InvestorCitigroup Inc
Insider ProfileCITIGROUP INC
Portfolio Value $ 124,753,109,000
Current Positions7,485
Opened Positions5
Closed Positions263


Latest Holdings, Performance, AUM (from 13F, 13D)

Citigroup Inc has disclosed 7,485 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 124,753,109,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Citigroup Inc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares Russell 2000 ETF (NYSE:IWM) , SPDR Gold Shares (NYSE:GLD) , and SPDR Gold Shares (NYSE:GLD) . Citigroup Inc's new positions include Yahoo! Inc. (NASDAQ:YHOO) , Citigroup, Inc. (NYSE:C) , Starwood Property Trust Inc Bond (85571BAB1) , Old Republic International Corp. 3.75% Bond Due 3/15/2018 (680223AH7) , and Global X U.S. Preferred ETF (BATS:PFFD) . Citigroup Inc's top industries are "Forestry" (sic 08) , "Legal Services" (sic 81) , and "Miscellaneous Repair Services" (sic 76) .

All Citigroup Inc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑09 SC 13G/A MTGE / American Capital Mortgage Investment Corp. 2,324,355 1,700,645 -26.83 3.00 -41.18
2018‑02‑09 SC 13G PLX / Protalix BioTherapeutics, Inc. 9,403,684 6.10

This form was filed on February 12, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR C / Citigroup, Inc. 35.71 3,975,951 142,001
2017-12-31 13F-HR REDU / RISE Education Cayman Ltd 18.52 108 2
2017-12-31 13F-HR CEQP / Crestwood Equity Partners LP 25.80 159,303 84,969 -46.66 3,887 2,192 -43.61
2017-12-31 13F-HR EMN / Eastman Chemical Company Put 92.64 103,400 88,500 -14.41 9,357 8,199 -12.38
2017-12-31 13F-HR KODK / Eastman Kodak Co. Call 0.00 159 159 0.00 0 0
2017-12-31 13F-HR KBR / KBR, Inc. 19.94 615 2,307 275.12 11 46 318.18
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.62 30,039 47,454 57.97 2,211 3,873 75.17
2017-12-31 13F-HR YUM / Yum! Brands, Inc. Call 81.61 368,400 338,500 -8.12 27,118 27,625 1.87
2017-12-31 13F-HR TDC / Teradata Corp. Call 38.33 7,500 3,600 -52.00 253 138 -45.45
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.11 73,900 96,814 31.01 2,390 3,109 30.08
2017-12-31 13F-HR EBAY / eBay, Inc. 37.74 279,076 1,172,897 320.28 10,734 44,265 312.38
2017-12-31 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 124 481 287.90
2017-12-31 13F-HR LNDC / Landec Corp. 12.65 8,258 3,794 -54.06 108 48 -55.56
2017-12-31 13F-HR BXP / Boston Properties, Inc. Call 130.00 0 400 0 52
2017-12-31 13F-HR MBFI / MB Financial, Inc. 44.37 11,195 1,893 -83.09 504 84 -83.33
2017-12-31 13F-HR OVID / Ovid Therapeutics Inc. 9.75 0 513 0 5
2017-12-31 13F-HR PBI / Pitney Bowes, Inc. Put 11.18 52,000 44,100 -15.19 729 493 -32.37
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.14 11,109 22,258 100.36 270 515 90.74
2017-12-31 13F-HR PXMV / PowerShares Fundamental Pure Mid Value Portfolio 31.31 32,353 34,716 7.30 989 1,087 9.91
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) Call 20.14 62,200 48,400 -22.19 1,293 975 -24.59
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) Put 20.20 6,600 4,900 -25.76 137 99 -27.74
2017-12-31 13F-HR TK / Teekay Corp. 9.33 1,269 3,860 204.18 12 36 200.00
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 8.00 2,500 2,500 0.00 20 20 0.00
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.00 400 400 0.00 6 6 0.00
2017-12-31 13F-HR ODP / Office Depot, Inc. 3.54 777,809 392,969 -49.48 3,532 1,391 -60.62
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 1,361,023 1,233,328 -9.38 72,625 70,385 -3.08
2017-12-31 13F-HR 94419LAA9 / Wayfair, Inc. Bond 2,305 210 -90.89
2017-12-31 13F-HR NSC / Norfolk Southern Corp. Put 144.90 62,600 80,400 28.43 8,278 11,650 40.73
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF Put 75.67 1,296,000 1,998,900 54.24 92,017 151,257 64.38
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.89 11,068,196 7,044,574 -36.35 597,462 400,766 -32.92
2017-12-31 13F-HR TLRD / Tailored Brands, Inc. Call 21.81 20,100 9,400 -53.23 290 205 -29.31
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.47 128,575 123,941 -3.60 19,094 21,004 10.00
2017-12-31 13F-HR SONC / Sonic Corp. Put 27.50 200 400 100.00 5 11 120.00
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. Put 28.48 246,800 30,300 -87.72 6,597 863 -86.92
2017-12-31 13F-HR AST / Asterias Biotherapeutics, Inc. 0.00 0 61 0 0
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 128.37 105,420 58,511 -44.50 12,609 7,511 -40.43
2017-12-31 13F-HR WUBA / 58.com Inc. Put 71.57 1,810,800 544,500 -69.93 114,334 38,970 -65.92
2017-12-31 13F-HR CNQ / Canadian Natural Resources Limited Put 35.85 152,700 180,600 18.27 5,104 6,475 26.86
2017-12-31 13F-HR INSI / Insight Select Income Fund 19.94 2,106 2,106 0.00 42 42 0.00
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.26 1,917,441 1,651,463 -13.87 170,191 144,106 -15.33
2017-12-31 13F-HR 22943FAH3 / Ctrip.com International, Ltd. Bond 945 1,256 32.91
2017-12-31 13F-HR TM / Toyota Motor Corp. Put 127.22 52,800 9,700 -81.63 6,292 1,234 -80.39
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) Put 144.29 146,100 119,100 -18.48 19,690 17,185 -12.72
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. Put 253.48 24,200 27,000 11.57 5,362 6,844 27.64
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.29 295,081 341,360 15.68 18,454 23,311 26.32
2017-12-31 13F-HR SBNYW / Signature Bank Call 137.50 1,100 400 -63.64 141 55 -60.99
2017-12-31 13F-HR ADSK / Autodesk, Inc. Put 104.82 68,800 62,400 -9.30 7,723 6,541 -15.30
2017-12-31 13F-HR LEN / Lennar Corp. Call 63.24 26,400 85,400 223.48 1,394 5,401 287.45
2017-12-31 13F-HR CRF / Cornerstone Total Return Fund, Inc. 12.66 75 79 5.33 1 1 0.00
2017-12-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.13 6,787 7,147 5.30 327 344 5.20
2017-12-31 13F-HR NTES / NetEase, Inc. 344.99 42,251 26,870 -36.40 11,147 9,270 -16.84
2017-12-31 13F-HR BBSI / Barrett Business Services, Inc. 64.29 0 1,820 0 117
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.69 74,856 35,390 -52.72 8,183 3,988 -51.26
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. Put 112.70 20,000 25,900 29.50 2,186 2,919 33.53
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. Call 37.00 266,400 260,600 -2.18 9,827 9,643 -1.87
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. Put 36.98 54,000 4,300 -92.04 1,993 159 -92.02
2017-12-31 13F-HR BSAC / Banco Santander - Chile 31.07 0 2,253 0 70
2017-12-31 13F-HR MLPA / Global X MLP ETF 10.10 0 1,980 0 20
2017-12-31 13F-HR RMTI / Rockwell Medical, Inc. 5.84 8,285 9,755 17.74 71 57 -19.72
2017-12-31 13F-HR RMTI / Rockwell Medical, Inc. Call 5.82 22,900 59,500 159.83 196 346 76.53
2017-12-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.87 364,721 207,641 -43.07 667 388 -41.83
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 0.00 18 0
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 221,090 265,556 20.11 215,280 279,737 29.94
2017-12-31 13F-HR CRBP / Corbus Pharmaceuticals Holdings, Inc. 7.11 2,543 22,233 774.28 18 158 777.78
2017-12-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares Call 77.79 500 6,800 1,260.00 43 529 1,130.23
2017-12-31 13F-HR JDST / Direxion Daily Junior Gold Miners Index Bear 3X Shares 51.31 103,961 152,600 46.79 5,862 7,830 33.57
2017-12-31 13F-HR PHX / Panhandle Oil and Gas, Inc. 20.58 0 13,555 0 279
2017-12-31 13F-HR HOME / At Home Group Inc. 24.69 0 81 0 2
2017-12-31 13F-HR SELB / Selecta Biosciences, Inc. 8.26 0 121 0 1
2017-12-31 13F-HR CRIS / Curis, Inc. 0.70 4,891 18,558 279.43 7 13 85.71
2017-12-31 13F-HR MCD / McDonald's Corp. 172.12 876,329 913,397 4.23 137,302 157,213 14.50
2017-12-31 13F-HR CYH / Community Health Systems, Inc. Put 4.26 79,800 422,500 429.45 613 1,800 193.64
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. 71.20 42,318 50,322 18.91 2,767 3,583 29.49
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. Call 71.22 16,300 15,600 -4.29 1,066 1,111 4.22
2017-12-31 13F-HR MO / Altria Group, Inc. Put 71.41 503,900 673,800 33.72 31,957 48,116 50.56
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF 26.05 2,143,200 4,175,526 94.83 55,874 108,773 94.68
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF Call 26.05 455,300 824,600 81.11 11,870 21,481 80.97
2017-12-31 13F-HR EXEL / Exelixis, Inc. Call 30.39 73,400 76,200 3.81 1,778 2,316 30.26
2017-12-31 13F-HR EXEL / Exelixis, Inc. Put 30.41 51,100 61,300 19.96 1,238 1,864 50.57
2017-12-31 13F-HR DAN / Dana Holding Corp. 32.01 169,171 224,379 32.63 4,730 7,182 51.84
2017-12-31 13F-HR DAN / Dana Holding Corp. Call 32.03 8,200 6,900 -15.85 229 221 -3.49
2017-12-31 13F-HR DAN / Dana Holding Corp. Put 31.82 100 2,200 2,100.00 3 70 2,233.33
2017-12-31 13F-HR TICC / TICC Capital Corp. 5.67 1,484 2,467 66.24 10 14 40.00
2017-12-31 13F-HR MTH / Meritage Homes Corp. 51.20 26,757 17,695 -33.87 1,188 906 -23.74
2017-12-31 13F-HR RIG / Transocean, Inc. Put 10.68 2,482,000 2,824,400 13.80 26,706 30,164 12.95
2017-12-31 13F-HR FMI / Foundation Medicine, Inc. Put 68.11 0 3,700 0 252
2017-12-31 13F-HR KREF / KKR Real Estate Finance Trust 17.54 0 171 0 3
2017-12-31 13F-HR HSNI / HSN, Inc. 40.35 833,260 893,218 7.20 32,538 36,041 10.77
2017-12-31 13F-HR FLS / Flowserve Corp. Put 42.14 26,000 1,400 -94.62 1,108 59 -94.68
2017-12-31 13F-HR ABY / Abengoa Yield plc 20.66 11,420 242 -97.88 225 5 -97.78
2017-12-31 13F-HR ICAD / icad, inc. 3.43 9,900 9,900 0.00 44 34 -22.73
2017-12-31 13F-HR CNHI / CNH Industrial N.V. 13.40 1,160,930 1,135,232 -2.21 13,943 15,212 9.10
2017-12-31 13F-HR 493723AA8 / KEYW Holdings Corp 2.5% Bond due 2019-07-15 40 39 -2.50
2017-12-31 13F-HR GENE / Genetic Technologies Ltd. 0.00 300 300 0.00 0 0
2017-12-31 13F-HR EDEN / iShares MSCI Denmark Capped ETF 67.40 400 549 37.25 27 37 37.04
2017-12-31 13F-HR 584688AE5 / Medicines Company 2.500% Bond 3,133 21 -99.33
2017-12-31 13F-HR IEUR / iShares Core MSCI Europe ETF 50.00 0 380 0 19
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 4,381,211 5,173,962 18.09 111,019 152,734 37.57
2017-12-31 13F-HR SUI / Sun Communities, Inc. 92.78 120,590 164,167 36.14 10,332 15,231 47.42
