Current Holdings (from 13F, 13D)

InvestorCss Llc/il
Portfolio Value$ 1,832,511,000
Current Positions536
Opened Positions5
Closed Positions116

Css Llc/il has disclosed 536 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,832,511,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Css Llc/il's top holdings are American Airlines Group Inc. (NASDAQ:AAL) , Altaba Inc (NASDAQ:AABA) , Alibaba Group Holding Limited (NYSE:BABA) , TESARO, Inc. NOTE 3.000%10/0 (881569AA5) , and Zions Bancorporation (NYSE:ZB.PRA) . Css Llc/il's new positions include TESARO, Inc. NOTE 3.000%10/0 (881569AA5) , Anthem, Inc. (NYSE:ANTM) , Molina Healthcare, Inc. NOTE 1.125% 1/1 (60855RAC4) , Ctrip.com International, Ltd. NOTE 1.250%10/1 (22943FAD2) , and Intel Corp. 3.25% Note Due 8/1/2039 (458140AF7) .


All Css Llc/il holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR HLIT / Harmonic, Inc. 3.04 12,176 12,176 0.00 64 37 -42.19
2017‑09‑30 13F-HR NOV / National Oilwell Varco, Inc. Call 35.71 0 16,800 0 600
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 18.44 4,500 83
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc Put 3.49 45,500 159
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 15.09 11,000 166
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Put 15.00 2,000 30
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 51,848 46,406 -10.50
2017‑09‑30 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 52.11 26,215 1,366
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.60 17,950 657
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company Put 36.57 3,500 128
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 35.43 8,100 287
2017‑09‑30 13F-HR BHF / Brighthouse Financial, Inc. 60.76 15,700 954
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.44 30,221 1,887
2017‑09‑30 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.79 63,350 1,507
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation 13.24 1,511 20
2017‑09‑30 13F-HR CYOU / Changyou.com, Ltd. 39.61 47,791 1,893
2017‑09‑30 13F-HR GLQ / Clough Global Equity Fund 13.24 57,537 762
2017‑09‑30 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 8.69 35,455 308
2017‑09‑30 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.95 34,763 311
2017‑09‑30 13F-HR DISH NETWORK CORP / NOTE 3.375% 8/1 (25470MAB5) 18,399
2017‑09‑30 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.99 23,037 184
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 10.25 27,118 278
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.52 2,900 132
2017‑09‑30 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.77 19,966 235
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC 7.97 408,004 3,251
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC Put 7.97 135,400 1,079
2017‑09‑30 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.29 15,224 111
2017‑09‑30 13F-HR FRONTIER COMMUNICATIONS CORP / Put (35906A306) 11.79 165,252 1,948
2017‑09‑30 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.11 70,856 716
2017‑09‑30 13F-HR GDL FUND / COM SH BEN IT (361570104) 10.20 91,669 935
2017‑09‑30 13F-HR GAM / General American Investors Co., Inc. 36.01 25,269 28,269 11.87 868 1,018 17.28
2017‑09‑30 13F-HR GMO / General Moly, Inc. 0.34 11,837 11,837 0.00 4 4 0.00
2017‑09‑30 13F-HR GREAT ELM CAP CORP / (390320109) 10.44 88,043 919
2017‑09‑30 13F-HR GREEN PLAINS INC / NOTE 4.125% 9/0 (393222AF1) 1,391
2017‑09‑30 13F-HR HANNON ARMSTRONG SUST INFR C / NOTE 4.125% 9/0 (41068XAB6) 2,891
2017‑09‑30 13F-HR HRTG / Heritage Insurance Holdings, Inc. Put 13.20 74,300 981
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. Call 25.21 45,850 1,156
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. Put 25.20 17,500 441
2017‑09‑30 13F-HR HOMB / Home BancShares, Inc. 25.20 14,958 377
2017‑09‑30 13F-HR IPXL / Impax Laboratories, Inc. Put 20.30 30,000 609
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 58.00 2,000 116
2017‑09‑30 13F-HR ISHARES TR / MSCI UK ETF NEW (46435G334) 34.84 7,750 270
2017‑09‑30 13F-HR LSCC / Lattice Semiconductor Corp. Call 5.22 11,500 60
2017‑09‑30 13F-HR LAYN / Layne Christensen Co. 3,126
2017‑09‑30 13F-HR LIBERTY MEDIA CORP DELAWARE / DEB 2.250% 9/3 (531229AE2) 2,023
2017‑09‑30 13F-HR LYV / Live Nation Entertainment, Inc. Put 43.55 15,200 662
2017‑09‑30 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 2,194
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. Put 16.50 22,000 363
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 54.31 9,483 515
2017‑09‑30 13F-HR MIII / M III Acquisition Corp. 9.81 39,750 390
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp 124.55 0 1,100 0 137
2017‑09‑30 13F-HR 57164YAA5 / Marriott Vacations Worldwide Corp NOTE 1.500% 9/1 1,575
2017‑09‑30 13F-HR CASH / Meta Financial Group, Inc. 78.44 4,309 338
2017‑09‑30 13F-HR MFGP / Micro Focus International plc 31.89 67,829 2,163
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Call 39.33 30,000 1,180
2017‑09‑30 13F-HR MVC / MVC Capital, Inc. 10.01 54,921 550
2017‑09‑30 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 16.03 12,355 198
2017‑09‑30 13F-HR NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 15.74 51,579 812
2017‑09‑30 13F-HR 63934EAQ1 / Navistar International Corp. Bond 4.50% Due 10/15/2018 6,305
2017‑09‑30 13F-HR 63934EAS7 / Navistar International Corp. Bond 4.75% Due 4/15/2019 1,100
2017‑09‑30 13F-HR NDRM / NeuroDerm Ltd. 38.89 20,496 797
2017‑09‑30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.73 13,253 182
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 18.00 40,893 736
2017‑09‑30 13F-HR OACQ / Origo Acquisition Corporation 10.63 13,263 141
2017‑09‑30 13F-HR PCBK / Pacific Continental Corp. 26.95 91,947 2,478
2017‑09‑30 13F-HR PRXL / PAREXEL International Corp. 88.13 12,652 1,115
2017‑09‑30 13F-HR PINNACLE ENTMT INC NEW / (72348Y105) 21.29 25,783 549
2017‑09‑30 13F-HR PRO / Pros Holdings, Inc. 2,539
2017‑09‑30 13F-HR QIWI / QIWI plc Call 16.85 5,400 91
2017‑09‑30 13F-HR QIWI / QIWI plc Put 16.95 27,500 466
2017‑09‑30 13F-HR RADIUS HEALTH INC / NOTE 3.000% 9/0 (750469AA6) 2,515
2017‑09‑30 13F-HR REDWOOD TR INC / NOTE 4.750% 8/1 (758075AC9) 3,984
2017‑09‑30 13F-HR RENEWABLE ENERGY GROUP INC / NOTE 4.000% 6/1 (75972AAC7) 1,638
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. Put 10.62 4,800 51
2017‑09‑30 13F-HR SSRM / SSR Mining Inc. 10.61 11,217 119
2017‑09‑30 13F-HR TECHNIPFMC PLC / (G87110105) 27.92 12,462 348
2017‑09‑30 13F-HR TEVA PHARMACEUTICAL FIN LLC / DBCV 0.250% 2/0 (88163VAE9) 4,964
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 17.60 40,500 713
2017‑09‑30 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.71 27,359 676
2017‑09‑30 13F-HR WASHINGTON PRIME GROUP NEW / (93964W108) 8.32 43,730 364
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 8.89 2,500 4,500 80.00 26 40 53.85
2017‑09‑30 13F-HR W / Wayfair, Inc. 3,850
2017‑09‑30 13F-HR WB / Weibo Corporation 98.25 570 56
2017‑09‑30 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.74 33,544 528
2017‑09‑30 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 55.47 19,000 1,054
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.96 1,598,960 1,557,262 -2.61 4,717 3,052 -35.30
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 1.96 869,600 264,800 -69.55 2,567 520 -79.74
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Put 1.97 569,500 140,400 -75.35 1,679 276 -83.56
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.78 581,972 585,649 0.63 460 458 -0.43
2017‑09‑30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 34.22 15,983 15,983 0.00 517 547 5.80
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 1.78 35,894 35,894 0.00 139 64 -53.96
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. Call 87.20 5,000 5,000 0.00 434 436 0.46
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. Put 148.00 2,000 2,000 0.00 286 296 3.50
2017‑09‑30 13F-HR ATLC / Atlanticus Holdings Corp. 2.35 104,410 104,410 0.00 278 245 -11.87
2017‑09‑30 13F-HR CBS / CBS Corp. 58.03 0 13,700 0 795
