Current Holdings (from 13F, 13D)

InvestorCrow Point Partners, LLC
Portfolio Value$ 635,163,000
Current Positions257
Opened Positions5
Closed Positions54

Crow Point Partners, LLC has disclosed 257 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 635,163,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Crow Point Partners, LLC's top holdings are Shenandoah Telecommunications Co. (NASDAQ:SHEN) , Visa, Inc. (NYSE:V) , Sempra Energy (NYSE:SRE) , Eversource Energy (NYSE:ES) , and PNM Resources, Inc. (NYSE:PNM) . Crow Point Partners, LLC's new positions include Monmouth Real Estate Investment Corp., 6.125% Series C Preferred (NYSE:MNR.PRC) , iShares 1-3 Year Credit Bond ETF (NASDAQ:CSJ) , iShares MSCI USA Value Factor ETF (BATS:VLUE) , Royce Value Trust, Inc. (XRVTX) , and Eaton Vance Limited Duration Income Fund (AMEX:EVV) .


All Crow Point Partners, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on January 10, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑12‑31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.56 12,605 1,318
2017‑12‑31 13F-HR WF UTILITY & TELECOM-A / EQUITY (94985D483) 21.18 17,089 362
2017‑12‑31 13F-HR GXP / Great Plains Energy, Inc. 32.25 310,000 310,000 0.00 9,418 9,998 6.16
2017‑12‑31 13F-HR MDLZ / Mondelez International, Inc. 42.97 4,096 4,096 0.00 166 176 6.02
2017‑12‑31 13F-HR PCG / PG&E Corp. 44.81 125,000 200,000 60.00 8,506 8,962 5.36
2017‑12‑31 13F-HR GST-B / Gastar Exploration Inc. 10.75% Series B Preferred 19.89 56,900 56,900 0.00 1,033 1,132 9.58
2017‑12‑31 13F-HR 17313KAJ0 / Citigroup Commercial Mortgage Trust 2008-c7 Ama 6.227363 10-dec-2049 Bond 0 0
2017‑12‑31 13F-HR FB / Facebook, Inc. 177.76 3,585 3,184 -11.19 605 566 -6.45
2017‑12‑31 13F-HR 25513TAA1 / Dash Ii A1l 1.73556 15-sep-2035 Bond 0 0
2017‑12‑31 13F-HR SBNB / Scorpio Tankers Inc. 24.43 40,000 40,000 0.00 980 977 -0.31
2017‑12‑31 13F-HR MIME / Mimecast Limited 29.28 8,287 7,787 -6.03 235 228 -2.98
2017‑12‑31 13F-HR AWK / American Water Works Co., Inc. 91.62 208,333 200,000 -4.00 16,898 18,324 8.44
2017‑12‑31 13F-HR SCHB / Schwab U.S. Broad Market ETF 64.78 11,652 18,863 61.89 707 1,222 72.84
2017‑12‑31 13F-HR CNP / CenterPoint Energy, Inc. 28.36 300,000 300,000 0.00 8,745 8,508 -2.71
2017‑12‑31 13F-HR 68389FGJ7 / Option One Mortgage Loan Trust 2005-1 A4 2.01611 25-feb-2035 Bond 17 0 -100.00
2017‑12‑31 13F-HR FISV / Fiserv, Inc. 132.20 2,186 2,186 0.00 280 289 3.21
2017‑12‑31 13F-HR ADI / Analog Devices, Inc. 87.98 1,630 341 -79.08 140 30 -78.57
2017‑12‑31 13F-HR 76110WWG7 / Rasc Series 2004-ks2 Trust Ai6 4.3 25-mar-2034 Bond 5 0 -100.00
2017‑12‑31 13F-HR ADP / Automatic Data Processing, Inc. 117.05 1,666 1,666 0.00 182 195 7.14
2017‑12‑31 13F-HR IDA / IDACORP, Inc. 91.60 25,000 25,000 0.00 2,214 2,290 3.43
2017‑12‑31 13F-HR 65535VKD9 / Nomura Asset Acceptance Corporation Alternative Loan Trust Series 2005-ar2 2a2 3.588021 25-may-2035 Bond 3 0 -100.00
2017‑12‑31 13F-HR AMG / Affiliated Managers Group, Inc. 205.70 1,013 491 -51.53 192 101 -47.40
2017‑12‑31 13F-HR BRO / Brown & Brown, Inc. 52.00 8,885 1,250 -85.93 429 65 -84.85
2017‑12‑31 13F-HR MA / MasterCard Incorporated 151.77 80,709 96,009 18.96 11,315 14,571 28.78
2017‑12‑31 13F-HR AON / Aon Plc 134.75 464 564 21.55 68 76 11.76
2017‑12‑31 13F-HR ETR / Entergy Corp. 81.16 1,000 101,000 10,000.00 76 8,197 10,685.53
2017‑12‑31 13F-HR CLDT / Chatham Lodging Trust 23.11 300,000 200,000 -33.33 6,396 4,622 -27.74
2017‑12‑31 13F-HR 92922FHP6 / Washington Mutual Mortgage Pass-through Certificates Series 2003-s12 2a 4.75 25-nov-2018 Bond 5 0 -100.00
2017‑12‑31 13F-HR NVDA / NVIDIA Corp. 195.00 3,436 200 -94.18 604 39 -93.54
2017‑12‑31 13F-HR GRH / GreenHunter Resources, Inc. 0.06 61,786 61,786 0.00 4 4 0.00
