InvestorConcert Wealth Management Inc.
Portfolio Value $ 24,688,000
Current Positions25
Opened Positions2
Closed Positions133


Latest Holdings, Performance, AUM (from 13F, 13D)

Concert Wealth Management Inc. has disclosed 25 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 24,688,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Concert Wealth Management Inc.'s top holdings are Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Short Treasury Bond ETF (NASDAQ:SHV) , Schwab U.S. Broad Market ETF (NYSE:SCHB) , Vanguard FTSE All-World ex-US ETF (NYSE:VEU) , and Resonant Inc. (NASDAQ:RESN) . Concert Wealth Management Inc.'s new positions include IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF (NYSE:QAI) , BBX Capital Corporation (NYSE:BBX) , .

All Concert Wealth Management Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-09-30 13F-HR BBX / BBX Capital Corporation 7.39 34,794 257
2017-09-30 13F-HR FTLS / First Trust Exchange-Traded Fund III 37.35 14,132 12,905 -8.68 505 482 -4.55
2017-09-30 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 29.69 11,385 338
2017-09-30 13F-HR AKAM / Akamai Technologies, Inc. 48.73 25,654 25,654 0.00 1,278 1,250 -2.19
2017-09-30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.10 25,398 23,448 -7.68 700 659 -5.86
2017-09-30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.46 12,196 13,359 9.54 574 634 10.45
2017-09-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.70 36,960 31,574 -14.57 1,854 1,664 -10.25
2017-09-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.85 51,373 27,578 -46.32 2,997 1,678 -44.01
2017-09-30 13F-HR VTV / Vanguard Value ETF 99.73 14,278 10,849 -24.02 1,377 1,082 -21.42
2017-09-30 13F-HR BKF / iShares MSCI BRIC ETF 43.09 18,462 18,239 -1.21 689 786 14.08
2017-09-30 13F-HR SJB / ProShares Short High Yield 23.13 30,392 30,392 0.00 715 703 -1.68
2017-09-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.27 40,756 34,894 -14.38 589 533 -9.51
2017-09-30 13F-HR SGOL / ETFS GOLD Trust 123.93 14,249 11,991 -15.85 1,716 1,486 -13.40
2017-09-30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.61 0 21,592 0 229
2017-09-30 13F-HR GWGH / GWG Holdings, Inc. 1.00 1,224,000 1,444,000 17.97 1,224 1,444 17.97
2017-09-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.75 22,644 12,401 -45.23 2,485 1,361 -45.23
2017-09-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.53 36,524 30,009 -17.84 4,547 3,887 -14.52
2017-09-30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.97 22,798 12,608 -44.70 559 340 -39.18
2017-09-30 13F-HR SCHF / Schwab International Equity ETF 33.63 26,314 16,385 -37.73 837 551 -34.17
2017-09-30 13F-HR RESN / Resonant Inc. 4.43 348,202 348,202 0.00 1,542 1,542 0.00
2017-09-30 13F-HR SHV / iShares Short Treasury Bond ETF 110.50 20,096 16,244 -19.17 2,225 1,795 -19.33
2017-09-30 13F-HR T / AT & T, Inc. 39.23 23,072 11,675 -49.40 873 458 -47.54
2017-09-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.19 12,140 10,150 -16.39 852 753 -11.62
2017-09-30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 11,620 0 -100.00 215 0 -100.00
2017-09-30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 2,825 0 -100.00 232 0 -100.00
2017-09-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 5,123 0 -100.00 548 0 -100.00
2017-09-30 13F-HR EZM / WisdomTree MidCap Earnings Fund 24,274 0 -100.00 864 0 -100.00
2017-09-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 3,075 0 -100.00 515 0 -100.00
2017-09-30 13F-HR TRV / Travelers Companies, Inc. (The) 2,569 0 -100.00 326 0 -100.00
