InvestorBluefin Trading, LLC
Portfolio Value $ 1,477,829,000
Current Positions408
Opened Positions5
Closed Positions267


Latest Holdings, Performance, AUM (from 13F, 13D)

Bluefin Trading, LLC has disclosed 408 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,477,829,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Bluefin Trading, LLC's top holdings are Monsanto Co. (NYSE:MON) , NXP Semiconductors N.V. (NASDAQ:NXPI) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Bank of America Corp. (NYSE:BAC) , and Intel Corp. (NASDAQ:INTC) . Bluefin Trading, LLC's new positions include Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , iShares Convertible Bond ETF (BATS:ICVT) , Microsemi Corp. (NASDAQ:MSCC) , Express Scripts Holding Co. (NASDAQ:ESRX) , and Alexion Pharmaceuticals, Inc. (NASDAQ:ALXN) .

All Bluefin Trading, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on May 15, 2018. Click the link icon to see the full transaction history.

Reporting Period Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-03-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 50.40 28,587 8,095 -71.68 1,378 408 -70.39
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. 117.00 1,349,730 1,294,640 -4.08 158,040 151,474 -4.15
2018-03-31 13F-HR VMW / VMWare, Inc. Put 15.38 0 121,500 0 1,869
2018-03-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 125,387 134,785 7.50
2018-03-31 13F-HR NVDA / NVIDIA Corp. 231.58 63,100 2,470 -96.09 12,210 572 -95.32
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 2.97 1,516,900 4,510
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Call 6.28 3,176,400 19,948
2018-03-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.68 71,298 690
2018-03-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.10 63,978 646
2018-03-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.70 12,900 138
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.67 23,054 223
2018-03-31 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 9.95 100,000 995
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.52 127,087 1,337
2018-03-31 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.55 110,200 61
2018-03-31 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.80 81,298 797
2018-03-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 3.50 117,442 411
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.02 22,545 226
2018-03-31 13F-HR RAD / Rite Aid Corp. 1.68 96,030 159,300 65.89 189 268 41.80
2018-03-31 13F-HR AKRX / Akorn, Inc. 56,290 0 -100.00 1,814 0 -100.00
2018-03-31 13F-HR T / AT & T, Inc. 35.65 285,777 303,819 6.31 11,111 10,831 -2.52
2018-03-31 13F-HR T / AT & T, Inc. Call 0.57 1,556,700 1,063,400 -31.69 2,586 603 -76.68
2018-03-31 13F-HR T / AT & T, Inc. Put 2.32 449,500 967,000 115.13 437 2,240 412.59
2018-03-31 13F-HR GOOGL / Alphabet Inc. 1,037.65 0 850 0 882
2018-03-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.00 0 15,000 0 315
2018-03-31 13F-HR TWTR / Twitter, Inc. Call 3.63 529,600 300,400 -43.28 1,494 1,089 -27.11
2018-03-31 13F-HR TWTR / Twitter, Inc. Put 2.49 241,700 229,300 -5.13 86 572 565.12
2018-03-31 13F-HR DVMT / Dell Technologies Inc. 73.21 0 351,149 0 25,709
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Call 3.51 0 150,000 0 526
2018-03-31 13F-HR DVMT / Dell Technologies Inc. Put 2.92 0 150,000 0 438
2018-03-31 13F-HR XBI / SPDR S&P Biotech ETF Put 1.96 0 228,500 0 448
2018-03-31 13F-HR CBL / CBL & Associates Properties, Inc. 4.14 10,700 11,100 3.74 61 46 -24.59
2018-03-31 13F-HR KHC / Kraft Heinz Company Put 6.69 0 27,500 0 184
2018-03-31 13F-HR SGMS / Scientific Games Corp. 41.60 0 305,499 0 12,709
2018-03-31 13F-HR SGMS / Scientific Games Corp. Call 0.32 935,800 208,100 -77.76 15,686 67 -99.57
2018-03-31 13F-HR SGMS / Scientific Games Corp. Put 6.85 14,200 430,800 2,933.80 0 2,951
2018-03-31 13F-HR TUR / iShares MSCI Turkey ETF 42.45 0 10,719 0 455
2018-03-31 13F-HR REN / Resolute Energy Corporation Call 1.14 90,000 42,800 -52.44 105 49 -53.33
2018-03-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 0.32 80,000 101,600 27.00 776 33 -95.75
2018-03-31 13F-HR LC / LendingClub Corp. 3.50 18,035 19,723 9.36 74 69 -6.76
2018-03-31 13F-HR LC / LendingClub Corp. Call 0.07 64,900 70,200 8.17 38 5 -86.84
2018-03-31 13F-HR LC / LendingClub Corp. Put 0.35 65,000 129,900 99.85 38 45 18.42
2018-03-31 13F-HR INTC / Intel Corp. 52.08 27,665 953,529 3,346.70 1,277 49,660 3,788.80
2018-03-31 13F-HR INTC / Intel Corp. Call 1.79 48,300 234,000 384.47 263 419 59.32
2018-03-31 13F-HR INTC / Intel Corp. Put 0.32 66,000 155,000 134.85 0 49
2018-03-31 13F-HR INDA / iShares MSCI India ETF 34.15 0 19,121 0 653
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 0.44 40,000 16,000 -60.00 53 7 -86.79
2018-03-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 0.17 0 52,800 0 9
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. Put 0.24 63,000 50,000 -20.63 28 12 -57.14
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 18.51 0 15,020 0 278
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 1.05 282,000 204,700 -27.41 163 215 31.90
2018-03-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 0.96 0 113,000 0 108
2018-03-31 13F-HR AET / Aetna, Inc. 169.00 60,329 262,821 335.65 10,883 44,417 308.13
2018-03-31 13F-HR AET / Aetna, Inc. Call 1.57 184,800 54,800 -70.35 62 86 38.71
2018-03-31 13F-HR AET / Aetna, Inc. Put 12.67 398,500 449,100 12.70 2,151 5,691 164.57
2018-03-31 13F-HR SEAS / SeaWorld Entertainment, Inc. Put 0.20 0 99,100 0 20
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 0.40 234,730 117,315 -50.02 95 47 -50.53
2018-03-31 13F-HR BCAC / Bison Capital Acquisition Corp 0.40 0 234,730 0 95
2018-03-31 13F-HR MU / Micron Technology, Inc. 52.14 283,412 424,114 49.65 11,654 22,113 89.75
2018-03-31 13F-HR MU / Micron Technology, Inc. Call 2.44 606,500 850,500 40.23 1,107 2,074 87.35
2018-03-31 13F-HR MU / Micron Technology, Inc. Put 3.70 630,000 312,000 -50.48 2,088 1,155 -44.68
2018-03-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 18.84 356,307 170,238 -52.22 8,316 3,207 -61.44
2018-03-31 13F-HR STZ / Constellation Brands, Inc. 227.92 0 64,018 0 14,591
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Call 1.40 50,000 75,000 50.00 988 105 -89.37
2018-03-31 13F-HR STZ / Constellation Brands, Inc. Put 0.45 0 78,000 0 35
2018-03-31 13F-HR SCHW / Schwab Charles Corp 52.22 8,216 89,364 987.68 422 4,667 1,005.92
2018-03-31 13F-HR SCHW / Schwab Charles Corp Put 3.91 0 116,300 0 455
2018-03-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.47 4,200 25,441 505.74 315 1,920 509.52
2018-03-31 13F-HR CI / Cigna Corp. 167.70 0 6,100 0 1,023
2018-03-31 13F-HR CI / Cigna Corp. Call 33.20 10,000 10,000 0.00 693 332 -52.09
2018-03-31 13F-HR CI / Cigna Corp. Put 6.64 0 14,300 0 95
2018-03-31 13F-HR GLNG / Golar LNG Ltd. 27.38 107,633 12,087 -88.77 3,208 331 -89.68
2018-03-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 9.60 67,793 20,000 -70.50 685 192 -71.97
2018-03-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.10 84,700 67,793 -19.96 64 685 970.31
