InvestorBoothbay Fund Management, Llc
Portfolio Value $ 934,595,000
Current Positions693
Opened Positions5
Closed Positions220


Latest Holdings, Performance, AUM (from 13F, 13D)

Boothbay Fund Management, Llc has disclosed 693 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 934,595,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Boothbay Fund Management, Llc's top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , Yahoo! Inc. (NASDAQ:YHOO) , Constellation Alpha Capital Corp. (NASDAQ:CNAC) , Time Warner, Inc. (NYSE:TWX) , and NXP Semiconductors N.V. (NASDAQ:NXPI) . Boothbay Fund Management, Llc's new positions include SPDR Gold Shares (NYSE:GLD) , Scripps Networks Interactive, Inc. (NASDAQ:SNI) , VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 (NASDAQ:XIV) , I-AM Capital Acquisition Company (NASDAQ:IAM) , and Black Ridge Acquisition Corp. (NASDAQ:BRAC) . Boothbay Fund Management, Llc's top industries are "Furniture And Fixtures" (sic 25) , "Railroad Transportation" (sic 40) , and "Motor Freight Transportation And Warehousing" (sic 42) .

All Boothbay Fund Management, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑12 SC 13G/A IAM / I-AM Capital Acquisition Company 568,400 8.34
2018‑02‑12 SC 13G/A CMSS / CM Seven Star Acquisition Corporation Ordinary Share 100,000 0.38
2018‑02‑12 SC 13G/A MMDM / Modern Media Acquisition Corp. 47,017 0.18
2018‑02‑12 SC 13G/A BRPA / Big Rock Partners Acquisition Corp. 539,526 6.66
2018‑02‑12 SC 13G/A GIG.U / GigCapital, Inc. 1,564,375 9.71
2018‑02‑12 SC 13G/A ATAC / Atlantic Acquisition Corp. 0 0.00
2018‑02‑12 SC 13G/A FMCI / Forum Merger Corporation 0 0.00
2018‑02‑12 SC 13G/A CNAC / Constellation Alpha Capital Corp. 250,400 1.35
2018‑01‑08 SC 13G KBLMU / KBL Merger Corp. IV Unit 891,863 5.99
2018‑01‑08 SC 13G BCAC / Bison Capital Acquisition Corp 446,248 5.59

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR FISV / Fiserv, Inc. Call 13,112.68 142 1,862
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.78 0 3,079 0 221
2017-12-31 13F-HR TA / TravelCenters of America LLC 4.10 0 28,750 0 118
2017-12-31 13F-HR SCL / Stepan Co. 78.85 2,760 3,107 12.57 231 245 6.06
2017-12-31 13F-HR LB / L Brands, Inc. 60.22 0 4,500 0 271
2017-12-31 13F-HR SBNB / Scorpio Tankers Inc. 3.05 0 103,655 0 316
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.42 0 6,494 0 269
2017-12-31 13F-HR GM / General Motors Company 40.98 0 17,544 0 719
2017-12-31 13F-HR HRG / Harbinger Group Inc. 16.95 0 40,648 0 689
2017-12-31 13F-HR NPTN / NeoPhotonics Corp, 6.59 37,469 37,469 0.00 208 247 18.75
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.17 0 1,863 0 399
2017-12-31 13F-HR DDR / DDR Corp. 8.97 0 48,050 0 431
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.65 0 1,826 0 255
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.57 0 1,361 0 258
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 224.00 0 1,000 0 224
2017-12-31 13F-HR CI / Cigna Corp. 202.75 0 1,307 0 265
2017-12-31 13F-HR COST / Costco Wholesale Corp. 185.99 0 1,199 0 223
2017-12-31 13F-HR LII / Lennox International, Inc. 2,600 0 -100.00 465 0 -100.00
2017-12-31 13F-HR ARW / Arrow Electronics, Inc. 2,632 0 -100.00 212 0 -100.00
2017-12-31 13F-HR MX / MagnaChip Semiconductor Corp 58,315 0 -100.00 662 0 -100.00
2017-12-31 13F-HR ISHARES TR / PUT Put (464287958) 18,666.67 18 336
2017-12-31 13F-HR CLS / Celestica Inc. 10.47 25,701 269
2017-12-31 13F-HR PES / Pioneer Energy Services Corp. 3.05 119,465 364
2017-12-31 13F-HR SNES / SenesTech, Inc. 0.73 19,093 14
2017-12-31 13F-HR YOGA / YogaWorks, Inc. 2.84 22,515 64
2017-12-31 13F-HR BBX / BBX Capital Corporation 8.01 10,617 85
2017-12-31 13F-HR B2GOLD CORP / CALL Call (11777Q909) 310.14 3,305 1,025
2017-12-31 13F-HR CERC / Cerecor Inc. 3.18 16,980 54
2017-12-31 13F-HR WMIH / WMIH Corp. 0.84 41,710 35
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 15.70 33,952 533
2017-12-31 13F-HR ATRS / Antares Pharma, Inc. 1.98 12,110 24
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.87 10,470 51
2017-12-31 13F-HR SQ / Square, Inc. Call 3,465.00 200 693
2017-12-31 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 1.24 650,000 808
2017-12-31 13F-HR MXF / Mexico Fund, Inc. (The) 15.74 31,201 491
2017-12-31 13F-HR XHNWX / Pioneer Diversified High Income 15.74 17,600 277
2017-12-31 13F-HR IRL / New Ireland Fund, Inc. (The) 12.54 42,200 529
2017-12-31 13F-HR FRD / Friedman Industries, Inc. 5.71 14,532 83
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.92 36,000 465
2017-12-31 13F-HR CUBA / Herzfeld Caribbean Basin Fund 7.17 31,400 225
2017-12-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 12.74 51,183 652
2017-12-31 13F-HR XTHQX / Tekla Healthcare Opportunities 17.52 29,000 508
2017-12-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 21.53 19,000 409
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.03 23,475 259
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.65 3,111 254
2017-12-31 13F-HR AKRX / Akorn, Inc. Put 3,227.72 101 326
2017-12-31 13F-HR OKTA / Okta, Inc. 25.61 27,962 716
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. 20.44 9,931 203
2017-12-31 13F-HR ORN / Orion Marine Group, Inc. 7.83 15,844 124
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.75 29,906 112
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 23.90 14,855 355
2017-12-31 13F-HR SCANA CORP NEW / CALL Call (80589M902) 3,975.00 80 318
2017-12-31 13F-HR SCG / SCANA Corp. Put 3,980.00 100 398
2017-12-31 13F-HR AMLP / Alerian ETF 10.76 14,312 154
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 164.79 3,908 644
2017-12-31 13F-HR SPLK / Splunk Inc. 82.79 9,639 798
2017-12-31 13F-HR ALPS ETF TR / CALL Call (00162Q906) 1,078.51 242 261
2017-12-31 13F-HR GM / General Motors Company Call 4,097.83 92 377
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 25,470.59 17 433
2017-12-31 13F-HR BKMU / Bank Mutual Corp. 10.65 21,782 232
2017-12-31 13F-HR WFBI / WashingtonFirst Bankshare, Inc. 34.30 10,000 343
2017-12-31 13F-HR SBCP / Sunshine Bancorp, Inc. 22.90 10,000 229
2017-12-31 13F-HR BYBK / Bay Bancorp, Inc. 12.20 10,000 122
2017-12-31 13F-HR XBKS / Xenith Bankshares, Inc. 33.85 20,000 677
2017-12-31 13F-HR ACFC / Atlantic Coast Financial Corp. 9.44 28,395 268
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 14.80 26,150 387
2017-12-31 13F-HR AMKR / Amkor Technology, Inc. 10.08 13,988 141
2017-12-31 13F-HR GLW / Corning, Inc. 32.00 14,282 457
2017-12-31 13F-HR BARCLAYS BK PLC / CALL Call (06746L902) 2,791.67 600 1,675
2017-12-31 13F-HR SGY / Stone Energy Corp. 32.16 13,899 447
2017-12-31 13F-HR GLD / SPDR Gold Shares Put 12,364.79 710 8,779
2017-12-31 13F-HR GLOW / Glowpoint, Inc. 0.36 1,000,000 360
2017-12-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 10.11 40,655 411
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.63 13,854 272
2017-12-31 13F-HR CLPR / Clipper Realty Inc. 10.00 14,107 141
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.74 19,164 340
2017-12-31 13F-HR NEWMARK GROUP INC / CL A (65158N102) 15.90 19,626 312
2017-12-31 13F-HR SPDR SERIES TRUST / CALL Call (78464A904) 4,520.83 144 651
2017-12-31 13F-HR BXP / Boston Properties, Inc. Call 13,000.00 33 429
2017-12-31 13F-HR EQR / Equity Residential Call 6,378.05 82 523
2017-12-31 13F-HR GGP INC / CALL Call (36174X901) 2,340.35 285 667
2017-12-31 13F-HR SPDR SERIES TRUST / PUT Put (78464A954) 4,520.83 144 651
2017-12-31 13F-HR O / Realty Income Corp. Put 5,700.00 160 912
2017-12-31 13F-HR ISHARES TR / PUT Put (464287959) 8,100.44 229 1,855
2017-12-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 3.50 48,610 170
2017-12-31 13F-HR VKTX / Viking Therapeutics, Inc. 4.06 53,158 216
2017-12-31 13F-HR VOYAGER THERAPEUTICS INC / CALL Call (92915B906) 1,658.63 249 413
2017-12-31 13F-HR IMDZ / Immune Design Corp. Call 390.00 600 234
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. Call 388.71 638 248
2017-12-31 13F-HR SPDR SERIES TRUST / CALL Call (78464A900) 8,487.67 365 3,098
2017-12-31 13F-HR REGENXBIO INC / CALL Call (75901B907) 3,323.43 303 1,007
2017-12-31 13F-HR BIOHAVEN PHARMACTL HLDG CO L / CALL Call (G11196905) 2,698.72 156 421
2017-12-31 13F-HR RVNC / Revance Therapeutics, Inc. Call 3,572.37 152 543
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Call 1,279.84 243 311
2017-12-31 13F-HR ASMB / Assembly Biosciences, Inc. Call 4,527.40 146 661
2017-12-31 13F-HR DERM / Dermira, Inc. Put 2,781.85 518 1,441
2017-12-31 13F-HR VBLT / Vascular Biogenics Ltd. Put 709.41 733 520
2017-12-31 13F-HR BIOHAVEN PHARMACTL HLDG CO L / PUT Put (G11196955) 2,700.56 177 478
2017-12-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 6,127.99 586 3,591
2017-12-31 13F-HR INXN / InterXion Holding N.V. 58.92 21,487 1,266