2017‑09‑30 13F-HR CBS / CBS Corp. Put 58.00 0 12,000 0 696
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.04 20,708 22,708 9.66 2,929 4,202 43.46
2017‑09‑30 13F-HR LRCX / Lam Research Corp. Call 185.00 0 2,000 0 370
2017‑09‑30 13F-HR LRCX / Lam Research Corp. Put 185.05 4,000 20,000 400.00 566 3,701 553.89
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 16.86 17,500 17,500 0.00 313 295 -5.75
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 16.87 100,400 100,400 0.00 1,795 1,694 -5.63
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.21 39,115 99,588 154.60 2,391 7,689 221.58
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. Call 76.92 0 1,560 0 120
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.87 1,629 1,629 0.00 1,480 1,562 5.54
2017‑09‑30 13F-HR AIG.WS / American International Group, Inc. Warrants 19.63 15,367 15,382 0.10 318 302 -5.03
2017‑09‑30 13F-HR XRIFX / RMR Real Estate Income Fund 19.32 22,967 144,509 529.20 502 2,792 456.18
2017‑09‑30 13F-HR FOR / Forestar Group Inc 15.85 86,310 195,888 126.96 1,480 3,105 109.80
2017‑09‑30 13F-HR FOR / Forestar Group Inc Call 15.85 5,000 18,300 266.00 86 290 237.21
2017‑09‑30 13F-HR FOR / Forestar Group Inc Put 15.87 18,000 23,000 27.78 309 365 18.12
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10.71 14,600 14,100 -3.42 152 151 -0.66
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. Put 10.70 0 20,000 0 214
2017‑09‑30 13F-HR ECPG / Encore Capital Group, Inc. 3,263 1,773 -45.66
2017‑09‑30 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 3,226 2,851 -11.62
2017‑09‑30 13F-HR INTC / Intel Corp. 38.12 3,200 3,200 0.00 108 122 12.96
2017‑09‑30 13F-HR INTC / Intel Corp. Put 38.10 0 30,000 0 1,143
2017‑09‑30 13F-HR 670002AB0 / Novavax, Inc. Note 3.75% Due 2/1/2023 567 273 -51.85
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. Put 8.79 63,900 63,900 0.00 675 562 -16.74
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 44.89 17,900 4,500 -74.86 741 202 -72.74
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.18 193,600 219,773 13.52 3,708 4,215 13.67
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Put 19.19 131,500 131,500 0.00 2,519 2,523 0.16
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 2,482 2,492 0.40
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 32.64 15,410 15,410 0.00 480 503 4.79
2017‑09‑30 13F-HR AWP / Alpine Global Premier Properties Fund 6.64 28,912 28,912 0.00 183 192 4.92
2017‑09‑30 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. NOTE 1.500% 7/0 2,089 3,534 69.17
2017‑09‑30 13F-HR WDAY / Workday, Inc. Put 105.33 0 3,000 0 316
2017‑09‑30 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 63.26 483,942 236,084 -51.22 32,039 14,934 -53.39
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.41 1,000 320,893 31,989.30 17 7,191 42,200.00
2017‑09‑30 13F-HR P / Pandora Media, Inc. Call 7.60 2,500 2,500 0.00 22 19 -13.64
2017‑09‑30 13F-HR P / Pandora Media, Inc. Put 7.70 316,300 316,300 0.00 2,821 2,436 -13.65
2017‑09‑30 13F-HR RDNT / RadNet, Inc. 11.54 11,522 11,522 0.00 89 133 49.44
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 198.24 3,400 3,400 0.00 662 674 1.81
2017‑09‑30 13F-HR BWLD / Buffalo Wild Wings, Inc. 105.62 3,200 3,200 0.00 405 338 -16.54
2017‑09‑30 13F-HR SBGL / Sibanye Gold Limited ADR 4.46 522,171 182,661 -65.02 2,418 815 -66.29
2017‑09‑30 13F-HR SBGL / Sibanye Gold Limited ADR Call 4.40 900 5,000 455.56 4 22 450.00
2017‑09‑30 13F-HR SBGL / Sibanye Gold Limited ADR Put 3.85 6,200 1,300 -79.03 29 5 -82.76
2017‑09‑30 13F-HR HOLX / Hologic, Inc. Call 36.70 31,300 10,000 -68.05 1,421 367 -74.17
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.49 5,300 5,300 0.00 344 363 5.52
2017‑09‑30 13F-HR FTRPR / Frontier Communications Corp. 19.00 27,418 99,118 261.51 796 1,883 136.56
2017‑09‑30 13F-HR TEO / Telecom Argentina S.A. Put 30.85 8,500 89,000 947.06 215 2,746 1,177.21
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 112.50 400 400 0.00 44 45 2.27
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Put 113.08 92,300 98,600 6.83 10,102 11,150 10.37
2017‑09‑30 13F-HR ODP / Office Depot, Inc. 4.54 57,257 57,257 0.00 323 260 -19.50
2017‑09‑30 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 20.54 161,059 160,009 -0.65 3,259 3,286 0.83
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.96 0 11,050 0 320
2017‑09‑30 13F-HR CNDT / Conduent 15.68 22,340 20,340 -8.95 356 319 -10.39
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.09 3,300 3,300 0.00 354 360 1.69
2017‑09‑30 13F-HR HSY / Hershey Company (The) Put 109.23 3,900 3,900 0.00 419 426 1.67
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.51 20,722 20,722 0.00 925 1,026 10.92
2017‑09‑30 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 14.81 24,310 30,781 26.62 386 456 18.13
2017‑09‑30 13F-HR F / Ford Motor Co. 11.94 15,323 15,323 0.00 171 183 7.02
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 246,773 221,773 -10.13 6,088 5,735 -5.80
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Put 25.86 605,000 580,000 -4.13 14,925 14,999 0.50
2017‑09‑30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 12.38 16,700 11,068 -33.72 232 137 -40.95
2017‑09‑30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 13.89 11,068 16,700 50.89 128 232 81.25
2017‑09‑30 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 1,087 13,878 1,176.72
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 12.76 22,000 82,000 272.73 275 1,046 280.36
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.24 1,360 1,360 0.00 154 154 0.00
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation Put 47.13 0 14,300 0 674
2017‑09‑30 13F-HR EPR / EPR Properties 35.00 8,932 200 -97.76 248 7 -97.18
2017‑09‑30 13F-HR EPR / EPR Properties 27.77 8,932 8,932 0.00 253 248 -1.98
2017‑09‑30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.14 63,090 63,090 0.00 939 955 1.70
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 56.78 37,500 45,000 20.00 2,062 2,555 23.91
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 48.84 25,762 32,062 24.45 1,168 1,566 34.08
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Call 48.83 8,800 18,800 113.64 399 918 130.08
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. Put 48.86 27,600 35,000 26.81 1,251 1,710 36.69
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.16 32,000 32,000 0.00 160 165 3.13
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. Put 24.19 30,400 64,700 112.83 614 1,565 154.89
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.58 0 43,716 0 5,140
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.80 15,638 15,638 0.00 1,953 2,108 7.94
2017‑09‑30 13F-HR KEY / KeyCorp 18.82 13,761 13,761 0.00 258 259 0.39
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.77 28,400 28,400 0.00 103 107 3.88
2017‑09‑30 13F-HR HWAY / Healthways, Inc. 14,875 15,217 2.30
2017‑09‑30 13F-HR ILMN / Illumina, Inc. 199.23 6,515 6,515 0.00 1,131 1,298 14.77
2017‑09‑30 13F-HR 189464AB6 / Clovis Oncology, Inc. 2.5% 9/15/2021 18,558 8,112 -56.29
2017‑09‑30 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Note 0.250% Due 3/1/2019 7,713 9,625 24.79
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 36.87 6,700 6,700 0.00 252 247 -1.98
2017‑09‑30 13F-HR 452907AK4 / Immunomedics, Inc. NOTE 4.750% 2/1 1,408 8,539 506.46
2017‑09‑30 13F-HR LEN.B / Lennar Corp. 45.08 67,082 67,082 0.00 3,016 3,024 0.27
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.27 34,900 24,900 -28.65 621 430 -30.76
2017‑09‑30 13F-HR DB / Deutsche Bank AG Put 17.28 74,500 30,100 -59.60 1,326 520 -60.78
2017‑09‑30 13F-HR 111621AQ1 / Brocade Communications Systems, Inc. 1.375% Note Due 1/1/2020 37,586 32,352 -13.93
2017‑09‑30 13F-HR MVO / MV Oil Trust 5.76 37,207 37,507 0.81 216 216 0.00
2017‑09‑30 13F-HR 458140AF7 / Intel Corp. 3.25% Note Due 8/1/2039 13,039 33,777 159.05
2017‑09‑30 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 12.37 14,872 14,872 0.00 177 184 3.95