2017‑12‑31 13F-HR BTI / British American Tobacco p.l.c. 0.00 1 1 0.00 0 0
2017‑12‑31 13F-HR MKTX / MarketAxess Holdings, Inc. 204.55 1,622 176 -89.15 297 36 -87.88
2017‑12‑31 13F-HR ALBMP / Alabama Power Co. 25.76 140,000 140,000 0.00 3,599 3,607 0.22
2017‑12‑31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 135.75 2,895 2,895 0.00 395 393 -0.51
2017‑12‑31 13F-HR BDX / Becton Dickinson & Co. 214.62 1,048 643 -38.65 203 138 -32.02
2017‑12‑31 13F-HR CRED / iShares US Credit Bond ETF Trdng 111.89 3,566 3,566 0.00 400 399 -0.25
2017‑12‑31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 116.79 274 274 0.00 28 32 14.29
2017‑12‑31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.69 8,929 8,929 0.00 385 408 5.97
2017‑12‑31 13F-HR AEP / American Electric Power Company, Inc. 73.65 295,000 275,000 -6.78 20,798 20,254 -2.62
2017‑12‑31 13F-HR HUBS / HubSpot, Inc. 89.12 578 5,947 928.89 47 530 1,027.66
2017‑12‑31 13F-HR NEWT / Newtek Business Services Corp. 18.50 30,000 30,000 0.00 531 555 4.52
2017‑12‑31 13F-HR GPJ / Georgia Power Co. 25.30 50,000 50,000 0.00 1,256 1,265 0.72
2017‑12‑31 13F-HR ACM / AECOM 37.37 2,754 2,863 3.96 102 107 4.90
2017‑12‑31 13F-HR Safeway Inc. / EQUITY (786CVR209) 0.00 750,000 0
2017‑12‑31 13F-HR Safeway Inc. / EQUITY (786CVR308) 0.00 750,000 0
2017‑12‑31 13F-HR 863576FJ8 / Structured Asset Securities Corporation Mortgage Loan Trust 2006-wf1 M2 1.33056 25-feb-2036 Bond 373 0 -100.00
2017‑12‑31 13F-HR 86359XAD5 / Sasc 2006-am1 A4 Mtge Bond 176 0 -100.00
2017‑12‑31 13F-HR CROW POINT ALTERNATIVE INC-Y / EQUITY (885572552) 8.47 564,287 4,780
2017‑12‑31 13F-HR ABMD / ABIOMED, Inc. 190.17 631 120
2017‑12‑31 13F-HR ACA Master Select Fund LP / EQUITY (ACAMASTER) 50.53 79,721 4,028
2017‑12‑31 13F-HR GREENHUNTER WATER WARRANTS / EQUITY (395990708) 0.00 96,112 0
2017‑12‑31 13F-HR ACWI / iShares MSCI ACWI ETF 72.15 12,433 897
2017‑12‑31 13F-HR AKS / AK Steel Holding Corp. 5.75 19,125 110
2017‑12‑31 13F-HR AHP / Ashford Hospitality Prime, Inc. 20.49 47,100 47,100 0.00 951 965 1.47
2017‑12‑31 13F-HR CAR / Avis Budget Group, Inc. 44.72 2,802 7,200 156.96 107 322 200.93
2017‑12‑31 13F-HR BCLI / BrainStorm Cell Therapeutics Inc. 3.13 5,117 16
2017‑12‑31 13F-HR BX / Blackstone Group L.P. (The) 32.86 7,000 700 -90.00 233 23 -90.13
2017‑12‑31 13F-HR BGC / General Cable Corp. 29.52 2,100 62
2017‑12‑31 13F-HR SPDR BBG BARC 1-3 MONTH TBIL / EQUITY (78468R663) 91.44 13,856 1,267
2017‑12‑31 13F-HR BLD / TopBuild Corp. 75.38 597 45
2017‑12‑31 13F-HR BLUE / bluebird bio, Inc. 179.82 456 82
2017‑12‑31 13F-HR BOX / Box, Inc. 21.24 3,201 68
2017‑12‑31 13F-HR CARB / Carbonite, Inc. 25.37 2,247 57
2017‑12‑31 13F-HR CONDOR HOSPITALITY TRUST INC / EQUITY (20676Y403) 10.15 475,000 4,821
2017‑12‑31 13F-HR CERN / Cerner Corp. 68.59 729 50
2017‑12‑31 13F-HR CROW POINT DEF RISK GL EQ-I / EQUITY (885572560) 8.99 134,361 1,208
2017‑12‑31 13F-HR CHD / Church & Dwight Co., Inc. 50.00 500 25
2017‑12‑31 13F-HR CCI / Crown Castle International Corp. 110.00 1,500 1,500 0.00 151 165 9.27
2017‑12‑31 13F-HR Colony NorthStar Inc. 7.125 Cum Red Perp Registered Pfd Shs Series H / EQUITY (19625W880) 25.46 53,647 1,366
2017‑12‑31 13F-HR Connecticut Light & Power Co 5.28 Cum.Red.Pfd Shs Series 1967 / EQUITY (207597782) 51.92 12,000 623
2017‑12‑31 13F-HR CORT / Corcept Therapeutics, Inc. 18.14 2,921 53
2017‑12‑31 13F-HR CPRT / Copart, Inc. 44.33 5,784 406 -92.98 198 18 -90.91
2017‑12‑31 13F-HR CHT / Chunghwa Telecom Co. Ltd. 35.39 326,013 150,000 -53.99 11,032 5,308 -51.89
2017‑12‑31 13F-HR CMCSA / Comcast Corp. 40.29 450,200 450,200 0.00 17,027 18,139 6.53
2017‑12‑31 13F-HR DATA / Tableau Software, Inc. 70.08 1,956 956 -51.12 146 67 -54.11
