InvestorCVI Investments, Inc.
Portfolio Value $ 305,195,584
Current Positions50


Latest Holdings, Performance, AUM (from 13F, 13D)

All CVI Investments, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑08‑17 SC 13G AMPE / Ampio Pharmaceuticals, Inc. 2,877,886 6,500,000 125.86 6.10 24.49
2018‑07‑06 SC 13G SSH / Sunshine Heart, Inc. 368,571 5.20
2018‑07‑03 SC 13G VBLT / Vascular Biogenics Ltd. 1,904,762 5.30
2018‑06‑29 SC 13G NVIV / InVivo Therapeutics Holdings Corp 198,411 9.90
2018‑06‑21 SC 13G RKDA / Arcadia Biosciences, Inc. 372,950 7.80
2018‑06‑07 SC 13G FCSC / Fibrocell Science Inc. 679,408 8.80
2018‑05‑18 SC 13G AMDA / Amedica Corporation 484,388 9.90
2018‑04‑27 SC 13G INPX / Inpixon 1,044,764 9.90
2018‑02‑22 SC 13G DARE / Dare Bioscience Inc 975,000 8.80
2018‑02‑09 SC 13G/A NWBO / Northwest Biotherapeutics, Inc. 8,237,545 11,514,993 39.79 3.50 -33.96
2018‑02‑09 SC 13G/A CUR / Neuralstem, Inc. 1,250,000 795,481 -36.36 4.90 -40.96
2018‑02‑09 SC 13G/A TROV / TrovaGene, Inc. 2,124,250 2,593,218 22.08 4.70 -17.54
2018‑02‑09 SC 13G/A MYO / Myomo Inc. 625,000 540,089 -13.59 4.90 -19.67
2018‑02‑09 SC 13G/A HMNY / Helios and Matheson Analytics Inc. 1,960,464 82,735 -95.78 0.40 -95.24
2018‑02‑09 SC 13G/A GENE / Genetic Technologies Ltd. 138,503,700 0 -100.00 0.00 -100.00
2018‑02‑09 SC 13G/A USEG / U.S. Energy Corp. 314,258 4.90
2018‑02‑09 SC 13G/A RSLS / ReShape Lifesciences Inc. 360,313 1,573,371 336.67 4.90 -50.51
2018‑02‑09 SC 13G/A XXII / 22nd Century Group, Inc. 7,070,707 0 -100.00 0.00 -100.00
2018‑02‑09 SC 13G/A ZIOP / ZIOPHARM Oncology, Inc. 9,708,738 119,394 -98.77 0.10 -98.53
2018‑02‑09 SC 13G/A GBSN / Great Basin Scientific, Inc. 77,988 30,198 -61.28 0.60 -93.94
2018‑02‑09 SC 13G/A GALE / Galena Biopharma, Inc. 2,980,000 119,451 -95.99 2.00 -78.49
2018‑02‑09 SC 13G/A SINO / Sino-Global Shipping America, Ltd. 500,000 0 -100.00 0.00 -100.00
2018‑02‑09 SC 13G/A SGLB / Sigma Labs, Inc. 250,000 215,500 -13.80 4.40 -20.00
2018‑02‑09 SC 13G/A SNES / SenesTech, Inc. 1,250,000 790,054 -36.80 4.90 -37.97
2018‑02‑09 SC 13G/A MARA / Marathon Patent Group, Inc. 1,266,667 58,250 -95.40 0.50 -90.91
2018‑02‑09 SC 13G/A BLPH / Bellerophon Therapeutics, Inc. 2,000,000 1,000,000 -50.00 1.80 -68.42
2018‑02‑09 SC 13G/A SGYP / Synergy Pharmaceuticals, Inc. 19,379,845 12,337,116 -36.34 4.80 -39.24
2018‑02‑09 SC 13G/A CRMD / CorMedix Inc. 3,800,000 2,850,000 -25.00 4.10 -38.81
2018‑02‑09 SC 13G/A WFT / Weatherford International plc 101,309,998 84,500,000 -16.59 7.90 -20.20
2018‑02‑09 SC 13G/A VTGN / VistaGen Therapeutics, Inc. 1,333,333 1,104,397 -17.17 4.90 -19.67
2018‑01‑31 SC 13G RCON / Recon Technology, Ltd. 1,197,500 6.60
2017‑02‑10 SC 13G/A XGTI / XG Technology, Inc. 1,100,000 391,146 -64.44 4.90 -28.99
2017‑02‑10 SC 13G/A USEI / US Energy Initiatives Corporation, Inc. 500,000 370,200 -25.96 6.00 -26.83
2017‑02‑10 SC 13G/A SHIP / Seanergy Maritime Holdings Corp. 1,180,000 1,183,000 0.25 3.40 -40.35
2017‑02‑10 SC 13G/A ADMP / Adamis Pharmaceuticals Corp. 1,150,000 1,133,652 -1.42 4.90 -10.91
2017‑02‑10 SC 13G/A APHB / Ampliphi Biosciences Corp. 1,133,334 879,316 -22.41 4.90 -27.94
2017‑02‑10 SC 13G/A CYTR / CytRx Corp. 7,142,858 5,835,354 -18.31 4.90 -34.67
2017‑02‑10 SC 13G/A DRWIW / Dragonwave, Inc. 300,000 320,587 6.86 4.90 -10.91
2017‑02‑10 SC 13G/A JASO / JA Solar Holdings Co., Ltd. 28,002,401 0 -100.00 0.00 -100.00
2017‑02‑10 SC 13G/A MDGS / Medigus Ltd. 2,847,925 2,219,967 -22.05 4.90 -24.62
2017‑02‑10 SC 13G/A OPTT / Ocean Power Technologies, Inc. 300,000 15,000 -95.00 0.20 -96.30
2017‑02‑10 SC 13G/A RGSE / Real Goods Solar, Inc. 2,727,273 1,771,587 -35.04 4.90 -37.18
2017‑02‑10 SC 13G/A SPHS / Sophiris Bio, Inc. 2,483,330 1,581,277 -36.32 4.90 -42.35
2017‑02‑10 SC 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 2,250,000 1,177,500 -47.67 2.90 -49.12
2016‑07‑22 SC 13G CYTX / Cytori Therapeutics, Inc. 7,142,858 7.50
2016‑02‑12 SC 13G/A GALT / Galectin Therapeutics Inc 1,587,300 1,182,499 -25.50 4.10 -25.45
2016‑02‑12 SC 13G/A WGBS / WaferGen Bio-Systems, Inc. 960,000 759,275 -20.91 4.90 -50.51
2016‑02‑12 SC 13G/A CTRV / Contravir Pharmaceuticals Inc 2,807,440 1,388,001 -50.56 4.90 -50.51
2016‑02‑12 SC 13G/A CTYX / Connectyx Technologies Holdings Group, Inc. 12,570,005 3,723,635 -70.38 2.30 -67.14
2015‑10‑02 SC 13G TNGNQ / Tengion, Inc. 4,464,229 9.90