InvestorBoothbay Fund Management, Llc
Portfolio Value $ 844,480,000
Current Positions680
Opened Positions5
Closed Positions340


Latest Holdings, Performance, AUM (from 13F, 13D)

Boothbay Fund Management, Llc has disclosed 680 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 844,480,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Boothbay Fund Management, Llc's top holdings are Yahoo! Inc. (NASDAQ:YHOO) , Facebook, Inc. (NASDAQ:FB) , Amazon.com, Inc. (NASDAQ:AMZN) , Netflix, Inc. (NASDAQ:NFLX) , and PowerShares QQQ Trust (NASDAQ:QQQ) . Boothbay Fund Management, Llc's new positions include Tiberius Acquisition Corp (NASDAQ:TIBR) , Energen Corp. (NYSE:EGN) , Citigroup, Inc. Warrants exp. 2018-10-28 (OTC:CGBBW) , Bristol-Myers Squibb Co. (OTC:BMYMP) , and Big Rock Partners Acquisition Corp. (NASDAQ:BRPA) . Boothbay Fund Management, Llc's top industries are "Furniture And Fixtures" (sic 25) , "Railroad Transportation" (sic 40) , and "Motor Freight Transportation And Warehousing" (sic 42) .

All Boothbay Fund Management, Llc holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑04‑13 SC 13G TIBR / Tiberius Acquisition Corp 1,400,000 1,000,000 -28.57 5.33 -28.65

This form was filed on May 14, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR I AM CAP ACQUISITION CO / *W EXP 05/22/202 (45074Q116) 9.94 186,900 1,858
2018-03-31 13F-HR YY / YY Inc. 105.20 0 74,471 0 7,834
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.00 111,119 120,609 8.54 2,386 2,533 6.16
2018-03-31 13F-HR K / Kellogg Co. 65.09 0 5,500 0 358
2018-03-31 13F-HR PVH / PVH Corp. 151.47 2,959 3,235 9.33 406 490 20.69
2018-03-31 13F-HR WPRT / Westport Innovations Inc. 2.19 29,906 40,259 34.62 112 88 -21.43
2018-03-31 13F-HR AAP / Advance Auto Parts, Inc. 118.34 0 2,197 0 260
2018-03-31 13F-HR EHTH / eHealth, Inc. 14.30 37,212 29,081 -21.85 646 416 -35.60
2018-03-31 13F-HR EGN / Energen Corp. 62.77 0 4,381 0 275
2018-03-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. Call 353.64 638 673 5.49 248 238 -4.03
2018-03-31 13F-HR FMC / FMC Corp. 76.50 0 3,843 0 294
2018-03-31 13F-HR FWRD / Forward Air Corp. 52.93 6,646 4,950 -25.52 382 262 -31.41
2018-03-31 13F-HR SKX / Skechers U.S.A. Inc. 38.89 27,817 8,435 -69.68 1,053 328 -68.85
2018-03-31 13F-HR IAM / I-AM Capital Acquisition Company 9.97 933,700 568,400 -39.12 5,723 5,667 -0.98
2018-03-31 13F-HR ZNGA / Zynga Inc. 3.66 41,150 16,392 -60.17 165 60 -63.64
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Put 5,537.50 0 80 0 443
2018-03-31 13F-HR CRM / Salesforce.com, Inc. 116.31 5,618 18,459 228.57 574 2,147 274.04
2018-03-31 13F-HR AGR / Avangrid, Inc. 51.11 9,395 12,736 35.56 475 651 37.05
2018-03-31 13F-HR EXC / Exelon Corp. 39.02 30,200 18,607 -38.39 1,190 726 -38.99
2018-03-31 13F-HR SYMC / Symantec Corp. Call 2,581.25 0 160 0 413
2018-03-31 13F-HR CFG / Citizens Financial Group, Inc. 41.93 0 8,347 0 350
2018-03-31 13F-HR AR / Antero Resources Corporation 19.87 0 14,845 0 295
2018-03-31 13F-HR TRVG / Trivago NV 6.97 0 30,000 0 209
2018-03-31 13F-HR ADI / Analog Devices, Inc. 91.11 0 23,454 0 2,137
2018-03-31 13F-HR FRGI / Fiesta Restaurant Group, Inc. 18.49 23,900 23,900 0.00 454 442 -2.64
2018-03-31 13F-HR IR / Ingersoll-Rand plc 85.62 3,194 3,200 0.19 285 274 -3.86
2018-03-31 13F-HR LOXO / Loxo Oncology, Inc. 115.32 0 5,775 0 666
2018-03-31 13F-HR PLD / Prologis, Inc. 62.99 0 5,985 0 377
2018-03-31 13F-HR DHR / Danaher Corp. 97.85 0 5,110 0 500
2018-03-31 13F-HR MTDR / Matador Resources Co. 29.93 15,008 15,000 -0.05 467 449 -3.85
2018-03-31 13F-HR MTDR / Matador Resources Co. Put 2,993.33 0 150 0 449
2018-03-31 13F-HR DPZ / Dominos Pizza Inc. 233.83 0 1,005 0 235
2018-03-31 13F-HR MA / MasterCard Incorporated 175.17 0 13,290 0 2,328
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 51.48 7,413 5,594 -24.54 399 288 -27.82
2018-03-31 13F-HR PPL / PPL Corp. 28.30 11,421 13,039 14.17 353 369 4.53
2018-03-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 65.44 0 4,523 0 296
2018-03-31 13F-HR ETR / Entergy Corp. 78.80 5,701 5,660 -0.72 464 446 -3.88
2018-03-31 13F-HR IDXX / IDEXX Laboratories, Inc. 191.54 1,500 2,318 54.53 235 444 88.94
2018-03-31 13F-HR JEC / Jacobs Engineering Group, Inc. 59.09 3,830 3,706 -3.24 253 219 -13.44
2018-03-31 13F-HR AGN / Allergan plc 168.30 35,003 34,521 -1.38 5,726 5,810 1.47
2018-03-31 13F-HR PAY / VeriFone Systems, Inc 15.39 29,537 21,837 -26.07 523 336 -35.76
2018-03-31 13F-HR CAVM / Cavium, Inc. 79.37 23,734 23,574 -0.67 1,990 1,871 -5.98
2018-03-31 13F-HR VBLT / Vascular Biogenics Ltd. 2.31 0 11,263 0 26
2018-03-31 13F-HR MHK / Mohawk Industries, Inc. 232.49 1,842 1,385 -24.81 508 322 -36.61
2018-03-31 13F-HR CACC / Credit Acceptance Corp. 330.49 1,909 3,168 65.95 618 1,047 69.42
2018-03-31 13F-HR DSKE / Daseke, Inc. 9.78 0 25,251 0 247
2018-03-31 13F-HR PRU / Prudential Financial, Inc. 103.53 3,934 3,999 1.65 452 414 -8.41
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. 3.00 0 15,000 0 45
2018-03-31 13F-HR V / Visa, Inc. 119.62 12,994 47,667 266.84 1,482 5,702 284.75
2018-03-31 13F-HR CDNS / Cadence Design Systems, Inc. Call 3,673.91 0 230 0 845
2018-03-31 13F-HR CPRX / Catalyst Pharmaceuticals, Inc. 2.39 0 123,000 0 294
2018-03-31 13F-HR WEN / The Wendy's Company 17.55 46,130 35,839 -22.31 757 629 -16.91
2018-03-31 13F-HR PSX / Phillips 66 Call 9,600.00 90 60 -33.33 910 576 -36.70
2018-03-31 13F-HR CLR / Continental Resources, Inc. 58.91 8,568 4,600 -46.31 454 271 -40.31
2018-03-31 13F-HR ABBV / AbbVie Inc. 94.67 0 22,203 0 2,102
2018-03-31 13F-HR NPTN / NeoPhotonics Corp, 6.85 37,469 105,917 182.68 247 726 193.93
2018-03-31 13F-HR ATAC / Atlantic Acquisition Corp. 9.92 71,350 494,100 592.50 37 4,901 13,145.95
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 109.95 2,300 5,739 149.52 246 631 156.50
2018-03-31 13F-HR CTO / Consolidated-Tomoka Land Co. 62.85 10,963 10,963 0.00 696 689 -1.01
2018-03-31 13F-HR A / Agilent Technologies, Inc. 66.95 0 4,959 0 332
2018-03-31 13F-HR LGIH / LGI Homes, Inc. 70.56 24,207 27,751 14.64 1,816 1,958 7.82
2018-03-31 13F-HR MON / Monsanto Co. 116.69 59,106 61,934 4.78 6,902 7,227 4.71
2018-03-31 13F-HR CLS / Celestica Inc. 10.36 25,701 43,830 70.54 269 454 68.77
2018-03-31 13F-HR XEC / Cimarex Energy Co. 93.53 3,955 3,015 -23.77 483 282 -41.61
2018-03-31 13F-HR COSHW / Cooper-Standard Holdings Inc. 122.82 0 11,000 0 1,351
2018-03-31 13F-HR SHW / Sherwin-Williams Co. (The) 391.86 661 1,327 100.76 271 520 91.88
2018-03-31 13F-HR UNM / Unum Group 47.58 7,648 6,158 -19.48 420 293 -30.24
2018-03-31 13F-HR LAMR / Lamar Advertising Co. REIT Call 6,363.64 214 55 -74.30 1,589 350 -77.97
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.13 0 82,769 0 13,254
2018-03-31 13F-HR SAGE / Sage Therapeutics, Inc. 161.18 3,908 3,735 -4.43 644 602 -6.52
2018-03-31 13F-HR HAL / Halliburton Co. 47.00 15,361 7,000 -54.43 751 329 -56.19
2018-03-31 13F-HR ALNY / Alnylam Pharmaceuticals, Inc. 119.28 3,332 2,666 -19.99 423 318 -24.82
2018-03-31 13F-HR HHS / Harte-Hanks, Inc. 9.15 0 32,669 0 299
2018-03-31 13F-HR COHR / Coherent, Inc. 187.46 0 1,435 0 269
2018-03-31 13F-HR CNK / Cinemark Holdings, Inc. 37.68 0 14,995 0 565
2018-03-31 13F-HR EFII / Electronics For Imaging, Inc. 27.32 11,705 14,605 24.78 346 399 15.32
2018-03-31 13F-HR EQIX / Equinix, Inc. 418.21 0 6,095 0 2,549
2018-03-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 203.99 1,000 1,554 55.40 224 317 41.52
2018-03-31 13F-HR EA / Electronic Arts Inc. 121.24 20,911 32,184 53.91 2,197 3,902 77.61
2018-03-31 13F-HR ACC / American Campus Communities, Inc. 38.62 0 16,001 0 618
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 11,230 110,548 884.40 462 5,764 1,147.62
2018-03-31 13F-HR AEE / Ameren Corp. 56.69 0 7,409 0 420
2018-03-31 13F-HR APTV / Aptiv PLC 84.94 6,993 2,649 -62.12 593 225 -62.06
2018-03-31 13F-HR INVH / Invitation Homes Inc. 22.81 10,561 16,044 51.92 249 366 46.99
2018-03-31 13F-HR ADSW / Advanced Disposal Services, Inc. 22.26 14,741 13,927 -5.52 353 310 -12.18
2018-03-31 13F-HR CL / Colgate-Palmolive Co. 71.70 2,700 4,700 74.07 204 337 65.20
2018-03-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 4.36 44,902 45,863 2.14 255 200 -21.57
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 44.70 0 113,342 0 5,066
2018-03-31 13F-HR SHOP / Shopify Inc. 124.61 2,264 4,173 84.32 229 520 127.07
2018-03-31 13F-HR C / Citigroup, Inc. 67.54 7,468 7,907 5.88 556 534 -3.96
2018-03-31 13F-HR BIDU / Baidu, Inc. 223.17 1,350 1,752 29.78 316 391 23.73
2018-03-31 13F-HR OKTA / Okta, Inc. 39.87 27,962 30,703 9.80 716 1,224 70.95
2018-03-31 13F-HR AZPN / Aspen Technology, Inc. 78.88 40,577 21,134 -47.92 2,686 1,667 -37.94
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 63.74 7,399 14,466 95.51 527 922 74.95
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 54.71 4,990 4,661 -6.59 279 255 -8.60
2018-03-31 13F-HR BRX / Brixmor Property Group Inc. 15.26 0 12,913 0 197
2018-03-31 13F-HR RPT / Ramco-Gershenson Properties Trust 12.36 56,908 73,408 28.99 838 907 8.23
2018-03-31 13F-HR AVGO / Broadcom Limited 235.86 2,819 1,238 -56.08 724 292 -59.67
2018-03-31 13F-HR RELL / Richardson Electronics, Ltd. 7.96 21,108 39,955 89.29 142 318 123.94
2018-03-31 13F-HR HCA / HCA Holdings Inc. 97.06 3,696 3,400 -8.01 325 330 1.54
2018-03-31 13F-HR COST / Costco Wholesale Corp. 188.33 1,199 1,200 0.08 223 226 1.35
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.95 0 6,472 0 278
2018-03-31 13F-HR KMX / CarMax, Inc. 23,643 0 -100.00 1,516 0 -100.00
2018-03-31 13F-HR AME / Ametek, Inc. 5,418 0 -100.00 393 0 -100.00
2018-03-31 13F-HR SRPT / Sarepta Therapeutics, Inc. Call 877 0 -100.00 4,880 0 -100.00
2018-03-31 13F-HR THO / Thor Industries, Inc. 1,942 0 -100.00 293 0 -100.00
2018-03-31 13F-HR MACQ / M I Acquisitions, Inc. 600,833 0 -100.00 6,122 0 -100.00
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. 12,779 0 -100.00 150 0 -100.00
2018-03-31 13F-HR ES / Eversource Energy 3,742 0 -100.00 236 0 -100.00
2018-03-31 13F-HR VMC / Vulcan Materials Co. 1,682 0 -100.00 216 0 -100.00
2018-03-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 6,080 0 -100.00 225 0 -100.00
2018-03-31 13F-HR STOR / STORE Capital Corp. 12,725 0 -100.00 331 0 -100.00
