Current Holdings (from 13F, 13D)

InvestorBluefin Trading, LLC
Portfolio Value$ 1,625,673,000
Current Positions478
Opened Positions5
Closed Positions207

Bluefin Trading, LLC has disclosed 478 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,625,673,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Bluefin Trading, LLC's top holdings are Apple, Inc. (NASDAQ:AAPL) , Time Warner, Inc. (NYSE:TWX) , Bank of America Corp. (NYSE:BAC) , Humana, Inc. (NYSE:HUM) , and Petrobras Argentina S.A. (NYSE:PZE) . Bluefin Trading, LLC's new positions include Altaba Inc (NASDAQ:AABA) , Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 (NYSE:ARNC.PRB) , T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A (NASDAQ:TMUSP) , Astoria Financial Corp. (NYSE:AF) , and Forestar Group Inc (NYSE:FOR) .


All Bluefin Trading, LLC holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR AGU / Agrium Inc. Put 0.67 43,500 29
2017‑09‑30 13F-HR AHGP / Alliance Holdings GP, L.P 27.79 14,900 414
2017‑09‑30 13F-HR AMLP / Alerian ETF 11.22 30,400 341
2017‑09‑30 13F-HR AMLP / Alerian ETF Call 0.38 250,600 95
2017‑09‑30 13F-HR AABA / Altaba Inc 66.24 395,256 26,182
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 958.79 1,081 1,383 27.94 982 1,326 35.03
2017‑09‑30 13F-HR AMBA / Ambarella, Inc. 49.00 13,713 672
2017‑09‑30 13F-HR ANDINA ACQUISITION CORP II / *W EXP 11/23/202 (G0441P138) 0.36 55,900 20
2017‑09‑30 13F-HR T / AT & T, Inc. 39.17 80,351 51,193 -36.29 3,031 2,005 -33.85
2017‑09‑30 13F-HR T / AT & T, Inc. Call 0.33 790,700 477,900 -39.56 108 156 44.44
2017‑09‑30 13F-HR ARCX / Arc Logistics Partners LP 16.70 18,020 301
2017‑09‑30 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 38.90 479,048 18,635
2017‑09‑30 13F-HR AF / Astoria Financial Corp. 21.50 175,571 3,775
2017‑09‑30 13F-HR ATW / Atwood Oceanics, Inc. 9.40 40,325 379
2017‑09‑30 13F-HR BKMU / Bank Mutual Corp. 10.14 37,282 378
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 4.95 272,500 1,349
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 39.19 126,436 4,955
2017‑09‑30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 1.29 1,596,600 2,066
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / *W EXP 06/20/202 (G1142P112) 0.34 98,975 34
2017‑09‑30 13F-HR BCAC / Bison Capital Acquisition Corp 9.87 188,150 1,857
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / RIGHT 03/20/2019 (G1142P138) 0.30 198,050 59
2017‑09‑30 13F-HR BOBE / Bob Evans Farms, Inc. Call 0.56 28,400 16
2017‑09‑30 13F-HR BOULEVARD ACQUISITION / *W EXP 09/25/202 (10157Q110) 0.89 104,410 93
2017‑09‑30 13F-HR BOULEVARD ACQUISITION / CL A (10157Q102) 10.00 100,000 1,000
2017‑09‑30 13F-HR BBU / Brookfield Business Partners L.P. 29.65 37,000 1,097
2017‑09‑30 13F-HR BURL / Burlington Stores, Inc. Call 2.51 75,000 188
2017‑09‑30 13F-HR CZR / Caesars Entertainment Corporation Put 0.12 50,000 6
2017‑09‑30 13F-HR CPN / Calpine Corp. 14.74 17,500 258
2017‑09‑30 13F-HR CBF / Capital Bank Financial Corp. 41.04 15,400 632
2017‑09‑30 13F-HR BX / Blackstone Group L.P. (The) 33.38 32,187 48,537 50.80 1,073 1,620 50.98
2017‑09‑30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.12 368,978 3,734
2017‑09‑30 13F-HR CARS / Cars.com Inc 26.56 9,000 239
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Put 6.71 45,000 302
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. 18.91 8,786 32,896 274.41 210 622 196.19
2017‑09‑30 13F-HR CTL / CenturyLink, Inc. Call 0.16 26,200 42,600 62.60 8 7 -12.50
2017‑09‑30 13F-HR CC / Chemours Company (The) Call 5.29 466,000 271,100 -41.82 677 1,434 111.82
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Call 0.08 57,200 99,800 74.48 10 8 -20.00
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. Put 0.09 338,300 251,700 -25.60 160 23 -85.62
2017‑09‑30 13F-HR CMRX / Chimerix, Inc. Call 0.65 149,700 98
2017‑09‑30 13F-HR CNAC / Constellation Alpha Capital Corp. 10.27 141,567 1,454
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.14 33,761 241
2017‑09‑30 13F-HR CS / Credit Suisse Group 15.79 150,588 45,588 -69.73 2,199 720 -67.26
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / Call (185899101) 0.05 20,500 1
2017‑09‑30 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 0.32 136,600 44
2017‑09‑30 13F-HR DASEKE INC / *W EXP 02/27/202 (23753F115) 1.65 176,782 292
2017‑09‑30 13F-HR DB / Deutsche Bank AG Call 0.04 48,900 2
2017‑09‑30 13F-HR DB / Deutsche Bank AG Put 0.93 221,600 205
2017‑09‑30 13F-HR CS / Credit Suisse Group Put 1.48 160,000 60,000 -62.50 407 89 -78.13
2017‑09‑30 13F-HR EAGLU / Double Eagle Acquisition Corp. 0.69 247,000 170
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. Call 4.66 339,600 1,582
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.18 7,950 550
2017‑09‑30 13F-HR DYN-A / Dynegy, Inc., 5.375% Series A Mandatory Convertible Cumulative Preferred Stock 33.15 74,892 2,483
2017‑09‑30 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 0.86 45,500 39
2017‑09‑30 13F-HR EKSO / Ekso Bionics Holdings, Inc. 1.21 100,000 121
2017‑09‑30 13F-HR ELEC / Electrum Special Acquisition Corporation 0.32 82,100 26
2017‑09‑30 13F-HR EQT / EQT Corp. Call 2.32 37,500 87
2017‑09‑30 13F-HR EQT / EQT Corp. Put 0.90 42,000 38
2017‑09‑30 13F-HR EQT / EQT Corp. 65.24 20,310 1,325
2017‑09‑30 13F-HR FSAC / Federal Street Acquisition Corp. 10.27 28,525 293
2017‑09‑30 13F-HR FINTECH ACQUISITION CORP II / (31810G109) 10.24 25,100 257
2017‑09‑30 13F-HR FPO / First Potomac Realty Trust 11.15 40,905 456
2017‑09‑30 13F-HR FOR / Forestar Group Inc 15.65 190,000 2,974
2017‑09‑30 13F-HR FORUM MERGER CORP / COM CL A (34985B103) 9.71 84,800 823
2017‑09‑30 13F-HR FORUM MERGER CORP / RIGHT 06/01/2019 (34985B129) 0.27 62,900 17
2017‑09‑30 13F-HR GPACW / Global Partner Acquisition Corp. Warrants exp. 2020-07-01 0.79 73,881 58
2017‑09‑30 13F-HR GP INVTS ACQUISITION COR / *W EXP 05/19/202 (G40357108) 0.44 81,379 36
2017‑09‑30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 22.41 113,563 492,878 334.01 1,968 11,045 461.23
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.40 110,000 44
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 9.73 98,100 955
2017‑09‑30 13F-HR INDUSTREA ACQUISITION CORP / UNIT 07/21/2024 (45579J203) 10.10 303,582 3,066
2017‑09‑30 13F-HR HNP / Huaneng Power International, Inc. 24.41 0 30,926 0 755
2017‑09‑30 13F-HR ISHARES / CORE LT USDB ETF (464289479) 63.85 6,531 417
2017‑09‑30 13F-HR ISHARES INC / MSCI JPN ETF NEW Put (46434G822) 0.03 70,000 2
2017‑09‑30 13F-HR ISHARES INC / MSCI JPN ETF NEW (46434G822) 55.71 73,955 4,120
2017‑09‑30 13F-HR ISHARES INC / MSCI MLY ETF NEW (46434G814) 32.39 30,255 980
2017‑09‑30 13F-HR ISHARES INC / MSCI SINGPOR ETF (46434G780) 24.40 8,524 208
2017‑09‑30 13F-HR ISHARES TR / 3YRTB ETF (464288125) 83.78 9,477 794
2017‑09‑30 13F-HR ISHARES TR / IBONDS DEC2026 (46435GAA0) 24.64 8,400 207
2017‑09‑30 13F-HR IXYS / IXYS Corp. 23.68 19,000 450
2017‑09‑30 13F-HR KBL MERGER CORP IV / *W EXP 01/15/202 (48242A112) 0.17 309,650 53
2017‑09‑30 13F-HR KL / Kirkland Lake Gold Ltd. 12.92 22,761 294
2017‑09‑30 13F-HR KITE / Kite Pharma, Inc. Call 0.33 30,400 10
2017‑09‑30 13F-HR LBRDK / Liberty Broadband Corporation, Class C 95.31 14,605 1,392
2017‑09‑30 13F-HR LIVN / LivaNova PLC 70.00 3,200 224
