Current Holdings (from 13F, 13D)

InvestorCetera Investment Advisers
Portfolio Value$ 451,544,000
Current Positions391
Opened Positions5
Closed Positions510

Cetera Investment Advisers has disclosed 391 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 451,544,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Cetera Investment Advisers's top holdings are iShares Russell 1000 Growth ETF (NYSE:IWF) , Vanguard Growth ETF (NYSE:VUG) , Apple, Inc. (NASDAQ:AAPL) , PowerShares QQQ Trust (NASDAQ:QQQ) , and iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) . Cetera Investment Advisers's new positions include Franklin LibertyQ International Equity Hedged ETF (NYSE:FLQH) , First Trust Managed Municipal ETF (NASDAQ:FMB) , First Trust High Income ETF (NASDAQ:FTHI) , IQ 50 Percent Hedged FTSE International ETF (NYSE:HFXI) , and ProShares S&P MidCap 400 Dividend Aristocrats ETF (BATS:REGL) .


All Cetera Investment Advisers holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 16, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 100.72 5,447 2,075 -61.91 527 209 -60.34
2017‑09‑30 13F-HR DE / Deere & Co. 126.62 2,190 2,243 2.42 270 284 5.19
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.35 22,863 19,895 -12.98 444 385 -13.29
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.49 2,635 2,291 -13.06 285 260 -8.77
2017‑09‑30 13F-HR XWEAX / Western Asset Premier Bond Fund 13.82 98,308 84,559 -13.99 1,373 1,169 -14.86
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.03 19,642 19,030 -3.12 1,570 1,523 -2.99
2017‑09‑30 13F-HR NGG / National Grid Plc 62.31 5,703 4,526 -20.64 358 282 -21.23
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.88 11,815 6,356 -46.20 543 298 -45.12
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 180.73 3,118 4,410 41.44 465 797 71.40
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.17 10,414 10,417 0.03 450 481 6.89
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.91 16,424 16,424 0.00 216 212 -1.85
2017‑09‑30 13F-HR ABAX / Abaxis, Inc. 43.83 6,000 263
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.83 10,675 137
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.22 2,238 231
2017‑09‑30 13F-HR 06741VXF4 / Barclays Bank Plc Bond 15
2017‑09‑30 13F-HR 06744CAN1 / Barclays Bank Plc Bond 40
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.12 13,054 119
2017‑09‑30 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 15.51 13,343 207
2017‑09‑30 13F-HR COLB / Columbia Banking System, Inc. 42.05 13,888 584
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.31 11,903 825
2017‑09‑30 13F-HR FDC / First Data Corporation 17.91 23,175 415
2017‑09‑30 13F-HR FMB / First Trust Managed Municipal ETF 53.17 33,533 1,783
2017‑09‑30 13F-HR RFDI / First Tr Exchange Traded FD III 63.04 12,025 758
2017‑09‑30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 49.26 8,445 416
2017‑09‑30 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 51.12 8,411 430
2017‑09‑30 13F-HR FLQD / Franklin LibertyQ Global Dividend ETF 28.28 8,309 235
2017‑09‑30 13F-HR FLQH / Franklin LibertyQ International Equity Hedged ETF 24.55 134,269 3,296
2017‑09‑30 13F-HR GRAMERCY PPTY TR / (385002308) 30.24 7,640 231
2017‑09‑30 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 23.26 19,259 448
2017‑09‑30 13F-HR HES / Hess Corp. 46.56 7,495 349
2017‑09‑30 13F-HR HFXI / IQ 50 Percent Hedged FTSE International ETF 20.82 65,067 1,355
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 185.89 3,346 622
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.90 10,401 155
2017‑09‑30 13F-HR RWL / RevenueShares ETF 48.14 8,767 422
2017‑09‑30 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.18 14,667 252
2017‑09‑30 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.80 5,000 269
2017‑09‑30 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.57 13,533 346
2017‑09‑30 13F-HR PSCU / PowerShares Exchange-Traded Fund Trust II 53.55 4,650 249
2017‑09‑30 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 31.12 8,195 255
2017‑09‑30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 56.11 6,915 388
2017‑09‑30 13F-HR WESTERN ASSET GLB HI INCOME / (95766B109) 10.31 11,450 118
2017‑09‑30 13F-HR FDX / FedEx Corp. 226.07 3,642 3,751 2.99 787 848 7.75
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.45 6,810 6,782 -0.41 448 471 5.13
2017‑09‑30 13F-HR SNA / Snap-On Inc. 148.79 2,902 1,976 -31.91 461 294 -36.23
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 12,020 0 -100.00 48 0 -100.00
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 27,197 0 -100.00 619 0 -100.00
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 7,794 0 -100.00 394 0 -100.00
2017‑09‑30 13F-HR AXP / American Express Co. 10,772 0 -100.00 909 0 -100.00
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 17,104 0 -100.00 773 0 -100.00
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 1,881 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 14,620 0 -100.00 89 0 -100.00
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 6,713 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 29,187 0 -100.00 476 0 -100.00
2017‑09‑30 13F-HR AUO / AU Optronics Corp. 15,000 0 -100.00 68 0 -100.00
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 2,566 0 -100.00 459 0 -100.00
2017‑09‑30 13F-HR BWP / Boardwalk Pipeline Partners L.P 13,767 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 23,141 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 7,737 0 -100.00 498 0 -100.00
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 60,979 0 -100.00 687 0 -100.00
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 24,398 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR ABCD / Cambium Learning Group, Inc. 38,408 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 6,505 0 -100.00 338 0 -100.00
2017‑09‑30 13F-HR CCL / Carnival Corp. 4,988 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 246,936 0 -100.00 1,906 0 -100.00
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 12,200 0 -100.00 444 0 -100.00
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 5,090 0 -100.00 407 0 -100.00
2017‑09‑30 13F-HR CERN / Cerner Corp. 21,385 0 -100.00 1,420 0 -100.00
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 2,152 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 5,339 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR CB / Chubb Ltd 2,758 0 -100.00 401 0 -100.00
2017‑09‑30 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 22,839 0 -100.00 486 0 -100.00
2017‑09‑30 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 18,955 0 -100.00 405 0 -100.00
2017‑09‑30 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 19,875 0 -100.00 422 0
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 5,373 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR KO / Coca Cola Co. Call 300 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 11,804 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 14,916 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 19,443 0 -100.00 438 0 -100.00
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 4,786 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR CTO / Consolidated-Tomoka Land Co. 7,243 0 -100.00 414 0 -100.00
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 5,821 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 8,102 0 -100.00 220 0
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 5,309 0 -100.00 555 0 -100.00
2017‑09‑30 13F-HR ENB / Enbridge Inc. 7,161 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR ESV / Ensco plc 10,421 0 -100.00 52 0 -100.00
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 171,486 0 -100.00 1,734 0 -100.00
2017‑09‑30 13F-HR ES / Eversource Energy 6,657 0 -100.00 401 0 -100.00
2017‑09‑30 13F-HR EVOL / Evolving Systems, Inc. 16,000 0 -100.00 81 0 -100.00
2017‑09‑30 13F-HR OCSL / Oaktree Specialty Lending Corporation 13,270 0 -100.00 66 0 -100.00
2017‑09‑30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 11,199 0 -100.00 583 0
2017‑09‑30 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 34,997 0 -100.00 465 0
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 4,154 0 -100.00 508 0 -100.00
2017‑09‑30 13F-HR GLOW / Glowpoint, Inc. 94,020 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 25,199 0 -100.00 419 0 -100.00
2017‑09‑30 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 24,652 0 -100.00 452 0 -100.00
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 13,563 0 -100.00 463 0 -100.00
2017‑09‑30 13F-HR CSML / IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF 30,008 0 -100.00 765 0
2017‑09‑30 13F-HR IOO / iShares Global 100 ETF 3,333 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 30,234 0 -100.00 861 0 -100.00
2017‑09‑30 13F-HR IGOV / iShares International Treasury Bond ETF 20,045 0 -100.00 1,923 0 -100.00
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 18,340 0 -100.00 3,105 0 -100.00
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 6,647 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 2,593 0 -100.00 232 0 -100.00
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 9,745 0 -100.00 1,404 0 -100.00
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 4,942 0 -100.00 850 0 -100.00
2017‑09‑30 13F-HR JONE / Jones Energy, Inc. 65,606 0 -100.00 104 0 -100.00
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 6,020 0 -100.00 319 0 -100.00
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 19,788 0 -100.00 1,414 0 -100.00
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 3,516 0 -100.00 212 0 -100.00
