InvestorCss Llc/il
Portfolio Value $ 2,033,089,000
Current Positions531
Opened Positions5
Closed Positions118


Latest Holdings, Performance, AUM (from 13F, 13D)

Css Llc/il has disclosed 531 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 2,033,089,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Css Llc/il's top holdings are American Airlines Group Inc. (NASDAQ:AAL) , Yahoo! Inc. (NASDAQ:YHOO) , Alibaba Group Holding Limited (NYSE:BABA) , Zions Bancorporation (NYSE:ZB.PRA) , and SunTrust Banks, Inc. - Warrant 11/14/2018 (NYSE:STI.WS.B) . Css Llc/il's new positions include Micron Technology, Inc. Bond (595112AY9) , TESARO, Inc. Bond 3.000%10/0 (881569AA5) , Molina Healthcare, Inc. Bond 1.125% 1/1 (60855RAC4) , Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 (595017AD6) , and Ctrip.com International, Ltd. Bond 1.250%10/1 (22943FAD2) . Css Llc/il's top industries are "Lumber And Wood Products, Except Furniture" (sic 24) , "Stone, Clay, Glass, And Concrete Products" (sic 32) , and "Automotive Dealers And Gasoline Service Stations" (sic 55) .

All Css Llc/il holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑14 SC 13G ANCB / Anchor Bancorp 149,407 5.99

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR 83416TAA8 / SolarCity Corp 2.75% Bond due 2018-11-01 4,974 3,114 -37.39
2017-12-31 13F-HR ACOR / Acorda Therapeutics, Inc. Put 21.40 0 20,000 0 428
2017-12-31 13F-HR 595017AD6 / Microchip Technology Inc. 1.625% Convertible Bond due 2025-12-15 27,058 31,778 17.44
2017-12-31 13F-HR 11133BAB8 / BroadSoft, Inc. 1.5% Bond Due 7/1/2018 843 7,887 835.59
2017-12-31 13F-HR 11777QAB6 / B2Gold Corp. Bond 5,634 4,174 -25.91
2017-12-31 13F-HR 84763AAB4 / Spectrum Pharmaceuticals, Inc. 2.75% Bond Due 12/15/2018 909 12,923 1,321.67
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.22 900 128
2017-12-31 13F-HR 00182CAA1 / ANI Pharmaceuticals, Inc. 3% Convertible Bond 577
2017-12-31 13F-HR APTV / Aptiv PLC 84.79 2,795 237
2017-12-31 13F-HR ARBOR RLTY TR INC / NOTE 5.375%11/1 (038923AB4) 2,555
2017-12-31 13F-HR 038923AA6 / Arbor Realty Trust Inc Bond 8,095
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 12.84 5,064 65
2017-12-31 13F-HR ARRAY BIOPHARMA INC / NOTE 2.625%12/0 (04269XAB1) 3,846
2017-12-31 13F-HR BYBK / Bay Bancorp, Inc. 12.20 11,063 135
2017-12-31 13F-HR BRS / Bristow Group, Inc. Put 13.40 10,000 134
2017-12-31 13F-HR BRISTOW GROUP INC / NOTE 4.500% 6/0 (110394AF0) 1,107
2017-12-31 13F-HR 11133BAD4 / BroadSoft, Inc. 1% Bond Due 9/1/2022 13,575
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 23.36 63,350 1,480
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.000%10/0 (127686AA1) 19,887
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 38,244 638
2017-12-31 13F-HR CI / Cigna Corp. Put 202.96 2,700 548
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. Put 88.00 2,500 220
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.500% 1/1 (185899AA9) 3,280
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.97 34,260 547
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN INT (23162T102) 9.34 35,455 331
2017-12-31 13F-HR DEPO / DepoMed, Inc. Call 8.04 52,600 423
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.86 34,763 308
2017-12-31 13F-HR DXCM / DexCom, Inc. Call 57.36 14,000 803
2017-12-31 13F-HR DISH / DISH Network Corp. 47.72 5,867 280
2017-12-31 13F-HR DYN / Dynegy Inc. Call 11.83 12,000 142
2017-12-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 7.94 23,037 183
2017-12-31 13F-HR 286082AC6 / Electronics For Imaging, Inc. Bond 1,935
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. Call 46.50 10,000 465
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. Put 46.53 7,200 335
2017-12-31 13F-HR WATT / Energous Corporation Put 19.43 23,000 447
2017-12-31 13F-HR ETM / Entercom Communications Corp. 10.80 18,618 201
2017-12-31 13F-HR ETM / Entercom Communications Corp. Call 10.80 45,000 486
2017-12-31 13F-HR ETM / Entercom Communications Corp. Put 10.80 104,000 1,123
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 84.25 22,290 1,878
2017-12-31 13F-HR FNSR / Finisar Corporation Call 20.00 800 16
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.66 20,066 234
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. 25.00 4,680 117
2017-12-31 13F-HR FLDM / Fluidigm Corp. 5.91 5,080 30
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.16 15,224 109
2017-12-31 13F-HR GAB / Gabelli Equity Trust, Inc. (The) 6.19 141,316 875
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.32 70,856 731
2017-12-31 13F-HR GDL FUND / COM SH BEN IT (361570104) 9.73 91,669 892
2017-12-31 13F-HR BGC / General Cable Corp. Put 29.64 11,000 326
2017-12-31 13F-HR GRANITE PT MTG TR INC / NOTE 5.625%12/0 (38741LAB3) 502
2017-12-31 13F-HR GREAT ELM CAP CORP / (390320109) 9.84 88,043 866
2017-12-31 13F-HR HSNI / HSN, Inc. 40.35 54,525 2,200
2017-12-31 13F-HR RXDX / Ignyta, Inc. 26.80 5,000 134
2017-12-31 13F-HR RXDX / Ignyta, Inc. Put 26.70 10,000 267
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.46 7,202 205
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.25 800 133
2017-12-31 13F-HR PODD / Insulet Corp. Call 69.00 10,000 690
2017-12-31 13F-HR INSULET CORP / NOTE 1.250% 9/1 (45784PAF8) 40,111
2017-12-31 13F-HR ECH / iShares MSCI Chile Capped ETF Put 52.20 5,000 261
2017-12-31 13F-HR THD / iShares MSCI Thailand Capped ETF Put 92.56 9,000 833
2017-12-31 13F-HR TUR / iShares MSCI Turkey ETF 43.46 15,600 678
2017-12-31 13F-HR IXYS / IXYS Corp. 23.96 27,509 659
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.31 19,600 202
2017-12-31 13F-HR KAI / Kadant, Inc. 100.45 2,200 221
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 16.04 19,260 309
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. Put 9.44 17,800 168
2017-12-31 13F-HR LYV / Live Nation Entertainment, Inc. 42.50 2,800 119
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. Call 48.80 5,000 244
2017-12-31 13F-HR NRCIA / National Research Corp. 56.05 60,549 3,394
2017-12-31 13F-HR NAVIOS MARITIME HLDGS INC / SPN ADR RP PFD G (63938Y100) 16.24 24,758 402
2017-12-31 13F-HR NAVIOS MARITIME HLDGS INC / SPON ADR PFD H (63938Y308) 16.31 40,707 664
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. Put 13.00 23,000 299
2017-12-31 13F-HR NYRT / New York REIT, Inc. Put 4.00 500 2
2017-12-31 13F-HR NVR / NVR, Inc. 3,510.00 100 351
2017-12-31 13F-HR OSIS / OSI Systems, Inc. Put 64.35 12,400 798
2017-12-31 13F-HR PBNC / Paragon Commercial Corp. 53.26 9,501 506
2017-12-31 13F-HR TBF / ProShares Short 20+ Yr Treasury Call 21.88 50,000 1,094
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.03 18,500 426
2017-12-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 27.04 123,207 3,331
2017-12-31 13F-HR ROSEU / Rosehill Resources 0.98 60,000 59
2017-12-31 13F-HR SASR / Sandy Spring Bancorp, Inc. 39.00 16,537 645
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 55.65 17,000 946
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 85.39 14,802 1,264
2017-12-31 13F-HR SFLY / Shutterfly, Inc. 49.92 1,803 90
2017-12-31 13F-HR 83416TAC4 / SolarCity Corp 1.625% Bond due 2019-11-01 4,843
2017-12-31 13F-HR SPA / Sparton Corp. 23.07 34,373 793
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 37.17 41,376 1,538
2017-12-31 13F-HR SQ / Square, Inc. Call 34.63 9,500 329
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.21 22,721 232
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Call 18.00 10,000 180
2017-12-31 13F-HR SUCAMPO PHARMACEUTICALS INC / NOTE 3.250%12/1 (864909AB2) 4,567
2017-12-31 13F-HR SNBC / Sun Bancorp, Inc. 24.33 13,275 323
2017-12-31 13F-HR STI / SunTrust Banks, Inc. Call 64.60 48,500 3,133
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.18 12,300 322
2017-12-31 13F-HR TFX / Teleflex, Inc. 249.00 1,000 249
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 18.95 60,900 1,154
