InvestorCetera Investment Advisers
Portfolio Value $ 544,568,000
Current Positions410
Opened Positions5
Closed Positions15


Latest Holdings, Performance, AUM (from 13F, 13D)

Cetera Investment Advisers has disclosed 410 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 544,568,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Cetera Investment Advisers's top holdings are iShares Russell 1000 Growth ETF (NYSE:IWF) , Vanguard Growth ETF (NYSE:VUG) , iShares Russell 1000 Value ETF (NYSE:IWD) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , and PowerShares QQQ Trust (NASDAQ:QQQ) . Cetera Investment Advisers's new positions include PVH Corp. (NYSE:PVH) , First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF (NASDAQ:FIXD) , Guggenheim BulletShares 2022 Corporate Bond ETF (NYSE:BSCM) , Cognizant Technology Solutions Corp. (NASDAQ:CTSH) , and Estee Lauder Companies, Inc. (THE) (NYSE:EL) .

All Cetera Investment Advisers holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 08, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-12-31 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.18 50,839 48,359 -4.88 885 831 -6.10
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.82 114,671 132,509 15.56 3,413 4,084 19.66
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 6.53 105,000 60,000 -42.86 565 392 -30.62
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.37 49,395 100,355 103.17 5,852 12,481 113.28
2017-12-31 13F-HR GLW / Corning, Inc. 32.34 6,834 6,710 -1.81 205 217 5.85
2017-12-31 13F-HR PSCU / PowerShares Exchange-Traded Fund Trust II 52.69 4,650 4,650 0.00 249 245 -1.61
2017-12-31 13F-HR UA / Under Armour, Inc., Class C 14.07 11,525 10,875 -5.64 191 153 -19.90
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.67 11,364 12,233 7.65 919 1,048 14.04
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.84 22,039 22,935 4.07 418 432 3.35
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.34 6,059 5,927 -2.18 353 328 -7.08
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.64 9,451 7,043 -25.48 2,394 1,892 -20.97
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 260.57 2,401 2,625 9.33 581 684 17.73
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.07 16,424 12,704 -22.65 212 166 -21.70
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.70 10,417 7,582 -27.22 481 392 -18.50
2017-12-31 13F-HR NFLX / Netflix, Inc. 192.04 4,410 3,041 -31.04 797 584 -26.73
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.34 6,356 5,980 -5.92 298 307 3.02
2017-12-31 13F-HR NGG / National Grid Plc 58.62 4,526 3,446 -23.86 282 202 -28.37
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.24 19,030 23,068 21.22 1,523 1,828 20.03
2017-12-31 13F-HR XWEAX / Western Asset Premier Bond Fund 13.82 84,559 79,070 -6.49 1,169 1,093 -6.50
2017-12-31 13F-HR DGRO / iShares Core Dividend Growth ETF 34.85 18,901 23,354 23.56 613 814 32.79
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.23 11,650 13,415 15.15 1,009 1,197 18.63
2017-12-31 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 70.69 12,092 16,184 33.84 802 1,144 42.64
2017-12-31 13F-HR HNI / HNI Corp. 38.56 14,264 14,264 0.00 592 550 -7.09
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.81 7,769 7,879 1.42 869 944 8.63
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.20 32,292 33,121 2.57 2,060 2,027 -1.60
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.24 37,884 34,148 -9.86 3,025 2,706 -10.55
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.90 14,074 14,075 0.01 253 252 -0.40
2017-12-31 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 113.42 32,342 32,004 -1.05 3,471 3,630 4.58
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.34 20,191 18,974 -6.03 1,288 1,069 -17.00
2017-12-31 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 48.61 9,669 11,643 20.42 477 566 18.66
2017-12-31 13F-HR ACN / Accenture plc 153.46 5,053 6,145 21.61 680 943 38.68
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.46 5,730 6,156 7.43 463 563 21.60
2017-12-31 13F-HR PF / Pinnacle Foods, Inc. 59.31 9,697 10,217 5.36 552 606 9.78
2017-12-31 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 42.40 23,890 25,424 6.42 978 1,078 10.22
2017-12-31 13F-HR MO / Altria Group, Inc. 71.26 27,307 27,280 -0.10 1,735 1,944 12.05
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.89 2,616 2,871 9.75 276 304 10.14
2017-12-31 13F-HR FSIC / FS Investment Corporation 7.42 152,702 16,163 -89.42 1,297 120 -90.75
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.81 9,275 9,132 -1.54 472 464 -1.69
2017-12-31 13F-HR MCD / McDonald's Corp. 171.69 11,153 11,125 -0.25 1,754 1,910 8.89
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 154.64 4,039 5,988 48.25 616 926 50.32
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.30 13,054 21,073 61.43 119 196 64.71