2017‑12‑31 13F-HR CUDA / Barracuda Networks, Inc. 28.00 17,548 500 -97.15 422 14 -96.68
2017‑12‑31 13F-HR Capital Southwest Corp. Senior 5.95 Notes / EQUITY (140501206) 25.00 4,000 100
2017‑12‑31 13F-HR CTSO / Cytosorbents Corp 6.55 9,014 59
2017‑12‑31 13F-HR DNO / United States Short Oil Fund 57.06 5,152 16,300 216.38 341 930 172.73
2017‑12‑31 13F-HR DOC / Physicians Realty Trust 18.02 175,000 150,000 -14.29 3,113 2,703 -13.17
2017‑12‑31 13F-HR C / Citigroup, Inc. 75.10 12,858 8,229 -36.00 934 618 -33.83
2017‑12‑31 13F-HR DDR Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs A / EQUITY (23317H870) 25.54 6,500 166
2017‑12‑31 13F-HR DLTH / Duluth Holdings Inc. 17.75 2,310 41
2017‑12‑31 13F-HR DTE / DTE Energy Co. 25.59 0 200,000 0 5,118
2017‑12‑31 13F-HR EIX / Edison International 63.94 485,000 485,000 0.00 37,621 31,011 -17.57
2017‑12‑31 13F-HR D / Dominion Resources, Inc. 81.07 260,300 260,300 0.00 20,051 21,103 5.25
2017‑12‑31 13F-HR EEFT / Euronet Worldwide, Inc. 84.04 1,479 1,999 35.16 139 168 20.86
2017‑12‑31 13F-HR DTE Energy Co 5.25 Debentures 2017-01.12.77 Global / EQUITY (233331859) 25.26 150,000 3,789
2017‑12‑31 13F-HR DY / Dycom Industries, Inc. 114.46 664 76
2017‑12‑31 13F-HR Eagle Point Credit Company Inc 7.75 Pfd Registered Shs 2016-30.10.26 Series B / EQUITY (269809307) 26.20 5,000 131
2017‑12‑31 13F-HR ELF / e.l.f. Beauty, Inc. 22.66 1,898 43
2017‑12‑31 13F-HR EMF / Templeton Emerging Markets Fund 16.24 18,100 294
2017‑12‑31 13F-HR DSXN / Diana Shipping inc. 25.32 125,928 118,941 -5.55 3,192 3,012 -5.64
2017‑12‑31 13F-HR EPR Properties 5.75 Series G Cum Redeem Pref / EQUITY (26884U505) 25.00 5,000 125
2017‑12‑31 13F-HR EQBK / Equity Bancshares, Inc. 35.00 1,200 42
2017‑12‑31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.58 78,545 1,067
2017‑12‑31 13F-HR EXAS / EXACT Sciences Corp. 54.63 2,654 145
2017‑12‑31 13F-HR FIVE / Five Below, Inc. 68.35 673 46
2017‑12‑31 13F-HR First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series H / EQUITY (33616C811) 25.20 5,000 126
2017‑12‑31 13F-HR GE CAPITAL MTG SERVICES INC. / BOND (36157RD85) 0
2017‑12‑31 13F-HR GMED / Globus Medical, Inc. 41.67 1,320 55
2017‑12‑31 13F-HR HACK / PureFunds ISE Cyber Security ETF 31.82 5,846 5,846 0.00 175 186 6.29
2017‑12‑31 13F-HR IBP / Installed Building Products, Inc. 75.96 1,685 128
2017‑12‑31 13F-HR IDTI / Integrated Device Technology, Inc. 30.06 1,763 53
2017‑12‑31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.30 7,296 564
2017‑12‑31 13F-HR IMAX / Imax Corp. 23.21 4,438 103
2017‑12‑31 13F-HR IMDZ / Immune Design Corp. 4.13 5,574 23
2017‑12‑31 13F-HR ITCI / Intra-Cellular Therapies Inc. 15.19 1,448 22
2017‑12‑31 13F-HR Just Energy Group PFD A / EQUITY (48213W200) 25.18 315,000 7,933
2017‑12‑31 13F-HR KBWB / PowerShares KBW Bank Portfolio 55.51 8,972 498
2017‑12‑31 13F-HR KIMCO Realty Corp. 5.25 Class M Cum Red Pref / EQUITY (49446R711) 25.00 10,000 250
2017‑12‑31 13F-HR LITE / Lumentum Holdings Inc. 48.94 1,941 95
2017‑12‑31 13F-HR LNT / Alliant Energy Corp. 42.66 588,000 588,000 0.00 24,520 25,084 2.30
2017‑12‑31 13F-HR LOGM / LogMein, Inc. 115.29 399 46
2017‑12‑31 13F-HR LPCN / Lipocine Inc. 3.59 6,412 23
2017‑12‑31 13F-HR Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series D / EQUITY (G5753U146) 25.20 5,000 126
2017‑12‑31 13F-HR MGM / MGM Resorts International 33.54 2,296 77
2017‑12‑31 13F-HR MMT / MFS Multimarket Income Trust 6.05 169,216 1,024
2017‑12‑31 13F-HR MNR.PRC / Monmouth Real Estate Investment Corp., 6.125% Series C Preferred 17.50 116,024 2,030
2017‑12‑31 13F-HR MOBL / MobileIron, Inc. 3.92 9,705 38
2017‑12‑31 13F-HR M & T BANK CORP 5 Series A / EQUITY (55261F609) 1,030.33 1,022 1,053
2017‑12‑31 13F-HR MTDR / Matador Resources Co. 31.56 1,838 58
