Current Holdings (from 13F, 13D)

InvestorCetera Advisors LLC
Portfolio Value$ 1,658,776,000
Current Positions825
Opened Positions5
Closed Positions61

Cetera Advisors LLC has disclosed 825 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,658,776,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Cetera Advisors LLC's top holdings are iShares Core S&P 500 ETF (NYSE:IVV) , Guggenheim S&P 500 Equal Weight ETF (NYSE:RSP) , iShares Edge MSCI Min Vol USA ETF (BATS:USMV) , Apple, Inc. (NASDAQ:AAPL) , and iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) . Cetera Advisors LLC's new positions include PowerShares S&P 500 High Quality Portfolio (NYSE:SPHQ) , First Trust Exchange-Traded Fund (NASDAQ:QQXT) , SPDR Invstmnt Grd Float Rate ETF (NYSE:FLRN) , John Hancock Multifactor Mid Cap ETF (NYSE:JHMM) , and First Trust Enhanced Short Maturity ETF (NASDAQ:FTSM) .


All Cetera Advisors LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 16, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR XIAFX / Aberdeen Australia Equity Fund, 6.13 10,120 62
2017‑09‑30 13F-HR AGN / Allergan plc 204.21 1,541 2,659 72.55 1,139 543 -52.33
2017‑09‑30 13F-HR AAU / Almaden Minerals Ltd. 1.21 10,700 10,700 0.00 13 13 0.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 967.16 4,858 4,507 -7.23 4,432 4,359 -1.65
2017‑09‑30 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 103.30 2,633 272
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 149.62 2,493 373
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 191.04 0 2,434 0 465
2017‑09‑30 13F-HR MTCN / ArcelorMittal 25.83 91,190 2,355
2017‑09‑30 13F-HR GYLD / Northern Lights ETF Trust 18.16 15,305 278
2017‑09‑30 13F-HR BLDP / Ballard Power Systems, Inc. 4.63 10,790 50
2017‑09‑30 13F-HR BAX / Baxter International, Inc. 62.26 4,877 4,658 -4.49 294 290 -1.36
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 195.48 9,724 1,724 -82.27 1,897 337 -82.24
2017‑09‑30 13F-HR BIOC / Biocept, Inc. 1.17 10,250 12
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.36 18,449 431
2017‑09‑30 13F-HR ADRE / BLDRS Index Funds Trust 42.20 18,059 762
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 57.00 7,737 7,053 -8.84 498 402 -19.28
2017‑09‑30 13F-HR CM / Canadian Imperial Bank of Commerce, (Toronto, ON) 87.96 5,090 4,900 -3.73 407 431 5.90
2017‑09‑30 13F-HR CC / Chemours Company (The) 50.82 4,014 204
2017‑09‑30 13F-HR CTAS / Cintas Corp. 142.62 0 1,788 0 255
2017‑09‑30 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.22 13,599 343
2017‑09‑30 13F-HR BSCL / Guggenheim BulletShares 2021 Corporate Bond ETF 21.41 21,250 455
2017‑09‑30 13F-HR CGNX / Cognex Corp. 110.05 2,508 276
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.86 15,610 17,044 9.19 469 509 8.53
2017‑09‑30 13F-HR CVS / CVS Health Corporation 80.62 19,483 18,692 -4.06 1,559 1,507 -3.34
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Put 1.25 1,600 2
2017‑09‑30 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 9.05 25,075 227
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.17 36,533 2,527
2017‑09‑30 13F-HR EV / Eaton Vance Corp. 15.24 10,564 10,564 0.00 161 161 0.00
2017‑09‑30 13F-HR EBF / Ennis, Inc. 19.72 10,750 10,750 0.00 205 212 3.41
2017‑09‑30 13F-HR EVR / Evercore Partners, Inc. 79.79 2,983 238
2017‑09‑30 13F-HR FIRST TR ENHANCED EQTY INC F / (337318109) 15.03 13,109 197
2017‑09‑30 13F-HR QQXT / First Trust Exchange-Traded Fund 46.84 77,907 3,649
2017‑09‑30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 28.54 8,969 256
2017‑09‑30 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 53.90 9,777 527
2017‑09‑30 13F-HR FAD / First Trust Multi Capital Growth AlphaDEX Fund 61.47 3,351 206
2017‑09‑30 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 13.37 35,147 470
2017‑09‑30 13F-HR PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. 12.32 12,585 12,585 0.00 160 155 -3.12
2017‑09‑30 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.20 21,249 153
2017‑09‑30 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.66 88,508 53,503 -39.55 497 303 -39.03
2017‑09‑30 13F-HR GM / General Motors Company 39.88 80,298 72,072 -10.24 2,776 2,874 3.53
2017‑09‑30 13F-HR SIL / Global X Funds 32.55 6,138 6,145 0.11 211 200 -5.21
2017‑09‑30 13F-HR GRAMERCY PPTY TR / (385002308) 30.21 23,665 715
2017‑09‑30 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.81 62,000 27,000 -56.45 103 49 -52.43
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 148.20 4,197 4,143 -1.29 601 614 2.16
2017‑09‑30 13F-HR QAI / IndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF 29.89 44,324 1,325
2017‑09‑30 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 58.21 49,665 57,360 15.49 2,755 3,339 21.20
2017‑09‑30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.72 4,830 245
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 32.47 44,096 51,131 15.95 1,380 1,660 20.29
2017‑09‑30 13F-HR IJH / iShares Core S&P MidCap ETF 179.10 112,954 111,325 -1.44 19,655 19,938 1.44
2017‑09‑30 13F-HR IUSG / iShares Core Russell U.S. Growth 50.58 23,865 23,706 -0.67 1,150 1,199 4.26
2017‑09‑30 13F-HR IUSV / iShares Core Russell U.S. Value 52.21 6,857 358
2017‑09‑30 13F-HR VLUE / iShares MSCI USA Value Factor ETF 77.57 4,538 352
2017‑09‑30 13F-HR IXC / iShares Global Energy ETF 34.03 0 16,399 0 558
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.24 65,726 66,321 0.91 7,923 8,041 1.49
2017‑09‑30 13F-HR EIRL / iShares MSCI Ireland Capped ETF 47.15 4,701 4,475 -4.81 207 211 1.93
2017‑09‑30 13F-HR JKG / iShares Morningstar Mid-Cap ETF 175.15 18,340 18,693 1.92 3,105 3,274 5.44
2017‑09‑30 13F-HR REM / iShares Mortgage Real Estate Capped ETF 46.81 29,778 1,394
2017‑09‑30 13F-HR LRGF / iShares FactorSelect MSCI USA ETF 30.02 53,098 1,594
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.40 25,690 25,547 -0.56 4,938 5,043 2.13
2017‑09‑30 13F-HR CRED / iShares US Credit Bond ETF Trdng 112.45 21,129 2,376
2017‑09‑30 13F-HR GOVT / iShares U.S. Treasury Bond ETF 25.20 73,230 72,531 -0.95 1,846 1,828 -0.98
2017‑09‑30 13F-HR FIBR / iShares Edge U.S. Fixed Income Balanced Risk ETF 101.06 3,483 352
2017‑09‑30 13F-HR JPUS / JPMorgan Diversified Return U.S. Equity ETF 67.20 19,672 1,322
2017‑09‑30 13F-HR JHMM / John Hancock Multifactor Mid Cap ETF 32.27 87,413 2,821
2017‑09‑30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 28.34 15,300 10,833 -29.20 456 307 -32.68
2017‑09‑30 13F-HR KWEB / KraneShares CSI China Internet ETF 56.71 5,255 298
2017‑09‑30 13F-HR DW / Drew Industries, Inc. 116.78 2,586 302
2017‑09‑30 13F-HR LLY / Eli Lilly & Co. 85.62 11,806 11,563 -2.06 967 990 2.38
2017‑09‑30 13F-HR MBUU / Malibu Boats, Inc. 31.71 17,000 539
2017‑09‑30 13F-HR MMS / MAXIMUS, Inc. 64.83 4,242 275
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 7.97 14,425 115
2017‑09‑30 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.90 45,759 682
2017‑09‑30 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 10.31 24,450 252
2017‑09‑30 13F-HR OEC / Orion Engineered Carbons S.A. 22.26 15,900 354
2017‑09‑30 13F-HR PRGO / Perrigo Company plc 84.07 4,734 398
2017‑09‑30 13F-HR PYN / PIMCO New York Municipal Income Fund III 9.99 27,151 27,435 1.05 266 274 3.01
2017‑09‑30 13F-HR PLUG / Plug Power, Inc. 2.60 26,200 68
2017‑09‑30 13F-HR XRLV / PwShs S&P 500 ex-Rt 31.55 49,640 1,566
2017‑09‑30 13F-HR SMDV / ProShares Russell 2000 Dividend Growers ETF 55.90 5,313 297
2017‑09‑30 13F-HR 74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15 68,990 466 933 100.21
2017‑09‑30 13F-HR RIVERNORTH DOUBLELINE STRATE / (76882G107) 19.11 37,575 718
2017‑09‑30 13F-HR RZV / Guggenheim S&P Smallcap 600 Pure Value ETF 70.26 12,013 844
2017‑09‑30 13F-HR SMG / Scotts Miracle-Gro Company (The) 97.09 2,786 19,466 598.71 247 1,890 665.18
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.98 138,846 136,115 -1.97 7,638 7,348 -3.80
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 146,101 219,076 49.95 3,608 5,665 57.01
2017‑09‑30 13F-HR SODA / SodaStream International Ltd. 66.94 4,900 328
2017‑09‑30 13F-HR DWFI / SPDR Series Trust 25.72 50,898 1,309
2017‑09‑30 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.69 112,627 3,457
2017‑09‑30 13F-HR SLY / SPDR S&P 600 Small Cap ETF 130.53 4,454 4,566 2.51 550 596 8.36
2017‑09‑30 13F-HR KCE / SPDR S&P Capital Markets ETF 52.51 46,166 42,526 -7.88 2,266 2,233 -1.46
2017‑09‑30 13F-HR 85571BAC9 / Starwood Property Trust Inc Bond 50
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.52 5,012 5,042 0.60 366 406 10.93
2017‑09‑30 13F-HR UCTT / Ultra Clean Holdings, Inc. 30.19 7,750 234
2017‑09‑30 13F-HR UN / Unilever N.V. 58.90 3,837 226
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 19.22 76,941 1,479
2017‑09‑30 13F-HR VUG / Vanguard Growth ETF 132.70 122,595 125,083 2.03 15,580 16,598 6.53
2017‑09‑30 13F-HR VO / Vanguard Mid-Cap ETF 146.90 26,769 27,025 0.96 3,820 3,970 3.93
2017‑09‑30 13F-HR VBK / Vanguard Small-Cap Growth ETF 152.79 13,750 13,561 -1.37 2,007 2,072 3.24
2017‑09‑30 13F-HR VVI / Viad Corp. 60.81 3,700 225
2017‑09‑30 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.23 347,851 1,818
2017‑09‑30 13F-HR 94733AAA2 / Web.com Group, Inc. Bond 15 15 0.00
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 73.98 3,580 3,609 0.81 247 267 8.10
2017‑09‑30 13F-HR DLN / WisdomTree LargeCap Dividend Fund 87.81 3,140 2,585 -17.68 264 227 -14.02
2017‑09‑30 13F-HR Z / Zillow Group, Inc. Class C 39.69 7,155 284
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.75 4,381 3,990 -8.92 850 797 -6.24
2017‑09‑30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.20 13,365 13,797 3.23 123 127 3.25
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.76 37,060 36,659 -1.08 5,601 6,260 11.77
2017‑09‑30 13F-HR NLY / Annaly Capital Management, Inc. 12.18 541,765 539,862 -0.35 6,522 6,574 0.80
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 32.39 62,515 50,754 -18.81 1,955 1,644 -15.91
2017‑09‑30 13F-HR 74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15 944 22 -97.67
2017‑09‑30 13F-HR CBG / CBRE Group, Inc. 37.97 12,200 11,800 -3.28 444 448 0.90