2017-12-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.38 27,359 667
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.44 3,600 124
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 34.60 10,000 346
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Put 34.52 20,800 718
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.32 12,600 697
2017-12-31 13F-HR MLN / VanEck Vectors ETF TR 20.07 1,844 37
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF 97.78 7,517 735
2017-12-31 13F-HR VSTE / Vistra Energy Corp. 18.31 64,163 1,175
2017-12-31 13F-HR VSTE / Vistra Energy Corp. Call 18.33 10,200 187
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.56 33,544 522
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.51 3,093 82
2017-12-31 13F-HR WHITING PETE CORP NEW / Put (966387409) 26.51 14,450 383
2017-12-31 13F-HR JW.B / Wiley (JOHN) & Sons, Inc. 66.04 4,467 295
2017-12-31 13F-HR WDAY / Workday, Inc. 101.79 9,019 918
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. Call 22.20 10,000 222
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 1,557,262 1,203,849 -22.69 3,052 2,372 -22.28
2017-12-31 13F-HR RAD / Rite Aid Corp. Call 1.97 264,800 160,300 -39.46 520 316 -39.23
2017-12-31 13F-HR RAD / Rite Aid Corp. Put 1.99 140,400 65,200 -53.56 276 130 -52.90
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.14 585,649 586,065 0.07 458 1,254 173.80
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 33.16 15,983 15,983 0.00 547 530 -3.11
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.84 35,894 35,894 0.00 64 66 3.13
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 6.76 634,709 89,150 -85.95 6,702 603 -91.00
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 10.56 99,118 634,709 540.36 1,883 6,702 255.92
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. Put 6.76 165,252 1,110,846 572.21 1,948 7,508 285.42
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 167.00 2,000 2,000 0.00 296 334 12.84
2017-12-31 13F-HR ATLC / Atlanticus Holdings Corp. 2.40 104,410 104,410 0.00 245 251 2.45
2017-12-31 13F-HR CBS / CBS Corp. 58.93 13,700 2,800 -79.56 795 165 -79.25
2017-12-31 13F-HR CBS / CBS Corp. Put 59.00 12,000 7,000 -41.67 696 413 -40.66
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.09 22,708 22,408 -1.32 4,202 4,125 -1.83
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 184.00 2,000 2,000 0.00 370 368 -0.54
2017-12-31 13F-HR LRCX / Lam Research Corp. Put 184.04 20,000 23,500 17.50 3,701 4,325 16.86
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 24.00 17,500 37,000 111.43 295 888 201.02
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 24.01 100,400 100,400 0.00 1,694 2,411 42.33
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.28 99,588 161,500 62.17 7,689 13,127 70.72
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Call 81.41 1,560 1,560 0.00 120 127 5.83
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.47 1,629 1,829 12.28 1,562 1,914 22.54
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 17.76 15,382 15,427 0.29 302 274 -9.27
2017-12-31 13F-HR XRIFX / RMR Real Estate Income Fund 19.09 144,509 64,081 -55.66 2,792 1,223 -56.20
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.17 0 17,194 0 278
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Call 16.20 0 5,000 0 81
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Put 16.16 152,100 152,100 0.00 2,128 2,458 15.51
2017-12-31 13F-HR 292554AF9 / Encore Capital Group, Inc. Bond 1,773 6,168 247.88
2017-12-31 13F-HR 670002AB0 / Novavax, Inc. Bond 3.75% Due 2/1/2023 273 289 5.86
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.60 4,500 2,500 -44.44 40 29 -27.50
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 11.71 63,900 63,900 0.00 562 748 33.10
2017-12-31 13F-HR AMRN / Amarin Corp. Plc Put 4.00 45,500 10,000 -78.02 159 40 -74.84
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 64.20 0 1,028 0 66
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 46.99 4,500 11,300 151.11 202 531 162.87
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 219,773 223,773 1.82 4,215 4,044 -4.06
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Put 18.07 131,500 131,500 0.00 2,523 2,376 -5.83
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.87 15,410 15,410 0.00 503 522 3.78
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 28,912 28,912 0.00 192 195 1.56
2017-12-31 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. Bond 1.500% 7/0 3,534 3,183 -9.93
2017-12-31 13F-HR WDAY / Workday, Inc. Put 101.67 3,000 3,000 0.00 316 305 -3.48
2017-12-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 60.04 236,084 19,388 -91.79 14,934 1,164 -92.21
2017-12-31 13F-HR 698354AB3 / Pandora Media, Inc. Bond 2,149 4,269 98.65
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 228.33 3,400 600 -82.35 774 137 -82.30
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 227.65 3,400 3,400 0.00 674 774 14.84
2017-12-31 13F-HR RDNT / RadNet, Inc. 10.07 11,522 11,522 0.00 133 116 -12.78
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 0.00 47,523 28 -99.94 170 0 -100.00
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 3.58 28 47,523 169,625.00 0 170
2017-12-31 13F-HR CI / Cigna Corp. 202.94 5,500 3,400 -38.18 1,028 690 -32.88
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 156.25 3,200 3,200 0.00 338 500 47.93
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR 5.05 182,661 192,230 5.24 815 971 19.14
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR Call 4.81 5,000 1,040 -79.20 22 5 -77.27
2017-12-31 13F-HR SBGL / Sibanye Gold Limited ADR Put 9.62 1,300 104 -92.00 5 1 -80.00
2017-12-31 13F-HR GAM / General American Investors Co., Inc. 34.38 28,269 28,269 0.00 1,018 972 -4.52
2017-12-31 13F-HR HOLX / Hologic, Inc. 43.00 0 1,000 0 43
2017-12-31 13F-HR HOLX / Hologic, Inc. Call 42.80 10,000 10,000 0.00 367 428 16.62
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.26 5,300 5,300 0.00 363 383 5.51
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 9.42 16,700 11,568 -30.73 157 109 -30.57
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 9.40 11,068 16,700 50.89 137 157 14.60
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 14.40 11,000 40,000 263.64 166 576 246.99
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Put 14.40 2,000 23,400 1,070.00 30 337 1,023.33
2017-12-31 13F-HR TEO / Telecom Argentina S.A. 36.63 77,294 434,190 461.74 1,414 15,904 1,024.75
2017-12-31 13F-HR TEO / Telecom Argentina S.A. Put 36.62 89,000 27,500 -69.10 2,746 1,007 -63.33
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.08 9,926 20,568 107.21 1,123 2,408 114.43
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Call 117.05 400 8,800 2,100.00 45 1,030 2,188.89
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Put 117.09 98,600 121,600 23.33 11,150 14,238 27.70
2017-12-31 13F-HR ODP / Office Depot, Inc. 3.55 57,257 57,257 0.00 260 203 -21.92
2017-12-31 13F-HR GLU.PRA / Gabelli Global Utility & Income Trust (The) 21.30 160,009 137,335 -14.17 3,286 2,925 -10.99
2017-12-31 13F-HR EPR / EPR Properties 35.00 8,932 200 -97.76 239 7 -97.07
2017-12-31 13F-HR EPR / EPR Properties 26.76 200 8,932 4,366.00 7 239 3,314.29
2017-12-31 13F-HR CNDT / Conduent 16.18 20,340 20,340 0.00 319 329 3.13
2017-12-31 13F-HR HSY / Hershey Company (The) 113.75 3,300 1,600 -51.52 360 182 -49.44
2017-12-31 13F-HR HSY / Hershey Company (The) Put 113.61 3,900 3,600 -7.69 426 409 -3.99
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.94 20,722 20,722 0.00 1,026 1,097 6.92
2017-12-31 13F-HR CLM / Cornerstone Strategic Value Fund, Inc. 15.46 30,781 30,781 0.00 456 476 4.39
2017-12-31 13F-HR F / Ford Motor Co. 12.46 15,323 15,323 0.00 183 191 4.37
2017-12-31 13F-HR F / Ford Motor Co. Put 12.40 0 5,000 0 62