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 5.54 148,812 824
2017-12-31 13F-HR CRTO / Criteo S.A 26.02 9,225 240
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.17 10,089 153
2017-12-31 13F-HR POWERSHARES QQQ TRUST / PUT Put (73935A954) 15,577.46 284 4,424
2017-12-31 13F-HR ISHARES TR / PUT Put (464287954) 4,710.69 159 749
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.18 11,700 84
2017-12-31 13F-HR IRBT / iRobot Corp. 76.72 10,050 771
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 17.24 27,961 482
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. Call 3,785.71 70 265
2017-12-31 13F-HR RDC / Rowan Companies plc 15.65 24,032 376
2017-12-31 13F-HR WWE / World Wrestling Entertainment, Inc. 30.57 20,611 630
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 25.13 10,426 262
2017-12-31 13F-HR SLG / SL Green Realty Corp. 100.89 4,619 466
2017-12-31 13F-HR DCT / DCT Industrial Trust, Inc. 58.78 7,435 437
2017-12-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 289.14 1,169 338
2017-12-31 13F-HR KMX / CarMax, Inc. 64.12 23,643 1,516
2017-12-31 13F-HR TAL / TAL International Group, Inc. 29.71 31,707 942
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.89 2,932 287
2017-12-31 13F-HR LOGM / LogMein, Inc. 114.63 2,181 250
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 217.91 1,340 292
2017-12-31 13F-HR IP / International Paper Company 57.90 3,713 215
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.18 1,700 223
2017-12-31 13F-HR HAS / Hasbro, Inc. 90.98 2,539 231
2017-12-31 13F-HR CLNS / Colony NorthStar, Inc. 11.44 11,803 135
2017-12-31 13F-HR FND / Floor & Decor Holdings, Inc. 48.70 6,447 314
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.40 4,408 231
2017-12-31 13F-HR UNM / Unum Group 54.92 7,648 420
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.49 7,700 204
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.75 1,810 262
2017-12-31 13F-HR MTN / Vail Resorts, Inc. 212.28 1,352 287
2017-12-31 13F-HR NCR / NCR Corp. 33.99 45,223 1,537
2017-12-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 41.31 30,500 1,260
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.71 40,700 965
2017-12-31 13F-HR LAMR / Lamar Advertising Co. REIT Call 7,425.23 214 1,589
2017-12-31 13F-HR FIDELITY NATL INFORMATION SV / CALL Call (31620M906) 9,405.94 101 950
2017-12-31 13F-HR TEN / Tenneco, Inc. Call 5,855.26 76 445
2017-12-31 13F-HR BLL / Ball Corp. Call 3,784.04 213 806
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. Call 8,134.33 67 545
2017-12-31 13F-HR CTAS / Cintas Corp. Put 15,578.95 76 1,184
2017-12-31 13F-HR HK / Halcon Resources Corporation 7.57 37,513 284
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 77.57 4,190 325
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.14 8,034 210
2017-12-31 13F-HR 451055AF4 / Iconix Brand Group, Inc. 1.5% Bond due 2018-03-15 0.84 117,000 98
2017-12-31 13F-HR CACC / Credit Acceptance Corp. 323.73 1,909 618
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 56.39 20,058 1,131
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 85.38 102,745 8,772
2017-12-31 13F-HR BAK / Braskem S.A. 26.24 13,112 344
2017-12-31 13F-HR HFC / HollyFrontier Corp. Call 5,113.64 44 225
2017-12-31 13F-HR PBF / PBF Energy, Inc. Put 3,545.45 88 312
2017-12-31 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y953) 6,393.94 66 422
2017-12-31 13F-HR GLOBAL X FDS / PUT Put (37954Y955) 3,878.79 66 256
2017-12-31 13F-HR SPDR S&P 500 ETF TR / PUT Put (78462F953) 26,687.27 1,084 28,929
2017-12-31 13F-HR SPDR SERIES TRUST / PUT Put (78464A950) 3,719.70 264 982
2017-12-31 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y956) 7,227.27 176 1,272
2017-12-31 13F-HR ISHARES TR / PUT Put (464287955) 15,266.67 15 229
2017-12-31 13F-HR PLYA / Playa Hotels & Resorts NV 10.78 57,220 617
2017-12-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 31.73 9,800 311
2017-12-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 15,877 155
2017-12-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / RIGHT 12/01/2022 (089482129) 0.41 187,077 77
2017-12-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / (089482202) 9.76 587,881 5,736
2017-12-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 10.00 1,564,375 15,644
2017-12-31 13F-HR IAM / I-AM Capital Acquisition Company 6.13 933,700 5,723
2017-12-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.69 441,900 4,280
2017-12-31 13F-HR BLACK RIDGE ACQUISITION CORP / RIGHT 07/10/2019 (09216T123) 0.28 338,500 95
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / SHS (G2345N128) 9.68 1,037,900 10,047
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.32 351,000 112
2017-12-31 13F-HR BLACK RIDGE ACQUISITION CORP / *W EXP 07/10/202 (09216T115) 9.65 99,800 963
2017-12-31 13F-HR I AM CAP ACQUISITION CO / *W EXP 05/22/202 (45074Q116) 9.87 186,900 1,845
2017-12-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / *W EXP 12/01/202 (089482111) 9.69 34,163 331
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / *W EXP 08/21/202 (G2345N110) 9.65 308,700 2,979
2017-12-31 13F-HR FARO / FARO Technologies, Inc. 46.94 8,265 388
2017-12-31 13F-HR UMC / United Microelectronics Corp. 2.39 568,764 1,359
2017-12-31 13F-HR ETM / Entercom Communications Corp. 10.80 49,270 532
2017-12-31 13F-HR SNHY / Sun Hydraulics Corporation 64.75 6,039 391
2017-12-31 13F-HR GOGO / Gogo Inc. 11.27 46,121 520
2017-12-31 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 115.03 9,180 1,056
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. 4.42 36,691 162
2017-12-31 13F-HR FN / Fabrinet 28.71 66,221 1,901
2017-12-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 134.44 47,700 6,413
2017-12-31 13F-HR CUTR / Cutera, Inc. 45.38 10,400 472
2017-12-31 13F-HR CJES / C&J Energy Services Ltd. 33.46 18,860 631
2017-12-31 13F-HR EQT / EQT Corp. Put 5,690.00 100 569
2017-12-31 13F-HR ANDEAVOR / PUT Put (03349M955) 11,440.00 50 572
2017-12-31 13F-HR TROX / Tronox Ltd 20.48 14,405 295
2017-12-31 13F-HR NTIP / Network-1 Technologies, Inc. 2.41 23,246 56
2017-12-31 13F-HR IMMR / Immersion Corporation 7.04 12,500 88
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. 56.43 3,686 208
2017-12-31 13F-HR WRK / Westrock Company Call 6,325.00 40 253
2017-12-31 13F-HR RED ROCK RESORTS INC / PUT Put (75700L958) 3,369.23 65 219
2017-12-31 13F-HR APTV / Aptiv PLC 84.80 6,993 593
2017-12-31 13F-HR AVT / Avnet, Inc. 39.56 6,623 262
2017-12-31 13F-HR FRED / Fred's, Inc. 4.03 28,750 116
2017-12-31 13F-HR OI / Owens-Illinois, Inc. 22.18 13,256 294
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.93 57,724 1,612
2017-12-31 13F-HR CYBR / CyberArk Software Ltd. 41.45 6,128 254
2017-12-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 6.30 10,000 63
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.80 11,482 147
2017-12-31 13F-HR ESL / Esterline Technologies Corp. 74.69 2,718 203
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.65 11,890 305
2017-12-31 13F-HR NFX / Newfield Exploration Company 31.58 7,504 237
2017-12-31 13F-HR HABT / The Habit Restaurants, Inc. 9.60 10,000 96
2017-12-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 12.18 22,736 277
2017-12-31 13F-HR LRAD / LRAD Corp 2.48 14,939 37
2017-12-31 13F-HR MATR / Mattersight Corp. 2.55 29,828 76
2017-12-31 13F-HR IOTS / Adesto Technologies Corporation 6.44 16,936 109
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.73 48,142 372
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 29.52 74,629 53,346 -28.52 58 1,575 2,615.52
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.08 27,765 23,601 -15.00 69 49 -28.99
2017-12-31 13F-HR AME / Ametek, Inc. 72.54 7,262 5,418 -25.39 480 393 -18.12
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,051.50 5,591 6,116 9.39 5,444 6,431 18.13
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.82 0 22,413 0 489
2017-12-31 13F-HR MXIM / Maxim Integrated Products, Inc Call 5,229.09 188 275 46.28 897 1,438 60.31
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.61 33,311 34,470 3.48 1,027 1,055 2.73
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 11,367 111,119 877.56 203 2,386 1,075.37
2017-12-31 13F-HR CBS / CBS Corp. 58.99 4,962 45,210 811.12 288 2,667 826.04
2017-12-31 13F-HR CBS / CBS Corp. Call 5,902.04 352 245 -30.40 2,042 1,446 -29.19
2017-12-31 13F-HR MMM / 3M Co. 235.24 0 1,101 0 259
2017-12-31 13F-HR HCN / Welltower Inc. 63.87 0 3,836 0 245
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.64 6,332 6,748 6.57 214 254 18.69
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.21 0 9,600 0 434
2017-12-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 5,564.42 882 877 -0.57 4,001 4,880 21.97
