InvestorBluefin Trading, LLC
Portfolio Value $ 1,647,567,000
Current Positions482
Opened Positions5
Closed Positions212


Latest Holdings, Performance, AUM (from 13F, 13D)

Bluefin Trading, LLC has disclosed 482 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,647,567,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Bluefin Trading, LLC's top holdings are Time Warner, Inc. (NYSE:TWX) , SPDR S&P 500 ETF Trust (NYSE:SPY) , NXP Semiconductors N.V. (NASDAQ:NXPI) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , and Bank of America Corp. (NYSE:BAC) . Bluefin Trading, LLC's new positions include Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Guggenheim BulletShares 2022 High Yield Corporate Bond ETF (NYSE:BSJM) , Guggenheim BulletShares 2021 High Yield Corporate Bond ETF (NYSE:BSJL) , Black Ridge Acquisition Corp. (NASDAQ:BRAC) , and Twenty-First Century Fox, Inc. (NASDAQ:FOXA) .

All Bluefin Trading, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR RIOT / Riot Blockchain Inc Call 0.91 27,400 25
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Call 42.38 0 68,400 0 2,899
2017-12-31 13F-HR IGOV / iShares International Treasury Bond ETF 49.87 0 5,995 0 299
2017-12-31 13F-HR RSX / VanEck Vectors ETF TR 21.22 0 58,400 0 1,239
2017-12-31 13F-HR AEO / American Eagle Outfitters, Inc. 18.80 0 148,500 0 2,792
2017-12-31 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 35,066 0 -100.00 1,078 0 -100.00
2017-12-31 13F-HR HUM / Humana, Inc. 248.08 124,959 30,405 -75.67 30,444 7,543 -75.22
2017-12-31 13F-HR HUM / Humana, Inc. Call 9.58 469,000 447,800 -4.52 5,690 4,289 -24.62
2017-12-31 13F-HR HUM / Humana, Inc. Put 0.27 251,200 186,800 -25.64 440 50 -88.64
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.65 45,949 65,950 43.53 3,723 4,725 26.91
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. Put 0.06 0 32,700 0 2
2017-12-31 13F-HR GLW / Corning, Inc. 32.02 0 12,400 0 397
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.94 1,123,165 327,965 -70.80 417 10,147 2,333.33
2017-12-31 13F-HR PZE / Petrobras Argentina S.A. 13.59 2,375,725 2,465,320 3.77 29,981 33,504 11.75
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. Call 0.09 99,800 21,800 -78.16 8 2 -75.00
2017-12-31 13F-HR LC / LendingClub Corp. 4.10 0 18,035 0 74
2017-12-31 13F-HR AET / Aetna, Inc. Put 5.40 0 398,500 0 2,151
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. Put 0.02 251,700 124,900 -50.38 23 2 -91.30
2017-12-31 13F-HR ICE / Intercontinental Exchange, Inc. Call 0.11 0 19,000 0 2
2017-12-31 13F-HR DIS / The Walt Disney Co. Put 0.00 0 15,000 0 0
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 23.16 0 30,400 0 704
2017-12-31 13F-HR XOM / Exxon Mobil Corp. Call 0.06 0 15,400 0 1
2017-12-31 13F-HR DE / Deere & Co. 156.51 0 25,800 0 4,038
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation Call 16.13 0 86,000 0 1,387
2017-12-31 13F-HR IBDO / iShares iBonds Dec 2023 Corporate ETF 1,095 408 -62.74
2017-12-31 13F-HR X / United States Steel Corp. Put 0.16 80,000 80,000 0.00 134 13 -90.30
2017-12-31 13F-HR BP / BP Plc 42.02 26,280 22,230 -15.41 1,010 934 -7.52
2017-12-31 13F-HR TSLA / Tesla Motors, Inc. Put 0.01 52,000 66,900 28.65 20 1 -95.00
2017-12-31 13F-HR SYK / Stryker Corp. 154.76 0 2,100 0 325
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.50 4,650 2,400 -48.39 689 366 -46.88
2017-12-31 13F-HR NWL / Newell Brands Inc. 30.90 37,375 41,000 9.70 1,594 1,267 -20.51
2017-12-31 13F-HR NWL / Newell Brands Inc. Call 0.39 49,900 99,900 100.20 2 39 1,850.00
2017-12-31 13F-HR SAND / Sandstorm Gold Ltd. 4.99 171,100 104,100 -39.16 777 519 -33.20
2017-12-31 13F-HR WIP / SPDR Citi International Government Inflation-Protected Bond ETF 57.52 37,143 32,960 -11.26 2,129 1,896 -10.94
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 13.58 77,290 12,816 -83.42 1,004 174 -82.67
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. Call 0.39 0 132,500 0 52
2017-12-31 13F-HR XRX / Xerox Corp. 29.18 16,375 9,800 -40.15 545 286 -47.52
2017-12-31 13F-HR MON / Monsanto Co. Call 0.56 1,232,400 1,818,000 47.52 2,258 1,024 -54.65
2017-12-31 13F-HR MON / Monsanto Co. Put 1.27 1,257,900 2,791,200 121.89 524 3,536 574.81
2017-12-31 13F-HR GVI / iShares Intermediate Government/Credit Bond ETF 109.75 2,740 15,162 453.36 304 1,664 447.37
2017-12-31 13F-HR ZNGA / Zynga Inc. Call 0.06 300,700 100,000 -66.74 71 6 -91.55
2017-12-31 13F-HR ZNGA / Zynga Inc. Put 0.03 118,000 201,600 70.85 2 7 250.00
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 128.19 30,220 31,094 2.89 2,833 3,986 40.70
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 10.49 64,100 317,500 395.32 676 3,332 392.90
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 2.15 276,400 206,000 -25.47 724 443 -38.81
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.51 24,704 14,354 -41.90 741 438 -40.89
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) Put 0.13 0 15,000 0 2
2017-12-31 13F-HR SPLB / SPDR Portfolio Long Term Corpora 28.61 4,932 73,746 1,395.26 208 2,110 914.42
2017-12-31 13F-HR AGU / Agrium Inc. Put 0.72 43,500 87,100 100.23 29 63 117.24
2017-12-31 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.20 25,000 25,000 0.00 1,186 1,180 -0.51
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 17,620 24,820 40.86 459 658 43.36
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. 17.91 15,683 45,572 190.58 287 816 184.32
2017-12-31 13F-HR WDC / Western Digital Corp. 79.53 5,584 7,984 42.98 482 635 31.74
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,168.75 1,463 320 -78.13 1,406 374 -73.40
2017-12-31 13F-HR AMZN / Amazon.com, Inc. Call 512.00 0 1,000 0 512
2017-12-31 13F-HR DXC / DXC Technology Company 95.00 0 4,000 0 380
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 1.81 242,500 185,100 -23.67 293 335 14.33
2017-12-31 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 0.08 410,700 91,300 -77.77 55 7 -87.27
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.89 0 12,600 0 679
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.01 20,759 105,590 408.65 417 2,113 406.71
2017-12-31 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.57 330,718 62,320 -81.16 9,250 1,718 -81.43
2017-12-31 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 49.83 0 91,675 0 4,568
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 360,756 162,681 -54.91 55,599 27,530 -50.48
2017-12-31 13F-HR AAPL / Apple, Inc. Call 9.87 269,500 686,300 154.66 988 6,775 585.73
2017-12-31 13F-HR AAPL / Apple, Inc. Put 0.49 671,100 681,000 1.48 685 331 -51.68
2017-12-31 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 1,098 212 -80.69
2017-12-31 13F-HR MRK / Merck & Co., Inc. Put 0.06 0 16,100 0 1
2017-12-31 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.59 538,733 2,529,362 369.50 5,624 26,786 376.28
2017-12-31 13F-HR FNTE / Fintech Acquisition Corp. II 9.92 25,100 25,100 0.00 257 249 -3.11
2017-12-31 13F-HR IYR / iShares U.S. Real Estate ETF 80.97 0 9,250 0 749
2017-12-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 80.26 0 66,843 0 5,365
2017-12-31 13F-HR QRVO / Qorvo, Inc. Call 0.27 30,000 30,000 0.00 138 8 -94.20
2017-12-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 77.67 44,719 6,154 -86.24 3,012 478 -84.13