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 221,773 106,773 -51.85 5,735 2,980 -48.04
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 27.90 0 10,000 0 279
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 27.91 580,000 630,000 8.62 14,999 17,584 17.23
2017-12-31 13F-HR 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026 13,878 8,004 -42.33
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.28 82,000 119,500 45.73 1,046 1,228 17.40
2017-12-31 13F-HR 316827AC8 / 51job, Inc. Bond 2,339 7,362 214.75
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 113.97 1,360 1,360 0.00 154 155 0.65
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 50.83 1,455,530 23,666 -98.37 21,469 1,203 -94.40
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 14.75 4,531,049 1,455,530 -67.88 82,542 21,469 -73.99
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 18.22 23,666 4,531,049 19,045.82 1,117 82,542 7,289.62
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation Put 50.90 14,300 12,200 -14.69 674 621 -7.86
2017-12-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.03 63,090 63,090 0.00 955 948 -0.73
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 58.84 0 95,000 0 5,590
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 58.83 45,000 60,000 33.33 2,555 3,530 38.16
2017-12-31 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 4.88 32,000 32,000 0.00 165 156 -5.45
2017-12-31 13F-HR 538034AJ8 / Live Nation Entertainment, Inc. 2.5% Due 5/15/2019 2,194 4,734 115.77
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. 88.00 0 78,667 0 6,923
2017-12-31 13F-HR CTXS / Citrix Systems, Inc. Call 88.01 0 23,100 0 2,033
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. Put 25.04 64,700 22,400 -65.38 1,565 561 -64.15
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 122.25 43,716 13,939 -68.11 5,140 1,704 -66.85
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.26 15,638 15,638 0.00 2,108 2,256 7.02
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. 145.17 0 2,900 0 421
2017-12-31 13F-HR RYAM / Rayonier Advanced Materials Inc. Put 20.40 0 2,500 0 51
2017-12-31 13F-HR KEY / KeyCorp 20.20 13,761 13,761 0.00 259 278 7.34
2017-12-31 13F-HR ZNGA / Zynga Inc. 4.01 28,400 28,400 0.00 107 114 6.54
2017-12-31 13F-HR HWAY / Healthways, Inc. 15,217 17,366 14.12
2017-12-31 13F-HR ILMN / Illumina, Inc. 218.47 6,515 8,015 23.02 1,298 1,751 34.90
2017-12-31 13F-HR 189464AB6 / Clovis Oncology, Inc. 2.5% 9/15/2021 8,112 8,433 3.96
2017-12-31 13F-HR 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019 9,625 12,979 34.85
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.93 206,800 216,800 4.84 1,623 852 -47.50
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 37.01 6,700 6,700 0.00 247 248 0.40
2017-12-31 13F-HR LEN.B / Lennar Corp. 51.68 67,082 76,391 13.88 3,024 3,948 30.56
2017-12-31 13F-HR DB / Deutsche Bank AG 18.99 24,900 12,900 -48.19 430 245 -43.02
2017-12-31 13F-HR DB / Deutsche Bank AG Put 19.05 30,100 20,100 -33.22 520 383 -26.35
2017-12-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 33,777 18,542 -45.10
2017-12-31 13F-HR MVO / MV Oil Trust 8.37 37,507 10,628 -71.66 216 89 -58.80
2017-12-31 13F-HR GRR / Asia Tigers Fund, Inc. (THE) 12.36 14,872 15,532 4.44 184 192 4.35
2017-12-31 13F-HR MSF / Morgan Stanley Emerging Markets Fund, Inc. 17.87 40,551 45,551 12.33 705 814 15.46
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 1.51 54,980 7,901 83 -98.95
2017-12-31 13F-HR WMGIZ / Wright Medical Group N.V. 54,980 85 7,901 9,195.29
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.15 4,329 5,629 30.03 404 575 42.33
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Put 102.24 16,500 16,500 0.00 1,543 1,687 9.33
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. Call 67.99 25,500 26,800 5.10 2,101 1,822 -13.28
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. Put 68.02 28,200 23,200 -17.73 2,323 1,578 -32.07
2017-12-31 13F-HR LDF / Latin American Discovery Fund, Inc. (The) 11.50 34,205 35,405 3.51 413 407 -1.45
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.82 7,373 7,373 0.00 671 677 0.89
2017-12-31 13F-HR TUR / iShares MSCI Turkey ETF Put 43.39 10,500 18,000 71.43 439 781 77.90
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.66 10,847 11,011 1.51 657 734 11.72
2017-12-31 13F-HR KFS / Kingsway Financial Services Inc. 5.05 37,651 43,751 16.20 230 221 -3.91
2017-12-31 13F-HR RILY / B. Riley Financial, Inc. 18.11 27,220 27,220 0.00 464 493 6.25
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 44.00 4,000 4,000 0.00 211 176 -16.59
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. Put 44.10 76,900 76,900 0.00 4,055 3,391 -16.37
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation 12.65 1,511 2,753,022 182,098.68 20 34,826 174,030.00
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation Call 12.67 78,500 13,500 -82.80 1,048 171 -83.68
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation Put 12.63 256,600 44,801 -82.54 3,427 566 -83.48
2017-12-31 13F-HR MDPEB / Meredith Corp. 66.07 8,188 8,188 0.00 454 541 19.16
2017-12-31 13F-HR HK / Halcon Resources Corporation 0.68 32,857 22,145 -32.60 249 15 -93.98
2017-12-31 13F-HR HK / Halcon Resources Corporation 7.58 22,145 32,857 48.37 13 249 1,815.38
2017-12-31 13F-HR SLM / SLM Corp. (Sallie Mae) 11.29 18,510 18,510 0.00 212 209 -1.42
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.38 16,221 3,121 -80.76 2,802 538 -80.80
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 172.40 2,500 2,500 0.00 432 431 -0.23
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 172.43 594,600 490,500 -17.51 102,695 84,577 -17.64
2017-12-31 13F-HR BIF / Boulder Growth & Income Fund, Inc. 11.09 682,331 688,919 0.97 6,960 7,640 9.77
2017-12-31 13F-HR CNLM / CB Pharma Acquisition Corp. 10.64 13,263 47,851 260.79 141 509 260.99
2017-12-31 13F-HR GM / General Motors Company 40.99 0 79,778 0 3,270
2017-12-31 13F-HR GM / General Motors Company Put 40.98 61,100 45,800 -25.04 2,468 1,877 -23.95
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.26 35,800 35,800 0.00 622 618 -0.64
2017-12-31 13F-HR ECT / ECA Marcellus Trust I 2.15 24,649 24,649 0.00 54 53 -1.85
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 47.43 230,642 4,175 -98.19 12,981 198 -98.47
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.28 4,162 230,642 5,441.61 193 12,981 6,625.91
2017-12-31 13F-HR MU / Micron Technology, Inc. Put 41.10 0 20,000 0 822
2017-12-31 13F-HR 80004CAF8 / SanDisk Corporation Bond 481 473 -1.66
2017-12-31 13F-HR SWNC / Southwestern Energy Co. 12.10 471,712 1,067,567 126.32 6,676 12,922 93.56
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.73 7,394 6,594 -10.82 815 895 9.82
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.70 0 1,325 0 413
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 311.06 3,155 4,655 47.54 1,076 1,448 34.57
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 311.33 159,667 170,267 6.64 54,465 53,010 -2.67
2017-12-31 13F-HR LVNTB / Liberty Interactive Ventures Corp Series B 54.30 20,441 20,441 0.00 1,216 1,110 -8.72
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. 3.18 0 17,000 0 54
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Call 3.20 0 10,000 0 32
2017-12-31 13F-HR CUZ / Cousins Properties, Inc. 9.24 26,080 26,080 0.00 244 241 -1.23
2017-12-31 13F-HR ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 14.54 55,422 82,046 48.04 774 1,193 54.13
2017-12-31 13F-HR P / Pandora Media, Inc. 4.81 28,553 41,953 46.93 220 202 -8.18
2017-12-31 13F-HR P / Pandora Media, Inc. Call 4.80 2,500 2,500 0.00 19 12 -36.84
2017-12-31 13F-HR P / Pandora Media, Inc. Put 4.82 316,300 316,300 0.00 2,436 1,524 -37.44
2017-12-31 13F-HR 88163VAE9 / Teva Pharmaceutical Fin Llc Bond 4,964 9,240 86.14
2017-12-31 13F-HR LCM / Advent Claymore Convertible Securities and Income Fund II 8.33 33,993 33,993 0.00 293 283 -3.41