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. Call 1.00 1,000 1,000 0.00 0 1
2017‑09‑30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 66.21 43,513 43,350 -0.37 2,752 2,870 4.29
2017‑09‑30 13F-HR ENB / Enbridge Inc. 41.79 7,161 6,461 -9.78 288 270 -6.25
2017‑09‑30 13F-HR CSQ / Calamos Strategic Total Return Fund 12.14 24,398 33,851 38.74 288 411 42.71
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.80 5,183 4,609 -11.07 1,146 1,096 -4.36
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. 97.92 2,938 4,085 39.04 300 400 33.33
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 147.92 37,410 38,216 2.15 5,234 5,653 8.01
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.01 15,612 5,924 -62.05 672 237 -64.73
2017‑09‑30 13F-HR JBLU / JetBlue Airways Corp. 18.69 0 10,650 0 199
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 11,345 0 -100.00 714 0 -100.00
2017‑09‑30 13F-HR XXII / 22nd Century Group, Inc. 2.83 25,115 71
2017‑09‑30 13F-HR FAX / Aberdeen Asia-Pacific Prime Income Fund, Inc. 5.07 0 28,004 0 142
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.28 27,615 26,518 -3.97 1,343 1,413 5.21
2017‑09‑30 13F-HR ACN / Accenture plc 135.03 7,321 7,391 0.96 906 998 10.15
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 63.88 5,382 5,260 -2.27 313 336 7.35
2017‑09‑30 13F-HR AGN / Allergan plc 739.13 2,543 1,541 -39.40 615 1,139 85.20
2017‑09‑30 13F-HR ARE / Alexandria Real Estate Equities, Inc. 118.65 6,264 6,650 6.16 759 789 3.95
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 46.98 7,794 4,896 -37.18 394 230 -41.62
2017‑09‑30 13F-HR AADR / AdvisorShares DorseyWrightADR 55.79 9,822 548
2017‑09‑30 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 44.05 38,144 27,739 -27.28 1,632 1,222 -25.12
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 964.23 8,415 8,079 -3.99 8,190 7,790 -4.88
2017‑09‑30 13F-HR AMC / AMC Entertainment Holdings, Inc. 14.71 27,197 27,197 0.00 619 400 -35.38
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.75 2,422 2,223 -8.22 319 304 -4.70
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 85.80 20,423 20,722 1.46 1,591 1,778 11.75
2017‑09‑30 13F-HR ANH / Anworth Mortgage Asset Corp. 6.09 14,620 14,620 0.00 89 89 0.00
2017‑09‑30 13F-HR AHH / Armada Hoffler Properites, Inc. 13.94 21,300 21,800 2.35 272 304 11.76
2017‑09‑30 13F-HR ARCC / Ares Capital Corp. 16.31 29,187 28,876 -1.07 476 471 -1.05
2017‑09‑30 13F-HR T / AT & T, Inc. 39.33 321,648 296,764 -7.74 12,136 11,672 -3.82
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.44 78,290 78,800 0.65 1,889 2,005 6.14
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.61 2,566 2,508 -2.26 459 621 35.29
2017‑09‑30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.00 3,422 3,422 0.00 207 219 5.80
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.11 8,201 8,191 -0.12 418 435 4.07
2017‑09‑30 13F-HR BIIB / Biogen Inc. 313.81 1,026 956 -6.82 281 300 6.76
2017‑09‑30 13F-HR BTI / British American Tobacco p.l.c. 62.16 4,247 264
2017‑09‑30 13F-HR BP / BP Plc 38.46 102,555 89,974 -12.27 3,557 3,460 -2.73
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.51 21,874 21,225 -2.97 4,336 5,402 24.58
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.23 1,577 382
2017‑09‑30 13F-HR CPB / Campbell Soup Co. 46.79 6,505 6,412 -1.43 338 300 -11.24
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.13 12,162 10,344 -14.95 1,302 1,284 -1.38
2017‑09‑30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.91 246,936 238,076 -3.59 1,906 1,883 -1.21
2017‑09‑30 13F-HR CNP / CenterPoint Energy, Inc. 29.19 14,980 15,380 2.67 409 449 9.78
2017‑09‑30 13F-HR CEF / Central Fund of Canada Ltd. 12.62 153,078 151,572 -0.98 1,883 1,913 1.59
2017‑09‑30 13F-HR CERN / Cerner Corp. 70.99 21,385 20,875 -2.38 1,420 1,482 4.37
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. 114.13 2,152 2,462 14.41 234 281 20.09
2017‑09‑30 13F-HR CHD / Church & Dwight Co., Inc. 48.42 24,607 23,318 -5.24 1,278 1,129 -11.66
2017‑09‑30 13F-HR CI / Cigna Corp. 186.91 8,469 8,084 -4.55 1,423 1,511 6.18
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.54 77,481 78,408 1.20 2,417 2,630 8.81
2017‑09‑30 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.69 70,278 1,735
2017‑09‑30 13F-HR BSCJ / Guggenheim BulletShares 2019 Corporate Bond ETF 21.42 18,955 23,248 22.65 405 498 22.96
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.40 10,667 9,310 -12.72 714 674 -5.60
2017‑09‑30 13F-HR BSJO / Guggenheim BulletShares HY 2024 25.90 13,591 352
2017‑09‑30 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.87 76,543 1,904
2017‑09‑30 13F-HR CGW / Claymore Exchange-Traded Fund Trust 2 34.58 8,589 297
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.11 235,782 1,676
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.26 106,551 103,630 -2.74 4,766 4,690 -1.59
2017‑09‑30 13F-HR CME / CME Group, Inc. 135.43 1,938 1,905 -1.70 242 258 6.61
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 72.49 5,628 408
2017‑09‑30 13F-HR CBSHP / Commerce Bancshares, Inc. 57.85 4,786 4,788 0.04 272 277 1.84
2017‑09‑30 13F-HR CLNS / Colony NorthStar, Inc. 12.55 14,916 14,024 -5.98 211 176 -16.59
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.45 43,182 42,652 -1.23 1,685 1,640 -2.67
2017‑09‑30 13F-HR CXP / Columbia Property Trust, Inc. 21.64 19,443 17,464 -10.18 438 378 -13.70
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.81 23,289 23,033 -1.10 1,721 1,677 -2.56
2017‑09‑30 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.54 13,000 13,000 0.00 25 20 -20.00
2017‑09‑30 13F-HR CTO / Consolidated-Tomoka Land Co. 60.64 7,243 7,289 0.64 414 442 6.76
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 163.01 7,303 6,981 -4.41 1,165 1,138 -2.32
2017‑09‑30 13F-HR CSX / CSX Corp. 54.04 5,679 6,125 7.85 309 331 7.12
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.28 6,418 6,380 -0.59 345 308 -10.72
2017‑09‑30 13F-HR EWBC / East West Bancorp, Inc. 59.74 12,862 17,159 33.41 756 1,025 35.58
2017‑09‑30 13F-HR ETN / Eaton Corporation 76.54 0 2,979 0 228
2017‑09‑30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 40.08 5,239 210
2017‑09‑30 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.62 12,402 355
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.24 15,922 15,040 -5.54 1,333 1,267 -4.95
2017‑09‑30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.79 40,490 40,490 0.00 361 356 -1.39
2017‑09‑30 13F-HR ETB / Eaton Vance Tax-Managed Buy-Write Income Fund 16.66 25,367 46,700 84.10 417 778 86.57
2017‑09‑30 13F-HR ENBL / Enable Midstream Partners, LP 16.00 41,500 39,500 -4.82 662 632 -4.53
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.15 24,530 21,592 -11.98 496 392 -20.97
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.83 5,047 4,673 -7.41 670 602 -10.15
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 119.09 5,309 4,064 -23.45 555 484 -12.79
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.02 33,889 33,200 -2.03 918 864 -5.88
2017‑09‑30 13F-HR ESV / Ensco plc 5.77 10,421 10,407 -0.13 52 60 15.38
2017‑09‑30 13F-HR EBTC / Enterprise Bancorp, Inc. 36.30 33,719 33,719 0.00 1,198 1,224 2.17
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 229.78 1,561 1,484 -4.93 397 341 -14.11
2017‑09‑30 13F-HR EQBK / Equity Bancshares, Inc. 35.58 39,184 27,036 -31.00 1,201 962 -19.90
2017‑09‑30 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 38.55 13,074 504
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.91 41,465 494
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.66 16,842 22,888 35.90 607 862 42.01
2017‑09‑30 13F-HR EVOL / Evolving Systems, Inc. 4.94 16,000 16,000 0.00 81 79 -2.47
2017‑09‑30 13F-HR ESRX / Express Scripts Holding Co. 62.73 7,062 6,727 -4.74 450 422 -6.22
2017‑09‑30 13F-HR FDX / FedEx Corp. 224.28 2,209 2,265 2.54 477 508 6.50
2017‑09‑30 13F-HR HTUS / Hull Tactical US ETF 27.58 20,615 18,640 -9.58 562 514 -8.54
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.95 207,350 203,093 -2.05 16,722 16,643 -0.47
2017‑09‑30 13F-HR YYY / Yield Shares High Income ETF 19.85 37,642 38,595 2.53 741 766 3.37
2017‑09‑30 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 39.48 26,642 42,531 59.64 1,011 1,679 66.07
2017‑09‑30 13F-HR FTCS / First Trust Exchange-Traded Fund 47.55 4,711 224
2017‑09‑30 13F-HR TUSA / First Trust Total US Market AlphaDEX ETF 31.09 8,750 272
2017‑09‑30 13F-HR FEP / First Trust Europe AlphaDEX Fund 37.60 13,166 495
2017‑09‑30 13F-HR FVC / First Trust High Income ETF 24.34 55,513 1,351
2017‑09‑30 13F-HR IFV / First Trust High Income ETF 21.37 52,353 1,119
2017‑09‑30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.89 5,223 271
2017‑09‑30 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 50.69 5,761 292
2017‑09‑30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 60.02 43,121 2,588
2017‑09‑30 13F-HR FXH / First Trust Health Care AlphaDEX Fund 67.24 5,397 4,328 -19.81 362 291 -19.61
2017‑09‑30 13F-HR FSLR / First Solar, Inc. 45.84 6,863 7,963 16.03 274 365 33.21
2017‑09‑30 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 40.50 47,535 1,925
2017‑09‑30 13F-HR FAN / First Trust Global Wind Energy ETF 13.08 12,228 160
2017‑09‑30 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 26.14 166,883 151,376 -9.29 4,145 3,957 -4.54
2017‑09‑30 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.27 54,851 49,042 -10.59 1,063 945 -11.10
2017‑09‑30 13F-HR FBT / First Trust NYSE Arca Biotechnology Index Fund 124.21 7,382 6,932 -6.10 841 861 2.38
2017‑09‑30 13F-HR FXL / First Trust Technology AlphaDEX® Fund 48.18 5,823 5,729 -1.61 254 276 8.66
2017‑09‑30 13F-HR FTSL / First Trust Senior Loan Fund ETF 48.26 16,666 16,038 -3.77 808 774 -4.21
2017‑09‑30 13F-HR FIW / First Trust ISE-Water Index Fund 45.41 4,426 201
2017‑09‑30 13F-HR FEI / First Trust MLP and Energy Income Fund 15.39 37,644 46,186 22.69 580 711 22.59
2017‑09‑30 13F-HR QQEW / First Trust NASDAQ-100 Equal Weighted Index Fund 55.47 29,506 25,493 -13.60 1,577 1,414 -10.34
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.10 30,540 25,981 -14.93 858 756 -11.89