2017-12-31 13F-HR CCI / Crown Castle International Corp. 110.91 0 3,300 0 366
2017-12-31 13F-HR AGN / Allergan plc 163.59 119,757 47,552 -60.29 24,544 7,779 -68.31
2017-12-31 13F-HR AGN / Allergan plc Call 0.05 185,500 402,200 116.82 1,273 21 -98.35
2017-12-31 13F-HR AGN / Allergan plc Put 21.67 118,900 44,900 -62.24 1,104 973 -11.87
2017-12-31 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 28.74 0 516,767 0 14,852
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.44 4,790 8,180 70.77 307 568 85.02
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.51 1,461 1,850 26.63 212 284 33.96
2017-12-31 13F-HR AIG / American International Group, Inc. 18.50 220,867 467,879 111.84 4,417 8,656 95.97
2017-12-31 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 76.20 0 5,000 0 381
2017-12-31 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 59.32 0 42,700 0 2,533
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.50 2,004 63,100 3,048.70 358 12,210 3,310.61
2017-12-31 13F-HR WFC / Wells Fargo & Co. 60.67 246,760 212,057 -14.06 13,609 12,866 -5.46
2017-12-31 13F-HR WFC / Wells Fargo & Co. Call 2.73 226,700 680,700 200.26 524 1,858 254.58
2017-12-31 13F-HR WFC / Wells Fargo & Co. Put 0.62 664,000 963,500 45.11 788 597 -24.24
2017-12-31 13F-HR STZ / Constellation Brands, Inc. Call 19.76 157,400 50,000 -68.23 2,526 988 -60.89
2017-12-31 13F-HR BTI / British American Tobacco p.l.c. 66.96 0 17,054 0 1,142
2017-12-31 13F-HR RCL / Royal Caribbean Cruises Ltd. 119.47 0 1,900 0 227
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.73 7,550 7,960 5.43 671 770 14.75
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.54 0 2,600 0 290
2017-12-31 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 2.96 21,634 21,634 0.00 112 64 -42.86
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. 38.28 9,200 18,078 96.50 309 692 123.95
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Put 0.24 97,300 33,000 -66.08 10 8 -20.00
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.44 8,250 3,360 -59.27 1,028 529 -48.54
2017-12-31 13F-HR MGM / MGM Resorts International Call 0.44 0 100,000 0 44
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.24 50,945 23,730 -53.42 1,819 860 -52.72
2017-12-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 1,634 748 -54.22
2017-12-31 13F-HR ELD / WisdomTree Emerging Markets Local Debt Fund 38.45 0 16,931 0 651
2017-12-31 13F-HR CLR / Continental Resources, Inc. Put 1.78 0 31,500 0 56
2017-12-31 13F-HR HUN / Huntsman Corp. 33.29 61,200 65,000 6.21 1,678 2,164 28.96
2017-12-31 13F-HR HUN / Huntsman Corp. Call 3.11 0 82,400 0 256
2017-12-31 13F-HR HUN / Huntsman Corp. Put 0.04 40,000 113,200 183.00 21 5 -76.19
2017-12-31 13F-HR CRED / iShares US Credit Bond ETF Trdng 112.06 0 11,235 0 1,259
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.92 19,500 19,970 2.41 850 917 7.88
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.92 79,317 33,426 -57.86 4,792 3,574 -25.42
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. Call 12.52 0 63,900 0 800
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 10.41 28,600 24,200 -15.38 313 252 -19.49
2017-12-31 13F-HR BWZ / SPDR Barclays Short Term International Treasury Bond ETF 32.14 0 13,410 0 431
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.60 53,664 22,609 -57.87 780 330 -57.69
2017-12-31 13F-HR SNAP / Snapchat, Inc. Call 0.37 47,100 16,100 -65.82 11 6 -45.45
2017-12-31 13F-HR SNAP / Snapchat, Inc. Put 0.34 164,500 157,700 -4.13 278 54 -80.58
2017-12-31 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 24.53 0 191,713 0 4,703
2017-12-31 13F-HR GNCMB / General Communication, Inc. 39.02 31,500 48,662 54.48 1,285 1,899 47.78
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.57 12,680 7,620 -39.91 627 393 -37.32
2017-12-31 13F-HR WPG / WP Glimcher Inc. 7.13 0 26,500 0 189
2017-12-31 13F-HR WPG / WP Glimcher Inc. Put 0.87 45,100 62,900 39.47 28 55 96.43
2017-12-31 13F-HR GG / Goldcorp, Inc. 12.77 77,000 101,500 31.82 998 1,296 29.86
2017-12-31 13F-HR GG / Goldcorp, Inc. Put 0.32 150,000 143,200 -4.53 98 46 -53.06
2017-12-31 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 84.18 9,477 14,516 53.17 794 1,222 53.90
2017-12-31 13F-HR INDU / Industrea Acquisition Corp. 10.06 303,582 298,482 -1.68 3,066 3,003 -2.05
2017-12-31 13F-HR DIA / SPDR Dow Jones Industrial Average ETF 247.52 9,681 2,820 -70.87 2,167 698 -67.79
2017-12-31 13F-HR VSM / Versum Materials, Inc. Call 0.16 175,000 50,000 -71.43 401 8 -98.00
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.69 3,500 8,605 145.86 455 1,202 164.18
2017-12-31 13F-HR IBDK / iShares iBonds Dec 2019 Corporate ETF 224 587 162.05
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.92 0 1,300 0 399
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 34.17 0 7,200 0 246
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.76 6,300 6,300 0.00 213 219 2.82
2017-12-31 13F-HR HD / Home Depot, Inc. (The) 189.54 9,600 21,869 127.80 1,570 4,145 164.01
2017-12-31 13F-HR WM / Waste Management, Inc. 86.31 0 58,300 0 5,032
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF 59.93 73,955 72,199 -2.37 4,120 4,327 5.02
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF Put 0.13 70,000 14,900 -78.71 2 2 0.00
2017-12-31 13F-HR QEP / QEP Resources, Inc. Call 0.05 20,000 20,000 0.00 3 1 -66.67
2017-12-31 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 1,902 1,480 -22.19
2017-12-31 13F-HR MAG / Mag Silver Corp 12.36 0 91,613 0 1,132
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.88 0 8,000 0 735
2017-12-31 13F-HR AMBA / Ambarella, Inc. 58.75 13,713 34,874 154.31 672 2,049 204.91
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.04 160,000 160,000 0.00 14 6 -57.14
2017-12-31 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 0.04 0 630,000 0 27
2017-12-31 13F-HR SNBC / Sun Bancorp, Inc. 24.29 13,600 78,131 474.49 338 1,898 461.54
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. 13.04 0 11,964 0 156
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. Put 1.16 0 25,000 0 29
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 24.35 68,006 41,649 -38.76 1,276 1,014 -20.53
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. Put 0.08 161,000 441,500 174.22 137 37 -72.99
2017-12-31 13F-HR AMLP / Alerian ETF 10.81 30,400 12,400 -59.21 341 134 -60.70
2017-12-31 13F-HR AMLP / Alerian ETF Call 0.12 250,600 274,600 9.58 95 34 -64.21
2017-12-31 13F-HR RTN / Raytheon Co. 187.78 0 6,385 0 1,199
2017-12-31 13F-HR CSX / CSX Corp. 55.00 4,221 6,800 61.10 229 374 63.32
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.03 28,000 15,600 -44.29 1,350 874 -35.26
2017-12-31 13F-HR BA / Boeing Company (The) 294.97 4,832 8,367 73.16 1,228 2,468 100.98
2017-12-31 13F-HR OACQW / Origo Acquisition Corporation 0.49 23,138 34,946 51.03 7 17 142.86
2017-12-31 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 29.54 0 445,759 0 13,168
2017-12-31 13F-HR CI / Cigna Corp. Call 69.30 0 10,000 0 693
2017-12-31 13F-HR HPQ / HP Inc. 21.00 0 21,100 0 443
2017-12-31 13F-HR HPQ / HP Inc. Put 0.00 0 15,500 0 0
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 320.98 0 3,050 0 979