2018-03-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. 332,075 0 -100.00 5,961 0 -100.00
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 11,380 0 -100.00 352 0 -100.00
2018-03-31 13F-HR EW / Edwards Lifesciences Corp. 1,806 0 -100.00 204 0 -100.00
2018-03-31 13F-HR HSC / Harsco Corp. 49,526 0 -100.00 924 0 -100.00
2018-03-31 13F-HR PLUS / ePlus inc. 4,480 0 -100.00 337 0 -100.00
2018-03-31 13F-HR VIAB / Viacom, Inc. 44,243 0 -100.00 1,363 0 -100.00
2018-03-31 13F-HR FAST / Fastenal Co. 4,058 0 -100.00 222 0 -100.00
2018-03-31 13F-HR FRTA / Forterra, Inc. 12,171 0 -100.00 135 0 -100.00
2018-03-31 13F-HR NOVT / Novanta Inc. 17,595 0 -100.00 880 0 -100.00
2018-03-31 13F-HR PWR / Quanta Services, Inc. 5,639 0 -100.00 221 0 -100.00
2018-03-31 13F-HR SAH / Sonic Automotive, Inc. 79,890 0 -100.00 1,474 0 -100.00
2018-03-31 13F-HR DF / Dean Foods Co. 11,250 0 -100.00 130 0 -100.00
2018-03-31 13F-HR LBTYK / Liberty Global plc (Class C) 18,389 0 -100.00 622 0 -100.00
2018-03-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 5,637 0 -100.00 207 0 -100.00
2018-03-31 13F-HR ACI / Arch Coal, Inc. 4,879 0 -100.00 455 0 -100.00
2018-03-31 13F-HR ZBRA / Zebra Technologies Corp. Call 80 0 -100.00 831 0 -100.00
2018-03-31 13F-HR DHXM / DHX Media Ltd. 128,900 0 -100.00 461 0 -100.00
2018-03-31 13F-HR KMT / Kennametal Inc. 6,804 0 -100.00 329 0 -100.00
2018-03-31 13F-HR VG / Vonage Holdings Corp. 10,152 0 -100.00 103 0 -100.00
2018-03-31 13F-HR OLN / Olin Corp. 6,221 0 -100.00 221 0 -100.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. 213,280 0 -100.00 7,277 0 -100.00
2018-03-31 13F-HR VSM / Versum Materials, Inc. 18,457 0 -100.00 699 0 -100.00
2018-03-31 13F-HR B2GOLD CORP / CALL (11777Q909) Call 272.89 2,305 629
2018-03-31 13F-HR TQQQ / ProShares UltraPro QQQ 144.00 3,750 540
2018-03-31 13F-HR EDC / Direxion Daily Emerging Markets Bull 3X Shares 127.47 3,750 478
2018-03-31 13F-HR NODK / NI Holdings, Inc. 16.73 11,000 184
2018-03-31 13F-HR TRMR / Tremor Video, Inc. 3.77 69,296 261
2018-03-31 13F-HR BOOKING HLDGS INC / CALL (09857L908) Call 208,000.00 1 208
2018-03-31 13F-HR HFBC / HopFed Bancorp, Inc. 14.60 10,000 146
2018-03-31 13F-HR ANCB / Anchor Bancorp 24.73 15,000 371
2018-03-31 13F-HR SPDR SERIES TRUST / PUT (78464A958) Put 6,040.00 350 2,114
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 47.31 80,000 3,785
2018-03-31 13F-HR SPDR S&P 500 ETF TR / CALL (78462F903) Call 26,316.67 300 7,895
2018-03-31 13F-HR BARCLAYS BK PLC / CALL (06746L902) Call 4,731.00 1,000 4,731
2018-03-31 13F-HR BARCLAYS BK PLC / PUT (06746L952) Put 4,730.67 750 3,548
2018-03-31 13F-HR SPDR SERIES TRUST / CALL (78464A904) Call 4,430.56 144 638
2018-03-31 13F-HR GGP INC / CALL (36174X901) Call 2,044.59 314 642
2018-03-31 13F-HR ISHARES TR / PUT (464287959) Put 7,547.09 223 1,683
2018-03-31 13F-HR SPDR SERIES TRUST / PUT (78464A954) Put 4,430.56 144 638
2018-03-31 13F-HR BIOHAVEN PHARMACTL HLDG CO L / CALL (G11196905) Call 2,576.83 397 1,023
2018-03-31 13F-HR BIOHAVEN PHARMACTL HLDG CO L / PUT (G11196955) Put 2,574.71 174 448
2018-03-31 13F-HR CIG / Cemig-Companhia Energetica 2.58 23,601 23,601 0.00 49 61 24.49
2018-03-31 13F-HR CAFD / 8point3 Energy Partners LP 12.19 10,089 10,089 0.00 153 123 -19.61
2018-03-31 13F-HR AGN / Allergan plc Put 16,827.46 284 4,779
2018-03-31 13F-HR NEE / NextEra Energy, Inc. 163.48 3,361 2,985 -11.19 525 488 -7.05
2018-03-31 13F-HR RNG / RingCentral, Inc. 63.53 11,333 720
2018-03-31 13F-HR SNE / Sony Corp. 48.33 65,249 55,698 -14.64 2,933 2,692 -8.22
2018-03-31 13F-HR AAPL / Apple, Inc. 167.80 4,481 4,398 -1.85 758 738 -2.64
2018-03-31 13F-HR LGF.A / Lions Gate Entertainment Corp. 25.83 0 39,600 0 1,023
2018-03-31 13F-HR CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357) 9.42 158,835 1,496
2018-03-31 13F-HR HUBS / HubSpot, Inc. 108.37 6,081 659
2018-03-31 13F-HR SCG / SCANA Corp. 37.56 0 9,346 0 351
2018-03-31 13F-HR VSTE / Vistra Energy Corp. 20.83 10,992 229
2018-03-31 13F-HR IES HLDGS INC / (44951W106) 15.15 22,444 340
2018-03-31 13F-HR ASML / ASML Holding N.V. (ADR) 198.46 1,300 258
2018-03-31 13F-HR AMR / Alta Mesa Resources 8.00 117,927 943
2018-03-31 13F-HR PAA / Plains All American Pipeline, L.P. Call 2,202.53 553 1,218
2018-03-31 13F-HR PE / Parsley Energy, Inc. Call 2,898.82 1,275 3,696
2018-03-31 13F-HR EGN / Energen Corp. Call 6,285.97 1,105 6,946
2018-03-31 13F-HR UNITED STATES OIL FUND LP / PUT (91232N958) Put 1,309.11 1,197 1,567
2018-03-31 13F-HR SELECT SECTOR SPDR TR / PUT (81369Y954) Put 7,428.12 626 4,650
2018-03-31 13F-HR SPDR S&P 500 ETF TR / PUT (78462F953) Put 26,313.76 596 15,683
2018-03-31 13F-HR ENTG / Entegris, Inc. 34.83 5,828 203
2018-03-31 13F-HR BKNG / Booking Holdings Inc. 2,080.69 1,041 2,166
2018-03-31 13F-HR WARRIOR MET COAL INC / (93627C101) 28.05 8,272 232
2018-03-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 11.00 55,356 609
2018-03-31 13F-HR WHITING PETE CORP NEW / (966387409) 33.77 6,100 206
2018-03-31 13F-HR NGVT.WI / Ingevity Corporation 73.58 0 4,444 0 327
2018-03-31 13F-HR YUM / Yum! Brands, Inc. 85.00 4,322 3,000 -30.59 353 255 -27.76
2018-03-31 13F-HR WB / Weibo Corporation 119.52 0 6,543 0 782
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / RIGHT 12/01/2022 (089482129) 0.40 187,077 75
2018-03-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 9.83 539,526 5,301
2018-03-31 13F-HR GIGCAPITAL INC / RIGHT 03/06/2020 (37518N114) 0.38 86,274 33
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 10.42 171,727 100,000 -41.77 1,693 1,042 -38.45
2018-03-31 13F-HR OPES / Opes Acquisition Corp. 9.69 300,000 2,907
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.32 151,000 49
2018-03-31 13F-HR I AM CAP ACQUISITION CO / RIGHT 05/22/2019 (45074Q124) 0.37 365,300 136
2018-03-31 13F-HR BLACK RIDGE ACQUISITION CORP / RIGHT 07/10/2019 (09216T123) 0.30 330,300 99
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / *W EXP 08/21/202 (G2345N110) 9.74 308,700 3,007
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / *W EXP 12/01/202 (089482111) 9.78 34,163 334
2018-03-31 13F-HR BLACK RIDGE ACQUISITION CORP / *W EXP 07/10/202 (09216T115) 9.69 99,800 967
2018-03-31 13F-HR OPES ACQUISITION CORP / *W EXP 01/15/202 (68373P118) 9.68 300,000 2,904
2018-03-31 13F-HR GIGCAPITAL INC / *W EXP 06/08/202 (37518N122) 9.72 64,105 623
2018-03-31 13F-HR UNION ACQUISITION CORP / *W EXP 07/01/202 (G9366W127) 9.62 200,000 1,924
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / *W EXP 02/12/202 (624745113) 9.60 100,000 960
2018-03-31 13F-HR AXE / Anixter International, Inc. 75.76 12,448 943
2018-03-31 13F-HR MRO / Marathon Oil Corp. 16.14 20,300 20,447 0.72 344 330 -4.07
2018-03-31 13F-HR SPDR SERIES TRUST / CALL (78464A900) Call 3,520.00 100 352
2018-03-31 13F-HR SPDR SERIES TRUST / PUT (78464A950) Put 6,071.98 389 2,362
2018-03-31 13F-HR ANDEAVOR / PUT (03349M955) Put 10,050.00 100 1,005
2018-03-31 13F-HR WFT / Weatherford International plc 2.29 55,825 115,077 106.14 233 264 13.30
2018-03-31 13F-HR SUNW / Sunworks, Inc. 0.95 88,798 107,440 20.99 93 102 9.68
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 47.82 0 45,857 0 2,193
2018-03-31 13F-HR WIT / Wipro Ltd. 5.14 19,850 102
2018-03-31 13F-HR AVYA / Avaya Holdings Corp. 22.39 51,225 1,147
2018-03-31 13F-HR RBSPF / Royal Bank of Scotland Group Plc 25.59 9,791 8,987 -8.21 249 230 -7.63
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.54 10,128 16,381 61.74 386 615 59.33
2018-03-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 29.31 53,346 27,228 -48.96 1,575 798 -49.33
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.20 6,116 4,543 -25.72 6,431 4,712 -26.73
2018-03-31 13F-HR ALL / Allstate Corp. (The) 94.80 0 2,268 0 215
2018-03-31 13F-HR FE / FirstEnergy Corp. 34.01 34,470 35,696 3.56 1,055 1,214 15.07
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF 60.35 0 4,905 0 296
2018-03-31 13F-HR CBS / CBS Corp. 51.38 45,210 26,937 -40.42 2,667 1,384 -48.11
2018-03-31 13F-HR SM / SM Energy Co 18.00 0 12,000 0 216
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 1,032.15 0 871 0 899
2018-03-31 13F-HR CAG / ConAgra Foods, Inc. 36.91 6,748 14,279 111.60 254 527 107.48
2018-03-31 13F-HR MSG / The Madison Square Garden Company 245.81 1,967 1,969 0.10 415 484 16.63
2018-03-31 13F-HR INTC / Intel Corp. 52.07 8,818 30,959 251.09 407 1,612 296.07
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. 15.06 15,169 18,460 21.70 274 278 1.46
2018-03-31 13F-HR LBTYA / Liberty Global plc (Class A) 30.39 0 10,300 0 313
2018-03-31 13F-HR BYBK / Bay Bancorp, Inc. 13.36 10,000 13,400 34.00 122 179 46.72
2018-03-31 13F-HR AET / Aetna, Inc. 169.02 10,235 28,234 175.86 1,846 4,772 158.50
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.39 3,048 10,007 228.31 3,565 14,484 306.28
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Put 144,718.31 1,400 71 -94.93 1,172 10,275 776.71
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 145.16 0 2,480 0 360
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 228.08 0 2,315 0 528
2018-03-31 13F-HR BG / Bunge Ltd. 73.94 5,168 4,950 -4.22 347 366 5.48
2018-03-31 13F-HR CYBR / CyberArk Software Ltd. 51.03 6,128 4,429 -27.73 254 226 -11.02
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. 66.48 19,482 14,380 -26.19 1,523 956 -37.23
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 86,275 81,763 -5.23 10,102 9,566 -5.31
2018-03-31 13F-HR HABT / The Habit Restaurants, Inc. 8.76 10,000 10,042 0.42 96 88 -8.33
2018-03-31 13F-HR ICD / Independence Contract Drilling Inc 3.77 13,000 13,000 0.00 52 49 -5.77
2018-03-31 13F-HR AOS / Smith (A.O.) Corp. 63.55 9,499 9,457 -0.44 582 601 3.26
2018-03-31 13F-HR BURL / Burlington Stores, Inc. 133.01 6,684 2,451 -63.33 822 326 -60.34
2018-03-31 13F-HR CUBE / CubeSmart 28.19 10,199 25,970 154.63 295 732 148.14
2018-03-31 13F-HR PE / Parsley Energy, Inc. 28.98 8,912 15,185 70.39 262 440 67.94
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.55 10,328 19,634 90.10 288 541 87.85
2018-03-31 13F-HR GCP / GCP Applied Technologies Inc. 29.05 58,478 10,397 -82.22 1,865 302 -83.81
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. 266.09 0 4,258 0 1,133