2018-03-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 0.76 20,000 84,700 323.50 192 64 -66.67
2018-03-31 13F-HR BG / Bunge Ltd. 73.94 13,328 191,798 1,339.06 894 14,182 1,486.35
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Call 6.46 2,041,200 2,750,900 34.77 18,474 17,773 -3.79
2018-03-31 13F-HR NXPI / NXP Semiconductors N.V. Put 2.22 3,665,400 4,513,500 23.14 1,896 10,040 429.54
2018-03-31 13F-HR USO / United States Oil Fund, LP Call 0.54 712,400 622,400 -12.63 289 334 15.57
2018-03-31 13F-HR USO / United States Oil Fund, LP Put 0.12 624,000 1,248,100 100.02 75 155 106.67
2018-03-31 13F-HR BTG / B2Gold Corp. 2.73 150,520 378,520 151.47 467 1,033 121.20
2018-03-31 13F-HR F / Ford Motor Co. 11.09 181,572 21,100 -88.38 2,268 234 -89.68
2018-03-31 13F-HR NSC / Norfolk Southern Corp. 135.78 62,289 111,855 79.57 9,026 15,188 68.27
2018-03-31 13F-HR NSC / Norfolk Southern Corp. Call 1.79 810,200 838,900 3.54 3,633 1,500 -58.71
2018-03-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 52.52 4,200 4,113 -2.07 239 216 -9.62
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.05 18,611 542,131 2,812.96 191 5,448 2,752.36
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.54 485,100 124,900 -74.25 30 67 123.33
2018-03-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 1.04 554,600 1,581,600 185.18 928 1,649 77.69
2018-03-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 149.71 14,000 10,400 -25.71 1,781 1,557 -12.58
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 2.27 400,000 100,000 -75.00 128 227 77.34
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 3.12 909,200 513,600 -43.51 354 1,605 353.39
2018-03-31 13F-HR MAC / Macerich Company (THE) 56.02 10,893 138,797 1,174.19 715 7,775 987.41
2018-03-31 13F-HR MAC / Macerich Company (THE) Call 0.14 664,400 830,500 25.00 1,284 113 -91.20
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. 31.12 11,643 79,600 583.67 332 2,477 646.08
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. 3.02 0 138,919 0 420
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. Call 0.28 25,000 937,400 3,649.60 2 266 13,200.00
2018-03-31 13F-HR IILG / Interval Leisure Group, Inc. Put 1.23 80,000 86,000 7.50 27 106 292.59
2018-03-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.51 524,429 282,801 -46.07 13,069 6,931 -46.97
2018-03-31 13F-HR FTRPR / Frontier Communications Corp. 7.42 0 120,022 0 891
2018-03-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 3.36 0 25,000 0 84
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 44.88 7,880 74,605 846.76 319 3,348 949.53
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 0.82 31,400 56,000 78.34 25 46 84.00
2018-03-31 13F-HR CVX / Chevron Corp. 113.95 4,285 3,835 -10.50 536 437 -18.47
2018-03-31 13F-HR LEN / Lennar Corp. 58.94 0 211,766 0 12,481
2018-03-31 13F-HR LEN / Lennar Corp. Put 0.89 0 265,600 0 236
2018-03-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.15 59,137 60,638 2.54 4 9 125.00
2018-03-31 13F-HR AMR / Alta Mesa Resources 8.00 127,642 227,828 78.49 1,265 1,823 44.11
2018-03-31 13F-HR NFLX / Netflix, Inc. 295.34 11,308 29,617 161.91 2,171 8,747 302.90
2018-03-31 13F-HR NFLX / Netflix, Inc. Call 5.20 0 10,000 0 52
2018-03-31 13F-HR MVO / MV Oil Trust 7.86 121,886 142,839 17.19 1,024 1,123 9.67
2018-03-31 13F-HR MVO / MV Oil Trust Put 0.08 197,300 197,300 0.00 13 15 15.38
2018-03-31 13F-HR HAL / Halliburton Co. 46.95 0 35,077 0 1,647
2018-03-31 13F-HR HAL / Halliburton Co. Put 2.15 0 13,500 0 29
2018-03-31 13F-HR DB / Deutsche Bank AG 13.98 31,900 84,681 165.46 608 1,184 94.74
2018-03-31 13F-HR XXII / 22nd Century Group, Inc. 2.36 52,767 26,706 -49.39 148 63 -57.43
2018-03-31 13F-HR XXII / 22nd Century Group, Inc. Call 0.09 74,300 22,000 -70.39 51 2 -96.08
2018-03-31 13F-HR FB / Facebook, Inc. 159.79 43,251 34,395 -20.48 7,632 5,496 -27.99
2018-03-31 13F-HR FB / Facebook, Inc. Call 1.45 36,600 42,900 17.21 554 62 -88.81
2018-03-31 13F-HR FB / Facebook, Inc. Put 8.45 0 74,400 0 629
2018-03-31 13F-HR PICB / PowerShares International Corporate Bond Portfolio 27.84 52,563 27,730 -47.24 1,450 772 -46.76
2018-03-31 13F-HR CMCSA / Comcast Corp. 34.17 10,600 195,000 1,739.62 425 6,663 1,467.76
2018-03-31 13F-HR CMCSA / Comcast Corp. Call 1.29 0 455,500 0 589
2018-03-31 13F-HR CMCSA / Comcast Corp. Put 1.20 0 666,600 0 797
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated 55.41 110,927 41,199 -62.86 7,102 2,283 -67.85
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Call 0.75 1,199,300 1,480,800 23.47 1,343 1,108 -17.50
2018-03-31 13F-HR QCOM / QUALCOMM Incorporated Put 3.62 748,600 979,800 30.88 895 3,545 296.09
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. 54.10 0 70,075 0 3,791
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. Call 0.14 0 43,300 0 6
2018-03-31 13F-HR JD / JD.com, Inc. 40.49 79,194 136,473 72.33 3,280 5,526 68.48
2018-03-31 13F-HR JD / JD.com, Inc. Call 0.18 489,200 272,500 -44.30 840 48 -94.29
2018-03-31 13F-HR JD / JD.com, Inc. Put 3.86 367,700 159,900 -56.51 230 618 168.70
2018-03-31 13F-HR RDS.A / Royal Dutch Shell Plc 63.86 10,738 4,400 -59.02 716 281 -60.75
2018-03-31 13F-HR MSFT / Microsoft Corp. 91.27 94,876 74,350 -21.63 8,115 6,786 -16.38
2018-03-31 13F-HR MSFT / Microsoft Corp. Call 14.86 157,300 14,000 -91.10 871 208 -76.12
2018-03-31 13F-HR MSFT / Microsoft Corp. Put 0.95 63,800 20,000 -68.65 59 19 -67.80
2018-03-31 13F-HR ORCL / Oracle Corp. 45.71 0 13,300 0 608
2018-03-31 13F-HR ORCL / Oracle Corp. Put 0.51 0 41,200 0 21
2018-03-31 13F-HR AMZN / Amazon.com, Inc. 1,447.39 320 6,272 1,860.00 374 9,078 2,327.27
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Put 127.94 0 3,400 0 435
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation Put 1.30 0 126,000 0 164
2018-03-31 13F-HR MS / Morgan Stanley 53.95 5,580 12,511 124.21 293 675 130.38
2018-03-31 13F-HR MS / Morgan Stanley Put 1.30 0 10,000 0 13
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited 183.56 0 27,544 0 5,056
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Call 4.13 1,274,200 1,458,700 14.48 2,436 6,025 147.33
2018-03-31 13F-HR BABA / Alibaba Group Holding Limited Put 4.23 472,700 1,259,800 166.51 2,678 5,335 99.22
2018-03-31 13F-HR WPG / WP Glimcher Inc. Put 1.15 62,900 13,100 -79.17 55 15 -72.73
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP 14.24 39,000 11,800 -69.74 673 168 -75.04
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 14.14 159,188 134,661 -15.41 1,638 1,904 16.24
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 1.86 131,600 90,200 -31.46 47 168 257.45
2018-03-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 0.36 1,052,900 304,200 -71.11 145 109 -24.83
2018-03-31 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 25.12 0 52,060 0 1,308
2018-03-31 13F-HR M / Macy's, Inc. 29.77 26,390 17,200 -34.82 665 512 -23.01
2018-03-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.69 300,000 296,000 -1.33 2,898 2,868 -1.04
2018-03-31 13F-HR QTM / Quantum Corp. 3.65 58,662 50,422 -14.05 330 184 -44.24
2018-03-31 13F-HR MET / MetLife, Inc. 45.96 7,145 6,745 -5.60 361 310 -14.13
