InvestorChicago Partners Investment Group LLC
Portfolio Value $ 585,700,000
Current Positions959
Opened Positions5
Closed Positions67


Latest Holdings, Performance, AUM (from 13F, 13D)

Chicago Partners Investment Group LLC has disclosed 959 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 585,700,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Chicago Partners Investment Group LLC's top holdings are Berkshire Hathaway, Inc. (NYSE:BRK.B) , Enterprise Products Partners L.P. (NYSE:EPD) , iShares Russell Mid-Cap Value ETF (NYSE:IWS) , iShares Core S&P MidCap ETF (NYSE:IJH) , and Brookfield Infrastructure Partners L.P. (NYSE:BIP) . Chicago Partners Investment Group LLC's new positions include Guggenheim Spin-Off ETF (NYSE:CSD) , Andeavor Corp. (NYSE:ANDV) , First Trust Exchange-Traded Fund (NYSE:FDM) , First Trust ISE-Water Index Fund (NYSE:FIW) , and Andeavor Corp. (NYSE:ANDV) .

All Chicago Partners Investment Group LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on November 22, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-09-30 13F-HR T / AT & T, Inc. 39.21 6,418 12,039 87.58 255 472 85.10
2017-09-30 13F-HR ADBE / Adobe Systems, Inc. 151.52 165 25
2017-09-30 13F-HR AGU / Agrium Inc. 114.29 35 4
2017-09-30 13F-HR ADS / Alliance Data Systems Corp. 222.22 45 10
2017-09-30 13F-HR ATUS / Altice USA, Inc. 28.00 500 14
2017-09-30 13F-HR AEO / American Eagle Outfitters, Inc. 0.00 25 0
2017-09-30 13F-HR AMSWA / American Software, Inc. 11.11 810 9
2017-09-30 13F-HR ANDV / Andeavor Corp. 103.16 8,375 864
2017-09-30 13F-HR ANIK / Anika Therapeutics Inc. 56.95 439 25
2017-09-30 13F-HR ANTM / Anthem, Inc. 190.18 1,600 957 -40.19 266 182 -31.58
2017-09-30 13F-HR WTR / Aqua America, Inc. 33.33 870 29
2017-09-30 13F-HR ARCC / Ares Capital Corp. 16.39 115,512 221,263 91.55 1,899 3,626 90.94
2017-09-30 13F-HR APAM / Artisan Partners Asset Management Inc. 31.75 504 16
2017-09-30 13F-HR ADP / Automatic Data Processing, Inc. 115.38 135 52 -61.48 14 6 -57.14
2017-09-30 13F-HR AC.WD / Associated Capital Group, Inc. 35.29 0 510 0 18
2017-09-30 13F-HR ATO / Atmos Energy Corp. 83.82 0 5,500 0 461
2017-09-30 13F-HR OCX / OncoCyte Corporation 0.00 16 16 0.00 0 0
2017-09-30 13F-HR BCE / BCE Inc. 46.15 130 6
2017-09-30 13F-HR BWXT / BWX Technologies, Inc. 51.28 0 39 0 2
2017-09-30 13F-HR BK / Bank of New York Mellon Corp. (The) 51.87 347 18
2017-09-30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.65 495 32
2017-09-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 42.55 141 6
2017-09-30 13F-HR BKH / Black Hills Corp. (Holding Co.) 69.06 0 724 0 50
2017-09-30 13F-HR BLK / BlackRock, Inc. 450.00 0 40 0 18
2017-09-30 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.66 44,200 692
2017-09-30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.68 48,812 1,107
2017-09-30 13F-HR APRN / Blue Apron Holdings Inc 0.00 75 0
2017-09-30 13F-HR BRFS / BRF S.A. 13.81 507 7
2017-09-30 13F-HR BTI / British American Tobacco p.l.c. 61.66 519 32
2017-09-30 13F-HR COG / Cabot Oil & Gas Corp. 26.91 223 6
2017-09-30 13F-HR CSX / CSX Corp. 54.39 2,465 2,905 17.85 116 158 36.21
2017-09-30 13F-HR CCMP / Cabot Microelectronics Corp. 78.05 205 16
2017-09-30 13F-HR CAL / Caleres, Inc. 26.32 0 114 0 3
2017-09-30 13F-HR CNQ / Canadian Natural Resources Limited 33.85 325 11
2017-09-30 13F-HR CTRE / CareTrust REIT, Inc. 19.29 3,455 1,763 -48.97 58 34 -41.38
2017-09-30 13F-HR CASS / Cass Information Systems, Inc. 64.14 343 22
2017-09-30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 41.03 390 16
2017-09-30 13F-HR CMCM / Cheetah Mobile, Inc. 8.49 0 1,295 0 11
2017-09-30 13F-HR LNG / Cheniere Energy, Inc. 45.07 0 14,044 0 633
2017-09-30 13F-HR SNP / China Petroleum & Chemical Corp. 76.39 144 11
2017-09-30 13F-HR CHU / China Unicom (Hong Kong) Ltd. 13.50 741 10
2017-09-30 13F-HR CITIGROUP GLOBAL MKTS HLDGS / LEVERAGD ETN S&P (17325E291) 16.46 1,580 26
2017-09-30 13F-HR CSD / Guggenheim Spin-Off ETF 50.70 167,519 8,493
2017-09-30 13F-HR CTSH / Cognizant Technology Solutions Corp. 73.68 190 14
2017-09-30 13F-HR CHUBK / Commercehub Inc 0.00 9 0
2017-09-30 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 34.88 1,674 860 -48.63 57 30 -47.37
2017-09-30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 131.58 0 114 0 15
2017-09-30 13F-HR CTRP / Ctrip.com International, Ltd. 53.10 226 12
2017-09-30 13F-HR DAL / Delta Air Lines, Inc. 48.57 500 700 40.00 25 34 36.00
2017-09-30 13F-HR DLR / Digital Realty Trust, Inc. 117.92 212 25
2017-09-30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 10.00 0 200 0 2
2017-09-30 13F-HR DOW / Dow Chemical Co. (The) 69.23 11,122 770
2017-09-30 13F-HR ELON / Echelon Corp. 0.00 10 0
2017-09-30 13F-HR ECA / EnCana Corp. 11.81 762 9
2017-09-30 13F-HR 292554AH5 / Encore Capital Group, Inc. Bond 1.00 20,000 20
2017-09-30 13F-HR EQIX / Equinix, Inc. 450.00 20 9
2017-09-30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 33.33 60 2
2017-09-30 13F-HR FRT / Federal Realty Investment Trust 124.29 0 700 0 87
2017-09-30 13F-HR FFIN / First Financial Bankshares, Inc. 46.07 369 17
2017-09-30 13F-HR FRC / First Republic Bank (San Francisco, California) 106.25 160 17
2017-09-30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 48.78 82 4
2017-09-30 13F-HR FFR / First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 44.61 919 41
2017-09-30 13F-HR FDT / First Trust Developed Markets Ex-US AlphaDEX Fund 59.20 5,524 327
2017-09-30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.98 14,333 745
2017-09-30 13F-HR FTRPR / Frontier Communications Corp. 11.33 971 11
2017-09-30 13F-HR GDL FUND / COM SH BEN IT (361570104) 10.29 3,983 41
2017-09-30 13F-HR GM / General Motors Company 40.00 0 250 0 10
2017-09-30 13F-HR HCA / HCA Holdings Inc. 85.71 70 6
2017-09-30 13F-HR HALO / Halozyme Therapeutics, Inc. 15.00 200 3
2017-09-30 13F-HR HP / Helmerich & Payne, Inc. 51.82 1,370 71
2017-09-30 13F-HR HZN / Horizon Global Corp. 16.67 300 5
2017-09-30 13F-HR HDSN / Hudson Technologies, Inc. 8.09 1,360 11
2017-09-30 13F-HR IMO / Imperial Oil Ltd. 32.26 155 5
2017-09-30 13F-HR INVA / Innoviva, Inc. 14.35 1,115 16
2017-09-30 13F-HR IFF / International Flavors & Fragrances, Inc 145.00 0 200 0 29
2017-09-30 13F-HR DVY / iShares Select Dividend ETF 93.56 0 4,425 0 414
2017-09-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.81 67,983 136,556 100.87 2,569 6,119 138.19
2017-09-30 13F-HR IJH / iShares Core S&P MidCap ETF 178.90 55,132 110,499 100.43 9,317 19,768 112.17
2017-09-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.35 2,322 1,789 -22.95 439 362 -17.54
2017-09-30 13F-HR IUSV / iShares Core Russell U.S. Value 52.27 2,200 115
2017-09-30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 47.62 168 8
2017-09-30 13F-HR REZ / iShares Residential Real Estate Capped ETF 63.06 657 333 -49.32 41 21 -48.78
2017-09-30 13F-HR IHI / iShares U.S. Medical Devices ETF 177.78 45 8
2017-09-30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.45 0 294 0 36
2017-09-30 13F-HR FIBR / iShares Edge U.S. Fixed Income Balanced Risk ETF 100.91 1,427 144
2017-09-30 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 48.36 517 25
2017-09-30 13F-HR JBLU / JetBlue Airways Corp. 18.67 750 14
2017-09-30 13F-HR JPGB / JPMorgan Global Bond Opportunities ETF 50.51 198 10
2017-09-30 13F-HR LKSD.WI / LSC Communications, Inc. 13.33 75 1
2017-09-30 13F-HR LRCX / Lam Research Corp. 200.00 25 5
2017-09-30 13F-HR LSTR / Landstar System, Inc. 100.96 208 21
2017-09-30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 55.56 36 2
2017-09-30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 55.56 0 54 0 3
2017-09-30 13F-HR MGP / MGM Growth Properties LLC 29.34 409 12
2017-09-30 13F-HR MGU / Macquarie Global Infrastructure Total Return Fund Inc. 25.92 1,273 33
2017-09-30 13F-HR MFC / Manulife Financial Corp. 20.56 535 11
2017-09-30 13F-HR MAR / Marriott International, Inc. 107.69 65 7
2017-09-30 13F-HR MHK / Mohawk Industries, Inc. 230.77 13 3
2017-09-30 13F-HR MCO / Moody's Corp. 137.50 160 22
2017-09-30 13F-HR NODK / NI Holdings, Inc. 18.00 1,000 18
2017-09-30 13F-HR NUAN / Nuance Communications, Inc. 16.14 1,177 19
2017-09-30 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 22.00 1,000 22
2017-09-30 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.26 6,750 103
2017-09-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.40 10,997 11,631 5.77 102 121 18.63
2017-09-30 13F-HR OLN / Olin Corp. 34.48 0 1,885 0 65
2017-09-30 13F-HR OXY / Occidental Petroleum Corp. 61.95 0 113 0 7
2017-09-30 13F-HR OMER / Omeros Corp. 21.51 930 20
