197.85 2,363 4,271 80.74 420 845 101.19
2017-12-31 13F-HR TREE / LendingTree, Inc. 340.42 6,731 17,273 156.62 1,642 5,880 258.10
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.82 100,718 113,019 12.21 5,817 6,309 8.46
2017-12-31 13F-HR IPOA.U / Social Capital Hedosophia 10.59 100,000 72,116 -27.88 1,054 764 -27.51
2017-12-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 8,236 10,661 29.44
2017-12-31 13F-HR GSUM / Gridsum Holding Inc. 8.73 573 573 0.00 5 5 0.00
2017-12-31 13F-HR 87611RAA6 / Targacept Inc Bond 0 0
2017-12-31 13F-HR CMN / Cantel Medical Corp. 102.85 32,660 80,907 147.73 3,073 8,321 170.78
2017-12-31 13F-HR CRH / CRH Plc 36.08 289,148 103,931 -64.06 10,947 3,750 -65.74
2017-12-31 13F-HR ESE / ESCO Technologies, Inc. 60.19 26,499 60,272 127.45 1,586 3,628 128.75
2017-12-31 13F-HR BUR / Burcon NutraScience Corp. 0.52 221,206 220,706 -0.23 148 114 -22.97
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 87.98 413,634 320,773 -22.45 31,770 28,223 -11.16
2017-12-31 13F-HR EXC / Exelon Corp. Call 38.17 3,657 262 -92.84 137 10 -92.70
2017-12-31 13F-HR EXC / Exelon Corp. Put 38.00 500 500 0.00 18 19 5.56
2017-12-31 13F-HR FOGO / Fogo de Chao, Inc. 11.54 10,707 21,052 96.62 131 243 85.50
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.47 558,858 396,759 -29.01 123,811 100,566 -18.77
2017-12-31 13F-HR KEY / KeyCorp 20.17 1,906,542 5,225,562 174.09 35,877 105,396 193.77
2017-12-31 13F-HR KEY / KeyCorp Call 16.67 60 60 0.00 1 1 0.00
2017-12-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant Call 77.72 92,695 92,695 0.00 6,243 7,204 15.39
2017-12-31 13F-HR MCY / Mercury General Corp. 53.41 35,875 142,777 297.98 2,031 7,626 275.48
2017-12-31 13F-HR CVX / Chevron Corp. Call 124.83 2,285 1,434 -37.24 267 179 -32.96
2017-12-31 13F-HR TROV / TrovaGene, Inc. 0.00 371 371 0.00 0 0
2017-12-31 13F-HR HLS / HEALTHSOUTH Corp. 49.41 531,075 886,915 67.00 24,613 43,821 78.04
2017-12-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 4,608 14,092 205.82
2017-12-31 13F-HR NRCIA / National Research Corp. 56.03 21,314 4,319 -79.74 793 242 -69.48
2017-12-31 13F-HR NRCIA / National Research Corp. 37.21 1,343 21,314 1,487.04 72 793 1,001.39
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 37.00 1,118,712 1,555,360 39.03 41,265 57,544 39.45
2017-12-31 13F-HR BSAC / Banco Santander - Chile 31.26 329,711 145,638 -55.83 9,795 4,553 -53.52
2017-12-31 13F-HR NFLX / Netflix, Inc. Put 191.83 440 5,901 1,241.14 79 1,132 1,332.91
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 12,899,045 14,136,694 9.59 892,993 1,006,806 12.75
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Put 66.67 150 150 0.00 10 10 0.00
2017-12-31 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 24,222 21,216 -12.41
2017-12-31 13F-HR DATA / Tableau Software, Inc. 69.18 164,033 87,176 -46.85 12,282 6,031 -50.90
2017-12-31 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 22,553 23,008 2.02
2017-12-31 13F-HR FHN / First Horizon National Corp. 19.99 1,226,432 1,364,453 11.25 23,483 27,272 16.14
2017-12-31 13F-HR EMKR / EMCORE Corp. 6.44 113,902 225,522 98.00 932 1,453 55.90
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. 132.00 68,423 228,206 233.52 6,942 30,124 333.94
2017-12-31 13F-HR FL / Foot Locker, Inc. 46.88 1,606,860 984,418 -38.74 56,590 46,147 -18.45
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 6,357,234 6,114,593 -3.82 626,625 657,372 4.91
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.57 185,861 166,772 -10.27 17,037 15,271 -10.37
2017-12-31 13F-HR VHI / Valhi, Inc. 6.16 96,770 82,365 -14.89 235 507 115.74
2017-12-31 13F-HR DOVA / Dova Pharmaceuticals, Inc. 28.69 4,912 11,748 139.17 118 337 185.59
2017-12-31 13F-HR ATNI / Atlantic Tele-Network, Inc. 55.15 30,868 26,330 -14.70 1,625 1,452 -10.65
2017-12-31 13F-HR HMLP / Hoegh LNG Partners LP 18.65 98,847 127,637 29.13 1,833 2,380 29.84
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 0.00 48 498 937.50 0 0
2017-12-31 13F-HR NVCR / NovoCure Limited 20.19 56,971 285,290 400.76 1,130 5,761 409.82
2017-12-31 13F-HR CLX / Clorox Company (The) 148.73 645,471 459,170 -28.86 85,141 68,292 -19.79
2017-12-31 13F-HR CLX / Clorox Company (The) Call 100.00 0 20 0 2
2017-12-31 13F-HR CLX / Clorox Company (The) Put 142.86 0 70 0 10
2017-12-31 13F-HR UBS / UBS Group AG 18.39 21,936,379 24,975,195 13.85 376,206 459,289 22.08
2017-12-31 13F-HR LCA / Landcadia Holdings, Inc. 9.94 725,000 380,200 -47.56 7,627 3,779 -50.45
2017-12-31 13F-HR SSFN / Stewardship Financial Corp. 10.22 0 2,447 0 25
2017-12-31 13F-HR KNL / Knoll, Inc. 23.03 252,491 276,625 9.56 5,049 6,372 26.20
2017-12-31 13F-HR ING / ING Groep N.V. 18.43 23,430 42,543 81.57 431 784 81.90
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. 15.15 36,889 180,319 388.82 606 2,731 350.66
2017-12-31 13F-HR NYT / New York Times Co. 18.49 534,794 561,797 5.05 10,480 10,390 -0.86
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.71 10,076 102,378 916.06 187 1,813 869.52
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. 17.03 1,372,542 4,679,598 240.94 24,127 79,692 230.30
2017-12-31 13F-HR TREX / Trex Co., Inc. 108.36 136,729 99,949 -26.90 12,313 10,830 -12.04
2017-12-31 13F-HR SAFE / Safety, Income & Growth Inc. 17.52 17,417 31,055 78.30 323 544 68.42
2017-12-31 13F-HR EOG / EOG Resources, Inc. Call 106.67 600 600 0.00 58 64 10.34
2017-12-31 13F-HR MAT / Mattel, Inc. Call 13.33 3,481 300 -91.38 53 4 -92.45
2017-12-31 13F-HR WRK / Westrock Company 63.20 981,669 476,699 -51.44 55,687 30,128 -45.90
2017-12-31 13F-HR PNNT / PennantPark Investment Corp. 6.90 18,400 14,917 -18.93 138 103 -25.36
2017-12-31 13F-HR DEI / Douglas Emmett, Inc. 41.06 3,403,013 4,969,626 46.04 134,144 204,049 52.11
2017-12-31 13F-HR PLXS / Plexus Corp. 60.70 86,202 138,411 60.57 4,832 8,401 73.86
2017-12-31 13F-HR MAA / Mid-America Apartment Communities, Inc. 100.55 1,453,548 562,224 -61.32 155,351 56,532 -63.61