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.75 21,446 19,946 -6.99 1,144 1,092 -4.55
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.14 108,830 106,804 -1.86 1,315 1,510 14.83
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 60.96 4,987 304
2017‑09‑30 13F-HR GLOW / Glowpoint, Inc. 0.26 94,020 94,020 0.00 27 24 -11.11
2017‑09‑30 13F-HR GSAT / Globalstar, Inc. 1.65 12,130 12,130 0.00 26 20 -23.08
2017‑09‑30 13F-HR HBI / Hanesbrands, Inc. 24.58 31,219 41,339 32.42 725 1,016 40.14
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.60 9,449 9,270 -1.89 403 432 7.20
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 14.63 25,199 24,808 -1.55 419 363 -13.37
2017‑09‑30 13F-HR IDA / IDACORP, Inc. 88.51 4,891 4,892 0.02 419 433 3.34
2017‑09‑30 13F-HR HRL / Hormel Foods Corp. 31.98 13,563 12,945 -4.56 463 414 -10.58
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.57 21,864 26,466 21.05 3,359 4,329 28.88
2017‑09‑30 13F-HR IBKR / Interactive Brokers Group, Inc. 44.60 5,449 243
2017‑09‑30 13F-HR THM / International Tower Hill Mines Ltd. 0.54 13,075 13,075 0.00 7 7 0.00
2017‑09‑30 13F-HR ISRG / Intuitive Surgical, Inc. 1,045.51 807 769 -4.71 756 804 6.35
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.14 5,372 5,520 2.76 331 343 3.63
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.64 17,272 16,788 -2.80 2,653 2,445 -7.84
2017‑09‑30 13F-HR IIM / Invesco Value Municipal Income Trust 14.86 32,765 35,857 9.44 497 533 7.24
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 68.06 3,312 3,835 15.79 219 261 19.18
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.31 363,633 586,657 61.33 4,334 7,220 66.59
2017‑09‑30 13F-HR AOR / iShares Core Growth Allocation ETF 45.10 14,130 15,677 10.95 615 707 14.96
2017‑09‑30 13F-HR EUFN / iShares MSCI Europe Financials ETF 23.40 9,854 10,854 10.15 215 254 18.14
2017‑09‑30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 54.08 73,749 74,421 0.91 3,709 4,025 8.52
2017‑09‑30 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 123.19 26,631 30,399 14.15 3,287 3,745 13.93
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.58 314,903 325,514 3.37 34,478 35,671 3.46
2017‑09‑30 13F-HR IXG / iShares Global Financials ETF 66.83 17,215 14,260 -17.17 1,087 953 -12.33
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.83 42,552 45,073 5.92 3,766 4,004 6.32
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 71.06 322,112 339,783 5.49 22,315 24,144 8.20
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.47 267,231 201,248 -24.69 17,420 13,780 -20.90
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.77 95,126 101,434 6.63 3,928 4,541 15.61
2017‑09‑30 13F-HR MUB / iShares National Muni Bond ETF 111.06 12,702 11,949 -5.93 1,397 1,327 -5.01
2017‑09‑30 13F-HR KXI / iShares S&P Global Consumer Staples Sector Index Fund 101.88 17,364 1,769
2017‑09‑30 13F-HR EWJ / iShares MSCI Japan ETF 55.24 5,720 316
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.57 132,696 123,003 -7.30 15,447 14,584 -5.59
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 179.18 50,651 51,032 0.75 8,566 9,144 6.75
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.25 24,154 25,284 4.68 3,307 3,622 9.53
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.19 7,015 6,873 -2.02 1,041 1,046 0.48
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 80.10 18,397 24,895 35.32 1,466 1,994 36.02
2017‑09‑30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 177.85 27,526 48,626 76.65 4,338 8,648 99.35
2017‑09‑30 13F-HR ITB / iShares U.S. Home Construction ETF 36.37 0 11,519 0 419
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 171.99 8,536 8,361 -2.05 1,415 1,438 1.63
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.79 17,719 20,179 13.88 1,573 1,933 22.89
2017‑09‑30 13F-HR KSU / Kansas City Southern 108.61 2,219 2,219 0.00 233 241 3.43
2017‑09‑30 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 13.08 20,267 265
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.11 0 11,090 0 223
2017‑09‑30 13F-HR KOPN / Kopin Corp. 4.21 19,000 14,000 -26.32 71 59 -16.90
2017‑09‑30 13F-HR KR / Kroger Co. 19.97 10,285 10,515 2.24 240 210 -12.50
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 80.11 9,799 16,377 67.13 762 1,312 72.18
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV 98.62 0 2,464 0 243
2017‑09‑30 13F-HR VNLA / Janus Short Duration Income ETF 50.33 13,949 702
2017‑09‑30 13F-HR LAD / Lithia Motors, Inc. 120.18 6,387 5,292 -17.14 594 636 7.07
2017‑09‑30 13F-HR LEG / Leggett & Platt, Inc. 47.91 6,020 6,220 3.32 319 298 -6.58
2017‑09‑30 13F-HR MFC / Manulife Financial Corp. 20.41 13,662 13,671 0.07 257 279 8.56
2017‑09‑30 13F-HR MAIN / Main Street Capital Corp. 39.77 29,433 27,887 -5.25 1,132 1,109 -2.03
2017‑09‑30 13F-HR MAS / Masco Corp. 39.46 5,411 5,423 0.22 207 214 3.38
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.00 48,662 48,155 -1.04 3,117 3,082 -1.12
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.77 1,753 1,977 12.78 286 304 6.29
2017‑09‑30 13F-HR MPW / Medical Properties Trust Inc. 13.23 13,335 16,857 26.41 171 223 30.41
2017‑09‑30 13F-HR MDURP / MDU Resources Group, Inc. 26.13 11,227 10,831 -3.53 295 283 -4.07
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.59 29,422 15,812 -46.26 874 626 -28.38
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 51.67 6,000 4,800 -20.00 280 248 -11.43
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 94.59 0 3,309 0 313
2017‑09‑30 13F-HR NAV / Navistar International Corp. 84.69 3,554 301
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.29 4,920 5,037 2.38 263 213 -19.01
2017‑09‑30 13F-HR NYRT / New York REIT, Inc. 7.87 66,501 53,225 -19.96 575 419 -27.13
2017‑09‑30 13F-HR NE / Noble Corporation plc 4.42 13,808 13,808 0.00 51 61 19.61
2017‑09‑30 13F-HR NEV / Nuveen Enhanced Municipal Value Fund 14.76 14,000 17,000 21.43 200 251 25.50
2017‑09‑30 13F-HR NKE / Nike, Inc. 51.85 59,586 57,862 -2.89 3,519 3,000 -14.75
2017‑09‑30 13F-HR NWN / Northwest Natural Gas Co. 64.42 4,113 3,741 -9.04 246 241 -2.03
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.59 5,583 8,783 57.32 269 418 55.39
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.38 22,825 22,825 0.00 478 488 2.09
2017‑09‑30 13F-HR JFR / Nuveen Floating Rate Income Fund 11.79 11,284 11,284 0.00 133 133 0.00
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.00 0 1,606 0 212
2017‑09‑30 13F-HR NUE / Nucor Corp. 56.26 8,477 13,580 60.20 493 764 54.97
2017‑09‑30 13F-HR OMC / Omnicom Group, Inc. 74.72 3,493 261
2017‑09‑30 13F-HR OWE / Obsidian Energy Ltd. 1.06 17,937 17,937 0.00 23 19 -17.39
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.97 23,226 8,504 -63.39 3,351 1,522 -54.58
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.46 32,920 33,325 1.23 1,653 1,615 -2.30
2017‑09‑30 13F-HR ORI / Old Republic International Corp. 19.80 23,352 23,692 1.46 459 469 2.18
2017‑09‑30 13F-HR OHI / Omega HealthCare Investors, Inc. 31.85 28,981 29,167 0.64 954 929 -2.62
2017‑09‑30 13F-HR RDIV / Oppenheimer Ultra Dividend Revenue ETF 34.79 29,293 1,019
2017‑09‑30 13F-HR PDLI / PDL BioPharma, Inc. 3.36 11,000 11,000 0.00 27 37 37.04
2017‑09‑30 13F-HR PGH / Pengrowth Energy Corp. 1.03 2,424,539 2,405,159 -0.80 1,906 2,471 29.64
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.33 26,607 25,877 -2.74 3,080 2,881 -6.46
2017‑09‑30 13F-HR ONVO / Organovo Holdings, Inc. 2.18 14,202 14,202 0.00 37 31 -16.22
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 72.31 3,079 3,084 0.16 204 223 9.31
2017‑09‑30 13F-HR PKG / Packaging Corp. of America 114.29 0 2,170 0 248
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. 3.82 13,163 11,246 -14.56 62 43 -30.65
2017‑09‑30 13F-HR PSX / Phillips 66 91.35 9,626 9,732 1.10 797 889 11.54
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.01 23,478 22,664 -3.47 2,749 2,516 -8.48
2017‑09‑30 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 101.99 21,856 18,060 -17.37 2,227 1,842 -17.29
2017‑09‑30 13F-HR PAA / Plains All American Pipeline, L.P. 21.25 26,374 25,979 -1.50 693 552 -20.35
2017‑09‑30 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 25.52 23,863 609
2017‑09‑30 13F-HR XMLV / PwShs S&P400 LV 44.05 47,088 2,074
2017‑09‑30 13F-HR KBWR / PowerShares KBW Regional Banking Portfolio 55.08 25,710 1,416
2017‑09‑30 13F-HR SPHD / PowerShares S&P 500 High Dividend Portfolio 40.97 114,759 122,051 6.35 4,617 5,001 8.32
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.81 10,707 10,097 -5.70 174 200 14.94
2017‑09‑30 13F-HR DBC / PowerShares DB Commodity Index Tracking Fund 15.28 51,041 10,273 -79.87 735 157 -78.64
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 15.08 106,212 82,848 -22.00 1,607 1,249 -22.28
2017‑09‑30 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 38.75 5,600 217
2017‑09‑30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 52.38 8,401 9,564 13.84 395 501 26.84
2017‑09‑30 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 45.76 164,568 145,507 -11.58 7,353 6,659 -9.44
2017‑09‑30 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 31.15 17,494 545
2017‑09‑30 13F-HR XSLV / PwShs S&P600 LV 45.86 5,779 265
2017‑09‑30 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 37.69 8,567 8,569 0.02 308 323 4.87
2017‑09‑30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.62 18,630 15,564 -16.46 543 461 -15.10
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 125.30 5,146 2,091 -59.37 241 262 8.71
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.86 85,986 88,958 3.46 7,480 8,083 8.06
2017‑09‑30 13F-HR PCEF / PowerShares CEF Income Composite Portfolio ETF 23.80 18,103 20,922 15.57 425 498 17.18
2017‑09‑30 13F-HR KBWY / PowerShares KBW Premium Yield Equity REIT Portfolio 37.31 11,711 12,008 2.54 434 448 3.23
2017‑09‑30 13F-HR UUP / PowerShares DB US Dollar Index Trust 24.63 8,200 8,200 0.00 203 202 -0.49
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.56 211,935 202,508 -4.45 29,195 29,477 0.97
2017‑09‑30 13F-HR SPHQ / PowerShares S&P 500 High Quality Portfolio 28.78 320,499 9,225
