InvestorCapital Investment Advisors, LLC
Portfolio Value $ 1,532,517,000
Current Positions487
Opened Positions5
Closed Positions12


Latest Holdings, Performance, AUM (from 13F, 13D)

Capital Investment Advisors, LLC has disclosed 487 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,532,517,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Capital Investment Advisors, LLC's top holdings are SPDR S&P Dividend ETF (NYSE:SDY) , iShares MSCI ACWI ex US ETF (NASDAQ:ACWX) , SPDR Financial Select Sector ETF (NYSE:XLF) , iShares Core S&P MidCap ETF (NYSE:IJH) , and SPDR Technology Select Sector ETF (NYSE:XLK) . Capital Investment Advisors, LLC's new positions include LyondellBasell Industries NV (NYSE:LYB) , Huntington Bancshares, Inc. (NASDAQ:HBAN) , Alliant Energy Corp. (NYSE:LNT) , Western Asset Global High Income Fund Inc. (NYSE:EHI) , and KKR Income Opportunities Fund (NYSE:KIO) .

All Capital Investment Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 17, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.15 1,429 246
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 80,272 3,420
2017-12-31 13F-HR NCV / AGIC Convertible & Income Fund 7.03 136,722 129,882 -5.00 971 913 -5.97
2017-12-31 13F-HR Alpine Global Dynamic Divid Fd / (02082E106) 10.77 12,075 130
2017-12-31 13F-HR AIF / Apollo Tactical Income Fund Inc. 15.71 10,250 10,250 0.00 166 161 -3.01
2017-12-31 13F-HR AVGR / Avinger, Inc. 0.16 12,250 2
2017-12-31 13F-HR BCS / Barclays Bank Plc 116.45 2,881 2,997 4.03 316 349 10.44
2017-12-31 13F-HR BGT / BlackRock Floating Rate Income Trust 13.93 32,224 32,224 0.00 455 449 -1.32
2017-12-31 13F-HR Blackrock Mun Incm Tr II / (09249N101) 14.41 10,204 147
2017-12-31 13F-HR BYM / BlackRock Municipal Income Quality Trust 14.19 22,900 22,900 0.00 336 325 -3.27
2017-12-31 13F-HR BlackRock Taxable Municipal Bo / SHS (09248X100) 23.17 8,763 203
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 67.00 9,924 8,463 -14.72 620 567 -8.55
2017-12-31 13F-HR CPB / Campbell Soup Co. 48.11 11,452 551
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.71 12,584 12,028 -4.42 238 201 -15.55
2017-12-31 13F-HR C / Citigroup, Inc. 74.41 69,033 70,936 2.76 5,021 5,278 5.12
2017-12-31 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 26.06 21,655 21,605 -0.23 580 563 -2.93
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 12.67 9,280 24,552 164.57 262 311 18.70
2017-12-31 13F-HR Columbia Emerging Mkts Consume / EGS EMKTCONS ETF (268461779) 28.13 14,076 396
2017-12-31 13F-HR CA / CA, Inc. 33.27 9,431 9,287 -1.53 315 309 -1.90
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.07 3,284 3,359 2.28 540 625 15.74
2017-12-31 13F-HR CMI / Cummins, Inc. 176.60 32,403 12,197 -62.36 5,445 2,154 -60.44
2017-12-31 13F-HR Deutsche Multi Market Income / SHS (25160E102) 8.85 26,215 232
2017-12-31 13F-HR Deutsche Strategic Income Trus / SHS (25160F109) 12.44 34,885 434
2017-12-31 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 8.64 102,603 102,603 0.00 902 886 -1.77
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.65 61,781 57,675 -6.65 867 787 -9.23
2017-12-31 13F-HR EVT / Eaton Vance Tax Advantaged Dividend Income Fund 23.17 4,790 111
2017-12-31 13F-HR EBAY / eBay, Inc. 37.82 5,685 5,685 0.00 219 215 -1.83
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.64 94,537 111,592 18.04 7,750 9,334 20.44
2017-12-31 13F-HR First Tr Strtgc Hi Incm / COM SHS (337353106) 12.87 146,770 1,889
2017-12-31 13F-HR GRMN / Garmin Ltd. 59.59 3,757 3,591 -4.42 203 214 5.42
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.74 13,199 13,021 -1.35 3,131 3,317 5.94
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.03 1,144 1,199 4.81 206 283 37.38
2017-12-31 13F-HR HP / Helmerich & Payne, Inc. 64.62 5,355 4,240 -20.82 279 274 -1.79
2017-12-31 13F-HR High Income Oppty Fd Inc / (95766K109) 5.07 653,623 3,314
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.41 13,951 508
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 14.56 248,705 3,621
2017-12-31 13F-HR IP / International Paper Company 57.96 4,802 3,761 -21.68 273 218 -20.15
2017-12-31 13F-HR OIA / Invesco Municipal Income Opportunities Trust 8.00 61,851 61,851 0.00 488 495 1.43
2017-12-31 13F-HR VVR / Van Kampen Senior Income Trust 4.40 31,081 35,006 12.63 140 154 10.00
2017-12-31 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 188.12 1,491 1,515 1.61 265 285 7.55
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.83 19,467 15,915 -18.25 992 809 -18.45
2017-12-31 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 24.98 252,928 266,450 5.35 6,389 6,656 4.18
2017-12-31 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 25.05 724,744 766,304 5.73 18,249 19,196 5.19
2017-12-31 13F-HR ACWX / iShares MSCI ACWI ex US ETF 49.95 9,260,456 1,422,708 -84.64 66,346 71,064 7.11
2017-12-31 13F-HR Ishares Msci Jpn Idx Fdf / MSCI JAPAN ETF (464286848) 59.86 6,181 370
2017-12-31 13F-HR IWC / iShares Micro-cap ETF 95.70 19,394 19,289 -0.54 1,832 1,846 0.76
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 101.30 24,817 24,333 -1.95 2,498 2,465 -1.32
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.27 1,698 138
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.75 3,821 3,821 0.00 323 320 -0.93
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 70.31 79,130 77,045 -2.63 5,419 5,417 -0.04
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.31 1,753 267
2017-12-31 13F-HR IBDQ / iShares iBonds Dec 2025 Corporate ETF 25.03 626,442 691,085 10.32 15,749 17,298 9.84
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.17 6,459 802
2017-12-31 13F-HR K / Kellogg Co. 68.01 10,072 685
2017-12-31 13F-HR KIO / KKR Income Opportunities Fund 16.06 69,257 1,112
2017-12-31 13F-HR LYB / LyondellBasell Industries NV 110.33 34,278 3,782
