InvestorCss Llc/il
Portfolio Value $ 2,011,638,000
Current Positions439
Opened Positions5
Closed Positions178


Latest Holdings, Performance, AUM (from 13F, 13D)

Css Llc/il has disclosed 439 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,011,638,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Css Llc/il's top holdings are Yahoo! Inc. (NASDAQ:YHOO) , American Airlines Group Inc. (NASDAQ:AAL) , Zions Bancorporation (NYSE:ZB.PRA) , SunTrust Banks, Inc. (NYSE:STI) , and Micron Technology, Inc. Bond (595112AY9) . Css Llc/il's new positions include SunTrust Banks, Inc. (NYSE:STI) , Micron Technology, Inc. Bond (595112AY9) , Molina Healthcare, Inc. Bond 1.125% 1/1 (60855RAC4) , General Cable Corp. Bond (369300AL2) , and NXP Semiconductors N.V. Bond (62952QAB6) .

All Css Llc/il holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR MDP / Meredith Corp. 53.86 8,188 8,188 0.00 541 441 -18.48
2018-03-31 13F-HR 750469AA6 / Radius Health, Inc. Bond 1,422 1,515 6.54
2018-03-31 13F-HR 887399AA1 / TimkenSteel Corporation Bond 2,958 2,943 -0.51
2018-03-31 13F-HR ARRAY BIOPHARMA INC / NOTE 2.625%12/0 (04269XAB1) 9,168
2018-03-31 13F-HR GREAT ELM CAP CORP / (390320109) 9.22 88,043 812
2018-03-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 21.77 64,503 1,404
2018-03-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 17,912
2018-03-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.72 35,455 309
2018-03-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.79 40,861 359
2018-03-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.62 24,527 187
2018-03-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.41 20,066 229
2018-03-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 6.77 15,224 103
2018-03-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 9.50 70,856 673
2018-03-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.31 95,975 894
2018-03-31 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 47,454
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 12.17 24,822 302
2018-03-31 13F-HR NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 12.09 41,180 498
2018-03-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 25.34 42,152 1,068
2018-03-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 25.62 27,359 701
2018-03-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 14.52 33,544 487
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 1,203,849 1,946,649 61.70 2,372 3,270 37.86
2018-03-31 13F-HR RAD / Rite Aid Corp. Call 1.70 160,300 35,800 -77.67 316 61 -80.70
2018-03-31 13F-HR RAD / Rite Aid Corp. Put 1.68 65,200 133,100 104.14 130 223 71.54
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 1.99 586,065 569,965 -2.75 1,254 1,134 -9.57
2018-03-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 30.41 15,983 15,983 0.00 530 486 -8.30
2018-03-31 13F-HR T / AT & T, Inc. Put 35.63 0 30,000 0 1,069
2018-03-31 13F-HR WIN / Windstream Holdings, Inc. 1.42 35,894 35,894 0.00 66 51 -22.73
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 7.42 495,280 330,359 -33.30 5,682 2,451 -56.86
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 11.47 89,150 495,280 455.56 603 5,682 842.29
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. Put 7.42 1,110,846 1,131,664 1.87 7,508 8,395 11.81
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,036.67 0 300 0 311
2018-03-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.04 104,410 104,410 0.00 251 213 -15.14
2018-03-31 13F-HR TBF / ProShares Short 20+ Yr Treasury Call 22.70 50,000 50,000 0.00 1,094 1,135 3.75
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 60.39 60,000 320,000 433.33 3,530 19,325 447.45
2018-03-31 13F-HR CBS / CBS Corp. 51.43 2,800 2,800 0.00 165 144 -12.73
2018-03-31 13F-HR CBS / CBS Corp. Put 51.50 7,000 2,000 -71.43 413 103 -75.06
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,032.07 1,829 1,029 -43.74 1,914 1,062 -44.51
2018-03-31 13F-HR AIG.WS / American International Group, Inc. Warrants 16.01 15,427 15,487 0.39 274 248 -9.49
2018-03-31 13F-HR XRIFX / RMR Real Estate Income Fund 16.67 64,081 70,891 10.63 1,223 1,182 -3.35
2018-03-31 13F-HR IMMU / Immunomedics, Inc. 14.60 17,194 22,194 29.08 278 324 16.55
2018-03-31 13F-HR IMMU / Immunomedics, Inc. Put 14.60 152,100 20,000 -86.85 2,458 292 -88.12
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 74.12 17,000 17,000 0.00 946 1,260 33.19
2018-03-31 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 6,168 6,360 3.11
2018-03-31 13F-HR INTC / Intel Corp. 52.00 0 2,500 0 130
2018-03-31 13F-HR 670002AB0 / Novavax, Inc. Bond 3.75% Due 2/1/2023 289 426 47.40
2018-03-31 13F-HR AMRN / Amarin Corp. Plc Put 3.00 10,000 20,000 100.00 40 60 50.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Put 47.30 18,700 10,000 -46.52 863 473 -45.19
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 48.23 11,300 39,500 249.56 531 1,905 258.76
2018-03-31 13F-HR OSIS / OSI Systems, Inc. 65.18 1,028 1,028 0.00 66 67 1.52
2018-03-31 13F-HR OSIS / OSI Systems, Inc. Put 65.28 12,400 21,400 72.58 798 1,397 75.06
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.05 223,773 67,379 -69.89 4,044 1,014 -74.93
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.43 15,410 15,410 0.00 522 469 -10.15
2018-03-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.23 28,912 28,912 0.00 195 180 -7.69
2018-03-31 13F-HR BYBK / Bay Bancorp, Inc. 13.35 11,063 107,000 867.19 135 1,428 957.78
2018-03-31 13F-HR WDAY / Workday, Inc. 127.14 9,019 7,480 -17.06 918 951 3.59
2018-03-31 13F-HR WDAY / Workday, Inc. Put 127.00 3,000 6,000 100.00 305 762 149.84
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.00 0 3,000 0 156
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 52.20 0 5,000 0 261
2018-03-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 2,508 7,667 205.70
2018-03-31 13F-HR 698354AB3 / Pandora Media, Inc. Bond 4,269 2,565 -39.92
2018-03-31 13F-HR RDNT / RadNet, Inc. 14.41 11,522 11,522 0.00 116 166 43.10
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 0.00 47,523 28 -99.94 127 0 -100.00
2018-03-31 13F-HR SHLD / Sears Holdings Corp. 2.67 28 47,523 169,625.00 0 127
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 229.71 600 3,400 466.67 137 781 470.07
2018-03-31 13F-HR GAM / General American Investors Co., Inc. 33.46 28,269 30,871 9.20 972 1,033 6.28
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.36 5,300 5,300 0.00 383 357 -6.79
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 10.75 16,700 11,068 -33.72 183 119 -34.97
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 10.96 11,568 16,700 44.36 109 183 67.89
2018-03-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. Put 10.75 17,800 8,000 -55.06 168 86 -48.81
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.05 40,000 20,000 -50.00 576 301 -47.74
2018-03-31 13F-HR FOLD / Amicus Therapeutics, Inc. Put 15.05 23,400 21,400 -8.55 337 322 -4.45
2018-03-31 13F-HR TEO / Telecom Argentina S.A. 31.33 434,190 137,818 -68.26 15,904 4,318 -72.85
2018-03-31 13F-HR TEO / Telecom Argentina S.A. Put 31.42 27,500 12,000 -56.36 1,007 377 -62.56
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.02 20,568 15,826 -23.06 2,408 1,852 -23.09
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Call 117.00 8,800 20,700 135.23 1,030 2,422 135.15
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 117.00 121,600 50,700 -58.31 14,238 5,932 -58.34
2018-03-31 13F-HR ODP / Office Depot, Inc. 2.15 57,257 57,257 0.00 203 123 -39.41