2017‑09‑30 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 17.39 40,551 40,551 0.00 655 705 7.63
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.44 10,900 10,900 0.00 424 419 -1.18
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.32 5,529 4,329 -21.70 479 404 -15.66
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Put 93.52 16,500 16,500 0.00 1,427 1,543 8.13
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 80.00 0 100 0 8
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 82.39 17,000 25,500 50.00 1,591 2,101 32.06
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Put 82.38 36,700 28,200 -23.16 3,437 2,323 -32.41
2017‑09‑30 13F-HR LDF / Latin American Discovery Fund, Inc. (The) 12.07 28,746 34,205 18.99 301 413 37.21
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 91.01 10,073 7,373 -26.80 878 671 -23.58
2017‑09‑30 13F-HR QIWI / QIWI plc 16.94 41,000 140,848 243.53 1,012 2,386 135.77
2017‑09‑30 13F-HR LKSD.WI / LSC Communications, Inc. 16.50 25,556 22,000 -13.91 547 363 -33.64
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 10,847 10,847 0.00 577 657 13.86
2017‑09‑30 13F-HR KFS / Kingsway Financial Services Inc. 6.11 35,591 37,651 5.79 215 230 6.98
2017‑09‑30 13F-HR RILY / B. Riley Financial, Inc. 17.05 27,220 27,220 0.00 505 464 -8.12
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 110.22 7,394 7,394 0.00 742 815 9.84
2017‑09‑30 13F-HR MAR / Marriott International, Inc. Put 110.29 4,000 3,500 -12.50 401 386 -3.74
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 52.75 4,000 4,000 0.00 215 211 -1.86
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Put 52.73 76,900 76,900 0.00 4,143 4,055 -2.12
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation Call 13.35 0 78,500 0 1,048
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation Put 13.36 1,111,900 256,600 -76.92 13,343 3,427 -74.32
2017‑09‑30 13F-HR ALJ / Alon USA Energy, Inc. 4,394 3,225 -26.60
2017‑09‑30 13F-HR MDPEB / Meredith Corp. 55.45 9,188 8,188 -10.88 546 454 -16.85
2017‑09‑30 13F-HR SLM / SLM Corp. (Sallie Mae) 11.45 18,510 18,510 0.00 213 212 -0.47
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.20 677,749 682,331 0.68 6,581 6,960 5.76
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.74 0 16,221 0 2,802
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 172.80 28,000 2,500 -91.07 3,944 432 -89.05
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 172.71 454,300 594,600 30.88 64,013 102,695 60.43
2017‑09‑30 13F-HR GM / General Motors Company Call 40.36 48,000 5,500 -88.54 1,677 222 -86.76
2017‑09‑30 13F-HR GM / General Motors Company Put 40.39 138,300 61,100 -55.82 4,830 2,468 -48.90
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.37 35,800 35,800 0.00 643 622 -3.27
2017‑09‑30 13F-HR ECT / ECA Marcellus Trust I 2.19 24,649 24,649 0.00 52 54 3.85
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.07 7,862 11,862 50.88 48 72 50.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. Call 6.10 23,100 23,100 0.00 141 141 0.00
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. Put 6.10 69,800 69,800 0.00 424 426 0.47
2017‑09‑30 13F-HR WB / Weibo Corporation Put 98.92 0 17,600 0 1,741
2017‑09‑30 13F-HR COTY / Coty, Inc. 16.53 223,347 170,656 -23.59 4,190 2,821 -32.67
2017‑09‑30 13F-HR COTY / Coty, Inc. Put 16.53 5,000 45,000 800.00 94 744 691.49
2017‑09‑30 13F-HR TKF / Turkish Investment Fund, Inc. 9.38 130,569 150,481 15.25 1,258 1,411 12.16
2017‑09‑30 13F-HR SNDK / SanDisk Corporation 487 481 -1.23
2017‑09‑30 13F-HR SWNC / Southwestern Energy Co. 14.15 572,745 471,712 -17.64 8,336 6,676 -19.91
2017‑09‑30 13F-HR LVNTB / Liberty Interactive Ventures Corp Series B 59.49 20,441 20,441 0.00 1,091 1,216 11.46
2017‑09‑30 13F-HR 83416TAA8 / SolarCity Corp 2.75% Note due 2018-11-01 5,001 4,974 -0.54
2017‑09‑30 13F-HR CUZ / Cousins Properties, Inc. 9.36 26,080 26,080 0.00 229 244 6.55
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.50 0 223,895 0 4,814
2017‑09‑30 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 13.97 55,422 55,422 0.00 765 774 1.18
2017‑09‑30 13F-HR TUR / iShares MSCI Turkey ETF Put 41.81 19,300 10,500 -45.60 802 439 -45.26
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.70 28,553 5,702 220 -96.14
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.74 0 4,300 0 416
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Put 96.75 0 40,000 0 3,870
2017‑09‑30 13F-HR IRDM / Iridium Communications Inc 363.39 743 743 0.00 287 270 -5.92
2017‑09‑30 13F-HR CACQ / Caesars Acquisition Co. 21.48 11,457 6,797 -40.67 218 146 -33.03
2017‑09‑30 13F-HR CACQ / Caesars Acquisition Co. Call 21.52 0 7,900 0 170
2017‑09‑30 13F-HR CACQ / Caesars Acquisition Co. Put 21.47 0 21,700 0 466
2017‑09‑30 13F-HR CFG / Citizens Financial Group, Inc. 37.86 7,000 7,000 0.00 250 265 6.00
2017‑09‑30 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 8.62 88,603 33,993 -61.63 775 293 -62.19
2017‑09‑30 13F-HR GOGO / Gogo Inc. Put 11.80 20,000 20,000 0.00 231 236 2.16
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.07 85,093 85,093 0.00 749 772 3.07
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 1.55 54,980 54,980 0.00 84 85 1.19
2017‑09‑30 13F-HR CET / Central Securities Corp. 25.84 34,136 34,136 0.00 851 882 3.64
2017‑09‑30 13F-HR FXI / iShares China Large-Cap ETF Put 44.00 29,500 17,500 -40.68 1,173 770 -34.36
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. 24.23 261,575 265,762 1.60 6,443 6,439 -0.06
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. Call 24.25 10,000 28,000 180.00 246 679 176.02
2017‑09‑30 13F-HR EXEL / Exelixis, Inc. Put 24.20 35,000 35,000 0.00 861 847 -1.63
2017‑09‑30 13F-HR SNY / Sanofi 0.36 1,975,123 1,975,123 0.00 751 711 -5.33
2017‑09‑30 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 4.94 233,545 223,629 -4.25 1,380 1,105 -19.93
2017‑09‑30 13F-HR BATRA / Liberty Media Corporation 25.37 42,240 72,175 70.87 1,009 1,831 81.47
2017‑09‑30 13F-HR OPK / Opko Health, Inc. 6.87 31,144 31,144 0.00 205 214 4.39
2017‑09‑30 13F-HR OPK / Opko Health, Inc. Put 7.00 1,000 1,000 0.00 7 7 0.00
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.88 124,160 109,587 -11.74 5,178 4,589 -11.38
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. 2.67 20,000 13,100 -34.50 49 35 -28.57
2017‑09‑30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.22 50,402 50,402 0.00 720 767 6.53
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Call 129.06 12,000 26,600 121.67 1,679 3,433 104.47
2017‑09‑30 13F-HR MITL / Mitel Networks Corp 8.41 16,408 16,408 0.00 121 138 14.05
2017‑09‑30 13F-HR CVEO / Civeo Corporation 2.83 28,221 28,221 0.00 59 80 35.59
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. 36.54 5,337 6,263 195 -96.89
2017‑09‑30 13F-HR CAA / CalAtlantic Group, Inc. Put 36.64 22,500 34,500 53.33 795 1,264 58.99
2017‑09‑30 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.64 61,501 59,461 -3.32 1,150 1,168 1.57
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 31,020 31,020 0.00 3,115 3,178 2.02
2017‑09‑30 13F-HR TWX / Time Warner, Inc. Call 102.67 1,500 1,500 0.00 151 154 1.99
2017‑09‑30 13F-HR SNR / New Senior Investment Group Inc. 9.15 16,836 16,836 0.00 169 154 -8.88
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. 117.30 503 4,388 59 -98.66
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. Call 117.60 2,500 2,500 0.00 265 294 10.94
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. Put 117.60 5,000 5,000 0.00 530 588 10.94
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 1,201,760 1,701,360 41.57 65,473 112,698 72.13
2017‑09‑30 13F-HR AABA / Altaba Inc Call 66.29 564,200 28,600 -94.93 30,736 1,896 -93.83
2017‑09‑30 13F-HR AABA / Altaba Inc Put 66.24 300,400 134,600 -55.19 16,365 8,916 -45.52
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. 1,329 105 -92.10
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. Call 5.03 0 30,000 0 151
2017‑09‑30 13F-HR FLDM / Fluidigm Corp. Put 5.05 75,300 99,300 31.87 304 501 64.80