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.57 11,464 19,680 71.67 1,050 1,802 71.62
2017-12-31 13F-HR ATNI / Atlantic Tele-Network, Inc. 52.24 3,254 134 -95.88 171 7 -95.91
2017-12-31 13F-HR BBY / Best Buy Co., Inc. Call 68.47 132,900 174,500 31.30 7,570 11,948 57.83
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.14 36,271 307,600 748.06 223 1,274 471.30
2017-12-31 13F-HR KOL / Market Vectors Coal ETF Put 16.06 0 3,300 0 53
2017-12-31 13F-HR ORIT / Oritani Financial Corp. 16.40 16,049 11,343 -29.32 269 186 -30.86
2017-12-31 13F-HR TWLO / Twilio Inc. Call 23.59 57,600 42,600 -26.04 1,719 1,005 -41.54
2017-12-31 13F-HR SLM / SLM Corp. (Sallie Mae) Put 11.31 22,300 47,400 112.56 256 536 109.38
2017-12-31 13F-HR GM / General Motors Company 40.99 1,736,155 1,993,197 14.81 70,105 81,701 16.54
2017-12-31 13F-HR 867652AL3 / SunPower Corp. Bond 147 152 3.40
2017-12-31 13F-HR COTY / Coty, Inc. Call 19.90 11,000 29,500 168.18 182 587 222.53
2017-12-31 13F-HR SPLG / SPDR Portfolio Large Cap ETF 31.32 8,602 33,076 284.52 1,015 1,036 2.07
2017-12-31 13F-HR KIN / Kindred Biosciences, Inc. 9.49 77 1,159 1,405.19 1 11 1,000.00
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 1,345,270 2,554,145 89.86 79,506 163,337 105.44
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 63.95 2,379,800 1,158,500 -51.32 140,647 74,086 -47.32
2017-12-31 13F-HR BANF / BancFirst Corp. 51.07 0 2,722 0 139
2017-12-31 13F-HR YHOO / Yahoo! Inc. 10,044,661 665,359 6,751 -98.99
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF Put 63.95 3,344,600 2,803,800 -16.17 197,665 179,303 -9.29
2017-12-31 13F-HR BOX / Box, Inc. 21.11 39,311 83,814 113.21 760 1,769 132.76
2017-12-31 13F-HR OKTA / Okta, Inc. 25.61 0 80,166 0 2,053
2017-12-31 13F-HR VGR / Vector Group, Ltd. 22.17 4,176 3,519 -15.73 86 78 -9.30
2017-12-31 13F-HR VNTR / Venator Materials PLC 22.10 1,257 17,104 1,260.70 28 378 1,250.00
2017-12-31 13F-HR GRFS / Grifols Sa 22.91 149,682 153,668 2.66 3,276 3,521 7.48
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 85.15 10,686 10,347 -3.17 1,019 881 -13.54
2017-12-31 13F-HR NYMX / Nymox Pharmaceutical Corp. 3.40 104 4,115 3,856.73 0 14
2017-12-31 13F-HR BOX / Box, Inc. Call 21.11 12,200 28,000 129.51 236 591 150.42
2017-12-31 13F-HR BOX / Box, Inc. Put 21.13 8,400 26,600 216.67 162 562 246.91
2017-12-31 13F-HR DRRX / Durect Corp. 0.90 432 14,446 3,243.98 1 13 1,200.00
2017-12-31 13F-HR FSIC / FS Investment Corporation Call 7.32 8,969 8,469 -5.57 76 62 -18.42
2017-12-31 13F-HR TSCO / Tractor Supply Co. 74.74 31,676 37,330 17.85 2,005 2,790 39.15
2017-12-31 13F-HR EVBN / Evans Bancorp, Inc. 41.98 0 3,097 0 130
2017-12-31 13F-HR BIS / ProShares Trust ProShares UltraShort Nasdaq Biotechnology 22.06 0 2,040 0 45
2017-12-31 13F-HR HYEM / Market Vectors Emerging High Yield Bond ETF 24.64 2,435 2,435 0.00 60 60 0.00
2017-12-31 13F-HR KLXI / KLX Inc. 68.25 40,348 45,932 13.84 2,135 3,135 46.84
2017-12-31 13F-HR APTO / Aptose Biosciences. Inc. 0.00 2 2 0.00 0 0
2017-12-31 13F-HR GIS / General Mills, Inc. 59.29 616,774 557,513 -9.61 31,924 33,054 3.54
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 19.21 0 48,882 0 939
2017-12-31 13F-HR SPRT / support.com, Inc. 0.00 139 139 0.00 0 0
2017-12-31 13F-HR FONR / Fonar Corp. 24.26 4,680 2,844 -39.23 143 69 -51.75
2017-12-31 13F-HR TSCO / Tractor Supply Co. Call 74.74 39,300 28,500 -27.48 2,487 2,130 -14.35
2017-12-31 13F-HR ATR / AptarGroup, Inc. 86.28 6,789 14,871 119.05 585 1,283 119.32
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.38 1,345 1,345 0.00 18 18 0.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 288,282 0 -100.00 10,484 0
2017-12-31 13F-HR STOR / STORE Capital Corp. Call 6,500 0 -100.00 162 0 -100.00
2017-12-31 13F-HR XT / iShs Exponentl Tech 45 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ABCO / Advisory Board Co. (The) 76 0 -100.00 4 0 -100.00
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. Put 400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR WAC / Walter Investment Management Corp. 4,700 0 -100.00 3 0 -100.00
2017-12-31 13F-HR FXCM / FXCM Inc. 100 0 -100.00 0 0
2017-12-31 13F-HR TSCO / Tractor Supply Co. Put 74.76 22,700 14,500 -36.12 1,437 1,084 -24.57
2017-12-31 13F-HR DEUTSCHE STRATEGIC INCOME TR / SHS (25160F109) 79,074 0 -100.00 985 0
2017-12-31 13F-HR KTCC / Key Tronic Corp. 712 0 -100.00 5 0 -100.00
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 890 0 -100.00 13 0 -100.00
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 117,996 1,726
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Call 14.63 61,400 898
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation Put 14.63 165,600 2,423
2017-12-31 13F-HR CLXT / Calyxt, Inc. 23.26 129 3
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.03 71,992 1,226
2017-12-31 13F-HR CARG / CarGurus, Inc. 30.21 1,357 41
2017-12-31 13F-HR CDR / Cedar Realty Trust, Inc. Call 6.08 180,000 1,094
2017-12-31 13F-HR CELC / Celcuity Inc. 18.93 317 6
2017-12-31 13F-HR APOP / Cellect Biotechnology Ltd. Call 2.44 9,000 22
2017-12-31 13F-HR CEMEX SAB DE CV / NOTE 3.720% 3/1 (151290BT9) 2,025
2017-12-31 13F-HR CVE / Cenovus Energy Inc. Call 9.00 1,000 9
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 12.05 83 1
2017-12-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 0.00 2 0
2017-12-31 13F-HR CENT / Central Garden & Pet Co. Call 38.91 25,600 996
2017-12-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS / GEN VAR 26 (17324P859) 23.50 979,000 23,002
2017-12-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS / LEVERAGD ETN S&P (17325E291) 24.51 5,166,000 126,619
2017-12-31 13F-HR CITIGROUP GLOBAL MKTS HLDGS / INVERSE LVRG ETN (17325E309) 14.05 1,213,000 17,043
2017-12-31 13F-HR CITIGROUP GBL MKTS HLDGS INC / VELOCITYSHS SHRT (17325K529) 2,696
2017-12-31 13F-HR CITIGROUP GBL MKTS HLDGS INC / VELOCITYSHS LONG (17325K743) 10,598
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDGBP (17326E159) 26.05 157,500 4,103
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDCHF (17326E233) 26.54 157,500 4,180
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS GBPUSD (17326E464) 23.91 157,500 3,766
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDEUR (17326E480) 26.97 157,500 4,248
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS EURUSD (17326E571) 22.94 160,000 3,670
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS AUDUSD (17326E605) 22.13 157,500 3,486
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDAUD (17326E647) 28.07 157,500 4,421
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS JPYUSD (17326E654) 24.41 160,000 3,906
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS USDJPY (17326E662) 25.52 160,000 4,084
2017-12-31 13F-HR CITIGROUP GLOBAL MKT HLDGS I / VELCTYSHS CHFUSD (17326E704) 23.36 160,000 3,738
2017-12-31 13F-HR CIA / Citizens, Inc. Call 7.37 30,000 221
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.57 3,038 23
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 418,801 3,019
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Call (185899101) 7.21 672,000 4,846
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 7.21 1,190,300 8,582
2017-12-31 13F-HR CWBR / CohBar Inc. 4.80 2,500 12
2017-12-31 13F-HR DIAL / Columbia Diversified Fixed Incom 19.94 250,000 4,985
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.50 400 9
2017-12-31 13F-HR CVLT / CommVault Systems, Inc. Put 52.50 68,000 3,570
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.53 18,720 740
2017-12-31 13F-HR CORT / Corcept Therapeutics, Inc. Put 18.06 42,300 764
2017-12-31 13F-HR COWNL / Cowen Group, Inc. Call 13.67 30,000 410
2017-12-31 13F-HR COWNL / Cowen Group, Inc. Put 13.67 30,000 410
2017-12-31 13F-HR CACC / Credit Acceptance Corp. Call 324.00 500 162
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 80.00 50 4
2017-12-31 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 249
2017-12-31 13F-HR CYTRX CORP / COM PAR Call (232828608) 1.80 1,110 2
2017-12-31 13F-HR CYTRX CORP / COM PAR Put (232828608) 2.00 500 1
2017-12-31 13F-HR CONE / CyrusOne Inc. Call 59.60 5,000 298
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 24.94 2,085 52
2017-12-31 13F-HR DEUS / Deutsche X-trackers Russell 1000 Enhanced Beta ETF 32.07 417,625 13,393
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.56 931 21
2017-12-31 13F-HR JPNL / Direxion Daily Japan Bull 3X ETF 75.00 200 15
2017-12-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 31.25 32 1
2017-12-31 13F-HR SPXS / Direxion Daily S&P 500 Bear 3X Shares Call 30.00 9,100 273
2017-12-31 13F-HR 25470MAB5 / DISH Network Corp. 3.375% Bond 1,561
2017-12-31 13F-HR RUSL / Direxion Daily Russia Bull 3x Shares 50.25 796 40
2017-12-31 13F-HR BRZU / Direxion Daily Brazil Bull 3X Shares 40.17 2,415 97
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.25 5,617 125
2017-12-31 13F-HR DOVA / Dova Pharmaceuticals, Inc. 28.71 1,428 41
2017-12-31 13F-HR CNCR / Loncar Cancer Immunotherapy ETF 24.00 1,000 24
2017-12-31 13F-HR CUMB / Virtus Cumberland Municipal Bond 25.32 79 2
2017-12-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 0.00 15 0
2017-12-31 13F-HR AIEQ / AI Powered Equity ETF 25.00 400 10
2017-12-31 13F-HR EAGLE CAP GROWTH FD INC / (269451100) 0.00 25 0
2017-12-31 13F-HR EAGLE GRWTH & INCOME OPPTY F / COM SHS BEN IN (26958J105) 16.55 70,216 1,162
2017-12-31 13F-HR ECC / Eagle Point Credit Company Inc. 18.67 3,000 56
2017-12-31 13F-HR ENX / Eaton Vance New York Municipal Bond Fund 12.59 1,350 1,350 0.00 17 17 0.00
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.38 326,182 343,188 5.21 3,050 3,219 5.54
2017-12-31 13F-HR ERII / Energy Recovery, Inc. Put 8.75 100,000 875
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.55 4,144 23
2017-12-31 13F-HR AON / Aon Plc Call 134.17 1,200 161
2017-12-31 13F-HR ABY / Abengoa Yield plc Call 21.25 4,000 85
2017-12-31 13F-HR CISN / Cision Ltd. 10.10 99 1
