InvestorCrow Point Partners, LLC
Portfolio Value $ 544,060,000
Current Positions261
Opened Positions5
Closed Positions78


Latest Holdings, Performance, AUM (from 13F, 13D)

Crow Point Partners, LLC has disclosed 261 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 544,060,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Crow Point Partners, LLC's top holdings are Shenandoah Telecommunications Co. (NASDAQ:SHEN) , Visa, Inc. (NYSE:V) , Sempra Energy (NYSE:SRE) , NextEra Energy, Inc. (NYSE:NEE) , and Edison International (NYSE:EIX) . Crow Point Partners, LLC's new positions include iShares Core S&P 500 ETF (NYSE:IVV) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , iShares Core S&P MidCap ETF (NYSE:IJH) , iShares Floating Rate Bond ETF (BATS:FLOT) , and iShares Core MSCI Pacific ETF (NYSE:IPAC) .

All Crow Point Partners, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on April 10, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 84.89 0 695 0 59
2018-03-31 13F-HR ABBV / AbbVie Inc. 95.18 872 83
2018-03-31 13F-HR GREENHUNTER WATER WARRANTS / EQUITY (395990708) 0.00 96,112 96,112 0.00 0 0
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 215.60 436 94
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.24 28,656 3,073
2018-03-31 13F-HR AMRK / A-Mark Precious Metals, Inc. 12.24 49,427 605
2018-03-31 13F-HR AHP / Ashford Hospitality Prime, Inc. 18.47 47,100 36,000 -23.57 965 665 -31.09
2018-03-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.22 15,328 34
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.31 643 1,165 81.18 138 252 82.61
2018-03-31 13F-HR BOOT / Boot Barn Holdings, Inc. 17.74 2,650 47
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.43 700 700 0.00 23 22 -4.35
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 0.00 1 1 0.00 0 0
2018-03-31 13F-HR CAT / Caterpillar, Inc. 146.79 327 48
2018-03-31 13F-HR CEVA / CEVA, Inc. 36.62 792 29
2018-03-31 13F-HR CF / CF Industries Holding, Inc. 37.89 1,874 71
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 325.58 86 28
2018-03-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 122.87 293 36
2018-03-31 13F-HR CPA / Copa Holdings, S.A. 126.90 0 197 0 25
2018-03-31 13F-HR DVAX / Dynavax Technologies Corp. 19.77 3,490 69
2018-03-31 13F-HR DOC / Physicians Realty Trust 15.57 150,000 150,000 0.00 2,703 2,336 -13.58
2018-03-31 13F-HR EEFT / Euronet Worldwide, Inc. 79.37 1,999 315 -84.24 168 25 -85.12
2018-03-31 13F-HR EOG / EOG Resources, Inc. 106.21 499 53
2018-03-31 13F-HR ESIO / Electro Scientific Industries, Inc. 19.50 2,616 51
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 60.56 3,600 218
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 18.00 0 500 0 9
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 144.70 1,237 179
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.94 29,700 1,513
2018-03-31 13F-HR FLXN / Flexion Therapeutics, Inc. 22.36 1,297 29
2018-03-31 13F-HR FM / iShares MSCI Frontier 100 ETF 35.10 25,529 896
2018-03-31 13F-HR GXP / Great Plains Energy, Inc. 31.79 310,000 310,000 0.00 9,998 9,855 -1.43
2018-03-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 58.39 20,827 1,216
2018-03-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.88 21,109 1,264
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 110.31 834 92
2018-03-31 13F-HR MA / MasterCard Incorporated 175.16 96,009 96,452 0.46 14,571 16,895 15.95
2018-03-31 13F-HR MOS / Mosaic Company 23.89 921 22
2018-03-31 13F-HR MSCI / MSCI, Inc. 150.84 179 27
2018-03-31 13F-HR MTSI / MACOM Technology Solutions Holdings, Inc. 16.13 124 2
2018-03-31 13F-HR Navios Maritime Holdings Inc 8 5/8 Percent Cum Red Perp Pfd Shs Sponsored American Deposit Receipt Repr 1/100th 8 5/8 PercentCRPP-H / EQUITY (63938Y308) 15.02 59,000 59,000 0.00 944 886 -6.14