2017‑09‑30 13F-HR MIII / M III Acquisition Corp. 0.53 26,400 14
2017‑09‑30 13F-HR MMP / Magellan Midstream Partners, L.P. Call 3.16 35,100 111
2017‑09‑30 13F-HR MINI / Mobile Mini, Inc. Put 0.26 50,000 13
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. 19.16 20,263 11,900 -41.27 388 228 -41.24
2017‑09‑30 13F-HR NRZ / New Residential Investment Corp. 16.72 28,223 472
2017‑09‑30 13F-HR NWL / Newell Brands Inc. Call 0.04 49,900 2
2017‑09‑30 13F-HR NWL / Newell Brands Inc. Put 2.06 100,000 206
2017‑09‑30 13F-HR NWL / Newell Brands Inc. 42.65 37,375 1,594
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. Call 1.82 0 84,500 0 154
2017‑09‑30 13F-HR NEXTDECADE CORP / *W EXP 07/23/202 (65342K113) 0.93 112,308 104
2017‑09‑30 13F-HR OAS / Oasis Petroleum Inc. 9.11 27,000 246
2017‑09‑30 13F-HR OA / Orbital ATK, Inc. 133.09 5,500 732
2017‑09‑30 13F-HR OSPREY ENERGY ACQUISITION CO / UNIT 07/21/2022 (688397207) 9.93 238,163 2,365
2017‑09‑30 13F-HR OTIC / Otonomy, Inc. Call 0.02 87,900 2
2017‑09‑30 13F-HR PCBK / Pacific Continental Corp. 26.95 25,342 683
2017‑09‑30 13F-HR PSTB / Park Sterling Corp. 12.43 40,714 506
2017‑09‑30 13F-HR PENN / Penn National Gaming, Inc. 23.38 34,298 802
2017‑09‑30 13F-HR PXD / Pioneer Natural Resources Co. 147.59 1,870 276
2017‑09‑30 13F-HR PNC / PNC Financial Services Group, Inc. (The) 134.77 0 38,400 0 5,175
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.25 0 40,886 0 787
2017‑09‑30 13F-HR POWERSHARES ETF TRUST II / INTL CORP BOND (73936Q835) 27.01 14,217 384
2017‑09‑30 13F-HR PVG / Pretium Resources, Inc. Put 0.08 37,300 3
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT Put (74347W163) 8.71 74,200 646
2017‑09‑30 13F-HR PROSHARES TR II / ULTRA VIX SHORT Call (74347W163) 0.22 135,000 30
2017‑09‑30 13F-HR RL / Ralph Lauren Corp. 88.30 5,300 468
2017‑09‑30 13F-HR RMBS / Rambus, Inc. Call 0.49 350,000 172
2017‑09‑30 13F-HR REAVES UTIL INCOME FD / RIGHT 10/04/2017 (756158135) 0.37 1,123,165 417
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 2.48 67,400 167
2017‑09‑30 13F-HR RICE / Rice Energy Inc. 28.97 13,290 385
2017‑09‑30 13F-HR RES / RPC, Inc. Call 2.65 169,900 450
2017‑09‑30 13F-HR RES / RPC, Inc. Put 0.10 210,000 21
2017‑09‑30 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 21.93 30,000 658
2017‑09‑30 13F-HR SNI / Scripps Networks Interactive, Inc. 85.90 5,099 438
2017‑09‑30 13F-HR SRE / Sempra Energy Call 0.36 50,000 18
2017‑09‑30 13F-HR SILVER RUN ACQUISITION / *W EXP 03/28/202 (82812A111) 1.51 30,533 46
2017‑09‑30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 2.38 44,087 105
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 66.54 18,353 35,931 95.78 1,161 2,391 105.94
2017‑09‑30 13F-HR SPDR SER TR / BLOMBERG BRC INV (78468R200) 30.74 35,066 1,078
2017‑09‑30 13F-HR JNK / SPDR Barclays High Yield Bond ETF 37.32 323,105 730,190 125.99 12,020 27,251 126.71
2017‑09‑30 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.12 0 7,610 0 214
2017‑09‑30 13F-HR WIP / SPDR Citi International Government Inflation-Protected Bond ETF 57.32 69,248 37,143 -46.36 3,847 2,129 -44.66
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 36.38 17,620 641
2017‑09‑30 13F-HR STARWOOD WAYPOINT HOMES / Call (85572F105) 0.52 100,000 52
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. 180.54 1,418 256
2017‑09‑30 13F-HR SNBC / Sun Bancorp, Inc. 24.85 13,600 338
2017‑09‑30 13F-HR SYNA / Synaptics, Inc. Call 0.08 0 25,000 0 2
2017‑09‑30 13F-HR TMUSP / T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A 99.90 64,592 6,453
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Call 0.26 99,600 282,000 183.13 18 74 311.11
2017‑09‑30 13F-HR TWTR / Twitter, Inc. Put 2.00 13,100 56,000 327.48 6 112 1,766.67
2017‑09‑30 13F-HR TOT / Total S.A. 53.56 4,239 4,500 6.16 210 241 14.76
2017‑09‑30 13F-HR TM / Toyota Motor Corp. 119.18 16,183 34,393 112.53 1,700 4,099 141.12
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Call 0.27 687,900 1,010,500 46.90 176 275 56.25
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. Call 0.06 31,600 2
2017‑09‑30 13F-HR UNIT / Uniti Group Inc. Put 1.07 37,400 40
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / EMERGING MKTS AG (92189F478) 22.08 35,686 788
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 0.02 391,100 328,300 -16.06 161 7 -95.65
2017‑09‑30 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 5.15 525,300 488,000 -7.10 2,479 2,514 1.41
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR Put 0.31 467,700 179,100 -61.71 140 56 -60.00
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / INVT GRADE FLTG (92189F486) 25.28 69,545 1,758
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / JP MORGAN MKTS (92189F494) 19.21 31,754 610
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF Put (92189F718) 0.03 40,000 1
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / PFD SECS EX FINL (92189F429) 20.09 41,817 840
2017‑09‑30 13F-HR VANTAGE ENERGY ACQUISITION / *W EXP 04/12/202 (92211L113) 1.29 41,725 54
2017‑09‑30 13F-HR VANTAGE ENERGY ACQUISITION / UNIT 04/12/2024 (92211L204) 10.17 24,100 245
2017‑09‑30 13F-HR VWR / VWR Corporation 33.06 8,469 280
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.18 8,549 11,449 33.92 747 1,250 67.34
2017‑09‑30 13F-HR VOD / Vodafone Group Plc 28.46 67,900 66,200 -2.50 1,951 1,884 -3.43
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.14 0 39,558 0 3,170
2017‑09‑30 13F-HR WASHINGTON PRIME GROUP NEW / Put (93964W108) 0.62 45,100 28
2017‑09‑30 13F-HR WBA / Walgreens Boots Alliance, Inc. 77.18 0 5,895 0 455
2017‑09‑30 13F-HR WNRL / Western Refining Logistics, LP 25.79 53,930 1,391
2017‑09‑30 13F-HR WLKP / Westlake Chemical Partners LP 22.69 27,895 633
2017‑09‑30 13F-HR WLKP / Westlake Chemical Partners LP Put 0.90 108,000 97
2017‑09‑30 13F-HR RAD / Rite Aid Corp. 1.97 0 67,930 0 134
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Put 1.37 471,400 190,000 -59.69 313 261 -16.61
2017‑09‑30 13F-HR ZNGA / Zynga Inc. 3.77 33,553 30,000 -10.59 122 113 -7.38
2017‑09‑30 13F-HR T / AT & T, Inc. Put 0.11 72,700 84,300 15.96 37 9 -75.68
2017‑09‑30 13F-HR DEO / Diageo plc 131.90 1,900 2,100 10.53 228 277 21.49
2017‑09‑30 13F-HR SPGI / S&P Global Inc. Call 9.26 139,000 140,000 0.72 783 1,296 65.52
2017‑09‑30 13F-HR CBS / CBS Corp. 58.01 0 17,550 0 1,018
2017‑09‑30 13F-HR MMM / 3M Co. 210.00 0 1,500 0 315
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. Call 16.10 1,654,100 1,155,200 -30.16 4,230 18,599 339.69
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. Put 0.11 424,300 265,100 -37.52 671 29 -95.68
2017‑09‑30 13F-HR REN / Resolute Energy Corporation Call 0.61 0 169,500 0 103
2017‑09‑30 13F-HR REN / Resolute Energy Corporation Put 1.75 0 20,000 0 35
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) 41.16 58,330 53,405 -8.44 2,264 2,198 -2.92
2017‑09‑30 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 0.23 75,000 75,000 0.00 53 17 -67.92
2017‑09‑30 13F-HR INTC / Intel Corp. 38.09 118,249 46,573 -60.61 3,990 1,774 -55.54
2017‑09‑30 13F-HR INTC / Intel Corp. Call 0.60 0 50,000 0 30
2017‑09‑30 13F-HR INTC / Intel Corp. Put 0.05 136,600 266,700 95.24 134 14 -89.55
2017‑09‑30 13F-HR FRED / Fred's, Inc. Call 0.02 50,000 50,000 0.00 13 1 -92.31
