Current Holdings (from 13F, 13D)

InvestorConcert Wealth Management Inc.
Portfolio Value$ 520,301,000
Current Positions25
Opened Positions0
Closed Positions133

Concert Wealth Management Inc. has disclosed 25 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 520,301,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Concert Wealth Management Inc.'s top holdings are Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Short Treasury Bond ETF (NASDAQ:SHV) , Schwab U.S. Broad Market ETF (NYSE:SCHB) , Vanguard FTSE All-World ex-US ETF (NYSE:VEU) , and Resonant Inc. (NASDAQ:RESN) .


All Concert Wealth Management Inc. holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR BBX CAP CORP NEW / CL A (05491N104) 7.39 34,794 257
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY MIDCAP ETF3X (25459W730) 40.38 12,110 489
2017‑09‑30 13F-HR FIRST TR EXCH TRADED FD III / LNG/SHT EQUITY (33739P103) 37.35 12,905 482
2017‑09‑30 13F-HR INDEXIQ ETF TR / HEDGE MLTI ETF (45409B107) 29.69 11,385 338
2017‑09‑30 13F-HR AKAM / Akamai Technologies, Inc. 48.73 25,654 25,654 0.00 1,278 1,250 -2.19
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.10 25,398 23,448 -7.68 700 659 -5.86
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.46 12,196 13,359 9.54 574 634 10.45
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.70 36,960 31,574 -14.57 1,854 1,664 -10.25
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.85 51,373 27,578 -46.32 2,997 1,678 -44.01
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.73 14,278 10,849 -24.02 1,377 1,082 -21.42
2017‑09‑30 13F-HR BKF / iShares MSCI BRIC ETF 43.09 18,462 18,239 -1.21 689 786 14.08
2017‑09‑30 13F-HR SJB / ProShares Short High Yield 23.13 30,392 30,392 0.00 715 703 -1.68
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.27 40,756 34,894 -14.38 589 533 -9.51
2017‑09‑30 13F-HR SGOL / ETFS GOLD Trust 123.93 14,249 11,991 -15.85 1,716 1,486 -13.40
2017‑09‑30 13F-HR ELR / SPDR Series Trust 27.62 12,806 10,392 -18.85 354 287 -18.93
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.61 0 21,592 0 229
2017‑09‑30 13F-HR GWGH / GWG Holdings, Inc. 1.00 1,224,000 1,444,000 17.97 1,224 1,444 17.97
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.75 22,644 12,401 -45.23 2,485 1,361 -45.23
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.53 36,524 30,009 -17.84 4,547 3,887 -14.52
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.97 22,798 12,608 -44.70 559 340 -39.18
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.63 26,314 16,385 -37.73 837 551 -34.17
2017‑09‑30 13F-HR RESN / Resonant Inc. 4.43 348,202 348,202 0.00 1,542 1,542 0.00
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 110.50 20,096 16,244 -19.17 2,225 1,795 -19.33
2017‑09‑30 13F-HR T / AT & T, Inc. 39.23 23,072 11,675 -49.40 873 458 -47.54
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.19 12,140 10,150 -16.39 852 753 -11.62
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 11,620 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 2,825 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 11,527 0 -100.00 1,435 0 -100.00
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 5,123 0 -100.00 548 0 -100.00
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 24,274 0 -100.00 864 0 -100.00
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 3,075 0 -100.00 515 0 -100.00
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 2,569 0 -100.00 326 0 -100.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 11,945 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR AAPL / Apple, Inc. 47,138 0 -100.00 6,785 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 18,600 0 -100.00 285 0 -100.00
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 13,830 0 -100.00 1,118 0 -100.00
2017‑09‑30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 25,285 0 -100.00 598 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. 1,661 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR CVX / Chevron Corp. 19,897 0 -100.00 2,072 0 -100.00
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53,096 0 -100.00 914 0 -100.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 3,696 0 -100.00 276 0 -100.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 9,818 0 -100.00 548 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 37,592 0 -100.00 989 0 -100.00
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 17,870 0 -100.00 1,297 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 1,086 0 -100.00 1,052 0 -100.00
2017‑09‑30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 10,440 0 -100.00 155 0
2017‑09‑30 13F-HR BA / Boeing Company (The) 3,800 0 -100.00 756 0 -100.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 16,789 0 -100.00 525 0 -100.00
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 8,144 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 9,968 0 -100.00 244 0 -100.00
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 11,584 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 11,000 0 -100.00 227 0 -100.00
2017‑09‑30 13F-HR MRAM / Everspin Technologies, Inc. 13,200 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 17,474 0 -100.00 145 0 -100.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,500 0 -100.00 1,403 0 -100.00
2017‑09‑30 13F-HR GENC / Gencor Industries, Inc. 10,701 0 -100.00 173 0 -100.00
2017‑09‑30 13F-HR HRI / Herc Holdings Inc. 5,250 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 5,058 0 -100.00 535 0 -100.00
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 2,075 0 -100.00 320 0 -100.00
2017‑09‑30 13F-HR DIREXION SHS ETF TR / DLY SCOND 3XBU (25459W458) 4,652 0 -100.00 380 0
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 4,993 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR HTBK / Heritage Commerce Corp. 13,412 0 -100.00 183 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 3,701 0 -100.00 568 0 -100.00
2017‑09‑30 13F-HR EMN / Eastman Chemical Company 2,735 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 15,749 0 -100.00 1,086 0 -100.00
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 14,948 0 -100.00 588 0 -100.00
2017‑09‑30 13F-HR XUSAX / Liberty All Star Equity Fund 15,539 0 -100.00 87 0 -100.00
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 37,625 0 -100.00 699 0 -100.00
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 5,518 0 -100.00 1,342 0 -100.00
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 2,138 0 -100.00 235 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 3,410 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR SOXX / iShares PHLX Semiconductor ETF 2,700 0 -100.00 378 0 -100.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 9,137 0 -100.00 1,207 0 -100.00