2017-12-31 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 54.68 10,665 10,223 -4.14 547 559 2.19
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.11 68,022 67,010 -1.49 2,641 2,554 -3.29
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.13 6,522 7,215 10.63 429 506 17.95
2017-12-31 13F-HR GD / General Dynamics Corp. 201.41 2,681 2,557 -4.63 550 515 -6.36
2017-12-31 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.19 6,915 6,342 -8.29 388 350 -9.79
2017-12-31 13F-HR ROOF / IQ US Real Estate Small Cap ETF 26.35 47,338 67,659 42.93 1,276 1,783 39.73
2017-12-31 13F-HR MET / MetLife, Inc. 50.59 29,209 31,626 8.27 1,522 1,600 5.12
2017-12-31 13F-HR VDE / Vanguard Energy ETF 98.86 7,355 7,253 -1.39 688 717 4.22
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.97 20,609 21,808 5.82 249 261 4.82
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.48 9,442 9,499 0.60 555 565 1.80
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.96 6,827 6,694 -1.95 574 562 -2.09
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 145.78 3,446 3,416 -0.87 481 498 3.53
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 244.97 6,387 6,911 8.20 1,473 1,693 14.94
2017-12-31 13F-HR VCR / Vanguard Consumer Discretionary ETF 155.70 4,064 4,104 0.98 580 639 10.17
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.68 16,121 17,117 6.18 1,047 1,090 4.11
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.42 0 1,787 0 242
2017-12-31 13F-HR MBB / iShares MBS ETF 106.52 4,490 4,957 10.40 479 528 10.23
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.64 122,194 134,391 9.98 15,310 18,094 18.18
2017-12-31 13F-HR HYD / VanEck Vectors ETF TR 31.20 22,308 21,408 -4.03 700 668 -4.57
2017-12-31 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 49.56 5,766 5,872 1.84 280 291 3.93
2017-12-31 13F-HR XPHTX / Pioneer High Income Trust 9.69 89,432 83,582 -6.54 895 810 -9.50
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.59 20,051 20,051 0.00 121 112 -7.44
2017-12-31 13F-HR VGT / Vanguard Information Technology ETF 164.55 1,373 1,653 20.39 210 272 29.52
2017-12-31 13F-HR FB / Facebook, Inc. 177.05 18,704 20,226 8.14 3,201 3,581 11.87
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.01 10,225 11,489 12.36 967 1,172 21.20
2017-12-31 13F-HR GNL / Global Net Lease Inc. 20.59 22,948 22,926 -0.10 503 472 -6.16
2017-12-31 13F-HR IP / International Paper Company 57.74 6,241 6,598 5.72 353 381 7.93
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.68 19,069 17,504 -8.21 475 432 -9.05
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.51 6,028 5,990 -0.63 644 632 -1.86
2017-12-31 13F-HR EXC / Exelon Corp. 39.14 6,070 5,978 -1.52 231 234 1.30
2017-12-31 13F-HR NEAR / iShares Short Maturity Bond ETF 49.54 7,403 7,832 5.79 369 388 5.15
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.85 44,111 44,567 1.03 3,271 3,826 16.97
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.65 9,007 9,453 4.95 545 630 15.60
2017-12-31 13F-HR CLX / Clorox Company (The) 149.21 2,606 2,607 0.04 339 389 14.75
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.99 22,129 21,231 -4.06 2,004 1,953 -2.54
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.76 56,505 56,974 0.83 780 784 0.51
2017-12-31 13F-HR ABT / Abbott Laboratories 57.20 15,969 17,675 10.68 851 1,011 18.80
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 63.79 11,897 11,773 -1.04 615 751 22.11
2017-12-31 13F-HR CNI / Canadian National Railway Co. 82.54 5,108 5,282 3.41 424 436 2.83
2017-12-31 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.58 0 1,762 0 401
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.00 11,965 12,724 6.34 462 509 10.17
2017-12-31 13F-HR WTI / W & T Offshore, Inc. 3.32 24,991 24,991 0.00 76 83 9.21
2017-12-31 13F-HR HYMB / SPDR Nuveen S&P High Yield Municipal Bond ETF 55.82 5,209 5,912 13.50 297 330 11.11
2017-12-31 13F-HR PHK / PIMCO High Income Fund 7.46 17,363 32,693 88.29 147 244 65.99
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.04 19,131 19,129 -0.01 194 192 -1.03
2017-12-31 13F-HR FDC / First Data Corporation 16.57 23,175 25,100 8.31 415 416 0.24
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.69 22,775 11,505 -49.48 338 169 -50.00
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.38 9,297 26,239 182.23 1,123 3,185 183.62
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.34 8,792 7,741 -11.95 551 529 -3.99
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.80 32,006 32,862 2.67 1,697 1,735 2.24
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.79 6,000 6,492 8.20 427 492 15.22
2017-12-31 13F-HR CMI / Cummins, Inc. 176.16 2,941 3,003 2.11 494 529 7.09
2017-12-31 13F-HR CVX / Chevron Corp. 125.56 24,625 24,171 -1.84 2,899 3,035 4.69
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 145.15 2,367 2,370 0.13 319 344 7.84
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.88 3,847 3,822 -0.65 459 462 0.65