2017‑09‑30 13F-HR FRED / Fred's, Inc. Put 8.65 40,200 20,000 -50.25 190 173 -8.95
2017‑09‑30 13F-HR INDA / iShares MSCI India ETF 32.85 0 67,091 0 2,204
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 0.48 250,000 352,200 40.88 293 168 -42.66
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Call 0.18 75,000 130,400 73.87 35 23 -34.29
2017‑09‑30 13F-HR KMI / Kinder Morgan, Inc. Put 0.38 89,100 109,800 23.23 44 42 -4.55
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.05 73,044 24,198 -66.87 877 340 -61.23
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Call 0.04 78,500 23,400 -70.19 22 1 -95.45
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. Put 0.64 125,300 50,000 -60.10 283 32 -88.69
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Call 3.80 487,100 549,700 12.85 703 2,091 197.44
2017‑09‑30 13F-HR MU / Micron Technology, Inc. Put 0.18 318,300 238,100 -25.20 525 42 -92.00
2017‑09‑30 13F-HR AMT / American Tower Corp. (REIT) 136.62 0 7,400 0 1,011
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. 199.45 71,719 75,924 5.86 13,894 15,143 8.99
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. Call 16.05 157,400 157,400 0.00 2,369 2,526 6.63
2017‑09‑30 13F-HR STZ / Constellation Brands, Inc. Put 0.01 157,400 157,400 0.00 39 2 -94.87
2017‑09‑30 13F-HR ITW / Illinois Tool Works, Inc. 148.00 0 1,500 0 222
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 74,584 67,532 -9.46 1,660 1,527 -8.01
2017‑09‑30 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 0.56 45,000 45,000 0.00 57 25 -56.14
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.56 0 6,316 0 433
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.08 13,600 78,087 474.17 1,489 8,830 493.02
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Call 6.23 954,700 1,777,600 86.19 2,914 11,080 280.23
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. Put 1.24 1,571,700 1,790,400 13.91 1,728 2,228 28.94
2017‑09‑30 13F-HR CBL / CBL & Associates Properties, Inc. Call 0.14 75,000 28,200 -62.40 11 4 -63.64
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. Call 3.80 124,900 100,000 -19.94 492 380 -22.76
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. Put 1.13 100,000 100,000 0.00 180 113 -37.22
2017‑09‑30 13F-HR USO / United States Oil Fund, LP Put 0.11 1,044,500 890,800 -14.72 442 102 -76.92
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. 130.70 0 39,694 0 5,188
2017‑09‑30 13F-HR COL / Rockwell Collins, Inc. Put 0.73 0 53,100 0 39
2017‑09‑30 13F-HR BTG / B2Gold Corp. 2.80 0 158,020 0 442
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. 132.23 48,225 51,902 7.62 5,869 6,863 16.94
2017‑09‑30 13F-HR NSC / Norfolk Southern Corp. Call 3.10 795,500 797,500 0.25 1,914 2,469 29.00
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.87 0 67,000 0 1,733
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. 12.75 203,985 140,033 -31.35 2,546 1,785 -29.89
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.79 421,700 149,800 -64.48 492 119 -75.81
2017‑09‑30 13F-HR AMD / Advanced Micro Devices, Inc. Put 0.95 510,400 531,000 4.04 892 502 -43.72
2017‑09‑30 13F-HR IDX / VanEck Vectors ETF TR 23.64 35,772 24,065 -32.73 861 569 -33.91
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 1.27 0 22,000 0 28
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 0.61 40,000 29,300 -26.75 7 18 157.14
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.94 54,800 72,200 31.75 3,434 3,245 -5.50
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 0.03 100,000 120,000 20.00 80 3 -96.25
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Put 6.25 100,000 100,000 0.00 115 625 443.48
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.64 3,961 2,053 -48.17 514 299 -41.83
2017‑09‑30 13F-HR ALR / Alere Inc. 50.99 114,860 159,719 39.06 5,765 8,144 41.27
2017‑09‑30 13F-HR ALR / Alere Inc. Call 1.78 636,400 290,400 -54.37 1,905 518 -72.81
2017‑09‑30 13F-HR ALR / Alere Inc. Put 0.04 50,600 168,100 232.21 41 6 -85.37
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 400,000 100,000 -75.00 9,256 2,316 -74.98
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 41.69 68,307 77,976 14.16 2,332 3,251 39.41
2017‑09‑30 13F-HR IAC / IAC/InterActiveCorp. 117.54 0 10,201 0 1,199
2017‑09‑30 13F-HR ZNGA / Zynga Inc. Call 0.24 134,200 300,700 124.07 76 71 -6.58
2017‑09‑30 13F-HR ZNGA / Zynga Inc. Put 0.02 0 118,000 0 2
2017‑09‑30 13F-HR ECH / iShares MSCI Chile Capped ETF 48.64 10,351 8,800 -14.98 431 428 -0.70
2017‑09‑30 13F-HR XLU / SPDR Utilities Select Sector ETF 52.95 6,600 4,400 -33.33 343 233 -32.07
2017‑09‑30 13F-HR PX / Praxair, Inc. 139.64 16,022 4,046 -74.75 2,124 565 -73.40
2017‑09‑30 13F-HR PX / Praxair, Inc. Call 0.01 100,000 100,000 0.00 12 1 -91.67
2017‑09‑30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.11 0 47,397 0 5
2017‑09‑30 13F-HR DB / Deutsche Bank AG 17.28 98,576 126,050 27.87 1,754 2,178 24.17
2017‑09‑30 13F-HR XXII / 22nd Century Group, Inc. 2.77 0 49,175 0 136
2017‑09‑30 13F-HR XXII / 22nd Century Group, Inc. Call 0.87 0 33,300 0 29
2017‑09‑30 13F-HR FB / Facebook, Inc. 170.86 25,909 66,831 157.95 3,912 11,419 191.90
2017‑09‑30 13F-HR FB / Facebook, Inc. Call 6.56 74,000 88,500 19.59 408 581 42.40
2017‑09‑30 13F-HR FB / Facebook, Inc. Put 1.89 10,000 30,700 207.00 59 58 -1.69
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.85 11,129 6,229 -44.03 615 323 -47.48
2017‑09‑30 13F-HR ABT / Abbott Laboratories 53.36 0 34,950 0 1,865
2017‑09‑30 13F-HR JD / JD.com, Inc. 38.20 72,700 68,500 -5.78 2,851 2,617 -8.21
2017‑09‑30 13F-HR JD / JD.com, Inc. Call 0.52 43,100 148,600 244.78 90 77 -14.44
2017‑09‑30 13F-HR JD / JD.com, Inc. Put 2.44 50,000 71,700 43.40 179 175 -2.23
2017‑09‑30 13F-HR RDS.A / Royal Dutch Shell Plc 60.62 0 5,675 0 344
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.51 19,300 38,588 99.94 1,330 2,875 116.17
2017‑09‑30 13F-HR MSFT / Microsoft Corp. Put 0.18 10,400 83,800 705.77 12 15 25.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. Call 2.11 75,000 75,000 0.00 330 158 -52.12
2017‑09‑30 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.65 28,792 7,661 -73.39 1,455 388 -73.33
2017‑09‑30 13F-HR UNP / Union Pacific Corp. 115.99 10,330 9,630 -6.78 1,125 1,117 -0.71
2017‑09‑30 13F-HR UNP / Union Pacific Corp. Call 0.08 186,200 125,000 -32.87 72 10 -86.11
2017‑09‑30 13F-HR HLF / Herbalife Ltd. 67.84 0 32,000 0 2,171
2017‑09‑30 13F-HR STX / Seagate Technology PLC 33.22 13,510 8,850 -34.49 524 294 -43.89
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.73 38,494 28,600 -25.70 5,424 4,940 -8.92
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Call 11.32 57,500 441,400 667.65 232 4,998 2,054.31
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited Put 2.43 72,200 357,600 395.29 60 868 1,346.67
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP 17.38 206,167 238,757 15.81 3,703 4,150 12.07
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP Call 0.03 0 30,000 0 1
2017‑09‑30 13F-HR ETE / Entergy Transfer Equity LP Put 0.09 250,000 250,000 0.00 91 23 -74.73
2017‑09‑30 13F-HR SRE / Sempra Energy 113.93 0 2,405 0 274
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.04 404,917 141,736 -65.00 3,235 1,423 -56.01