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. 50.68 0 11,937 0 605
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 50.67 0 12,000 0 608
2017‑09‑30 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 50.75 0 8,000 0 406
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 70.28 0 25,200 0 1,771
2017‑09‑30 13F-HR FMI / Foundation Medicine, Inc. 40.24 10,486 10,486 0.00 417 422 1.20
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.60 37,915 16,415 -56.71 249 92 -63.05
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. Put 5.59 50,100 50,100 0.00 329 280 -14.89
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.90 222,557 220,557 -0.90 9,343 9,242 -1.08
2017‑09‑30 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 2,158 1,197 -44.53
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.71 197,042 196,956 -0.04 3,269 2,897 -11.38
2017‑09‑30 13F-HR WSO.B / Watsco, Inc. 160.17 3,671 3,671 0.00 558 588 5.38
2017‑09‑30 13F-HR LSXMB / Liberty Media, Sirius XM Group Series B 41.91 60,604 60,604 0.00 2,592 2,540 -2.01
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.37 114,574 105,974 -7.51 3,242 3,006 -7.28
2017‑09‑30 13F-HR SGF / Aberdeen Singapore Fund, Inc. 11.64 72,755 72,755 0.00 806 847 5.09
2017‑09‑30 13F-HR CQP / Cheniere Energy Partners, LP 28.84 8,114 8,114 0.00 263 234 -11.03
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. Call 23.60 0 20,000 0 472
2017‑09‑30 13F-HR ICON / Iconix Brand Group, Inc. 5.67 5,698 15,698 175.50 39 89 128.21
2017‑09‑30 13F-HR ICON / Iconix Brand Group, Inc. Put 5.69 51,000 51,000 0.00 352 290 -17.61
2017‑09‑30 13F-HR SPE / Special Opportunities Fund, Inc. 15.86 28,559 188,442 559.83 735 2,988 306.53
2017‑09‑30 13F-HR SPE / Special Opportunities Fund, Inc. 25.74 189,127 28,559 -84.90 2,875 735 -74.43
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.11 0 85,600 0 780
2017‑09‑30 13F-HR AMBC / Ambac Financial Group, Inc. 17.30 10,000 10,000 0.00 174 173 -0.57
2017‑09‑30 13F-HR 584688AE5 / Medicines Company 2.500% Note 3,605 9,199 155.17
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.90 20,000 10,000 -50.00 134 69 -48.51
2017‑09‑30 13F-HR SAN / Banco Santander S.A. Put 6.90 20,000 10,000 -50.00 134 69 -48.51
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.49 2,510,568 2,510,568 0.00 126,332 119,227 -5.62
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Call 47.48 53,900 92,300 71.24 2,712 4,382 61.58
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Put 47.46 154,000 123,000 -20.13 7,751 5,837 -24.69
2017‑09‑30 13F-HR 36191GAB3 / GNC Holdings, Inc. NOTE 1.500% 8/1 230 247 7.39
2017‑09‑30 13F-HR RGEN / Repligen Corp. 20,263 18,425 -9.07
2017‑09‑30 13F-HR NTL / Nortel Inversora S.A. ADR 39.00 249,300 268,131 7.55 7,786 10,458 34.32
2017‑09‑30 13F-HR DE / Deere & Co. 125.49 765 765 0.00 95 96 1.05
2017‑09‑30 13F-HR DE / Deere & Co. Put 125.59 9,300 9,300 0.00 1,149 1,168 1.65
2017‑09‑30 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.28 13,339 13,382 0.32 147 151 2.72
2017‑09‑30 13F-HR GF / New Germany Fund, Inc. 18.58 40,746 40,746 0.00 678 757 11.65
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 39.06 362,266 193,197 -46.67 12,964 7,546 -41.79
2017‑09‑30 13F-HR 00767EAB8 / Aegerion Pharmaceuticals, Inc. Bond 2.0% 8/15/2019 524 517 -1.34
2017‑09‑30 13F-HR SFLY / Shutterfly, Inc. 9,913 5,380 -45.73
2017‑09‑30 13F-HR MDCO / Medicines Company 7,840 43 -99.45
2017‑09‑30 13F-HR 85571WAB5 / Colony Starwood Homes NOTE 3.000% 7/0 10,952 11,366 3.78
2017‑09‑30 13F-HR SOHU / Sohu.com, Inc. 54.45 54,390 7,401 -86.39 2,451 403 -83.56
2017‑09‑30 13F-HR CMA / Comerica, Inc. 76.26 68,901 70,601 2.47 5,046 5,384 6.70
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 100.00 5,010 5,000 -0.20 502 500 -0.40
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. Put 100.00 5,000 5,000 0.00 501 500 -0.20
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 97.89 5,113 6,313 23.47 454 618 36.12
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 6.03 26,734 27,353 2.32 151 165 9.27
2017‑09‑30 13F-HR GPRE / Green Plains Inc. 20.28 3,600 2,734 73 -97.33
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.87 22,837 22,837 0.00 300 294 -2.00
2017‑09‑30 13F-HR NIHD / NII Holdings, Inc. 0.46 3,111,013 3,202,384 2.94 2,502 1,473 -41.13
2017‑09‑30 13F-HR APF / Morgan Stanley Asia-Pacific Fund, Inc. 17.24 83,656 83,656 0.00 1,391 1,442 3.67
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) 49.05 123,080 74,470 -39.49 5,994 3,653 -39.06
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) Call 49.05 24,100 2,100 -91.29 1,173 103 -91.22
2017‑09‑30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.13 76,000 76,000 0.00 1,270 1,302 2.52
2017‑09‑30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 53.02 12,437 6,186 -50.26 655 328 -49.92
2017‑09‑30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 52.67 12,437 12,437 0.00 673 655 -2.67
2017‑09‑30 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Note due 2025-12-15 27,090 27,058 -0.12
2017‑09‑30 13F-HR ANCB / Anchor Bancorp 24.75 85,840 164,281 91.38 2,150 4,066 89.12
2017‑09‑30 13F-HR IRL / New Ireland Fund, Inc. (The) 13.71 59,994 61,397 2.34 830 842 1.45
2017‑09‑30 13F-HR KND / Kindred Healthcare, Inc. Call 6.81 88,600 89,600 1.13 1,033 610 -40.95
2017‑09‑30 13F-HR TMST / TimkenSteel Corporation 3,007 3,169 5.39
2017‑09‑30 13F-HR 595112AX1 / Micron Technology, Inc. NOTE 3.125% 5/0 7,523 3,451 -54.13
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.38 0 948,333 0 5,102
2017‑09‑30 13F-HR VRTS / Virtus Investment Partners, Inc. 103.85 41,835 41,580 -0.61 4,231 4,318 2.06
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 5,617 3,061 -45.50
2017‑09‑30 13F-HR DYN-A / Dynegy, Inc., 5.375% Series A Mandatory Convertible Cumulative Preferred Stock 33.03 13,457 1,090 -91.90 391 36 -90.79
2017‑09‑30 13F-HR MELI / MercadoLibre, Inc. 4,169 8,403 101.56
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.31 47,256 38,956 -17.56 235 168 -28.51
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 4.30 184,700 176,600 -4.39 917 759 -17.23
2017‑09‑30 13F-HR 46333XAD0 / Ironwood Pharmaceuticals, Inc. DBCV 2.250% 6/1 20,475 9,866 -51.81
2017‑09‑30 13F-HR HGV / Hilton Grand Vacations Inc. 38.70 6,150 6,150 0.00 222 238 7.21
2017‑09‑30 13F-HR BELFA / Bel Fuse Inc. 27.20 62,613 59,372 -5.18 1,296 1,615 24.61
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 341.05 3,155 3,155 0.00 1,142 1,076 -5.78
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 341.12 166,667 159,667 -4.20 60,271 54,465 -9.63
2017‑09‑30 13F-HR DS / Drive Shack Inc. 3.64 14,549 14,549 0.00 46 53 15.22
2017‑09‑30 13F-HR NAV / Navistar International Corp. Put 44.13 0 6,300 0 278
2017‑09‑30 13F-HR INCY / Incyte Corp. 116.73 36,536 32,236 -11.77 4,600 3,763 -18.20
2017‑09‑30 13F-HR INCY / Incyte Corp. Call 116.67 18,500 22,500 21.62 2,329 2,625 12.71
2017‑09‑30 13F-HR INCY / Incyte Corp. Put 116.70 37,000 37,000 0.00 4,659 4,318 -7.32
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 69.00 3,000 2,000 -33.33 203 138 -32.02
2017‑09‑30 13F-HR AHT / Ashford Hospitality Trust Inc. 6.67 17,381 17,381 0.00 106 116 9.43
2017‑09‑30 13F-HR KANG / iKang Healthcare Group, Inc. 13.48 191,331 191,331 0.00 2,348 2,579 9.84
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF Put 53.00 0 15,000 0 795
2017‑09‑30 13F-HR 22943FAF7 / Ctrip.com International, Ltd. NOTE 1.000% 7/0 4,181 7,358 75.99
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.33 41,864 43,864 4.78 1,016 1,111 9.35
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 25.40 5,000 5,000 0.00 121 127 4.96
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.69 1,300 2,600 100.00 207 384 85.51
2017‑09‑30 13F-HR RES / RPC, Inc. 24.79 28,832 27,232 -5.55 583 675 15.78
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. 24.26 155,847 151,847 -2.57 3,257 3,684 13.11
2017‑09‑30 13F-HR 881569AA5 / TESARO, Inc. NOTE 3.000%10/0 90,916 83,982 -7.63
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. Call 35.97 0 30,000 0 1,079