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.03 143,703 153,878 7.08 3,328 3,544 6.49
2017-12-31 13F-HR FXB / CurrencyShares British Pound Sterling Trust 131.66 3,585 3,585 0.00 468 472 0.85
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,666.67 6 6 0.00 1,648 1,786 8.37
2017-12-31 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 35.50 72,647 72,229 -0.58 2,445 2,564 4.87
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.38 14,172 16,509 16.49 1,156 1,360 17.65
2017-12-31 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 64.01 26,667 38,588 44.70 1,588 2,470 55.54
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.68 13,464 14,655 8.85 991 1,197 20.79
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.05 18,011 18,011 0.00 256 253 -1.17
2017-12-31 13F-HR CELG / Celgene Corp. 103.60 2,736 2,056 -24.85 398 213 -46.48
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.62 4,227 4,431 4.83 384 437 13.80
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 113.86 6,991 7,184 2.76 790 818 3.54
2017-12-31 13F-HR IWS / iShares Russell Mid-Cap Value ETF 90.03 2,938 2,599 -11.54 251 234 -6.77
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.84 16,163 17,436 7.88 874 991 13.39
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 155.97 5,127 4,719 -7.96 754 736 -2.39
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 28.13 37,806 49,385 30.63 975 1,389 42.46
2017-12-31 13F-HR F / Ford Motor Co. 12.47 133,880 132,908 -0.73 1,606 1,657 3.18
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.89 56,582 52,634 -6.98 2,796 2,784 -0.43
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.94 25,583 24,623 -3.75 185 171 -7.57
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.31 14,891 18,157 21.93 1,024 1,313 28.22
2017-12-31 13F-HR UTX / United Technologies Corp. 127.62 11,104 11,754 5.85 1,290 1,500 16.28
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.12 93,264 99,021 6.17 5,986 6,547 9.37
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.97 21,802 30,875 41.62 1,290 1,975 53.10
2017-12-31 13F-HR IOO / iShares Global 100 ETF 91.96 0 2,338 0 215
2017-12-31 13F-HR VEA / Vanguard FTSE Developed Markets ETF 44.81 20,883 19,929 -4.57 907 893 -1.54
2017-12-31 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 52.81 33,039 38,780 17.38 1,668 2,048 22.78
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.64 6,233 6,235 0.03 394 403 2.28
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.59 5,383 5,383 0.00 346 380 9.83
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.44 123,763 124,221 0.37 2,079 2,042 -1.78
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.90 15,220 18,432 21.10 862 1,012 17.40
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 227.81 4,613 5,171 12.10 923 1,178 27.63
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10,675 0 -100.00 137 0 -100.00
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 51,732 0 -100.00 1,273 0 -100.00
2017-12-31 13F-HR NVS / Novartis AG 2,722 0 -100.00 233 0 -100.00
2017-12-31 13F-HR AGN / Allergan plc 3,096 0 -100.00 632 0 -100.00
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 3,506 0 -100.00 260 0 -100.00
2017-12-31 13F-HR FTSL / First Trust Senior Loan Fund ETF 16,294 0 -100.00 787 0 -100.00
2017-12-31 13F-HR UNG / United States Natural Gas Fund, LP 73,785 0 -100.00 487 0 -100.00
2017-12-31 13F-HR SNA / Snap-On Inc. 1,976 0 -100.00 294 0 -100.00
2017-12-31 13F-HR COLB / Columbia Banking System, Inc. 13,888 0 -100.00 584 0 -100.00
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 7,640 0 -100.00 231 0
2017-12-31 13F-HR SNY / Sanofi 4,599 0 -100.00 229 0 -100.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 679 0 -100.00 230 0 -100.00
2017-12-31 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 2,521 0 -100.00 305 0 -100.00
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 600 0 -100.00 0 0
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 2,075 0 -100.00 209 0 -100.00
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.86 67,613 70,818 4.74 5,614 5,868 4.52
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 55.19 28,850 29,479 2.18 1,578 1,627 3.11
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.31 29,679 31,007 4.47 1,003 1,188 18.44
2017-12-31 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 190.67 1,159 1,479 27.61 205 282 37.56
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.18 1,774 1,418 -20.07 288 264 -8.33
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.80 52,494 53,163 1.27 3,895 4,083 4.83
2017-12-31 13F-HR GNTX / Gentex Corp. 20.95 164,275 162,881 -0.85 3,253 3,412 4.89
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 24.50 25,615 25,760 0.57 594 631 6.23
2017-12-31 13F-HR FTHI / First Trust High Income ETF 23.35 74,383 121,996 64.01 1,670 2,848 70.54