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 0.28 30,000 78,900 163.00 3 22 633.33
2017‑09‑30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 0.16 1,112,800 1,041,100 -6.44 975 162 -83.38
2017‑09‑30 13F-HR QTM / Quantum Corp. 6.12 21,633 58,662 171.17 169 359 112.43
2017‑09‑30 13F-HR YELP / Yelp, Inc. Call 6.35 201,000 866,600 331.14 147 5,507 3,646.26
2017‑09‑30 13F-HR YELP / Yelp, Inc. Put 1.76 10,500 50,100 377.14 8 88 1,000.00
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. Call 13.63 380,900 319,300 -16.17 8,714 4,351 -50.07
2017‑09‑30 13F-HR STRP / Straight Path Communications Inc. Put 0.15 56,400 59,500 5.50 4 9 125.00
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 0 145,647 0 7,438
2017‑09‑30 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.85 0 6,769 0 263
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.59 2,100 4,400 109.52 322 689 113.98
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. 47.14 6,935 20,172 190.87 300 951 217.00
2017‑09‑30 13F-HR MLNX / Mellanox Technologies, Ltd. Put 1.95 60,000 60,000 0.00 300 117 -61.00
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp Call 4.83 100,000 125,100 25.10 545 604 10.83
2017‑09‑30 13F-HR ILG / ILG, Inc Put 0.22 85,000 88,300 3.88 18 19 5.56
2017‑09‑30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 41.87 50,110 140,675 180.73 2,090 5,890 181.82
2017‑09‑30 13F-HR IMMR / Immersion Corporation 8.17 0 70,277 0 574
2017‑09‑30 13F-HR IMMR / Immersion Corporation Call 0.59 0 131,500 0 78
2017‑09‑30 13F-HR ACN / Accenture plc 135.14 1,998 1,998 0.00 247 270 9.31
2017‑09‑30 13F-HR TWX / Time Warner, Inc. 102.45 20,500 495,709 2,318.09 2,058 50,786 2,367.74
2017‑09‑30 13F-HR TWX / Time Warner, Inc. Call 0.98 688,600 928,900 34.90 366 912 149.18
2017‑09‑30 13F-HR TWX / Time Warner, Inc. Put 0.69 873,800 1,620,400 85.44 894 1,125 25.84
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.01 5,300 19,170 261.70 340 1,227 260.88
2017‑09‑30 13F-HR EZA / iShares MSCI South Africa ETF 58.70 0 6,985 0 410
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. 16.09 71,830 72,660 1.16 1,143 1,169 2.27
2017‑09‑30 13F-HR ABX / Barrick Gold Corp. Put 0.38 113,900 97,300 -14.57 159 37 -76.73
2017‑09‑30 13F-HR AABA / Altaba Inc Call 1.96 168,500 609,000 261.42 163 1,194 632.52
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. 32.05 113,631 79,787 -29.78 3,738 2,557 -31.59
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. Call 1.69 76,000 43,700 -42.50 184 74 -59.78
2017‑09‑30 13F-HR SBGI / Sinclair Broadcast Group, Inc. Put 1.75 175,000 75,000 -57.14 255 131 -48.63
2017‑09‑30 13F-HR RH / Restoration Hardware Holdings, Inc. Call 4.53 125,000 375,000 200.00 684 1,699 148.39
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. 5.60 81,300 20,900 -74.29 534 117 -78.09
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. Call 0.30 101,400 20,000 -80.28 35 6 -82.86
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.95 5,730 16,071 180.47 463 1,317 184.45
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. Put 0.21 251,800 232,900 -7.51 50 49 -2.00
2017‑09‑30 13F-HR PEP / PepsiCo, Inc. 111.32 6,100 2,650 -56.56 704 295 -58.10
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. 16.43 134,812 84,419 -37.38 2,607 1,387 -46.80
2017‑09‑30 13F-HR THC / Tenet Healthcare Corp. Put 1.86 200,000 125,100 -37.45 175 233 33.14
2017‑09‑30 13F-HR GRPN / Groupon, Inc. Call 0.59 0 132,000 0 78
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. 47.50 35,141 34,634 -1.44 1,768 1,645 -6.96
2017‑09‑30 13F-HR AAL / American Airlines Group Inc. Call 0.26 45,600 45,600 0.00 63 12 -80.95
2017‑09‑30 13F-HR CISN / Cision Ltd. 2.95 20,797 142,465 585.03 46 420 813.04
2017‑09‑30 13F-HR BAC / Bank of America Corp. 16.03 4,317,801 2,718,589 -37.04 70,174 43,568 -37.91
2017‑09‑30 13F-HR BAC / Bank of America Corp. Call 2.07 2,790,800 2,439,100 -12.60 4,474 5,037 12.58
2017‑09‑30 13F-HR BAC / Bank of America Corp. Put 0.55 2,051,100 1,835,100 -10.53 2,760 1,006 -63.55
2017‑09‑30 13F-HR CCL / Carnival Corp. 64.53 3,700 6,121 65.43 243 395 62.55
2017‑09‑30 13F-HR BNFT / Benefitfocus, Inc. Put 0.10 61,500 61,500 0.00 15 6 -60.00
2017‑09‑30 13F-HR ZROZ / PIMCO ETF Trust 101.55 0 30,094 0 3,056
2017‑09‑30 13F-HR GRA / Grace (W. R.) & Co. 72.15 0 23,383 0 1,687
2017‑09‑30 13F-HR GRA / Grace (W. R.) & Co. Call 4.32 0 25,000 0 108
2017‑09‑30 13F-HR GRA / Grace (W. R.) & Co. Put 0.80 0 20,000 0 16
2017‑09‑30 13F-HR NFLX / Netflix, Inc. 181.29 5,041 7,000 38.86 753 1,269 68.53
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.76 0 21,400 0 1,557
2017‑09‑30 13F-HR C / Citigroup, Inc. Call 8.68 1,478,100 1,225,400 -17.10 11,480 10,635 -7.36
2017‑09‑30 13F-HR C / Citigroup, Inc. Put 0.35 620,000 736,000 18.71 977 259 -73.49
2017‑09‑30 13F-HR DISH / DISH Network Corp. Call 1.74 303,000 557,500 83.99 2,567 972 -62.13
2017‑09‑30 13F-HR DISH / DISH Network Corp. Put 2.02 45,000 45,000 0.00 75 91 21.33
2017‑09‑30 13F-HR UNLYF / Unilever, PLC 57.96 94,426 48,429 -48.71 5,110 2,807 -45.07
2017‑09‑30 13F-HR CETX / Cemtrex, Inc. 0.39 156,750 86,078 -45.09 80 34 -57.50
2017‑09‑30 13F-HR BCR / Bard (C.R.), Inc. 320.55 2,700 5,631 108.56 853 1,805 111.61
2017‑09‑30 13F-HR EWW / iShares MSCI Mexico Capped ETF 54.61 16,028 26,188 63.39 865 1,430 65.32
2017‑09‑30 13F-HR HUM / Humana, Inc. 243.63 148,683 124,959 -15.96 35,776 30,444 -14.90
2017‑09‑30 13F-HR HUM / Humana, Inc. Call 12.13 433,500 469,000 8.19 7,615 5,690 -25.28
2017‑09‑30 13F-HR HUM / Humana, Inc. Put 1.75 360,600 251,200 -30.34 1,370 440 -67.88
2017‑09‑30 13F-HR DFIN / Donnelley Financial Solutions Call 0.10 295,300 295,300 0.00 273 30 -89.01
2017‑09‑30 13F-HR SEAC / SeaChange International, Inc. 2.72 20,951 20,551 -1.91 56 56 0.00
2017‑09‑30 13F-HR SEAC / SeaChange International, Inc. Put 0.06 50,000 50,000 0.00 6 3 -50.00
2017‑09‑30 13F-HR PZE / Petrobras Argentina S.A. 12.62 1,732,210 2,375,725 37.15 20,804 29,981 44.11
2017‑09‑30 13F-HR X / United States Steel Corp. Put 1.68 206,700 80,000 -61.30 666 134 -79.88
2017‑09‑30 13F-HR BP / BP Plc 38.43 56,300 26,280 -53.32 1,951 1,010 -48.23
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Put 0.38 76,900 52,000 -32.38 76 20 -73.68
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.17 0 4,650 0 689
2017‑09‑30 13F-HR CTB / Cooper Tire & Rubber Co. 37.40 0 105,346 0 3,940
2017‑09‑30 13F-HR SAND / Sandstorm Gold Ltd. 4.54 0 171,100 0 777
2017‑09‑30 13F-HR THD / iShares MSCI Thailand Capped ETF 86.48 5,910 12,257 107.39 461 1,060 129.93
2017‑09‑30 13F-HR XRX / Xerox Corp. 33.28 19,600 16,375 -16.45 563 545 -3.20
2017‑09‑30 13F-HR FWONA / Liberty Media, Formula One Group Series A 36.52 35,268 12,485 -64.60 1,235 456 -63.08
2017‑09‑30 13F-HR MON / Monsanto Co. Call 1.83 1,064,200 1,232,400 15.81 1,858 2,258 21.53
2017‑09‑30 13F-HR MON / Monsanto Co. Put 0.42 1,180,500 1,257,900 6.56 904 524 -42.04
2017‑09‑30 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 110.95 77,986 2,740 -96.49 8,631 304 -96.48
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 93.75 16,270 30,220 85.74 2,624 2,833 7.96
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 10.55 0 64,100 0 676
2017‑09‑30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 2.62 157,400 276,400 75.60 631 724 14.74