2017-09-30 13F-HR PTC / PTC Inc. 57.85 121 7
2017-09-30 13F-HR PH / Parker-Hannifin Corp. 200.00 0 20 0 4
2017-09-30 13F-HR PDCO / Patterson Companies, Inc. 39.81 427 17
2017-09-30 13F-HR PFNX / Pfenex Inc. 3.20 5,000 2,500 -50.00 33 8 -75.76
2017-09-30 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 16.47 425 7
2017-09-30 13F-HR FENG / Phoenix New Media Ltd. 5.65 0 1,769 0 10
2017-09-30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 101.38 1,302 132
2017-09-30 13F-HR PAGP / Plains GP Holdings LP 21.89 3,704 8,406 126.94 113 184 62.83
2017-09-30 13F-HR POST / Post Holdings, Inc. 100.00 0 20 0 2
2017-09-30 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 38.87 4,425 172
2017-09-30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 26.10 5,440 142
2017-09-30 13F-HR XMLV / PwShs S&P400 LV 43.54 666 29
2017-09-30 13F-HR PRI / Primerica, Inc. 79.50 239 19
2017-09-30 13F-HR QRVO / Qorvo, Inc. 64.52 31 2
2017-09-30 13F-HR UCO / ProShares Ultra Bloomberg Crude 20.00 150 3
2017-09-30 13F-HR RLI / RLI Corp. 57.76 277 16
2017-09-30 13F-HR ROLL / RBC Bearings, Inc. 125.52 239 30
2017-09-30 13F-HR RMAX / RE/MAX Holdings, Inc. 63.01 492 31
2017-09-30 13F-HR RSG / Republic Services, Inc. 65.22 0 230 0 15
2017-09-30 13F-HR RCI / Rogers Communications, Inc. 53.85 130 7
2017-09-30 13F-HR RY / Royal Bank of Canada (Montreal, PQ) 78.35 485 38
2017-09-30 13F-HR SBAC / SBA Communications Corp. 146.15 130 19
2017-09-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.70 516 21
2017-09-30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 80.00 300 24
2017-09-30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 49.26 203 10
2017-09-30 13F-HR FLOW / SPX Flow, Inc. 36.23 0 138 0 5
2017-09-30 13F-HR SBH / Sally Beauty Holdings, Inc. 19.35 775 15
2017-09-30 13F-HR SAP / SAP SE 103.90 77 8
2017-09-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 49.96 20 2,262 11,210.00 1 113 11,200.00
2017-09-30 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 35.04 999 35
2017-09-30 13F-HR SMG / Scotts Miracle-Gro Company (The) 95.94 271 26
2017-09-30 13F-HR XLK / SPDR Technology Select Sector ETF 59.26 810 48
2017-09-30 13F-HR SJR / Shaw Communications Inc. Class B Non-Voting Participating 21.62 185 4
2017-09-30 13F-HR SPIR / Spire Corp. 74.64 0 2,800 0 209
2017-09-30 13F-HR SPH / Suburban Propane Partners, L.P. 28.09 300 178 -40.67 9 5 -44.44
2017-09-30 13F-HR SLF / SunLife Financial Inc. 38.46 260 10
2017-09-30 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.40 625 4
2017-09-30 13F-HR TCP / TC Pipelines, LP 52.54 590 31
2017-09-30 13F-HR TCMD / Tactile Systems Technology, Inc 30.93 13,450 416
2017-09-30 13F-HR SKT / Tanger Factory Outlet Centers, Inc. 24.27 1,030 25
2017-09-30 13F-HR TTM / Tata Motors Ltd. 30.12 0 166 0 5
2017-09-30 13F-HR TECK / Teck Resources Ltd. 19.05 105 2
2017-09-30 13F-HR EMF / Templeton Emerging Markets Fund 17.12 701 12
2017-09-30 13F-HR TXN / Texas Instruments Inc. 89.20 650 426 -34.46 49 38 -22.45
2017-09-30 13F-HR THO / Thor Industries, Inc. 124.46 233 29
2017-09-30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.42 0 380 0 7
2017-09-30 13F-HR USG / USG Corp. 30.00 100 3
2017-09-30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 20.12 9,045 182
2017-09-30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.43 0 9,002 0 445
2017-09-30 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 63.06 111 7
2017-09-30 13F-HR VHT / Vanguard Health Care ETF 156.86 51 8
2017-09-30 13F-HR VDSI / VASCO Data Security International, Inc. 12.00 1,700 500 -70.59 23 6 -73.91
2017-09-30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 50.19 259 13
2017-09-30 13F-HR VOO / Vanguard S&P 500 ETF 230.76 40,057 72,657 81.38 8,474 16,766 97.85
2017-09-30 13F-HR VB / Vanguard Small-Cap ETF 141.33 11,881 32,542 173.90 1,560 4,599 194.81
2017-09-30 13F-HR WDFC / WD-40 Co. 116.07 112 13
2017-09-30 13F-HR WPPGY / WPP PLC 85.71 35 3
2017-09-30 13F-HR WAT / Waters Corp. 160.00 25 4
2017-09-30 13F-HR 94986RQF1 / Wells Fargo & Co Bond 13
2017-09-30 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 18.18 495 9
2017-09-30 13F-HR WMB / Williams Companies, Inc. (The) 29.99 6,296 27,273 333.18 194 818 321.65
2017-09-30 13F-HR DTD / WisdomTree Total Dividend Fund 86.02 93 8
2017-09-30 13F-HR DON / WisdomTree MidCap Dividend Fund 99.93 5,620 10,487 86.60 543 1,048 93.00
2017-09-30 13F-HR DIM / WisdomTree International MidCap Dividend Fund 66.29 4,616 306
2017-09-30 13F-HR DNL / WisdomTree Global ex-U.S. Growth Fund 57.49 487 28
2017-09-30 13F-HR ZTO / ZTO Express (Cayman) Inc. 13.23 529 7
2017-09-30 13F-HR ALKS / Alkermes plc 51.28 39 2
2017-09-30 13F-HR ABY / Abengoa Yield plc 19.26 571 11
2017-09-30 13F-HR DLPH / Delphi Automotive Plc 90.91 55 5
2017-09-30 13F-HR LILAK / Liberty Global plc LiLAC Class C 23.26 43 1
2017-09-30 13F-HR SDRL / Seadrill Limited 0.00 940 470 -50.00 2 0 -100.00
2017-09-30 13F-HR UBS / UBS Group AG 16.67 660 11
2017-09-30 13F-HR ST / Sensata Techologies Holdings NV 48.12 1,525 1,600 4.92 65 77 18.46
2017-09-30 13F-HR AVGO / Broadcom Limited 250.00 12 3
2017-09-30 13F-HR ARES / Ares Management, L.P. 18.68 3,547 3,319 -6.43 66 62 -6.06
2017-09-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.30 0 1,643 0 173
2017-09-30 13F-HR KBAL / Kimball International, Inc. 19.77 0 50,182 0 992
2017-09-30 13F-HR TSLA / Tesla Motors, Inc. 360.00 50 25 -50.00 14 9 -35.71
2017-09-30 13F-HR GBDC / Golub Capital BDC, Inc. 18.57 0 1,939 0 36
2017-09-30 13F-HR OPK / Opko Health, Inc. 6.90 0 10,000 0 69
2017-09-30 13F-HR PKD / Parker Drilling Co. 1.10 84,355 123,725 46.67 219 136 -37.90
2017-09-30 13F-HR VWR / VWR Corporation 35.00 0 200 0 7
2017-09-30 13F-HR IWM / iShares Russell 2000 ETF 147.88 32 1,109 3,365.62 4 164 4,000.00
2017-09-30 13F-HR FPX / First Trust US Equity Opportunities ETF 63.85 5,878 26,875 357.21 329 1,716 421.58
2017-09-30 13F-HR TIME / Time Inc. 17.86 0 56 0 1
2017-09-30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.00 300 1,000 233.33 14 47 235.71
2017-09-30 13F-HR SHLX / Shell Midstream Partners LP 27.84 42,541 146,267 243.83 1,256 4,072 224.20
2017-09-30 13F-HR RMP / Rice Midstream Partners LP 21.43 1,430 840 -41.26 32 18 -43.75
2017-09-30 13F-HR PSXP / Phillips 66 Partners LP 53.29 563 563 0.00 27 30 11.11
2017-09-30 13F-HR DHR / Danaher Corp. 85.76 800 3,953 394.12 65 339 421.54
2017-09-30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 114.87 476 4,048 750.42 48 465 868.75
2017-09-30 13F-HR PPL / PPL Corp. 40.00 0 200 0 8
2017-09-30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.07 5,105 21,131 313.93 102 424 315.69
2017-09-30 13F-HR AGNC / AGNC Investment Corp. 21.69 1,800 5,900 227.78 35 128 265.71
2017-09-30 13F-HR SEMG / Semgroup Corp. 28.64 0 1,257 0 36
2017-09-30 13F-HR GRPN / Groupon, Inc. 6.67 0 300 0 2
2017-09-30 13F-HR ERF / Enerplus Corporation 10.00 0 300 0 3
2017-09-30 13F-HR PRU / Prudential Financial, Inc. 120.00 0 25 0 3
2017-09-30 13F-HR RSPP / RSP Permian, Inc. 34.78 0 115 0 4
2017-09-30 13F-HR SHPG / Shire Plc. 152.33 490 407 -16.94 81 62 -23.46
2017-09-30 13F-HR SMP / Standard Motor Products, Inc. 48.00 0 1,000 0 48
2017-09-30 13F-HR WPC / W.P. Carey Inc. 67.48 2,478 2,875 16.02 146 194 32.88
2017-09-30 13F-HR LGF.B / Lions Gate Entertainment Corp. Class B Non-Voting 32.84 0 335 0 11
2017-09-30 13F-HR MCHP / Microchip Technology Inc. 90.48 0 420 0 38
2017-09-30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.96 0 5,490 0 159
2017-09-30 13F-HR CNK / Cinemark Holdings, Inc. 36.98 0 622 0 23
2017-09-30 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.20 830 415 -50.00 83 42 -49.40
2017-09-30 13F-HR CLGX / CoreLogic, Inc. 46.15 0 195 0 9
2017-09-30 13F-HR AAXN / Axon Enterprise Inc 500 0 -100.00 12 0 -100.00
2017-09-30 13F-HR CAVM / Cavium, Inc. 206 0 -100.00 12 0 -100.00
2017-09-30 13F-HR MMT / MFS Multimarket Income Trust 2,000 0 -100.00 12 0 -100.00
2017-09-30 13F-HR PNRA / Panera Bread Co. 200 0 -100.00 52 0 -100.00
2017-09-30 13F-HR CLDX / Celldex Therapeutics, Inc. 482 0 -100.00 2 0 -100.00
2017-09-30 13F-HR CTL / CenturyLink, Inc. 161 0 -100.00 4 0 -100.00
2017-09-30 13F-HR KOF / Coca-Cola FEMSA S.A.B de CV 300 0 -100.00 19 0 -100.00
2017-09-30 13F-HR DFT / Dupont Fabros Technology, Inc. 780 0 -100.00 41 0 -100.00
2017-09-30 13F-HR GARS / Garrison Capital Inc. 3,500 0 -100.00 33 0 -100.00
2017-09-30 13F-HR IFN / India Fund, Inc. (THE) 465 0 -100.00 10 0 -100.00
2017-09-30 13F-HR FXI / iShares China Large-Cap ETF 5,200 0 -100.00 180 0 -100.00
2017-09-30 13F-HR CRED / iShares US Credit Bond ETF Trdng 735 0 -100.00 80 0