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 1,201 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR VONV / Vanguard Russell 1000 Value ETF 78,702 0 -100.00 7,966 0 -100.00
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 11,227 0 -100.00 295 0 -100.00
2017‑09‑30 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 2,109 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 6,000 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR AES / AES Corp. (The) 25,758 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR NMFC / New Mountain Finance Corporation 10,441 0 -100.00 153 0 -100.00
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12,328 0 -100.00 160 0 -100.00
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 25,897 0 -100.00 160 0 -100.00
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 4,920 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 4,367 0 -100.00 260 0 -100.00
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 6,538 0 -100.00 659 0 -100.00
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 2,120 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 13,835 0 -100.00 1,673 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 200 0 -100.00 0 0
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 3,079 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR PTMC / Pacer Trendpilot 450 ETF 7,220 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 11,000 0 -100.00 27 0 -100.00
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 2,424,539 0 -100.00 1,906 0 -100.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 13,163 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 16,135 0 -100.00 519 0 -100.00
2017‑09‑30 13F-HR CME / CME Group, Inc. 1,938 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 8,930 0 -100.00 1,121 0 -100.00
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 6,082 0 -100.00 264 0
2017‑09‑30 13F-HR PKW / PowerShares Buyback Achievers Portfolio 4,635 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust 8,200 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 20,109 0 -100.00 188 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 5,425 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 1,521 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR PSA / Public Storage 3,100 0 -100.00 646 0 -100.00
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 3,300 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 11,715 0 -100.00 389 0 -100.00
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 13,802 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 12,842 0 -100.00 802 0 -100.00
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 14,618 0 -100.00 179 0 -100.00
2017‑09‑30 13F-HR RIVERNORTH DOUBLELINE STRATE / (76882G107) 35,300 0 -100.00 691 0
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 35,208 0 -100.00 2,274 0 -100.00
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 3,140 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR EZY / WisdomTree LargeCap Value Fund 3,000 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 3,946 0 -100.00 318 0 -100.00
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 60,293 0 -100.00 1,164 0 -100.00
2017‑09‑30 13F-HR RZV / Guggenheim S&P Smallcap 600 Pure Value ETF 12,328 0 -100.00 819 0
2017‑09‑30 13F-HR EWMC / Guggenheim S&P MidCap 400 Equal Weight ETF 7,654 0 -100.00 454 0
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 1,506 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21,160 0 -100.00 505 0 -100.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 19,709 0 -100.00 978 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 1,934 0 -100.00 275 0 -100.00
2017‑09‑30 13F-HR AADR / AdvisorShares DorseyWrightADR 7,412 0 -100.00 345 0
2017‑09‑30 13F-HR NIE / AGIC Equity & Convertible Income Fund 22,809 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR AAU / Almaden Minerals Ltd. 10,700 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Put 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 80,068 0 -100.00 4,321 0 -100.00
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 4,527 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR SIR / Select Income REIT 66,643 0 -100.00 1,604 0 -100.00
2017‑09‑30 13F-HR SHOP / Shopify Inc. 8,650 0 -100.00 755 0 -100.00
2017‑09‑30 13F-HR SIX / Six Flags Entertainment Corp 5,276 0 -100.00 315 0 -100.00
2017‑09‑30 13F-HR SUNS / Solar Senior Capital Ltd. 14,500 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 9,223 0 -100.00 646 0 -100.00
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 13,906 0 -100.00 1,985 0 -100.00
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 12,792 0 -100.00 490 0 -100.00
2017‑09‑30 13F-HR ANY / Sphere 3D Corp. 12,142 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 50,599 0 -100.00 376 0 -100.00
2017‑09‑30 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 8,217 0 -100.00 545 0 -100.00
2017‑09‑30 13F-HR TGP / Teekay LNG Partners L.P. 68,761 0 -100.00 1,073 0 -100.00
2017‑09‑30 13F-HR TDY / Teledyne Technologies Inc. 2,115 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 23,029 0 -100.00 442 0 -100.00
2017‑09‑30 13F-HR TOT / Total S.A. 54,879 0 -100.00 2,717 0 -100.00
2017‑09‑30 13F-HR URI / United Rentals, Inc. 3,407 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 70,647 0 -100.00 1,337 0
2017‑09‑30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 17,020 0 -100.00 2,090 0 -100.00
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 18,059 0 -100.00 1,846 0 -100.00
2017‑09‑30 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 17,300 0 -100.00 1,220 0 -100.00
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 119,542 0 -100.00 5,988 0 -100.00
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 11,268 0 -100.00 122 0 -100.00
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 4,743 0 -100.00 433 0 -100.00
2017‑09‑30 13F-HR AHH / Armada Hoffler Properites, Inc. 21,300 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 3,422 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 9,724 0 -100.00 1,897 0 -100.00
2017‑09‑30 13F-HR ADRE / BLDRS Index Funds Trust 18,491 0 -100.00 718 0
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 11,050 0 -100.00 81 0 -100.00
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 11,222 0 -100.00 456 0 -100.00
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 2,686 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR CDEV / Centennial Resource Development, Inc. 18,417 0 -100.00 291 0 -100.00
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 14,980 0 -100.00 409 0 -100.00
2017‑09‑30 13F-HR CHKR / Chesapeake Granite Wash Trust 10,000 0 -100.00 24 0 -100.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 38,493 0 -100.00 761 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 241,137 0 -100.00 1,664 0 -100.00
2017‑09‑30 13F-HR CVRS / Corindus Vascular Robotics, Inc. 13,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 2,938 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 3,569 0 -100.00 216 0 -100.00
2017‑09‑30 13F-HR DENN / Denny's Corp. 25,380 0 -100.00 299 0 -100.00
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 1,373 0 -100.00 291 0 -100.00
2017‑09‑30 13F-HR DTE / DTE Energy Co. 2,393 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 5,048 0 -100.00 278 0 -100.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 11,807 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR EVN / Eaton Vance Municipal Income Trust 11,176 0 -100.00 145 0 -100.00
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14,194 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 14,500 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 16,972 0 -100.00 194 0 -100.00
2017‑09‑30 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 25,367 0 -100.00 417 0 -100.00
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 5,047 0 -100.00 670 0 -100.00
2017‑09‑30 13F-HR EIX / Edison International 5,417 0 -100.00 425 0 -100.00
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 24,530 0 -100.00 496 0 -100.00
2017‑09‑30 13F-HR ERF / Enerplus Corporation 325,543 0 -100.00 2,628 0 -100.00
2017‑09‑30 13F-HR EBTC / Enterprise Bancorp, Inc. 33,719 0 -100.00 1,198 0 -100.00
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 11,615 0 -100.00 350 0 -100.00
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 7,062 0 -100.00 450 0 -100.00
2017‑09‑30 13F-HR FMNB / Farmers National Banc Corp. 11,410 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 15,066 0 -100.00 69 0 -100.00
2017‑09‑30 13F-HR FEP / First Trust Europe AlphaDEX Fund 5,892 0 -100.00 205 0
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 5,764 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 9,800 0 -100.00 272 0
2017‑09‑30 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 12,585 0 -100.00 160 0 -100.00
2017‑09‑30 13F-HR QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 29,506 0 -100.00 1,577 0
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 88,508 0 -100.00 497 0 -100.00
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 10,601 0 -100.00 986 0 -100.00
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. 12,130 0 -100.00 26 0 -100.00
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 16,346 0 -100.00 569 0 -100.00
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 10,291 0 -100.00 138 0 -100.00
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 3,312 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR THM / International Tower Hill Mines Ltd. 13,075 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 5,372 0 -100.00 331 0 -100.00