2017‑09‑30 13F-HR PZI / PowerShares Exchange-Trade Fund Trust 19.22 17,952 345
2017‑09‑30 13F-HR PIZ / PowerShares Exchange-Traded Fund Trust II 27.06 69,143 1,871
2017‑09‑30 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 24.20 16,490 399
2017‑09‑30 13F-HR TROW / Price (T.) Rowe Group, Inc. 90.42 17,736 6,326 -64.33 1,317 572 -56.57
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.79 94,994 93,909 -1.14 5,239 4,864 -7.16
2017‑09‑30 13F-HR RAS / RAIT Financial Trust 0.69 620,031 604,320 -2.53 1,348 418 -68.99
2017‑09‑30 13F-HR O / Realty Income Corp. 57.30 38,753 35,741 -7.77 2,148 2,048 -4.66
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.58 4,183 5,724 36.84 672 1,068 58.93
2017‑09‑30 13F-HR SH / ProShares Short S&P500 32.23 13,404 432
2017‑09‑30 13F-HR REGL / ProShares S&P MidCap 400 Dividend Aristocrats ETF 52.01 4,518 235
2017‑09‑30 13F-HR RSG / Republic Services, Inc. 66.29 3,300 3,500 6.06 211 232 9.95
2017‑09‑30 13F-HR RDS.B / Royal Dutch Shell Plc 62.65 75,627 73,549 -2.75 4,102 4,608 12.34
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.95 2,612 2,520 -3.52 273 330 20.88
2017‑09‑30 13F-HR ROK / Rockwell Automation, Inc. 178.83 3,161 3,098 -1.99 511 554 8.41
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 81.22 2,524 205
2017‑09‑30 13F-HR EWMC / Guggenheim S&P MidCap 400 Equal Weight ETF 61.40 6,515 400
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.94 21,160 29,074 37.40 505 638 26.34
2017‑09‑30 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 95.55 513,012 530,819 3.47 47,540 50,722 6.69
2017‑09‑30 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 100.33 3,054 2,432 -20.37 287 244 -14.98
2017‑09‑30 13F-HR SHLM / Schulman (A.), Inc. 34.21 11,400 11,400 0.00 365 390 6.85
2017‑09‑30 13F-HR SCHF / Schwab International Equity ETF 33.48 116,984 118,203 1.04 3,717 3,958 6.48
2017‑09‑30 13F-HR SCHD / Schwab US Dividend Equity ETF 46.82 11,815 11,255 -4.74 543 527 -2.95
2017‑09‑30 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.93 80,068 78,397 -2.09 4,321 4,228 -2.15
2017‑09‑30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 50.79 4,783 5,729 19.78 231 291 25.97
2017‑09‑30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 67.32 3,616 3,654 1.05 230 246 6.96
2017‑09‑30 13F-HR SBNB / Scorpio Tankers Inc. 3.40 137,660 135,199 -1.79 548 460 -16.06
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.56 16,045 28,496 77.60 1,276 2,324 82.13
2017‑09‑30 13F-HR SRE / Sempra Energy 114.14 8,704 7,438 -14.55 983 849 -13.63
2017‑09‑30 13F-HR SENS / Senseonics Holdings, Inc. 3.19 27,800 29,800 7.19 50 95 90.00
2017‑09‑30 13F-HR SNH / Senior Housing Properties Trust 19.47 9,977 13,047 30.77 205 254 23.90
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 358.88 0 8,535 0 3,063
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.73 17,855 18,155 1.68 96 104 8.33
2017‑09‑30 13F-HR SHOP / Shopify Inc. 116.31 8,650 9,260 7.05 755 1,077 42.65
2017‑09‑30 13F-HR EDIV / SPDR S&P Emerging Markets Dividend ETF 30.39 8,127 247
2017‑09‑30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.77 29,012 14,826 -48.90 1,033 560 -45.79
2017‑09‑30 13F-HR SLRC / Solar Capital Ltd. 21.61 30,750 29,750 -3.25 673 643 -4.46
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 104.95 5,875 4,726 -19.56 698 496 -28.94
2017‑09‑30 13F-HR SUNS / Solar Senior Capital Ltd. 17.17 14,500 14,500 0.00 241 249 3.32
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.25 34,106 34,869 2.24 4,029 4,228 4.94
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.42 160,863 128,293 -20.25 38,910 32,256 -17.10
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.58 17,327 19,679 13.57 306 287 -6.21
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41.12 34,783 33,540 -3.57 1,348 1,379 2.30
2017‑09‑30 13F-HR SNA / Snap-On Inc. 149.11 2,902 2,857 -1.55 461 426 -7.59
2017‑09‑30 13F-HR XAR / SPDR S&P Aerospace & Defense ETF 79.78 9,223 9,238 0.16 646 737 14.09
2017‑09‑30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 28.05 170,226 170,990 0.45 4,776 4,796 0.42
2017‑09‑30 13F-HR LGLV / SPDR Russell 1000 Low Volatility ETF 88.53 15,000 1,328
2017‑09‑30 13F-HR SMLV / SPDR Russell 2000 Low Volatility ETF 95.69 4,682 448
2017‑09‑30 13F-HR MDYG / SPDR S&P 400 Mid Cap Growth ETF 147.93 13,906 13,236 -4.82 1,985 1,958 -1.36
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.64 2,499 2,506 0.28 351 380 8.26
2017‑09‑30 13F-HR TOTL / SPDR Doubleline Total Return Tactical ETF 49.19 39,507 41,692 5.53 1,941 2,051 5.67
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.28 0 6,243 0 214
2017‑09‑30 13F-HR SYK / Stryker Corp. 141.60 3,281 3,298 0.52 456 467 2.41
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.87 32,696 30,553 -6.55 1,909 1,646 -13.78
2017‑09‑30 13F-HR STM / STMicroelectronics N.V. 19.46 10,840 53,484 393.39 156 1,041 567.31
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.44 4,141 4,399 6.23 1,495 1,502 0.47
2017‑09‑30 13F-HR TGP / Teekay LNG Partners L.P. 17.87 68,761 67,389 -2.00 1,073 1,204 12.21
2017‑09‑30 13F-HR TGT / Target Corp. 59.21 12,885 12,869 -0.12 673 762 13.22
2017‑09‑30 13F-HR TOT / Total S.A. 53.29 54,879 41,375 -24.61 2,717 2,205 -18.84
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 120.92 0 1,778 0 215
2017‑09‑30 13F-HR TTD / Trade Desk, Inc. 61.77 15,990 3,675 -77.02 800 227 -71.62
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 101.81 4,705 4,420 -6.06 472 450 -4.66
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 73.52 11,446 11,180 -2.32 822 822 0.00
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.98 0 14,726 0 250
2017‑09‑30 13F-HR RIG / Transocean, Inc. 10.73 158,410 156,856 -0.98 1,302 1,683 29.26
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 63.00 7,460 7,445 -0.20 400 469 17.25
2017‑09‑30 13F-HR NTG / Tortoise MLP Fund, Inc. 18.08 23,029 25,279 9.77 442 457 3.39
2017‑09‑30 13F-HR OLED / Universal Display Corp. 129.31 1,771 229
2017‑09‑30 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.87 8,001 239
2017‑09‑30 13F-HR VFC / V.F. Corp. 63.44 4,981 4,981 0.00 288 316 9.72
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 116.00 10,856 9,879 -9.00 1,183 1,146 -3.13
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 8.70 11,268 11,268 0.00 122 98 -19.67
2017‑09‑30 13F-HR UBSI / United Bankshares, Inc. 36.95 10,250 9,500 -7.32 408 351 -13.97
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 120.13 14,249 15,017 5.39 1,582 1,804 14.03
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 77.12 7,781 9,388 20.65 522 724 38.70
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.71 13,285 13,034 -1.89 690 700 1.45
2017‑09‑30 13F-HR IVOO / Vanguard S&P Mid-Cap 400 ETF 120.78 14,191 14,291 0.70 1,667 1,726 3.54
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.67 28,689 29,247 1.94 2,288 2,330 1.84
2017‑09‑30 13F-HR VOOG / Vanguard S&P 500 Growth ETF 128.67 17,020 17,020 0.00 2,090 2,190 4.78
2017‑09‑30 13F-HR VIOO / Vanguard S&P Small-Cap 600 ETF 135.44 22,833 23,663 3.64 2,928 3,205 9.46
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 54.59 45,314 46,128 1.80 2,469 2,518 1.98
2017‑09‑30 13F-HR VOT / Vanguard Mid-Cap Growth ETF 121.10 16,227 26,838 65.39 1,913 3,250 69.89
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.53 105,878 107,951 1.96 13,170 13,983 6.17
2017‑09‑30 13F-HR VGK / Vanguard FTSE Europe ETF 58.33 83,706 83,947 0.29 4,621 4,897 5.97
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.55 100,570 207,899 106.72 4,103 9,055 120.69
2017‑09‑30 13F-HR VTEB / Vanguard Tax-Exempt Bond ETF 51.61 16,009 15,500 -3.18 823 800 -2.79
2017‑09‑30 13F-HR VTWO / Vanguard Russell 2000 ETF 118.88 3,678 3,718 1.09 416 442 6.25
2017‑09‑30 13F-HR VTWV / Vanguard Russell 2000 Value ETF 107.71 3,565 3,556 -0.25 367 383 4.36
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.14 42,669 67,581 58.38 3,418 5,416 58.46
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.33 7,111 3,199 -55.01 483 225 -53.42
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 115.24 18,313 18,483 0.93 1,977 2,130 7.74
2017‑09‑30 13F-HR VONV / Vanguard Russell 1000 Value ETF 103.65 78,702 76,865 -2.33 7,966 7,967 0.01
2017‑09‑30 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.46 87,032 85,488 -1.77 4,284 4,228 -1.31
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.49 60,734 55,489 -8.64 5,629 5,243 -6.86
2017‑09‑30 13F-HR VCR / Vanguard Consumer Discretionary ETF 143.99 2,803 2,764 -1.39 398 398 0.00
2017‑09‑30 13F-HR VDC / Vanguard Consumer Staples ETF 138.75 12,700 13,023 2.54 1,791 1,807 0.89
2017‑09‑30 13F-HR VFH / Vanguard Financials ETF 65.64 34,259 34,809 1.61 2,145 2,285 6.53
2017‑09‑30 13F-HR VHT / Vanguard Health Care ETF 152.22 29,953 33,951 13.35 4,413 5,168 17.11
2017‑09‑30 13F-HR VXUS / Vanguard Total International Stock ETF 54.53 15,432 17,824 15.50 805 972 20.75
2017‑09‑30 13F-HR MGV / Vanguard Mega Cap 300 Value ETF 71.73 7,324 6,371 -13.01 508 457 -10.04
2017‑09‑30 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 8.16 10,906 89
2017‑09‑30 13F-HR VGT / Vanguard Information Technology ETF 152.16 3,348 3,503 4.63 470 533 13.40
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.45 50,586 14,341 -71.65 1,456 408 -71.98
2017‑09‑30 13F-HR VTR / Ventas, Inc. 64.76 8,523 6,439 -24.45 593 417 -29.68
2017‑09‑30 13F-HR V / Visa, Inc. 105.44 26,857 24,204 -9.88 2,517 2,552 1.39
2017‑09‑30 13F-HR VPU / Vanguard Utilities ETF 117.20 10,764 5,691 -47.13 1,237 667 -46.08
2017‑09‑30 13F-HR WPC / W.P. Carey Inc. 66.79 12,244 12,293 0.40 803 821 2.24
2017‑09‑30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 64.76 62,238 61,764 -0.76 3,866 4,000 3.47
2017‑09‑30 13F-HR WMC / Western Asset Mortgage Capital Corp 10.49 21,681 20,973 -3.27 223 220 -1.35
2017‑09‑30 13F-HR WBS / Webster Financial Corp. 52.52 22,893 22,695 -0.86 1,193 1,192 -0.08
2017‑09‑30 13F-HR DEM / WisdomTree Emerging Markets Equity Income Fund 43.03 54,977 55,287 0.56 2,248 2,379 5.83
2017‑09‑30 13F-HR WAFD / Washington Federal, Inc. 33.64 43,280 43,280 0.00 1,437 1,456 1.32