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.88 0 1,942 0 293
2017-12-31 13F-HR WFT / Weatherford International plc 4.17 54,998 55,825 1.50 252 233 -7.54
2017-12-31 13F-HR PVH / PVH Corp. 137.21 4,172 2,959 -29.07 526 406 -22.81
2017-12-31 13F-HR MACQ / M I Acquisitions, Inc. 10.19 600,833 600,833 0.00 6,098 6,122 0.39
2017-12-31 13F-HR ESPR / Esperion Therapeutics, Inc. Call 6,582.94 0 211 0 1,389
2017-12-31 13F-HR INTC / Intel Corp. 46.16 0 8,818 0 407
2017-12-31 13F-HR INTC / Intel Corp. Call 4,617.98 0 89 0 411
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.74 0 12,779 0 150
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.95 20,712 20,300 -1.99 281 344 22.42
2017-12-31 13F-HR CREE / Cree, Inc. 37.13 137,527 26,717 -80.57 3,877 992 -74.41
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.06 0 15,169 0 274
2017-12-31 13F-HR AET / Aetna, Inc. 180.36 1,824 10,235 461.13 290 1,846 536.55
2017-12-31 13F-HR EHTH / eHealth, Inc. 17.36 22,287 37,212 66.97 532 646 21.43
2017-12-31 13F-HR DERM / Dermira, Inc. Call 2,781.03 1,453 1,571 8.12 3,923 4,369 11.37
2017-12-31 13F-HR SUNW / Sunworks, Inc. 1.05 135,137 88,798 -34.29 212 93 -56.13
2017-12-31 13F-HR TCX / Tucows, Inc. 70.07 14,287 7,806 -45.36 837 547 -34.65
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.72 0 5,099 0 330
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.82 53,433 67,582 26.48 1,208 2,015 66.80
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Put 2,980.39 153 459 200.00 346 1,368 295.38
2017-12-31 13F-HR EQR / Equity Residential 63.78 8,874 9,987 12.54 585 637 8.89
2017-12-31 13F-HR RPAI / Retail Properties of America, Inc. 13.45 40,071 48,259 20.43 526 649 23.38
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.64 5,000 76,000 1,420.00 608 9,397 1,445.56
2017-12-31 13F-HR BG / Bunge Ltd. 67.14 6,110 5,168 -15.42 424 347 -18.16
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.97 16,900 15,600 -7.69 999 998 -0.10
2017-12-31 13F-HR LADR / Ladder Capital Corp 13.62 35,667 46,621 30.71 491 635 29.33
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 78.17 61,298 19,482 -68.22 3,819 1,523 -60.12
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.09 5,546 86,275 1,455.63 627 10,102 1,511.16
2017-12-31 13F-HR MITK / Mitek Systems, Inc. 8.91 0 10,891 0 97
2017-12-31 13F-HR ICD / Independence Contract Drilling Inc 4.00 13,000 13,000 0.00 49 52 6.12
2017-12-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 56.46 10,430 7,280 -30.20 699 411 -41.20
2017-12-31 13F-HR ODP / Office Depot, Inc. 3.50 0 10,287 0 36
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.27 14,000 9,499 -32.15 832 582 -30.05
2017-12-31 13F-HR LEA / Lear Corp. 176.70 0 1,511 0 267
2017-12-31 13F-HR BURL / Burlington Stores, Inc. 122.98 6,113 6,684 9.34 584 822 40.75
2017-12-31 13F-HR CNDT / Conduent 16.16 23,248 14,979 -35.57 364 242 -33.52
2017-12-31 13F-HR CUBE / CubeSmart 28.92 22,047 10,199 -53.74 572 295 -48.43
2017-12-31 13F-HR PE / Parsley Energy, Inc. 29.40 11,705 8,912 -23.86 308 262 -14.94
2017-12-31 13F-HR FWRD / Forward Air Corp. 57.48 8,237 6,646 -19.32 471 382 -18.90
2017-12-31 13F-HR SKX / Skechers U.S.A. Inc. 37.85 19,298 27,817 44.14 484 1,053 117.56
2017-12-31 13F-HR HSY / Hershey Company (The) 113.33 0 1,800 0 204
2017-12-31 13F-HR ES / Eversource Energy 63.07 3,633 3,742 3.00 220 236 7.27
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.89 57,000 10,328 -81.88 1,474 288 -80.46
2017-12-31 13F-HR NEE / NextEra Energy, Inc. 156.20 4,619 3,361 -27.24 677 525 -22.45
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.80 37,000 5,000 -86.49 1,997 284 -85.78
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Call 1,616.31 748 748 0.00 1,046 1,209 15.58
2017-12-31 13F-HR GCP / GCP Applied Technologies Inc. 31.89 0 58,478 0 1,865
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.67 29,000 3,000 -89.66 2,612 296 -88.67
2017-12-31 13F-HR DNB / Dun & Bradstreet Corp. (THE) 118.33 2,000 1,800 -10.00 233 213 -8.58
2017-12-31 13F-HR BGFV / Big 5 Sporting Goods Corp. 7.60 51,349 48,176 -6.18 393 366 -6.87
2017-12-31 13F-HR DRI / Darden Restaurants, Inc. 96.00 0 2,448 0 235
2017-12-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.43 9,791 9,791 0.00 251 249 -0.80
2017-12-31 13F-HR YUM / Yum! Brands, Inc. 81.68 0 4,322 0 353
2017-12-31 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 128.42 0 1,682 0 216
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.63 35,000 3,800 -89.14 2,861 314 -89.02
2017-12-31 13F-HR NTAP / NetApp, Inc. 55.25 0 5,665 0 313
2017-12-31 13F-HR INTU / Intuit Inc. 157.89 15,794 3,800 -75.94 2,245 600 -73.27
2017-12-31 13F-HR EQT / EQT Corp. 56.93 60,949 13,736 -77.46 3,976 782 -80.33
2017-12-31 13F-HR WAL / Western Alliance Bancorporation 56.63 5,407 6,622 22.47 287 375 30.66
2017-12-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 64.42 5,170 5,200 0.58 274 335 22.26
2017-12-31 13F-HR PCG / PG&E Corp. 44.85 0 12,353 0 554
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.20 0 3,620 0 522
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.49 8,188 14,170 73.06 1,814 3,592 98.02
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. Call 25,333.33 19 9 -52.63 421 228 -45.84
2017-12-31 13F-HR GPOR / Gulfport Energy Corp. 12.75 20,345 39,524 94.27 292 504 72.60
2017-12-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.19 184,546 171,727 -6.95 55 1,750 3,081.82
2017-12-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.30 649,663 184,546 -71.59 6,433 55 -99.15
2017-12-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.90 171,727 649,663 278.31 29 6,433 22,082.76
2017-12-31 13F-HR MOBL / MobileIron, Inc. 3.90 17,500 30,000 71.43 65 117 80.00
2017-12-31 13F-HR ZNGA / Zynga Inc. 4.01 18,316 41,150 124.67 69 165 139.13
2017-12-31 13F-HR CVX / Chevron Corp. 125.16 6,000 6,400 6.67 705 801 13.62
2017-12-31 13F-HR CVX / Chevron Corp. Put 12,520.00 60 50 -16.67 705 626 -11.21
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 80.98 0 2,618 0 212
2017-12-31 13F-HR XLI / SPDR Industrial Select Sector ETF 75.75 35,000 4,000 -88.57 2,485 303 -87.81
2017-12-31 13F-HR CRK / Comstock Resources, Inc. 8.46 0 56,712 0 480
2017-12-31 13F-HR DEA / Easterly Government Properties, Inc. 21.33 31,780 46,780 47.20 657 998 51.90
2017-12-31 13F-HR VIAV / Viavi Solutions Inc. 8.75 91,693 35,220 -61.59 867 308 -64.48
2017-12-31 13F-HR CDTX / Cidara Therapeutics, Inc. 6.80 28,290 54,596 92.99 229 371 62.01
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 37.01 0 6,080 0 225
2017-12-31 13F-HR STOR / STORE Capital Corp. 26.01 18,995 12,725 -33.01 472 331 -29.87
2017-12-31 13F-HR ELY / Callaway Golf Company 13.95 11,649 11,039 -5.24 168 154 -8.33
2017-12-31 13F-HR VR / Validus Holdings Ltd. 46.88 4,777 4,842 1.36 235 227 -3.40
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 63.23 0 4,476 0 283
2017-12-31 13F-HR EMKR / EMCORE Corp. 6.45 0 29,437 0 190
2017-12-31 13F-HR SCD / LMP Capital & Income Fund, Inc. 13.95 0 24,878 0 347
2017-12-31 13F-HR SIVB / SVB Financial Group 233.45 0 861 0 201
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.01 0 15,607 0 999
2017-12-31 13F-HR LEN / Lennar Corp. 63.11 0 3,391 0 214
2017-12-31 13F-HR EVRI / Everi Holdings Inc. 7.54 0 14,863 0 112
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.17 0 5,618 0 574
2017-12-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.57 6,263 39,881 536.77 574 3,652 536.24
2017-12-31 13F-HR DSW / DSW, Inc. 21.43 0 11,805 0 253
2017-12-31 13F-HR ACM / AECOM 37.19 13,719 10,244 -25.33 505 381 -24.55
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.61 23,662 53,948 127.99 3,093 7,316 136.53
2017-12-31 13F-HR OEC / Orion Engineered Carbons S.A. 25.60 11,438 24,334 112.75 257 623 142.41
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.55 58,932 45,286 -23.16 4,390 3,874 -11.75
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.56 8,262 9,395 13.71 392 475 21.17
2017-12-31 13F-HR EXC / Exelon Corp. 39.40 24,460 30,200 23.47 921 1,190 29.21
2017-12-31 13F-HR WRK / Westrock Company 63.12 5,135 4,626 -9.91 291 292 0.34
2017-12-31 13F-HR WAIR / Wesco Aircraft Holdings Inc. 7.40 0 15,000 0 111
2017-12-31 13F-HR FLT / FleetCor Technologies, Inc. 192.41 6,854 8,508 24.13 1,061 1,637 54.29
2017-12-31 13F-HR NTES / NetEase, Inc. 344.83 1,775 1,827 2.93 468 630 34.62
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.63 8,513 10,834 27.26 698 906 29.80
2017-12-31 13F-HR XOM / Exxon Mobil Corp. Put 8,366.67 40 60 50.00 328 502 53.05
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 0 34,000 0 398
2017-12-31 13F-HR WEX / WEX Inc. 141.23 0 5,700 0 805
2017-12-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 5.23 0 30,000 0 157