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 49,665 0 -100.00 2,755 0 -100.00
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 16,125 0 -100.00 600 0 -100.00
2017‑09‑30 13F-HR EUFN / iShares MSCI Europe Financials ETF 9,854 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR IYY / iShares Dow Jones U.S. ETF 16,540 0 -100.00 2,005 0 -100.00
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 11,285 0 -100.00 1,234 0 -100.00
2017‑09‑30 13F-HR EIRL / iShares MSCI Ireland Capped ETF 4,701 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 5,850 0 -100.00 526 0 -100.00
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 9,143 0 -100.00 1,323 0 -100.00
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 2,400 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 4,021 0 -100.00 488 0 -100.00
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 16,220 0 -100.00 2,264 0 -100.00
2017‑09‑30 13F-HR IHF / iShares U.S. Healthcare Providers ETF 3,060 0 -100.00 453 0 -100.00
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 73,230 0 -100.00 1,846 0 -100.00
2017‑09‑30 13F-HR JPUS / JPMorgan Diversified Return U.S. Equity ETF 19,527 0 -100.00 1,274 0
2017‑09‑30 13F-HR KEY / KeyCorp 14,144 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR KOPN / Kopin Corp. 19,000 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR LEA / Lear Corp. 3,950 0 -100.00 562 0 -100.00
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 16,009 0 -100.00 823 0 -100.00
2017‑09‑30 13F-HR LECO / Lincoln Electric Holdings, Inc. 12,403 0 -100.00 1,143 0 -100.00
2017‑09‑30 13F-HR LAD / Lithia Motors, Inc. 6,387 0 -100.00 594 0 -100.00
2017‑09‑30 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 15,737 0 -100.00 309 0 -100.00
2017‑09‑30 13F-HR VTWO / Vanguard Russell 2000 ETF 3,678 0 -100.00 416 0 -100.00
2017‑09‑30 13F-HR VTWV / Vanguard Russell 2000 Value ETF 3,565 0 -100.00 367 0 -100.00
2017‑09‑30 13F-HR MCY / Mercury General Corp. 4,880 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 7,770 0 -100.00 609 0 -100.00
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 44,156 0 -100.00 939 0 -100.00
2017‑09‑30 13F-HR AET / Aetna, Inc. 8,430 0 -100.00 1,280 0 -100.00
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 10,477 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR NE / Noble Corporation plc 13,808 0 -100.00 51 0 -100.00
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 22,825 0 -100.00 478 0 -100.00
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11,284 0 -100.00 133 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 600 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 6,418 0 -100.00 345 0 -100.00
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 17,937 0 -100.00 23 0 -100.00
2017‑09‑30 13F-HR VTR / Ventas, Inc. 8,523 0 -100.00 593 0 -100.00
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 4,239 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 16,155 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Call 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 15,180 0 -100.00 1,008 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Put 700 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 1,290 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 26,374 0 -100.00 693 0 -100.00
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 10,707 0 -100.00 174 0 -100.00
2017‑09‑30 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 324,787 0 -100.00 9,085 0
2017‑09‑30 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 9,825 0 -100.00 239 0
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 18,103 0 -100.00 425 0 -100.00
2017‑09‑30 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 11,711 0 -100.00 434 0 -100.00
2017‑09‑30 13F-HR WSO / Watsco, Inc. 7,100 0 -100.00 1,094 0 -100.00
2017‑09‑30 13F-HR CSM / ProShares Large Cap Core Plus 14,903 0 -100.00 895 0 -100.00
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 5,065 0 -100.00 312 0 -100.00
2017‑09‑30 13F-HR RAS / RAIT Financial Trust 620,031 0 -100.00 1,348 0 -100.00
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 9,392 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 54,977 0 -100.00 2,248 0 -100.00
2017‑09‑30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 11,780 0 -100.00 548 0 -100.00
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 26,052 0 -100.00 1,549 0 -100.00
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 8,049 0 -100.00 599 0 -100.00
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 137,660 0 -100.00 548 0 -100.00
2017‑09‑30 13F-HR SRE / Sempra Energy 8,704 0 -100.00 983 0 -100.00
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 2,193 0 -100.00 353 0 -100.00
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 170,226 0 -100.00 4,776 0 -100.00
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 2,499 0 -100.00 351 0 -100.00
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 10,840 0 -100.00 156 0 -100.00
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. 40,800 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 13,610 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 33,889 0 -100.00 918 0 -100.00
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 10,673 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 9,799 0 -100.00 762 0 -100.00
2017‑09‑30 13F-HR FDD / First Trust Exchange-Traded Fund II 31,191 0 -100.00 407 0
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 37,504 0 -100.00 413 0 -100.00
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 812 0 -100.00 345 0 -100.00
2017‑09‑30 13F-HR HCN / Welltower Inc. 3,004 0 -100.00 222 0 -100.00
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 14,748 0 -100.00 639 0 -100.00
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 7,382 0 -100.00 841 0 -100.00
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 7,869 0 -100.00 802 0 -100.00
2017‑09‑30 13F-HR FTHI / First Trust High Income ETF 22.45 74,383 1,670
2017‑09‑30 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.08 15,384 155
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 5,875 0 -100.00 698 0 -100.00
2017‑09‑30 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.50 2,616 276
2017‑09‑30 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 52.33 16,550 866
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.78 38,189 33,960 -11.07 1,246 1,147 -7.95
2017‑09‑30 13F-HR DEO / Diageo plc 132.16 2,088 4,593 119.97 250 607 142.80
2017‑09‑30 13F-HR WDIV / SPDR S&P Global Dividend ETF 67.88 9,056 12,788 41.21 602 868 44.19
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 978.20 2,384 2,569 7.76 2,222 2,513 13.10
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 325.19 4,918 5,443 10.68 1,563 1,770 13.24
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 57.13 11,260 11,063 -1.75 620 632 1.94
2017‑09‑30 13F-HR MMM / 3M Co. 208.95 3,914 4,628 18.24 814 967 18.80
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 42.66 6,606 6,095 -7.74 290 260 -10.34
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63.27 3,411 3,430 0.56 204 217 6.37
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 964.02 1,304 1,334 2.30 1,186 1,286 8.43
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.42 5,039 4,576 -9.19 405 368 -9.14
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.51 32,365 27,567 -14.82 1,212 1,034 -14.69
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.09 6,342 5,614 -11.48 667 590 -11.54
2017‑09‑30 13F-HR SNY / Sanofi 49.79 4,499 4,599 2.22 215 229 6.51
2017‑09‑30 13F-HR SYY / SYSCO Corp. 54.18 16,644 3,913 -76.49 844 212 -74.88
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.53 5,056 4,531 -10.38 427 383 -10.30
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.36 22,903 24,114 5.29 273 298 9.16
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.40 8,097 7,957 -1.73 226 226 0.00
2017‑09‑30 13F-HR INTC / Intel Corp. 38.19 54,705 68,575 25.35 1,838 2,619 42.49
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 60.09 4,827 6,756 39.96 284 406 42.96
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 137.69 1,601 1,605 0.25 212 221 4.25
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 200.09 3,848 4,613 19.88 745 923 23.89
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.64 4,605 15,220 230.51 260 862 231.54
2017‑09‑30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.80 134,625 123,763 -8.07 2,217 2,079 -6.22
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 64.28 5,383 5,383 0.00 345 346 0.29
2017‑09‑30 13F-HR 74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15 10 10 0.00
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 63.21 6,230 6,233 0.05 379 394 3.96
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.49 29,112 33,039 13.49 1,423 1,668 17.22
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.43 14,100 20,883 48.11 584 907 55.31
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.17 18,704 21,802 16.56 1,023 1,290 26.10
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.18 92,085 93,264 1.28 5,614 5,986 6.63
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.17 6,153 11,104 80.46 751 1,290 71.77
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.77 11,279 14,891 32.02 726 1,024 41.05
2017‑09‑30 13F-HR HIX / Western Asset High Income Fund II, Inc. 7.23 29,363 25,583 -12.87 209 185 -11.48
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.42 59,006 56,582 -4.11 2,629 2,796 6.35
2017‑09‑30 13F-HR F / Ford Motor Co. 12.00 137,544 133,880 -2.66 1,536 1,606 4.56