2017‑12‑31 13F-HR MTCN / ArcelorMittal 32.72 11,889 389
2017‑12‑31 13F-HR MULE / Mulesoft, Inc. 23.31 2,488 58
2017‑12‑31 13F-HR NBIX / Neurocrine Biosciences, Inc. 75.60 1,918 145
2017‑12‑31 13F-HR NEWR / New Relic, Inc. 57.19 1,976 113
2017‑12‑31 13F-HR NEE / NextEra Energy, Inc. 156.35 200,000 200,000 0.00 29,398 31,270 6.37
2017‑12‑31 13F-HR NKTR / Nektar Therapeutics 61.22 539 33
2017‑12‑31 13F-HR Navios Maritime Holdings Inc 8 5/8 Cum Red Perp Pfd Shs Sponsored American Deposit Receipt Repr 1/100th 8 5/8 CRPP-H / EQUITY (63938Y308) 16.00 59,000 944
2017‑12‑31 13F-HR NuStar Energy LP Cum Red Perp Pfd Units Series A / EQUITY (67058H201) 24.00 35,000 840
2017‑12‑31 13F-HR NSTAR Electric Company 4.78 Pfd Shs / EQUITY (67021C305) 102.94 8,830 909
2017‑12‑31 13F-HR NTNX / Nutanix, Inc. 35.91 1,448 52
2017‑12‑31 13F-HR NVCR / NovoCure Limited 20.50 5,855 120
2017‑12‑31 13F-HR NVGS / Navigator Holdings Ltd. 9.91 3,935 39
2017‑12‑31 13F-HR NVRO / Nevro Corp. 71.58 475 34
2017‑12‑31 13F-HR OCLR / Oclaro, Inc 6.84 6,138 42
2017‑12‑31 13F-HR OXY / Occidental Petroleum Corp. 73.50 1,102 81
2017‑12‑31 13F-HR Pennsylvania Real Estate Investment Trust 6.875 Cum Red Perp Registered Pfd Shs Series D / EQUITY (709102701) 25.00 5,000 125
2017‑12‑31 13F-HR PERMA-PIPE INTERNATIONAL HOL / EQUITY (714167103) 8.90 183,117 1,630
2017‑12‑31 13F-HR PWR / Quanta Services, Inc. 39.39 1,371 54
2017‑12‑31 13F-HR QRVO / Qorvo, Inc. 67.14 700 47
2017‑12‑31 13F-HR QUOT / Quotient Technology Inc. 11.70 3,248 38
2017‑12‑31 13F-HR RNG / RingCentral, Inc. 48.58 2,388 116
2017‑12‑31 13F-HR RPD / Rapid7, Inc. 19.01 6,261 119
2017‑12‑31 13F-HR XRVTX / Royce Value Trust, Inc. 16.09 68,564 1,103
2017‑12‑31 13F-HR Saratoga Investment Corp 6.75 Notes 2016-30.12.23 / EQUITY (80349A406) 26.29 187,011 4,917
2017‑12‑31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.87 6,133 6,133 0.00 300 312 4.00
2017‑12‑31 13F-HR Safe Bulkers Inc 8 Cum Red Perp Pfd Shs Series D / EQUITY (Y7388L137) 23.02 50,000 1,151
2017‑12‑31 13F-HR SCCO / Southern Copper Corp. 47.62 8,211 391
2017‑12‑31 13F-HR SCE Trust VI 5 Cum Red Pfd Secs Series L / EQUITY (78410V200) 25.00 107,972 2,699
2017‑12‑31 13F-HR SELB / Selecta Biosciences, Inc. 10.44 1,915 20
2017‑12‑31 13F-HR Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Sr / EQUITY (Y7546A114) 25.17 105,000 2,643
2017‑12‑31 13F-HR Southern Company 5.25 Notes 2017-01.12.77 Global Series 2017B / EQUITY (842587404) 25.02 111,000 2,777
2017‑12‑31 13F-HR SPY / SPDR S&P 500 ETF Trust 267.86 3,625 971
2017‑12‑31 13F-HR Spirit Realty 6 Series A Cum Red Pref / EQUITY (84860W201) 25.00 10,000 250
2017‑12‑31 13F-HR Seritage Growth Properties 7.00 Series A Cum Red Pref / EQUITY (81752R308) 25.00 5,000 125
2017‑12‑31 13F-HR Seaspan Corp 7.125 Notes 2017-30.10.27 Global / EQUITY (81254U403) 24.25 200,000 4,850
2017‑12‑31 13F-HR STL / Sterling Bancorp 25.15 1,710 43
2017‑12‑31 13F-HR AT&T Inc 5.35 Notes 2017-01.11.66 Global / EQUITY (00206R300) 26.30 100,000 2,630
2017‑12‑31 13F-HR TCF Financial Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series C / EQUITY (872275300) 25.60 10,000 256
2017‑12‑31 13F-HR Carlyle Group LP 5.875 Non Cum Red Perp Pfd Units Series A / EQUITY (14309L201) 25.20 2,500 63
2017‑12‑31 13F-HR TDOC / Teladoc, Inc. 35.15 1,337 47
2017‑12‑31 13F-HR TILE / Interface, Inc. 24.79 1,977 49
2017‑12‑31 13F-HR TMST / TimkenSteel Corporation 14.83 4,654 69
2017‑12‑31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 72.00 9,000 648
2017‑12‑31 13F-HR TTD / Trade Desk, Inc. 46.52 4,600 214
2017‑12‑31 13F-HR SRE / Sempra Energy 107.08 219,900 305,000 38.70 25,196 32,659 29.62
2017‑12‑31 13F-HR SWKS / Skyworks Solutions, Inc. 96.59 0 3,924 0 379