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 79.22 871 69
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.44 13,140 689
2017-12-31 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 Call (G3206V118) 0.75 100,000 75
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) Put 221.67 600 133
2017-12-31 13F-HR FN / Fabrinet Call 28.70 50,000 1,435
2017-12-31 13F-HR FG / FGL Holdings 10.08 50,000 504
2017-12-31 13F-HR FGL HLDGS / *W EXP 11/30/202 Call (G3402M110) 1.55 109,713 170
2017-12-31 13F-HR EROS / Eros International Plc Douglas Put 9.70 6,600 64
2017-12-31 13F-HR INFO / Metro One Telecommunications, Inc. Put 45.15 71,700 3,237
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 156,276 13,257
2017-12-31 13F-HR APTV / Aptiv PLC Call 84.91 5,300 450
2017-12-31 13F-HR APTV / Aptiv PLC Put 84.83 101,700 8,627
2017-12-31 13F-HR NBRV / Nabriva Therapeutics AG 5.92 1,183 7
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 0.00 248 0
2017-12-31 13F-HR REGALWOOD GLOBAL ENERGY LTD / UNIT 99/99/9999 (G74760110) 9.95 1,934,900 19,252
2017-12-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02/2022 (G8062D128) 9.97 57,083 569
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 5.85 171 1
2017-12-31 13F-HR GAZIT GLOBE LTD / SHS (M4793C102) 10.99 1,001 11
2017-12-31 13F-HR ICL / Israel Chemicals Ltd. 4.06 231,599 351,706 51.86 1,030 1,428 38.64
2017-12-31 13F-HR WIX / Wix.com Ltd. Call 57.50 2,400 138
2017-12-31 13F-HR WIX / Wix.com Ltd. Put 57.69 1,300 75
2017-12-31 13F-HR HUNT / Hunter Maritime Acquisition Corp. 9.75 200,000 200,000 0.00 1,959 1,950 -0.46
2017-12-31 13F-HR TOO / Teekay Offshore Partners L.P. Put 2.36 550,000 1,298
2017-12-31 13F-HR AMCX / AMC Networks Inc. Call 54.07 9,100 492
2017-12-31 13F-HR AMCX / AMC Networks Inc. Put 54.19 4,300 233
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 8.81 227 2
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.00 3,571 50
2017-12-31 13F-HR AKCA / Akcea Therapeutics Inc. 15.50 129 2
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 9.87 608 6
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 19.23 52 1
2017-12-31 13F-HR ATUS / Altice USA, Inc. 21.28 5,169 110
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.09 11,000 67
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.31 1,220 26
2017-12-31 13F-HR AQ / Aquantia Corp. 12.09 827 10
2017-12-31 13F-HR ASNS / Arsanis, Inc. 12.84 701 9
2017-12-31 13F-HR 049164BJ4 / Atlasairworldwide1.875 01jun24 Bond 210
2017-12-31 13F-HR ALV / Autoliv, Inc. Call 125.00 200 25
2017-12-31 13F-HR ALV / Autoliv, Inc. Put 130.00 100 13
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. Call 2.80 23,900 67
2017-12-31 13F-HR AVEO / AVEO Pharmaceuticals, Inc. Put 2.80 2,500 7
2017-12-31 13F-HR AYTU BIOSCIENCE INC / COM PAR (054754403) 0.00 150 0
2017-12-31 13F-HR BBX / BBX Capital Corporation 5.41 185 1
2017-12-31 13F-HR BGS / B&G Foods, Inc. Put 35.16 51,200 1,800
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 20.55 7,153 147
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.47 14,746 464
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) Put 80.33 3,000 241
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.93 22,875 639
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 27.92 1,733,837 48,409
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 27.92 2,852,975 79,655
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.00 800 12
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.25 1,544 22
2017-12-31 13F-HR BECN / Beacon Roofing Supply, Inc. Put 63.89 1,800 115
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.14 14,997 662
2017-12-31 13F-HR 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1 1,044
2017-12-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 14.96 4,880 73
2017-12-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.98 267 4
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.31 44,298 634
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.19 34,287 795
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.29 350 5
2017-12-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 15.00 800 12
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.42 4,991 67
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 0.00 2 0
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.55 825 12
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.83 1,715 22
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.03 1,310 21
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.33 49,883 1,114
2017-12-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. Put 32.80 50,000 1,640
2017-12-31 13F-HR BOMN / Boston Omaha Corporation 33.52 358 12
2017-12-31 13F-HR BRX / Brixmor Property Group Inc. Call 18.66 100,000 1,866
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.89 4,500 58
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN INT (112830104) 22.92 829 19
2017-12-31 13F-HR BKE / Buckle (THE), Inc. Put 23.75 152,000 3,610
2017-12-31 13F-HR CBTX / CBTX, Inc. 29.85 402 12
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 3.53 4,255 15
2017-12-31 13F-HR FBP / First BanCorp 5.10 491,370 568,805 15.76 2,515 2,901 15.35
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.01 911,641 523,530 -42.57 15,379 12,570 -18.27
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 24.01 544,100 1,604,400 194.87 9,179 38,522 319.68
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 24.01 866,300 1,014,500 17.11 14,615 24,358 66.66
2017-12-31 13F-HR KBR / KBR, Inc. Call 19.82 37,300 32,600 -12.60 667 646 -3.15
2017-12-31 13F-HR KBR / KBR, Inc. Put 19.83 7,100 11,700 64.79 127 232 82.68
2017-12-31 13F-HR MMM / 3M Co. 235.37 400,558 402,709 0.54 84,077 94,786 12.74
2017-12-31 13F-HR MMM / 3M Co. Call 235.37 184,800 119,400 -35.39 38,789 28,103 -27.55
2017-12-31 13F-HR MMM / 3M Co. Put 235.37 249,600 351,200 40.71 52,391 82,663 57.78
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.85 189,315 133,738 -29.36 27,933 23,117 -17.24
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Call 172.85 179,100 293,200 63.71 26,424 50,680 91.80
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Put 172.85 197,600 210,500 6.53 29,154 36,385 24.80
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 201.12 42,039 53,764 27.89 7,220 10,813 49.76
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.68 91,979 46,372 -49.58 8,120 4,808 -40.79
2017-12-31 13F-HR RL / Ralph Lauren Corp. Call 103.70 10,800 22,700 110.19 954 2,354 146.75
2017-12-31 13F-HR RL / Ralph Lauren Corp. Put 103.68 37,100 47,500 28.03 3,276 4,925 50.34
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 9.06 80,679 29,145 -63.88 699 264 -62.23
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. Call 9.04 9,516 9,516 0.00 83 86 3.61
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. Put 9.06 5,408 5,408 0.00 47 49 4.26
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Call 18.07 475,600 664,000 39.61 9,122 11,998 31.53
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Put 18.07 402,000 282,200 -29.80 7,711 5,100 -33.86
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 23.74 99 16,684 16,752.53 3 396 13,100.00
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.59 30,453 36,665 20.40 392 425 8.42
2017-12-31 13F-HR TRNO / Terreno Realty Corp 35.07 33,917 35,875 5.77 1,227 1,258 2.53
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.17 94,190 168,206 78.58 2,922 5,412 85.22
2017-12-31 13F-HR SM / SM Energy Co 22.06 49,337 15,186 -69.22 875 335 -61.71
2017-12-31 13F-HR SM / SM Energy Co Call 22.08 320,400 187,500 -41.48 5,684 4,140 -27.16
2017-12-31 13F-HR SM / SM Energy Co Put 22.09 111,800 117,000 4.65 1,983 2,584 30.31
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.35 60,162 107,107 78.03 2,713 5,071 86.91
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF Call 47.37 17,700 13,700 -22.60 798 649 -18.67
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF Put 47.34 153,500 184,200 20.00 6,921 8,720 25.99
2017-12-31 13F-HR SSP / Scripps Company 15.70 35,057 17,710 -49.48 670 278 -58.51
2017-12-31 13F-HR KEX / Kirby Corp. 66.85 8,328 8,916 7.06 549 596 8.56
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.56 163,887 21,771 -86.72 3,666 404 -88.98
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.28 348,258 902,052 159.02 26,889 73,319 172.67
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Call 81.28 52,141 46,630 -10.57 4,026 3,790 -5.86
2017-12-31 13F-HR DVMT / Dell Technologies Inc. Put 81.28 20,249 33,438 65.13 1,563 2,718 73.90
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 586,174 1,035,326 76.62 107,457 205,223 90.98
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 198.22 465,700 620,600 33.26 85,373 123,015 44.09
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 198.22 245,800 335,000 36.29 45,060 66,403 47.37
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.25 682,653 875,654 28.27 44,079 70,272 59.42
2017-12-31 13F-HR ROST / Ross Stores, Inc. Call 80.25 77,500 100,300 29.42 5,004 8,049 60.85
2017-12-31 13F-HR ROST / Ross Stores, Inc. Put 80.26 84,400 62,200 -26.30 5,450 4,992 -8.40
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.82 38,465 36,458 -5.22 751 759 1.07
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.28 2,055 2,055 0.00 85 91 7.06
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.87 4,905,780 6,301,764 28.46 424,693 534,830 25.93
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Call 84.87 220,100 420,200 90.91 19,054 35,662 87.16
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.87 86,300 266,000 208.23 7,471 22,575 202.17
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.54 108,645 134,901 24.17 11,240 14,642 30.27
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 670,899 509,664 -24.03 42,160 35,519 -15.75
2017-12-31 13F-HR EMR / Emerson Electric Co. Call 69.69 100,200 99,700 -0.50 6,296 6,948 10.36
2017-12-31 13F-HR EMR / Emerson Electric Co. Put 69.69 74,800 90,900 21.52 4,701 6,335 34.76