2017‑09‑30 13F-HR XERHX / Wells Fargo Advantage Utilities 12.92 18,660 18,660 0.00 241 241 0.00
2017‑09‑30 13F-HR WEC / WEC Energy Group, Inc. 63.03 5,065 4,252 -16.05 312 268 -14.10
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.20 17,666 17,877 1.19 1,293 1,398 8.12
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.33 38,540 38,078 -1.20 2,140 2,107 -1.54
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.28 9,392 8,057 -14.21 286 244 -14.69
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.03 11,715 10,580 -9.69 389 360 -7.46
2017‑09‑30 13F-HR XEL / Xcel Energy, Inc. 47.10 11,997 11,465 -4.43 550 540 -1.82
2017‑09‑30 13F-HR DON / WisdomTree MidCap Dividend Fund 99.80 18,915 19,408 2.61 1,851 1,937 4.65
2017‑09‑30 13F-HR DES / WisdomTree SmallCap Dividend Fund 83.62 3,946 3,540 -10.29 318 296 -6.92
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 73.42 19,216 17,693 -7.93 1,413 1,299 -8.07
2017‑09‑30 13F-HR XHR / Xenia Hotels & Resorts Inc. 21.07 60,293 54,763 -9.17 1,164 1,154 -0.86
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.76 95,828 96,874 1.09 3,139 3,270 4.17
2017‑09‑30 13F-HR AMRN / Amarin Corp. Plc 3.52 12,020 12,220 1.66 48 43 -10.42
2017‑09‑30 13F-HR DEO / Diageo plc 132.89 2,088 1,964 -5.94 250 261 4.40
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 977.55 7,772 7,571 -2.59 7,244 7,401 2.17
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.48 3,817 3,795 -0.58 1,215 1,239 1.98
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.79 112,670 110,869 -1.60 6,182 6,296 1.84
2017‑09‑30 13F-HR SWHC / Smith & Wesson Holding Corp. 15.54 48,293 30,494 -36.86 1,070 474 -55.70
2017‑09‑30 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 20.08 15,737 15,737 0.00 309 316 2.27
2017‑09‑30 13F-HR TRV / Travelers Companies, Inc. (The) 122.85 8,892 7,904 -11.11 1,123 971 -13.54
2017‑09‑30 13F-HR MMM / 3M Co. 209.87 32,202 32,801 1.86 6,703 6,884 2.70
2017‑09‑30 13F-HR PTMC / Pacer Trendpilot 450 ETF 29.77 7,220 7,020 -2.77 206 209 1.46
2017‑09‑30 13F-HR AOM / iShares Core Moderate Allocation ETF 37.79 16,125 18,605 15.38 600 703 17.17
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 63.02 11,396 11,155 -2.11 682 703 3.08
2017‑09‑30 13F-HR HCN / Welltower Inc. 70.46 33,569 28,355 -15.53 2,511 1,998 -20.43
2017‑09‑30 13F-HR ED / Consolidated Edison, Inc. 80.24 10,259 9,447 -7.92 825 758 -8.12
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.18 10,913 10,221 -6.34 403 380 -5.71
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.28 39,215 37,946 -3.24 4,129 3,995 -3.25
2017‑09‑30 13F-HR SYY / SYSCO Corp. 53.91 16,644 12,761 -23.33 844 688 -18.48
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.88 7,754 7,564 -2.45 654 642 -1.83
2017‑09‑30 13F-HR HII / Huntington Ingalls Industries, Inc. 226.86 1,506 1,221 -18.92 281 277 -1.42
2017‑09‑30 13F-HR DTE / DTE Energy Co. 107.45 2,393 2,243 -6.27 254 241 -5.12
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 64.45 0 3,274 0 211
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.14 23,831 24,802 4.07 661 698 5.60
2017‑09‑30 13F-HR AUO / AU Optronics Corp. 4.07 15,000 15,000 0.00 68 61 -10.29
2017‑09‑30 13F-HR INTC / Intel Corp. 38.15 133,829 128,147 -4.25 4,497 4,889 8.72
2017‑09‑30 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 13.97 121,580 88,301 -27.37 1,683 1,234 -26.68
2017‑09‑30 13F-HR SCHP / Schwab U.S. TIPS ETF 55.28 12,869 13,279 3.19 708 734 3.67
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 32.65 6,647 6,647 0.00 213 217 1.88
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.31 29,915 27,805 -7.05 579 537 -7.25
2017‑09‑30 13F-HR HTGC / Hercules Capital, Inc. 12.93 10,291 11,141 8.26 138 144 4.35
2017‑09‑30 13F-HR PTLC / Pacer Trendpilot 750 ETF 27.21 17,479 15,325 -12.32 455 417 -8.35
2017‑09‑30 13F-HR BBT / BB&T Corp. 47.14 5,636 5,643 0.12 257 266 3.50
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.72 8,430 8,436 0.07 1,280 1,339 4.61
2017‑09‑30 13F-HR NFG / National Fuel Gas Co. 56.42 4,605 6,026 30.86 260 340 30.77
2017‑09‑30 13F-HR HACK / PureFunds ISE Cyber Security ETF 30.20 11,615 6,655 -42.70 350 201 -42.57
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 68.98 92,748 84,630 -8.75 6,284 5,838 -7.10
2017‑09‑30 13F-HR USMV / iShares Edge MSCI Min Vol USA ETF 50.34 812,473 822,778 1.27 39,766 41,419 4.16
2017‑09‑30 13F-HR YUMC / Yum China Holdings, Inc. 40.08 14,295 14,322 0.19 569 574 0.88
2017‑09‑30 13F-HR MGK / Vanguard Mega Cap 300 Growth ETF 104.23 6,538 5,929 -9.31 659 618 -6.22
2017‑09‑30 13F-HR ADM / Archer-Daniels-Midland Co. 42.59 6,713 6,927 3.19 278 295 6.12
2017‑09‑30 13F-HR VTWG / Vanguard Russell 2000 Growth ETF 130.35 2,109 2,102 -0.33 257 274 6.61
2017‑09‑30 13F-HR CNS / Cohen & Steers Inc. 21.21 11,804 10,230 -13.33 245 217 -11.43
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.28 14,618 15,290 4.60 179 203 13.41
2017‑09‑30 13F-HR CB / Chubb Ltd 143.28 2,758 3,406 23.50 401 488 21.70
2017‑09‑30 13F-HR BSCK / Guggenheim BulletShares 2020 Corporate Bond ETF 21.54 23,792 25,668 7.89 510 553 8.43
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.35 208,746 250,907 20.20 8,635 10,878 25.98
2017‑09‑30 13F-HR PSA / Public Storage 214.24 3,100 3,104 0.13 646 665 2.94
2017‑09‑30 13F-HR IOO / iShares Global 100 ETF 88.57 3,333 3,568 7.05 279 316 13.26
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.14 92,216 87,245 -5.39 5,031 5,160 2.56
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.14 270,310 270,253 -0.02 16,460 17,333 5.30
2017‑09‑30 13F-HR CYBR / CyberArk Software Ltd. 41.14 5,821 30,215 419.07 286 1,243 334.62
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 61.74 4,367 4,940 13.12 260 305 17.31
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.38 18,501 17,004 -8.09 2,249 1,979 -12.01
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.47 73,252 63,105 -13.85 4,745 4,321 -8.94
2017‑09‑30 13F-HR EIX / Edison International 77.19 5,417 5,817 7.38 425 449 5.65
2017‑09‑30 13F-HR JONE / Jones Energy, Inc. 1.92 65,606 65,606 0.00 104 126 21.15
2017‑09‑30 13F-HR LEA / Lear Corp. 173.42 3,950 3,950 0.00 562 685 21.89
2017‑09‑30 13F-HR EZM / WisdomTree MidCap Earnings Fund 37.23 24,873 24,873 0.00 887 926 4.40
2017‑09‑30 13F-HR HTA / Healthcare Trust of America, Inc. 29.73 18,698 21,088 12.78 582 627 7.73
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.48 150,554 132,048 -12.29 6,693 6,534 -2.38
2017‑09‑30 13F-HR ES / Eversource Energy 60.10 6,657 6,656 -0.02 401 400 -0.25
2017‑09‑30 13F-HR F / Ford Motor Co. 11.95 231,185 243,547 5.35 2,577 2,911 12.96
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.72 11,896 12,255 3.02 1,665 1,798 7.99
2017‑09‑30 13F-HR IWS / iShares Russell Mid-Cap Value ETF 85.15 19,722 20,622 4.56 1,657 1,756 5.97
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.73 12,542 11,440 -8.79 539 466 -13.54
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.63 66,601 63,820 -4.18 7,552 7,252 -3.97
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.49 44,048 36,402 -17.36 3,964 3,294 -16.90
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.58 24,855 23,526 -5.35 3,229 3,425 6.07
2017‑09‑30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.44 20,109 20,122 0.06 188 190 1.06
2017‑09‑30 13F-HR DRI / Darden Restaurants, Inc. 78.86 3,859 2,663 -30.99 349 210 -39.83
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 120.10 8,930 8,826 -1.16 1,121 1,060 -5.44
2017‑09‑30 13F-HR IGE / iShares S&P North American Natural Resources Sector Index Fund 33.85 14,743 13,739 -6.81 460 465 1.09
2017‑09‑30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 59.38 27,471 22,181 -19.26 1,588 1,317 -17.07
2017‑09‑30 13F-HR BRK.A / Berkshire Hathaway, Inc. 275,000.00 3 3 0.00 765 825 7.84
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.31 5,048 5,271 4.42 278 281 1.08
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 118.37 15,304 11,540 -24.59 1,978 1,366 -30.94
2017‑09‑30 13F-HR PCG / PG&E Corp. 68.10 15,180 15,214 0.22 1,008 1,036 2.78
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 133.86 1,899 2,921 53.82 236 391 65.68
2017‑09‑30 13F-HR KEY / KeyCorp 18.65 14,144 14,157 0.09 263 264 0.38
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.13 87,623 83,793 -4.37 1,476 1,435 -2.78
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.83 3,723 4,999 34.27 600 844 40.67
2017‑09‑30 13F-HR MCY / Mercury General Corp. 56.41 4,880 4,680 -4.10 263 264 0.38
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.80 64,815 62,537 -3.51 6,749 7,367 9.16
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.16 35,516 33,377 -6.02 2,428 2,375 -2.18
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 53.24 8,379 20,137 140.33 434 1,072 147.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 140.65 1,521 1,422 -6.51 201 200 -0.50
2017‑09‑30 13F-HR WBII / WBI Tactical Income Shares 25.39 24,733 22,374 -9.54 626 568 -9.27
2017‑09‑30 13F-HR ESS / Essex Property Trust, Inc. 254.71 2,603 2,603 0.00 665 663 -0.30
2017‑09‑30 13F-HR MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund 13.60 16,680 17,280 3.60 218 235 7.80
2017‑09‑30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.87 14,194 14,194 0.00 211 211 0.00
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.07 9,745 10,485 7.59 1,404 1,563 11.32
2017‑09‑30 13F-HR PHK / PIMCO High Income Fund 8.31 12,399 12,399 0.00 108 103 -4.63
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.12 20,636 21,676 5.04 368 371 0.82
2017‑09‑30 13F-HR SLYG / SPDR S&P 600 Small Cap Growth ETF 227.93 11,934 11,644 -2.43 2,574 2,654 3.11
2017‑09‑30 13F-HR CNI / Canadian National Railway Co. 83.53 7,970 7,877 -1.17 650 658 1.23
2017‑09‑30 13F-HR GPC / Genuine Parts Co. 95.29 10,601 6,916 -34.76 986 659 -33.16
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 93.01 2,974 2,774 -6.72 257 258 0.39
2017‑09‑30 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.74 12,403 12,426 0.19 1,143 1,140 -0.26
2017‑09‑30 13F-HR TXMD / TherapeuticsMD, Inc. 5.27 40,800 42,700 4.66 214 225 5.14