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.28 16,287 16,162 -0.77 1,004 1,055 5.08
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 219.91 3,978 4,179 5.05 784 919 17.22
2017-12-31 13F-HR CME / CME Group, Inc. 146.06 0 1,561 0 228
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.75 51,619 55,704 7.91 1,348 1,546 14.69
2017-12-31 13F-HR USB / U.S. Bancorp 53.07 3,983 3,995 0.30 212 212 0.00
2017-12-31 13F-HR GIS / General Mills, Inc. 59.07 7,092 7,229 1.93 367 427 16.35
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.92 17,713 19,624 10.79 3,169 3,727 17.61
2017-12-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.00 9,053 9,307 2.81 443 456 2.93
2017-12-31 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 31.88 26,320 61,889 135.14 821 1,973 140.32
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.12 8,966 9,280 3.50 967 1,059 9.51
2017-12-31 13F-HR T / AT & T, Inc. 38.86 133,000 160,126 20.40 5,225 6,223 19.10
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.02 17,074 56,437 230.54 1,634 5,701 248.90
2017-12-31 13F-HR ALE / ALLETE, Inc. 74.21 4,917 4,568 -7.10 381 339 -11.02
2017-12-31 13F-HR DON / WisdomTree MidCap Dividend Fund 35.46 4,117 12,351 200.00 410 438 6.83
2017-12-31 13F-HR IAGG / iShares Core International Aggregate Bond Fund 52.03 10,916 10,916 0.00 564 568 0.71
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.85 27,993 40,276 43.88 3,966 5,955 50.15
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 168.49 1,332 1,282 -3.75 218 216 -0.92
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 289.51 828 791 -4.47 252 229 -9.13
2017-12-31 13F-HR VPU / Vanguard Utilities ETF 115.96 0 2,087 0 242
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 143.21 1,605 1,606 0.06 221 230 4.07
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.48 33,533 68,721 104.94 1,783 3,675 106.11
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.85 6,756 6,639 -1.73 406 404 -0.49
2017-12-31 13F-HR INTC / Intel Corp. 46.07 68,575 67,961 -0.90 2,619 3,131 19.55
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.56 7,957 7,702 -3.20 226 220 -2.65
2017-12-31 13F-HR IAU / iShares Gold Trust 12.62 24,114 24,569 1.89 298 310 4.03
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.70 4,531 4,110 -9.29 383 344 -10.18
2017-12-31 13F-HR SYY / SYSCO Corp. 60.72 3,913 4,068 3.96 212 247 16.51
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.56 5,614 8,875 58.09 590 928 57.29
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.92 27,567 37,081 34.51 1,034 1,369 32.40
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.45 4,576 3,446 -24.69 368 291 -20.92
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,042.07 1,334 1,331 -0.22 1,286 1,387 7.85
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.41 3,430 3,530 2.92 217 245 12.90
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 38.34 6,095 5,999 -1.58 260 230 -11.54
2017-12-31 13F-HR MMM / 3M Co. 236.20 4,628 5,055 9.23 967 1,194 23.47
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.76 11,063 11,844 7.06 632 696 10.13
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 344.00 5,443 5,814 6.82 1,770 2,000 12.99
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.72 3,007 3,008 0.03 277 315 13.72
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.73 2,569 1,824 -29.00 2,513 1,922 -23.52
2017-12-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 70.95 12,788 19,508 52.55 868 1,384 59.45
2017-12-31 13F-HR DEO / Diageo plc 145.38 4,593 5,324 15.92 607 774 27.51
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 11,450 117
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.75 33,960 33,453 -1.49 1,147 1,129 -1.57
2017-12-31 13F-HR X / United States Steel Corp. 35.79 6,734 241
2017-12-31 13F-HR SJI / South Jersey Industries, Inc. 31.09 7,720 240
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 407.06 850 346
2017-12-31 13F-HR EYES / Second Sight Medical Products, Inc. 1.90 10,500 20
2017-12-31 13F-HR PVH / PVH Corp. 137.20 38,229 5,245
2017-12-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 29.98 6,971 209
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.14 16,374 166
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.33 12,982 225
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.34 11,086 159
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.31 2,757 351
2017-12-31 13F-HR IWP / iShares Russell Midcap Growth ETF 120.77 2,291 6,384 178.66 260 771 196.54
2017-12-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.31 19,895 14,447 -27.38 385 279 -27.53
2017-12-31 13F-HR DE / Deere & Co. 155.83 2,243 2,246 0.13 284 350 23.24
2017-12-31 13F-HR NKE / Nike, Inc. 62.62 3,961 3,769 -4.85 207 236 14.01
2017-12-31 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 54.62 16,550 25,211 52.33 866 1,377 59.01
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.33 74,288 80,808 8.78 7,405 8,592 16.03
