Current Holdings (from 13F, 13D)

InvestorBoothbay Fund Management, Llc
Portfolio Value$ 304,283,000
Current Positions589
Opened Positions5
Closed Positions310

Boothbay Fund Management, Llc has disclosed 589 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 304,283,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Boothbay Fund Management, Llc's top holdings are Altaba Inc (NASDAQ:AABA) , Alibaba Group Holding Limited (NYSE:BABA) , Constellation Alpha Capital Corp. (NASDAQ:CNAC) , Amazon.com, Inc. (NASDAQ:AMZN) , and Salesforce.com, Inc. (NYSE:CRM) . Boothbay Fund Management, Llc's new positions include Constellation Alpha Capital Corp. (NASDAQ:CNAC) , Comcast Corporation (NASDAQ:CMCSK) , Shire Plc. (NASDAQ:SHPG) , Kite Pharma, Inc. (NASDAQ:KITE) , and Atlantic Acquisition Corp. (NASDAQ:ATAC) .


All Boothbay Fund Management, Llc holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.72 23,662 3,093
2017‑09‑30 13F-HR ACXM / Acxiom Corp. 24.65 36,101 890
2017‑09‑30 13F-HR CIR / CIRCOR International, Inc. 54.37 6,842 372
2017‑09‑30 13F-HR BGEPF / Bunge Ltd., 4.875% Cumulative Convertible Perpetual Preference Call 6,945.85 277 1,924
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.26 10,396 720
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. Call 2,605.50 109 284
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. Call 2,261.44 153 346
2017‑09‑30 13F-HR GMLP / Golar LNG Partners LP Put 2,325.76 132 307
2017‑09‑30 13F-HR LYB / LyondellBasell Industries NV Call 9,909.09 44 436
2017‑09‑30 13F-HR SPDR S&P 500 ETF TR / PUT Put (78462F953) 25,128.21 39 980
2017‑09‑30 13F-HR UNITED STATES OIL FUND LP / PUT Put (91232N958) 1,042.93 396 413
2017‑09‑30 13F-HR VHI / Valhi, Inc. 2.41 26,541 64
2017‑09‑30 13F-HR WLK / Westlake Chemical Corp. 83.01 3,060 254
2017‑09‑30 13F-HR SELECT SECTOR SPDR TR / PUT Put (81369Y954) 7,090.91 44 312
2017‑09‑30 13F-HR SPDR SERIES TRUST / PUT Put (78464A950) 3,410.96 219 747
2017‑09‑30 13F-HR RPAI / Retail Properties of America, Inc. 13.13 40,071 526
2017‑09‑30 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 53.99 6,798 367
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT (74347W163) 20.61 26,150 539
2017‑09‑30 13F-HR ATAC / Atlantic Acquisition Corp. 9.82 400,000 3,928
2017‑09‑30 13F-HR ATLANTIC ACQUISITION CORP / RIGHT 02/08/2019 (048206304) 0.55 96,950 53
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 9.88 219,468 2,168
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / RIGHT 03/20/2019 (G1142P138) 0.30 50,120 15
2017‑09‑30 13F-HR CNAC / Constellation Alpha Capital Corp. 9.85 1,150,000 11,333
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / RIGHT 99/99/9999 (G2379F132) 0.32 494,700 158
2017‑09‑30 13F-HR CONSTELLATION ALPHA CAP CORP / *W EXP 03/23/202 (G2379F116) 0.25 61,000 15
2017‑09‑30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.22 50,000 511
2017‑09‑30 13F-HR FORUM MERGER CORP / COM CL A (34985B103) 9.73 730,055 7,100
2017‑09‑30 13F-HR FORUM MERGER CORP / RIGHT 06/01/2019 (34985B129) 0.34 72,557 25
2017‑09‑30 13F-HR I AM CAP ACQUISITION CO / UNIT 08/15/2022 (45074Q207) 10.25 380,000 3,895
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.76 15,877 155
2017‑09‑30 13F-HR JENSYN ACQUISITION CORP / (47632B102) 10.23 501,673 5,132
2017‑09‑30 13F-HR JENSYN ACQUISITION CORP / RIGHT 99/99/9999 (47632B128) 0.34 85,473 29
2017‑09‑30 13F-HR KBL MERGER CORP IV / (48242A104) 9.79 645,763 6,324
2017‑09‑30 13F-HR KBL MERGER CORP IV / *W EXP 01/15/202 (48242A112) 0.17 171,727 29
2017‑09‑30 13F-HR KBL MERGER CORP IV / RIGHT 03/22/2019 (48242A120) 0.29 184,546 54
2017‑09‑30 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 6.18 293,050 1,811
2017‑09‑30 13F-HR NOVT / Novanta Inc. 43.57 8,906 388
2017‑09‑30 13F-HR RUSHB / Rush Enterprises, Inc. 46.29 30,894 1,430
2017‑09‑30 13F-HR SIMO / Silicon Motion Technology Corp. 48.00 5,229 251
2017‑09‑30 13F-HR AAOI / Applied Optoelectronics, Inc. 64.68 13,219 855
2017‑09‑30 13F-HR LGIH / LGI Homes, Inc. 48.58 25,276 1,228
2017‑09‑30 13F-HR TSEM / Tower Semiconductor Ltd. 30.73 21,347 656
2017‑09‑30 13F-HR TRTN / Triton International Limited 33.28 35,100 1,168
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.07 4,190 29,000 592.12 376 2,612 594.68
2017‑09‑30 13F-HR ANDV / Andeavor Corp. 103.17 7,376 761
2017‑09‑30 13F-HR ANDEAVOR / PUT Put (03349M955) 10,316.67 60 619
2017‑09‑30 13F-HR BHGE / Baker Hughes, a GE company 36.62 13,000 476
2017‑09‑30 13F-HR BAKER HUGHES A GE CO / PUT Put (05722G950) 3,666.67 60 220
2017‑09‑30 13F-HR FRAC / Keane Group, Inc. 16.69 10,365 173
2017‑09‑30 13F-HR OII / Oceaneering International, Inc. Put 2,630.00 100 263
2017‑09‑30 13F-HR RICE / Rice Energy Inc. Put 2,890.00 100 289
2017‑09‑30 13F-HR CMI / Cummins, Inc. 168.24 1,272 214
2017‑09‑30 13F-HR DAN / Dana Holding Corp. 27.97 7,293 204
2017‑09‑30 13F-HR MHK / Mohawk Industries, Inc. 247.28 916 1,929 110.59 221 477 115.84
2017‑09‑30 13F-HR PH / Parker-Hannifin Corp. 174.70 1,265 221
2017‑09‑30 13F-HR TEN / Tenneco, Inc. 60.55 3,683 223
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.21 13,312 522
2017‑09‑30 13F-HR DSKE / Daseke, Inc. 13.07 20,351 266
2017‑09‑30 13F-HR SHPG / Shire Plc. 153.15 28,325 4,338
2017‑09‑30 13F-HR ISHARES TR / PUT Put (464287955) 14,821.05 95 1,408
2017‑09‑30 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 0.78 79,273 74,629 -5.86 63 58 -7.94
2017‑09‑30 13F-HR CIG / Cemig-Companhia Energetica 2.49 0 27,765 0 69
2017‑09‑30 13F-HR SOHU / Sohu.com, Inc. 54.43 5,806 316
2017‑09‑30 13F-HR ITRN / Ituran Location and Control Ltd. 36.06 15,419 556
2017‑09‑30 13F-HR IWR / iShares Russell Mid-Cap ETF 197.00 2,000 394
2017‑09‑30 13F-HR IYT / iShares Transportation Average ETF 178.50 4,000 714
2017‑09‑30 13F-HR ISHARES TR / CALL Call (464287905) 14,820.00 150 2,223
2017‑09‑30 13F-HR PPA / PowerShares Aerospace & Defense Portfolio 51.27 15,000 769
2017‑09‑30 13F-HR INAP / Internap Corporation 4.35 110,683 87,137 -21.27 406 379 -6.65
2017‑09‑30 13F-HR LORL / Loral Space & Communications, Inc. 49.44 6,405 7,969 24.42 266 394 48.12
2017‑09‑30 13F-HR B2GOLD CORP / CALL Call (11777Q909) 282.60 3,305 934
2017‑09‑30 13F-HR IPI / Intrepid Potash, Inc. 4.36 200,000 872
2017‑09‑30 13F-HR IPI / Intrepid Potash, Inc. Call 436.00 2,000 872
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. Put 11,144.23 208 2,318
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. 34.44 18,062 18,700 3.53 558 644 15.41
2017‑09‑30 13F-HR BARCLAYS BK PLC / CALL Call (06746L902) 3,919.05 1,050 4,115
2017‑09‑30 13F-HR ZAYO / Zayo Group Holdings, Inc. Call 3,442.00 195,300 1,000 -99.49 6,035 3,442 -42.97
2017‑09‑30 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.50 10,000 135
2017‑09‑30 13F-HR REAVES UTIL INCOME FD / RIGHT 10/04/2017 (756158135) 0.38 42,000 16
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. 179.83 23,517 4,229
2017‑09‑30 13F-HR MXPT / MaxPoint Interactive, Inc. 13.92 11,563 161
2017‑09‑30 13F-HR WSTC / West Corp. 23.50 12,042 283
2017‑09‑30 13F-HR BW / Babcock & Wilcox Enterprises Inc. 3.36 14,586 49
2017‑09‑30 13F-HR CYBE / CyberOptics Corp. 16.21 11,287 183
2017‑09‑30 13F-HR MTX / Minerals Technologies, Inc. 70.78 3,080 218
2017‑09‑30 13F-HR SCANA CORP NEW / CALL Call (80589M902) 4,861.54 65 316
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. Call 11,760.00 25 294
2017‑09‑30 13F-HR BARCLAYS BK PLC / PUT Put (06746L952) 3,918.68 2,275 8,915
2017‑09‑30 13F-HR CRZO / Carrizo Oil & Gas, Inc. 17.14 22,631 388
2017‑09‑30 13F-HR SPDR SERIES TRUST / PUT Put (78464A958) 5,675.00 80 454
2017‑09‑30 13F-HR ROSEHILL RES INC / *W EXP 09/16/202 (777385113) 1.00 24,909 25
2017‑09‑30 13F-HR SELECT ENERGY SVCS INC / CL A COM (81617J301) 15.92 25,000 398
2017‑09‑30 13F-HR SPN / Superior Energy Services, Inc. 10.69 23,200 248
2017‑09‑30 13F-HR TECHNIPFMC PLC / (G87110105) 27.88 8,000 223
2017‑09‑30 13F-HR WARRIOR MET COAL INC / (93627C101) 23.57 15,483 365
2017‑09‑30 13F-HR ISHARES TR / PUT Put (464287959) 7,980.00 100 798
2017‑09‑30 13F-HR NXRT / NexPoint Residential Trust, Inc. 23.71 17,500 415
2017‑09‑30 13F-HR SPG.PRJ / Simon Property Group, Inc. Put 16,100.00 20 322
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 36.34 11,887 432
2017‑09‑30 13F-HR SUI / Sun Communities, Inc. 85.70 6,418 550
2017‑09‑30 13F-HR TPG RE FIN TR INC / (87266M107) 19.77 13,908 275
2017‑09‑30 13F-HR ABEO / Abeona Therapeutics Inc. Call 1,704.82 1,223 2,085
2017‑09‑30 13F-HR AXON / Axovant Sciences Ltd. Put 687.87 2,909 2,001
2017‑09‑30 13F-HR BIOHAVEN PHARMACTL HLDG CO L / CALL Call (G11196905) 3,736.65 281 1,050
2017‑09‑30 13F-HR BIOHAVEN PHARMACTL HLDG CO L / PUT Put (G11196955) 3,739.13 69 258
2017‑09‑30 13F-HR CYTK / Cytokinetics, Inc. Put 1,449.80 249 361
2017‑09‑30 13F-HR FOLD / Amicus Therapeutics, Inc. Call 1,508.42 653 985
2017‑09‑30 13F-HR GWPH / GW Pharmaceuticals Plc. Put 10,153.15 111 1,127
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. Call 6,228.92 249 1,551
2017‑09‑30 13F-HR SAGE / Sage Therapeutics, Inc. Put 6,228.92 249 1,551
2017‑09‑30 13F-HR SPPI / Spectrum Pharmaceuticals, Inc. Call 1,406.42 374 526