2017‑09‑30 13F-HR CLX / Clorox Company (The) 131.95 4,472 4,426 -1.03 595 584 -1.85
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.37 14,347 12,447 -13.24 297 266 -10.44
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.57 7,738 6,967 -9.96 411 422 2.68
2017‑09‑30 13F-HR APU / AmeriGas Partners, L.P. 44.59 17,104 16,933 -1.00 773 755 -2.33
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.27 77,561 77,835 0.35 5,352 5,781 8.02
2017‑09‑30 13F-HR NEAR / iShares Short Maturity Bond ETF 50.15 13,002 19,081 46.75 652 957 46.78
2017‑09‑30 13F-HR WRK / Westrock Company 56.67 11,955 11,805 -1.25 676 669 -1.04
2017‑09‑30 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 106.49 56,728 57,769 1.84 6,045 6,152 1.77
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.85 34,072 29,694 -12.85 836 738 -11.72
2017‑09‑30 13F-HR TDY / Teledyne Technologies Inc. 159.01 2,115 2,069 -2.17 270 329 21.85
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.44 8,856 6,370 -28.07 344 213 -38.08
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.05 16,346 18,062 10.50 569 597 4.92
2017‑09‑30 13F-HR GNL / Global Net Lease Inc. 21.94 126,484 124,648 -1.45 2,815 2,735 -2.84
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 10.16 23,141 22,441 -3.02 224 228 1.79
2017‑09‑30 13F-HR NAT / Nordic American Tankers Ltd 5.31 14,400 11,300 -21.53 92 60 -34.78
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.69 61,722 58,021 -6.00 6,562 5,726 -12.74
2017‑09‑30 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.74 22,809 26,128 14.55 455 542 19.12
2017‑09‑30 13F-HR VAW / Vanguard Materials ETF 128.44 13,835 13,734 -0.73 1,673 1,764 5.44
2017‑09‑30 13F-HR RWO / SPDR Dow Jones Global Real Estate ETF 47.71 9,126 9,474 3.81 436 452 3.67
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.74 119,542 125,382 4.89 5,988 6,613 10.44
2017‑09‑30 13F-HR MBB / iShares MBS ETF 107.19 22,510 23,165 2.91 2,403 2,483 3.33
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.26 278,246 259,510 -6.73 33,126 32,505 -1.87
2017‑09‑30 13F-HR MAR / Marriott International, Inc. 109.91 2,582 2,584 0.08 259 284 9.65
2017‑09‑30 13F-HR VOO / Vanguard S&P 500 ETF 230.84 49,466 50,499 2.09 10,980 11,657 6.17
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 76.92 6,072 6,240 2.77 449 480 6.90
2017‑09‑30 13F-HR ALK / Alaska Air Group, Inc. 76.95 2,670 2,690 0.75 240 207 -13.75
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.25 7,869 20,614 161.96 802 2,149 167.96
2017‑09‑30 13F-HR JKL / iShares Morningstar Small-Cap Value ETF 146.97 2,273 2,327 2.38 318 342 7.55
2017‑09‑30 13F-HR IYK / iShares U.S. Consumer Goods ETF 119.94 4,021 3,977 -1.09 488 477 -2.25
2017‑09‑30 13F-HR VDE / Vanguard Energy ETF 93.71 2,309 2,145 -7.10 203 201 -0.99
2017‑09‑30 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 19.06 160,640 161,098 0.29 3,053 3,071 0.59
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.69 12,543 13,213 5.34 687 683 -0.58
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.51 50,599 38,651 -23.61 376 329 -12.50
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.67 2,411 2,645 9.71 479 544 13.57
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.99 19,709 22,397 13.64 978 1,142 16.77
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.96 135,728 119,187 -12.19 5,330 4,643 -12.89
2017‑09‑30 13F-HR NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund 15.81 11,825 11,825 0.00 185 187 1.08
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.94 14,867 14,827 -0.27 2,273 2,327 2.38
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.89 52,273 54,118 3.53 2,658 2,754 3.61
2017‑09‑30 13F-HR IFGL / iShares International Developed Real Estate ETF 29.04 30,234 30,402 0.56 861 883 2.56
2017‑09‑30 13F-HR PYPL / PayPal Holdings, Inc. 63.50 4,767 5,449 14.31 254 346 36.22
2017‑09‑30 13F-HR FSIC / FS Investment Corporation 8.45 1,058,733 982,776 -7.17 9,692 8,302 -14.34
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.40 58,002 54,223 -6.52 4,306 3,438 -20.16
2017‑09‑30 13F-HR CSM / ProShares Large Cap Core Plus 62.69 14,903 16,606 11.43 895 1,041 16.31
2017‑09‑30 13F-HR QSR / Restaurant Brands International Inc. 63.62 12,842 9,997 -22.15 802 636 -20.70
2017‑09‑30 13F-HR GBX / Greenbrier Companies, Inc. (THE) 48.10 11,780 11,205 -4.88 548 539 -1.64
2017‑09‑30 13F-HR CHKR / Chesapeake Granite Wash Trust 2.10 10,000 10,000 0.00 24 21 -12.50
2017‑09‑30 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 38.13 9,222 9,390 1.82 350 358 2.29
2017‑09‑30 13F-HR EWA / iShares MSCI Australia ETF 22.41 332,306 320,930 -3.42 7,211 7,193 -0.25
2017‑09‑30 13F-HR VOOV / Vanguard S&P 500 Value ETF 103.95 15,894 15,594 -1.89 1,608 1,621 0.81
2017‑09‑30 13F-HR WSO / Watsco, Inc. 160.99 7,100 7,100 0.00 1,094 1,143 4.48
2017‑09‑30 13F-HR SCHB / Schwab U.S. Broad Market ETF 61.01 4,527 4,229 -6.58 266 258 -3.01
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 53.90 10,991 10,539 -4.11 562 568 1.07
2017‑09‑30 13F-HR PRF / PowerShares FTSE RAFI US 1000 Portfolio 106.91 5,343 4,658 -12.82 553 498 -9.95
2017‑09‑30 13F-HR AES / AES Corp. (The) 11.07 25,758 26,568 3.14 286 294 2.80
2017‑09‑30 13F-HR VONE / Vanguard Russell 1000 ETF 115.96 8,148 7,951 -2.42 904 922 1.99
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 128.79 4,154 4,154 0.00 508 535 5.31
2017‑09‑30 13F-HR FGP / Ferrellgas Partners, L.P. 5.13 15,066 16,566 9.96 69 85 23.19
2017‑09‑30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.62 14,500 14,500 0.00 96 96 0.00
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 61.94 17,540 15,822 -9.79 1,014 980 -3.35
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.60 11,236 13,347 18.79 1,499 1,890 26.08
2017‑09‑30 13F-HR EOG / EOG Resources, Inc. 95.90 3,040 2,242 -26.25 274 215 -21.53
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.96 30,710 29,472 -4.03 206 205 -0.49
2017‑09‑30 13F-HR SNLN / Highland/iBoxx Senior Loan ETF 18.27 24,652 21,622 -12.29 452 395 -12.61
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.34 43,411 43,245 -0.38 1,449 1,442 -0.48
2017‑09‑30 13F-HR OEF / iShares S&P 100 ETF 111.17 13,794 13,619 -1.27 1,476 1,514 2.57
2017‑09‑30 13F-HR D / Dominion Resources, Inc. 77.05 23,355 23,049 -1.31 1,790 1,776 -0.78
2017‑09‑30 13F-HR MDYV / SPDR S&P 400 Mid Cap Value ETF 99.12 9,754 9,383 -3.80 948 930 -1.90
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.78 28,907 30,718 6.26 2,795 3,065 9.66
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.10 5,447 5,104 -6.30 527 516 -2.09
2017‑09‑30 13F-HR DE / Deere & Co. 125.69 48,175 43,934 -8.80 5,949 5,522 -7.18
2017‑09‑30 13F-HR CCL / Carnival Corp. 63.07 4,988 4,725 -5.27 335 298 -11.04
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. 71.13 19,788 19,456 -1.68 1,414 1,384 -2.12
2017‑09‑30 13F-HR IHF / iShares U.S. Healthcare Providers ETF 147.18 3,060 2,874 -6.08 453 423 -6.62
2017‑09‑30 13F-HR IWP / iShares Russell Midcap Growth ETF 113.10 85,080 99,946 17.47 9,193 11,304 22.96
2017‑09‑30 13F-HR IPKW / PowerShares Exchange-Traded Fund Trust II 34.66 16,135 22,505 39.48 519 780 50.29
2017‑09‑30 13F-HR IGF / iShares Global Infrastructure ETF 45.36 56,195 57,435 2.21 2,470 2,605 5.47
2017‑09‑30 13F-HR FDN / First Trust Dow Jones Internet Index Fund 101.72 9,280 10,185 9.75 868 1,036 19.35
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.52 9,373 8,638 -7.84 1,396 1,568 12.32
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 92.84 2,593 6,743 160.05 232 626 169.83
2017‑09‑30 13F-HR BLL / Ball Corp. 41.28 11,718 11,748 0.26 493 485 -1.62
2017‑09‑30 13F-HR NMFC / New Mountain Finance Corporation 14.37 10,441 10,441 0.00 153 150 -1.96
2017‑09‑30 13F-HR NYCB / New York Community Bancorp, Inc. 12.74 16,096 17,112 6.31 213 218 2.35
2017‑09‑30 13F-HR AI / Arlington Asset Investment Corp. 12.69 71,092 69,281 -2.55 970 879 -9.38
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 253.07 186,984 231,372 23.74 45,515 58,554 28.65
2017‑09‑30 13F-HR EVA / Enviva Partners LP 29.68 35,829 37,229 3.91 989 1,105 11.73
2017‑09‑30 13F-HR VYM / Vanguard High Dividend Yield ETF 80.92 94,985 88,178 -7.17 7,428 7,135 -3.94
2017‑09‑30 13F-HR NYMTP / New York Mortgage Trust, Inc. 6.11 25,897 28,147 8.69 160 172 7.50
2017‑09‑30 13F-HR JKE / iShares Morningstar Large-Cap Growth ETF 146.59 9,949 9,571 -3.80 1,390 1,403 0.94
2017‑09‑30 13F-HR CXW / CoreCivic Inc 26.79 0 18,439 0 494
2017‑09‑30 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 5.41 17,675 20,525 16.12 85 111 30.59
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.72 287,959 308,616 7.17 8,434 9,171 8.74
2017‑09‑30 13F-HR IDU / iShares U.S. Utilities ETF 133.47 11,644 10,834 -6.96 1,519 1,446 -4.81
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 147.99 55,892 54,309 -2.83 7,862 8,037 2.23
2017‑09‑30 13F-HR QTEC / First Trust NASDAQ-100 Technology Sector Index Fund 68.01 10,935 11,278 3.14 683 767 12.30
2017‑09‑30 13F-HR FPX / First Trust US Equity Opportunities ETF 63.50 19,071 18,645 -2.23 1,141 1,184 3.77
2017‑09‑30 13F-HR ADP / Automatic Data Processing, Inc. 109.52 10,305 11,742 13.94 1,053 1,286 22.13
2017‑09‑30 13F-HR OKE / ONEOK, Inc. 55.30 4,239 9,186 116.70 219 508 131.96
2017‑09‑30 13F-HR IYJ / iShares U.S. Industrial ETF 138.57 2,354 2,331 -0.98 308 323 4.87
2017‑09‑30 13F-HR CHRW / C.H. Robinson Worldwide, Inc. 76.34 6,268 6,039 -3.65 428 461 7.71
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.29 242,018 234,693 -3.03 1,192 1,008 -15.44
2017‑09‑30 13F-HR IYE / iShares U.S. Energy ETF 37.18 12,277 11,620 -5.35 437 432 -1.14
2017‑09‑30 13F-HR COP / ConocoPhillips 50.40 47,504 44,548 -6.22 2,087 2,245 7.57
2017‑09‑30 13F-HR FXO / First Trust Financials AlphaDEX® Fund 29.88 20,979 19,275 -8.12 601 576 -4.16
2017‑09‑30 13F-HR DFE / WisdomTree Europe SmallCap Dividend Fund 69.53 35,208 34,376 -2.36 2,274 2,390 5.10
2017‑09‑30 13F-HR CALM / Cal-Maine Foods, Inc. 41.04 77,839 77,555 -0.36 3,088 3,183 3.08
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 87.38 2,789 3,273 17.35 243 286 17.70