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 26,612.12 0 165 0 4,391
2018-03-31 13F-HR HIVE / Aerohive Networks, Inc. 4.03 0 59,020 0 238
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 81.42 3,800 13,400 252.63 314 1,091 247.45
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.86 184,546 171,727 -6.95 65 1,693 2,504.62
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.35 890,863 184,546 -79.28 8,775 65 -99.26
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 9.85 171,727 890,863 418.77 1,750 8,775 401.43
2018-03-31 13F-HR EQT / EQT Corp. 47.49 13,736 18,172 32.29 782 863 10.36
2018-03-31 13F-HR EQT / EQT Corp. Put 4,750.00 100 60 -40.00 569 285 -49.91
2018-03-31 13F-HR WAL / Western Alliance Bancorporation 58.21 6,622 3,865 -41.63 375 225 -40.00
2018-03-31 13F-HR PCG / PG&E Corp. 43.95 12,353 16,793 35.94 554 738 33.21
2018-03-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 151.33 3,620 1,500 -58.56 522 227 -56.51
2018-03-31 13F-HR KEY / KeyCorp 19.56 0 15,800 0 309
2018-03-31 13F-HR CVX / Chevron Corp. 114.07 6,400 9,100 42.19 801 1,038 29.59
2018-03-31 13F-HR CVX / Chevron Corp. Put 11,400.00 50 80 60.00 626 912 45.69
2018-03-31 13F-HR MOBL / MobileIron, Inc. 4.97 30,000 30,000 0.00 117 149 27.35
2018-03-31 13F-HR CRK / Comstock Resources, Inc. 7.31 56,712 59,072 4.16 480 432 -10.00
2018-03-31 13F-HR DEA / Easterly Government Properties, Inc. 20.40 46,780 30,880 -33.99 998 630 -36.87
2018-03-31 13F-HR PX / Praxair, Inc. 144.21 0 1,900 0 274
2018-03-31 13F-HR CDTX / Cidara Therapeutics, Inc. 4.00 54,596 43,209 -20.86 371 173 -53.37
2018-03-31 13F-HR ABEO / Abeona Therapeutics Inc. Call 1,434.91 0 338 0 485
2018-03-31 13F-HR 62952QAB6 / NXP Semiconductors N.V. Bond 1.24 650,000 650,000 0.00 808 804 -0.50
2018-03-31 13F-HR GPN / Global Payments, Inc. 111.53 0 26,100 0 2,911
2018-03-31 13F-HR IBM / International Business Machines Corp. 153.48 7,035 2,502 -64.43 1,079 384 -64.41
2018-03-31 13F-HR IBM / International Business Machines Corp. Call 15,350.00 0 80 0 1,228
2018-03-31 13F-HR TAP / Molson Coors Brewing Co. 75.36 0 2,800 0 211
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.40 15,607 16,950 8.61 999 939 -6.01
2018-03-31 13F-HR LEN / Lennar Corp. 58.96 3,391 15,993 371.63 214 943 340.65
2018-03-31 13F-HR CRM / Salesforce.com, Inc. Call 11,631.58 0 190 0 2,210
2018-03-31 13F-HR LECO / Lincoln Electric Holdings, Inc. 89.94 39,881 12,442 -68.80 3,652 1,119 -69.36
2018-03-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 16.56 19,164 16,970 -11.45 340 281 -17.35
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 134.86 53,948 53,286 -1.23 7,316 7,186 -1.78
2018-03-31 13F-HR OEC / Orion Engineered Carbons S.A. 27.09 24,334 18,565 -23.71 623 503 -19.26
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 45,286 80,235 77.17 3,874 7,323 89.03
2018-03-31 13F-HR TSS / Total System Services, Inc. 86.22 0 3,700 0 319
2018-03-31 13F-HR TSS / Total System Services, Inc. Call 8,626.30 8,100 289 -96.43 382 2,493 552.62
2018-03-31 13F-HR FLT / FleetCor Technologies, Inc. 202.53 8,508 10,754 26.40 1,637 2,178 33.05
2018-03-31 13F-HR EQR / Equity Residential 61.59 9,987 10,846 8.60 637 668 4.87
2018-03-31 13F-HR NTES / NetEase, Inc. 280.31 1,827 1,270 -30.49 630 356 -43.49
2018-03-31 13F-HR MDPEB / Meredith Corp. 53.77 0 7,625 0 410
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.64 10,834 9,700 -10.47 906 724 -20.09
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Put 7,460.00 60 50 -16.67 502 373 -25.70
2018-03-31 13F-HR CS / Credit Suisse Group 16.80 0 37,500 0 630
2018-03-31 13F-HR CS / Credit Suisse Group Call 1,680.00 0 500 0 840
2018-03-31 13F-HR HK / Halcon Resources Corporation 4.87 37,513 71,034 89.36 284 346 21.83
2018-03-31 13F-HR VVC / Vectren Corp. 63.94 0 13,450 0 860
2018-03-31 13F-HR STX / Seagate Technology PLC 58.55 0 13,099 0 767
2018-03-31 13F-HR SLM / SLM Corp. (Sallie Mae) 11.22 0 11,406 0 128
2018-03-31 13F-HR HD / Home Depot, Inc. (The) Call 17,812.50 0 32 0 570
2018-03-31 13F-HR SWK / Stanley Black & Decker, Inc. 153.39 0 2,171 0 333
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 37,268 48,995 31.47 6,576 7,829 19.05
2018-03-31 13F-HR FB / Facebook, Inc. Call 15,979.21 0 1,010 0 16,139
2018-03-31 13F-HR FB / Facebook, Inc. Put 15,986.67 0 75 0 1,199
2018-03-31 13F-HR SNPS / Synopsys, Inc. 83.24 20,992 11,017 -47.52 1,789 917 -48.74
2018-03-31 13F-HR CTAS / Cintas Corp. 170.57 10,901 12,171 11.65 1,699 2,076 22.19
2018-03-31 13F-HR CTAS / Cintas Corp. Put 17,061.86 76 97 27.63 1,184 1,655 39.78
2018-03-31 13F-HR X / United States Steel Corp. 35.15 0 6,800 0 239
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 91.38 25,649 27,129 5.77 2,254 2,479 9.98
2018-03-31 13F-HR MCHP / Microchip Technology Inc. Put 9,127.27 0 55 0 502
2018-03-31 13F-HR ASX / Advanced Semiconductor Engineering, Inc. 7.26 0 56,882 0 413
2018-03-31 13F-HR KAR / Kar Auction Services, Inc. 54.21 4,057 4,077 0.49 205 221 7.80
2018-03-31 13F-HR DST / DST Systems, Inc. 83.65 13,300 110,694 732.29 826 9,260 1,021.07
2018-03-31 13F-HR AVB / AvalonBay Communities, Inc. 164.47 0 2,961 0 487
2018-03-31 13F-HR ROSEU / Rosehill Resources 5.94 42,947 42,947 0.00 338 255 -24.56
2018-03-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.69 441,900 441,900 0.00 4,280 4,282 0.05
2018-03-31 13F-HR LORL / Loral Space & Communications, Inc. 41.61 10,004 8,436 -15.67 441 351 -20.41
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 89.07 0 4,300 0 383
2018-03-31 13F-HR NFX / Newfield Exploration Company 24.38 7,504 9,679 28.98 237 236 -0.42
2018-03-31 13F-HR DK / Delek US Holdings, Inc. 40.72 0 6,115 0 249
2018-03-31 13F-HR FSC / Fifth Street Finance Corp. 4.18 10,470 13,145 25.55 51 55 7.84
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 14.79 26,150 38,685 47.93 387 572 47.80
2018-03-31 13F-HR SLG / SL Green Realty Corp. 96.90 4,619 4,458 -3.49 466 432 -7.30
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.36 12,382 47,647 284.81 2,377 14,073 492.05
2018-03-31 13F-HR NFLX / Netflix, Inc. Put 29,538.46 5,600 377 -93.27 552 11,136 1,917.39
2018-03-31 13F-HR GD / General Dynamics Corp. 221.09 1,286 2,352 82.89 262 520 98.47
2018-03-31 13F-HR LLEX / Lilis Energy, Inc. 3.97 73,594 69,784 -5.18 376 277 -26.33
2018-03-31 13F-HR GENC / Gencor Industries, Inc. 16.13 13,463 12,400 -7.90 223 200 -10.31
2018-03-31 13F-HR MCD / McDonald's Corp. 156.43 3,458 1,726 -50.09 595 270 -54.62
2018-03-31 13F-HR IDTI / Integrated Device Technology, Inc. 30.56 17,898 43,842 144.95 532 1,340 151.88
2018-03-31 13F-HR CENT / Central Garden & Pet Co. 39.58 0 6,063 0 240
2018-03-31 13F-HR EFF / Eaton Vance Floating-Rate Income Plus Fund 16.66 41,014 12,003 -70.73 669 200 -70.10
2018-03-31 13F-HR TEN / Tenneco, Inc. Call 5,493.15 76 73 -3.95 445 401 -9.89
2018-03-31 13F-HR TRGP / Targa Resources Corp. 44.03 5,544 5,564 0.36 268 245 -8.58
2018-03-31 13F-HR NBR / Nabors Industries Ltd. 7.00 0 36,422 0 255
2018-03-31 13F-HR EXPE / Expedia, Inc. 110.41 24,297 40,657 67.33 2,910 4,489 54.26
2018-03-31 13F-HR EXPE / Expedia, Inc. Put 11,037.50 2,500 80 -96.80 225 883 292.44
2018-03-31 13F-HR ORBC / ORBCOMM, Inc. 9.37 239,124 304,280 27.25 2,434 2,851 17.13
2018-03-31 13F-HR NOK / Nokia Corp. 5.48 50,000 50,000 0.00 233 274 17.60
2018-03-31 13F-HR DGX / Quest Diagnostics, Inc. 100.46 3,364 3,056 -9.16 331 307 -7.25
2018-03-31 13F-HR INOD / Innodata Inc 1.15 98,830 123,779 25.24 134 142 5.97
2018-03-31 13F-HR MTX / Minerals Technologies, Inc. 67.04 5,193 4,251 -18.14 358 285 -20.39
2018-03-31 13F-HR ACN / Accenture plc 153.52 0 3,967 0 609
2018-03-31 13F-HR MSCI / MSCI, Inc. 149.59 0 2,460 0 368
2018-03-31 13F-HR NOW / ServiceNow, Inc. Call 16,550.00 0 100 0 1,655
2018-03-31 13F-HR MRK / Merck & Co., Inc. 54.48 0 6,149 0 335
2018-03-31 13F-HR BRG / Bluerock Residential Growth REIT, Inc. 8.50 40,655 85,373 109.99 411 726 76.64
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. 95.34 5,181 5,727 10.54 447 546 22.15
2018-03-31 13F-HR FORM / FormFactor, Inc. 13.65 0 33,699 0 460
2018-03-31 13F-HR AES / AES Corp. (The) 11.37 38,617 51,120 32.38 418 581 39.00
2018-03-31 13F-HR TTWO / Take-Two Interactive Software, Inc. 97.77 0 32,578 0 3,185
2018-03-31 13F-HR NRG / NRG Energy, Inc. 30.55 23,903 16,696 -30.15 681 510 -25.11
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 225,068 324,742 44.29 15,721 24,044 52.94
2018-03-31 13F-HR NRE / NorthStar Realty Europe Corp. 13.03 51,338 56,338 9.74 689 734 6.53
2018-03-31 13F-HR TWTR / Twitter, Inc. 29.01 16,616 86,594 421.15 399 2,512 529.57
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 2,901.27 0 395 0 1,146
2018-03-31 13F-HR MACQU / M I Acquisitions, Inc. 10.44 143,033 142,833 -0.14 1,458 1,491 2.26
2018-03-31 13F-HR ADVM / Adverum Biotechnologies, Inc. 5.80 48,610 133,031 173.67 170 772 354.12
2018-03-31 13F-HR AKS / AK Steel Holding Corp. 4.55 0 11,000 0 50
2018-03-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 41.08 0 27,700 0 1,138
2018-03-31 13F-HR PEP / PepsiCo, Inc. 109.16 3,067 4,736 54.42 368 517 40.49
2018-03-31 13F-HR NBL / Noble Energy, Inc. 30.32 15,854 20,679 30.43 462 627 35.71
2018-03-31 13F-HR STAG / STAG Industrial, Inc. 23.92 0 25,673 0 614
2018-03-31 13F-HR ENPH / Enphase Energy, Inc. 4.57 52,564 49,492 -5.84 127 226 77.95
2018-03-31 13F-HR ICHR / ICHOR HOLDINGS, LTD. 24.20 0 30,047 0 727
2018-03-31 13F-HR HON / Honeywell International, Inc. 144.43 4,386 5,726 30.55 673 827 22.88
2018-03-31 13F-HR NMRK / Newmark Group, Inc. Class A 15.19 19,626 17,643 -10.10 312 268 -14.10
2018-03-31 13F-HR D / Dominion Resources, Inc. 67.37 0 7,926 0 534
2018-03-31 13F-HR SMTC / Semtech Corp. 39.07 13,201 22,679 71.80 451 886 96.45
2018-03-31 13F-HR CALX / Calix, Inc. 6.85 17,925 34,899 94.69 107 239 123.36
2018-03-31 13F-HR TAHO / Tahoe Resources Inc. 4.65 14,600 11,400 -21.92 70 53 -24.29
2018-03-31 13F-HR RMR / The RMR Group Inc. 70.00 8,354 9,929 18.85 495 695 40.40
2018-03-31 13F-HR TKPPY / TechnipFMC 29.41 12,800 12,783 -0.13 401 376 -6.23
2018-03-31 13F-HR CARS / Cars.com Inc 28.33 0 30,000 0 850
2018-03-31 13F-HR CCL / Carnival Corp. 65.60 13,821 14,085 1.91 917 924 0.76
2018-03-31 13F-HR BERY / Berry Plastics Group, Inc. 54.86 8,383 3,810 -54.55 492 209 -57.52