2017-12-31 13F-HR MCK / McKesson Corp. 155.99 10,059 9,366 -6.89 1,545 1,461 -5.44
2017-12-31 13F-HR Mfs High Income Mun Tr / SHS BEN INT (59318D104) 5.22 17,250 90
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.80 20,264 19,882 -1.89 824 851 3.28
2017-12-31 13F-HR MS / Morgan Stanley 52.49 10,318 10,630 3.02 497 558 12.27
2017-12-31 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 5.50 18,190 17,626 -3.10 102 97 -4.90
2017-12-31 13F-HR NKE / Nike, Inc. 62.55 24,932 24,814 -0.47 1,293 1,552 20.03
2017-12-31 13F-HR Nuveen Div Adv Mun Fd 3 Nation / COM SH BEN INT (67070X101) 15.24 151,119 2,303
2017-12-31 13F-HR Nuveen Ga Div Ad Muni Fd / (67072B107) 12.57 119,711 1,505
2017-12-31 13F-HR Nuveen Select Tax Free / SH BEN INT (67062F100) 14.65 14,952 219
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.55 1,054 204
2017-12-31 13F-HR ORCL / Oracle Corp. 47.27 79,177 76,808 -2.99 3,828 3,631 -5.15
2017-12-31 13F-HR PBA / Pembina Pipeline Corp. 36.17 59,963 58,136 -3.05 2,105 2,103 -0.10
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 273,951 381,290 39.18 9,780 13,810 41.21
2017-12-31 13F-HR PLD / Prologis, Inc. 64.52 5,376 5,332 -0.82 341 344 0.88
2017-12-31 13F-HR TQQQ / ProShares UltraPro QQQ 138.78 4,120 3,920 -4.85 471 544 15.50
2017-12-31 13F-HR XISDX / Prudential Short Duration High 14.77 295,227 315,615 6.91 4,505 4,662 3.49
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.32 71,140 70,805 -0.47 378 377 -0.26
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.02 109,693 111,590 1.73 5,686 7,144 25.64
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.77 1,672 1,672 0.00 219 227 3.65
2017-12-31 13F-HR San Juan Basin Royalty Tr / UNIT BEN INT (789241105) 8.23 32,205 265
2017-12-31 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 53.34 5,212 278
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 52.68 161,875 157,319 -2.81 8,587 8,288 -3.48
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 171.71 12,083 13,162 8.93 1,946 2,260 16.14
2017-12-31 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.67 80,384 156,967 95.27 2,471 4,814 94.82
2017-12-31 13F-HR GXC / SPDR S&P China ETF 107.36 2,580 2,580 0.00 264 277 4.92
2017-12-31 13F-HR TCP / TC Pipelines, LP 53.09 7,421 7,421 0.00 388 394 1.55
2017-12-31 13F-HR ULSGF / UBS AG 24.19 546,278 505,618 -7.44 13,733 12,231 -10.94
2017-12-31 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.99 11,770 353
2017-12-31 13F-HR VV / Vanguard Large-Cap ETF 122.54 2,844 2,946 3.59 328 361 10.06
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 244,124 255,057 4.48 20,284 21,165 4.34
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.25 4,545 4,845 6.60 589 665 12.90
2017-12-31 13F-HR Voya Prime Rate Trust / SH BEN INT (92913A100) 5.07 88,206 447
2017-12-31 13F-HR Welltower Inc / PFD PER CON I (42217K601) 59.79 3,345 200
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.12 159,617 178,137 11.60 2,482 2,693 8.50
2017-12-31 13F-HR Williams Partners / COM UNIT L P (96950F104) 38.81 12,188 473
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.32 47,893 46,156 -3.63 2,620 2,738 4.50
2017-12-31 13F-HR INTC / Intel Corp. 46.16 308,049 313,885 1.89 11,731 14,489 23.51
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.08 5,685 5,439 -4.33 242 218 -9.92
2017-12-31 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.31 12,070 12,070 0.00 43 40 -6.98
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 21.27 24,552 94,800 286.12 311 2,016 548.23
2017-12-31 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 11.77 57,632 57,448 -0.32 701 676 -3.57
2017-12-31 13F-HR PII / Polaris Industries, Inc 123.99 4,223 4,194 -0.69 442 520 17.65
2017-12-31 13F-HR KR / Kroger Co. 27.46 0 50,623 0 1,390
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.09 17,116 17,116 0.00 208 207 -0.48
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.68 8,408 8,223 -2.20 1,022 1,017 -0.49
2017-12-31 13F-HR AON / Aon Plc 134.06 1,656 1,656 0.00 242 222 -8.26
2017-12-31 13F-HR AGN / Allergan plc 163.55 6,388 5,882 -7.92 1,309 962 -26.51
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 6.51 49,645 49,645 0.00 332 323 -2.71
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.30 233,178 335,702 43.97 7,842 12,857 63.95
2017-12-31 13F-HR NI / NiSource, Inc. 8,167 0 -100.00 209 0 -100.00
2017-12-31 13F-HR CLX / Clorox Company (The) 1,531 0 -100.00 202 0 -100.00
2017-12-31 13F-HR WPX / WPX Energy, Inc. 10,205 0 -100.00 117 0 -100.00
2017-12-31 13F-HR OMC / Omnicom Group, Inc. 3,126 0 -100.00 232 0 -100.00
2017-12-31 13F-HR AGD / Alpine Global Dynamic Dividend Fund 11,125 0 -100.00 118 0 -100.00
2017-12-31 13F-HR EXC / Exelon Corp. 5,329 0 -100.00 201 0 -100.00
2017-12-31 13F-HR CARZ / First Trust NASDAQ Global Auto Index Fund 10,076 0 -100.00 406 0 -100.00
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.82 57,645 14,223 -75.33 4,692 1,249 -73.38
2017-12-31 13F-HR T / AT & T, Inc. 38.88 285,345 318,942 11.77 11,177 12,400 10.94
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.72 32,587 26,375 -19.06 2,896 2,551 -11.91
2017-12-31 13F-HR ACN / Accenture plc 152.97 1,314 201
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.28 47,766 491
2017-12-31 13F-HR Alliance Natl Muni Inc / (01864U106) 13.40 81,262 1,089
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.10 10,416 10,262 -1.48 1,575 1,684 6.92
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 254,413 246,287 -3.19 3,320 3,143 -5.33
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 6.21 58,638 58,638 0.00 366 364 -0.55
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.53 5,262 5,303 0.78 5,059 6,202 22.59
2017-12-31 13F-HR AEE / Ameren Corp. 58.99 63,581 64,371 1.24 3,678 3,797 3.24
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.76 3,302 3,302 0.00 273 303 10.99