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.73 47,500 13,400 -71.79 4,199 1,189 -71.68
2017‑09‑30 13F-HR LWC / SPDR Barclays Long Term Corporate Bond ETF 42.17 45,212 4,932 -89.09 1,883 208 -88.95
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. Call 0.10 50,000 50,000 0.00 13 5 -61.54
2017‑09‑30 13F-HR UAE / iShares MSCI UAE Capped ETF 17.33 0 14,999 0 260
2017‑09‑30 13F-HR VNO / Vornado Realty Trust 76.87 4,200 13,100 211.90 394 1,007 155.58
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.44 50,000 25,000 -50.00 2,372 1,186 -50.00
2017‑09‑30 13F-HR CIEN / Ciena Corp. 21.98 27,835 11,508 -58.66 696 253 -63.65
2017‑09‑30 13F-HR CIEN / Ciena Corp. Call 0.02 90,000 90,000 0.00 41 2 -95.12
2017‑09‑30 13F-HR EPD / Enterprise Products Partners L.P. 26.05 9,500 17,620 85.47 257 459 78.60
2017‑09‑30 13F-HR ETP / Energy Transfer Partners, L.P. 18.30 14,822 15,683 5.81 302 287 -4.97
2017‑09‑30 13F-HR WDC / Western Digital Corp. 86.32 3,000 5,584 86.13 266 482 81.20
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.40 1,851 1,647 -11.02 319 307 -3.76
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 1.21 142,500 242,500 70.18 92 293 218.48
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 0.13 517,900 410,700 -20.70 329 55 -83.28
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.09 0 4,480 0 202
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Call 1.10 50,000 40,000 -20.00 188 44 -76.60
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. Put 0.16 50,000 24,700 -50.60 89 4 -95.51
2017‑09‑30 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.09 0 20,759 0 417
2017‑09‑30 13F-HR ELR / SPDR Series Trust 27.97 0 330,718 0 9,250
2017‑09‑30 13F-HR ARNC / Arconic Inc. Call 0.17 30,700 23,200 -24.43 0 4
2017‑09‑30 13F-HR GNMA / iShares Core GNMA Bond ETF 49.99 10,652 7,162 -32.76 529 358 -32.33
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.12 492,911 360,756 -26.81 70,989 55,599 -21.68
2017‑09‑30 13F-HR AAPL / Apple, Inc. Call 3.67 471,200 269,500 -42.81 2,393 988 -58.71
2017‑09‑30 13F-HR AAPL / Apple, Inc. Put 1.02 755,800 671,100 -11.21 2,890 685 -76.30
2017‑09‑30 13F-HR TSEM / Tower Semiconductor Ltd. 30.73 0 9,372 0 288
2017‑09‑30 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.02 4,974 6,949 39.71 307 431 40.39
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.44 0 538,733 0 5,624
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 0 161,645 0 13,248
2017‑09‑30 13F-HR NVS / Novartis AG 85.90 0 6,764 0 581
2017‑09‑30 13F-HR W / Wayfair, Inc. Call 1.03 36,000 36,000 0.00 236 37 -84.32
2017‑09‑30 13F-HR EIDO / iShares MSCI Indonesia ETF 26.67 0 22,982 0 613
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. 33.59 22,497 9,200 -59.11 704 309 -56.11
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Call 0.73 0 30,000 0 22
2017‑09‑30 13F-HR CSCO / Cisco Systems, Inc. Put 0.10 0 97,300 0 10
2017‑09‑30 13F-HR EPHE / iShares MSCI Philippines ETF 36.95 10,200 12,042 18.06 365 445 21.92
2017‑09‑30 13F-HR QRVO / Qorvo, Inc. Call 4.60 30,000 30,000 0.00 120 138 15.00
2017‑09‑30 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 67.35 87,617 44,719 -48.96 5,049 3,012 -40.34
2017‑09‑30 13F-HR AGN / Allergan plc 204.95 6,733 119,757 1,678.66 4,968 24,544 394.04
2017‑09‑30 13F-HR AGN / Allergan plc 737.86 31,246 6,733 -78.45 7,596 4,968 -34.60
2017‑09‑30 13F-HR AGN / Allergan plc Call 6.86 220,400 185,500 -15.83 6,877 1,273 -81.49
2017‑09‑30 13F-HR AGN / Allergan plc Put 9.29 133,900 118,900 -11.20 682 1,104 61.88
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. 64.09 47,720 4,790 -89.96 3,049 307 -89.93
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.11 3,643 1,461 -59.90 560 212 -62.14
2017‑09‑30 13F-HR AIG / American International Group, Inc. 20.00 300,285 220,867 -26.45 6,330 4,417 -30.22
2017‑09‑30 13F-HR EPOL / iShares MSCI Poland Capped ETF 26.51 51,216 13,655 -73.34 1,244 362 -70.90
2017‑09‑30 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 34.57 64,563 20,307 -68.55 2,147 702 -67.30
2017‑09‑30 13F-HR PRU / Prudential Financial, Inc. 106.36 14,670 6,600 -55.01 1,586 702 -55.74
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.64 30,706 2,004 -93.47 4,439 358 -91.94
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.15 88,390 246,760 179.17 4,898 13,609 177.85
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Call 2.31 339,800 226,700 -33.28 1,035 524 -49.37
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. Put 1.19 840,100 664,000 -20.96 1,177 788 -33.05
2017‑09‑30 13F-HR LVLT / Level 3 Communications, Inc. 53.31 7,976 23,543 195.17 473 1,255 165.33
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Call 0.06 112,600 142,100 26.20 29 9 -68.97
2017‑09‑30 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 15.83 34,000 44,085 29.66 474 698 47.26
2017‑09‑30 13F-HR PVG / Pretium Resources, Inc. 9.26 324,431 174,975 -46.07 3,118 1,620 -48.04
2017‑09‑30 13F-HR XBKS / Xenith Bankshares, Inc. 32.51 9,782 7,783 -20.44 304 253 -16.78
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.87 0 7,550 0 671
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. Call 2.79 31,200 31,200 0.00 32 87 171.88
2017‑09‑30 13F-HR NPO / EnPro Industries, Inc. 80.62 0 5,458 0 440
2017‑09‑30 13F-HR TWNK / Hostess Brands, Inc. Class A 2.04 565,740 234,673 -58.52 1,646 479 -70.90
2017‑09‑30 13F-HR SA / Seabridge Gold Inc. 12.18 0 21,097 0 257
2017‑09‑30 13F-HR SYF / Synchrony Financial Call 0.52 25,000 25,000 0.00 20 13 -35.00
2017‑09‑30 13F-HR SYF / Synchrony Financial Put 0.84 638,600 513,600 -19.57 1,009 429 -57.48
2017‑09‑30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 5.18 21,634 21,634 0.00 84 112 33.33
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.61 10,240 8,250 -19.43 1,100 1,028 -6.55
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.71 21,745 50,945 134.28 730 1,819 149.18
2017‑09‑30 13F-HR APA / Apache Corp. 45.80 35,923 38,104 6.07 1,722 1,745 1.34
2017‑09‑30 13F-HR APA / Apache Corp. Call 0.02 45,000 45,000 0.00 40 1 -97.50
2017‑09‑30 13F-HR APA / Apache Corp. Put 0.68 67,500 67,500 0.00 125 46 -63.20
2017‑09‑30 13F-HR ZB.PRA / Zions Bancorporation 15.22 19,797 32,199 62.65 250 490 96.00
2017‑09‑30 13F-HR MCHI / iShares MSCI China ETF 63.09 235,791 202,035 -14.32 12,895 12,746 -1.16
2017‑09‑30 13F-HR GE / General Electric Co. 24.22 0 9,000 0 218
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.42 62,577 61,200 -2.20 1,617 1,678 3.77
2017‑09‑30 13F-HR HUN / Huntsman Corp. Put 0.53 50,000 40,000 -20.00 8 21 162.50
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.59 0 19,500 0 850
2017‑09‑30 13F-HR TMUS / T-Mobile US, Inc. 61.66 3,859 41,436 973.75 234 2,555 991.88
2017‑09‑30 13F-HR EWL / iShares MSCI Switzerland Capped ETF 35.01 0 7,998 0 280
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 60.42 77,310 79,317 2.60 7,066 4,792 -32.18
2017‑09‑30 13F-HR HIMX / Himax Technologies, Inc. 10.94 0 28,600 0 313
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.53 0 53,664 0 780
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Call 0.23 165,500 47,100 -71.54 206 11 -94.66
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. Put 1.69 172,900 164,500 -4.86 355 278 -21.69