2017-12-31 13F-HR BOKF / BOK Financial Corp. 92.29 116,962 33,818 -71.09 10,416 3,121 -70.04
2017-12-31 13F-HR PBIB / Porter Bancorp, Inc. 14.17 0 1,200 0 17
2017-12-31 13F-HR NHC / National HealthCare Corp. 60.91 64,551 80,500 24.71 4,038 4,903 21.42
2017-12-31 13F-HR HBMD / Howard Bancorp, Inc. 21.98 82,073 61,741 -24.77 1,713 1,357 -20.78
2017-12-31 13F-HR FNJN / Finjan Holdings, Inc. 2.15 129,000 150,400 16.59 303 324 6.93
2017-12-31 13F-HR USAPF / Americas Silver Corporation 3.61 50,308 115,208 129.01 207 416 100.97
2017-12-31 13F-HR EQR / Equity Residential 63.77 3,491,339 3,605,102 3.26 230,179 229,892 -0.12
2017-12-31 13F-HR EQR / Equity Residential Call 63.00 1,000 1,000 0.00 65 63 -3.08
2017-12-31 13F-HR LAYN / Layne Christensen Co. 12.50 65,980 41,106 -37.70 826 514 -37.77
2017-12-31 13F-HR CHUY / Chuy's Holdings, Inc. 28.02 91,700 40,471 -55.87 1,929 1,134 -41.21
2017-12-31 13F-HR LUNA / Luna Innovations, Inc. 2.42 23,400 100,910 331.24 39 244 525.64
2017-12-31 13F-HR PAYC / Paycom Software, Inc. 80.31 83,870 119,350 42.30 6,284 9,585 52.53
2017-12-31 13F-HR GMLP / Golar LNG Partners LP 22.79 33,800 110,500 226.92 784 2,518 221.17
2017-12-31 13F-HR GTY / Getty Realty Corp. (Holding Company) 27.14 76,119 135,349 77.81 2,175 3,673 68.87
2017-12-31 13F-HR HEBT / Hebron Technology Co., Ltd. 2.62 600 35,943 5,890.50 1 94 9,300.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.98 2,167,409 3,979,017 83.58 230,433 457,499 98.54
2017-12-31 13F-HR PRU / Prudential Financial, Inc. Call 114.83 627 627 0.00 66 72 9.09
2017-12-31 13F-HR GNMK / GenMark Diagnostics, Inc. 4.16 142,541 116,512 -18.26 1,372 485 -64.65
2017-12-31 13F-HR SHEN / Shenandoah Telecommunications Co. 33.79 45,308 107,274 136.77 1,684 3,625 115.26
2017-12-31 13F-HR HK / Halcon Resources Corporation 7.57 358,948 1,489,894 315.07 2,439 11,276 362.32
2017-12-31 13F-HR GORO / Gold Resource Corp. 4.39 61,004 118,798 94.74 228 521 128.51
2017-12-31 13F-HR DX / Dynex Capital, Inc. 7.01 302,869 531,253 75.41 2,201 3,723 69.15
2017-12-31 13F-HR IVCRB / Invacare Corp. 16.84 1,185,993 352,637 -70.27 18,677 5,939 -68.20
2017-12-31 13F-HR VVC / Vectren Corp. 64.99 56,535 88,264 56.12 3,715 5,736 54.40
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 169.68 588,351 562,048 -4.47 88,818 95,367 7.37
2017-12-31 13F-HR OLED / Universal Display Corp. 172.61 231,818 55,687 -75.98 29,867 9,612 -67.82
2017-12-31 13F-HR SGZA / Selective Insurance Group, Inc. 58.69 103,507 259,705 150.91 5,571 15,242 173.60
2017-12-31 13F-HR STX / Seagate Technology PLC 41.84 2,276,809 1,345,352 -40.91 75,517 56,286 -25.47
2017-12-31 13F-HR STX / Seagate Technology PLC Put 41.33 1,500 1,500 0.00 49 62 26.53
2017-12-31 13F-HR ICLR / ICON plc 112.14 211,645 255,932 20.93 24,100 28,701 19.09
2017-12-31 13F-HR HLF / Herbalife Ltd. 67.71 717,699 226,465 -68.45 48,680 15,334 -68.50
2017-12-31 13F-HR HLF / Herbalife Ltd. Call 66.67 250 750 200.00 16 50 212.50
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 67.46 3,464 4,714 36.09 234 318 35.90
2017-12-31 13F-HR SDLP / Seadrill Partners LLC 3.65 0 47,684 0 174
2017-12-31 13F-HR RUSHB / Rush Enterprises, Inc. 48.05 6,499 11,509 77.09 282 553 96.10
2017-12-31 13F-HR ESLT / Elbit Systems Ltd. 133.26 57,304 94,183 64.36 8,427 12,551 48.94
2017-12-31 13F-HR CADE / Cadence Bancorporation 27.12 10,892 563,348 5,072.13 249 15,276 6,034.94
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.54 1,277,958 797,496 -37.60 56,714 31,531 -44.40
2017-12-31 13F-HR NICK / Nicholas Financial, Inc. 8.79 651 1,821 179.72 5 16 220.00
2017-12-31 13F-HR GM / General Motors Company 40.99 6,247,256 7,887,592 26.26 252,260 323,307 28.16
2017-12-31 13F-HR GM / General Motors Company Call 40.90 6,649 10,221 53.72 267 418 56.55
2017-12-31 13F-HR GM / General Motors Company Put 40.83 3,916 4,213 7.58 158 172 8.86
2017-12-31 13F-HR PFIN / P & F Industries, Inc. 8.37 0 4,900 0 41
2017-12-31 13F-HR NVTA / Invitae Corp. 9.06 116,099 120,243 3.57 1,085 1,090 0.46
2017-12-31 13F-HR ECT / ECA Marcellus Trust I 2.15 67,413 118,627 75.97 148 255 72.30
2017-12-31 13F-HR ENBL / Enable Midstream Partners, LP 14.22 40,435 501,262 1,139.67 645 7,126 1,004.81
2017-12-31 13F-HR PII / Polaris Industries, Inc 123.96 58,896 133,959 127.45 6,158 16,606 169.67
2017-12-31 13F-HR RNR / RenaissanceRe Holdings Ltd. 125.55 70,455 74,299 5.46 9,517 9,328 -1.99
2017-12-31 13F-HR SQ / Square, Inc. 34.67 773,879 569,721 -26.38 22,293 19,750 -11.41
2017-12-31 13F-HR SONA / Southern National Bancorp of Virginia, Inc. 16.02 156,888 207,082 31.99 2,664 3,317 24.51
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.58 1,490,580 673,492 -54.82 9,105 3,755 -58.76
2017-12-31 13F-HR SWN / Southwestern Energy Co. Call 5.43 3,304 6,625 100.51 20 36 80.00
2017-12-31 13F-HR TBBK / Bancorp Inc. (The) 9.86 247,132 120,065 -51.42 2,042 1,184 -42.02
2017-12-31 13F-HR ICUI / ICU Medical, Inc. 215.96 28,989 34,631 19.46 5,386 7,479 38.86
2017-12-31 13F-HR NNN / National Retail Properties, Inc. 43.12 1,466,015 331,113 -77.41 61,072 14,278 -76.62
2017-12-31 13F-HR CTAS / Cintas Corp. 155.82 555,025 284,064 -48.82 80,076 44,263 -44.72
2017-12-31 13F-HR WB / Weibo Corporation 103.45 536,139 322,383 -39.87 53,044 33,351 -37.13
2017-12-31 13F-HR WB / Weibo Corporation Put 94.59 74 74 0.00 7 7 0.00
2017-12-31 13F-HR SNPS / Synopsys, Inc. 85.24 1,080,769 1,021,669 -5.47 87,030 87,084 0.06
2017-12-31 13F-HR DTRM / Determine, Inc. 1.76 27,105 17,600 -35.07 58 31 -46.55
2017-12-31 13F-HR COTY / Coty, Inc. 19.88 1,758,209 636,594 -63.79 29,060 12,657 -56.45
2017-12-31 13F-HR COTY / Coty, Inc. Put 15.08 0 199 0 3
2017-12-31 13F-HR CRVL / CorVel Corp. 52.77 9,896 22,113 123.45 536 1,167 117.72
2017-12-31 13F-HR MKL / Markel Corp. 1,138.96 20,619 18,012 -12.64 22,016 20,515 -6.82
2017-12-31 13F-HR URI / United Rentals, Inc. Call 170.00 0 500 0 85
2017-12-31 13F-HR SMTX / SMTC Corp. 1.88 0 19,100 0 36