2017-12-31 13F-HR OEF / iShares S&P 100 ETF 118.71 3,715 3,715 0.00 414 441 6.52
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 31.87 14,745 15,531 5.33 494 495 0.20
2017-12-31 13F-HR HES / Hess Corp. 46.93 7,495 7,096 -5.32 349 333 -4.58
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.30 5,184 5,240 1.08 398 426 7.04
2017-12-31 13F-HR RFDI / First Tr Exchange Traded FD III 64.05 12,025 12,678 5.43 758 812 7.12
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.87 3,866 2,846 -26.38 372 307 -17.47
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.42 8,555 9,386 9.71 1,214 1,440 18.62
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.46 43,948 43,703 -0.56 2,719 2,817 3.60
2017-12-31 13F-HR PSX / Phillips 66 101.20 8,293 8,162 -1.58 759 826 8.83
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.49 34,469 534
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.95 19,270 423
2017-12-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 50.79 16,028 814
2017-12-31 13F-HR CIBR / First Trust ISE Global Copper Index Fund 23.24 8,995 209
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 70.60 6,671 471
2017-12-31 13F-HR BSCM / Guggenheim BulletShares 2022 Corporate Bond ETF 21.13 29,005 613
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.15 8,768 203
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.86 13,993 208
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.75 10,444 154
2017-12-31 13F-HR AEE / Ameren Corp. 59.15 3,381 200
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.22 0 3,428 0 251
2017-12-31 13F-HR BAC / Bank of America Corp. 29.55 55,197 58,754 6.44 1,399 1,736 24.09
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.04 0 174,623 0 3,499
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.93 3,803 3,429 -9.83 681 665 -2.35
2017-12-31 13F-HR ORI / Old Republic International Corp. 21.48 15,827 15,640 -1.18 310 336 8.39
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.57 7,274 9,222 26.78 1,041 1,407 35.16
2017-12-31 13F-HR TSCO / Tractor Supply Co. 74.12 3,556 3,656 2.81 224 271 20.98
2017-12-31 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 76.73 3,163 3,167 0.13 228 243 6.58
2017-12-31 13F-HR AMLP / Alerian ETF 10.73 62,365 69,887 12.06 697 750 7.60
2017-12-31 13F-HR SCHV / Schwab U.S. Large-Cap Value ETF 54.64 20,036 27,121 35.36 1,036 1,482 43.05
2017-12-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.87 13,533 12,564 -7.16 346 325 -6.07
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 128.85 17,376 18,619 7.15 2,121 2,399 13.11
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.55 14,058 13,818 -1.71 946 961 1.59
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.05 16,909 22,615 33.75 752 1,064 41.49
2017-12-31 13F-HR GNW / Genworth Financial, Inc. 3.12 80,490 88,790 10.31 310 277 -10.65
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.70 108,264 127,524 17.79 14,376 17,942 24.81
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.81 7,275 7,248 -0.37 1,332 1,441 8.18
2017-12-31 13F-HR AEG / Aegon N.V. ADR 6.30 22,863 22,863 0.00 132 144 9.09
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.05 2,238 2,455 9.70 231 280 21.21
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 189.67 2,590 3,601 39.03 461 683 48.16
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.31 5,740 5,340 -6.97 515 557 8.16
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.89 9,718 10,542 8.48 308 294 -4.55
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 74.17 0 2,966 0 220
2017-12-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.13 0 5,270 0 280
2017-12-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.13 4,306 5,134 19.23 530 627 18.30
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 56.71 25,986 31,121 19.76 1,423 1,765 24.03
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 320.80 3,382 3,379 -0.09 1,054 1,084 2.85
2017-12-31 13F-HR SCHF / Schwab International Equity ETF 34.06 82,391 85,091 3.28 2,758 2,898 5.08
2017-12-31 13F-HR RWL / RevenueShares ETF 51.49 8,767 54,821 525.31 422 2,823 568.96
2017-12-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.94 27,752 26,803 -3.42 746 749 0.40
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 126.51 4,323 4,300 -0.53 536 544 1.49
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.43 3,767 3,622 -3.85 211 237 12.32
2017-12-31 13F-HR BA / Boeing Company (The) 294.76 16,078 11,372 -29.27 4,089 3,352 -18.02
2017-12-31 13F-HR VER / VEREIT, Inc. 7.83 10,185 10,085 -0.98 85 79 -7.06
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.75 0 3,785 0 211
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 50.86 5,013 6,194 23.56 262 315 20.23
2017-12-31 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 105.84 5,230 6,595 26.10 560 698 24.64