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.79 34,523 37,806 9.51 850 975 14.71
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 147.06 5,177 5,127 -0.97 726 754 3.86
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 54.07 12,263 16,163 31.80 674 874 29.67
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.43 2,801 2,938 4.89 240 251 4.58
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.00 7,755 6,991 -9.85 878 790 -10.02
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.84 3,944 4,227 7.18 354 384 8.47
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.47 2,191 2,736 24.87 284 398 40.14
2017‑09‑30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.21 14,925 18,011 20.68 209 256 22.49
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.60 9,327 13,464 44.36 687 991 44.25
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.57 14,967 14,172 -5.31 1,178 1,156 -1.87
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.66 73,548 72,647 -1.23 2,330 2,445 4.94
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 274,666.67 6 6 0.00 1,528 1,648 7.85
2017‑09‑30 13F-HR FXB / CurrencyShares British Pound Sterling Trust 130.54 3,585 3,585 0.00 454 468 3.08
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 136,272 143,703 5.45 3,150 3,328 5.65
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 119.31 3,928 3,847 -2.06 504 459 -8.93
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.77 2,364 2,367 0.13 295 319 8.14
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.73 26,880 24,625 -8.39 2,803 2,899 3.42
2017‑09‑30 13F-HR CMI / Cummins, Inc. 167.97 2,800 2,941 5.04 455 494 8.57
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.17 6,318 6,000 -5.03 431 427 -0.93
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.02 30,681 32,006 4.32 1,598 1,697 6.20
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.67 10,474 8,792 -16.06 568 551 -2.99
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 120.79 9,361 9,297 -0.68 1,124 1,123 -0.09
2017‑09‑30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.84 24,995 22,775 -8.88 369 338 -8.40
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.14 20,103 19,131 -4.84 202 194 -3.96
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.47 14,486 17,363 19.86 127 147 15.75
2017‑09‑30 13F-HR WTI / W & T Offshore, Inc. 3.04 21,205 24,991 17.85 41 76 85.37
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.61 11,679 11,965 2.45 455 462 1.54
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 83.01 4,313 5,108 18.43 350 424 21.14
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.69 11,429 11,897 4.09 633 615 -2.84
2017‑09‑30 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 57.02 0 5,209 0 297
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.29 15,177 15,969 5.22 740 851 15.00
2017‑09‑30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.80 51,298 56,505 10.15 703 780 10.95
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.56 22,307 22,129 -0.80 1,945 2,004 3.03
2017‑09‑30 13F-HR CLX / Clorox Company (The) 130.08 2,627 2,606 -0.80 348 339 -2.59
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.51 7,937 9,007 13.48 421 545 29.45
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.15 39,659 44,111 11.23 2,737 3,271 19.51
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 49.84 7,419 7,403 -0.22 369 369 0.00
2017‑09‑30 13F-HR EXC / Exelon Corp. 38.06 6,036 6,070 0.56 219 231 5.48
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.83 5,830 6,028 3.40 622 644 3.54
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.91 21,483 19,069 -11.24 531 475 -10.55
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.92 51,322 22,948 -55.29 1,140 503 -55.88
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.57 9,966 10,225 2.60 926 967 4.43
2017‑09‑30 13F-HR FB / Facebook, Inc. 171.14 19,730 18,704 -5.20 2,983 3,201 7.31
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.95 1,906 1,373 -27.96 268 210 -21.64
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.03 17,862 20,051 12.26 108 121 12.04
2017‑09‑30 13F-HR XPHTX / Pioneer High Income Trust 10.01 100,924 89,432 -11.39 998 895 -10.32
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 48.56 4,384 5,766 31.52 210 280 33.33
2017‑09‑30 13F-HR HYD / VanEck Vectors ETF TR 31.38 17,020 22,308 31.07 526 700 33.08
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.29 102,748 122,194 18.93 12,220 15,310 25.29
2017‑09‑30 13F-HR MBB / iShares MBS ETF 106.68 4,868 4,490 -7.76 521 479 -8.06
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.95 16,298 16,121 -1.09 1,014 1,047 3.25
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 338.73 4,141 679 -83.60 1,495 230 -84.62
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 142.72 4,474 4,064 -9.16 634 580 -8.52
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.62 4,782 6,387 33.56 1,061 1,473 38.83
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 139.58 3,444 3,446 0.06 488 481 -1.43
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.08 6,610 6,827 3.28 552 574 3.99
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.78 9,599 9,442 -1.64 531 555 4.52
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.08 18,135 20,609 13.64 217 249 14.75
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.54 5,721 7,355 28.56 505 688 36.24
2017‑09‑30 13F-HR MET / MetLife, Inc. 52.11 21,600 29,209 35.23 1,186 1,522 28.33
2017‑09‑30 13F-HR ROOF / IQ US Real Estate Small Cap ETF 26.96 23,595 47,338 100.63 634 1,276 101.26
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.15 2,572 2,681 4.24 511 550 7.63
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.78 4,287 6,522 52.13 268 429 60.07
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.83 62,994 68,022 7.98 2,471 2,641 6.88
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 152.51 3,111 4,039 29.83 458 616 34.50
2017‑09‑30 13F-HR MCD / McDonald's Corp. 157.27 10,250 11,153 8.81 1,573 1,754 11.51
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.89 9,262 9,275 0.14 471 472 0.21
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.49 15,482 152,702 886.32 141 1,297 819.86
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.54 37,089 27,307 -26.37 2,758 1,735 -37.09
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 40.94 29,520 23,890 -19.07 1,184 978 -17.40
2017‑09‑30 13F-HR PF / Pinnacle Foods, Inc. 56.92 9,046 9,697 7.20 536 552 2.99
2017‑09‑30 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 120.98 14,191 2,521 -82.24 1,667 305 -81.70
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 80.80 5,108 5,730 12.18 398 463 16.33
2017‑09‑30 13F-HR ACN / Accenture plc 134.57 4,558 5,053 10.86 562 680 21.00
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.33 39,507 9,669 -75.53 1,941 477 -75.43
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 63.79 20,229 20,191 -0.19 1,292 1,288 -0.31
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 107.32 32,217 32,342 0.39 3,336 3,471 4.05
2017‑09‑30 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.98 14,074 14,074 0.00 148 253 70.95
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.56 23,410 21,124 -9.77 5,658 5,314 -6.08
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 0.00 600 600 0.00 1 0 -100.00
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.85 37,479 37,884 1.08 2,997 3,025 0.93
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.85 7,634 7,769 1.77 886 869 -1.92
2017‑09‑30 13F-HR HNI / HNI Corp. 41.50 14,264 14,264 0.00 569 592 4.04
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.32 11,080 12,092 9.13 700 802 14.57
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.61 7,314 11,650 59.28 570 1,009 77.02
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 32.43 13,287 18,901 42.25 416 613 47.36
2017‑09‑30 13F-HR PSX / Phillips 66 91.52 8,889 8,293 -6.70 733 759 3.55
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 61.87 43,053 43,948 2.08 2,499 2,719 8.80
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.91 2,180 8,555 292.43 291 1,214 317.18
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 96.22 7,502 3,866 -48.47 681 372 -45.37
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.44 3,924 3,715 -5.33 419 414 -1.19
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.50 13,381 14,745 10.19 446 494 10.76
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.68 75,338 74,288 -1.39 7,273 7,405 1.81
2017‑09‑30 13F-HR NKE / Nike, Inc. 52.26 3,966 3,961 -0.13 235 207 -11.91
2017‑09‑30 13F-HR ROP / Roper Technologies, Inc. 241.98 2,351 2,401 2.13 541 581 7.39
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 253.31 6,596 9,451 43.28 1,605 2,394 49.16
2017‑09‑30 13F-HR UL / Unilever, PLC ADR 58.26 7,127 6,059 -14.99 386 353 -8.55
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.97 18,550 22,039 18.81 354 418 18.08
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 80.87 9,857 11,364 15.29 774 919 18.73
2017‑09‑30 13F-HR GLW / Corning, Inc. 30.00 6,825 6,834 0.13 206 205 -0.49
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.47 47,373 49,395 4.27 5,518 5,852 6.05
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.38 106,900 105,000 -1.78 519 565 8.86
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.76 101,062 114,671 13.47 2,953 3,413 15.58
2017‑09‑30 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.41 49,191 50,839 3.35 852 885 3.87
2017‑09‑30 13F-HR BP / BP Plc 38.67 32,398 22,682 -29.99 1,117 877 -21.49
2017‑09‑30 13F-HR SYK / Stryker Corp. 141.10 4,468 4,883 9.29 617 689 11.67