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.29 2,753,099 2,158,519 -21.60 27,640 22,208 -19.65
2017-12-31 13F-HR CUBI / Customers Bancorp Inc. 25.97 45,284 103,509 128.58 1,475 2,688 82.24
2017-12-31 13F-HR PRGS / Progress Software Corp. 42.55 76,730 127,607 66.31 2,927 5,430 85.51
2017-12-31 13F-HR DOV / Dover Corp. 100.98 836,928 840,540 0.43 76,482 84,880 10.98
2017-12-31 13F-HR DOV / Dover Corp. Put 100.00 0 1,000 0 100
2017-12-31 13F-HR 83416TAA8 / SolarCity Corp 2.75% Bond due 2018-11-01 23,470 19,947 -15.01
2017-12-31 13F-HR TSC / TriState Capital Holdings, Inc. 22.99 391,209 393,679 0.63 8,956 9,051 1.06
2017-12-31 13F-HR CUZ / Cousins Properties, Inc. 9.25 1,302,304 2,309,268 77.32 12,161 21,357 75.62
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 94.62 46,579 88,867 90.79 4,419 8,409 90.29
2017-12-31 13F-HR MIME / Mimecast Limited 28.67 100,352 77,712 -22.56 2,852 2,228 -21.88
2017-12-31 13F-HR APTI / Apptio, Inc. 23.52 112,573 159,128 41.36 2,077 3,742 80.16
2017-12-31 13F-HR 743424AD5 / Proofpoint, Inc. 0.75% Convertible Bond due 2020-06-15 6,426 6,349 -1.20
2017-12-31 13F-HR USCR / U.S. Concrete, Inc. 83.60 52,901 41,928 -20.74 4,033 3,505 -13.09
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 2,571,830 2,274,662 -11.55 31,346 27,041 -13.73
2017-12-31 13F-HR YRCW / YRC Worldwide, Inc. 14.38 277,611 285,617 2.88 3,829 4,106 7.23
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. 17.78 129,854 253,831 95.47 1,900 4,512 137.47
2017-12-31 13F-HR TS / Tenaris S.A. 31.86 350,779 392,684 11.95 9,930 12,510 25.98
2017-12-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 1,193 3,861 223.64
2017-12-31 13F-HR CNCE / Concert Pharmaceuticals, Inc. 25.86 21,012 64,281 205.93 309 1,662 437.86
2017-12-31 13F-HR SVU / Supervalu, Inc. 21.60 526,099 387,695 -26.31 11,442 8,373 -26.82
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.24 613,967 744,650 21.29 33,180 39,648 19.49
2017-12-31 13F-HR STO / Statoil ASA 21.37 203,609 12,119 -94.05 4,090 259 -93.67
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.05 252,600 433,136 71.47 6,138 10,850 76.77
2017-12-31 13F-HR GME / GameStop Corp. Call 10.53 95 95 0.00 1 1 0.00
2017-12-31 13F-HR STRP / Straight Path Communications Inc. 181.77 31,792 50,966 60.31 5,742 9,264 61.34
2017-12-31 13F-HR RPD / Rapid7, Inc. 18.65 29,591 144,847 389.50 520 2,702 419.62
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 41.98 1,168,202 1,617,882 38.49 44,236 67,916 53.53
2017-12-31 13F-HR VTNR / Vertex Energy, Inc. 0.95 11,002 61,092 455.28 8 58 625.00
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Put 0.00 223 223 0.00 0 0
2017-12-31 13F-HR GLDD / Great Lakes Dredge & Dock Corp. 5.39 52,918 128,667 143.14 254 693 172.83
2017-12-31 13F-HR ENZ / Enzo Biochem, Inc. 8.14 54,818 187,994 242.94 572 1,530 167.48
2017-12-31 13F-HR SELB / Selecta Biosciences, Inc. 9.79 45,530 31,778 -30.20 830 311 -62.53
2017-12-31 13F-HR RDUS / Radius Health, Inc. 31.76 283,269 267,699 -5.50 10,918 8,502 -22.13
2017-12-31 13F-HR EQT / EQT Corp. Call 56.84 1,348 2,340 73.59 87 133 52.87
2017-12-31 13F-HR EQT / EQT Corp. Put 56.24 0 889 0 50
2017-12-31 13F-HR USAP / Universal Stainless & Alloy Products, Inc. 21.39 35,707 35,524 -0.51 744 760 2.15
2017-12-31 13F-HR BNCL / Beneficial Bancorp, Inc. 16.43 161,747 161,078 -0.41 2,682 2,647 -1.30
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 375.95 264,959 537,081 102.70 118,465 201,918 70.45
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. Put 373.33 0 150 0 56
2017-12-31 13F-HR ATOS / Atossa Genetics Inc 0.00 8 8 0.00 0 0
2017-12-31 13F-HR UFAB / Unique Fabricating, Inc. 7.17 8,283 2,649 -68.02 69 19 -72.46
2017-12-31 13F-HR SPNS / Sapiens International Corp. N.V. 11.52 88,248 93,081 5.48 1,164 1,072 -7.90
2017-12-31 13F-HR BRC / Brady Corp. 37.89 276,792 314,712 13.70 10,501 11,925 13.56
2017-12-31 13F-HR HTZ / Hertz Global Holdings, Inc. Put 21.86 1,180 1,555 31.78 26 34 30.77
2017-12-31 13F-HR 94973VBG1 / Anthem, Inc. Bond 82,365 97,620 18.52
2017-12-31 13F-HR 94973VBG1 / Anthem, Inc. Bond Call 653 775 18.68
2017-12-31 13F-HR RGEN / Repligen Corp. 36.24 46,361 84,430 82.11 1,774 3,060 72.49
2017-12-31 13F-HR KLDX / Klondex Mines Ltd. 2.61 3,875,307 2,166,275 -44.10 14,105 5,651 -59.94
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 39.37 90,618 188,576 108.10 3,419 7,425 117.17
2017-12-31 13F-HR OSK / Oshkosh Corporation (Holding Company) 90.87 432,696 214,867 -50.34 35,711 19,526 -45.32
2017-12-31 13F-HR WEYS / Weyco Group, Inc. 29.66 6,049 27,243 350.37 171 808 372.51
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.90 1,109,545 733,844 -33.86 31,573 23,407 -25.86
2017-12-31 13F-HR 670008AD3 / NOVELLUS SYS INC Bond 5,493 5,502 0.16
2017-12-31 13F-HR KR / Kroger Co. 27.45 2,431,241 2,795,914 15.00 48,764 76,741 57.37
2017-12-31 13F-HR KR / Kroger Co. Put 27.45 17,082 9,436 -44.76 342 259 -24.27
2017-12-31 13F-HR UTL / Unitil Corp. 45.58 56,448 75,717 34.14 2,789 3,451 23.74
2017-12-31 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 0.00 114,026 26 -99.98 164 0 -100.00
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.48 1,029,402 897,197 -12.84 96,388 88,359 -8.33
2017-12-31 13F-HR NVR / NVR, Inc. 3,508.10 10,259 21,413 108.72 29,286 75,119 156.50
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.23 42,779 486,692 1,037.69 358 4,004 1,018.44
2017-12-31 13F-HR IEX / IDEX Corp. 131.96 459,151 375,264 -18.27 55,768 49,519 -11.21
2017-12-31 13F-HR 84860WAA0 / Spirit Realty Capital, Inc. Bond 19,443 20,348 4.65
2017-12-31 13F-HR CHTR / Charter Communications, Inc. Call 332.00 0 250 0 83
2017-12-31 13F-HR GSHT / Gores Holdings II, Inc. 10.36 1,586,091 176,611 -88.87 15,765 1,829 -88.40
2017-12-31 13F-HR GSHT / Gores Holdings II, Inc. 9.94 112,070 1,586,091 1,315.27 1,178 15,765 1,238.29
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.47 739,280 413,149 -44.11 13,985 7,631 -45.43
