InvestorBrick & Kyle, Associates
Portfolio Value $ 123,027,000
Current Positions99
Opened Positions0
Closed Positions3


Latest Holdings, Performance, AUM (from 13F, 13D)

Brick & Kyle, Associates has disclosed 99 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 123,027,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Brick & Kyle, Associates's top holdings are Apple, Inc. (NASDAQ:AAPL) , Amazon.com, Inc. (NASDAQ:AMZN) , AbbVie Inc. (NYSE:ABBV) , Raytheon Co. (NYSE:RTN) , and JPMorgan Chase & Co. (NYSE:JPM) .

All Brick & Kyle, Associates holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 24, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.22 11,500 267
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.33 22,126 494
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 74,721 78,128 4.56 975 997 2.26
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 51,275 49,943 -2.60 4,556 4,830 6.01
2017-12-31 13F-HR KO / Coca Cola Co. 45.83 6,776 7,026 3.69 305 322 5.57
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 208.07 3,374 3,369 -0.15 665 701 5.41
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.66 17,263 16,590 -3.90 1,415 1,388 -1.91
2017-12-31 13F-HR FDD / First Trust Exchange-Traded Fund II 13.73 77,057 77,201 0.19 1,051 1,060 0.86
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.67 1,050 3,150 200.00 350 336 -4.00
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.35 2,194 2,178 -0.73 318 334 5.03
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.65 26,365 26,090 -1.04 3,205 3,226 0.66
2017-12-31 13F-HR PPL / PPL Corp. 30.93 7,825 7,825 0.00 297 242 -18.52
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.36 3,617 3,617 0.00 3,522 3,810 8.18
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.29 0 1,400 0 202
2017-12-31 13F-HR AAPL / Apple, Inc. 169.24 30,297 30,577 0.92 4,669 5,175 10.84
2017-12-31 13F-HR XJHSX / John Hancock Income Securities 14.85 36,085 35,085 -2.77 535 521 -2.62
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.54 4,323 4,353 0.69 4,156 5,091 22.50
2017-12-31 13F-HR CSX / CSX Corp. 54.95 5,000 4,950 -1.00 271 272 0.37
2017-12-31 13F-HR BA / Boeing Company (The) 295.48 0 775 0 229
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 183,057 179,462 -1.96 2,054 1,936 -5.74
2017-12-31 13F-HR T / AT & T, Inc. 38.88 65,575 65,633 0.09 2,569 2,552 -0.66
2017-12-31 13F-HR C / Citigroup, Inc. 74.37 10,867 10,865 -0.02 790 808 2.28
2017-12-31 13F-HR EXAS / EXACT Sciences Corp. 52.52 8,000 7,750 -3.12 377 407 7.96
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.95 37,338 37,372 0.09 3,566 3,997 12.09
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.74 22,745 22,899 0.68 2,957 3,200 8.22
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.58 2,275 2,400 5.49 372 455 22.31
2017-12-31 13F-HR CIU / iShares Intermediate Credit Bond ETF 109.09 3,300 3,300 0.00 364 360 -1.10
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.47 42,229 42,229 0.00 1,714 1,498 -12.60
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.23 32,574 32,442 -0.41 2,255 2,311 2.48
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 320.92 1,178 1,262 7.13 366 405 10.66
2017-12-31 13F-HR LH / Laboratory Corp. of America Holdings 159.64 1,328 1,328 0.00 200 212 6.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 185.77 1,365 1,265 -7.33 224 235 4.91
2017-12-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.18 40,720 40,720 0.00 396 374 -5.56
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.99 30,059 30,064 0.02 3,196 3,457 8.17
2017-12-31 13F-HR PIM / Putnam Master Intermediate Income Trust 4.76 14,300 14,300 0.00 68 68 0.00
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.75 1,550 1,600 3.23 277 310 11.91
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.19 11,005 11,136 1.19 393 403 2.54
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.88 9,098 9,673 6.32 788 821 4.19
2017-12-31 13F-HR NSL / Nuveen Senior Income Fund 6.51 30,099 28,399 -5.65 201 185 -7.96
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.38 24,517 22,439 -8.48 1,710 1,512 -11.58
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.60 7,089 7,131 0.59 787 753 -4.32
2017-12-31 13F-HR XNBBX / Nuveen Build America Bond Fund 21.98 36,152 36,677 1.45 776 806 3.87
2017-12-31 13F-HR PPT / Putnam Premier Income Trust 5.32 10,900 10,900 0.00 58 58 0.00
2017-12-31 13F-HR RTN / Raytheon Co. 187.87 21,725 21,760 0.16 4,053 4,088 0.86
2017-12-31 13F-HR XNQPX / Nuveen Pennsylvania Investment 13.15 56,152 57,325 2.09 761 754 -0.92
2017-12-31 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.70 34,076 34,096 0.06 468 467 -0.21
2017-12-31 13F-HR MMM / 3M Co. 235.59 1,606 2,360 46.95 337 556 64.99
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 7,749 7,749 0.00 487 540 10.88