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation 2.20 160,456 317,853 98.09 424 699 64.86
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation Put 0.87 176,000 176,000 0.00 110 153 39.09
2017‑09‑30 13F-HR GNCMB / General Communication, Inc. 40.79 26,332 31,500 19.63 965 1,285 33.16
2017‑09‑30 13F-HR SBUX / Starbucks Corp. 53.74 8,201 7,629 -6.97 478 410 -14.23
2017‑09‑30 13F-HR HSBC / HSBC Holdings Plc 49.45 5,100 12,680 148.63 237 627 164.56
2017‑09‑30 13F-HR GG / Goldcorp, Inc. 12.96 0 77,000 0 998
2017‑09‑30 13F-HR GG / Goldcorp, Inc. Put 0.65 0 150,000 0 98
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. 78.15 32,799 28,330 -13.63 2,482 2,214 -10.80
2017‑09‑30 13F-HR PM / Philip Morris International, Inc. 111.05 3,000 1,900 -36.67 352 211 -40.06
2017‑09‑30 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 223.84 121,385 9,681 -92.02 25,884 2,167 -91.63
2017‑09‑30 13F-HR FSM / Fortuna Silver Mines Inc. 4.38 432,142 278,360 -35.59 2,113 1,219 -42.31
2017‑09‑30 13F-HR VSM / Versum Materials, Inc. Call 2.29 25,000 175,000 600.00 40 401 902.50
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.00 8,900 3,500 -60.67 1,177 455 -61.34
2017‑09‑30 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 47.83 74,741 95,524 27.81 3,577 4,569 27.73
2017‑09‑30 13F-HR FEZ / SPDR Euro STOXX 50 ETF 41.22 19,100 5,313 -72.18 735 219 -70.20
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.45 0 43,361 0 6,307
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Call 1.67 0 72,600 0 121
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust Put 0.57 0 20,900 0 12
2017‑09‑30 13F-HR HAL / Halliburton Co. (Holding Company) 46.04 30,300 28,000 -7.59 1,294 1,289 -0.39
2017‑09‑30 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 94.18 0 10,639 0 1,002
2017‑09‑30 13F-HR HPE / Hewlett Packard Enterprise Company Call 0.69 400,000 400,000 0.00 115 276 140.00
2017‑09‑30 13F-HR AZN / AstraZeneca Plc 33.81 0 6,300 0 213
2017‑09‑30 13F-HR HD / Home Depot, Inc. (The) 163.54 9,164 9,600 4.76 1,406 1,570 11.66
2017‑09‑30 13F-HR QEP / QEP Resources, Inc. Call 0.15 20,000 20,000 0.00 14 3 -78.57
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.38 0 7,400 0 358
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.02 6,746 45,949 581.13 477 3,723 680.50
2017‑09‑30 13F-HR EGN / Energen Corp. 54.72 0 6,689 0 366
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.04 0 1,463 0 1,406
2017‑09‑30 13F-HR CUNB / CU Bancorp 38.79 33,868 43,161 27.44 1,224 1,674 36.76
2017‑09‑30 13F-HR EWH / iShares MSCI Hong Kong ETF 24.72 0 10,800 0 267
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.88 47,872 16,727 -65.06 3,549 1,219 -65.65
2017‑09‑30 13F-HR CI / Cigna Corp. 186.98 2,519 2,519 0.00 422 471 11.61
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. 18.76 108,756 68,006 -37.47 2,465 1,276 -48.24
2017‑09‑30 13F-HR SFM / Sprouts Farmers Market, Inc. Put 0.85 211,000 161,000 -23.70 106 137 29.25
2017‑09‑30 13F-HR HDS / Hd Supply Inc. Call 4.35 0 80,000 0 348
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. 5.47 50,552 42,600 -15.73 279 233 -16.49
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.48 42,500 38,130 -10.28 2,771 2,611 -5.77
2017‑09‑30 13F-HR CSX / CSX Corp. 54.25 4,221 4,221 0.00 230 229 -0.43
2017‑09‑30 13F-HR GM / General Motors Company 40.38 15,800 31,300 98.10 552 1,264 128.99
2017‑09‑30 13F-HR DAL / Delta Air Lines, Inc. 48.21 27,522 28,000 1.74 1,479 1,350 -8.72
2017‑09‑30 13F-HR BA / Boeing Company (The) 254.14 5,162 4,832 -6.39 1,021 1,228 20.27
2017‑09‑30 13F-HR EWQ / iShares MSCI France ETF 30.90 17,890 49,033 174.08 515 1,515 194.17
2017‑09‑30 13F-HR OACQW / Origo Acquisition Corporation 0.30 0 23,138 0 7
2017‑09‑30 13F-HR EWG / iShares MSCI Germany ETF 32.47 0 7,700 0 250
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) 30.00 39,804 24,704 -37.94 1,205 741 -38.51
2017‑09‑30 13F-HR OKE.WI / ONEOK, Inc. Call 1.55 50,000 141,900 183.80 120 220 83.33
2017‑09‑30 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 21.56 34,833 67,340 93.32 773 1,452 87.84
2017‑09‑30 13F-HR LBRDA / Liberty Broadband Corporation 94.28 0 2,344 0 221
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.09 0 160,000 0 14
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. 12.99 91,585 77,290 -15.61 1,490 1,004 -32.62
2017‑09‑30 13F-HR SEAS / SeaWorld Entertainment, Inc. Put 2.45 241,400 97,500 -59.61 243 239 -1.65
2017‑09‑30 13F-HR SCPB / SPDR Barclays Short Term Corporate Bond ETF 30.66 0 44,423 0 1,362
2017‑09‑30 13F-HR BBY / Best Buy Co., Inc. 56.99 0 4,825 0 275
2017‑09‑30 13F-HR CFCOW / CF Corporation, Warrants 2.11 119,595 152,399 27.43 257 322 25.29
2017‑09‑30 13F-HR BHP / BHP Billiton Ltd. 40.56 0 5,400 0 219
2017‑09‑30 13F-HR SINA / Sina Corp. 114.61 0 11,500 0 1,318
2017‑09‑30 13F-HR EXPE / Expedia, Inc. Put 0.40 20,000 20,000 0.00 12 8 -33.33
2017‑09‑30 13F-HR WYNN / Wynn Resorts Ltd. 6,749 0 -100.00 905 0 -100.00
2017‑09‑30 13F-HR EPI / WisdomTree India Earnings Fund 17,784 0 -100.00 436 0 -100.00
2017‑09‑30 13F-HR WFT / Weatherford International plc 11,845 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR VRSN / VeriSign, Inc. 4,343 0 -100.00 404 0 -100.00
2017‑09‑30 13F-HR WOOF / VCA Inc. 10,600 0 -100.00 978 0 -100.00
2017‑09‑30 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 68,874 0 -100.00 5,517 0 -100.00
2017‑09‑30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 42,838 0 -100.00 3,750 0 -100.00
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 4,768 0 -100.00 381 0 -100.00
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 12,072 0 -100.00 1,020 0 -100.00
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR 84,852 0 -100.00 742 0 -100.00
2017‑09‑30 13F-HR USO / United States Oil Fund, LP 309,075 0 -100.00 2,936 0 -100.00
2017‑09‑30 13F-HR UAL / United Continental Holdings, Inc. 4,203 0 -100.00 316 0 -100.00
2017‑09‑30 13F-HR RIG / Transocean, Inc. 71,090 0 -100.00 585 0 -100.00
2017‑09‑30 13F-HR TXN / Texas Instruments Inc. 2,710 0 -100.00 208 0 -100.00
2017‑09‑30 13F-HR TCB / TCF Financial Corp. 19,688 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR SPLS / Staples, Inc. 22,200 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 72,545 0 -100.00 2,316 0 -100.00
2017‑09‑30 13F-HR MBG / SPDR Barclays Mortgage Backed Bond ETF 17,269 0 -100.00 454 0 -100.00
2017‑09‑30 13F-HR ITR / SPDR Barclays Intermediate Term Corporate Bond ETF 105,647 0 -100.00 3,635 0 -100.00
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 4,100 0 -100.00 992 0 -100.00
2017‑09‑30 13F-HR RAI / Reynolds American, Inc. (Holding Co.) 156,274 0 -100.00 10,164 0 -100.00
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. 77,020 0 -100.00 903 0 -100.00
2017‑09‑30 13F-HR OKS / ONEOK Partners, L.P. 117,574 0 -100.00 6,004 0 -100.00
2017‑09‑30 13F-HR NXST / Nexstar Broadcasting Group, Inc. 6,500 0 -100.00 389 0 -100.00
2017‑09‑30 13F-HR NFX / Newfield Exploration Company 40,920 0 -100.00 1,165 0 -100.00
2017‑09‑30 13F-HR NGDAF / New Gold, Inc. 41,000 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. 33,964 0 -100.00 2,932 0 -100.00
2017‑09‑30 13F-HR MBLY / Mobileye N.V. 34,010 0 -100.00 2,136 0 -100.00
2017‑09‑30 13F-HR MCHP / Microchip Technology Inc. 6,775 0 -100.00 523 0 -100.00