2017-12-31 13F-HR EVTC / Evertec, Inc. 13.64 477,333 375,471 -21.34 7,563 5,123 -32.26
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.49 3,412,315 3,036,410 -11.02 276,083 277,792 0.62
2017-12-31 13F-HR PFED / Park Bancorp, Inc. 20.51 42,093 44,561 5.86 933 914 -2.04
2017-12-31 13F-HR KREF / KKR Real Estate Finance Trust 19.98 12,709 64,616 408.43 266 1,291 385.34
2017-12-31 13F-HR EVOL / Evolving Systems, Inc. 4.69 43,920 46,717 6.37 213 219 2.82
2017-12-31 13F-HR MRK / Merck & Co., Inc. Call 55.18 610 598 -1.97 39 33 -15.38
2017-12-31 13F-HR SSBI / Summit St. Bank (Santa Rosa CA) 12.58 12,870 10,970 -14.76 160 138 -13.75
2017-12-31 13F-HR ROYT / Pacific Coast Oil Trust 1.93 0 28,004 0 54
2017-12-31 13F-HR ACIW / ACI Worldwide, Inc. 22.67 409,270 692,109 69.11 9,321 15,688 68.31
2017-12-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 22,226 44,740 101.30
2017-12-31 13F-HR ENPH / Enphase Energy, Inc. 1.67 0 600 0 1
2017-12-31 13F-HR 452327AH2 / Illumina, Inc. Bond 25,302 26,029 2.87
2017-12-31 13F-HR SNGX / Soligenix, Inc. 0.00 5 5 0.00 0 0
2017-12-31 13F-HR QEP / QEP Resources, Inc. Call 9.56 0 2,825 0 27
2017-12-31 13F-HR CJJD / China Jo-Jo Drugstores, Inc. 1.22 0 4,902 0 6
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. Call 185.95 242 242 0.00 45 45 0.00
2017-12-31 13F-HR CAMT / Camtek Ltd. 5.71 0 84,868 0 485
2017-12-31 13F-HR WDAY / Workday, Inc. 101.74 1,351,181 658,503 -51.26 142,397 66,993 -52.95
2017-12-31 13F-HR 63934EAQ1 / Navistar International Corp. Bond 4.50% Due 10/15/2018 314 890 183.44
2017-12-31 13F-HR TAX / Liberty Tax, Inc. 10.93 48,845 23,781 -51.31 701 260 -62.91
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 252.16 120 579 382.50 28 146 421.43
2017-12-31 13F-HR 90184LAD4 / Twitter, Inc. Bond 368 32,890 8,837.50
2017-12-31 13F-HR ITEK / Inotek Pharmaceuticals Corporation 2.48 8,144 4,444 -45.43 14 11 -21.43
2017-12-31 13F-HR ONCE / Spark Therapeutics, Inc. 51.41 945,472 180,886 -80.87 84,296 9,299 -88.97
2017-12-31 13F-HR CELP / Cypress Energy Partners, L.P. 5.98 0 31,799 0 190
2017-12-31 13F-HR 00971TAG6 / Akamai Technologies, Inc. Bond 23,927 6,294 -73.69
2017-12-31 13F-HR AGN / Allergan plc Call 161.29 625 310 -50.40 128 50 -60.94
2017-12-31 13F-HR BLDR / Builders FirstSource, Inc. 21.79 1,927,844 1,560,859 -19.04 34,681 34,010 -1.93
2017-12-31 13F-HR RUN / Sunrun Inc. 5.89 172,725 255,698 48.04 956 1,507 57.64
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 275.88 217,817 152,010 -30.21 53,907 41,936 -22.21
2017-12-31 13F-HR IMKTA / Ingles Markets, Incorporated 34.54 162,384 37,903 -76.66 4,172 1,309 -68.62
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.74 2,058,204 2,517,106 22.30 331,386 432,281 30.45
2017-12-31 13F-HR SPG / Simon Property Group, Inc. Call 170.00 7,500 500 -93.33 1,207 85 -92.96
2017-12-31 13F-HR SON / Sonoco Products Co. 53.13 474,338 455,873 -3.89 23,927 24,222 1.23
2017-12-31 13F-HR CPLA / Capella Education Co. 77.39 42,282 283,382 570.22 2,964 21,931 639.91
2017-12-31 13F-HR CERN / Cerner Corp. 67.38 1,524,313 651,903 -57.23 108,711 43,927 -59.59
2017-12-31 13F-HR CLI / Mack-Cali Realty Corp. 21.55 266,998 493,030 84.66 6,329 10,627 67.91
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.80 2,379,584 2,401,328 0.91 81,897 88,360 7.89
2017-12-31 13F-HR 49926DAB5 / Knowles Corp Bond 1,281 1,740 35.83
2017-12-31 13F-HR CALD / Callidus Software, Inc. 28.64 81,330 194,192 138.77 2,002 5,562 177.82
2017-12-31 13F-HR ALOG / Analogic Corp. 83.71 38,699 78,398 102.58 3,237 6,563 102.75
2017-12-31 13F-HR GLOP / GasLog Partners LP 24.71 1,900 24,884 1,209.68 43 615 1,330.23
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 51,575 41,038 -20.43
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.53 208,278 375,659 80.36 9,811 19,735 101.15
2017-12-31 13F-HR 345550AP2 / Forest City Enterprises Inc Bond 281 810 188.26
2017-12-31 13F-HR NSIT / Insight Enterprises, Inc. 38.28 301,569 286,162 -5.11 13,846 10,955 -20.88
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.22 130,251 145,797 11.94 6,133 5,281 -13.89
2017-12-31 13F-HR NGVC / Natural Grocers by Vitamin Cottage, Inc. 8.91 9,020 21,444 137.74 49 191 289.80
2017-12-31 13F-HR ATV / Acorn International, Inc. 17.43 3,000 3,500 16.67 44 61 38.64
2017-12-31 13F-HR PTIE / Pain Therapeutics, Inc. 2.46 6 406 6,666.67 0 1
2017-12-31 13F-HR SFUN / Fang Holdings Ltd. 5.54 10,923 17,886 63.75 43 99 130.23
2017-12-31 13F-HR ISSC / Innovative Solutions & Support, Inc. 2.92 34,600 45,155 30.51 125 132 5.60
2017-12-31 13F-HR UFPI / Universal Forest Products, Inc. 37.61 158,616 360,884 127.52 15,566 13,574 -12.80
2017-12-31 13F-HR NMR / Nomura Holdings, Inc. 5.78 18,019 12,976 -27.99 100 75 -25.00
2017-12-31 13F-HR PFS / Provident Financial Services, Inc. 26.96 101,042 180,126 78.27 2,692 4,856 80.39
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.14 177,459 806,598 354.53 2,980 13,016 336.78
2017-12-31 13F-HR RETA / Reata Pharmaceuticals, Inc. 28.29 10,280 25,349 146.59 318 717 125.47
2017-12-31 13F-HR TTNP / Titan Pharmaceuticals, Inc. 0.00 88 88 0.00 0 0
2017-12-31 13F-HR MERC / Mercer International, Inc. 14.30 82,857 317,549 283.25 981 4,540 362.79
2017-12-31 13F-HR 92240MAY4 / Vector Group, Ltd. 2.5% Bond Due 1/15/2019 13,442 13,350 -0.68
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.61 408,795 1,129,723 176.35 5,942 16,503 177.73
2017-12-31 13F-HR GCO / Genesco Inc. 32.47 278,992 68,245 -75.54 7,420 2,216 -70.13
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 78.70 492,267 91,174 -81.48 36,430 7,175 -80.30
2017-12-31 13F-HR DDR / DDR Corp. 8.91 278,411 52,524 -81.13 2,548 468 -81.63
2017-12-31 13F-HR GG / Goldcorp, Inc. Call 12.50 3,350 3,200 -4.48 43 40 -6.98
2017-12-31 13F-HR IMGN / Immunogen, Inc. 6.41 1,024,165 667,504 -34.82 7,834 4,277 -45.40
2017-12-31 13F-HR ACNB / ACNB Corp. 29.53 20,002 32,403 62.00 553 957 73.06
