InvestorCapital Investment Advisors, LLC
Portfolio Value $ 1,695,493,000
Current Positions495
Opened Positions5
Closed Positions23


Latest Holdings, Performance, AUM (from 13F, 13D)

Capital Investment Advisors, LLC has disclosed 495 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,695,493,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Capital Investment Advisors, LLC's top holdings are SPDR S&P Dividend ETF (NYSE:SDY) , iShares MSCI ACWI ex US ETF (NASDAQ:ACWX) , SPDR Financial Select Sector ETF (NYSE:XLF) , iShares Core S&P MidCap ETF (NYSE:IJH) , and SPDR Technology Select Sector ETF (NYSE:XLK) . Capital Investment Advisors, LLC's new positions include Newell Brands Inc. (NYSE:NWL) , Illinois Tool Works, Inc. (NYSE:ITW) , Direxion Auspice Broad Commodity (NYSE:COM) , iShares iBonds Dec 2019 Corporate ETF (NYSE:IBDK) , and Baxter International, Inc. (NYSE:BAX) .

All Capital Investment Advisors, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on October 15, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-09-30 13F-HR GRMN / Garmin Ltd. 70.13 0 2,980 0 209
2018-09-30 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.09 0 2,486 0 40
2018-09-30 13F-HR KIO / KKR Income Opportunities Fund 16.41 73,029 71,906 -1.54 1,209 1,180 -2.40
2018-09-30 13F-HR Alliance Natl Muni Inc / (01864U106) 12.38 80,262 994
2018-09-30 13F-HR Brookfield Real Assets I / SHS BEN INT (112830104) 23.07 18,290 422
2018-09-30 13F-HR Columbia Emerging Mkts Consume / EGS EMKTCONS ETF (268461779) 22.26 12,172 271
2018-09-30 13F-HR Deutsche Multi Market Income / SHS (25160E102) 8.99 23,815 214
2018-09-30 13F-HR Deutsche Strategic Income Trus / SHS (25160F109) 12.56 34,244 430
2018-09-30 13F-HR First Tr / Aberdeen Global Opp / COM SHS (337319107) 9.62 41,794 402
2018-09-30 13F-HR High Income Oppty Fd Inc / (95766K109) 4.76 955,034 4,546
2018-09-30 13F-HR Ishares Msci Jpn Idx Fdf / MSCI JAPAN ETF (464286848) 60.19 5,832 351
2018-09-30 13F-HR Ishares Mtg Real Estate Capped / MRG RL ES CP ETF (464288539) 43.56 174,199 7,588
2018-09-30 13F-HR Mfs High Income Mun Tr / SHS BEN INT (59318D104) 4.92 29,250 144
2018-09-30 13F-HR Nuveen Div Adv Mun Fd 3 Nation / COM SH BEN INT (67070X101) 14.41 143,837 2,073
2018-09-30 13F-HR Nuveen Ga Div Ad Muni Fd / (67072B107) 11.03 113,357 1,250
2018-09-30 13F-HR Nuveen Select Tax Free / SH BEN INT (67062F100) 13.91 14,952 208
2018-09-30 13F-HR Nuveen Select Tax Free / SH BEN INT (67063C106) 13.35 17,455 233
2018-09-30 13F-HR Nuveen Select Tax Free / SH BEN INT (67063X100) 14.00 27,224 381
2018-09-30 13F-HR Pioneer Municipal High Income / COM SHS (723763108) 11.12 179,685 1,998
2018-09-30 13F-HR San Juan Basin Royalty Tr / UNIT BEN INT (789241105) 4.95 30,499 151
2018-09-30 13F-HR Voya Prime Rate Trust / SH BEN INT (92913A100) 4.98 64,700 322
2018-09-30 13F-HR Western Asset Em Mkts Income F / (95766A101) 13.39 19,560 262
2018-09-30 13F-HR LNT / Alliant Energy Corp. 42.53 10,115 8,605 -14.93 428 366 -14.49
2018-09-30 13F-HR GOOGL / Alphabet Inc. 1,207.07 15,808 15,835 0.17 17,850 19,114 7.08
2018-09-30 13F-HR ALL / Allstate Corp. (The) 98.70 4,115 4,164 1.19 376 411 9.31
2018-09-30 13F-HR MDY / SPDR S&P Midcap 400 ETF 367.41 1,415 1,399 -1.13 502 514 2.39
2018-09-30 13F-HR FE / FirstEnergy Corp. 37.17 13,859 14,071 1.53 498 523 5.02
2018-09-30 13F-HR CBS / CBS Corp. 57.40 3,621 3,502 -3.29 204 201 -1.47
2018-09-30 13F-HR KMF / Kayne Anderson Midstream/ Energy Fund Inc. 12.86 2,956 38
2018-09-30 13F-HR MMM / 3M Co. 210.68 9,542 9,360 -1.91 1,877 1,972 5.06
2018-09-30 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 12.06 69,147 105,954 53.23 846 1,278 51.06
2018-09-30 13F-HR EMR / Emerson Electric Co. 76.66 5,554 5,492 -1.12 384 421 9.64
2018-09-30 13F-HR HCN / Welltower Inc. 64.33 56,343 54,349 -3.54 3,532 3,496 -1.02
2018-09-30 13F-HR GOOG / Alphabet Inc. Class C 1,193.62 1,392 1,410 1.29 1,553 1,683 8.37
2018-09-30 13F-HR ED / Consolidated Edison, Inc. 76.19 24,156 22,116 -8.45 1,884 1,685 -10.56
2018-09-30 13F-HR CAG / ConAgra Foods, Inc. 33.98 62,054 60,808 -2.01 2,217 2,066 -6.81
2018-09-30 13F-HR XRIFX / RMR Real Estate Income Fund 18.03 10,152 10,152 0.00 186 183 -1.61
2018-09-30 13F-HR KTF / Deutsche Municipal Income Trust 10.49 108,010 103,958 -3.75 1,190 1,091 -8.32
2018-09-30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.04 28,680 16,230 -43.41 1,018 585 -42.53
2018-09-30 13F-HR HR / Healthcare Realty Trust, Inc. 29.20 9,444 9,211 -2.47 275 269 -2.18
2018-09-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 51.82 11,522 22,656 96.63 1,195 1,174 -1.76
2018-09-30 13F-HR K / Kellogg Co. 70.01 11,189 11,869 6.08 782 831 6.27
2018-09-30 13F-HR SYY / SYSCO Corp. 73.25 27,227 25,065 -7.94 1,859 1,836 -1.24
2018-09-30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 80.48 32,776 24,900 -24.03 2,654 2,004 -24.49
2018-09-30 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 9.27 129,984 128,084 -1.46 1,213 1,187 -2.14
2018-09-30 13F-HR DTE / DTE Energy Co. 109.08 8,727 8,361 -4.19 904 912 0.88
2018-09-30 13F-HR NRP / Natural Resource Partners L.P. 31.00 25,906 25,324 -2.25 813 785 -3.44
2018-09-30 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 22.17 9,474 9,474 0.00 215 210 -2.33
2018-09-30 13F-HR INTC / Intel Corp. 47.29 317,926 321,287 1.06 15,804 15,194 -3.86
2018-09-30 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 10.54 158,113 149,684 -5.33 1,685 1,578 -6.35
2018-09-30 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 6.74 45,343 44,676 -1.47 304 301 -0.99
2018-09-30 13F-HR SCHP / Schwab U.S. TIPS ETF 54.00 12,660 12,037 -4.92 695 650 -6.47
2018-09-30 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 14.55 255,434 277,177 8.51 3,727 4,033 8.21
2018-09-30 13F-HR FSD / First Trust High Income Long/Short Fund 14.75 125,578 24,065 -80.84 1,850 355 -80.81
2018-09-30 13F-HR KMI / Kinder Morgan, Inc. 17.73 95,605 92,924 -2.80 1,689 1,648 -2.43
2018-09-30 13F-HR EEP / Enbridge Energy Partners, L.P. 10.99 45,610 46,972 2.99 499 516 3.41
2018-09-30 13F-HR ACP / Avenue Income Credit Strategies Fund 14.23 192,936 196,151 1.67 2,664 2,791 4.77