2017-09-30 13F-HR JNS / Janus Capital Group, Inc. 1,420 0 -100.00 19 0 -100.00
2017-09-30 13F-HR LLTC / Linear Technology Corp. 300 0 -100.00 19 0 -100.00
2017-09-30 13F-HR MHG / Marine Harvest ASA 3,568 0 -100.00 65 0 -100.00
2017-09-30 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 842 0 -100.00 22 0 -100.00
2017-09-30 13F-HR NTT / Nippon Telegraph & Telephone Corp. 1,250 0 -100.00 53 0 -100.00
2017-09-30 13F-HR NOC / Northrop Grumman Corp. 105 0 -100.00 24 0 -100.00
2017-09-30 13F-HR PRXL / PAREXEL International Corp. 165 0 -100.00 11 0 -100.00
2017-09-30 13F-HR UCO / ProShares Ultra Bloomberg Crude 300 0 -100.00 4 0 -100.00
2017-09-30 13F-HR SJI / South Jersey Industries, Inc. 1,600 0 -100.00 54 0 -100.00
2017-09-30 13F-HR NDSN / Nordson Corp. 504 0 -100.00 56 0 -100.00
2017-09-30 13F-HR VSM / Versum Materials, Inc. 43 0 -100.00 1 0 -100.00
2017-09-30 13F-HR VER / VEREIT, Inc. 538 0 -100.00 5 0 -100.00
2017-09-30 13F-HR WWAV / The WhiteWave Foods Co. 1,125 0 -100.00 63 0 -100.00
2017-09-30 13F-HR ESV / Ensco plc 575 0 -100.00 6 0 -100.00
2017-09-30 13F-HR STE / STERIS Corp. 218 0 -100.00 15 0 -100.00
2017-09-30 13F-HR PRGO / Perrigo Company plc 400 0 -100.00 33 0 -100.00
2017-09-30 13F-HR BCS / Barclays Bank Plc 564 0 -100.00 14 0 -100.00
2017-09-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.19 13,600 7,471 -45.07 190 106 -44.21
2017-09-30 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.15 5,604 23,770 324.16 82 360 339.02
2017-09-30 13F-HR ETP / Energy Transfer Partners, L.P. 7,393 0 -100.00 178 0 -100.00
2017-09-30 13F-HR DM / Dominion Midstream Partners LP 32.00 26,040 75,409 189.59 763 2,413 216.25
2017-09-30 13F-HR XBGTX / BlackRock Floating Rate Income 14.50 0 3,241 0 47
2017-09-30 13F-HR VLP / Valero Energy Partners LP 43.73 27,487 69,866 154.18 1,238 3,055 146.77
2017-09-30 13F-HR DRI / Darden Restaurants, Inc. 78.84 1,561 7,522 381.87 121 593 390.08
2017-09-30 13F-HR MTB / M & T Bank Corp. 160.00 400 200 -50.00 63 32 -49.21
2017-09-30 13F-HR YUM / Yum! Brands, Inc. 73.33 600 600 0.00 38 44 15.79
2017-09-30 13F-HR TPL / Texas Pacific Land Trust 400.00 0 60 0 24
2017-09-30 13F-HR AMAT / Applied Materials, Inc. 50.00 200 100 -50.00 7 5 -28.57
2017-09-30 13F-HR 049164BH8 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022 1.22 18,000 22
2017-09-30 13F-HR ANDV / Andeavor Corp. 50.05 48,390 2,422
2017-09-30 13F-HR AVY / Avery Dennison Corp. 100.00 120 12
2017-09-30 13F-HR AVXS / AveXis, Inc. 96.00 500 48
2017-09-30 13F-HR BMI / Badger Meter, Inc. 49.82 542 27
2017-09-30 13F-HR BIDU / Baidu, Inc. 248.00 1,000 500 -50.00 171 124 -27.49
2017-09-30 13F-HR BOH / Bank of Hawaii Corp. 85.03 294 25
2017-09-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 1,200 3,035 152.92 11 28 154.55
2017-09-30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.59 21,204 10,743 -49.34 281 146 -48.04
2017-09-30 13F-HR BHF / Brighthouse Financial, Inc. 60.00 100 6
2017-09-30 13F-HR CME / CME Group, Inc. 135.71 0 700 0 95
2017-09-30 13F-HR CLMT / Calumet Specialty Products Partners, L.P. 8.20 1,220 610 -50.00 5 5 0.00
2017-09-30 13F-HR KMX / CarMax, Inc. 80.00 75 6
2017-09-30 13F-HR CCL / Carnival Corp. 66.67 105 7
2017-09-30 13F-HR CYOU / Changyou.com, Ltd. 40.00 800 400 -50.00 24 16 -33.33
2017-09-30 13F-HR GLQ / Clough Global Equity Fund 14.00 500 7
2017-09-30 13F-HR CGNX / Cognex Corp. 109.59 146 16
2017-09-30 13F-HR COST / Costco Wholesale Corp. 164.73 1,129 601 -46.77 181 99 -45.30
2017-09-30 13F-HR CS / Credit Suisse Group 16.73 538 9
2017-09-30 13F-HR CONE / CyrusOne Inc. 58.62 870 51
2017-09-30 13F-HR FDM / First Trust Exchange-Traded Fund 46.34 48,598 2,252
2017-09-30 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 15.00 1,000 15
2017-09-30 13F-HR FIW / First Trust ISE-Water Index Fund 45.30 28,344 1,284
2017-09-30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.87 10,355 7,645 -26.17 599 473 -21.04
2017-09-30 13F-HR FCAN / First Trust Canada AlphaDEX Fund 25.33 10,461 265
2017-09-30 13F-HR IT / Gartner, Inc. 124.14 290 36
2017-09-30 13F-HR GRAMERCY PPTY TR / (385002308) 30.47 2,199 67
2017-09-30 13F-HR HF / HFF, Inc. 38.68 517 20
2017-09-30 13F-HR HOG / Harley-Davidson, Inc. 49.50 0 303 0 15
2017-09-30 13F-HR JKHY / Henry (JACK) & Associates, Inc. 102.86 175 18
2017-09-30 13F-HR HCLP / Hi-Crush Partners LP 10.00 1,000 10
2017-09-30 13F-HR ICE / Intercontinental Exchange, Inc. 66.67 495 225 -54.55 30 15 -50.00
2017-09-30 13F-HR IVE / iShares S&P 500 Value ETF 107.70 1,400 2,182 55.86 142 235 65.49
2017-09-30 13F-HR IUSG / iShares Core Russell U.S. Growth 50.42 2,400 121
2017-09-30 13F-HR KEP / Korea Electric Power Corp. 15.43 324 5
2017-09-30 13F-HR EWJ / iShares MSCI Japan ETF 55.56 558 31
2017-09-30 13F-HR LECO / Lincoln Electric Holdings, Inc. 88.44 147 13
2017-09-30 13F-HR MPLX / MPLX LP 35.01 120,061 279,064 132.44 4,097 9,770 138.47
2017-09-30 13F-HR MAIN / Main Street Capital Corp. 39.78 8,299 13,626 64.19 311 542 74.28
2017-09-30 13F-HR MTU / Mitsubishi UFJ Financial Group, Inc. 6.62 1,661 11
2017-09-30 13F-HR TYPE / Monotype Imaging Holdings, Inc. 19.56 869 17
2017-09-30 13F-HR MRCC / Monroe Capital Corp 14.31 98,669 128,178 29.91 1,511 1,834 21.38
2017-09-30 13F-HR MSI / Motorola Solutions, Inc. 84.60 0 792 0 67
2017-09-30 13F-HR FIZZ / National Beverage Corp. 122.75 334 41
2017-09-30 13F-HR NRZ / New Residential Investment Corp. 16.56 0 2,174 0 36
2017-09-30 13F-HR NUE / Nucor Corp. 58.14 86 86 0.00 5 5 0.00
2017-09-30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 18.05 554 10
2017-09-30 13F-HR 682189AK1 / ON Semiconductor Corporation 1% Bond due 2020-12-01 20
2017-09-30 13F-HR OLP / One Liberty Properties, Inc. 24.00 2,000 1,000 -50.00 48 24 -50.00
2017-09-30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.96 6,015 3,723 -38.10 193 119 -38.34
2017-09-30 13F-HR OTEX / Open Text Corp. 32.76 870 580 -33.33 36 19 -47.22
2017-09-30 13F-HR ORA / Ormat Technologies, Inc. 60.57 875 53
2017-09-30 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 24.17 3,600 87
2017-09-30 13F-HR TOLZ / ProShares DJ Brookfield Global Infracstructure ETF 42.83 1,541 66
2017-09-30 13F-HR ROK / Rockwell Automation, Inc. 175.00 40 7
2017-09-30 13F-HR SLG / SL Green Realty Corp. 100.00 50 5
2017-09-30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 50.51 56 99 76.79 3 5 66.67
2017-09-30 13F-HR FNDE / Schwab Fundamental Emerging Markets Large Company Index ETF 28.82 451 13
2017-09-30 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 30.30 693 21
2017-09-30 13F-HR FNDC / Schwab Fundamental International Small Company Index ETF 34.06 323 11
2017-09-30 13F-HR FNDF / Schwab Fundamental International Large Company Index ETF 30.14 763 23
2017-09-30 13F-HR FNDA / Schwab Fundamental U.S. Small Company Index ETF 35.60 618 22
2017-09-30 13F-HR SITE / SiteOne Landscape Supply, Inc. 58.95 458 27
2017-09-30 13F-HR SIX / Six Flags Entertainment Corp 61.54 65 4
2017-09-30 13F-HR STKL / SunOpta Inc. 8.44 948 948 0.00 10 8 -20.00
2017-09-30 13F-HR SU / Suncor Energy Inc. 35.29 255 9
2017-09-30 13F-HR RUN / Sunrun Inc. 5.56 7,374 41
2017-09-30 13F-HR STI / SunTrust Banks, Inc. 60.00 100 6
2017-09-30 13F-HR TRI / Thomson Reuters Corp. 45.71 175 8
2017-09-30 13F-HR TIF / Tiffany & Co. 90.91 165 15
2017-09-30 13F-HR FOX / Twenty-First Century Fox, Inc. 26.22 1,285 534 -58.44 36 14 -61.11
2017-09-30 13F-HR USB / U.S. Bancorp 53.59 6,872 14,462 110.45 356 775 117.70
2017-09-30 13F-HR UNH / UnitedHealth Group Inc. 196.08 1,099 561 -48.95 189 110 -41.80
2017-09-30 13F-HR ISRA / Market Vectors Israel ETF 29.64 0 1,552 0 46
2017-09-30 13F-HR VXUS / Vanguard Total International Stock ETF 54.30 0 442 0 24
2017-09-30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.65 4,209 43,125 924.59 421 4,556 982.19
2017-09-30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.21 0 198 0 24
2017-09-30 13F-HR VNQ / Vanguard REIT ETF 83.09 44,745 74,378 66.23 3,706 6,180 66.76
2017-09-30 13F-HR VXF / Vanguard Extended Market ETF 105.56 44 180 309.09 4 19 375.00
2017-09-30 13F-HR SLW / Silver Wheaton Corp. 18.75 960 18
2017-09-30 13F-HR VUG / Vanguard Growth ETF 132.75 81,120 104,001 28.21 9,578 13,806 44.14
2017-09-30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 86.80 4,977 6,371 28.01 411 553 34.55
2017-09-30 13F-HR DES / WisdomTree SmallCap Dividend Fund 83.96 2,954 5,300 79.42 239 445 86.19
2017-09-30 13F-HR DOL / Wisdom International Corp. 49.70 2,696 134
2017-09-30 13F-HR DB / Deutsche Bank AG 16.24 431 7
2017-09-30 13F-HR ADNT / Adient plc 84.07 0 678 0 57