2017‑09‑30 13F-HR VOYAGER THERAPEUTICS INC / CALL Call (92915B906) 2,058.23 498 1,025
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. Call 3,505.35 374 1,311
2017‑09‑30 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 11.33 196,771 2,229
2017‑09‑30 13F-HR ISHARES TR / PUT Put (464287954) 4,482.93 205 919
2017‑09‑30 13F-HR POWERSHARES QQQ TRUST / PUT Put (73935A954) 14,537.04 54 785
2017‑09‑30 13F-HR IES HLDGS INC / (44951W106) 17.30 45,258 783
2017‑09‑30 13F-HR ATLANTICA YIELD PLC / SHS (G0751N103) 19.72 12,272 242
2017‑09‑30 13F-HR LADR / Ladder Capital Corp 13.77 35,667 491
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 32.67 10,300 11,143 8.18 321 364 13.40
2017‑09‑30 13F-HR PUMP / Propetro Holding Corp 14.35 48,655 698
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. 70.37 0 3,453 0 243
2017‑09‑30 13F-HR MGP / MGM Growth Properties LLC 30.20 21,579 20,466 -5.16 630 618 -1.90
2017‑09‑30 13F-HR SHOO / Steven Madden Ltd. 43.22 5,599 242
2017‑09‑30 13F-HR TRI / Thomson Reuters Corp. 45.93 4,703 216
2017‑09‑30 13F-HR UPL / Ultra Petroleum Corp. 8.64 16,318 141
2017‑09‑30 13F-HR CBS / CBS Corp. 58.04 0 4,962 0 288
2017‑09‑30 13F-HR DELEK US HLDGS INC NEW / (24665A103) 26.70 13,298 355
2017‑09‑30 13F-HR AET / Aetna, Inc. 158.99 0 1,824 0 290
2017‑09‑30 13F-HR ACM / AECOM 36.81 0 13,719 0 505
2017‑09‑30 13F-HR INSM / Insmed, Inc. 31.23 9,191 287
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.94 20,696 454
2017‑09‑30 13F-HR GPOR / Gulfport Energy Corp. 14.35 0 20,345 0 292
2017‑09‑30 13F-HR HHC / Howard Hughes Corp. (The) 117.78 1,800 212
2017‑09‑30 13F-HR JKHY / Henry (JACK) & Associates, Inc. 103.00 2,000 206
2017‑09‑30 13F-HR USFD / US Foods Holding Corp. 26.73 11,072 296
2017‑09‑30 13F-HR VVC / Vectren Corp. 65.70 3,090 203
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. Call 22,157.89 19 421
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 15,413.65 0 249 0 3,838
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. Call 5,207.55 265 1,380
2017‑09‑30 13F-HR AVGO / Broadcom Limited Call 24,250.00 88 2,134
2017‑09‑30 13F-HR CMCSK / Comcast Corporation Call 3,848.33 1,200 4,618
2017‑09‑30 13F-HR FOX / Twenty-First Century Fox, Inc. Call 2,640.82 245 647
2017‑09‑30 13F-HR OUT / OUTFRONT Media Inc. Call 2,514.56 103 259
2017‑09‑30 13F-HR Q / Quintiles Transitional Holdings Inc. 95.07 13,800 1,312
2017‑09‑30 13F-HR STX / Seagate Technology PLC Put 3,315.92 402 1,333
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. 83.09 16,404 1,363
2017‑09‑30 13F-HR ASTE / Astec Industries, Inc. 56.09 5,438 305
2017‑09‑30 13F-HR BGFV / Big 5 Sporting Goods Corp. 7.65 51,349 393
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.14 22,257 159
2017‑09‑30 13F-HR PVH / PVH Corp. 126.08 0 4,172 0 526
2017‑09‑30 13F-HR AME / Ametek, Inc. 66.10 3,825 7,262 89.86 232 480 106.90
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.71 4,501 5,591 24.22 4,184 5,444 30.11
2017‑09‑30 13F-HR FE / FirstEnergy Corp. 30.83 25,100 33,311 32.71 732 1,027 40.30
2017‑09‑30 13F-HR NGVT.WI / Ingevity Corporation 62.39 6,862 3,462 -49.55 394 216 -45.18
2017‑09‑30 13F-HR MXIM / Maxim Integrated Products, Inc Call 4,771.28 13,700 188 -98.63 615 897 45.85
2017‑09‑30 13F-HR CBS / CBS Corp. Call 5,801.14 5,500 352 -93.60 301 2,042 578.41
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.86 0 11,367 0 203
2017‑09‑30 13F-HR KEX / Kirby Corp. 66.01 0 3,166 0 209
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.97 1,132 975 -13.87 1,029 935 -9.14
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C Call 97,384.62 400 13 -96.75 47 1,266 2,593.62
2017‑09‑30 13F-HR CAG / ConAgra Foods, Inc. 33.80 8,630 6,332 -26.63 309 214 -30.74
2017‑09‑30 13F-HR MIK / Michaels Companies Inc. (The) 21.45 16,901 10,817 -36.00 313 232 -25.88
2017‑09‑30 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 4,536.28 31,000 882 -97.15 1,045 4,001 282.87
2017‑09‑30 13F-HR TRUE / TrueCar, Inc. 15.79 0 84,989 0 1,342
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 10,000 54,998 449.98 39 252 546.15
2017‑09‑30 13F-HR MACQ / M I Acquisitions, Inc. 10.15 600,833 600,833 0.00 6,026 6,098 1.19
2017‑09‑30 13F-HR ZTS / Zoetis Inc. 63.76 0 3,466 0 221
2017‑09‑30 13F-HR FFIV / F5 Networks, Inc. Call 12,054.79 0 73 0 880
2017‑09‑30 13F-HR VALE / Vale S.A. 9.33 12,215 10,181 -16.65 100 95 -5.00
2017‑09‑30 13F-HR MRO / Marathon Oil Corp. 13.57 25,263 20,712 -18.01 299 281 -6.02
2017‑09‑30 13F-HR CREE / Cree, Inc. 28.19 36,540 137,527 276.37 901 3,877 330.30
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 99.35 0 2,305 0 229
2017‑09‑30 13F-HR BXP / Boston Properties, Inc. 122.97 3,455 4,546 31.58 425 559 31.53
2017‑09‑30 13F-HR EHTH / eHealth, Inc. 23.87 19,760 22,287 12.79 371 532 43.40
2017‑09‑30 13F-HR DERM / Dermira, Inc. 27.01 21,942 10,256 -53.26 639 277 -56.65
2017‑09‑30 13F-HR DERM / Dermira, Inc. Call 2,699.93 26,900 1,453 -94.60 784 3,923 400.38
2017‑09‑30 13F-HR LII / Lennox International, Inc. 178.85 3,400 2,600 -23.53 624 465 -25.48
2017‑09‑30 13F-HR SUNW / Sunworks, Inc. 1.57 85,154 135,137 58.70 149 212 42.28
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.62 1,600 3,206 100.38 212 438 106.60
2017‑09‑30 13F-HR TCX / Tucows, Inc. 58.58 16,750 14,287 -14.70 896 837 -6.58
2017‑09‑30 13F-HR SHLD / Sears Holdings Corp. 7.29 0 10,557 0 77
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 48,673 53,433 9.78 1,083 1,208 11.54
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. Put 2,261.44 14,800 153 -98.97 329 346 5.17
2017‑09‑30 13F-HR BWLD / Buffalo Wild Wings, Inc. 105.64 8,675 7,450 -14.12 1,099 787 -28.39
2017‑09‑30 13F-HR GTT / GTT Communications, Inc. 31.65 0 64,648 0 2,046
2017‑09‑30 13F-HR BG / Bunge Ltd. 69.39 3,531 6,110 73.04 263 424 61.22
2017‑09‑30 13F-HR ASNA / Ascena Retail Group, Inc. 2.46 0 54,102 0 133
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.11 10,963 16,900 54.15 600 999 66.50
2017‑09‑30 13F-HR UTX / United Technologies Corp. 115.93 1,846 1,889 2.33 225 219 -2.67
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 62.30 113,769 61,298 -46.12 6,803 3,819 -43.86
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.49 0 17,900 0 1,226
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.05 25,600 5,546 -78.34 2,802 627 -77.62
2017‑09‑30 13F-HR ICD / Independence Contract Drilling Inc 3.77 13,000 13,000 0.00 51 49 -3.92
2017‑09‑30 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 67.02 0 10,430 0 699
2017‑09‑30 13F-HR AOS / Smith (A.O.) Corp. 59.43 17,066 14,000 -17.97 961 832 -13.42
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.95 35,200 31,815 -9.62 937 921 -1.71
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. 95.53 0 6,113 0 584
2017‑09‑30 13F-HR CNDT / Conduent 15.66 22,583 23,248 2.94 360 364 1.11
2017‑09‑30 13F-HR CUBE / CubeSmart 25.94 23,763 22,047 -7.22 571 572 0.18
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. 26.31 14,971 11,705 -21.82 415 308 -25.78
2017‑09‑30 13F-HR PE / Parsley Energy, Inc. Put 2,636.36 13,200 88 -99.33 366 232 -36.61
2017‑09‑30 13F-HR FWRD / Forward Air Corp. 57.18 8,237 8,237 0.00 439 471 7.29
2017‑09‑30 13F-HR SKX / Skechers U.S.A. Inc. 25.08 9,100 19,298 112.07 268 484 80.60
2017‑09‑30 13F-HR ES / Eversource Energy 60.56 0 3,633 0 220
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 0 57,000 0 1,474
2017‑09‑30 13F-HR NEE / NextEra Energy, Inc. 146.57 5,333 4,619 -13.39 747 677 -9.37
2017‑09‑30 13F-HR KALV / KalVista Pharmaceuticals, Inc. 6.74 21,665 21,665 0.00 159 146 -8.18
2017‑09‑30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 53.97 0 37,000 0 1,997
2017‑09‑30 13F-HR IMMU / Immunomedics, Inc. Call 1,398.40 109,000 748 -99.31 962 1,046 8.73
2017‑09‑30 13F-HR ASPN / Aspen Aerogels Inc. 4.33 0 15,000 0 65
2017‑09‑30 13F-HR DNB / Dun & Bradstreet Corp. (THE) 116.50 3,300 2,000 -39.39 357 233 -34.73
2017‑09‑30 13F-HR HIVE / Aerohive Networks, Inc. 4.11 51,555 30,933 -40.00 258 127 -50.78
2017‑09‑30 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.64 9,791 1,458 251 -82.78
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.74 0 35,000 0 2,861
2017‑09‑30 13F-HR INTU / Intuit Inc. 142.14 3,367 15,794 369.08 447 2,245 402.24
2017‑09‑30 13F-HR CG / The Carlyle Group L.P. 23.59 0 22,000 0 519
2017‑09‑30 13F-HR WAL / Western Alliance Bancorporation 53.08 4,742 5,407 14.02 233 287 23.18
2017‑09‑30 13F-HR DNKN / Dunkin' Brands Group, Inc. 53.00 0 5,170 0 274
2017‑09‑30 13F-HR KMB / Kimberly-Clark Corp. 117.65 1,814 2,176 19.96 234 256 9.40
2017‑09‑30 13F-HR ADS / Alliance Data Systems Corp. 221.54 8,041 8,188 1.83 2,064 1,814 -12.11
2017‑09‑30 13F-HR MOBL / MobileIron, Inc. 3.71 0 17,500 0 65
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.77 0 18,316 0 69
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.50 9,738 6,000 -38.39 1,016 705 -30.61
2017‑09‑30 13F-HR CVX / Chevron Corp. Put 11,750.00 6,000 60 -99.00 626 705 12.62
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 71.00 8,284 35,000 322.50 564 2,485 340.60
2017‑09‑30 13F-HR DEA / Easterly Government Properties, Inc. 20.67 29,780 31,780 6.72 624 657 5.29