2017-12-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 32.34 16,903 17,100 1.17 562 553 -1.60
2017-12-31 13F-HR FB / Facebook, Inc. 176.45 44,356 37,268 -15.98 7,579 6,576 -13.23
2017-12-31 13F-HR SQ / Square, Inc. 34.66 0 14,829 0 514
2017-12-31 13F-HR SWN / Southwestern Energy Co. 5.56 15,259 13,489 -11.60 93 75 -19.35
2017-12-31 13F-HR CTAS / Cintas Corp. 155.86 12,478 10,901 -12.64 1,800 1,699 -5.61
2017-12-31 13F-HR SNPS / Synopsys, Inc. 85.22 42,763 20,992 -50.91 3,444 1,789 -48.05
2017-12-31 13F-HR SBNYW / Signature Bank 137.52 0 1,658 0 228
2017-12-31 13F-HR KAR / Kar Auction Services, Inc. 50.53 0 4,057 0 205
2017-12-31 13F-HR DST / DST Systems, Inc. 62.11 0 13,300 0 826
2017-12-31 13F-HR ROSEU / Rosehill Resources 7.87 24,909 42,947 72.42 25 338 1,252.00
2017-12-31 13F-HR LORL / Loral Space & Communications, Inc. 44.08 7,969 10,004 25.54 394 441 11.93
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.40 501,673 173,233 -65.47 5,167 69 -98.66
2017-12-31 13F-HR JSYNU / Jensyn Acquistion Corp. 10.30 85,473 501,673 486.94 29 5,167 17,717.24
2017-12-31 13F-HR QTM / Quantum Corp. 5.63 30,350 62,021 104.35 186 349 87.63
2017-12-31 13F-HR FHY / First Trust Strategic High Income Fund II 12.88 0 22,045 0 284
2017-12-31 13F-HR ON / ON Semiconductor Corporation 20.93 0 42,848 0 897
2017-12-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.33 6,798 3,844 -43.45 367 205 -44.14
2017-12-31 13F-HR GD / General Dynamics Corp. 203.73 1,365 1,286 -5.79 281 262 -6.76
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.11 27,888 10,128 -63.68 1,082 386 -64.33
2017-12-31 13F-HR GLDD / Great Lakes Dredge & Dock Corp. 5.39 0 28,379 0 153
2017-12-31 13F-HR BV / Bazaarvoice, Inc. 5.46 69,218 68,180 -1.50 343 372 8.45
2017-12-31 13F-HR LLEX / Lilis Energy, Inc. 5.11 75,362 73,594 -2.35 337 376 11.57
2017-12-31 13F-HR GENC / Gencor Industries, Inc. 16.56 13,900 13,463 -3.14 245 223 -8.98
2017-12-31 13F-HR MCD / McDonald's Corp. 172.06 5,733 3,458 -39.68 898 595 -33.74
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. 29.72 0 17,898 0 532
2017-12-31 13F-HR CDE / Coeur Mining, Inc. 7.50 11,358 14,937 31.51 104 112 7.69
2017-12-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.31 0 41,014 0 669
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.25 1,646 1,483 -9.90 244 251 2.87
2017-12-31 13F-HR TEN / Tenneco, Inc. 58.54 3,683 13,700 271.98 223 802 259.64
2017-12-31 13F-HR TRGP / Targa Resources Corp. 48.34 7,830 5,544 -29.20 370 268 -27.57
2017-12-31 13F-HR WHR / Whirlpool Corp. 168.82 0 2,168 0 366
2017-12-31 13F-HR AUY / Yamana Gold Inc. 3.11 0 35,018 0 109
2017-12-31 13F-HR ORBC / ORBCOMM, Inc. 10.18 228,858 239,124 4.49 2,396 2,434 1.59
2017-12-31 13F-HR NOK / Nokia Corp. 4.66 50,000 50,000 0.00 299 233 -22.07
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 98.39 0 3,364 0 331
2017-12-31 13F-HR INOD / Innodata Inc 1.36 0 98,830 0 134
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 20.51 0 162,500 0 3,333
2017-12-31 13F-HR MTX / Minerals Technologies, Inc. 68.94 3,080 5,193 68.60 218 358 64.22
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. 86.28 3,453 5,181 50.04 243 447 83.95
2017-12-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 32.53 17,649 13,770 -21.98 548 448 -18.25
2017-12-31 13F-HR AES / AES Corp. (The) 10.82 30,565 38,617 26.34 337 418 24.04
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. Call 7,164.71 850 850 0.00 6,886 6,090 -11.56
2017-12-31 13F-HR NRG / NRG Energy, Inc. 28.49 15,011 23,903 59.24 384 681 77.34
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 323,311 225,068 -30.39 21,416 15,721 -26.59
2017-12-31 13F-HR CZZ / Cosan Ltd. 9.70 10,709 10,615 -0.88 87 103 18.39
2017-12-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.42 49,838 51,338 3.01 638 689 7.99
2017-12-31 13F-HR BSX / Boston Scientific Corp. 24.82 0 14,786 0 367
2017-12-31 13F-HR MACQU / M I Acquisitions, Inc. 10.19 193,033 143,033 -25.90 68 1,458 2,044.12
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.32 0 24,323 0 105
2017-12-31 13F-HR HCP / HCP, Inc. 26.07 14,239 28,002 96.66 396 730 84.34
2017-12-31 13F-HR FISV / Fiserv, Inc. 131.13 10,000 31,100 211.00 1,290 4,078 216.12
2017-12-31 13F-HR MCK / McKesson Corp. 155.70 1,981 1,413 -28.67 304 220 -27.63
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.99 4,806 3,067 -36.18 536 368 -31.34
2017-12-31 13F-HR NBL / Noble Energy, Inc. 29.14 16,732 15,854 -5.25 475 462 -2.74
2017-12-31 13F-HR MCHX / Marchex, Inc. 3.25 0 11,068 0 36
2017-12-31 13F-HR OAS / Oasis Petroleum Inc. 8.44 0 11,490 0 97
2017-12-31 13F-HR PGRE / Paramount Group, Inc. 15.86 33,440 40,355 20.68 535 640 19.63
2017-12-31 13F-HR INSM / Insmed, Inc. 31.16 9,191 14,440 57.11 287 450 56.79
2017-12-31 13F-HR PSX / Phillips 66 101.28 0 2,508 0 254
2017-12-31 13F-HR PSX / Phillips 66 Call 10,111.11 60 90 50.00 550 910 65.45
2017-12-31 13F-HR ENPH / Enphase Energy, Inc. 2.42 66,535 52,564 -21.00 101 127 25.74
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.44 4,342 4,386 1.01 615 673 9.43
2017-12-31 13F-HR FRO / Frontline Ltd. 4.60 10,625 10,877 2.37 64 50 -21.87
2017-12-31 13F-HR SMTC / Semtech Corp. 34.16 0 13,201 0 451
2017-12-31 13F-HR CALX / Calix, Inc. 5.97 0 17,925 0 107
2017-12-31 13F-HR TAHO / Tahoe Resources Inc. 4.79 0 14,600 0 70
2017-12-31 13F-HR RMR / The RMR Group Inc. 59.25 8,483 8,354 -1.52 436 495 13.53
2017-12-31 13F-HR TKPPY / TechnipFMC 31.33 8,000 12,800 60.00 223 401 79.82
2017-12-31 13F-HR YPF / YPF Sociedad Anonima 22.88 10,108 13,547 34.02 225 310 37.78
2017-12-31 13F-HR CMS / CMS Energy Corp. 47.35 5,012 5,787 15.46 232 274 18.10
2017-12-31 13F-HR PRGX / PRGX Global, Inc. 7.12 19,050 14,038 -26.31 133 100 -24.81
2017-12-31 13F-HR CCL / Carnival Corp. 66.35 12,888 13,821 7.24 832 917 10.22
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 58.69 8,621 8,383 -2.76 488 492 0.82
2017-12-31 13F-HR FRGI / Fiesta Restaurant Group, Inc. 19.00 14,200 23,900 68.31 270 454 68.15
2017-12-31 13F-HR MGP / MGM Growth Properties LLC 29.13 20,466 19,599 -4.24 618 571 -7.61
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.23 0 3,194 0 285
2017-12-31 13F-HR BCAC / Bison Capital Acquisition Corp 0.38 226,248 50,120 -77.85 2,235 19 -99.15
2017-12-31 13F-HR BCAC / Bison Capital Acquisition Corp 9.88 50,120 226,248 351.41 15 2,235 14,800.00
2017-12-31 13F-HR ERI / Eldorado Resorts, Inc. 33.14 46,397 39,464 -14.94 1,190 1,308 9.92
2017-12-31 13F-HR RXN / Rexnord Corp. 26.03 0 9,951 0 259
2017-12-31 13F-HR TRTX / TPG RE Finance Trust, Inc. 19.05 13,908 13,908 0.00 275 265 -3.64
2017-12-31 13F-HR KRC / Kilroy Realty Corp. 74.58 5,774 5,658 -2.01 411 422 2.68
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.97 23,863 12,382 -48.11 4,328 2,377 -45.08
2017-12-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 254.66 1,410 3,593 154.82 334 915 173.95
2017-12-31 13F-HR CFX / Colfax Corp. 39.65 20,882 14,577 -30.19 870 578 -33.56
2017-12-31 13F-HR FANG / Diamondback Energy, Inc. 126.25 9,948 7,588 -23.72 975 958 -1.74
2017-12-31 13F-HR XYL / Xylem, Inc. 68.30 4,559 4,158 -8.80 286 284 -0.70
2017-12-31 13F-HR FLEX / Flextronics International Ltd. 17.99 168,600 44,300 -73.72 2,794 797 -71.47
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.92 23,786 4,394 -81.53 2,670 461 -82.73
2017-12-31 13F-HR BKU / BankUnited, Inc. 40.65 6,064 6,593 8.72 216 268 24.07
2017-12-31 13F-HR SUI / Sun Communities, Inc. 92.71 6,418 6,418 0.00 550 595 8.18
2017-12-31 13F-HR BCPC / Balchem Corp. 80.59 3,772 3,772 0.00 307 304 -0.98
2017-12-31 13F-HR EAT / Brinker International, Inc. 38.82 0 21,610 0 839
2017-12-31 13F-HR GSVC / GSV Capital Corp. 5.45 0 43,290 0 236
2017-12-31 13F-HR LPI / Laredo Petroleum, Inc. 10.60 15,212 15,000 -1.39 197 159 -19.29
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.59 0 44,635 0 294
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 17.95 0 332,075 0 5,961
2017-12-31 13F-HR MTOR / Meritor, Inc. 23.42 0 8,795 0 206
2017-12-31 13F-HR JD / JD.com, Inc. 41.39 0 5,484 0 227
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.09 18,000 41,780 132.11 1,681 3,931 133.85
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.93 42,000 11,380 -72.90 16 352 2,100.00
2017-12-31 13F-HR TREC / Trecora Resources 13.52 21,524 21,524 0.00 286 291 1.75
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.96 0 1,806 0 204
2017-12-31 13F-HR HSC / Harsco Corp. 18.66 0 49,526 0 924
2017-12-31 13F-HR STX / Seagate Technology PLC Call 4,185.19 269 243 -9.67 892 1,017 14.01
2017-12-31 13F-HR PNW / Pinnacle West Capital Corp. 85.27 5,481 2,932 -46.51 463 250 -46.00
2017-12-31 13F-HR QLYS / Qualys, Inc. 59.34 23,205 23,205 0.00 1,202 1,377 14.56
2017-12-31 13F-HR CGI / Celadon Group, Inc. 6.38 0 11,605 0 74