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 147.96 19,350 21,127 9.18 2,721 3,126 14.88
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 67.86 3,566 4,126 15.70 222 280 26.13
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 64.00 38,259 47,503 24.16 2,284 3,040 33.10
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.35 52,109 55,197 5.93 1,266 1,399 10.51
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.51 23,354 23,631 1.19 2,485 2,328 -6.32
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.00 10,305 1,844 -82.11 1,053 201 -80.91
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.40 19,920 27,973 40.43 3,819 5,522 44.59
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.32 15,007 21,974 46.43 74 95 28.38
2017‑09‑30 13F-HR COP / ConocoPhillips 50.31 13,553 12,781 -5.70 591 643 8.80
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 57.49 4,404 3,844 -12.72 237 221 -6.75
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29.65 16,210 14,031 -13.44 461 416 -9.76
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 596.05 730 708 -3.01 417 422 1.20
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 40.43 77,839 5,070 -93.49 3,088 205 -93.36
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 88.06 10,774 10,538 -2.19 945 928 -1.80
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.46 20,124 14,606 -27.42 1,773 1,292 -27.13
2017‑09‑30 13F-HR ALB / Albemarle Corp. 138.02 2,680 2,630 -1.87 286 363 26.92
2017‑09‑30 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.47 22,929 21,173 -7.66 1,199 1,111 -7.34
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.25 8,683 7,274 -16.23 1,028 882 -14.20
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 49.01 5,650 5,407 -4.30 293 265 -9.56
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.81 8,173 7,237 -11.45 679 621 -8.54
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 43.77 9,816 9,823 0.07 420 430 2.38
2017‑09‑30 13F-HR BCE / BCE Inc. 46.85 12,643 12,466 -1.40 570 584 2.46
2017‑09‑30 13F-HR FTS / Fortis Inc. 35.66 5,889 5,889 0.00 205 210 2.44
2017‑09‑30 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 57.64 9,845 7,026 -28.63 542 405 -25.28
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.13 4,545 4,525 -0.44 1,008 1,073 6.45
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 110.91 7,167 10,035 40.02 789 1,113 41.06
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.02 118,753 142,491 19.99 1,797 2,140 19.09
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.23 58,983 71,028 20.42 5,245 6,480 23.55
2017‑09‑30 13F-HR WYN / Wyndham Worldwide Corp. 106.18 2,948 2,882 -2.24 300 306 2.00
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.83 23,555 24,142 2.49 1,592 1,710 7.41
2017‑09‑30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.61 38,098 51,732 35.79 948 1,273 34.28
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.27 15,771 16,256 3.08 757 801 5.81
2017‑09‑30 13F-HR AMGN / Amgen Inc. 187.64 3,078 3,464 12.54 529 650 22.87
2017‑09‑30 13F-HR PKO / PIMCO Income Opportunity Fund 26.56 16,662 15,850 -4.87 448 421 -6.03
2017‑09‑30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 51.27 9,384 7,978 -14.98 432 409 -5.32
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.85 43,675 47,800 9.44 965 1,092 13.16
2017‑09‑30 13F-HR MA / MasterCard Incorporated 140.77 6,507 6,507 0.00 791 916 15.80
2017‑09‑30 13F-HR DWX / SPDR S&P Intl Dividend ETF 40.26 19,499 19,672 0.89 762 792 3.94
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.83 37,189 41,624 11.93 2,997 3,406 13.65
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.05 38,895 39,885 2.55 1,734 1,797 3.63
2017‑09‑30 13F-HR PPL / PPL Corp. 37.93 29,690 29,421 -0.91 1,145 1,116 -2.53
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.46 13,048 13,874 6.33 562 603 7.30
2017‑09‑30 13F-HR GOF / Guggenheim Strategic Opportunities Fund 21.06 10,007 10,492 4.85 211 221 4.74
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 28.99 62,221 61,856 -0.59 1,749 1,793 2.52
2017‑09‑30 13F-HR MDT / Medtronic plc 77.68 4,666 2,755 -40.96 414 214 -48.31
2017‑09‑30 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 14.80 29,974 29,856 -0.39 434 442 1.84
2017‑09‑30 13F-HR CE / Celanese Corp. 104.26 0 4,786 0 499
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 76.91 6,507 7,840 20.49 511 603 18.00
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.88 8,220 8,319 1.20 893 964 7.95
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.76 10,791 10,425 -3.39 886 894 0.90
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.76 73,629 75,079 1.97 1,154 1,183 2.51
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 82.00 19,939 31,648 58.72 1,630 2,595 59.20
2017‑09‑30 13F-HR CVS / CVS Health Corporation 80.91 8,615 8,182 -5.03 692 662 -4.34
2017‑09‑30 13F-HR NVS / Novartis AG 85.60 2,861 2,722 -4.86 241 233 -3.32
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.91 14,529 16,379 12.73 648 752 16.05
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.19 7,029 7,178 2.12 801 834 4.12
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 1,345 1,449 7.73 423 483 14.18
2017‑09‑30 13F-HR AGN / Allergan plc 204.13 3,812 3,096 -18.78 924 632 -31.60
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.26 13,593 13,947 2.60 2,090 2,026 -3.06
2017‑09‑30 13F-HR O / Realty Income Corp. 57.07 5,416 5,134 -5.21 299 293 -2.01
2017‑09‑30 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.74 48,759 44,879 -7.96 496 437 -11.90
2017‑09‑30 13F-HR JMF / Nuveen Energy MLP Total Return Fund 12.05 19,859 18,094 -8.89 262 218 -16.79
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.48 6,063 6,001 -1.02 654 639 -2.29
2017‑09‑30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 53.95 5,639 5,672 0.59 290 306 5.52
2017‑09‑30 13F-HR V / Visa, Inc. 105.89 9,298 10,596 13.96 872 1,122 28.67
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.72 34,750 33,350 -4.03 4,958 4,893 -1.31
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 179.07 2,537 3,803 49.90 367 681 85.56
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.91 5,619 6,939 23.49 306 381 24.51
2017‑09‑30 13F-HR DHI / D.R. Horton, Inc. 40.16 6,190 7,295 17.85 216 293 35.65
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 74.16 2,859 3,506 22.63 207 260 25.60
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.58 63,243 71,937 13.75 6,918 7,883 13.95
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.64 33,453 32,840 -1.83 2,427 2,911 19.94
2017‑09‑30 13F-HR SOXX / iShares PHLX Semiconductor ETF 159.86 3,238 3,847 18.81 455 615 35.16
2017‑09‑30 13F-HR MPC / Marathon Petroleum Corp. 56.25 9,693 9,475 -2.25 504 533 5.75
2017‑09‑30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105.98 5,011 8,511 69.85 530 902 70.19
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.15 10,833 15,434 42.47 141 203 43.97
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.95 6,116 6,445 5.38 825 902 9.33
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.91 15,568 12,053 -22.58 1,334 939 -29.61
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 123.83 8,897 9,852 10.73 952 1,220 28.15
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 151.03 2,078 2,516 21.08 303 380 25.41
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.82 50,341 48,295 -4.06 1,686 1,730 2.61
2017‑09‑30 13F-HR MGC / Vanguard Mega Cap Index ETF 86.45 4,592 4,592 0.00 380 397 4.47
2017‑09‑30 13F-HR GE / General Electric Co. 24.23 160,258 156,134 -2.57 4,318 3,783 -12.39
2017‑09‑30 13F-HR NYF / iShares New York Muni Bond ETF 111.96 1,976 2,876 45.55 221 322 45.70
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 28,599 39,670 38.71 2,605 3,789 45.45
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.54 37,427 40,172 7.33 1,527 1,749 14.54
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.06 49,177 46,079 -6.30 2,463 2,491 1.14
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.17 12,538 12,013 -4.19 873 843 -3.44
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 41.05 7,062 7,722 9.35 289 317 9.69
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 147.88 2,375 3,530 48.63 332 522 57.23
2017‑09‑30 13F-HR AAPL / Apple, Inc. 153.96 48,512 53,267 9.80 6,965 8,201 17.75
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.52 14,881 17,358 16.65 267 252 -5.62
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 37.14 8,567 6,112 -28.66 308 227 -26.30
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.31 12,894 12,718 -1.36 856 856 0.00
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 96.73 17,719 2,450 -86.17 1,573 237 -84.93
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.95 5,165 4,059 -21.41 728 702 -3.57
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.72 19,441 10,908 -43.89 1,136 586 -48.42
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.45 5,492 5,035 -8.32 258 249 -3.49
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.39 21,685 25,474 17.47 1,649 1,997 21.10
2017‑09‑30 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.30 12,554 16,294 29.79 609 787 29.23
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.23 12,146 10,375 -14.58 1,429 1,154 -19.24
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.21 1,754 4,171 137.80 376 931 147.61
2017‑09‑30 13F-HR PTX / Pernix Therapeutics Holdings, Inc. 3.14 46,750 46,750 0.00 188 147 -21.81
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.47 32,807 37,050 12.93 4,333 4,834 11.56
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.85 46,778 51,540 10.18 2,489 2,827 13.58