2017‑09‑30 13F-HR HFC / HollyFrontier Corp. Put 35.92 10,400 14,200 36.54 286 510 78.32
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.14 9,926 15,124 1,123 -92.57
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 1,193 15,124 1,167.73
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 36.51 16,077 16,077 0.00 563 587 4.26
2017‑09‑30 13F-HR BPI / BridgePoint Education, Inc. 9.59 24,511 24,511 0.00 362 235 -35.08
2017‑09‑30 13F-HR TTMI / TTM Technologies, Inc. 5,308 10,552 98.79
2017‑09‑30 13F-HR COP / ConocoPhillips 50.04 11,414 7,914 -30.66 502 396 -21.12
2017‑09‑30 13F-HR FAST / Fastenal Co. Put 45.60 5,000 5,000 0.00 218 228 4.59
2017‑09‑30 13F-HR LSCC / Lattice Semiconductor Corp. 5.22 27,400 31,400 14.60 182 164 -9.89
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 57.00 1,000 1,000 0.00 54 57 5.56
2017‑09‑30 13F-HR S / Sprint Corporation 7.78 93,228 93,228 0.00 766 725 -5.35
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.95 769 769 0.00 1,438 1,408 -2.09
2017‑09‑30 13F-HR XRGTX / Royce Global Value Trust, Inc. 10.32 12,693 12,693 0.00 122 131 7.38
2017‑09‑30 13F-HR ARNC / Arconic Inc. Call 24.87 247,400 35,300 -85.73 5,603 878 -84.33
2017‑09‑30 13F-HR ARNC / Arconic Inc. Put 24.90 50,700 20,000 -60.55 1,148 498 -56.62
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 93.00 10,000 14,000 40.00 908 1,302 43.39
2017‑09‑30 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Put 93.14 3,500 3,500 0.00 318 326 2.52
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,313.64 220 220 0.00 289 289 0.00
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.63 7,350 7,350 0.00 867 894 3.11
2017‑09‑30 13F-HR VNO / Vornado Realty Trust 76.77 0 3,100 0 238
2017‑09‑30 13F-HR STL / Sterling Bancorp 24.67 10,157 13,457 32.49 236 332 40.68
2017‑09‑30 13F-HR CYH / Community Health Systems, Inc. 0.01 159,104 159,104 0.00 3 2 -33.33
2017‑09‑30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 5.61 365,542 312,542 -14.50 1,974 1,753 -11.20
2017‑09‑30 13F-HR GLO / Clough Global Opportunities Fund 11.16 0 91,760 0 1,024
2017‑09‑30 13F-HR DCA / Virtus Total Return Fund 13.06 109,406 20,450 -81.31 1,339 267 -80.06
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22.19 25,372 19,872 -21.68 659 441 -33.08
2017‑09‑30 13F-HR TTF / Thaifund, Inc. 9.74 49,306 49,306 0.00 427 480 12.41
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 0.00 49,144 28 -99.94 359 0 -100.00
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.31 49,144 49,144 0.00 435 359 -17.47
2017‑09‑30 13F-HR SYT / Syngenta AG 92.11 17,698 11,758 -33.56 1,640 1,083 -33.96
2017‑09‑30 13F-HR SYT / Syngenta AG Call 92.06 146,900 146,900 0.00 13,610 13,524 -0.63
2017‑09‑30 13F-HR SYT / Syngenta AG Put 92.06 441,200 196,900 -55.37 40,877 18,126 -55.66
2017‑09‑30 13F-HR WR / Westar Energy, Inc. 49.61 42,000 28,000 -33.33 2,227 1,389 -37.63
2017‑09‑30 13F-HR ZNWAA / Zion Oil & Gas, Inc. 3.42 21,132 18,149 -14.12 72 62 -13.89
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 4,000 157 16,656 10,508.92
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.25 0 4,000 0 157 -99.06
2017‑09‑30 13F-HR SBNYW / Signature Bank 97.82 19,863 19,863 0.00 2,251 1,943 -13.68
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 12.66 75,029 75,029 0.00 925 950 2.70
2017‑09‑30 13F-HR GDV / Gabelli Dividend & Income Trust (The) 22.36 13,817 13,817 0.00 301 309 2.66
2017‑09‑30 13F-HR 595112AU7 / Micron Technology, Inc. NOTE 1.625% 2/1 6,507 8,584 31.92
2017‑09‑30 13F-HR YY / YY Inc. Call 86.80 10,000 10,000 0.00 580 868 49.66
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 37.50 44,000 44,000 0.00 1,425 1,650 15.79
2017‑09‑30 13F-HR CELGZ / Celgene Corporation Series A Contingent Value Rights 1.50 17,278 17,278 0.00 21 26 23.81
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 26.47 0 7,820 0 207
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. Put 26.54 0 7,800 0 207
2017‑09‑30 13F-HR FPP / FieldPoint Petroleum Corp. 0.32 102,694 102,694 0.00 33 33 0.00
2017‑09‑30 13F-HR GYRO / Gyrodyne, LLC 21.77 43,003 43,003 0.00 881 936 6.24
2017‑09‑30 13F-HR ANSS / ANSYS, Inc. 122.86 3,850 3,850 0.00 468 473 1.07
2017‑09‑30 13F-HR AST / Asterias Biotherapeutics, Inc. 3.41 12,233 26,115 113.48 43 89 106.98
2017‑09‑30 13F-HR AST / Asterias Biotherapeutics, Inc. Put 3.37 36,500 16,300 -55.34 130 55 -57.69
2017‑09‑30 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Note 8,811 1,894 -78.50
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Call 12.30 0 149,600 0 1,840
2017‑09‑30 13F-HR ARRY / Array BioPharma, Inc. Put 12.30 394,400 237,300 -39.83 3,302 2,919 -11.60
2017‑09‑30 13F-HR KOS / Kosmos Energy Ltd. 7.95 20,200 20,500 1.49 129 163 26.36
2017‑09‑30 13F-HR KOS / Kosmos Energy Ltd. Call 7.96 27,400 27,400 0.00 176 218 23.86
2017‑09‑30 13F-HR RBS / Royal Bank of Scotland Group Plc 7.27 27,100 27,100 0.00 177 197 11.30
2017‑09‑30 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 3,159 3,359 6.33
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 66.18 0 30,071 0 1,990
2017‑09‑30 13F-HR KF / Korea Fund, Inc. (The) 40.43 13,026 16,348 25.50 522 661 26.63
2017‑09‑30 13F-HR MUX / McEwen Mining Inc. 1.95 63,646 63,646 0.00 167 124 -25.75
2017‑09‑30 13F-HR BTG / B2Gold Corp. 3,613 5,634 55.94
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. 2.60 4,236 4,236 0.00 11 11 0.00
2017‑09‑30 13F-HR CLNE / Clean Energy Fuels Corp. Put 2.45 31,400 31,400 0.00 79 77 -2.53
2017‑09‑30 13F-HR ALR / Alere Inc. Put 50.98 49,900 83,700 67.74 2,504 4,267 70.41
2017‑09‑30 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 23.84 9,569 17,069 78.38 214 407 90.19
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.85 176,800 206,800 16.97 1,528 1,623 6.22
2017‑09‑30 13F-HR MDSO / Medidata Solutions, Inc. 5,228 3,440 -34.20
2017‑09‑30 13F-HR LGNXZ / Ligand Pharmaceuticals Incorporated Glucagon Contingent Value 19,090 21,025 10.14
2017‑09‑30 13F-HR 88160RAC5 / Tesla Motors, Inc. Note 1.25% Due 3/1/2021 1,733 6,766 290.42
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. Put 11.20 20,000 20,000 0.00 200 224 12.00
2017‑09‑30 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.62 34,452 34,452 0.00 352 366 3.98
2017‑09‑30 13F-HR 60855RAC4 / Molina Healthcare, Inc. NOTE 1.125% 1/1 39,491 42,541 7.72
2017‑09‑30 13F-HR ACCO / Acco Brands Corp. 11.89 10,500 11,100 5.71 122 132 8.20
2017‑09‑30 13F-HR RIG / Transocean, Inc. Put 10.79 13,900 53,500 284.89 114 577 406.14
2017‑09‑30 13F-HR WGL / WGL Holdings, Inc. 84.19 6,497 6,497 0.00 542 547 0.92
2017‑09‑30 13F-HR MTDR / Matador Resources Co. 27.16 5,600 17,490 212.32 120 475 295.83
2017‑09‑30 13F-HR MTDR / Matador Resources Co. Call 27.18 20,000 18,800 -6.00 427 511 19.67
2017‑09‑30 13F-HR IFN / India Fund, Inc. (THE) 26.78 40,920 40,920 0.00 1,103 1,096 -0.63
2017‑09‑30 13F-HR IPXL / Impax Laboratories, Inc. 428 4,047 845.56
2017‑09‑30 13F-HR QADB / QAD, Inc. 27.98 8,316 17,120 105.87 224 479 113.84
2017‑09‑30 13F-HR NCR / NCR Corp. 37.51 5,065 5,465 7.90 206 205 -0.49
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 0.59 47,857 22,145 -53.73 325 13 -96.00
2017‑09‑30 13F-HR HK / Halcon Resources Corporation 6.79 22,145 47,857 116.11 14 325 2,221.43
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.45 33,878 20,378 -39.85 186 111 -40.32
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. Put 5.47 57,800 57,800 0.00 319 316 -0.94
2017‑09‑30 13F-HR OLN / Olin Corp. 34.19 9,858 4,358 -55.79 299 149 -50.17
2017‑09‑30 13F-HR OLN / Olin Corp. Put 34.07 5,500 2,700 -50.91 167 92 -44.91
2017‑09‑30 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 26.27 130,664 130,564 -0.08 3,261 3,430 5.18
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. Call 27.59 0 27,000 0 745
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. Put 27.61 0 6,700 0 185
2017‑09‑30 13F-HR SWZ / Swiss Helvetia Fund, Inc. 12.77 45,012 45,012 0.00 572 575 0.52
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.77 0 24,121 0 4,312