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.87 0 6,879 0 288
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 86.73 0 3,136 0 272
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.67 0 1,500 0 259
2017-12-31 13F-HR RES / RPC, Inc. 25.53 10,255 9,243 -9.87 254 236 -7.09
2017-12-31 13F-HR PLUS / ePlus inc. 75.22 5,944 4,480 -24.63 550 337 -38.73
2017-12-31 13F-HR CPN / Calpine Corp. 15.13 337,000 124,375 -63.09 4,971 1,882 -62.14
2017-12-31 13F-HR FARM / Farmer Brothers Co. 32.17 16,109 13,335 -17.22 529 429 -18.90
2017-12-31 13F-HR TACO / Del Taco Restaurants, Inc. 12.12 19,500 33,335 70.95 299 404 35.12
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 335.93 3,255 11,443 251.55 1,183 3,844 224.94
2017-12-31 13F-HR SBAC / SBA Communications Corp. 163.53 8,176 1,700 -79.21 1,178 278 -76.40
2017-12-31 13F-HR PBF / PBF Energy, Inc. Call 3,545.00 200 200 0.00 552 709 28.44
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.95 17,600 26,600 51.14 76 105 38.16
2017-12-31 13F-HR XRX / Xerox Corp. 29.09 8,946 7,528 -15.85 298 219 -26.51
2017-12-31 13F-HR ACXM / Acxiom Corp. 27.56 36,101 43,402 20.22 890 1,196 34.38
2017-12-31 13F-HR BPI / BridgePoint Education, Inc. 8.29 0 10,857 0 90
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.81 0 44,243 0 1,363
2017-12-31 13F-HR VC / Visteon Corp. 125.10 5,648 9,600 69.97 699 1,201 71.82
2017-12-31 13F-HR LSCC / Lattice Semiconductor Corp. 5.76 18,750 18,750 0.00 98 108 10.20
2017-12-31 13F-HR IPHI / Inphi Corp. 36.64 0 9,526 0 349
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 89,306 118,613 32.82 9,149 10,850 18.59
2017-12-31 13F-HR XLB / SPDR Materials Select Sector ETF 60.44 46,000 4,500 -90.22 2,613 272 -89.59
2017-12-31 13F-HR AZO / AutoZone, Inc. 712.18 400 542 35.50 238 386 62.18
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,740.00 159 150 -5.66 291 261 -10.31
2017-12-31 13F-HR WYNN / Wynn Resorts Ltd. 168.55 4,384 3,358 -23.40 653 566 -13.32
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 31.62 13,000 15,432 18.71 476 488 2.52
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company Put 3,166.67 60 90 50.00 220 285 29.55
2017-12-31 13F-HR CMCSK / Comcast Corporation Call 4,005.00 1,200 1,000 -16.67 4,618 4,005 -13.27
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.02 10,425 23,019 120.81 167 530 217.37
2017-12-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 23.01 26,687 42,497 59.24 559 978 74.96
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.10 0 17,286 0 261
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 8.87 0 13,076 0 116
2017-12-31 13F-HR FAST / Fastenal Co. 54.71 0 4,058 0 222
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 8.76 16,568 23,057 39.17 131 202 54.20
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 34.41 8,385 10,200 21.65 340 351 3.24
2017-12-31 13F-HR FRTA / Forterra, Inc. 11.09 0 12,171 0 135
2017-12-31 13F-HR GLO / Clough Global Opportunities Fund 10.88 0 17,000 0 185
2017-12-31 13F-HR ZGNX / Zogenix, Inc. 40.10 24,578 8,154 -66.82 861 327 -62.02
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.29 22,753 42,964 88.83 290 442 52.41
2017-12-31 13F-HR VRSK / Verisk Analytics, Inc. 96.02 0 2,562 0 246
2017-12-31 13F-HR NI / NiSource, Inc. 25.67 0 21,504 0 552
2017-12-31 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. 3.70 32,613 38,930 19.37 63 144 128.57
2017-12-31 13F-HR EA / Electronic Arts Inc. 105.06 0 20,911 0 2,197
2017-12-31 13F-HR EA / Electronic Arts Inc. Put 10,506.67 0 150 0 1,576
2017-12-31 13F-HR EVC / Entravision Communications Corp. 7.17 0 14,500 0 104
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.21 848,631 219,400 -74.15 8,665 2,240 -74.15
2017-12-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.21 227,500 848,631 273.02 84 8,665 10,215.48
2017-12-31 13F-HR NAV / Navistar International Corp. 42.83 0 5,207 0 223
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.05 10,300 1,850 -82.04 1,325 248 -81.28
2017-12-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 21.29 22,631 18,835 -16.77 388 401 3.35
2017-12-31 13F-HR TVPT / Travelport Worldwide Ltd. 13.11 12,814 12,437 -2.94 201 163 -18.91
2017-12-31 13F-HR NOVT / Novanta Inc. 50.01 8,906 17,595 97.56 388 880 126.80
2017-12-31 13F-HR PWR / Quanta Services, Inc. 39.19 9,058 5,639 -37.75 338 221 -34.62
2017-12-31 13F-HR SAH / Sonic Automotive, Inc. 18.45 48,610 79,890 64.35 992 1,474 48.59
2017-12-31 13F-HR DXC / DXC Technology Company 94.79 27,260 4,030 -85.22 2,341 382 -83.68
2017-12-31 13F-HR DF / Dean Foods Co. 11.56 0 11,250 0 130
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. 21.14 0 9,936 0 210
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.82 0 7,413 0 399
2017-12-31 13F-HR PPL / PPL Corp. 30.91 0 11,421 0 353
2017-12-31 13F-HR JMBA / Jamba, Inc. 8.06 27,460 26,413 -3.81 237 213 -10.13
2017-12-31 13F-HR ADC / Agree Realty Corp. 51.47 11,488 12,688 10.45 564 653 15.78
2017-12-31 13F-HR LBTYK / Liberty Global plc (Class C) 33.82 0 18,389 0 622
2017-12-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.77 80,000 80,000 0.00 144 142 -1.39
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 150.00 2,812 1,740 -38.12 428 261 -39.02
2017-12-31 13F-HR AON / Aon Plc 133.87 15,800 1,733 -89.03 2,308 232 -89.95
2017-12-31 13F-HR CE / Celanese Corp. 107.14 2,990 2,576 -13.85 312 276 -11.54
2017-12-31 13F-HR ETR / Entergy Corp. 81.39 6,249 5,701 -8.77 477 464 -2.73
2017-12-31 13F-HR CVG / Convergys Corp. 23.48 0 9,241 0 217
2017-12-31 13F-HR SRCL / Stericycle, Inc. 68.00 0 3,250 0 221
2017-12-31 13F-HR WCC / Wesco International, Inc. 68.11 0 12,200 0 831
2017-12-31 13F-HR KOS / Kosmos Energy Ltd. 6.83 48,507 30,581 -36.96 386 209 -45.85
2017-12-31 13F-HR NUAN / Nuance Communications, Inc. 16.33 0 25,349 0 414
2017-12-31 13F-HR LOW / Lowe's Companies, Inc. 93.04 5,690 4,224 -25.76 455 393 -13.63
2017-12-31 13F-HR HDS / Hd Supply Inc. 40.04 0 13,360 0 535
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 81.00 20,000 3,000 -85.00 1,598 243 -84.79
2017-12-31 13F-HR ITRN / Ituran Location and Control Ltd. 34.22 15,419 17,590 14.08 556 602 8.27
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Call 16,476.19 249 21 -91.57 1,551 346 -77.69
2017-12-31 13F-HR EQC / Equity Commonwealth 30.51 24,248 28,159 16.13 737 859 16.55
2017-12-31 13F-HR XCRA / Xcerra Corp 9.79 360,628 325,791 -9.66 3,552 3,189 -10.22
2017-12-31 13F-HR EQS / Equus Total Return, Inc. 2.40 41,575 107,197 157.84 101 257 154.46
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.22 0 37,000 0 600
2017-12-31 13F-HR NYRT / New York REIT, Inc. 3.93 0 38,705 0 152
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 274.26 0 1,010 0 277
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.30 21,470 9,250 -56.92 1,658 752 -54.64
2017-12-31 13F-HR ASTE / Astec Industries, Inc. 58.54 5,438 3,929 -27.75 305 230 -24.59
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 156.67 1,802 1,500 -16.76 280 235 -16.07
2017-12-31 13F-HR CIR / CIRCOR International, Inc. 48.66 6,842 5,343 -21.91 372 260 -30.11
2017-12-31 13F-HR JEC / Jacobs Engineering Group, Inc. 66.06 0 3,830 0 253
2017-12-31 13F-HR AGN / Allergan plc 163.59 33,400 35,003 4.80 6,845 5,726 -16.35
2017-12-31 13F-HR TXT / Textron, Inc. 56.53 12,514 7,589 -39.36 674 429 -36.35
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.38 2,640 7,035 166.48 383 1,079 181.72
2017-12-31 13F-HR BC / Brunswick Corp. 55.22 4,497 5,016 11.54 252 277 9.92
2017-12-31 13F-HR PAY / VeriFone Systems, Inc 17.71 21,559 29,537 37.01 437 523 19.68
2017-12-31 13F-HR CAVM / Cavium, Inc. 83.85 0 23,734 0 1,990
2017-12-31 13F-HR ARRS / ARRIS International plc 25.69 0 52,968 0 1,361
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 18,416.67 0 12 0 221
2017-12-31 13F-HR VRSN / VeriSign, Inc. Call 11,421.05 3,700 19 -99.49 289 217 -24.91
2017-12-31 13F-HR MHK / Mohawk Industries, Inc. 275.79 1,929 1,842 -4.51 477 508 6.50
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 114.90 3,560 3,934 10.51 378 452 19.58
2017-12-31 13F-HR SLB / Schlumberger Ltd. Call 6,733.33 50 60 20.00 349 404 15.76
2017-12-31 13F-HR RLJ / RLJ Lodging Trust 21.98 28,204 27,118 -3.85 620 596 -3.87
2017-12-31 13F-HR V / Visa, Inc. 114.05 8,100 12,994 60.42 852 1,482 73.94
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 20.78 50,000 50,000 0.00 717 1,039 44.91
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.52 20,823 7,927 -61.93 3,723 1,534 -58.80
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 36.72 18,700 5,637 -69.86 644 207 -67.86
2017-12-31 13F-HR KGC / Kinross Gold Corp. 4.30 0 22,770 0 98
2017-12-31 13F-HR WEN / The Wendy's Company 16.41 60,706 46,130 -24.01 943 757 -19.72
2017-12-31 13F-HR DENN / Denny's Corp. 13.25 23,350 27,855 19.29 291 369 26.80