2017‑09‑30 13F-HR GPRO / GoPro, Inc. 11.03 0 24,125 0 266
2017‑09‑30 13F-HR FDC / First Data Corporation 18.04 58,388 111,630 91.19 1,063 2,014 89.46
2017‑09‑30 13F-HR DNOW / NOW Inc. 13.84 0 12,720 0 176
2017‑09‑30 13F-HR VIAV / Viavi Solutions Inc. 9.46 123,462 91,693 -25.73 1,300 867 -33.31
2017‑09‑30 13F-HR CDTX / Cidara Therapeutics, Inc. 8.09 36,648 28,290 -22.81 275 229 -16.73
2017‑09‑30 13F-HR ELY / Callaway Golf Company 14.42 10,858 11,649 7.28 139 168 20.86
2017‑09‑30 13F-HR STOR / STORE Capital Corp. 24.85 20,094 18,995 -5.47 451 472 4.66
2017‑09‑30 13F-HR VR / Validus Holdings Ltd. 49.19 4,168 4,777 14.61 217 235 8.29
2017‑09‑30 13F-HR RLH / Red Lion Hotels Corp. 8.64 106,143 63,173 -40.48 780 546 -30.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 81.59 0 4,253 0 347
2017‑09‑30 13F-HR CMCSA / Comcast Corp. 38.45 0 16,099 0 619
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.08 0 2,640 0 383
2017‑09‑30 13F-HR IBM / International Business Machines Corp. Call 14,518.52 6,200 27 -99.56 954 392 -58.91
2017‑09‑30 13F-HR LECO / Lincoln Electric Holdings, Inc. 91.65 10,355 6,263 -39.52 954 574 -39.83
2017‑09‑30 13F-HR OEC / Orion Engineered Carbons S.A. 22.47 0 11,438 0 257
2017‑09‑30 13F-HR IBDRY / Iberdrola S.A. 47.45 9,318 8,262 -11.33 411 392 -4.62
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 38,528 58,932 52.96 2,656 4,390 65.29
2017‑09‑30 13F-HR EXC / Exelon Corp. 37.65 13,874 24,460 76.30 500 921 84.20
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. Call 9,341.85 0 1,018 0 9,510
2017‑09‑30 13F-HR WRK / Westrock Company 56.67 0 5,135 0 291
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 3,365.67 0 134 0 451
2017‑09‑30 13F-HR EQR / Equity Residential 65.92 13,029 8,874 -31.89 858 585 -31.82
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 154.80 3,299 6,854 107.76 476 1,061 122.90
2017‑09‑30 13F-HR NTES / NetEase, Inc. 263.66 1,799 1,775 -1.33 541 468 -13.49
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.99 12,117 8,513 -29.74 978 698 -28.63
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 8,200.00 5,000 40 -99.20 404 328 -18.81
2017‑09‑30 13F-HR OLED / Universal Display Corp. 128.89 7,934 6,781 -14.53 867 874 0.81
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) 33.25 19,100 16,903 -11.50 668 562 -15.87
2017‑09‑30 13F-HR LSI / Life Storage, Inc. 81.75 11,198 7,853 -29.87 830 642 -22.65
2017‑09‑30 13F-HR SWK / Stanley Black & Decker, Inc. 151.11 1,873 1,800 -3.90 264 272 3.03
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.87 35,440 44,356 25.16 5,351 7,579 41.64
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 17,087.80 0 410 0 7,006
2017‑09‑30 13F-HR SWN / Southwestern Energy Co. 6.09 35,426 15,259 -56.93 215 93 -56.74
2017‑09‑30 13F-HR CTAS / Cintas Corp. 144.25 15,860 12,478 -21.32 1,999 1,800 -9.95
2017‑09‑30 13F-HR SNPS / Synopsys, Inc. 80.54 15,885 42,763 169.20 1,158 3,444 197.41
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.10 9,500 17,600 85.26 392 917 133.93
2017‑09‑30 13F-HR IBKR / Interactive Brokers Group, Inc. 45.00 6,872 6,800 -1.05 257 306 19.07
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 341.05 2,571 4,577 78.02 930 1,561 67.85
2017‑09‑30 13F-HR YRCW / YRC Worldwide, Inc. 13.83 0 11,565 0 160
2017‑09‑30 13F-HR SONS / Sonus Networks, Inc. 7.65 30,696 35,813 16.67 228 274 20.18
2017‑09‑30 13F-HR COMM / CommScope Holding Company, Inc. 33.21 8,767 73,952 743.53 333 2,456 637.54
2017‑09‑30 13F-HR QTM / Quantum Corp. 6.13 26,103 30,350 16.27 204 186 -8.82
2017‑09‑30 13F-HR SRC / Spirit Realty Capital, Inc. 8.58 27,500 51,873 88.63 204 445 118.14
2017‑09‑30 13F-HR GD / General Dynamics Corp. 205.86 1,265 1,365 7.91 251 281 11.95
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.80 0 27,888 0 1,082
2017‑09‑30 13F-HR BV / Bazaarvoice, Inc. 4.96 65,609 69,218 5.50 325 343 5.54
2017‑09‑30 13F-HR GENC / Gencor Industries, Inc. 17.63 13,500 13,900 2.96 219 245 11.87
2017‑09‑30 13F-HR YY / YY Inc. 86.75 0 2,686 0 233
2017‑09‑30 13F-HR LLEX / Lilis Energy, Inc. 4.47 72,744 75,362 3.60 356 337 -5.34
2017‑09‑30 13F-HR BBL / BHP Billiton Plc 35.44 8,000 33,159 314.49 246 1,175 377.64
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.64 4,013 5,733 42.86 615 898 46.02
2017‑09‑30 13F-HR CDE / Coeur Mining, Inc. 9.16 17,728 11,358 -35.93 152 104 -31.58
2017‑09‑30 13F-HR TCO / Taubman Centers, Inc. 49.78 5,000 5,745 14.90 298 286 -4.03
2017‑09‑30 13F-HR AMP / Ameriprise Financial, Inc. 148.24 2,153 1,646 -23.55 274 244 -10.95
2017‑09‑30 13F-HR TRGP / Targa Resources Corp. 47.25 10,976 7,830 -28.66 496 370 -25.40
2017‑09‑30 13F-HR NBR / Nabors Industries Ltd. 8.07 0 11,900 0 96
2017‑09‑30 13F-HR ORBC / ORBCOMM, Inc. 10.47 199,278 228,858 14.84 2,252 2,396 6.39
2017‑09‑30 13F-HR NOK / Nokia Corp. 5.98 50,000 50,000 0.00 308 299 -2.92
2017‑09‑30 13F-HR EVTC / Evertec, Inc. 15.85 0 11,801 0 187
2017‑09‑30 13F-HR EBAY / eBay, Inc. 38.39 0 6,199 0 238
2017‑09‑30 13F-HR ACN / Accenture plc 135.02 0 2,496 0 337
2017‑09‑30 13F-HR NOW / ServiceNow, Inc. Call 11,753.25 0 77 0 905
2017‑09‑30 13F-HR SLCA / U.S. Silica Holdings, Inc. 31.05 0 17,649 0 548
2017‑09‑30 13F-HR AES / AES Corp. (The) 11.03 49,360 30,565 -38.08 548 337 -38.50
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Call 8,101.18 85,000 850 -99.00 6,016 6,886 14.46
2017‑09‑30 13F-HR NRG / NRG Energy, Inc. 25.58 17,628 15,011 -14.85 304 384 26.32
2017‑09‑30 13F-HR CZZ / Cosan Ltd. 8.12 21,911 10,709 -51.13 140 87 -37.86
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 163,375 323,311 97.90 8,901 21,416 140.60
2017‑09‑30 13F-HR NRE / NorthStar Realty Europe Corp. 12.80 52,038 49,838 -4.23 660 638 -3.33
2017‑09‑30 13F-HR MACQU / M I Acquisitions, Inc. 0.35 193,033 193,033 0.00 60 68 13.33
2017‑09‑30 13F-HR HCP / HCP, Inc. 27.81 0 14,239 0 396
2017‑09‑30 13F-HR FISV / Fiserv, Inc. 129.00 0 10,000 0 1,290
2017‑09‑30 13F-HR MCK / McKesson Corp. 153.46 2,138 1,981 -7.34 352 304 -13.64
2017‑09‑30 13F-HR HRI / Herc Holdings Inc. 49.20 0 4,431 0 218
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.75 12,900 24,400 89.15 695 1,287 85.18
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.57 0 11,856 0 66
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.53 0 4,806 0 536
2017‑09‑30 13F-HR NBL / Noble Energy, Inc. 28.39 10,704 16,732 56.32 303 475 56.77
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 36,632 16,317 -55.46 5,276 2,515 -52.33
2017‑09‑30 13F-HR ADI / Analog Devices, Inc. 86.16 0 24,501 0 2,111
2017‑09‑30 13F-HR PGRE / Paramount Group, Inc. 16.00 24,968 33,440 33.93 399 535 34.09
2017‑09‑30 13F-HR R / Ryder System, Inc. 84.52 0 2,733 0 231
2017‑09‑30 13F-HR ENPH / Enphase Energy, Inc. 1.52 66,535 66,535 0.00 58 101 74.14
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.64 1,985 4,342 118.74 265 615 132.08
2017‑09‑30 13F-HR SAN / Banco Santander S.A. 6.94 0 84,279 0 585
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.44 0 4,743 0 225
2017‑09‑30 13F-HR FRO / Frontline Ltd. 6.02 11,931 10,625 -10.95 68 64 -5.88
2017‑09‑30 13F-HR RMR / The RMR Group Inc. 51.40 8,483 8,483 0.00 413 436 5.57
2017‑09‑30 13F-HR ST / Sensata Techologies Holdings NV Call 4,811.88 27,200 101 -99.63 1,162 486 -58.18
2017‑09‑30 13F-HR YPF / YPF Sociedad Anonima 22.26 16,302 10,108 -38.00 357 225 -36.97
2017‑09‑30 13F-HR CMS / CMS Energy Corp. 46.29 0 5,012 0 232
2017‑09‑30 13F-HR PRGX / PRGX Global, Inc. 6.98 16,531 19,050 15.24 107 133 24.30
2017‑09‑30 13F-HR CHSP / Chesapeake Lodging Trust 27.00 16,648 15,556 -6.56 407 420 3.19
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.56 12,100 12,888 6.51 793 832 4.92
2017‑09‑30 13F-HR BERY / Berry Plastics Group, Inc. 56.61 0 8,621 0 488
2017‑09‑30 13F-HR FRGI / Fiesta Restaurant Group, Inc. 19.01 0 14,200 0 270
2017‑09‑30 13F-HR ERI / Eldorado Resorts, Inc. 25.65 73,897 46,397 -37.21 1,478 1,190 -19.49
2017‑09‑30 13F-HR HZO / MarineMax, Inc. 16.54 0 11,001 0 182
2017‑09‑30 13F-HR STLD / Steel Dynamics, Inc. 34.42 16,236 6,218 -61.70 581 214 -63.17
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36.64 0 8,651 0 317
2017‑09‑30 13F-HR KRC / Kilroy Realty Corp. 71.18 7,636 5,774 -24.38 574 411 -28.40
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.37 21,092 23,863 13.14 3,151 4,328 37.35
2017‑09‑30 13F-HR CFX / Colfax Corp. 41.66 14,224 20,882 46.81 560 870 55.36
2017‑09‑30 13F-HR BBRY / BlackBerry Ltd. 11.18 0 60,268 0 674
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.73 0 4,559 0 286
2017‑09‑30 13F-HR FANG / Diamondback Energy, Inc. 98.01 8,442 9,948 17.84 750 975 30.00
2017‑09‑30 13F-HR PEG / Public Service Enterprise Group, Inc. 46.19 11,541 8,054 -30.21 496 372 -25.00
2017‑09‑30 13F-HR ADSK / Autodesk, Inc. 112.25 27,103 23,786 -12.24 2,733 2,670 -2.31
2017‑09‑30 13F-HR FLEX / Flextronics International Ltd. 16.57 121,000 168,600 39.34 1,974 2,794 41.54
2017‑09‑30 13F-HR BKU / BankUnited, Inc. 35.62 9,558 6,064 -36.56 322 216 -32.92
2017‑09‑30 13F-HR BLL / Ball Corp. 41.28 40,705 14,800 -63.64 1,718 611 -64.44
2017‑09‑30 13F-HR BCPC / Balchem Corp. 81.39 0 3,772 0 307