2017-09-30 13F-HR XLF / SPDR Financial Select Sector ETF 11,945 0 -100.00 288 0 -100.00
2017-09-30 13F-HR AAPL / Apple, Inc. 47,138 0 -100.00 6,785 0 -100.00
2017-09-30 13F-HR CARA / Cara Therapeutics, Inc. 18,600 0 -100.00 285 0 -100.00
2017-09-30 13F-HR ED / Consolidated Edison, Inc. 13,830 0 -100.00 1,118 0 -100.00
2017-09-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 25,285 0 -100.00 598 0 -100.00
2017-09-30 13F-HR AET / Aetna, Inc. 1,661 0 -100.00 252 0 -100.00
2017-09-30 13F-HR CVX / Chevron Corp. 19,897 0 -100.00 2,072 0 -100.00
2017-09-30 13F-HR ABT / Abbott Laboratories 53,096 0 -100.00 914 0 -100.00
2017-09-30 13F-HR MO / Altria Group, Inc. 3,696 0 -100.00 276 0 -100.00
2017-09-30 13F-HR BAC / Bank of America Corp. 37,592 0 -100.00 989 0 -100.00
2017-09-30 13F-HR BMY / Bristol-Myers Squibb Co. 9,818 0 -100.00 548 0 -100.00
2017-09-30 13F-HR ABBV / AbbVie Inc. 17,870 0 -100.00 1,297 0 -100.00
2017-09-30 13F-HR AMZN / Amazon.com, Inc. 1,086 0 -100.00 1,052 0 -100.00
2017-09-30 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 10,440 0 -100.00 155 0
2017-09-30 13F-HR BA / Boeing Company (The) 3,800 0 -100.00 756 0 -100.00
2017-09-30 13F-HR CSCO / Cisco Systems, Inc. 16,789 0 -100.00 525 0 -100.00
2017-09-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 8,144 0 -100.00 202 0 -100.00
2017-09-30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 9,968 0 -100.00 244 0 -100.00
2017-09-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 11,584 0 -100.00 233 0 -100.00
2017-09-30 13F-HR DSL / DoubleLine Income Solutions Fund 11,000 0 -100.00 227 0 -100.00
2017-09-30 13F-HR MRAM / Everspin Technologies, Inc. 13,200 0 -100.00 264 0 -100.00
2017-09-30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 17,474 0 -100.00 145 0 -100.00
2017-09-30 13F-HR ISRG / Intuitive Surgical, Inc. 1,500 0 -100.00 1,403 0 -100.00
2017-09-30 13F-HR GENC / Gencor Industries, Inc. 10,701 0 -100.00 173 0 -100.00
2017-09-30 13F-HR HRI / Herc Holdings Inc. 5,250 0 -100.00 206 0 -100.00
2017-09-30 13F-HR DIS / The Walt Disney Co. 5,058 0 -100.00 535 0 -100.00
2017-09-30 13F-HR IBM / International Business Machines Corp. 2,075 0 -100.00 320 0 -100.00
2017-09-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 4,993 0 -100.00 248 0 -100.00
2017-09-30 13F-HR HTBK / Heritage Commerce Corp. 13,412 0 -100.00 183 0 -100.00
2017-09-30 13F-HR HD / Home Depot, Inc. (The) 3,701 0 -100.00 568 0 -100.00
2017-09-30 13F-HR EMN / Eastman Chemical Company 2,735 0 -100.00 229 0 -100.00
2017-09-30 13F-HR MSFT / Microsoft Corp. 15,749 0 -100.00 1,086 0 -100.00
2017-09-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 14,948 0 -100.00 588 0 -100.00
2017-09-30 13F-HR XUSAX / Liberty All Star Equity Fund 15,539 0 -100.00 87 0 -100.00
2017-09-30 13F-HR KKR / KKR & CO. L.P. 37,625 0 -100.00 699 0 -100.00
2017-09-30 13F-HR IVV / iShares Core S&P 500 ETF 5,518 0 -100.00 1,342 0 -100.00
2017-09-30 13F-HR MUB / iShares National Muni Bond ETF 2,138 0 -100.00 235 0 -100.00
2017-09-30 13F-HR LOW / Lowe's Companies, Inc. 3,410 0 -100.00 264 0 -100.00
2017-09-30 13F-HR SOXX / iShares PHLX Semiconductor ETF 2,700 0 -100.00 378 0 -100.00
2017-09-30 13F-HR JNJ / Johnson & Johnson 9,137 0 -100.00 1,207 0 -100.00
2017-09-30 13F-HR DVY / iShares Select Dividend ETF 2,176 0 -100.00 200 0 -100.00
2017-09-30 13F-HR EFA / iShares MSCI EAFE ETF 5,691 0 -100.00 371 0 -100.00
2017-09-30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 2,389 0 -100.00 295 0 -100.00
2017-09-30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 3,141 0 -100.00 490 0 -100.00