2018-03-31 13F-HR MET / MetLife, Inc. Put 0.60 0 10,000 0 6
2018-03-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.05 20,100 20,100 0.00 203 202 -0.49
2018-03-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.56 160,005 56,474 -64.70 6,091 2,121 -65.18
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. 3.04 0 10,200 0 31
2018-03-31 13F-HR JCP / J.C. Penney Co., Inc. Put 0.73 16,500 16,500 0.00 15 12 -20.00
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 1.45 150,000 236,800 57.87 83 343 313.25
2018-03-31 13F-HR FOX / Twenty-First Century Fox, Inc. Put 2.14 50,000 62,500 25.00 3 134 4,366.67
2018-03-31 13F-HR PNK / Pinnacle Entertainment, Inc. 30.15 0 103,601 0 3,124
2018-03-31 13F-HR MLNX / Mellanox Technologies, Ltd. 72.83 26,290 23,369 -11.11 1,701 1,702 0.06
2018-03-31 13F-HR SQ / Square, Inc. Call 3.31 293,600 157,300 -46.42 27 520 1,825.93
2018-03-31 13F-HR SQ / Square, Inc. Put 2.18 113,700 118,600 4.31 468 259 -44.66
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. 113.49 0 4,300 0 488
2018-03-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 40.85 20,343 166,062 716.31 807 6,784 740.64
2018-03-31 13F-HR IMMR / Immersion Corporation 11.96 30,458 28,928 -5.02 215 346 60.93
2018-03-31 13F-HR DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio 24.35 124,328 30,473 -75.49 2,876 742 -74.20
2018-03-31 13F-HR TWX / Time Warner, Inc. Call 1.31 10,094,100 8,354,000 -17.24 17,755 10,967 -38.23
2018-03-31 13F-HR TWX / Time Warner, Inc. Put 2.16 10,120,400 11,159,600 10.27 31,330 24,108 -23.05
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. Call 10.60 473,800 271,100 -42.78 2,660 2,874 8.05
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. Put 0.87 270,800 223,600 -17.43 336 194 -42.26
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. Put 1.30 150,000 254,100 69.40 296 330 11.49
2018-03-31 13F-HR EZA / iShares MSCI South Africa ETF 68.71 0 19,400 0 1,333
2018-03-31 13F-HR YHOO / Yahoo! Inc. 74.04 44,500 399,443 797.62 3,109 29,575 851.27
2018-03-31 13F-HR YHOO / Yahoo! Inc. Call 2.43 423,200 299,400 -29.25 1,466 728 -50.34
2018-03-31 13F-HR YHOO / Yahoo! Inc. Put 2.29 106,100 329,000 210.08 321 752 134.27
2018-03-31 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 49.09 39,492 24,609 -37.69 1,974 1,208 -38.80
2018-03-31 13F-HR XOM / Exxon Mobil Corp. 74.60 20,916 95,463 356.41 1,749 7,122 307.20
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Call 1.00 15,400 58,100 277.27 1 58 5,700.00
2018-03-31 13F-HR XOM / Exxon Mobil Corp. Put 2.64 256,900 115,000 -55.24 18 304 1,588.89
2018-03-31 13F-HR CALL / magicJack VocalTec Ltd. 8.41 23,694 23,894 0.84 200 201 0.50
2018-03-31 13F-HR UTX / United Technologies Corp. Call 2.68 25,000 25,000 0.00 59 67 13.56
2018-03-31 13F-HR UTX / United Technologies Corp. Put 0.52 25,000 25,000 0.00 12 13 8.33
2018-03-31 13F-HR OAS / Oasis Petroleum Inc. 8.10 27,000 29,000 7.41 227 235 3.52
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.37 101,567 18,852 -81.44 24 7 -70.83
2018-03-31 13F-HR CNAC / Constellation Alpha Capital Corp. 0.24 0 101,567 0 24
2018-03-31 13F-HR DISH / DISH Network Corp. 37.89 24,271 75,696 211.88 1,159 2,868 147.45
2018-03-31 13F-HR DISH / DISH Network Corp. Call 0.71 576,900 203,300 -64.76 238 144 -39.50
2018-03-31 13F-HR DISH / DISH Network Corp. Put 2.58 70,000 100,000 42.86 317 258 -18.61
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) 31.99 32,942 13,600 -58.72 1,055 435 -58.77
2018-03-31 13F-HR CISN / Cision Ltd. 2.34 0 165,765 0 388
2018-03-31 13F-HR BAC / Bank of America Corp. 20.26 4,997,367 4,050,137 -18.95 108,180 82,050 -24.15
2018-03-31 13F-HR BAC / Bank of America Corp. Call 1.59 2,447,200 3,570,300 45.89 6,210 5,669 -8.71
2018-03-31 13F-HR BAC / Bank of America Corp. Put 1.77 3,480,900 3,530,500 1.42 1,028 6,235 506.52
2018-03-31 13F-HR NKE / Nike, Inc. 66.45 24,900 32,340 29.88 1,557 2,149 38.02
2018-03-31 13F-HR PRGO / Perrigo Company plc 83.32 17,702 18,602 5.08 1,543 1,550 0.45
2018-03-31 13F-HR GE / General Electric Co. 13.49 104,467 34,482 -66.99 1,823 465 -74.49
2018-03-31 13F-HR GE / General Electric Co. Call 0.19 318,500 291,000 -8.63 72 54 -25.00
2018-03-31 13F-HR GE / General Electric Co. Put 2.26 197,400 113,400 -42.55 181 256 41.44
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation Call 18.18 86,000 87,200 1.40 1,387 1,585 14.28
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.03 0 62,183 0 810
2018-03-31 13F-HR NYCB / New York Community Bancorp, Inc. Put 0.70 0 150,500 0 105
2018-03-31 13F-HR C / Citigroup, Inc. 67.50 94,250 77,424 -17.85 7,013 5,226 -25.48
2018-03-31 13F-HR C / Citigroup, Inc. Call 3.09 973,900 255,100 -73.81 6,839 787 -88.49
2018-03-31 13F-HR C / Citigroup, Inc. Put 2.56 396,200 229,100 -42.18 303 586 93.40
2018-03-31 13F-HR DYN / Dynegy Inc. 13.52 0 84,015 0 1,136
2018-03-31 13F-HR CETX / Cemtrex, Inc. 0.29 0 86,978 0 25
2018-03-31 13F-HR NWL / Newell Brands Inc. Call 0.36 99,900 50,000 -49.95 39 18 -53.85
2018-03-31 13F-HR NWL / Newell Brands Inc. Put 0.32 0 50,000 0 16
2018-03-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 51.51 0 37,741 0 1,944
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 1.17 642,500 127,400 -80.17 607 149 -75.45
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF Put 0.56 0 152,600 0 86
2018-03-31 13F-HR PZE / Petrobras Argentina S.A. 11.80 2,465,320 2,502,016 1.49 33,504 29,524 -11.88
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Call 0.09 21,800 137,200 529.36 2 12 500.00
2018-03-31 13F-HR CHK / Chesapeake Energy Corp. Put 0.48 124,900 167,500 34.11 2 81 3,950.00
2018-03-31 13F-HR X / United States Steel Corp. Put 0.16 80,000 50,000 -37.50 13 8 -38.46
2018-03-31 13F-HR BP / BP Plc 40.57 22,230 12,620 -43.23 934 512 -45.18
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Call 3.40 68,400 10,000 -85.38 2,899 34 -98.83
2018-03-31 13F-HR TSLA / Tesla Motors, Inc. Put 23.49 66,900 75,000 12.11 1 1,762 176,100.00
2018-03-31 13F-HR FSLR / First Solar, Inc. Call 7.77 0 225,000 0 1,749
2018-03-31 13F-HR FSLR / First Solar, Inc. Put 2.59 0 225,000 0 582
2018-03-31 13F-HR SAND / Sandstorm Gold Ltd. 4.76 104,100 77,389 -25.66 519 368 -29.09
2018-03-31 13F-HR THD / iShares MSCI Thailand Capped ETF 99.68 0 13,363 0 1,332
2018-03-31 13F-HR NVDA / NVIDIA Corp. Call 0.40 0 12,600 0 5
2018-03-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 14.83 12,816 89,132 595.47 174 1,322 659.77
2018-03-31 13F-HR SEAS / SeaWorld Entertainment, Inc. Call 3.64 132,500 137,200 3.55 52 499 859.62
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. Call 14.35 63,900 62,700 -1.88 800 900 12.50
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. Put 1.10 0 10,000 0 11
2018-03-31 13F-HR MON / Monsanto Co. 116.69 0 1,791,518 0 209,052
2018-03-31 13F-HR MON / Monsanto Co. Call 0.92 1,818,000 5,460,800 200.37 1,024 5,017 389.94
2018-03-31 13F-HR MON / Monsanto Co. Put 2.13 2,791,200 4,471,000 60.18 3,536 9,508 168.89
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 11.74 31,094 774,731 2,391.58 3,986 9,095 128.17