2017-12-31 13F-HR GOGO / Gogo Inc. Put 11.30 20,000 20,000 0.00 236 226 -4.24
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 85,093 85,093 0.00 772 785 1.68
2017-12-31 13F-HR PNK / Pinnacle Entertainment, Inc. New 32.71 25,783 23,783 -7.76 549 778 41.71
2017-12-31 13F-HR CET / Central Securities Corp. 27.39 34,136 35,158 2.99 882 963 9.18
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 46.15 17,500 18,700 6.86 770 863 12.08
2017-12-31 13F-HR EXEL / Exelixis, Inc. 30.40 265,762 265,762 0.00 6,439 8,079 25.47
2017-12-31 13F-HR EXEL / Exelixis, Inc. Call 30.38 28,000 21,000 -25.00 679 638 -6.04
2017-12-31 13F-HR EXEL / Exelixis, Inc. Put 30.40 35,000 35,000 0.00 847 1,064 25.62
2017-12-31 13F-HR SNY / Sanofi 0.38 1,975,123 1,942,109 -1.67 711 739 3.94
2017-12-31 13F-HR ASB.WS / Associated Banc-Corp. Warrants exp. 2018-11-01 6.15 223,629 217,629 -2.68 1,105 1,338 21.09
2017-12-31 13F-HR BATRA / Liberty Media Corporation 22.05 72,175 74,743 3.56 1,831 1,648 -9.99
2017-12-31 13F-HR OPK / Opko Health, Inc. 4.91 31,144 31,144 0.00 214 153 -28.50
2017-12-31 13F-HR OPK / Opko Health, Inc. Put 5.00 1,000 1,000 0.00 7 5 -28.57
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.66 109,587 90,587 -17.34 4,589 3,593 -21.70
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.13 13,100 13,100 0.00 35 41 17.14
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 15.02 50,402 54,582 8.29 767 820 6.91
2017-12-31 13F-HR TSRO / TESARO, Inc. Call 82.91 26,600 30,600 15.04 3,433 2,537 -26.10
2017-12-31 13F-HR MITL / Mitel Networks Corp 8.23 16,408 16,408 0.00 138 135 -2.17
2017-12-31 13F-HR CVEO / Civeo Corporation 2.73 28,221 28,221 0.00 80 77 -3.75
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.84 59,461 62,248 4.69 1,168 1,235 5.74
2017-12-31 13F-HR GMO / General Moly, Inc. 0.34 11,837 11,837 0.00 4 4 0.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 31,020 73,020 135.40 3,178 6,679 110.16
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 91.18 1,500 1,700 13.33 154 155 0.65
2017-12-31 13F-HR TWX / Time Warner, Inc. Put 91.46 0 35,000 0 3,201
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Put 17.95 0 45,300 0 813
2017-12-31 13F-HR SNR / New Senior Investment Group Inc. 7.54 16,836 16,836 0.00 154 127 -17.53
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 1,701,360 1,752,886 3.03 112,698 122,439 8.64
2017-12-31 13F-HR YHOO / Yahoo! Inc. Put 69.85 134,600 111,000 -17.53 8,916 7,753 -13.04
2017-12-31 13F-HR 750469AA6 / Radius Health, Inc. Bond 2,515 1,422 -43.46
2017-12-31 13F-HR FLDM / Fluidigm Corp. Put 5.90 99,300 40,000 -59.72 501 236 -52.89
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Call 50.32 12,000 22,000 83.33 608 1,107 82.07
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. Put 50.38 8,000 8,000 0.00 406 403 -0.74
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. Call 86.22 0 9,000 0 776
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. Put 86.20 25,200 62,700 148.81 1,771 5,405 205.19
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.67 16,415 14,115 -14.01 92 80 -13.04
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Put 5.65 50,100 50,100 0.00 280 283 1.07
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 39.66 220,557 239,557 8.61 9,242 9,501 2.80
2017-12-31 13F-HR SPE / Special Opportunities Fund, Inc. 26.30 188,442 28,559 -84.84 2,804 751 -73.22
2017-12-31 13F-HR SPE / Special Opportunities Fund, Inc. 14.88 28,559 188,442 559.83 735 2,804 281.50
2017-12-31 13F-HR 461203AF8 / Invacare Corp. Bond 5% Due 2/15/2021 1,197 1,858 55.22
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF Put 87.20 0 10,000 0 872
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.36 196,956 170,467 -13.45 2,897 2,448 -15.50
2017-12-31 13F-HR WSO.B / Watsco, Inc. 169.71 3,671 3,671 0.00 588 623 5.95
2017-12-31 13F-HR LSXMB / Liberty Media, Sirius XM Group Series B 39.67 60,604 60,604 0.00 2,540 2,404 -5.35
2017-12-31 13F-HR NBL / Noble Energy, Inc. 29.14 105,974 87,374 -17.55 3,006 2,546 -15.30
2017-12-31 13F-HR SGF / Aberdeen Singapore Fund, Inc. 12.43 72,755 87,878 20.79 847 1,092 28.93
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 29.58 8,114 8,114 0.00 234 240 2.56
2017-12-31 13F-HR ACOR / Acorda Therapeutics, Inc. Call 21.40 20,000 20,000 0.00 472 428 -9.32
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. 1.30 15,698 43,198 175.18 89 56 -37.08
2017-12-31 13F-HR ICON / Iconix Brand Group, Inc. Put 1.29 51,000 51,000 0.00 290 66 -77.24
2017-12-31 13F-HR OAS / Oasis Petroleum Inc. 8.41 85,600 75,300 -12.03 780 633 -18.85
2017-12-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 9,199 9,824 6.79
2017-12-31 13F-HR MFGP / Micro Focus International plc 33.58 67,829 65,463 -3.49 2,163 2,198 1.62
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.55 10,000 10,071 0.71 69 66 -4.35
2017-12-31 13F-HR SAN / Banco Santander S.A. Put 6.50 10,000 10,000 0.00 69 65 -5.80
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. 8.83 11,217 11,217 0.00 119 99 -16.81
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. Put 8.75 4,800 4,800 0.00 51 42 -17.65
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 2,510,568 2,510,568 0.00 119,227 130,625 9.56
2017-12-31 13F-HR AAL / American Airlines Group Inc. Call 52.03 92,300 68,800 -25.46 4,382 3,580 -18.30
2017-12-31 13F-HR AAL / American Airlines Group Inc. Put 52.03 123,000 113,000 -8.13 5,837 5,879 0.72
2017-12-31 13F-HR 36191GAB3 / GNC Holdings, Inc. Bond 1.500% 8/1 247 159 -35.63
2017-12-31 13F-HR 759916AA7 / Repligen Corp. Bond 18,425 5,486 -70.23
2017-12-31 13F-HR TKPPY / TechnipFMC 31.38 12,462 12,462 0.00 348 391 12.36
2017-12-31 13F-HR XWIWX / Western Asset/Claymore Inflatio 11.43 13,382 13,382 0.00 151 153 1.32
2017-12-31 13F-HR GF / New Germany Fund, Inc. 19.44 40,746 40,746 0.00 757 792 4.62
2017-12-31 13F-HR 00767EAB8 / Aegerion Pharmaceuticals, Inc. 2.0% Bond due 2019-08-15 517 518 0.19
2017-12-31 13F-HR 82568PAB2 / Shutterfly, Inc. Bond 5,380 1,409 -73.81
2017-12-31 13F-HR 584688AG0 / Medicines Company Bond 43 38 -11.63
2017-12-31 13F-HR HLIT / Harmonic, Inc. 4.19 12,176 12,176 0.00 37 51 37.84
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 44.33 12,437 4,692 -62.27 560 208 -62.86
2017-12-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 45.03 6,186 12,437 101.05 328 560 70.73
2017-12-31 13F-HR 85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0 11,366 15,692 38.06
2017-12-31 13F-HR SOHU / Sohu.com, Inc. 43.35 7,401 56,051 657.34 403 2,430 502.98
2017-12-31 13F-HR CMA / Comerica, Inc. 86.83 70,601 17,401 -75.35 5,384 1,511 -71.94
2017-12-31 13F-HR SWN / Southwestern Energy Co. Call 5.63 23,100 23,100 0.00 141 130 -7.80
2017-12-31 13F-HR SWN / Southwestern Energy Co. Put 5.59 69,800 69,800 0.00 426 390 -8.45
2017-12-31 13F-HR CCI / Crown Castle International Corp. 110.00 5,000 400 -92.00 500 44 -91.20
2017-12-31 13F-HR CCI / Crown Castle International Corp. Put 111.00 5,000 5,000 0.00 500 555 11.00
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.01 22,837 22,837 0.00 294 297 1.02
2017-12-31 13F-HR NIHD / NII Holdings, Inc. 0.42 3,202,384 3,093,647 -3.40 1,473 1,312 -10.93
2017-12-31 13F-HR APF / Morgan Stanley Asia-Pacific Fund, Inc. 18.40 83,656 83,656 0.00 1,442 1,539 6.73
2017-12-31 13F-HR CIT / CIT Group, Inc. (The) 49.24 74,470 50,671 -31.96 3,653 2,495 -31.70
2017-12-31 13F-HR CIT / CIT Group, Inc. (The) Call 49.05 2,100 2,100 0.00 103 103 0.00
2017-12-31 13F-HR IVR / Invesco Mortgage Capital Inc. 17.82 76,000 56,000 -26.32 1,302 998 -23.35
2017-12-31 13F-HR ANCB / Anchor Bancorp 24.80 164,281 149,407 -9.05 4,066 3,705 -8.88
2017-12-31 13F-HR IRL / New Ireland Fund, Inc. (The) 12.53 61,397 209,274 240.85 842 2,622 211.40
2017-12-31 13F-HR KND / Kindred Healthcare, Inc. Call 9.69 89,600 38,500 -57.03 610 373 -38.85