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.19 200 731 265.50 39 169 333.33
2018-03-31 13F-HR PG / Procter & Gamble Co. (The) 79.25 12,000 951
2018-03-31 13F-HR PH / Parker-Hannifin Corp. 171.81 227 39
2018-03-31 13F-HR PI / Impinj, Inc. 13.04 1,304 17
2018-03-31 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 41.12 608 25
2018-03-31 13F-HR POST / Post Holdings, Inc. 75.62 1,005 76
2018-03-31 13F-HR RJD / Raymond James Financial, Inc. 89.89 890 80
2018-03-31 13F-HR SPKE / Spark Energy, Inc. 11.85 1,073,144 1,073,144 0.00 13,253 12,717 -4.04
2018-03-31 13F-HR SYK / Stryker Corp. 159.54 351 56
2018-03-31 13F-HR TGT / Target Corp. 69.48 0 1,065 0 74
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 60.61 594 36
2018-03-31 13F-HR VGK / Vanguard FTSE Europe ETF 58.16 21,286 1,238
2018-03-31 13F-HR VRTU / Virtusa Corp. 48.85 1,126 55
2018-03-31 13F-HR WRB / Berkley (W.R.) Corp. 73.14 752 752 0.00 54 55 1.85
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 182.77 383 70
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 56.97 12,920 736
2018-03-31 13F-HR MMT / MFS Multimarket Income Trust 5.77 169,216 188,116 11.17 1,024 1,085 5.96
2018-03-31 13F-HR TWLO / Twilio Inc. 37.82 1,658 1,190 -28.23 40 45 12.50
2018-03-31 13F-HR SELB / Selecta Biosciences, Inc. 10.78 1,915 371 -80.63 20 4 -80.00
2018-03-31 13F-HR SCHB / Schwab U.S. Broad Market ETF 18,863 0 -100.00 1,222 0 -100.00
2018-03-31 13F-HR GE CAPITAL MTG SERVICES INC. / BOND (36157RD85) 0.00 0 2
2018-03-31 13F-HR WDAY / Workday, Inc. 127.33 0 644 0 82
2018-03-31 13F-HR BLUE / bluebird bio, Inc. 173.91 456 46 -89.91 82 8 -90.24
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.21 178 393 120.79 31 72 132.26
2018-03-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 12,605 0 -100.00 1,318 0 -100.00
2018-03-31 13F-HR SBNB / Scorpio Tankers Inc. 40,000 0 -100.00 977 0 -100.00
2018-03-31 13F-HR ALBMP / Alabama Power 5.5% Senior Notes 10/15/17 140,000 0 -100.00 3,607 0 -100.00
2018-03-31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 2,895 0 -100.00 393 0 -100.00
2018-03-31 13F-HR Safeway Inc. / EQUITY (786CVR209) 750,000 0 -100.00 0 0
2018-03-31 13F-HR Safeway Inc. / EQUITY (786CVR308) 750,000 0 -100.00 0 0
2018-03-31 13F-HR CROW POINT ALTERNATIVE INC-Y / EQUITY (885572552) 564,287 0 -100.00 4,780 0 -100.00
2018-03-31 13F-HR CARB / Carbonite, Inc. 2,247 0 -100.00 57 0 -100.00
2018-03-31 13F-HR CERN / Cerner Corp. 729 0 -100.00 50 0 -100.00
2018-03-31 13F-HR CPRT / Copart, Inc. 406 0 -100.00 18 0 -100.00
2018-03-31 13F-HR DDR Corp Deposit Shs Repr 1/20th 6.375 Cum Red Pfd Registered Shs A / EQUITY (23317H870) 6,500 0 -100.00 166 0 -100.00
2018-03-31 13F-HR DTE / DTE Energy Co. 200,000 0 -100.00 5,118 0 -100.00
2018-03-31 13F-HR DTE Energy Co 5.25 Debentures 2017-01.12.77 Global / EQUITY (233331859) 150,000 0 -100.00 3,789 0 -100.00
2018-03-31 13F-HR Eagle Point Credit Company Inc 7.75 Pfd Registered Shs 2016-30.10.26 Series B / EQUITY (269809307) 5,000 0 -100.00 131 0 -100.00
2018-03-31 13F-HR DSXN / Diana Shipping inc. 118,941 0 -100.00 3,012 0 -100.00
2018-03-31 13F-HR First Republic Bank Deposit Shs Repr 1/40th Non Cum Perp Pfd Shs Series H / EQUITY (33616C811) 5,000 0 -100.00 126 0 -100.00
2018-03-31 13F-HR HACK / PureFunds ISE Cyber Security ETF 5,846 0 -100.00 186 0 -100.00
2018-03-31 13F-HR KIMCO Realty Corp. 5.25 Class M Cum Red Pref / EQUITY (49446R711) 10,000 0 -100.00 250 0 -100.00
2018-03-31 13F-HR LPCN / Lipocine Inc. 6,412 0 -100.00 23 0 -100.00
2018-03-31 13F-HR Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series D / EQUITY (G5753U146) 5,000 0 -100.00 126 0 -100.00