2017‑09‑30 13F-HR DYN / Dynegy Inc. 9.80 23,481 15,810 -32.67 194 155 -20.10
2017‑09‑30 13F-HR LPI / Laredo Petroleum, Inc. 12.95 15,000 15,212 1.41 158 197 24.68
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.50 0 11,900 0 3,814
2017‑09‑30 13F-HR DLPH / Delphi Automotive Plc 98.41 2,892 3,577 23.69 253 352 39.13
2017‑09‑30 13F-HR SCL / Stepan Co. 83.70 6,606 2,760 -58.22 576 231 -59.90
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 93.39 38,900 18,000 -53.73 3,322 1,681 -49.40
2017‑09‑30 13F-HR TREC / Trecora Resources 13.29 21,524 21,524 0.00 242 286 18.18
2017‑09‑30 13F-HR BLMN / Bloomin' Brands, Inc. 17.65 0 10,256 0 181
2017‑09‑30 13F-HR MOMO / Momo Inc. 31.35 23,343 26,000 11.38 863 815 -5.56
2017‑09‑30 13F-HR STX / Seagate Technology PLC Call 3,315.99 42,400 269 -99.37 1,643 892 -45.71
2017‑09‑30 13F-HR PNW / Pinnacle West Capital Corp. 84.47 3,808 5,481 43.93 324 463 42.90
2017‑09‑30 13F-HR QLYS / Qualys, Inc. 51.80 12,424 23,205 86.78 507 1,202 137.08
2017‑09‑30 13F-HR RES / RPC, Inc. 24.77 0 10,255 0 254
2017‑09‑30 13F-HR PAM / Pampa Energia S.A. 65.23 3,781 3,296 -12.83 223 215 -3.59
2017‑09‑30 13F-HR PLUS / ePlus inc. 92.53 6,051 5,944 -1.77 448 550 22.77
2017‑09‑30 13F-HR ARMK / Aramark 40.61 17,304 55,573 221.16 709 2,257 218.34
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.75 19,900 337,000 1,593.47 269 4,971 1,747.96
2017‑09‑30 13F-HR FARM / Farmer Brothers Co. 32.84 14,752 16,109 9.20 446 529 18.61
2017‑09‑30 13F-HR TACO / Del Taco Restaurants, Inc. 15.33 19,500 19,500 0.00 268 299 11.57
2017‑09‑30 13F-HR SBAC / SBA Communications Corp. 144.08 3,944 8,176 107.30 532 1,178 121.43
2017‑09‑30 13F-HR CHTR / Charter Communications, Inc. 363.44 3,721 3,255 -12.52 1,253 1,183 -5.59
2017‑09‑30 13F-HR PBF / PBF Energy, Inc. Call 2,760.00 20,000 200 -99.00 445 552 24.04
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 4.32 15,400 17,600 14.29 77 76 -1.30
2017‑09‑30 13F-HR XRX / Xerox Corp. 33.31 0 8,946 0 298
2017‑09‑30 13F-HR EIGI / Endurance International Group Holdings, Inc. 8.18 30,109 28,839 -4.22 251 236 -5.98
2017‑09‑30 13F-HR COP / ConocoPhillips 50.07 0 4,614 0 231
2017‑09‑30 13F-HR VC / Visteon Corp. 123.76 4,750 5,648 18.91 485 699 44.12
2017‑09‑30 13F-HR LSCC / Lattice Semiconductor Corp. 5.23 13,125 18,750 42.86 87 98 12.64
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 11,336 89,306 687.81 1,138 9,149 703.95
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.80 0 46,000 0 2,613
2017‑09‑30 13F-HR LOXO / Loxo Oncology, Inc. 92.00 3,489 2,326 -33.33 280 214 -23.57
2017‑09‑30 13F-HR AZO / AutoZone, Inc. 595.00 655 400 -38.93 374 238 -36.36
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 1,830.19 0 159 0 291
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 148.95 5,518 4,384 -20.55 740 653 -11.76
2017‑09‑30 13F-HR RGC / Regal Entertainment Group 16.02 17,600 10,425 -40.77 360 167 -53.61
2017‑09‑30 13F-HR PTEN / Patterson-UTI Energy, Inc. 20.95 12,538 26,687 112.85 253 559 120.95
2017‑09‑30 13F-HR ALB / Albemarle Corp. 136.13 4,920 2,292 -53.41 519 312 -39.88
2017‑09‑30 13F-HR CBAY / Cymabay Therapeutics Inc. 8.07 0 50,077 0 404
2017‑09‑30 13F-HR GLD / SPDR Gold Shares 121.60 5,000 5,000 0.00 590 608 3.05
2017‑09‑30 13F-HR CSRA / CSRA Inc. 32.28 0 7,248 0 234
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.70 0 6,557 0 280
2017‑09‑30 13F-HR ERII / Energy Recovery, Inc. 7.91 0 16,568 0 131
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. 40.55 0 8,385 0 340
2017‑09‑30 13F-HR FNSR / Finisar Corporation 22.19 11,280 12,165 7.85 293 270 -7.85
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. 35.03 27,909 24,578 -11.94 405 861 112.59
2017‑09‑30 13F-HR ZGNX / Zogenix, Inc. Put 3,504.57 26,100 1,423 -94.55 378 4,987 1,219.31
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 112,529 22,753 -79.78 1,404 290 -79.34
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 236.88 1,815 1,410 -22.31 403 334 -17.12
2017‑09‑30 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. 1.93 32,613 32,613 0.00 88 63 -28.41
2017‑09‑30 13F-HR ALSN / Allison Transmission Holdings, Inc. 37.53 5,710 7,808 36.74 214 293 36.92
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. 54.40 0 5,018 0 273
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. Call 10,188.52 0 122 0 1,243
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.64 0 10,300 0 1,325
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.45 25,942 6,848 -73.60 2,298 592 -74.24
2017‑09‑30 13F-HR TVPT / Travelport Worldwide Ltd. 15.69 13,106 12,814 -2.23 180 201 11.67
2017‑09‑30 13F-HR ACRS / Aclaris Therapeutics, Inc. 25.83 12,920 20,711 60.30 350 535 52.86
2017‑09‑30 13F-HR PWR / Quanta Services, Inc. 37.32 7,538 9,058 20.16 248 338 36.29
2017‑09‑30 13F-HR SAH / Sonic Automotive, Inc. 20.41 0 48,610 0 992
2017‑09‑30 13F-HR DXC / DXC Technology Company 85.88 28,975 27,260 -5.92 2,223 2,341 5.31
2017‑09‑30 13F-HR VVV / Valvoline Inc. 23.43 26,823 16,307 -39.21 636 382 -39.94
2017‑09‑30 13F-HR SO / Southern Co. (The) 49.15 7,150 4,578 -35.97 342 225 -34.21
2017‑09‑30 13F-HR DPZ / Dominos Pizza Inc. 198.33 1,302 1,200 -7.83 275 238 -13.45
2017‑09‑30 13F-HR ITEK / Inotek Pharmaceuticals Corporation 1.78 72,044 139,731 93.95 137 249 81.75
2017‑09‑30 13F-HR MA / MasterCard Incorporated 141.30 5,900 4,324 -26.71 717 611 -14.78
2017‑09‑30 13F-HR KIRK / Kirkland's, Inc. 11.44 22,512 16,439 -26.98 231 188 -18.61
2017‑09‑30 13F-HR JMBA / Jamba, Inc. 8.63 17,030 27,460 61.24 133 237 78.20
2017‑09‑30 13F-HR ADC / Agree Realty Corp. 49.09 9,688 11,488 18.58 444 564 27.03
2017‑09‑30 13F-HR HDSN / Hudson Technologies, Inc. 7.82 0 18,404 0 144
2017‑09‑30 13F-HR NAK / Northern Dynasty Minerals Ltd. 1.80 63,500 80,000 25.98 88 144 63.64
2017‑09‑30 13F-HR VRTX / Vertex Pharmaceuticals Inc. 152.20 0 2,812 0 428
2017‑09‑30 13F-HR AON / Aon Plc 146.08 19,370 15,800 -18.43 2,575 2,308 -10.37
2017‑09‑30 13F-HR MDT / Medtronic plc 77.72 0 3,101 0 241
2017‑09‑30 13F-HR CE / Celanese Corp. 104.35 4,190 2,990 -28.64 398 312 -21.61
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.20 5,678 26,890 373.58 445 2,076 366.52
2017‑09‑30 13F-HR ZSAN / Zosano Pharma Corporation 0.82 89,828 89,828 0.00 127 74 -41.73
2017‑09‑30 13F-HR ETR / Entergy Corp. 76.33 0 6,249 0 477
2017‑09‑30 13F-HR GDI / Gardner Denver Holdings, Inc. 27.53 20,581 9,917 -51.81 445 273 -38.65
2017‑09‑30 13F-HR KOS / Kosmos Energy Ltd. 7.96 74,433 48,507 -34.83 477 386 -19.08
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.96 7,842 5,690 -27.44 608 455 -25.16
2017‑09‑30 13F-HR ESV / Ensco plc 5.97 15,922 65,549 311.69 82 391 376.83
2017‑09‑30 13F-HR FIT / Fitbit Inc. 6.95 0 11,370 0 79
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 79.90 0 20,000 0 1,598
2017‑09‑30 13F-HR AXP / American Express Co. Call 9,040.00 0 50 0 452
2017‑09‑30 13F-HR EQCO / Equity Commonwealth 5.75% Senior Notes due 8/1/2042 30.39 18,363 24,248 32.05 580 737 27.07
2017‑09‑30 13F-HR XCRA / Xcerra Corp 9.85 0 360,628 0 3,552
2017‑09‑30 13F-HR EQS / Equus Total Return, Inc. 2.43 39,600 41,575 4.99 93 101 8.60
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.71 0 3,500 0 1,168
2017‑09‑30 13F-HR GMLP / Golar LNG Partners LP Call 2,322.40 18,300 183 -99.00 367 425 15.80
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 77.22 16,240 21,470 32.20 992 1,658 67.14
2017‑09‑30 13F-HR IDXX / IDEXX Laboratories, Inc. 155.38 3,999 1,802 -54.94 646 280 -56.66
2017‑09‑30 13F-HR AGN / Allergan plc 204.94 0 33,400 0 6,845
2017‑09‑30 13F-HR TXT / Textron, Inc. 53.86 6,045 12,514 107.01 285 674 136.49
2017‑09‑30 13F-HR ALV / Autoliv, Inc. 123.74 0 2,376 0 294
2017‑09‑30 13F-HR EQT / EQT Corp. 65.23 0 60,949 0 3,976
2017‑09‑30 13F-HR BC / Brunswick Corp. 56.04 0 4,497 0 252
2017‑09‑30 13F-HR PAY / VeriFone Systems, Inc 20.27 27,692 21,559 -22.15 501 437 -12.77
2017‑09‑30 13F-HR ALR / Alere Inc. 401.60 625 625 0.00 246 251 2.03
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.18 3,896 3,560 -8.62 421 378 -10.21
2017‑09‑30 13F-HR RLJ / RLJ Lodging Trust 21.98 19,372 28,204 45.59 385 620 61.04
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. Call 6,980.00 6,000 50 -99.17 395 349 -11.65
2017‑09‑30 13F-HR V / Visa, Inc. 105.19 17,320 8,100 -53.23 1,624 852 -47.54
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 14.34 29,612 50,000 68.85 512 717 40.04
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. Call 3,947.67 0 344 0 1,358
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.79 2,615 20,823 696.29 378 3,723 884.92
2017‑09‑30 13F-HR WEN / The Wendy's Company 15.53 42,018 60,706 44.48 652 943 44.63
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.25 4,000 4,000 0.00 237 213 -10.13
2017‑09‑30 13F-HR PSX / Phillips 66 Call 9,166.67 6,000 60 -99.00 496 550 10.89
2017‑09‑30 13F-HR MVC / MVC Capital, Inc. 10.00 13,307 20,000 50.30 131 200 52.67
2017‑09‑30 13F-HR DENN / Denny's Corp. 12.46 23,350 23,350 0.00 275 291 5.82
2017‑09‑30 13F-HR H / Hyatt Hotels Corp. 61.78 5,457 4,451 -18.44 307 275 -10.42
2017‑09‑30 13F-HR RCL / Royal Caribbean Cruises Ltd. 118.57 0 1,788 0 212