2018-03-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 18.60 137,335 120,585 -12.20 2,925 2,243 -23.32
2018-03-31 13F-HR CNDT / Conduent 18.63 20,340 20,340 0.00 329 379 15.20
2018-03-31 13F-HR 94419LAA9 / Wayfair, Inc. Bond 3,850 3,802 -1.25
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.83 20,722 16,118 -22.22 1,097 771 -29.72
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Put 47.72 0 7,879 0 376
2018-03-31 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 15.27 30,781 30,781 0.00 476 470 -1.26
2018-03-31 13F-HR F / Ford Motor Co. 11.04 15,323 10,323 -32.63 191 114 -40.31
2018-03-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 8,004 12,606 57.50
2018-03-31 13F-HR KANG / iKang Healthcare Group, Inc. 19.95 191,331 181,331 -5.23 3,023 3,618 19.68
2018-03-31 13F-HR KANG / iKang Healthcare Group, Inc. Call 20.00 0 2,500 0 50
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.05 119,500 119,500 0.00 1,228 1,201 -2.20
2018-03-31 13F-HR 92763WAA1 / Vipshop Holdings, Inc. Bond 2,526 9,284 267.54
2018-03-31 13F-HR 316827AC8 / 51job, Inc. Bond 7,362 8,101 10.04
2018-03-31 13F-HR TIP / iShares TIPS Bond ETF 113.24 1,360 1,360 0.00 155 154 -0.65
2018-03-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. Call 12.35 0 20,000 0 247
2018-03-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.75 32,000 32,000 0.00 156 152 -2.56
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. 92.79 78,667 25,875 -67.11 6,923 2,401 -65.32
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. Call 92.81 23,100 36,700 58.87 2,033 3,406 67.54
2018-03-31 13F-HR CTXS / Citrix Systems, Inc. Put 92.80 2,500 2,500 0.00 220 232 5.45
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.84 64,163 42,181 -34.26 1,175 879 -25.19
2018-03-31 13F-HR VSTE / Vistra Energy Corp. Call 20.82 10,200 99,500 875.49 187 2,072 1,008.02
2018-03-31 13F-HR IAC / IAC/InterActiveCorp. 156.38 13,939 34,039 144.20 1,704 5,323 212.38
2018-03-31 13F-HR ZNGA / Zynga Inc. 3.66 28,400 28,400 0.00 114 104 -8.77
2018-03-31 13F-HR HWAY / Healthways, Inc. 17,366 18,900 8.83
2018-03-31 13F-HR ILMN / Illumina, Inc. 236.34 8,015 8,915 11.23 1,751 2,107 20.33
2018-03-31 13F-HR 189464AB6 / Clovis Oncology, Inc. 2.5% 9/15/2021 8,433 6,112 -27.52
2018-03-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 12,979 19,212 48.02
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 33.43 6,700 6,700 0.00 248 224 -9.68
2018-03-31 13F-HR LEN.B / Lennar Corp. 47.70 76,391 89,777 17.52 3,948 4,282 8.46
2018-03-31 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 15,124 35,165 132.51
2018-03-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 18,542 26,403 42.40
2018-03-31 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 12.57 15,532 29,901 92.51 192 376 95.83
2018-03-31 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 18.43 45,551 45,628 0.17 814 841 3.32
2018-03-31 13F-HR WMGIZ / Wright Medical Group N.V. 1.36 54,980 8,675 75 -99.14
2018-03-31 13F-HR WMGIZ / Wright Medical Group N.V. 54,980 83 8,675 10,351.81
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. Call 52.80 26,800 7,500 -72.01 1,822 396 -78.27
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. Put 52.79 23,200 19,700 -15.09 1,578 1,040 -34.09
2018-03-31 13F-HR LDF / Latin American Discovery Fund, Inc. (The) 12.26 35,405 43,458 22.75 407 533 30.96
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.34 7,373 7,373 0.00 677 585 -13.59
2018-03-31 13F-HR TUR / iShares MSCI Turkey ETF 42.59 15,600 634 -95.94 678 27 -96.02
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.75 11,011 11,011 0.00 734 702 -4.36
2018-03-31 13F-HR KFS / Kingsway Financial Services Inc. 4.00 43,751 44,251 1.14 221 177 -19.91
2018-03-31 13F-HR RILY / B. Riley Financial, Inc. 19.51 27,220 27,220 0.00 493 531 7.71
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation 11.25 2,753,022 2,694,821 -2.11 34,826 30,317 -12.95
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation Call 11.34 13,500 12,700 -5.93 171 144 -15.79
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. 31.10 7,202 7,202 0.00 205 224 9.27
2018-03-31 13F-HR HK / Halcon Resources Corporation 0.54 32,857 22,145 -32.60 160 12 -92.50
2018-03-31 13F-HR HK / Halcon Resources Corporation 4.87 22,145 32,857 48.37 15 160 966.67
2018-03-31 13F-HR NRCIA / National Research Corp. 49.83 60,549 77,322 27.70 3,394 3,853 13.52
2018-03-31 13F-HR SLM / SLM Corp. (Sallie Mae) 11.18 18,510 18,510 0.00 209 207 -0.96
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 183.60 2,500 5,000 100.00 431 918 112.99
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 183.53 490,500 91,700 -81.30 84,577 16,830 -80.10
2018-03-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.78 688,919 709,072 2.93 7,640 7,644 0.05
2018-03-31 13F-HR GM / General Motors Company 36.33 79,778 119,337 49.59 3,270 4,336 32.60
2018-03-31 13F-HR GM / General Motors Company Put 36.33 45,800 24,500 -46.51 1,877 890 -52.58
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.22 35,800 35,800 0.00 618 509 -17.64
2018-03-31 13F-HR ECT / ECA Marcellus Trust I 1.74 24,649 24,649 0.00 53 43 -18.87
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 42.87 207,142 4,175 -97.98 10,672 179 -98.32
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.52 4,175 207,142 4,861.49 198 10,672 5,289.90
2018-03-31 13F-HR 80004CAF8 / SanDisk Corporation Bond 473 541 14.38
2018-03-31 13F-HR MAR / Marriott International, Inc. 136.01 6,594 2,794 -57.63 895 380 -57.54
2018-03-31 13F-HR WATT / Energous Corporation Put 16.00 23,000 10,000 -56.52 447 160 -64.21
2018-03-31 13F-HR ROSEU / Rosehill Resources 0.83 60,000 57,536 -4.11 59 48 -18.64
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. 3.00 17,000 27,000 58.82 54 81 50.00
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. Call 3.00 10,000 10,000 0.00 32 30 -6.25
2018-03-31 13F-HR CUZ / Cousins Properties, Inc. 8.67 26,080 26,080 0.00 241 226 -6.22
2018-03-31 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 14.80 82,046 130,663 59.26 1,193 1,934 62.11
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.50 19,600 65,170 232.50 202 684 238.61
2018-03-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 9,240 8,946 -3.18
2018-03-31 13F-HR ON / ON Semiconductor Corporation 24.51 0 5,100 0 125
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 41.97 0 6,600 0 277
2018-03-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 7.91 33,993 33,993 0.00 283 269 -4.95
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 36.74 3,600 8,600 138.89 124 316 154.84
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 36.60 10,000 5,000 -50.00 346 183 -47.11
2018-03-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 8.73 85,093 85,093 0.00 785 743 -5.35
2018-03-31 13F-HR PNK / Pinnacle Entertainment, Inc. 30.15 23,783 23,783 0.00 778 717 -7.84
2018-03-31 13F-HR CET / Central Securities Corp. 26.65 35,158 35,158 0.00 963 937 -2.70
2018-03-31 13F-HR SQ / Square, Inc. Call 49.11 9,500 4,500 -52.63 329 221 -32.83
2018-03-31 13F-HR SNY / Sanofi 0.42 1,942,109 1,922,109 -1.03 739 813 10.01
2018-03-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 5.35 217,629 204,332 -6.11 1,338 1,093 -18.31
2018-03-31 13F-HR BATRA / Liberty Media Corporation 22.73 74,743 75,743 1.34 1,648 1,722 4.49
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 40.86 90,587 134,294 48.25 3,593 5,487 52.71