2017‑09‑30 13F-HR WEN / The Wendy's Company 15.52 14,102 22,102 56.73 218 343 57.34
2017‑09‑30 13F-HR BPFH / Boston Private Financial Holdings, Inc. 9.52 721,235 721,235 0.00 5,866 6,865 17.03
2017‑09‑30 13F-HR JCOM / j2 Global, Inc 0 0 1,239
2017‑09‑30 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 16.10 3,439,231 3,334,657 -3.04 47,943 53,688 11.98
2017‑09‑30 13F-HR XRVTX / Royce Value Trust, Inc. 15.80 25,711 17,663 -31.30 375 279 -25.60
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.92 2,969 15,679 428.09 200 1,206 503.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. Call 76.90 0 10,000 0 769
2017‑09‑30 13F-HR VLO / Valero Energy Corp. Put 76.94 17,400 39,500 127.01 1,174 3,039 158.86
2017‑09‑30 13F-HR BKH / Black Hills Corp. (Holding Co.) 75.08 2,700 402,329 14,801.07 182 30,208 16,497.80
2017‑09‑30 13F-HR FPP.WS / FieldPoint Petroleum Corp. Warrants 0.00 5,465 5,465 0.00 0 0
2017‑09‑30 13F-HR SCHL / Scholastic Corp. 37.21 12,363 12,363 0.00 539 460 -14.66
2017‑09‑30 13F-HR RTK / Rentech, Inc. 0.46 109,933 49,933 -54.58 50 23 -54.00
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. Put 124.70 8,300 8,300 0.00 892 1,035 16.03
2017‑09‑30 13F-HR WTFC / Wintrust Financial Corp. 78.31 54,384 54,384 0.00 4,157 4,259 2.45
2017‑09‑30 13F-HR NHF / NexPoint Credit Strategies Fund 23.04 58,643 53,772 -8.31 1,278 1,239 -3.05
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.00 8,500 3,452 493 -85.72
2017‑09‑30 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Put 58.00 13,500 13,500 0.00 1,635 783 -52.11
2017‑09‑30 13F-HR AMT.PRB / American Tower Corp NEW 121.75 0 14,530 0 1,769
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Note Due 12/15/2035 20,673 29,194 41.22
2017‑09‑30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 53.31 32,902 23,524 -28.50 1,549 1,254 -19.04
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Put 13.99 112,100 152,100 35.68 990 2,128 114.95
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 14.76 1,474,130 4,541,424 208.07 17,115 67,023 291.60
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 11.61 23,666 1,474,130 6,128.89 1,117 17,115 1,432.23
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 47.20 23,666 23,666 0.00 1,039 1,117 7.51
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. 34.60 34,200 36,300 6.14 1,104 1,256 13.77
2017‑09‑30 13F-HR ALR / Alere Inc. 400.35 11,400 102,179 796.31 581 40,907 6,940.79
2017‑09‑30 13F-HR ALR / Alere Inc. 50.96 56,261 11,400 -79.74 22,095 581 -97.37
2017‑09‑30 13F-HR CBOE / CBOE Holdings, Inc. 107.61 7,546 7,546 0.00 690 812 17.68
2017‑09‑30 13F-HR CBOE / CBOE Holdings, Inc. Put 107.71 3,500 3,500 0.00 320 377 17.81
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. Put 59.77 510,000 513,100 0.61 28,927 30,668 6.02
2017‑09‑30 13F-HR JAKK / JAKKS Pacific, Inc. 3.00 17,689 17,689 0.00 71 53 -25.35
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 141.03 0 156 0 22
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. Call 144.00 4,000 2,000 -50.00 536 288 -46.27
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.63 4,282 6,182 44.37 260 381 46.54
2017‑09‑30 13F-HR P / Pandora Media, Inc. 28,553 220 2,149 876.82
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.50 11,256 11,256 0.00 1,029 1,075 4.47
2017‑09‑30 13F-HR 436440AC5 / Hologic, Inc. 2% Note Due 3/1/2042 3,683 3,030 -17.73
2017‑09‑30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 23.56 43,195 48,845 13.08 1,060 1,151 8.58
2017‑09‑30 13F-HR TBPH / Theravance Biopharma, Inc. 19,598 3,556 -81.86
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.62 7,200 5,800 -19.44 1,732 1,413 -18.42
2017‑09‑30 13F-HR HUM / Humana, Inc. Put 243.67 2,500 3,000 20.00 602 731 21.43
2017‑09‑30 13F-HR QVCB / Liberty Interactive Corp Series B QVC 23.74 52,110 52,110 0.00 1,285 1,237 -3.74
2017‑09‑30 13F-HR APVO / Aptevo Therapeutics Inc. 2.29 353,977 301,980 -14.69 733 692 -5.59
2017‑09‑30 13F-HR NVTR / Nuvectra Corporation 13.26 29,337 25,037 -14.66 390 332 -14.87
2017‑09‑30 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 18.40 35,100 25,000 -28.77 646 460 -28.79
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.15 17,600 17,600 0.00 2,535 2,713 7.02
2017‑09‑30 13F-HR GREK / Global X FTSE Greece 20 ETF 9.46 145,598 145,598 0.00 1,472 1,377 -6.45
2017‑09‑30 13F-HR CSX / CSX Corp. 54.30 10,700 10,700 0.00 584 581 -0.51
2017‑09‑30 13F-HR CSX / CSX Corp. Put 54.27 14,000 15,000 7.14 764 814 6.54
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.01 90,621 90,621 0.00 545 545 0.00
2017‑09‑30 13F-HR FWONK / Liberty Media, Formula One Group Series C 38.92 334 334 0.00 12 13 8.33
2017‑09‑30 13F-HR MON / Monsanto Co. 119.82 28,000 28,000 0.00 3,314 3,355 1.24
2017‑09‑30 13F-HR MON / Monsanto Co. Put 120.00 100 100 0.00 12 12 0.00
2017‑09‑30 13F-HR BCLYF / Barclays Plc 10.35 48,981 48,981 0.00 519 507 -2.31
2017‑09‑30 13F-HR GNCMB / General Communication, Inc. 40.81 38,972 10,928 -71.96 1,428 446 -68.77
2017‑09‑30 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 12.56 25,402 25,402 0.00 292 319 9.25
2017‑09‑30 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.18 19,877 16,978 -14.58 121 105 -13.22
2017‑09‑30 13F-HR BH / Biglari Holdings Inc. 333.51 0 1,925 0 642
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 46.37 243,142 4,162 -98.29 13,477 193 -98.57
2017‑09‑30 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 55.43 4,149 243,142 5,760.26 181 13,477 7,345.86
2017‑09‑30 13F-HR REG / Regency Centers Corp. 62.05 17,727 17,727 0.00 1,110 1,100 -0.90
2017‑09‑30 13F-HR EBS / Emergent Biosolutions, Inc. 3,228 10,406 222.37
2017‑09‑30 13F-HR CH / Aberdeen Chile Fund, Inc. 8.40 50,622 39,750 -21.48 359 334 -6.96
2017‑09‑30 13F-HR LBTYB / Liberty Global plc (Class B) 35.02 9,194 9,194 0.00 306 322 5.23
2017‑09‑30 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 27.33 23,173 26,856 15.89 537 734 36.69
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.08 20,901 20,901 0.00 333 336 0.90
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 5.25 38,630 26,295 -31.93 190 138 -27.37
2017‑09‑30 13F-HR HBANO / Huntington Bancshares, Inc. 13.98 18,452 18,452 0.00 249 258 3.61
2017‑09‑30 13F-HR TWN / Taiwan Fund, Inc. 20.58 58,022 58,022 0.00 1,148 1,194 4.01
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Put 5.53 89,400 44,300 -50.45 488 245 -49.80
2017‑09‑30 13F-HR ATW / Atwood Oceanics, Inc. 9.39 0 43,364 0 407
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 16.88 216,281 216,281 0.00 3,396 3,651 7.51
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.48 104,311 104,311 0.00 7,049 7,665 8.74
2017‑09‑30 13F-HR WPZ / Access Midstream Partners, L.P 38.95 8,191 8,191 0.00 329 319 -3.04
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 34.10 0 10,000 0 341
2017‑09‑30 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 11.59 34,510 34,510 0.00 395 400 1.27
2017‑09‑30 13F-HR XTDFX / Templeton Dragon Fund, Inc. 20.81 30,104 34,408 14.30 607 716 17.96
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 90.00 1,600 1,600 0.00 123 144 17.07
2017‑09‑30 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 13.22 28,754 28,754 0.00 355 380 7.04
2017‑09‑30 13F-HR 74838JAA9 / QUIDEL Corp. 3.25% Note Due 12/15/2020 2,516 5,325 111.65
2017‑09‑30 13F-HR MPO / Midstates Petroleum Company, Inc. 15.54 129,023 137,528 6.59 1,635 2,137 30.70
2017‑09‑30 13F-HR SPWR / SunPower Corp. 7.29 18,106 18,106 0.00 169 132 -21.89
2017‑09‑30 13F-HR 88160RAD3 / Tesla Motors, Inc. Note 2.375% Due 3/15/2022 5,034 6,150 22.17
2017‑09‑30 13F-HR EGN / Energen Corp. 54.64 4,100 9,700 136.59 202 530 162.38
2017‑09‑30 13F-HR BGC / General Cable Corp. 2,204 1,332 -39.56
2017‑09‑30 13F-HR RENX / RELX N.V. 21.34 16,072 16,072 0.00 332 343 3.31
2017‑09‑30 13F-HR DNI / Dividend and Income Fund 12.87 65,828 66,828 1.52 813 860 5.78
2017‑09‑30 13F-HR ASA / ASA Gold and Precious Metals Ltd. 11.88 82,134 82,134 0.00 960 976 1.67