2017-12-31 13F-HR TXN / Texas Instruments Inc. 104.49 0 2,670 0 279
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 1.32 0 40,000 0 53
2017-12-31 13F-HR AVGO / Broadcom Limited 256.93 0 16,670 0 4,283
2017-12-31 13F-HR EZU / iShares MSCI Eurozone ETF 43.39 0 21,800 0 946
2017-12-31 13F-HR BOBE / Bob Evans Farms, Inc. Call 0.26 28,400 79,300 179.23 16 21 31.25
2017-12-31 13F-HR MS / Morgan Stanley 52.51 0 5,580 0 293
2017-12-31 13F-HR HYEM / Market Vectors Emerging High Yield Bond ETF 24.48 0 63,721 0 1,560
2017-12-31 13F-HR NXST / Nexstar Broadcasting Group, Inc. Call 8.64 84,500 74,500 -11.83 154 644 318.18
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 0.58 135,000 282,000 108.89 30 163 443.33
2017-12-31 13F-HR AVH / Avianca Holdings S.A. 7.93 0 28,000 0 222
2017-12-31 13F-HR COF / Capital One Financial Corp. 57.97 0 6,348 0 368
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 45.93 5,400 4,920 -8.89 219 226 3.20
2017-12-31 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 24.38 0 171,956 0 4,192
2017-12-31 13F-HR CME / CME Group, Inc. 146.05 0 10,743 0 1,569
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.52 0 7,650 0 1,687
2017-12-31 13F-HR EXPE / Expedia, Inc. Put 0.05 20,000 20,000 0.00 8 1 -87.50
2017-12-31 13F-HR AHGP / Alliance Holdings GP, L.P 14,900 0 -100.00 414 0 -100.00
2017-12-31 13F-HR ANDINA ACQUISITION CORP II / *W EXP 11/23/202 (G0441P138) 55,900 0 -100.00 20 0
2017-12-31 13F-HR ARCX / Arc Logistics Partners LP 18,020 0 -100.00 301 0 -100.00
2017-12-31 13F-HR ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1 479,048 0 -100.00 18,635 0 -100.00
2017-12-31 13F-HR AF / Astoria Financial Corp. 175,571 0 -100.00 3,775 0 -100.00
2017-12-31 13F-HR ATW / Atwood Oceanics, Inc. 40,325 0 -100.00 379 0 -100.00
2017-12-31 13F-HR BBU / Brookfield Business Partners L.P. 37,000 0 -100.00 1,097 0 -100.00
2017-12-31 13F-HR BURL / Burlington Stores, Inc. Call 75,000 0 -100.00 188 0 -100.00
2017-12-31 13F-HR CZR / Caesars Entertainment Corporation Put 50,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR CPN / Calpine Corp. 17,500 0 -100.00 258 0 -100.00
2017-12-31 13F-HR CBF / Capital Bank Financial Corp. 15,400 0 -100.00 632 0 -100.00
2017-12-31 13F-HR BCAC / Bison Capital Acquisition Corp 98,975 0 -100.00 34 0 -100.00
2017-12-31 13F-HR CARS / Cars.com Inc 9,000 0 -100.00 239 0 -100.00
2017-12-31 13F-HR CTL / CenturyLink, Inc. Put 45,000 0 -100.00 302 0 -100.00
2017-12-31 13F-HR CTL / CenturyLink, Inc. 32,896 0 -100.00 622 0 -100.00
2017-12-31 13F-HR CNAC / Constellation Alpha Capital Corp. 141,567 0 -100.00 1,454 0 -100.00
2017-12-31 13F-HR CS / Credit Suisse Group 45,588 0 -100.00 720 0 -100.00
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Call (185899101) 20,500 0 -100.00 1 0
2017-12-31 13F-HR DB / Deutsche Bank AG Call 48,900 0 -100.00 2 0 -100.00
2017-12-31 13F-HR DB / Deutsche Bank AG Put 221,600 0 -100.00 205 0 -100.00
2017-12-31 13F-HR CS / Credit Suisse Group Put 60,000 0 -100.00 89 0 -100.00
2017-12-31 13F-HR DSKE / Daseke, Inc. 176,782 0 -100.00 292 0 -100.00
2017-12-31 13F-HR EAGLU / Double Eagle Acquisition Corp. 247,000 0 -100.00 170 0 -100.00
2017-12-31 13F-HR DYN-A / Dynegy, Inc., 5.375% Series A Mandatory Convertible Cumulative Preferred Stock 74,892 0 -100.00 2,483 0 -100.00
2017-12-31 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 45,500 0 -100.00 39 0 -100.00
2017-12-31 13F-HR EKSO / Ekso Bionics Holdings, Inc. 100,000 0 -100.00 121 0 -100.00
2017-12-31 13F-HR ELEC / Electrum Special Acquisition Corporation 82,100 0 -100.00 26 0 -100.00
2017-12-31 13F-HR FSAC / Federal Street Acquisition Corp. 28,525 0 -100.00 293 0 -100.00
2017-12-31 13F-HR FPO / First Potomac Realty Trust 40,905 0 -100.00 456 0 -100.00
2017-12-31 13F-HR FOR / Forestar Group Inc 190,000 0 -100.00 2,974 0 -100.00
2017-12-31 13F-HR FMCI / Forum Merger Corporation 62,900 0 -100.00 17 0 -100.00
2017-12-31 13F-HR GPACW / Global Partner Acquisition Corp. Warrants exp. 2020-07-01 73,881 0 -100.00 58 0 -100.00
2017-12-31 13F-HR RMNI / Rimini Street, Inc. (DE) 81,379 0 -100.00 36 0 -100.00
2017-12-31 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 110,000 0 -100.00 44 0
2017-12-31 13F-HR INDUSTREA ACQUISITION CORP / CL A (45579J104) 98,100 0 -100.00 955 0
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 30,926 0 -100.00 755 0 -100.00
2017-12-31 13F-HR EWS / iShares MSCI Singapore ETF 8,524 0 -100.00 208 0 -100.00
2017-12-31 13F-HR EWM / iShares MSCI Malaysia ETF 30,255 0 -100.00 980 0 -100.00
2017-12-31 13F-HR KBLMU / KBL Merger Corp. IV Unit 309,650 0 -100.00 53 0 -100.00
2017-12-31 13F-HR KITE / Kite Pharma, Inc. Call 30,400 0 -100.00 10 0 -100.00
2017-12-31 13F-HR LBRDK / Liberty Broadband Corporation, Class C 14,605 0 -100.00 1,392 0 -100.00
2017-12-31 13F-HR LIVN / LivaNova PLC 3,200 0 -100.00 224 0 -100.00
2017-12-31 13F-HR MIII / M III Acquisition Corp. 26,400 0 -100.00 14 0 -100.00
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. Call 35,100 0 -100.00 111 0 -100.00
2017-12-31 13F-HR MINI / Mobile Mini, Inc. Put 50,000 0 -100.00 13 0 -100.00
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 11,900 0 -100.00 228 0 -100.00
2017-12-31 13F-HR NRZ / New Residential Investment Corp. 28,223 0 -100.00 472 0 -100.00
2017-12-31 13F-HR NWL / Newell Brands Inc. Put 100,000 0 -100.00 206 0 -100.00
2017-12-31 13F-HR NEXT / NextDecade Corporation 112,308 0 -100.00 104 0 -100.00
2017-12-31 13F-HR OA / Orbital ATK, Inc. 5,500 0 -100.00 732 0 -100.00
2017-12-31 13F-HR OTIC / Otonomy, Inc. Call 87,900 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PCBK / Pacific Continental Corp. 25,342 0 -100.00 683 0 -100.00
2017-12-31 13F-HR PSTB / Park Sterling Corp. 40,714 0 -100.00 506 0 -100.00
2017-12-31 13F-HR PENN / Penn National Gaming, Inc. 34,298 0 -100.00 802 0 -100.00
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 1,870 0 -100.00 276 0 -100.00
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 38,400 0 -100.00 5,175 0 -100.00
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 40,886 0 -100.00 787 0 -100.00
2017-12-31 13F-HR PVG / Pretium Resources, Inc. Put 37,300 0 -100.00 3 0 -100.00
2017-12-31 13F-HR RMBS / Rambus, Inc. Call 350,000 0 -100.00 172 0 -100.00
2017-12-31 13F-HR RICE / Rice Energy Inc. 13,290 0 -100.00 385 0 -100.00
2017-12-31 13F-HR RES / RPC, Inc. Call 169,900 0 -100.00 450 0 -100.00
2017-12-31 13F-HR RES / RPC, Inc. Put 210,000 0 -100.00 21 0 -100.00
2017-12-31 13F-HR SBRAP / Sabra Healthcare REIT, Inc. 30,000 0 -100.00 658 0 -100.00
2017-12-31 13F-HR SNI / Scripps Networks Interactive, Inc. 5,099 0 -100.00 438 0 -100.00
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 44,087 0 -100.00 105 0
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. 35,931 0 -100.00 2,391 0 -100.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 17,620 0 -100.00 641 0
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / Call (85572F105) 100,000 0 -100.00 52 0
2017-12-31 13F-HR SYNA / Synaptics, Inc. Call 25,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR TMUSP / T-Mobile US, 5.50% Mandatory Convertible Preferred Stock Series A 64,592 0 -100.00 6,453 0 -100.00
2017-12-31 13F-HR TM / Toyota Motor Corp. 34,393 0 -100.00 4,099 0 -100.00