2018-03-31 13F-HR OPK / Opko Health, Inc. 3.18 31,144 31,144 0.00 153 99 -35.29
2018-03-31 13F-HR OPK / Opko Health, Inc. Put 3.00 1,000 1,000 0.00 5 3 -40.00
2018-03-31 13F-HR AUY / Yamana Gold Inc. 2.75 13,100 13,100 0.00 41 36 -12.20
2018-03-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 14.77 54,582 54,758 0.32 820 809 -1.34
2018-03-31 13F-HR TSRO / TESARO, Inc. Call 57.00 30,600 3,000 -90.20 2,537 171 -93.26
2018-03-31 13F-HR MITL / Mitel Networks Corp 9.29 16,408 12,598 -23.22 135 117 -13.33
2018-03-31 13F-HR CVEO / Civeo Corporation 3.76 28,221 28,221 0.00 77 106 37.66
2018-03-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 18.20 62,248 62,585 0.54 1,235 1,139 -7.77
2018-03-31 13F-HR GMO / General Moly, Inc. 0.34 11,837 11,837 0.00 4 4 0.00
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.58 73,020 61,820 -15.34 6,679 5,847 -12.46
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 94.71 1,700 1,700 0.00 155 161 3.87
2018-03-31 13F-HR SNR / New Senior Investment Group Inc. 8.20 16,836 16,836 0.00 127 138 8.66
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 1,752,886 1,910,970 9.02 122,439 141,488 15.56
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 44.00 22,000 8,000 -63.64 1,107 352 -68.20
2018-03-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 44.10 8,000 21,000 162.50 403 926 129.78
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. Put 95.29 62,700 78,800 25.68 5,405 7,509 38.93
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.10 239,557 309,690 29.28 9,501 12,729 33.98
2018-03-31 13F-HR SPE / Special Opportunities Fund, Inc. 25.60 192,942 29,220 -84.86 2,844 748 -73.70
2018-03-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.74 28,559 192,942 575.59 751 2,844 278.70
2018-03-31 13F-HR HPE / Hewlett Packard Enterprise Company 17.54 170,467 77,191 -54.72 2,448 1,354 -44.69
2018-03-31 13F-HR WSO.B / Watsco, Inc. 180.33 3,671 3,671 0.00 623 662 6.26
2018-03-31 13F-HR LSXMB / Liberty Media, Sirius XM Group Series B 44.47 60,604 60,912 0.51 2,404 2,709 12.69
2018-03-31 13F-HR SGF / Aberdeen Singapore Fund, Inc. 13.26 87,878 223,799 154.67 1,092 2,968 171.79
2018-03-31 13F-HR NBL / Noble Energy, Inc. 30.30 87,374 44,714 -48.82 2,546 1,355 -46.78
2018-03-31 13F-HR CQP / Cheniere Energy Partners, LP 29.09 8,114 8,114 0.00 240 236 -1.67
2018-03-31 13F-HR ACOR / Acorda Therapeutics, Inc. Call 23.65 20,000 29,900 49.50 428 707 65.19
2018-03-31 13F-HR ACOR / Acorda Therapeutics, Inc. Put 23.63 20,000 44,400 122.00 428 1,049 145.09
2018-03-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 9,824 12,651 28.78
2018-03-31 13F-HR MFGP / Micro Focus International plc 14.03 65,463 65,629 0.25 2,198 921 -58.10
2018-03-31 13F-HR AAL / American Airlines Group Inc. 51.96 2,510,568 2,510,568 0.00 130,625 130,449 -0.13
2018-03-31 13F-HR AAL / American Airlines Group Inc. Call 51.98 68,800 84,800 23.26 3,580 4,408 23.13
2018-03-31 13F-HR AAL / American Airlines Group Inc. Put 51.97 113,000 161,000 42.48 5,879 8,367 42.32
2018-03-31 13F-HR 36191GAB3 / GNC Holdings, Inc. Bond 1.500% 8/1 159 238 49.69
2018-03-31 13F-HR 759916AA7 / Repligen Corp. Bond 5,486 5,422 -1.17
2018-03-31 13F-HR TKPPY / TechnipFMC 29.41 12,462 9,862 -20.86 391 290 -25.83
2018-03-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.28 13,382 13,382 0.00 153 151 -1.31
2018-03-31 13F-HR GF / New Germany Fund, Inc. 19.54 40,746 40,746 0.00 792 796 0.51
2018-03-31 13F-HR 00767EAB8 / Aegerion Pharmaceuticals, Inc. 2.0% Bond due 2019-08-15 518 503 -2.90
2018-03-31 13F-HR 82568PAB2 / Shutterfly, Inc. Bond 1,409 27,164 1,827.89
2018-03-31 13F-HR HLIT / Harmonic, Inc. 3.78 12,176 12,176 0.00 51 46 -9.80
2018-03-31 13F-HR SBGL / Sibanye Gold Limited ADR 3.99 192,230 200,700 4.41 971 801 -17.51
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 39.22 12,437 4,692 -62.27 514 184 -64.20
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 41.33 4,692 12,437 165.07 208 514 147.12
2018-03-31 13F-HR 85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0 15,692 10,512 -33.01
2018-03-31 13F-HR SOHU / Sohu.com, Inc. 30.92 56,051 65,751 17.31 2,430 2,033 -16.34
2018-03-31 13F-HR CMA / Comerica, Inc. 95.94 17,401 7,901 -54.59 1,511 758 -49.83
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.01 22,837 17,837 -21.89 297 232 -21.89
2018-03-31 13F-HR APF / Morgan Stanley Asia-Pacific Fund, Inc. 18.21 83,656 84,310 0.78 1,539 1,535 -0.26
2018-03-31 13F-HR NIHD / NII Holdings, Inc. 2.11 3,093,647 3,126,746 1.07 1,312 6,597 402.82
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) 51.51 50,671 9,571 -81.11 2,495 493 -80.24
2018-03-31 13F-HR IVR / Invesco Mortgage Capital Inc. 16.38 56,000 56,000 0.00 998 917 -8.12
2018-03-31 13F-HR UL / Unilever, PLC ADR 55.57 12,600 47,943 280.50 697 2,664 282.21
2018-03-31 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 31,778 10,964 -65.50
2018-03-31 13F-HR ANCB / Anchor Bancorp 24.71 149,407 165,355 10.67 3,705 4,086 10.28
2018-03-31 13F-HR IRL / New Ireland Fund, Inc. (The) 12.05 209,274 233,068 11.37 2,622 2,808 7.09
2018-03-31 13F-HR 595112AX1 / Micron Technology, Inc. Bond 3.125% 5/0 3,569 4,522 26.70
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.57 630,000 265,000 -57.94 17,584 7,306 -58.45
2018-03-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 7.31 1,355,053 34,064 -97.49 8,862 249 -97.19
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 28.23 148,449 148,449 0.00 4,593 4,191 -8.75
2018-03-31 13F-HR VRTS / Virtus Investment Partners, Inc. 106.64 41,728 67,636 62.09 4,248 7,213 69.80
2018-03-31 13F-HR HGV / Hilton Grand Vacations Inc. 43.09 6,150 6,150 0.00 258 265 2.71
2018-03-31 13F-HR BELFB / Bel Fuse Inc. 17.02 55,480 52,172 -5.96 1,210 888 -26.61
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 266.12 170,267 105,000 -38.33 53,010 27,943 -47.29
2018-03-31 13F-HR NCT / Newcastle Investment Corp. 4.81 14,549 14,549 0.00 80 70 -12.50
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.93 14,500 14,500 0.00 1,839 1,768 -3.86
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 121.93 12,500 55,000 340.00 1,586 6,706 322.82
2018-03-31 13F-HR DYN / Dynegy Inc. 86.52 135,086 268,500 98.76 10,671 23,231 117.70
2018-03-31 13F-HR DYN / Dynegy Inc. Call 13.55 12,000 17,200 43.33 142 233 64.08
2018-03-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.91 34,260 53,387 55.83 547 903 65.08
2018-03-31 13F-HR BGC / General Cable Corp. Put 29.58 11,000 19,000 72.73 326 562 72.39
2018-03-31 13F-HR AHT / Ashford Hospitality Trust Inc. 6.44 17,381 17,381 0.00 117 112 -4.27
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 50.53 15,000 15,000 0.00 790 758 -4.05
2018-03-31 13F-HR ALLY / Ally Financial Inc. 27.16 97,644 65,644 -32.77 2,848 1,783 -37.39
2018-03-31 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 48,357 16,566 -65.74
2018-03-31 13F-HR 81762PAB8 / ServiceNow, Inc. Bond 4,388 26,874 512.44
2018-03-31 13F-HR STI / SunTrust Banks, Inc. Call 68.06 48,500 18,600 -61.65 3,133 1,266 -59.59
2018-03-31 13F-HR STI / SunTrust Banks, Inc. Put 68.00 530,000 5,000 -99.06 34,233 340 -99.01
2018-03-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 29.29 37,015 45,815 23.77 1,212 1,342 10.73
2018-03-31 13F-HR BPI / BridgePoint Education, Inc. 6.73 24,511 24,511 0.00 203 165 -18.72
2018-03-31 13F-HR 87305RAD1 / TTM Technologies, Inc. Bond 10,698 1,415 -86.77
2018-03-31 13F-HR COP / ConocoPhillips 59.26 7,914 7,914 0.00 435 469 7.82