2017‑09‑30 13F-HR CALL / magicJack VocalTec Ltd. 11,694 0 -100.00 84 0 -100.00
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 23,767 0 -100.00 984 0 -100.00
2017‑09‑30 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 50,789 0 -100.00 3,426 0 -100.00
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 72,325 0 -100.00 8,271 0 -100.00
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 26,041 0 -100.00 2,859 0 -100.00
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 29,966 0 -100.00 3,611 0 -100.00
2017‑09‑30 13F-HR EWY / iShares MSCI South Korea Capped ETF 9,124 0 -100.00 619 0 -100.00
2017‑09‑30 13F-HR ILG / ILG, Inc 102,600 0 -100.00 2,820 0 -100.00
2017‑09‑30 13F-HR FTR / Frontier Communications Corp. 39,600 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR FIG / Fortress Investment Group LLC 94,139 0 -100.00 752 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 5,400 0 -100.00 341 0 -100.00
2017‑09‑30 13F-HR DVMT / Dell Technologies Inc. 12,214 0 -100.00 746 0 -100.00
2017‑09‑30 13F-HR CNDT / Conduent 19,255 0 -100.00 307 0 -100.00
2017‑09‑30 13F-HR CMA / Comerica, Inc. 13,120 0 -100.00 578 0 -100.00
2017‑09‑30 13F-HR CEO / CNOOC Ltd. 8,507 0 -100.00 931 0 -100.00
2017‑09‑30 13F-HR CME / CME Group, Inc. 7,128 0 -100.00 893 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. 32,549 0 -100.00 225 0 -100.00
2017‑09‑30 13F-HR CHK / Chesapeake Energy Corp. 155,471 0 -100.00 772 0 -100.00
2017‑09‑30 13F-HR CC / Chemours Company (The) 81,076 0 -100.00 3,074 0 -100.00
2017‑09‑30 13F-HR CCJ / Cameco Corp. 16,500 0 -100.00 150 0 -100.00
2017‑09‑30 13F-HR CACQ / Caesars Acquisition Co. 14,413 0 -100.00 275 0 -100.00
2017‑09‑30 13F-HR BG / Bunge Ltd. 3,750 0 -100.00 280 0 -100.00
2017‑09‑30 13F-HR BKD / Brookdale Senior Living, Inc. 20,085 0 -100.00 295 0 -100.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. 28,008 0 -100.00 1,791 0 -100.00
2017‑09‑30 13F-HR AVGO / Broadcom Limited 2,550 0 -100.00 594 0 -100.00
2017‑09‑30 13F-HR WLL / Whiting Petroleum Corp. Call 11,500 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR TPGH / TPG Pace Holdings Corp. 10,000 0 -100.00 103 0 -100.00
2017‑09‑30 13F-HR ENT / Global Eagle Entertainment Inc. 12,985 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR VMW / VMWare, Inc. Call 11,200 0 -100.00 12 0 -100.00
2017‑09‑30 13F-HR SGMS / Scientific Games Corp. 465,281 0 -100.00 12,144 0 -100.00
2017‑09‑30 13F-HR NFLX / Netflix, Inc. Call 19,800 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR DISH / DISH Network Corp. 5,953 0 -100.00 374 0 -100.00
2017‑09‑30 13F-HR X / United States Steel Corp. 61,930 0 -100.00 1,371 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR 99,865 0 -100.00 2,205 0 -100.00
2017‑09‑30 13F-HR EMLC / VanEck Vectors ETF TR Put 191,000 0 -100.00 109 0 -100.00
2017‑09‑30 13F-HR SYF / Synchrony Financial 20,456 0 -100.00 610 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. Call 200,100 0 -100.00 8 0 -100.00
2017‑09‑30 13F-HR GE / General Electric Co. Put 11,000 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. Put 100,000 0 -100.00 63 0 -100.00
2017‑09‑30 13F-HR WMB / Williams Companies, Inc. (The) Put 20,000 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR AAPJ / AAP, Inc. 10,387 0 -100.00 1,211 0 -100.00
2017‑09‑30 13F-HR AAPJ / AAP, Inc. Put 13,200 0 -100.00 116 0 -100.00
2017‑09‑30 13F-HR AKRX / Akorn, Inc. 8,000 0 -100.00 268 0 -100.00
2017‑09‑30 13F-HR AGNC / AGNC Investment Corp. 14,000 0 -100.00 298 0 -100.00
2017‑09‑30 13F-HR AKS / AK Steel Holding Corp. Put 78,400 0 -100.00 139 0 -100.00
2017‑09‑30 13F-HR AWH / Allied World Assurance Company Holding AG 1,801,234 0 -100.00 95,286 0 -100.00
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. Call 2,000 0 -100.00 566 0 -100.00
2017‑09‑30 13F-HR MO / Altria Group, Inc. 3,900 0 -100.00 290 0 -100.00
2017‑09‑30 13F-HR COVS / Covisint Corporation 10,000 0 -100.00 25 0 -100.00
2017‑09‑30 13F-HR CSX / CSX Corp. Put 14,100 0 -100.00 35 0 -100.00
2017‑09‑30 13F-HR CVS / CVS Health Corporation 3,703 0 -100.00 298 0 -100.00
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 4,000 0 -100.00 215 0 -100.00
2017‑09‑30 13F-HR GPRO / GoPro, Inc. Put 14,400 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. Put 15,300 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR GM / General Motors Company Put 14,800 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Call 52,300 0 -100.00 96 0 -100.00
2017‑09‑30 13F-HR GT / Goodyear Tire & Rubber Co. (The) Put 13,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR GOGO / Gogo Inc. 20,948 0 -100.00 242 0 -100.00
2017‑09‑30 13F-HR GSK / GlaxoSmithKline plc 14,096 0 -100.00 608 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Call 20,300 0 -100.00 146 0 -100.00
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. Put 100,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company Call 180,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR KCG / KCG Holdings, Inc. 17,619 0 -100.00 351 0 -100.00
2017‑09‑30 13F-HR KKR / KKR & CO. L.P. 16,150 0 -100.00 300 0 -100.00
2017‑09‑30 13F-HR KATE / Kate Spade & Company 125,540 0 -100.00 2,321 0 -100.00
2017‑09‑30 13F-HR IYR / iShares U.S. Real Estate ETF 18,500 0 -100.00 1,476 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company 51,296 0 -100.00 4,393 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Put 150,000 0 -100.00 149 0 -100.00
2017‑09‑30 13F-HR KHC / Kraft Heinz Company Call 52,800 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR LRCX / Lam Research Corp. 48,952 0 -100.00 6,923 0 -100.00
2017‑09‑30 13F-HR KYO / Kyocera Corp. 7,319 0 -100.00 426 0 -100.00
2017‑09‑30 13F-HR LSCC / Lattice Semiconductor Corp. 26,325 0 -100.00 176 0 -100.00
2017‑09‑30 13F-HR LVS / Las Vegas Sands Corp. Put 22,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR LITE / Lumentum Holdings Inc. Call 72,300 0 -100.00 923 0 -100.00
2017‑09‑30 13F-HR PGX / PowerShares Preferred Portfolio 25,348 0 -100.00 383 0 -100.00
2017‑09‑30 13F-HR PAH / Platform Specialty Products Corp. 56,377 0 -100.00 715 0 -100.00
2017‑09‑30 13F-HR PLYA / Playa Hotels & Resorts NV 14,020 0 -100.00 168 0 -100.00
2017‑09‑30 13F-HR POWERSHARES ETF TRUST II / GLBL ST HI YLD (73936Q710) 14,769 0 -100.00 358 0
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 39,957 0 -100.00 763 0 -100.00
2017‑09‑30 13F-HR PGR / Progressive Corp. (The) 23,500 0 -100.00 1,036 0 -100.00
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. 30,500 0 -100.00 2,648 0 -100.00
2017‑09‑30 13F-HR PFPT / Proofpoint, Inc. Put 50,000 0 -100.00 230 0 -100.00
2017‑09‑30 13F-HR PROSHARES TR / INVT INT RT HG (74347B607) 46,933 0 -100.00 3,590 0
2017‑09‑30 13F-HR PCLN / The Priceline Group Inc. 459 0 -100.00 859 0 -100.00
2017‑09‑30 13F-HR R / Ryder System, Inc. Call 22,500 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR SPGI / S&P Global Inc. 36,380 0 -100.00 5,311 0 -100.00
2017‑09‑30 13F-HR RAD / Rite Aid Corp. Call 163,200 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR SEE / Sealed Air Corp. Call 100,000 0 -100.00 293 0 -100.00
2017‑09‑30 13F-HR ANTM / Anthem, Inc. 1,121 0 -100.00 211 0 -100.00
2017‑09‑30 13F-HR ARNC / Arconic Inc. 25,000 0 -100.00 566 0 -100.00