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 70.84 11,903 14,145 18.84 825 1,002 21.45
2017-12-31 13F-HR GM / General Motors Company 40.73 18,425 18,437 0.07 740 751 1.49
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.56 2,708 1,967 -27.36 337 245 -27.30
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.66 18,779 32,213 71.54 1,759 3,178 80.67
2017-12-31 13F-HR CSX / CSX Corp. 55.21 4,947 4,927 -0.40 268 272 1.49
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.29 37,056 78,835 112.75 2,534 5,541 118.67
2017-12-31 13F-HR RTN / Raytheon Co. 186.59 1,160 1,163 0.26 215 217 0.93
2017-12-31 13F-HR C / Citigroup, Inc. 74.01 6,472 7,350 13.57 471 544 15.50
2017-12-31 13F-HR CI / Cigna Corp. 202.92 2,514 2,464 -1.99 475 500 5.26
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.25 16,316 16,549 1.43 907 997 9.92
2017-12-31 13F-HR SDIV / Global X SuperDividend ETF 21.52 14,297 13,522 -5.42 315 291 -7.62
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.36 9,807 9,807 0.00 989 994 0.51
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.24 18,750 20,752 10.68 2,428 2,848 17.30
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,170.52 3,580 3,548 -0.89 3,448 4,153 20.45
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.35 12,611 12,512 -0.79 70 67 -4.29
2017-12-31 13F-HR MAS / Masco Corp. 44.12 15,652 16,614 6.15 612 733 19.77
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 173.72 1,347 1,347 0.00 232 234 0.86
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.26 19,811 15,997 -19.25 798 564 -29.32
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.83 3,775 3,833 1.54 291 352 20.96
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.49 10,184 8,687 -14.70 822 621 -24.45
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.23 30,599 40,542 32.49 3,675 4,834 31.54
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.09 11,337 12,994 14.62 192 313 63.02
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 21,698 27,856 28.38 1,051 1,317 25.31
2017-12-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 61.29 13,508 18,975 40.47 777 1,163 49.68
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.57 8,186 17,481 113.55 1,253 2,807 124.02
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.65 0 25,981 0 1,342
2017-12-31 13F-HR HFXI / IQ 50 Percent Hedged FTSE International ETF 21.67 65,067 71,028 9.16 1,355 1,539 13.58
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.79 18,484 22,848 23.61 2,366 3,034 28.23
2017-12-31 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 29.77 19,200 21,398 11.45 555 637 14.77
2017-12-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.31 23,770 22,249 -6.40 2,619 2,432 -7.14
2017-12-31 13F-HR WM / Waste Management, Inc. 86.50 4,802 4,555 -5.14 376 394 4.79
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.43 11,578 12,474 7.74 1,896 2,363 24.63
2017-12-31 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 73.13 13,588 13,005 -4.29 964 951 -1.35
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.92 8,445 5,090 -39.73 416 249 -40.14
2017-12-31 13F-HR FYX / First Trust Small Cap Core AlphaDEX® Fund 61.18 14,995 14,352 -4.29 879 878 -0.11
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.91 8,821 9,508 7.79 405 465 14.81
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.97 55,137 62,250 12.90 8,006 9,709 21.27
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.83 15,142 15,514 2.46 1,603 1,735 8.23
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 186.44 3,602 3,465 -3.80 652 646 -0.92
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.53 7,399 8,473 14.52 877 1,106 26.11
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 305.71 1,278 1,279 0.08 369 391 5.96
2017-12-31 13F-HR RWR / SPDR DJ Wilshire REIT ETF 93.36 4,445 4,156 -6.50 412 388 -5.83
2017-12-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.52 51,540 51,056 -0.94 2,827 2,988 5.70
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.63 37,050 38,409 3.67 4,834 5,363 10.94
2017-12-31 13F-HR PTX / Pernix Therapeutics Holdings, Inc. 2.40 46,750 46,750 0.00 147 112 -23.81
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 246.89 4,171 1,766 -57.66 931 436 -53.17
2017-12-31 13F-HR PM / Philip Morris International, Inc. 106.08 10,375 10,681 2.95 1,154 1,133 -1.82
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.09 6,782 6,126 -9.67 471 411 -12.74
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.85 25,474 27,323 7.26 1,997 2,701 35.25
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.68 0 2,395 0 210
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.81 5,035 5,694 13.09 249 295 18.47
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.34 10,908 10,586 -2.95 586 607 3.58
2017-12-31 13F-HR MEAR / iShares Short Maturity Municipal Bond ETF 49.78 0 7,011 0 349
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.38 4,059 9,102 124.24 702 1,569 123.50