2017-09-30 13F-HR ESGR / Enstar Group Limited 226.67 220 75 -65.91 44 17 -61.36
2017-09-30 13F-HR DTH / WisdomTree DEFA Equity Income Fund 44.31 835 37
2017-09-30 13F-HR DGRW / WisdomTree Trust WisdomTree U.S. Quality Dividend Growth Fund 38.22 1,570 60
2017-09-30 13F-HR HELE / Helen of Troy Ltd. 96.88 640 640 0.00 60 62 3.33
2017-09-30 13F-HR LILA / Liberty Global plc LiLAC Class A 0.00 9 0
2017-09-30 13F-HR LBTYA / Liberty Global plc (Class A) 32.11 436 14
2017-09-30 13F-HR PRTA / Prothena Corp plc 64.00 0 375 0 24
2017-09-30 13F-HR HTLD / Heartland Express, Inc. 25.44 0 1,376 0 35
2017-09-30 13F-HR LNT / Alliant Energy Corp. 41.52 0 1,108 0 46
2017-09-30 13F-HR DEO / Diageo plc 132.12 0 2,846 0 376
2017-09-30 13F-HR TCS / Container Store Group, Inc. 3.57 0 280 0 1
2017-09-30 13F-HR GOOGL / Alphabet Inc. 974.10 1,268 1,274 0.47 1,152 1,241 7.73
2017-09-30 13F-HR CABO / Cable One Inc. 750.00 0 4 0 3
2017-09-30 13F-HR RESI / Altisource Residential Corp 10.68 0 562 0 6
2017-09-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.34 35,994 40,586 12.76 11,122 13,245 19.09
2017-09-30 13F-HR FE / FirstEnergy Corp. 30.74 0 1,106 0 34
2017-09-30 13F-HR CBS / CBS Corp. 58.12 2,200 1,256 -42.91 140 73 -47.86
2017-09-30 13F-HR TRV / Travelers Companies, Inc. (The) 122.22 2,700 1,350 -50.00 336 165 -50.89
2017-09-30 13F-HR MMM / 3M Co. 210.05 4,218 2,109 -50.00 816 443 -45.71
2017-09-30 13F-HR WCG / Wellcare Health Plans, Inc. 170.00 400 200 -50.00 63 34 -46.03
2017-09-30 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 31.12 5,127 2,667 -47.98 159 83 -47.80
2017-09-30 13F-HR KBE / SPDR S&P Bank ETF 45.05 20,000 10,565 -47.17 870 476 -45.29
2017-09-30 13F-HR SSP / Scripps Company 18.75 1,920 960 -50.00 36 18 -50.00
2017-09-30 13F-HR EMR / Emerson Electric Co. 62.81 2,400 5,700 137.50 139 358 157.55
2017-09-30 13F-HR HCN / Welltower Inc. 69.67 215 488 126.98 16 34 112.50
2017-09-30 13F-HR GOOG / Alphabet Inc. Class C 958.33 450 528 17.33 398 506 27.14
2017-09-30 13F-HR CAG / ConAgra Foods, Inc. 33.74 2,150 7,794 262.51 81 263 224.69
2017-09-30 13F-HR ED / Consolidated Edison, Inc. 80.67 3,700 2,380 -35.68 289 192 -33.56
2017-09-30 13F-HR MD / Mednax, Inc. 42.86 1,120 560 -50.00 71 24 -66.20
2017-09-30 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.42 8,814 6,225 -29.37 191 152 -20.42
2017-09-30 13F-HR TOT / Total S.A. 53.52 2,974 1,476 -50.37 149 79 -46.98
2017-09-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.33 3,000 3,000 0.00 112 112 0.00
2017-09-30 13F-HR SYY / SYSCO Corp. 53.90 800 5,900 637.50 44 318 622.73
2017-09-30 13F-HR ASB / Associated Banc-Corp. 24.29 0 6,464 0 157
2017-09-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 85.00 0 1,400 0 119
2017-09-30 13F-HR DTE / DTE Energy Co. 109.09 0 55 0 6
2017-09-30 13F-HR RACE / Ferrari N.V. 0.00 2 2 0.00 0 0
2017-09-30 13F-HR ZTS / Zoetis Inc. 63.51 500 1,055 111.00 31 67 116.13
2017-09-30 13F-HR IAU / iShares Gold Trust 12.16 1,951 1,316 -32.55 23 16 -30.43
2017-09-30 13F-HR INTC / Intel Corp. 38.10 15,097 12,442 -17.59 530 474 -10.57
2017-09-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 23.03 13,200 6,600 -50.00 284 152 -46.48
2017-09-30 13F-HR ASML / ASML Holding N.V. (ADR) 176.47 204 85 -58.33 24 15 -37.50
2017-09-30 13F-HR INDA / iShares MSCI India ETF 32.84 0 335 0 11
2017-09-30 13F-HR MRO / Marathon Oil Corp. 13.55 17,716 8,858 -50.00 258 120 -53.49
2017-09-30 13F-HR AXTA / Axalta Coating Systems Ltd. 29.05 4,300 2,306 -46.37 127 67 -47.24
2017-09-30 13F-HR KMI / Kinder Morgan, Inc. 19.18 442,703 751,181 69.68 8,888 14,408 62.11
2017-09-30 13F-HR HTGC / Hercules Capital, Inc. 12.98 0 4,624 0 60
2017-09-30 13F-HR EEP / Enbridge Energy Partners, L.P. 15.95 24,512 13,792 -43.73 523 220 -57.93
2017-09-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 16.13 0 248 0 4
2017-09-30 13F-HR AET / Aetna, Inc. 158.69 2,000 1,065 -46.75 276 169 -38.77
2017-09-30 13F-HR OXM / Oxford Industries, Inc. 63.33 0 300 0 19
2017-09-30 13F-HR CVE / Cenovus Energy Inc. 9.09 0 330 0 3
2017-09-30 13F-HR MBFI / MB Financial, Inc. 44.97 1,023 1,023 0.00 45 46 2.22
2017-09-30 13F-HR AMT / American Tower Corp. (REIT) 136.69 18,284 49,800 172.37 2,199 6,807 209.55
2017-09-30 13F-HR STZ / Constellation Brands, Inc. 204.82 247 83 -66.40 41 17 -58.54
2017-09-30 13F-HR ITW / Illinois Tool Works, Inc. 148.19 1,930 1,930 0.00 270 286 5.93
2017-09-30 13F-HR NFG / National Fuel Gas Co. 56.57 0 6,470 0 366
2017-09-30 13F-HR PFG / Principal Financial Group, Inc. 62.22 625 225 -64.00 37 14 -62.16
2017-09-30 13F-HR BAX / Baxter International, Inc. 62.72 3,315 2,551 -23.05 187 160 -14.44
2017-09-30 13F-HR YUMC / Yum China Holdings, Inc. 40.20 600 796 32.67 16 32 100.00
2017-09-30 13F-HR ADM / Archer-Daniels-Midland Co. 42.51 36,927 42,176 14.21 1,681 1,793 6.66
2017-09-30 13F-HR ECR / Eclipse Resources Corp. 2.50 26,553 77,651 192.44 71 194 173.24
2017-09-30 13F-HR GEL / Genesis Energy, L.P. 26.43 984 4,351 342.17 35 115 228.57
2017-09-30 13F-HR CB / Chubb Ltd 142.27 1,542 1,455 -5.64 212 207 -2.36
2017-09-30 13F-HR BSFT / BroadSoft, Inc. 50.63 790 395 -50.00 33 20 -39.39
2017-09-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.39 0 16,800 0 729
2017-09-30 13F-HR ASNA / Ascena Retail Group, Inc. 2.39 836 418 -50.00 4 1 -75.00
2017-09-30 13F-HR GAM / General American Investors Co., Inc. 35.55 0 844 0 30
2017-09-30 13F-HR UTX / United Technologies Corp. 116.11 6,278 7,579 20.72 728 880 20.88
2017-09-30 13F-HR TILT / FlexShares Morningstar US Market Factor Tilt Index Fund 104.56 746 373 -50.00 74 39 -47.30
2017-09-30 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. 22.22 0 45 0 1
2017-09-30 13F-HR ISRG / Intuitive Surgical, Inc. 1,045.45 50 44 -12.00 42 46 9.52
2017-09-30 13F-HR GERN / Geron Corp. 2.50 0 400 0 1
2017-09-30 13F-HR ENLK / EnLink Midstream Partners, LP 16.76 45,766 165,700 262.06 819 2,777 239.07
2017-09-30 13F-HR ENV / Envestnet, Inc. 0 0 0 0
2017-09-30 13F-HR FM / iShares MSCI Frontier 100 ETF 31.33 35,910 40,722 13.40 959 1,276 33.06
2017-09-30 13F-HR PBA / Pembina Pipeline Corp. 35.13 1,104 797 -27.81 35 28 -20.00
2017-09-30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.25 13,460 12,135 -9.84 706 452 -35.98
2017-09-30 13F-HR HSY / Hershey Company (The) 110.00 800 200 -75.00 85 22 -74.12
2017-09-30 13F-HR SCHC / Schwab International Small-Cap Equity ETF 36.23 0 276 0 10
2017-09-30 13F-HR VZ / Verizon Communications, Inc. 49.48 4,930 11,842 140.20 258 586 127.13
2017-09-30 13F-HR F / Ford Motor Co. 11.97 2,313 6,602 185.43 28 79 182.14
2017-09-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.00 3,000 1,500 -50.00 72 39 -45.83
2017-09-30 13F-HR NEE / NextEra Energy, Inc. 146.36 400 2,200 450.00 52 322 519.23
2017-09-30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 84.93 93,345 254,693 172.85 7,629 21,631 183.54
2017-09-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 107.14 376 224 -40.43 32 24 -25.00
2017-09-30 13F-HR MDLZ / Mondelez International, Inc. 40.50 3,601 1,901 -47.21 157 77 -50.96
2017-09-30 13F-HR UGI / UGI Corp. 48.89 0 225 0 11
2017-09-30 13F-HR CELG / Celgene Corp. 145.83 774 6,631 756.72 92 967 951.09
2017-09-30 13F-HR EPR / EPR Properties 70.55 635 326 -48.66 45 23 -48.89
2017-09-30 13F-HR CNNX / CONE Midstream Partners LP 15.85 0 18,354 0 291
2017-09-30 13F-HR BPY / Brookfield Property Partners L.P. 22.54 0 488 0 11
2017-09-30 13F-HR VSTE / Vistra Energy Corp. 18.99 895 895 0.00 15 17 13.33
2017-09-30 13F-HR GRUB / GrubHub Inc. 52.63 3,800 1,900 -50.00 154 100 -35.06
2017-09-30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.25 0 4,000 0 93
2017-09-30 13F-HR WAL / Western Alliance Bancorporation 54.55 220 220 0.00 11 12 9.09
2017-09-30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.33 400 600 50.00 21 32 52.38
2017-09-30 13F-HR KMB / Kimberly-Clark Corp. 117.89 400 1,900 375.00 49 224 357.14
2017-09-30 13F-HR PMM / Putnam Managed Municipal Income Trust 8.00 2,000 1,000 -50.00 15 8 -46.67
2017-09-30 13F-HR TFX / Teleflex, Inc. 240.00 225 75 -66.67 40 18 -55.00
2017-09-30 13F-HR IAC / IAC/InterActiveCorp. 121.74 525 115 -78.10 39 14 -64.10
2017-09-30 13F-HR TM / Toyota Motor Corp. 123.46 0 81 0 10
2017-09-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 133.33 0 45 0 6
2017-09-30 13F-HR CMI / Cummins, Inc. 160.00 0 25 0 4
2017-09-30 13F-HR CVX / Chevron Corp. 117.55 7,696 7,571 -1.62 842 890 5.70
2017-09-30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.00 6,000 6,000 0.00 291 318 9.28
2017-09-30 13F-HR IVOV / Vanguard S&P Mid-Cap 400 Value ETF 111.11 0 45 0 5