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 6.80 317,500 60,000 -81.10 3,332 408 -87.76
2018-03-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 13.41 206,000 1,015,900 393.16 443 13,624 2,975.40
2018-03-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.64 0 168,256 0 14,409
2018-03-31 13F-HR BGCP / BGC Partners, Inc. 13.47 28,000 19,900 -28.93 423 268 -36.64
2018-03-31 13F-HR AAL / American Airlines Group Inc. Call 0.85 61,600 36,600 -40.58 5 31 520.00
2018-03-31 13F-HR GS / Goldman Sachs Group, Inc. (The) 252.17 0 920 0 232
2018-03-31 13F-HR ARGT / Global X FTSE Argentina 20 ETF 35.71 0 11,594 0 414
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. 16.18 45,572 11,680 -74.37 816 189 -76.84
2018-03-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 24.65 336,870 368,011 9.24 8,402 9,070 7.95
2018-03-31 13F-HR DISCK / Discovery Communications, Inc. 19.52 0 400,888 0 7,825
2018-03-31 13F-HR AAPL / Apple, Inc. 167.79 162,681 25,484 -84.33 27,530 4,276 -84.47
2018-03-31 13F-HR AAPL / Apple, Inc. Call 5.36 686,300 171,600 -75.00 6,775 919 -86.44
2018-03-31 13F-HR AAPL / Apple, Inc. Put 2.85 681,000 158,600 -76.71 331 452 36.56
2018-03-31 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.36 0 11,100 0 4
2018-03-31 13F-HR FNTE / Fintech Acquisition Corp. II 9.95 195,700 48,143 -75.40 258 479 85.66
2018-03-31 13F-HR FNTE / Fintech Acquisition Corp. II 1.32 25,100 195,700 679.68 249 258 3.61
2018-03-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.24 0 316,350 0 76
2018-03-31 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 23.78 0 90,689 0 2,157
2018-03-31 13F-HR W / Wayfair, Inc. Call 10.75 0 20,000 0 215
2018-03-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 112.78 0 8,973 0 1,012
2018-03-31 13F-HR EIDO / iShares MSCI Indonesia ETF 26.97 0 44,718 0 1,206
2018-03-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.46 24,524 152,691 522.62 377 2,361 526.26
2018-03-31 13F-HR EPHE / iShares MSCI Philippines ETF 34.93 0 12,454 0 435
2018-03-31 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 46.45 0 21,100 0 980
2018-03-31 13F-HR EWM / iShares MSCI Malaysia ETF 36.15 0 35,136 0 1,270
2018-03-31 13F-HR AIG / American International Group, Inc. 37.27 467,879 380,958 -18.58 8,656 14,197 64.01
2018-03-31 13F-HR AIG / American International Group, Inc. Put 1.60 0 20,000 0 32
2018-03-31 13F-HR EPOL / iShares MSCI Poland Capped ETF 25.09 0 18,933 0 475
2018-03-31 13F-HR DSKE / Daseke, Inc. 9.79 0 11,646 0 114
2018-03-31 13F-HR WFC / Wells Fargo & Co. Call 0.37 680,700 337,500 -50.42 1,858 126 -93.22
2018-03-31 13F-HR WFC / Wells Fargo & Co. Put 3.80 963,500 800,600 -16.91 597 3,039 409.05
2018-03-31 13F-HR DHI / D.R. Horton, Inc. 43.85 0 41,756 0 1,831
2018-03-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 107.38 0 2,412 0 259
2018-03-31 13F-HR CLR / Continental Resources, Inc. Put 0.13 31,500 270,000 757.14 56 36 -35.71
2018-03-31 13F-HR VIPS / Vipshop Holdings, Inc. Put 2.08 0 25,000 0 52
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. 2.36 394,927 532,391 34.81 920 1,256 36.52
2018-03-31 13F-HR BUD / Anheuser-Busch Inbev SA 109.94 2,600 17,000 553.85 290 1,869 544.48
2018-03-31 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 2.33 21,634 16,749 -22.58 64 39 -39.06
2018-03-31 13F-HR SYF / Synchrony Financial Put 1.06 532,300 200,000 -62.43 64 212 231.25
2018-03-31 13F-HR MSFG / MainSource Financial Group, Inc. 40.65 20,766 96,990 367.06 754 3,943 422.94
2018-03-31 13F-HR PFE / Pfizer, Inc. 35.53 23,730 10,300 -56.60 860 366 -57.44
2018-03-31 13F-HR BDX / Becton Dickinson & Co. 216.55 0 1,136 0 246
2018-03-31 13F-HR RSPP / RSP Permian, Inc. 46.88 0 90,033 0 4,221
2018-03-31 13F-HR CVS / CVS Health Corporation Call 0.47 0 55,000 0 26
2018-03-31 13F-HR CVS / CVS Health Corporation Put 8.50 0 50,000 0 425
2018-03-31 13F-HR MCHI / iShares MSCI China ETF 68.57 0 203,844 0 13,978
2018-03-31 13F-HR WM / Waste Management, Inc. Put 1.50 0 46,100 0 69
2018-03-31 13F-HR HIMX / Himax Technologies, Inc. 6.18 24,200 18,600 -23.14 252 115 -54.37
2018-03-31 13F-HR GREK / Global X FTSE Greece 20 ETF 9.71 0 13,900 0 135
2018-03-31 13F-HR SNAP / Snapchat, Inc. 15.85 22,609 28,511 26.10 330 452 36.97
2018-03-31 13F-HR SNAP / Snapchat, Inc. Call 1.04 16,100 65,100 304.35 6 68 1,033.33
2018-03-31 13F-HR SNAP / Snapchat, Inc. Put 0.55 157,700 306,600 94.42 54 169 212.96
2018-03-31 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.36 191,713 16,335 -91.48 4,703 398 -91.54
2018-03-31 13F-HR HSBC / HSBC Holdings Plc 47.59 7,620 5,400 -29.13 393 257 -34.61
2018-03-31 13F-HR AATDF / AA LTD 23.05 0 22,000 0 507
2018-03-31 13F-HR GG / Goldcorp, Inc. 13.82 101,500 84,200 -17.04 1,296 1,164 -10.19
2018-03-31 13F-HR GG / Goldcorp, Inc. Put 0.02 143,200 83,400 -41.76 46 2 -95.65
2018-03-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 86.66 14,516 3,358 -76.87 1,222 291 -76.19
2018-03-31 13F-HR INDU / Industrea Acquisition Corp. 10.19 298,482 288,382 -3.38 3,003 2,939 -2.13
2018-03-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.21 154,354 188,514 22.13 806 982 21.84
2018-03-31 13F-HR JNJ / Johnson & Johnson 128.13 8,605 20,955 143.52 1,202 2,685 123.38
2018-03-31 13F-HR CC / Chemours Company (The) 48.70 0 6,160 0 300
2018-03-31 13F-HR ERUS / iShares MSCI Russia Capped ETF 36.46 0 9,628 0 351
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust 160.10 0 10,000 0 1,601
2018-03-31 13F-HR QQQ / PowerShares QQQ Trust Put 3.88 0 100,000 0 388
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. Call 0.11 0 37,300 0 4
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. Put 0.28 116,500 100,000 -14.16 28 28 0.00
2018-03-31 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 0.84 0 27,325 0 23
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 0.73 91,300 15,000 -83.57 7 11 57.14
2018-03-31 13F-HR AZN / AstraZeneca Plc 35.00 6,300 6,400 1.59 219 224 2.28
2018-03-31 13F-HR MCHP / Microchip Technology Inc. 91.37 0 39,621 0 3,620
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. 75.37 65,950 3,370 -94.89 4,725 254 -94.62
2018-03-31 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 23.62 0 22,016 0 520
2018-03-31 13F-HR KAAC / Kayne Anderson Acquisition Corp. 0.92 0 18,500 0 17
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.03 160,000 160,000 0.00 6 5 -16.67
2018-03-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 0.05 630,000 845,000 34.13 27 40 48.15
2018-03-31 13F-HR ITUB / Itau Unibanco Holding S.A. Put 0.20 25,000 25,000 0.00 29 5 -82.76
2018-03-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Put 1.01 0 56,700 0 57
2018-03-31 13F-HR AEO / American Eagle Outfitters, Inc. 19.93 148,500 75,000 -49.49 2,792 1,495 -46.45
2018-03-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 122.00 0 3,500 0 427
2018-03-31 13F-HR BA / Boeing Company (The) 327.87 8,367 14,631 74.87 2,468 4,797 94.37
2018-03-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 28.19 445,759 302,352 -32.17 13,168 8,523 -35.27
2018-03-31 13F-HR LGC / Legacy Acquisition Corp. 9.96 50,000 50,000 0.00 497 498 0.20