2017-09-30 13F-HR IVW / iShares S&P 500 Growth ETF 10,708 0 -100.00 1,465 0 -100.00
2017-09-30 13F-HR MAIN / Main Street Capital Corp. 8,356 0 -100.00 322 0 -100.00
2017-09-30 13F-HR IJH / iShares Core S&P MidCap ETF 2,442 0 -100.00 425 0 -100.00
2017-09-30 13F-HR JPM / JPMorgan Chase & Co. 4,052 0 -100.00 370 0 -100.00
2017-09-30 13F-HR QQQ / PowerShares QQQ Trust 11,750 0 -100.00 1,623 0 -100.00
2017-09-30 13F-HR QQQ / PowerShares QQQ Trust Call 500 0 -100.00 0 0
2017-09-30 13F-HR PHK / PIMCO High Income Fund 21,097 0 -100.00 187 0 -100.00
2017-09-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 27,940 0 -100.00 382 0 -100.00
2017-09-30 13F-HR PG / Procter & Gamble Co. (The) 9,179 0 -100.00 801 0 -100.00
2017-09-30 13F-HR PEP / PepsiCo, Inc. 2,949 0 -100.00 342 0 -100.00
2017-09-30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 7,150 0 -100.00 391 0 -100.00
2017-09-30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 6,000 0 -100.00 620 0 -100.00
2017-09-30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 6,504 0 -100.00 340 0 -100.00
2017-09-30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 13,416 0 -100.00 70 0 -100.00
2017-09-30 13F-HR PCAR / PACCAR, Inc. 4,762 0 -100.00 316 0 -100.00
2017-09-30 13F-HR PFE / Pfizer, Inc. 6,508 0 -100.00 221 0 -100.00
2017-09-30 13F-HR PM / Philip Morris International, Inc. 2,225 0 -100.00 261 0 -100.00
2017-09-30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 8,631 0 -100.00 801 0 -100.00
2017-09-30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 4,159 0 -100.00 249 0 -100.00
2017-09-30 13F-HR XLK / SPDR Technology Select Sector ETF 13,170 0 -100.00 717 0 -100.00
2017-09-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 13,363 0 -100.00 727 0 -100.00
2017-09-30 13F-HR XLV / SPDR Health Care Select Sector ETF 5,394 0 -100.00 428 0 -100.00
2017-09-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 3,604 0 -100.00 335 0 -100.00
2017-09-30 13F-HR TSLA / Tesla Motors, Inc. 586 0 -100.00 212 0 -100.00
2017-09-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 7,125 0 -100.00 352 0 -100.00
2017-09-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 9,024 0 -100.00 525 0 -100.00
2017-09-30 13F-HR SCHD / Schwab US Dividend Equity ETF 30,530 0 -100.00 1,380 0 -100.00
2017-09-30 13F-HR BND / Vanguard Total Bond Market ETF 2,429 0 -100.00 201 0 -100.00
2017-09-30 13F-HR BNDX / Vanguard Total International Bond ETF 4,431 0 -100.00 242 0 -100.00
2017-09-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 1,982 0 -100.00 424 0 -100.00
2017-09-30 13F-HR VLO / Valero Energy Corp. 3,705 0 -100.00 249 0 -100.00
2017-09-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 7,770 0 -100.00 373 0 -100.00
2017-09-30 13F-HR TXN / Texas Instruments Inc. 2,705 0 -100.00 208 0 -100.00
2017-09-30 13F-HR VB / Vanguard Small-Cap ETF 1,832 0 -100.00 248 0 -100.00
2017-09-30 13F-HR UNH / UnitedHealth Group Inc. 3,296 0 -100.00 616 0 -100.00
2017-09-30 13F-HR DES / WisdomTree SmallCap Dividend Fund 5,334 0 -100.00 426 0 -100.00
2017-09-30 13F-HR WAL / Western Alliance Bancorporation 7,833 0 -100.00 385 0 -100.00
2017-09-30 13F-HR VGT / Vanguard Information Technology ETF 2,502 0 -100.00 354 0 -100.00
2017-09-30 13F-HR VYM / Vanguard High Dividend Yield ETF 5,863 0 -100.00 460 0 -100.00
2017-09-30 13F-HR V / Visa, Inc. 3,396 0 -100.00 319 0 -100.00
2017-09-30 13F-HR WMT / Wal-Mart Stores, Inc. 4,858 0 -100.00 366 0 -100.00
2017-09-30 13F-HR EES / WisdomTree SmallCap Earnings Fund 10,071 0 -100.00 333 0 -100.00
2017-09-30 13F-HR WFC / Wells Fargo & Co. 11,093 0 -100.00 615 0 -100.00