2017‑09‑30 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 1,326.92 156 156 0.00 206 207 0.49
2017‑09‑30 13F-HR AOK / iShares Core Conservative Allocation ETF 34.32 7,817 9,818 25.60 263 337 28.14
2017‑09‑30 13F-HR FAST / Fastenal Co. 45.69 6,672 6,807 2.02 291 311 6.87
2017‑09‑30 13F-HR HDV / iShares Core High Dividend ETF 85.99 90,267 85,858 -4.88 7,508 7,383 -1.66
2017‑09‑30 13F-HR PER / SandRidge Permian Trust 2.88 11,798 11,798 0.00 34 34 0.00
2017‑09‑30 13F-HR IGOV / iShares International Treasury Bond ETF 49.26 20,045 40,420 101.65 1,923 1,991 3.54
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.54 43,124 38,116 -11.61 3,841 3,489 -9.16
2017‑09‑30 13F-HR ORC / Orchid Island Capital, Inc. 10.20 103,551 103,551 0.00 1,021 1,056 3.43
2017‑09‑30 13F-HR DFJ / WisdomTree Japan SmallCap Dividend Fund 75.81 17,300 16,040 -7.28 1,220 1,216 -0.33
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.89 3,532 3,551 0.54 272 305 12.13
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.20 75,252 70,424 -6.42 3,601 3,465 -3.78
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 199.59 1,373 1,473 7.28 291 294 1.03
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.59 11,843 11,592 -2.12 2,041 2,163 5.98
2017‑09‑30 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 59.67 8,217 9,017 9.74 545 538 -1.28
2017‑09‑30 13F-HR ABCD / Cambium Learning Group, Inc. 6.63 38,408 39,058 1.69 194 259 33.51
2017‑09‑30 13F-HR MA / MasterCard Incorporated 140.15 2,798 2,376 -15.08 340 333 -2.06
2017‑09‑30 13F-HR GDX / VanEck Vectors Gold Miners ETF 22.83 88,136 87,674 -0.52 1,951 2,002 2.61
2017‑09‑30 13F-HR RGR / Sturm Ruger & Company, Inc. 51.54 6,023 3,939 -34.60 373 203 -45.58
2017‑09‑30 13F-HR PPL / PPL Corp. 37.92 23,872 26,131 9.46 925 991 7.14
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.05 75,334 111,037 47.39 1,509 2,226 47.51
2017‑09‑30 13F-HR AXP / American Express Co. 90.44 10,772 10,725 -0.44 909 970 6.71
2017‑09‑30 13F-HR DNP / DNP Select Income Fund, Inc. 11.48 37,504 36,832 -1.79 413 423 2.42
2017‑09‑30 13F-HR BKCC / BlackRock Capital Investment Corporation 7.69 11,050 11,050 0.00 81 85 4.94
2017‑09‑30 13F-HR MDT / Medtronic plc 78.22 4,666 4,641 -0.54 414 363 -12.32
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.29 22,437 19,719 -12.11 1,759 1,524 -13.36
2017‑09‑30 13F-HR AMZA / InfraCap MLP ETF 9.35 171,486 117,572 -31.44 1,734 1,099 -36.62
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 21.67 44,156 44,356 0.45 939 961 2.34
2017‑09‑30 13F-HR IYM / iShares U.S. Basic Materials ETF 94.62 2,400 2,378 -0.92 213 225 5.63
2017‑09‑30 13F-HR TTI / TETRA Technologies, Inc. 2.85 15,100 15,100 0.00 42 43 2.38
2017‑09‑30 13F-HR SLV / iShares Silver Trust 15.74 56,412 61,361 8.77 886 966 9.03
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.87 180,507 188,786 4.59 14,756 15,455 4.74
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.62 5,850 5,633 -3.71 526 533 1.33
2017‑09‑30 13F-HR NVS / Novartis AG 86.17 5,341 6,197 16.03 448 534 19.20
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.48 26,265 26,520 0.97 3,000 3,089 2.97
2017‑09‑30 13F-HR ALGN / Align Technology, Inc. 185.66 3,100 2,510 -19.03 470 466 -0.85
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.48 10,846 11,149 2.79 3,369 3,718 10.36
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 148.51 1,934 1,515 -21.66 275 225 -18.18
2017‑09‑30 13F-HR EVN / Eaton Vance Municipal Income Trust 12.88 11,176 11,176 0.00 145 144 -0.69
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.54 3,569 3,353 -6.05 216 260 20.37
2017‑09‑30 13F-HR URI / United Rentals, Inc. 139.10 3,407 4,407 29.35 382 613 60.47
2017‑09‑30 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.71 22,747 25,652 12.77 230 249 8.26
2017‑09‑30 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 84.36 89,575 76,377 -14.73 7,562 6,443 -14.80
2017‑09‑30 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 48.51 5,146 5,731 11.37 241 278 15.35
2017‑09‑30 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 11.67 16,972 18,930 11.54 194 221 13.92
2017‑09‑30 13F-HR SPG / Simon Property Group, Inc. 160.27 2,193 2,240 2.14 353 359 1.70
2017‑09‑30 13F-HR IFN / India Fund, Inc. (THE) 26.62 9,054 8,754 -3.31 241 233 -3.32
2017‑09‑30 13F-HR ERF / Enerplus Corporation 9.90 325,543 313,703 -3.64 2,628 3,106 18.19
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.44 3,556 2,828 -20.47 383 301 -21.41
2017‑09‑30 13F-HR BWP / Boardwalk Pipeline Partners L.P 14.79 13,767 13,789 0.16 248 204 -17.74
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.98 12,328 12,328 0.00 160 160 0.00
2017‑09‑30 13F-HR LYG / Lloyds Banking Group plc 3.66 517,428 524,428 1.35 1,829 1,919 4.92
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.92 52,944 47,796 -9.72 3,850 4,250 10.39
2017‑09‑30 13F-HR IXJ / iShares Global Healthcare ETF 112.23 11,285 14,355 27.20 1,234 1,611 30.55
2017‑09‑30 13F-HR KBWB / PowerShares KBW Bank Portfolio 51.16 36,936 33,191 -10.14 1,835 1,698 -7.47
2017‑09‑30 13F-HR BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF 22.66 19,550 22,020 12.63 441 499 13.15
2017‑09‑30 13F-HR BUD / Anheuser-Busch Inbev SA 120.40 1,881 2,093 11.27 207 252 21.74
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 140.21 38,097 39,128 2.71 5,146 5,486 6.61
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 77.74 10,426 10,020 -3.89 892 779 -12.67
2017‑09‑30 13F-HR IYW / iShares U.S. Technology ETF 149.31 16,220 15,907 -1.93 2,264 2,375 4.90
2017‑09‑30 13F-HR JKD / iShares Morningstar Large Cap ETF 150.01 11,778 13,159 11.73 1,720 1,974 14.77
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.94 38,493 37,491 -2.60 761 635 -16.56
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.73 108,084 105,152 -2.71 3,622 3,757 3.73
2017‑09‑30 13F-HR GUNR / FlexShares Global Upstream Natural Resources Index Fund 31.03 14,439 12,245 -15.19 414 380 -8.21
2017‑09‑30 13F-HR GE / General Electric Co. 24.15 285,006 240,634 -15.57 7,719 5,811 -24.72
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.57 58,965 67,406 14.32 5,382 6,442 19.70
2017‑09‑30 13F-HR JTD / Nuveen Tax Advantage Dividend Growth Fund 16.97 24,200 27,219 12.48 387 462 19.38
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.88 12,234 12,658 3.47 293 239 -18.43
2017‑09‑30 13F-HR VGSH / Vanguard Short-Term Government Bond Index Fund 60.35 3,516 3,778 7.45 212 228 7.55
2017‑09‑30 13F-HR SCHH / Schwab U.S. REIT ETF 41.41 5,551 5,748 3.55 230 238 3.48
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.01 13,274 13,613 2.55 923 953 3.25
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 64.15 4,066 4,084 0.44 241 262 8.71
2017‑09‑30 13F-HR PSEC / Prospect Capital Corp. 6.75 68,990 22 466 2,018.18
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.01 241,667 238,750 -1.21 34,750 36,771 5.82
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.33 7,773 9,569 23.11 1,093 1,649 50.87
2017‑09‑30 13F-HR MON / Monsanto Co. 119.97 2,443 2,509 2.70 289 301 4.15
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.58 16,588 17,186 3.61 770 852 10.65
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 80.86 7,770 7,989 2.82 609 646 6.08
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.20 27,596 28,056 1.67 2,094 2,194 4.78
2017‑09‑30 13F-HR DPM / DCP Midstream Partners, LP 34.50 12,900 12,900 0.00 436 445 2.06
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 68.98 14,309 12,279 -14.19 941 847 -9.99
2017‑09‑30 13F-HR BIP / Brookfield Infrastructure Partners L.P. 43.13 11,222 11,222 0.00 456 484 6.14
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.84 18,034 17,825 -1.16 3,856 3,990 3.48
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.29 64,881 63,199 -2.59 8,577 8,234 -4.00
2017‑09‑30 13F-HR UNG / United States Natural Gas Fund, LP 6.58 247,570 255,040 3.02 1,676 1,677 0.06
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 288.30 1,261 1,547 22.68 325 446 37.23
2017‑09‑30 13F-HR VOE / Vanguard Mid-Cap Value ETF 105.82 15,610 16,159 3.52 1,607 1,710 6.41
2017‑09‑30 13F-HR CDEV / Centennial Resource Development, Inc. 18.01 18,417 32,696 77.53 291 589 102.41
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 178.27 4,942 4,942 0.00 850 881 3.65
2017‑09‑30 13F-HR XHB / SPDR S&P Homebuilders ETF 39.76 12,792 12,903 0.87 490 513 4.69
2017‑09‑30 13F-HR BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF 21.22 22,839 25,588 12.04 486 543 11.73
2017‑09‑30 13F-HR HEFA / iShares Currency Hedged MSCI EAFE ETF 28.99 65,888 66,061 0.26 1,874 1,915 2.19
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.80 15,496 14,499 -6.43 1,905 1,853 -2.73
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 111.06 3,680 4,547 23.56 404 505 25.00
2017‑09‑30 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 57.61 204,033 209,272 2.57 11,303 12,056 6.66
2017‑09‑30 13F-HR IYY / iShares Dow Jones U.S. ETF 125.91 16,540 16,400 -0.85 2,005 2,065 2.99
2017‑09‑30 13F-HR IGM / iShares North American Tech ETF 155.73 9,143 9,208 0.71 1,323 1,434 8.39
2017‑09‑30 13F-HR FMNB / Farmers National Banc Corp. 15.07 11,410 11,543 1.17 165 174 5.45
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 80.75 65,299 67,018 2.63 4,621 5,412 17.12
2017‑09‑30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.49 60,979 64,049 5.03 687 736 7.13
2017‑09‑30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 17.98 0 10,292 0 185
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 10.44 155,027 164,022 5.80 1,471 1,712 16.38
2017‑09‑30 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.54 7,287 3,368 -53.78 739 342 -53.72
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.90 53,630 55,497 3.48 3,076 3,380 9.88
2017‑09‑30 13F-HR RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF 174.78 8,980 1,253 -86.05 1,215 219 -81.98
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.41 1,201 1,061 -11.66 266 219 -17.67
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 60.03 15,336 15,659 2.11 872 940 7.80
2017‑09‑30 13F-HR DVY / iShares Select Dividend ETF 93.55 130,575 123,228 -5.63 12,029 11,528 -4.16