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. Call 31,600 0 -100.00 2 0 -100.00
2017-12-31 13F-HR FLTR / Market Vectors Investment Grade Floating Rate Bond ETF 69,545 0 -100.00 1,758 0 -100.00
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 31,754 0 -100.00 610 0 -100.00
2017-12-31 13F-HR OIH / Market Vectors Oil Service ETF Put 40,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 41,817 0 -100.00 840 0 -100.00
2017-12-31 13F-HR VWR / VWR Corporation 8,469 0 -100.00 280 0 -100.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 5,895 0 -100.00 455 0 -100.00
2017-12-31 13F-HR WNRL / Western Refining Logistics, LP 53,930 0 -100.00 1,391 0 -100.00
2017-12-31 13F-HR WLKP / Westlake Chemical Partners LP 27,895 0 -100.00 633 0 -100.00
2017-12-31 13F-HR WLKP / Westlake Chemical Partners LP Put 108,000 0 -100.00 97 0 -100.00
2017-12-31 13F-HR ZNGA / Zynga Inc. 30,000 0 -100.00 113 0 -100.00
2017-12-31 13F-HR DEO / Diageo plc 2,100 0 -100.00 277 0 -100.00
2017-12-31 13F-HR CBS / CBS Corp. 17,550 0 -100.00 1,018 0 -100.00
2017-12-31 13F-HR FRED / Fred's, Inc. Call 50,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FRED / Fred's, Inc. Put 20,000 0 -100.00 173 0 -100.00
2017-12-31 13F-HR INDA / iShares MSCI India ETF 67,091 0 -100.00 2,204 0 -100.00
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 352,200 0 -100.00 168 0 -100.00
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Put 109,800 0 -100.00 42 0 -100.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 23,400 0 -100.00 1 0 -100.00
2017-12-31 13F-HR STZ / Constellation Brands, Inc. 75,924 0 -100.00 15,143 0 -100.00
2017-12-31 13F-HR STZ / Constellation Brands, Inc. Put 157,400 0 -100.00 2 0 -100.00
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 1,500 0 -100.00 222 0 -100.00
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. Call 28,200 0 -100.00 4 0 -100.00
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. Call 100,000 0 -100.00 380 0 -100.00
2017-12-31 13F-HR SIG / Signet Jewelers Ltd. Put 100,000 0 -100.00 113 0 -100.00
2017-12-31 13F-HR COL / Rockwell Collins, Inc. Put 53,100 0 -100.00 39 0 -100.00
2017-12-31 13F-HR IDX / VanEck Vectors ETF TR 24,065 0 -100.00 569 0 -100.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. 72,200 0 -100.00 3,245 0 -100.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 120,000 0 -100.00 3 0 -100.00
2017-12-31 13F-HR EVHC / Envision Healthcare Holdings, Inc. Put 100,000 0 -100.00 625 0 -100.00
2017-12-31 13F-HR CELG / Celgene Corp. 2,053 0 -100.00 299 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 159,719 0 -100.00 8,144 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. Call 290,400 0 -100.00 518 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. Put 168,100 0 -100.00 6 0 -100.00
2017-12-31 13F-HR BKLN / PowerShares Senior Loan Portfolio 100,000 0 -100.00 2,316 0 -100.00
2017-12-31 13F-HR IAC / IAC/InterActiveCorp. 10,201 0 -100.00 1,199 0 -100.00
2017-12-31 13F-HR ECH / iShares MSCI Chile Capped ETF 8,800 0 -100.00 428 0 -100.00
2017-12-31 13F-HR XLU / SPDR Utilities Select Sector ETF 4,400 0 -100.00 233 0 -100.00
2017-12-31 13F-HR PX / Praxair, Inc. 4,046 0 -100.00 565 0 -100.00
2017-12-31 13F-HR PX / Praxair, Inc. Call 100,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR FB / Facebook, Inc. Put 30,700 0 -100.00 58 0 -100.00
2017-12-31 13F-HR HLF / Herbalife Ltd. 32,000 0 -100.00 2,171 0 -100.00
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 28,600 0 -100.00 4,940 0 -100.00
2017-12-31 13F-HR SRE / Sempra Energy 2,405 0 -100.00 274 0 -100.00
2017-12-31 13F-HR STRP / Straight Path Communications Inc. Put 59,500 0 -100.00 9 0 -100.00
2017-12-31 13F-HR MLNX / Mellanox Technologies, Ltd. Put 60,000 0 -100.00 117 0 -100.00
2017-12-31 13F-HR MRK / Merck & Co., Inc. 19,170 0 -100.00 1,227 0 -100.00
2017-12-31 13F-HR EZA / iShares MSCI South Africa ETF 6,985 0 -100.00 410 0 -100.00
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. Put 75,000 0 -100.00 131 0 -100.00
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 20,900 0 -100.00 117 0 -100.00
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Call 20,000 0 -100.00 6 0 -100.00
2017-12-31 13F-HR THC / Tenet Healthcare Corp. 84,419 0 -100.00 1,387 0 -100.00
2017-12-31 13F-HR THC / Tenet Healthcare Corp. Put 125,100 0 -100.00 233 0 -100.00
2017-12-31 13F-HR CISN / Cision Ltd. 142,465 0 -100.00 420 0 -100.00
2017-12-31 13F-HR BNFT / Benefitfocus, Inc. Put 61,500 0 -100.00 6 0 -100.00
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 30,094 0 -100.00 3,056 0 -100.00
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. 23,383 0 -100.00 1,687 0 -100.00
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. Call 25,000 0 -100.00 108 0 -100.00
2017-12-31 13F-HR GRA / Grace (W. R.) & Co. Put 20,000 0 -100.00 16 0 -100.00
2017-12-31 13F-HR CETX / Cemtrex, Inc. 86,078 0 -100.00 34 0 -100.00
2017-12-31 13F-HR BCR / Bard (C.R.), Inc. 5,631 0 -100.00 1,805 0 -100.00
2017-12-31 13F-HR EWW / iShares MSCI Mexico Capped ETF 26,188 0 -100.00 1,430 0 -100.00
2017-12-31 13F-HR DFIN / Donnelley Financial Solutions Call 295,300 0 -100.00 30 0 -100.00
2017-12-31 13F-HR SEAC / SeaChange International, Inc. 20,551 0 -100.00 56 0 -100.00
2017-12-31 13F-HR SEAC / SeaChange International, Inc. Put 50,000 0 -100.00 3 0 -100.00
2017-12-31 13F-HR CTB / Cooper Tire & Rubber Co. 105,346 0 -100.00 3,940 0 -100.00
2017-12-31 13F-HR THD / iShares MSCI Thailand Capped ETF 12,257 0 -100.00 1,060 0 -100.00
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 12,485 0 -100.00 456 0 -100.00
2017-12-31 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 13,400 0 -100.00 1,189 0 -100.00
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. Call 50,000 0 -100.00 5 0 -100.00
2017-12-31 13F-HR UAE / iShares MSCI UAE Capped ETF 14,999 0 -100.00 260 0 -100.00
2017-12-31 13F-HR VNO / Vornado Realty Trust 13,100 0 -100.00 1,007 0 -100.00
2017-12-31 13F-HR CIEN / Ciena Corp. 11,508 0 -100.00 253 0 -100.00
2017-12-31 13F-HR CIEN / Ciena Corp. Call 90,000 0 -100.00 2 0 -100.00
2017-12-31 13F-HR AMGN / Amgen Inc. 1,647 0 -100.00 307 0 -100.00
2017-12-31 13F-HR KO / Coca Cola Co. 4,480 0 -100.00 202 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. Call 40,000 0 -100.00 44 0 -100.00
2017-12-31 13F-HR JWN / Nordstrom, Inc. Put 24,700 0 -100.00 4 0 -100.00
2017-12-31 13F-HR GNMA / iShares Core GNMA Bond ETF 7,162 0 -100.00 358 0 -100.00
2017-12-31 13F-HR TSEM / Tower Semiconductor Ltd. 9,372 0 -100.00 288 0 -100.00
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 6,949 0 -100.00 431 0 -100.00
2017-12-31 13F-HR BND / Vanguard Total Bond Market ETF 161,645 0 -100.00 13,248 0 -100.00
2017-12-31 13F-HR NVS / Novartis AG 6,764 0 -100.00 581 0 -100.00
2017-12-31 13F-HR W / Wayfair, Inc. Call 36,000 0 -100.00 37 0 -100.00
2017-12-31 13F-HR EIDO / iShares MSCI Indonesia ETF 22,982 0 -100.00 613 0 -100.00
2017-12-31 13F-HR CSCO / Cisco Systems, Inc. Call 30,000 0 -100.00 22 0 -100.00
2017-12-31 13F-HR EPHE / iShares MSCI Philippines ETF 12,042 0 -100.00 445 0 -100.00
2017-12-31 13F-HR EPOL / iShares MSCI Poland Capped ETF 13,655 0 -100.00 362 0 -100.00