2017-12-31 13F-HR AMGN / Amgen Inc. 173.91 22,020 21,091 -4.22 4,106 3,668 -10.67
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.32 0 1,802 0 206
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.79 4,287 4,112 -4.08 422 472 11.85
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.09 6,261 6,538 4.42 326 334 2.45
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.94 833,796 824,538 -1.11 9,422 9,020 -4.27
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.20 16,430 17,190 4.63 3,012 3,407 13.11
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.86 9,829 2,236 -77.25 4,394 1,149 -73.85
2017-12-31 13F-HR BBK / BlackRock Municipal Bond Investment Trust 15.19 12,380 12,380 0.00 192 188 -2.08
2017-12-31 13F-HR BFK / BlackRock Municipal Income Trust 14.09 85,827 82,519 -3.85 1,226 1,163 -5.14
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.92 120,633 118,256 -1.97 1,709 1,646 -3.69
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 9.62 15,175 15,175 0.00 147 146 -0.68
2017-12-31 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 15.92 135,535 130,235 -3.91 2,179 2,073 -4.86
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 481,761 505,355 4.90 6,537 6,731 2.97
2017-12-31 13F-HR Brookfield Real Assets I / SHS BEN INT (112830104) 23.39 19,452 455
2017-12-31 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 11.19 24,671 24,490 -0.73 284 274 -3.52
2017-12-31 13F-HR CIM / Chimera Investment Corp. 18.48 75,626 71,093 -5.99 1,431 1,314 -8.18
2017-12-31 13F-HR SNP / China Petroleum & Chemical Corp. 73.35 3,190 3,190 0.00 242 234 -3.31
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.46 8,029 8,070 0.51 585 609 4.10
2017-12-31 13F-HR DE / Deere & Co. 156.36 3,089 3,089 0.00 388 483 24.48
2017-12-31 13F-HR DHG / Deutsche High Income Opportunities Fund, Inc. 15.00 21,671 21,671 0.00 328 325 -0.91
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.43 1,817 2,045 12.55 407 506 24.32
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.22 63,201 61,122 -3.29 4,375 4,353 -0.50
2017-12-31 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 14.52 25,766 25,766 0.00 361 374 3.60
2017-12-31 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.43 31,200 30,150 -3.37 466 435 -6.65
2017-12-31 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 14.36 44,074 42,056 -4.58 628 604 -3.82
2017-12-31 13F-HR ENB / Enbridge Inc. 39.09 5,202 5,168 -0.65 218 202 -7.34
2017-12-31 13F-HR ETR / Entergy Corp. 81.40 11,094 10,049 -9.42 847 818 -3.42
2017-12-31 13F-HR EFX / Equifax, Inc. 117.96 4,265 4,578 7.34 452 540 19.47
2017-12-31 13F-HR First Tr / Aberdeen Global Opp / COM SHS (337319107) 11.66 38,589 450
2017-12-31 13F-HR FB / Facebook, Inc. 176.52 6,979 7,699 10.32 1,193 1,359 13.91
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.57 0 10,800 0 179
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.38 13,535 13,535 0.00 335 330 -1.49
2017-12-31 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 51.63 17,061 18,671 9.44 887 964 8.68
2017-12-31 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 21.59 13,987 13,987 0.00 300 302 0.67
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.63 32,099 32,165 0.21 2,601 2,304 -11.42
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.46 10,573 9,898 -6.38 429 351 -18.18
2017-12-31 13F-HR GIS / General Mills, Inc. 59.29 19,136 32,266 68.61 990 1,913 93.23
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.90 26,176 26,176 0.00 224 233 4.02
2017-12-31 13F-HR HPF / John Hancock Preferred Income Fund II 21.49 18,634 18,710 0.41 408 402 -1.47
2017-12-31 13F-HR HPQ / HP Inc. 21.01 14,914 13,991 -6.19 298 294 -1.34
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.53 188,825 183,388 -2.88 30,884 34,757 12.54
2017-12-31 13F-HR IYY / iShares Dow Jones U.S. ETF 133.37 1,805 1,807 0.11 227 241 6.17
2017-12-31 13F-HR REZ / iShares Residential Real Estate Capped ETF 62.12 4,807 3,976 -17.29 306 247 -19.28
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.10 11,735 11,361 -3.19 1,366 1,319 -3.44
2017-12-31 13F-HR Ishares Mtg Real Estate Capped / MRG RL ES CP ETF (464288539) 45.20 191,324 8,648
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 65,599 64,625 -1.48 2,940 3,045 3.57
2017-12-31 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 169.90 1,904 1,854 -2.63 313 315 0.64
2017-12-31 13F-HR IDU / iShares U.S. Utilities ETF 132.84 6,576 7,287 10.81 874 968 10.76
2017-12-31 13F-HR IYH / iShares U.S. Healthcare ETF 174.24 26,025 25,454 -2.19 4,473 4,435 -0.85
2017-12-31 13F-HR DVY / iShares Select Dividend ETF 98.56 314,961 291,479 -7.46 29,496 28,728 -2.60
2017-12-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.27 3,484 3,484 0.00 430 426 -0.93
2017-12-31 13F-HR IWB / iShares Russell 1000 ETF 148.75 2,326 346
2017-12-31 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 153.50 2,228 2,228 0.00 330 342 3.64
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.19 2,266 2,266 0.00 346 363 4.91
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 137,022 136,128 -0.65 17,814 19,020 6.77
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.32 2,360 2,360 0.00 356 376 5.62
2017-12-31 13F-HR LEG / Leggett & Platt, Inc. 47.74 5,095 4,881 -4.20 243 233 -4.12
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.03 23,395 23,711 1.35 7,259 7,612 4.86
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.90 6,217 6,347 2.09 442 450 1.81
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 92.86 6,559 5,977 -8.87 524 555 5.92
2017-12-31 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 14.09 75,265 74,120 -1.52 1,054 1,044 -0.95
2017-12-31 13F-HR MAIN / Main Street Capital Corp. 39.74 31,675 37,618 18.76 1,259 1,495 18.75
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.17 1,524 206