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 233,182 6,143,415 2,534.60 4,407 102,473 2,225.23
2017-12-31 13F-HR CTL / CenturyLink, Inc. Call 16.68 322,900 608,876 88.56 6,103 10,156 66.41
2017-12-31 13F-HR CTL / CenturyLink, Inc. Put 16.68 381,900 859,208 124.98 7,218 14,331 98.55
2017-12-31 13F-HR CLPR / Clipper Realty Inc. 9.90 1,537 2,524 64.22 16 25 56.25
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.67 49,208 51,383 4.42 11,124 11,493 3.32
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 223.67 63,400 97,100 53.15 14,333 21,718 51.52
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Put 223.66 60,900 82,800 35.96 13,768 18,519 34.51
2017-12-31 13F-HR NR / Newpark Resources, Inc. 8.69 334 4,834 1,347.31 3 42 1,300.00
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.84 186,741 134,319 -28.07 2,849 1,725 -39.45
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Call 12.83 41,000 55,400 35.12 625 711 13.76
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Put 12.84 22,800 56,000 145.61 348 719 106.61
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 472,799 424,891 -10.13 33,228 27,096 -18.45
2017-12-31 13F-HR HCN / Welltower Inc. Call 63.78 20,800 20,100 -3.37 1,462 1,282 -12.31
2017-12-31 13F-HR HCN / Welltower Inc. Put 63.77 27,700 26,500 -4.33 1,947 1,690 -13.20
2017-12-31 13F-HR LCI / Lannett Co., Inc. 23.19 56,188 79,808 42.04 1,037 1,851 78.50
2017-12-31 13F-HR LCI / Lannett Co., Inc. Call 23.19 27,700 31,700 14.44 511 735 43.84
2017-12-31 13F-HR LCI / Lannett Co., Inc. Put 23.19 10,600 38,500 263.21 196 893 355.61
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.42 267,153 126,803 -52.54 256,228 132,689 -48.21
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,046.40 340,800 224,900 -34.01 326,864 235,335 -28.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,046.40 360,400 285,700 -20.73 345,663 298,957 -13.51
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.14 9,110 8,717 -4.31 208 193 -7.21
2017-12-31 13F-HR SNA / Snap-On Inc. 174.28 98,985 66,421 -32.90 14,750 11,576 -21.52
2017-12-31 13F-HR SNA / Snap-On Inc. Call 174.24 8,800 3,300 -62.50 1,311 575 -56.14
2017-12-31 13F-HR SNA / Snap-On Inc. Put 174.17 1,600 3,600 125.00 238 627 163.45
2017-12-31 13F-HR BKE / Buckle (THE), Inc. 23.74 37,272 24,728 -33.66 628 587 -6.53
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 1,003,053 1,306,341 30.24 53,874 75,024 39.26
2017-12-31 13F-HR SBUX / Starbucks Corp. Call 57.43 679,500 969,700 42.71 36,496 55,690 52.59
2017-12-31 13F-HR SBUX / Starbucks Corp. Put 57.43 876,600 1,033,200 17.86 47,083 59,337 26.03
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.95 72,263 104,782 45.00 5,831 8,901 52.65
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Call 84.95 55,600 32,700 -41.19 4,486 2,778 -38.07
2017-12-31 13F-HR ED / Consolidated Edison, Inc. Put 84.96 86,700 105,900 22.15 6,995 8,997 28.62
2017-12-31 13F-HR CHCT / Community Healthcare Trust Incorporated 28.28 32 5,375 16,696.88 1 152 15,100.00
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.66 239,552 155,129 -35.24 2,010 878 -56.32
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 145,612 74,711 -48.69 4,913 2,814 -42.72
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Call 37.68 67,800 69,700 2.80 2,288 2,626 14.77
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. Put 37.67 170,100 105,400 -38.04 5,739 3,970 -30.82
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 24.20 129,976 14,917 -88.52 2,790 361 -87.06
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 15.19 128,053 88,871 -30.60 2,292 1,350 -41.10
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. Call 15.25 10,800 5,900 -45.37 193 90 -53.37
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. Put 16.00 500 500 0.00 9 8 -11.11
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 517,663 625,844 20.90 40,145 48,666 21.23
2017-12-31 13F-HR KHC / Kraft Heinz Company Call 77.76 330,600 408,000 23.41 25,638 31,726 23.75
2017-12-31 13F-HR KHC / Kraft Heinz Company Put 77.76 193,500 228,000 17.83 15,006 17,729 18.15
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.88 4,216 178,098 4,124.34 10 691 6,810.00
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. Call 3.89 1,600 5,400 237.50 4 21 425.00
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. Put 4.00 4,100 1,500 -63.41 10 6 -40.00
2017-12-31 13F-HR TER / Teradyne, Inc. 41.87 91,668 150,419 64.09 3,418 6,298 84.26
2017-12-31 13F-HR TER / Teradyne, Inc. Call 41.88 34,900 34,600 -0.86 1,301 1,449 11.38
2017-12-31 13F-HR TER / Teradyne, Inc. Put 41.87 40,000 16,600 -58.50 1,492 695 -53.42
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.16 203,083 489,831 141.20 2,839 7,915 178.80
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Call 16.16 167,000 182,200 9.10 2,334 2,944 26.14
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Put 16.16 36,900 262,600 611.65 516 4,244 722.48
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.25 2,407,078 2,386,195 -0.87 311,766 327,505 5.05
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund Call 137.19 0 6,400 0 878
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund Put 137.27 1,000 9,900 890.00 130 1,359 945.38
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) 14.53 86,758 13,560 -84.37 1,044 197 -81.13
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) Call 14.51 259,600 28,800 -88.91 3,123 418 -86.62
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) Put 14.52 66,000 31,400 -52.42 794 456 -42.57
2017-12-31 13F-HR AXP / American Express Co. 99.31 540,823 566,941 4.83 48,922 56,303 15.09
2017-12-31 13F-HR AXP / American Express Co. Call 99.31 792,700 738,200 -6.88 71,708 73,310 2.23
2017-12-31 13F-HR AXP / American Express Co. Put 99.31 400,800 396,500 -1.07 36,256 39,376 8.61
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.99 2,270 2,270 0.00 59 59 0.00
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. 55.64 43,251 144,022 232.99 1,962 8,013 308.41
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 55.64 62,400 41,500 -33.49 2,830 2,309 -18.41
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Put 55.64 59,300 25,700 -56.66 2,690 1,430 -46.84
2017-12-31 13F-HR YUM / Yum! Brands, Inc. Put 81.61 259,200 462,100 78.28 19,079 37,712 97.66
2017-12-31 13F-HR HURC / Hurco Companies, Inc. 42.13 5,089 4,700 -7.64 212 198 -6.60
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.62 3,875 672,541 17,255.90 262 54,892 20,851.15
2017-12-31 13F-HR SVRA / Savara Inc 14.54 0 963 0 14
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.20 21,782 13,765 -36.81 2,712 1,861 -31.38
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp Call 135.56 900 900 0.00 112 122 8.93
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp Put 135.56 2,500 900 -64.00 311 122 -60.77
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.38 124 5,452 4,296.77 0 13
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. 10.07 24,846 3,772 -84.82 335 38 -88.66
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. Call 10.07 12,600 26,800 112.70 170 270 58.82
2017-12-31 13F-HR AFSI / AmTrust Financial Services, Inc. Put 10.11 1,000 9,000 800.00 13 91 600.00
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.18 1,912,668 2,668,442 39.51 79,892 120,561 50.90
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Call 45.18 865,400 949,800 9.75 36,148 42,911 18.71
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Put 45.18 339,300 1,393,000 310.55 14,173 62,935 344.05
2017-12-31 13F-HR CVRR / CVR Refining LP 16.55 20,908 93,759 348.44 206 1,552 653.40
2017-12-31 13F-HR CVRR / CVR Refining LP Call 16.62 9,600 6,800 -29.17 95 113 18.95
2017-12-31 13F-HR CVRR / CVR Refining LP Put 16.59 2,300 8,200 256.52 23 136 491.30
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 176.00 24,477 16,614 -32.12 4,192 2,924 -30.25
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) Call 176.25 1,400 800 -42.86 240 141 -41.25
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) Put 176.36 32,800 1,100 -96.65 5,618 194 -96.55
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 122.29 28,531 39,398 38.09 3,355 4,818 43.61
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. Call 122.28 173,300 225,800 30.29 20,377 27,611 35.50
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. Put 122.28 213,900 239,700 12.06 25,150 29,311 16.54
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.65 423 1,586 274.94 8 28 250.00
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 991,136 1,295,425 30.70 77,447 127,923 65.17
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 98.75 243,000 721,400 196.87 18,988 71,238 275.17
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 98.75 687,600 662,600 -3.64 53,729 65,432 21.78
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 9.90 21,797 10,812 -50.40 244 107 -56.15
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. Call 10.00 1,500 3,000 100.00 17 30 76.47
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 130 60,737 46,620.77 2 680 33,900.00
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 46.23 83,013 35,647 -57.06 3,731 1,648 -55.83
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. Call 46.32 700 1,900 171.43 31 88 183.87
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. Put 45.00 2,200 200 -90.91 99 9 -90.91
2017-12-31 13F-HR CIA / Citizens, Inc. 7.42 87 7,010 7,957.47 1 52 5,100.00
2017-12-31 13F-HR MD / Mednax, Inc. 53.40 3,190 3,277 2.73 138 175 26.81
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation 0.63 12,667 12,667 0.00 15 8 -46.67
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation Call 0.00 500 500 0.00 1 0 -100.00
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation Put 0.68 11,700 11,700 0.00 14 8 -42.86
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 19.71 18,806 66,729 254.83 385 1,315 241.56
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. 55.83 43,176 40,369 -6.50 2,232 2,254 0.99