2017-09-30 13F-HR ILMN / Illumina, Inc. 200.00 430 215 -50.00 65 43 -33.85
2017-09-30 13F-HR PX / Praxair, Inc. 137.36 174 182 4.60 23 25 8.70
2017-09-30 13F-HR ADRO / Aduro Biotech, Inc. 10.98 2,550 1,275 -50.00 30 14 -53.33
2017-09-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.15 620 1,915 208.87 74 232 213.51
2017-09-30 13F-HR DNOW / NOW Inc. 17.86 224 112 -50.00 4 2 -50.00
2017-09-30 13F-HR MTZ / MasTec, Inc. 46.45 3,750 1,550 -58.67 157 72 -54.14
2017-09-30 13F-HR CEO / CNOOC Ltd. 133.33 90 45 -50.00 11 6 -45.45
2017-09-30 13F-HR STOR / STORE Capital Corp. 24.00 0 250 0 6
2017-09-30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 61.57 11,544 10,964 -5.02 603 675 11.94
2017-09-30 13F-HR IWV / iShares Russell 3000 ETF 149.28 176,364 85,250 -51.66 24,421 12,726 -47.89
2017-09-30 13F-HR TRP / TransCanada Corp. 50.30 464 497 7.11 21 25 19.05
2017-09-30 13F-HR NS / NuStar Energy L.P. 40.66 1,800 5,361 197.83 90 218 142.22
2017-09-30 13F-HR CMCSA / Comcast Corp. 38.42 6,296 6,429 2.11 286 247 -13.64
2017-09-30 13F-HR CNI / Canadian National Railway Co. 83.01 3,100 1,795 -42.10 230 149 -35.22
2017-09-30 13F-HR QCOM / QUALCOMM Incorporated 51.85 47,930 24,590 -48.70 2,886 1,275 -55.82
2017-09-30 13F-HR ETN / Eaton Corporation 76.78 2,028 1,094 -46.06 147 84 -42.86
2017-09-30 13F-HR GPC / Genuine Parts Co. 95.52 3,098 3,549 14.56 292 339 16.10
2017-09-30 13F-HR CRM / Salesforce.com, Inc. 92.74 306 248 -18.95 23 23 0.00
2017-09-30 13F-HR ABT / Abbott Laboratories 53.38 15,237 13,189 -13.44 688 704 2.33
2017-09-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.63 3,228 1,614 -50.00 44 22 -50.00
2017-09-30 13F-HR NFRA / FlexShares STOXX Global Broad Infrastructure Index Fund 47.94 3,756 9,825 161.58 175 471 169.14
2017-09-30 13F-HR PG / Procter & Gamble Co. (The) 90.98 12,166 15,026 23.51 1,042 1,367 31.19
2017-09-30 13F-HR SNI / Scripps Networks Interactive, Inc. 86.79 1,060 530 -50.00 74 46 -37.84
2017-09-30 13F-HR ACM / AECOM 36.84 16,071 6,921 -56.93 520 255 -50.96
2017-09-30 13F-HR RDS.A / Royal Dutch Shell Plc 60.35 2,000 1,077 -46.15 107 65 -39.25
2017-09-30 13F-HR APU / AmeriGas Partners, L.P. 45.18 0 332 0 15
2017-09-30 13F-HR NVO / Novo-Nordisk A/S 48.89 820 450 -45.12 32 22 -31.25
2017-09-30 13F-HR GMRE / Global Medical REIT, Inc. 8.92 6,625 4,150 -37.36 59 37 -37.29
2017-09-30 13F-HR BKD / Brookdale Senior Living, Inc. 10.75 2,376 1,488 -37.37 32 16 -50.00
2017-09-30 13F-HR MSFT / Microsoft Corp. 74.50 8,330 26,591 219.22 541 1,981 266.17
2017-09-30 13F-HR EXC / Exelon Corp. 37.53 550 2,265 311.82 20 85 325.00
2017-09-30 13F-HR CHY / Calamos Convertible and High Income Fund 11.91 15,303 14,445 -5.61 172 172 0.00
2017-09-30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 107.84 0 102 0 11
2017-09-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.79 11,587 34,201 195.17 288 848 194.44
2017-09-30 13F-HR EQR / Equity Residential 66.04 0 742 0 49
2017-09-30 13F-HR FLT / FleetCor Technologies, Inc. 153.33 180 150 -16.67 26 23 -11.54
2017-09-30 13F-HR VVC / Vectren Corp. 66.00 1,000 500 -50.00 55 33 -40.00
2017-09-30 13F-HR DBO / PowerShares DB Oil Fund 8.77 14,712 14,712 0.00 142 129 -9.15
2017-09-30 13F-HR STX / Seagate Technology PLC 32.86 1,400 700 -50.00 54 23 -57.41
2017-09-30 13F-HR ICLR / ICON plc 113.33 300 150 -50.00 26 17 -34.62
2017-09-30 13F-HR MSGN / MSG Networks Inc. 21.72 0 921 0 20
2017-09-30 13F-HR EPS / WisdomTree Earnings 500 Fund 87.00 5,350 5,644 5.50 431 491 13.92
2017-09-30 13F-HR SEP / Spectra Energy Partners LP 44.44 275 495 80.00 12 22 83.33
2017-09-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 95.49 0 377 0 36
2017-09-30 13F-HR TRTN / Triton International Limited 33.33 840 420 -50.00 21 14 -33.33
2017-09-30 13F-HR SWK / Stanley Black & Decker, Inc. 149.61 0 127 0 19
2017-09-30 13F-HR FB / Facebook, Inc. 170.97 4,723 4,451 -5.76 641 761 18.72
2017-09-30 13F-HR ETE / Entergy Transfer Equity LP 17.38 272,199 609,957 124.08 5,098 10,601 107.94
2017-09-30 13F-HR JKJ / iShares Morningstar Small-Cap ETF 163.79 0 116 0 19
2017-09-30 13F-HR PII / Polaris Industries, Inc 104.61 216 15,390 7,025.00 18 1,610 8,844.44
2017-09-30 13F-HR VGT / Vanguard Information Technology ETF 150.68 0 219 0 33
2017-09-30 13F-HR VIS / Vanguard Industrials ETF 128.21 0 39 0 5
2017-09-30 13F-HR IGV / iShares North American Tech-Software ETF 146.22 1,997 1,997 0.00 217 292 34.56
2017-09-30 13F-HR SNPS / Synopsys, Inc. 80.00 300 300 0.00 22 24 9.09
2017-09-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.71 70,786 72,546 2.49 3,132 3,824 22.09
2017-09-30 13F-HR JCI / Johnson Controls International plc 40.00 342 425 24.27 15 17 13.33
2017-09-30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.08 0 3,318 0 415
2017-09-30 13F-HR HYH / Halyard Health, Inc. 40.00 50 25 -50.00 2 1 -50.00
2017-09-30 13F-HR SMLP / Summit Midstream Partners LP 20.11 0 3,034 0 61
2017-09-30 13F-HR MKL / Markel Corp. 1,066.67 260 255 -1.92 254 272 7.09
2017-09-30 13F-HR PPG / PPG Industries, Inc. 120.00 0 25 0 3
2017-09-30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.00 0 1,250 0 20
2017-09-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.59 0 661 0 7
2017-09-30 13F-HR EFG / iShares MSCI EAFE Growth ETF 76.36 1,850 275 -85.14 122 21 -82.79
2017-09-30 13F-HR JKK / iShares Morningstar Small-Cap Growth ETF 171.43 280 140 -50.00 43 24 -44.19
2017-09-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.24 0 25,922 0 732
2017-09-30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.93 90,336 52,403 -41.99 7,275 4,398 -39.55
2017-09-30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 1,467.52 427 1,247 192.04 61 1,830 2,900.00
2017-09-30 13F-HR VGK / Vanguard FTSE Europe ETF 58.32 47,940 23,970 -50.00 2,471 1,398 -43.42
2017-09-30 13F-HR NLY / Annaly Capital Management, Inc. 12.19 0 6,317 0 77
2017-09-30 13F-HR SRE / Sempra Energy 114.00 0 2,000 0 228
2017-09-30 13F-HR INGR / Ingredion, Inc. 116.67 120 120 0.00 14 14 0.00
2017-09-30 13F-HR MET / MetLife, Inc. 51.82 600 1,100 83.33 32 57 78.13
2017-09-30 13F-HR GD / General Dynamics Corp. 205.83 2,400 1,200 -50.00 445 247 -44.49
2017-09-30 13F-HR VFH / Vanguard Financials ETF 64.94 1,155 1,155 0.00 72 75 4.17
2017-09-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.08 14,778 55,623 276.39 701 2,841 305.28
2017-09-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 388.13 27,273 3,352 -87.71 1,040 1,301 25.10
2017-09-30 13F-HR HIE / Miller/Howard High Income Equity Fund 14.12 73,317 112,538 53.50 954 1,589 66.56
2017-09-30 13F-HR MCD / McDonald's Corp. 156.66 10,351 10,826 4.59 1,430 1,696 18.60
2017-09-30 13F-HR ASIX / AdvanSix Inc. 38.10 49 105 114.29 2 4 100.00
2017-09-30 13F-HR TEGP / Tallgrass Energy GP, LP 28.25 8,261 22,729 175.14 221 642 190.50
2017-09-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.37 0 584 0 30
2017-09-30 13F-HR OCLR / Oclaro, Inc 8.93 1,070 1,120 4.67 10 10 0.00
2017-09-30 13F-HR PYPL / PayPal Holdings, Inc. 61.22 0 147 0 9
2017-09-30 13F-HR MO / Altria Group, Inc. 63.35 2,725 5,193 90.57 201 329 63.68
2017-09-30 13F-HR AMP / Ameriprise Financial, Inc. 147.54 0 61 0 9
2017-09-30 13F-HR QSR / Restaurant Brands International Inc. 62.50 0 256 0 16
2017-09-30 13F-HR SLRC / Solar Capital Ltd. 21.64 40,828 115,967 184.04 871 2,510 188.17
2017-09-30 13F-HR TRGP / Targa Resources Corp. 47.29 11,126 32,884 195.56 593 1,555 162.23
2017-09-30 13F-HR BATRA / Liberty Media Corporation 20.41 0 98 0 2
2017-09-30 13F-HR NBR / Nabors Industries Ltd. 7.50 800 400 -50.00 10 3 -70.00
2017-09-30 13F-HR WHR / Whirlpool Corp. 186.05 0 215 0 40
2017-09-30 13F-HR BATRK / Liberty Media Corporation 27.21 0 147 0 4
2017-09-30 13F-HR PNM / PNM Resources, Inc. 40.30 0 5,484 0 221
2017-09-30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.89 0 1,313 0 55
2017-09-30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 38.51 1,240 779 -37.18 46 30 -34.78
2017-09-30 13F-HR MIC / Macquarie Infrastructure Company LLC 72.18 73,721 163,545 121.84 5,906 11,805 99.88
2017-09-30 13F-HR PF / Pinnacle Foods, Inc. 56.48 0 602 0 34
2017-09-30 13F-HR PK / Park Hotels & Resorts Inc. 27.92 967 967 0.00 26 27 3.85
2017-09-30 13F-HR AWK / American Water Works Co., Inc. 80.49 771 1,056 36.96 57 85 49.12
2017-09-30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 21.28 0 235 0 5
2017-09-30 13F-HR EBAY / eBay, Inc. 35.29 0 85 0 3
2017-09-30 13F-HR CVEO / Civeo Corporation 2.97 0 1,010 0 3
2017-09-30 13F-HR ACN / Accenture plc 135.06 944 11,084 1,074.15 114 1,497 1,213.16
2017-09-30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.27 53,370 66,494 24.59 2,602 3,276 25.90