2018-03-31 13F-HR M & T BANK CORP 5 Series A / EQUITY (55261F609) 1,022 0 -100.00 1,053 0 -100.00
2018-03-31 13F-HR NuStar Energy LP Cum Red Perp Pfd Units Series A / EQUITY (67058H201) 35,000 0 -100.00 840 0 -100.00
2018-03-31 13F-HR OCLR / Oclaro, Inc 6,138 0 -100.00 42 0 -100.00
2018-03-31 13F-HR Saratoga Investment Corp 6.75 Notes 2016-30.12.23 / EQUITY (80349A406) 187,011 0 -100.00 4,917 0 -100.00
2018-03-31 13F-HR Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Sr / EQUITY (Y7546A114) 105,000 0 -100.00 2,643 0 -100.00
2018-03-31 13F-HR Southern Company 5.25 Notes 2017-01.12.77 Global Series 2017B / EQUITY (842587404) 111,000 0 -100.00 2,777 0 -100.00
2018-03-31 13F-HR CG / The Carlyle Group L.P. 2,500 0 -100.00 63 0 -100.00
2018-03-31 13F-HR AT&T Inc 5.35 Notes 2017-01.11.66 Global / EQUITY (00206R300) 100,000 0 -100.00 2,630 0 -100.00
2018-03-31 13F-HR TCF Financial Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series C / EQUITY (872275300) 10,000 0 -100.00 256 0 -100.00
2018-03-31 13F-HR TNA / Direxion Daily Small Cap Bull 3X Shares 9,000 0 -100.00 648 0 -100.00
2018-03-31 13F-HR Union Electric Co USD 4.56 Cum.Red.Pfd Shs / EQUITY (906548607) 10,000 0 -100.00 1,020 0 -100.00
2018-03-31 13F-HR VEMO / EQUITY (PP0000396) 2,250,000 0 -100.00 300 0 -100.00
2018-03-31 13F-HR VLUE / iShares MSCI USA Value Factor ETF 13,650 0 -100.00 1,148 0 -100.00
2018-03-31 13F-HR VRNT / Verint Systems, Inc. 5,091 0 -100.00 213 0 -100.00
2018-03-31 13F-HR IPATH S&P 500 VIX ST FU ETN / EQUITY (06746L422) 12,000 0 -100.00 330 0 -100.00
2018-03-31 13F-HR WHLRD / Wheeler Real Estate Investment Trust, Inc., 8.75% Series D Cumulative Convertible Preferred Stock 150,000 0 -100.00 3,138 0 -100.00
2018-03-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 3,036 0 -100.00 415 0 -100.00
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 664 0 -100.00 61 0 -100.00
2018-03-31 13F-HR Scorpio Tankers Inc 8.25 Notes 2017-01.06.19 Global / EQUITY (Y7542C122) 160,000 0 -100.00 4,062 0 -100.00
2018-03-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 23,206 0 -100.00 2,817 0 -100.00
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.33 200,000 200,370 0.18 31,270 32,726 4.66
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 41.75 4,096 4,096 0.00 176 171 -2.84
2018-03-31 13F-HR MOBL / MobileIron, Inc. 4.97 9,705 11,062 13.98 38 55 44.74
2018-03-31 13F-HR ABTX / Allegiance Bancshares, Inc. 39.03 948 37
2018-03-31 13F-HR VNTV / Vantiv, Inc. 4,031 0 -100.00 298 0 -100.00
2018-03-31 13F-HR LM / Legg Mason, Inc. 400 0 -100.00 11 0 -100.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 17 0 -100.00 20 0 -100.00
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.55 19,125 19,125 0.00 110 87 -20.91
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.59 275,000 260,000 -5.45 20,254 17,833 -11.95
2018-03-31 13F-HR ALE / ALLETE, Inc. 72.20 10,000 10,000 0.00 743 722 -2.83
2018-03-31 13F-HR AXDX / Accelerate Diagnostics, Inc. 22.37 447 10
2018-03-31 13F-HR BAC / Bank of America Corp. 29.95 2,337 70
2018-03-31 13F-HR BA / Boeing Company (The) 327.68 0 177 0 58
2018-03-31 13F-HR BIG / Big Lots, Inc. 43.51 1,310 1,310 0.00 73 57 -21.92
2018-03-31 13F-HR BLD / TopBuild Corp. 76.81 597 690 15.58 45 53 17.78
2018-03-31 13F-HR CCI / Crown Castle International Corp. 109.33 1,500 1,500 0.00 165 164 -0.61
2018-03-31 13F-HR CHD / Church & Dwight Co., Inc. 50.67 500 1,500 200.00 25 76 204.00
2018-03-31 13F-HR CHKP / Check Point Software Technologies Ltd. 99.20 0 2,500 0 248
2018-03-31 13F-HR CROW POINT DEF RISK GL EQ-I / EQUITY (885572560) 8.66 134,361 643,860 379.20 1,208 5,576 361.59
2018-03-31 13F-HR CIO / City Office REIT Inc. 11.56 200,000 200,000 0.00 2,610 2,312 -11.42
