InvestorCpcm, Llc
Portfolio Value $ 453,417,000
Current Positions235
Opened Positions4
Closed Positions21


Latest Holdings, Performance, AUM (from 13F, 13D)

Cpcm, Llc has disclosed 235 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 453,417,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Cpcm, Llc's top holdings are Starbucks Corp. (NASDAQ:SBUX) , PACCAR, Inc. (NASDAQ:PCAR) , iShares Russell 1000 Growth ETF (NYSE:IWF) , Omeros Corp. (NASDAQ:OMER) , and Microsoft Corp. (NASDAQ:MSFT) . Cpcm, Llc's new positions include Vanguard Short-Term Corporate Bond Index Fund (NASDAQ:VCSH) , PIMCO Enhanced Short Maturity Strategy Fund (NYSE:MINT) , Vanguard Tax-Exempt Bond ETF (NYSE:VTEB) , Advanced Micro Devices, Inc. (NASDAQ:AMD) , and .

All Cpcm, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 02, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR Elements Rogers Intl Commodity Etn / Equities (870297801) 5.40 34,265 185
2017-12-31 13F-HR First Horizon National Corporation (NV) / Equities (DCA517101) 0.00 211,055 0
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.18 2,892 229
2017-12-31 13F-HR Voya Prime Rate TRUST / Equities (92913A100) 5.06 36,776 186
2017-12-31 13F-HR Whiting Petroleum Corp / Equities (966387409) 26.48 63,930 1,693
2017-12-31 13F-HR Bodyscan Corporation (NV) / Equities (09689P103) 0.00 17,250 0
2017-12-31 13F-HR First Sound Bank / Equities (33647C103) 0.07 1,000,000 68
2017-12-31 13F-HR NORTHERN TRUST CORP PREF SHARE / Equities (665859872) 26.24 11,965 314
2017-12-31 13F-HR Malaga Inc Com Npv / Equities (561047101) 0.00 20,000 0
2017-12-31 13F-HR Porto Energy Corp Com Npv Isin #ca736883 / Equities (736883109) 0.00 24,000 0
2017-12-31 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.70 3,888 201
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.25 16,000 164
2017-12-31 13F-HR Blackrock Enhanced Cap & Income Fd Inc C / Equities (09256A109) 16.42 10,964 180
2017-12-31 13F-HR Microplanet Technology / Equities (59514T101) 0.00 120,000 0
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.53 2,088 212
2017-12-31 13F-HR Ishares Msci Wld Mon Thl Gbp / Equities (G4954W126) 71.38 3,250 232
2017-12-31 13F-HR Ishares Vii Plc Isha Res Ftse 100 Ucits / Equities (ZZC629487) 156.30 2,041 319
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.45 3,223 3,330 3.32 3,138 3,508 11.79
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.34 1,271 1,277 0.47 415 441 6.27
2017-12-31 13F-HR CBS / CBS Corp. 59.07 4,148 4,131 -0.41 241 244 1.24
2017-12-31 13F-HR MMM / 3M Co. 235.37 2,376 2,392 0.67 499 563 12.83
2017-12-31 13F-HR SM / SM Energy Co 22.08 97,080 97,084 0.00 1,722 2,144 24.51
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.42 3,511 3,188 -9.20 3,368 3,336 -0.95
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.54 113,355 113,811 0.40 11,942 11,898 -0.37
2017-12-31 13F-HR INTC / Intel Corp. 46.16 131,758 131,386 -0.28 5,017 6,065 20.89
2017-12-31 13F-HR BBT / BB&T Corp. 49.76 23,545 8,762 -62.79 596 436 -26.85
2017-12-31 13F-HR BBT / BB&T Corp. 25.27 8,762 23,545 168.72 436 595 36.47
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.59 5,273 5,316 0.82 721 758 5.13
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.60 4,706 4,706 0.00 295 304 3.05
2017-12-31 13F-HR CB / Chubb Ltd 146.09 4,910 2,074 -57.76 708 303 -57.20
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.91 6,938 6,948 0.14 301 312 3.65
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.13 10,047 10,812 7.61 645 715 10.85
2017-12-31 13F-HR UTX / United Technologies Corp. 127.65 5,844 5,844 0.00 678 746 10.03
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 23.02 14,856 14,856 0.00 324 342 5.56
2017-12-31 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 47.99 5,322 5,334 0.23 259 256 -1.16
2017-12-31 13F-HR TMK / Torchmark Corp. 90.61 3,313 3,311 -0.06 265 300 13.21