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. Call 55.00 9,500 400 -95.79 491 22 -95.52
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. Put 55.75 6,300 4,000 -36.51 326 223 -31.60
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 23.53 85 85 0.00 2 2 0.00
2017-12-31 13F-HR TDC / Teradata Corp. 38.46 455,980 446,395 -2.10 15,407 17,169 11.44
2017-12-31 13F-HR TDC / Teradata Corp. Put 38.18 3,200 1,100 -65.62 108 42 -61.11
2017-12-31 13F-HR HURN / Huron Consulting Group, Inc. 40.51 6,042 5,826 -3.57 207 236 14.01
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.15 4,518 42,146 832.85 261 1,987 661.30
2017-12-31 13F-HR ECOM / ChannelAdvisor Corporation 9.00 13,928 47,891 243.85 160 431 169.38
2017-12-31 13F-HR CRTO / Criteo S.A 26.04 100 5,531 5,431.00 4 144 3,500.00
2017-12-31 13F-HR CRTO / Criteo S.A Call 26.00 9,300 12,500 34.41 386 325 -15.80
2017-12-31 13F-HR CRTO / Criteo S.A Put 26.03 13,900 13,600 -2.16 577 354 -38.65
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.84 1,750,546 3,554,952 103.08 31,352 63,420 102.28
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Call 17.84 1,225,200 3,171,200 158.83 21,943 56,574 157.82
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 17.84 2,888,461 3,580,600 23.96 51,732 63,878 23.48
2017-12-31 13F-HR DDR / DDR Corp. 8.96 251,334 380,791 51.51 2,302 3,412 48.22
2017-12-31 13F-HR DDR / DDR Corp. Call 9.00 8,900 10,000 12.36 82 90 9.76
2017-12-31 13F-HR DDR / DDR Corp. Put 8.96 0 653,200 0 5,853
2017-12-31 13F-HR GEOS / Geospace Technologies Corp 13.09 908 2,368 160.79 16 31 93.75
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.06 5,149 56,406 995.47 125 1,357 985.60
2017-12-31 13F-HR CBS.A / CBS Corp. 59.02 5 305 6,000.00 0 18
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.19 9,862 14,379 45.80 314 506 61.15
2017-12-31 13F-HR TOT / Total S.A. 55.27 85,446 133,448 56.18 4,573 7,376 61.29
2017-12-31 13F-HR TOT / Total S.A. Call 55.28 63,100 66,500 5.39 3,377 3,676 8.85
2017-12-31 13F-HR TOT / Total S.A. Put 55.28 71,300 98,100 37.59 3,816 5,423 42.11
2017-12-31 13F-HR IIIN / Insteel Industries, Inc. 28.22 10,474 4,323 -58.73 273 122 -55.31
2017-12-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 10.59 6,262 6,704 7.06 62 71 14.52
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.08 151,639 144,721 -4.56 2,020 2,037 0.84
2017-12-31 13F-HR TGNA / TEGNA Inc. Call 14.07 37,700 68,000 80.37 503 957 90.26
2017-12-31 13F-HR TGNA / TEGNA Inc. Put 14.00 46,700 500 -98.93 623 7 -98.88
2017-12-31 13F-HR PLCE / Children's Place, Inc. (The) 145.36 6,927 11,427 64.96 819 1,661 102.81
2017-12-31 13F-HR PLCE / Children's Place, Inc. (The) Call 145.24 1,500 2,100 40.00 177 305 72.32
2017-12-31 13F-HR PLCE / Children's Place, Inc. (The) Put 145.19 4,700 2,700 -42.55 555 392 -29.37
2017-12-31 13F-HR CONN / Conn's, Inc. 37.27 21,200 161 -99.24 597 6 -98.99
2017-12-31 13F-HR CONN / Conn's, Inc. Call 35.55 192,300 190,900 -0.73 5,413 6,786 25.36
2017-12-31 13F-HR CONN / Conn's, Inc. Put 35.58 33,300 19,900 -40.24 937 708 -24.44
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 9.88 73,092 77,958 6.66 899 770 -14.35
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. Call 9.83 12,100 5,900 -51.24 149 58 -61.07
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. Put 10.00 22,800 3,600 -84.21 280 36 -87.14
2017-12-31 13F-HR NAVI / Navient Corporation 13.32 184,243 64,316 -65.09 2,767 857 -69.03
2017-12-31 13F-HR NAVI / Navient Corporation Call 13.31 76,500 69,100 -9.67 1,149 920 -19.93
2017-12-31 13F-HR NAVI / Navient Corporation Put 13.32 103,200 133,700 29.55 1,550 1,781 14.90
2017-12-31 13F-HR NUE / Nucor Corp. 63.58 348,406 559,532 60.60 19,525 35,575 82.20
2017-12-31 13F-HR NUE / Nucor Corp. Call 63.58 153,700 170,200 10.74 8,613 10,821 25.64
2017-12-31 13F-HR NUE / Nucor Corp. Put 63.58 285,000 499,600 75.30 15,971 31,764 98.89
2017-12-31 13F-HR SGMS / Scientific Games Corp. 51.28 57,539 32,274 -43.91 2,638 1,655 -37.26
2017-12-31 13F-HR SGMS / Scientific Games Corp. Call 51.30 38,500 38,400 -0.26 1,765 1,970 11.61
2017-12-31 13F-HR SGMS / Scientific Games Corp. Put 51.32 25,600 20,500 -19.92 1,174 1,052 -10.39
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.72 53,684 6,741 -87.44 6,759 1,016 -84.97
2017-12-31 13F-HR THO / Thor Industries, Inc. Call 150.70 90,000 5,700 -93.67 11,332 859 -92.42
2017-12-31 13F-HR THO / Thor Industries, Inc. Put 150.77 90,000 1,300 -98.56 11,332 196 -98.27
2017-12-31 13F-HR NTNX / Nutanix, Inc. 35.29 10,279 42,021 308.80 230 1,483 544.78
2017-12-31 13F-HR NTNX / Nutanix, Inc. Call 35.27 21,500 40,200 86.98 481 1,418 194.80
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 763,893 1,258,449 64.74 28,509 46,210 62.09
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF Call 36.73 4,800 48,900 918.75 179 1,796 903.35
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF Put 36.72 208,300 190,000 -8.79 7,774 6,977 -10.25
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.24 10,388,952 11,863,814 14.20 238,531 275,715 15.59
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 23.24 8,213,600 6,855,600 -16.53 188,584 159,325 -15.52
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 23.24 7,764,600 8,089,400 4.18 178,276 187,998 5.45
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.26 615 774 25.85 35 42 20.00
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.43 8,394 21,375 154.65 187 458 144.92
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.45 23,037 39,474 71.35 374 610 63.10
2017-12-31 13F-HR APH / Amphenol Corp. 87.81 98,018 70,797 -27.77 8,296 6,217 -25.06
2017-12-31 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 30.73 0 781 0 24
2017-12-31 13F-HR IPCC / Infinity Property & Casualty Corp. 105.95 9,786 5,399 -44.83 922 572 -37.96
2017-12-31 13F-HR CS / Credit Suisse Group 17.85 971,857 669,802 -31.08 15,354 11,956 -22.13
2017-12-31 13F-HR CS / Credit Suisse Group Call 17.85 256,900 338,200 31.65 4,059 6,037 48.73
2017-12-31 13F-HR CS / Credit Suisse Group Put 17.85 717,700 465,500 -35.14 11,340 8,309 -26.73
2017-12-31 13F-HR VALU / Value Line, Inc. 18.46 829 596 -28.11 15 11 -26.67
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.46 10,169 10,513 3.38 532 562 5.64
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.54 164,476 169,099 2.81 17,328 17,678 2.02
2017-12-31 13F-HR TNC / Tennant Co. 72.62 10,461 4,076 -61.04 693 296 -57.29
2017-12-31 13F-HR K / Kellogg Co. 67.98 180,584 124,409 -31.11 11,264 8,457 -24.92
2017-12-31 13F-HR K / Kellogg Co. Call 67.98 157,200 117,100 -25.51 9,805 7,960 -18.82
2017-12-31 13F-HR K / Kellogg Co. Put 67.98 209,400 371,400 77.36 13,060 25,247 93.32
2017-12-31 13F-HR RGSE / Real Goods Solar, Inc. 0.00 1 1 0.00 0 0
2017-12-31 13F-HR LC / LendingClub Corp. 4.06 208,526 5,662 -97.28 1,270 23 -98.19
2017-12-31 13F-HR LC / LendingClub Corp. Call 4.13 4,100 43,600 963.41 25 180 620.00
2017-12-31 13F-HR LC / LendingClub Corp. Put 4.13 108,600 16,700 -84.62 661 69 -89.56
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.22 61,774 71,793 16.22 270 375 38.89
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. Call 5.29 1,100 6,800 518.18 5 36 620.00
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. Put 5.23 900 6,500 622.22 4 34 750.00
2017-12-31 13F-HR WFT / Weatherford International plc 4.17 1,993,434 3,683,085 84.76 9,130 15,359 68.23
2017-12-31 13F-HR WFT / Weatherford International plc Call 4.17 5,948,000 4,501,500 -24.32 27,242 18,771 -31.10
2017-12-31 13F-HR WFT / Weatherford International plc Put 4.17 2,836,500 1,382,700 -51.25 12,991 5,766 -55.62
2017-12-31 13F-HR PVH / PVH Corp. 137.20 44,402 20,489 -53.86 5,598 2,811 -49.79
2017-12-31 13F-HR PVH / PVH Corp. Call 137.14 5,700 6,300 10.53 719 864 20.17
2017-12-31 13F-HR PVH / PVH Corp. Put 137.19 26,100 31,000 18.77 3,290 4,253 29.27
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. 64.50 28,030 25,877 -7.68 1,471 1,669 13.46
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. Call 64.52 2,000 4,200 110.00 105 271 158.10
2017-12-31 13F-HR ANIP / ANI Pharmaceuticals, Inc. Put 64.43 3,100 6,100 96.77 163 393 141.10
2017-12-31 13F-HR NSTG / NanoString Technologies, Inc. 5.68 859 176 -79.51 14 1 -92.86
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. 7.83 0 1,277 0 10
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 584,464 618,501 5.82 31,532 37,561 19.12
2017-12-31 13F-HR SYY / SYSCO Corp. Call 60.73 123,500 78,000 -36.84 6,663 4,737 -28.91
2017-12-31 13F-HR SYY / SYSCO Corp. Put 60.73 37,400 45,000 20.32 2,018 2,733 35.43
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 22.50 400 400 0.00 10 9 -10.00
2017-12-31 13F-HR SYNA / Synaptics, Inc. 39.94 9,887 123,462 1,148.73 387 4,931 1,174.16
2017-12-31 13F-HR SYNA / Synaptics, Inc. Call 40.00 2,300 5,800 152.17 90 232 157.78
2017-12-31 13F-HR SYNA / Synaptics, Inc. Put 40.00 4,200 2,400 -42.86 165 96 -41.82
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.39 33,540 49,965 48.97 1,381 2,118 53.37
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Call 42.39 66,000 33,100 -49.85 2,716 1,403 -48.34
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 42.40 69,300 67,200 -3.03 2,852 2,849 -0.11
2017-12-31 13F-HR SNY / Sanofi Put 42.93 205,800 5,800 -97.18 10,247 249 -97.57
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.25 13,221 16,944 28.16 439 665 51.48
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.43 3,302 3,421 3.60 80 87 8.75
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.33 9,923 11,906 19.98 105 123 17.14
2017-12-31 13F-HR 530715AL5 / Liberty Media, Bond 3.75%, Due 2/15/2030 53 52 -1.89
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. 34.93 2,751 229 -91.68 83 8 -90.36
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. Call 36.43 5,500 7,000 27.27 167 255 52.69
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. Put 36.19 2,100 2,100 0.00 64 76 18.75