2018-03-31 13F-HR AKS / AK Steel Holding Corp. Put 0.78 0 23,100 0 18
2018-03-31 13F-HR VMW / VMWare, Inc. Call 3.74 11,200 32,900 193.75 235 123 -47.66
2018-03-31 13F-HR CHTR / Charter Communications, Inc. 84.77 0 10,664 0 904
2018-03-31 13F-HR AKRX / Akorn, Inc. Call 1.97 10,000 72,500 625.00 1 143 14,200.00
2018-03-31 13F-HR HUN / Huntsman Corp. Call 0.20 82,400 167,500 103.28 256 34 -86.72
2018-03-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.32 171,956 145,905 -15.15 4,192 3,548 -15.36
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. 42.88 18,078 14,972 -17.18 692 642 -7.23
2018-03-31 13F-HR RIOT / Riot Blockchain Inc Call 27,400 0 -100.00 25 0 -100.00
2018-03-31 13F-HR IGOV / iShares International Treasury Bond ETF 5,995 0 -100.00 299 0 -100.00
2018-03-31 13F-HR RSX / VanEck Vectors ETF TR 58,400 0 -100.00 1,239 0 -100.00
2018-03-31 13F-HR HUM / Humana, Inc. 30,405 0 -100.00 7,543 0 -100.00
2018-03-31 13F-HR HUM / Humana, Inc. Call 447,800 0 -100.00 4,289 0 -100.00
2018-03-31 13F-HR HUM / Humana, Inc. Put 186,800 0 -100.00 50 0 -100.00
2018-03-31 13F-HR GILD / Gilead Sciences, Inc. Put 32,700 0 -100.00 2 0 -100.00
2018-03-31 13F-HR GLW / Corning, Inc. 12,400 0 -100.00 397 0 -100.00
2018-03-31 13F-HR XUTGX / Reaves Utility Income Fund 327,965 0 -100.00 10,147 0 -100.00
2018-03-31 13F-HR ICE / Intercontinental Exchange, Inc. Call 19,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR DIS / The Walt Disney Co. Put 15,000 0 -100.00 0 0
2018-03-31 13F-HR EWA / iShares MSCI Australia ETF 30,400 0 -100.00 704 0 -100.00
2018-03-31 13F-HR DE / Deere & Co. 25,800 0 -100.00 4,038 0 -100.00
2018-03-31 13F-HR SYK / Stryker Corp. 2,100 0 -100.00 325 0 -100.00
2018-03-31 13F-HR IWM / iShares Russell 2000 ETF 2,400 0 -100.00 366 0 -100.00
2018-03-31 13F-HR NWL / Newell Brands Inc. 41,000 0 -100.00 1,267 0 -100.00
2018-03-31 13F-HR WIP / SPDR Citi International Government Inflation-Protected Bond ETF 32,960 0 -100.00 1,896 0 -100.00
2018-03-31 13F-HR XRX / Xerox Corp. 9,800 0 -100.00 286 0 -100.00
2018-03-31 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 15,162 0 -100.00 1,664 0 -100.00
2018-03-31 13F-HR ZNGA / Zynga Inc. Call 100,000 0 -100.00 6 0 -100.00
2018-03-31 13F-HR ZNGA / Zynga Inc. Put 201,600 0 -100.00 7 0 -100.00
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) 14,354 0 -100.00 438 0 -100.00
2018-03-31 13F-HR WMB / Williams Companies, Inc. (The) Put 15,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR SPLB / SPDR Portfolio Long Term Corpora 73,746 0 -100.00 2,110 0 -100.00
2018-03-31 13F-HR AGU / Agrium Inc. Put 87,100 0 -100.00 63 0 -100.00
2018-03-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 25,000 0 -100.00 1,180 0 -100.00
2018-03-31 13F-HR EPD / Enterprise Products Partners L.P. 24,820 0 -100.00 658 0 -100.00
2018-03-31 13F-HR WDC / Western Digital Corp. 7,984 0 -100.00 635 0 -100.00
2018-03-31 13F-HR AMZN / Amazon.com, Inc. Call 1,000 0 -100.00 512 0 -100.00
2018-03-31 13F-HR DXC / DXC Technology Company 4,000 0 -100.00 380 0 -100.00
2018-03-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 185,100 0 -100.00 335 0 -100.00
2018-03-31 13F-HR BK / Bank of New York Mellon Corp. (The) 12,600 0 -100.00 679 0 -100.00
2018-03-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 105,590 0 -100.00 2,113 0 -100.00
2018-03-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 62,320 0 -100.00 1,718 0 -100.00
2018-03-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 91,675 0 -100.00 4,568 0 -100.00
2018-03-31 13F-HR MRK / Merck & Co., Inc. Put 16,100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 2,529,362 0 -100.00 26,786 0 -100.00
2018-03-31 13F-HR IYR / iShares U.S. Real Estate ETF 9,250 0 -100.00 749 0 -100.00
2018-03-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 66,843 0 -100.00 5,365 0 -100.00
2018-03-31 13F-HR QRVO / Qorvo, Inc. Call 30,000 0 -100.00 8 0 -100.00
2018-03-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 6,154 0 -100.00 478 0 -100.00
2018-03-31 13F-HR CCI / Crown Castle International Corp. 3,300 0 -100.00 366 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Call 402,200 0 -100.00 21 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc Put 44,900 0 -100.00 973 0 -100.00
2018-03-31 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 516,767 0 -100.00 14,852 0 -100.00
2018-03-31 13F-HR LVS / Las Vegas Sands Corp. 8,180 0 -100.00 568 0 -100.00
2018-03-31 13F-HR IBM / International Business Machines Corp. 1,850 0 -100.00 284 0 -100.00
2018-03-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 5,000 0 -100.00 381 0 -100.00
2018-03-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 42,700 0 -100.00 2,533 0 -100.00
2018-03-31 13F-HR WFC / Wells Fargo & Co. 212,057 0 -100.00 12,866 0 -100.00
2018-03-31 13F-HR BTI / British American Tobacco p.l.c. 17,054 0 -100.00 1,142 0 -100.00
2018-03-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 1,900 0 -100.00 227 0 -100.00
2018-03-31 13F-HR ABBV / AbbVie Inc. 7,960 0 -100.00 770 0 -100.00
2018-03-31 13F-HR CSCO / Cisco Systems, Inc. Put 33,000 0 -100.00 8 0 -100.00
2018-03-31 13F-HR CAT / Caterpillar, Inc. 3,360 0 -100.00 529 0 -100.00
2018-03-31 13F-HR MGM / MGM Resorts International Call 100,000 0 -100.00 44 0 -100.00
2018-03-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 16,931 0 -100.00 651 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. 65,000 0 -100.00 2,164 0 -100.00
2018-03-31 13F-HR HUN / Huntsman Corp. Put 113,200 0 -100.00 5 0 -100.00
2018-03-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 11,235 0 -100.00 1,259 0 -100.00
2018-03-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 19,970 0 -100.00 917 0 -100.00
2018-03-31 13F-HR JPM / JPMorgan Chase & Co. 33,426 0 -100.00 3,574 0 -100.00
2018-03-31 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 13,410 0 -100.00 431 0 -100.00
2018-03-31 13F-HR GNCMB / General Communication, Inc. 48,662 0 -100.00 1,899 0 -100.00
2018-03-31 13F-HR WPG / WP Glimcher Inc. 26,500 0 -100.00 189 0 -100.00
2018-03-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 2,820 0 -100.00 698 0 -100.00
2018-03-31 13F-HR VSM / Versum Materials, Inc. Call 50,000 0 -100.00 8 0 -100.00
2018-03-31 13F-HR NOC / Northrop Grumman Corp. 1,300 0 -100.00 399 0 -100.00
2018-03-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 7,200 0 -100.00 246 0 -100.00
2018-03-31 13F-HR HD / Home Depot, Inc. (The) 21,869 0 -100.00 4,145 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF 72,199 0 -100.00 4,327 0 -100.00
2018-03-31 13F-HR EWJ / iShares MSCI Japan ETF Put 14,900 0 -100.00 2 0 -100.00
2018-03-31 13F-HR QEP / QEP Resources, Inc. Call 20,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR MAG / Mag Silver Corp 91,613 0 -100.00 1,132 0 -100.00
2018-03-31 13F-HR VLO / Valero Energy Corp. 8,000 0 -100.00 735 0 -100.00
2018-03-31 13F-HR AMBA / Ambarella, Inc. 34,874 0 -100.00 2,049 0 -100.00
2018-03-31 13F-HR SNBC / Sun Bancorp, Inc. 78,131 0 -100.00 1,898 0 -100.00
2018-03-31 13F-HR SFM / Sprouts Farmers Market, Inc. 41,649 0 -100.00 1,014 0 -100.00