2017‑09‑30 13F-HR CLR / Continental Resources, Inc. 38.55 0 6,900 0 266
2017‑09‑30 13F-HR AAN / Aaron's, Inc. 43.61 12,212 5,847 -52.12 475 255 -46.32
2017‑09‑30 13F-HR YNDX / Yandex N.V. 32.94 0 46,053 0 1,517
2017‑09‑30 13F-HR PDPR / Marathon Group Corp. 56.10 8,988 8,539 -5.00 470 479 1.91
2017‑09‑30 13F-HR SYMC / Symantec Corp. 32.81 110,277 58,949 -46.54 3,115 1,934 -37.91
2017‑09‑30 13F-HR KO / Coca Cola Co. Call 4,501.85 37,400 271 -99.28 1,677 1,220 -27.25
2017‑09‑30 13F-HR OGE / OGE Energy Corp. 36.00 0 6,000 0 216
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 251.24 6,451 21,963 240.46 1,560 5,518 253.72
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.04 10,644 21,218 99.34 128 298 132.81
2017‑09‑30 13F-HR NPTN / NeoPhotonics Corp, 5.55 65,735 37,469 -43.00 507 208 -58.97
2017‑09‑30 13F-HR GNRC / Generac Holding Inc. 45.91 11,754 12,852 9.34 425 590 38.82
2017‑09‑30 13F-HR SREV / ServiceSource International, Inc. 3.46 97,745 92,757 -5.10 379 321 -15.30
2017‑09‑30 13F-HR SIGM / Sigma Designs, Inc. 6.31 0 40,573 0 256
2017‑09‑30 13F-HR KRG / Kite Realty Group Trust 20.24 63,250 45,848 -27.51 1,197 928 -22.47
2017‑09‑30 13F-HR CDK / CDK Global, Inc. 63.04 0 5,092 0 321
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. 11.49 29,567 39,325 33.00 286 452 58.04
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.80 16,000 12,794 -20.04 316 215 -31.96
2017‑09‑30 13F-HR WLTW / Willis Towers Watson Public Limited Company 154.22 21,413 16,865 -21.24 3,115 2,601 -16.50
2017‑09‑30 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 42.11 19,576 20,140 2.88 985 848 -13.91
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. 34.58 18,720 20,645 10.28 604 714 18.21
2017‑09‑30 13F-HR SNE / Sony Corp. 37.34 0 68,619 0 2,562
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.11 0 3,775 0 544
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.48 0 7,750 0 213
2017‑09‑30 13F-HR KLIC / Kulicke and Soffa Industries Inc. 21.55 36,343 22,132 -39.10 691 477 -30.97
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.71 0 23,350 0 180
2017‑09‑30 13F-HR PICO / PICO Holdings, Inc. 16.71 21,931 15,379 -29.88 384 257 -33.07
2017‑09‑30 13F-HR JACK / Jack in the Box, Inc. 101.95 13,017 10,770 -17.26 1,282 1,098 -14.35
2017‑09‑30 13F-HR BYD / Boyd Gaming Corp. 26.04 43,547 47,346 8.72 1,080 1,233 14.17
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.62 3,574 3,336 -6.66 327 319 -2.45
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.67 48,731 24,487 -49.75 2,954 1,510 -48.88
2017‑09‑30 13F-HR VLO / Valero Energy Corp. 76.91 9,124 9,349 2.47 616 719 16.72
2017‑09‑30 13F-HR VLO / Valero Energy Corp. Put 7,700.00 5,000 50 -99.00 337 385 14.24
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. Call 8,234.38 23,400 64 -99.73 2,191 527 -75.95
2017‑09‑30 13F-HR AEP / American Electric Power Company, Inc. 70.13 0 3,950 0 277
2017‑09‑30 13F-HR DIS / The Walt Disney Co. Call 9,858.27 0 127 0 1,252
2017‑09‑30 13F-HR KBH / KB Home 24.12 0 26,164 0 631
2017‑09‑30 13F-HR CTO / Consolidated-Tomoka Land Co. 60.07 29,962 22,823 -23.83 1,706 1,371 -19.64
2017‑09‑30 13F-HR DOX / Amdocs Ltd. Call 6,430.00 10,300 200 -98.06 664 1,286 93.67
2017‑09‑30 13F-HR XLNX / Xilinx, Inc. 70.77 6,700 6,500 -2.99 431 460 6.73
2017‑09‑30 13F-HR TAST / Carrols Restaurant Group, Inc. 10.90 0 12,200 0 133
2017‑09‑30 13F-HR ACI / Arch Coal, Inc. 71.73 0 4,684 0 336
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 32.05 89,194 84,153 -5.65 2,934 2,697 -8.08
2017‑09‑30 13F-HR SERV / ServiceMaster Global Holdings Inc. 46.69 0 5,719 0 267
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.72 76,811 71,545 -6.86 10,823 12,357 14.17
2017‑09‑30 13F-HR MON / Monsanto Co. 119.83 7,692 45,750 494.77 910 5,482 502.42
2017‑09‑30 13F-HR MKC / McCormick & Co., Inc. 102.62 0 3,021 0 310
2017‑09‑30 13F-HR WIX / Wix.com Ltd. 71.84 0 41,118 0 2,954
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation Call 1,845.24 20,700 252 -98.78 291 465 59.79
2017‑09‑30 13F-HR CHU / China Unicom (Hong Kong) Ltd. 14.03 0 32,000 0 449
2017‑09‑30 13F-HR TPB / Turning Point Brands, Inc. 17.03 11,409 11,216 -1.69 175 191 9.14
2017‑09‑30 13F-HR XEC / Cimarex Energy Co. 113.66 4,948 4,619 -6.65 465 525 12.90
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.02 7,287 4,909 -32.63 856 545 -36.33
2017‑09‑30 13F-HR QGEN / QIAGEN N.V. 31.48 11,816 8,514 -27.95 396 268 -32.32
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.09 0 11,619 0 187
2017‑09‑30 13F-HR CHKP / Check Point Software Technologies Ltd. Call 11,398.37 7,400 123 -98.34 807 1,402 73.73
2017‑09‑30 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 52.48 7,617 13,490 77.10 507 708 39.64
2017‑09‑30 13F-HR EGY / VAALCO Energy, Inc. 0.82 34,300 34,300 0.00 32 28 -12.50
2017‑09‑30 13F-HR ORM / Owens Realty Mortgage, Inc. 18.21 95,126 88,510 -6.95 1,613 1,612 -0.06
2017‑09‑30 13F-HR HHS / Harte-Hanks, Inc. 1.07 326,692 326,692 0.00 336 350 4.17
2017‑09‑30 13F-HR MTDR / Matador Resources Co. 27.16 20,000 10,015 -49.92 427 272 -36.30
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.02 14,676 8,800 -40.04 627 405 -35.41
2017‑09‑30 13F-HR VNTV / Vantiv, Inc. 70.49 0 30,304 0 2,136
2017‑09‑30 13F-HR LNC.WS / Lincoln National Corp. 73.46 4,932 3,730 -24.37 333 274 -17.72
2017‑09‑30 13F-HR LW / Lamb Weston Holdings, Inc. 46.85 12,246 10,673 -12.85 539 500 -7.24
2017‑09‑30 13F-HR KRNT / Kornit Digital Ltd. 15.28 0 21,923 0 335
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 89.77 14,525 23,705 63.20 1,121 2,128 89.83
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.36 18,148 43,301 138.60 910 2,094 130.11
2017‑09‑30 13F-HR TWTR / Twitter, Inc. 16.87 0 37,986 0 641
2017‑09‑30 13F-HR WSR / Whitestone REIT 13.04 0 16,100 0 210
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.87 8,541 3,610 -57.73 552 245 -55.62
2017‑09‑30 13F-HR UPS / United Parcel Service, Inc. 119.86 0 1,944 0 233
2017‑09‑30 13F-HR APA / Apache Corp. 45.83 4,200 7,200 71.43 201 330 64.18
2017‑09‑30 13F-HR 88160RAD3 / Tesla Motors, Inc. Note 2.375% Due 3/15/2022 1.23 2,520 500,000 19,741.27 318 614 93.08
2017‑09‑30 13F-HR CXO / Concho Resources, Inc. Call 13,150.00 0 20 0 263
2017‑09‑30 13F-HR EGN / Energen Corp. 54.64 0 3,825 0 209
2017‑09‑30 13F-HR NWS / News Corp 13.29 36,181 15,348 -57.58 496 204 -58.87
2017‑09‑30 13F-HR SIRI / Sirius XM Holdings Inc. 5.50 84,304 14,372 -82.95 461 79 -82.86
2017‑09‑30 13F-HR SFLY / Shutterfly, Inc. 48.59 12,532 4,569 -63.54 595 222 -62.69
2017‑09‑30 13F-HR ARW / Arrow Electronics, Inc. 80.55 0 2,632 0 212
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.34 8,149 10,398 27.60 7,888 9,996 26.72
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.33 62,689 131,585 109.90 1,872 5,175 176.44
2017‑09‑30 13F-HR PRXL / PAREXEL International Corp. 88.08 3,085 20,085 551.05 268 1,769 560.07
2017‑09‑30 13F-HR IGT / International Game Technology PLC 24.55 27,418 36,545 33.29 502 897 78.69
2017‑09‑30 13F-HR QTS / QTS Realty Trust, Inc. 52.38 18,714 11,780 -37.05 979 617 -36.98
2017‑09‑30 13F-HR OII / Oceaneering International, Inc. 26.29 0 17,000 0 447
2017‑09‑30 13F-HR ADSW / Advanced Disposal Services, Inc. 25.16 18,085 14,628 -19.12 411 368 -10.46
2017‑09‑30 13F-HR VG / Vonage Holdings Corp. 8.13 46,562 18,568 -60.12 305 151 -50.49
2017‑09‑30 13F-HR NOA / North American Energy Partners Inc. 4.35 37,737 61,780 63.71 166 269 62.05
2017‑09‑30 13F-HR ZG / Zillow Group, Inc. Class A 40.21 0 75,948 0 3,054
2017‑09‑30 13F-HR EXPE / Expedia, Inc. 143.96 9,615 18,665 94.12 1,432 2,687 87.64
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.67 6,124 6,082 -0.69 410 442 7.80
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.45 14,172 12,100 -14.62 78 66 -15.38
2017‑09‑30 13F-HR BIDU / Baidu, Inc. 247.82 2,540 3,329 31.06 454 825 81.72
2017‑09‑30 13F-HR AZPN / Aspen Technology, Inc. 62.83 7,799 28,587 266.55 431 1,796 316.71
2017‑09‑30 13F-HR INFY / Infosys Limited Call 1,458.62 29,100 737 -97.47 437 1,075 146.00
2017‑09‑30 13F-HR MX / MagnaChip Semiconductor Corp 11.35 0 58,315 0 662
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.20 4,579 6,929 51.32 246 334 35.77
2017‑09‑30 13F-HR VER / VEREIT, Inc. 8.29 90,236 61,736 -31.58 735 512 -30.34
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.14 2,147 1,751 -18.44 425 445 4.71
2017‑09‑30 13F-HR AA.PR / Alcoa Corp. 46.54 0 5,049 0 235
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.58 11,928 7,206 -39.59 2,780 1,748 -37.12
2017‑09‑30 13F-HR ATVI / Activision Blizzard, Inc. 64.51 9,779 62,611 540.26 563 4,039 617.41
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. 38.81 29,281 29,010 -0.93 952 1,126 18.28
2017‑09‑30 13F-HR LNG / Cheniere Energy, Inc. Call 4,500.00 7,000 50 -99.29 341 225 -34.02
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 89.63 14,521 22,514 55.04 1,117 2,018 80.66
2017‑09‑30 13F-HR MCO / Moody's Corp. 139.33 2,389 3,890 62.83 291 542 86.25
2017‑09‑30 13F-HR PLAB / Photronics, Inc. 8.85 41,103 14,582 -64.52 386 129 -66.58