2017‑09‑30 13F-HR BBD / Banco Bradesco S.A. Call 15,600 0 -100.00 3 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Call 5,087,200 0 -100.00 1,933 0 -100.00
2017‑09‑30 13F-HR BCS / Barclays Bank Plc Put 2,006,000 0 -100.00 5,645 0 -100.00
2017‑09‑30 13F-HR CUDA / Barracuda Networks, Inc. 9,700 0 -100.00 224 0 -100.00
2017‑09‑30 13F-HR BDX / Becton Dickinson & Co. 1,029 0 -100.00 201 0 -100.00
2017‑09‑30 13F-HR BNFT / Benefitfocus, Inc. Call 41,000 0 -100.00 93 0 -100.00
2017‑09‑30 13F-HR BISON CAP ACQUISITION CORP / UNIT 99/99/9999T (G1142P120) 345,150 0 -100.00 3,521 0
2017‑09‑30 13F-HR CC / Chemours Company (The) Put 114,500 0 -100.00 57 0 -100.00
2017‑09‑30 13F-HR BPL / Buckeye Partners, L.P. Put 35,000 0 -100.00 106 0 -100.00
2017‑09‑30 13F-HR BP / BP Plc Put 13,700 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR CCMP / Cabot Microelectronics Corp. Put 19,500 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR CCP / Care Capital Properties, Inc. 9,889 0 -100.00 264 0 -100.00
2017‑09‑30 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 17,500 0 -100.00 345 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. Call 49,000 0 -100.00 30 0 -100.00
2017‑09‑30 13F-HR CLF / Cliffs Natural Resources Inc. Put 128,000 0 -100.00 90 0 -100.00
2017‑09‑30 13F-HR PLAY / Dave & Buster's Entertainment, Inc. Call 40,000 0 -100.00 6 0 -100.00
2017‑09‑30 13F-HR DSKE / Daseke, Inc. 20,983 0 -100.00 234 0 -100.00
2017‑09‑30 13F-HR EACQ / Easterly Acquisition Corp. 25,100 0 -100.00 252 0 -100.00
2017‑09‑30 13F-HR EGO / Eldorado Gold Corporation Call 69,100 0 -100.00 2 0 -100.00
2017‑09‑30 13F-HR FRP / Fairpoint Communications, Inc. 48,412 0 -100.00 758 0 -100.00
2017‑09‑30 13F-HR FCH / FelCor Lodging Trust, Inc. 69,775 0 -100.00 503 0 -100.00
2017‑09‑30 13F-HR FIS / Fidelity National Information Services, Inc. 25,000 0 -100.00 2,135 0 -100.00
2017‑09‑30 13F-HR FORUM MERGER CORP / *W EXP 06/01/202 (34985B111) 16,100 0 -100.00 5 0
2017‑09‑30 13F-HR FORUM MERGER CORP / UNIT 06/01/2024 (34985B202) 130,900 0 -100.00 1,334 0
2017‑09‑30 13F-HR EGAS / Gas Natural Inc. 50,900 0 -100.00 657 0 -100.00
2017‑09‑30 13F-HR ISHARES / EM HGHYL BD ETF (464286285) 14,759 0 -100.00 740 0
2017‑09‑30 13F-HR HDB / HDFC Bank Ltd. 15,700 0 -100.00 1,365 0 -100.00
2017‑09‑30 13F-HR IVZ / Invesco Ltd. 6,129 0 -100.00 216 0 -100.00
2017‑09‑30 13F-HR IHSEF / IShares Plc. 13,900 0 -100.00 561 0 -100.00
2017‑09‑30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 30,800 0 -100.00 7 0 -100.00
2017‑09‑30 13F-HR SLV / iShares Silver Trust Call 100,000 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Call 129,200 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR ISHARES TR / MSCI UK ETF NEW (46435G334) 169,299 0 -100.00 5,643 0
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp Put 12,000 0 -100.00 29 0 -100.00
2017‑09‑30 13F-HR VAC / Marriott Vacations Worldwide Corp Call 12,500 0 -100.00 38 0 -100.00
2017‑09‑30 13F-HR MDCO / Medicines Company 5,629 0 -100.00 214 0 -100.00
2017‑09‑30 13F-HR MCEP / Mid-Con Energy Partners, LP 49,449 0 -100.00 67 0 -100.00
2017‑09‑30 13F-HR MCEP / Mid-Con Energy Partners, LP Put 50,000 0 -100.00 54 0 -100.00
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 309,913 0 -100.00 9,254 0 -100.00
2017‑09‑30 13F-HR NGDAF / New Gold, Inc. Put 150,000 0 -100.00 4 0 -100.00
2017‑09‑30 13F-HR TAP / Molson Coors Brewing Co. Put 141,700 0 -100.00 113 0 -100.00
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. Call 38,500 0 -100.00 79 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. 8,792 0 -100.00 2,766 0 -100.00
2017‑09‑30 13F-HR PNRA / Panera Bread Co. Call 99,500 0 -100.00 14 0 -100.00
2017‑09‑30 13F-HR PTHN / Patheon N.V. 18,615 0 -100.00 649 0 -100.00
2017‑09‑30 13F-HR PTHN / Patheon N.V. Call 475,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR PTHN / Patheon N.V. Put 475,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR JCP / J.C. Penney Co., Inc. Put 16,500 0 -100.00 10 0 -100.00
2017‑09‑30 13F-HR QCP / Quality Care Properties, Inc. 50,765 0 -100.00 930 0 -100.00
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. Call 23,600 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR RCII / Rent-A-Center, Inc. Put 111,000 0 -100.00 64 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 5,800 0 -100.00 317 0 -100.00
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF Put 353,000 0 -100.00 128 0 -100.00
2017‑09‑30 13F-HR P / Pandora Media, Inc. 37,106 0 -100.00 331 0 -100.00
2017‑09‑30 13F-HR P / Pandora Media, Inc. Call 250,000 0 -100.00 5 0 -100.00
2017‑09‑30 13F-HR SONC / Sonic Corp. 11,000 0 -100.00 291 0 -100.00
2017‑09‑30 13F-HR SBUX / Starbucks Corp. Put 20,000 0 -100.00 17 0 -100.00
2017‑09‑30 13F-HR GXC / SPDR S&P China ETF 3,500 0 -100.00 312 0 -100.00
2017‑09‑30 13F-HR SPDR SERIES TRUST / BLOMBRG BRC EMRG (78464A391) 21,023 0 -100.00 611 0
2017‑09‑30 13F-HR SUM / Summit Materials, Inc. 28,530 0 -100.00 824 0 -100.00
2017‑09‑30 13F-HR SUN / Sunoco LP Call 86,100 0 -100.00 71 0 -100.00
2017‑09‑30 13F-HR SWFT / Swift Transportation Company 96,879 0 -100.00 2,568 0 -100.00
2017‑09‑30 13F-HR TECK / Teck Resources Ltd. Call 125,000 0 -100.00 46 0 -100.00
2017‑09‑30 13F-HR TRUE / TrueCar, Inc. Call 42,500 0 -100.00 105 0 -100.00
2017‑09‑30 13F-HR TRCO / Tribune Media Company 5,000 0 -100.00 204 0 -100.00
2017‑09‑30 13F-HR YLCO / GLOBAL X FDS 27,513 0 -100.00 266 0 -100.00
2017‑09‑30 13F-HR TRIP / TripAdvisor, Inc. Call 35,000 0 -100.00 22 0 -100.00
2017‑09‑30 13F-HR TRUE / TrueCar, Inc. 64,987 0 -100.00 1,295 0 -100.00
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / EMERGING MKTS HI (92189F353) 26,284 0 -100.00 644 0
2017‑09‑30 13F-HR VANECK VECTORS ETF TR / OIL SVCS ETF (92189F718) 20,100 0 -100.00 498 0
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. 4,462 0 -100.00 1,613 0 -100.00
2017‑09‑30 13F-HR TSLA / Tesla Motors, Inc. Call 46,200 0 -100.00 4,294 0 -100.00
2017‑09‑30 13F-HR VALE.P / Vale S.A. Preferred Class A Shares ADR Call 117,200 0 -100.00 37 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. 285,435 0 -100.00 12,019 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Call 522,000 0 -100.00 130 0 -100.00
2017‑09‑30 13F-HR WFM / Whole Foods Market, Inc. Put 310,700 0 -100.00 259 0 -100.00
2017‑09‑30 13F-HR VAR / Varian Medical Systems, Inc. Call 37,500 0 -100.00 353 0 -100.00
2017‑09‑30 13F-HR WMT / Wal-Mart Stores, Inc. Put 23,300 0 -100.00 9 0 -100.00
2017‑09‑30 13F-HR VOC / VOC Energy Trust 11,064 0 -100.00 47 0 -100.00
2017‑09‑30 13F-HR VOC / VOC Energy Trust Call 25,900 0 -100.00 1 0 -100.00
2017‑09‑30 13F-HR VOC / VOC Energy Trust Put 10,000 0 -100.00 11 0 -100.00
2017‑09‑30 13F-HR VTTI / VTTI Energy Partners LP 130,653 0 -100.00 2,567 0 -100.00
2017‑09‑30 13F-HR WBMD / WebMD Health Corp. Call 81,000 0 -100.00 164 0 -100.00
2017‑09‑30 13F-HR WTW / Weight Watchers International, Inc. Call 21,400 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR WPX / WPX Energy, Inc. Call 100,000 0 -100.00 123 0 -100.00
2017‑09‑30 13F-HR BLV / Vanguard Long-Term Bond ETF 42,305 0 -100.00 3,940 0 -100.00
2017‑09‑30 13F-HR BNDX / Vanguard Total International Bond ETF 6,115 0 -100.00 332 0 -100.00
2017‑09‑30 13F-HR YELP / Yelp, Inc. 74,825 0 -100.00 2,246 0 -100.00