2018-03-31 13F-HR SFM / Sprouts Farmers Market, Inc. Put 441,500 0 -100.00 37 0 -100.00
2018-03-31 13F-HR AMLP / Alerian ETF 12,400 0 -100.00 134 0 -100.00
2018-03-31 13F-HR AMLP / Alerian ETF Call 274,600 0 -100.00 34 0 -100.00
2018-03-31 13F-HR RTN / Raytheon Co. 6,385 0 -100.00 1,199 0 -100.00
2018-03-31 13F-HR CSX / CSX Corp. 6,800 0 -100.00 374 0 -100.00
2018-03-31 13F-HR DAL / Delta Air Lines, Inc. 15,600 0 -100.00 874 0 -100.00
2018-03-31 13F-HR OACQW / Origo Acquisition Corporation 34,946 0 -100.00 17 0 -100.00
2018-03-31 13F-HR HPQ / HP Inc. 21,100 0 -100.00 443 0 -100.00
2018-03-31 13F-HR HPQ / HP Inc. Put 15,500 0 -100.00 0 0
2018-03-31 13F-HR LMT / Lockheed Martin Corp. 3,050 0 -100.00 979 0 -100.00
2018-03-31 13F-HR TXN / Texas Instruments Inc. 2,670 0 -100.00 279 0 -100.00
2018-03-31 13F-HR AVGO / Broadcom Limited 16,670 0 -100.00 4,283 0 -100.00
2018-03-31 13F-HR EZU / iShares MSCI Eurozone ETF 21,800 0 -100.00 946 0 -100.00
2018-03-31 13F-HR BOBE / Bob Evans Farms, Inc. Call 79,300 0 -100.00 21 0 -100.00
2018-03-31 13F-HR HYEM / Market Vectors Emerging High Yield Bond ETF 63,721 0 -100.00 1,560 0 -100.00
2018-03-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. Call 74,500 0 -100.00 644 0 -100.00
2018-03-31 13F-HR AVH / Avianca Holdings S.A. 28,000 0 -100.00 222 0 -100.00
2018-03-31 13F-HR COF / Capital One Financial Corp. 6,348 0 -100.00 368 0 -100.00
2018-03-31 13F-HR BHP / BHP Billiton Ltd. 4,920 0 -100.00 226 0 -100.00
2018-03-31 13F-HR CME / CME Group, Inc. 10,743 0 -100.00 1,569 0 -100.00
2018-03-31 13F-HR UNH / UnitedHealth Group Inc. 7,650 0 -100.00 1,687 0 -100.00
2018-03-31 13F-HR EXPE / Expedia, Inc. Put 20,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR AKRX / Akorn, Inc. Put 251,000 0 -100.00 314 0 -100.00
2018-03-31 13F-HR ALL / Allstate Corp. (The) 10,200 0 -100.00 1,068 0 -100.00
2018-03-31 13F-HR ALDW / Alon USA Partners, LP 45,100 0 -100.00 771 0 -100.00
2018-03-31 13F-HR ADM / Archer-Daniels-Midland Co. 5,515 0 -100.00 221 0 -100.00
2018-03-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 73,810 0 -100.00 2,061 0
2018-03-31 13F-HR BCC / Boise Cascade Co. Call 15,000 0 -100.00 150 0 -100.00
2018-03-31 13F-HR BSFT / BroadSoft, Inc. Put 50,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR BSFT / BroadSoft, Inc. Call 88,400 0 -100.00 0 0
2018-03-31 13F-HR CAA / CalAtlantic Group, Inc. 34,000 0 -100.00 1,917 0 -100.00
2018-03-31 13F-HR CNP / CenterPoint Energy, Inc. 15,000 0 -100.00 425 0 -100.00
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 37,100 0 -100.00 370 0
2018-03-31 13F-HR CLR / Continental Resources, Inc. Call 270,000 0 -100.00 945 0 -100.00
2018-03-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 7,823 0 -100.00 395 0 -100.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Put 47,100 0 -100.00 177 0 -100.00
2018-03-31 13F-HR EGN / Energen Corp. Call 10,000 0 -100.00 6 0 -100.00
2018-03-31 13F-HR ETP / Energy Transfer Partners, L.P. Put 12,500 0 -100.00 2 0 -100.00
2018-03-31 13F-HR ETM / Entercom Communications Corp. Call 60,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR FG / FGL Holdings 49,964 0 -100.00 503 0 -100.00
2018-03-31 13F-HR FITB / Fifth Third Bancorp 10,000 0 -100.00 303 0 -100.00
2018-03-31 13F-HR FSM / Fortuna Silver Mines Inc. Call 252,900 0 -100.00 126 0 -100.00
2018-03-31 13F-HR GPS / Gap, Inc. (The) 10,800 0 -100.00 368 0 -100.00
2018-03-31 13F-HR GEL / Genesis Energy, L.P. Put 56,900 0 -100.00 87 0 -100.00
2018-03-31 13F-HR GEL / Genesis Energy, L.P. 35,079 0 -100.00 784 0 -100.00
2018-03-31 13F-HR TWNK / Hostess Brands, Inc. Put 40,000 0 -100.00 0 0
2018-03-31 13F-HR HSNI / HSN, Inc. 17,686 0 -100.00 714 0 -100.00
2018-03-31 13F-HR JACK / Jack in the Box, Inc. Call 20,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR JACK / Jack in the Box, Inc. 2,488 0 -100.00 244 0 -100.00
2018-03-31 13F-HR KSU / Kansas City Southern 6,000 0 -100.00 631 0 -100.00
2018-03-31 13F-HR KL / Kirkland Lake Gold Ltd. Put 27,100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR MAR / Marriott International, Inc. 2,400 0 -100.00 326 0 -100.00
2018-03-31 13F-HR NUE / Nucor Corp. 24,600 0 -100.00 1,564 0 -100.00
2018-03-31 13F-HR NUE / Nucor Corp. Put 20,300 0 -100.00 2 0 -100.00
2018-03-31 13F-HR PETS / PetMed Express, Inc. 21,166 0 -100.00 963 0 -100.00
2018-03-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 7,972 0 -100.00 842 0 -100.00
2018-03-31 13F-HR PII / Polaris Industries, Inc 5,050 0 -100.00 626 0 -100.00
2018-03-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. Call 26,000 0 -100.00 24 0 -100.00
2018-03-31 13F-HR PLD / Prologis, Inc. Call 100,000 0 -100.00 148 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group 35,000 0 -100.00 805 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group Call 25,600 0 -100.00 79 0 -100.00
2018-03-31 13F-HR RGC / Regal Entertainment Group Put 54,400 0 -100.00 20 0 -100.00
2018-03-31 13F-HR SRE / Sempra Energy Put 52,200 0 -100.00 249 0 -100.00
2018-03-31 13F-HR SWNC / Southwestern Energy Co. 31,274 0 -100.00 372 0 -100.00
2018-03-31 13F-HR STLD / Steel Dynamics, Inc. 7,600 0 -100.00 328 0 -100.00
2018-03-31 13F-HR TCO / Taubman Centers, Inc. 18,078 0 -100.00 1,183 0 -100.00
2018-03-31 13F-HR TECK / Teck Resources Ltd. 27,000 0 -100.00 707 0 -100.00
2018-03-31 13F-HR TIF / Tiffany & Co. 2,120 0 -100.00 220 0 -100.00
2018-03-31 13F-HR TIF / Tiffany & Co. Put 73,000 0 -100.00 5 0 -100.00
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 78,000 0 -100.00 2,661 0 -100.00
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF 3,500 0 -100.00 342 0 -100.00
2018-03-31 13F-HR VTC / Vanguard Scottsdale Funds Vanguard Total Corporate Bond ETF 2,739 0 -100.00 233 0 -100.00
2018-03-31 13F-HR RAD / Rite Aid Corp. Put 184,000 0 -100.00 248 0 -100.00
2018-03-31 13F-HR VMW / VMWare, Inc. 10,149 0 -100.00 1,272 0 -100.00
2018-03-31 13F-HR VALE / Vale S.A. 379,650 0 -100.00 4,643 0 -100.00
2018-03-31 13F-HR VALE / Vale S.A. Put 395,000 0 -100.00 8 0 -100.00
2018-03-31 13F-HR MMM / 3M Co. 994 0 -100.00 234 0 -100.00
2018-03-31 13F-HR RL / Ralph Lauren Corp. 2,300 0 -100.00 238 0 -100.00
2018-03-31 13F-HR GOOG / Alphabet Inc. Class C 499 0 -100.00 522 0 -100.00
2018-03-31 13F-HR CTL / CenturyLink, Inc. Call 42,600 0 -100.00 1 0 -100.00
2018-03-31 13F-HR TOT / Total S.A. 4,050 0 -100.00 224 0 -100.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 32,198 0 -100.00 748 0 -100.00
2018-03-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 10,000 0 -100.00 0 0
2018-03-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 169,008 0 -100.00 6,206 0 -100.00
2018-03-31 13F-HR REN / Resolute Energy Corporation Put 20,000 0 -100.00 3 0 -100.00
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 55,503 0 -100.00 2,353 0 -100.00
2018-03-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 75,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 7,187 0 -100.00 204 0 -100.00
2018-03-31 13F-HR FCX / Freeport-McMoRan Inc. 30,698 0 -100.00 582 0 -100.00
2018-03-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 53,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 40,367 0 -100.00 2,615 0 -100.00