2017-12-31 13F-HR MVC / MVC Capital, Inc. 10.55 20,000 40,842 104.21 200 431 115.50
2017-12-31 13F-HR H / Hyatt Hotels Corp. 73.39 4,451 2,984 -32.96 275 219 -20.36
2017-12-31 13F-HR CLR / Continental Resources, Inc. 52.99 6,900 8,568 24.17 266 454 70.68
2017-12-31 13F-HR CLB / Core Laboratories N.V. 109.70 0 3,072 0 337
2017-12-31 13F-HR SIMO / Silicon Motion Technology Corp. 52.99 5,229 14,607 179.35 251 774 208.37
2017-12-31 13F-HR YNDX / Yandex N.V. 32.74 46,053 31,220 -32.21 1,517 1,022 -32.63
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 65.94 8,539 5,202 -39.08 479 343 -28.39
2017-12-31 13F-HR KO / Coca Cola Co. Call 4,590.64 271 171 -36.90 1,220 785 -35.66
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.87 21,963 62,316 183.73 5,518 16,630 201.38
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.84 0 3,507 0 273
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.52 12,852 10,944 -14.85 590 542 -8.14
2017-12-31 13F-HR SREV / ServiceSource International, Inc. 3.09 92,757 99,725 7.51 321 308 -4.05
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. 70.10 0 7,832 0 549
2017-12-31 13F-HR KRG / Kite Realty Group Trust 19.60 45,848 57,508 25.43 928 1,127 21.44
2017-12-31 13F-HR KSU / Kansas City Southern 105.19 0 2,196 0 231
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.66 0 29,000 0 396
2017-12-31 13F-HR USFD / US Foods Holding Corp. 31.96 11,072 7,916 -28.50 296 253 -14.53
2017-12-31 13F-HR WPX / WPX Energy, Inc. 14.08 39,325 37,501 -4.64 452 528 16.81
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.18 12,794 13,230 3.41 215 214 -0.47
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 150.72 16,865 5,341 -68.33 2,601 805 -69.05
2017-12-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.18 20,140 22,085 9.66 848 1,064 25.47
2017-12-31 13F-HR RSPP / RSP Permian, Inc. 40.70 20,645 17,542 -15.03 714 714 0.00
2017-12-31 13F-HR ATAC / Atlantic Acquisition Corp. 0.52 494,100 71,350 -85.56 4,872 37 -99.24
2017-12-31 13F-HR ATAC / Atlantic Acquisition Corp. 9.86 96,950 494,100 409.64 53 4,872 9,092.45
2017-12-31 13F-HR IPI / Intrepid Potash, Inc. 4.76 200,000 200,000 0.00 872 952 9.17
2017-12-31 13F-HR SNE / Sony Corp. 44.95 68,619 65,249 -4.91 2,562 2,933 14.48
2017-12-31 13F-HR PANW / Palo Alto Networks, Inc. 144.95 3,775 2,118 -43.89 544 307 -43.57
2017-12-31 13F-HR KLIC / Kulicke and Soffa Industries Inc. 24.32 22,132 21,257 -3.95 477 517 8.39
2017-12-31 13F-HR P / Pandora Media, Inc. 4.82 23,350 12,040 -48.44 180 58 -67.78
2017-12-31 13F-HR PICO / PICO Holdings, Inc. 12.80 15,379 28,915 88.02 257 370 43.97
2017-12-31 13F-HR BYD / Boyd Gaming Corp. 35.05 47,346 38,150 -19.42 1,233 1,337 8.43
2017-12-31 13F-HR JACK / Jack in the Box, Inc. 98.06 10,770 9,270 -13.93 1,098 909 -17.21
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.96 3,336 2,300 -31.06 319 246 -22.88
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.54 24,487 7,602 -68.95 1,510 483 -68.01
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.95 9,349 9,908 5.98 719 911 26.70
2017-12-31 13F-HR VLO / Valero Energy Corp. Put 9,200.00 50 50 0.00 385 460 19.48
2017-12-31 13F-HR CLVS / Clovis Oncology, Inc. Call 6,798.35 64 243 279.69 527 1,652 213.47
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.45 0 17,616 0 184
2017-12-31 13F-HR DLTR / Dollar Tree, Inc. 107.34 0 5,450 0 585
2017-12-31 13F-HR CTO / Consolidated-Tomoka Land Co. 63.49 22,823 10,963 -51.97 1,371 696 -49.23
2017-12-31 13F-HR DOX / Amdocs Ltd. Call 6,547.62 200 126 -37.00 1,286 825 -35.85
2017-12-31 13F-HR AAPL / Apple, Inc. 169.16 16,317 4,481 -72.54 2,515 758 -69.86
2017-12-31 13F-HR XLNX / Xilinx, Inc. 67.43 6,500 4,701 -27.68 460 317 -31.09
2017-12-31 13F-HR ACI / Arch Coal, Inc. 93.26 4,684 4,879 4.16 336 455 35.42
2017-12-31 13F-HR WTTR / Select Energy Services, Inc. 18.24 25,000 18,700 -25.20 398 341 -14.32
2017-12-31 13F-HR ZBRA / Zebra Technologies Corp. Call 10,387.50 0 80 0 831
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 71,545 55,175 -22.88 12,357 9,514 -23.01
2017-12-31 13F-HR LGIH / LGI Homes, Inc. 75.02 25,276 24,207 -4.23 1,228 1,816 47.88
2017-12-31 13F-HR MON / Monsanto Co. 116.77 45,750 59,106 29.19 5,482 6,902 25.90
2017-12-31 13F-HR DHXM / DHX Media Ltd. 3.58 0 128,900 0 461
2017-12-31 13F-HR WIX / Wix.com Ltd. 57.50 41,118 6,157 -85.03 2,954 354 -88.02
2017-12-31 13F-HR MTG / MGIC Investment Corp. 14.09 0 11,212 0 158
2017-12-31 13F-HR XEC / Cimarex Energy Co. 122.12 4,619 3,955 -14.38 525 483 -8.00
2017-12-31 13F-HR PM / Philip Morris International, Inc. 105.55 4,909 4,453 -9.29 545 470 -13.76
2017-12-31 13F-HR QGEN / QIAGEN N.V. 30.99 8,514 8,100 -4.86 268 251 -6.34
2017-12-31 13F-HR PTX / Pernix Therapeutics Holdings, Inc. 2.42 0 10,330 0 25
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.49 11,619 16,906 45.50 187 245 31.02
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 409.98 0 661 0 271
2017-12-31 13F-HR SHPG / Shire Plc. 155.11 28,325 47,778 68.68 4,338 7,411 70.84
2017-12-31 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 55.21 13,490 9,111 -32.46 708 503 -28.95
2017-12-31 13F-HR EGY / VAALCO Energy, Inc. 0.70 34,300 34,300 0.00 28 24 -14.29
2017-12-31 13F-HR ORM / Owens Realty Mortgage, Inc. 16.01 88,510 84,813 -4.18 1,612 1,358 -15.76
2017-12-31 13F-HR MTDR / Matador Resources Co. 31.12 10,015 15,008 49.86 272 467 71.69
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 48.89 8,800 15,361 74.56 405 751 85.43
2017-12-31 13F-HR PNR / Pentair plc. 70.74 0 3,011 0 213
2017-12-31 13F-HR IYT / iShares Transportation Average ETF 191.54 4,000 1,300 -67.50 714 249 -65.13
2017-12-31 13F-HR LW / Lamb Weston Holdings, Inc. 56.47 10,673 8,164 -23.51 500 461 -7.80
2017-12-31 13F-HR KRNT / Kornit Digital Ltd. 16.16 21,923 14,480 -33.95 335 234 -30.15
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 126.95 0 3,332 0 423
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.88 23,705 25,649 8.20 2,128 2,254 5.92
2017-12-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 14.40 0 45,201 0 651
2017-12-31 13F-HR EFII / Electronics For Imaging, Inc. 29.56 0 11,705 0 346
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.01 37,986 16,616 -56.26 641 399 -37.75
2017-12-31 13F-HR FRAC / Keane Group, Inc. 19.00 10,365 10,000 -3.52 173 190 9.83
2017-12-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.38 47,017 46,849 -0.36 462 18 -96.10
2017-12-31 13F-HR MMDM / Modern Media Acquisition Corp. 9.83 47,017 47,017 0.00 460 462 0.43
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.64 3,610 2,357 -34.71 245 216 -11.84
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.21 1,944 3,087 58.80 233 368 57.94
2017-12-31 13F-HR APA / Apache Corp. 42.15 7,200 6,572 -8.72 330 277 -16.06
2017-12-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 1.17 500,000 500,000 0.00 614 583 -5.05
2017-12-31 13F-HR CXO / Concho Resources, Inc. Call 15,033.33 20 30 50.00 263 451 71.48
2017-12-31 13F-HR MAS / Masco Corp. 43.86 0 5,700 0 250
2017-12-31 13F-HR NWS / News Corp 16.22 15,348 12,391 -19.27 204 201 -1.47
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.35 14,372 33,444 132.70 79 179 126.58
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.62 10,398 3,048 -70.69 9,996 3,565 -64.34
2017-12-31 13F-HR FMCI / Forum Merger Corporation 9.98 72,557 730,865 907.30 25 7,294 29,076.00
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.14 131,585 11,230 -91.47 5,175 462 -91.07
2017-12-31 13F-HR DKS / Dick's Sporting Goods, Inc. 28.72 0 11,630 0 334
2017-12-31 13F-HR RLGY / Realogy Holdings Corp. 26.53 0 12,780 0 339
2017-12-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.34 1,150,400 348,628 -69.70 11,300 120 -98.94
2017-12-31 13F-HR CNAC / Constellation Alpha Capital Corp. 9.82 61,000 1,150,400 1,785.90 15 11,300 75,233.33
2017-12-31 13F-HR IGT / International Game Technology PLC 26.50 36,545 39,249 7.40 897 1,040 15.94
2017-12-31 13F-HR QTS / QTS Realty Trust, Inc. 54.17 11,780 11,280 -4.24 617 611 -0.97
2017-12-31 13F-HR INVH / Invitation Homes Inc. 23.58 0 10,561 0 249
2017-12-31 13F-HR KMT / Kennametal Inc. 48.35 0 6,804 0 329
2017-12-31 13F-HR ADSW / Advanced Disposal Services, Inc. 23.95 14,628 14,741 0.77 368 353 -4.08
2017-12-31 13F-HR VG / Vonage Holdings Corp. 10.15 18,568 10,152 -45.33 151 103 -31.79
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 75.56 0 2,700 0 204
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 5.68 14,586 44,902 207.84 49 255 420.41
2017-12-31 13F-HR NOA / North American Energy Partners Inc. 4.95 61,780 103,852 68.10 269 514 91.08
2017-12-31 13F-HR ZG / Zillow Group, Inc. 40.91 75,948 25,104 -66.95 3,054 1,027 -66.37
2017-12-31 13F-HR EXPE / Expedia, Inc. 119.77 18,665 24,297 30.17 2,687 2,910 8.30