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP 6.60 73,785 73,785 0.00 498 487 -2.21
2017‑09‑30 13F-HR RWR / SPDR DJ Wilshire REIT ETF 92.69 4,808 4,445 -7.55 447 412 -7.83
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 288.73 1,278 1,278 0.00 328 369 12.50
2017‑09‑30 13F-HR ARE / Alexandria Real Estate Equities, Inc. 118.53 6,264 7,399 18.12 759 877 15.55
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 181.01 4,169 3,602 -13.60 707 652 -7.78
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.86 14,504 15,142 4.40 1,496 1,603 7.15
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.20 36,062 55,137 52.90 4,963 8,006 61.31
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 45.91 10,149 8,821 -13.09 435 405 -6.90
2017‑09‑30 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 58.62 11,887 14,995 26.15 669 879 31.39
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 70.94 12,519 13,588 8.54 868 964 11.06
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.76 10,599 11,578 9.24 1,626 1,896 16.61
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.18 21,632 23,770 9.88 2,371 2,619 10.46
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.91 20,821 19,200 -7.79 589 555 -5.77
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 128.00 17,497 18,484 5.64 2,152 2,366 9.94
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.30 3,767 4,802 27.48 277 376 35.74
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 153.07 7,343 8,186 11.48 1,070 1,253 17.10
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 57.52 9,463 13,508 42.75 527 777 47.44
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.44 21,814 21,698 -0.53 1,095 1,051 -4.02
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.94 11,556 11,337 -1.90 208 192 -7.69
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.10 30,417 30,599 0.60 3,364 3,675 9.24
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.71 11,207 10,184 -9.13 792 822 3.79
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77.09 4,525 3,775 -16.57 304 291 -4.28
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.28 25,975 19,811 -23.73 1,115 798 -28.43
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 172.23 1,345 1,347 0.15 223 232 4.04
2017‑09‑30 13F-HR MAS / Masco Corp. 39.10 13,432 15,652 16.53 513 612 19.30
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.55 12,610 12,611 0.01 70 70 0.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 963.13 3,089 3,580 15.90 2,994 3,448 15.16
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.49 22,767 18,750 -17.64 2,826 2,428 -14.08
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.85 9,645 9,807 1.68 976 989 1.33
2017‑09‑30 13F-HR SDIV / Global X SuperDividend ETF 22.03 13,966 14,297 2.37 300 315 5.00
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.59 15,714 16,316 3.83 876 907 3.54
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.59 16,764 15,827 -5.59 325 310 -4.62
2017‑09‑30 13F-HR CI / Cigna Corp. 188.94 2,335 2,514 7.67 393 475 20.87
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.78 6,107 6,472 5.98 407 471 15.72
2017‑09‑30 13F-HR RTN / Raytheon Co. 185.34 4,183 1,160 -72.27 672 215 -68.01
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.38 38,619 37,056 -4.05 2,522 2,534 0.48
2017‑09‑30 13F-HR CSX / CSX Corp. 54.17 4,540 4,947 8.96 247 268 8.50
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.67 17,909 18,779 4.86 1,650 1,759 6.61
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.45 6,383 2,708 -57.57 798 337 -57.77
2017‑09‑30 13F-HR GM / General Motors Company 40.16 17,425 18,425 5.74 602 740 22.92
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 107.07 3,885 5,230 34.62 412 560 35.92
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.26 5,158 5,013 -2.81 213 262 23.00
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.32 15,056 16,078 6.79 2,984 4,089 37.03
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.35 10,185 10,185 0.00 84 85 1.19
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 56.01 3,257 3,767 15.66 203 211 3.94
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 123.99 2,770 4,323 56.06 330 536 62.42
2017‑09‑30 13F-HR SCHE / Schwab Emerging Markets Equity ETF 26.88 28,843 27,752 -3.78 715 746 4.34
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.47 65,199 82,391 26.37 2,076 2,758 32.85
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 311.65 3,322 3,382 1.81 924 1,054 14.07
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.76 31,725 25,986 -18.09 1,648 1,423 -13.65
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 123.08 3,687 4,306 16.79 454 530 16.74
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.69 7,135 9,718 36.20 235 308 31.06
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.72 5,705 5,740 0.61 439 515 17.31
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 177.99 1,810 2,590 43.09 289 461 59.52
2017‑09‑30 13F-HR AEG / Aegon N.V. ADR 5.77 22,847 22,863 0.07 117 132 12.82
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.09 7,032 7,275 3.46 1,190 1,332 11.93
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.79 107,324 108,264 0.88 13,658 14,376 5.26
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.85 84,730 80,490 -5.00 320 310 -3.12
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.47 16,362 16,909 3.34 668 752 12.57
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.29 28,661 14,058 -50.95 1,832 946 -48.36
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 122.06 17,714 17,376 -1.91 2,088 2,121 1.58
2017‑09‑30 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 51.71 18,673 20,036 7.30 939 1,036 10.33
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.18 61,081 62,365 2.10 730 697 -4.52
2017‑09‑30 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 72.08 3,163 3,163 0.00 219 228 4.11
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 62.99 7,460 3,556 -52.33 400 224 -44.00
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.11 7,380 7,274 -1.44 1,007 1,041 3.38
2017‑09‑30 13F-HR CMG / Chipotle Mexican Grill, Inc. 304.35 778 828 6.43 322 252 -21.74
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 163.66 23,872 1,332 -94.42 3,724 218 -94.15
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.68 28,138 27,993 -0.52 3,817 3,966 3.90
2017‑09‑30 13F-HR IAGG / iShares Core International Aggregate Bond Fund 51.67 10,916 10,916 0.00 565 564 -0.18
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 99.59 4,117 4,117 0.00 403 410 1.74
2017‑09‑30 13F-HR ALE / ALLETE, Inc. 77.49 4,883 4,917 0.70 350 381 8.86
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.70 17,079 17,074 -0.03 1,581 1,634 3.35
2017‑09‑30 13F-HR T / AT & T, Inc. 39.29 124,996 133,000 6.40 4,713 5,225 10.86
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.85 9,886 8,966 -9.31 1,037 967 -6.75
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 48.93 7,352 9,053 23.14 361 443 22.71
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 178.91 18,849 17,713 -6.03 3,273 3,169 -3.18
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.75 8,797 7,092 -19.38 488 367 -24.80
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.23 3,907 3,983 1.95 202 212 4.95
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 26.11 50,389 51,619 2.44 1,250 1,348 7.84
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 197.08 3,203 3,978 24.20 597 784 31.32
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.64 12,738 16,287 27.86 752 1,004 33.51
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.19 24,842 25,615 3.11 559 594 6.26
2017‑09‑30 13F-HR GNTX / Gentex Corp. 19.80 231,622 164,275 -29.08 4,393 3,253 -25.95
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.20 50,136 52,494 4.70 3,518 3,895 10.72
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 162.34 1,390 1,774 27.63 223 288 29.15
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 176.88 8,005 1,159 -85.52 994 205 -79.38
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.79 30,975 29,679 -4.18 972 1,003 3.19
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.03 58,530 67,613 15.52 4,852 5,614 15.70
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ABCB / Ameris Bancorp 12,401 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54.70 30,102 28,850 -4.16 1,556 1,578 1.41
2017‑09‑30 13F-HR AI / Arlington Asset Investment Corp. 71,092 0 -100.00 970 0 -100.00
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 17,715 0 -100.00 404 0
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 6,268 0 -100.00 428 0 -100.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 64,675 0 -100.00 1,597 0 -100.00
2017‑09‑30 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 12,369 0 -100.00 313 0
2017‑09‑30 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 23,792 0 -100.00 510 0 -100.00
2017‑09‑30 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 71,953 0 -100.00 1,784 0
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 19,550 0 -100.00 441 0 -100.00
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 5,140 0 -100.00 602 0 -100.00
2017‑09‑30 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 8,280 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 3,859 0 -100.00 349 0 -100.00
2017‑09‑30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 12,121 0 -100.00 478 0
2017‑09‑30 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 23,807 0 -100.00 216 0
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 13,365 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR ENBL / Enable Midstream Partners, LP 41,500 0 -100.00 662 0 -100.00