2017‑09‑30 13F-HR RPT / Ramco-Gershenson Properties Trust 13.00 86,369 60,908 -29.48 1,114 792 -28.90
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 10.16 227,500 848,631 273.02 84 8,622 10,164.29
2017‑09‑30 13F-HR STLRU / Stellar Acquisition III Inc. 0.37 811,831 227,500 -71.98 8,208 84 -98.98
2017‑09‑30 13F-HR DG / Dollar General Corp. 81.16 0 3,684 0 299
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.14 1,425 1,791 25.68 241 328 36.10
2017‑09‑30 13F-HR RELL / Richardson Electronics, Ltd. 5.97 31,908 18,259 -42.78 190 109 -42.63
2017‑09‑30 13F-HR EXTR / Extreme Networks, Inc. 11.88 73,317 41,837 -42.94 676 497 -26.48
2017‑09‑30 13F-HR EXPO / Exponent, Inc. 73.90 8,116 6,049 -25.47 473 447 -5.50
2017‑09‑30 13F-HR MPEL / Melco Crown Entertainment Ltd. 24.12 28,120 39,470 40.36 631 952 50.87
2017‑09‑30 13F-HR MSG / The Madison Square Garden Company 213.96 2,095 2,421 15.56 413 518 25.42
2017‑09‑30 13F-HR MWA / Mueller Water Products, Inc. 12.78 0 12,359 0 158
2017‑09‑30 13F-HR HPQ / HP Inc. 19.94 22,853 17,052 -25.38 399 340 -14.79
2017‑09‑30 13F-HR MSI / Motorola Solutions, Inc. 84.91 3,455 2,744 -20.58 300 233 -22.33
2017‑09‑30 13F-HR HA / Hawaiian Holdings, Inc. 37.59 4,300 8,939 107.88 202 336 66.34
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. 77.51 0 21,469 0 1,664
2017‑09‑30 13F-HR HCA / HCA Holdings Inc. 79.64 7,080 2,800 -60.45 617 223 -63.86
2017‑09‑30 13F-HR ACTG / Acacia Research Corp. 4.55 128,876 143,349 11.23 528 652 23.48
2017‑09‑30 13F-HR EPZM / Epizyme, Inc. Call 1,903.44 21,300 611 -97.13 322 1,163 261.18
2017‑09‑30 13F-HR KMG / KMG Chemicals, Inc. 54.82 9,063 5,637 -37.80 441 309 -29.93
2017‑09‑30 13F-HR MMDM / Modern Media Acquisition Corp. 9.78 172,077 47,017 -72.68 64 460 618.75
2017‑09‑30 13F-HR MMDM / Modern Media Acquisition Corp. 0.37 217,961 172,077 -21.05 83 64 -22.89
2017‑09‑30 13F-HR PFSW / PFSweb, Inc. 8.35 25,906 24,784 -4.33 214 207 -3.27
2017‑09‑30 13F-HR MIII / M III Acquisition Corp. 0.54 106,200 100,000 -5.84 48 54 12.50
2017‑09‑30 13F-HR ACRE / Ares Commercial Real Estate Corp 13.33 19,804 19,804 0.00 259 264 1.93
2017‑09‑30 13F-HR MPWR / Monolithic Power Systems, Inc. 106.59 10,153 12,328 21.42 979 1,314 34.22
2017‑09‑30 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 57.54 38,401 42,699 11.19 2,008 2,457 22.36
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 11.48 26,049 25,000 -4.03 305 287 -5.90
2017‑09‑30 13F-HR WK / Workiva, Inc. 20.84 16,299 12,138 -25.53 310 253 -18.39
2017‑09‑30 13F-HR STAY / Extended Stay America, Inc. 20.00 0 11,001 0 220
2017‑09‑30 13F-HR AUPH / Aurinia Pharmaceuticals Inc 6.29 0 12,726 0 80
2017‑09‑30 13F-HR BWXT / BWX Technologies, Inc. 56.13 0 4,347 0 244
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 156.34 9,386 10,023 6.79 1,370 1,567 14.38
2017‑09‑30 13F-HR DBD / Diebold, Inc. 8,048 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. Call 18,300 0 -100.00 550 0 -100.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 45,800 0 -100.00 2,467 0 -100.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. Call 72,900 0 -100.00 2,032 0 -100.00
2017‑09‑30 13F-HR CMCSA / Comcast Corp. Call 43,300 0 -100.00 1,685 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 8,670 0 -100.00 614 0 -100.00
2017‑09‑30 13F-HR SWKS / Skyworks Solutions, Inc. 14,119 0 -100.00 1,355 0 -100.00
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 3,368 0 -100.00 358 0 -100.00
2017‑09‑30 13F-HR MCO / Moody's Corp. Call 12,500 0 -100.00 1,521 0 -100.00
2017‑09‑30 13F-HR TEL / TE Connectivity Ltd. Call 10,900 0 -100.00 858 0 -100.00
2017‑09‑30 13F-HR HIIQ / Health Insurance Innovations, Inc. 10,913 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR NOK / Nokia Corp. Call 172,600 0 -100.00 1,063 0 -100.00
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. Call 20,000 0 -100.00 586 0 -100.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc Put 42,500 0 -100.00 1,449 0 -100.00
2017‑09‑30 13F-HR INNL / Innocoll Holdings plc 90,582 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR SSP / Scripps Company 33,073 0 -100.00 589 0 -100.00
2017‑09‑30 13F-HR FRTA / Forterra, Inc. 17,514 0 -100.00 144 0 -100.00
2017‑09‑30 13F-HR CTB / Cooper Tire & Rubber Co. 5,613 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR ICE / Intercontinental Exchange, Inc. 3,557 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR DLTR / Dollar Tree, Inc. 3,051 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 2,421 0 -100.00 207 0 -100.00
2017‑09‑30 13F-HR TWO / Two Harbors Investment Corp. 14,402 0 -100.00 143 0 -100.00
2017‑09‑30 13F-HR AIV / Apartment Investment & Management Co. 12,674 0 -100.00 545 0 -100.00
2017‑09‑30 13F-HR HSIC / Henry Schein, Inc. 1,186 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR HTZ / Hertz Global Holdings, Inc. 12,200 0 -100.00 140 0 -100.00
2017‑09‑30 13F-HR MAS / Masco Corp. 12,800 0 -100.00 489 0 -100.00
2017‑09‑30 13F-HR FTV / Fortive Corporation Call 7,000 0 -100.00 443 0 -100.00
2017‑09‑30 13F-HR MSCC / Microsemi Corp. 16,800 0 -100.00 786 0 -100.00
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. Call 14,300 0 -100.00 977 0 -100.00
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 9,800 0 -100.00 857 0 -100.00
2017‑09‑30 13F-HR EURN / Euronav NV 13,400 0 -100.00 106 0 -100.00
2017‑09‑30 13F-HR DHR / Danaher Corp. 4,532 0 -100.00 382 0 -100.00
2017‑09‑30 13F-HR ALGT / Allegiant Travel Company 4,769 0 -100.00 647 0 -100.00
2017‑09‑30 13F-HR ATU / Actuant Corp. 27,337 0 -100.00 672 0 -100.00
2017‑09‑30 13F-HR TRGP / Targa Resources Corp. Put 5,900 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 4,852 0 -100.00 986 0 -100.00
2017‑09‑30 13F-HR ANDINA ACQUISITION / SHS (G0441P104) 105,115 0 -100.00 1,063 0
2017‑09‑30 13F-HR FORUM MERGER / *W EXP 06/01/202 (34985B111) 241,153 0 -100.00 82 0
2017‑09‑30 13F-HR MKSI / MKS Instruments, Inc. 6,907 0 -100.00 465 0 -100.00
2017‑09‑30 13F-HR WCC / Wesco International, Inc. 11,612 0 -100.00 665 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. 10,901 0 -100.00 294 0 -100.00
2017‑09‑30 13F-HR KLAC / KLA-Tencor Corp. 3,506 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR MTD / Mettler Toledo International, Inc. 340 0 -100.00 200 0 -100.00
2017‑09‑30 13F-HR CTSH / Cognizant Technology Solutions Corp. 3,521 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR EA / Electronic Arts Inc. 2,394 0 -100.00 253 0 -100.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 3,451 0 -100.00 261 0 -100.00
2017‑09‑30 13F-HR DF / Dean Foods Co. 13,475 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR FEYE / FireEye, Inc. 16,931 0 -100.00 258 0 -100.00
2017‑09‑30 13F-HR RRD / Donnelley (R.R.) & Sons Co. 25,412 0 -100.00 319 0 -100.00
2017‑09‑30 13F-HR TGT / Target Corp. 4,956 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company 12,176 0 -100.00 202 0 -100.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 3,987 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR THO / Thor Industries, Inc. 2,600 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR TGNA / TEGNA Inc. 43,369 0 -100.00 625 0 -100.00
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 1,843 0 -100.00 357 0 -100.00
2017‑09‑30 13F-HR PX / Praxair, Inc. 1,581 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 4,568 0 -100.00 262 0 -100.00
2017‑09‑30 13F-HR FL / Foot Locker, Inc. 11,322 0 -100.00 558 0 -100.00
2017‑09‑30 13F-HR TER / Teradyne, Inc. 61,202 0 -100.00 1,838 0 -100.00
2017‑09‑30 13F-HR JNPR / Juniper Networks, Inc. 8,379 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR TSS / Total System Services, Inc. 11,191 0 -100.00 652 0 -100.00
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Put 14,000 0 -100.00 1,927 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 3,000 0 -100.00 375 0 -100.00
2017‑09‑30 13F-HR APTI / Apptio, Inc. 12,021 0 -100.00 209 0 -100.00
2017‑09‑30 13F-HR KONA / Kona Grill, Inc. 25,573 0 -100.00 95 0 -100.00
2017‑09‑30 13F-HR CCI / Crown Castle International Corp. Put 30,000 0 -100.00 3,005 0 -100.00
2017‑09‑30 13F-HR ETH / Ethan Allen Interiors, Inc. Put 15,000 0 -100.00 485 0 -100.00
2017‑09‑30 13F-HR LULU / lululemon athletica inc. Call 83,000 0 -100.00 4,953 0 -100.00
2017‑09‑30 13F-HR NKE / Nike, Inc. Put 30,000 0 -100.00 1,770 0 -100.00
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. Call 20,000 0 -100.00 1,212 0 -100.00
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 52,500 0 -100.00 908 0 -100.00
2017‑09‑30 13F-HR XISDX / Prudential Short Duration High 15,791 0 -100.00 241 0 -100.00
2017‑09‑30 13F-HR EGAS / Gas Natural Inc. 52,773 0 -100.00 682 0 -100.00
2017‑09‑30 13F-HR MSLI / Merus Labs International Inc 97,164 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR SAJA / Sajan, Inc. 55,606 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR POWI / Power Integrations, Inc. 7,316 0 -100.00 533 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 3,762 0 -100.00 245 0 -100.00
2017‑09‑30 13F-HR BLBD / Blue Bird Corporation 12,999 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR ORCL / Oracle Corp. Call 8,300 0 -100.00 416 0 -100.00