2018-09-30 13F-HR BBT / BB&T Corp. 48.56 15,181 14,231 -6.26 766 691 -9.79
2018-09-30 13F-HR OXM / Oxford Industries, Inc. 90.22 3,048 3,048 0.00 253 275 8.70
2018-09-30 13F-HR IQI / Invesco Quality Municipal Income Trust 11.57 68,289 64,289 -5.86 814 744 -8.60
2018-09-30 13F-HR PTY / PIMCO Corporate & Income Opportunity Fund 17.85 20,282 20,332 0.25 355 363 2.25
2018-09-30 13F-HR XETWX / Eaton Vance Tax-Managed Global 9.45 0 10,155 0 96
2018-09-30 13F-HR PFG / Principal Financial Group, Inc. 58.55 7,529 7,856 4.34 399 460 15.29
2018-09-30 13F-HR ADM / Archer-Daniels-Midland Co. 50.31 5,546 5,426 -2.16 254 273 7.48
2018-09-30 13F-HR DHF / Dreyfus High Yield Strategies Fund 3.23 12,070 12,070 0.00 38 39 2.63
2018-09-30 13F-HR CNS / Cohen & Steers Inc. 12.26 90,551 22,352 -75.32 1,768 274 -84.50
2018-09-30 13F-HR CNS / Cohen & Steers Inc. 19.52 22,352 90,551 305.11 269 1,768 557.25
2018-09-30 13F-HR RPAI / Retail Properties of America, Inc. 12.22 14,488 14,488 0.00 185 177 -4.32
2018-09-30 13F-HR CB / Chubb Ltd 133.71 2,937 2,857 -2.72 373 382 2.41
2018-09-30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.26 12,062 12,297 1.95 517 532 2.90
2018-09-30 13F-HR PSA / Public Storage 201.63 16,732 20,647 23.40 3,796 4,163 9.67
2018-09-30 13F-HR ANGL / Market Vectors Fallen Angel High Yield Bond ETF 29.07 13,926 16,478 18.33 399 479 20.05
2018-09-30 13F-HR XLK / SPDR Technology Select Sector ETF 75.33 737,774 624,959 -15.29 51,253 47,078 -8.15
2018-09-30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.09 30,630 29,895 -2.40 1,941 1,916 -1.29
2018-09-30 13F-HR RFI / Cohen & Steers Total Return Realty Fund, Inc. 12.20 11,906 10,906 -8.40 149 133 -10.74
2018-09-30 13F-HR PBCT / People's United Financial, Inc. 17.11 37,798 32,388 -14.31 684 554 -19.01
2018-09-30 13F-HR UTX / United Technologies Corp. 139.80 31,492 30,214 -4.06 3,937 4,224 7.29
2018-09-30 13F-HR XLE / SPDR Energy Select Sector ETF 75.74 304,729 430,336 41.22 23,141 32,594 40.85
2018-09-30 13F-HR DSM / Dreyfus Strategic Municipal Bond Fund, Inc. 7.34 48,930 78,505 60.44 370 576 55.68
2018-09-30 13F-HR OIA / Invesco Municipal Income Opportunities Trust 7.68 64,226 59,626 -7.16 485 458 -5.57
2018-09-30 13F-HR BLW / BlackRock Limited Duration Income Trust (The) 14.89 178,645 178,839 0.11 2,656 2,663 0.26
2018-09-30 13F-HR MMT / MFS Multimarket Income Trust 5.51 20,705 20,705 0.00 117 114 -2.56
2018-09-30 13F-HR KSM / Deutsche Strategic Municipal Income Trust 10.61 26,375 26,775 1.52 287 284 -1.05
2018-09-30 13F-HR IYG / iShares U.S. Financial Services ETF 133.33 1,680 1,605 -4.46 218 214 -1.83
2018-09-30 13F-HR HIX / Western Asset High Income Fund II, Inc. 6.34 225,485 217,277 -3.64 1,452 1,378 -5.10
2018-09-30 13F-HR PBA / Pembina Pipeline Corp. 33.99 57,975 57,554 -0.73 2,006 1,956 -2.49
2018-09-30 13F-HR VZ / Verizon Communications, Inc. 53.39 276,197 278,881 0.97 13,895 14,889 7.15
2018-09-30 13F-HR F / Ford Motor Co. 9.25 526,403 563,789 7.10 5,827 5,215 -10.50
2018-09-30 13F-HR XLF / SPDR Financial Select Sector ETF 27.62 1,925,350 1,959,121 1.75 51,163 54,106 5.75
2018-09-30 13F-HR NEE / NextEra Energy, Inc. 167.58 4,669 7,447 59.50 780 1,248 60.00
2018-09-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.94 58,419 53,156 -9.01 3,010 2,867 -4.75
2018-09-30 13F-HR MDLZ / Mondelez International, Inc. 42.97 20,905 21,573 3.20 857 927 8.17
2018-09-30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 117.21 51,612 47,786 -7.41 5,641 5,601 -0.71
2018-09-30 13F-HR TIP / iShares TIPS Bond ETF 110.61 23,670 22,963 -2.99 2,672 2,540 -4.94
2018-09-30 13F-HR CELG / Celgene Corp. 89.47 2,527 2,839 12.35 201 254 26.37
2018-09-30 13F-HR IVH / Ivy High Income Opportunities Fund 14.26 84,352 179,775 113.12 1,209 2,564 112.08
2018-09-30 13F-HR NAD / Nuveen Dividend Advantage Municipal Fund 12.79 133,534 135,793 1.69 1,776 1,737 -2.20
2018-09-30 13F-HR XBGTX / BlackRock Floating Rate Income 13.79 82,250 81,347 -1.10 1,143 1,122 -1.84
2018-09-30 13F-HR YUM / Yum! Brands, Inc. 90.93 5,728 5,499 -4.00 448 500 11.61
2018-09-30 13F-HR XLV / SPDR Health Care Select Sector ETF 95.15 73,686 72,316 -1.86 6,150 6,881 11.89
2018-09-30 13F-HR INTU / Intuit Inc. 227.27 1,064 990 -6.95 217 225 3.69
2018-09-30 13F-HR BRK.A / Berkshire Hathaway, Inc. 320,000.00 2 2 0.00 564 640 13.48
2018-09-30 13F-HR KMB / Kimberly-Clark Corp. 113.66 13,964 14,280 2.26 1,471 1,623 10.33
2018-09-30 13F-HR PMM / Putnam Managed Municipal Income Trust 6.92 135,782 127,944 -5.77 961 885 -7.91
2018-09-30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 136.07 1,509 1,683 11.53 204 229 12.25
2018-09-30 13F-HR CMI / Cummins, Inc. 146.07 37,751 43,930 16.37 5,021 6,417 27.80
2018-09-30 13F-HR CVX / Chevron Corp. 122.28 55,568 54,717 -1.53 7,025 6,691 -4.75
2018-09-30 13F-HR XLU / SPDR Utilities Select Sector ETF 52.65 152,017 153,707 1.11 7,899 8,093 2.46
2018-09-30 13F-HR XLI / SPDR Industrial Select Sector ETF 78.40 334,967 345,135 3.04 23,994 27,059 12.77
2018-09-30 13F-HR HEP / Holly Energy Partners L.P. 31.46 40,580 40,625 0.11 1,147 1,278 11.42
2018-09-30 13F-HR MFL / BlackRock MuniHoldings Investment Quality Fund 12.52 78,193 191,615 145.05 1,011 2,399 137.29
2018-09-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.93 144,992 107,968 -25.54 16,612 12,409 -25.30
2018-09-30 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 9.37 43,696 39,692 -9.16 418 372 -11.00
2018-09-30 13F-HR MHD / BlackRock MuniHoldings Fund, Inc. 14.94 24,144 20,484 -15.16 377 306 -18.83
2018-09-30 13F-HR EFR / Eaton Vance Senior Floating-Rate Fund 14.05 30,590 29,890 -2.29 440 420 -4.55
2018-09-30 13F-HR PID / PowerShares Exchange-Trade Fund Trust 15.74 133,542 126,329 -5.40 2,085 1,988 -4.65
2018-09-30 13F-HR SCD / LMP Capital & Income Fund, Inc. 13.63 13,500 13,500 0.00 173 184 6.36
2018-09-30 13F-HR CMCSA / Comcast Corp. 35.42 16,127 15,554 -3.55 529 551 4.16
2018-09-30 13F-HR QCOM / QUALCOMM Incorporated 72.03 190,281 187,813 -1.30 10,679 13,528 26.68
2018-09-30 13F-HR GPC / Genuine Parts Co. 99.37 13,766 13,545 -1.61 1,264 1,346 6.49