2017-12-31 13F-HR MA / MasterCard Incorporated 151.44 1,830 2,080 13.66 258 315 22.09
2017-12-31 13F-HR MPW / Medical Properties Trust Inc. 13.80 12,100 12,100 0.00 159 167 5.03
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.89 7,433 7,418 -0.20 667 652 -2.25
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 25.28 48,643 47,743 -1.85 1,121 1,207 7.67
2017-12-31 13F-HR NXRT / NexPoint Residential Trust, Inc. 27.93 38,557 38,163 -1.02 915 1,066 16.50
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 17.88 322,300 316,909 -1.67 5,392 5,666 5.08
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.12 37,512 44,661 19.06 384 452 17.71
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.20 0 15,727 0 129
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.44 212,615 209,906 -1.27 3,272 3,241 -0.95
2017-12-31 13F-HR JPS / Nuveen Preferred Securities Income Fund 10.20 126,140 125,075 -0.84 1,313 1,276 -2.82
2017-12-31 13F-HR Nuveen Select Tax Free / SH BEN INT (67063C106) 13.92 17,455 243
2017-12-31 13F-HR Nuveen Select Tax Free / SH BEN INT (67063X100) 15.21 27,224 414
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 27.52 11,270 12,865 14.15 360 354 -1.67
2017-12-31 13F-HR OXM / Oxford Industries, Inc. 75.13 3,048 229
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.54 1,439 208
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.68 5,850 5,850 0.00 375 431 14.93
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.93 53,918 27,090 -49.76 6,008 3,249 -45.92
2017-12-31 13F-HR PBT / Permian Basin Royalty Trust 8.86 49,845 45,245 -9.23 434 401 -7.60
2017-12-31 13F-HR PML / PIMCO Municipal Income Fund II 13.17 40,540 39,933 -1.50 534 526 -1.50
2017-12-31 13F-HR PNW / Pinnacle West Capital Corp. 85.22 3,917 3,790 -3.24 331 323 -2.42
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 12.96 12,343 12,343 0.00 169 160 -5.33
2017-12-31 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 11.36 75,846 76,639 1.05 876 871 -0.57
2017-12-31 13F-HR PMX / PIMCO Municipal Income Fund III 11.61 12,235 12,235 0.00 145 142 -2.07
2017-12-31 13F-HR Pioneer Municipal High Income / COM SHS (723763108) 11.85 101,230 1,200
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 121,080 121,687 0.50 11,016 11,181 1.50
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.87 56,446 54,571 -3.32 1,071 1,030 -3.83
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 155.68 3,177 2,974 -6.39 462 463 0.22
2017-12-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.41 109,950 107,107 -2.59 1,642 1,543 -6.03
2017-12-31 13F-HR RTN / Raytheon Co. 187.93 2,178 2,634 20.94 406 495 21.92
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.83 11,590 12,536 8.16 2,912 3,345 14.87
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.07 1,660 1,678 1.08 296 329 11.15
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.26 223,262 248,345 11.23 15,289 17,945 17.37
2017-12-31 13F-HR SCHD / Schwab US Dividend Equity ETF 51.15 23,424 24,065 2.74 1,096 1,231 12.32
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.35 14,137 13,273 -6.11 986 894 -9.33
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.89 67,549 65,078 -3.66 3,646 3,702 1.54
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.47 7,447 6,747 -9.40 423 408 -3.55
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 19.15 154,370 161,720 4.76 3,018 3,097 2.62
2017-12-31 13F-HR ITE / SPDR Barclays Capital Intermediate Term Treasury ETF 59.39 320,780 22,309 -93.05 19,256 1,325 -93.12
2017-12-31 13F-HR SPIB / SPDR Portfolio Intermediate Term 34.16 7,289 7,289 0.00 252 249 -1.19
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.56 114,296 113,089 -1.06 3,197 3,117 -2.50
2017-12-31 13F-HR SGLRF / Spyglass Resources Corp. 0.00 0 11,003 0 0
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.44 2,544 2,499 -1.77 228 261 14.47
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 17.52 13,300 13,300 0.00 247 233 -5.67
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.13 10,535 11,213 6.44 1,222 1,504 23.08
2017-12-31 13F-HR USB / U.S. Bancorp 53.64 4,380 4,418 0.87 235 237 0.85
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.41 5,164 5,381 4.20 1,011 1,186 17.31
2017-12-31 13F-HR BLV / Vanguard Long-Term Bond ETF 95.17 5,222 497
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.66 2,693 2,467 -8.39 358 347 -3.07
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.72 2,056 2,146 4.38 290 317 9.31
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.77 18,392 18,507 0.63 1,437 1,828 27.21
2017-12-31 13F-HR WM / Waste Management, Inc. 86.37 4,725 4,689 -0.76 370 405 9.46
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.67 108,925 106,724 -2.02 6,007 6,475 7.79
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 64,362 65,780 2.20 4,523 4,195 -7.25
2017-12-31 13F-HR Western Asset Em Mkts Income F / (95766A101) 15.53 17,969 279
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 226,657 2,316
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.28 7,739 273
2017-12-31 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.97 236,805 220,622 -6.83 1,707 1,538 -9.90
2017-12-31 13F-HR PAI / Western Asset Income Fund 15.88 10,485 10,204 -2.68 172 162 -5.81
2017-12-31 13F-HR WSR / Whitestone REIT 14.39 12,300 12,300 0.00 161 177 9.94
2017-12-31 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 76.85 3,110 3,110 0.00 230 239 3.91
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.43 14,886 15,049 1.09 14,495 15,853 9.37
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.66 7,806 7,739 -0.86 717 810 12.97
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.12 1,489 1,414 -5.04 486 488 0.41
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.59 11,322 10,363 -8.47 349 317 -9.17