2017-12-31 13F-HR ORM / Owens Realty Mortgage, Inc. 15.98 52,168 66,376 27.24 949 1,061 11.80
2017-12-31 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Bond Due 12/15/2020 3,801 1,304 -65.69
2017-12-31 13F-HR EVOK / Evoke Pharma, Inc. 2.26 0 200,000 0 452
2017-12-31 13F-HR PDCO / Patterson Companies, Inc. 36.12 226,177 465,694 105.90 8,738 16,823 92.53
2017-12-31 13F-HR FBIZ / First Business Financial Services, Inc. 22.04 36,313 39,466 8.68 825 870 5.45
2017-12-31 13F-HR RAVN / Raven Industries, Inc. 34.33 54,959 102,721 86.90 1,778 3,526 98.31
2017-12-31 13F-HR 85571BAH8 / Starwood Property Trust Inc Bond 1,289 4,249 229.64
2017-12-31 13F-HR ROIC / Retail Opportunity Investments Corp. 19.94 662,624 345,714 -47.83 12,594 6,894 -45.26
2017-12-31 13F-HR PQ / Petroquest Energy, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR PXS / Pyxis Tankers Inc. 0.00 6 206 3,333.33 0 0
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 24.33 614,859 294,761 -52.06 11,537 7,172 -37.83
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.43 1,058,481 1,342,709 26.85 3,279 4,604 40.41
2017-12-31 13F-HR INGN / Inogen, Inc. 119.04 98,113 58,066 -40.82 9,328 6,912 -25.90
2017-12-31 13F-HR QSII / Quality Systems, Inc. 13.58 302,449 418,394 38.34 4,756 5,680 19.43
2017-12-31 13F-HR AKER / Akers Biosciences Inc. 0.13 1,444 243,600 16,769.81 4 32 700.00
2017-12-31 13F-HR NCOM / National Commerce Corporation 40.22 56,464 71,150 26.01 2,414 2,862 18.56
2017-12-31 13F-HR 447462AB8 / Huron Consulting Group, Inc. Bond 1,958 1,954 -0.20
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.40 4,043,141 4,163,495 2.98 631,977 705,291 11.60
2017-12-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 19.85 364,444 71,118 -80.49 8,490 1,412 -83.37
2017-12-31 13F-HR WING / Wingstop Inc. Call 352 0 -100.00 11 0 -100.00
2017-12-31 13F-HR WBKC / Wolverine Bancorp, Inc. 6,718 0 -100.00 288 0 -100.00
2017-12-31 13F-HR ABCO / Advisory Board Co. (The) 127,753 0 -100.00 6,849 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 398,788 0 -100.00 20,331 0 -100.00
2017-12-31 13F-HR GGP / General Growth Properties, Inc. Put 2,000 0 -100.00 41 0 -100.00
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. Call 58.82 170 10
2017-12-31 13F-HR AEROJET ROCKETDYNE HLDGS INC / NOTE 2.250%12/1 (007800AB1) 1,652
2017-12-31 13F-HR A / Agilent Technologies, Inc. Put 66.83 1,646 110
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 9.96 11,846 118
2017-12-31 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 0.00 6 0
2017-12-31 13F-HR YHOO / Yahoo! Inc. Call 69.74 3,886 271
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 23.89 22,692 542
2017-12-31 13F-HR AMEDICA CORP / COM PAR (023435407) 0.00 2 0
2017-12-31 13F-HR AMRH / Ameri Holdings, Inc. 2.38 421 1
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.05 419,351 2,537
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.00 100 1
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.67 23,808 516
2017-12-31 13F-HR 03762UAB1 / Apollo Commercial Real Estate Finance, Inc. Bond 4.750% 8/2 1,032
2017-12-31 13F-HR APTV / Aptiv PLC Call 84.30 1,459 123
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 1,444,643 122,545
2017-12-31 13F-HR AQ / Aquantia Corp. 11.22 15,150 170
2017-12-31 13F-HR ARBOR RLTY TR INC / NOTE 5.375%11/1 (038923AB4) 370
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 0.00 100 0
2017-12-31 13F-HR ARTW / Art's-Way Manufacturing Co., Inc. 2.95 15,610 46
2017-12-31 13F-HR KTOV / Kitov Pharamceuticals Holdings Ltd. 47,364 0 -100.00 101 0 -100.00
2017-12-31 13F-HR MXPT / MaxPoint Interactive, Inc. 39,580 0 -100.00 549 0 -100.00
2017-12-31 13F-HR NTG / Tortoise MLP Fund, Inc. 1,000 0 -100.00 18 0 -100.00
2017-12-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 Call 6.15 197,816 1,216
2017-12-31 13F-HR ATH / Athene Holding Ltd Call 51.61 1,550 80
2017-12-31 13F-HR AN / AutoNation, Inc. Put 50.00 500 25
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. Call 29.22 308 9
2017-12-31 13F-HR BBDO / Banco Bradesco S.A. 8.57 700 6
2017-12-31 13F-HR BCTF / Bancorp 34, Inc. 14.61 6,367 93
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.44 273,900 8,611
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 11
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 27.84 9,950 277
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 27.85 20,107 560
2017-12-31 13F-HR BSTI / BEST Inc. 8.98 72,500 651
2017-12-31 13F-HR BIO-KEY INTERNATIONAL INC / COM PAR (09060C309) 1.75 12,600 22
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.14 352,921 15,578
2017-12-31 13F-HR BLACK RIDGE ACQUISITION CORP / UNIT 10/05/2022 (09216T206) 10.10 14,360 145
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.90 43,167 557
2017-12-31 13F-HR 09257WAB6 / Blackstone 4.375 05may22 Bond 1,521
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 4.00 23,529 94
2017-12-31 13F-HR BLUE / bluebird bio, Inc. Call 175.44 114 20
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.01 139,944 2,381
2017-12-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.69 678,899 6,578
2017-12-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.00 376,514 3,765
2017-12-31 13F-HR CAPITOL INVT CORP IV / *W EXP 01/01/202 Call (G18920127) 1.04 25,000 26
2017-12-31 13F-HR CARG / CarGurus, Inc. 26.67 300 8
2017-12-31 13F-HR CBAK ENERGY TECHNOLOGY INC / (14986C102) 1.46 39,661 58
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.51 6,235 184
2017-12-31 13F-HR CDK / CDK Global, Inc. Call 70.00 100 7
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 1 0
2017-12-31 13F-HR CGI / Celadon Group, Inc. Call 4.44 450 2
2017-12-31 13F-HR CELC / Celcuity Inc. 18.83 6,160 116
2017-12-31 13F-HR CYAD / Celyad SA 42.86 3,500 150
2017-12-31 13F-HR CEMEX SAB DE CV / NOTE 3.720% 3/1 (151290BT9) 7,822
2017-12-31 13F-HR CHF SOLUTIONS INC / (12542Q508) 3.40 5,300 18
2017-12-31 13F-HR PLCE / Children's Place, Inc. (The) Call 143.33 300 43