2018-09-30 13F-HR ETN / Eaton Corporation 86.74 15,464 14,515 -6.14 1,156 1,259 8.91
2018-09-30 13F-HR ABT / Abbott Laboratories 73.40 9,596 9,795 2.07 585 719 22.91
2018-09-30 13F-HR NCV / AGIC Convertible & Income Fund 6.95 61,180 23,590 -61.44 428 164 -61.68
2018-09-30 13F-HR NEA / Nuveen AMT-Free Municipal Income Fund 12.66 143,880 149,822 4.13 1,872 1,897 1.34
2018-09-30 13F-HR PG / Procter & Gamble Co. (The) 83.23 206,341 214,118 3.77 16,107 17,821 10.64
2018-09-30 13F-HR NHS / Neuberger Berman High Yield Strategies Fund 10.95 56,524 53,995 -4.47 612 591 -3.43
2018-09-30 13F-HR RDS.A / Royal Dutch Shell Plc 68.15 16,008 15,583 -2.65 1,108 1,062 -4.15
2018-09-30 13F-HR COL / Rockwell Collins, Inc. 140.55 1,672 1,672 0.00 225 235 4.44
2018-09-30 13F-HR MSFT / Microsoft Corp. 114.37 95,123 94,516 -0.64 9,380 10,810 15.25
2018-09-30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 23.50 928,827 1,061,616 14.30 21,567 24,946 15.67
2018-09-30 13F-HR TSS / Total System Services, Inc. 98.74 18,110 17,420 -3.81 1,531 1,720 12.34
2018-09-30 13F-HR FPL / First Trust New Opportunities MLP & Energy Fund 9.61 152,846 143,477 -6.13 1,587 1,379 -13.11
2018-09-30 13F-HR DSU / BlackRock Debt Strategies Fund, Inc. 11.14 153,396 150,020 -2.20 1,715 1,671 -2.57
2018-09-30 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.47 86,853 85,698 -1.33 1,009 983 -2.58
2018-09-30 13F-HR PGH / Pengrowth Energy Corp. 0.87 104,753 38,959 -62.81 75 34 -54.67
2018-09-30 13F-HR VIG / Vanguard Dividend Appreciation ETF 110.71 43,712 42,300 -3.23 4,442 4,683 5.43
2018-09-30 13F-HR SEP / Spectra Energy Partners LP 35.71 41,249 42,876 3.94 1,461 1,531 4.79
2018-09-30 13F-HR FB / Facebook, Inc. 164.51 7,676 8,413 9.60 1,492 1,384 -7.24
2018-09-30 13F-HR CIK / Credit Suisse Asset Management Income Fund, Inc. 3.16 60,722 60,722 0.00 192 192 0.00
2018-09-30 13F-HR SXL / Sunoco Logistics Partners L.P. 22.26 221,344 225,453 1.86 4,214 5,019 19.10
2018-09-30 13F-HR PII / Polaris Industries, Inc 100.97 3,970 4,110 3.53 485 415 -14.43
2018-09-30 13F-HR XPHTX / Pioneer High Income Trust 9.26 264,654 259,294 -2.03 2,459 2,401 -2.36
2018-09-30 13F-HR IYZ / iShares U.S. Telecommunications ETF 29.73 21,923 21,628 -1.35 604 643 6.46
2018-09-30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 51.99 7,279 6,675 -8.30 377 347 -7.96
2018-09-30 13F-HR IWF / iShares Russell 1000 Growth ETF 155.95 6,170 6,778 9.85 887 1,057 19.17
2018-09-30 13F-HR MAR / Marriott International, Inc. 132.03 15,357 15,360 0.02 1,944 2,028 4.32
2018-09-30 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 15.68 20,946 24,813 18.46 320 389 21.56
2018-09-30 13F-HR VOO / Vanguard S&P 500 ETF 266.96 4,468 4,997 11.84 1,115 1,334 19.64
2018-09-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.46 121,471 120,083 -1.14 3,229 3,297 2.11
2018-09-30 13F-HR DUK / Duke Energy Corp. 80.02 49,220 49,153 -0.14 3,892 3,933 1.05
2018-09-30 13F-HR NLY / Annaly Capital Management, Inc. 10.23 197,240 202,748 2.79 2,030 2,074 2.17
2018-09-30 13F-HR GD / General Dynamics Corp. 204.73 3,193 3,214 0.66 595 658 10.59
2018-09-30 13F-HR CWI / SPDR MSCI AWCI ex-US ETF 37.36 132,659 132,304 -0.27 4,911 4,943 0.65
2018-09-30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.49 983,723 999,605 1.61 9,031 9,486 5.04
2018-09-30 13F-HR VKQ / Invesco Van Kampen Municipal Trust, Inc. 11.55 44,512 43,562 -2.13 526 503 -4.37
2018-09-30 13F-HR MCD / McDonald's Corp. 167.31 28,612 28,170 -1.54 4,483 4,713 5.13
2018-09-30 13F-HR GOV / Government Properties Income Trust 11.29 223,210 227,916 2.11 3,538 2,573 -27.28
2018-09-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.06 9,932 7,051 -29.01 507 360 -28.99
2018-09-30 13F-HR PYPL / PayPal Holdings, Inc. 87.80 5,979 6,025 0.77 498 529 6.22
2018-09-30 13F-HR MO / Altria Group, Inc. 60.31 185,114 199,575 7.81 10,513 12,036 14.49
2018-09-30 13F-HR XJHIX / John Hancock Investors Trust 16.08 31,847 34,577 8.57 508 556 9.45
2018-09-30 13F-HR ADX / Adams Diversified Equity Fund, Inc. 16.64 14,975 14,003 -6.49 231 233 0.87
2018-09-30 13F-HR CIM / Chimera Investment Corp. 18.14 65,035 64,732 -0.47 1,189 1,174 -1.26
2018-09-30 13F-HR DGX / Quest Diagnostics, Inc. 107.95 6,106 6,077 -0.47 671 656 -2.24
2018-09-30 13F-HR ACN / Accenture plc 170.10 3,224 3,345 3.75 527 569 7.97
2018-09-30 13F-HR MRK / Merck & Co., Inc. 70.94 157,779 158,321 0.34 9,577 11,231 17.27
2018-09-30 13F-HR XBHKX / BlackRock Core Bond Trust 12.78 429,497 450,897 4.98 5,480 5,762 5.15
2018-09-30 13F-HR SCHX / Schwab U.S. Large-Cap ETF 69.61 4,273 4,238 -0.82 278 295 6.12
2018-09-30 13F-HR BGT / BlackRock Floating Rate Income Trust 13.21 31,919 35,744 11.98 417 472 13.19
2018-09-30 13F-HR BSV / Vanguard Short-Term Bond ETF 78.03 141,722 143,379 1.17 11,084 11,188 0.94
2018-09-30 13F-HR MCK / McKesson Corp. 132.67 9,085 8,947 -1.52 1,212 1,187 -2.06
2018-09-30 13F-HR BMY / Bristol-Myers Squibb Co. 62.07 45,006 44,689 -0.70 2,491 2,774 11.36
2018-09-30 13F-HR PEP / PepsiCo, Inc. 111.80 28,631 28,631 0.00 3,117 3,201 2.69
2018-09-30 13F-HR HPE / Hewlett Packard Enterprise Company 16.28 14,247 14,247 0.00 208 232 11.54
2018-09-30 13F-HR SCHG / Schwab U.S. Large-Cap Growth ETF 82.16 3,858 3,274 -15.14 292 269 -7.88
2018-09-30 13F-HR PSEC / Prospect Capital Corp. 7.30 13,968 13,968 0.00 94 102 8.51
2018-09-30 13F-HR XEVFX / Eaton Vance Senior Income Trust 6.45 55,705 57,842 3.84 355 373 5.07
2018-09-30 13F-HR DGRO / iShares Core Dividend Growth ETF 37.06 45,552 69,915 53.48 1,562 2,591 65.88
2018-09-30 13F-HR PSX / Phillips 66 112.63 4,223 4,031 -4.55 474 454 -4.22
2018-09-30 13F-HR HON / Honeywell International, Inc. 166.46 7,770 7,888 1.52 1,119 1,313 17.34
2018-09-30 13F-HR SJM / Smucker (J.M.) Co. 102.55 0 7,801 0 800
2018-09-30 13F-HR D / Dominion Resources, Inc. 70.27 29,203 25,303 -13.35 1,991 1,778 -10.70
2018-09-30 13F-HR JQC / Nuveen Credit Strategies Income Fund 7.97 13,810 13,810 0.00 110 110 0.00
2018-09-30 13F-HR BX / Blackstone Group L.P. (The) 38.02 7,602 7,995 5.17 245 304 24.08
2018-09-30 13F-HR VTV / Vanguard Value ETF 110.57 2,393 2,451 2.42 248 271 9.27