2017-12-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 56.37 12,684 12,684 0.00 850 715 -15.88
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.94 12,038 12,580 4.50 596 666 11.74
2017-12-31 13F-HR F / Ford Motor Co. 12.49 94,533 97,974 3.64 1,132 1,224 8.13
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.30 2,335 2,348 0.56 342 367 7.31
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.07 74,492 75,302 1.09 8,461 8,590 1.52
2017-12-31 13F-HR CELG / Celgene Corp. 104.28 2,674 3,644 36.28 390 380 -2.56
2017-12-31 13F-HR AIG / American International Group, Inc. 0.00 21,259 21,259 0.00 0 0
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.66 48,099 47,562 -1.12 5,660 5,739 1.40
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.01 1,714 1,736 1.28 231 250 8.23
2017-12-31 13F-HR CVX / Chevron Corp. 125.18 22,311 22,368 0.26 2,621 2,800 6.83
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.55 33,123 33,196 0.22 4,015 4,035 0.50
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.13 14,514 14,514 0.00 149 147 -1.34
2017-12-31 13F-HR MTZ / MasTec, Inc. 48.87 0 4,256 0 208
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.44 115,004 112,795 -1.92 1,718 1,629 -5.18
2017-12-31 13F-HR IWV / iShares Russell 3000 ETF 158.14 2,991 2,991 0.00 446 473 6.05
2017-12-31 13F-HR WTI / W & T Offshore, Inc. 3.31 617,602 358,301 -41.99 1,601 1,186 -25.92
2017-12-31 13F-HR RLH / Red Lion Hotels Corp. 9.85 13,200 10,452 -20.82 93 103 10.75
2017-12-31 13F-HR CMCSA / Comcast Corp. 39.99 7,348 7,302 -0.63 283 292 3.18
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.08 3,889 2,929 -24.69 363 299 -17.63
2017-12-31 13F-HR ABT / Abbott Laboratories 57.08 25,396 24,895 -1.97 1,355 1,421 4.87
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.85 10,894 10,974 0.73 991 1,008 1.72
2017-12-31 13F-HR MNST / Monster Beverage Corporation New 63.36 7,125 7,008 -1.64 394 444 12.69
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.77 3,805 3,894 2.34 231 260 12.55
2017-12-31 13F-HR NVO / Novo-Nordisk A/S 53.65 10,083 10,083 0.00 485 541 11.55
2017-12-31 13F-HR MSFT / Microsoft Corp. 80.13 256,471 251,933 -1.77 17,918 20,188 12.67
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.70 66,009 66,009 0.00 700 640 -8.57
2017-12-31 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 11.95 26,286 13,143 -50.00 339 157 -53.69
2017-12-31 13F-HR IP / International Paper Company 57.81 3,548 3,546 -0.06 202 205 1.49
2017-12-31 13F-HR HK / Halcon Resources Corporation 7.57 97,332 97,332 0.00 662 737 11.33
2017-12-31 13F-HR OLED / Universal Display Corp. 172.50 4,000 2,000 -50.00 477 345 -27.67
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 101.84 2,224 2,229 0.22 211 227 7.58
2017-12-31 13F-HR FB / Facebook, Inc. 176.45 39,807 39,586 -0.56 6,802 6,985 2.69
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.68 196,325 190,498 -2.97 24,552 25,656 4.50
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.73 10,105 10,105 0.00 533 553 3.75
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 311.14 1,081 1,472 36.17 369 458 24.12
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.09 936 865 -7.59 216 212 -1.85
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.44 19,543 15,487 -20.75 551 425 -22.87
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.09 8,031 8,034 0.04 312 306 -1.92
2017-12-31 13F-HR MCD / McDonald's Corp. 172.11 5,687 5,880 3.39 891 1,012 13.58
2017-12-31 13F-HR MO / Altria Group, Inc. 71.43 4,948 5,012 1.29 314 358 14.01
2017-12-31 13F-HR PKW / PowerShares Buyback Achievers Portfolio 59.09 5,500 5,500 0.00 306 325 6.21
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.40 10,000 5,000 -50.00 379 217 -42.74
2017-12-31 13F-HR STT / State Street Corp. 97.58 9,330 2,726 -70.78 256 266 3.91
2017-12-31 13F-HR STT / State Street Corp. 27.44 2,700 9,330 245.56 258 256 -0.78
