Current Holdings (from 13F, 13D)

InvestorBrick & Kyle, Associates
Portfolio Value$ 123,644,000
Current Positions98
Opened Positions1
Closed Positions3

Brick & Kyle, Associates has disclosed 98 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 123,644,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Brick & Kyle, Associates's top holdings are Apple, Inc. (NASDAQ:AAPL) , AbbVie Inc. (NYSE:ABBV) , Amazon.com, Inc. (NASDAQ:AMZN) , Raytheon Co. (NYSE:RTN) , and JPMorgan Chase & Co. (NYSE:JPM) . Brick & Kyle, Associates's new positions include DowDuPont Inc. (NYSE:DWDP) , .


All Brick & Kyle, Associates holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-08. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 32,574 2,255
2017‑09‑30 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BEN IN (09257P105) 22.67 22,064 22,095 0.14 511 501 -1.96
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.74 3,607 3,617 0.28 3,353 3,522 5.04
2017‑09‑30 13F-HR MMM / 3M Co. 209.84 1,605 1,606 0.06 334 337 0.90
2017‑09‑30 13F-HR EMR / Emerson Electric Co. 62.85 7,749 7,749 0.00 462 487 5.41
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.99 2,146 2,146 0.00 1,950 2,058 5.54
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.34 11,936 12,236 2.51 1,257 1,289 2.55
2017‑09‑30 13F-HR UTX / United Technologies Corp. 116.13 3,694 3,694 0.00 451 429 -4.88
2017‑09‑30 13F-HR HSY / Hershey Company (The) 109.18 11,202 11,202 0.00 1,203 1,223 1.66
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 49.48 38,196 39,048 2.23 1,706 1,932 13.25
2017‑09‑30 13F-HR EIP / Eaton Vance Pennsylvania Municipal Bond Fund 12.93 19,966 20,107 0.71 259 260 0.39
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.51 2,912 2,812 -3.43 408 412 0.98
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.88 17,501 20,131 15.03 432 521 20.60
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.57 7,649 7,599 -0.65 868 863 -0.58
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.77 10,845 11,065 2.03 1,408 1,613 14.56
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.67 18,789 18,050 -3.93 2,426 2,124 -12.45
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.49 14,350 14,103 -1.72 1,497 1,657 10.69
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.17 10,651 10,428 -2.09 179 179 0.00
2017‑09‑30 13F-HR PG / Procter & Gamble Co. (The) 90.99 13,782 13,782 0.00 1,201 1,254 4.41
2017‑09‑30 13F-HR DSL / DoubleLine Income Solutions Fund 21.25 84,539 70,028 -17.16 1,746 1,488 -14.78
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.51 16,125 16,481 2.21 1,111 1,228 10.53
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.85 19,263 19,503 1.25 2,908 3,332 14.58
2017‑09‑30 13F-HR NIE / AGIC Equity & Convertible Income Fund 20.72 20,713 20,751 0.18 409 430 5.13
2017‑09‑30 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.91 5,089 5,089 0.00 425 427 0.47
2017‑09‑30 13F-HR MET / MetLife, Inc. 51.98 8,349 8,349 0.00 459 434 -5.45
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.83 31,140 31,500 1.16 1,220 1,223 0.25
2017‑09‑30 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.06 57,553 57,590 0.06 506 522 3.16
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.67 21,071 21,063 -0.04 3,227 3,300 2.26
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.45 12,807 12,813 0.05 954 813 -14.78
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.04 48,181 48,597 0.86 3,088 3,112 0.78
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 63.74 53,859 53,921 0.12 3,001 3,437 14.53
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.51 5,605 5,605 0.00 647 625 -3.40
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.17 33,510 33,516 0.02 2,607 2,888 10.78
2017‑09‑30 13F-HR PSX / Phillips 66 91.60 37,705 37,774 0.18 3,118 3,460 10.97
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.78 6,141 6,207 1.07 819 880 7.45
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 76.87 3,148 3,148 0.00 241 242 0.41
2017‑09‑30 13F-HR JQC / Nuveen Credit Strategies Income Fund 8.48 33,355 32,655 -2.10 287 277 -3.48
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.39 18,212 17,369 -4.63 607 580 -4.45
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 101.89 12,754 12,759 0.04 1,224 1,300 6.21
2017‑09‑30 13F-HR HRS / Harris Corp. 131.75 5,995 6,004 0.15 654 791 20.95
2017‑09‑30 13F-HR XJHSX / John Hancock Income Securities 14.83 36,085 36,085 0.00 529 535 1.13
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.36 0 4,422 0 205
2017‑09‑30 13F-HR COF / Capital One Financial Corp. 84.66 4,075 4,075 0.00 337 345 2.37
2017‑09‑30 13F-HR BAC / Bank of America Corp. 25.33 40,297 45,087 11.89 978 1,142 16.77
2017‑09‑30 13F-HR NVG / Nuveen Dividend Advantage Municipal Income Fund 15.40 63,250 69,112 9.27 958 1,064 11.06
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.58 29,400 29,388 -0.04 3,124 2,897 -7.27