2018-09-30 13F-HR IYC / iShares U.S. Consumer Services ETF 211.75 3,216 3,216 0.00 623 681 9.31
2018-09-30 13F-HR LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc 23.81 19,035 18,270 -4.02 487 435 -10.68
2018-09-30 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.90 347,524 328,447 -5.49 5,494 5,222 -4.95
2018-09-30 13F-HR NKE / Nike, Inc. 84.72 24,023 22,969 -4.39 1,914 1,946 1.67
2018-09-30 13F-HR DE / Deere & Co. 150.28 3,234 3,214 -0.62 452 483 6.86
2018-09-30 13F-HR HRS / Harris Corp. 169.21 4,247 4,202 -1.06 614 711 15.80
2018-09-30 13F-HR CMS / CMS Energy Corp. 49.02 8,789 8,506 -3.22 416 417 0.24
2018-09-30 13F-HR HST / Host Hotels & Resorts, Inc. 21.10 79,586 77,492 -2.63 1,677 1,635 -2.50
2018-09-30 13F-HR MFM / MFS Municipal Income Trust 6.49 45,305 63,011 39.08 299 409 36.79
2018-09-30 13F-HR MMP / Magellan Midstream Partners, L.P. 67.71 29,346 33,217 13.19 2,027 2,249 10.95
2018-09-30 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 15.53 130,158 135,036 3.75 2,094 2,097 0.14
2018-09-30 13F-HR XWEAX / Western Asset Premier Bond Fund 12.83 44,788 41,245 -7.91 564 529 -6.21
2018-09-30 13F-HR BKF / iShares MSCI BRIC ETF 40.36 11,863 11,745 -0.99 499 474 -5.01
2018-09-30 13F-HR PML / PIMCO Municipal Income Fund II 13.22 23,905 23,905 0.00 313 316 0.96
2018-09-30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 78.16 523,819 543,156 3.69 40,910 42,453 3.77
2018-09-30 13F-HR SCHD / Schwab US Dividend Equity ETF 52.99 25,191 25,365 0.69 1,242 1,344 8.21
2018-09-30 13F-HR NFLX / Netflix, Inc. 373.97 941 968 2.87 368 362 -1.63
2018-09-30 13F-HR SBR / Sabine Royalty Trust 42.21 23,015 22,410 -2.63 1,084 946 -12.73
2018-09-30 13F-HR FXI / iShares China Large-Cap ETF 42.83 11,465 11,465 0.00 493 491 -0.41
2018-09-30 13F-HR IBDO / iShares iBonds Dec 2023 Corporate ETF 24.30 504,721 526,747 4.36 12,255 12,800 4.45
2018-09-30 13F-HR KR / Kroger Co. 29.12 46,210 48,150 4.20 1,315 1,402 6.62
2018-09-30 13F-HR PEG / Public Service Enterprise Group, Inc. 52.74 7,450 7,452 0.03 403 393 -2.48
2018-09-30 13F-HR MYI / BlackRock Muniyield Quality Fund III, Inc. 12.08 45,237 48,000 6.11 570 580 1.75
2018-09-30 13F-HR IVV / iShares Core S&P 500 ETF 292.72 50,943 49,276 -3.27 13,910 14,424 3.70
2018-09-30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.19 50,831 49,381 -2.85 938 898 -4.26
2018-09-30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 47.84 1,502,167 1,529,852 1.84 71,033 73,194 3.04
2018-09-30 13F-HR IWD / iShares Russell 1000 Value ETF 126.63 6,463 7,123 10.21 784 902 15.05
2018-09-30 13F-HR IDU / iShares U.S. Utilities ETF 134.04 6,210 6,170 -0.64 819 827 0.98
2018-09-30 13F-HR BP / BP Plc 46.12 5,044 4,770 -5.43 230 220 -4.35
2018-09-30 13F-HR IWM / iShares Russell 2000 ETF 168.46 1,689 1,579 -6.51 277 266 -3.97
2018-09-30 13F-HR BLV / Vanguard Long-Term Bond ETF 87.41 5,823 5,823 0.00 516 509 -1.36
2018-09-30 13F-HR EFT / Eaton Vance Floating-Rate Income Trust 14.59 41,084 40,163 -2.24 596 586 -1.68
2018-09-30 13F-HR CA / CA, Inc. 44.18 7,843 7,017 -10.53 280 310 10.71
2018-09-30 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 10.31 163,363 221,640 35.67 1,701 2,285 34.33
2018-09-30 13F-HR PNW / Pinnacle West Capital Corp. 79.11 3,547 2,920 -17.68 286 231 -19.23
2018-09-30 13F-HR FDX / FedEx Corp. 240.81 884 843 -4.64 201 203 1.00
2018-09-30 13F-HR BAC / Bank of America Corp. 29.46 448,996 449,463 0.10 12,657 13,241 4.61
2018-09-30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 14.56 204,074 208,426 2.13 2,977 3,035 1.95
2018-09-30 13F-HR ENB / Enbridge Inc. 32.35 6,073 6,244 2.82 217 202 -6.91
2018-09-30 13F-HR DIS / The Walt Disney Co. 116.94 48,021 54,856 14.23 5,033 6,415 27.46
2018-09-30 13F-HR SNP / China Petroleum & Chemical Corp. 100.34 2,900 2,900 0.00 261 291 11.49
2018-09-30 13F-HR ADP / Automatic Data Processing, Inc. 150.49 3,222 3,236 0.43 432 487 12.73
2018-09-30 13F-HR OKE / ONEOK, Inc. 67.80 5,223 4,882 -6.53 365 331 -9.32
2018-09-30 13F-HR CSQ / Calamos Strategic Total Return Fund 13.46 16,166 15,383 -4.84 205 207 0.98
2018-09-30 13F-HR IWR / iShares Russell Mid-Cap ETF 220.62 1,052 1,387 31.84 223 306 37.22
2018-09-30 13F-HR IYE / iShares U.S. Energy ETF 41.95 12,016 11,801 -1.79 504 495 -1.79
2018-09-30 13F-HR STI / SunTrust Banks, Inc. 66.80 21,694 19,971 -7.94 1,432 1,334 -6.84
2018-09-30 13F-HR LEO / Dreyfus Strategic Municipals, Inc. 7.50 129,693 168,230 29.71 995 1,262 26.83
2018-09-30 13F-HR COP / ConocoPhillips 77.40 20,681 19,148 -7.41 1,440 1,482 2.92
2018-09-30 13F-HR XLB / SPDR Materials Select Sector ETF 57.87 8,173 8,173 0.00 475 473 -0.42
2018-09-30 13F-HR MDT / Medtronic plc 98.34 12,240 12,508 2.19 1,048 1,230 17.37
2018-09-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 86.44 151,396 111,744 -26.19 12,881 9,659 -25.01
2018-09-30 13F-HR GLD / SPDR Gold Shares 112.73 7,881 8,055 2.21 935 908 -2.89
2018-09-30 13F-HR DSDYX / Dreyfus/Standish Global Fixed Income Y 7.82 63,069 62,757 -0.49 514 491 -4.47
2018-09-30 13F-HR PLD / Prologis, Inc. 67.77 5,005 4,397 -12.15 329 298 -9.42
2018-09-30 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 13.10 31,628 30,695 -2.95 399 402 0.75
2018-09-30 13F-HR HDV / iShares Core High Dividend ETF 90.57 2,751 2,915 5.96 234 264 12.82
2018-09-30 13F-HR NRO / Neuberger Berman Real Estate Securities Income Fund, Inc. 4.92 17,474 17,284 -1.09 90 85 -5.56
2018-09-30 13F-HR AMD / Advanced Micro Devices, Inc. 30.91 13,639 8,898 -34.76 204 275 34.80
2018-09-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 224.25 12,898 12,852 -0.36 2,845 2,882 1.30
2018-09-30 13F-HR MUB / iShares National Muni Bond ETF 107.95 29,810 28,764 -3.51 3,250 3,105 -4.46
2018-09-30 13F-HR SNH / Senior Housing Properties Trust 17.56 171,245 167,007 -2.47 3,098 2,933 -5.33
2018-09-30 13F-HR PGX / PowerShares Preferred Portfolio 14.31 33,639 32,287 -4.02 490 462 -5.71
2018-09-30 13F-HR SDY / SPDR S&P Dividend ETF 98.06 1,105,198 1,118,010 1.16 102,502 109,631 6.95
2018-09-30 13F-HR EAD / Evergreen Income Advantage Fund 7.91 44,854 43,854 -2.23 358 347 -3.07
2018-09-30 13F-HR EPD / Enterprise Products Partners L.P. 28.73 235,632 242,023 2.71 6,520 6,953 6.64