2017‑09‑30 13F-HR YYY / Yield Shares High Income ETF 37,642 0 -100.00 741 0 -100.00
2017‑09‑30 13F-HR FIRST TR ENHANCED EQTY INC F / (337318109) 14,355 0 -100.00 210 0
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 62,515 0 -100.00 1,955 0 -100.00
2017‑09‑30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 9,910 0 -100.00 518 0
2017‑09‑30 13F-HR IFV / First Trust High Income ETF 45,803 0 -100.00 910 0
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 14,439 0 -100.00 414 0 -100.00
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 4,197 0 -100.00 601 0 -100.00
2017‑09‑30 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 40,489 0 -100.00 1,193 0
2017‑09‑30 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 15,133 0 -100.00 1,546 0 -100.00
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 56,195 0 -100.00 2,470 0 -100.00
2017‑09‑30 13F-HR LRGF / iShares FactorSelect MSCI USA ETF 37,530 0 -100.00 1,080 0
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 35,762 0 -100.00 7,042 0 -100.00
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 7,015 0 -100.00 1,041 0 -100.00
2017‑09‑30 13F-HR MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund 16,680 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR VONE / Vanguard Russell 1000 ETF 8,148 0 -100.00 904 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 29,422 0 -100.00 874 0 -100.00
2017‑09‑30 13F-HR MON / Monsanto Co. 2,443 0 -100.00 289 0 -100.00
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 5,583 0 -100.00 269 0 -100.00
2017‑09‑30 13F-HR NWN / Northwest Natural Gas Co. 4,113 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR ORC / Orchid Island Capital, Inc. 103,551 0 -100.00 1,021 0 -100.00
2017‑09‑30 13F-HR KBWB / PowerShares KBW Bank Portfolio 36,936 0 -100.00 1,835 0 -100.00
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 12,244 0 -100.00 803 0 -100.00
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 87,623 0 -100.00 1,476 0 -100.00
2017‑09‑30 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 54,251 0 -100.00 1,386 0
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 156 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 24,873 0 -100.00 887 0 -100.00
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 14,295 0 -100.00 569 0 -100.00
2017‑09‑30 13F-HR LYG / Lloyds Banking Group plc 517,428 0 -100.00 1,829 0 -100.00
2017‑09‑30 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 9,900 0 -100.00 299 0 -100.00
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 24,733 0 -100.00 626 0 -100.00
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 3,100 0 -100.00 470 0 -100.00
2017‑09‑30 13F-HR STX / Seagate Technology PLC 8,856 0 -100.00 344 0 -100.00
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 9,977 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR SENS / Senseonics Holdings, Inc. 27,800 0 -100.00 50 0 -100.00
2017‑09‑30 13F-HR SLRC / Solar Capital Ltd. 30,750 0 -100.00 673 0 -100.00
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 34,783 0 -100.00 1,348 0 -100.00
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 29,012 0 -100.00 1,033 0 -100.00
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 11,934 0 -100.00 2,574 0 -100.00
2017‑09‑30 13F-HR RGR / Sturm Ruger & Company, Inc. 6,023 0 -100.00 373 0 -100.00
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 9,179 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 17,714 0 -100.00 542 0 -100.00
2017‑09‑30 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 9,754 0 -100.00 948 0 -100.00
2017‑09‑30 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 14,900 0 -100.00 1,292 0
2017‑09‑30 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 4,382 0 -100.00 404 0
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 5,012 0 -100.00 366 0 -100.00
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 3,705 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 15,100 0 -100.00 42 0 -100.00
2017‑09‑30 13F-HR TTD / Trade Desk, Inc. 15,990 0 -100.00 800 0 -100.00
2017‑09‑30 13F-HR TIER / Tier Reit Inc. 21,584 0 -100.00 398 0 -100.00
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 4,705 0 -100.00 472 0 -100.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 158,410 0 -100.00 1,302 0 -100.00
2017‑09‑30 13F-HR TRVG / Trivago NV 8,875 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR UBSI / United Bankshares, Inc. 10,250 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 58,267 0 -100.00 553 0 -100.00
2017‑09‑30 13F-HR VFC / V.F. Corp. 4,981 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR VOOV / Vanguard S&P 500 Value ETF 15,894 0 -100.00 1,608 0 -100.00
2017‑09‑30 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 22,833 0 -100.00 2,928 0 -100.00
2017‑09‑30 13F-HR VALE / Vale S.A. 299,509 0 -100.00 2,611 0 -100.00
2017‑09‑30 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 7,236 0 -100.00 213 0
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 5,144 0 -100.00 480 0 -100.00
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 5,074 0 -100.00 565 0 -100.00
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 3,583 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR BBT / BB&T Corp. 5,636 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR HCP / HCP, Inc. 6,538 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 89,575 0 -100.00 7,562 0 -100.00
2017‑09‑30 13F-HR GYLD / Northern Lights ETF Trust 15,149 0 -100.00 276 0
2017‑09‑30 13F-HR BLL / Ball Corp. 11,718 0 -100.00 493 0 -100.00
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 30,710 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 8,201 0 -100.00 418 0 -100.00
2017‑09‑30 13F-HR BIIB / Biogen Inc. 1,026 0 -100.00 281 0 -100.00
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 153,078 0 -100.00 1,883 0 -100.00
2017‑09‑30 13F-HR DPM / DCP Midstream Partners, LP 12,900 0 -100.00 436 0 -100.00
2017‑09‑30 13F-HR DB / Deutsche Bank AG 20,636 0 -100.00 368 0 -100.00
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 14,347 0 -100.00 297 0 -100.00
2017‑09‑30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 40,490 0 -100.00 361 0 -100.00
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Call 1,000 0 -100.00 0 0
2017‑09‑30 13F-HR DXC / DXC Technology Company 3,532 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 10,564 0 -100.00 161 0 -100.00
2017‑09‑30 13F-HR EBF / Ennis, Inc. 10,750 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR EVA / Enviva Partners LP 35,829 0 -100.00 989 0 -100.00
2017‑09‑30 13F-HR EQBK / Equity Bancshares, Inc. 39,184 0 -100.00 1,201 0 -100.00
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 2,603 0 -100.00 665 0 -100.00
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 1,561 0 -100.00 397 0 -100.00
2017‑09‑30 13F-HR HTUS / Hull Tactical US ETF 20,615 0 -100.00 562 0 -100.00
2017‑09‑30 13F-HR FAST / Fastenal Co. 6,672 0 -100.00 291 0 -100.00
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 10,383 0 -100.00 356 0
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 6,863 0 -100.00 274 0 -100.00
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 9,280 0 -100.00 868 0 -100.00
2017‑09‑30 13F-HR FAN / First Trust Global Wind Energy ETF 11,993 0 -100.00 153 0
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 37,644 0 -100.00 580 0 -100.00
2017‑09‑30 13F-HR F / Ford Motor Co. Call 2,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 21,249 0 -100.00 151 0
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 108,830 0 -100.00 1,315 0 -100.00
2017‑09‑30 13F-HR QQXT / First Trust Exchange-Traded Fund 79,151 0 -100.00 3,653 0
2017‑09‑30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 48,997 0 -100.00 1,892 0
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 10,991 0 -100.00 562 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. Call 400 0 -100.00 0 0
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 36,416 0 -100.00 1,755 0 -100.00
2017‑09‑30 13F-HR SIL / Global X Funds 6,138 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 19,080 0 -100.00 348 0 -100.00
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 18,698 0 -100.00 582 0 -100.00
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 62,000 0 -100.00 103 0 -100.00
2017‑09‑30 13F-HR HPQ / HP Inc. 38,674 0 -100.00 678 0 -100.00
2017‑09‑30 13F-HR IDA / IDACORP, Inc. 4,891 0 -100.00 419 0 -100.00
2017‑09‑30 13F-HR IFN / India Fund, Inc. (THE) 9,054 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 807 0 -100.00 756 0 -100.00
2017‑09‑30 13F-HR IIM / Invesco Value Municipal Income Trust 32,765 0 -100.00 497 0 -100.00
2017‑09‑30 13F-HR AOK / iShares Core Conservative Allocation ETF 7,817 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR IUSG / iShares Core Russell U.S. Growth 23,865 0 -100.00 1,150 0
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 14,130 0 -100.00 615 0 -100.00
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 332,306 0 -100.00 7,211 0 -100.00
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 92,748 0 -100.00 6,284 0 -100.00
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 53,630 0 -100.00 3,076 0 -100.00
2017‑09‑30 13F-HR IUSV / iShares Core Russell U.S. Value 6,251 0 -100.00 319 0
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 6,072 0 -100.00 449 0 -100.00
2017‑09‑30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 9,949 0 -100.00 1,390 0 -100.00
2017‑09‑30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 28,836 0 -100.00 1,336 0
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 12,277 0 -100.00 437 0 -100.00