2017‑09‑30 13F-HR SSD / Simpson Manufacturing Co., Inc. 7,013 0 -100.00 307 0 -100.00
2017‑09‑30 13F-HR SCG / SCANA Corp. Call 12,900 0 -100.00 865 0 -100.00
2017‑09‑30 13F-HR NKE / Nike, Inc. Call 4,100 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 2,568 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF Put 3,000 0 -100.00 423 0 -100.00
2017‑09‑30 13F-HR ROSEHILL RES / CL A (777385105) 13,390 0 -100.00 112 0
2017‑09‑30 13F-HR GGP / GGP, Inc. 18,971 0 -100.00 447 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) Call 2,800 0 -100.00 430 0 -100.00
2017‑09‑30 13F-HR INVH / Invitation Homes Inc. 19,102 0 -100.00 413 0 -100.00
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. Call 3,300 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. Put 67,300 0 -100.00 1,036 0 -100.00
2017‑09‑30 13F-HR EPZM / Epizyme, Inc. 14,882 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR ESPR / Esperion Therapeutics, Inc. Call 30,700 0 -100.00 1,421 0 -100.00
2017‑09‑30 13F-HR JUNO / Juno Therapeutics, Inc. Call 29,800 0 -100.00 891 0 -100.00
2017‑09‑30 13F-HR NKTR / Nektar Therapeutics Call 42,600 0 -100.00 833 0 -100.00
2017‑09‑30 13F-HR OCUL / Ocular Therapeutix, Inc. Put 54,200 0 -100.00 502 0 -100.00
2017‑09‑30 13F-HR PBYI / Puma Biotechnology Inc. Call 31,900 0 -100.00 2,788 0 -100.00
2017‑09‑30 13F-HR SNDX / Syndax Pharmaceuticals, Inc. 15,689 0 -100.00 219 0 -100.00
2017‑09‑30 13F-HR MDPEB / Meredith Corp. 4,943 0 -100.00 294 0 -100.00
2017‑09‑30 13F-HR WB / Weibo Corporation 99,084 0 -100.00 6,586 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 11,700 0 -100.00 81 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 52,300 0 -100.00 12,645 0 -100.00
2017‑09‑30 13F-HR ATH / Athene Holding Ltd 16,047 0 -100.00 796 0 -100.00
2017‑09‑30 13F-HR GTN.A / Gray Television, Inc. 283,842 0 -100.00 3,889 0 -100.00
2017‑09‑30 13F-HR LPT / Liberty Property Trust 14,287 0 -100.00 582 0 -100.00
2017‑09‑30 13F-HR PPL / PPL Corp. 5,208 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR SVU / Supervalu, Inc. 29,424 0 -100.00 97 0 -100.00
2017‑09‑30 13F-HR VGR / Vector Group, Ltd. 22,833 0 -100.00 487 0 -100.00
2017‑09‑30 13F-HR AGCO / AGCO Corp. 3,644 0 -100.00 246 0 -100.00
2017‑09‑30 13F-HR BIG / Big Lots, Inc. 4,614 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR BRX / Brixmor Property Group Inc. 12,934 0 -100.00 231 0 -100.00
2017‑09‑30 13F-HR FMC / FMC Corp. 2,795 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR LPX / Louisiana-Pacific Corp. 8,539 0 -100.00 206 0 -100.00
2017‑09‑30 13F-HR GIS / General Mills, Inc. 4,765 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR TMHC / Taylor Morrison Home Corp. 9,173 0 -100.00 220 0 -100.00
2017‑09‑30 13F-HR ACC / American Campus Communities, Inc. 10,563 0 -100.00 500 0 -100.00
2017‑09‑30 13F-HR AWK / American Water Works Co., Inc. 4,295 0 -100.00 335 0 -100.00
2017‑09‑30 13F-HR BLK / BlackRock, Inc. 592 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR TSCO / Tractor Supply Co. 4,217 0 -100.00 229 0 -100.00
2017‑09‑30 13F-HR CDNS / Cadence Design Systems, Inc. 8,829 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR HRB / Block (H.&R.), Inc. 13,275 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR LLL / L-3 Communications Holdings, Inc. 2,295 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. 9,627 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR VNO / Vornado Realty Trust 2,143 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. 10,288 0 -100.00 309 0 -100.00
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 1,262 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR LM / Legg Mason, Inc. 5,354 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR LMT / Lockheed Martin Corp. 1,052 0 -100.00 292 0 -100.00
2017‑09‑30 13F-HR BWA / BorgWarner, Inc. Call 5,600 0 -100.00 237 0 -100.00
2017‑09‑30 13F-HR COHR / Coherent, Inc. 1,274 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR HXL / Hexcel Corp. Call 12,700 0 -100.00 670 0 -100.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. Call 5,800 0 -100.00 820 0 -100.00
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. Put 28,200 0 -100.00 491 0 -100.00
2017‑09‑30 13F-HR NUAN / Nuance Communications, Inc. 38,331 0 -100.00 667 0 -100.00
2017‑09‑30 13F-HR PTC / PTC Inc. Call 12,800 0 -100.00 706 0 -100.00
2017‑09‑30 13F-HR SABR / Sabre Corporation Call 18,900 0 -100.00 411 0 -100.00
2017‑09‑30 13F-HR SYMC / Symantec Corp. Call 54,900 0 -100.00 1,551 0 -100.00
2017‑09‑30 13F-HR TRMB / Trimble Navigation Ltd. Call 24,300 0 -100.00 867 0 -100.00
2017‑09‑30 13F-HR ZBRA / Zebra Technologies Corp. Call 8,700 0 -100.00 875 0 -100.00
2017‑09‑30 13F-HR ZUMZ / Zumiez, Inc. 10,430 0 -100.00 129 0 -100.00
2017‑09‑30 13F-HR PCAR / PACCAR, Inc. 4,038 0 -100.00 267 0 -100.00
2017‑09‑30 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 713 0 -100.00 205 0 -100.00
2017‑09‑30 13F-HR DKS / Dick's Sporting Goods, Inc. 10,248 0 -100.00 408 0 -100.00
2017‑09‑30 13F-HR INOD / Innodata Inc 26,500 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR TTPH / Tetraphase Pharmaceuticals, Inc. 63,597 0 -100.00 453 0 -100.00
2017‑09‑30 13F-HR ETSY / Etsy, Inc. 33,287 0 -100.00 499 0 -100.00
2017‑09‑30 13F-HR EBS / Emergent Biosolutions, Inc. 7,386 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR MYGN / Myriad Genetics, Inc. 15,843 0 -100.00 409 0 -100.00
2017‑09‑30 13F-HR COSHW / Cooper-Standard Holdings Inc. 5,302 0 -100.00 535 0 -100.00
2017‑09‑30 13F-HR CHS / Chico's FAS, Inc. 14,411 0 -100.00 136 0 -100.00
2017‑09‑30 13F-HR NTRA / Natera, Inc. 13,931 0 -100.00 151 0 -100.00
2017‑09‑30 13F-HR WWW / Wolverine World Wide, Inc. 20,200 0 -100.00 566 0 -100.00
2017‑09‑30 13F-HR WNC / Wabash National Corp. 25,659 0 -100.00 564 0 -100.00
2017‑09‑30 13F-HR TSE / Trinseo S.A. 9,931 0 -100.00 682 0 -100.00
2017‑09‑30 13F-HR APA / Apache Corp. Put 6,000 0 -100.00 288 0 -100.00
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF Put 5,900 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF Put 7,400 0 -100.00 504 0 -100.00
2017‑09‑30 13F-HR ECA / EnCana Corp. 14,883 0 -100.00 131 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. Put 8,900 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 21,900 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR VLO / Valero Energy Corp. Call 4,400 0 -100.00 297 0 -100.00
2017‑09‑30 13F-HR RRC / Range Resources Corp. 9,323 0 -100.00 216 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 17,600 0 -100.00 562 0 -100.00
2017‑09‑30 13F-HR GME / GameStop Corp. 19,120 0 -100.00 413 0 -100.00
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 4,087 0 -100.00 262 0 -100.00
2017‑09‑30 13F-HR EAT / Brinker International, Inc. 8,217 0 -100.00 313 0 -100.00
2017‑09‑30 13F-HR BISON CAP / UNIT 99/99/9999T (G1142P120) 150,000 0 -100.00 1,530 0
2017‑09‑30 13F-HR PBI / Pitney Bowes, Inc. 10,857 0 -100.00 164 0 -100.00
2017‑09‑30 13F-HR KBL MERGER / UNIT 01/15/2024 (48242A203) 271,727 0 -100.00 2,772 0
2017‑09‑30 13F-HR ITRI / Itron, Inc. 14,460 0 -100.00 980 0 -100.00
2017‑09‑30 13F-HR DCI / Donaldson Co., Inc. 5,767 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR CSL / Carlisle Companies, Inc. 12,399 0 -100.00 1,183 0 -100.00
2017‑09‑30 13F-HR MMM / 3M Co. 998 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR ADBE / Adobe Systems, Inc. 8,361 0 -100.00 1,183 0 -100.00
2017‑09‑30 13F-HR AVY / Avery Dennison Corp. 2,800 0 -100.00 247 0 -100.00
2017‑09‑30 13F-HR A / Agilent Technologies, Inc. 3,719 0 -100.00 221 0 -100.00
2017‑09‑30 13F-HR DGX / Quest Diagnostics, Inc. 3,394 0 -100.00 377 0 -100.00
2017‑09‑30 13F-HR SHW / Sherwin-Williams Co. (The) 733 0 -100.00 257 0 -100.00
2017‑09‑30 13F-HR SYK / Stryker Corp. 3,566 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR TDG / Transdigm Group, Inc. 1,321 0 -100.00 355 0 -100.00
2017‑09‑30 13F-HR HLT / Hilton Worldwide Holdings Inc. 6,500 0 -100.00 402 0 -100.00
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 5,424 0 -100.00 832 0 -100.00
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 2,959 0 -100.00 391 0 -100.00
2017‑09‑30 13F-HR IYH / iShares U.S. Healthcare ETF 1,756 0 -100.00 292 0 -100.00
2017‑09‑30 13F-HR CARS / Cars.com Inc 17,321 0 -100.00 461 0 -100.00
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 7,310 0 -100.00 256 0 -100.00
2017‑09‑30 13F-HR NVAX / Novavax, Inc. 15,480 0 -100.00 18 0 -100.00
2017‑09‑30 13F-HR PK / Park Hotels & Resorts Inc. 18,297 0 -100.00 493 0 -100.00
2017‑09‑30 13F-HR KIE / SPDR S&P Insurance ETF 2,382 0 -100.00 210 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. 8,800 0 -100.00 480 0 -100.00
2017‑09‑30 13F-HR BHI / Baker Hughes Inc. Put 6,000 0 -100.00 327 0 -100.00
2017‑09‑30 13F-HR MTDR / Matador Resources Co. Put 10,000 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR RSPP / RSP Permian, Inc. Put 10,900 0 -100.00 352 0 -100.00
2017‑09‑30 13F-HR EVC / Entravision Communications Corp. 39,899 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR AERI / Aerie Pharmaceuticals, Inc. 7,965 0 -100.00 419 0 -100.00