2018-03-31 13F-HR ECH / iShares MSCI Chile Capped ETF Put 53.09 5,000 8,100 62.00 261 430 64.75
2018-03-31 13F-HR LSCC / Lattice Semiconductor Corp. 5.57 31,400 31,400 0.00 181 175 -3.31
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 57.00 1,000 1,000 0.00 61 57 -6.56
2018-03-31 13F-HR S / Sprint Corporation 4.88 78,528 101,028 28.65 463 493 6.48
2018-03-31 13F-HR XRGTX / Royce Global Value Trust, Inc. 11.03 12,693 12,693 0.00 137 140 2.19
2018-03-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 81.06 14,000 8,500 -39.29 1,249 689 -44.84
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.86 7,000 7,000 0.00 866 881 1.73
2018-03-31 13F-HR CSRA / CSRA Inc. 41.21 0 19,000 0 783
2018-03-31 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 12,923 14,928 15.51
2018-03-31 13F-HR VNO / Vornado Realty Trust 67.10 3,100 3,100 0.00 242 208 -14.05
2018-03-31 13F-HR CYH / Community Health Systems, Inc. 0.01 159,104 159,104 0.00 1 2 100.00
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 10.70 105,889 105,889 0.00 1,152 1,133 -1.65
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 52.73 4,516,601 23,666 -99.48 88,843 1,248 -98.60
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 19.67 23,666 4,516,601 18,984.77 1,203 88,843 7,285.12
2018-03-31 13F-HR FNSR / Finisar Corporation 15.78 15,122 13,622 -9.92 308 215 -30.19
2018-03-31 13F-HR FNSR / Finisar Corporation Call 16.25 800 800 0.00 16 13 -18.75
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.74 22,408 908 -95.95 4,125 185 -95.52
2018-03-31 13F-HR LRCX / Lam Research Corp. Put 203.14 23,500 3,500 -85.11 4,325 711 -83.56
2018-03-31 13F-HR WR / Westar Energy, Inc. 52.61 28,000 28,000 0.00 1,478 1,473 -0.34
2018-03-31 13F-HR ZN / Zion Oil & Gas, Inc. 4.77 58,726 33,726 -42.57 127 161 26.77
2018-03-31 13F-HR 90184LAD4 / Twitter, Inc. Bond 2,291 3,741 63.29
2018-03-31 13F-HR 595112AY9 / Micron Technology, Inc. Bond 57,794 72,846 26.04
2018-03-31 13F-HR SBNYW / Signature Bank 111.72 19,863 19,863 0.00 2,126 2,219 4.37
2018-03-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.07 13,817 13,817 0.00 323 305 -5.57
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.35 22,721 47,172 107.61 232 488 110.34
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 63.81 14,718 3,918 -73.38 720 250 -65.28
2018-03-31 13F-HR NAV / Navistar International Corp. 34.93 0 8,760 0 306
2018-03-31 13F-HR NEM / Newmont Mining Corp. 39.07 44,000 44,000 0.00 1,651 1,719 4.12
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. 0.00 2,511 6 -99.76 93 0 -100.00
2018-03-31 13F-HR DISCA / Discovery Communications, Inc. 37.04 0 2,511 0 93
2018-03-31 13F-HR GYRO / Gyrodyne, LLC 20.49 43,003 43,003 0.00 864 881 1.97
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.52 0 544,513 0 10,629
2018-03-31 13F-HR ANSS / ANSYS, Inc. 156.62 3,850 3,850 0.00 568 603 6.16
2018-03-31 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 45.22 41,234 111,921 171.43 2,190 5,061 131.10
2018-03-31 13F-HR BHF / Brighthouse Financial, Inc. 51.34 15,700 15,700 0.00 921 806 -12.49
2018-03-31 13F-HR GLQ / Clough Global Equity Fund 13.16 45,153 45,153 0.00 604 594 -1.66
2018-03-31 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 3,589 3,350 -6.66
2018-03-31 13F-HR 531229AE2 / Liberty Media Corporation Bond 2,085 2,084 -0.05
2018-03-31 13F-HR COTY / Coty, Inc. 18.31 89,456 60,856 -31.97 1,779 1,114 -37.38
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. Call 16.36 50,000 11,800 -76.40 640 193 -69.84
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. Put 16.31 92,600 108,800 17.49 1,185 1,775 49.79
2018-03-31 13F-HR AATDF / AA LTD Call 23.00 0 10,000 0 230
2018-03-31 13F-HR RBS / Royal Bank of Scotland Group Plc 7.44 27,100 12,100 -55.35 207 90 -56.52
2018-03-31 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 6,570 3,461 -47.32
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 72.82 293,307 77,529 -73.57 20,495 5,646 -72.45
2018-03-31 13F-HR KF / Korea Fund, Inc. (The) 40.81 16,248 16,248 0.00 671 663 -1.19
2018-03-31 13F-HR MUX / McEwen Mining Inc. 2.07 63,646 63,646 0.00 145 132 -8.97
2018-03-31 13F-HR 11777QAB6 / B2Gold Corp. Bond 4,174 1,998 -52.13
2018-03-31 13F-HR 01988PAD0 / Allscripts Healthcare Solutions Inc. Bond 5,353 5,037 -5.90
2018-03-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 24.88 17,069 19,169 12.30 399 477 19.55
2018-03-31 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 11,582 8,982 -22.45
2018-03-31 13F-HR THRX / Theravance, Inc. 2,744 5,360 95.34
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.21 161,500 301,525 86.70 13,127 22,074 68.16
2018-03-31 13F-HR 53220KAD0 / Ligand Pharmaceuticals Incorporated Bond 24,628 15,885 -35.50
2018-03-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.51 34,452 34,452 0.00 372 362 -2.69
2018-03-31 13F-HR 60855RAC4 / Molina Healthcare, Inc. Bond 1.125% 1/1 46,023 63,593 38.18
2018-03-31 13F-HR ACCO / Acco Brands Corp. 12.52 0 10,700 0 134
2018-03-31 13F-HR WGL / WGL Holdings, Inc. 83.63 6,497 6,517 0.31 558 545 -2.33
2018-03-31 13F-HR IFN / India Fund, Inc. (THE) 24.63 41,421 41,421 0.00 1,082 1,020 -5.73
2018-03-31 13F-HR 45256BAE1 / Impax Laboratories, Inc. 2% Bond due 2022-06-15 2,023 2,312 14.29
2018-03-31 13F-HR QADA / QAD, Inc. 31.30 35,360 36,746 3.92 1,078 1,150 6.68
2018-03-31 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 22.20 130,564 127,379 -2.44 3,366 2,828 -15.98
2018-03-31 13F-HR WTI / W & T Offshore, Inc. Put 4.40 0 10,000 0 44
2018-03-31 13F-HR KIO / KKR Income Opportunities Fund 15.88 19,260 18,260 -5.19 309 290 -6.15
2018-03-31 13F-HR SWZ / Swiss Helvetia Fund, Inc. 12.24 45,012 45,012 0.00 574 551 -4.01
2018-03-31 13F-HR WEN / The Wendy's Company 17.52 14,102 14,102 0.00 232 247 6.47
2018-03-31 13F-HR BPFH / Boston Private Financial Holdings, Inc. 8.07 721,235 727,675 0.89 6,195 5,873 -5.20
2018-03-31 13F-HR MVC / MVC Capital, Inc. 9.92 49,290 58,290 18.26 521 578 10.94
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 16.60 63,900 50,000 -21.75 748 830 10.96
2018-03-31 13F-HR XRVTX / Royce Value Trust, Inc. 15.59 17,663 14,563 -17.55 286 227 -20.63
2018-03-31 13F-HR 038923AA6 / Arbor Realty Trust Inc Bond 8,095 8,169 0.91
2018-03-31 13F-HR BKH / Black Hills Corp. 53.64 378,625 522 -99.86 22,700 28 -99.88
2018-03-31 13F-HR BKH / Black Hills Corp. 59.95 330,591 378,625 14.53 21,872 22,700 3.79
2018-03-31 13F-HR SCHL / Scholastic Corp. 38.83 12,363 12,363 0.00 496 480 -3.23
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Put 116.40 16,500 2,500 -84.85 1,687 291 -82.75
2018-03-31 13F-HR QIWI / QIWI plc 19.11 120,848 91,248 -24.49 2,094 1,744 -16.71
2018-03-31 13F-HR HRG / Harbinger Group Inc. 16.48 0 27,000 0 445
2018-03-31 13F-HR WTFC / Wintrust Financial Corp. 86.01 37,984 12,184 -67.92 3,129 1,048 -66.51
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.20 0 2,500 0 658
2018-03-31 13F-HR GE / General Electric Co. 13.48 280,887 397,086 41.37 4,901 5,352 9.20
2018-03-31 13F-HR GE / General Electric Co. Put 13.48 454,100 524,100 15.42 7,923 7,064 -10.84
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 14.41 0 39,906 0 575
2018-03-31 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 63.30 0 299,635 0 18,968
2018-03-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.12 141,316 139,316 -1.42 875 853 -2.51
2018-03-31 13F-HR JAKK / JAKKS Pacific, Inc. 2.09 17,689 17,689 0.00 42 37 -11.90
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 60.95 4,282 4,282 0.00 272 261 -4.04