2017-12-31 13F-HR MMM / 3M Co. 235.32 9,425 9,281 -1.53 1,978 2,184 10.41
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.89 23,790 22,388 -5.89 331 311 -6.04
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.60 4,257 4,109 -3.48 268 286 6.72
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.19 1,355 1,364 0.66 1,300 1,427 9.77
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.97 22,525 22,467 -0.26 1,817 1,909 5.06
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 54,305 59,464 9.50 1,832 2,240 22.27
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 98,122 96,906 -1.24 1,247 1,153 -7.54
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.71 28,257 27,431 -2.92 1,055 1,007 -4.55
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.08 9,444 9,444 0.00 305 303 -0.66
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.53 15,478 15,776 1.93 1,631 1,649 1.10
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 76,455 79,281 3.70 4,125 4,815 16.73
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.82 73,054 69,968 -4.22 6,185 5,865 -5.17
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 139,267 130,476 -6.31 1,472 1,349 -8.36
2017-12-31 13F-HR DTE / DTE Energy Co. 109.49 8,777 8,777 0.00 942 961 2.02
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 26.01 25,984 25,832 -0.58 643 672 4.51
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.38 184,777 180,411 -2.36 2,127 2,053 -3.48
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.71 58,386 49,427 -15.34 469 381 -18.76
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.42 20,056 15,968 -20.38 1,108 885 -20.13
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 106,314 98,126 -7.70 2,039 1,773 -13.05
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.13 10,057 10,057 0.00 130 132 1.54
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.81 61,891 60,881 -1.63 989 841 -14.96
2017-12-31 13F-HR ACP / Avenue Income Credit Strategies Fund 14.03 194,659 192,100 -1.31 2,871 2,695 -6.13
2017-12-31 13F-HR BBT / BB&T Corp. 49.73 14,797 14,800 0.02 695 736 5.90
2017-12-31 13F-HR IQI / Invesco Quality Municipal Income Trust 12.51 70,639 68,264 -3.36 904 854 -5.53
2017-12-31 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 16.46 25,325 23,510 -7.17 425 387 -8.94
2017-12-31 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.37 11,025 10,350 -6.12 103 97 -5.83
2017-12-31 13F-HR PFG / Principal Financial Group, Inc. 70.50 7,785 7,716 -0.89 501 544 8.58
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.46 14,488 14,488 0.00 190 195 2.63
2017-12-31 13F-HR CB / Chubb Ltd 145.98 2,840 2,788 -1.83 405 407 0.49
2017-12-31 13F-HR PSA / Public Storage 208.95 9,569 9,945 3.93 2,048 2,078 1.46
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 681,454 697,306 2.33 40,274 44,593 10.72
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.09 31,713 30,914 -2.52 2,035 2,043 0.39
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.70 12,820 199,881 1,459.13 233 3,738 1,504.29
2017-12-31 13F-HR UTX / United Technologies Corp. 127.55 29,710 29,846 0.46 3,449 3,807 10.38
2017-12-31 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 8.55 45,710 45,710 0.00 387 391 1.03
2017-12-31 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 15.89 187,114 187,259 0.08 3,014 2,976 -1.26
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.05 21,305 21,305 0.00 133 129 -3.01
2017-12-31 13F-HR EIX / Edison International 63.18 3,590 3,593 0.08 277 227 -18.05
2017-12-31 13F-HR KSM / Deutsche Strategic Municipal Income Trust 11.77 27,875 27,875 0.00 340 328 -3.53
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.26 1,722 1,712 -0.58 206 223 8.25
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 221,217 234,797 6.14 10,948 12,428 13.52
2017-12-31 13F-HR F / Ford Motor Co. 12.49 216,306 218,470 1.00 2,589 2,729 5.41
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.81 9,479,080 1,820,701 -80.79 46,243 50,634 9.50
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.26 5,842 5,779 -1.08 856 903 5.49
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.44 14,949 14,949 0.00 188 171 -9.04
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.69 57,611 54,364 -5.64 5,190 5,365 3.37
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.06 22,848 23,654 3.53 2,595 2,698 3.97
2017-12-31 13F-HR CELG / Celgene Corp. 104.45 2,619 2,834 8.21 382 296 -22.51
2017-12-31 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 9.62 15,500 10,500 -32.26 146 101 -30.82
2017-12-31 13F-HR IVH / Ivy High Income Opportunities Fund 15.11 72,737 74,895 2.97 1,162 1,132 -2.58
2017-12-31 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 14.06 117,003 115,601 -1.20 1,660 1,625 -2.11
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.79 87,514 84,788 -3.11 1,257 1,169 -7.00
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.59 4,570 4,780 4.60 336 390 16.07
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.69 75,240 74,826 -0.55 6,149 6,187 0.62
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 298,000.00 1 1 0.00 275 298 8.36
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.42 5,270 5,270 0.00 220 213 -3.18
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.63 10,402 11,034 6.08 1,224 1,331 8.74
2017-12-31 13F-HR PMM / Putnam Managed Municipal Income Trust 7.41 128,863 128,863 0.00 974 955 -1.95
2017-12-31 13F-HR CVX / Chevron Corp. 125.19 51,779 52,002 0.43 6,084 6,510 7.00
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.67 310,552 318,839 2.67 22,049 24,127 9.42
2017-12-31 13F-HR HEP / Holly Energy Partners L.P. 32.49 42,177 41,830 -0.82 1,409 1,359 -3.55
2017-12-31 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 14.62 85,329 82,404 -3.43 1,264 1,205 -4.67