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 78.77 59,873 4,716
2017-12-31 13F-HR CIFS / China Internet Nationwide Financial Services Inc 41.92 334 14
2017-12-31 13F-HR CHNR / China Natural Resources, Inc. 2.67 3,752 10
2017-12-31 13F-HR CHINA XINIYA FASHION LTD / SPONSRD ADR NEW (16950W204) 5.06 2,567 13
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED ADR (16965P103) 17.62 6,469 114
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.84 189,557 1,487
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 6,361
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 942,231 6,792
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 9.94 35,502 353
2017-12-31 13F-HR CME / CME Group, Inc. Call 144.03 486 70
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Put 13.64 733 10
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.62 255,926 3,742
2017-12-31 13F-HR JVA / Coffee Holding Co., Inc. 3.33 300 1
2017-12-31 13F-HR CGNX / Cognex Corp. Put 50.00 20 1
2017-12-31 13F-HR COMSTOCK MNG INC / (205750201) 0.00 1 0
2017-12-31 13F-HR CONDOR HOSPITALITY TR INC / (20676Y403) 9.93 25,786 256
2017-12-31 13F-HR CCR / CONSOL Coal Resources LP 15.64 51,408 804
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 38.82 4,868 189
2017-12-31 13F-HR CSTM / Constellium N.V. Call 7.84 255 2
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 3.60 15,008 54
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 0
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR Call (22542D357) 99
2017-12-31 13F-HR CREE / Cree, Inc. Call 36.00 500 18
2017-12-31 13F-HR CCK / Crown Holdings, Inc. Put 55.03 745 41
2017-12-31 13F-HR 22943FAM2 / Ctrip Com Intl Ltd Bond 7,161
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 1.46 2,058 3
2017-12-31 13F-HR DAN / Dana Holding Corp. Call 31.84 1,947 62
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. Put 90.00 100 9
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.65 18,101 410
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.46 424,476 22,267
2017-12-31 13F-HR DEUTSCHE BK AG LONDON BRH / FI ENH GL0BAL HY (25155L293) 2
2017-12-31 13F-HR DIANA CONTAINERSHIPS INC / SHS PAR (Y2069P507) 4.03 10,414 42
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 24.97 33,396 834
2017-12-31 13F-HR UFS / Domator Corp. Call 49.37 3,788 187
2017-12-31 13F-HR DOV / Dover Corp. Call 98.46 325 32
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Call 71.22 3,047 217
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. Put 95.00 400 38
2017-12-31 13F-HR DYSL / Dynasil Corp. of America 1.16 19,759 23
2017-12-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.00 1,500 21
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. Put 112.00 250 28
2017-12-31 13F-HR AKO.B / Embotelladora Andina S.A. 25.00 600 15
2017-12-31 13F-HR ESBA / Empire State Realty Op, L.P. 20.33 2,066 42
2017-12-31 13F-HR ECPG / Encore Capital Group, Inc. Call 40.00 100 4
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.71 68,630 392
2017-12-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.000% 1/3 (29359WAB1) 40,477
2017-12-31 13F-HR ENTREE RES LTD / (29384J103) 0.60 388,500 234
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.70 71,222 1,688
2017-12-31 13F-HR XELA / Exela Technologies, Inc. 5.14 17,517 90
2017-12-31 13F-HR FBSS / Fauquier Bankshares, Inc. 21.00 1,000 21
2017-12-31 13F-HR FC GLOBAL RLTY INC / (30258F102) 0.69 2,900 2
2017-12-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.71 500,000 4,855
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. Call 191.25 800 153
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 31.86 11,709 373
2017-12-31 13F-HR BEN / Franklin Resources, Inc. Put 43.00 1,000 43
2017-12-31 13F-HR FNKO / Funko, Inc. 6.59 23,820 157
2017-12-31 13F-HR FFHL / Fuwei Films (Holdings) Co., Ltd. 2.84 7,759 22
2017-12-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 8.91 898 8
2017-12-31 13F-HR GAZIT GLOBE LTD / SHS (M4793C102) 10.48 44,850 470
2017-12-31 13F-HR GLBZ / Glen Burnie Bancorp 10.10 99 1
2017-12-31 13F-HR GNC / GNC Holdings, Inc. Put 2.86 1,050 3
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. Call 0.00 2 0
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.66 751,074 20,020
2017-12-31 13F-HR GTE / Gran Tierra Energy, Inc. Call 2.48 4,031 10
2017-12-31 13F-HR HAYMAKER ACQUISITION / UNIT 10/19/2022 (420870206) 9.90 409,900 4,058
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 9.79 111,110 1,088
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 Call (42588L113) 0.84 324,654 274
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.36 185,000 1,916
2017-12-31 13F-HR HON / Honeywell International, Inc. Put 150.25 406 61
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 17.18 34,927 600
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Call 164.95 97 16
2017-12-31 13F-HR IFRX / InflaRx N.V. 20.94 35,000 733
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 166.41 1,274 212
2017-12-31 13F-HR INPHI CORP / NOTE 0.750% 9/0 (45772FAC1) 3,078
2017-12-31 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 7,340
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.27 101,848 4,611
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. Put 70.28 1,992 140
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 15.69 113,606 1,783
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.89 521,262 51,027
2017-12-31 13F-HR IRCP / IRSA Propiedades Comerciales S.A. 53.33 300 16
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.72 503,602 22,016
2017-12-31 13F-HR LRCX / Lam Research Corp. Put 183.96 6,458 1,188
2017-12-31 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 9.90 580,000 5,742
2017-12-31 13F-HR LLIT / Lianluo Smart Limited 1.65 4,242 7
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A Put 20.00 50 1
2017-12-31 13F-HR LGND / Ligand Pharmaceuticals Incorporated Call 136.36 220 30