2017-12-31 13F-HR EBAY / eBay, Inc. Call 37.74 274,800 168,800 -38.57 10,569 6,371 -39.72
2017-12-31 13F-HR EBAY / eBay, Inc. Put 37.74 467,800 498,400 6.54 17,992 18,810 4.55
2017-12-31 13F-HR VCYT / Veracyte Inc. 6.36 72 3,461 4,706.94 1 22 2,100.00
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.83 81,015 81,825 1.00 6,858 6,859 0.01
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 111.38 7,396 1,634 -77.91 748 182 -75.67
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.61 152,435 145,861 -4.31 3,073 2,860 -6.93
2017-12-31 13F-HR WEN / The Wendy's Company 16.42 193,819 80,398 -58.52 3,010 1,320 -56.15
2017-12-31 13F-HR WEN / The Wendy's Company Call 16.43 9,600 7,000 -27.08 149 115 -22.82
2017-12-31 13F-HR WEN / The Wendy's Company Put 16.43 3,100 24,100 677.42 48 396 725.00
2017-12-31 13F-HR DTE / DTE Energy Co. Call 109.49 8,700 9,800 12.64 934 1,073 14.88
2017-12-31 13F-HR DTE / DTE Energy Co. Put 109.44 900 1,800 100.00 97 197 103.09
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 6.64 102 2,860 2,703.92 0 19
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.94 98,157 130,868 33.33 11,502 19,361 68.33
2017-12-31 13F-HR UTHR / United Therapeutics Corp. Call 147.96 16,600 9,300 -43.98 1,945 1,376 -29.25
2017-12-31 13F-HR UTHR / United Therapeutics Corp. Put 147.98 7,600 8,900 17.11 891 1,317 47.81
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.72 32,579 37,680 15.66 7,378 8,882 20.38
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.43 97,229 80,535 -17.17 2,731 2,290 -16.15
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.04 517,615 817,868 58.01 33,004 58,920 78.52
2017-12-31 13F-HR ZTS / Zoetis Inc. Call 72.03 19,800 34,400 73.74 1,262 2,478 96.35
2017-12-31 13F-HR ZTS / Zoetis Inc. Put 72.04 30,700 71,600 133.22 1,957 5,158 163.57
2017-12-31 13F-HR IAU / iShares Gold Trust 12.50 105,255 63,998 -39.20 1,296 800 -38.27
2017-12-31 13F-HR IAU / iShares Gold Trust Call 12.63 200 3,800 1,800.00 2 48 2,300.00
2017-12-31 13F-HR IAU / iShares Gold Trust Put 12.67 3,000 3,000 0.00 37 38 2.70
2017-12-31 13F-HR GOEX / Global X Funds 17.86 56 56 0.00 1 1 0.00
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.37 60,279 49,929 -17.17 1,309 1,067 -18.49
2017-12-31 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 45.45 22 22 0.00 1 1 0.00
2017-12-31 13F-HR EURN / Euronav NV 9.87 304 304 0.00 2 3 50.00
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 39.65 626,802 798,986 27.47 23,537 31,680 34.60
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. Call 39.63 165,300 21,500 -86.99 6,207 852 -86.27
2017-12-31 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. Put 39.64 33,700 70,200 108.31 1,265 2,783 120.00
2017-12-31 13F-HR BBOX / Black Box Corp. 3.76 8,819 266 -96.98 29 1 -96.55
2017-12-31 13F-HR OCIP / OCI Partners LP 8.14 2,042 1,842 -9.79 16 15 -6.25
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. 143.53 6,578 12,778 94.25 973 1,834 88.49
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. Call 143.55 10,000 3,100 -69.00 1,480 445 -69.93
2017-12-31 13F-HR WBC / Wabco Holdings, Inc. Put 143.55 0 3,100 0 445
2017-12-31 13F-HR COWNL / Cowen Group, Inc. 13.71 2,446 3,502 43.17 44 48 9.09
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.16 106,347 106,347 0.00 430 442 2.79
2017-12-31 13F-HR ENFC / Entegra Financial Corp. 29.12 0 996 0 29
2017-12-31 13F-HR PGNX / Progenics Pharmaceuticals, Inc. 5.95 155,203 160,069 3.14 1,142 953 -16.55
2017-12-31 13F-HR PGNX / Progenics Pharmaceuticals, Inc. Call 5.96 15,100 14,100 -6.62 111 84 -24.32
2017-12-31 13F-HR PGNX / Progenics Pharmaceuticals, Inc. Put 5.96 31,600 46,500 47.15 233 277 18.88
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 4.00 500 500 0.00 2 2 0.00
2017-12-31 13F-HR WPRT / Westport Innovations Inc. Call 3.75 20,200 16,000 -20.79 66 60 -9.09
2017-12-31 13F-HR WPRT / Westport Innovations Inc. Put 3.80 2,300 9,200 300.00 7 35 400.00
2017-12-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 109.26 3,066 3,066 0.00 312 335 7.37
2017-12-31 13F-HR GORO / Gold Resource Corp. 4.24 8,343 1,886 -77.39 31 8 -74.19
2017-12-31 13F-HR GORO / Gold Resource Corp. Call 4.38 10,900 11,200 2.75 41 49 19.51
2017-12-31 13F-HR GORO / Gold Resource Corp. Put 4.41 3,500 10,200 191.43 13 45 246.15
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 32.67 5,956 29,019 387.22 145 948 553.79
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.25 9,937 23,314 134.62 679 1,871 175.55
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. Call 80.25 82,800 40,800 -50.72 5,664 3,274 -42.20
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. Put 80.26 98,000 23,000 -76.53 6,704 1,846 -72.46
2017-12-31 13F-HR OCFC / OceanFirst Financial Corp. 26.26 3,062 7,884 157.48 84 207 146.43
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.48 72,538 72,736 0.27 6,625 6,872 3.73
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF Call 94.62 700 1,300 85.71 64 123 92.19
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF Put 94.50 800 2,000 150.00 73 189 158.90
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.28 310,303 288,954 -6.88 17,201 16,263 -5.45
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) Call 56.29 54,600 30,700 -43.77 3,026 1,728 -42.89
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) Put 56.32 6,500 13,300 104.62 360 749 108.06
2017-12-31 13F-HR INTC / Intel Corp. 46.16 3,347,943 4,169,139 24.53 127,489 192,447 50.95
2017-12-31 13F-HR INTC / Intel Corp. Call 46.16 3,001,700 3,792,400 26.34 114,305 175,058 53.15
2017-12-31 13F-HR INTC / Intel Corp. Put 46.16 2,009,100 2,458,400 22.36 76,506 113,480 48.33
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 12.03 7,339 6,235 -15.04 62 75 20.97
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. Call 12.07 56,800 45,900 -19.19 478 554 15.90
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. Put 12.07 14,000 20,300 45.00 118 245 107.63
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.33 0 3,000 0 34
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.98 7,702 7,630 -0.93 177 183 3.39
2017-12-31 13F-HR CNA / CNA Financial Corp. 53.09 20,975 9,889 -52.85 1,054 525 -50.19
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.16 30,247 34,564 14.27 1,637 1,941 18.57
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP 29.64 244,308 213,529 -12.60 7,042 6,329 -10.12
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP Call 29.66 8,900 2,900 -67.42 256 86 -66.41
2017-12-31 13F-HR CQP / Cheniere Energy Partners, LP Put 29.41 6,200 1,700 -72.58 179 50 -72.07
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 8.00 1,950 1,000 -48.72 16 8 -50.00
2017-12-31 13F-HR NCR / NCR Corp. 33.98 73,075 93,019 27.29 2,741 3,161 15.32
2017-12-31 13F-HR NCR / NCR Corp. Call 34.01 3,800 13,700 260.53 143 466 225.87
2017-12-31 13F-HR NCR / NCR Corp. Put 34.00 1,400 12,000 757.14 53 408 669.81
2017-12-31 13F-HR FIZZ / National Beverage Corp. 97.24 3,871 2,612 -32.52 480 254 -47.08
2017-12-31 13F-HR FIZZ / National Beverage Corp. Call 97.43 9,500 10,500 10.53 1,178 1,023 -13.16
2017-12-31 13F-HR FIZZ / National Beverage Corp. Put 97.41 5,500 11,600 110.91 682 1,130 65.69
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 104,444 125,887 20.53 1,460 1,794 22.88
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.83 27,785 56,568 103.59 4,757 9,833 106.71
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) Call 173.81 30,200 33,900 12.25 5,170 5,892 13.97
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) Put 173.82 29,600 20,700 -30.07 5,068 3,598 -29.01
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 34.25 322,749 400,038 23.95 10,821 13,700 26.61
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 713,499 754,718 5.78 133,032 131,244 -1.34
2017-12-31 13F-HR AMGN / Amgen Inc. Call 173.90 441,200 282,800 -35.90 82,261 49,179 -40.22
2017-12-31 13F-HR AMGN / Amgen Inc. Put 173.90 255,400 256,700 0.51 47,619 44,640 -6.26
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.65 13,365 21,651 62.00 639 707 10.64
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. Call 32.86 2,900 700 -75.86 139 23 -83.45
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. Put 32.62 300 6,100 1,933.33 14 199 1,321.43
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. 4.69 0 2,130 0 10
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. Call 4.43 64,800 34,500 -46.76 303 153 -49.50
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. Put 4.42 74,800 30,300 -59.49 350 134 -61.71
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.91 47,290 108,653 129.76 1,165 2,272 95.02
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Call 20.91 136,600 206,200 50.95 3,366 4,312 28.10
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Put 20.91 76,700 299,700 290.74 1,889 6,267 231.76
2017-12-31 13F-HR BST / BlackRock Science and Technology Trust 26.70 8,800 8,800 0.00 215 235 9.30
2017-12-31 13F-HR CCF / Chase Corp. 120.67 761 2,196 188.57 84 265 215.48
2017-12-31 13F-HR CHIQ / Global X China Consumer ETF 18.76 3,825 3,625 -5.23 66 68 3.03
2017-12-31 13F-HR DY / Dycom Industries, Inc. 111.40 6,265 4,192 -33.09 538 467 -13.20
2017-12-31 13F-HR DY / Dycom Industries, Inc. Call 111.40 12,300 5,700 -53.66 1,056 635 -39.87
2017-12-31 13F-HR DY / Dycom Industries, Inc. Put 111.43 11,300 9,100 -19.47 970 1,014 4.54
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.50 6,335 6,685 5.52 350 371 6.00
2017-12-31 13F-HR SD / Sandridge Energy Inc. 22.17 236 451 91.10 5 10 100.00
2017-12-31 13F-HR VSLR / Vivint Solar Inc. 3.90 180 4,100 2,177.78 0 16
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.71 4,362,516 35,946 -99.18 38,347 421 -98.90
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Call 11.72 194,100 327,000 68.47 1,706 3,833 124.68
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 11.72 38,300 113,400 196.08 337 1,329 294.36
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.17 2,992,540 1,989,865 -33.51 131,792 91,872 -30.29