2017-12-31 13F-HR IBND / SPDR Barclays International Corporate Bond ETF 20,307 0 -100.00 702 0 -100.00
2017-12-31 13F-HR PRU / Prudential Financial, Inc. 6,600 0 -100.00 702 0 -100.00
2017-12-31 13F-HR LVLT / Level 3 Communications, Inc. 23,543 0 -100.00 1,255 0 -100.00
2017-12-31 13F-HR STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018 44,085 0 -100.00 698 0 -100.00
2017-12-31 13F-HR PVG / Pretium Resources, Inc. 174,975 0 -100.00 1,620 0 -100.00
2017-12-31 13F-HR XBKS / Xenith Bankshares, Inc. 7,783 0 -100.00 253 0 -100.00
2017-12-31 13F-HR ITUB / Itau Unibanco Holding S.A. Call 31,200 0 -100.00 87 0 -100.00
2017-12-31 13F-HR NPO / EnPro Industries, Inc. 5,458 0 -100.00 440 0 -100.00
2017-12-31 13F-HR SA / Seabridge Gold Inc. 21,097 0 -100.00 257 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. 38,104 0 -100.00 1,745 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. Call 45,000 0 -100.00 1 0 -100.00
2017-12-31 13F-HR APA / Apache Corp. Put 67,500 0 -100.00 46 0 -100.00
2017-12-31 13F-HR MCHI / iShares MSCI China ETF 202,035 0 -100.00 12,746 0 -100.00
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 41,436 0 -100.00 2,555 0 -100.00
2017-12-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 7,998 0 -100.00 280 0 -100.00
2017-12-31 13F-HR EGO / Eldorado Gold Corporation 317,853 0 -100.00 699 0 -100.00
2017-12-31 13F-HR EGO / Eldorado Gold Corporation Put 176,000 0 -100.00 153 0 -100.00
2017-12-31 13F-HR SBUX / Starbucks Corp. 7,629 0 -100.00 410 0 -100.00
2017-12-31 13F-HR PM / Philip Morris International, Inc. 1,900 0 -100.00 211 0 -100.00
2017-12-31 13F-HR SHYG / iShares 0-5 Year High Yield Corporate Bond ETF 95,524 0 -100.00 4,569 0 -100.00
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 5,313 0 -100.00 219 0 -100.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust 43,361 0 -100.00 6,307 0 -100.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust Call 72,600 0 -100.00 121 0 -100.00
2017-12-31 13F-HR QQQ / PowerShares QQQ Trust Put 20,900 0 -100.00 12 0 -100.00
2017-12-31 13F-HR HAL / Halliburton Co. (Holding Company) 28,000 0 -100.00 1,289 0 -100.00
2017-12-31 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 10,639 0 -100.00 1,002 0 -100.00
2017-12-31 13F-HR HPE / Hewlett Packard Enterprise Company Call 400,000 0 -100.00 276 0 -100.00
2017-12-31 13F-HR ORCL / Oracle Corp. 7,400 0 -100.00 358 0 -100.00
2017-12-31 13F-HR EGN / Energen Corp. 6,689 0 -100.00 366 0 -100.00
2017-12-31 13F-HR CUNB / CU Bancorp 43,161 0 -100.00 1,674 0 -100.00
2017-12-31 13F-HR EWH / iShares MSCI Hong Kong ETF 10,800 0 -100.00 267 0 -100.00
2017-12-31 13F-HR CL / Colgate-Palmolive Co. 16,727 0 -100.00 1,219 0 -100.00
2017-12-31 13F-HR CI / Cigna Corp. 2,519 0 -100.00 471 0 -100.00
2017-12-31 13F-HR HDS / Hd Supply Inc. Call 80,000 0 -100.00 348 0 -100.00
2017-12-31 13F-HR WLL / Whiting Petroleum Corp. 42,600 0 -100.00 233 0 -100.00
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF 38,130 0 -100.00 2,611 0 -100.00
2017-12-31 13F-HR EWQ / iShares MSCI France ETF 49,033 0 -100.00 1,515 0 -100.00
2017-12-31 13F-HR EWG / iShares MSCI Germany ETF 7,700 0 -100.00 250 0 -100.00
2017-12-31 13F-HR WFC.WS / Wells Fargo & Co. (Warrant) 67,340 0 -100.00 1,452 0 -100.00
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 2,344 0 -100.00 221 0 -100.00
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. Put 97,500 0 -100.00 239 0 -100.00
2017-12-31 13F-HR SPSB / SPDR Portfolio Short Term Corpor 44,423 0 -100.00 1,362 0 -100.00
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 4,825 0 -100.00 275 0 -100.00
2017-12-31 13F-HR CFCOW / CF Corporation, Warrants 152,399 0 -100.00 322 0 -100.00
2017-12-31 13F-HR SINA / Sina Corp. 11,500 0 -100.00 1,318 0 -100.00
2017-12-31 13F-HR BLVD / Boulevard Acquisition Corp. II 100,000 0 -100.00 1,000 0 -100.00
2017-12-31 13F-HR AATDF / AA LTD Call 23,200 0 -100.00 4 0 -100.00
2017-12-31 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 74,200 0 -100.00 646 0 -100.00
2017-12-31 13F-HR OKE / ONEOK, Inc. Call 141,900 0 -100.00 220 0 -100.00
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. Call 140,000 0 -100.00 1,296 0 -100.00
2017-12-31 13F-HR CSAL / Communications Sales & Leasing, Inc. Put 37,400 0 -100.00 40 0 -100.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 142,100 0 -100.00 9 0 -100.00
2017-12-31 13F-HR AKRX / Akorn, Inc. Call 0.10 10,000 1
2017-12-31 13F-HR AKRX / Akorn, Inc. Put 1.25 251,000 314
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.71 10,200 1,068
2017-12-31 13F-HR ALDW / Alon USA Partners, LP 17.10 45,100 771
2017-12-31 13F-HR YHOO / Yahoo! Inc. Put 3.03 106,100 321
2017-12-31 13F-HR ADM / Archer-Daniels-Midland Co. 40.07 5,515 221
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Call (06746L422) 1.90 1,638,900 3,108
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 3.23 1,075,500 3,475
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.92 73,810 2,061
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.11 28,000 423
2017-12-31 13F-HR BRPA / Big Rock Partners Acquisition Corp. 9.70 80,000 776
2017-12-31 13F-HR BRAC / Black Ridge Acquisition Corp. 9.66 300,000 2,898
2017-12-31 13F-HR BCC / Boise Cascade Co. Call 10.00 15,000 150
2017-12-31 13F-HR BSFT / BroadSoft, Inc. Put 0.04 50,000 2
2017-12-31 13F-HR BSFT / BroadSoft, Inc. Call 0.00 88,400 0
2017-12-31 13F-HR CAA / CalAtlantic Group, Inc. 56.38 34,000 1,917
2017-12-31 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.69 75,298 730
2017-12-31 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 10.00 68,978 690
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.70 10,700 61
2017-12-31 13F-HR CNP / CenterPoint Energy, Inc. 28.33 15,000 425
2017-12-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.92 524,429 13,069
2017-12-31 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 24.94 336,870 8,402
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 32,598 235
2017-12-31 13F-HR CLEVELAND CLIFFS INC / Put (185899101) 0.24 116,500 28
2017-12-31 13F-HR CM SEVEN STAR ACQUISITION CO / UNIT 08/21/2022 (G2345N128) 9.97 37,100 370
2017-12-31 13F-HR CLR / Continental Resources, Inc. Call 3.50 270,000 945
2017-12-31 13F-HR HYLB / Xtrackers USD High Yield Corpora 50.49 7,823 395
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Put 3.76 47,100 177
2017-12-31 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 10.47 12,900 135
2017-12-31 13F-HR EGN / Energen Corp. Call 0.60 10,000 6
2017-12-31 13F-HR ETP / Energy Transfer Partners, L.P. Put 0.16 12,500 2
2017-12-31 13F-HR ETM / Entercom Communications Corp. Call 0.05 60,000 3
2017-12-31 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.72 23,054 224
2017-12-31 13F-HR FG / FGL Holdings 10.07 49,964 503
2017-12-31 13F-HR FITB / Fifth Third Bancorp 30.30 10,000 303
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. Call 0.50 252,900 126
2017-12-31 13F-HR GPS / Gap, Inc. (The) 34.07 10,800 368
2017-12-31 13F-HR GEL / Genesis Energy, L.P. Put 1.53 56,900 87
2017-12-31 13F-HR GEL / Genesis Energy, L.P. 22.35 35,079 784
2017-12-31 13F-HR HAYMAKER ACQUISITION / UNIT 10/19/2022 (420870206) 9.90 100,000 990
2017-12-31 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 10.36 124,587 1,291