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 27.80 17,950 17,950 0.00 568 499 -12.15
2018-03-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 25.18 48,845 53,780 10.10 1,193 1,354 13.50
2018-03-31 13F-HR 88339KAA0 / Theravance Biopharma, Inc. Bond 5,901 2,438 -58.68
2018-03-31 13F-HR HUM / Humana, Inc. 268.75 1,600 1,600 0.00 397 430 8.31
2018-03-31 13F-HR HUM / Humana, Inc. Put 268.75 0 1,600 0 430
2018-03-31 13F-HR QVCB / Liberty Interactive Corp Series B QVC 24.79 52,110 52,110 0.00 1,279 1,292 1.02
2018-03-31 13F-HR APVO / Aptevo Therapeutics Inc. 3.27 221,380 197,986 -10.57 939 647 -31.10
2018-03-31 13F-HR NVTR / Nuvectra Corporation 13.01 17,836 17,836 0.00 138 232 68.12
2018-03-31 13F-HR BAC / Bank of America Corp. Put 29.99 5,000 210,000 4,100.00 148 6,298 4,155.41
2018-03-31 13F-HR AAPL / Apple, Inc. 167.76 19,300 18,300 -5.18 3,266 3,070 -6.00
2018-03-31 13F-HR GREK / Global X FTSE Greece 20 ETF 9.70 145,598 145,598 0.00 1,497 1,412 -5.68
2018-03-31 13F-HR ANH / Anworth Mortgage Asset Corp. 4.80 88,621 88,621 0.00 482 425 -11.83
2018-03-31 13F-HR JW.B / Wiley (JOHN) & Sons, Inc. 63.65 4,467 5,075 13.61 295 323 9.49
2018-03-31 13F-HR 34385PAA6 / Fluidigm Corp. Bond 119 120 0.84
2018-03-31 13F-HR BCS / Barclays Bank Plc 11.82 48,981 58,981 20.42 534 697 30.52
2018-03-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.28 25,402 25,402 0.00 300 312 4.00
2018-03-31 13F-HR MON / Monsanto Co. 116.68 28,000 23,500 -16.07 3,270 2,742 -16.15
2018-03-31 13F-HR MON / Monsanto Co. Put 120.00 100 100 0.00 12 12 0.00
2018-03-31 13F-HR REG / Regency Centers Corp. 58.98 17,727 16,227 -8.46 1,226 957 -21.94
2018-03-31 13F-HR CH / Aberdeen Chile Fund, Inc. 9.03 84,543 172,143 103.62 755 1,555 105.96
2018-03-31 13F-HR LBTYB / Liberty Global plc (Class B) 31.65 9,194 9,194 0.00 328 291 -11.28
2018-03-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 20.20 0 10,000 0 202
2018-03-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 123.16 0 1,900 0 234
2018-03-31 13F-HR EWU / iShares MSCI United Kingdom ETF 34.71 7,750 7,750 0.00 278 269 -3.24
2018-03-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.38 52,066 94,319 81.15 1,391 2,582 85.62
2018-03-31 13F-HR ABX / Barrick Gold Corp. 12.44 20,901 20,901 0.00 302 260 -13.91
2018-03-31 13F-HR TWN / Taiwan Fund, Inc. 21.15 58,022 58,022 0.00 1,211 1,227 1.32
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. Put 6.22 43,300 41,300 -4.62 232 257 10.78
2018-03-31 13F-HR LNC.WS / Lincoln National Corp. 73.06 100,411 100,411 0.00 7,719 7,336 -4.96
2018-03-31 13F-HR 521050AD6 / Layne Christensen Co. Bond 4,280 9,513 122.27
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P 34.43 8,191 8,191 0.00 318 282 -11.32
2018-03-31 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 10.95 34,510 38,548 11.70 354 422 19.21
2018-03-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 22.24 35,408 37,908 7.06 762 843 10.63
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 91.54 1,600 1,300 -18.75 141 119 -15.60
2018-03-31 13F-HR TPH / Tri Pointe Homes, Inc. 16.41 52,226 22,126 -57.63 936 363 -61.22
2018-03-31 13F-HR TPH / Tri Pointe Homes, Inc. Put 16.40 10,000 10,000 0.00 179 164 -8.38
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 11.96 46,504 46,504 0.00 593 556 -6.24
2018-03-31 13F-HR MDCO / Medicines Company Put 32.92 30,000 40,000 33.33 820 1,317 60.61
2018-03-31 13F-HR MPO / Midstates Petroleum Company, Inc. 13.32 141,497 157,536 11.34 2,346 2,099 -10.53
2018-03-31 13F-HR SPWR / SunPower Corp. 7.95 18,106 18,106 0.00 153 144 -5.88
2018-03-31 13F-HR 369300AL2 / General Cable Corp. Bond 28,754 50,949 77.19
2018-03-31 13F-HR DNI / Dividend and Income Fund 12.56 68,070 72,070 5.88 914 905 -0.98
2018-03-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 10.42 86,735 94,335 8.76 982 983 0.10
2018-03-31 13F-HR SRG / Seritage Growth Properties 35.50 7,662 7,662 0.00 310 272 -12.26
2018-03-31 13F-HR NWS / News Corp 15.79 58,800 41,800 -28.91 953 660 -30.75
2018-03-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 16.21 40,893 40,893 0.00 728 663 -8.93
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 17.10 60,900 40,000 -34.32 1,154 684 -40.73
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.10 110,000 160,000 45.45 2,087 2,736 31.10
2018-03-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 3,755 3,796 1.09
2018-03-31 13F-HR LULU / lululemon athletica inc. 89.12 6,800 6,800 0.00 534 606 13.48
2018-03-31 13F-HR VLY / Valley National Bancorp 0.12 173,075 173,075 0.00 18 20 11.11
2018-03-31 13F-HR APTV / Aptiv PLC 84.79 2,795 2,795 0.00 237 237 0.00
2018-03-31 13F-HR RYAAY / Ryanair Holdings Plc 122.75 7,575 4,896 -35.37 789 601 -23.83
2018-03-31 13F-HR XAPBX / Asia Pacific Fund, Inc. 14.80 90,550 90,550 0.00 1,305 1,340 2.68
2018-03-31 13F-HR AWRE / Aware, Inc. 4.16 24,737 24,737 0.00 111 103 -7.21
2018-03-31 13F-HR WPX / WPX Energy, Inc. Put 14.78 37,100 71,600 92.99 522 1,058 102.68
2018-03-31 13F-HR BIO.B / Bio-Rad Laboratories, Inc. 250.92 22,310 22,310 0.00 5,315 5,598 5.32
2018-03-31 13F-HR C / Citigroup, Inc. 67.51 14,901 14,901 0.00 1,109 1,006 -9.29
2018-03-31 13F-HR Z / Zillow Group, Inc. Class C 54.01 14,017 14,017 0.00 571 757 32.57
2018-03-31 13F-HR GNC / GNC Holdings, Inc. Put 4.00 85,500 4,000 -95.32 315 16 -94.92
2018-03-31 13F-HR BGR / BlackRock Energy & Resources Trust 13.20 45,580 20,309 -55.44 646 268 -58.51
2018-03-31 13F-HR GSIT / GSI Technology 7.40 11,222 11,222 0.00 89 83 -6.74
2018-03-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.44 25,852 25,852 0.00 270 270 0.00
2018-03-31 13F-HR TCB / TCF Financial Corp. 5.95 232,683 230,583 -0.90 917 1,372 49.62
2018-03-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 8.94 208,225 48,425 -76.74 1,972 433 -78.04
2018-03-31 13F-HR SU / Suncor Energy Inc. 34.53 14,220 14,220 0.00 522 491 -5.94
2018-03-31 13F-HR WPG / WP Glimcher Inc. 6.68 43,730 43,730 0.00 311 292 -6.11
2018-03-31 13F-HR HLF / Herbalife Ltd. Put 97.47 160,500 145,900 -9.10 10,870 14,221 30.83
2018-03-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.39 14,378 13,767 -4.25 148 143 -3.38
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 36.37 67,500 72,500 7.41 2,303 2,637 14.50
2018-03-31 13F-HR ALLE / Allegion Public Limited 85.35 7,663 7,663 0.00 610 654 7.21
2018-03-31 13F-HR LION / Fidelity Southern Corp. 23.03 21,454 10,854 -49.41 468 250 -46.58
2018-03-31 13F-HR 74973WAB3 / Rti Intl Metals Inc Bond 6,406 5,256 -17.95
2018-03-31 13F-HR P / Pandora Media, Inc. Put 5.03 316,300 147,400 -53.40 1,524 741 -51.38
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 24.88 12,100 12,100 0.00 369 301 -18.43
2018-03-31 13F-HR ILF / iShares Latin America 40 ETF Put 37.71 24,000 17,000 -29.17 820 641 -21.83
2018-03-31 13F-HR 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1 29,904 28,376 -5.11
2018-03-31 13F-HR GRFS / Grifols Sa 21.16 9,828 9,828 0.00 225 208 -7.56
2018-03-31 13F-HR HZNP / Horizon Pharma plc Put 14.21 38,200 38,000 -0.52 558 540 -3.23
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.00 8,400 8,400 0.00 619 546 -11.79
2018-03-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.66 16,075 16,075 0.00 1,369 1,377 0.58
2018-03-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.09 95,954 95,954 0.00 1,316 1,256 -4.56
2018-03-31 13F-HR VMW / VMWare, Inc. Call 121.38 0 8,000 0 971