2017-12-31 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.56 222,605 191,545 -13.95 26,986 23,284 -13.72
2017-12-31 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 16.51 25,619 25,494 -0.49 443 421 -4.97
2017-12-31 13F-HR PID / PowerShares Exchange-Trade Fund Trust 16.54 153,869 144,812 -5.89 2,485 2,395 -3.62
2017-12-31 13F-HR SCD / LMP Capital & Income Fund, Inc. 13.95 12,900 12,900 0.00 188 180 -4.26
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.08 15,405 15,670 1.72 593 628 5.90
2017-12-31 13F-HR GPC / Genuine Parts Co. 95.01 15,475 14,967 -3.28 1,480 1,422 -3.92
2017-12-31 13F-HR ETN / Eaton Corporation 79.01 51,890 56,361 8.62 3,985 4,453 11.74
2017-12-31 13F-HR ABT / Abbott Laboratories 57.11 8,692 8,388 -3.50 464 479 3.23
2017-12-31 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 13.75 150,050 148,784 -0.84 2,078 2,046 -1.54
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.73 15,596 15,465 -0.84 945 1,032 9.21
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 142,949 97,870 -31.54 10,648 8,372 -21.37
2017-12-31 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.56 563,947 742,556 31.67 13,986 18,237 30.39
2017-12-31 13F-HR TSS / Total System Services, Inc. 79.09 18,296 19,472 6.43 1,198 1,540 28.55
2017-12-31 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 11.97 91,165 124,517 36.58 1,150 1,491 29.65
2017-12-31 13F-HR DSU / BlackRock Debt Strategies Fund, Inc. 11.70 204,423 199,145 -2.58 2,386 2,330 -2.35
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.23 15,009 14,313 -4.64 760 719 -5.39
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 250,116 281,639 12.60 2,981 3,298 10.63
2017-12-31 13F-HR PGH / Pengrowth Energy Corp. 0.79 127,200 107,166 -15.75 131 85 -35.11
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.04 36,229 41,642 14.94 3,434 4,249 23.73
2017-12-31 13F-HR SEP / Spectra Energy Partners LP 39.53 27,888 31,596 13.30 1,238 1,249 0.89
2017-12-31 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.31 65,682 62,622 -4.66 223 207 -7.17
2017-12-31 13F-HR SXL / Sunoco Logistics Partners L.P. 17.92 158,033 159,114 0.68 2,890 2,851 -1.35
2017-12-31 13F-HR XPHTX / Pioneer High Income Trust 9.71 280,030 273,005 -2.51 2,806 2,651 -5.52
2017-12-31 13F-HR IYZ / iShares U.S. Telecommunications ETF 29.43 28,559 24,125 -15.53 868 710 -18.20
2017-12-31 13F-HR IWF / iShares Russell 1000 Growth ETF 134.77 4,489 4,489 0.00 561 605 7.84
2017-12-31 13F-HR MBB / iShares MBS ETF 106.59 162,499 174,157 7.17 17,404 18,563 6.66
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.71 15,332 15,474 0.93 1,690 2,100 24.26
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.72 84,484 81,440 -3.60 5,466 5,189 -5.07
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.88 22,971 22,481 -2.13 372 357 -4.03
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.21 1,482 3,703 149.87 342 908 165.50
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.47 129,441 121,570 -6.08 3,653 3,340 -8.57
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.11 44,155 45,536 3.13 3,706 3,830 3.35
2017-12-31 13F-HR CPLP / Capital Product Partners L.P. 3.33 10,199 10,199 0.00 36 34 -5.56
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 204,593 201,463 -1.53 2,494 2,395 -3.97
2017-12-31 13F-HR GD / General Dynamics Corp. 203.52 2,214 2,501 12.96 455 509 11.87
2017-12-31 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 39.00 139,710 137,795 -1.37 5,285 5,374 1.68
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 821,956 834,468 1.52 7,455 7,702 3.31
2017-12-31 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 12.51 43,942 44,696 1.72 561 559 -0.36
2017-12-31 13F-HR MCD / McDonald's Corp. 172.13 48,354 48,941 1.21 7,576 8,424 11.19
2017-12-31 13F-HR GOV / Government Properties Income Trust 18.54 149,614 168,332 12.51 2,808 3,121 11.15
2017-12-31 13F-HR MO / Altria Group, Inc. 71.41 110,995 113,011 1.82 7,039 8,070 14.65
2017-12-31 13F-HR WHR / Whirlpool Corp. 168.60 17,534 1,293 -92.63 3,234 218 -93.26
2017-12-31 13F-HR XJHIX / John Hancock Investors Trust 17.50 30,388 30,007 -1.25 552 525 -4.89
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.43 7,449 7,528 1.06 698 741 6.16
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.26 64,956 87,710 35.03 4,159 4,935 18.66
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 14.04 319,933 329,568 3.01 4,498 4,627 2.87
2017-12-31 13F-HR BSV / Vanguard Short-Term Bond ETF 79.10 152,584 164,593 7.87 12,179 13,019 6.90
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 45,655 45,151 -1.10 2,910 2,767 -4.91
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company 14.39 13,870 13,625 -1.77 204 196 -3.92
2017-12-31 13F-HR PSEC / Prospect Capital Corp. 6.75 14,968 14,968 0.00 101 101 0.00
2017-12-31 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.53 55,438 55,784 0.62 367 364 -0.82
2017-12-31 13F-HR PSX / Phillips 66 101.16 3,731 3,707 -0.64 342 375 9.65
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.40 6,910 7,060 2.17 979 1,083 10.62
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.06 70,135 29,756 -57.57 5,395 2,412 -55.29
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.07 7,874 7,546 -4.17 263 242 -7.98
2017-12-31 13F-HR IYC / iShares U.S. Consumer Services ETF 179.39 2,986 3,261 9.21 490 585 19.39
2017-12-31 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.71 321,441 340,591 5.96 5,137 5,351 4.17
2017-12-31 13F-HR HRS / Harris Corp. 141.61 3,992 4,110 2.96 526 582 10.65
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.29 8,797 8,966 1.92 407 424 4.18
2017-12-31 13F-HR HST / Host Hotels & Resorts, Inc. 19.85 156,816 161,340 2.88 2,900 3,203 10.45
2017-12-31 13F-HR MFM / MFS Municipal Income Trust 6.87 37,835 41,360 9.32 272 284 4.41
2017-12-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 16.42 132,905 132,187 -0.54 2,180 2,171 -0.41