2017-09-30 13F-HR WSO / Watsco, Inc. 161.57 100 229 129.00 15 37 146.67
2017-09-30 13F-HR IQDF / FlexShares International Quality Dividend Index Fund 26.21 100,942 50,471 -50.00 2,273 1,323 -41.79
2017-09-30 13F-HR SCHB / Schwab U.S. Broad Market ETF 60.83 5,055 3,896 -22.93 284 237 -16.55
2017-09-30 13F-HR KE / Kimball Electronics, Inc. 21.65 0 40,133 0 869
2017-09-30 13F-HR HFC / HollyFrontier Corp. 36.25 0 1,600 0 58
2017-09-30 13F-HR MRK / Merck & Co., Inc. 64.11 359 5,366 1,394.71 23 344 1,395.65
2017-09-30 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 11.21 4,508 2,854 -36.69 59 32 -45.76
2017-09-30 13F-HR SLCA / U.S. Silica Holdings, Inc. 31.08 278 15,285 5,398.20 16 475 2,868.75
2017-09-30 13F-HR XBHKX / BlackRock Core Bond Trust 14.03 19,668 9,834 -50.00 264 138 -47.73
2017-09-30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 107.10 0 747 0 80
2017-09-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 60.33 3,095 978 -68.40 164 59 -64.02
2017-09-30 13F-HR SPXC / SPX Corporation 28.99 0 138 0 4
2017-09-30 13F-HR HPT / Hospitality Properties Trust 28.70 1,160 1,080 -6.90 34 31 -8.82
2017-09-30 13F-HR CPB / Campbell Soup Co. 46.00 1,000 500 -50.00 56 23 -58.93
2017-09-30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 88.42 975 475 -51.28 88 42 -52.27
2017-09-30 13F-HR BPK / BlackRock Municipal 2018 Term Trust 15.03 23,072 59,000 155.72 346 887 156.36
2017-09-30 13F-HR NRG / NRG Energy, Inc. 24.48 572 286 -50.00 9 7 -22.22
2017-09-30 13F-HR WMIH / WMIH Corp. 0.00 14 7 -50.00 0 0
2017-09-30 13F-HR BSX / Boston Scientific Corp. 28.96 2,634 967 -63.29 65 28 -56.92
2017-09-30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.90 2,500 4,343 73.72 200 347 73.50
2017-09-30 13F-HR HCP / HCP, Inc. 27.85 3,525 4,525 28.37 113 126 11.50
2017-09-30 13F-HR RPM / RPM International, Inc. 51.37 1,200 5,100 325.00 65 262 303.08
2017-09-30 13F-HR FISV / Fiserv, Inc. 127.66 924 282 -69.48 104 36 -65.38
2017-09-30 13F-HR WES / Western Gas Partners, L.P. 51.39 2,396 1,946 -18.78 139 100 -28.06
2017-09-30 13F-HR AKS / AK Steel Holding Corp. 0 0 0 0
2017-09-30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.92 0 1,002 0 42
2017-09-30 13F-HR BMY / Bristol-Myers Squibb Co. 63.68 6,528 7,129 9.21 375 454 21.07
2017-09-30 13F-HR PEP / PepsiCo, Inc. 111.35 1,942 6,448 232.03 213 718 237.09
2017-09-30 13F-HR CNHI / CNH Industrial N.V. 11.90 0 4,537 0 54
2017-09-30 13F-HR TEP / Tallgrass Energy Partners, LP 47.90 1,032 8,831 755.72 50 423 746.00
2017-09-30 13F-HR HPE / Hewlett Packard Enterprise Company 15.00 1,950 200 -89.74 45 3 -93.33
2017-09-30 13F-HR SHAK / Shake Shack, Inc. 25.00 40 40 0.00 1 1 0.00
2017-09-30 13F-HR HNI / HNI Corp. 42.50 800 400 -50.00 38 17 -55.26
2017-09-30 13F-HR PSEC / Prospect Capital Corp. 6.70 1,500 5,370 258.00 12 36 200.00
2017-09-30 13F-HR VTR / Ventas, Inc. 65.12 215 215 0.00 15 14 -6.67
2017-09-30 13F-HR SPE / Special Opportunities Fund, Inc. 16.00 0 1,937 0 31
2017-09-30 13F-HR PSX / Phillips 66 91.56 904 2,785 208.08 76 255 235.53
2017-09-30 13F-HR HON / Honeywell International, Inc. 141.91 2,856 2,558 -10.43 362 363 0.28
2017-09-30 13F-HR EOG / EOG Resources, Inc. 97.12 400 1,112 178.00 40 108 170.00
2017-09-30 13F-HR MCC / Medley Capital Corp. 5.96 13,518 14,085 4.19 98 84 -14.29
2017-09-30 13F-HR XPDIX / PIMCO Dynamic Income Fund 31.09 2,216 1,158 -47.74 64 36 -43.75
2017-09-30 13F-HR BPMC / Blueprint Medicines Corporation 70.00 0 200 0 14
2017-09-30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.92 314 314 0.00 5 5 0.00
2017-09-30 13F-HR DISH / DISH Network Corp. 57.38 0 122 0 7
2017-09-30 13F-HR BX / Blackstone Group L.P. (The) 33.37 76,730 149,350 94.64 2,339 4,984 113.08
2017-09-30 13F-HR OEF / iShares S&P 100 ETF 111.17 1,000 1,826 82.60 99 203 105.05
2017-09-30 13F-HR VTV / Vanguard Value ETF 99.80 0 14,068 0 1,404
2017-09-30 13F-HR NEWM / New Media Investment Group Inc. 14.67 0 1,772 0 26
2017-09-30 13F-HR MGM / MGM Resorts International 30.00 0 100 0 3
2017-09-30 13F-HR RMR / The RMR Group Inc. 0.00 16 8 -50.00 0 0
2017-09-30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 26.79 80,593 313,565 289.07 2,092 8,400 301.53
2017-09-30 13F-HR NKE / Nike, Inc. 51.84 6,086 9,220 51.50 334 478 43.11
2017-09-30 13F-HR SWKS / Skyworks Solutions, Inc. 102.13 600 470 -21.67 51 48 -5.88
2017-09-30 13F-HR DE / Deere & Co. 126.00 1,410 1,000 -29.08 166 126 -24.10
2017-09-30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.06 141,445 225,985 59.77 10,444 16,058 53.75
2017-09-30 13F-HR FRGI / Fiesta Restaurant Group, Inc. 18.23 0 384 0 7
2017-09-30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.02 814 407 -50.00 84 46 -45.24
2017-09-30 13F-HR FNV / Franco-Nevada Corp. 79.25 0 265 0 21
2017-09-30 13F-HR IR / Ingersoll-Rand plc 89.00 0 2,000 0 178
2017-09-30 13F-HR CASI / CASI Pharmaceuticals, Inc. 0.00 0 27 0 0
2017-09-30 13F-HR IGF / iShares Global Infrastructure ETF 45.26 27,000 13,500 -50.00 1,054 611 -42.03
2017-09-30 13F-HR EMES / Emerge Energy Services LP 8.24 20,505 42,380 106.68 222 349 57.21
2017-09-30 13F-HR PML / PIMCO Municipal Income Fund II 13.00 1,500 1,000 -33.33 19 13 -31.58
2017-09-30 13F-HR NICE / NICE Systems Ltd. 80.00 100 50 -50.00 7 4 -42.86
2017-09-30 13F-HR RXN / Rexnord Corp. 25.52 0 1,450 0 37
2017-09-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.04 1,220 5,522 352.62 97 442 355.67
2017-09-30 13F-HR HOLX / Hologic, Inc. 35.00 400 200 -50.00 17 7 -58.82
2017-09-30 13F-HR CDW / CDW Corporation 65.22 0 276 0 18
2017-09-30 13F-HR NGG / National Grid Plc 62.27 500 1,108 121.60 31 69 122.58
2017-09-30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.70 3,990 2,334 -41.50 174 109 -37.36
2017-09-30 13F-HR NFLX / Netflix, Inc. 181.30 3,858 1,925 -50.10 527 349 -33.78
2017-09-30 13F-HR SBR / Sabine Royalty Trust 40.40 0 99 0 4
2017-09-30 13F-HR VRSN / VeriSign, Inc. 112.90 62 62 0.00 6 7 16.67
2017-09-30 13F-HR KR / Kroger Co. 21.46 232 233 0.43 5 5 0.00
2017-09-30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.25 0 4,000 0 185
2017-09-30 13F-HR CRC / California Resources Corp. 20.41 58 49 -15.52 1 1 0.00
2017-09-30 13F-HR NMFC / New Mountain Finance Corporation 14.20 0 5,776 0 82
2017-09-30 13F-HR QCP / Quality Care Properties, Inc. 15.38 840 1,040 23.81 15 16 6.67
2017-09-30 13F-HR CEQP / Crestwood Equity Partners LP 24.31 7,729 5,553 -28.15 190 135 -28.95
2017-09-30 13F-HR HVT.A / Haverty Furniture Companies, Inc. 26.67 0 300 0 8
2017-09-30 13F-HR NYCB / New York Community Bancorp, Inc. 12.88 0 8,000 0 103
2017-09-30 13F-HR ROP / Roper Technologies, Inc. 246.15 65 65 0.00 15 16 6.67
2017-09-30 13F-HR FCPT / Four Corners Property Trust, Inc. 25.76 414 427 3.14 8 11 37.50
2017-09-30 13F-HR HHC / Howard Hughes Corp. (The) 117.35 0 588 0 69
2017-09-30 13F-HR IVV / iShares Core S&P 500 ETF 252.88 19,123 9,732 -49.11 4,477 2,461 -45.03
2017-09-30 13F-HR USAC / USA Compression Partners LP 16.72 77,721 87,264 12.28 1,312 1,459 11.20
2017-09-30 13F-HR IVR / Invesco Mortgage Capital Inc. 17.00 1,400 1,000 -28.57 22 17 -22.73
2017-09-30 13F-HR GSVC / GSV Capital Corp. 5.39 11,300 5,750 -49.12 53 31 -41.51
2017-09-30 13F-HR EVA / Enviva Partners LP 0.63 788 7,980 912.69 23 5 -78.26
2017-09-30 13F-HR EVA / Enviva Partners LP 29.19 1,517 788 -48.06 41 23 -43.90
2017-09-30 13F-HR FRME / First Merchants Corp. 42.94 13,930 13,995 0.47 559 601 7.51
2017-09-30 13F-HR QUIK / QuickLogic Corporation 1.70 40,000 20,000 -50.00 57 34 -40.35
2017-09-30 13F-HR UA / Under Armour, Inc., Class C 16.33 13 3,000 22,976.92 0 49
2017-09-30 13F-HR COF / Capital One Financial Corp. 86.42 0 162 0 14
2017-09-30 13F-HR FIS / Fidelity National Information Services, Inc. 93.30 0 3,998 0 373
2017-09-30 13F-HR GLW / Corning, Inc. 29.91 41,790 32,928 -21.21 1,138 985 -13.44
2017-09-30 13F-HR IWD / iShares Russell 1000 Value ETF 115.65 147 147 0.00 17 17 0.00
2017-09-30 13F-HR LB / L Brands, Inc. 41.43 1,500 700 -53.33 91 29 -68.13
2017-09-30 13F-HR COO / Cooper Companies, Inc. (The) 233.33 90 90 0.00 22 21 -4.55
2017-09-30 13F-HR ESRX / Express Scripts Holding Co. 63.37 1,005 4,766 374.23 66 302 357.58
2017-09-30 13F-HR HGV / Hilton Grand Vacations Inc. 38.81 438 438 0.00 16 17 6.25
2017-09-30 13F-HR BP / BP Plc 38.35 4,575 3,233 -29.33 166 124 -25.30
2017-09-30 13F-HR NAVB / Navidea Biopharmaceuticals, Inc. 0.29 0 3,472 0 1
2017-09-30 13F-HR MCR / MFS Charter Income Trust 8.59 0 3,610 0 31
2017-09-30 13F-HR EW / Edwards Lifesciences Corp. 109.28 0 668 0 73
2017-09-30 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 1,333.33 0 15 0 20