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. Put 0.00 40,000 0
2017-12-31 13F-HR HSNI / HSN, Inc. 40.37 17,686 714
2017-12-31 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 125,387
2017-12-31 13F-HR JACK / Jack in the Box, Inc. Call 0.20 20,000 4
2017-12-31 13F-HR JACK / Jack in the Box, Inc. 98.07 2,488 244
2017-12-31 13F-HR KSU / Kansas City Southern 105.17 6,000 631
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. Put 0.04 27,100 1
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.21 14,000 1,781
2017-12-31 13F-HR LGC / Legacy Acquisition Corp. 9.94 50,000 497
2017-12-31 13F-HR MAC / Macerich Company (THE) 65.64 10,893 715
2017-12-31 13F-HR MAC / Macerich Company (THE) Call 1.93 664,400 1,284
2017-12-31 13F-HR MSFG / MainSource Financial Group, Inc. 36.31 20,766 754
2017-12-31 13F-HR MAR / Marriott International, Inc. 135.83 2,400 326
2017-12-31 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 9.60 239,900 2,303
2017-12-31 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.10 20,100 203
2017-12-31 13F-HR MVO / MV Oil Trust 8.40 121,886 1,024
2017-12-31 13F-HR MVO / MV Oil Trust Put 0.07 197,300 13
2017-12-31 13F-HR NUE / Nucor Corp. 63.58 24,600 1,564
2017-12-31 13F-HR NUE / Nucor Corp. Put 0.10 20,300 2
2017-12-31 13F-HR PETS / PetMed Express, Inc. 45.50 21,166 963
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 105.62 7,972 842
2017-12-31 13F-HR PII / Polaris Industries, Inc 123.96 5,050 626
2017-12-31 13F-HR POT / Potash Corp. of Saskatchewan, Inc. Call 0.92 26,000 24
2017-12-31 13F-HR PLD / Prologis, Inc. Call 1.48 100,000 148
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Call 1.12 1,199,300 1,343
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.00 35,000 805
2017-12-31 13F-HR RGC / Regal Entertainment Group Call 3.09 25,600 79
2017-12-31 13F-HR RGC / Regal Entertainment Group Put 0.37 54,400 20
2017-12-31 13F-HR SRE / Sempra Energy Put 4.77 52,200 249
2017-12-31 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.08 110,183 1,111
2017-12-31 13F-HR SWNC / Southwestern Energy Co. 11.89 31,274 372
2017-12-31 13F-HR SQ / Square, Inc. Call 0.09 293,600 27
2017-12-31 13F-HR SQ / Square, Inc. Put 4.12 113,700 468
2017-12-31 13F-HR STLD / Steel Dynamics, Inc. 43.16 7,600 328
2017-12-31 13F-HR TCO / Taubman Centers, Inc. 65.44 18,078 1,183
2017-12-31 13F-HR TECK / Teck Resources Ltd. 26.19 27,000 707
2017-12-31 13F-HR TIF / Tiffany & Co. 103.77 2,120 220
2017-12-31 13F-HR TIF / Tiffany & Co. Put 0.07 73,000 5
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. 34.12 78,000 2,661
2017-12-31 13F-HR FOXA / Twenty-First Century Fox, Inc. Put 1.97 150,000 296
2017-12-31 13F-HR UTX / United Technologies Corp. Call 2.36 25,000 59
2017-12-31 13F-HR SMH / Market Vectors Semiconductor ETF 97.71 3,500 342
2017-12-31 13F-HR VTC / Vanguard Scottsdale Funds Vanguard Total Corporate Bond ETF 85.07 2,739 233
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 67,930 96,030 41.37 134 189 41.04
2017-12-31 13F-HR RAD / Rite Aid Corp. Put 1.35 190,000 184,000 -3.16 261 248 -4.98
2017-12-31 13F-HR VMW / VMWare, Inc. 125.33 11,449 10,149 -11.35 1,250 1,272 1.76
2017-12-31 13F-HR VMW / VMWare, Inc. Call 20.98 0 11,200 0 235
2017-12-31 13F-HR T / AT & T, Inc. 38.88 51,193 285,777 458.23 2,005 11,111 454.16
2017-12-31 13F-HR T / AT & T, Inc. Call 1.66 477,900 1,556,700 225.74 156 2,586 1,557.69
2017-12-31 13F-HR T / AT & T, Inc. Put 0.97 84,300 449,500 433.21 9 437 4,755.56
2017-12-31 13F-HR VALE / Vale S.A. 12.23 0 379,650 0 4,643
2017-12-31 13F-HR VALE / Vale S.A. Put 0.02 179,100 395,000 120.55 56 8 -85.71
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 2.82 282,000 529,600 87.80 74 1,494 1,918.92
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 0.36 56,000 241,700 331.61 112 86 -23.21
2017-12-31 13F-HR MMM / 3M Co. 235.41 1,500 994 -33.73 315 234 -25.71
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.48 5,300 2,300 -56.60 468 238 -49.15
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.09 1,383 499 -63.92 1,326 522 -60.63
2017-12-31 13F-HR CTL / CenturyLink, Inc. Call 0.02 42,600 42,600 0.00 7 1 -85.71
2017-12-31 13F-HR TOT / Total S.A. 55.31 4,500 4,050 -10.00 241 224 -7.05
2017-12-31 13F-HR SGMS / Scientific Games Corp. Call 16.76 1,155,200 935,800 -18.99 18,599 15,686 -15.66
2017-12-31 13F-HR SGMS / Scientific Games Corp. Put 0.00 265,100 14,200 -94.64 29 0 -100.00
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.23 0 32,198 0 748
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 0.00 0 10,000 0 0
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 730,190 169,008 -76.85 27,251 6,206 -77.23
2017-12-31 13F-HR REN / Resolute Energy Corporation Call 1.17 169,500 90,000 -46.90 103 105 1.94
2017-12-31 13F-HR REN / Resolute Energy Corporation Put 0.15 20,000 20,000 0.00 35 3 -91.43
2017-12-31 13F-HR LC / LendingClub Corp. Call 0.59 0 64,900 0 38
2017-12-31 13F-HR LC / LendingClub Corp. Put 0.58 0 65,000 0 38
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.39 53,405 55,503 3.93 2,198 2,353 7.05
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) Put 0.01 75,000 75,000 0.00 17 1 -94.12
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.38 7,610 7,187 -5.56 214 204 -4.67
2017-12-31 13F-HR INTC / Intel Corp. 46.16 46,573 27,665 -40.60 1,774 1,277 -28.02
2017-12-31 13F-HR INTC / Intel Corp. Call 5.45 50,000 48,300 -3.40 30 263 776.67
2017-12-31 13F-HR INTC / Intel Corp. Put 0.00 266,700 66,000 -75.25 14 0 -100.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.96 24,198 30,698 26.86 340 582 71.18
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Put 0.44 50,000 63,000 26.00 32 28 -12.50
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.48 77,976 7,880 -89.89 3,251 319 -90.19
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 0.80 0 31,400 0 25
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 0.08 0 53,000 0 4
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 0 60,329 0 10,883
2017-12-31 13F-HR AET / Aetna, Inc. Call 0.34 0 184,800 0 62
2017-12-31 13F-HR ILTB / iShares Core Long-Term US Bond ETF 64.78 6,531 40,367 518.08 417 2,615 527.10
2017-12-31 13F-HR TWNK / Hostess Brands, Inc. 2.33 234,673 394,927 68.29 479 920 92.07
2017-12-31 13F-HR MU / Micron Technology, Inc. 41.12 0 283,412 0 11,654
2017-12-31 13F-HR MU / Micron Technology, Inc. Call 1.83 549,700 606,500 10.33 2,091 1,107 -47.06
2017-12-31 13F-HR MU / Micron Technology, Inc. Put 3.31 238,100 630,000 164.59 42 2,088 4,871.43
2017-12-31 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 23.34 492,878 356,307 -27.71 11,045 8,316 -24.71
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.70 7,400 8,900 20.27 1,011 1,270 25.62
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Call 0.74 0 142,500 0 106
2017-12-31 13F-HR EFA / iShares MSCI EAFE ETF Put 0.23 0 91,100 0 21
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. 15.37 22,761 24,524 7.75 294 377 28.23
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.00 0 4,200 0 315
2017-12-31 13F-HR GLNG / Golar LNG Ltd. 29.80 67,532 107,633 59.38 1,527 3,208 110.09
2017-12-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 9.60 217,793 20,000 -90.82 2,167 192 -91.14