2017-12-31 13F-HR 887399AA1 / TimkenSteel Corporation Bond 3,169 2,958 -6.66
2017-12-31 13F-HR 595112AX1 / Micron Technology, Inc. Bond 3.125% 5/0 3,451 3,569 3.42
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.54 948,333 1,355,053 42.89 5,102 8,862 73.70
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.94 0 148,449 0 4,593
2017-12-31 13F-HR VRTS / Virtus Investment Partners, Inc. 101.80 41,580 41,728 0.36 4,318 4,248 -1.62
2017-12-31 13F-HR 58733RAB8 / MercadoLibre, Inc. Bond 8,403 10,073 19.87
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.95 38,956 36,956 -5.13 168 146 -13.10
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. Put 3.96 176,600 176,600 0.00 759 699 -7.91
2017-12-31 13F-HR HGV / Hilton Grand Vacations Inc. 41.95 6,150 6,150 0.00 238 258 8.40
2017-12-31 13F-HR BELFB / Bel Fuse Inc. 21.81 59,372 55,480 -6.56 1,615 1,210 -25.08
2017-12-31 13F-HR NCT / Newcastle Investment Corp. 5.50 14,549 14,549 0.00 53 80 50.94
2017-12-31 13F-HR NAV / Navistar International Corp. Put 42.86 6,300 6,300 0.00 278 270 -2.88
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.83 14,500 14,500 0.00 1,809 1,839 1.66
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 126.88 0 12,500 0 1,586
2017-12-31 13F-HR DYN / Dynegy Inc. 78.99 77,261 135,086 74.84 5,221 10,671 104.39
2017-12-31 13F-HR INCY / Incyte Corp. 94.72 32,236 26,436 -17.99 3,763 2,504 -33.46
2017-12-31 13F-HR INCY / Incyte Corp. Call 94.62 22,500 14,500 -35.56 2,625 1,372 -47.73
2017-12-31 13F-HR INCY / Incyte Corp. Put 94.73 37,000 38,500 4.05 4,318 3,647 -15.54
2017-12-31 13F-HR AHT / Ashford Hospitality Trust Inc. 6.73 17,381 17,381 0.00 116 117 0.86
2017-12-31 13F-HR KANG / iKang Healthcare Group, Inc. 15.80 191,331 191,331 0.00 2,579 3,023 17.22
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF Put 52.67 15,000 15,000 0.00 795 790 -0.63
2017-12-31 13F-HR BAC / Bank of America Corp. 29.50 43,864 43,864 0.00 1,111 1,294 16.47
2017-12-31 13F-HR BAC / Bank of America Corp. Put 29.60 5,000 5,000 0.00 127 148 16.54
2017-12-31 13F-HR ALLY / Ally Financial Inc. 29.17 151,847 97,644 -35.70 3,684 2,848 -22.69
2017-12-31 13F-HR 881569AA5 / TESARO, Inc. Bond 3.000%10/0 83,982 48,357 -42.42
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 32.74 16,077 37,015 130.24 587 1,212 106.47
2017-12-31 13F-HR BPI / BridgePoint Education, Inc. 8.28 24,511 24,511 0.00 235 203 -13.62
2017-12-31 13F-HR 87305RAD1 / TTM Technologies, Inc. Bond 10,552 10,698 1.38
2017-12-31 13F-HR COP / ConocoPhillips 54.97 7,914 7,914 0.00 396 435 9.85
2017-12-31 13F-HR FAST / Fastenal Co. 55.00 2,900 200 -93.10 132 11 -91.67
2017-12-31 13F-HR FAST / Fastenal Co. Put 54.60 5,000 5,000 0.00 228 273 19.74
2017-12-31 13F-HR LSCC / Lattice Semiconductor Corp. 5.76 31,400 31,400 0.00 164 181 10.37
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 61.00 1,000 1,000 0.00 57 61 7.02
2017-12-31 13F-HR 63934EAQ1 / Navistar International Corp. Bond 4.50% Due 10/15/2018 6,305 13,282 110.66
2017-12-31 13F-HR S / Sprint Corporation 5.90 93,228 78,528 -15.77 725 463 -36.14
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,738.42 769 669 -13.00 1,408 1,163 -17.40
2017-12-31 13F-HR XRGTX / Royce Global Value Trust, Inc. 10.79 12,693 12,693 0.00 131 137 4.58
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Call 89.21 14,000 14,000 0.00 1,302 1,249 -4.07
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. Put 89.14 3,500 3,500 0.00 326 312 -4.29
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,310.00 220 300 36.36 289 393 35.99
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.71 7,350 7,000 -4.76 894 866 -3.13
2017-12-31 13F-HR VNO / Vornado Realty Trust 78.06 3,100 3,100 0.00 238 242 1.68
2017-12-31 13F-HR CYH / Community Health Systems, Inc. 0.01 159,104 159,104 0.00 2 1 -50.00
2017-12-31 13F-HR GLO / Clough Global Opportunities Fund 10.88 91,760 105,889 15.40 1,024 1,152 12.50
2017-12-31 13F-HR FNSR / Finisar Corporation 20.37 19,872 15,122 -23.90 441 308 -30.16
2017-12-31 13F-HR TTF / Thaifund, Inc. 10.76 49,306 92,774 88.16 480 998 107.92
2017-12-31 13F-HR SYT / Syngenta AG 92.79 11,758 11,758 0.00 1,083 1,091 0.74
2017-12-31 13F-HR WR / Westar Energy, Inc. 52.79 28,000 28,000 0.00 1,389 1,478 6.41
2017-12-31 13F-HR ZN / Zion Oil & Gas, Inc. 2.16 18,149 58,726 223.58 62 127 104.84
2017-12-31 13F-HR 595112AY9 / Micron Technology, Inc. Bond 16,656 57,794 246.99
2017-12-31 13F-HR SBNYW / Signature Bank 107.03 19,863 19,863 0.00 1,943 2,126 9.42
2017-12-31 13F-HR CEF / Central Fund of Canada Ltd. 13.40 75,029 338,962 351.77 950 4,542 378.11
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 23.38 13,817 13,817 0.00 309 323 4.53
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. 48.92 9,483 14,718 55.20 515 720 39.81
2017-12-31 13F-HR YY / YY Inc. Call 113.10 10,000 10,000 0.00 868 1,131 30.30
2017-12-31 13F-HR NOW / ServiceNow, Inc. Call 130.40 2,500 2,500 0.00 294 326 10.88
2017-12-31 13F-HR NOW / ServiceNow, Inc. Put 130.40 5,000 5,000 0.00 588 652 10.88
2017-12-31 13F-HR NEM / Newmont Mining Corp. 37.52 44,000 44,000 0.00 1,650 1,651 0.06
2017-12-31 13F-HR CELGZ / Celgene Corporation Series A Contingent Value Rights 0.98 17,278 17,278 0.00 26 17 -34.62
2017-12-31 13F-HR GYRO / Gyrodyne, LLC 20.09 43,003 43,003 0.00 936 864 -7.69
2017-12-31 13F-HR ANSS / ANSYS, Inc. 147.53 3,850 3,850 0.00 473 568 20.08
2017-12-31 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 53.11 0 41,234 0 2,190
2017-12-31 13F-HR BHF / Brighthouse Financial, Inc. 58.66 15,700 15,700 0.00 954 921 -3.46
2017-12-31 13F-HR GLQ / Clough Global Equity Fund 13.38 57,537 45,153 -21.52 762 604 -20.73
2017-12-31 13F-HR 464337AJ3 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond 1,894 3,589 89.49
2017-12-31 13F-HR 531229AE2 / Liberty Media Corporation Bond 2,023 2,085 3.06
2017-12-31 13F-HR COTY / Coty, Inc. 19.89 170,656 89,456 -47.58 2,821 1,779 -36.94
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Call 12.80 149,600 50,000 -66.58 1,840 640 -65.22
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Put 12.80 237,300 92,600 -60.98 2,919 1,185 -59.40
2017-12-31 13F-HR STI / SunTrust Banks, Inc. Put 64.59 513,100 530,000 3.29 30,668 34,233 11.62
2017-12-31 13F-HR RBS / Royal Bank of Scotland Group Plc 7.64 27,100 27,100 0.00 197 207 5.08
2017-12-31 13F-HR 00484MAA4 / Acorda Therapeutics, Inc. Bond 1.750% 6/1 3,359 6,570 95.59
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 69.88 30,071 293,307 875.38 1,990 20,495 929.90
2017-12-31 13F-HR KF / Korea Fund, Inc. (The) 41.30 16,348 16,248 -0.61 661 671 1.51
2017-12-31 13F-HR MUX / McEwen Mining Inc. 2.28 63,646 63,646 0.00 124 145 16.94
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. 2.12 4,236 4,236 0.00 11 9 -18.18
2017-12-31 13F-HR CLNE / Clean Energy Fuels Corp. Put 2.01 31,400 31,400 0.00 77 63 -18.18
2017-12-31 13F-HR 01988PAD0 / Allscripts Healthcare Solutions Inc. Bond 1,524 5,353 251.25
2017-12-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 23.38 17,069 17,069 0.00 407 399 -1.97
2017-12-31 13F-HR 58471AAB1 / Medidata Solutions, Inc. Bond 3,440 11,582 236.69
2017-12-31 13F-HR DE / Deere & Co. Put 156.45 9,300 9,300 0.00 1,168 1,455 24.57
2017-12-31 13F-HR 53220KAD0 / Ligand Pharmaceuticals Incorporated Bond 21,025 24,628 17.14
2017-12-31 13F-HR BB / Blackberry Limited Put 11.15 20,000 20,000 0.00 224 223 -0.45
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 10.80 34,452 34,452 0.00 366 372 1.64
2017-12-31 13F-HR 60855RAC4 / Molina Healthcare, Inc. Bond 1.125% 1/1 42,541 46,023 8.19
2017-12-31 13F-HR RIG / Transocean, Inc. Put 10.65 53,500 31,000 -42.06 577 330 -42.81
2017-12-31 13F-HR WGL / WGL Holdings, Inc. 85.89 6,497 6,497 0.00 547 558 2.01
2017-12-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. Put 18.00 74,300 40,000 -46.16 981 720 -26.61