2017‑09‑30 13F-HR SRG / Seritage Growth Properties 46.07 7,662 7,662 0.00 321 353 9.97
2017‑09‑30 13F-HR NWS / News Corp 13.26 98,100 98,100 0.00 1,344 1,301 -3.20
2017‑09‑30 13F-HR 04269XAA3 / Array BioPharma Inc. Notes 3.0% 6/1/2020 23,518 26,041 10.73
2017‑09‑30 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Note Due 9/1/2021 1,321 1,559 18.02
2017‑09‑30 13F-HR LULU / lululemon athletica inc. 62.21 6,800 6,800 0.00 406 423 4.19
2017‑09‑30 13F-HR VLY / Valley National Bancorp 0.18 197,076 173,295 -12.07 46 31 -32.61
2017‑09‑30 13F-HR 98138HAC5 / Workday, Inc. NOTE 0.750% 7/1 5,070 10,437 105.86
2017‑09‑30 13F-HR RYAAY / Ryanair Holdings Plc 105.48 8,675 7,575 -12.68 934 799 -14.45
2017‑09‑30 13F-HR XAPBX / Asia Pacific Fund, Inc. 13.88 82,137 85,671 4.30 1,068 1,189 11.33
2017‑09‑30 13F-HR GEF.B / Greif, Inc. 64.23 19,182 14,340 -25.24 1,159 921 -20.53
2017‑09‑30 13F-HR AWRE / Aware, Inc. 4.65 24,737 24,737 0.00 127 115 -9.45
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. Put 11.50 57,300 57,300 0.00 553 659 19.17
2017‑09‑30 13F-HR BIO.B / Bio-Rad Laboratories, Inc. 225.06 22,310 22,310 0.00 5,020 5,021 0.02
2017‑09‑30 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 6,392 3,758 -41.21
2017‑09‑30 13F-HR CI / Cigna Corp. 186.91 800 5,500 587.50 134 1,028 667.16
2017‑09‑30 13F-HR CI / Cigna Corp. Call 187.50 5,700 400 -92.98 954 75 -92.14
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 64.13 28,798 9,653 -66.48 1,724 619 -64.10
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Call 64.32 0 4,400 0 283
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.75 14,901 14,901 0.00 997 1,084 8.73
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 40.17 14,017 14,017 0.00 685 563 -17.81
2017‑09‑30 13F-HR GNC / GNC Holdings, Inc. Put 8.84 85,500 85,500 0.00 721 756 4.85
2017‑09‑30 13F-HR BGR / BlackRock Energy & Resources Trust 13.75 26,409 26,409 0.00 343 363 5.83
2017‑09‑30 13F-HR GSIT / GSI Technology 7.31 11,222 11,222 0.00 88 82 -6.82
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.76 14,500 14,500 0.00 1,814 1,809 -0.28
2017‑09‑30 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.71 51,152 25,852 -49.46 534 277 -48.13
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 1.80 236,683 236,683 0.00 296 426 43.92
2017‑09‑30 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.00 210,875 210,875 0.00 1,833 1,898 3.55
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.02 14,220 14,220 0.00 415 498 20.00
2017‑09‑30 13F-HR HLF / Herbalife Ltd. Put 67.85 85,500 95,300 11.46 6,098 6,466 6.03
2017‑09‑30 13F-HR ALLE / Allegion Public Limited 86.52 7,663 7,663 0.00 622 663 6.59
2017‑09‑30 13F-HR 55292PAB1 / MACOM Technology Solutions Holdings, Inc. 3.0% Due 3/1/2018 225 219 -2.67
2017‑09‑30 13F-HR LION / Fidelity Southern Corp. 23.63 21,454 21,454 0.00 490 507 3.47
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.00 12,100 12,100 0.00 366 363 -0.82
2017‑09‑30 13F-HR OII / Oceaneering International, Inc. 26.26 19,800 20,300 2.53 452 533 17.92
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. Put 11.96 1,800 9,200 411.11 23 110 378.26
2017‑09‑30 13F-HR ILF / iShares Latin America 40 ETF Put 35.13 9,000 18,900 110.00 273 664 143.22
2017‑09‑30 13F-HR 22943FAD2 / Ctrip.com International, Ltd. NOTE 1.250%10/1 25,458 39,106 53.61
2017‑09‑30 13F-HR GRFS / Grifols Sa 21.88 9,828 9,828 0.00 208 215 3.37
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc 12.68 5,087 35,487 597.60 60 450 650.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc Put 12.67 38,200 38,200 0.00 453 484 6.84
2017‑09‑30 13F-HR ARAY / Accuray, Inc. 1,062 1,014 -4.52
2017‑09‑30 13F-HR JHG / Janus Henderson Group plc 34.79 9,485 6,985 -26.36 314 243 -22.61
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 95.30 16,075 16,075 0.00 1,395 1,532 9.82
2017‑09‑30 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 14.48 95,954 95,954 0.00 1,354 1,389 2.58
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.28 7,333 7,333 0.00 1,242 1,344 8.21
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 94.17 56,407 56,407 0.00 4,839 5,312 9.77
2017‑09‑30 13F-HR FTD / FTD Companies, Inc. 13.06 15,697 15,697 0.00 314 205 -34.71
2017‑09‑30 13F-HR 436440AG6 / Hologic, Inc. 2% Note Due 12/15/2043 3,792 3,022 -20.31
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.87 12,300 12,300 0.00 113 146 29.20
2017‑09‑30 13F-HR GCH / Aberdeen Greater China Fund, Inc. 11.73 65,155 63,955 -1.84 747 750 0.40
2017‑09‑30 13F-HR JGH / Nuveen Global High Income Fund 17.38 35,566 35,566 0.00 600 618 3.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. Put 61.40 7,000 8,600 22.86 438 528 20.55
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 214.25 3,608 3,608 0.00 710 773 8.87
2017‑09‑30 13F-HR AWI / Armstrong World Industries, Inc. 51.28 9,400 9,400 0.00 432 482 11.57
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 94.50 4,500 6,000 33.33 303 567 87.13
2017‑09‑30 13F-HR CECE / CECO Environmental Corp. 8.48 28,783 28,783 0.00 264 244 -7.58
2017‑09‑30 13F-HR MTP / Midatech Pharma PLC 1.55 41,287 41,287 0.00 106 64 -39.62
2017‑09‑30 13F-HR 90184LAB8 / Twitter, Inc. NOTE 0.250% 9/1 7,550 10,417 37.97
2017‑09‑30 13F-HR CVI / CVR Energy, Inc. 25.94 11,797 11,797 0.00 257 306 19.07
2017‑09‑30 13F-HR CHN / China Fund, Inc. 20.34 32,774 30,574 -6.71 612 622 1.63
2017‑09‑30 13F-HR ETFC / E*TRADE Financial, Inc. 43.59 15,737 15,737 0.00 598 686 14.72
2017‑09‑30 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.11 37,601 37,601 0.00 100 117 17.00
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57.56 17,269 34,937 102.31 903 2,011 122.70
2017‑09‑30 13F-HR USAT / USA Technologies, Inc. 6.27 10,689 10,689 0.00 56 67 19.64
2017‑09‑30 13F-HR VMW / VMWare, Inc. Put 109.19 7,000 37,000 428.57 612 4,040 560.13
2017‑09‑30 13F-HR SINA / Sina Corp. 114.65 266,089 1,043 30,506 2,824.83
2017‑09‑30 13F-HR TPH / Tri Pointe Homes, Inc. 13.82 80,226 75,926 -5.36 1,058 1,049 -0.85
2017‑09‑30 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.73 14,610 14,610 0.00 111 113 1.80
2017‑09‑30 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Note due 2019-08-15 6,471 9,778 51.10
2017‑09‑30 13F-HR DHT / DHT Holdings, Inc. 1,175 1,685 43.40
2017‑09‑30 13F-HR LFVN / Lifevantage Corp. 4.20 13,092 13,092 0.00 57 55 -3.51
2017‑09‑30 13F-HR LILAK / Liberty Global plc LiLAC Class C 22.75 2,154 2,154 0.00 46 49 6.52
2017‑09‑30 13F-HR GOGO / Gogo Inc. 2,100 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. Put 21,100 0 -100.00 681 0 -100.00
2017‑09‑30 13F-HR BCOR / Blucora, Inc. Put 60,000 0 -100.00 1,272 0 -100.00
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. Call 23,600 0 -100.00 2,136 0 -100.00
2017‑09‑30 13F-HR SGBK / Stonegate Bank (Fort Lauderdale FL) 8,300 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. Call 20,000 0 -100.00 110 0 -100.00
2017‑09‑30 13F-HR AUY / Yamana Gold Inc. Put 15,500 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR ACOR / Acorda Therapeutics, Inc. Put 3,000 0 -100.00 59 0 -100.00
2017‑09‑30 13F-HR AWH / Allied World Assurance Company Holding AG Put 63,400 0 -100.00 3,354 0 -100.00
2017‑09‑30 13F-HR ALLY / Ally Financial Inc. Put 300 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR AMLP / Alerian ETF Put 10,500 0 -100.00 126 0 -100.00
2017‑09‑30 13F-HR AMBC / Ambac Financial Group, Inc. Put 5,000 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR APA / Apache Corp. Call 10,600 0 -100.00 508 0 -100.00
2017‑09‑30 13F-HR APA / Apache Corp. Put 6,600 0 -100.00 316 0 -100.00
2017‑09‑30 13F-HR AST / Asterias Biotherapeutics, Inc. Call 32,100 0 -100.00 114 0 -100.00
2017‑09‑30 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 97,911 0 -100.00 5,354 0 -100.00
2017‑09‑30 13F-HR BCOR / Blucora, Inc. Call 20,000 0 -100.00 424 0 -100.00
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. Put 103,500 0 -100.00 7,093 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated Call 132,600 0 -100.00 7,879 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated Put 48,800 0 -100.00 2,900 0 -100.00