2018-09-30 13F-HR DRTAX / Dreyfus Municipal Bond 12.42 46,330 50,742 9.52 578 630 9.00
2018-09-30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 112.12 3,071 3,086 0.49 354 346 -2.26
2018-09-30 13F-HR SO / Southern Co. (The) 43.60 430,739 430,453 -0.07 19,948 18,768 -5.92
2018-09-30 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 21.56 175,850 194,668 10.70 3,797 4,197 10.53
2018-09-30 13F-HR AMGN / Amgen Inc. 207.30 24,102 23,632 -1.95 4,449 4,899 10.11
2018-09-30 13F-HR ULSGF / UBS AG 24.05 425,204 340,078 -20.02 9,746 8,179 -16.08
2018-09-30 13F-HR MA / MasterCard Incorporated 222.45 2,401 2,387 -0.58 472 531 12.50
2018-09-30 13F-HR XOM / Exxon Mobil Corp. 85.02 173,124 181,257 4.70 14,323 15,410 7.59
2018-09-30 13F-HR KO / Coca Cola Co. 46.19 206,081 203,244 -1.38 9,039 9,388 3.86
2018-09-30 13F-HR SCHW / Schwab Charles Corp 49.15 9,423 9,440 0.18 482 464 -3.73
2018-09-30 13F-HR AXP / American Express Co. 106.52 6,956 6,675 -4.04 682 711 4.25
2018-09-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.59 110,513 108,385 -1.93 3,016 2,990 -0.86
2018-09-30 13F-HR PHD / Pioneer Floating Rate Trust 11.03 355,428 387,636 9.06 3,974 4,276 7.60
2018-09-30 13F-HR HPS / John Hancock Preferred Income Fund III 18.66 33,081 31,771 -3.96 617 593 -3.89
2018-09-30 13F-HR AON / Aon Plc 153.99 1,656 1,656 0.00 227 255 12.33
2018-09-30 13F-HR MUC / BlackRock MuniHoldings California Quality Fund, Inc. 12.57 16,585 20,285 22.31 219 255 16.44
2018-09-30 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.93 5,930 5,786 -2.43 356 422 18.54
2018-09-30 13F-HR ETR / Entergy Corp. 81.17 8,900 9,203 3.40 719 747 3.89
2018-09-30 13F-HR UNP / Union Pacific Corp. 162.86 11,566 11,525 -0.35 1,639 1,877 14.52
2018-09-30 13F-HR LLY / Eli Lilly & Co. 107.32 33,538 35,556 6.02 2,862 3,816 33.33
2018-09-30 13F-HR LOW / Lowe's Companies, Inc. 114.81 5,969 6,097 2.14 570 700 22.81
2018-09-30 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 24.10 896,710 941,283 4.97 21,584 22,685 5.10
2018-09-30 13F-HR BND / Vanguard Total Bond Market ETF 78.68 25,870 13,346 -48.41 2,049 1,050 -48.76
2018-09-30 13F-HR HRL / Hormel Foods Corp. 39.39 15,212 16,807 10.49 566 662 16.96
2018-09-30 13F-HR IWC / iShares Micro-cap ETF 106.30 18,337 18,147 -1.04 1,937 1,929 -0.41
2018-09-30 13F-HR EOD / Wells Fargo Advantage Global Dividend Opportunity Fund 5.26 17,000 13,500 -20.59 95 71 -25.26
2018-09-30 13F-HR BKT / BlackRock Income Trust, Inc. 5.73 46,739 47,145 0.87 272 270 -0.74
2018-09-30 13F-HR CVS / CVS Health Corporation 78.71 19,926 20,150 1.12 1,282 1,586 23.71
2018-09-30 13F-HR NVS / Novartis AG 86.22 5,840 5,880 0.68 441 507 14.97
2018-09-30 13F-HR IBDL / iShares iBonds Dec 2020 Corporate ETF 25.05 43,398 50,587 16.57 1,087 1,267 16.56
2018-09-30 13F-HR JPS / Nuveen Preferred Securities Income Fund 8.80 121,814 149,697 22.89 1,073 1,317 22.74
2018-09-30 13F-HR IBDQ / iShares iBonds Dec 2025 Corporate ETF 23.91 810,493 857,324 5.78 19,395 20,499 5.69
2018-09-30 13F-HR NCZ / AGIC Convertible & Income Fund II 6.10 15,215 14,415 -5.26 92 88 -4.35
2018-09-30 13F-HR XES / SPDR S&P Oil & Gas Equipment & Services ETF 16.72 27,811 27,812 0.00 472 465 -1.48
2018-09-30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 121.91 11,579 11,517 -0.54 1,272 1,404 10.38
2018-09-30 13F-HR HPI / John Hancock Preferred Income Fund 21.97 33,607 32,907 -2.08 732 723 -1.23
2018-09-30 13F-HR EVN / Eaton Vance Municipal Income Trust 11.49 31,881 32,031 0.47 377 368 -2.39
2018-09-30 13F-HR DBJP / db-X MSCI Japan Currency-Hedged Equity Fund 44.58 9,790 9,355 -4.44 408 417 2.21
2018-09-30 13F-HR AGN / Allergan plc 190.51 5,942 5,942 0.00 991 1,132 14.23
2018-09-30 13F-HR IBM / International Business Machines Corp. 151.21 69,045 71,714 3.87 9,646 10,844 12.42
2018-09-30 13F-HR FTF / Franklin Templeton Limited Duration Income Trust 10.20 24,215 24,215 0.00 264 247 -6.44
2018-09-30 13F-HR TGT / Target Corp. 88.22 54,278 58,289 7.39 4,132 5,142 24.44
2018-09-30 13F-HR SPG / Simon Property Group, Inc. 176.75 38,278 47,672 24.54 6,515 8,426 29.33
2018-09-30 13F-HR PRU / Prudential Financial, Inc. 101.34 2,297 2,457 6.97 215 249 15.81
2018-09-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 57.94 41,316 39,351 -4.76 2,230 2,280 2.24
2018-09-30 13F-HR V / Visa, Inc. 150.11 21,442 21,631 0.88 2,840 3,247 14.33
2018-09-30 13F-HR EIM / Eaton Vance Municipal Bond Fund 11.53 59,616 76,067 27.59 704 877 24.57
2018-09-30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 11.65 239,323 237,477 -0.77 2,762 2,767 0.18
2018-09-30 13F-HR NVDA / NVIDIA Corp. 281.13 1,376 1,341 -2.54 326 377 15.64
2018-09-30 13F-HR BBK / BlackRock Municipal Bond Investment Trust 13.81 12,380 12,380 0.00 177 171 -3.39
2018-09-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 105.59 12,189 6,402 -47.48 1,296 676 -47.84
2018-09-30 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 11.76 21,935 21,935 0.00 266 258 -3.01
2018-09-30 13F-HR BTI / British American Tobacco p.l.c. 46.56 6,833 6,336 -7.27 345 295 -14.49
2018-09-30 13F-HR COG / Cabot Oil & Gas Corp. 22.53 29,738 29,789 0.17 708 671 -5.23
2018-09-30 13F-HR ABBV / AbbVie Inc. 94.59 34,773 38,217 9.90 3,222 3,615 12.20
2018-09-30 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.51 808,164 794,968 -1.63 8,453 8,355 -1.16
2018-09-30 13F-HR APD / Air Products & Chemicals, Inc. 167.08 9,941 9,654 -2.89 1,548 1,613 4.20
2018-09-30 13F-HR ACWI / iShares MSCI ACWI ETF 74.23 11,825 12,165 2.88 841 903 7.37
2018-09-30 13F-HR OAK / Oaktree Capital Group, LLC 41.40 16,060 15,871 -1.18 653 657 0.61
2018-09-30 13F-HR AVY / Avery Dennison Corp. 108.46 3,948 3,854 -2.38 403 418 3.72
2018-09-30 13F-HR MPC / Marathon Petroleum Corp. 79.93 5,955 5,955 0.00 418 476 13.88
2018-09-30 13F-HR BSD / BlackRock Strategic Municipal Trust 12.23 15,220 30,420 99.87 192 372 93.75
2018-09-30 13F-HR SUB / iShares Short-Term National Muni Bond ETF 104.72 13,201 12,901 -2.27 1,386 1,351 -2.53
2018-09-30 13F-HR SPY / SPDR S&P 500 ETF Trust 290.73 15,806 15,805 -0.01 4,288 4,595 7.16