2017-12-31 13F-HR LKQ / LKQ Corp. Call 40.00 1,250 50
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.04 83,000 1,912
2017-12-31 13F-HR LONGFIN CORP / COM CLASS A (54304F106) 50.00 100 5
2017-12-31 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 15.79 108,269 1,710
2017-12-31 13F-HR MAC / Macerich Company (THE) Call 65.14 1,750 114
2017-12-31 13F-HR MAMS / MAM Software Group, Inc. 7.42 7,552 56
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 3.33 300 1
2017-12-31 13F-HR MTDR / Matador Resources Co. Call 31.00 1,000 31
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 64.30 83,654 5,379
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.81 149,512 420
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.78 92,751 1,464
2017-12-31 13F-HR MERCHANTS BANCORP IND / (58844R108) 19.60 16,223 318
2017-12-31 13F-HR MERIDIAN WASTE SOLUTIONS INC / (58985L209) 0.00 3 0
2017-12-31 13F-HR METROPOLITAN BK HLDG CORP / (591774104) 41.91 8,088 339
2017-12-31 13F-HR MFC BANCORP LTD / USD MFC SHS (G60630103) 7.79 35,441 276
2017-12-31 13F-HR MNRO / Monro Muffler Brake, Inc. Call 55.00 400 22
2017-12-31 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.60 600,000 5,760
2017-12-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.10 996,799 10,067
2017-12-31 13F-HR MOSAIC ACQUISITION CORP / *W EXP 99/99/999 Call (G62848125) 1.25 150,000 187
2017-12-31 13F-HR MTFB / Motif Bio plc ADRs 10.00 200 2
2017-12-31 13F-HR MOXC / Moxian, Inc. 3.74 5,615 21
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.49 214,647 3,969
2017-12-31 13F-HR MYO / Myomo Inc. 0.00 200 0
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.57 40,845 1,657
2017-12-31 13F-HR NET ELEMENT INC / COM PAR (64111R300) 10.00 100 1
2017-12-31 13F-HR NBEV / New Age Beverages Corporation 2.17 104,611 227
2017-12-31 13F-HR NEWA / Newater Technology, Inc. 7.50 400 3
2017-12-31 13F-HR NWL / Newell Brands Inc. Put 30.64 1,273 39
2017-12-31 13F-HR NEXA RES S A / (L67359106) 19.60 250,000 4,901
2017-12-31 13F-HR HRMNU / Harmony Merger Corp. 8.30 8,072 67
2017-12-31 13F-HR NFEC / NF Energy Saving Corp. 0.91 14,337 13
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.20 187,404 224
2017-12-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.94 68,563 476
2017-12-31 13F-HR NTNX / Nutanix, Inc. Call 32.00 250 8
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 14.75 1,695 25
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 13.33 1,726 23
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 315,654 1,543
2017-12-31 13F-HR ON / ON Semiconductor Corporation Call 0.00 40 0
2017-12-31 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 0.00 1 0
2017-12-31 13F-HR OPNT / Opiant Pharmaceuticals, Inc. 20.00 100 2
2017-12-31 13F-HR OPK / Opko Health, Inc. Call 4.47 2,015 9
2017-12-31 13F-HR OPHC / OptimumBank Holdings, Inc. 4.59 3,700 17
2017-12-31 13F-HR OPTN / OptiNose, Inc. 18.79 13,144 247
2017-12-31 13F-HR KIDS / OrthoPediatrics Corp. 19.15 10,234 196
2017-12-31 13F-HR OSPR / Osprey Energy Acquisition Corp. Call 0.70 125,000 87
2017-12-31 13F-HR OSN / Ossen Innovation Co., Ltd. 2.64 3,415 9
2017-12-31 13F-HR PZZA / Papa John's International, Inc. Call 54.64 183 10
2017-12-31 13F-HR PEGI / Pattern Energy Group Inc. Call 21.00 2,000 42
2017-12-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 8.94 14,761 132
2017-12-31 13F-HR PCG / PG&E Corp. Call 44.71 1,700 76
2017-12-31 13F-HR PCG / PG&E Corp. Put 44.76 8,668 388
2017-12-31 13F-HR POLARITYTE INC / (731094108) 19.80 202 4
2017-12-31 13F-HR PQG / PQ Group Holdings Inc. 16.43 92,004 1,512
2017-12-31 13F-HR QADA / QAD, Inc. 0.00 3 0
2017-12-31 13F-HR 750469AA6 / Radius Health, Inc. Bond 1,944
2017-12-31 13F-HR RMBS / Rambus, Inc. Call 0.00 50 0
2017-12-31 13F-HR RAMCO-GERSHENSON PPTYS TR / PERP PFD-D CV (751452608) 57.65 75,680 4,363
2017-12-31 13F-HR RGC / Regal Entertainment Group Put 16.95 118 2
2017-12-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 9.81 4,690 46
2017-12-31 13F-HR REMARK HLDGS INC / (75955K102) 9.70 1,959 19
2017-12-31 13F-HR HAIR / Restoration Robotics, Inc. 4.36 11,020 48
2017-12-31 13F-HR RYTM / Rhythm Pharmaceuticals, Inc. 28.93 18,733 542
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.72 126,818 979
2017-12-31 13F-HR RMG NETWORKS HLDG CORP / (74966K300) 0.75 5,300 4
2017-12-31 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 11.58 4,403 51
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 50.28 179 9
2017-12-31 13F-HR SMIT / Schmitt Industries, Inc. 2.74 70,810 194
2017-12-31 13F-HR SEND / SendGrid, Inc. 23.92 18,186 435
2017-12-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 9.97 325,153 3,241
2017-12-31 13F-HR SCI / Service Corp. International Call 36.70 545 20
2017-12-31 13F-HR SGOC / SGOCO Group, Ltd. 0.00 45 0
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / (82900L102) 13.75 3,200 44
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 Call (82900L110) 3.89 200,600 780
2017-12-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.09 301,953 3,046
2017-12-31 13F-HR SOGO / Sogou Inc. 11.55 38,369 443
2017-12-31 13F-HR SPARK NETWORKS SE / SPONSORED ADR (846517100) 0.00 1 0
2017-12-31 13F-HR SPERO THERAPEUTICS INC / (84833T103) 11.66 13,293 155
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. Put 168.89 225 38
2017-12-31 13F-HR SUCAMPO PHARMACEUTICALS INC / NOTE 3.250%12/1 (864909AB2) 1,281
2017-12-31 13F-HR SWCH / Switch Inc 18.19 1,227,567 22,327
2017-12-31 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 0.00 1 0
2017-12-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 0.00 108 0
2017-12-31 13F-HR COH / Coach, Inc. 44.23 1,208,403 53,442
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 Call (88642R117) 2.36 43,586 103
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 Call (88642R125) 2.06 47,113 97
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. Call 34.00 2,000 68