2017-09-30 13F-HR FDX / FedEx Corp. 225.67 780 1,706 118.72 158 385 143.67
2017-09-30 13F-HR TU / TELUS Corp. 35.81 4,700 2,485 -47.13 156 89 -42.95
2017-09-30 13F-HR BAC / Bank of America Corp. 25.52 4,531 2,312 -48.97 103 59 -42.72
2017-09-30 13F-HR ENB / Enbridge Inc. 41.84 39,398 66,182 67.98 1,568 2,769 76.59
2017-09-30 13F-HR DIS / The Walt Disney Co. 98.59 12,860 9,636 -25.07 1,352 950 -29.73
2017-09-30 13F-HR PXD / Pioneer Natural Resources Co. 148.88 0 356 0 53
2017-09-30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.27 358 3,148 779.33 66 621 840.91
2017-09-30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.49 1,041 1,041 0.00 11 13 18.18
2017-09-30 13F-HR NTNX / Nutanix, Inc. 22.50 0 2,044 0 46
2017-09-30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.37 6,800 10,931 60.75 103 168 63.11
2017-09-30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 42.80 4,720 2,360 -50.00 185 101 -45.41
2017-09-30 13F-HR ERA / Era Group Inc. 11.05 0 543 0 6
2017-09-30 13F-HR CHTR / Charter Communications, Inc. 360.82 194 97 -50.00 61 35 -42.62
2017-09-30 13F-HR CHK / Chesapeake Energy Corp. 6.67 100 150 50.00 1 1 0.00
2017-09-30 13F-HR SAFM / Sanderson Farms, Inc. 160.90 1,198 578 -51.75 125 93 -25.60
2017-09-30 13F-HR FWONA / Liberty Media, Formula One Group Series A 36.29 0 248 0 9
2017-09-30 13F-HR COP / ConocoPhillips 50.13 4,726 6,004 27.04 213 301 41.31
2017-09-30 13F-HR TWX / Time Warner, Inc. 101.27 0 395 0 40
2017-09-30 13F-HR IDA / IDACORP, Inc. 88.02 0 1,102 0 97
2017-09-30 13F-HR PCLN / The Priceline Group Inc. 1,833.33 4 12 200.00 7 22 214.29
2017-09-30 13F-HR APLP / Archrock Partners, L.P. 14.24 0 23,736 0 338
2017-09-30 13F-HR ECYT / Endocyte, Inc. 1.00 0 1,000 0 1
2017-09-30 13F-HR EV / Eaton Vance Corp. 12.00 1,000 1,000 0.00 11 12 9.09
2017-09-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.05 3,914 8,245 110.65 343 726 111.66
2017-09-30 13F-HR WWD / Woodward, Inc 77.35 0 724 0 56
2017-09-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.76 50 4,394 8,688.00 4 390 9,650.00
2017-09-30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 53.03 261 132 -49.43 14 7 -50.00
2017-09-30 13F-HR BOFI / Bofi Holding, Inc. 0.00 4 4 0.00 0 0
2017-09-30 13F-HR GLD / SPDR Gold Shares 121.86 400 1,116 179.00 46 136 195.65
2017-09-30 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.26 0 952 0 25
2017-09-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.67 500 1,244 148.80 7 17 142.86
2017-09-30 13F-HR STL / Sterling Bancorp 25.00 480 480 0.00 11 12 9.09
2017-09-30 13F-HR NSH / NuStar GP Holdings, LLC 21.90 3,164 2,055 -35.05 84 45 -46.43
2017-09-30 13F-HR ARLP / Alliance Resource Partners, L.P. 19.34 19,441 30,876 58.82 406 597 47.04
2017-09-30 13F-HR FTS / Fortis Inc. 36.34 0 853 0 31
2017-09-30 13F-HR AMD / Advanced Micro Devices, Inc. 15.00 0 200 0 3
2017-09-30 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 147.37 190 95 -50.00 25 14 -44.00
2017-09-30 13F-HR NEP / NextEra Energy Partners LP 39.47 2,880 380 -86.81 78 15 -80.77
2017-09-30 13F-HR SNH / Senior Housing Properties Trust 19.41 2,400 1,700 -29.17 48 33 -31.25
2017-09-30 13F-HR WGP / Western Gas Equity Partners, LP 41.17 13,906 26,742 92.31 594 1,101 85.35
2017-09-30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.18 0 3,137 0 79
2017-09-30 13F-HR FTV / Fortive Corporation 70.57 1,741 1,587 -8.85 96 112 16.67
2017-09-30 13F-HR SDY / SPDR S&P Dividend ETF 90.38 0 520 0 47
2017-09-30 13F-HR WR / Westar Energy, Inc. 49.64 1,500 9,750 550.00 82 484 490.24
2017-09-30 13F-HR AMCX / AMC Networks Inc. 58.04 500 603 20.60 26 35 34.62
2017-09-30 13F-HR EPD / Enterprise Products Partners L.P. 26.07 523,131 856,315 63.69 14,154 22,324 57.72
2017-09-30 13F-HR AMG / Affiliated Managers Group, Inc. 180.00 0 50 0 9
2017-09-30 13F-HR VT / Vanguard Total World Stock ETF 70.87 0 2,300 0 163
2017-09-30 13F-HR ETP / Energy Transfer Partners, L.P. 18.29 103,479 444,992 330.03 2,110 8,139 285.73
2017-09-30 13F-HR LITE / Lumentum Holdings Inc. 53.48 187 187 0.00 11 10 -9.09
2017-09-30 13F-HR CX / Cemex S.A.B de C.V. 9.28 3,158 1,508 -52.25 27 14 -48.15
2017-09-30 13F-HR WWE / World Wrestling Entertainment, Inc. 23.33 0 1,500 0 35
2017-09-30 13F-HR ECL / Ecolab, Inc. 129.71 0 239 0 31
2017-09-30 13F-HR NEM / Newmont Mining Corp. 39.55 0 177 0 7
2017-09-30 13F-HR PWR / Quanta Services, Inc. 37.36 0 14,054 0 525
2017-09-30 13F-HR FDS / FactSet Research Systems, Inc. 178.57 0 56 0 10
2017-09-30 13F-HR VVV / Valvoline Inc. 23.44 914 6,400 600.22 22 150 581.82
2017-09-30 13F-HR SO / Southern Co. (The) 49.52 2,051 525 -74.40 100 26 -74.00
2017-09-30 13F-HR AMGN / Amgen Inc. 186.32 1,170 1,170 0.00 179 218 21.79
2017-09-30 13F-HR BEP / Brookfield Renewable Partners L.P. 33.56 8,098 8,313 2.65 259 279 7.72
2017-09-30 13F-HR MA / MasterCard Incorporated 141.66 938 953 1.60 105 135 28.57
2017-09-30 13F-HR ULSGF / UBS AG 25.14 3,755 36,318 867.19 102 913 795.10
2017-09-30 13F-HR CBM / Cambrex Corp. 53.06 490 245 -50.00 28 13 -53.57
2017-09-30 13F-HR XOM / Exxon Mobil Corp. 81.97 7,594 23,178 205.21 650 1,900 192.31
2017-09-30 13F-HR KO / Coca Cola Co. 44.99 4,394 15,691 257.10 186 706 279.57
2017-09-30 13F-HR XIN / Xinyuan Real Estate Co., Ltd. 5.59 5,370 2,685 -50.00 27 15 -44.44
2017-09-30 13F-HR SCHW / Schwab Charles Corp 48.08 103 104 0.97 4 5 25.00
2017-09-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 139.13 115 115 0.00 14 16 14.29
2017-09-30 13F-HR AXP / American Express Co. 90.55 455 1,016 123.30 36 92 155.56
2017-09-30 13F-HR VFC / V.F. Corp. 63.59 2,060 2,060 0.00 119 131 10.08
2017-09-30 13F-HR PHD / Pioneer Floating Rate Trust 11.93 0 2,431 0 29
2017-09-30 13F-HR DGS / WisdomTree Emerging Markets SmallCap Dividend Fund 49.02 11,417 11,852 3.81 479 581 21.29
2017-09-30 13F-HR WRD / WildHorse Resource Development Corp 13.22 1,135 1,135 0.00 14 15 7.14
2017-09-30 13F-HR COTY / Coty, Inc. 16.85 1,770 1,306 -26.21 33 22 -33.33
2017-09-30 13F-HR RMBS / Rambus, Inc. 13.44 3,050 3,050 0.00 35 41 17.14
2017-09-30 13F-HR XEL / Xcel Energy, Inc. 47.41 0 4,936 0 234
2017-09-30 13F-HR DNP / DNP Select Income Fund, Inc. 11.41 0 2,279 0 26
2017-09-30 13F-HR ASH / Ashland Global Holdings, Inc. 65.18 333 2,332 600.30 22 152 590.91
2017-09-30 13F-HR MDT / Medtronic plc 77.53 346 761 119.94 27 59 118.52
2017-09-30 13F-HR PKG / Packaging Corp. of America 115.00 2,800 1,400 -50.00 275 161 -41.45
2017-09-30 13F-HR CE / Celanese Corp. 105.00 400 200 -50.00 35 21 -40.00
2017-09-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.20 5,948 5,635 -5.26 476 435 -8.61
2017-09-30 13F-HR FBHS / Fortune Brands Home & Security, Inc. 67.47 0 1,734 0 117
2017-09-30 13F-HR ETR / Entergy Corp. 76.34 12,400 23,604 90.35 932 1,802 93.35
2017-09-30 13F-HR TLP / TransMontaigne Partners LP 0 0 0 0
2017-09-30 13F-HR UNP / Union Pacific Corp. 116.00 864 13,216 1,429.63 93 1,533 1,548.39
2017-09-30 13F-HR SRCL / Stericycle, Inc. 71.43 196 98 -50.00 15 7 -53.33
2017-09-30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.00 1,000 1,000 0.00 14 14 0.00
2017-09-30 13F-HR DOV / Dover Corp. 91.41 2,560 2,560 0.00 205 234 14.15
2017-09-30 13F-HR LLY / Eli Lilly & Co. 85.47 3,825 4,376 14.41 299 374 25.08
2017-09-30 13F-HR BND / Vanguard Total Bond Market ETF 82.02 0 4,109 0 337
2017-09-30 13F-HR IWC / iShares Micro-cap ETF 945.30 5,917 585 -90.11 517 553 6.96
2017-09-30 13F-HR TEX / Terex Corp. 45.71 700 350 -50.00 24 16 -33.33
2017-09-30 13F-HR CVS / CVS Health Corporation 81.28 3,498 10,667 204.95 280 867 209.64
2017-09-30 13F-HR NVS / Novartis AG 85.57 2,718 1,753 -35.50 215 150 -30.23
2017-09-30 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 81.19 369 973 163.69 29 79 172.41
2017-09-30 13F-HR DVN / Devon Energy Corp. 36.00 1,000 500 -50.00 39 18 -53.85
2017-09-30 13F-HR BMO / Bank of Montreal (PQ) 75.27 851 465 -45.36 62 35 -43.55
2017-09-30 13F-HR XCRA / Xcerra Corp 10.00 2,000 1,000 -50.00 20 10 -50.00
2017-09-30 13F-HR PUMP / Propetro Holding Corp 14.15 1,060 1,060 0.00 15 15 0.00
2017-09-30 13F-HR RWLK / ReWalk Robotics Ltd 1.00 2,000 1,000 -50.00 5 1 -80.00
2017-09-30 13F-HR REET / iShares Global REIT ETF 25.66 0 6,938 0 178
2017-09-30 13F-HR IRDM / Iridium Communications Inc 10.33 15,100 7,550 -50.00 155 78 -49.68
2017-09-30 13F-HR COW / iPath Bloomberg Livestock Subindex Total Return ETN due 10/22/2037 25.00 400 200 -50.00 9 5 -44.44
2017-09-30 13F-HR PJT / PJT Partners Inc. 38.79 479 232 -51.57 17 9 -47.06
2017-09-30 13F-HR DVMT / Dell Technologies Inc. 76.43 407 314 -22.85 23 24 4.35
2017-09-30 13F-HR CCI / Crown Castle International Corp. 99.98 19,802 54,961 177.55 1,861 5,495 195.27