2017‑12‑31 13F-HR SRPT / Sarepta Therapeutics, Inc. 56.84 952 1,302 36.76 45 74 64.44
2017‑12‑31 13F-HR VZ / Verizon Communications, Inc. 53.43 141,291 41,291 -70.78 6,981 2,206 -68.40
2017‑12‑31 13F-HR TWLO / Twilio Inc. 24.13 1,658 40
2017‑12‑31 13F-HR VOO / Vanguard S&P 500 ETF 245.76 1,180 1,180 0.00 271 290 7.01
2017‑12‑31 13F-HR Union Electric Co USD 4.56 Cum.Red.Pfd Shs / EQUITY (906548607) 102.00 10,000 1,020
2017‑12‑31 13F-HR USG / USG Corp. 38.80 2,191 85
2017‑12‑31 13F-HR VEMO / EQUITY (PP0000396) 0.13 2,250,000 300
2017‑12‑31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 84.10 13,650 1,148
2017‑12‑31 13F-HR TTWO / Take-Two Interactive Software, Inc. 109.02 798 798 0.00 81 87 7.41
2017‑12‑31 13F-HR VRNT / Verint Systems, Inc. 41.84 5,091 5,091 0.00 215 213 -0.93
2017‑12‑31 13F-HR IPATH S&P 500 VIX ST FU ETN / EQUITY (06746L422) 27.50 12,000 330
2017‑12‑31 13F-HR XLE / SPDR Energy Select Sector ETF 72.46 7,423 12,835 72.91 508 930 83.07
2017‑12‑31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 37.62 8,529 5,529 -35.17 292 208 -28.77
2017‑12‑31 13F-HR WDR / Waddell & Reed Financial, Inc. 22.48 15,473 6,273 -59.46 308 141 -54.22
2017‑12‑31 13F-HR WHLRD / Wheeler Real Estate Investment Trust, Inc., 8.75% Series D Cumulative Convertible Preferred Stock 20.92 200,000 150,000 -25.00 4,490 3,138 -30.11
2017‑12‑31 13F-HR WSO / Watsco, Inc. 173.33 225 39
2017‑12‑31 13F-HR WWE / World Wrestling Entertainment, Inc. 30.34 1,780 54
2017‑12‑31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 136.69 3,036 415
2017‑12‑31 13F-HR XLF / SPDR Financial Select Sector ETF 28.12 30,119 847
2017‑12‑31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.80 7,467 566
2017‑12‑31 13F-HR XPO / XPO Logistics, Inc. 91.87 664 61
2017‑12‑31 13F-HR Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Global / EQUITY (Y7542C122) 25.39 160,000 4,062
2017‑12‑31 13F-HR WRB / Berkley (W.R.) Corp. 71.81 4,630 752 -83.76 309 54 -82.52
2017‑12‑31 13F-HR ZNGA / Zynga Inc. 3.99 28,599 114
2017‑12‑31 13F-HR 126671UD6 / Countrywide Home Loans Asset-backed Certificates Series 2002-s4 A5 5.216 25-oct-2017 Bond 70 0 -100.00
2017‑12‑31 13F-HR MDLQ / Medley LLC, 7.25% Bond 24.35 120,000 120,000 0.00 2,941 2,922 -0.65
2017‑12‑31 13F-HR FE / FirstEnergy Corp. 30.45 300,000 200,000 -33.33 9,021 6,090 -32.49
2017‑12‑31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.65 0 19,538 0 716
2017‑12‑31 13F-HR ES / Eversource Energy 62.95 505,000 505,000 0.00 30,588 31,790 3.93
2017‑12‑31 13F-HR 46637WAC7 / Jp Morgan Chase Commercial Mortgage Securities Trust 2012-cibx A3 3.1388 15-jun-2045 Bond 312 0 -100.00
2017‑12‑31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.39 11,606 23,206 99.95 1,406 2,817 100.36
2017‑12‑31 13F-HR FDC / First Data Corporation 16.90 20,317 1,834 -90.97 363 31 -91.46
2017‑12‑31 13F-HR IWV / iShares Russell 3000 ETF 158.94 1,768 1,768 0.00 263 281 6.84
2017‑12‑31 13F-HR 35729PJY7 / Fremont Home Loan Trust 2005-b M4 1.69556 25-apr-2035 Bond 89 0 -100.00
2017‑12‑31 13F-HR MSFT / Microsoft Corp. 85.51 2,422 573 -76.34 179 49 -72.63
2017‑12‑31 13F-HR EXC / Exelon Corp. 39.30 366,000 316,001 -13.66 13,688 12,419 -9.27
2017‑12‑31 13F-HR APTS / Preferred Apartment Communities, Inc. 20.48 300,000 250,000 -16.67 5,655 5,120 -9.46
2017‑12‑31 13F-HR MAA / Mid-America Apartment Communities, Inc. 100.21 3,427 469 -86.31 363 47 -87.05
2017‑12‑31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 86.92 0 3,348 0 291
2017‑12‑31 13F-HR SHEN / Shenandoah Telecommunications Co. 33.70 940,000 975,000 3.72 35,485 32,858 -7.40
2017‑12‑31 13F-HR 03072SLU7 / Ameriquest Mortgage Securities 2003-11 Af6 5.64 25-dec-2033 Bond 5 0 -100.00
2017‑12‑31 13F-HR AB / AllianceBernstein Holding L.P. 25.16 5,564 5,564 0.00 135 140 3.70