2017‑09‑30 13F-HR CIT / CIT Group, Inc. (The) Put 101,500 0 -100.00 4,943 0 -100.00
2017‑09‑30 13F-HR C / Citigroup, Inc. Put 5,000 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. Call 5,000 0 -100.00 398 0 -100.00
2017‑09‑30 13F-HR COP / ConocoPhillips Put 3,500 0 -100.00 154 0 -100.00
2017‑09‑30 13F-HR CS / Credit Suisse Group Call 50,000 0 -100.00 730 0 -100.00
2017‑09‑30 13F-HR DEUTSCHE GLOBAL HIGH INCOME / (25158V108) 15,708 0 -100.00 137 0
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. Call 4,500 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR DXC / DXC Technology Company 4,358 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR FLXN / Flexion Therapeutics, Inc. Call 25,800 0 -100.00 521 0 -100.00
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) Put 20,500 0 -100.00 876 0 -100.00
2017‑09‑30 13F-HR HRMNU / Harmony Merger Corp. 13,241 0 -100.00 137 0 -100.00
2017‑09‑30 13F-HR HLS / HEALTHSOUTH Corp. Call 13,100 0 -100.00 634 0 -100.00
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. 4,734 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Call 22,900 0 -100.00 433 0 -100.00
2017‑09‑30 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. Put 10,000 0 -100.00 189 0 -100.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 11,100 0 -100.00 981 0 -100.00
2017‑09‑30 13F-HR KCG / KCG Holdings, Inc. Put 700 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR KEF / Korea Equity Fund, Inc. 259,340 0 -100.00 1,826 0 -100.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 951 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR MGM / MGM Resorts International Put 40,000 0 -100.00 1,252 0 -100.00
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 31,100 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. Put 5,000 0 -100.00 167 0 -100.00
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 21,800 0 -100.00 620 0 -100.00
2017‑09‑30 13F-HR PLYAW / Playa Hotels & Resorts NV (Warrants) 25,740 0 -100.00 85 0 -100.00
2017‑09‑30 13F-HR RICE / Rice Energy Inc. Put 36,700 0 -100.00 977 0 -100.00
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. Call 9,300 0 -100.00 612 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF Call 5,000 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. 11,217 0 -100.00 109 0 -100.00
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. Call 5,000 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR SNA / Snap-On Inc. Put 5,000 0 -100.00 790 0 -100.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF Call 5,000 0 -100.00 275 0 -100.00
2017‑09‑30 13F-HR ELOS / Syneron Medical Ltd. 68,770 0 -100.00 753 0 -100.00
2017‑09‑30 13F-HR TSRO / TESARO, Inc. Put 8,500 0 -100.00 1,189 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. 6,288 0 -100.00 589 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. Call 6,900 0 -100.00 646 0 -100.00
2017‑09‑30 13F-HR TSO / Tesoro Corp. Put 20,000 0 -100.00 1,872 0 -100.00
2017‑09‑30 13F-HR TBPH / Theravance Biopharma, Inc. Put 10,000 0 -100.00 398 0 -100.00
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. Call 20,000 0 -100.00 710 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. Put 2,500 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. Put 7,500 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 1,996 0 -100.00 370 0 -100.00
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. Put 15,678 0 -100.00 2,907 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. 10,000 0 -100.00 923 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. Call 2,500 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. Put 10,000 0 -100.00 923 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. Call 6,000 0 -100.00 582 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Call 5,000 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. Put 33,800 0 -100.00 2,123 0 -100.00
2017‑09‑30 13F-HR CTXS / Citrix Systems, Inc. 879 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR EQT / EQT Corp. Put 5,600 0 -100.00 328 0 -100.00
2017‑09‑30 13F-HR HLS / HEALTHSOUTH Corp. 2,600 0 -100.00 126 0 -100.00
2017‑09‑30 13F-HR SM / SM Energy Co 14,752 0 -100.00 243 0 -100.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 6,390 0 -100.00 400 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 43,962 0 -100.00 2,612 0 -100.00
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 14,700 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR TSNU / Tyson Foods, Inc., 4.75% Tangible Equity Units 6,892 0 -100.00 468 0 -100.00
2017‑09‑30 13F-HR DRA / Diversified Real Asset Income Fund 48,265 0 -100.00 842 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 5,343 0 -100.00 402 0 -100.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 23,000 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 17,950 0 -100.00 979 0 -100.00
2017‑09‑30 13F-HR GM / General Motors Company 144,847 0 -100.00 5,059 0 -100.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 9,279 0 -100.00 3,355 0 -100.00
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 9,343 0 -100.00 399 0 -100.00
2017‑09‑30 13F-HR AST.WS / Asterias Biotherapeutics, Inc. Warrants 129,837 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 65,717 0 -100.00 4,144 0 -100.00
2017‑09‑30 13F-HR EQT / EQT Corp. 600 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR COVS / Covisint Corporation 28,578 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR BATRK / Liberty Media Corporation 4,019 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR FOF / Cohen & Steers Closed-End Opportunity Fund, Inc. 13,781 0 -100.00 179 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 37,800 0 -100.00 2,374 0 -100.00
2017‑09‑30 13F-HR BRCD / Brocade Communications Systems, Inc. 650 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR NSR / NeuStar, Inc. 12,600 0 -100.00 420 0 -100.00
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 101,799 0 -100.00 11,575 0 -100.00
2017‑09‑30 13F-HR JFC / JPMorgan China Region Fund, Inc. 391,332 0 -100.00 7,854 0 -100.00
2017‑09‑30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 3,970 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 5,000 0 -100.00 134 0 -100.00
2017‑09‑30 13F-HR KCG / KCG Holdings, Inc. 32,552 0 -100.00 649 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 0 -100.00 4,904 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 184,578 0 -100.00 12,005 0 -100.00
2017‑09‑30 13F-HR ONB / Old National Bancorp 16,099 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR HRG / Harbinger Group Inc. 136,942 0 -100.00 2,426 0 -100.00
2017‑09‑30 13F-HR CHUBK / Commercehub Inc 26,002 0 -100.00 453 0 -100.00
2017‑09‑30 13F-HR NYLD.A / NRG Yield, Inc., Class A 21,354 0 -100.00 364 0 -100.00
2017‑09‑30 13F-HR TMUSP / T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A 38,031 0 -100.00 3,749 0 -100.00
2017‑09‑30 13F-HR AGN / Allergan plc 3,036 0 -100.00 2,627 0 -100.00
2017‑09‑30 13F-HR DCUC / Dominion Resources, 6.375% 2014 Series A Equity Units 352,353 0 -100.00 16,938 0 -100.00
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 48,312 0 -100.00 2,431 0 -100.00
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 19,834 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR DB / Deutsche Bank AG Call 8,900 0 -100.00 158 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. Put 595,400 0 -100.00 691 0 -100.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) Put 4,700 0 -100.00 409 0 -100.00
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. Put 4,100 0 -100.00 116 0 -100.00
2017‑09‑30 13F-HR DYN / Dynegy Inc. 67.58 81 77,261 95,283.95 0 5,221 286.45
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 9,409 0 -100.00 91 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. Put 13,400 0 -100.00 802 0 -100.00
2017‑09‑30 13F-HR HZNP / Horizon Pharma plc Call 3,800 0 -100.00 45 0 -100.00
2017‑09‑30 13F-HR SSRI / Silver Standard Resources, Inc. Put 4,800 0 -100.00 47 0 -100.00