2017-09-30 13F-HR AGN / Allergan plc 203.12 103 128 24.27 22 26 18.18
2017-09-30 13F-HR EQT / EQT Corp. 64.52 0 651 0 42
2017-09-30 13F-HR IBM / International Business Machines Corp. 145.16 1,990 1,178 -40.80 318 171 -46.23
2017-09-30 13F-HR AIG / American International Group, Inc. 61.39 0 2,655 0 163
2017-09-30 13F-HR MGA / Magna International Inc. 53.57 3,075 1,400 -54.47 138 75 -45.65
2017-09-30 13F-HR BPL / Buckeye Partners, L.P. 57.00 93,509 112,844 20.68 6,096 6,432 5.51
2017-09-30 13F-HR O / Realty Income Corp. 57.22 2,366 11,866 401.52 135 679 402.96
2017-09-30 13F-HR TGT / Target Corp. 58.87 1,944 2,497 28.45 138 147 6.52
2017-09-30 13F-HR JLS / Nuveen Mortgage Opportunity Fund 25.22 0 1,150 0 29
2017-09-30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 12.12 7,396 3,796 -48.67 99 46 -53.54
2017-09-30 13F-HR TER / Teradyne, Inc. 35.00 1,400 200 -85.71 39 7 -82.05
2017-09-30 13F-HR GAZ / iPath Bloomberg Natural Gas Subindex Total Return ETN due 10/22/37 0.30 154,000 77,000 -50.00 75 23 -69.33
2017-09-30 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.98 17,450 8,725 -50.00 39 26 -33.33
2017-09-30 13F-HR SON / Sonoco Products Co. 51.03 1,450 725 -50.00 75 37 -50.67
2017-09-30 13F-HR V / Visa, Inc. 105.26 2,215 6,156 177.92 196 648 230.61
2017-09-30 13F-HR FMO / Fiduciary/Claymore MLP Opportunity Fund 12.86 1,478 1,478 0.00 21 19 -9.52
2017-09-30 13F-HR SBS / Companhia de Saneamento Basico do Estado de Sao Paulo 10.51 7,800 3,900 -50.00 71 41 -42.25
2017-09-30 13F-HR VO / Vanguard Mid-Cap ETF 147.01 29,825 75,072 151.71 4,070 11,036 171.15
2017-09-30 13F-HR BNDX / Vanguard Total International Bond ETF 54.64 0 7,320 0 400
2017-09-30 13F-HR NVDA / NVIDIA Corp. 178.97 800 989 23.62 104 177 70.19
2017-09-30 13F-HR MANH / Manhattan Associates, Inc. 43.31 0 254 0 11
2017-09-30 13F-HR WEN / The Wendy's Company 15.24 0 1,050 0 16
2017-09-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.45 0 804 0 88
2017-09-30 13F-HR STT / State Street Corp. 97.17 472 247 -47.67 39 24 -38.46
2017-09-30 13F-HR CLB / Core Laboratories N.V. 97.44 200 195 -2.50 24 19 -20.83
2017-09-30 13F-HR TMO / Thermo Fisher Scientific, Inc. 190.00 700 300 -57.14 108 57 -47.22
2017-09-30 13F-HR ABBV / AbbVie Inc. 88.82 16,269 13,431 -17.44 1,101 1,193 8.36
2017-09-30 13F-HR NDAQ / Nasdaq, Inc. 78.43 510 255 -50.00 35 20 -42.86
2017-09-30 13F-HR TIVO / TiVo Inc. 20.00 2,500 1,250 -50.00 49 25 -48.98
2017-09-30 13F-HR EXAS / EXACT Sciences Corp. 47.33 3,500 1,500 -57.14 80 71 -11.25
2017-09-30 13F-HR VRTV / Veritiv Corporation 32.37 0 278 0 9
2017-09-30 13F-HR APD / Air Products & Chemicals, Inc. 144.74 189 76 -59.79 27 11 -59.26
2017-09-30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 23.10 2,817 2,424 -13.95 59 56 -5.08
2017-09-30 13F-HR PI / Impinj, Inc. 41.81 287 574 100.00 14 24 71.43
2017-09-30 13F-HR OAK / Oaktree Capital Group, LLC 47.31 250 1,374 449.60 12 65 441.67
2017-09-30 13F-HR ACWI / iShares MSCI ACWI ETF 69.09 0 1,375 0 95
2017-09-30 13F-HR L / Loews Corp. 44.44 0 90 0 4
2017-09-30 13F-HR ACIA / Acacia Communications, Inc. 47.37 190 190 0.00 8 9 12.50
2017-09-30 13F-HR SYMC / Symantec Corp. 32.34 0 804 0 26
2017-09-30 13F-HR ALEX / Alexander & Baldwin, Inc. 45.74 0 481 0 22
2017-09-30 13F-HR BUD / Anheuser-Busch Inbev SA 118.83 921 749 -18.68 101 89 -11.88
2017-09-30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 87.43 4,259 4,369 2.58 346 382 10.40
2017-09-30 13F-HR FCX / Freeport-McMoRan Inc. 15.00 400 200 -50.00 5 3 -40.00
2017-09-30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.23 55,668 50,487 -9.31 12,445 12,684 1.92
2017-09-30 13F-HR IWB / iShares Russell 1000 ETF 139.84 18,306 9,153 -50.00 2,377 1,280 -46.15
2017-09-30 13F-HR KHC / Kraft Heinz Company 77.46 2,718 2,414 -11.18 234 187 -20.09
2017-09-30 13F-HR CAT / Caterpillar, Inc. 125.09 1,152 1,359 17.97 118 170 44.07
2017-09-30 13F-HR WEC / WEC Energy Group, Inc. 62.76 2,932 1,466 -50.00 176 92 -47.73
2017-09-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 14.03 70,123 514,990 634.41 989 7,225 630.54
2017-09-30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.82 6,600 7,255 9.92 130 122 -6.15
2017-09-30 13F-HR GMT / GATX Corp. 61.82 1,450 550 -62.07 90 34 -62.22
2017-09-30 13F-HR NRP / Natural Resource Partners L.P. 24.75 1,174 4,768 306.13 35 118 237.14
2017-09-30 13F-HR PFE / Pfizer, Inc. 35.70 31,395 35,682 13.66 1,038 1,274 22.74
2017-09-30 13F-HR BDX / Becton Dickinson & Co. 196.49 150 285 90.00 27 56 107.41
2017-09-30 13F-HR TLTE / FlexShares Morningstar Emerging Markets Factor Tilt Index Fund 56.87 422 211 -50.00 21 12 -42.86
2017-09-30 13F-HR LYB / LyondellBasell Industries NV 100.00 500 500 0.00 43 50 16.28
2017-09-30 13F-HR JWN / Nordstrom, Inc. 45.45 433 220 -49.19 20 10 -50.00
2017-09-30 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.37 1,781 834 -53.17 66 32 -51.52
2017-09-30 13F-HR COLB / Columbia Banking System, Inc. 43.48 0 230 0 10
2017-09-30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 31.14 47,776 26,593 -44.34 1,369 828 -39.52
2017-09-30 13F-HR CHUBK / Commercehub Inc 0.00 9 18 100.00 0 0
2017-09-30 13F-HR GE / General Electric Co. 24.19 21,656 32,528 50.20 649 787 21.26
2017-09-30 13F-HR PBPB / Potbelly Corp 11.98 0 167 0 2
2017-09-30 13F-HR INFO / Metro One Telecommunications, Inc. 46.67 0 150 0 7
2017-09-30 13F-HR SNE / Sony Corp. 37.08 3,596 1,645 -54.25 119 61 -48.74
2017-09-30 13F-HR TWOU / 2U, Inc. 56.67 0 300 0 17
2017-09-30 13F-HR TDTT / FlexShares iBoxx 3-Year Target Duration TIPS Index Fund 24.57 35,900 17,950 -50.00 887 441 -50.28
2017-09-30 13F-HR DFS / Discover Financial Services 64.52 2,500 1,581 -36.76 168 102 -39.29
2017-09-30 13F-HR NYF / iShares New York Muni Bond ETF 111.84 0 1,520 0 170
2017-09-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.57 15,176 35,573 134.40 580 1,550 167.24
2017-09-30 13F-HR JPM / JPMorgan Chase & Co. 95.54 3,120 16,988 444.49 275 1,623 490.18
2017-09-30 13F-HR HIMX / Himax Technologies, Inc. 11.00 0 1,000 0 11
2017-09-30 13F-HR DOC / Physicians Realty Trust 17.70 9,086 5,255 -42.16 177 93 -47.46
2017-09-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.01 61,760 27,033 -56.23 2,827 1,460 -48.36
2017-09-30 13F-HR BBU / Brookfield Business Partners L.P. 27.78 0 108 0 3
2017-09-30 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 24.27 0 412 0 10
2017-09-30 13F-HR TY / Tri-Continental Corp. 25.66 0 2,377 0 61
2017-09-30 13F-HR GQRE / FlexShares Global Quality Real Estate Index Fund 61.81 28,700 28,378 -1.12 1,618 1,754 8.41
2017-09-30 13F-HR SCHH / Schwab U.S. REIT ETF 41.13 20,433 45,923 124.75 840 1,889 124.88
2017-09-30 13F-HR AEP / American Electric Power Company, Inc. 70.27 0 1,608 0 113
2017-09-30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.30 2,502 15,806 531.73 350 2,344 569.71
2017-09-30 13F-HR AAPL / Apple, Inc. 154.13 33,641 34,445 2.39 4,376 5,309 21.32
2017-09-30 13F-HR XLNX / Xilinx, Inc. 66.67 72 45 -37.50 4 3 -25.00
2017-09-30 13F-HR FWONK / Liberty Media, Formula One Group Series C 36.70 0 327 0 12
2017-09-30 13F-HR BABA / Alibaba Group Holding Limited 172.49 3,060 2,232 -27.06 352 385 9.38
2017-09-30 13F-HR MON / Monsanto Co. 119.32 36 176 388.89 4 21 425.00
2017-09-30 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.50 2,000 2,000 0.00 29 29 0.00
2017-09-30 13F-HR PCYO / Pure Cycle Corp. 7.53 7,440 3,720 -50.00 49 28 -42.86
2017-09-30 13F-HR HSIC / Henry Schein, Inc. 78.95 152 152 0.00 26 12 -53.85
2017-09-30 13F-HR SBUX / Starbucks Corp. 53.69 1,715 3,073 79.18 97 165 70.10
2017-09-30 13F-HR PAA / Plains All American Pipeline, L.P. 21.19 195,900 255,532 30.44 5,839 5,415 -7.26
2017-09-30 13F-HR BIVV / Bioverativ Inc. 55.56 270 270 0.00 16 15 -6.25
2017-09-30 13F-HR UBSI / United Bankshares, Inc. 37.19 0 5,808 0 216
2017-09-30 13F-HR WMT / Wal-Mart Stores, Inc. 77.99 2,607 1,872 -28.19 185 146 -21.08
2017-09-30 13F-HR BWA / BorgWarner, Inc. 50.00 800 400 -50.00 33 20 -39.39
2017-09-30 13F-HR DCI / Donaldson Co., Inc. 46.00 0 5,000 0 230
2017-09-30 13F-HR SLB / Schlumberger Ltd. 69.60 800 2,500 212.50 67 174 159.70
2017-09-30 13F-HR MTG / MGIC Investment Corp. 12.71 3,620 1,810 -50.00 38 23 -39.47
2017-09-30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.14 193,690 418,948 116.30 7,086 18,073 155.05
2017-09-30 13F-HR PMX / PIMCO Municipal Income Fund III 12.00 2,000 1,000 -50.00 23 12 -47.83
2017-09-30 13F-HR PM / Philip Morris International, Inc. 110.90 500 2,624 424.80 52 291 459.62
2017-09-30 13F-HR BME / BlackRock Health Sciences Trust 37.50