2017‑12‑31 13F-HR PYPL / PayPal Holdings, Inc. 74.45 1,703 1,397 -17.97 109 104 -4.59
2017‑12‑31 13F-HR PNM / PNM Resources, Inc. 40.60 775,000 775,000 0.00 31,775 31,465 -0.98
2017‑12‑31 13F-HR NOW / ServiceNow, Inc. 132.53 249 249 0.00 29 33 13.79
2017‑12‑31 13F-HR 617453AV7 / Morgan Stanley Capital I Trust 2006-iq11 Aj 6.275065 15-may-2016 Bond 69 0 -100.00
2017‑12‑31 13F-HR NWE / NorthWestern Corp. 59.61 102,411 102,411 0.00 5,880 6,105 3.83
2017‑12‑31 13F-HR CMS / CMS Energy Corp. 47.39 600,000 600,000 0.00 27,810 28,434 2.24
2017‑12‑31 13F-HR 294751DF6 / Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-oct-2034 Bond 28 0 -100.00
2017‑12‑31 13F-HR AIW / Arlington Asset Investment Corp., 6.625% Senior Bonds due 5/1/2023 24.59 100,040 100,040 0.00 2,496 2,460 -1.44
2017‑12‑31 13F-HR 76110WRQ1 / Rasc Series 2003-ks4 Trust Ai6 3.87 25-jun-2033 Bond 26 0 -100.00
2017‑12‑31 13F-HR SJI / South Jersey Industries, Inc. 31.25 325,400 325,400 0.00 11,327 10,169 -10.22
2017‑12‑31 13F-HR NFLX / Netflix, Inc. 192.55 1,036 3,007 190.25 189 579 206.35
2017‑12‑31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.34 250,000 250,000 0.00 11,538 12,835 11.24
2017‑12‑31 13F-HR 007036LY0 / Adjustable Rate Mortgage Trust 2005-5 6a22 1.77611 25-sep-2035 Bond 77 0 -100.00
2017‑12‑31 13F-HR AMTD / TD AmeriTrade Holding Corp. 51.27 2,087 2,087 0.00 102 107 4.90
2017‑12‑31 13F-HR CACI / CACI International, Inc. 132.96 4,353 1,444 -66.83 608 192 -68.42
2017‑12‑31 13F-HR 76112BHY9 / Ramp Series 2005-rs1 Trust Ai6 4.713 25-nov-2034 Bond 10 0 -100.00
2017‑12‑31 13F-HR LMRK / Landmark Infrastructure Partners LP 18.40 10,000 10,000 0.00 170 184 8.24
2017‑12‑31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 36.41 5,479 10,958 100.00 394 399 1.27
2017‑12‑31 13F-HR SQQQ / ProShares UltraPro Short QQQ 21.12 10,000 8,000 -20.00 274 169 -38.32
2017‑12‑31 13F-HR SC / Santander Consumer USA Holdings Inc. 18.61 5,848 9,348 59.85 89 174 95.51
2017‑12‑31 13F-HR CIO / City Office REIT Inc. 13.05 0 200,000 0 2,610
2017‑12‑31 13F-HR HDS / Hd Supply Inc. 40.25 13,959 11,900 -14.75 504 479 -4.96
2017‑12‑31 13F-HR 93935HAA5 / Washington Mutual Mortgage Pass-through Certificates Wmalt Series 2006-7 A1a 6.086 25-sep-2036 Bond 20 0 -100.00
2017‑12‑31 13F-HR BAC.PRC / Bank of America Corp. 6.20% Preferred Perpetual Series CC 26.84 1,900 1,900 0.00 49 51 4.08
2017‑12‑31 13F-HR V / Visa, Inc. 114.35 270,000 285,938 5.90 28,237 32,697 15.79
2017‑12‑31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 31.91 44,658 2,632 -94.11 1,401 84 -94.00
2017‑12‑31 13F-HR NDAQ / Nasdaq, Inc. 76.69 4,765 1,956 -58.95 370 150 -59.46
2017‑12‑31 13F-HR MPC / Marathon Petroleum Corp. 66.90 2,314 867 -62.53 128 58 -54.69
2017‑12‑31 13F-HR OSTK / Overstock.com, Inc. 65.84 6,600 2,415 -63.41 192 159 -17.19
2017‑12‑31 13F-HR BIG / Big Lots, Inc. 55.73 0 1,310 0 73
2017‑12‑31 13F-HR AAPL / Apple, Inc. 170.00 1,000 100 -90.00 153 17 -88.89
2017‑12‑31 13F-HR BABA / Alibaba Group Holding Limited 174.16 762 178 -76.64 130 31 -76.15
2017‑12‑31 13F-HR SBUX / Starbucks Corp. 58.07 8,491 1,877 -77.89 463 109 -76.46
2017‑12‑31 13F-HR MDURP / MDU Resources Group, Inc. 26.00 500 500 0.00 13 13 0.00
2017‑12‑31 13F-HR WMT / Wal-Mart Stores, Inc. 99.68 0 311 0 31
2017‑12‑31 13F-HR NOC / Northrop Grumman Corp. 309.09 1,592 495 -68.91 453 153 -66.23
2017‑12‑31 13F-HR VNTV / Vantiv, Inc. 73.93 4,031 4,031 0.00 286 298 4.20
2017‑12‑31 13F-HR PFPT / Proofpoint, Inc. 90.07 7,444 1,954 -73.75 654 176 -73.09
2017‑12‑31 13F-HR 106777AB1 / Breitburn Energy Partners L.p. 8.625 15-oct-2020 Bond 291 0 -100.00
2017‑12‑31 13F-HR INN / Summit Hotel Properties, Inc. 15.41 125,000 125,000 0.00 1,999 1,926 -3.65