2017-09-30 13F-HR DON / WisdomTree MidCap Dividend Fund 7,012 0 -100.00 689 0 -100.00
2017-09-30 13F-HR DTD / WisdomTree Total Dividend Fund 6,310 0 -100.00 539 0
2017-09-30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 3,343 0 -100.00 278 0 -100.00
2017-09-30 13F-HR INTC / Intel Corp. 20,358 0 -100.00 685 0 -100.00
2017-09-30 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 5,523 0 -100.00 218 0
2017-09-30 13F-HR VZ / Verizon Communications, Inc. 6,648 0 -100.00 295 0 -100.00
2017-09-30 13F-HR CMCSA / Comcast Corp. 7,124 0 -100.00 276 0 -100.00
2017-09-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 3,594 0 -100.00 323 0 -100.00
2017-09-30 13F-HR QCOM / QUALCOMM Incorporated 16,785 0 -100.00 931 0 -100.00
2017-09-30 13F-HR FB / Facebook, Inc. 2,474 0 -100.00 376 0 -100.00
2017-09-30 13F-HR XPHTX / Pioneer High Income Trust 13,499 0 -100.00 134 0 -100.00
2017-09-30 13F-HR MRK / Merck & Co., Inc. 4,335 0 -100.00 278 0 -100.00
2017-09-30 13F-HR VDC / Vanguard Consumer Staples ETF 1,532 0 -100.00 216 0 -100.00
2017-09-30 13F-HR XOM / Exxon Mobil Corp. 7,624 0 -100.00 613 0 -100.00
2017-09-30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 6,971 0 -100.00 310 0 -100.00
2017-09-30 13F-HR BX / Blackstone Group L.P. (The) 20,014 0 -100.00 667 0 -100.00
2017-09-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 9,029 0 -100.00 724 0 -100.00
2017-09-30 13F-HR NFLX / Netflix, Inc. 1,350 0 -100.00 201 0 -100.00
2017-09-30 13F-HR FDX / FedEx Corp. 2,039 0 -100.00 442 0 -100.00
2017-09-30 13F-HR AMD / Advanced Micro Devices, Inc. 25,500 0 -100.00 318 0 -100.00
2017-09-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 5,025 0 -100.00 444 0 -100.00
2017-09-30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12,200 0 -100.00 137 0 -100.00
2017-09-30 13F-HR ASG / Liberty All-Star Growth Fund, Inc. 10,470 0 -100.00 52 0 -100.00
2017-09-30 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 5,738 0 -100.00 212 0
2017-09-30 13F-HR VBR / Vanguard Small-Cap Value ETF 2,093 0 -100.00 258 0 -100.00
2017-09-30 13F-HR SPY / SPDR S&P 500 ETF Trust 21,833 0 -100.00 5,275 0 -100.00
2017-09-30 13F-HR GE / General Electric Co. 24,893 0 -100.00 674 0 -100.00
2017-09-30 13F-HR VER / VEREIT, Inc. 15,579 0 -100.00 126 0 -100.00
2017-09-30 13F-HR LMT / Lockheed Martin Corp. 1,092 0 -100.00 303 0 -100.00
2017-09-30 13F-HR MU / Micron Technology, Inc. 7,839 0 -100.00 234 0 -100.00
2017-09-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 2,041 0 -100.00 256 0 -100.00
2017-09-30 13F-HR DAL / Delta Air Lines, Inc. 5,165 0 -100.00 277 0 -100.00
2017-09-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 3,898 0 -100.00 249 0 -100.00
2017-09-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 7,251 0 -100.00 299 0 -100.00
2017-09-30 13F-HR DHS / WisdomTree U.S. High Dividend Fund 16,560 0 -100.00 1,134 0 -100.00
2017-09-30 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 6,706 0 -100.00 314 0 -100.00
2017-09-30 13F-HR SOXL / Direxion Daily Semiconductors Bull 3x Shares 4,652 0 -100.00 380 0 -100.00
2017-09-30 13F-HR MIDU / Direxion Daily Mid Cap Bull 3X Shares 40.38 12,085 12,110 0.21 451 489 8.43
2017-09-30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 11,527 0 -100.00 1,435 0 -100.00
2017-09-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.62 12,806 10,392 -18.85 354 287 -18.93
2017-09-30 13F-HR EXT / WisdomTree Total Earnings Fund 2,401 0 -100.00 206 0 -100.00
2017-09-30 13F-HR DIM / WisdomTree International MidCap Dividend Fund 3,715 0 -100.00 237 0