2018-09-30 13F-HR MPW / Medical Properties Trust Inc. 14.91 12,812 12,812 0.00 180 191 6.11
2018-09-30 13F-HR IWB / iShares Russell 1000 ETF 161.56 2,527 2,940 16.34 384 475 23.70
2018-09-30 13F-HR KHC / Kraft Heinz Company 55.14 9,397 9,068 -3.50 590 500 -15.25
2018-09-30 13F-HR CAT / Caterpillar, Inc. 152.48 22,784 22,751 -0.14 3,091 3,469 12.23
2018-09-30 13F-HR IYW / iShares U.S. Technology ETF 194.02 48,080 47,769 -0.65 8,571 9,268 8.13
2018-09-30 13F-HR MMU / Western Asset Managed Municipals Fund, Inc. 12.11 73,970 73,970 0.00 938 896 -4.48
2018-09-30 13F-HR EVV / Eaton Vance Limited Duration Income Fund 12.68 55,809 54,162 -2.95 702 687 -2.14
2018-09-30 13F-HR NHF / NexPoint Credit Strategies Fund 22.39 48,976 48,676 -0.61 1,075 1,090 1.40
2018-09-30 13F-HR PFE / Pfizer, Inc. 44.07 431,588 437,128 1.28 15,658 19,264 23.03
2018-09-30 13F-HR BDX / Becton Dickinson & Co. 261.17 2,397 2,351 -1.92 574 614 6.97
2018-09-30 13F-HR MGC / Vanguard Mega Cap Index ETF 100.49 49,071 51,141 4.22 4,583 5,139 12.13
2018-09-30 13F-HR LYB / LyondellBasell Industries NV 102.42 5,759 5,175 -10.14 633 530 -16.27
2018-09-30 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 24.36 302,666 317,629 4.94 7,376 7,737 4.89
2018-09-30 13F-HR GE / General Electric Co. 11.29 256,320 236,549 -7.71 3,489 2,671 -23.45
2018-09-30 13F-HR BIB / ProShares Trust ProShares Ultra Nasdaq Biotechnology 69.68 8,985 9,860 9.74 514 687 33.66
2018-09-30 13F-HR UDOW / ProShares UltraPro Dow30 109.10 7,305 7,305 0.00 619 797 28.76
2018-09-30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 41.00 349,583 469,920 34.42 14,752 19,267 30.61
2018-09-30 13F-HR JPM / JPMorgan Chase & Co. 112.84 69,311 69,223 -0.13 7,222 7,811 8.16
2018-09-30 13F-HR MHF / Western Asset Municipal High Income Fund Inc. 7.11 0 11,250 0 80
2018-09-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 51.80 31,978 31,663 -0.99 1,679 1,640 -2.32
2018-09-30 13F-HR CTL / CenturyLink, Inc. 21.17 11,027 11,102 0.68 206 235 14.08
2018-09-30 13F-HR OMC / Omnicom Group, Inc. 68.02 51,148 64,639 26.38 3,901 4,397 12.71
2018-09-30 13F-HR AEP / American Electric Power Company, Inc. 70.88 12,739 12,739 0.00 882 903 2.38
2018-09-30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 166.73 2,393 2,447 2.26 391 408 4.35
2018-09-30 13F-HR AAPL / Apple, Inc. 225.74 88,348 84,373 -4.50 16,354 19,046 16.46
2018-09-30 13F-HR HPQ / HP Inc. 25.80 14,863 14,339 -3.53 337 370 9.79
2018-09-30 13F-HR ANH / Anworth Mortgage Asset Corp. 4.62 30,325 30,325 0.00 151 140 -7.28
2018-09-30 13F-HR BABA / Alibaba Group Holding Limited 164.90 1,307 1,322 1.15 242 218 -9.92
2018-09-30 13F-HR BYM / BlackRock Municipal Income Quality Trust 12.79 21,810 21,810 0.00 283 279 -1.41
2018-09-30 13F-HR MAV / Pioneer Municipal High Income Advantage Trust 10.66 90,049 88,757 -1.43 986 946 -4.06
2018-09-30 13F-HR SBUX / Starbucks Corp. 56.79 6,742 7,959 18.05 329 452 37.39
2018-09-30 13F-HR VMO / Invesco Van Kampen Municipal Opportunity Trust 11.43 17,759 17,759 0.00 208 203 -2.40
2018-09-30 13F-HR PAA / Plains All American Pipeline, L.P. 25.02 43,970 43,723 -0.56 1,039 1,094 5.29
2018-09-30 13F-HR AFL / AFLAC, Inc. 47.08 28,930 29,946 3.51 1,245 1,410 13.25
2018-09-30 13F-HR LEG / Leggett & Platt, Inc. 43.72 5,731 6,771 18.15 256 296 15.63
2018-09-30 13F-HR NSL / Nuveen Senior Income Fund 6.16 51,645 49,710 -3.75 322 306 -4.97
2018-09-30 13F-HR WMT / Walmart, Inc. 93.91 20,021 19,860 -0.80 1,715 1,865 8.75
2018-09-30 13F-HR REG / Regency Centers Corp. 64.66 34,969 49,411 41.30 2,171 3,195 47.17
2018-09-30 13F-HR SLB / Schlumberger Ltd. 60.90 14,461 14,137 -2.24 969 861 -11.15
2018-09-30 13F-HR ERC / Evergreen Multi-Sector Income Fund 12.16 95,602 95,677 0.08 1,193 1,163 -2.51
2018-09-30 13F-HR PMO / Putnam Municipal Opportunities Trust 11.42 125,428 156,740 24.96 1,465 1,790 22.18
2018-09-30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 264.36 2,220 2,107 -5.09 539 557 3.34
2018-09-30 13F-HR PM / Philip Morris International, Inc. 81.54 66,054 67,364 1.98 5,333 5,493 3.00
2018-09-30 13F-HR JNJ / Johnson & Johnson 138.17 179,224 182,008 1.55 21,747 25,148 15.64
2018-09-30 13F-HR EFX / Equifax, Inc. 130.52 5,021 4,911 -2.19 628 641 2.07
2018-09-30 13F-HR APC / Anadarko Petroleum Corp. 67.34 3,371 3,371 0.00 247 227 -8.10
2018-09-30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 38.27 87,199 71,694 -17.78 3,342 2,744 -17.89
2018-09-30 13F-HR HBAN / Huntington Bancshares, Inc. 14.92 37,719 30,305 -19.66 557 452 -18.85
2018-09-30 13F-HR NOC / Northrop Grumman Corp. 317.04 758 798 5.28 233 253 8.58
2018-09-30 13F-HR MVF / BlackRock MuniVest Fund, Inc. 8.75 13,375 13,375 0.00 117 117 0.00
2018-09-30 13F-HR QQQ / PowerShares QQQ Trust 185.90 2,808 2,808 0.00 482 522 8.30
2018-09-30 13F-HR HAL / Halliburton Co. 40.53 11,849 11,399 -3.80 534 462 -13.48
2018-09-30 13F-HR JFR / Nuveen Floating Rate Income Fund 10.39 57,478 483,248 740.75 601 5,021 735.44
2018-09-30 13F-HR GXC / SPDR S&P China ETF 96.51 2,580 2,580 0.00 270 249 -7.78
2018-09-30 13F-HR VGM / Van Kampen Trust For Investment Grade Municipals 11.88 22,075 15,575 -29.45 273 185 -32.23
2018-09-30 13F-HR HYLS / First Trust Exchange-Traded Fund IV 47.79 41,584 39,213 -5.70 1,958 1,874 -4.29
2018-09-30 13F-HR SPTM / SPDR Portfolio Total Stock Marke 36.24 7,008 7,008 0.00 238 254 6.72
2018-09-30 13F-HR HP / Helmerich & Payne, Inc. 68.69 4,455 4,455 0.00 284 306 7.75
2018-09-30 13F-HR PPT / Putnam Premier Income Trust 5.25 68,152 68,152 0.00 356 358 0.56
2018-09-30 13F-HR HD / Home Depot, Inc. (The) 207.15 185,326 181,688 -1.96 36,157 37,637 4.09
2018-09-30 13F-HR MCHP / Microchip Technology Inc. 78.94 6,815 6,815 0.00 620 538 -13.23
2018-09-30 13F-HR WM / Waste Management, Inc. 90.45 4,501 4,577 1.69 366 414 13.11
2018-09-30 13F-HR LMBS / First Trust Enhanced Short Maturity ETF 50.96 17,742 17,878 0.77 908 911 0.33
2018-09-30 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 13.87 105,710 100,892 -4.56 1,444 1,399 -3.12
2018-09-30 13F-HR IYY / iShares Dow Jones U.S. ETF 145.38 1,808 1,809 0.06 247 263 6.48
2018-09-30 13F-HR ROK / Rockwell Automation, Inc. 187.64 1,828 1,828 0.00 304 343 12.83