2017-12-31 13F-HR SO / Southern Co. (The) 48.10 38,657 38,669 0.03 1,900 1,860 -2.11
2017-12-31 13F-HR UNP / Union Pacific Corp. 133.95 2,030 1,956 -3.65 235 262 11.49
2017-12-31 13F-HR ZBH / Zimmer Biomet Holdings, Inc 120.67 25,450 25,450 0.00 2,980 3,071 3.05
2017-12-31 13F-HR V / Visa, Inc. 114.02 21,958 21,962 0.02 2,311 2,504 8.35
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.50 3,784 3,791 0.18 203 218 7.39
2017-12-31 13F-HR WM / Waste Management, Inc. 86.36 2,837 2,837 0.00 222 245 10.36
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.41 0 1,863 0 256
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.61 4,723 4,884 3.41 260 296 13.85
2017-12-31 13F-HR AVGO / Broadcom Limited 256.81 1,210 1,285 6.20 293 330 12.63
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.83 7,486 7,590 1.39 1,058 1,122 6.05
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.96 2,684 2,652 -1.19 223 220 -1.35
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.46 2,146 2,131 -0.70 2,058 2,230 8.36
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.52 12,236 12,361 1.02 1,289 1,292 0.23
2017-12-31 13F-HR UTX / United Technologies Corp. 127.68 3,694 3,736 1.14 429 477 11.19
2017-12-31 13F-HR HSY / Hershey Company (The) 113.55 11,202 11,202 0.00 1,223 1,272 4.01
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.92 39,048 39,475 1.09 1,932 2,089 8.13
2017-12-31 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 12.45 20,107 20,246 0.69 260 252 -3.08
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.27 2,812 2,662 -5.33 412 416 0.97
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.93 20,131 21,340 6.01 521 596 14.40
2017-12-31 13F-HR TIP / iShares TIPS Bond ETF 114.02 7,599 7,499 -1.32 863 855 -0.93
2017-12-31 13F-HR CELG / Celgene Corp. 104.36 11,065 10,665 -3.62 1,613 1,113 -31.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.64 18,050 16,454 -8.84 2,124 1,985 -6.54
2017-12-31 13F-HR CVX / Chevron Corp. 125.16 14,103 14,206 0.73 1,657 1,778 7.30
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.80 10,428 10,503 0.72 179 187 4.47
2017-12-31 13F-HR PG / Procter & Gamble Co. (The) 91.88 13,782 13,724 -0.42 1,254 1,261 0.56
2017-12-31 13F-HR DSL / DoubleLine Income Solutions Fund 20.19 70,028 70,563 0.76 1,488 1,425 -4.23
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.55 16,481 16,621 0.85 1,228 1,422 15.80
2017-12-31 13F-HR FB / Facebook, Inc. 176.48 19,503 19,368 -0.69 3,332 3,418 2.58
2017-12-31 13F-HR NIE / AGIC Equity & Convertible Income Fund 21.14 20,751 21,001 1.20 430 444 3.26
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 84.10 5,089 5,089 0.00 427 428 0.23
2017-12-31 13F-HR MET / MetLife, Inc. 50.61 8,349 8,299 -0.60 434 420 -3.23
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.06 31,500 30,950 -1.75 1,223 1,178 -3.68
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.23 57,590 58,626 1.80 522 541 3.64
2017-12-31 13F-HR MCD / McDonald's Corp. 172.11 21,063 21,155 0.44 3,300 3,641 10.33
2017-12-31 13F-HR MO / Altria Group, Inc. 71.44 12,813 12,822 0.07 813 916 12.67
2017-12-31 13F-HR MRK / Merck & Co., Inc. 56.26 48,597 47,810 -1.62 3,112 2,690 -13.56
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.28 53,921 53,653 -0.50 3,437 3,288 -4.34
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.88 5,605 5,539 -1.18 625 664 6.24
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.03 33,516 33,372 -0.43 2,888 2,971 2.87
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.33 6,207 6,209 0.03 880 952 8.18
2017-12-31 13F-HR D / Dominion Resources, Inc. 81.00 3,148 3,148 0.00 242 255 5.37
2017-12-31 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.21 32,655 28,735 -12.00 277 236 -14.80
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.04 17,369 15,948 -8.18 580 511 -11.90
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. 94.93 12,759 12,714 -0.35 1,300 1,207 -7.15
2017-12-31 13F-HR HRS / Harris Corp. 141.69 6,004 6,013 0.15 791 852 7.71
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 51.56 4,422 4,422 0.00 205 228 11.22
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.76 0 2,367 0 203
2017-12-31 13F-HR COF / Capital One Financial Corp. 99.63 4,075 4,075 0.00 345 406 17.68
2017-12-31 13F-HR BAC / Bank of America Corp. 29.53 45,087 44,635 -1.00 1,142 1,318 15.41
2017-12-31 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.44 69,112 69,176 0.09 1,064 1,068 0.38
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.52 29,388 29,138 -0.85 2,897 3,133 8.15
2017-12-31 13F-HR PSX / Phillips 66 37,774 0 -100.00 3,460 0 -100.00
2017-12-31 13F-HR AMGN / Amgen Inc. 1,080 0 -100.00 201 0 -100.00
2017-12-31 13F-HR GE / General Electric Co. 77,662 0 -100.00 1,878 0 -100.00