2018-03-31 13F-HR VMW / VMWare, Inc. Put 120.00 27,000 300 -98.89 3,384 36 -98.94
2018-03-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 199.51 7,333 7,333 0.00 1,454 1,463 0.62
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 84.79 56,407 56,407 0.00 4,797 4,783 -0.29
2018-03-31 13F-HR SPA / Sparton Corp. 17.41 34,373 56,637 64.77 793 986 24.34
2018-03-31 13F-HR FTD / FTD Companies, Inc. 3.63 15,888 15,697 -1.20 114 57 -50.00
2018-03-31 13F-HR GCH / Aberdeen Greater China Fund, Inc. 13.48 67,903 130,111 91.61 846 1,754 107.33
2018-03-31 13F-HR CYOU / Changyou.com, Ltd. 27.89 55,496 70,496 27.03 2,022 1,966 -2.77
2018-03-31 13F-HR JGH / Nuveen Global High Income Fund 16.11 35,566 35,566 0.00 601 573 -4.66
2018-03-31 13F-HR MSG / The Madison Square Garden Company 245.94 3,108 2,712 -12.74 655 667 1.83
2018-03-31 13F-HR AWI / Armstrong World Industries, Inc. 56.31 8,400 8,400 0.00 509 473 -7.07
2018-03-31 13F-HR 74346YAB9 / Pros Holdings, Inc. Bond 2,624 2,844 8.38
2018-03-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 53.73 337,241 287,656 -14.70 18,871 15,455 -18.10
2018-03-31 13F-HR 45337CAN2 / Incyte Corp. Bond 4,493 4,602 2.43
2018-03-31 13F-HR 21870UAA4 / Core Laboratories N.V. Bond 5,766 3,529 -38.80
2018-03-31 13F-HR 75972AAC7 / Renewable Energy Group, Inc. Bond 1,599 1,690 5.69
2018-03-31 13F-HR CECE / CECO Environmental Corp. 4.45 28,783 28,783 0.00 148 128 -13.51
2018-03-31 13F-HR 09061GAE1 / BioMarin Pharmaceutical Inc. Bond 0.75% 10/15/2018 5,559 2,571 -53.75
2018-03-31 13F-HR MTP / Midatech Pharma PLC 0.83 41,287 31,287 -24.22 35 26 -25.71
2018-03-31 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 9,563 6,233 -34.82
2018-03-31 13F-HR CVI / CVR Energy, Inc. 30.26 11,797 11,797 0.00 439 357 -18.68
2018-03-31 13F-HR CHN / China Fund, Inc. 22.13 24,103 25,303 4.98 522 560 7.28
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 55.46 13,737 9,737 -29.12 681 540 -20.70
2018-03-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.06 37,601 37,601 0.00 129 115 -10.85
2018-03-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 6,982 14,134 102.43
2018-03-31 13F-HR SINA / Sina Corp. 104.27 275,407 300,207 9.00 27,627 31,303 13.31
2018-03-31 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.29 39,129 131,892 237.07 299 961 221.40
2018-03-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 8,822 17,349 96.66
2018-03-31 13F-HR 23335SAB2 / DHT Holdings, Inc. Bond 1,951 1,948 -0.15
2018-03-31 13F-HR LFVN / Lifevantage Corp. 3.59 13,092 13,092 0.00 62 47 -24.19
2018-03-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.05 13,369 16,709 24.98 183 218 19.13
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 900 0 -100.00 128 0 -100.00
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. 5,064 0 -100.00 65 0 -100.00
2018-03-31 13F-HR BRS / Bristow Group, Inc. Put 10,000 0 -100.00 134 0 -100.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. 38,244 0 -100.00 638 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. Put 2,700 0 -100.00 548 0 -100.00
2018-03-31 13F-HR DEPO / DepoMed, Inc. Call 52,600 0 -100.00 423 0 -100.00
2018-03-31 13F-HR DXCM / DexCom, Inc. Call 14,000 0 -100.00 803 0 -100.00
2018-03-31 13F-HR DISH / DISH Network Corp. 5,867 0 -100.00 280 0 -100.00
2018-03-31 13F-HR EBS / Emergent Biosolutions, Inc. Call 10,000 0 -100.00 465 0 -100.00
2018-03-31 13F-HR EBS / Emergent Biosolutions, Inc. Put 7,200 0 -100.00 335 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. 18,618 0 -100.00 201 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. Call 45,000 0 -100.00 486 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. Put 104,000 0 -100.00 1,123 0 -100.00
2018-03-31 13F-HR EEFT / Euronet Worldwide, Inc. 22,290 0 -100.00 1,878 0 -100.00
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 4,680 0 -100.00 117 0 -100.00
2018-03-31 13F-HR FLDM / Fluidigm Corp. 5,080 0 -100.00 30 0 -100.00
2018-03-31 13F-HR HSNI / HSN, Inc. 54,525 0 -100.00 2,200 0 -100.00
2018-03-31 13F-HR RXDX / Ignyta, Inc. 5,000 0 -100.00 134 0 -100.00
2018-03-31 13F-HR RXDX / Ignyta, Inc. Put 10,000 0 -100.00 267 0 -100.00
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 800 0 -100.00 133 0 -100.00
2018-03-31 13F-HR PODD / Insulet Corp. Call 10,000 0 -100.00 690 0 -100.00
2018-03-31 13F-HR THD / iShares MSCI Thailand Capped ETF Put 9,000 0 -100.00 833 0 -100.00
2018-03-31 13F-HR IXYS / IXYS Corp. 27,509 0 -100.00 659 0 -100.00
2018-03-31 13F-HR KAI / Kadant, Inc. 2,200 0 -100.00 221 0 -100.00
2018-03-31 13F-HR LYV / Live Nation Entertainment, Inc. 2,800 0 -100.00 119 0 -100.00
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. Call 5,000 0 -100.00 244 0 -100.00
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. Put 23,000 0 -100.00 299 0 -100.00
2018-03-31 13F-HR NYRT / New York REIT, Inc. Put 500 0 -100.00 2 0 -100.00
2018-03-31 13F-HR NVR / NVR, Inc. 100 0 -100.00 351 0 -100.00
2018-03-31 13F-HR PBNC / Paragon Commercial Corp. 9,501 0 -100.00 506 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 18,500 0 -100.00 426 0 -100.00
2018-03-31 13F-HR SASR / Sandy Spring Bancorp, Inc. 16,537 0 -100.00 645 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 14,802 0 -100.00 1,264 0 -100.00
2018-03-31 13F-HR SFLY / Shutterfly, Inc. 1,803 0 -100.00 90 0 -100.00
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 41,376 0 -100.00 1,538 0 -100.00
2018-03-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Call 10,000 0 -100.00 180 0 -100.00
2018-03-31 13F-HR SNBC / Sun Bancorp, Inc. 13,275 0 -100.00 323 0 -100.00
2018-03-31 13F-HR TECK / Teck Resources Ltd. 12,300 0 -100.00 322 0 -100.00
2018-03-31 13F-HR TFX / Teleflex, Inc. 1,000 0 -100.00 249 0 -100.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Put 20,800 0 -100.00 718 0 -100.00
2018-03-31 13F-HR MLN / VanEck Vectors ETF TR 1,844 0 -100.00 37 0 -100.00
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 7,517 0 -100.00 735 0 -100.00
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) 3,093 0 -100.00 82 0
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) Put 14,450 0 -100.00 383 0
2018-03-31 13F-HR WMGIZ / Wright Medical Group N.V. Call 10,000 0 -100.00 222 0 -100.00
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. Put 2,000 0 -100.00 334 0 -100.00
2018-03-31 13F-HR LRCX / Lam Research Corp. Call 2,000 0 -100.00 368 0 -100.00
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 37,000 0 -100.00 888 0 -100.00
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 100,400 0 -100.00 2,411 0 -100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Call 1,560 0 -100.00 127 0 -100.00
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 2,500 0 -100.00 29 0 -100.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Put 131,500 0 -100.00 2,376 0 -100.00
2018-03-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 19,388 0 -100.00 1,164 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. 3,400 0 -100.00 690 0 -100.00
2018-03-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 3,200 0 -100.00 500 0 -100.00
2018-03-31 13F-HR SBGL / Sibanye Gold Limited ADR Call 1,040 0 -100.00 5 0 -100.00
2018-03-31 13F-HR SBGL / Sibanye Gold Limited ADR Put 104 0 -100.00 1 0 -100.00
2018-03-31 13F-HR HOLX / Hologic, Inc. 1,000 0 -100.00 43 0 -100.00
2018-03-31 13F-HR HOLX / Hologic, Inc. Call 10,000 0 -100.00 428 0 -100.00
2018-03-31 13F-HR EPR / EPR Properties 200 0 -100.00 7 0 -100.00
2018-03-31 13F-HR HSY / Hershey Company (The) 1,600 0 -100.00 182 0 -100.00