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 124.81 79,364 82,325 3.73 9,969 10,275 3.07
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 106.77 49,152 45,350 -7.74 5,210 4,842 -7.06
2017‑09‑30 13F-HR SU / Suncor Energy Inc. 35.61 9,179 7,190 -21.67 267 256 -4.12
2017‑09‑30 13F-HR ARR / ARMOUR Residential REIT, Inc. 25.54 10,520 8,495 -19.25 280 217 -22.50
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 51.89 6,548 7,188 9.77 271 373 37.64
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.28 926,944 865,796 -6.60 7,542 7,167 -4.97
2017‑09‑30 13F-HR LUV / Southwest Airlines Co. 56.27 12,508 11,996 -4.09 776 675 -13.02
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 123.95 21,514 19,145 -11.01 2,558 2,373 -7.23
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.61 12,112 12,028 -0.69 3,372 3,736 10.79
2017‑09‑30 13F-HR CORR / CorEnergy Infrastructure Trust, Inc. 35.25 8,280 6,100 -26.33 280 215 -23.21
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.66 5,074 5,248 3.43 565 607 7.43
2017‑09‑30 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 81.28 39,575 61,971 56.59 1,714 5,037 193.87
2017‑09‑30 13F-HR EZU / iShares MSCI Eurozone ETF 43.31 31,662 39,575 24.99 1,277 1,714 34.22
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.10 51,515 51,185 -0.64 8,708 9,372 7.63
2017‑09‑30 13F-HR GNW / Genworth Financial, Inc. 3.86 38,087 37,787 -0.79 143 146 2.10
2017‑09‑30 13F-HR TIER / Tier Reit Inc. 19.35 21,584 19,739 -8.55 398 382 -4.02
2017‑09‑30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.60 17,714 17,645 -0.39 542 540 -0.37
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.20 99,872 104,834 4.97 1,191 1,174 -1.43
2017‑09‑30 13F-HR DLR / Digital Realty Trust, Inc. 118.86 5,926 6,234 5.20 669 741 10.76
2017‑09‑30 13F-HR HPQ / HP Inc. 19.91 38,674 37,416 -3.25 678 745 9.88
2017‑09‑30 13F-HR VXF / Vanguard Extended Market ETF 107.17 18,059 13,577 -24.82 1,846 1,455 -21.18
2017‑09‑30 13F-HR SHV / iShares Short Treasury Bond ETF 110.15 0 1,970 0 217
2017‑09‑30 13F-HR EZY / WisdomTree LargeCap Value Fund 76.00 3,000 3,000 0.00 218 228 4.59
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.22 40,522 40,158 -0.90 5,513 5,671 2.87
2017‑09‑30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 164.31 23,872 23,742 -0.54 3,724 3,901 4.75
2017‑09‑30 13F-HR LGI / Lazard Global Total Return & Income Fund, Inc. 16.97 12,455 10,840 -12.97 202 184 -8.91
2017‑09‑30 13F-HR SIR / Select Income REIT 23.56 66,643 62,520 -6.19 1,604 1,473 -8.17
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 108.05 29,541 31,930 8.09 3,100 3,450 11.29
2017‑09‑30 13F-HR DBEF / db-X MSCI EAFE Currency-Hedged Equity Fund 30.75 7,637 7,186 -5.91 230 221 -3.91
2017‑09‑30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 202.19 35,762 36,402 1.79 7,042 7,360 4.52
2017‑09‑30 13F-HR GIS / General Mills, Inc. 51.72 10,318 17,091 65.64 575 884 53.74
2017‑09‑30 13F-HR IAT / iShares U.S. Regional Banks ETF 47.02 27,699 29,563 6.73 1,258 1,390 10.49
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 196.70 11,912 11,286 -5.26 2,213 2,220 0.32
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.70 14,783 13,905 -5.94 875 858 -1.94
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 441.04 812 848 4.43 345 374 8.41
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.23 33,692 31,898 -5.32 763 741 -2.88
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.19 286,679 279,655 -2.45 20,103 20,748 3.21
2017‑09‑30 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 84.35 13,882 14,203 2.31 1,143 1,198 4.81
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54.58 37,370 38,240 2.33 1,939 2,087 7.63
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.07 104,315 140,508 34.70 8,663 11,672 34.73
2017‑09‑30 13F-HR HCP / HCP, Inc. 6,538 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Put 100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Put 200 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 15,708 0 -100.00 226 0
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 2,686 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR KO / Coca Cola Co. Call 300 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 241,137 0 -100.00 1,664 0 -100.00
2017‑09‑30 13F-HR CPA / Copa Holdings, S.A. 5,140 0 -100.00 602 0 -100.00
2017‑09‑30 13F-HR DENN / Denny's Corp. 25,380 0 -100.00 299 0 -100.00
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 2,943 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR DD / Du Pont (E.I.) De Nemours & Co., Inc. 18,921 0 -100.00 1,516 0 -100.00
2017‑09‑30 13F-HR FXG / First Trust Consumer Staples AlphaDEX Fund 5,764 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR F / Ford Motor Co. Call 2,000 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. Call 400 0 -100.00 0 0
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 2,120 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 17,315 0 -100.00 172 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Put 600 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR OB / OneBeacon Insurance Group Ltd. 12,000 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR OXY / Occidental Petroleum Corp. 3,665 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR PFE / Pfizer, Inc. Call 400 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR PCI / PIMCO Dynamic Credit Income Fund 9,310 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 1,922 0 -100.00 239 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 7,048 0 -100.00 459 0 -100.00
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 5,306 0 -100.00 284 0 -100.00
2017‑09‑30 13F-HR SIX / Six Flags Entertainment Corp 5,276 0 -100.00 315 0 -100.00
2017‑09‑30 13F-HR SHM / SPDR Nuveen Barclays Short Term Municipal Bond ETF 5,350 0 -100.00 259 0
2017‑09‑30 13F-HR TRVG / Trivago NV 8,875 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 5,144 0 -100.00 480 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Call 200 0 -100.00 0 0
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. Put 700 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR VALE / Vale S.A. 299,509 0 -100.00 2,611 0 -100.00
2017‑09‑30 13F-HR WIN / Windstream Holdings, Inc. 13,802 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 3,319 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR PTN / Palatin Technologies, Inc. 16,155 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR TCRX / THL Credit, Inc. 13,610 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 8,938 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 39,014 0 -100.00 40 0 -100.00
2017‑09‑30 13F-HR ING / ING Groep N.V. 19,125 0 -100.00 333 0 -100.00
2017‑09‑30 13F-HR PPG / PPG Industries, Inc. 5,425 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 4,875 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 5,339 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 6,467 0 -100.00 330 0 -100.00
2017‑09‑30 13F-HR GOV / Government Properties Income Trust 19,080 0 -100.00 348 0 -100.00
2017‑09‑30 13F-HR PKW / PowerShares Buyback Achievers Portfolio 4,635 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 1,290 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR ANY / Sphere 3D Corp. 12,142 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR ABCB / Ameris Bancorp 12,401 0 -100.00 597 0 -100.00
2017‑09‑30 13F-HR SDRL / Seadrill Limited 11,100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR RPV / Guggenheim S&P 500 Pure Value ETF 26,052 0 -100.00 1,549 0 -100.00
2017‑09‑30 13F-HR NCZ / AGIC Convertible & Income Fund II 10,477 0 -100.00 65 0 -100.00
2017‑09‑30 13F-HR TCP / TC Pipelines, LP 3,705 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 11,807 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR MORE / Monogram Residential Trust, Inc. 24,073 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 754 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.90 2,091 10,475 400.96 262 198 -24.43
2017‑09‑30 13F-HR 74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15 933 84 -91.00
2017‑09‑30 13F-HR BB / Blackberry Limited 11.26 28,432 25,755 -9.42 279 290 3.94
2017‑09‑30 13F-HR BMY / Bristol-Myers Squibb Co. 63.77 69,337 70,835 2.16 3,870 4,517 16.72
2017‑09‑30 13F-HR TPR / Tapestry, Inc. 5,373 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR OCSL / Oaktree Specialty Lending Corporation 5.33 13,270 12,000 -9.57 66 64 -3.03
2017‑09‑30 13F-HR HBAN / Huntington Bancshares, Inc. 13.87 25,018 23,293 -6.90 339 323 -4.72
2017‑09‑30 13F-HR IP / International Paper Company 56.94 8,764 10,642 21.43 497 606 21.93
2017‑09‑30 13F-HR UA / Under Armour, Inc., Class C 16.59 36,252 33,155 -8.54 784 550 -29.85
2017‑09‑30 13F-HR UAA / Under Armour, Inc. 10,673 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR WBIH / WBI Tactical High Income Shares 8,593 0 -100.00 211 0
2017‑09‑30 13F-HR FNCL / Fidelity MSCI Financials Index ETF 37.95 18,706 26,642 42.42 618 1,011 63.59
2017‑09‑30 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 51.07 98,696 96,891 -1.83 4,952 4,948 -0.08
2017‑09‑30 13F-HR FDD / First Trust Exchange-Traded Fund II 13.62 28,191 384
2017‑09‑30 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 53.38 8,674 463
2017‑09‑30 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 41.57 5,750 239
2017‑09‑30 13F-HR CSML / IndexIQ ETF Trust IQ Chaikin U.S. Small Cap ETF 26.93 30,563 823
2017‑09‑30 13F-HR VRP / PowerShares Variable Rate Preferred Portfolio 9,174 0 -100.00 239 0
2017‑09‑30 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 135.30 8,005 8,980 12.18 994 1,215 22.23
2017‑09‑30 13F-HR RTM / Guggenheim S&P 500 Equal Weight Materials ETF 103.83 2,822 293
2017‑09‑30 13F-HR XNTK / SPDR NYSE Technology ETF 79.01 35,244 25,909 -26.49 2,567 2,047 -20.26
2017‑09‑30 13F-HR DXGE / WisdomTree Trust WisdomTree Germany Hedged Equity Fund 31.62 9,900 9,900 0.00 299 313 4.68
2017‑09‑30 13F-HR DDWM / WisdomTree Dynamic Currency Hedged International Equity Fund 29.60 10,293 12,771 24.07 293 378 29.01