2018-03-31 13F-HR CME / CME Group, Inc. 161.68 2,839 2,839 0.00 415 459 10.60
2018-03-31 13F-HR CORT / Corcept Therapeutics, Inc. 16.39 2,921 3,355 14.86 53 55 3.77
2018-03-31 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 37.56 18,000 18,000 0.00 692 676 -2.31
2018-03-31 13F-HR COST / Costco Wholesale Corp. 187.60 177 597 237.29 33 112 239.39
2018-03-31 13F-HR DKS / Dick's Sporting Goods, Inc. 35.00 800 28
2018-03-31 13F-HR C / Citigroup, Inc. 67.43 8,229 4,953 -39.81 618 334 -45.95
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.55 0 880 0 48
2018-03-31 13F-HR CVLT / CommVault Systems, Inc. 57.37 1,388 2,388 72.05 73 137 87.67
2018-03-31 13F-HR EMF / Templeton Emerging Markets Fund 16.30 18,100 9,200 -49.17 294 150 -48.98
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF 70.00 0 1,300 0 91
2018-03-31 13F-HR ETR / Entergy Corp. 78.78 101,000 131,000 29.70 8,197 10,320 25.90
2018-03-31 13F-HR WF UTILITY and TELECOM-A / EQUITY (94985D483) 20.26 17,089 22,010 28.80 362 446 23.20
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.02 78,545 86,745 10.44 1,067 1,129 5.81
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.29 1,700 128
2018-03-31 13F-HR FAST / Fastenal Co. 54.05 296 16
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 252.00 1,000 252
2018-03-31 13F-HR HP / Helmerich & Payne, Inc. 66.95 463 31
2018-03-31 13F-HR GLD / SPDR Gold Shares 126.00 0 1,000 0 126
2018-03-31 13F-HR GM / General Motors Company 36.44 1,858 3,019 62.49 77 110 42.86
2018-03-31 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 3.60 15,000 54
2018-03-31 13F-HR IJH / iShares Core S&P MidCap ETF 187.58 12,965 2,432
2018-03-31 13F-HR EYEN / Eyenovia, Inc. 9.20 5,000 46
2018-03-31 13F-HR HUBS / HubSpot, Inc. 108.20 5,947 5,083 -14.53 530 550 3.77
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. 72.43 6,170 4,970 -19.45 435 360 -17.24
2018-03-31 13F-HR IMAX / Imax Corp. 19.15 4,438 4,230 -4.69 103 81 -21.36
2018-03-31 13F-HR HTZ / Hertz Global Holdings, Inc. 20.00 6,200 2,700 -56.45 142 54 -61.97
2018-03-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 77.02 7,296 33,785 363.06 564 2,602 361.35
2018-03-31 13F-HR IVV / iShares Core S&P 500 ETF 265.36 17,606 4,672
2018-03-31 13F-HR ITCI / Intra-Cellular Therapies Inc. 21.23 1,448 1,743 20.37 22 37 68.18
2018-03-31 13F-HR KSS / Kohl's Corp. 65.79 1,596 105
2018-03-31 13F-HR LMRK / Landmark Infrastructure Partners LP 16.60 10,000 10,000 0.00 184 166 -9.78
2018-03-31 13F-HR LAND / Gladstone Land Corp 12.07 40,000 483
2018-03-31 13F-HR KRP / Kimbell Royalty Partners, LP 19.00 213,000 213,000 0.00 3,408 4,047 18.75
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 337.99 2,967 1,648 -44.46 956 557 -41.74
2018-03-31 13F-HR LOGM / LogMein, Inc. 128.21 399 39 -90.23 46 5 -89.13
2018-03-31 13F-HR MIME / Mimecast Limited 35.41 7,787 3,163 -59.38 228 112 -50.88
2018-03-31 13F-HR MKTX / MarketAxess Holdings, Inc. 217.01 176 576 227.27 36 125 247.22
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 73.01 867 1,986 129.07 58 145 150.00
2018-03-31 13F-HR MS / Morgan Stanley 53.89 3,323 3,860 16.16 175 208 18.86
2018-03-31 13F-HR MUB / iShares National Muni Bond ETF 108.99 7,239 789
2018-03-31 13F-HR MYGN / Myriad Genetics, Inc. 29.38 1,021 30
2018-03-31 13F-HR MTCN / ArcelorMittal 31.80 11,889 7,389 -37.85 389 235 -39.59
2018-03-31 13F-HR NDAQ / Nasdaq, Inc. 85.37 1,956 246 -87.42 150 21 -86.00
2018-03-31 13F-HR MULE / Mulesoft, Inc. 43.29 2,488 231 -90.72 58 10 -82.76
2018-03-31 13F-HR NEWT / Newtek Business Services Corp. 18.07 30,000 30,000 0.00 555 542 -2.34
2018-03-31 13F-HR NEWR / New Relic, Inc. 73.98 1,976 1,906 -3.54 113 141 24.78
2018-03-31 13F-HR NKTR / Nektar Therapeutics 104.48 539 134 -75.14 33 14 -57.58