2017-12-31 13F-HR SHOP / Shopify Inc. 101.15 0 2,264 0 229
2017-12-31 13F-HR C / Citigroup, Inc. 74.45 6,082 7,468 22.79 442 556 25.79
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.07 3,329 1,350 -59.45 825 316 -61.70
2017-12-31 13F-HR ZUMZ / Zumiez, Inc. 20.83 0 11,284 0 235
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.23 10,396 7,399 -28.83 720 527 -26.81
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 66.20 28,587 40,577 41.94 1,796 2,686 49.55
2017-12-31 13F-HR INFY / Infosys Limited Call 1,621.13 737 549 -25.51 1,075 890 -17.21
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.91 6,929 4,990 -27.98 334 279 -16.47
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.15 17,600 8,720 -50.45 917 446 -51.36
2017-12-31 13F-HR VER / VEREIT, Inc. 7.80 61,736 62,086 0.57 512 484 -5.47
2017-12-31 13F-HR BA / Boeing Company (The) 294.91 1,751 963 -45.00 445 284 -36.18
2017-12-31 13F-HR OLN / Olin Corp. 35.52 0 6,221 0 221
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. 34.12 0 213,280 0 7,277
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.32 62,611 43,337 -30.78 4,039 2,744 -32.06
2017-12-31 13F-HR VSM / Versum Materials, Inc. 37.87 29,010 18,457 -36.38 1,126 699 -37.92
2017-12-31 13F-HR AIF / Apollo Tactical Income Fund Inc. 15.76 0 41,000 0 646
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 53.94 0 4,320 0 233
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. Call 5,385.71 50 70 40.00 225 377 67.56
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.46 22,514 17,194 -23.63 2,018 1,796 -11.00
2017-12-31 13F-HR MCO / Moody's Corp. 147.61 3,890 4,119 5.89 542 608 12.18
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.31 7,376 6,491 -12.00 761 742 -2.50
2017-12-31 13F-HR RPT / Ramco-Gershenson Properties Trust 14.73 60,908 56,908 -6.57 792 838 5.81
2017-12-31 13F-HR AVGO / Broadcom Limited 256.83 7,206 2,819 -60.88 1,748 724 -58.58
2017-12-31 13F-HR RELL / Richardson Electronics, Ltd. 6.73 18,259 21,108 15.60 109 142 30.28
2017-12-31 13F-HR MS / Morgan Stanley 52.38 0 4,983 0 261
2017-12-31 13F-HR EXTR / Extreme Networks, Inc. 12.52 41,837 155,278 271.15 497 1,944 291.15
2017-12-31 13F-HR EXPO / Exponent, Inc. 71.15 6,049 5,706 -5.67 447 406 -9.17
2017-12-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 9.29 0 14,747 0 137
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 13.60 0 11,395 0 155
2017-12-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 29.02 39,470 28,805 -27.02 952 836 -12.18
2017-12-31 13F-HR MSG / The Madison Square Garden Company 210.98 2,421 1,967 -18.75 518 415 -19.88
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.17 0 1,839 0 221
2017-12-31 13F-HR HPQ / HP Inc. 21.03 17,052 26,728 56.74 340 562 65.29
2017-12-31 13F-HR MSI / Motorola Solutions, Inc. 90.26 2,744 5,440 98.25 233 491 110.73
2017-12-31 13F-HR BOBE / Bob Evans Farms, Inc. 78.81 21,469 38,673 80.13 1,664 3,048 83.17
2017-12-31 13F-HR TEL / TE Connectivity Ltd. 95.09 16,404 8,970 -45.32 1,363 853 -37.42
2017-12-31 13F-HR HCA / HCA Holdings Inc. 87.93 2,800 3,696 32.00 223 325 45.74
2017-12-31 13F-HR ACTG / Acacia Research Corp. 4.05 143,349 153,383 7.00 652 621 -4.75
2017-12-31 13F-HR EPZM / Epizyme, Inc. Call 1,253.68 611 611 0.00 1,163 766 -34.14
2017-12-31 13F-HR AGCO / AGCO Corp. 71.34 0 3,336 0 238
2017-12-31 13F-HR KMG / KMG Chemicals, Inc. 66.18 5,637 4,231 -24.94 309 280 -9.39
2017-12-31 13F-HR PFSW / PFSweb, Inc. 7.41 24,784 18,354 -25.94 207 136 -34.30
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 54.24 42,699 31,009 -27.38 2,457 1,682 -31.54
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 112.35 12,328 10,556 -14.37 1,314 1,186 -9.74
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. 11.12 25,000 25,000 0.00 287 278 -3.14
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.83 0 1,200 0 265
2017-12-31 13F-HR WK / Workiva, Inc. 21.42 12,138 12,138 0.00 253 260 2.77
2017-12-31 13F-HR CVLT / CommVault Systems, Inc. 52.50 0 48,401 0 2,541
2017-12-31 13F-HR IVZ / Invesco Ltd. 36.50 0 6,192 0 226
2017-12-31 13F-HR MGI / MoneyGram International, Inc. 13.18 0 46,586 0 614
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.52 10,023 2,277 -77.28 1,567 386 -75.37
2017-12-31 13F-HR GTN.A / Gray Television, Inc. 16.75 0 273,843 0 4,587
2017-12-31 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 277 0 -100.00 1,924 0 -100.00
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. Call 109 0 -100.00 284 0 -100.00
2017-12-31 13F-HR GLNG / Golar LNG Ltd. Call 153 0 -100.00 346 0 -100.00
2017-12-31 13F-HR GMLP / Golar LNG Partners LP Put 132 0 -100.00 307 0 -100.00
2017-12-31 13F-HR LYB / LyondellBasell Industries NV Call 44 0 -100.00 436 0 -100.00
2017-12-31 13F-HR UNITED STATES OIL FUND LP / PUT Put (91232N958) 396 0 -100.00 413 0
2017-12-31 13F-HR VHI / Valhi, Inc. 26,541 0 -100.00 64 0 -100.00
2017-12-31 13F-HR WLK / Westlake Chemical Corp. 3,060 0 -100.00 254 0 -100.00
2017-12-31 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y954) 44 0 -100.00 312 0
2017-12-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 50,000 0 -100.00 511 0
2017-12-31 13F-HR I AM CAP ACQUISITION CO / UNIT 08/15/2022 (45074Q207) 380,000 0 -100.00 3,895 0
2017-12-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 293,050 0 -100.00 1,811 0 -100.00
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. 13,219 0 -100.00 855 0 -100.00
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. 21,347 0 -100.00 656 0 -100.00
2017-12-31 13F-HR TRTN / Triton International Limited 35,100 0 -100.00 1,168 0 -100.00
2017-12-31 13F-HR OII / Oceaneering International, Inc. Put 100 0 -100.00 263 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. Put 100 0 -100.00 289 0 -100.00
2017-12-31 13F-HR CMI / Cummins, Inc. 1,272 0 -100.00 214 0 -100.00
2017-12-31 13F-HR DAN / Dana Holding Corp. 7,293 0 -100.00 204 0 -100.00
2017-12-31 13F-HR PH / Parker-Hannifin Corp. 1,265 0 -100.00 221 0 -100.00
2017-12-31 13F-HR DSKE / Daseke, Inc. 20,351 0 -100.00 266 0 -100.00
2017-12-31 13F-HR SOHU / Sohu.com, Inc. 5,806 0 -100.00 316 0 -100.00
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 2,000 0 -100.00 394 0 -100.00
2017-12-31 13F-HR ISHARES TR / CALL Call (464287905) 150 0 -100.00 2,223 0
2017-12-31 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 15,000 0 -100.00 769 0 -100.00
2017-12-31 13F-HR INAP / Internap Corporation 87,137 0 -100.00 379 0 -100.00
2017-12-31 13F-HR IPI / Intrepid Potash, Inc. Call 2,000 0 -100.00 872 0 -100.00
2017-12-31 13F-HR PEP / PepsiCo, Inc. Put 208 0 -100.00 2,318 0 -100.00
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. Call 1,000 0 -100.00 3,442 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. 23,517 0 -100.00 4,229 0 -100.00
2017-12-31 13F-HR MXPT / MaxPoint Interactive, Inc. 11,563 0 -100.00 161 0 -100.00
2017-12-31 13F-HR WSTC / West Corp. 12,042 0 -100.00 283 0 -100.00
2017-12-31 13F-HR CYBE / CyberOptics Corp. 11,287 0 -100.00 183 0 -100.00
2017-12-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Call 25 0 -100.00 294 0 -100.00
2017-12-31 13F-HR BARCLAYS BK PLC / PUT Put (06746L952) 2,275 0 -100.00 8,915 0
2017-12-31 13F-HR SPDR SERIES TRUST / PUT Put (78464A958) 80 0 -100.00 454 0
2017-12-31 13F-HR SPN / Superior Energy Services, Inc. 23,200 0 -100.00 248 0 -100.00
2017-12-31 13F-HR NXRT / NexPoint Residential Trust, Inc. 17,500 0 -100.00 415 0 -100.00
2017-12-31 13F-HR SPG.PRJ / Simon Property Group, Inc. Put 20 0 -100.00 322 0 -100.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 11,887 0 -100.00 432 0
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. Call 1,223 0 -100.00 2,085 0 -100.00
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. Put 2,909 0 -100.00 2,001 0 -100.00
2017-12-31 13F-HR CYTK / Cytokinetics, Inc. Put 249 0 -100.00 361 0 -100.00
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. Call 653 0 -100.00 985 0 -100.00
2017-12-31 13F-HR GWPH / GW Pharmaceuticals Plc. Put 111 0 -100.00 1,127 0 -100.00
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Put 249 0 -100.00 1,551 0 -100.00
2017-12-31 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. Call 374 0 -100.00 526 0 -100.00
2017-12-31 13F-HR ZGNX / Zogenix, Inc. Call 374 0 -100.00 1,311 0 -100.00
2017-12-31 13F-HR ABY / Abengoa Yield plc 12,272 0 -100.00 242 0 -100.00
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 11,143 0 -100.00 364 0 -100.00
2017-12-31 13F-HR PUMP / Propetro Holding Corp 48,655 0 -100.00 698 0 -100.00
2017-12-31 13F-HR SHOO / Steven Madden Ltd. 5,599 0 -100.00 242 0 -100.00
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 4,703 0 -100.00 216 0 -100.00
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 16,318 0 -100.00 141 0 -100.00