2017‑12‑31 13F-HR LM / Legg Mason, Inc. 27.50 400 400 0.00 11 11 0.00
2017‑12‑31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.81 3,055 3,055 0.00 394 421 6.85
2017‑12‑31 13F-HR AMZN / Amazon.com, Inc. 1,176.47 171 17 -90.06 164 20 -87.80
2017‑12‑31 13F-HR RTN / Raytheon Co. 188.98 2,320 4,318 86.12 427 816 91.10
2017‑12‑31 13F-HR CBOE / CBOE Holdings, Inc. 125.00 608 608 0.00 65 76 16.92
2017‑12‑31 13F-HR EFA / iShares MSCI EAFE ETF 0 0 0 0
2017‑12‑31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.66 4,251 2,629 -38.16 529 333 -37.05
2017‑12‑31 13F-HR GM / General Motors Company 41.44 2,359 1,858 -21.24 96 77 -19.79
2017‑12‑31 13F-HR ICE / Intercontinental Exchange, Inc. 70.50 6,981 6,170 -11.62 478 435 -9.00
2017‑12‑31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.81 18,045 14,599 -19.10 480 406 -15.42
2017‑12‑31 13F-HR SCG / SCANA Corp. 39.72 50,000 25,000 -50.00 2,550 993 -61.06
2017‑12‑31 13F-HR SCHF / Schwab International Equity ETF 34.01 12,264 8,821 -28.07 408 300 -26.47
2017‑12‑31 13F-HR LMT / Lockheed Martin Corp. 322.21 1,288 2,967 130.36 398 956 140.20
2017‑12‑31 13F-HR SPKE / Spark Energy, Inc. 12.35 1,015,718 1,073,144 5.65 15,337 13,253 -13.59
2017‑12‑31 13F-HR 05949QAZ8 / Banc Of America Funding 2006-2 Trust 2a18 5.75 25-mar-2036 Bond 16 0 -100.00
2017‑12‑31 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 38.44 18,000 18,000 0.00 626 692 10.54
2017‑12‑31 13F-HR CPK / Chesapeake Utilities Corp. 80.00 300 300 0.00 24 24 0.00
2017‑12‑31 13F-HR MS / Morgan Stanley 52.66 3,323 3,323 0.00 160 175 9.38
2017‑12‑31 13F-HR NJR / New Jersey Resources Corp. 40.00 400 400 0.00 17 16 -5.88
2017‑12‑31 13F-HR HTZ / Hertz Global Holdings, Inc. 22.90 4,727 6,200 31.16 112 142 26.79
2017‑12‑31 13F-HR ALE / ALLETE, Inc. 74.30 10,000 10,000 0.00 778 743 -4.50
2017‑12‑31 13F-HR T / AT & T, Inc. 39.18 150,000 100,000 -33.33 5,856 3,918 -33.09
2017‑12‑31 13F-HR CME / CME Group, Inc. 146.18 5,909 2,839 -51.95 803 415 -48.32
2017‑12‑31 13F-HR ETFC / E*TRADE Financial, Inc. 49.71 7,639 10,864 42.22 330 540 63.64
2017‑12‑31 13F-HR TQQQ / ProShares UltraPro QQQ 141.35 2,037 5,037 147.28 228 712 212.28
2017‑12‑31 13F-HR KRP / Kimbell Royalty Partners, LP 16.00 213,000 213,000 0.00 3,365 3,408 1.28
2017‑12‑31 13F-HR CVLT / CommVault Systems, Inc. 52.59 4,696 1,388 -70.44 287 73 -74.56
2017‑12‑31 13F-HR COST / Costco Wholesale Corp. 186.44 2,157 177 -91.79 354 33 -90.68
2017‑12‑31 13F-HR 362341TM1 / Gsamp Trust 2005-sea2 A1 1.58722 25-jan-2045 Bond 33 0 -100.00
2017‑12‑31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 40.25 6,604 3,404 -48.46 263 137 -47.91
2017‑12‑31 13F-HR FTRPR / Frontier Communications Corp. 136,075 0 -100.00 1,675 0 -100.00
2017‑12‑31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 1,060 0 -100.00 350 0 -100.00
2017‑12‑31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 3,712 0 -100.00 396 0 -100.00
2017‑12‑31 13F-HR BIL / SPDR Series Trust 36,053 0 -100.00 1,649 0 -100.00
2017‑12‑31 13F-HR NLY.PRF / Annaly Capital Management, Inc. 40,000 0 -100.00 1,022 0 -100.00
2017‑12‑31 13F-HR AWR / American States Water Co. (Holding Co.) 9,733 0 -100.00 482 0 -100.00
2017‑12‑31 13F-HR CHKP / Check Point Software Technologies Ltd. 4,928 0 -100.00 554 0 -100.00
2017‑12‑31 13F-HR DIG / ProShares Ultra Oil & Gas 3,727 0 -100.00 131 0 -100.00
2017‑12‑31 13F-HR CWT / California Water Service Group 13,031 0 -100.00 493 0 -100.00
2017‑12‑31 13F-HR EDV / Vanguard Extended Duration Treasury ETF 3,328 0 -100.00 388 0 -100.00
2017‑12‑31 13F-HR EEM / iShares MSCI Emerging Markets ETF 934 0 -100.00 41 0 -100.00
2017‑12‑31 13F-HR DBO / PowerShares DB Oil Fund 62,285 0 -100.00 549 0 -100.00