2018-03-31 13F-HR NJR / New Jersey Resources Corp. 40.00 400 400 0.00 16 16 0.00
2018-03-31 13F-HR OSTK / Overstock.com, Inc. 36.24 2,415 2,842 17.68 159 103 -35.22
2018-03-31 13F-HR PPG / PPG Industries, Inc. 111.34 1,482 165
2018-03-31 13F-HR PYPL / PayPal Holdings, Inc. 75.68 1,397 1,665 19.18 104 126 21.15
2018-03-31 13F-HR RBA / Ritchie Bros. Auctioneers Inc. 31.78 818 26
2018-03-31 13F-HR RPD / Rapid7, Inc. 25.51 6,261 6,116 -2.32 119 156 31.09
2018-03-31 13F-HR SCCO / Southern Copper Corp. 54.11 8,211 6,117 -25.50 391 331 -15.35
2018-03-31 13F-HR RTN / Raytheon Co. 215.84 4,318 2,437 -43.56 816 526 -35.54
2018-03-31 13F-HR TJX / TJX Companies, Inc. (The) 80.88 680 55
2018-03-31 13F-HR TSS / Total System Services, Inc. 86.37 961 83
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.02 1,413 41
2018-03-31 13F-HR TTD / Trade Desk, Inc. 49.58 4,600 4,800 4.35 214 238 11.21
2018-03-31 13F-HR T / AT & T, Inc. 35.65 100,000 100,000 0.00 3,918 3,565 -9.01
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ 144.29 5,037 700 -86.10 712 101 -85.81
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 213.38 0 314 0 67
2018-03-31 13F-HR URBN / Urban Outfitters, Inc. 36.93 2,518 93
2018-03-31 13F-HR USG / USG Corp. 40.62 2,191 2,191 0.00 85 89 4.71
2018-03-31 13F-HR VOO / Vanguard S&P 500 ETF 242.37 1,180 1,180 0.00 290 286 -1.38
2018-03-31 13F-HR V / Visa, Inc. 119.62 285,938 295,938 3.50 32,697 35,400 8.27
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 46.98 8,929 17,199 92.62 408 808 98.04
2018-03-31 13F-HR WP / Worldpay, Inc. 82.36 4,031 332
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 67.39 12,835 4,036 -68.55 930 272 -70.75
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 65.45 7,700 504
2018-03-31 13F-HR XLU / SPDR Utilities Select Sector ETF 50.44 4,500 227
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 101.26 10,330 1,046
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 0 0 0 0
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 74.28 7,467 13,867 85.71 566 1,030 81.98
2018-03-31 13F-HR LNT / Alliant Energy Corp. 40.86 588,000 588,000 0.00 25,084 24,026 -4.22
2018-03-31 13F-HR FE / FirstEnergy Corp. 34.01 200,000 175,000 -12.50 6,090 5,952 -2.27
2018-03-31 13F-HR NVRO / Nevro Corp. 85.83 475 501 5.47 34 43 26.47
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 35.80 19,538 5,000 -74.41 716 179 -75.00
2018-03-31 13F-HR TILE / Interface, Inc. 25.00 1,977 2,280 15.33 49 57 16.33
2018-03-31 13F-HR BBT / BB&T Corp. 51.96 0 1,732 0 90
2018-03-31 13F-HR EIX / Edison International 63.66 485,000 485,000 0.00 31,011 30,875 -0.44
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.83 41,291 41,291 0.00 2,206 1,975 -10.47
2018-03-31 13F-HR ES / Eversource Energy 58.92 505,000 505,000 0.00 31,790 29,755 -6.40
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.59 30,119 10,800 -64.14 847 298 -64.82
2018-03-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 52.83 6,133 6,000 -2.17 312 317 1.60
2018-03-31 13F-HR CHT / Chunghwa Telecom Co. Ltd. 38.86 150,000 150,000 0.00 5,308 5,829 9.82
2018-03-31 13F-HR FDC / First Data Corporation 15.81 1,834 1,834 0.00 31 29 -6.45
2018-03-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 9.10 183,117 206,842 12.96 1,630 1,882 15.46
2018-03-31 13F-HR CAR / Avis Budget Group, Inc. 46.75 7,200 4,000 -44.44 322 187 -41.93
2018-03-31 13F-HR DATA / Tableau Software, Inc. 80.54 956 956 0.00 67 77 14.93
2018-03-31 13F-HR IWV / iShares Russell 3000 ETF 156.11 1,768 1,768 0.00 281 276 -1.78
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 450,200 450,200 0.00 18,139 15,383 -15.19
2018-03-31 13F-HR NVCR / NovoCure Limited 21.75 5,855 5,471 -6.56 120 119 -0.83