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.10 3,373 3,374 0.03 648 665 2.62
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.56 26,740 26,365 -1.40 3,156 3,205 1.55
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.15 38,445 38,657 0.55 1,841 1,900 3.20
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.11 1,225 1,080 -11.84 211 201 -4.74
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 17,513 17,263 -1.43 1,414 1,415 0.07
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.01 6,776 6,776 0.00 304 305 0.33
2017‑09‑30 13F-HR PPL / PPL Corp. 37.96 7,825 7,825 0.00 303 297 -1.98
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.76 2,029 2,030 0.05 221 235 6.33
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.33 1,050 1,050 0.00 326 350 7.36
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 117.09 0 25,450 0 2,980
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 144.94 2,194 2,194 0.00 338 318 -5.92
2017‑09‑30 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.72 40,720 40,720 0.00 415 396 -4.58
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.32 29,775 30,059 0.95 3,220 3,196 -0.75
2017‑09‑30 13F-HR PIM / Putnam Master Intermediate Income Trust 4.76 14,300 14,300 0.00 67 68 1.49
2017‑09‑30 13F-HR V / Visa, Inc. 105.25 20,955 21,958 4.79 1,965 2,311 17.61
2017‑09‑30 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 13.05 72,145 74,721 3.57 934 975 4.39
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.71 1,500 1,550 3.33 217 277 27.65
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.85 51,104 51,275 0.33 3,706 4,556 22.94
2017‑09‑30 13F-HR EXAS / EXACT Sciences Corp. 47.12 8,000 8,000 0.00 283 377 33.22
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.71 10,997 11,005 0.07 369 393 6.50
2017‑09‑30 13F-HR GE / General Electric Co. 24.18 82,255 77,662 -5.58 2,222 1,878 -15.48
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 37,175 37,338 0.44 3,398 3,566 4.94
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.61 8,598 9,098 5.82 664 788 18.67
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.11 30,124 30,297 0.57 4,338 4,669 7.63
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.65 3,778 3,784 0.16 220 203 -7.73
2017‑09‑30 13F-HR NSL / Nuveen Senior Income Fund 6.68 30,099 30,099 0.00 205 201 -1.95
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.75 26,179 24,517 -6.35 1,724 1,710 -0.81
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.02 7,081 7,089 0.11 832 787 -5.41
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 22,669 22,745 0.34 2,999 2,957 -1.40
2017‑09‑30 13F-HR XNBBX / Nuveen Build America Bond Fund 21.46 36,152 36,152 0.00 759 776 2.24
2017‑09‑30 13F-HR PPT / Putnam Premier Income Trust 5.32 10,900 10,900 0.00 59 58 -1.69
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.52 1,975 2,275 15.19 303 372 22.77
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.30 3,000 3,300 10.00 329 364 10.64
2017‑09‑30 13F-HR WM / Waste Management, Inc. 78.25 2,837 2,837 0.00 208 222 6.73
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 40.59 42,529 42,229 -0.71 1,834 1,714 -6.54
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.37 4,288 4,323 0.82 4,151 4,156 0.12
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.05 0 4,723 0 260
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.70 10,861 10,867 0.06 726 790 8.82
2017‑09‑30 13F-HR RTN / Raytheon Co. 186.56 21,664 21,725 0.28 3,498 4,053 15.87
2017‑09‑30 13F-HR CSX / CSX Corp. 54.20 5,000 5,000 0.00 273 271 -0.73
2017‑09‑30 13F-HR XNQPX / Nuveen Pennsylvania Investment 13.55 56,085 56,152 0.12 750 761 1.47
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 310.70 1,177 1,178 0.08 327 366 11.93
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.15 1,075 1,210 12.56 251 293 16.73
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 175,709 183,057 4.18 2,101 2,054 -2.24
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.33 7,318 7,486 2.30 992 1,058 6.65
2017‑09‑30 13F-HR T / AT & T, Inc. 39.18 63,059 65,575 3.99 2,379 2,569 7.99
2017‑09‑30 13F-HR LH / Laboratory Corp. of America Holdings 150.60 1,328 1,328 0.00 205 200 -2.44
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.10 1,365 1,365 0.00 218 224 2.75
2017‑09‑30 13F-HR NXJ / Nuveen New Jersey Dividend Advantage Municipal Fund 13.73 34,056 34,076 0.06 467 468 0.21
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.08 2,584 2,684 3.87 215 223 3.72
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 14,139 0 -100.00 613 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 32,247 0 -100.00 2,034 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 28,510 0 -100.00 851 0 -100.00
2017‑09‑30 13F-HR FIRST TR STOXX EURO DIV FD / (33735T109) 13.64 75,105 77,057 2.60 982 1,051 7.03
2017‑09‑30 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.39 10,500 11,500 9.52 241 269 11.62