2017‑12‑31 13F-HR EYNOP / Entergy New Orleans, 4.36% Series Cumulative Preferred Stock 5,530 0 -100.00 567 0 -100.00
2017‑12‑31 13F-HR Gladstone Capital Corp 6 Cum Red Pfd Registered Shs Series -2024- / EQUITY (376535506) 25,000 0 -100.00 630 0
2017‑12‑31 13F-HR Global Medical REIT Inc 7.5 Cum Conv Red Perp Pfd Registered Shs Series A / EQUITY (37957W203) 70,000 0 -100.00 1,740 0
2017‑12‑31 13F-HR Global Net Lease Inc Cum Red Preferred Registered Shs Series A / EQUITY (379378300) 10,000 0 -100.00 250 0
2017‑12‑31 13F-HR IHF / iShares U.S. Healthcare Providers ETF 1,185 0 -100.00 174 0 -100.00
2017‑12‑31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 2,874 0 -100.00 514 0 -100.00
2017‑12‑31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares 1,000 0 -100.00 84 0 -100.00
2017‑12‑31 13F-HR FTXL / First Trust High Income ETF 146 0 -100.00 4 0 -100.00
2017‑12‑31 13F-HR IYW / iShares U.S. Technology ETF 2,339 0 -100.00 348 0 -100.00
2017‑12‑31 13F-HR OMP / Oasis Midstream Partners LP 35,000 0 -100.00 595 0 -100.00
2017‑12‑31 13F-HR OKTA / Okta, Inc. 9,560 0 -100.00 277 0 -100.00
2017‑12‑31 13F-HR QLD / ProShares Ultra QQQ 4,876 0 -100.00 309 0 -100.00
2017‑12‑31 13F-HR SCHH / Schwab U.S. REIT ETF 1,988 0 -100.00 82 0 -100.00
2017‑12‑31 13F-HR SCO / ProShares UltraShort Blrg CrdOil 13,616 0 -100.00 459 0 -100.00
2017‑12‑31 13F-HR SJW / SJW Corp. 6,502 0 -100.00 373 0 -100.00
2017‑12‑31 13F-HR SOXX / iShares PHLX Semiconductor ETF 5,175 0 -100.00 814 0 -100.00
2017‑12‑31 13F-HR TriplePoint Venture Growth BDC Corp 5.75 Notes 2017-15.07.22 Global / EQUITY (89677Y308) 37,000 0 -100.00 932 0
2017‑12‑31 13F-HR TSLA / Tesla Motors, Inc. 100 0 -100.00 34 0 -100.00
2017‑12‑31 13F-HR VPU / Vanguard Utilities ETF 3,836 0 -100.00 449 0 -100.00
2017‑12‑31 13F-HR WTR / Aqua America, Inc. 16,748 0 -100.00 556 0 -100.00
2017‑12‑31 13F-HR VGIT / Vanguard Intermediate-Term Government Bond Index Fund 6,142 0 -100.00 398 0 -100.00
2017‑12‑31 13F-HR SH / ProShares Short S&P500 5,674 0 -100.00 183 0 -100.00
2017‑12‑31 13F-HR VNQ / Vanguard REIT ETF 568 0 -100.00 47 0 -100.00
2017‑12‑31 13F-HR VOX / Vanguard Telecommunications Services ETF 205 0 -100.00 19 0 -100.00
2017‑12‑31 13F-HR XLV / SPDR Health Care Select Sector ETF 642 0 -100.00 52 0 -100.00
2017‑12‑31 13F-HR TMK / Torchmark Corp. 41,981 0 -100.00 1,065 0 -100.00
2017‑12‑31 13F-HR AHH / Armada Hoffler Properites, Inc. 5,000 0 -100.00 69 0 -100.00
2017‑12‑31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 5,804 0 -100.00 207 0 -100.00
2017‑12‑31 13F-HR USCR / U.S. Concrete, Inc. 1,000 0 -100.00 74 0 -100.00
2017‑12‑31 13F-HR CMA / Comerica, Inc. 1,000 0 -100.00 76 0 -100.00
2017‑12‑31 13F-HR FRC / First Republic Bank (San Francisco, California) 1,500 0 -100.00 155 0 -100.00
2017‑12‑31 13F-HR GLD / SPDR Gold Shares 3,521 0 -100.00 430 0 -100.00
2017‑12‑31 13F-HR EQT / EQT Corp. 75,000 0 -100.00 4,880 0 -100.00
2017‑12‑31 13F-HR SRNE / Sorrento Therapeutics, Inc. 44,565 0 -100.00 76 0 -100.00
2017‑12‑31 13F-HR Alabama Power Company 6 1/2 Non Cum Pfd Shs / EQUITY (010392470) 104,573 0 -100.00 2,636 0
2017‑12‑31 13F-HR Crow Point Alternative Income Fund / EQUITY (66538B610) 573,554 0 -100.00 4,743 0
2017‑12‑31 13F-HR Crow Point Defined Risk Global Equity Income Fund CL I / EQUITY (66538A562) 75,118 0 -100.00 646 0
2017‑12‑31 13F-HR Validus Holdings Ltd Deposit Shs Repr 1/1000th Non-Cum Pfd Registered Shs Series B / EQUITY (91915W300) 10,000 0 -100.00 252 0
2017‑12‑31 13F-HR Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series E / EQUITY (G9108L157) 10,000 0 -100.00 257 0
2017‑12‑31 13F-HR QYLD / Recon Capital Series Trust 21,500 0 -100.00 510 0 -100.00
2017‑12‑31 13F-HR Alabama Power Company Non Cumulative Pfd Shs / EQUITY (010392488) 61,087 0 -100.00 1,532 0