2018-03-31 13F-HR HSY / Hershey Company (The) Put 3,600 0 -100.00 409 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 106,773 0 -100.00 2,980 0 -100.00
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation Put 12,200 0 -100.00 621 0 -100.00
2018-03-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 63,090 0 -100.00 948 0 -100.00
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. Put 22,400 0 -100.00 561 0 -100.00
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 15,638 0 -100.00 2,256 0 -100.00
2018-03-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 2,900 0 -100.00 421 0 -100.00
2018-03-31 13F-HR RYAM / Rayonier Advanced Materials Inc. Put 2,500 0 -100.00 51 0 -100.00
2018-03-31 13F-HR KEY / KeyCorp 13,761 0 -100.00 278 0 -100.00
2018-03-31 13F-HR NYRT / New York REIT, Inc. 216,800 0 -100.00 852 0 -100.00
2018-03-31 13F-HR DB / Deutsche Bank AG 12,900 0 -100.00 245 0 -100.00
2018-03-31 13F-HR DB / Deutsche Bank AG Put 20,100 0 -100.00 383 0 -100.00
2018-03-31 13F-HR MVO / MV Oil Trust 10,628 0 -100.00 89 0 -100.00
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 5,629 0 -100.00 575 0 -100.00
2018-03-31 13F-HR TUR / iShares MSCI Turkey ETF Put 18,000 0 -100.00 781 0 -100.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 4,000 0 -100.00 176 0 -100.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Put 76,900 0 -100.00 3,391 0 -100.00
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation Put 44,801 0 -100.00 566 0 -100.00
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 3,121 0 -100.00 538 0 -100.00
2018-03-31 13F-HR CNLM / CB Pharma Acquisition Corp. 47,851 0 -100.00 509 0 -100.00
2018-03-31 13F-HR SWNC / Southwestern Energy Co. 1,067,567 0 -100.00 12,922 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 4,655 0 -100.00 1,448 0 -100.00
2018-03-31 13F-HR LVNTB / Liberty Interactive Ventures Corp Series B 20,441 0 -100.00 1,110 0 -100.00
2018-03-31 13F-HR P / Pandora Media, Inc. 41,953 0 -100.00 202 0 -100.00
2018-03-31 13F-HR P / Pandora Media, Inc. Call 2,500 0 -100.00 12 0 -100.00
2018-03-31 13F-HR GOGO / Gogo Inc. Put 20,000 0 -100.00 226 0 -100.00
2018-03-31 13F-HR EXEL / Exelixis, Inc. 265,762 0 -100.00 8,079 0 -100.00
2018-03-31 13F-HR EXEL / Exelixis, Inc. Call 21,000 0 -100.00 638 0 -100.00
2018-03-31 13F-HR EXEL / Exelixis, Inc. Put 35,000 0 -100.00 1,064 0 -100.00
2018-03-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Put 45,300 0 -100.00 813 0 -100.00
2018-03-31 13F-HR YHOO / Yahoo! Inc. Put 111,000 0 -100.00 7,753 0 -100.00
2018-03-31 13F-HR FLDM / Fluidigm Corp. Put 40,000 0 -100.00 236 0 -100.00
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 14,115 0 -100.00 80 0 -100.00
2018-03-31 13F-HR AKS / AK Steel Holding Corp. Put 50,100 0 -100.00 283 0 -100.00
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 10,000 0 -100.00 872 0 -100.00
2018-03-31 13F-HR ICON / Iconix Brand Group, Inc. 43,198 0 -100.00 56 0 -100.00
2018-03-31 13F-HR ICON / Iconix Brand Group, Inc. Put 51,000 0 -100.00 66 0 -100.00
2018-03-31 13F-HR OAS / Oasis Petroleum Inc. 75,300 0 -100.00 633 0 -100.00
2018-03-31 13F-HR SAN / Banco Santander S.A. 10,071 0 -100.00 66 0 -100.00
2018-03-31 13F-HR SAN / Banco Santander S.A. Put 10,000 0 -100.00 65 0 -100.00
2018-03-31 13F-HR SSRI / Silver Standard Resources, Inc. 11,217 0 -100.00 99 0 -100.00
2018-03-31 13F-HR SSRI / Silver Standard Resources, Inc. Put 4,800 0 -100.00 42 0 -100.00
2018-03-31 13F-HR SWN / Southwestern Energy Co. Call 23,100 0 -100.00 130 0 -100.00
2018-03-31 13F-HR SWN / Southwestern Energy Co. Put 69,800 0 -100.00 390 0 -100.00
2018-03-31 13F-HR CCI / Crown Castle International Corp. 400 0 -100.00 44 0 -100.00
2018-03-31 13F-HR CCI / Crown Castle International Corp. Put 5,000 0 -100.00 555 0 -100.00
2018-03-31 13F-HR CIT / CIT Group, Inc. (The) Call 2,100 0 -100.00 103 0 -100.00
2018-03-31 13F-HR KND / Kindred Healthcare, Inc. Call 38,500 0 -100.00 373 0 -100.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 36,956 0 -100.00 146 0 -100.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Put 176,600 0 -100.00 699 0 -100.00
2018-03-31 13F-HR NAV / Navistar International Corp. Put 6,300 0 -100.00 270 0 -100.00
2018-03-31 13F-HR INCY / Incyte Corp. 26,436 0 -100.00 2,504 0 -100.00
2018-03-31 13F-HR INCY / Incyte Corp. Call 14,500 0 -100.00 1,372 0 -100.00
2018-03-31 13F-HR INCY / Incyte Corp. Put 38,500 0 -100.00 3,647 0 -100.00
2018-03-31 13F-HR BAC / Bank of America Corp. 43,864 0 -100.00 1,294 0 -100.00
2018-03-31 13F-HR FAST / Fastenal Co. 200 0 -100.00 11 0 -100.00
2018-03-31 13F-HR FAST / Fastenal Co. Put 5,000 0 -100.00 273 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 669 0 -100.00 1,163 0 -100.00
2018-03-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Put 3,500 0 -100.00 312 0 -100.00
2018-03-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 300 0 -100.00 393 0 -100.00
2018-03-31 13F-HR TTF / Thaifund, Inc. 92,774 0 -100.00 998 0 -100.00
2018-03-31 13F-HR SYT / Syngenta AG 11,758 0 -100.00 1,091 0 -100.00
2018-03-31 13F-HR CEF / Central Fund of Canada Ltd. 338,962 0 -100.00 4,542 0 -100.00
2018-03-31 13F-HR YY / YY Inc. Call 10,000 0 -100.00 1,131 0 -100.00
2018-03-31 13F-HR NOW / ServiceNow, Inc. Call 2,500 0 -100.00 326 0 -100.00
2018-03-31 13F-HR NOW / ServiceNow, Inc. Put 5,000 0 -100.00 652 0 -100.00
2018-03-31 13F-HR CELGZ / Celgene Corporation Series A Contingent Value Rights 17,278 0 -100.00 17 0 -100.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. 4,236 0 -100.00 9 0 -100.00
2018-03-31 13F-HR CLNE / Clean Energy Fuels Corp. Put 31,400 0 -100.00 63 0 -100.00
2018-03-31 13F-HR DE / Deere & Co. Put 9,300 0 -100.00 1,455 0 -100.00
2018-03-31 13F-HR BB / Blackberry Limited Put 20,000 0 -100.00 223 0 -100.00
2018-03-31 13F-HR RIG / Transocean, Inc. Put 31,000 0 -100.00 330 0 -100.00
2018-03-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. Put 40,000 0 -100.00 720 0 -100.00
2018-03-31 13F-HR OLN / Olin Corp. 4,358 0 -100.00 155 0 -100.00
2018-03-31 13F-HR OLN / Olin Corp. Put 4,400 0 -100.00 157 0 -100.00
2018-03-31 13F-HR LYV / Live Nation Entertainment, Inc. Put 15,200 0 -100.00 647 0 -100.00
2018-03-31 13F-HR NVDA / NVIDIA Corp. 17,021 0 -100.00 3,294 0 -100.00
2018-03-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 3,257,758 0 -100.00 68,120 0 -100.00
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 9,218 0 -100.00 618 0 -100.00
2018-03-31 13F-HR VLO / Valero Energy Corp. Call 20,000 0 -100.00 1,838 0 -100.00
2018-03-31 13F-HR QIWI / QIWI plc Put 7,500 0 -100.00 130 0 -100.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. Put 8,300 0 -100.00 1,308 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 9,400 0 -100.00 549 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 2,000 0 -100.00 117 0 -100.00
2018-03-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Put 13,500 0 -100.00 788 0 -100.00
2018-03-31 13F-HR AMT.PRB / American Tower Corp 5,450 0 -100.00 686 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. Put 12,000 0 -100.00 677 0 -100.00
2018-03-31 13F-HR WB / Weibo Corporation Put 11,000 0 -100.00 1,137 0 -100.00
2018-03-31 13F-HR MIII / M III Acquisition Corp. 31,450 0 -100.00 312 0 -100.00
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. 3,846 0 -100.00 479 0 -100.00