2017-12-31 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 102.04 2,450 3,332 36.00 237 340 43.46
2017-12-31 13F-HR FXH / First Trust Health Care AlphaDEX Fund 69.74 12,718 13,866 9.03 856 967 12.97
2017-12-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 39.01 6,112 6,895 12.81 227 269 18.50
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.61 17,358 14,644 -15.64 252 214 -15.08
2017-12-31 13F-HR AAPL / Apple, Inc. 169.49 53,267 55,025 3.30 8,201 9,326 13.72
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 154.51 3,530 3,838 8.73 522 593 13.60
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.36 7,722 10,857 40.60 317 449 41.64
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.58 12,013 12,164 1.26 843 895 6.17
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.92 46,079 53,319 15.71 2,491 3,035 21.84
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.58 7,717 6,084 -21.16 787 618 -21.47
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.94 40,172 85,748 113.45 1,749 3,939 125.21
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 107.12 39,670 42,608 7.41 3,789 4,564 20.45
2017-12-31 13F-HR NYF / iShares New York Muni Bond ETF 55.80 2,876 10,752 273.85 322 600 86.34
2017-12-31 13F-HR GE / General Electric Co. 17.41 156,134 121,680 -22.07 3,783 2,119 -43.99
2017-12-31 13F-HR MGC / Vanguard Mega Cap Index ETF 91.90 4,592 4,592 0.00 397 422 6.30
2017-12-31 13F-HR MUNI / PIMCO Enhanced Short Maturity Strategy Fund 53.66 5,000 6,150 23.00 269 330 22.68
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.15 48,295 47,829 -0.96 1,730 1,729 -0.06
2017-12-31 13F-HR JKD / iShares Morningstar Large Cap ETF 159.19 2,516 2,161 -14.11 380 344 -9.47
2017-12-31 13F-HR CAT / Caterpillar, Inc. 158.08 9,852 10,716 8.77 1,220 1,694 38.85
2017-12-31 13F-HR KHC / Kraft Heinz Company 78.18 12,053 11,486 -4.70 939 898 -4.37
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 148.67 6,445 6,780 5.20 902 1,008 11.75
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.92 21,124 21,647 2.48 5,314 5,778 8.73
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.84 15,434 18,275 18.41 203 253 24.63
2017-12-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.89 8,511 9,477 11.35 902 994 10.20
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 66.26 9,475 9,945 4.96 533 659 23.64
2017-12-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 169.34 3,847 4,116 6.99 615 697 13.33
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.89 32,840 33,387 1.67 2,911 3,235 11.13
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.39 71,937 103,721 44.18 7,883 11,346 43.93
2017-12-31 13F-HR DHI / D.R. Horton, Inc. 51.06 7,295 7,286 -0.12 293 372 26.96
2017-12-31 13F-HR BNDX / Vanguard Total International Bond ETF 53.88 6,939 6,032 -13.07 381 325 -14.70
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.55 33,350 37,548 12.59 4,893 5,803 18.60
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 20.82 11,116 9,991 -10.12 192 208 8.33
2017-12-31 13F-HR V / Visa, Inc. 114.09 10,596 12,665 19.53 1,122 1,445 28.79
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.69 5,672 5,696 0.42 306 340 11.11
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.28 6,001 5,863 -2.30 639 670 4.85
2017-12-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 35.07 8,195 8,869 8.22 255 311 21.96
2017-12-31 13F-HR JMF / Nuveen Energy MLP Total Return Fund 11.36 18,094 18,394 1.66 218 209 -4.13
2017-12-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.22 44,879 40,029 -10.81 437 369 -15.56
2017-12-31 13F-HR O / Realty Income Corp. 56.89 5,134 6,609 28.73 293 376 28.33
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.71 13,947 14,137 1.36 2,026 2,173 7.26
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 107.50 1,449 4,651 220.98 483 500 3.52
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 115.77 7,178 6,444 -10.23 834 746 -10.55
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.75 16,379 16,965 3.58 752 810 7.71
2017-12-31 13F-HR CVS / CVS Health Corporation 72.43 8,182 8,947 9.35 662 648 -2.11
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.51 31,648 33,346 5.37 2,595 2,718 4.74
2017-12-31 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 83.79 0 2,900 0 243
2017-12-31 13F-HR SLV / iShares Silver Trust 16.00 75,079 71,828 -4.33 1,183 1,149 -2.87
2017-12-31 13F-HR LLY / Eli Lilly & Co. 83.96 10,425 11,243 7.85 894 944 5.59
2017-12-31 13F-HR UNP / Union Pacific Corp. 133.92 8,319 8,587 3.22 964 1,150 19.29
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.41 7,840 9,184 17.14 603 665 10.28
2017-12-31 13F-HR CE / Celanese Corp. 106.98 4,786 4,786 0.00 499 512 2.61
2017-12-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 14.23 29,856 28,256 -5.36 442 402 -9.05
2017-12-31 13F-HR MDT / Medtronic plc 80.19 2,755 2,706 -1.78 214 217 1.40