2017-12-31 13F-HR IFN / India Fund, Inc. (THE) 26.12 40,920 41,421 1.22 1,096 1,082 -1.28
2017-12-31 13F-HR 45256BAE1 / Impax Laboratories, Inc. 2% Bond due 2022-06-15 4,047 2,023 -50.01
2017-12-31 13F-HR QADA / QAD, Inc. 30.49 17,120 35,360 106.54 479 1,078 125.05
2017-12-31 13F-HR OLN / Olin Corp. 35.57 4,358 4,358 0.00 149 155 4.03
2017-12-31 13F-HR OLN / Olin Corp. Put 35.68 2,700 4,400 62.96 92 157 70.65
2017-12-31 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 25.78 130,564 130,564 0.00 3,430 3,366 -1.87
2017-12-31 13F-HR LYV / Live Nation Entertainment, Inc. Put 42.57 15,200 15,200 0.00 662 647 -2.27
2017-12-31 13F-HR SWZ / Swiss Helvetia Fund, Inc. 12.75 45,012 45,012 0.00 575 574 -0.17
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.53 24,121 17,021 -29.43 4,312 3,294 -23.61
2017-12-31 13F-HR WEN / The Wendy's Company 16.45 22,102 14,102 -36.20 343 232 -32.36
2017-12-31 13F-HR BPFH / Boston Private Financial Holdings, Inc. 8.59 721,235 721,235 0.00 6,865 6,195 -9.76
2017-12-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 20.91 3,334,657 3,257,758 -2.31 53,688 68,120 26.88
2017-12-31 13F-HR MVC / MVC Capital, Inc. 10.57 54,921 49,290 -10.25 550 521 -5.27
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.04 30,221 9,218 -69.50 1,887 618 -67.25
2017-12-31 13F-HR XRVTX / Royce Value Trust, Inc. 16.19 17,663 17,663 0.00 279 286 2.51
2017-12-31 13F-HR VLO / Valero Energy Corp. Call 91.90 10,000 20,000 100.00 769 1,838 139.01
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 66.16 402,329 330,591 -17.83 30,208 21,872 -27.60
2017-12-31 13F-HR SCHL / Scholastic Corp. 40.12 12,363 12,363 0.00 460 496 7.83
2017-12-31 13F-HR QIWI / QIWI plc 17.33 140,848 120,848 -14.20 2,386 2,094 -12.24
2017-12-31 13F-HR QIWI / QIWI plc Put 17.33 27,500 7,500 -72.73 466 130 -72.10
2017-12-31 13F-HR CAT / Caterpillar, Inc. Put 157.59 8,300 8,300 0.00 1,035 1,308 26.38
2017-12-31 13F-HR WTFC / Wintrust Financial Corp. 82.38 54,384 37,984 -30.16 4,259 3,129 -26.53
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. 58.40 8,500 9,400 10.59 493 549 11.36
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Call 58.50 2,000 2,000 0.00 116 117 0.86
2017-12-31 13F-HR ICPT / Intercept Pharmaceuticals, Inc. Put 58.37 13,500 13,500 0.00 783 788 0.64
2017-12-31 13F-HR AMT.PRB / American Tower Corp NEW 125.87 14,530 5,450 -62.49 1,769 686 -61.22
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. Put 56.42 34,500 12,000 -65.22 1,264 677 -46.44
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.07 0 22,388 0 315
2017-12-31 13F-HR WPX / WPX Energy, Inc. Put 14.07 57,300 37,100 -35.25 659 522 -20.79
2017-12-31 13F-HR GE / General Electric Co. 17.45 0 280,887 0 4,901
2017-12-31 13F-HR GE / General Electric Co. Put 17.45 0 454,100 0 7,923
2017-12-31 13F-HR WB / Weibo Corporation Put 103.36 17,600 11,000 -37.50 1,741 1,137 -34.69
2017-12-31 13F-HR MIII / M III Acquisition Corp. 9.92 39,750 31,450 -20.88 390 312 -20.00
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 124.54 7,546 3,846 -49.03 812 479 -41.01
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. Put 124.47 3,500 3,800 8.57 377 473 25.46
2017-12-31 13F-HR JAKK / JAKKS Pacific, Inc. 2.37 17,689 17,689 0.00 53 42 -20.75
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.52 6,182 4,282 -30.73 381 272 -28.61
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.97 11,256 11,256 0.00 1,075 1,204 12.00
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 31.64 17,950 17,950 0.00 657 568 -13.55
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 24.42 48,845 48,845 0.00 1,151 1,193 3.65
2017-12-31 13F-HR 88339KAA0 / Theravance Biopharma, Inc. Bond 3,556 5,901 65.94
2017-12-31 13F-HR HUM / Humana, Inc. 248.12 5,800 1,600 -72.41 1,413 397 -71.90
2017-12-31 13F-HR QVCB / Liberty Interactive Corp Series B QVC 24.54 52,110 52,110 0.00 1,237 1,279 3.40
2017-12-31 13F-HR APVO / Aptevo Therapeutics Inc. 4.24 301,980 221,380 -26.69 692 939 35.69
2017-12-31 13F-HR NVTR / Nuvectra Corporation 7.74 25,037 17,836 -28.76 332 138 -58.43
2017-12-31 13F-HR AAPL / Apple, Inc. 169.22 17,600 19,300 9.66 2,713 3,266 20.38
2017-12-31 13F-HR GREK / Global X FTSE Greece 20 ETF 10.28 145,598 145,598 0.00 1,377 1,497 8.71
2017-12-31 13F-HR CSX / CSX Corp. 55.00 10,700 1,200 -88.79 581 66 -88.64
2017-12-31 13F-HR CSX / CSX Corp. Put 55.20 15,000 2,500 -83.33 814 138 -83.05
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.44 90,621 88,621 -2.21 545 482 -11.56
2017-12-31 13F-HR 34385PAA6 / Fluidigm Corp. Bond 105 119 13.33
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.90 48,981 48,981 0.00 507 534 5.33
2017-12-31 13F-HR BCS / Barclays Bank Plc Call 10.90 0 20,000 0 218
2017-12-31 13F-HR JOF / Japan Smaller Capitalization Fund, Inc. 11.81 25,402 25,402 0.00 319 300 -5.96
2017-12-31 13F-HR MON / Monsanto Co. 116.79 28,000 28,000 0.00 3,355 3,270 -2.53
2017-12-31 13F-HR MON / Monsanto Co. Put 120.00 100 100 0.00 12 12 0.00
2017-12-31 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.36 16,978 16,978 0.00 105 108 2.86
2017-12-31 13F-HR BH / Biglari Holdings Inc. 413.59 1,925 868 -54.91 642 359 -44.08
2017-12-31 13F-HR INTC / Intel Corp. Put 46.16 30,000 175,300 484.33 1,143 8,092 607.96
2017-12-31 13F-HR REG / Regency Centers Corp. 69.16 17,727 17,727 0.00 1,100 1,226 11.45
2017-12-31 13F-HR CH / Aberdeen Chile Fund, Inc. 8.93 39,750 84,543 112.69 334 755 126.05
2017-12-31 13F-HR LBTYB / Liberty Global plc (Class B) 35.68 9,194 9,194 0.00 322 328 1.86
2017-12-31 13F-HR EWU / iShares MSCI United Kingdom ETF 35.87 7,750 7,750 0.00 270 278 2.96
2017-12-31 13F-HR LAQ / Aberdeen Latin America Equity Fund, Inc. 26.72 26,856 52,066 93.87 734 1,391 89.51
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.45 20,901 20,901 0.00 336 302 -10.12
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.58 18,452 18,452 0.00 258 269 4.26
2017-12-31 13F-HR TWN / Taiwan Fund, Inc. 20.87 58,022 58,022 0.00 1,194 1,211 1.42
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. Put 5.36 44,300 43,300 -2.26 245 232 -5.31
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 76.87 104,311 100,411 -3.74 7,665 7,719 0.70
2017-12-31 13F-HR 521050AD6 / Layne Christensen Co. Bond 3,126 4,280 36.92
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 38.82 8,191 8,191 0.00 319 318 -0.31
2017-12-31 13F-HR MXE / Mexico Equity & Income Trust, Inc. (The) 10.26 34,510 34,510 0.00 400 354 -11.50
2017-12-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21.52 34,408 35,408 2.91 716 762 6.42
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 88.12 1,600 1,600 0.00 144 141 -2.08
2017-12-31 13F-HR TPH / Tri Pointe Homes, Inc. 17.92 75,926 52,226 -31.21 1,049 936 -10.77
2017-12-31 13F-HR TPH / Tri Pointe Homes, Inc. Put 17.90 0 10,000 0 179
2017-12-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 12.75 28,754 46,504 61.73 380 593 56.05
2017-12-31 13F-HR MDCO / Medicines Company Put 27.33 0 30,000 0 820
2017-12-31 13F-HR 90187BAA9 / Two Harbors Investment Corp. Fixed Income 5,552 4,448 -19.88
2017-12-31 13F-HR AGN / Allergan plc 586.57 0 3,500 0 2,053
2017-12-31 13F-HR MPO / Midstates Petroleum Company, Inc. 16.58 137,528 141,497 2.89 2,137 2,346 9.78
2017-12-31 13F-HR SPWR / SunPower Corp. 8.45 18,106 18,106 0.00 132 153 15.91
2017-12-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 6,150 2,328 -62.15
2017-12-31 13F-HR GNC / GNC Holdings, Inc. 3.71 0 17,500 0 65
2017-12-31 13F-HR GNC / GNC Holdings, Inc. Put 3.68 85,500 85,500 0.00 756 315 -58.33
2017-12-31 13F-HR 369300AL2 / General Cable Corp. Bond 1,332 28,754 2,058.71
2017-12-31 13F-HR DNI / Dividend and Income Fund 13.43 66,828 68,070 1.86 860 914 6.28
2017-12-31 13F-HR ASA / ASA Gold and Precious Metals Ltd. 11.32 82,134 86,735 5.60 976 982 0.61
2017-12-31 13F-HR SRG / Seritage Growth Properties 40.46 7,662 7,662 0.00 353 310 -12.18