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 0.50 446,248 50,120 -88.77 4,436 25 -99.44
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 9.94 50,120 446,248 790.36 19 4,436 23,247.37
2018-03-31 13F-HR ERI / Eldorado Resorts, Inc. 33.00 39,464 29,272 -25.83 1,308 966 -26.15
2018-03-31 13F-HR ETM / Entercom Communications Corp. 9.67 49,270 30,000 -39.11 532 290 -45.49
2018-03-31 13F-HR KRC / Kilroy Realty Corp. 71.00 5,658 5,662 0.07 422 402 -4.74
2018-03-31 13F-HR CFX / Colfax Corp. 31.93 14,577 13,152 -9.78 578 420 -27.34
2018-03-31 13F-HR DLPH / Delphi Technologies PLC 47.54 4,408 4,417 0.20 231 210 -9.09
2018-03-31 13F-HR VRSN / VeriSign, Inc. 118.42 0 1,900 0 225
2018-03-31 13F-HR FANG / Diamondback Energy, Inc. 126.51 7,588 5,952 -21.56 958 753 -21.40
2018-03-31 13F-HR FLEX / Flextronics International Ltd. 16.33 44,300 129,937 193.31 797 2,122 166.25
2018-03-31 13F-HR FLEX / Flextronics International Ltd. Call 1,633.80 0 142 0 232
2018-03-31 13F-HR ADSK / Autodesk, Inc. 125.56 4,394 7,192 63.68 461 903 95.88
2018-03-31 13F-HR ADSK / Autodesk, Inc. Call 12,571.43 0 28 0 352
2018-03-31 13F-HR ATRO / Astronics Corp. 37.37 0 6,316 0 236
2018-03-31 13F-HR SANM / Sanmina Corp. 26.10 0 10,956 0 286
2018-03-31 13F-HR SUI / Sun Communities, Inc. 91.33 6,418 3,898 -39.26 595 356 -40.17
2018-03-31 13F-HR TA / TravelCenters of America LLC 3.60 28,750 15,000 -47.83 118 54 -54.24
2018-03-31 13F-HR BCPC / Balchem Corp. 81.69 3,772 5,325 41.17 304 435 43.09
2018-03-31 13F-HR EAT / Brinker International, Inc. 36.09 21,610 35,768 65.52 839 1,291 53.87
2018-03-31 13F-HR MDR / McDermott International, Inc. 6.09 44,635 127,681 186.06 294 778 164.63
2018-03-31 13F-HR W / Wayfair, Inc. 67.51 0 4,088 0 276
2018-03-31 13F-HR FIS / Fidelity National Information Services, Inc. 96.36 41,780 2,916 -93.02 3,931 281 -92.85
2018-03-31 13F-HR TREC / Trecora Resources 13.60 21,524 25,741 19.59 291 350 20.27
2018-03-31 13F-HR LB / L Brands, Inc. 38.18 4,500 6,627 47.27 271 253 -6.64
2018-03-31 13F-HR MOMO / Momo Inc. 37.37 0 8,430 0 315
2018-03-31 13F-HR QRVO / Qorvo, Inc. 70.45 0 8,531 0 601
2018-03-31 13F-HR PNW / Pinnacle West Capital Corp. 79.86 2,932 4,458 52.05 250 356 42.40
2018-03-31 13F-HR QLYS / Qualys, Inc. 72.67 23,205 5,587 -75.92 1,377 406 -70.52
2018-03-31 13F-HR UMC / United Microelectronics Corp. 2.59 568,764 149,196 -73.77 1,359 386 -71.60
2018-03-31 13F-HR BAC / Bank of America Corp. 30.00 0 53,973 0 1,619
2018-03-31 13F-HR ARMK / Aramark 39.56 0 76,850 0 3,040
2018-03-31 13F-HR FARM / Farmer Brothers Co. 30.19 13,335 9,572 -28.22 429 289 -32.63
2018-03-31 13F-HR SBAC / SBA Communications Corp. 170.67 1,700 1,500 -11.76 278 256 -7.91
2018-03-31 13F-HR PBF / PBF Energy, Inc. Call 3,390.00 200 200 0.00 709 678 -4.37
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.06 26,600 11,100 -58.27 105 34 -67.62
2018-03-31 13F-HR XRX / Xerox Corp. 28.80 7,528 23,298 209.48 219 671 206.39
2018-03-31 13F-HR ACXM / Acxiom Corp. 22.70 43,402 51,409 18.45 1,196 1,167 -2.42
2018-03-31 13F-HR ECA / EnCana Corp. 11.01 0 23,525 0 259
2018-03-31 13F-HR VC / Visteon Corp. 110.24 9,600 17,000 77.08 1,201 1,874 56.04
2018-03-31 13F-HR LSCC / Lattice Semiconductor Corp. 5.60 18,750 16,250 -13.33 108 91 -15.74
2018-03-31 13F-HR TWX / Time Warner, Inc. 94.58 118,613 116,866 -1.47 10,850 11,053 1.87
2018-03-31 13F-HR MDC / M.D.C. Holdings, Inc. 27.94 0 15,500 0 433
2018-03-31 13F-HR AZO / AutoZone, Inc. 648.15 542 324 -40.22 386 210 -45.60
2018-03-31 13F-HR BLUE / bluebird bio, Inc. Put 17,086.42 3,200 81 -97.47 217 1,384 537.79
2018-03-31 13F-HR CMCSK / Comcast Corporation Call 3,417.00 1,000 1,000 0.00 4,005 3,417 -14.68
2018-03-31 13F-HR PTEN / Patterson-UTI Energy, Inc. 17.49 42,497 17,781 -58.16 978 311 -68.20
2018-03-31 13F-HR RE / Everest RE Group, Ltd. 256.25 0 800 0 205
2018-03-31 13F-HR GLD / SPDR Gold Shares 125.79 76,000 7,600 -90.00 9,397 956 -89.83
2018-03-31 13F-HR NWL / Newell Brands Inc. 25.48 0 27,200 0 693
2018-03-31 13F-HR ERII / Energy Recovery, Inc. 8.23 23,057 41,910 81.77 202 345 70.79
2018-03-31 13F-HR TRIP / TripAdvisor, Inc. 40.93 10,200 10,652 4.43 351 436 24.22
2018-03-31 13F-HR NOMD / Nomad Foods Ltd. 15.77 0 11,792 0 186
2018-03-31 13F-HR ASMB / Assembly Biosciences, Inc. Call 4,914.16 146 233 59.59 661 1,145 73.22
2018-03-31 13F-HR ZGNX / Zogenix, Inc. 40.06 8,154 7,514 -7.85 327 301 -7.95
2018-03-31 13F-HR ZGNX / Zogenix, Inc. Call 4,006.67 0 150 0 601
2018-03-31 13F-HR LRCX / Lam Research Corp. 203.29 0 2,494 0 507
2018-03-31 13F-HR LRCX / Lam Research Corp. Call 20,272.73 12 11 -8.33 221 223 0.90
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 251.75 3,593 2,292 -36.21 915 577 -36.94
2018-03-31 13F-HR FTV / Fortive Corporation 77.46 0 3,150 0 244
2018-03-31 13F-HR SNSS / Sunesis Pharmaceuticals, Inc. 2.73 38,930 50,209 28.97 144 137 -4.86
2018-03-31 13F-HR XL / XL Group Ltd. 55.25 0 72,249 0 3,992
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.35 898,631 217,600 -75.79 9,301 2,252 -75.79
2018-03-31 13F-HR STLRU / Stellar Acquisition III Inc. 10.35 219,400 898,631 309.59 2,240 9,301 315.22
2018-03-31 13F-HR SWKS / Skyworks Solutions, Inc. Call 10,025.00 0 120 0 1,203
2018-03-31 13F-HR WDC / Western Digital Corp. 92.29 0 16,567 0 1,529
2018-03-31 13F-HR DXC / DXC Technology Company 100.55 4,030 13,694 239.80 382 1,377 260.47
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. 6.23 33,444 24,243 -27.51 179 151 -15.64
2018-03-31 13F-HR JSYNU / Jensyn Acquistion Corp. 0.43 173,233 173,233 0.00 69 74 7.25
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.52 9,936 221,269 2,126.94 210 4,319 1,956.67
2018-03-31 13F-HR JMBA / Jamba, Inc. 8.60 26,413 13,132 -50.28 213 113 -46.95
2018-03-31 13F-HR ADC / Agree Realty Corp. 48.08 12,688 12,688 0.00 653 610 -6.58
2018-03-31 13F-HR NAK / Northern Dynasty Minerals Ltd. 0.90 80,000 80,000 0.00 142 72 -49.30
2018-03-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 163.03 1,740 2,153 23.74 261 351 34.48
2018-03-31 13F-HR AON / Aon Plc 140.32 1,733 22,847 1,218.35 232 3,206 1,281.90
2018-03-31 13F-HR MDT / Medtronic plc 80.19 0 4,477 0 359
2018-03-31 13F-HR CE / Celanese Corp. 100.30 2,576 2,652 2.95 276 266 -3.62
2018-03-31 13F-HR RDC / Rowan Companies plc 11.52 24,032 16,500 -31.34 376 190 -49.47
2018-03-31 13F-HR AQUA / Evoqua Water Technologies Corp. 21.29 40,700 34,900 -14.25 965 743 -23.01
2018-03-31 13F-HR WCC / Wesco International, Inc. 62.06 12,200 3,400 -72.13 831 211 -74.61
2018-03-31 13F-HR TSEM / Tower Semiconductor Ltd. 26.95 0 9,834 0 265
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 75.33 3,000 3,000 0.00 243 226 -7.00
2018-03-31 13F-HR ITRN / Ituran Location and Control Ltd. 31.11 17,590 19,605 11.46 602 610 1.33
2018-03-31 13F-HR SPLK / Splunk Inc. 98.37 9,639 6,628 -31.24 798 652 -18.30
2018-03-31 13F-HR EQC / Equity Commonwealth 30.68 28,159 25,485 -9.50 859 782 -8.96
2018-03-31 13F-HR EQS / Equus Total Return, Inc. 2.38 107,197 124,068 15.74 257 295 14.79
2018-03-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 9.55 0 11,000 0 105
2018-03-31 13F-HR PBI / Pitney Bowes, Inc. 10.91 0 16,500 0 180
2018-03-31 13F-HR TDG / Transdigm Group, Inc. 306.90 1,010 1,072 6.14 277 329 18.77
2018-03-31 13F-HR ADBE / Adobe Systems, Inc. 216.07 0 9,622 0 2,079
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 10.73 348,528 250,400 -28.15 125 2,687 2,049.60
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.36 600,000 348,528 -41.91 5,922 125 -97.89
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 9.87 348,628 600,000 72.10 120 5,922 4,835.00
2018-03-31 13F-HR URI / United Rentals, Inc. 173.01 0 1,393 0 241
2018-03-31 13F-HR ARRS / ARRIS International plc 26.57 52,968 25,025 -52.75 1,361 665 -51.14
2018-03-31 13F-HR TER / Teradyne, Inc. 45.75 0 8,000 0 366
2018-03-31 13F-HR AVT / Avnet, Inc. 41.69 6,623 5,349 -19.24 262 223 -14.89
2018-03-31 13F-HR INXN / InterXion Holding N.V. 62.11 21,487 32,169 49.71 1,266 1,998 57.82
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. 3.64 200,000 200,000 0.00 952 728 -23.53
2018-03-31 13F-HR IPI / Intrepid Potash, Inc. Call 363.93 0 2,201 0 801
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. 15.92 50,000 50,000 0.00 1,039 796 -23.39
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.61 7,927 5,466 -31.05 1,534 1,266 -17.47
2018-03-31 13F-HR SWZ / Swiss Helvetia Fund, Inc. 12.25 0 83,595 0 1,024
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.77 0 4,981 0 218
2018-03-31 13F-HR AXTI / AXT, Inc. 7.24 0 42,654 0 309
2018-03-31 13F-HR DENN / Denny's Corp. 15.44 27,855 20,594 -26.07 369 318 -13.82
2018-03-31 13F-HR CLB / Core Laboratories N.V. 108.23 3,072 4,620 50.39 337 500 48.37
2018-03-31 13F-HR HAS / Hasbro, Inc. 84.43 2,539 2,511 -1.10 231 212 -8.23
2018-03-31 13F-HR HRG / Harbinger Group Inc. 16.49 40,648 53,195 30.87 689 877 27.29
2018-03-31 13F-HR CELG / Celgene Corp. Call 8,923.08 12,800 26 -99.80 1,338 232 -82.66
2018-03-31 13F-HR NHF / NexPoint Credit Strategies Fund 22.98 0 18,800 0 432
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 263.15 62,316 42,413 -31.94 16,630 11,161 -32.89
2018-03-31 13F-HR GNRC / Generac Holding Inc. 45.88 10,944 13,992 27.85 542 642 18.45
2018-03-31 13F-HR SREV / ServiceSource International, Inc. 3.81 99,725 69,808 -30.00 308 266 -13.64
2018-03-31 13F-HR GRA / Grace (W. R.) & Co. 61.25 7,832 7,543 -3.69 549 462 -15.85
2018-03-31 13F-HR KRG / Kite Realty Group Trust 15.23 57,508 72,885 26.74 1,127 1,110 -1.51
2018-03-31 13F-HR SIGM / Sigma Designs, Inc. 6.20 0 95,000 0 589
2018-03-31 13F-HR USFD / US Foods Holding Corp. 32.72 7,916 9,657 21.99 253 316 24.90
2018-03-31 13F-HR WPX / WPX Energy, Inc. 14.77 37,501 26,536 -29.24 528 392 -25.76
2018-03-31 13F-HR WLTW / Willis Towers Watson Public Limited Company 152.07 5,341 1,427 -73.28 805 217 -73.04
2018-03-31 13F-HR CAKE / Cheesecake Factory Incorporated (THE) 48.21 22,085 21,616 -2.12 1,064 1,042 -2.07
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 46.81 17,542 6,964 -60.30 714 326 -54.34
2018-03-31 13F-HR BYD / Boyd Gaming Corp. 31.85 38,150 43,671 14.47 1,337 1,391 4.04
2018-03-31 13F-HR P / Pandora Media, Inc. 5.00 12,040 11,200 -6.98 58 56 -3.45