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. Put 3,800 0 -100.00 473 0 -100.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 11,256 0 -100.00 1,204 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. 1,200 0 -100.00 66 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. Put 2,500 0 -100.00 138 0 -100.00
2018-03-31 13F-HR XIAFX / Aberdeen Australia Equity Fund, 16,978 0 -100.00 108 0 -100.00
2018-03-31 13F-HR BH / Biglari Holdings Inc. 868 0 -100.00 359 0 -100.00
2018-03-31 13F-HR INTC / Intel Corp. Put 175,300 0 -100.00 8,092 0 -100.00
2018-03-31 13F-HR HBAN / Huntington Bancshares, Inc. 18,452 0 -100.00 269 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 3,500 0 -100.00 2,053 0 -100.00
2018-03-31 13F-HR GEF.B / Greif, Inc. 9,257 0 -100.00 642 0 -100.00
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. Call 2,000 0 -100.00 290 0 -100.00
2018-03-31 13F-HR HZNP / Horizon Pharma plc 35,487 0 -100.00 518 0 -100.00
2018-03-31 13F-HR JHG / Janus Henderson Group plc 5,985 0 -100.00 229 0 -100.00
2018-03-31 13F-HR AIG / American International Group, Inc. Put 2,500 0 -100.00 149 0 -100.00
2018-03-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 27,430 0 -100.00 1,488 0 -100.00
2018-03-31 13F-HR USAT / USA Technologies, Inc. 10,689 0 -100.00 104 0 -100.00
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 95,000 0 -100.00 5,590 0 -100.00
2018-03-31 13F-HR IMMU / Immunomedics, Inc. Call 5,000 0 -100.00 81 0 -100.00
2018-03-31 13F-HR MU / Micron Technology, Inc. Put 20,000 0 -100.00 822 0 -100.00
2018-03-31 13F-HR F / Ford Motor Co. Put 5,000 0 -100.00 62 0 -100.00
2018-03-31 13F-HR TWX / Time Warner, Inc. Put 35,000 0 -100.00 3,201 0 -100.00
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. Call 9,000 0 -100.00 776 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 10,000 0 -100.00 279 0 -100.00
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 1,325 0 -100.00 413 0 -100.00
2018-03-31 13F-HR BCS / Barclays Bank Plc Call 20,000 0 -100.00 218 0 -100.00
2018-03-31 13F-HR WPX / WPX Energy, Inc. 22,388 0 -100.00 315 0 -100.00
2018-03-31 13F-HR GNC / GNC Holdings, Inc. 17,500 0 -100.00 65 0 -100.00
2018-03-31 13F-HR SEMPRA ENERGY / 6% PFD CONV A (816851406) 102.43 3,905 400
2018-03-31 13F-HR CGG / CGG 2.32 19,000 44
2018-03-31 13F-HR GHL / Greenhill & Co., Inc. 18.50 66,393 1,228
2018-03-31 13F-HR OSI SYSTEMS INC / NOTE 1.250% 9/0 (671044AD7) 3,181
2018-03-31 13F-HR SCKT / Socket Mobile, Inc. 3.23 58,441 189
2018-03-31 13F-HR AATDF / AA LTD 23.00 1,000 23
2018-03-31 13F-HR AKRX / Akorn, Inc. 18.79 6,120 115
2018-03-31 13F-HR AKRX / Akorn, Inc. Put 18.75 6,400 120
2018-03-31 13F-HR AFAM / Almost Family, Inc. 56.06 15,788 885
2018-03-31 13F-HR ATUS / Altice USA, Inc. 18.57 2,100 39
2018-03-31 13F-HR ATUS / Altice USA, Inc. Put 18.47 30,000 554
2018-03-31 13F-HR 00163UAD8 / AMAG Pharmaceuticals, Inc. Bond 5,165
2018-03-31 13F-HR AMGN / Amgen Inc. 170.48 14,295 2,437
2018-03-31 13F-HR AMGN / Amgen Inc. Put 170.50 18,000 3,069
2018-03-31 13F-HR ADSK / Autodesk, Inc. Put 125.60 5,000 628
2018-03-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 4.37 50,070 219
2018-03-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,290.00 100 129
2018-03-31 13F-HR BBX / BBX Capital Corporation 9.26 10,156 94
2018-03-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 5,966
2018-03-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.61 18,777 218
2018-03-31 13F-HR 09257WAA8 / Blackstone Mtg Tr Inc Bond 6,787
2018-03-31 13F-HR BA / Boeing Company (The) Put 328.00 3,500 1,148
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,081.08 259 539
2018-03-31 13F-HR BF.A / Brown-Forman Corp. 53.34 25,046 1,336
2018-03-31 13F-HR CACI / CACI International, Inc. Call 151.40 5,000 757
2018-03-31 13F-HR CAVM / Cavium, Inc. 79.39 30,041 2,385
2018-03-31 13F-HR CBS.A / CBS Corp. 50.68 296 15
2018-03-31 13F-HR CHDN / Churchill Downs Inc. 244.20 2,973 726
2018-03-31 13F-HR CHDN / Churchill Downs Inc. Put 244.00 1,000 244
2018-03-31 13F-HR CTG / Computer Task Group, Inc. 8.19 86,569 709
2018-03-31 13F-HR CTG / Computer Task Group, Inc. Put 8.20 51,100 419
2018-03-31 13F-HR CORSICANTO II DESIGNATED ACT / NOTE 3.500% 1/2 (220485AB2) 1,882
2018-03-31 13F-HR 22943FAM2 / Ctrip Com Intl Ltd Bond 1,565
2018-03-31 13F-HR SZC / Cushing Renaissance Fund (The) 15.72 91,896 1,445
2018-03-31 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 21
2018-03-31 13F-HR DERM / Dermira, Inc. Call 8.00 17,000 136
2018-03-31 13F-HR DERM / Dermira, Inc. Put 8.00 8,000 64
2018-03-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 12.24 10,702 131
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. Put 19.55 2,200 43
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.38 70,729 8,373
2018-03-31 13F-HR 267475AB7 / Dycom Industries, Inc. Bond 4,204
2018-03-31 13F-HR ENCORE CAP GROUP INC / NOTE 3.250% 3/1 (292554AK8) 5,437
2018-03-31 13F-HR ETSY / Etsy, Inc. 28.06 82,800 2,323
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. Call 40.33 6,000 242
2018-03-31 13F-HR EXACT SCIENCES CORP / DBCV 1.000% 1/1 (30063PAA3) 1,333
2018-03-31 13F-HR AG / First Majestic Silver Corp. Put 6.14 30,800 189
2018-03-31 13F-HR GBL / GAMCO Investors, Inc. 24.82 25,705 638
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 52.85 49,156 2,598
2018-03-31 13F-HR GGP / General Growth Properties, Inc. 20.46 26,000 532
2018-03-31 13F-HR INSMED INC / NOTE 1.750% 1/1 (457669AA7) 3,170
2018-03-31 13F-HR EWS / iShares MSCI Singapore ETF Put 26.62 13,900 370
2018-03-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 120.57 3,500 422
2018-03-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF Put 103.20 30,000 3,096
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF Call 47.00 1,000 47
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. 34.31 37,800 1,297
2018-03-31 13F-HR 48666KAS8 / KB Home Bond 3,978
2018-03-31 13F-HR KLDX / Klondex Mines Ltd. 2.35 208,258 489
2018-03-31 13F-HR 521050AB0 / Layne Christensen Co. Bond 2,121
2018-03-31 13F-HR MSFG / MainSource Financial Group, Inc. 40.64 42,397 1,723
2018-03-31 13F-HR MICROCHIP TECHNOLOGY INC / NOTE 1.625% 2/1 (595017AF1) 8,912
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 295.20 2,500 738
2018-03-31 13F-HR NEW YORK REIT INC / (64976L208) 21.49 25,080 539
2018-03-31 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Bond due 2020-12-01 8,903
2018-03-31 13F-HR PVG / Pretium Resources, Inc. 6.71 7,000 47
2018-03-31 13F-HR PVG / Pretium Resources, Inc. Put 6.64 34,500 229
2018-03-31 13F-HR SCG / SCANA Corp. 37.55 126,346 4,744
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.39 10,085 609
2018-03-31 13F-HR SPROTT PHYSICAL GOLD & SILVE / TR UNIT (85208R101) 13.22 458,362 6,059
2018-03-31 13F-HR SQ / Square, Inc. Put 49.20 2,500 123
2018-03-31 13F-HR SQUARE INC / NOTE 0.375% 3/0 (852234AB9) 5,406
2018-03-31 13F-HR STC / Stewart Information Services Corp. 43.94 17,000 747
2018-03-31 13F-HR STI / SunTrust Banks, Inc. 68.04 1,230,917 83,752
2018-03-31 13F-HR TK / Teekay Corp. 8.08 45,400 367
2018-03-31 13F-HR TK / Teekay Corp. Put 8.05 29,300 236
2018-03-31 13F-HR TERADYNE INC / NOTE 1.250%12/1 (880770AG7) 8,143
2018-03-31 13F-HR TRANSOCEAN INC / DEB 0.500% 1/3 (893830BJ7) 8,471
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Call 47.49 379 18
2018-03-31 13F-HR VICI / Vici Properties Inc 18.32 282,364 5,173
2018-03-31 13F-HR XPER / Xperi Corp 21.19 10,004 212
2018-03-31 13F-HR ZEN / Zendesk, Inc. 47.87 75,000 3,590
2018-03-31 13F-HR 44052TAB7 / Horizon Pharma plc 2.5% Bond due 2022-03-15 2,677