2017-12-31 13F-HR BKF / iShares MSCI BRIC ETF 44.48 16,188 16,028 -0.99 694 713 2.74
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.30 398,966 450,335 12.88 31,969 35,712 11.71
2017-12-31 13F-HR SBR / Sabine Royalty Trust 44.61 25,165 24,345 -3.26 1,027 1,086 5.74
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.14 11,920 11,465 -3.82 525 529 0.76
2017-12-31 13F-HR IBDO / iShares iBonds Dec 2023 Corporate ETF 25.07 413,845 431,145 4.18 10,499 10,809 2.95
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.49 8,606 8,138 -5.44 398 419 5.28
2017-12-31 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 13.80 26,981 26,603 -1.40 387 367 -5.17
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.84 50,876 50,502 -0.74 12,868 13,577 5.51
2017-12-31 13F-HR IWD / iShares Russell 1000 Value ETF 124.44 5,435 4,902 -9.81 644 610 -5.28
2017-12-31 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.33 46,562 45,428 -2.44 681 651 -4.41
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 28.23 9,379 9,280 -1.06 265 262 -1.13
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 417,133 434,468 4.16 10,570 12,825 21.33
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 33,910 37,195 9.69 3,342 3,999 19.66
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.35 2,465 2,190 -11.16 269 257 -4.46
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.44 5,078 5,258 3.54 281 281 0.00
2017-12-31 13F-HR IYE / iShares U.S. Energy ETF 39.63 13,836 13,121 -5.17 518 520 0.39
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.57 23,353 21,977 -5.89 1,396 1,419 1.65
2017-12-31 13F-HR COP / ConocoPhillips 54.90 25,133 24,572 -2.23 1,258 1,349 7.23
2017-12-31 13F-HR MDT / Medtronic plc 80.72 12,497 12,599 0.82 972 1,017 4.63
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 87.26 158,606 157,690 -0.58 14,078 13,760 -2.26
2017-12-31 13F-HR DSDYX / Dreyfus/Standish Global Fixed Income Y 8.89 52,788 55,903 5.90 482 497 3.11
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.06 31,628 31,628 0.00 424 413 -2.59
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.07 3,596 3,908 8.68 309 352 13.92
2017-12-31 13F-HR MUB / iShares National Muni Bond ETF 110.74 32,115 32,888 2.41 3,561 3,642 2.27
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.86 40,501 35,397 -12.60 609 526 -13.63
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.10 987,812 1,044,232 5.71 90,217 98,259 8.91
2017-12-31 13F-HR EAD / Evergreen Income Advantage Fund 8.40 46,904 46,904 0.00 410 394 -3.90
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 163,079 177,690 8.96 4,251 4,711 10.82
2017-12-31 13F-HR SO / Southern Co. (The) 48.09 319,682 317,422 -0.71 15,709 15,265 -2.83
2017-12-31 13F-HR KO / Coca Cola Co. 45.88 201,239 201,338 0.05 9,058 9,237 1.98
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.39 9,423 9,399 -0.25 412 483 17.23
2017-12-31 13F-HR AXP / American Express Co. 99.23 6,547 6,530 -0.26 592 648 9.46
2017-12-31 13F-HR PHD / Pioneer Floating Rate Trust 11.46 68,974 66,643 -3.38 825 764 -7.39
2017-12-31 13F-HR HPS / John Hancock Preferred Income Fund III 18.75 33,281 32,956 -0.98 626 618 -1.28
2017-12-31 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 14.17 13,760 13,760 0.00 204 195 -4.41
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.56 5,692 5,706 0.25 440 414 -5.91
2017-12-31 13F-HR LLY / Eli Lilly & Co. 84.45 34,417 34,079 -0.98 2,944 2,878 -2.24
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 81.56 62,336 60,775 -2.50 5,109 4,957 -2.98
2017-12-31 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.94 17,000 17,000 0.00 107 101 -5.61
2017-12-31 13F-HR BKT / BlackRock Income Trust, Inc. 6.16 46,874 46,229 -1.38 294 285 -3.06
2017-12-31 13F-HR CVS / CVS Health Corporation 72.52 13,794 16,038 16.27 1,122 1,163 3.65
2017-12-31 13F-HR NVS / Novartis AG 84.04 3,887 3,903 0.41 334 328 -1.80
2017-12-31 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 25.31 49,280 45,050 -8.58 1,260 1,140 -9.52
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.22 62,585 61,512 -1.71 1,048 998 -4.77
2017-12-31 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 17.14 25,609 29,810 16.40 425 511 20.24
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.77 3,238 10,284 217.60 1,080 1,098 1.67
2017-12-31 13F-HR HPI / John Hancock Preferred Income Fund 21.41 36,094 33,207 -8.00 792 711 -10.23
2017-12-31 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 44.05 10,932 11,147 1.97 443 491 10.84
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.42 61,056 61,120 0.10 8,858 9,377 5.86
2017-12-31 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 11.82 33,260 33,660 1.20 399 398 -0.25
2017-12-31 13F-HR TGT / Target Corp. 65.24 11,338 10,315 -9.02 669 673 0.60
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.98 2,074 2,183 5.26 221 251 13.57
2017-12-31 13F-HR V / Visa, Inc. 114.02 20,446 21,136 3.37 2,152 2,410 11.99
2017-12-31 13F-HR HGT / Hugoton Royalty Trust 1.39 26,776 12,906 -51.80 50 18 -64.00
2017-12-31 13F-HR EIM / Eaton Vance Municipal Bond Fund 12.47 12,987 12,987 0.00 165 162 -1.82
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.33 13,370 13,290 -0.60 1,465 1,453 -0.82
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.12 26,565 23,100 -13.04 354 303 -14.41
2017-12-31 13F-HR COG / Cabot Oil & Gas Corp. 28.59 30,360 30,361 0.00 812 868 6.90
2017-12-31 13F-HR ACWI / iShares MSCI ACWI ETF 72.09 10,054 12,346 22.80 692 890 28.61
2017-12-31 13F-HR OAK / Oaktree Capital Group, LLC 42.11 18,025 17,192 -4.62 848 724 -14.62
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 66.00 6,030 6,030 0.00 338 398 17.75
2017-12-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.88 12,314 13,406 8.87 1,305 1,406 7.74