2018-03-31 13F-HR JACK / Jack in the Box, Inc. 85.32 9,270 14,288 54.13 909 1,219 34.10
2018-03-31 13F-HR VLO / Valero Energy Corp. 92.78 9,908 9,000 -9.16 911 835 -8.34
2018-03-31 13F-HR VLO / Valero Energy Corp. Put 9,275.00 50 120 140.00 460 1,113 141.96
2018-03-31 13F-HR DLTR / Dollar Tree, Inc. 94.95 5,450 5,308 -2.61 585 504 -13.85
2018-03-31 13F-HR CLVS / Clovis Oncology, Inc. Call 5,276.92 243 65 -73.25 1,652 343 -79.24
2018-03-31 13F-HR JNPR / Juniper Networks, Inc. Call 2,433.82 0 544 0 1,324
2018-03-31 13F-HR AEP / American Electric Power Company, Inc. 68.53 0 7,807 0 535
2018-03-31 13F-HR CUTR / Cutera, Inc. 50.19 10,400 4,324 -58.42 472 217 -54.03
2018-03-31 13F-HR DOX / Amdocs Ltd. Call 6,672.04 126 186 47.62 825 1,241 50.42
2018-03-31 13F-HR CSTE / CaesarStone Sdot-Yam Ltd. 19.63 0 12,682 0 249
2018-03-31 13F-HR BDN / Brandywine Realty Trust 15.89 0 28,000 0 445
2018-03-31 13F-HR ATH / Athene Holding Ltd 47.74 0 6,117 0 292
2018-03-31 13F-HR WTTR / Select Energy Services, Inc. 12.60 18,700 23,730 26.90 341 299 -12.32
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.53 55,175 26,481 -52.01 9,514 4,860 -48.92
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 18,352.11 0 213 0 3,909
2018-03-31 13F-HR DDR / DDR Corp. 7.34 48,050 28,055 -41.61 431 206 -52.20
2018-03-31 13F-HR MKC / McCormick & Co., Inc. 106.49 0 2,310 0 246
2018-03-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 51.48 0 6,488 0 334
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.84 11,482 13,291 15.76 147 184 25.17
2018-03-31 13F-HR WIX / Wix.com Ltd. 79.50 6,157 6,000 -2.55 354 477 34.75
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 241.39 0 36,000 0 8,690
2018-03-31 13F-HR QGEN / QIAGEN N.V. 32.25 8,100 8,000 -1.23 251 258 2.79
2018-03-31 13F-HR ACFC / Atlantic Coast Financial Corp. 10.30 28,395 77,475 172.85 268 798 197.76
2018-03-31 13F-HR SHPG / Shire Plc. 149.39 47,778 47,808 0.06 7,411 7,142 -3.63
2018-03-31 13F-HR SPWH / Sportsman's Warehouse Holdings, Inc. 4.08 0 159,500 0 651
2018-03-31 13F-HR ITCI / Intra-Cellular Therapies Inc. 21.06 0 11,300 0 238
2018-03-31 13F-HR EGY / VAALCO Energy, Inc. 0.87 34,300 34,300 0.00 24 30 25.00
2018-03-31 13F-HR ORM / Owens Realty Mortgage, Inc. 14.59 84,813 84,813 0.00 1,358 1,237 -8.91
2018-03-31 13F-HR SNHY / Sun Hydraulics Corporation 53.50 6,039 7,252 20.09 391 388 -0.77
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 58.26 8,164 8,359 2.39 461 487 5.64
2018-03-31 13F-HR KRNT / Kornit Digital Ltd. 12.91 14,480 24,792 71.22 234 320 36.75
2018-03-31 13F-HR UPS / United Parcel Service, Inc. 104.81 3,087 1,956 -36.64 368 205 -44.29
2018-03-31 13F-HR LXU / LSB Industries, Inc. 6.13 0 25,437 0 156
2018-03-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 1.04 500,000 275,000 -45.00 583 286 -50.94
2018-03-31 13F-HR CXO / Concho Resources, Inc. Call 15,025.00 30 40 33.33 451 601 33.26
2018-03-31 13F-HR FRED / Fred's, Inc. 2.99 28,750 33,750 17.39 116 101 -12.93
2018-03-31 13F-HR DCT / DCT Industrial Trust, Inc. 56.34 7,435 7,331 -1.40 437 413 -5.49
2018-03-31 13F-HR BZUN / Baozun Inc. 45.87 0 33,505 0 1,537
2018-03-31 13F-HR RBBN / Ribbon Communications Inc. 5.10 48,142 129,925 169.88 372 663 78.23
2018-03-31 13F-HR IGT / International Game Technology PLC 26.72 39,249 50,067 27.56 1,040 1,338 28.65
2018-03-31 13F-HR QTS / QTS Realty Trust, Inc. 36.24 11,280 22,381 98.41 611 811 32.73
2018-03-31 13F-HR ZG / Zillow Group, Inc. 53.83 25,104 4,477 -82.17 1,027 241 -76.53
2018-03-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 10.98 22,736 19,769 -13.05 277 217 -21.66
2018-03-31 13F-HR INFY / Infosys Limited Call 1,785.71 549 700 27.50 890 1,250 40.45
2018-03-31 13F-HR MX / MagnaChip Semiconductor Corp 9.61 0 25,909 0 249
2018-03-31 13F-HR BA / Boeing Company (The) 327.69 963 2,600 169.99 284 852 200.00
2018-03-31 13F-HR VER / VEREIT, Inc. 6.96 62,086 67,123 8.11 484 467 -3.51
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 36.37 0 64,560 0 2,348
2018-03-31 13F-HR ATVI / Activision Blizzard, Inc. 67.46 43,337 13,756 -68.26 2,744 928 -66.18
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 338.57 0 700 0 237
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 64.93 0 9,949 0 646
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. 53.53 4,320 3,942 -8.75 233 211 -9.44
2018-03-31 13F-HR LNG / Cheniere Energy, Inc. Call 5,340.00 70 50 -28.57 377 267 -29.18
2018-03-31 13F-HR MCO / Moody's Corp. 161.38 4,119 2,900 -29.59 608 468 -23.03
2018-03-31 13F-HR CERC / Cerecor Inc. 4.29 16,980 21,927 29.13 54 94 74.07
2018-03-31 13F-HR TXN / Texas Instruments Inc. 103.88 17,194 8,385 -51.23 1,796 871 -51.50
2018-03-31 13F-HR PES / Pioneer Energy Services Corp. 2.70 119,465 41,092 -65.60 364 111 -69.51
2018-03-31 13F-HR ANDV / Andeavor Corp. 100.58 6,491 10,201 57.16 742 1,026 38.27
2018-03-31 13F-HR ANTM / Anthem, Inc. 220.00 0 1,300 0 286
2018-03-31 13F-HR MS / Morgan Stanley 53.99 4,983 7,594 52.40 261 410 57.09
2018-03-31 13F-HR EXTR / Extreme Networks, Inc. 11.07 155,278 113,584 -26.85 1,944 1,257 -35.34
2018-03-31 13F-HR EXPO / Exponent, Inc. 78.58 5,706 3,716 -34.88 406 292 -28.08
2018-03-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 8.71 14,747 12,975 -12.02 137 113 -17.52
2018-03-31 13F-HR MPEL / Melco Crown Entertainment Ltd. 28.98 28,805 34,505 19.79 836 1,000 19.62
2018-03-31 13F-HR RHT / Red Hat, Inc. 149.61 1,839 1,945 5.76 221 291 31.67
2018-03-31 13F-HR HPQ / HP Inc. 21.93 26,728 22,300 -16.57 562 489 -12.99
2018-03-31 13F-HR MSI / Motorola Solutions, Inc. 105.25 5,440 3,107 -42.89 491 327 -33.40
2018-03-31 13F-HR TEL / TE Connectivity Ltd. 99.92 8,970 18,885 110.54 853 1,887 121.22
2018-03-31 13F-HR ACTG / Acacia Research Corp. 3.50 153,383 201,664 31.48 621 706 13.69
2018-03-31 13F-HR EPZM / Epizyme, Inc. Call 1,776.37 611 237 -61.21 766 421 -45.04
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.45 46,849 46,849 0.00 18 21 16.67
2018-03-31 13F-HR GIS / General Mills, Inc. 45.08 0 9,050 0 408
2018-03-31 13F-HR CRI / Carter's, Inc. 104.31 0 2,205 0 230
2018-03-31 13F-HR MPWR / Monolithic Power Systems, Inc. 115.74 10,556 8,424 -20.20 1,186 975 -17.79
2018-03-31 13F-HR RCII / Rent-A-Center, Inc. 8.64 25,000 26,851 7.40 278 232 -16.55
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc 60.31 0 5,555 0 335
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 214.44 1,200 942 -21.50 265 202 -23.77
2018-03-31 13F-HR WK / Workiva, Inc. 23.74 12,138 10,530 -13.25 260 250 -3.85
2018-03-31 13F-HR LH / Laboratory Corp. of America Holdings 161.72 0 2,727 0 441
2018-03-31 13F-HR FENG / Phoenix New Media Ltd. 4.35 0 200,000 0 870
2018-03-31 13F-HR IVZ / Invesco Ltd. 31.96 6,192 10,262 65.73 226 328 45.13
2018-03-31 13F-HR MHFI / McGraw Hill Financial, Inc. 191.12 2,277 3,762 65.22 386 719 86.27
2018-03-31 13F-HR SSNC / SS&C Technologies Holdings, Inc. 53.65 0 80,062 0 4,295
2018-03-31 13F-HR ATO / Atmos Energy Corp. 84.36 0 3,900 0 329
2018-03-31 13F-HR GTN.A / Gray Television, Inc. 12.70 273,843 162,002 -40.84 4,587 2,057 -55.16
2018-03-31 13F-HR FISV / Fiserv, Inc. Call 142 0 -100.00 1,862 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 3,079 0 -100.00 221 0 -100.00
2018-03-31 13F-HR SCL / Stepan Co. 3,107 0 -100.00 245 0 -100.00
2018-03-31 13F-HR SBNB / Scorpio Tankers Inc. 103,655 0 -100.00 316 0 -100.00
2018-03-31 13F-HR DVN / Devon Energy Corp. 6,494 0 -100.00 269 0 -100.00
2018-03-31 13F-HR GM / General Motors Company 17,544 0 -100.00 719 0 -100.00
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 1,863 0 -100.00 399 0 -100.00
2018-03-31 13F-HR JNJ / Johnson & Johnson 1,826 0 -100.00 255 0 -100.00
2018-03-31 13F-HR CI / Cigna Corp. 1,307 0 -100.00 265 0 -100.00
2018-03-31 13F-HR ISHARES TR / PUT (464287958) Put 18 0 -100.00 336 0
2018-03-31 13F-HR SNES / SenesTech, Inc. 19,093 0 -100.00 14 0 -100.00
2018-03-31 13F-HR YOGA / YogaWorks, Inc. 22,515 0 -100.00 64 0 -100.00
2018-03-31 13F-HR BBX / BBX Capital Corporation 10,617 0 -100.00 85 0 -100.00
2018-03-31 13F-HR WMIH / WMIH Corp. 41,710 0 -100.00 35 0 -100.00
2018-03-31 13F-HR ATRS / Antares Pharma, Inc. 12,110 0 -100.00 24 0 -100.00
2018-03-31 13F-HR SQ / Square, Inc. Call 200 0 -100.00 693 0 -100.00
2018-03-31 13F-HR MXF / Mexico Fund, Inc. (The) 31,201 0 -100.00 491 0 -100.00
2018-03-31 13F-HR XHNWX / Pioneer Diversified High Income 17,600 0 -100.00 277 0 -100.00
2018-03-31 13F-HR IRL / New Ireland Fund, Inc. (The) 42,200 0 -100.00 529 0 -100.00
2018-03-31 13F-HR FRD / Friedman Industries, Inc. 14,532 0 -100.00 83 0 -100.00
2018-03-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 36,000 0 -100.00 465 0
2018-03-31 13F-HR CUBA / Herzfeld Caribbean Basin Fund 31,400 0 -100.00 225 0 -100.00
2018-03-31 13F-HR GGZ / Gabelli Global Small and Mid Cap Value Trust (The) 51,183 0 -100.00 652 0 -100.00
2018-03-31 13F-HR XTHQX / Tekla Healthcare Opportunities 29,000 0 -100.00 508 0 -100.00
2018-03-31 13F-HR XTDFX / Templeton Dragon Fund, Inc. 19,000 0 -100.00 409 0 -100.00
2018-03-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 23,475 0 -100.00 259 0
2018-03-31 13F-HR AAAP / Advanced Accelerator Applications S.A 3,111 0 -100.00 254 0 -100.00
2018-03-31 13F-HR AKRX / Akorn, Inc. Put 101 0 -100.00 326 0 -100.00
2018-03-31 13F-HR SWIR / Sierra Wireless, Inc. 9,931 0 -100.00 203 0 -100.00
2018-03-31 13F-HR ORN / Orion Marine Group, Inc. 15,844 0 -100.00 124 0 -100.00
2018-03-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 14,855 0 -100.00 355 0
2018-03-31 13F-HR SCANA CORP NEW / CALL (80589M902) Call 80 0 -100.00 318 0
2018-03-31 13F-HR SCG / SCANA Corp. Put 100 0 -100.00 398 0 -100.00
2018-03-31 13F-HR AMLP / Alerian ETF 14,312 0 -100.00 154 0 -100.00
2018-03-31 13F-HR XBKS / Xenith Bankshares, Inc. 20,000 0 -100.00 677 0 -100.00
2018-03-31 13F-HR ALPS ETF TR / CALL (00162Q906) Call 242 0 -100.00 261 0
2018-03-31 13F-HR GM / General Motors Company Call 92 0 -100.00 377 0 -100.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) Call 17 0 -100.00 433 0 -100.00
2018-03-31 13F-HR BKMU / Bank Mutual Corp. 21,782 0 -100.00 232 0 -100.00
2018-03-31 13F-HR WFBI / WashingtonFirst Bankshare, Inc. 10,000 0 -100.00 343 0 -100.00
2018-03-31 13F-HR SBCP / Sunshine Bancorp, Inc. 10,000 0 -100.00 229 0 -100.00