2017-12-31 13F-HR SN / Sanchez Energy Corporation 5.31 182,356 310,865 70.47 879 1,651 87.83
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.22 8,710 8,573 -1.57 558 482 -13.62
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.11 50,599 50,474 -0.25 4,039 3,993 -1.14
2017-12-31 13F-HR OMER / Omeros Corp. 19.43 1,087,827 1,083,257 -0.42 23,519 21,048 -10.51
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 19,629 17,982 -8.39 1,251 1,102 -11.91
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.91 15,588 15,645 0.37 1,737 1,876 8.00
2017-12-31 13F-HR AXDX / Accelerate Diagnostics, Inc. 26.18 0 7,715 0 202
2017-12-31 13F-HR MCHX / Marchex, Inc. 3.23 189,347 226,847 19.80 585 733 25.30
2017-12-31 13F-HR OAS / Oasis Petroleum Inc. 8.41 228,090 207,090 -9.21 2,080 1,742 -16.25
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.45 9,713 9,713 0.00 602 626 3.99
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.83 4,391 4,674 6.45 425 504 18.59
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.49 3,498 3,720 6.35 496 571 15.12
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 106,123 106,123 0.00 5,040 5,522 9.56
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.25 6,026 6,033 0.12 602 641 6.48
2017-12-31 13F-HR NKE / Nike, Inc. 62.54 42,852 39,926 -6.83 2,222 2,497 12.38
2017-12-31 13F-HR DE / Deere & Co. 156.27 0 1,427 0 223
2017-12-31 13F-HR HOLX / Hologic, Inc. 42.76 11,856 5,706 -51.87 488 244 -50.00
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.86 30,385 30,004 -1.25 7,685 8,067 4.97
2017-12-31 13F-HR LPI / Laredo Petroleum, Inc. 10.61 166,491 146,491 -12.01 2,153 1,554 -27.82
2017-12-31 13F-HR ESTE / Earthstone Energy, Inc. 10.62 190,060 71,530 -62.36 1,995 760 -61.90
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.23 3,896 3,896 0.00 462 484 4.76
2017-12-31 13F-HR BP / BP Plc 42.01 8,628 8,760 1.53 332 368 10.84
2017-12-31 13F-HR EPE / EP Energy Corporation 2.36 432,532 570,500 31.90 1,410 1,346 -4.54
2017-12-31 13F-HR FDX / FedEx Corp. 250.00 0 868 0 217
2017-12-31 13F-HR BAC / Bank of America Corp. 29.54 26,673 26,779 0.40 676 791 17.01
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.44 24,628 24,628 0.00 1,365 1,316 -3.59
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.14 6,936 7,555 8.92 758 885 16.75
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.36 3,920 3,055 -22.07 386 328 -15.03
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.06 27,362 13,681 -50.00 327 165 -49.54
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 208.11 14,794 14,795 0.01 2,917 3,079 5.55
2017-12-31 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 45.39 7,270 7,270 0.00 313 330 5.43
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,571.43 200 7 -96.50 595 2,083 250.08
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 2,975.00 7 200 2,757.14 1,923 595 -69.06
2017-12-31 13F-HR ILIU / Interleukin Genetics, Inc. 0.00 1,222,864 302,271 -75.28 38 1 -97.37
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 50.84 62,099 62,099 0.00 2,930 3,157 7.75
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.10 1,581 1,434 -9.30 292 264 -9.59
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.98 1,838 2,059 12.02 436 525 20.41
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 289,341 289,341 0.00 7,543 7,670 1.68
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 21.27 0 55,000 0 1,170
2017-12-31 13F-HR AEK / AEGON N.V., 8.00% Non-Cumulative Subordinated Bonds due 2/15/2042 26.51 42,020 21,010 -50.00 1,097 557 -49.23
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 8.76 322,733 312,733 -3.10 2,853 2,739 -4.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.92 7,323 8,774 19.81 1,365 1,526 11.79
2017-12-31 13F-HR MA / MasterCard Incorporated 151.30 3,569 3,569 0.00 504 540 7.14
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 3,825 3,825 0.00 203 206 1.48