2018-09-30 13F-HR NXRT / NexPoint Residential Trust, Inc. 33.19 30,617 29,951 -2.18 871 994 14.12
2018-09-30 13F-HR ORCL / Oracle Corp. 51.56 79,762 78,334 -1.79 3,514 4,039 14.94
2018-09-30 13F-HR SGLRF / Spyglass Resources Corp. 0.00 10,792 10,792 0.00 0 0
2018-09-30 13F-HR WSR / Whitestone REIT 13.90 10,500 10,500 0.00 131 146 11.45
2018-09-30 13F-HR CAH / Cardinal Health, Inc. 54.00 81,987 87,704 6.97 4,003 4,736 18.31
2018-09-30 13F-HR UPS / United Parcel Service, Inc. 116.76 36,256 41,480 14.41 3,851 4,843 25.76
2018-09-30 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 24.33 323,624 338,880 4.71 7,877 8,245 4.67
2018-09-30 13F-HR VLO / Valero Energy Corp. 113.76 29,158 28,640 -1.78 3,232 3,258 0.80
2018-09-30 13F-HR GILD / Gilead Sciences, Inc. 77.20 32,625 31,295 -4.08 2,311 2,416 4.54
2018-09-30 13F-HR GSK / GlaxoSmithKline plc 40.21 8,253 8,058 -2.36 333 324 -2.70
2018-09-30 13F-HR GGG / Graco Inc. 46.34 23,544 23,544 0.00 1,065 1,091 2.44
2018-09-30 13F-HR ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund 12.90 38,655 37,276 -3.57 503 481 -4.37
2018-09-30 13F-HR IYH / iShares U.S. Healthcare ETF 202.90 24,684 24,544 -0.57 4,398 4,980 13.23
2018-09-30 13F-HR NSC / Norfolk Southern Corp. 180.51 37,262 35,360 -5.10 5,622 6,383 13.54
2018-09-30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 71.04 3,110 2,970 -4.50 224 211 -5.80
2018-09-30 13F-HR CHI / Calamos Convertible Opportunities and Income Fund 12.05 24,490 20,490 -16.33 289 247 -14.53
2018-09-30 13F-HR JRI / Nuveen Real Asset Income and Growth Fund 16.11 29,290 30,475 4.05 473 491 3.81
2018-09-30 13F-HR VTI / Vanguard Total Stock Market Index Fund 149.62 5,267 5,066 -3.82 740 758 2.43
2018-09-30 13F-HR AMZN / Amazon.com, Inc. 2,003.06 5,626 5,557 -1.23 9,563 11,131 16.40
2018-09-30 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.06 24,163 23,505 -2.72 2,413 2,352 -2.53
2018-09-30 13F-HR AEE / Ameren Corp. 63.26 12,067 10,860 -10.00 734 687 -6.40
2018-09-30 13F-HR WFC / Wells Fargo & Co. 52.56 103,025 99,683 -3.24 5,712 5,239 -8.28
2018-09-30 13F-HR PAYX / Paychex, Inc. 73.65 20,946 19,768 -5.62 1,432 1,456 1.68
2018-09-30 13F-HR CL / Colgate-Palmolive Co. 67.00 9,018 9,164 1.62 584 614 5.14
2018-09-30 13F-HR BFK / BlackRock Municipal Income Trust 12.44 83,890 81,749 -2.55 1,081 1,017 -5.92
2018-09-30 13F-HR EHI / Western Asset Global High Income Fund Inc. 9.11 219,680 217,639 -0.93 2,003 1,983 -1.00
2018-09-30 13F-HR GWW / Grainger (W.W.), Inc. 357.55 1,026 881 -14.13 316 315 -0.32
2018-09-30 13F-HR RTN / Raytheon Co. 206.77 3,548 3,695 4.14 685 764 11.53
2018-09-30 13F-HR HPF / John Hancock Preferred Income Fund II 21.20 15,756 14,857 -5.71 336 315 -6.25
2018-09-30 13F-HR C / Citigroup, Inc. 71.75 76,348 77,287 1.23 5,109 5,545 8.53
2018-09-30 13F-HR EFA / iShares MSCI EAFE ETF 67.99 69,041 68,742 -0.43 4,624 4,674 1.08
2018-09-30 13F-HR VYMI / Vanguard International High Dividend Yield ETF 62.82 299,003 332,646 11.25 18,607 20,897 12.31
2018-09-30 13F-HR CSX / CSX Corp. 74.07 6,732 6,602 -1.93 429 489 13.99
2018-09-30 13F-HR DVY / iShares Select Dividend ETF 99.76 283,498 271,341 -4.29 27,709 27,069 -2.31
2018-09-30 13F-HR IIM / Invesco Value Municipal Income Trust 13.84 91,809 90,439 -1.49 1,297 1,252 -3.47
2018-09-30 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.79 510,384 661,027 29.52 15,694 20,353 29.69
2018-09-30 13F-HR GM / General Motors Company 33.66 15,433 15,566 0.86 608 524 -13.82
2018-09-30 13F-HR DOW / Dow Chemical Co. (The) 64.32 58,626 57,139 -2.54 3,865 3,675 -4.92
2018-09-30 13F-HR DAL / Delta Air Lines, Inc. 57.78 6,564 6,109 -6.93 325 353 8.62
2018-09-30 13F-HR AMAT / Applied Materials, Inc. 38.65 7,319 7,323 0.05 338 283 -16.27
2018-09-30 13F-HR BA / Boeing Company (The) 371.89 28,582 27,866 -2.51 9,589 10,363 8.07
2018-09-30 13F-HR ITE / SPDR Barclays Capital Intermediate Term Treasury ETF 58.18 21,931 18,992 -13.40 1,287 1,105 -14.14
2018-09-30 13F-HR NRZ / New Residential Investment Corp. 17.82 318,600 321,273 0.84 5,572 5,725 2.75
2018-09-30 13F-HR AIF / Apollo Tactical Income Fund Inc. 15.51 14,050 20,700 47.33 219 321 46.58
2018-09-30 13F-HR WMB / Williams Companies, Inc. (The) 27.19 50,960 67,341 32.14 1,382 1,831 32.49
2018-09-30 13F-HR SCHF / Schwab International Equity ETF 33.58 8,601 7,773 -9.63 284 261 -8.10
2018-09-30 13F-HR LMT / Lockheed Martin Corp. 345.97 24,229 23,736 -2.03 7,158 8,212 14.72
2018-09-30 13F-HR VVR / Van Kampen Senior Income Trust 4.31 35,696 33,631 -5.78 153 145 -5.23
2018-09-30 13F-HR SCHM / Schwab U.S. Mid-Cap ETF 57.80 5,643 5,761 2.09 310 333 7.42
2018-09-30 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.76 17,917 17,917 0.00 152 157 3.29
2018-09-30 13F-HR OXY / Occidental Petroleum Corp. 82.15 23,587 24,966 5.85 1,974 2,051 3.90
2018-09-30 13F-HR ABC / AmerisourceBergen Corp. 92.32 3,293 3,293 0.00 281 304 8.19
2018-09-30 13F-HR OHI / Omega HealthCare Investors, Inc. 32.80 15,149 14,969 -1.19 470 491 4.47
2018-09-30 13F-HR TXN / Texas Instruments Inc. 107.34 3,792 2,739 -27.77 418 294 -29.67
2018-09-30 13F-HR ITA / iShares U.S. Aerospace & Defense ETF 216.62 1,647 1,528 -7.23 317 331 4.42
2018-09-30 13F-HR VV / Vanguard Large-Cap ETF 133.62 4,468 4,468 0.00 557 597 7.18
2018-09-30 13F-HR ANDV / Andeavor Corp. 153.35 1,702 1,702 0.00 223 261 17.04
2018-09-30 13F-HR XISDX / Prudential Short Duration High 14.14 161,003 162,313 0.81 2,254 2,295 1.82
2018-09-30 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 12.24 667,680 700,742 4.95 8,066 8,577 6.34
2018-09-30 13F-HR ARCC / Ares Capital Corp. 17.20 37,596 37,795 0.53 618 650 5.18
2018-09-30 13F-HR BRK.B / Berkshire Hathaway, Inc. 214.11 17,912 17,818 -0.52 3,343 3,815 14.12
2018-09-30 13F-HR VUG / Vanguard Growth ETF 161.01 2,865 2,919 1.88 429 470 9.56
2018-09-30 13F-HR MS / Morgan Stanley 46.62 7,451 7,357 -1.26 353 343 -2.83
2018-09-30 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.08 181,452 196,440 8.26 2,397 2,569 7.18
2018-09-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 42.93 64,648 63,226 -2.20 2,801 2,714 -3.11