2017-12-31 13F-HR OSPR / Osprey Energy Acquisition Corp. 9.95 238,163 217,793 -8.55 2,365 2,167 -8.37
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Call 0.03 328,300 400,500 21.99 7 11 57.14
2017-12-31 13F-HR VRX / Valeant Pharmaceuticals International, Inc. Put 2.23 488,000 488,000 0.00 2,514 1,086 -56.80
2017-12-31 13F-HR BG / Bunge Ltd. 67.08 0 13,328 0 894
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF 63.95 0 188,000 0 12,023
2017-12-31 13F-HR XLK / SPDR Technology Select Sector ETF Call 0.34 0 11,900 0 4
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy Call 0.02 45,000 45,000 0.00 25 1 -96.00
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF 72.23 6,316 11,837 87.41 433 855 97.46
2017-12-31 13F-HR XLE / SPDR Energy Select Sector ETF Call 2.56 0 43,400 0 111
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. 117.09 78,087 1,349,730 1,628.50 8,830 158,040 1,689.81
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Call 9.05 1,777,600 2,041,200 14.83 11,080 18,474 66.73
2017-12-31 13F-HR NXPI / NXP Semiconductors N.V. Put 0.52 1,790,400 3,665,400 104.73 2,228 1,896 -14.90
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.29 0 4,200 0 249
2017-12-31 13F-HR USO / United States Oil Fund, LP Call 0.41 1,010,500 712,400 -29.50 275 289 5.09
2017-12-31 13F-HR USO / United States Oil Fund, LP Put 0.12 890,800 624,000 -29.95 102 75 -26.47
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.94 0 5,950 0 315
2017-12-31 13F-HR BTG / B2Gold Corp. 3.10 158,020 150,520 -4.75 442 467 5.66
2017-12-31 13F-HR F / Ford Motor Co. 12.49 0 181,572 0 2,268
2017-12-31 13F-HR F / Ford Motor Co. Put 0.01 0 114,400 0 1
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.91 51,902 62,289 20.01 6,863 9,026 31.52
2017-12-31 13F-HR NSC / Norfolk Southern Corp. Call 4.48 797,500 810,200 1.59 2,469 3,633 47.14
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF 27.91 67,000 95,845 43.05 1,733 2,675 54.36
2017-12-31 13F-HR XLF / SPDR Financial Select Sector ETF Call 0.94 0 642,500 0 607
2017-12-31 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 56.90 0 4,200 0 239
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.26 140,033 18,611 -86.71 1,785 191 -89.30
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Call 0.06 149,800 485,100 223.83 119 30 -74.79
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 1.67 531,000 554,600 4.44 502 928 84.86
2017-12-31 13F-HR MDLZ / Mondelez International, Inc. 42.86 0 7,700 0 330
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.86 0 686,181 0 183,114
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Call 0.32 22,000 400,000 1,718.18 28 128 357.14
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust Put 0.39 29,300 909,200 3,003.07 18 354 1,866.67
2017-12-31 13F-HR BKMU / Bank Mutual Corp. 10.64 37,282 24,157 -35.20 378 257 -32.01
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. 28.51 0 11,643 0 332
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. Call 0.08 0 25,000 0 2
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. Put 0.34 88,300 80,000 -9.40 19 27 42.11
2017-12-31 13F-HR SRAQ / Silver Run Acquisition Corporation 9.91 30,533 127,642 318.05 46 1,265 2,650.00
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF 82.68 0 216,640 0 17,912
2017-12-31 13F-HR XLV / SPDR Health Care Select Sector ETF Call 1.21 0 80,100 0 97
2017-12-31 13F-HR VEAC / Vantage Energy Acquisition Corp 10.20 24,100 24,900 3.32 245 254 3.67
2017-12-31 13F-HR CMRX / Chimerix, Inc. Call 0.23 149,700 149,700 0.00 98 34 -65.31
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.83 0 2,400 0 290
2017-12-31 13F-HR KEY / KeyCorp 20.16 0 12,500 0 252
2017-12-31 13F-HR CVX / Chevron Corp. 125.09 0 4,285 0 536
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.05 0 14,300 0 1,159
2017-12-31 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 48.20 0 28,587 0 1,378
2017-12-31 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.07 47,397 59,137 24.77 5 4 -20.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.65 0 56,550 0 4,165
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. Call 3.89 0 19,000 0 74
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. Put 0.04 0 79,700 0 3
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.23 7,950 71,000 793.08 550 5,057 819.45
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) Call 1.02 339,600 153,600 -54.77 1,582 157 -90.08
2017-12-31 13F-HR DB / Deutsche Bank AG 19.06 126,050 31,900 -74.69 2,178 608 -72.08
2017-12-31 13F-HR CY / Cypress Semiconductor Corp. 15.24 0 34,972 0 533
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. 2.80 49,175 52,767 7.30 136 148 8.82
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. Call 0.69 33,300 74,300 123.12 29 51 75.86
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 66,831 43,251 -35.28 11,419 7,632 -33.16
2017-12-31 13F-HR FB / Facebook, Inc. Call 15.14 88,500 36,600 -58.64 581 554 -4.65
2017-12-31 13F-HR PICB / PowerShares International Corporate Bond Portfolio 27.59 14,217 52,563 269.72 384 1,450 277.60
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.09 0 10,600 0 425
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated 64.02 6,229 110,927 1,680.82 323 7,102 2,098.76
2017-12-31 13F-HR QCOM / QUALCOMM Incorporated Put 1.20 0 748,600 0 895
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 34,950 112,430 221.69 1,865 6,416 244.02
2017-12-31 13F-HR JD / JD.com, Inc. 41.42 68,500 79,194 15.61 2,617 3,280 25.33
2017-12-31 13F-HR JD / JD.com, Inc. Call 1.72 148,600 489,200 229.21 77 840 990.91
2017-12-31 13F-HR JD / JD.com, Inc. Put 0.63 71,700 367,700 412.83 175 230 31.43
2017-12-31 13F-HR RDS.A / Royal Dutch Shell Plc 66.68 5,675 10,738 89.22 344 716 108.14
2017-12-31 13F-HR COL / Rockwell Collins, Inc. 135.60 39,694 5,199 -86.90 5,188 705 -86.41
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.53 38,588 94,876 145.87 2,875 8,115 182.26
2017-12-31 13F-HR MSFT / Microsoft Corp. Call 5.54 0 157,300 0 871
2017-12-31 13F-HR MSFT / Microsoft Corp. Put 0.92 83,800 63,800 -23.87 15 59 293.33
2017-12-31 13F-HR AKRX / Akorn, Inc. 32.23 0 56,290 0 1,814
2017-12-31 13F-HR CTRP / Ctrip.com International, Ltd. Call 0.03 75,000 75,000 0.00 158 2 -98.73
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.21 7,661 6,712 -12.39 388 337 -13.14
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.10 9,630 38,478 299.56 1,117 5,160 361.95
2017-12-31 13F-HR UNP / Union Pacific Corp. Call 3.07 125,000 146,300 17.04 10 449 4,390.00
2017-12-31 13F-HR STX / Seagate Technology PLC 41.83 8,850 11,690 32.09 294 489 66.33
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 1.91 441,400 1,274,200 188.67 4,998 2,436 -51.26
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 5.67 357,600 472,700 32.19 868 2,678 208.53
2017-12-31 13F-HR GM / General Motors Company 41.00 31,300 66,200 111.50 1,264 2,714 114.72
2017-12-31 13F-HR GM / General Motors Company Put 0.05 0 61,900 0 3
2017-12-31 13F-HR SRE / Sempra Energy Call 0.02 50,000 58,100 16.20 18 1 -94.44
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP 17.26 238,757 39,000 -83.67 4,150 673 -83.78
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP Call 0.20 30,000 123,000 310.00 1 24 2,300.00