2017-12-31 13F-HR KO / Coca Cola Co. 45.90 11,503 11,765 2.28 518 540 4.25
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.63 10,680 10,941 2.44 876 915 4.45
2017-12-31 13F-HR ABKI / Abakan, Inc. 0.00 139,988 69,994 -50.00 0 0
2017-12-31 13F-HR PCAR / PACCAR, Inc. 71.08 462,761 427,154 -7.69 33,476 30,362 -9.30
2017-12-31 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 52.21 7,470 7,470 0.00 366 390 6.56
2017-12-31 13F-HR MDT / Medtronic plc 80.77 7,530 7,911 5.06 586 639 9.04
2017-12-31 13F-HR UNP / Union Pacific Corp. 133.89 2,499 2,517 0.72 290 337 16.21
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.36 4,591 4,848 5.60 393 409 4.07
2017-12-31 13F-HR IWC / iShares Micro-cap ETF 95.72 18,925 18,992 0.35 1,787 1,818 1.73
2017-12-31 13F-HR SCHW.PRD / Schwab Charles Corp, 5.95% Dep Shares Non-Cumul Perp Preferred Stock Series D 26.98 30,840 15,420 -50.00 839 416 -50.42
2017-12-31 13F-HR WAFD / Washington Federal, Inc. 34.25 58,605 58,605 0.00 1,972 2,007 1.77
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.02 21,722 20,389 -6.14 1,735 1,652 -4.78
2017-12-31 13F-HR CVS / CVS Health Corporation 72.45 3,757 3,644 -3.01 306 264 -13.73
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.02 4,103 4,120 0.41 478 478 0.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.43 15,419 15,665 1.60 566 649 14.66
2017-12-31 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 130.00 4,400 2,200 -50.00 536 286 -46.64
2017-12-31 13F-HR CCI / Crown Castle International Corp. 111.16 2,131 2,150 0.89 213 239 12.21
2017-12-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 99.88 74,901 77,115 2.96 7,519 7,702 2.43
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.53 2,157 2,703 25.31 313 415 32.59
2017-12-31 13F-HR JPM.PRG / JP Morgan Chase & Co., Preferred G 26.98 46,030 23,015 -50.00 1,244 621 -50.08
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 0.00 14,555 14,555 0.00 0 0
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.61 0 1,282 0 220
2017-12-31 13F-HR V / Visa, Inc. 114.00 27,069 26,999 -0.26 2,849 3,078 8.04
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.78 5,798 5,798 0.00 277 277 0.00
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.77 4,075 3,418 -16.12 599 529 -11.69
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.44 2,808 2,776 -1.14 502 537 6.97
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.67 16,572 16,572 0.00 101 94 -6.93
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.33 103,790 105,760 1.90 11,374 11,563 1.66
2017-12-31 13F-HR CLR / Continental Resources, Inc. 52.96 39,538 39,538 0.00 1,527 2,094 37.13
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.77 2,387 2,366 -0.88 452 449 -0.66
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.74 9,303 9,510 2.23 827 920 11.25
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 163.79 0 1,276 0 209
2017-12-31 13F-HR ACWI / iShares MSCI ACWI ETF 72.10 37,922 33,067 -12.80 2,610 2,384 -8.66
2017-12-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.97 4,490 4,506 0.36 476 473 -0.63
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 148.61 25,685 25,086 -2.33 3,593 3,728 3.76
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 8,576 8,390 -2.17 2,155 2,239 3.90
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.51 6,044 6,044 0.00 754 952 26.26
2017-12-31 13F-HR WEC / WEC Energy Group, Inc. 66.50 3,263 3,263 0.00 205 217 5.85
2017-12-31 13F-HR RYCEY / Rolls Royce Holdings plc 0.00 21,240 10,620 -50.00 0 0
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 36,390 36,579 0.52 1,299 1,325 2.00
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.41 2,934 3,179 8.35 291 351 20.62
2017-12-31 13F-HR JWN / Nordstrom, Inc. 47.37 26,556 26,538 -0.07 1,252 1,257 0.40
2017-12-31 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 33.29 85,000 85,000 0.00 2,648 2,830 6.87