2017-12-31 13F-HR TPG PACE ENERGY HLDGS CORP / CL A (872656103) 9.74 2,238,285 21,800
2017-12-31 13F-HR TPG PACE ENERGY HLDGS CORP / *W EXP 99/99/999 Call (872656111) 1.30 559,712 726
2017-12-31 13F-HR TPG PACE HLDGS CORP / *W EXP 99/99/999 Call (G89827110) 1.55 439,034 680
2017-12-31 13F-HR TCON / TRACON Pharmaceuticals, Inc. 3.33 16,800 56
2017-12-31 13F-HR TRVG / Trivago NV Call 6.23 1,285 8
2017-12-31 13F-HR VEAC / Vantage Energy Acquisition Corp Call 1.07 12,099 13
2017-12-31 13F-HR VBI VACCINES INC / (91822J103) 4.26 167,250 713
2017-12-31 13F-HR VRNA / Verona Pharma plc 11.67 600 7
2017-12-31 13F-HR VKTX / Viking Therapeutics, Inc. 3.91 2,300 9
2017-12-31 13F-HR VINCE HLDG CORP / (92719W207) 0.00 5 0
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 25.14 235,177 5,913
2017-12-31 13F-HR WEBK / Wellesley Bancorp, Inc. 27.94 501 14
2017-12-31 13F-HR WEN / The Wendy's Company Call 16.35 1,040 17
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.55 200,000 3,110
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.48 1,807,171 47,851
2017-12-31 13F-HR WILLSCOT CORP / *W EXP 09/10/202 Call (971375118) 1.44 1,809,351 2,605
2017-12-31 13F-HR ZILLOW GROUP INC / NOTE 2.000%12/0 (98954MAB7) 345
2017-12-31 13F-HR OMN / Omnova Solutions, Inc. 9.99 156,513 305,664 95.30 1,712 3,055 78.45
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.96 1,215,024 582,950 -52.02 2,375 1,143 -51.87
2017-12-31 13F-HR MBRX / Moleculin Biotech, Inc. 1.67 1,500 4,200 180.00 3 7 133.33
2017-12-31 13F-HR LNTH / Lantheus Holdings, Inc. 20.44 38,845 168,160 332.90 689 3,437 398.84
2017-12-31 13F-HR ARES / Ares Management, L.P. 20.00 126,000 258,035 104.79 2,349 5,160 119.67
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 23.33 143,963 187,408 30.18 3,608 4,372 21.18
2017-12-31 13F-HR VCO / Vina Concha Y Toro S.A. 36.95 7,681 6,631 -13.67 258 245 -5.04
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.00 114,297 353,517 209.30 9,170 31,815 246.95
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.01 2,637,599 1,593,263 -39.59 9,230 6,388 -30.79
2017-12-31 13F-HR VMW / VMWare, Inc. 125.31 476,744 793,942 66.53 52,052 99,492 91.14
2017-12-31 13F-HR CUB / Cubic Corp. 58.93 23,963 121,949 408.91 1,219 7,186 489.50
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 900,563 735,548 -18.32 37,433 31,340 -16.28
2017-12-31 13F-HR TG / Tredegar Corp. 19.17 60,217 58,888 -2.21 1,082 1,129 4.34
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 32.75 397 397 0.00 13 13 0.00
2017-12-31 13F-HR T / AT & T, Inc. 38.88 26,537,179 25,393,035 -4.31 1,039,453 987,272 -5.02
2017-12-31 13F-HR T / AT & T, Inc. Call 38.48 4,572 2,573 -43.72 178 99 -44.38
2017-12-31 13F-HR T / AT & T, Inc. Put 38.86 0 1,724 0 67
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. 112.39 354,309 303,599 -14.31 37,525 34,122 -9.07
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. Call 111.85 5,986 1,645 -72.52 634 184 -70.98
2017-12-31 13F-HR SPB / Spectrum Brands Holdings, Inc. Put 112.00 1,250 1,250 0.00 132 140 6.06
2017-12-31 13F-HR Y / Alleghany Corp. 595.97 22,005 35,322 60.52 12,188 21,051 72.72
2017-12-31 13F-HR ON / ON Semiconductor Corporation 20.94 3,511,053 3,727,362 6.16 64,847 78,048 20.36
2017-12-31 13F-HR LHCG / LHC Group, Inc. 61.24 31,579 148,880 371.45 2,238 9,117 307.37
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.15 1,410,949 1,198,722 -15.04 27,582 21,754 -21.13
2017-12-31 13F-HR TCS / Container Store Group, Inc. 4.71 14,840 36,497 145.94 61 172 181.97
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.19 308,151 292,072 -5.22 8,626 9,402 9.00
2017-12-31 13F-HR DEO / Diageo plc 146.03 191,083 360,915 88.88 25,245 52,703 108.77
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.19 54,142 63,531 17.34 3,433 3,697 7.69
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.84 283,326 605,082 113.56 498 1,116 124.10
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.85 1,182,943 1,148,197 -2.94 175,023 191,571 9.45
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.06 1,089,116 667,903 -38.67 2,700 1,375 -49.07
2017-12-31 13F-HR 19624RAB2 / Colony Capital, Inc. Bond 7,742 516 -93.34
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.50 239,621 152,165 -36.50 12,673 9,663 -23.75
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.51 2,559,830 2,890,882 12.93 157,831 183,591 16.32
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Call 62.50 10 192 1,820.00 0 12
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 47.70 333,714 576,841 72.85 14,731 27,513 86.77
2017-12-31 13F-HR OPOF / Old Point Financial Corp. 29.68 21,334 25,406 19.09 690 754 9.28
2017-12-31 13F-HR AME / Ametek, Inc. 72.47 3,579,779 2,805,507 -21.63 236,401 203,307 -14.00
2017-12-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.91 35,108 54,711 55.84 245 378 54.29
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.25 168,223 284,931 69.38 12,385 20,872 68.53
2017-12-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.19 4,104 4,104 0.00 9 9 0.00
2017-12-31 13F-HR CABO / Cable One Inc. 702.93 7,788 5,157 -33.78 5,621 3,625 -35.51
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.39 1,559,719 1,455,426 -6.69 1,518,721 1,533,137 0.95
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 1,050.39 483 258 -46.58 469 271 -42.22
2017-12-31 13F-HR GOOGL / Alphabet Inc. Put 1,051.70 460 619 34.57 447 651 45.64
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.33 162,400 229,569 41.36 4,220 5,814 37.77
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.70 511,142 798,784 56.27 46,971 83,635 78.06
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 3,619,163 7,057,124 94.99 174,510 395,194 126.46
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Call 55.89 1,488 10,342 595.03 71 578 714.08
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Put 55.98 2,899 7,699 165.57 138 431 212.32
2017-12-31 13F-HR