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Call 46.17 3,373,600 2,866,800 -15.02 148,573 132,360 -10.91
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 46.17 4,194,000 2,860,900 -31.79 184,704 132,087 -28.49
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.69 1,448,798 2,179,590 50.44 130,508 215,104 64.82
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Call 98.69 595,000 226,500 -61.93 53,598 22,353 -58.30
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Put 98.69 962,500 1,222,300 26.99 86,702 120,629 39.13
2017-12-31 13F-HR NSSC / NAPCO Security Technologies, Inc. 8.71 2 1,033 51,550.00 0 9
2017-12-31 13F-HR WOW / WideOpenWest, Inc. 10.44 65 2,874 4,321.54 1 30 2,900.00
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.45 266,763 432,950 62.30 14,934 28,337 89.75
2017-12-31 13F-HR LUV / Southwest Airlines Co. Call 65.45 242,800 505,300 108.11 13,592 33,071 143.31
2017-12-31 13F-HR LUV / Southwest Airlines Co. Put 65.45 207,200 239,000 15.35 11,599 15,642 34.86
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 0.00 0 100 0 0
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. Call 1.70 64,400 278,100 331.83 113 473 318.58
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. Put 1.70 27,200 97,300 257.72 48 165 243.75
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.07 3,195,853 2,548,686 -20.25 104,983 91,932 -12.43
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 14.68 675 681 0.89 10 10 0.00
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 3,812,387 7,298,941 91.45 170,834 343,926 101.32
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 47.12 18,703,700 10,213,700 -45.39 838,112 481,269 -42.58
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 47.12 32,311,500 16,300,400 -49.55 1,447,878 768,075 -46.95
2017-12-31 13F-HR CXO / Concho Resources, Inc. 150.27 20,904 14,201 -32.07 2,753 2,134 -22.48
2017-12-31 13F-HR CXO / Concho Resources, Inc. Call 150.22 45,300 55,500 22.52 5,967 8,337 39.72
2017-12-31 13F-HR CXO / Concho Resources, Inc. Put 150.22 88,100 58,300 -33.83 11,605 8,758 -24.53
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 64.21 4,414 950 -78.48 403 61 -84.86
2017-12-31 13F-HR ARDX / Ardelyx, Inc. 6.61 14,943 59,187 296.09 83 391 371.08
2017-12-31 13F-HR 82922RAD5 / Sina Corp. Bond 199 20 -89.95
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.85 206,256 225,721 9.44 8,584 8,995 4.79
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. Call 39.83 26,700 23,500 -11.99 1,111 936 -15.75
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. Put 39.85 99,700 196,000 96.59 4,150 7,810 88.19
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.03 362,844 351,592 -3.10 31,266 31,302 0.12
2017-12-31 13F-HR ADI / Analog Devices, Inc. Call 89.03 207,846 167,300 -19.51 17,910 14,895 -16.83
2017-12-31 13F-HR ADI / Analog Devices, Inc. Put 89.04 62,027 92,997 49.93 5,345 8,280 54.91
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 17.07 32,794 22,559 -31.21 569 385 -32.34
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.05 256,401 187,218 -26.98 12,493 12,178 -2.52
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. Call 65.04 111,500 232,300 108.34 5,432 15,109 178.15
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. Put 65.04 104,900 110,700 5.53 5,111 7,200 40.87
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 164.72 39,026 55,317 41.74 2,430 9,112 274.98
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Call 164.73 22,000 18,600 -15.45 1,371 3,064 123.49
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Put 164.72 11,500 52,800 359.13 716 8,697 1,114.66
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.23 508,278 266,216 -47.62 47,483 27,216 -42.68
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Call 102.23 365,000 409,700 12.25 34,098 41,884 22.83
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Put 102.23 516,900 742,300 43.61 48,289 75,885 57.15
2017-12-31 13F-HR MANT / ManTech International Corp. 50.17 28,628 25,813 -9.83 1,264 1,295 2.45
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.93 338,258 213,395 -36.91 4,586 3,613 -21.22
2017-12-31 13F-HR MRO / Marathon Oil Corp. Call 16.93 415,100 742,100 78.78 5,629 12,563 123.18
2017-12-31 13F-HR MRO / Marathon Oil Corp. Put 16.93 814,300 398,500 -51.06 11,042 6,747 -38.90
2017-12-31 13F-HR CREE / Cree, Inc. 37.13 51,741 45,759 -11.56 1,459 1,699 16.45
2017-12-31 13F-HR CREE / Cree, Inc. Call 37.14 119,800 160,700 34.14 3,377 5,968 76.72
2017-12-31 13F-HR CREE / Cree, Inc. Put 37.14 64,700 104,000 60.74 1,824 3,863 111.79
2017-12-31 13F-HR HI / Hillenbrand, Inc. 44.70 44,349 34,119 -23.07 1,723 1,525 -11.49
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.40 379,860 252,526 -33.52 13,945 10,454 -25.03
2017-12-31 13F-HR DVN / Devon Energy Corp. Call 41.40 104,900 203,500 93.99 3,851 8,424 118.75
2017-12-31 13F-HR DVN / Devon Energy Corp. Put 41.40 808,700 426,700 -47.24 29,687 17,665 -40.50
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.69 17,881 166,456 830.91 1,774 16,594 835.40
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. Call 99.68 28,300 34,400 21.55 2,807 3,429 22.16
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. Put 99.70 15,800 36,400 130.38 1,567 3,629 131.59
2017-12-31 13F-HR ATRC / AtriCure, Inc. 18.38 100 3,318 3,218.00 2 61 2,950.00
2017-12-31 13F-HR TNET / TriNet Group, Inc. 44.33 10,368 62,369 501.55 348 2,765 694.54
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 29.98 21,497 20,884 -2.85 709 626 -11.71
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. Call 29.83 12,400 5,900 -52.42 409 176 -56.97
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. Put 30.00 4,000 5,000 25.00 132 150 13.64
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.35 89,796 90,806 1.12 2,597 2,938 13.13
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. Call 32.36 45,000 45,000 0.00 1,301 1,456 11.91
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. Put 32.36 25,000 25,000 0.00 723 809 11.89
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.17 5,460 6,131 12.29 85 93 9.41
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 120.98 1,003 529 -47.26 121 64 -47.11
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.59 10,683 12,986 21.56 416 605 45.43
2017-12-31 13F-HR GMLP / Golar LNG Partners LP 22.82 15,114 22,568 49.32 351 515 46.72
2017-12-31 13F-HR GMLP / Golar LNG Partners LP Call 22.80 22,400 16,800 -25.00 520 383 -26.35
2017-12-31 13F-HR GMLP / Golar LNG Partners LP Put 22.76 1,300 10,500 707.69 30 239 696.67
2017-12-31 13F-HR TIF / Tiffany & Co. 103.95 214,365 181,397 -15.38 19,674 18,856 -4.16
2017-12-31 13F-HR TIF / Tiffany & Co. Call 103.94 97,700 89,300 -8.60 8,967 9,282 3.51
2017-12-31 13F-HR TIF / Tiffany & Co. Put 103.95 82,300 73,400 -10.81 7,554 7,630 1.01
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.03 227,964 218,402 -4.19 28,012 28,399 1.38
2017-12-31 13F-HR BXP / Boston Properties, Inc. Put 130.00 0 400 0 52
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.83 237,140 243,046 2.49 14,175 14,785 4.30
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.29 103,983 95,999 -7.68 8,769 8,572 -2.25
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. Call 89.30 3,100 4,300 38.71 261 384 47.13
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. Put 90.00 100 100 0.00 8 9 12.50
2017-12-31 13F-HR TILE / Interface, Inc. 25.17 48,297 12,594 -73.92 1,058 317 -70.04
2017-12-31 13F-HR UBS / UBS Group AG 18.33 4,240,054 3,963,075 -6.53 72,522 72,662 0.19
2017-12-31 13F-HR UBS / UBS Group AG Call 18.34 1,705,500 1,205,500 -29.32 29,171 22,103 -24.23
2017-12-31 13F-HR UBS / UBS Group AG Put 18.34 6,671,600 3,863,800 -42.09 114,112 70,843 -37.92
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 10.21 0 11,659 0 119
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 10.21 174,105 57,205 -67.14 3,587 584 -83.72
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 10.12 53,160 5,235 -90.15 1,095 53 -95.16
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.86 73,439 4,186 -94.30 1,173 58 -95.06
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. Call 13.78 11,900 11,100 -6.72 190 153 -19.47
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. Put 13.82 6,500 6,800 4.62 104 94 -9.62
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.96 2,371,455 1,039,514 -56.17 33,296 19,709 -40.81
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 18.96 2,866,100 3,425,900 19.53 40,240 64,955 61.42
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Put 18.96 756,200 1,804,400 138.61 10,617 34,211 222.23
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.10 26,590 21,682 -18.46 344 284 -17.44
2017-12-31 13F-HR MLNK / ModusLink Global Solutions, Inc. 2.50 2,000 2,000 0.00 4 5 25.00
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.23 1,782,825 2,338,167 31.15 5,170 5,214 0.85
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Call 2.23 244,800 536,700 119.24 710 1,197 68.59
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. Put 2.23 141,000 395,200 180.28 409 881 115.40
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.94 5,159 5,687 10.23 170 193 13.53
2017-12-31 13F-HR DHT / DHT Holdings, Inc. 3.61 25,198 19,107 -24.17 101 69 -31.68
2017-12-31 13F-HR DHT / DHT Holdings, Inc. Call 3.85 5,300 1,300 -75.47 21 5 -76.19
2017-12-31 13F-HR DHT / DHT Holdings, Inc. Put 3.58 2,400 12,000 400.00 10 43 330.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.66 453,797 394,247 -13.12 53,403 47,570 -10.92
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Call 120.66 187,000 123,000 -34.22 22,006 14,841 -32.56
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Put 120.66 200,900 195,100 -2.89 23,642 23,541 -0.43
2017-12-31 13F-HR HCCI / Heritage-Crystal Clean, Inc. 21.87 5,913 3,613 -38.90 129 79 -38.76
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.99 2,178 2,720 24.89 14 19 35.71