2018-09-30 13F-HR SCHA / Schwab U.S. Small-Cap ETF 76.13 2,985 2,903 -2.75 220 221 0.45
2018-09-30 13F-HR FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 18.61 15,587 15,587 0.00 304 290 -4.61
2018-09-30 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.61 19,148 15,058 -21.36 626 491 -21.57
2018-09-30 13F-HR MSI / Motorola Solutions, Inc. 130.23 3,565 3,325 -6.73 415 433 4.34
2018-09-30 13F-HR PBT / Permian Basin Royalty Trust 7.99 40,295 40,295 0.00 376 322 -14.36
2018-09-30 13F-HR IVW / iShares S&P 500 Growth ETF 176.94 1,639 1,509 -7.93 267 267 0.00
2018-09-30 13F-HR MQY / BlackRock Muniyield Quality Fund, Inc. 13.54 12,790 12,040 -5.86 179 163 -8.94
2018-09-30 13F-HR IGR / CBRE Clarion Global Real Estate Income Fund 7.29 16,187 16,187 0.00 122 118 -3.28
2018-09-30 13F-HR MAIN / Main Street Capital Corp. 38.49 41,568 43,674 5.07 1,582 1,681 6.26
2018-09-30 13F-HR VB / Vanguard Small-Cap ETF 162.57 3,254 3,254 0.00 507 529 4.34
2018-09-30 13F-HR XTHQX / Tekla Healthcare Opportunities 18.74 11,900 11,900 0.00 203 223 9.85
2018-09-30 13F-HR IJT / iShares S&P SmallCap 600 Growth ETF 201.90 2,047 2,100 2.59 387 424 9.56
2018-09-30 13F-HR T / AT & T, Inc. 33.58 478,658 520,355 8.71 15,370 17,474 13.69
2018-09-30 13F-HR TQQQ / ProShares UltraPro QQQ 71.14 11,515 12,455 8.16 658 886 34.65
2018-09-30 13F-HR IJK / iShares S&P MidCap 400 Growth ETF 232.84 1,559 1,559 0.00 351 363 3.42
2018-09-30 13F-HR IJH / iShares Core S&P MidCap ETF 201.29 264,933 264,324 -0.23 51,604 53,206 3.10
2018-09-30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 167.32 2,026 2,026 0.00 328 339 3.35
2018-09-30 13F-HR GIS / General Mills, Inc. 42.92 65,839 74,842 13.67 2,914 3,212 10.23
2018-09-30 13F-HR EOT / Eaton Vance National Municipal Opportunities Trust 21.49 44,815 42,019 -6.24 916 903 -1.42
2018-09-30 13F-HR NUE / Nucor Corp. 63.42 4,404 4,005 -9.06 275 254 -7.64
2018-09-30 13F-HR CNOB / ConnectOne Bancorp, Inc. 23.74 21,227 21,227 0.00 529 504 -4.73
2018-09-30 13F-HR USB / U.S. Bancorp 52.78 4,993 5,779 15.74 250 305 22.00
2018-09-30 13F-HR UNH / UnitedHealth Group Inc. 266.06 5,388 5,341 -0.87 1,322 1,421 7.49
2018-09-30 13F-HR BCS / Barclays Bank Plc 132.59 4,116 4,133 0.41 497 548 10.26
2018-09-30 13F-HR LH / Laboratory Corp. of America Holdings 173.46 2,110 2,110 0.00 379 366 -3.43
2018-09-30 13F-HR BLK / BlackRock, Inc. 471.22 2,080 2,050 -1.44 1,038 966 -6.94
2018-09-30 13F-HR BGX / Blackstone / GSO Long-Short Credit Income Fund 16.00 133,874 125,679 -6.12 2,204 2,011 -8.76
2018-09-30 13F-HR COST / Costco Wholesale Corp. 234.79 3,244 2,943 -9.28 678 691 1.92
2018-09-30 13F-HR BIIB / Biogen Inc. 353.68 1,152 1,032 -10.42 334 365 9.28
2018-09-30 13F-HR IJR / iShares Core S&P Small-Cap ETF 87.24 481,962 473,631 -1.73 40,225 41,320 2.72
2018-09-30 13F-HR CSCO / Cisco Systems, Inc. 48.65 349,960 354,502 1.30 15,059 17,247 14.53
2018-09-30 13F-HR VNQ / Vanguard REIT ETF 80.68 276,763 254,873 -7.91 22,542 20,563 -8.78
2018-09-30 13F-HR BlackRock Taxable Municipal Bo / SHS (09248X100) 9,338 0 -100.00 206 0
2018-09-30 13F-HR Welltower Inc / PFD PER CON I (42217K601) 3,430 0 -100.00 204 0
2018-09-30 13F-HR Williams Partners / COM UNIT L P (96950F104) 11,444 0 -100.00 465 0
2018-09-30 13F-HR ETJ / Eaton Vance Risk Managed Diversified Equity Income Fund 10,500 0 -100.00 99 0 -100.00
2018-09-30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 7,440 0 -100.00 369 0 -100.00
2018-09-30 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 70,637 0 -100.00 4,460 0 -100.00
2018-09-30 13F-HR CPLP / Capital Product Partners L.P. 10,199 0 -100.00 31 0 -100.00
2018-09-30 13F-HR EBAY / eBay, Inc. 6,030 0 -100.00 219 0 -100.00
2018-09-30 13F-HR CPB / Campbell Soup Co. 5,087 0 -100.00 206 0 -100.00
2018-09-30 13F-HR EW / Edwards Lifesciences Corp. 1,910 0 -100.00 278 0 -100.00
2018-09-30 13F-HR NI / NiSource, Inc. 7,787 0 -100.00 205 0 -100.00
2018-09-30 13F-HR EOI / Eaton Vance Enhanced Equity Income Fund 10,191 0 -100.00 156 0 -100.00
2018-09-30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 9,148 0 -100.00 977 0 -100.00
2018-09-30 13F-HR PAI / Western Asset Income Fund 11,397 0 -100.00 157 0 -100.00
2018-09-30 13F-HR HGT / Hugoton Royalty Trust 12,486 0 -100.00 8 0 -100.00
2018-09-30 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 11,080 0 -100.00 381 0 -100.00
2018-09-30 13F-HR EMN / Eastman Chemical Company 2,130 0 -100.00 213 0 -100.00
2018-09-30 13F-HR WY / Weyerhaeuser Co. 6,227 0 -100.00 227 0 -100.00
2018-09-30 13F-HR SPSB / SPDR Portfolio Short Term Corpor 7,577 0 -100.00 229 0 -100.00
2018-09-30 13F-HR REZ / iShares Residential Real Estate Capped ETF 3,287 0 -100.00 207 0 -100.00
2018-09-30 13F-HR BBY / Best Buy Co., Inc. 2,820 0 -100.00 210 0 -100.00
2018-09-30 13F-HR MAS / Masco Corp. 5,385 0 -100.00 202 0 -100.00
2018-09-30 13F-HR YUMC / Yum China Holdings, Inc. 3,636 0 -100.00 140 0 -100.00
2018-09-30 13F-HR ALGN / Align Technology, Inc. 391.53 567 222
2018-09-30 13F-HR ADSK / Autodesk, Inc. 156.25 1,760 275
2018-09-30 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 59.54 3,460 206
2018-09-30 13F-HR BAX / Baxter International, Inc. 77.07 3,698 285
2018-09-30 13F-HR MYD / BlackRock Muniyield Fund, Inc. 13.15 12,475 164
2018-09-30 13F-HR BSX / Boston Scientific Corp. 38.56 5,420 209
2018-09-30 13F-HR CGC / Canopy Growth Corporation 48.62 4,443 216
2018-09-30 13F-HR COM / Direxion Auspice Broad Commodity 174.18 1,820 317
2018-09-30 13F-HR EPR / EPR Properties 68.27 2,959 202
2018-09-30 13F-HR FTSM / First Trust Enhanced Short Maturity ETF 60.03 4,231 254
2018-09-30 13F-HR ITW / Illinois Tool Works, Inc. 141.30 2,484 351
2018-09-30 13F-HR Invesco CEF Income Composite E / CEF INM COMPSI (46138E404) 22.77 9,882 225
2018-09-30 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 24.79 12,103 300
2018-09-30 13F-HR XLORX / Lazard World Dividend & Income 10.41 12,200 127
2018-09-30 13F-HR NWL / Newell Brands Inc. 20.29 49,128 997
2018-09-30 13F-HR Select Sector Spdr Tr Communic / COMMUNICATION (81369Y852) 49.03 10,177 499
2018-09-30 13F-HR TOT / Total S.A. 64.25 3,222 207