2017-12-31 13F-HR GE / General Electric Co. 17.47 23,306 21,298 -8.62 564 372 -34.04
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 71.03 3,998 3,970 -0.70 290 282 -2.76
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.95 18,228 21,842 19.83 1,741 2,336 34.18
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.92 8,275 7,971 -3.67 361 366 1.39
2017-12-31 13F-HR WPS / iShares International Developed Property ETF 39.50 240,920 248,147 3.00 9,177 9,802 6.81
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.89 27,456 30,146 9.80 1,483 1,715 15.64
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.70 0 14,668 0 245
2017-12-31 13F-HR OMC / Omnicom Group, Inc. 72.82 68,218 65,225 -4.39 5,053 4,750 -6.00
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 61,242 62,358 1.82 9,439 10,553 11.80
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.79 2,536 2,536 0.00 376 390 3.72
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.41 5,088 5,226 2.71 879 901 2.50
2017-12-31 13F-HR HSIC / Henry Schein, Inc. 70.00 4,106 3,000 -26.94 337 210 -37.69
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 769,790 789,922 2.62 41,345 45,365 9.72
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.64 2,950 2,950 0.00 231 291 25.97
2017-12-31 13F-HR XEC / Cimarex Energy Co. 122.06 0 1,745 0 213
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.77 4,574 4,614 0.87 508 488 -3.94
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.34 7,329 7,330 0.01 1,640 1,813 10.55
2017-12-31 13F-HR BBG / Bill Barrett Corp. 5.13 258,850 334,850 29.36 1,110 1,718 54.77
2017-12-31 13F-HR AREX / Approach Resources, Inc. 2.96 97,336 105,336 8.22 244 312 27.87
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.76 10,990 11,749 6.91 1,429 1,642 14.91
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.73 6,358 4,662 -26.68 925 726 -21.51
2017-12-31 13F-HR BF.B / Brown-Forman Corp. 68.70 6,274 6,274 0.00 341 431 26.39
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.52 6,643 6,527 -1.75 1,087 1,237 13.80
2017-12-31 13F-HR ORCL / Oracle Corp. 47.26 16,624 17,625 6.02 804 833 3.61
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 195.97 0 1,041 0 204
2017-12-31 13F-HR GAL / SPDR SSgA Global Allocation ETF 38.31 17,018 8,509 -50.00 617 326 -47.16
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.19 3,669 9,548 160.23 441 1,138 158.05
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.72 4,611 4,643 0.69 374 333 -10.96
2017-12-31 13F-HR VLO / Valero Energy Corp. 92.02 2,618 2,608 -0.38 201 240 19.40
2017-12-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 76.83 16,049 16,049 0.00 1,187 1,233 3.88
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.42 7,003 7,030 0.39 6,732 8,221 22.12
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.17 4,140 4,148 0.19 536 569 6.16
2017-12-31 13F-HR USO / United States Oil Fund, LP 12.03 27,520 26,020 -5.45 287 313 9.06
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.68 50,528 50,413 -0.23 2,787 3,059 9.76
2017-12-31 13F-HR PAYX / Paychex, Inc. 67.95 0 3,017 0 205
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.44 11,920 11,956 0.30 868 902 3.92
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.33 15,122 15,000 -0.81 1,036 1,055 1.83
2017-12-31 13F-HR CSX / CSX Corp. 55.13 4,185 4,136 -1.17 227 228 0.44
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.57 17,842 16,901 -5.27 1,671 1,666 -0.30
2017-12-31 13F-HR IUSV / iShares Core Russell U.S. Value 55.38 20,820 20,820 0.00 1,090 1,153 5.78
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 3,796 3,791 -0.13 263 270 2.66
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 6,971 7,243 3.90 1,772 2,136 20.54
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.64 2,138 2,141 0.14 265 269 1.51
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.23 4,491 4,697 4.59 290 297 2.41