2018-03-31 13F-HR ACM / AECOM 35.59 2,863 6,463 125.74 107 230 114.95
2018-03-31 13F-HR EXC / Exelon Corp. 39.01 316,001 266,001 -15.82 12,419 10,377 -16.44
2018-03-31 13F-HR APTS / Preferred Apartment Communities, Inc. 14.19 250,000 250,000 0.00 5,120 3,548 -30.70
2018-03-31 13F-HR MAA / Mid-America Apartment Communities, Inc. 91.68 469 469 0.00 47 43 -8.51
2018-03-31 13F-HR RS / Reliance Steel & Aluminum Co., Inc. 85.83 3,348 5,348 59.74 291 459 57.73
2018-03-31 13F-HR SHEN / Shenandoah Telecommunications Co. 36.00 975,000 990,000 1.54 32,858 35,640 8.47
2018-03-31 13F-HR STX / Seagate Technology PLC 58.30 0 1,458 0 85
2018-03-31 13F-HR FB / Facebook, Inc. 160.00 3,184 1,500 -52.89 566 240 -57.60
2018-03-31 13F-HR DUK / Duke Energy Corp. 77.50 0 2,000 0 155
2018-03-31 13F-HR CUDA / Barracuda Networks, Inc. 27.50 500 2,000 300.00 14 55 292.86
2018-03-31 13F-HR SRE / Sempra Energy 111.22 305,000 305,000 0.00 32,659 33,922 3.87
2018-03-31 13F-HR AB / AllianceBernstein Holding L.P. 26.78 5,564 5,564 0.00 140 149 6.43
2018-03-31 13F-HR IDTI / Integrated Device Technology, Inc. 30.32 1,763 2,012 14.12 53 61 15.09
2018-03-31 13F-HR PNM / PNM Resources, Inc. 38.25 775,000 750,000 -3.23 31,465 28,688 -8.83
2018-03-31 13F-HR AWK / American Water Works Co., Inc. 82.13 200,000 200,000 0.00 18,324 16,426 -10.36
2018-03-31 13F-HR WSO / Watsco, Inc. 180.08 225 261 16.00 39 47 20.51
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 27.40 300,000 300,000 0.00 8,508 8,220 -3.39
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 98.63 798 365 -54.26 87 36 -58.62
2018-03-31 13F-HR NOW / ServiceNow, Inc. 165.36 249 895 259.44 33 148 348.48
2018-03-31 13F-HR FISV / Fiserv, Inc. 71.94 2,186 278 -87.28 289 20 -93.08
2018-03-31 13F-HR ADI / Analog Devices, Inc. 90.48 341 641 87.98 30 58 93.33
2018-03-31 13F-HR DY / Dycom Industries, Inc. 107.79 664 770 15.96 76 83 9.21
2018-03-31 13F-HR CONDOR HOSPITALITY TRUST INC / EQUITY (20676Y403) 10.00 475,000 475,000 0.00 4,821 4,750 -1.47
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.43 260,300 269,300 3.46 21,103 18,159 -13.95
2018-03-31 13F-HR ABMD / ABIOMED, Inc. 290.16 631 579 -8.24 120 168 40.00
2018-03-31 13F-HR NWE / NorthWestern Corp. 53.80 102,411 102,411 0.00 6,105 5,510 -9.75
2018-03-31 13F-HR MGM / MGM Resorts International 35.23 2,296 2,356 2.61 77 83 7.79
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. 100.00 3,924 1,500 -61.77 379 150 -60.42
2018-03-31 13F-HR CMS / CMS Energy Corp. 45.29 600,000 600,000 0.00 28,434 27,174 -4.43
2018-03-31 13F-HR NVGS / Navigator Holdings Ltd. 11.84 3,935 4,560 15.88 39 54 38.46
2018-03-31 13F-HR SJI / South Jersey Industries, Inc. 27.50 325,400 400 -99.88 10,169 11 -99.89
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.22 3,007 2,300 -23.51 579 679 17.27
2018-03-31 13F-HR PEG / Public Service Enterprise Group, Inc. 50.24 250,000 250,000 0.00 12,835 12,560 -2.14
2018-03-31 13F-HR TMST / TimkenSteel Corporation 15.12 4,654 5,954 27.93 69 90 30.43
2018-03-31 13F-HR AMTD / TD AmeriTrade Holding Corp. 59.42 2,087 2,087 0.00 107 124 15.89
2018-03-31 13F-HR CACI / CACI International, Inc. 151.85 1,444 540 -62.60 192 82 -57.29
2018-03-31 13F-HR QRVO / Qorvo, Inc. 70.48 700 525 -25.00 47 37 -21.28
2018-03-31 13F-HR MNR.PRC / Monmouth Real Estate Investment Corp., 6.125% Series C Preferred 23.75 116,024 116,024 0.00 2,030 2,756 35.76
2018-03-31 13F-HR FIVE / Five Below, Inc. 72.89 673 782 16.20 46 57 23.91
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.50 1,666 326 -80.43 195 37 -81.03
2018-03-31 13F-HR NTNX / Nutanix, Inc. 49.14 1,448 1,689 16.64 52 83 59.62
2018-03-31 13F-HR COP / ConocoPhillips 59.83 0 819 0 49
2018-03-31 13F-HR IDA / IDACORP, Inc. 88.28 25,000 25,000 0.00 2,290 2,207 -3.62