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.81 8,894 8,945 0.57 690 696 0.87
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.56 24,443 24,219 -0.92 3,048 3,816 25.20
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.77 53,365 51,522 -3.45 8,000 8,386 4.83
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.19 2,168 2,143 -1.15 425 459 8.00
2017-12-31 13F-HR MGC / Vanguard Mega Cap Index ETF 91.78 42,956 44,868 4.45 3,706 4,118 11.12
2017-12-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 24.80 229,892 244,058 6.16 5,759 6,053 5.11
2017-12-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.44 12,093 12,071 -0.18 467 464 -0.64
2017-12-31 13F-HR GE / General Electric Co. 17.45 259,340 274,477 5.84 6,271 4,790 -23.62
2017-12-31 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 55.97 4,545 4,610 1.43 278 258 -7.19
2017-12-31 13F-HR UDOW / ProShares UltraPro Dow30 94.27 7,130 7,330 2.81 498 691 38.76
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 318,509 333,850 4.82 13,877 15,327 10.45
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 66,569 66,628 0.09 6,358 7,125 12.06
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.89 32,668 32,042 -1.92 1,765 1,823 3.29
2017-12-31 13F-HR AEP / American Electric Power Company, Inc. 73.59 13,378 12,679 -5.22 940 933 -0.74
2017-12-31 13F-HR AAPL / Apple, Inc. 169.22 80,191 80,964 0.96 12,359 13,701 10.86
2017-12-31 13F-HR NNA / Navios Maritime Acquisition Corp. 1.11 30,724 30,724 0.00 37 34 -8.11
2017-12-31 13F-HR ANH / Anworth Mortgage Asset Corp. 5.43 32,250 32,250 0.00 194 175 -9.79
2017-12-31 13F-HR MON / Monsanto Co. 116.74 4,395 4,583 4.28 527 535 1.52
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.39 5,733 5,785 0.91 308 332 7.79
2017-12-31 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 12.40 23,404 24,354 4.06 304 302 -0.66
2017-12-31 13F-HR PAA / Plains All American Pipeline, L.P. 20.64 45,016 43,017 -4.44 954 888 -6.92
2017-12-31 13F-HR ERC / Evergreen Multi-Sector Income Fund 13.06 99,947 98,464 -1.48 1,341 1,286 -4.10
2017-12-31 13F-HR PMO / Putnam Municipal Opportunities Trust 12.35 89,387 89,387 0.00 1,129 1,104 -2.21
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.65 65,232 64,948 -0.44 7,241 6,862 -5.23
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.72 90,501 90,064 -0.48 3,733 3,667 -1.77
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.87 11,899 12,299 3.36 548 601 9.67
2017-12-31 13F-HR JFR / Nuveen Floating Rate Income Fund 11.22 62,266 58,046 -6.78 729 651 -10.70
2017-12-31 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 13.19 26,225 26,225 0.00 351 346 -1.42
2017-12-31 13F-HR HYLS / First Trust Exchange-Traded Fund IV 48.58 34,298 37,426 9.12 1,683 1,818 8.02
2017-12-31 13F-HR SPTM / SPDR Portfolio Total Stock Marke 33.25 1,168 7,008 500.00 219 233 6.39
2017-12-31 13F-HR CAH / Cardinal Health, Inc. 61.24 8,909 9,781 9.79 596 599 0.50
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.16 13,559 13,654 0.70 1,628 1,627 -0.06
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.89 31,497 30,252 -3.95 2,423 2,780 14.73
2017-12-31 13F-HR GGG / Graco Inc. 45.23 7,848 23,544 200.00 971 1,065 9.68
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.89 40,735 38,540 -5.39 5,387 5,584 3.66
2017-12-31 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 17.80 27,803 27,353 -1.62 500 487 -2.60
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.08 12,711 64,479 407.27 762 4,390 476.12
2017-12-31 13F-HR VYMI / Vanguard International High Dividend Yield ETF 67.00 43,090 147,929 243.30 2,831 9,911 250.09
2017-12-31 13F-HR CSX / CSX Corp. 54.96 7,610 7,369 -3.17 413 405 -1.94
2017-12-31 13F-HR IIM / Invesco Value Municipal Income Trust 14.90 99,816 99,734 -0.08 1,493 1,486 -0.47
2017-12-31 13F-HR GM / General Motors Company 40.97 16,391 15,351 -6.34 662 629 -4.98
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.07 6,553 6,117 -6.65 316 343 8.54
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 32,762 30,050 -8.28 8,328 8,862 6.41
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.48 49,924 48,421 -3.01 1,498 1,476 -1.47
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.66 15,063 18,368 21.94 967 1,353 39.92
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 37,972 36,196 -4.68 622 569 -8.52
2017-12-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 30.42 7,133 7,133 0.00 219 217 -0.91
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.94 21,442 20,855 -2.74 691 687 -0.58
2017-12-31 13F-HR MSI / Motorola Solutions, Inc. 90.29 2,934 3,090 5.32 249 279 12.05
2017-12-31 13F-HR IVW / iShares S&P 500 Growth ETF 152.91 1,625 1,635 0.62 233 250 7.30
2017-12-31 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 15.14 14,050 12,157 -13.47 217 184 -15.21
2017-12-31 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.91 16,913 16,187 -4.29 134 128 -4.48
2017-12-31 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 216.20 1,269 1,494 17.73 257 323 25.68
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.78 255,565 257,742 0.85 45,721 48,914 6.98
2017-12-31 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 22.54 45,745 45,745 0.00 1,037 1,031 -0.58
2017-12-31 13F-HR CNOB / ConnectOne Bancorp, Inc. 25.77 22,610 21,227 -6.12 556 547 -1.62
2017-12-31 13F-HR IJR / iShares Core S&P Small-Cap ETF 76.81 484,776 481,366 -0.70 35,980 36,974 2.76
2017-12-31 13F-HR BIIB / Biogen Inc. 1,228 0 -100.00 385 0 -100.00
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 3,980 0 -100.00 227 0 -100.00
2017-12-31 13F-HR SNR / New Senior Investment Group Inc. 14,500 0 -100.00 133 0 -100.00
2017-12-31 13F-HR CLD / Cloud Peak Energy Inc. 11,900 0 -100.00 44 0 -100.00
2017-12-31 13F-HR MSD / Morgan Stanley Emerging Markets Debt Fund, Inc. 10,865 0 -100.00 109 0 -100.00