2017-12-31 13F-HR NWS / News Corp 16.21 98,100 58,800 -40.06 1,301 953 -26.75
2017-12-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 17.80 40,893 40,893 0.00 736 728 -1.09
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 18.97 40,500 110,000 171.60 713 2,087 192.71
2017-12-31 13F-HR 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021 1,559 3,755 140.86
2017-12-31 13F-HR LULU / lululemon athletica inc. 78.53 6,800 6,800 0.00 423 534 26.24
2017-12-31 13F-HR VLY / Valley National Bancorp 0.10 173,295 173,075 -0.13 31 18 -41.94
2017-12-31 13F-HR RYAAY / Ryanair Holdings Plc 104.16 7,575 7,575 0.00 799 789 -1.25
2017-12-31 13F-HR XAPBX / Asia Pacific Fund, Inc. 14.41 85,671 90,550 5.70 1,189 1,305 9.76
2017-12-31 13F-HR GEF.B / Greif, Inc. 69.35 14,340 9,257 -35.45 921 642 -30.29
2017-12-31 13F-HR AWRE / Aware, Inc. 4.49 24,737 24,737 0.00 115 111 -3.48
2017-12-31 13F-HR BIO.B / Bio-Rad Laboratories, Inc. 238.23 22,310 22,310 0.00 5,021 5,315 5.86
2017-12-31 13F-HR 60855RAD2 / Molina Healthcare, Inc. DBCV 1.625% 8/1 3,758 3,083 -17.96
2017-12-31 13F-HR C / Citigroup, Inc. 74.42 14,901 14,901 0.00 1,084 1,109 2.31
2017-12-31 13F-HR Z / Zillow Group, Inc. Class C 40.74 14,017 14,017 0.00 563 571 1.42
2017-12-31 13F-HR BGR / BlackRock Energy & Resources Trust 14.17 26,409 45,580 72.59 363 646 77.96
2017-12-31 13F-HR GSIT / GSI Technology 7.93 11,222 11,222 0.00 82 89 8.54
2017-12-31 13F-HR XPFNX / PIMCO Income Strategy Fund II 10.44 25,852 25,852 0.00 277 270 -2.53
2017-12-31 13F-HR TCB / TCF Financial Corp. 3.94 236,683 232,683 -1.69 426 917 115.26
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.47 210,875 208,225 -1.26 1,898 1,972 3.90
2017-12-31 13F-HR SU / Suncor Energy Inc. 36.71 14,220 14,220 0.00 498 522 4.82
2017-12-31 13F-HR WPG / WP Glimcher Inc. 7.11 43,730 43,730 0.00 364 311 -14.56
2017-12-31 13F-HR HLF / Herbalife Ltd. Put 67.73 95,300 160,500 68.42 6,466 10,870 68.11
2017-12-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.29 27,118 14,378 -46.98 278 148 -46.76
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. Call 145.00 2,000 2,000 0.00 288 290 0.69
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 34.12 0 67,500 0 2,303
2017-12-31 13F-HR ALLE / Allegion Public Limited 79.60 7,663 7,663 0.00 663 610 -7.99
2017-12-31 13F-HR 55292PAB1 / MACOM Technology Solutions Holdings, Inc. 3.0% Due 3/1/2018 219 2,409 1,000.00
2017-12-31 13F-HR LION / Fidelity Southern Corp. 21.81 21,454 21,454 0.00 507 468 -7.69
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.50 12,100 12,100 0.00 363 369 1.65
2017-12-31 13F-HR ILF / iShares Latin America 40 ETF Put 34.17 18,900 24,000 26.98 664 820 23.49
2017-12-31 13F-HR 22943FAD2 / Ctrip.com International, Ltd. Bond 1.250%10/1 39,106 29,904 -23.53
2017-12-31 13F-HR GRFS / Grifols Sa 22.89 9,828 9,828 0.00 215 225 4.65
2017-12-31 13F-HR HZNP / Horizon Pharma plc 14.60 35,487 35,487 0.00 450 518 15.11
2017-12-31 13F-HR HZNP / Horizon Pharma plc Put 14.61 38,200 38,200 0.00 484 558 15.29
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.69 9,653 8,400 -12.98 619 619 0.00
2017-12-31 13F-HR 004397AD7 / Accuray, Inc. Bond 1,014 1,003 -1.08
2017-12-31 13F-HR JHG / Janus Henderson Group plc 38.26 6,985 5,985 -14.32 243 229 -5.76
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.16 16,075 16,075 0.00 1,532 1,369 -10.64
2017-12-31 13F-HR PFLT / PennantPark Floating Rate Capital Ltd. 13.71 95,954 95,954 0.00 1,389 1,316 -5.26
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.28 7,333 7,333 0.00 1,344 1,454 8.18
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 85.04 56,407 56,407 0.00 5,312 4,797 -9.70
2017-12-31 13F-HR FTD / FTD Companies, Inc. 7.18 15,697 15,888 1.22 205 114 -44.39
2017-12-31 13F-HR GCH / Aberdeen Greater China Fund, Inc. 12.46 63,955 67,903 6.17 750 846 12.80
2017-12-31 13F-HR CYOU / Changyou.com, Ltd. 36.44 47,791 55,496 16.12 1,893 2,022 6.81
2017-12-31 13F-HR JGH / Nuveen Global High Income Fund 16.90 35,566 35,566 0.00 618 601 -2.75
2017-12-31 13F-HR AIG / American International Group, Inc. Put 59.60 8,600 2,500 -70.93 528 149 -71.78
2017-12-31 13F-HR MSG / The Madison Square Garden Company 210.75 3,608 3,108 -13.86 773 655 -15.27
2017-12-31 13F-HR 74346YAB9 / Pros Holdings, Inc. Bond 2,539 2,624 3.35
2017-12-31 13F-HR AWI / Armstrong World Industries, Inc. 60.60 9,400 8,400 -10.64 482 509 5.60
2017-12-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 55.96 26,215 337,241 1,186.44 1,366 18,871 1,281.48
2017-12-31 13F-HR 41068XAB6 / Hannon Armstrong Sustainable Infrastructure Capital, Inc. Bond 4.125% 9/0 2,891 1,565 -45.87
2017-12-31 13F-HR 75972AAC7 / Renewable Energy Group, Inc. Bond 1,638 1,599 -2.38
2017-12-31 13F-HR CECE / CECO Environmental Corp. 5.14 28,783 28,783 0.00 244 148 -39.34
2017-12-31 13F-HR MTP / Midatech Pharma PLC 0.85 41,287 41,287 0.00 64 35 -45.31
2017-12-31 13F-HR 90184LAB8 / Twitter, Inc. Bond 0.250% 9/1 10,417 9,563 -8.20
2017-12-31 13F-HR CVI / CVR Energy, Inc. 37.21 11,797 11,797 0.00 306 439 43.46
2017-12-31 13F-HR CHN / China Fund, Inc. 21.66 30,574 24,103 -21.17 622 522 -16.08
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.57 15,737 13,737 -12.71 686 681 -0.73
2017-12-31 13F-HR TRQ / Turquoise Hill Resources Ltd. 3.43 37,601 37,601 0.00 117 129 10.26
2017-12-31 13F-HR 92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1 2,459 6,982 183.94
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.25 34,937 27,430 -21.49 2,011 1,488 -26.01
2017-12-31 13F-HR USAT / USA Technologies, Inc. 9.73 10,689 10,689 0.00 67 104 55.22
2017-12-31 13F-HR VMW / VMWare, Inc. Put 125.33 37,000 27,000 -27.03 4,040 3,384 -16.24
2017-12-31 13F-HR SINA / Sina Corp. 100.31 266,089 275,407 3.50 30,506 27,627 -9.44
2017-12-31 13F-HR IF / Aberdeen Indonesia Fund, Inc. 7.64 14,610 39,129 167.82 113 299 164.60
2017-12-31 13F-HR 42703MAB9 / Herbalife Ltd. 2.0% Bond due 2019-08-15 9,778 8,822 -9.78
2017-12-31 13F-HR 23335SAB2 / DHT Holdings, Inc. Bond 1,685 1,951 15.79
2017-12-31 13F-HR LFVN / Lifevantage Corp. 4.74 13,092 13,092 0.00 55 62 12.73
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.69 13,253 13,369 0.88 182 183 0.55
2017-12-31 13F-HR YHOO / Yahoo! Inc. Call 28,600 0 -100.00 1,896 0 -100.00
2017-12-31 13F-HR AATDF / AA LTD Call 35,300 0 -100.00 878 0 -100.00
2017-12-31 13F-HR AATDF / AA LTD Put 20,000 0 -100.00 498 0 -100.00
2017-12-31 13F-HR OCX / OncoCyte Corporation Put 16,300 0 -100.00 55 0 -100.00
2017-12-31 13F-HR NOV / National Oilwell Varco, Inc. Call 16,800 0 -100.00 600 0 -100.00
2017-12-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 4,500 0 -100.00 83 0 -100.00
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company Put 3,500 0 -100.00 128 0 -100.00
2017-12-31 13F-HR BBL / BHP Billiton Plc 8,100 0 -100.00 287 0 -100.00
2017-12-31 13F-HR FIG / Fortress Investment Group LLC 408,004 0 -100.00 3,251 0 -100.00
2017-12-31 13F-HR FIG / Fortress Investment Group LLC Put 135,400 0 -100.00 1,079 0 -100.00
2017-12-31 13F-HR HOMB / Home BancShares, Inc. Call 45,850 0 -100.00 1,156 0 -100.00
2017-12-31 13F-HR HOMB / Home BancShares, Inc. Put 17,500 0 -100.00 441 0 -100.00
2017-12-31 13F-HR HOMB / Home BancShares, Inc. 14,958 0 -100.00 377 0 -100.00
2017-12-31 13F-HR IPXL / Impax Laboratories, Inc. Put 30,000 0 -100.00 609 0 -100.00
2017-12-31 13F-HR LSCC / Lattice Semiconductor Corp. Call 11,500 0 -100.00 60 0 -100.00
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. Put 22,000 0 -100.00 363 0 -100.00
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 1,100 0 -100.00 137 0 -100.00
2017-12-31 13F-HR CASH / Meta Financial Group, Inc. 4,309 0 -100.00 338 0 -100.00
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 30,000 0 -100.00 1,180 0 -100.00
2017-12-31 13F-HR NDRM / NeuroDerm Ltd. 20,496 0 -100.00 797 0 -100.00
2017-12-31 13F-HR PCBK / Pacific Continental Corp. 91,947 0 -100.00 2,478 0 -100.00