2018-03-31 13F-HR AMT / American Tower Corp. (REIT) 8,900 0 -100.00 1,270 0 -100.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Call 142,500 0 -100.00 106 0 -100.00
2018-03-31 13F-HR EFA / iShares MSCI EAFE ETF Put 91,100 0 -100.00 21 0 -100.00
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 400,500 0 -100.00 11 0 -100.00
2018-03-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 488,000 0 -100.00 1,086 0 -100.00
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF 188,000 0 -100.00 12,023 0 -100.00
2018-03-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 11,900 0 -100.00 4 0 -100.00
2018-03-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 45,000 0 -100.00 1 0 -100.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF 11,837 0 -100.00 855 0 -100.00
2018-03-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 43,400 0 -100.00 111 0 -100.00
2018-03-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 4,200 0 -100.00 249 0 -100.00
2018-03-31 13F-HR VZ / Verizon Communications, Inc. 5,950 0 -100.00 315 0 -100.00
2018-03-31 13F-HR F / Ford Motor Co. Put 114,400 0 -100.00 1 0 -100.00
2018-03-31 13F-HR XLF / SPDR Financial Select Sector ETF 95,845 0 -100.00 2,675 0 -100.00
2018-03-31 13F-HR MDLZ / Mondelez International, Inc. 7,700 0 -100.00 330 0 -100.00
2018-03-31 13F-HR SPY / SPDR S&P 500 ETF Trust 686,181 0 -100.00 183,114 0 -100.00
2018-03-31 13F-HR BKMU / Bank Mutual Corp. 24,157 0 -100.00 257 0 -100.00
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF 216,640 0 -100.00 17,912 0 -100.00
2018-03-31 13F-HR XLV / SPDR Health Care Select Sector ETF Call 80,100 0 -100.00 97 0 -100.00
2018-03-31 13F-HR VEAC / Vantage Energy Acquisition Corp 24,900 0 -100.00 254 0 -100.00
2018-03-31 13F-HR CMRX / Chimerix, Inc. Call 149,700 0 -100.00 34 0 -100.00
2018-03-31 13F-HR KMB / Kimberly-Clark Corp. 2,400 0 -100.00 290 0 -100.00
2018-03-31 13F-HR KEY / KeyCorp 12,500 0 -100.00 252 0 -100.00
2018-03-31 13F-HR TSN / Tyson Foods, Inc. 14,300 0 -100.00 1,159 0 -100.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. 56,550 0 -100.00 4,165 0 -100.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Call 19,000 0 -100.00 74 0 -100.00
2018-03-31 13F-HR OXY / Occidental Petroleum Corp. Put 79,700 0 -100.00 3 0 -100.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) 71,000 0 -100.00 5,057 0 -100.00
2018-03-31 13F-HR DOW / Dow Chemical Co. (The) Call 153,600 0 -100.00 157 0 -100.00
2018-03-31 13F-HR CY / Cypress Semiconductor Corp. 34,972 0 -100.00 533 0 -100.00
2018-03-31 13F-HR ABT / Abbott Laboratories 112,430 0 -100.00 6,416 0 -100.00
2018-03-31 13F-HR COL / Rockwell Collins, Inc. 5,199 0 -100.00 705 0 -100.00
2018-03-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 75,000 0 -100.00 2 0 -100.00
2018-03-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 6,712 0 -100.00 337 0 -100.00
2018-03-31 13F-HR UNP / Union Pacific Corp. 38,478 0 -100.00 5,160 0 -100.00
2018-03-31 13F-HR UNP / Union Pacific Corp. Call 146,300 0 -100.00 449 0 -100.00
2018-03-31 13F-HR STX / Seagate Technology PLC 11,690 0 -100.00 489 0 -100.00
2018-03-31 13F-HR GM / General Motors Company 66,200 0 -100.00 2,714 0 -100.00
2018-03-31 13F-HR GM / General Motors Company Put 61,900 0 -100.00 3 0 -100.00
2018-03-31 13F-HR SRE / Sempra Energy Call 58,100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP Call 123,000 0 -100.00 24 0 -100.00
2018-03-31 13F-HR ETE / Entergy Transfer Equity LP Put 246,000 0 -100.00 4 0 -100.00
2018-03-31 13F-HR DIS / The Walt Disney Co. 34,400 0 -100.00 3,698 0 -100.00
2018-03-31 13F-HR MBB / iShares MBS ETF 22,101 0 -100.00 2,356 0 -100.00
2018-03-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 10,000 0 -100.00 637 0 -100.00
2018-03-31 13F-HR SYF / Synchrony Financial 41,943 0 -100.00 1,619 0 -100.00
2018-03-31 13F-HR SYF / Synchrony Financial Call 63,100 0 -100.00 233 0 -100.00
2018-03-31 13F-HR URI / United Rentals, Inc. Call 27,500 0 -100.00 249 0 -100.00
2018-03-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 42,227 0 -100.00 800 0 -100.00
2018-03-31 13F-HR YELP / Yelp, Inc. 67,674 0 -100.00 2,840 0 -100.00
2018-03-31 13F-HR YELP / Yelp, Inc. Call 978,700 0 -100.00 2,708 0 -100.00
2018-03-31 13F-HR YELP / Yelp, Inc. Put 526,500 0 -100.00 1,255 0 -100.00
2018-03-31 13F-HR STRP / Straight Path Communications Inc. 79,418 0 -100.00 14,437 0 -100.00
2018-03-31 13F-HR STRP / Straight Path Communications Inc. Call 239,100 0 -100.00 323 0 -100.00
2018-03-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 200,862 0 -100.00 10,164 0 -100.00
2018-03-31 13F-HR EQT / EQT Corp. 22,410 0 -100.00 1,276 0 -100.00
2018-03-31 13F-HR EQT / EQT Corp. Call 37,500 0 -100.00 3 0 -100.00
2018-03-31 13F-HR EQT / EQT Corp. Put 54,500 0 -100.00 31 0 -100.00
2018-03-31 13F-HR MCD / McDonald's Corp. 12,635 0 -100.00 2,175 0 -100.00
2018-03-31 13F-HR FLOT / iShares Floating Rate Bond ETF 131,849 0 -100.00 6,701 0 -100.00
2018-03-31 13F-HR MO / Altria Group, Inc. 8,950 0 -100.00 639 0 -100.00
2018-03-31 13F-HR SCHW / Schwab Charles Corp Call 20,000 0 -100.00 112 0 -100.00
2018-03-31 13F-HR VOD / Vodafone Group Plc 13,900 0 -100.00 443 0 -100.00
2018-03-31 13F-HR IMMR / Immersion Corporation Call 110,500 0 -100.00 19 0 -100.00
2018-03-31 13F-HR EMAG / VanEck Vectors ETF TR 33,975 0 -100.00 742 0 -100.00
2018-03-31 13F-HR ACN / Accenture plc 1,570 0 -100.00 240 0 -100.00
2018-03-31 13F-HR TWX / Time Warner, Inc. 2,530,759 0 -100.00 231,489 0 -100.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. 37,200 0 -100.00 538 0 -100.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. Call 18,200 0 -100.00 1 0 -100.00
2018-03-31 13F-HR ABX / Barrick Gold Corp. Put 43,600 0 -100.00 54 0 -100.00
2018-03-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 18,607 0 -100.00 704 0 -100.00
2018-03-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. Call 53,700 0 -100.00 162 0 -100.00
2018-03-31 13F-HR BMY / Bristol-Myers Squibb Co. 5,230 0 -100.00 320 0 -100.00
2018-03-31 13F-HR PEP / PepsiCo, Inc. 2,750 0 -100.00 330 0 -100.00
2018-03-31 13F-HR KMI / Kinder Morgan, Inc. Call 16,100 0 -100.00 1 0 -100.00
2018-03-31 13F-HR GRPN / Groupon, Inc. Call 17,300 0 -100.00 4 0 -100.00
2018-03-31 13F-HR GRPN / Groupon, Inc. Put 20,400 0 -100.00 1 0 -100.00
2018-03-31 13F-HR HON / Honeywell International, Inc. 8,980 0 -100.00 1,377 0 -100.00
2018-03-31 13F-HR AAL / American Airlines Group Inc. 49,673 0 -100.00 2,584 0 -100.00
2018-03-31 13F-HR BX / Blackstone Group L.P. (The) Put 12,500 0 -100.00 1 0 -100.00
2018-03-31 13F-HR DE / Deere & Co. Put 15,100 0 -100.00 3 0 -100.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. 47,175 0 -100.00 4,659 0 -100.00
2018-03-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 15,500 0 -100.00 0 0
2018-03-31 13F-HR CCL / Carnival Corp. 4,699 0 -100.00 312 0 -100.00
2018-03-31 13F-HR CC / Chemours Company (The) Call 46,800 0 -100.00 73 0 -100.00
2018-03-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 36,253 0 -100.00 2,875 0 -100.00
2018-03-31 13F-HR CMA / Comerica, Inc. 2,400 0 -100.00 208 0 -100.00