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 2,176 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 5,691 0 -100.00 371 0 -100.00
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 2,389 0 -100.00 295 0 -100.00
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 3,141 0 -100.00 490 0 -100.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 10,708 0 -100.00 1,465 0 -100.00
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 8,356 0 -100.00 322 0 -100.00
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 2,442 0 -100.00 425 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 4,052 0 -100.00 370 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 11,750 0 -100.00 1,623 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Call 500 0 -100.00 0 0
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 21,097 0 -100.00 187 0 -100.00
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 27,940 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 9,179 0 -100.00 801 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / RUSS 2000 DIVD (74347B698) 7,150 0 -100.00 391 0
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 2,949 0 -100.00 342 0 -100.00
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 6,000 0 -100.00 620 0 -100.00
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 6,504 0 -100.00 340 0 -100.00
2017‑09‑30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 13,416 0 -100.00 70 0 -100.00
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 4,762 0 -100.00 316 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 6,508 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 2,225 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 8,631 0 -100.00 801 0 -100.00
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 4,159 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 13,170 0 -100.00 717 0 -100.00
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 13,363 0 -100.00 727 0 -100.00
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 5,394 0 -100.00 428 0 -100.00
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 3,604 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 586 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 7,125 0 -100.00 352 0 -100.00
2017‑09‑30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 9,024 0 -100.00 525 0 -100.00
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 30,530 0 -100.00 1,380 0 -100.00
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 2,429 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 4,431 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 1,982 0 -100.00 424 0 -100.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 3,705 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 7,770 0 -100.00 373 0 -100.00
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 2,705 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 1,832 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 3,296 0 -100.00 616 0 -100.00
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 5,334 0 -100.00 426 0 -100.00
2017‑09‑30 13F-HR WAL / Western Alliance Bancorporation 7,833 0 -100.00 385 0 -100.00
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 2,502 0 -100.00 354 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / US TOTAL EARNING (97717W596) 2,401 0 -100.00 206 0
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 5,863 0 -100.00 460 0 -100.00
2017‑09‑30 13F-HR V / Visa, Inc. 3,396 0 -100.00 319 0 -100.00
2017‑09‑30 13F-HR GULF / WisdomTree Middle East Dividend Fund 10,071 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 4,858 0 -100.00 366 0 -100.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 11,093 0 -100.00 615 0 -100.00
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 7,012 0 -100.00 689 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / US TOTAL DIVIDND (97717W109) 6,310 0 -100.00 539 0
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 3,343 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR INTC / Intel Corp. 20,358 0 -100.00 685 0 -100.00
2017‑09‑30 13F-HR RYDEX ETF TRUST / GUG S&P500EQWTFI (78355W858) 5,523 0 -100.00 218 0
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 6,648 0 -100.00 295 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 7,124 0 -100.00 276 0 -100.00
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 3,594 0 -100.00 323 0 -100.00
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 16,785 0 -100.00 931 0 -100.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 2,474 0 -100.00 376 0 -100.00
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 13,499 0 -100.00 134 0 -100.00
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 4,335 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 1,532 0 -100.00 216 0 -100.00
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 7,624 0 -100.00 613 0 -100.00
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 6,971 0 -100.00 310 0 -100.00
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 20,014 0 -100.00 667 0 -100.00
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 9,029 0 -100.00 724 0 -100.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 1,350 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 2,039 0 -100.00 442 0 -100.00
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 25,500 0 -100.00 318 0 -100.00
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 5,025 0 -100.00 444 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / INTL MIDCAP DV (97717W778) 3,715 0 -100.00 237 0
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12,200 0 -100.00 137 0 -100.00
2017‑09‑30 13F-HR WISDOMTREE TR / US QTLY DIV GRT (97717X669) 5,738 0 -100.00 212 0
2017‑09‑30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 10,470 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 2,093 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 21,833 0 -100.00 5,275 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. 24,893 0 -100.00 674 0 -100.00
2017‑09‑30 13F-HR VER / VEREIT, Inc. 15,579 0 -100.00 126 0 -100.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 1,092 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 7,839 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 2,041 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 5,165 0 -100.00 277 0 -100.00
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 3,898 0 -100.00 249 0 -100.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 7,251 0 -100.00 299 0 -100.00
2017‑09‑30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 16,560 0 -100.00 1,134 0 -100.00
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 6,706 0 -100.00 314 0 -100.00