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 2,354 0 -100.00 308 0 -100.00
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 18,397 0 -100.00 1,466 0 -100.00
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 11,644 0 -100.00 1,519 0 -100.00
2017‑09‑30 13F-HR CRED / iShares US Credit Bond ETF Trdng 19,892 0 -100.00 2,225 0
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 27,699 0 -100.00 1,258 0 -100.00
2017‑09‑30 13F-HR VLUE / iShares MSCI USA Value Factor ETF 4,649 0 -100.00 342 0
2017‑09‑30 13F-HR JHMM / John Hancock Multifactor Mid Cap ETF 76,446 0 -100.00 2,379 0
2017‑09‑30 13F-HR KSU / Kansas City Southern 2,219 0 -100.00 233 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 3,319 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 18,313 0 -100.00 1,977 0 -100.00
2017‑09‑30 13F-HR LGI / Lazard Global Total Return & Income Fund, Inc. 12,455 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 29,433 0 -100.00 1,132 0 -100.00
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 13,662 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 2,582 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 4,066 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 2,670 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 14,400 0 -100.00 92 0 -100.00
2017‑09‑30 13F-HR NUE / Nucor Corp. 8,477 0 -100.00 493 0 -100.00
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 11,825 0 -100.00 185 0 -100.00
2017‑09‑30 13F-HR NEV / Nuveen Enhanced Municipal Value Fund 14,000 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 121,580 0 -100.00 1,683 0 -100.00
2017‑09‑30 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 24,450 0 -100.00 246 0
2017‑09‑30 13F-HR JTD / Nuveen Tax Advantage Dividend Growth Fund 24,200 0 -100.00 387 0 -100.00
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 10,764 0 -100.00 1,237 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 3,665 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 12,000 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 6,467 0 -100.00 330 0 -100.00
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 14,202 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR PTLC / Pacer Trendpilot 750 ETF 17,479 0 -100.00 455 0 -100.00
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 4,767 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 9,310 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 160,640 0 -100.00 3,053 0 -100.00
2017‑09‑30 13F-HR PYN / PIMCO New York Municipal Income Fund III 27,151 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 10,629 0 -100.00 153 0 -100.00
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 50,586 0 -100.00 1,456 0 -100.00
2017‑09‑30 13F-HR XRLV / PwShs S&P 500 ex-Rt 67,745 0 -100.00 2,068 0
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 10,906 0 -100.00 83 0
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 379,401 0 -100.00 2,043 0
2017‑09‑30 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 5,600 0 -100.00 202 0
2017‑09‑30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 9,174 0 -100.00 239 0
2017‑09‑30 13F-HR XMLV / PwShs S&P400 LV 46,272 0 -100.00 2,007 0
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 43,280 0 -100.00 1,437 0 -100.00
2017‑09‑30 13F-HR PZI / PowerShares Exchange-Trade Fund Trust 20,505 0 -100.00 369 0
2017‑09‑30 13F-HR WBS / Webster Financial Corp. 22,893 0 -100.00 1,193 0 -100.00
2017‑09‑30 13F-HR XERHX / Wells Fargo Advantage Utilities 18,660 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR WMC / Western Asset Mortgage Capital Corp 21,681 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 10,520 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR WRK / Westrock Company 11,955 0 -100.00 676 0 -100.00
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 11,997 0 -100.00 550 0 -100.00
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 3,161 0 -100.00 511 0 -100.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 3,580 0 -100.00 247 0 -100.00
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 2,612 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 31,219 0 -100.00 725 0 -100.00
2017‑09‑30 13F-HR ING / ING Groep N.V. 19,125 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 1,922 0 -100.00 239 0 -100.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 2,974 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR PER / SandRidge Permian Trust 11,798 0 -100.00 34 0 -100.00
2017‑09‑30 13F-HR SHLM / Schulman (A.), Inc. 11,400 0 -100.00 365 0 -100.00
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 5,382 0 -100.00 313 0 -100.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 12,234 0 -100.00 293 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 14,961 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 12,869 0 -100.00 708 0 -100.00
2017‑09‑30 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 11,219 0 -100.00 567 0
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 2,786 0 -100.00 247 0 -100.00
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 9,222 0 -100.00 350 0 -100.00
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 4,454 0 -100.00 550 0 -100.00
2017‑09‑30 13F-HR KCE / SPDR S&P Capital Markets ETF 46,166 0 -100.00 2,266 0 -100.00
2017‑09‑30 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 123,147 0 -100.00 3,778 0
2017‑09‑30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 5,350 0 -100.00 259 0
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 15,300 0 -100.00 456 0 -100.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 4,875 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR MCK / McKesson Corp. 1,753 0 -100.00 286 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 3,784 0 -100.00 303 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 11,048 0 -100.00 718 0 -100.00
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 17,167 0 -100.00 343 0 -100.00
2017‑09‑30 13F-HR EZU / iShares MSCI Eurozone ETF 31,662 0 -100.00 1,277 0 -100.00
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 66,501 0 -100.00 575 0 -100.00
2017‑09‑30 13F-HR TGT / Target Corp. 6,178 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 3,054 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 1,401 0 -100.00 398 0 -100.00
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 15,336 0 -100.00 872 0 -100.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 2,730 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR SDRL / Seadrill Limited 11,100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 12,187 0 -100.00 13 0 -100.00
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 5,862 0 -100.00 664 0 -100.00
2017‑09‑30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 15,708 0 -100.00 226 0
2017‑09‑30 13F-HR KR / Kroger Co. 10,285 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 13,882 0 -100.00 1,143 0 -100.00
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 18,630 0 -100.00 543 0 -100.00
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 5,823 0 -100.00 254 0 -100.00
2017‑09‑30 13F-HR IXG / iShares Global Financials ETF 17,215 0 -100.00 1,087 0 -100.00
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 2,273 0 -100.00 318 0 -100.00
2017‑09‑30 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 28,267 0 -100.00 1,029 0 -100.00
2017‑09‑30 13F-HR MTCN / ArcelorMittal 94,363 0 -100.00 2,165 0
2017‑09‑30 13F-HR CXW / CoreCivic Inc 21,112 0 -100.00 583 0
2017‑09‑30 13F-HR ALL / Allstate Corp. (The) 92.12 3,007 3,007 0.00 266 277 4.14
2017‑09‑30 13F-HR SWHC / Smith & Wesson Holding Corp. 48,293 0 -100.00 1,070 0 -100.00
2017‑09‑30 13F-HR BB / Blackberry Limited 28,432 0 -100.00 279 0 -100.00
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.79 27,861 32,292 15.90 1,551 2,060 32.82
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 76.77 5,704 5,184 -9.12 437 398 -8.92
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 6,569 0 -100.00 414 0 -100.00
2017‑09‑30 13F-HR HBAN / Huntington Bancshares, Inc. 25,018 0 -100.00 339 0 -100.00
2017‑09‑30 13F-HR IP / International Paper Company 56.56 6,212 6,241 0.47 351 353 0.57
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 16.57 12,775 11,525 -9.78 277 191 -31.05
2017‑09‑30 13F-HR WBIH / WBI Tactical High Income Shares 8,593 0 -100.00 211 0
2017‑09‑30 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 6,784 0 -100.00 221 0
2017‑09‑30 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.19 7,637 26,320 244.64 230 821 256.96
2017‑09‑30 13F-HR FTCS / First Trust Exchange-Traded Fund 4,836 0 -100.00 221 0
2017‑09‑30 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 51.29 12,216 10,665 -12.70 614 547 -10.91
2017‑09‑30 13F-HR FVC / First Trust High Income ETF 54,349 0 -100.00 1,255 0
2017‑09‑30 13F-HR RDIV / Oppenheimer Ultra Dividend Revenue ETF 30,354 0 -100.00 1,027 0
2017‑09‑30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.98 4,407 7,717 75.11 448 787 75.67
2017‑09‑30 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 21,445 0 -100.00 1,154 0
2017‑09‑30 13F-HR SH / ProShares Short S&P500 13,404 0 -100.00 448 0
2017‑09‑30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 59.55 19,661 26,667 35.63 1,138 1,588 39.54
2017‑09‑30 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 2,708 0 -100.00 267 0
2017‑09‑30 13F-HR XNTK / SPDR NYSE Technology ETF 35,244 0 -100.00 2,567 0 -100.00
2017‑09‑30 13F-HR DWFI / SPDR Series Trust 49,184 0 -100.00 1,263 0
2017‑09‑30 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 10,293 0 -100.00 293 0