2018-03-31 13F-HR AMKR / Amkor Technology, Inc. 13,988 0 -100.00 141 0 -100.00
2018-03-31 13F-HR GLW / Corning, Inc. 14,282 0 -100.00 457 0 -100.00
2018-03-31 13F-HR SGY / Stone Energy Corp. 13,899 0 -100.00 447 0 -100.00
2018-03-31 13F-HR GLD / SPDR Gold Shares Put 710 0 -100.00 8,779 0 -100.00
2018-03-31 13F-HR GLOW / Glowpoint, Inc. 1,000,000 0 -100.00 360 0 -100.00
2018-03-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 13,854 0 -100.00 272 0 -100.00
2018-03-31 13F-HR CLPR / Clipper Realty Inc. 14,107 0 -100.00 141 0 -100.00
2018-03-31 13F-HR BXP / Boston Properties, Inc. Call 33 0 -100.00 429 0 -100.00
2018-03-31 13F-HR EQR / Equity Residential Call 82 0 -100.00 523 0 -100.00
2018-03-31 13F-HR O / Realty Income Corp. Put 160 0 -100.00 912 0 -100.00
2018-03-31 13F-HR VKTX / Viking Therapeutics, Inc. 53,158 0 -100.00 216 0 -100.00
2018-03-31 13F-HR VOYAGER THERAPEUTICS INC / CALL (92915B906) Call 249 0 -100.00 413 0
2018-03-31 13F-HR IMDZ / Immune Design Corp. Call 600 0 -100.00 234 0 -100.00
2018-03-31 13F-HR REGENXBIO INC / CALL (75901B907) Call 303 0 -100.00 1,007 0
2018-03-31 13F-HR RVNC / Revance Therapeutics, Inc. Call 152 0 -100.00 543 0 -100.00
2018-03-31 13F-HR ARRY / Array BioPharma, Inc. Call 243 0 -100.00 311 0 -100.00
2018-03-31 13F-HR DERM / Dermira, Inc. Put 518 0 -100.00 1,441 0 -100.00
2018-03-31 13F-HR VBLT / Vascular Biogenics Ltd. Put 733 0 -100.00 520 0 -100.00
2018-03-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Put 586 0 -100.00 3,591 0 -100.00
2018-03-31 13F-HR CRTO / Criteo S.A 9,225 0 -100.00 240 0 -100.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 11,700 0 -100.00 84 0 -100.00
2018-03-31 13F-HR SKX / Skechers U.S.A. Inc. Call 70 0 -100.00 265 0 -100.00
2018-03-31 13F-HR POWERSHARES QQQ TRUST / PUT (73935A954) Put 284 0 -100.00 4,424 0
2018-03-31 13F-HR ISHARES TR / PUT (464287954) Put 159 0 -100.00 749 0
2018-03-31 13F-HR IRBT / iRobot Corp. 10,050 0 -100.00 771 0 -100.00
2018-03-31 13F-HR WWE / World Wrestling Entertainment, Inc. 20,611 0 -100.00 630 0 -100.00
2018-03-31 13F-HR CMG / Chipotle Mexican Grill, Inc. 1,169 0 -100.00 338 0 -100.00
2018-03-31 13F-HR TAL / TAL International Group, Inc. 31,707 0 -100.00 942 0 -100.00
2018-03-31 13F-HR IQV / IQVIA Holdings Inc. 2,932 0 -100.00 287 0 -100.00
2018-03-31 13F-HR LOGM / LogMein, Inc. 2,181 0 -100.00 250 0 -100.00
2018-03-31 13F-HR COO / Cooper Companies, Inc. (The) 1,340 0 -100.00 292 0 -100.00
2018-03-31 13F-HR IP / International Paper Company 3,713 0 -100.00 215 0 -100.00
2018-03-31 13F-HR FFIV / F5 Networks, Inc. 1,700 0 -100.00 223 0 -100.00
2018-03-31 13F-HR CLNS / Colony NorthStar, Inc. 11,803 0 -100.00 135 0 -100.00
2018-03-31 13F-HR FND / Floor & Decor Holdings, Inc. 6,447 0 -100.00 314 0 -100.00
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 1,810 0 -100.00 262 0 -100.00
2018-03-31 13F-HR MTN / Vail Resorts, Inc. 1,352 0 -100.00 287 0 -100.00
2018-03-31 13F-HR NCR / NCR Corp. 45,223 0 -100.00 1,537 0 -100.00
2018-03-31 13F-HR ROBO / Robo-Stox Global Robotics and Automation Index ETF 30,500 0 -100.00 1,260 0 -100.00
2018-03-31 13F-HR FIDELITY NATL INFORMATION SV / CALL (31620M906) Call 101 0 -100.00 950 0
2018-03-31 13F-HR BLL / Ball Corp. Call 213 0 -100.00 806 0 -100.00
2018-03-31 13F-HR MMC / Marsh & McLennan Companies, Inc. Call 67 0 -100.00 545 0 -100.00
2018-03-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 4,190 0 -100.00 325 0 -100.00
2018-03-31 13F-HR TECK / Teck Resources Ltd. 8,034 0 -100.00 210 0 -100.00
2018-03-31 13F-HR 451055AF4 / Iconix Brand Group, Inc. 1.5% Bond due 2018-03-15 117,000 0 -100.00 98 0 -100.00
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 20,058 0 -100.00 1,131 0 -100.00
2018-03-31 13F-HR SNI / Scripps Networks Interactive, Inc. 102,745 0 -100.00 8,772 0 -100.00
2018-03-31 13F-HR BAK / Braskem S.A. 13,112 0 -100.00 344 0 -100.00
2018-03-31 13F-HR NUGT / Direxion Daily Gold Miners Bull 3x Shares 9,800 0 -100.00 311 0 -100.00
2018-03-31 13F-HR HFC / HollyFrontier Corp. Call 44 0 -100.00 225 0 -100.00
2018-03-31 13F-HR PBF / PBF Energy, Inc. Put 88 0 -100.00 312 0 -100.00
2018-03-31 13F-HR SELECT SECTOR SPDR TR / PUT (81369Y953) Put 66 0 -100.00 422 0
2018-03-31 13F-HR GLOBAL X FDS / PUT (37954Y955) Put 66 0 -100.00 256 0
2018-03-31 13F-HR SELECT SECTOR SPDR TR / PUT (81369Y956) Put 176 0 -100.00 1,272 0
2018-03-31 13F-HR ISHARES TR / PUT (464287955) Put 15 0 -100.00 229 0
2018-03-31 13F-HR PLYA / Playa Hotels & Resorts NV 57,220 0 -100.00 617 0 -100.00
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 15,877 0 -100.00 155 0
2018-03-31 13F-HR BIG ROCK PARTNERS ACQUISI CO / (089482202) 587,881 0 -100.00 5,736 0
2018-03-31 13F-HR GIGCAPITAL INC / UNIT 03/06/2025 (37518N205) 1,564,375 0 -100.00 15,644 0
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / SHS (G2345N128) 1,037,900 0 -100.00 10,047 0
2018-03-31 13F-HR FARO / FARO Technologies, Inc. 8,265 0 -100.00 388 0 -100.00
2018-03-31 13F-HR GOGO / Gogo Inc. 46,121 0 -100.00 520 0 -100.00
2018-03-31 13F-HR JBHT / Hunt (J.B.) Transport Services, Inc. 9,180 0 -100.00 1,056 0 -100.00
2018-03-31 13F-HR BLDP / Ballard Power Systems, Inc. 36,691 0 -100.00 162 0 -100.00
2018-03-31 13F-HR FN / Fabrinet 66,221 0 -100.00 1,901 0 -100.00
2018-03-31 13F-HR XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030 47,700 0 -100.00 6,413 0 -100.00
2018-03-31 13F-HR CJES / C&J Energy Services Ltd. 18,860 0 -100.00 631 0 -100.00
2018-03-31 13F-HR TROX / Tronox Ltd 14,405 0 -100.00 295 0 -100.00
2018-03-31 13F-HR NTIP / Network-1 Technologies, Inc. 23,246 0 -100.00 56 0 -100.00
2018-03-31 13F-HR IMMR / Immersion Corporation 12,500 0 -100.00 88 0 -100.00
2018-03-31 13F-HR SIG / Signet Jewelers Ltd. 3,686 0 -100.00 208 0 -100.00
2018-03-31 13F-HR WRK / Westrock Company Call 40 0 -100.00 253 0 -100.00
2018-03-31 13F-HR RED ROCK RESORTS INC / PUT (75700L958) Put 65 0 -100.00 219 0
2018-03-31 13F-HR OI / Owens-Illinois, Inc. 13,256 0 -100.00 294 0 -100.00
2018-03-31 13F-HR HMNY / Helios and Matheson Analytics Inc. 10,000 0 -100.00 63 0 -100.00
2018-03-31 13F-HR ESL / Esterline Technologies Corp. 2,718 0 -100.00 203 0 -100.00
2018-03-31 13F-HR MOS / Mosaic Company 11,890 0 -100.00 305 0 -100.00
2018-03-31 13F-HR LRAD / LRAD Corp 14,939 0 -100.00 37 0 -100.00
2018-03-31 13F-HR MATR / Mattersight Corp. 29,828 0 -100.00 76 0 -100.00
2018-03-31 13F-HR IOTS / Adesto Technologies Corporation 16,936 0 -100.00 109 0 -100.00
2018-03-31 13F-HR AMH / American Homes 4 Rent 22,413 0 -100.00 489 0 -100.00
2018-03-31 13F-HR MXIM / Maxim Integrated Products, Inc Call 275 0 -100.00 1,438 0 -100.00
2018-03-31 13F-HR CBS / CBS Corp. Call 245 0 -100.00 1,446 0 -100.00
2018-03-31 13F-HR MMM / 3M Co. 1,101 0 -100.00 259 0 -100.00
2018-03-31 13F-HR HCN / Welltower Inc. 3,836 0 -100.00 245 0 -100.00
2018-03-31 13F-HR XRT / SPDR S&P Retail ETF 9,600 0 -100.00 434 0 -100.00
2018-03-31 13F-HR CREE / Cree, Inc. 26,717 0 -100.00 992 0 -100.00
2018-03-31 13F-HR DERM / Dermira, Inc. Call 1,571 0 -100.00 4,369 0 -100.00
2018-03-31 13F-HR TCX / Tucows, Inc. 7,806 0 -100.00 547 0 -100.00
2018-03-31 13F-HR BAX / Baxter International, Inc. 5,099 0 -100.00 330 0 -100.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 67,582 0 -100.00 2,015 0 -100.00
2018-03-31 13F-HR GLNG / Golar LNG Ltd. Put 459 0 -100.00 1,368 0 -100.00
2018-03-31 13F-HR RPAI / Retail Properties of America, Inc. 48,259 0 -100.00 649 0 -100.00
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 15,600 0 -100.00 998 0 -100.00
2018-03-31 13F-HR LADR / Ladder Capital Corp 46,621 0 -100.00 635 0 -100.00
2018-03-31 13F-HR MITK / Mitek Systems, Inc. 10,891 0 -100.00 97 0 -100.00
2018-03-31 13F-HR RRGB / Red Robin Gourmet Burgers, Inc. 7,280 0 -100.00 411 0 -100.00
2018-03-31 13F-HR ODP / Office Depot, Inc. 10,287 0 -100.00 36 0 -100.00
2018-03-31 13F-HR LEA / Lear Corp. 1,511 0 -100.00 267 0 -100.00
2018-03-31 13F-HR CNDT / Conduent 14,979 0 -100.00 242 0 -100.00
2018-03-31 13F-HR HSY / Hershey Company (The) 1,800 0 -100.00 204 0 -100.00
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 5,000 0 -100.00 284 0 -100.00
2018-03-31 13F-HR IMMU / Immunomedics, Inc. Call 748 0 -100.00 1,209 0 -100.00
2018-03-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 3,000 0 -100.00 296 0 -100.00
2018-03-31 13F-HR DNB / Dun & Bradstreet Corp. (THE) 1,800 0 -100.00 213 0 -100.00
2018-03-31 13F-HR BGFV / Big 5 Sporting Goods Corp. 48,176 0 -100.00 366 0 -100.00
2018-03-31 13F-HR DRI / Darden Restaurants, Inc. 2,448 0 -100.00 235 0 -100.00
2018-03-31 13F-HR NTAP / NetApp, Inc. 5,665 0 -100.00 313 0 -100.00
2018-03-31 13F-HR INTU / Intuit Inc. 3,800 0 -100.00 600 0 -100.00
2018-03-31 13F-HR DNKN / Dunkin' Brands Group, Inc. 5,200 0 -100.00 335 0 -100.00
2018-03-31 13F-HR ADS / Alliance Data Systems Corp. 14,170 0 -100.00 3,592 0 -100.00
2018-03-31 13F-HR ADS / Alliance Data Systems Corp. Call 9 0 -100.00 228 0 -100.00
2018-03-31 13F-HR GPOR / Gulfport Energy Corp. 39,524 0 -100.00 504 0 -100.00
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 2,618 0 -100.00 212 0 -100.00
2018-03-31 13F-HR XLI / SPDR Industrial Select Sector ETF 4,000 0 -100.00 303 0 -100.00
2018-03-31 13F-HR VIAV / Viavi Solutions Inc. 35,220 0 -100.00 308 0 -100.00
2018-03-31 13F-HR ELY / Callaway Golf Company 11,039 0 -100.00 154 0 -100.00
2018-03-31 13F-HR VR / Validus Holdings Ltd. 4,842 0 -100.00 227 0 -100.00
2018-03-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 4,476 0 -100.00 283 0 -100.00
2018-03-31 13F-HR EMKR / EMCORE Corp. 29,437 0 -100.00 190 0 -100.00
2018-03-31 13F-HR SCD / LMP Capital & Income Fund, Inc. 24,878 0 -100.00 347 0 -100.00
2018-03-31 13F-HR SIVB / SVB Financial Group 861 0 -100.00 201 0 -100.00
2018-03-31 13F-HR EVRI / Everi Holdings Inc. 14,863 0 -100.00 112 0 -100.00
2018-03-31 13F-HR DSW / DSW, Inc. 11,805 0 -100.00 253 0 -100.00
2018-03-31 13F-HR ACM / AECOM 10,244 0 -100.00 381 0 -100.00
2018-03-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 34,000 0 -100.00 398 0 -100.00
2018-03-31 13F-HR WRK / Westrock Company 4,626 0 -100.00 292 0 -100.00
2018-03-31 13F-HR WAIR / Wesco Aircraft Holdings Inc. 15,000 0 -100.00 111 0 -100.00