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.97 56,962 5,006 -91.21 1,349 125 -90.73
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.45 1,223,509 1,982,620 62.04 51,008 80,196 57.22
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 40.45 1,647,700 892,600 -45.83 68,692 36,106 -47.44
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 40.45 3,405,000 2,405,200 -29.36 141,954 97,291 -31.46
2017-12-31 13F-HR 67066GAC8 / NVIDIA Corp. Bond 1.000%12/0 27 38 40.74
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 90.91 0 11 0 1
2017-12-31 13F-HR HXL / Hexcel Corp. 61.85 29,537 38,287 29.62 1,696 2,368 39.62
2017-12-31 13F-HR BBT / BB&T Corp. 49.72 516,150 427,608 -17.15 24,228 21,261 -12.25
2017-12-31 13F-HR BBT / BB&T Corp. Call 49.72 191,200 201,900 5.60 8,975 10,038 11.84
2017-12-31 13F-HR BBT / BB&T Corp. Put 49.72 75,500 60,100 -20.40 3,544 2,988 -15.69
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 18.95 1,921,085 2,128,615 10.80 33,810 40,336 19.30
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 18.95 805,100 1,392,500 72.96 14,170 26,388 86.22
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 18.95 1,972,100 2,022,700 2.57 34,709 38,331 10.44
2017-12-31 13F-HR SXT / Sensient Technologies Corp. 73.17 4,229 12,095 186.00 326 885 171.47
2017-12-31 13F-HR AZO / AutoZone, Inc. 711.38 50,411 11,548 -77.09 30,001 8,215 -72.62
2017-12-31 13F-HR AZO / AutoZone, Inc. Call 711.42 7,900 12,000 51.90 4,701 8,537 81.60
2017-12-31 13F-HR AZO / AutoZone, Inc. Put 711.41 9,600 9,200 -4.17 5,713 6,545 14.56
2017-12-31 13F-HR EHTH / eHealth, Inc. 17.39 9,309 4,829 -48.13 222 84 -62.16
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 317,298 531,940 67.65 50,454 95,955 90.18
2017-12-31 13F-HR AET / Aetna, Inc. Call 180.39 86,300 406,200 370.68 13,722 73,274 433.99
2017-12-31 13F-HR AET / Aetna, Inc. Put 180.39 114,000 361,700 217.28 18,127 65,247 259.94
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. 76.83 102,820 65,121 -36.67 7,976 5,003 -37.27
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. Call 76.82 26,900 33,700 25.28 2,086 2,589 24.11
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. Put 76.84 27,200 11,400 -58.09 2,110 876 -58.48
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 75.22 25,441 20,472 -19.53 1,617 1,540 -4.76
2017-12-31 13F-HR OXM / Oxford Industries, Inc. Call 80.00 300 100 -66.67 19 8 -57.89
2017-12-31 13F-HR OLED / Universal Display Corp. 172.64 23,797 35,507 49.21 3,066 6,130 99.93
2017-12-31 13F-HR OLED / Universal Display Corp. Call 172.65 23,000 60,000 160.87 2,964 10,359 249.49
2017-12-31 13F-HR OLED / Universal Display Corp. Put 172.65 70,200 104,800 49.29 9,045 18,094 100.04
2017-12-31 13F-HR 21925YAB9 / Cornerstone OnDemand, Inc. Bond 1.500% 7/0 29 50 72.41
2017-12-31 13F-HR CVE / Cenovus Energy Inc. 9.17 111,565 112,327 0.68 1,116 1,030 -7.71
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 15.68 18,404 19,904 8.15 306 312 1.96
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 Call 15.68 11,400 20,600 80.70 189 323 70.90
2017-12-31 13F-HR JO / iPath Bloomberg Coffee Subindex Total Return ETN due 6/24/2038 Put 15.68 19,200 24,100 25.52 319 378 18.50
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. 29.72 25,570 16,452 -35.66 679 489 -27.98
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. Call 29.73 32,900 18,800 -42.86 874 559 -36.04
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. Put 29.68 7,700 6,200 -19.48 205 184 -10.24
2017-12-31 13F-HR FPRX / Five Prime Therapeutics, Inc. 21.92 25,632 70,667 175.70 1,049 1,549 47.66
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. 3.66 3,187 2,461 -22.78 14 9 -35.71
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. Call 3.67 31,400 18,800 -40.13 136 69 -49.26
2017-12-31 13F-HR ARWR / Arrowhead Pharmaceuticals, Inc. Put 3.73 0 6,700 0 25
2017-12-31 13F-HR DXCM / DexCom, Inc. 57.34 13,130 6,121 -53.38 642 351 -45.33
2017-12-31 13F-HR DXCM / DexCom, Inc. Call 57.39 13,200 4,600 -65.15 646 264 -59.13
2017-12-31 13F-HR DXCM / DexCom, Inc. Put 57.40 6,300 7,300 15.87 308 419 36.04
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.10 0 234 0 15
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 76.28 113,357 199,138 75.67 8,187 15,190 85.54
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF Call 76.28 250,000 200,000 -20.00 18,055 15,256 -15.50
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF Put 76.28 0 400,000 0 30,512
2017-12-31 13F-HR TSBK / Timberland Bancorp, Inc. 26.43 3,033 3,784 24.76 95 100 5.26
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 392,334 232,723 -40.68 32,599 19,311 -40.76
2017-12-31 13F-HR VNQ / Vanguard REIT ETF Call 82.98 119,300 536,900 350.04 9,913 44,552 349.43
2017-12-31 13F-HR VNQ / Vanguard REIT ETF Put 82.98 124,700 338,400 171.37 10,361 28,080 171.02
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.68 106,724 3,278 -96.93 1,396 35 -97.49
2017-12-31 13F-HR CPG / Crescent Point Energy Corp. 7.65 162,805 165,811 1.85 1,305 1,268 -2.84
2017-12-31 13F-HR CPRT / Copart, Inc. 43.18 34,224 75,357 120.19 1,177 3,254 176.47
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 53.00 900 1,000 11.11 41 53 29.27
2017-12-31 13F-HR WDAY / Workday, Inc. 101.74 484,618 519,494 7.20 51,074 52,854 3.49
2017-12-31 13F-HR WDAY / Workday, Inc. Call 101.74 12,400 52,400 322.58 1,307 5,331 307.88
2017-12-31 13F-HR WDAY / Workday, Inc. Put 101.73 15,000 56,000 273.33 1,581 5,697 260.34
2017-12-31 13F-HR 697435AB1 / Palo Alto Networks, Inc. Bond 95 271 185.26
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.28 25,452 17,929 -29.56 2,744 2,282 -16.84
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Call 127.25 66,000 27,600 -58.18 7,117 3,512 -50.65
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) Put 127.24 119,100 249,400 109.40 12,844 31,733 147.06
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.12 868,138 980,629 12.96 34,144 40,323 18.10
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 41.12 5,863,900 5,113,900 -12.79 230,627 210,284 -8.82
2017-12-31 13F-HR MU / Micron Technology, Inc. Put 41.12 1,380,600 1,881,800 36.30 54,299 77,380 42.51
2017-12-31 13F-HR FLXS / Flexsteel Industries, Inc. 46.80 10,400 11,582 11.37 527 542 2.85
2017-12-31 13F-HR DNBF / DNB Financial Corp. 33.74 34 2,845 8,267.65 1 96 9,500.00
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 14.82 44,281 8,568 -80.65 605 127 -79.01
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. Put 14.81 120,000 120,000 0.00 1,639 1,777 8.42
2017-12-31 13F-HR USNA / USANA Health Sciences, Inc. 74.03 5,610 7,267 29.54 324 538 66.05
2017-12-31 13F-HR LTXB / LegacyTexas Financial Group Inc. 42.21 37,725 21,133 -43.98 1,506 892 -40.77
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 50.55 971 811 -16.48 50 41 -18.00
2017-12-31 13F-HR LII / Lennox International, Inc. 208.26 19,728 25,987 31.73 3,531 5,412 53.27
2017-12-31 13F-HR ACIU / AC Immune SA 12.87 5,518 5,518 0.00 62 71 14.52
2017-12-31 13F-HR EBIX / Ebix, Inc. 79.55 5,383 264 -95.10 351 21 -94.02
2017-12-31 13F-HR EBIX / Ebix, Inc. Call 79.30 2,400 10,000 316.67 157 793 405.10
2017-12-31 13F-HR EBIX / Ebix, Inc. Put 79.22 2,900 10,200 251.72 189 808 327.51
2017-12-31 13F-HR UVE / Universal Insurance Holdings, Inc. 27.35 52,917 44,783 -15.37 1,217 1,225 0.66
2017-12-31 13F-HR VIVO / Meridian Bioscience, Inc. 13.99 94,937 75,750 -20.21 1,357 1,060 -21.89
2017-12-31 13F-HR XSW / SPDR S&P Software & Services ETF 70.00 438 200 -54.34 29 14 -51.72
2017-12-31 13F-HR HCN.PRI / Welltower Inc. 6.50% Series I Cumul Convertible Perpetual Preferred Stock 59.88 0 3,507 0 210
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. 37.64 33,226 12,487 -62.42 949 470 -50.47
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. Call 37.56 5,000 18,000 260.00 143 676 372.73
2017-12-31 13F-HR SEDG / SolarEdge Technologies, Inc. Put 37.50 6,200 9,600 54.84 177 360 103.39
2017-12-31 13F-HR LXP / Lexington Corporate Properties Trust 9.65 294,832 201,449 -31.67 3,013 1,944 -35.48
2017-12-31 13F-HR ATHX / Athersys, Inc. 1.81 3,115 25,421 716.08 6 46 666.67
2017-12-31 13F-HR ATHX / Athersys, Inc. Call 1.81 8,300 16,600 100.00 17 30 76.47
2017-12-31 13F-HR ATHX / Athersys, Inc. Put 1.73 2,500 5,200 108.00 5 9 80.00
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 579,570 445,361 -23.16 79,216 63,540 -19.79
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) Call 142.67 69,400 117,700 69.60 9,486 16,792 77.02
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) Put 142.67 145,400 190,000 30.67 19,873 27,107 36.40
2017-12-31 13F-HR WF / Woori Bank 44.42 1,185 1,936 63.38 56 86 53.57
2017-12-31 13F-HR TRP / TransCanada Corp. 48.83 319,792 376,510 17.74 15,776 18,386 16.54
2017-12-31 13F-HR TRP / TransCanada Corp. Call 48.83 1,200 502,400 41,766.67 59 24,532 41,479.66
2017-12-31 13F-HR TRP / TransCanada Corp. Put 49.00 100 1,000 900.00 5 49 880.00
2017-12-31 13F-HR MFDX / PIMCO RAFI Multi-Factor Internat 26.74 200,000 170,000 -15.00 5,156 4,545 -11.85
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. 39.24 58,778 74,615 26.94 2,790 2,928 4.95
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. Call 39.25 6,500 20,000 207.69 308 785 154.87
2017-12-31 13F-HR FNF / Fidelity National Financial, Inc. Put 39.09 900 2,200 144.44 43 86 100.00
2017-12-31 13F-HR RWM / ProShares Short Russell2000 42.26 27,781 27,781 0.00 1,214 1,174 -3.29
2017-12-31 13F-HR PSTG / Pure Storage, Inc. 15.86 22,594 864,500 3,726.24 362 13,711 3,687.57
2017-12-31 13F-HR PSTG / Pure Storage, Inc. Call 15.89 6,100 12,900 111.48 98 205 109.18
2017-12-31 13F-HR PSTG / Pure Storage, Inc. Put 15.84 22,800 27,900 22.37 365 442 21.10
2017-12-31 13F-HR CMPR / Cimpress N.V. 119.78 1,605 2,396 49.28 156 287 83.97
2017-12-31 13F-HR CMPR / Cimpress N.V. Put 119.82 2,500 5,700 128.00 244 683 179.92
2017-12-31 13F-HR UPLD / Upland Software, Inc. 21.67 5,866 17,951 206.02 124 389 213.71
2017-12-31 13F-HR TCX / Tucows, Inc.