2018-03-31 13F-HR CTSO / Cytosorbents Corp 7.04 9,014 10,656 18.22 59 75 27.12
2018-03-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 82.84 1,918 2,728 42.23 145 226 55.86
2018-03-31 13F-HR STL / Sterling Bancorp 22.66 1,710 1,765 3.22 43 40 -6.98
2018-03-31 13F-HR DLTH / Duluth Holdings Inc. 18.68 2,310 4,924 113.16 41 92 124.39
2018-03-31 13F-HR BGC / General Cable Corp. 29.52 2,100 2,100 0.00 62 62 0.00
2018-03-31 13F-HR AMG / Affiliated Managers Group, Inc. 189.41 491 491 0.00 101 93 -7.92
2018-03-31 13F-HR LITE / Lumentum Holdings Inc. 63.54 1,941 1,920 -1.08 95 122 28.42
2018-03-31 13F-HR WWE / World Wrestling Entertainment, Inc. 36.21 1,780 2,154 21.01 54 78 44.44
2018-03-31 13F-HR BRO / Brown & Brown, Inc. 25.60 1,250 2,500 100.00 65 64 -1.54
2018-03-31 13F-HR EQBK / Equity Bancshares, Inc. 37.82 1,200 238 -80.17 42 9 -78.57
2018-03-31 13F-HR PWR / Quanta Services, Inc. 34.08 1,371 1,614 17.72 54 55 1.85
2018-03-31 13F-HR WHLR / Wheeler Real Estate Investment Trust, Inc. 3.58 0 150,000 0 537
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 35.33 5,529 4,529 -18.09 208 160 -23.08
2018-03-31 13F-HR AMGN / Amgen Inc. 170.00 0 300 0 51
2018-03-31 13F-HR WDR / Waddell & Reed Financial, Inc. 20.49 6,273 1,464 -76.66 141 30 -78.72
2018-03-31 13F-HR AON / Aon Plc 140.07 564 564 0.00 76 79 3.95
2018-03-31 13F-HR TDOC / Teladoc, Inc. 40.11 1,337 1,396 4.41 47 56 19.15
2018-03-31 13F-HR SC / Santander Consumer USA Holdings Inc. 16.28 9,348 3,072 -67.14 174 50 -71.26
2018-03-31 13F-HR QUOT / Quotient Technology Inc. 13.07 3,248 3,980 22.54 38 52 36.84
2018-03-31 13F-HR ELF / e.l.f. Beauty, Inc. 20.35 1,898 344 -81.88 43 7 -83.72
2018-03-31 13F-HR HDS / Hd Supply Inc. 37.95 11,900 7,563 -36.45 479 287 -40.08
2018-03-31 13F-HR CLDT / Chatham Lodging Trust 19.15 200,000 200,000 0.00 4,622 3,830 -17.14
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 73.43 1,302 572 -56.07 74 42 -43.24
2018-03-31 13F-HR XRVTX / Royce Value Trust, Inc. 15.55 68,564 39,033 -43.07 1,103 607 -44.97
2018-03-31 13F-HR EXAS / EXACT Sciences Corp. 40.25 2,654 2,410 -9.19 145 97 -33.10
2018-03-31 13F-HR ACWI / iShares MSCI ACWI ETF 71.69 12,433 12,750 2.55 897 914 1.90
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.08 3,625 4,683 29.19 971 1,232 26.88
2018-03-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 120.44 274 274 0.00 32 33 3.13
2018-03-31 13F-HR BOX / Box, Inc. 20.59 3,201 5,634 76.01 68 116 70.59
2018-03-31 13F-HR AAPL / Apple, Inc. 168.00 100 500 400.00 17 84 394.12
2018-03-31 13F-HR MDURP / MDU Resources Group, Inc. 28.00 500 500 0.00 13 14 7.69
2018-03-31 13F-HR WMT / Walmart, Inc. 88.00 311 500 60.77 31 44 41.94
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 348.08 495 339 -31.52 153 118 -22.88
2018-03-31 13F-HR MTDR / Matador Resources Co. 29.92 1,838 1,838 0.00 58 55 -5.17
2018-03-31 13F-HR PFPT / Proofpoint, Inc. 113.33 1,954 600 -69.29 176 68 -61.36
2018-03-31 13F-HR BCLI / BrainStorm Cell Therapeutics Inc. 3.10 5,117 6,447 25.99 16 20 25.00
2018-03-31 13F-HR INN / Summit Hotel Properties, Inc. 13.61 125,000 125,000 0.00 1,926 1,701 -11.68
2018-03-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 135.84 3,055 3,055 0.00 421 415 -1.43
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.09 0 1,862 0 97
2018-03-31 13F-HR CBOE / CBOE Holdings, Inc. 113.49 608 608 0.00 76 69 -9.21
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 121.87 2,629 16,050 510.50 333 1,956 487.39
2018-03-31 13F-HR IBP / Installed Building Products, Inc. 60.07 1,685 1,648 -2.20 128 99 -22.66
2018-03-31 13F-HR SCG / SCANA Corp. 37.56 25,000 25,000 0.00 993 939 -5.44
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 65.34 1,102 1,102 0.00 81 72 -11.11