2017-12-31 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 30.15 61,856 63,625 2.86 1,793 1,918 6.97
2017-12-31 13F-HR GOF / Guggenheim Strategic Opportunities Fund 21.35 10,492 10,492 0.00 221 224 1.36
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.56 13,874 14,682 5.82 603 757 25.54
2017-12-31 13F-HR PPL / PPL Corp. 30.81 29,421 27,299 -7.21 1,116 841 -24.64
2017-12-31 13F-HR KO / Coca Cola Co. 45.99 39,885 40,577 1.73 1,797 1,866 3.84
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.67 41,624 39,764 -4.47 3,406 3,327 -2.32
2017-12-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 41.29 19,672 18,626 -5.32 792 769 -2.90
2017-12-31 13F-HR MA / MasterCard Incorporated 152.14 6,507 7,868 20.92 916 1,197 30.68
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.29 47,800 47,238 -1.18 1,092 1,100 0.73
2017-12-31 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 53.96 7,978 8,432 5.69 409 455 11.25
2017-12-31 13F-HR PKO / PIMCO Income Opportunity Fund 25.85 15,850 15,859 0.06 421 410 -2.61
2017-12-31 13F-HR AMGN / Amgen Inc. 173.24 3,464 3,677 6.15 650 637 -2.00
2017-12-31 13F-HR SO / Southern Co. (The) 48.13 16,256 24,187 48.79 801 1,164 45.32
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 74.10 24,142 27,084 12.19 1,710 2,007 17.37
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. 116.22 2,882 3,175 10.17 306 369 20.59
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 39.20 0 7,653 0 300
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.49 0 10,156 0 269
2017-12-31 13F-HR FLQD / Franklin LibertyQ Global Dividend ETF 29.09 8,309 7,493 -9.82 235 218 -7.23
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.46 71,028 82,253 15.80 6,480 7,770 19.91
2017-12-31 13F-HR FLQH / Franklin LibertyQ International Equity Hedged ETF 25.38 134,269 197,687 47.23 3,296 5,017 52.21
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 142,491 194,048 36.18 2,140 2,883 34.72
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.67 10,035 6,976 -30.48 1,113 772 -30.64
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 255.71 4,525 4,775 5.52 1,073 1,221 13.79
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.35 3,346 4,063 21.43 622 749 20.42
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.39 7,026 6,304 -10.28 405 387 -4.44
2017-12-31 13F-HR FTS / Fortis Inc. 37.02 5,889 5,889 0.00 210 218 3.81
2017-12-31 13F-HR BCE / BCE Inc. 47.82 12,466 10,582 -15.11 584 506 -13.36
2017-12-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.86 9,823 10,030 2.11 430 460 6.98
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.08 7,237 7,149 -1.22 621 644 3.70
2017-12-31 13F-HR CHD / Church & Dwight Co., Inc. 50.21 5,407 6,154 13.82 265 309 16.60
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.29 7,274 6,943 -4.55 882 856 -2.95
2017-12-31 13F-HR SCHZ / Schwab U.S. Aggregate Bond ETF 52.05 21,173 18,695 -11.70 1,111 973 -12.42
2017-12-31 13F-HR ALB / Albemarle Corp. 128.60 2,630 2,706 2.89 363 348 -4.13
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.34 14,606 17,415 19.23 1,292 1,521 17.72
2017-12-31 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.38 10,538 11,341 7.62 928 991 6.79
2017-12-31 13F-HR ABAX / Abaxis, Inc. 49.67 6,000 6,000 0.00 263 298 13.31
2017-12-31 13F-HR CALM / Cal-Maine Foods, Inc. 43.74 5,070 5,510 8.68 205 241 17.56
2017-12-31 13F-HR AZO / AutoZone, Inc. 711.65 708 704 -0.56 422 501 18.72
2017-12-31 13F-HR FXO / First Trust Financials AlphaDEX® Fund 31.48 14,031 10,197 -27.33 416 321 -22.84
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.13 3,844 5,006 30.23 221 301 36.20
2017-12-31 13F-HR COP / ConocoPhillips 54.66 12,781 11,782 -7.82 643 644 0.16
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 4.02 21,974 22,396 1.92 95 90 -5.26
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 207.92 27,973 38,890 39.03 5,522 8,086 46.43
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.62 1,844 1,845 0.05 201 217 7.96
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.37 23,631 22,687 -3.99 2,328 2,436 4.64
2017-12-31 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 59.94 4,585 16,532 260.57 275 991 260.36
2017-12-31 13F-HR FPX / First Trust US Equity Opportunities ETF 68.28 47,503 56,777 19.52 3,040 3,877 27.53
2017-12-31 13F-HR FDX / FedEx Corp. 248.23 3,751 3,952 5.36 848 981 15.68
2017-12-31 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 50.99 8,411 10,139 20.54 430 517 20.23
2017-12-31 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 72.54 4,126 5,666 37.32 280 411 46.79
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.33 21,127 23,095 9.32 3,126 3,518 12.54
2017-12-31 13F-HR SYK / Stryker Corp. 154.62 4,883 5,200 6.49 689 804 16.69
2017-12-31 13F-HR BP / BP Plc 41.91 22,682 20,853 -8.06 877 874 -0.34
2017-12-31 13F-HR IDU / iShares U.S. Utilities ETF 132.90 0 1,550 0 206