2018-03-31 13F-HR WEX / WEX Inc. 5,700 0 -100.00 805 0 -100.00
2018-03-31 13F-HR FMSA / Fairmount Santrol Holdings Inc. 30,000 0 -100.00 157 0 -100.00
2018-03-31 13F-HR GT / Goodyear Tire & Rubber Co. (The) 17,100 0 -100.00 553 0 -100.00
2018-03-31 13F-HR SQ / Square, Inc. 14,829 0 -100.00 514 0 -100.00
2018-03-31 13F-HR SWN / Southwestern Energy Co. 13,489 0 -100.00 75 0 -100.00
2018-03-31 13F-HR SBNYW / Signature Bank 1,658 0 -100.00 228 0 -100.00
2018-03-31 13F-HR QTM / Quantum Corp. 62,021 0 -100.00 349 0 -100.00
2018-03-31 13F-HR FHY / First Trust Strategic High Income Fund II 22,045 0 -100.00 284 0 -100.00
2018-03-31 13F-HR ON / ON Semiconductor Corporation 42,848 0 -100.00 897 0 -100.00
2018-03-31 13F-HR NCLH / Norwegian Cruise Line Holdings Ltd 3,844 0 -100.00 205 0 -100.00
2018-03-31 13F-HR GLDD / Great Lakes Dredge & Dock Corp. 28,379 0 -100.00 153 0 -100.00
2018-03-31 13F-HR BV / Bazaarvoice, Inc. 68,180 0 -100.00 372 0 -100.00
2018-03-31 13F-HR CDE / Coeur Mining, Inc. 14,937 0 -100.00 112 0 -100.00
2018-03-31 13F-HR AMP / Ameriprise Financial, Inc. 1,483 0 -100.00 251 0 -100.00
2018-03-31 13F-HR TEN / Tenneco, Inc. 13,700 0 -100.00 802 0 -100.00
2018-03-31 13F-HR WHR / Whirlpool Corp. 2,168 0 -100.00 366 0 -100.00
2018-03-31 13F-HR AUY / Yamana Gold Inc. 35,018 0 -100.00 109 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 162,500 0 -100.00 3,333 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Call 850 0 -100.00 6,090 0 -100.00
2018-03-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 13,770 0 -100.00 448 0 -100.00
2018-03-31 13F-HR CZZ / Cosan Ltd. 10,615 0 -100.00 103 0 -100.00
2018-03-31 13F-HR BSX / Boston Scientific Corp. 14,786 0 -100.00 367 0 -100.00
2018-03-31 13F-HR ARAY / Accuray, Inc. 24,323 0 -100.00 105 0 -100.00
2018-03-31 13F-HR HCP / HCP, Inc. 28,002 0 -100.00 730 0 -100.00
2018-03-31 13F-HR FISV / Fiserv, Inc. 31,100 0 -100.00 4,078 0 -100.00
2018-03-31 13F-HR MCK / McKesson Corp. 1,413 0 -100.00 220 0 -100.00
2018-03-31 13F-HR MCHX / Marchex, Inc. 11,068 0 -100.00 36 0 -100.00
2018-03-31 13F-HR OAS / Oasis Petroleum Inc. 11,490 0 -100.00 97 0 -100.00
2018-03-31 13F-HR PGRE / Paramount Group, Inc. 40,355 0 -100.00 640 0 -100.00
2018-03-31 13F-HR INSM / Insmed, Inc. 14,440 0 -100.00 450 0 -100.00
2018-03-31 13F-HR PSX / Phillips 66 2,508 0 -100.00 254 0 -100.00
2018-03-31 13F-HR FRO / Frontline Ltd. 10,877 0 -100.00 50 0 -100.00
2018-03-31 13F-HR YPF / YPF Sociedad Anonima 13,547 0 -100.00 310 0 -100.00
2018-03-31 13F-HR CMS / CMS Energy Corp. 5,787 0 -100.00 274 0 -100.00
2018-03-31 13F-HR PRGX / PRGX Global, Inc. 14,038 0 -100.00 100 0 -100.00
2018-03-31 13F-HR MGP / MGM Growth Properties LLC 19,599 0 -100.00 571 0 -100.00
2018-03-31 13F-HR RXN / Rexnord Corp. 9,951 0 -100.00 259 0 -100.00
2018-03-31 13F-HR TRTX / TPG RE Finance Trust, Inc. 13,908 0 -100.00 265 0 -100.00
2018-03-31 13F-HR XYL / Xylem, Inc. 4,158 0 -100.00 284 0 -100.00
2018-03-31 13F-HR BKU / BankUnited, Inc. 6,593 0 -100.00 268 0 -100.00
2018-03-31 13F-HR GSVC / GSV Capital Corp. 43,290 0 -100.00 236 0 -100.00
2018-03-31 13F-HR LPI / Laredo Petroleum, Inc. 15,000 0 -100.00 159 0 -100.00
2018-03-31 13F-HR MTOR / Meritor, Inc. 8,795 0 -100.00 206 0 -100.00
2018-03-31 13F-HR JD / JD.com, Inc. 5,484 0 -100.00 227 0 -100.00
2018-03-31 13F-HR STX / Seagate Technology PLC Call 243 0 -100.00 1,017 0 -100.00
2018-03-31 13F-HR CGI / Celadon Group, Inc. 11,605 0 -100.00 74 0 -100.00
2018-03-31 13F-HR FRC / First Republic Bank (San Francisco, California) 3,136 0 -100.00 272 0 -100.00
2018-03-31 13F-HR PXD / Pioneer Natural Resources Co. 1,500 0 -100.00 259 0 -100.00
2018-03-31 13F-HR RES / RPC, Inc. 9,243 0 -100.00 236 0 -100.00
2018-03-31 13F-HR CPN / Calpine Corp. 124,375 0 -100.00 1,882 0 -100.00
2018-03-31 13F-HR TACO / Del Taco Restaurants, Inc. 33,335 0 -100.00 404 0 -100.00
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 11,443 0 -100.00 3,844 0 -100.00
2018-03-31 13F-HR BPI / BridgePoint Education, Inc. 10,857 0 -100.00 90 0 -100.00
2018-03-31 13F-HR IPHI / Inphi Corp. 9,526 0 -100.00 349 0 -100.00
2018-03-31 13F-HR XLB / SPDR Materials Select Sector ETF 4,500 0 -100.00 272 0 -100.00
2018-03-31 13F-HR PCLN / The Priceline Group Inc. 150 0 -100.00 261 0 -100.00
2018-03-31 13F-HR WYNN / Wynn Resorts Ltd. 3,358 0 -100.00 566 0 -100.00
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company 15,432 0 -100.00 488 0 -100.00
2018-03-31 13F-HR BHGE / Baker Hughes, a GE company Put 90 0 -100.00 285 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 23,019 0 -100.00 530 0 -100.00
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 17,286 0 -100.00 261 0 -100.00
2018-03-31 13F-HR HBM / HudBay Minerals Inc. 13,076 0 -100.00 116 0 -100.00
2018-03-31 13F-HR GLO / Clough Global Opportunities Fund 17,000 0 -100.00 185 0 -100.00
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 42,964 0 -100.00 442 0 -100.00
2018-03-31 13F-HR VRSK / Verisk Analytics, Inc. 2,562 0 -100.00 246 0 -100.00
2018-03-31 13F-HR TVPT / Travelport Worldwide Ltd. 12,437 0 -100.00 163 0 -100.00
2018-03-31 13F-HR NI / NiSource, Inc. 21,504 0 -100.00 552 0 -100.00
2018-03-31 13F-HR EVC / Entravision Communications Corp. 14,500 0 -100.00 104 0 -100.00
2018-03-31 13F-HR NAV / Navistar International Corp. 5,207 0 -100.00 223 0 -100.00
2018-03-31 13F-HR ECL / Ecolab, Inc. 1,850 0 -100.00 248 0 -100.00
2018-03-31 13F-HR CRZO / Carrizo Oil & Gas, Inc. 18,835 0 -100.00 401 0 -100.00
2018-03-31 13F-HR CVG / Convergys Corp. 9,241 0 -100.00 217 0 -100.00
2018-03-31 13F-HR SRCL / Stericycle, Inc. 3,250 0 -100.00 221 0 -100.00
2018-03-31 13F-HR KOS / Kosmos Energy Ltd. 30,581 0 -100.00 209 0 -100.00
2018-03-31 13F-HR NUAN / Nuance Communications, Inc. 25,349 0 -100.00 414 0 -100.00
2018-03-31 13F-HR LOW / Lowe's Companies, Inc. 4,224 0 -100.00 393 0 -100.00
2018-03-31 13F-HR HDS / Hd Supply Inc. 13,360 0 -100.00 535 0 -100.00
2018-03-31 13F-HR SAGE / Sage Therapeutics, Inc. Call 21 0 -100.00 346 0 -100.00
2018-03-31 13F-HR XCRA / Xcerra Corp 325,791 0 -100.00 3,189 0 -100.00
2018-03-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 37,000 0 -100.00 600 0 -100.00
2018-03-31 13F-HR NYRT / New York REIT, Inc. 38,705 0 -100.00 152 0 -100.00
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 9,250 0 -100.00 752 0 -100.00
2018-03-31 13F-HR ASTE / Astec Industries, Inc. 3,929 0 -100.00 230 0 -100.00
2018-03-31 13F-HR CIR / CIRCOR International, Inc. 5,343 0 -100.00 260 0 -100.00
2018-03-31 13F-HR TXT / Textron, Inc. 7,589 0 -100.00 429 0 -100.00
2018-03-31 13F-HR BC / Brunswick Corp. 5,016 0 -100.00 277 0 -100.00
2018-03-31 13F-HR VRSN / VeriSign, Inc. Call 19 0 -100.00 217 0 -100.00
2018-03-31 13F-HR SLB / Schlumberger Ltd. Call 60 0 -100.00 404 0 -100.00
2018-03-31 13F-HR RLJ / RLJ Lodging Trust 27,118 0 -100.00 596 0 -100.00
2018-03-31 13F-HR KGC / Kinross Gold Corp. 22,770 0 -100.00 98 0 -100.00
2018-03-31 13F-HR MVC / MVC Capital, Inc. 40,842 0 -100.00 431 0 -100.00
2018-03-31 13F-HR H / Hyatt Hotels Corp. 2,984 0 -100.00 219 0 -100.00
2018-03-31 13F-HR SIMO / Silicon Motion Technology Corp. 14,607 0 -100.00 774 0 -100.00
2018-03-31 13F-HR YNDX / Yandex N.V. 31,220 0 -100.00 1,022 0 -100.00
2018-03-31 13F-HR MPC / Marathon Petroleum Corp. 5,202 0 -100.00 343 0 -100.00
2018-03-31 13F-HR KO / Coca Cola Co. Call 171 0 -100.00 785 0 -100.00
2018-03-31 13F-HR KHC / Kraft Heinz Company 3,507 0 -100.00 273 0 -100.00
2018-03-31 13F-HR KSU / Kansas City Southern 2,196 0 -100.00 231 0 -100.00
2018-03-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 29,000 0 -100.00 396 0 -100.00
2018-03-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 13,230 0 -100.00 214 0 -100.00
2018-03-31 13F-HR PANW / Palo Alto Networks, Inc. 2,118 0 -100.00 307 0 -100.00
2018-03-31 13F-HR XLNX / Xilinx, Inc. 4,701 0 -100.00 317 0 -100.00
2018-03-31 13F-HR KLIC / Kulicke and Soffa Industries Inc. 21,257 0 -100.00 517 0 -100.00
2018-03-31 13F-HR PICO / PICO Holdings, Inc. 28,915 0 -100.00 370 0 -100.00
2018-03-31 13F-HR TMUS / T-Mobile US, Inc. 7,602 0 -100.00 483 0 -100.00
2018-03-31 13F-HR HIMX / Himax Technologies, Inc. 17,616 0 -100.00 184 0 -100.00
2018-03-31 13F-HR MTG / MGIC Investment Corp. 11,212 0 -100.00 158 0 -100.00
2018-03-31 13F-HR PM / Philip Morris International, Inc. 4,453 0 -100.00 470 0 -100.00
2018-03-31 13F-HR PTX / Pernix Therapeutics Holdings, Inc. 10,330 0 -100.00 25 0 -100.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. 16,906 0 -100.00 245 0 -100.00
2018-03-31 13F-HR PLAY / Dave & Buster's Entertainment, Inc. 9,111 0 -100.00 503 0 -100.00
2018-03-31 13F-HR PNR / Pentair plc. 3,011 0 -100.00 213 0 -100.00
2018-03-31 13F-HR IYT / iShares Transportation Average ETF 1,300 0 -100.00 249 0 -100.00
2018-03-31 13F-HR GHY / Prudential Global Short Duration High Yield Fund, Inc. 45,201 0 -100.00 651 0 -100.00
2018-03-31 13F-HR FRAC / Keane Group, Inc. 10,000 0 -100.00 190 0 -100.00
2018-03-31 13F-HR XPO / XPO Logistics, Inc. 2,357 0 -100.00 216 0 -100.00
2018-03-31 13F-HR APA / Apache Corp. 6,572 0 -100.00 277 0 -100.00
2018-03-31 13F-HR MAS / Masco Corp. 5,700 0 -100.00 250 0 -100.00
2018-03-31 13F-HR NWS / News Corp 12,391 0 -100.00 201 0 -100.00
2018-03-31 13F-HR FMCI / Forum Merger Corporation 730,865 0 -100.00 7,294 0 -100.00
2018-03-31 13F-HR DKS / Dick's Sporting Goods, Inc. 11,630 0 -100.00 334 0 -100.00
2018-03-31 13F-HR RLGY / Realogy Holdings Corp. 12,780 0 -100.00 339 0 -100.00
2018-03-31 13F-HR NOA / North American Energy Partners Inc. 103,852 0 -100.00 514 0 -100.00
2018-03-31 13F-HR ZUMZ / Zumiez, Inc. 11,284 0 -100.00 235 0 -100.00
2018-03-31 13F-HR AMAT / Applied Materials, Inc. 8,720 0 -100.00 446 0 -100.00
2018-03-31 13F-HR AIF / Apollo Tactical Income Fund Inc. 41,000 0 -100.00 646 0 -100.00
2018-03-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 11,395 0 -100.00 155 0 -100.00
2018-03-31 13F-HR BOBE / Bob Evans Farms, Inc. 38,673 0 -100.00 3,048 0 -100.00
2018-03-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 31,009 0 -100.00 1,682 0 -100.00
2018-03-31 13F-HR AGCO / AGCO Corp. 3,336 0 -100.00 238 0 -100.00
2018-03-31 13F-HR KMG / KMG Chemicals, Inc. 4,231 0 -100.00 280 0 -100.00
2018-03-31 13F-HR PFSW / PFSweb, Inc. 18,354 0 -100.00 136 0 -100.00