2017‑09‑30 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 4,186 0 -100.00 334 0 -100.00
2017‑09‑30 13F-HR CI / Cigna Corp. 3,574 0 -100.00 598 0 -100.00
2017‑09‑30 13F-HR GNMK / GenMark Diagnostics, Inc. 13,954 0 -100.00 165 0 -100.00
2017‑09‑30 13F-HR IOVA / Iovance Biotherapeutics Inc. 16,746 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR WMGIZ / Wright Medical Group N.V. 23,512 0 -100.00 646 0 -100.00
2017‑09‑30 13F-HR HUM / Humana, Inc. 2,917 0 -100.00 702 0 -100.00
2017‑09‑30 13F-HR PRTK / Paratek Pharmaceuticals, Inc. 28,201 0 -100.00 680 0 -100.00
2017‑09‑30 13F-HR XRA / Exeter Resource Corp. 113,400 0 -100.00 175 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc 173,225 0 -100.00 2,210 0 -100.00
2017‑09‑30 13F-HR AIG / American International Group, Inc. 3,450 0 -100.00 216 0 -100.00
2017‑09‑30 13F-HR DFS / Discover Financial Services 5,945 0 -100.00 370 0 -100.00
2017‑09‑30 13F-HR ATRO / Astronics Corp. 7,834 0 -100.00 239 0 -100.00
2017‑09‑30 13F-HR SRCL / Stericycle, Inc. 4,500 0 -100.00 343 0 -100.00
2017‑09‑30 13F-HR LDOS / Leidos Holdings, Inc. 5,080 0 -100.00 263 0 -100.00
2017‑09‑30 13F-HR PCOM / Points International Ltd. 21,222 0 -100.00 192 0 -100.00
2017‑09‑30 13F-HR FINL / Finish Line, Inc. (THE) 11,143 0 -100.00 158 0 -100.00
2017‑09‑30 13F-HR K / Kellogg Co. 3,100 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR MRNS / Marinus Pharmaceuticals, Inc. 31,464 0 -100.00 43 0 -100.00
2017‑09‑30 13F-HR APH / Amphenol Corp. 3,059 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR DECK / Deckers Outdoor Corp. 3,637 0 -100.00 248 0 -100.00
2017‑09‑30 13F-HR PSX / Phillips 66 3,771 0 -100.00 312 0 -100.00
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 17,000 0 -100.00 326 0 -100.00
2017‑09‑30 13F-HR FLIR / FLIR Systems, Inc. 6,628 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR PFG / Principal Financial Group, Inc. 3,899 0 -100.00 250 0 -100.00
2017‑09‑30 13F-HR F / Ford Motor Co. 12,604 0 -100.00 141 0 -100.00
2017‑09‑30 13F-HR LEA / Lear Corp. 3,507 0 -100.00 498 0 -100.00
2017‑09‑30 13F-HR GXP / Great Plains Energy, Inc. 31,788 0 -100.00 931 0 -100.00
2017‑09‑30 13F-HR VZ / Verizon Communications, Inc. 5,416 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR TRCO / Tribune Media Company 12,200 0 -100.00 497 0 -100.00
2017‑09‑30 13F-HR YUM / Yum! Brands, Inc. 4,263 0 -100.00 314 0 -100.00
2017‑09‑30 13F-HR PCG / PG&E Corp. 3,222 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR GLPI / Gaming and Leisure Properties, Inc. 5,788 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 2,490 0 -100.00 311 0 -100.00
2017‑09‑30 13F-HR GPN / Global Payments, Inc. 2,505 0 -100.00 226 0 -100.00
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 6,380 0 -100.00 352 0 -100.00
2017‑09‑30 13F-HR LEN / Lennar Corp. 5,551 0 -100.00 296 0 -100.00
2017‑09‑30 13F-HR CRM / Salesforce.com, Inc. 9,400 0 -100.00 814 0 -100.00
2017‑09‑30 13F-HR TREX / Trex Co., Inc. 9,021 0 -100.00 610 0 -100.00
2017‑09‑30 13F-HR SIVB / SVB Financial Group 1,239 0 -100.00 218 0 -100.00
2017‑09‑30 13F-HR EVRI / Everi Holdings Inc. 22,194 0 -100.00 162 0 -100.00
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 7,778 0 -100.00 555 0 -100.00
2017‑09‑30 13F-HR MAT / Mattel, Inc. 13,467 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR NKE / Nike, Inc. 13,406 0 -100.00 791 0 -100.00
2017‑09‑30 13F-HR BIF / Boulder Growth & Income Fund, Inc. 12,500 0 -100.00 121 0 -100.00
2017‑09‑30 13F-HR SIX / Six Flags Entertainment Corp 7,900 0 -100.00 471 0 -100.00
2017‑09‑30 13F-HR M / Macy's, Inc. 13,769 0 -100.00 320 0 -100.00
2017‑09‑30 13F-HR X / United States Steel Corp. 9,676 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR CENT / Central Garden & Pet Co. 9,620 0 -100.00 289 0 -100.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 3,642 0 -100.00 271 0 -100.00
2017‑09‑30 13F-HR RPD / Rapid7, Inc. 152,389 0 -100.00 2,565 0 -100.00
2017‑09‑30 13F-HR MTW / Manitowoc Co., Inc. (The) 37,259 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 4,562 0 -100.00 416 0 -100.00
2017‑09‑30 13F-HR PCRX / Pacira Pharmaceuticals, Inc. 4,218 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 6,300 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR BMYMP / Bristol-Myers Squibb Co. 4,096 0 -100.00 228 0 -100.00
2017‑09‑30 13F-HR SJM / Smucker (J.M.) Co. 2,738 0 -100.00 324 0 -100.00
2017‑09‑30 13F-HR DRUA / Dominion Resources, Inc. 6,713 0 -100.00 514 0 -100.00
2017‑09‑30 13F-HR MYCC / ClubCorp Holdings, Inc. 16,075 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR GSOL / Global Sources Ltd. 22,291 0 -100.00 446 0 -100.00
2017‑09‑30 13F-HR MCHX / Marchex, Inc. 20,772 0 -100.00 62 0 -100.00
2017‑09‑30 13F-HR VWR / VWR Corporation 16,875 0 -100.00 557 0 -100.00
2017‑09‑30 13F-HR NEWM / New Media Investment Group Inc. 38,978 0 -100.00 525 0 -100.00
2017‑09‑30 13F-HR HEES / H &E Equipment Services, Inc. 15,300 0 -100.00 312 0 -100.00
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 4,984 0 -100.00 463 0 -100.00
2017‑09‑30 13F-HR AMRC / Ameresco, Inc. 10,107 0 -100.00 78 0 -100.00
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 26,528 0 -100.00 486 0 -100.00
2017‑09‑30 13F-HR MDR / McDermott International, Inc. 26,128 0 -100.00 187 0 -100.00
2017‑09‑30 13F-HR TRMR / Tremor Video, Inc. 128,887 0 -100.00 321 0 -100.00
2017‑09‑30 13F-HR FDX / FedEx Corp. 1,025 0 -100.00 223 0 -100.00
2017‑09‑30 13F-HR BAC / Bank of America Corp. 21,527 0 -100.00 522 0 -100.00
2017‑09‑30 13F-HR LB / L Brands, Inc. 5,660 0 -100.00 305 0 -100.00
2017‑09‑30 13F-HR AHH / Armada Hoffler Properites, Inc. 26,200 0 -100.00 339 0 -100.00
2017‑09‑30 13F-HR ENR / Energizer Holdings, Inc. 10,134 0 -100.00 487 0 -100.00
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 2,848 0 -100.00 454 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 1,695 0 -100.00 533 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 127,949 0 -100.00 1,288 0 -100.00
2017‑09‑30 13F-HR IPHI / Inphi Corp. 22,305 0 -100.00 765 0 -100.00
2017‑09‑30 13F-HR OC / Owens Corning, Inc. 3,029 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 851 0 -100.00 217 0 -100.00
2017‑09‑30 13F-HR NVDQ / Novadaq Technologies, Inc. 39,115 0 -100.00 458 0 -100.00
2017‑09‑30 13F-HR NEM / Newmont Mining Corp. 6,636 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR AMCX / AMC Networks Inc. 4,691 0 -100.00 251 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 10,000 0 -100.00 628 0 -100.00
2017‑09‑30 13F-HR BBBY / Bed Bath & Beyond Inc. 16,275 0 -100.00 495 0 -100.00
2017‑09‑30 13F-HR NLS / Nautilus Group, Inc. (The) 19,059 0 -100.00 365 0 -100.00
2017‑09‑30 13F-HR ZBH / Zimmer Biomet Holdings, Inc 2,340 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 5,255 0 -100.00 410 0 -100.00
2017‑09‑30 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 68,970 0 -100.00 190 0 -100.00
2017‑09‑30 13F-HR OAK / Oaktree Capital Group, LLC 7,916 0 -100.00 369 0 -100.00
2017‑09‑30 13F-HR CAB / Cabela's Incorporated 15,808 0 -100.00 939 0 -100.00
2017‑09‑30 13F-HR NUVA / NuVasive, Inc. 8,372 0 -100.00 644 0 -100.00
2017‑09‑30 13F-HR DVA / DaVita HealthCare Partners Inc. 4,172 0 -100.00 270 0 -100.00
2017‑09‑30 13F-HR KGC / Kinross Gold Corp. 21,163 0 -100.00 86 0 -100.00
2017‑09‑30 13F-HR TJX / TJX Companies, Inc. (The) 4,542 0 -100.00 328 0 -100.00
2017‑09‑30 13F-HR HL.PRB / Hecla Mining Co. 18,120 0 -100.00 92 0 -100.00
2017‑09‑30 13F-HR ASTC / Astrotech Corp. 147,151 0 -100.00 134 0 -100.00
2017‑09‑30 13F-HR PBPB / Potbelly Corp 14,141 0 -100.00 163 0 -100.00
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 19,913 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR KEYS / Keysight Technologies Inc. 54,269 0 -100.00 2,113 0 -100.00
2017‑09‑30 13F-HR BDN / Brandywine Realty Trust 26,106 0 -100.00 458 0 -100.00
2017‑09‑30 13F-HR MEIP / MEI Pharma, Inc. 12,135 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR APC / Anadarko Petroleum Corp. 8,458 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 4,919 0 -100.00 484 0 -100.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 5,099 0 -100.00 378 0 -100.00
2017‑09‑30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 6,242 0 -100.00 272 0 -100.00
2017‑09‑30 13F-HR PAYX / Paychex, Inc. 14,800 0 -100.00 843 0 -100.00
2017‑09‑30 13F-HR TIER / Tier Reit Inc. 14,760 0 -100.00 273 0 -100.00
2017‑09‑30 13F-HR MACK / Merrimack Pharmaceuticals, Inc. 13,895 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR T / AT & T, Inc. 5,888 0 -100.00 222 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. 4,076 0 -100.00 239 0 -100.00
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 5,673 0 -100.00 325 0 -100.00
2017‑09‑30 13F-HR DISCA / Discovery Communications, Inc. Call 27,400 0 -100.00 708 0 -100.00
2017‑09‑30 13F-HR CLVS / Clovis Oncology, Inc. 2,567 0 -100.00 240 0 -100.00
2017‑09‑30 13F-HR WDAY / Workday, Inc. Call 13,200 0 -100.00 1,280 0 -100.00
2017‑09‑30 13F-HR DOX / Amdocs Ltd. 4,158 0 -100.00 268 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 34,000 0 -100.00 1,129 0 -100.00