2017-12-31 13F-HR DK / Delek US Holdings, Inc. 13,298 0 -100.00 355 0 -100.00
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 20,696 0 -100.00 454 0 -100.00
2017-12-31 13F-HR HHC / Howard Hughes Corp. (The) 1,800 0 -100.00 212 0 -100.00
2017-12-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 2,000 0 -100.00 206 0 -100.00
2017-12-31 13F-HR VVC / Vectren Corp. 3,090 0 -100.00 203 0 -100.00
2017-12-31 13F-HR AAPL / Apple, Inc. Call 249 0 -100.00 3,838 0 -100.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. Call 265 0 -100.00 1,380 0 -100.00
2017-12-31 13F-HR AVGO / Broadcom Limited Call 88 0 -100.00 2,134 0 -100.00
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 245 0 -100.00 647 0 -100.00
2017-12-31 13F-HR OUT / OUTFRONT Media Inc. Call 103 0 -100.00 259 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 13,800 0 -100.00 1,312 0 -100.00
2017-12-31 13F-HR STX / Seagate Technology PLC Put 402 0 -100.00 1,333 0 -100.00
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 3,462 0 -100.00 216 0 -100.00
2017-12-31 13F-HR KEX / Kirby Corp. 3,166 0 -100.00 209 0 -100.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 975 0 -100.00 935 0 -100.00
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Call 13 0 -100.00 1,266 0 -100.00
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 10,817 0 -100.00 232 0 -100.00
2017-12-31 13F-HR TRUE / TrueCar, Inc. 84,989 0 -100.00 1,342 0 -100.00
2017-12-31 13F-HR ZTS / Zoetis Inc. 3,466 0 -100.00 221 0 -100.00
2017-12-31 13F-HR FFIV / F5 Networks, Inc. Call 73 0 -100.00 880 0 -100.00
2017-12-31 13F-HR BXP / Boston Properties, Inc. 4,546 0 -100.00 559 0 -100.00
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 2,305 0 -100.00 229 0 -100.00
2017-12-31 13F-HR DERM / Dermira, Inc. 10,256 0 -100.00 277 0 -100.00
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 3,206 0 -100.00 438 0 -100.00
2017-12-31 13F-HR SHLD / Sears Holdings Corp. 10,557 0 -100.00 77 0 -100.00
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 7,450 0 -100.00 787 0 -100.00
2017-12-31 13F-HR GTT / GTT Communications, Inc. 64,648 0 -100.00 2,046 0 -100.00
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 54,102 0 -100.00 133 0 -100.00
2017-12-31 13F-HR UTX / United Technologies Corp. 1,889 0 -100.00 219 0 -100.00
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 17,900 0 -100.00 1,226 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 31,815 0 -100.00 921 0 -100.00
2017-12-31 13F-HR PE / Parsley Energy, Inc. Put 88 0 -100.00 232 0 -100.00
2017-12-31 13F-HR ASPN / Aspen Aerogels Inc. 15,000 0 -100.00 65 0 -100.00
2017-12-31 13F-HR HIVE / Aerohive Networks, Inc. 30,933 0 -100.00 127 0 -100.00
2017-12-31 13F-HR CG / The Carlyle Group L.P. 22,000 0 -100.00 519 0 -100.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 2,176 0 -100.00 256 0 -100.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 24,125 0 -100.00 266 0 -100.00
2017-12-31 13F-HR FDC / First Data Corporation 111,630 0 -100.00 2,014 0 -100.00
2017-12-31 13F-HR DNOW / NOW Inc. 12,720 0 -100.00 176 0 -100.00
2017-12-31 13F-HR RLH / Red Lion Hotels Corp. 63,173 0 -100.00 546 0 -100.00
2017-12-31 13F-HR TAP / Molson Coors Brewing Co. 4,253 0 -100.00 347 0 -100.00
2017-12-31 13F-HR CMCSA / Comcast Corp. 16,099 0 -100.00 619 0 -100.00
2017-12-31 13F-HR IBM / International Business Machines Corp. Call 27 0 -100.00 392 0 -100.00
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Call 1,018 0 -100.00 9,510 0 -100.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 134 0 -100.00 451 0 -100.00
2017-12-31 13F-HR OLED / Universal Display Corp. 6,781 0 -100.00 874 0 -100.00
2017-12-31 13F-HR SWK / Stanley Black & Decker, Inc. 1,800 0 -100.00 272 0 -100.00
2017-12-31 13F-HR FB / Facebook, Inc. Call 410 0 -100.00 7,006 0 -100.00
2017-12-31 13F-HR IBKR / Interactive Brokers Group, Inc. 6,800 0 -100.00 306 0 -100.00
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. 4,577 0 -100.00 1,561 0 -100.00
2017-12-31 13F-HR YRCW / YRC Worldwide, Inc. 11,565 0 -100.00 160 0 -100.00
2017-12-31 13F-HR SONS / Sonus Networks, Inc. 35,813 0 -100.00 274 0 -100.00
2017-12-31 13F-HR COMM / CommScope Holding Company, Inc. 73,952 0 -100.00 2,456 0 -100.00
2017-12-31 13F-HR SRC / Spirit Realty Capital, Inc. 51,873 0 -100.00 445 0 -100.00
2017-12-31 13F-HR YY / YY Inc. 2,686 0 -100.00 233 0 -100.00
2017-12-31 13F-HR BBL / BHP Billiton Plc 33,159 0 -100.00 1,175 0 -100.00
2017-12-31 13F-HR TCO / Taubman Centers, Inc. 5,745 0 -100.00 286 0 -100.00
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 11,900 0 -100.00 96 0 -100.00
2017-12-31 13F-HR EVTC / Evertec, Inc. 11,801 0 -100.00 187 0 -100.00
2017-12-31 13F-HR EBAY / eBay, Inc. 6,199 0 -100.00 238 0 -100.00
2017-12-31 13F-HR ACN / Accenture plc 2,496 0 -100.00 337 0 -100.00
2017-12-31 13F-HR NOW / ServiceNow, Inc. Call 77 0 -100.00 905 0 -100.00
2017-12-31 13F-HR HRI / Herc Holdings Inc. 4,431 0 -100.00 218 0 -100.00
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. 24,400 0 -100.00 1,287 0 -100.00
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 11,856 0 -100.00 66 0 -100.00
2017-12-31 13F-HR ADI / Analog Devices, Inc. 24,501 0 -100.00 2,111 0 -100.00
2017-12-31 13F-HR R / Ryder System, Inc. 2,733 0 -100.00 231 0 -100.00
2017-12-31 13F-HR SAN / Banco Santander S.A. 84,279 0 -100.00 585 0 -100.00
2017-12-31 13F-HR AAL / American Airlines Group Inc. 4,743 0 -100.00 225 0 -100.00
2017-12-31 13F-HR ST / Sensata Techologies Holdings NV Call 101 0 -100.00 486 0 -100.00
2017-12-31 13F-HR CHSP / Chesapeake Lodging Trust 15,556 0 -100.00 420 0 -100.00
2017-12-31 13F-HR HZO / MarineMax, Inc. 11,001 0 -100.00 182 0 -100.00
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 6,218 0 -100.00 214 0 -100.00
2017-12-31 13F-HR HOLX / Hologic, Inc. 8,651 0 -100.00 317 0 -100.00
2017-12-31 13F-HR PEG / Public Service Enterprise Group, Inc. 8,054 0 -100.00 372 0 -100.00
2017-12-31 13F-HR BLL / Ball Corp. 14,800 0 -100.00 611 0 -100.00
2017-12-31 13F-HR DYN / Dynegy Inc. 15,810 0 -100.00 155 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 11,900 0 -100.00 3,814 0 -100.00
2017-12-31 13F-HR DLPH / Delphi Automotive Plc 3,577 0 -100.00 352 0 -100.00
2017-12-31 13F-HR BLMN / Bloomin' Brands, Inc. 10,256 0 -100.00 181 0 -100.00
2017-12-31 13F-HR MOMO / Momo Inc. 26,000 0 -100.00 815 0 -100.00
2017-12-31 13F-HR PAM / Pampa Energia S.A. 3,296 0 -100.00 215 0 -100.00
2017-12-31 13F-HR ARMK / Aramark 55,573 0 -100.00 2,257 0 -100.00
2017-12-31 13F-HR EIGI / Endurance International Group Holdings, Inc. 28,839 0 -100.00 236 0 -100.00
2017-12-31 13F-HR COP / ConocoPhillips 4,614 0 -100.00 231 0 -100.00
2017-12-31 13F-HR LOXO / Loxo Oncology, Inc. 2,326 0 -100.00 214 0 -100.00
2017-12-31 13F-HR ALB / Albemarle Corp. 2,292 0 -100.00 312 0 -100.00
2017-12-31 13F-HR CBAY / Cymabay Therapeutics Inc. 50,077 0 -100.00 404 0 -100.00
2017-12-31 13F-HR CSRA / CSRA Inc. 7,248 0 -100.00 234 0 -100.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 6,557 0 -100.00 280 0 -100.00
2017-12-31 13F-HR FNSR / Finisar Corporation 12,165 0 -100.00 270 0 -100.00
2017-12-31 13F-HR ZGNX / Zogenix, Inc. Put 1,423 0 -100.00 4,987 0 -100.00
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 7,808 0 -100.00 293 0 -100.00
2017-12-31 13F-HR LITE / Lumentum Holdings Inc. 5,018 0 -100.00 273 0 -100.00
2017-12-31 13F-HR SWKS / Skyworks Solutions, Inc. Call 122 0 -100.00 1,243 0 -100.00
2017-12-31 13F-HR WDC / Western Digital Corp. 6,848 0 -100.00 592 0 -100.00
2017-12-31 13F-HR ACRS / Aclaris Therapeutics, Inc. 20,711 0 -100.00 535 0 -100.00
2017-12-31 13F-HR VVV / Valvoline Inc. 16,307 0 -100.00 382 0 -100.00
2017-12-31 13F-HR SO / Southern Co. (The) 4,578 0 -100.00 225 0 -100.00
2017-12-31 13F-HR DPZ / Dominos Pizza Inc. 1,200 0 -100.00 238 0 -100.00
2017-12-31 13F-HR ITEK / Inotek Pharmaceuticals Corporation 139,731 0 -100.00 249 0 -100.00
2017-12-31 13F-HR MA / MasterCard Incorporated 4,324 0 -100.00 611 0 -100.00
2017-12-31 13F-HR KIRK / Kirkland's, Inc. 16,439 0 -100.00 188 0 -100.00
2017-12-31 13F-HR HDSN / Hudson Technologies, Inc. 18,404 0 -100.00 144 0 -100.00
2017-12-31 13F-HR MDT / Medtronic plc 3,101 0 -100.00 241 0 -100.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 26,890 0 -100.00 2,076 0 -100.00
2017-12-31 13F-HR ZSAN / Zosano Pharma Corporation 89,828 0 -100.00 74 0 -100.00
2017-12-31 13F-HR GDI / Gardner Denver Holdings, Inc. 9,917 0 -100.00 273 0 -100.00
2017-12-31 13F-HR ESV / Ensco plc 65,549 0 -100.00 391 0 -100.00
2017-12-31 13F-HR FIT / Fitbit Inc. 11,370 0 -100.00 79 0 -100.00
2017-12-31 13F-HR AXP / American Express Co. Call 50 0 -100.00 452 0 -100.00
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 3,500 0 -100