2017-12-31 13F-HR PRXL / PAREXEL International Corp. 12,652 0 -100.00 1,115 0 -100.00
2017-12-31 13F-HR QIWI / QIWI plc Call 5,400 0 -100.00 91 0 -100.00
2017-12-31 13F-HR WB / Weibo Corporation 570 0 -100.00 56 0 -100.00
2017-12-31 13F-HR WINTRUST FINL CORP / *W EXP 12/19/201 (97650W157) 19,000 0 -100.00 1,054 0
2017-12-31 13F-HR PFPT / Proofpoint, Inc. Call 5,000 0 -100.00 436 0 -100.00
2017-12-31 13F-HR FOR / Forestar Group Inc 195,888 0 -100.00 3,105 0 -100.00
2017-12-31 13F-HR FOR / Forestar Group Inc Call 18,300 0 -100.00 290 0 -100.00
2017-12-31 13F-HR FOR / Forestar Group Inc Put 23,000 0 -100.00 365 0 -100.00
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 14,100 0 -100.00 151 0 -100.00
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. Put 20,000 0 -100.00 214 0 -100.00
2017-12-31 13F-HR INTC / Intel Corp. 3,200 0 -100.00 122 0 -100.00
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 320,893 0 -100.00 7,191 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 11,050 0 -100.00 320 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 32,062 0 -100.00 1,566 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Call 18,800 0 -100.00 918 0 -100.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. Put 35,000 0 -100.00 1,710 0 -100.00
2017-12-31 13F-HR CMCSA / Comcast Corp. 10,900 0 -100.00 419 0 -100.00
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. 100 0 -100.00 8 0 -100.00
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. 22,000 0 -100.00 363 0 -100.00
2017-12-31 13F-HR MAR / Marriott International, Inc. Put 3,500 0 -100.00 386 0 -100.00
2017-12-31 13F-HR GM / General Motors Company Call 5,500 0 -100.00 222 0 -100.00
2017-12-31 13F-HR SWN / Southwestern Energy Co. 11,862 0 -100.00 72 0 -100.00
2017-12-31 13F-HR COTY / Coty, Inc. Put 45,000 0 -100.00 744 0 -100.00
2017-12-31 13F-HR TKF / Turkish Investment Fund, Inc. 150,481 0 -100.00 1,411 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 223,895 0 -100.00 4,814 0 -100.00
2017-12-31 13F-HR EOG / EOG Resources, Inc. 4,300 0 -100.00 416 0 -100.00
2017-12-31 13F-HR EOG / EOG Resources, Inc. Put 40,000 0 -100.00 3,870 0 -100.00
2017-12-31 13F-HR IRDM / Iridium Communications Inc 743 0 -100.00 270 0 -100.00
2017-12-31 13F-HR CACQ / Caesars Acquisition Co. 6,797 0 -100.00 146 0 -100.00
2017-12-31 13F-HR CACQ / Caesars Acquisition Co. Call 7,900 0 -100.00 170 0 -100.00
2017-12-31 13F-HR CACQ / Caesars Acquisition Co. Put 21,700 0 -100.00 466 0 -100.00
2017-12-31 13F-HR CFG / Citizens Financial Group, Inc. 7,000 0 -100.00 265 0 -100.00
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 5,337 0 -100.00 195 0 -100.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. 503 0 -100.00 59 0 -100.00
2017-12-31 13F-HR FLDM / Fluidigm Corp. Call 30,000 0 -100.00 151 0 -100.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 11,937 0 -100.00 605 0 -100.00
2017-12-31 13F-HR FMI / Foundation Medicine, Inc. 10,486 0 -100.00 422 0 -100.00
2017-12-31 13F-HR AMBC / Ambac Financial Group, Inc. 10,000 0 -100.00 173 0 -100.00
2017-12-31 13F-HR NTL / Nortel Inversora S.A. ADR 268,131 0 -100.00 10,458 0 -100.00
2017-12-31 13F-HR DE / Deere & Co. 765 0 -100.00 96 0 -100.00
2017-12-31 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 193,197 0 -100.00 7,546 0 -100.00
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 6,313 0 -100.00 618 0 -100.00
2017-12-31 13F-HR XUSAX / Liberty All Star Equity Fund 27,353 0 -100.00 165 0 -100.00
2017-12-31 13F-HR GPRE / Green Plains Inc. 3,600 0 -100.00 73 0 -100.00
2017-12-31 13F-HR DYN-A / Dynegy, Inc., 5.375% Series A Mandatory Convertible Cumulative Preferred Stock 1,090 0 -100.00 36 0 -100.00
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 2,000 0 -100.00 138 0 -100.00
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 2,600 0 -100.00 384 0 -100.00
2017-12-31 13F-HR RES / RPC, Inc. 27,232 0 -100.00 675 0 -100.00
2017-12-31 13F-HR HFC / HollyFrontier Corp. Call 30,000 0 -100.00 1,079 0 -100.00
2017-12-31 13F-HR HFC / HollyFrontier Corp. Put 14,200 0 -100.00 510 0 -100.00
2017-12-31 13F-HR STL / Sterling Bancorp 13,457 0 -100.00 332 0 -100.00
2017-12-31 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 312,542 0 -100.00 1,753 0 -100.00
2017-12-31 13F-HR DCA / Virtus Total Return Fund 20,450 0 -100.00 267 0 -100.00
2017-12-31 13F-HR SYT / Syngenta AG Call 146,900 0 -100.00 13,524 0 -100.00
2017-12-31 13F-HR SYT / Syngenta AG Put 196,900 0 -100.00 18,126 0 -100.00
2017-12-31 13F-HR MU / Micron Technology, Inc. 4,000 0 -100.00 157 0 -100.00
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 7,820 0 -100.00 207 0 -100.00
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. Put 7,800 0 -100.00 207 0 -100.00
2017-12-31 13F-HR FPP / FieldPoint Petroleum Corp. 102,694 0 -100.00 33 0 -100.00
2017-12-31 13F-HR KOS / Kosmos Energy Ltd. 20,500 0 -100.00 163 0 -100.00
2017-12-31 13F-HR KOS / Kosmos Energy Ltd. Call 27,400 0 -100.00 218 0 -100.00
2017-12-31 13F-HR OCX / OncoCyte Corporation 26,115 0 -100.00 89 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. Put 83,700 0 -100.00 4,267 0 -100.00
2017-12-31 13F-HR ACCO / Acco Brands Corp. 11,100 0 -100.00 132 0 -100.00
2017-12-31 13F-HR MTDR / Matador Resources Co. 17,490 0 -100.00 475 0 -100.00
2017-12-31 13F-HR MTDR / Matador Resources Co. Call 18,800 0 -100.00 511 0 -100.00
2017-12-31 13F-HR NCR / NCR Corp. 5,465 0 -100.00 205 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 20,378 0 -100.00 111 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. Put 57,800 0 -100.00 316 0 -100.00
2017-12-31 13F-HR PBF / PBF Energy, Inc. Call 27,000 0 -100.00 745 0 -100.00
2017-12-31 13F-HR PBF / PBF Energy, Inc. Put 6,700 0 -100.00 185 0 -100.00
2017-12-31 13F-HR VLO / Valero Energy Corp. 15,679 0 -100.00 1,206 0 -100.00
2017-12-31 13F-HR VLO / Valero Energy Corp. Put 39,500 0 -100.00 3,039 0 -100.00
2017-12-31 13F-HR FPP.WS / FieldPoint Petroleum Corp. Warrants 5,465 0 -100.00 0 0
2017-12-31 13F-HR RTK / Rentech, Inc. 49,933 0 -100.00 23 0 -100.00
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 53,772 0 -100.00 1,239 0 -100.00
2017-12-31 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 23,524 0 -100.00 1,254 0 -100.00
2017-12-31 13F-HR RSPP / RSP Permian, Inc. 36,300 0 -100.00 1,256 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 11,400 0 -100.00 581 0 -100.00
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 156 0 -100.00 22 0 -100.00
2017-12-31 13F-HR HUM / Humana, Inc. Put 3,000 0 -100.00 731 0 -100.00
2017-12-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. Put 25,000 0 -100.00 460 0 -100.00
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 334 0 -100.00 13 0 -100.00
2017-12-31 13F-HR GNCMB / General Communication, Inc. 10,928 0 -100.00 446 0 -100.00
2017-12-31 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 26,295 0 -100.00 138 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 43,364 0 -100.00 407 0 -100.00
2017-12-31 13F-HR WAFD / Washington Federal, Inc. 216,281 0 -100.00 3,651 0 -100.00
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 10,000 0 -100.00 341 0 -100.00
2017-12-31 13F-HR EGN / Energen Corp. 9,700 0 -100.00 530 0 -100.00
2017-12-31 13F-HR RENX / RELX N.V. 16,072 0 -100.00 343 0 -100.00
2017-12-31 13F-HR CI / Cigna Corp. Call 400 0 -100.00 75 0 -100.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. Call 4,400 0 -100.00 283 0 -100.00
2017-12-31 13F-HR OII / Oceaneering International, Inc. 20,300 0 -100.00 533 0 -100.00
2017-12-31 13F-HR BRCD / Brocade Communications Systems, Inc. Put 9,200 0 -100.00 110 0 -100.00
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12,300 0 -100.00 146 0 -100.00
2017-12-31 13F-HR MKSI / MKS Instruments, Inc. 6,000 0 -100.00 567 0 -100.00
2017-12-31 13F-HR LILAK / Liberty Global plc LiLAC Class C 2,154 0 -100.00 49 0 -100.00