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.40 1,377 1,397 1.45 427 449 5.15
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.53 3,729 4,037 8.26 334 422 26.35
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.20 7,057 9,556 35.41 1,294 1,894 46.37
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.74 22,879 22,496 -1.67 375 354 -5.60
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.67 4,953 4,955 0.04 657 697 6.09
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.11 29,018 27,529 -5.13 1,300 1,297 -0.23
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.26 32,650 32,698 0.15 1,111 1,153 3.78
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.14 3,912 3,912 0.00 434 470 8.29
2017-12-31 13F-HR HA / Hawaiian Holdings, Inc. 39.90 10,000 10,000 0.00 376 399 6.12
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 170.37 2,160 2,160 0.00 355 368 3.66
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.88 5,002 5,004 0.04 707 740 4.67
2017-12-31 13F-HR T / AT & T, Inc. 38.88 32,444 31,946 -1.53 1,271 1,242 -2.28
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.74 2,314 2,398 3.63 414 455 9.90
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.19 0 1,286 0 206
2017-12-31 13F-HR GIS / General Mills, Inc. 59.27 6,220 6,141 -1.27 322 364 13.04
2017-12-31 13F-HR USB / U.S. Bancorp 53.69 3,791 3,781 -0.26 203 203 0.00
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 22.34 80,025 80,025 0.00 1,483 1,788 20.57
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.44 3,461 3,121 -9.82 678 688 1.47
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.49 1,150 1,149 -0.09 514 590 14.79
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.87 4,726 4,592 -2.84 351 353 0.57
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.15 17,173 16,159 -5.90 2,821 3,008 6.63
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 68,095 67,695 -0.59 2,290 2,593 13.23
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.22 10,902 10,902 0.00 595 602 1.18
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.99 27,680 27,559 -0.44 2,300 2,287 -0.57
2017-12-31 13F-HR CAPITAL BANK (SAN JUAN CAPISTRANO CA) / Equities (139809107) 10,500 0 -100.00 349 0
2017-12-31 13F-HR SCHW.PRB / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Pfd Stock Series B 11,805 0 -100.00 300 0 -100.00
2017-12-31 13F-HR EIX / Edison International 2,601 0 -100.00 201 0 -100.00
2017-12-31 13F-HR JONE / Jones Energy, Inc. 649,492 0 -100.00 1,142 0 -100.00
2017-12-31 13F-HR OKS / ONEOK Partners, L.P. 24,000 0 -100.00 1,226 0 -100.00
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 5,077 0 -100.00 272 0 -100.00
2017-12-31 13F-HR NOK / Nokia Corp. 12,798 0 -100.00 77 0 -100.00
2017-12-31 13F-HR CLLY / CNL Lifestyle Properties Inc 22,940 0 -100.00 2 0 -100.00
2017-12-31 13F-HR VTR / Ventas, Inc. 3,107 0 -100.00 202 0 -100.00
2017-12-31 13F-HR ENB / Enbridge Inc. 6,689 0 -100.00 280 0 -100.00
2017-12-31 13F-HR KIM / Kimco Realty Corporation 13,495 0 -100.00 340 0 -100.00
2017-12-31 13F-HR SCHW.PRC / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Preferred Stock Series C 11,805 0 -100.00 301 0 -100.00
2017-12-31 13F-HR REET / iShares Global REIT ETF 9,920 0 -100.00 253 0 -100.00
2017-12-31 13F-HR AGN / Allergan plc 1,119 0 -100.00 229 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 10,001 0 -100.00 533 0 -100.00
2017-12-31 13F-HR BCEI / Bonanza Creek Energy, Inc. 29,128 0 -100.00 961 0 -100.00
2017-12-31 13F-HR EQIX / Equinix, Inc. 455 0 -100.00 203 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. 4,630 0 -100.00 212 0 -100.00
2017-12-31 13F-HR ENT / Global Eagle Entertainment Inc. 100,000 0 -100.00 356 0 -100.00
2017-12-31 13F-HR AVGO / Broadcom Limited 876 0 -100.00 212 0 -100.00
2017-12-31 13F-HR IBN / ICICI Bank Ltd. 38,014 0 -100.00 341 0 -100.00