2018-03-31 13F-HR IMDZ / Immune Design Corp. 3.25 5,574 7,695 38.05 23 25 8.70
2018-03-31 13F-HR CPK / Chesapeake Utilities Corp. 70.00 300 300 0.00 24 21 -12.50
2018-03-31 13F-HR RNG / RingCentral, Inc. 63.53 2,388 2,298 -3.77 116 146 25.86
2018-03-31 13F-HR ETFC / E*TRADE Financial, Inc. 55.47 10,864 6,364 -41.42 540 353 -34.63
2018-03-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 53.77 3,404 1,804 -47.00 137 97 -29.20
2018-03-31 13F-HR PCG / PG&E Corp. 200,000 0 -100.00 8,962 0 -100.00
2018-03-31 13F-HR GST-B / Gastar Exploration Inc. 10.75% Series B Preferred 56,900 0 -100.00 1,132 0 -100.00
2018-03-31 13F-HR GRH / GreenHunter Resources, Inc. 61,786 0 -100.00 4 0 -100.00
2018-03-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 3,566 0 -100.00 399 0 -100.00
2018-03-31 13F-HR GPJ / Georgia Power Co. 50,000 0 -100.00 1,265 0 -100.00
2018-03-31 13F-HR ACA Master Select Fund LP / EQUITY (ACAMASTER) 79,721 0 -100.00 4,028 0 -100.00
2018-03-31 13F-HR SPDR BBG BARC 1-3 MONTH TBIL / EQUITY (78468R663) 13,856 0 -100.00 1,267 0 -100.00
2018-03-31 13F-HR Colony NorthStar Inc. 7.125 Cum Red Perp Registered Pfd Shs Series H / EQUITY (19625W880) 53,647 0 -100.00 1,366 0 -100.00
2018-03-31 13F-HR Connecticut Light & Power Co 5.28 Cum.Red.Pfd Shs Series 1967 / EQUITY (207597782) 12,000 0 -100.00 623 0 -100.00
2018-03-31 13F-HR Capital Southwest Corp. Senior 5.95 Notes / EQUITY (140501206) 4,000 0 -100.00 100 0 -100.00
2018-03-31 13F-HR DNO / United States Short Oil Fund 16,300 0 -100.00 930 0 -100.00
2018-03-31 13F-HR EPR Properties 5.75 Series G Cum Redeem Pref / EQUITY (26884U505) 5,000 0 -100.00 125 0 -100.00
2018-03-31 13F-HR GMED / Globus Medical, Inc. 1,320 0 -100.00 55 0 -100.00
2018-03-31 13F-HR Just Energy Group PFD A / EQUITY (48213W200) 315,000 0 -100.00 7,933 0 -100.00
2018-03-31 13F-HR KBWB / PowerShares KBW Bank Portfolio 8,972 0 -100.00 498 0 -100.00
2018-03-31 13F-HR NSTAR Electric Company 4.78 Pfd Shs / EQUITY (67021C305) 8,830 0 -100.00 909 0 -100.00
2018-03-31 13F-HR Pennsylvania Real Estate Investment Trust 6.875 Cum Red Perp Registered Pfd Shs Series D / EQUITY (709102701) 5,000 0 -100.00 125 0 -100.00
2018-03-31 13F-HR Safe Bulkers Inc 8 Cum Red Perp Pfd Shs Series D / EQUITY (Y7388L137) 50,000 0 -100.00 1,151 0 -100.00
2018-03-31 13F-HR SCE Trust VI 5 Cum Red Pfd Secs Series L / EQUITY (78410V200) 107,972 0 -100.00 2,699 0 -100.00
2018-03-31 13F-HR Spirit Realty 6 Series A Cum Red Pref / EQUITY (84860W201) 10,000 0 -100.00 250 0 -100.00
2018-03-31 13F-HR Seritage Growth Properties 7.00 Series A Cum Red Pref / EQUITY (81752R308) 5,000 0 -100.00 125 0 -100.00
2018-03-31 13F-HR Seaspan Corp 7.125 Notes 2017-30.10.27 Global / EQUITY (81254U403) 200,000 0 -100.00 4,850 0 -100.00
2018-03-31 13F-HR ZNGA / Zynga Inc. 28,599 0 -100.00 114 0 -100.00
2018-03-31 13F-HR MDLQ / Medley LLC, 7.25% Bond 120,000 0 -100.00 2,922 0 -100.00
2018-03-31 13F-HR MSFT / Microsoft Corp. 573 0 -100.00 49 0 -100.00
2018-03-31 13F-HR AIW / Arlington Asset Investment Corp., 6.625% Senior Bonds due 5/1/2023 100,040 0 -100.00 2,460 0 -100.00
2018-03-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 10,958 0 -100.00 399 0 -100.00
2018-03-31 13F-HR SQQQ / ProShares UltraPro Short QQQ 8,000 0 -100.00 169 0 -100.00
2018-03-31 13F-HR BAC.PRC / Bank of America Corp. 6.20% Preferred Perpetual Series CC 1,900 0 -100.00 51 0 -100.00
2018-03-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 2,632 0 -100.00 84 0 -100.00
2018-03-31 13F-HR SBUX / Starbucks Corp. 1,877 0 -100.00 109 0 -100.00
2018-03-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 14,599 0 -100.00 406 0 -100.00
2018-03-31 13F-HR SCHF / Schwab International Equity ETF 8,821 0 -100.00 300 0 -100.00