2018-03-31 13F-HR KKR / KKR & CO. L.P. 15,900 0 -100.00 335 0 -100.00
2018-03-31 13F-HR IHY / Market Vectors International High Yield Bond ETF 65,492 0 -100.00 1,679 0 -100.00
2018-03-31 13F-HR ZB.PRA / Zions Bancorporation 36,199 0 -100.00 678 0 -100.00
2018-03-31 13F-HR FXI / iShares China Large-Cap ETF 8,700 0 -100.00 402 0 -100.00
2018-03-31 13F-HR UL / Unilever, PLC ADR 81,983 0 -100.00 4,537 0 -100.00
2018-03-31 13F-HR IXYS / IXYS Corp. 26,321 0 -100.00 630 0 -100.00
2018-03-31 13F-HR AGN / Allergan plc 47,552 0 -100.00 7,779 0 -100.00
2018-03-31 13F-HR CLF / Cleveland Cliffs, Inc. 32,598 0 -100.00 235 0 -100.00
2018-03-31 13F-HR WM / Waste Management, Inc. 58,300 0 -100.00 5,032 0 -100.00
2018-03-31 13F-HR ITUB / Itau Unibanco Holding S.A. 11,964 0 -100.00 156 0 -100.00
2018-03-31 13F-HR HMNY / Helios and Matheson Analytics Inc. Call 0.05 55,000 3
2018-03-31 13F-HR ATEN / A10 Networks, Inc. 5.82 239,101 1,392
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 111.46 56,574 6,306
2018-03-31 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Put 8.95 98,500 882
2018-03-31 13F-HR AFAM / Almost Family, Inc. 56.03 11,708 656
2018-03-31 13F-HR RIGS / Riverfront Strategic Income Fund 24.59 15,454 380
2018-03-31 13F-HR APLP / Archrock Partners, L.P. 12.22 199,685 2,440
2018-03-31 13F-HR ARKK / ARK Innovation ETF 39.07 30,557 1,194
2018-03-31 13F-HR ASH / Ashland Global Holdings, Inc. Call 1.26 90,000 113
2018-03-31 13F-HR ATAC / Atlantic Acquisition Corp. 9.92 89,318 886
2018-03-31 13F-HR ADP / Automatic Data Processing, Inc. Call 0.90 150,000 135
2018-03-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 44.71 68,756 3,074
2018-03-31 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 39.81 20,600 820
2018-03-31 13F-HR CZR / Caesars Entertainment Corporation 11.25 95,409 1,073
2018-03-31 13F-HR CPLA / Capella Education Co. 87.34 14,129 1,234
2018-03-31 13F-HR CAPITOL INVT CORP IV / *W EXP 01/01/202 (G18920127) 1.15 100,000 115
2018-03-31 13F-HR CAVM / Cavium, Inc. 79.37 43,292 3,436
2018-03-31 13F-HR CAVM / Cavium, Inc. Call 0.25 60,000 15
2018-03-31 13F-HR BSJN / Guggenheim BulletShares 2023 High Yield Corporate Bond ETF 25.94 140,223 3,638
2018-03-31 13F-HR CLW / Clearwater Paper Corp. 39.10 65,365 2,556
2018-03-31 13F-HR CLW / Clearwater Paper Corp. Put 1.57 110,900 174
2018-03-31 13F-HR CSBK / Clifton Bancorp Inc. 15.64 24,870 389
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / *W EXP 08/21/202 (G2345N110) 0.35 268,550 94
2018-03-31 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.32 257,300 82
2018-03-31 13F-HR CLR / Continental Resources, Inc. 58.97 8,377 494
2018-03-31 13F-HR CSRA / CSRA Inc. 41.25 30,010 1,238
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 118.37 7,502 888
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. Call 1.93 556,300 1,071
2018-03-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. Put 0.74 196,200 146
2018-03-31 13F-HR DST / DST Systems, Inc. 83.75 4,800 402
2018-03-31 13F-HR KODK / Eastman Kodak Co. Call 0.04 24,300 1
2018-03-31 13F-HR KODK / Eastman Kodak Co. Put 2.34 12,800 30
2018-03-31 13F-HR WATT / Energous Corporation Call 0.08 13,100 1
2018-03-31 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 (G3206V118) 0.58 105,110 61
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Call 1.16 785,000 913
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. Put 3.63 1,780,700 6,457
2018-03-31 13F-HR ESRX / Express Scripts Holding Co. 69.07 91,020 6,287
2018-03-31 13F-HR FEDERAL STR ACQUISITION CORP / *W EXP 07/24/202 (31421V115) 1.13 11,527 13
2018-03-31 13F-HR GSM / Ferroglobe PLC 10.74 65,289 701
2018-03-31 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.26 51,029 1,493
2018-03-31 13F-HR GLIBA / GCI Liberty, Inc. Class A 52.84 19,400 1,025
2018-03-31 13F-HR GNRT / Gener8 Maritime Inc. 5.65 96,207 544
2018-03-31 13F-HR BGC / General Cable Corp. 29.60 74,770 2,213
2018-03-31 13F-HR GPK / Graphic Packaging Holding Co. Call 0.97 97,500 95
2018-03-31 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 0.85 21,250 18
2018-03-31 13F-HR HRG / Harbinger Group Inc. 16.49 289,889 4,780
2018-03-31 13F-HR I AM CAP ACQUISITION CO / *W EXP 05/22/202 (45074Q116) 0.40 103,800 42
2018-03-31 13F-HR I AM CAP ACQUISITION CO / RIGHT 05/22/2019 (45074Q124) 0.34 252,700 85
2018-03-31 13F-HR IDRA / Idera Pharmaceuticals, Inc. 1.84 178,916 329
2018-03-31 13F-HR IPCC / Infinity Property & Casualty Corp. 118.42 29,126 3,449
2018-03-31 13F-HR ICVT / iShares Convertible Bond ETF 56.32 333,057 18,758
2018-03-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 Call 0.17 17,200 3
2018-03-31 13F-HR KS / KapStone Paper & Packaging Corp. 34.31 68,233 2,341
2018-03-31 13F-HR LADR / Ladder Capital Corp 15.08 79,121 1,193
2018-03-31 13F-HR LW / Lamb Weston Holdings, Inc. 58.22 46,255 2,693
2018-03-31 13F-HR LAYN / Layne Christensen Co. Call 0.00 25,000 0
2018-03-31 13F-HR LAYN / Layne Christensen Co. 14.92 37,463 559
2018-03-31 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 9.87 118,905 1,174
2018-03-31 13F-HR LEN / Lennar Corp. Call 0.61 70,300 43
2018-03-31 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 39.34 7,600 299
2018-03-31 13F-HR MAC / Macerich Company (THE) Put 1.45 292,000 422
2018-03-31 13F-HR MDR / McDermott International, Inc. 6.09 150,062 914
2018-03-31 13F-HR MDR / McDermott International, Inc. Call 0.04 760,000 31
2018-03-31 13F-HR MSCC / Microsemi Corp. 64.72 130,571 8,451
2018-03-31 13F-HR MSCC / Microsemi Corp. Call 0.45 64,700 29
2018-03-31 13F-HR MSCC / Microsemi Corp. Put 0.41 206,200 85
2018-03-31 13F-HR MMDM / Modern Media Acquisition Corp. 0.52 155,889 81
2018-03-31 13F-HR MOSAIC ACQUISITION CORP / *W EXP 10/23/202 (G62848125) 1.25 80,000 100
2018-03-31 13F-HR MUDRICK CAP ACQUISITION CORP / UNIT 02/01/2023 (624745204) 10.22 89,000 910
2018-03-31 13F-HR MULE / Mulesoft, Inc. 43.92 15,188 667
2018-03-31 13F-HR NAV / Navistar International Corp. 34.98 21,096 738
2018-03-31 13F-HR NIHD / NII Holdings, Inc. 2.11 563,857 1,189
2018-03-31 13F-HR OSTK / Overstock.com, Inc. Put 1.10 10,000 11
2018-03-31 13F-HR PF / Pinnacle Foods, Inc. Put 2.51 51,000 128
2018-03-31 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 66.87 31,495 2,106
2018-03-31 13F-HR RH / Restoration Hardware Holdings, Inc. 95.28 43,505 4,145
2018-03-31 13F-HR SCACU / Saban Capital Acquisition Corp. 1.32 10,600 14
2018-03-31 13F-HR SHLM / Schulman (A.), Inc. 43.01 69,303 2,981
2018-03-31 13F-HR SHLX / Shell Midstream Partners LP 21.03 12,840 270
2018-03-31 13F-HR SHLX / Shell Midstream Partners LP Put 1.24 12,100 15
2018-03-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / *W EXP 09/14/202 (G8250R129) 1.66 39,221 65
2018-03-31 13F-HR FOXA / Twenty-First Century Fox, Inc. Call 2.17 150,700 327
2018-03-31 13F-HR SMH / Market Vectors Semiconductor ETF Put 3.75 391,400 1,468
2018-03-31 13F-HR VNOM / Viper Energy Partners LP Put 0.60 89,300 54
2018-03-31 13F-HR VNOM / Viper Energy Partners LP Call 0.63 229,200 145
2018-03-31 13F-HR WPG / WP Glimcher Inc. Call 0.10 10,000 1