2018-03-31 13F-HR CVLT / CommVault Systems, Inc. 48,401 0 -100.00 2,541 0 -100.00
2018-03-31 13F-HR MGI / MoneyGram International, Inc. 46,586 0 -100.00 614 0 -100.00
2018-03-31 13F-HR INTC / Intel Corp. Call 89 0 -100.00 411 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 1,361 0 -100.00 258 0 -100.00
2018-03-31 13F-HR ESPR / Esperion Therapeutics, Inc. Call 211 0 -100.00 1,389 0 -100.00
2018-03-31 13F-HR CDNS / Cadence Design Systems, Inc. 6,879 0 -100.00 288 0 -100.00
2018-03-31 13F-HR EA / Electronic Arts Inc. Put 150 0 -100.00 1,576 0 -100.00
2018-03-31 13F-HR TIBR / Tiberius Acquisition Corp 10.09 1,292,100 13,037
2018-03-31 13F-HR UNION ACQUISITION CORP / SHS (G9366W101) 9.58 400,000 3,832
2018-03-31 13F-HR SPDR DOW JONES INDL AVRG ETF / CALL (78467X909) Call 24,140.00 200 4,828
2018-03-31 13F-HR ELVT / Elevate Credit, Inc. 7.08 40,526 287
2018-03-31 13F-HR ASIX / AdvanSix Inc. 34.78 6,815 237
2018-03-31 13F-HR CISN / Cision Ltd. 11.55 23,981 277
2018-03-31 13F-HR SPTN / SpartanNash Company 17.22 12,720 219
2018-03-31 13F-HR EMLC / VanEck Vectors ETF TR Call 2,198.00 2,000 4,396
2018-03-31 13F-HR MFGP / Micro Focus International plc 14.05 23,850 335
2018-03-31 13F-HR HBB / Hamilton Beach Brands Holding Co 21.21 22,909 486
2018-03-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN INT (43010E404) 15.99 55,219 883
2018-03-31 13F-HR CHN / China Fund, Inc. 22.15 34,180 757
2018-03-31 13F-HR CIGI / Colliers International Group Inc. 69.43 7,000 486
2018-03-31 13F-HR FNGN / Financial Engines, Inc. 35.00 18,000 630
2018-03-31 13F-HR WTM / White Mountains Insurance Group, Ltd. 823.00 1,000 823
2018-03-31 13F-HR SIRI / Sirius XM Holdings Inc. Call 623.75 800 499
2018-03-31 13F-HR XRX / Xerox Corp. Put 2,880.00 100 288
2018-03-31 13F-HR DXC / DXC Technology Company Put 10,060.00 50 503
2018-03-31 13F-HR SIGM / Sigma Designs, Inc. Put 620.00 500 310
2018-03-31 13F-HR CALD / Callidus Software, Inc. 35.94 14,913 536
2018-03-31 13F-HR NTNX / Nutanix, Inc. 49.10 25,786 1,266
2018-03-31 13F-HR NNBR / NN, Inc. 24.01 16,452 395
2018-03-31 13F-HR REVG / REV Group, Inc. 20.76 10,648 221
2018-03-31 13F-HR POWL / Powell Industries, Inc. 26.90 7,918 213
2018-03-31 13F-HR KVHI / KVH Industries, Inc. 10.32 18,113 187
2018-03-31 13F-HR CCF / Chase Corp. 116.51 3,476 405
2018-03-31 13F-HR ARNA / Arena Pharmaceuticals, Inc. 39.47 5,093 201
2018-03-31 13F-HR LOGI / Logitech International S.A. Call 3,671.05 76 279
2018-03-31 13F-HR PFE / Pfizer, Inc. Call 3,547.77 157 557
2018-03-31 13F-HR UCBA / United Community Bancorp 25.20 20,000 504
2018-03-31 13F-HR FNBG / FNB Bancorp 36.79 12,477 459
2018-03-31 13F-HR JXSB / Jacksonville Bancorp, Inc. 33.32 7,922 264
2018-03-31 13F-HR SPDR SERIES TRUST / PUT (78464A957) Put 4,788.57 350 1,676
2018-03-31 13F-HR SVRA / Savara Inc 9.17 12,000 110
2018-03-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 16.85 19,346 326
2018-03-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 15.45 14,043 217
2018-03-31 13F-HR JAZZ / Jazz Pharmaceuticals, Inc. 151.08 3,005 454
2018-03-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 12.70 30,000 381
2018-03-31 13F-HR RGNX / REGENXBIO Inc. 29.88 8,868 265
2018-03-31 13F-HR MDCO / Medicines Company 32.99 8,700 287
2018-03-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 4.95 21,000 104
2018-03-31 13F-HR AKAO / Achaogen, Inc. 12.95 31,200 404
2018-03-31 13F-HR CLLS / Cellectis S.A. 31.47 7,500 236
2018-03-31 13F-HR ADAP / Adaptimmune Therapeutics plc 11.23 33,851 380
2018-03-31 13F-HR HTGM / HTG Molecular Diagnostics, Inc. 3.61 36,000 130
2018-03-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 25.52 15,750 402
2018-03-31 13F-HR OMER / Omeros Corp. 11.16 69,600 777
2018-03-31 13F-HR OMER / Omeros Corp. Put 1,116.67 600 670
2018-03-31 13F-HR REN / Resolute Energy Corporation 34.69 9,801 340
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 8,900.00 30 267
2018-03-31 13F-HR SOL GEL TECHNOLOGIES / SHS (M8694L103) 10.30 155,614 1,603
2018-03-31 13F-HR INDUSTRIAL LOGISTICS PPTYS T / COM SHS BEN INT (456237106) 20.32 16,933 344
2018-03-31 13F-HR BAC / Bank of America Corp. Call 3,000.00 186 558
2018-03-31 13F-HR SELECT SECTOR SPDR TR / CALL (81369Y905) Call 2,758.29 211 582
2018-03-31 13F-HR JPXUZ / JPMorgan Chase & Co. Call 11,000.00 52 572
2018-03-31 13F-HR HLT / Hilton Worldwide Holdings Inc. Put 7,879.31 58 457
2018-03-31 13F-HR SELECT SECTOR SPDR TR / PUT (81369Y955) Put 2,758.29 211 582
2018-03-31 13F-HR BAC / Bank of America Corp. Put 3,000.00 186 558
2018-03-31 13F-HR ISHARES TR / PUT (464288952) Put 3,948.72 117 462
2018-03-31 13F-HR JPSSZ / JPMorgan Chase & Co. Put 11,000.00 52 572
2018-03-31 13F-HR ARQL / ArQule, Inc. 2.88 37,810 109
2018-03-31 13F-HR CBIO / Catalyst Biosciences Inc. 25.80 24,652 636
2018-03-31 13F-HR SRRA / Sierra Oncology 2.07 138,687 287
2018-03-31 13F-HR SELB / Selecta Biosciences, Inc. 10.20 30,502 311
2018-03-31 13F-HR CLSD / Clearside Biomedical, Inc. 10.76 14,493 156
2018-03-31 13F-HR BHVN / Biohaven Pharmaceutical Holding 25.80 11,358 293
2018-03-31 13F-HR PRTO / Proteon Therapeutics, Inc. 2.50 30,021 75
2018-03-31 13F-HR ZOSANO PHARMA CORP / (98979H202) 5.04 53,933 272
2018-03-31 13F-HR RCKT / Rocket Pharmaceuticals, Inc. 18.76 19,032 357
2018-03-31 13F-HR RVNC / Revance Therapeutics, Inc. 30.80 10,878 335
2018-03-31 13F-HR AQXP / Aquinox Pharmaceuticals, Inc. 14.07 19,539 275
2018-03-31 13F-HR DARE / Dare Bioscience Inc 0.85 35,353 30
2018-03-31 13F-HR ADXS / Advaxis, Inc. 1.69 67,987 115
2018-03-31 13F-HR OMED / OncoMed Pharmaceuticals, Inc. 3.17 38,432 122
2018-03-31 13F-HR DBVT / DBV Technologies S.A. Call 2,307.09 508 1,172
2018-03-31 13F-HR CATALYST BIOSCIENCES INC / CALL (14888D908) Call 2,576.92 156 402
2018-03-31 13F-HR LOXO ONCOLOGY INC / CALL (548862901) Call 11,533.33 105 1,211
2018-03-31 13F-HR PRTA / Prothena Corp plc Call 3,671.11 225 826
2018-03-31 13F-HR INSM / Insmed, Inc. Call 2,252.14 583 1,313
2018-03-31 13F-HR FATE THERAPEUTICS INC / CALL (31189P902) Call 977.01 435 425
2018-03-31 13F-HR GWPH / GW Pharmaceuticals Plc. Call 11,263.61 349 3,931
2018-03-31 13F-HR BMYMP / Bristol-Myers Squibb Co. Call 6,325.12 852 5,389
2018-03-31 13F-HR CLDX / Celldex Therapeutics, Inc. Put 232.80 1,134 264
2018-03-31 13F-HR AKCEA THERAPEUTICS INC / PUT (00972L957) Put 2,561.90 210 538
2018-03-31 13F-HR INSM / Insmed, Inc. Put 2,252.14 583 1,313
2018-03-31 13F-HR LOXO ONCOLOGY INC / PUT (548862951) Put 11,536.42 151 1,742
2018-03-31 13F-HR LLY / Eli Lilly & Co. Put 7,738.10 378 2,925
2018-03-31 13F-HR ANAPTYSBIO INC / PUT (032724956) Put 10,406.70 209 2,175
2018-03-31 13F-HR INCY / Incyte Corp. Put 8,338.98 59 492
2018-03-31 13F-HR ESPR / Esperion Therapeutics, Inc. Put 7,232.80 189 1,367
2018-03-31 13F-HR GSUM / Gridsum Holding Inc. 8.16 14,705 120
2018-03-31 13F-HR MTDR / Matador Resources Co. Call 2,990.95 1,105 3,305
2018-03-31 13F-HR PAGP / Plains GP Holdings LP Call 2,173.91 184 400
2018-03-31 13F-HR ALTA MESA RES INC / CALL (02133L909) Call 800.32 1,883 1,507
2018-03-31 13F-HR WPZ / Access Midstream Partners, L.P Put 3,442.03 138 475
2018-03-31 13F-HR EBBNF / Enbridge Inc. Put 3,062.50 672 2,058
2018-03-31 13F-HR ALTA MESA RES INC / *W EXP 03/28/202 (02133L117) 7.36 649,905 4,783
2018-03-31 13F-HR BSIG / BrightSphere Investment Group plc 15.73 12,141 191
2018-03-31 13F-HR DRE / Duke Realty Corp. 26.47 21,836 578
2018-03-31 13F-HR JBGS / JBG SMITH Properties 33.71 30,052 1,013
2018-03-31 13F-HR ATUS / Altice USA, Inc. 18.48 194,172 3,588
2018-03-31 13F-HR TTD / Trade Desk, Inc. 49.58 5,305 263
2018-03-31 13F-HR FRT / Federal Realty Investment Trust 116.14 3,935 457
2018-03-31 13F-HR ITW / Illinois Tool Works, Inc. 156.47 1,700 266
2018-03-31 13F-HR MIC / Macquarie Infrastructure Company LLC 36.93 11,048 408
2018-03-31 13F-HR WP / Worldpay, Inc. 82.23 43,974 3,616
2018-03-31 13F-HR CCI / Crown Castle International Corp. Call 10,962.37 186 2,039
2018-03-31 13F-HR DNB / Dun & Bradstreet Corp. (THE) Call 11,703.70 27 316
2018-03-31 13F-HR CA / CA, Inc. Call 3,389.58 403 1,366
2018-03-31 13F-HR VZ / Verizon Communications, Inc. Call 4,780.97 557 2,663
2018-03-31 13F-HR MSG / The Madison Square Garden Company Call 24,585.37 82 2,016
2018-03-31 13F-HR UBNT / Ubiquiti Networks, Inc. Put 6,878.50 107 736
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. Put 2,101.09 366 769
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 52.87 28,693 1,517
2018-03-31 13F-HR BXC / Bluelinx Holdings, Inc. 32.57 13,204 430
2018-03-31 13F-HR CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28 67.71 93,090 6,303
2018-03-31 13F-HR GDDY / GoDaddy Inc. 61.47 6,361 391
2018-03-31 13F-HR MELI / MercadoLibre, Inc. 356.42 3,061 1,091
2018-03-31 13F-HR YY / YY Inc. Call 10,520.00 300 3,156
2018-03-31 13F-HR LHO / LaSalle Hotel Properties 28.99 16,629 482
2018-03-31 13F-HR GRVY / GRAVITY Co., Ltd. 83.28 6,808 567
2018-03-31 13F-HR EDU / New Oriental Education & Technology Group, Inc. 87.70 9,179 805
2018-03-31 13F-HR SINA / Sina Corp. 104.29 10,183 1,062
2018-03-31 13F-HR UNION ACQUISITION CORP / UNIT 99/99/9999 (G9366W119) 10.23 53,300 545
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / COM CLASS A (624745105) 9.60 694,234 6,665
2018-03-31 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.06 524,988 5,279
2018-03-31 13F-HR UNION ACQUISITION CORP / RIGHT 12/02/2019 (G9366W135) 0.34 200,000 68
2018-03-31 13F-HR IIVI / II-VI Inc. 40.84 5,338 218
2018-03-31 13F-HR VMIN / REX VolMAXX Short Weekly Futures Strategy ETF 2.69 90,000 242
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 11.74 444,436 5,218
2018-03-31 13F-HR GNBC / Green Bancorp, Inc. 22.26 20,800 463
2018-03-31 13F-HR GNL / Global Net Lease Inc. 16.88 27,903 471
2018-03-31 13F-HR FCF / First Commonwealth Financial Corporation 14.13 40,200 568
2018-03-31 13F-HR LBRT / Liberty Oilfield Services Inc. 16.86 14,000 236
2018-03-31 13F-HR ROP / Roper Technologies, Inc. 280.54 745 209
2018-03-31 13F-HR CNHI / CNH Industrial N.V. 12.38 13,000 161
2018-03-31 13F-HR ISHARES TR / CALL (464287902) Call 12,191.18 136 1,658
2018-03-31 13F-HR ADT / ADT Corporation 7.90 10,500 83
2018-03-31 13F-HR CRAY / Cray, Inc. 20.68 31,956 661