2017-12-31 13F-HR ETE / Entergy Transfer Equity LP Put 0.02 250,000 246,000 -1.60 23 4 -82.61
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.50 0 34,400 0 3,698
2017-12-31 13F-HR MBB / iShares MBS ETF 106.60 0 22,101 0 2,356
2017-12-31 13F-HR HEDJ / WisdomTree International Hedged Equity Fund 63.70 0 10,000 0 637
2017-12-31 13F-HR SYF / Synchrony Financial 38.60 0 41,943 0 1,619
2017-12-31 13F-HR SYF / Synchrony Financial Call 3.69 25,000 63,100 152.40 13 233 1,692.31
2017-12-31 13F-HR SYF / Synchrony Financial Put 0.12 513,600 532,300 3.64 429 64 -85.08
2017-12-31 13F-HR URI / United Rentals, Inc. Call 9.05 0 27,500 0 249
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.29 141,736 159,188 12.31 1,423 1,638 15.11
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 0.36 78,900 131,600 66.79 22 47 113.64
2017-12-31 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 0.14 1,041,100 1,052,900 1.13 162 145 -10.49
2017-12-31 13F-HR M / Macy's, Inc. 25.20 0 26,390 0 665
2017-12-31 13F-HR PHB / PowerShares Fundamental High Yield Corporate Bond Portfolio 18.95 0 42,227 0 800
2017-12-31 13F-HR QTM / Quantum Corp. 5.63 58,662 58,662 0.00 359 330 -8.08
2017-12-31 13F-HR YELP / Yelp, Inc. 41.97 0 67,674 0 2,840
2017-12-31 13F-HR YELP / Yelp, Inc. Call 2.77 866,600 978,700 12.94 5,507 2,708 -50.83
2017-12-31 13F-HR YELP / Yelp, Inc. Put 2.38 50,100 526,500 950.90 88 1,255 1,326.14
2017-12-31 13F-HR MET / MetLife, Inc. 50.52 0 7,145 0 361
2017-12-31 13F-HR STRP / Straight Path Communications Inc. 181.78 1,418 79,418 5,500.71 256 14,437 5,539.45
2017-12-31 13F-HR STRP / Straight Path Communications Inc. Call 1.35 319,300 239,100 -25.12 4,351 323 -92.58
2017-12-31 13F-HR CWB / SPDR Barclays Convertible Securities ETF 50.60 145,647 200,862 37.91 7,438 10,164 36.65
2017-12-31 13F-HR PFF / iShares U.S. Preferred Stock ETF 38.07 6,769 160,005 2,263.79 263 6,091 2,215.97
2017-12-31 13F-HR JCP / J.C. Penney Co., Inc. Put 0.91 0 16,500 0 15
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Call 0.55 0 150,000 0 83
2017-12-31 13F-HR FOX / Twenty-First Century Fox, Inc. Put 0.06 0 50,000 0 3
2017-12-31 13F-HR EQT / EQT Corp. 56.94 20,310 22,410 10.34 1,325 1,276 -3.70
2017-12-31 13F-HR EQT / EQT Corp. Call 0.08 37,500 37,500 0.00 87 3 -96.55
2017-12-31 13F-HR EQT / EQT Corp. Put 0.57 42,000 54,500 29.76 38 31 -18.42
2017-12-31 13F-HR MCD / McDonald's Corp. 172.14 4,400 12,635 187.16 689 2,175 215.67
2017-12-31 13F-HR MLNX / Mellanox Technologies, Ltd. 64.70 20,172 26,290 30.33 951 1,701 78.86
2017-12-31 13F-HR FLOT / iShares Floating Rate Bond ETF 50.82 0 131,849 0 6,701
2017-12-31 13F-HR MO / Altria Group, Inc. 71.40 0 8,950 0 639
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.36 0 8,216 0 422
2017-12-31 13F-HR SCHW / Schwab Charles Corp Call 5.60 125,100 20,000 -84.01 604 112 -81.46
2017-12-31 13F-HR VOD / Vodafone Group Plc 31.87 66,200 13,900 -79.00 1,884 443 -76.49
2017-12-31 13F-HR IBDR / iShares iBonds Dec 2026 Term Co 8,400 207 1,198 478.74
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.67 140,675 20,343 -85.54 5,890 807 -86.30
2017-12-31 13F-HR IMMR / Immersion Corporation 7.06 70,277 30,458 -56.66 574 215 -62.54
2017-12-31 13F-HR IMMR / Immersion Corporation Call 0.17 131,500 110,500 -15.97 78 19 -75.64
2017-12-31 13F-HR DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio 23.13 0 124,328 0 2,876
2017-12-31 13F-HR EMAG / VanEck Vectors ETF TR 21.84 35,686 33,975 -4.79 788 742 -5.84
2017-12-31 13F-HR ACN / Accenture plc 152.87 1,998 1,570 -21.42 270 240 -11.11
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.47 495,709 2,530,759 410.53 50,786 231,489 355.81
2017-12-31 13F-HR TWX / Time Warner, Inc. Call 1.76 928,900 10,094,100 986.67 912 17,755 1,846.82
2017-12-31 13F-HR TWX / Time Warner, Inc. Put 3.10 1,620,400 10,120,400 524.56 1,125 31,330 2,684.89
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.46 72,660 37,200 -48.80 1,169 538 -53.98
2017-12-31 13F-HR ABX / Barrick Gold Corp. Call 0.05 0 18,200 0 1
2017-12-31 13F-HR ABX / Barrick Gold Corp. Put 1.24 97,300 43,600 -55.19 37 54 45.95
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.87 395,256 44,500 -88.74 26,182 3,109 -88.13
2017-12-31 13F-HR YHOO / Yahoo! Inc. Call 3.46 609,000 423,200 -30.51 1,194 1,466 22.78
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. 37.84 79,787 18,607 -76.68 2,557 704 -72.47
2017-12-31 13F-HR SBGI / Sinclair Broadcast Group, Inc. Call 3.02 43,700 53,700 22.88 74 162 118.92
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. Call 5.61 375,000 473,800 26.35 1,699 2,660 56.56
2017-12-31 13F-HR RH / Restoration Hardware Holdings, Inc. Put 1.24 67,400 270,800 301.78 167 336 101.20
2017-12-31 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 49.98 0 39,492 0 1,974
2017-12-31 13F-HR XOM / Exxon Mobil Corp. 83.62 16,071 20,916 30.15 1,317 1,749 32.80
2017-12-31 13F-HR XOM / Exxon Mobil Corp. Put 0.07 232,900 256,900 10.30 49 18 -63.27
2017-12-31 13F-HR BMY / Bristol-Myers Squibb Co. 61.19 0 5,230 0 320
2017-12-31 13F-HR PEP / PepsiCo, Inc. 120.00 2,650 2,750 3.77 295 330 11.86
2017-12-31 13F-HR CALL / magicJack VocalTec Ltd. 8.44 0 23,694 0 200
2017-12-31 13F-HR UTX / United Technologies Corp. Put 0.48 0 25,000 0 12
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Call 0.06 130,400 16,100 -87.65 23 1 -95.65
2017-12-31 13F-HR OAS / Oasis Petroleum Inc. 8.41 27,000 27,000 0.00 246 227 -7.72
2017-12-31 13F-HR GRPN / Groupon, Inc. Call 0.23 132,000 17,300 -86.89 78 4 -94.87
2017-12-31 13F-HR GRPN / Groupon, Inc. Put 0.05 0 20,400 0 1
2017-12-31 13F-HR HON / Honeywell International, Inc. 153.34 0 8,980 0 1,377
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.02 34,634 49,673 43.42 1,645 2,584 57.08
2017-12-31 13F-HR AAL / American Airlines Group Inc. Call 0.08 45,600 61,600 35.09 12 5 -58.33
2017-12-31 13F-HR DISH / DISH Network Corp. 47.75 0 24,271 0 1,159
2017-12-31 13F-HR DISH / DISH Network Corp. Call 0.41 557,500 576,900 3.48 972 238 -75.51
2017-12-31 13F-HR DISH / DISH Network Corp. Put 4.53 45,000 70,000 55.56 91 317 248.35
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.03 48,537 32,942 -32.13 1,620 1,055 -34.88
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) Put 0.08 0 12,500 0 1
2017-12-31 13F-HR BAC / Bank of America Corp. 21.65 2,718,589 4,997,367 83.82 43,568 108,180 148.30
2017-12-31 13F-HR BAC / Bank of America Corp. Call 2.54 2,439,100 2,447,200 0.33 5,037 6,210 23.29
2017-12-31 13F-HR BAC / Bank of America Corp. Put 0.30 1,835,100 3,480,900 89.68 1,006 1,028 2.19
2017-12-31 13F-HR NKE / Nike, Inc. 62.53 0 24,900 0 1,557
2017-12-31 13F-HR DE / Deere & Co. Put 0.20 0 15,100 0 3
2017-12-31 13F-HR PRGO / Perrigo Company plc 87.17 0 17,702 0 1,543
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.76 28,330 47,175 66.52 2,214 4,659 110.43
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 0.00 0 15,500 0 0
2017-12-31 13F-HR CCL / Carnival Corp. 66.40 6,121 4,699 -23.23 395 312 -21.01
2017-12-31 13F-HR GE / General Electric Co. 17.45 9,000 104,467 1,060.74 218 1,823 736.24
2017-12-31 13F-HR GE / General Electric Co. Call 0.23 0 318,500 0 72
2017-12-31 13F-HR GE / General Electric Co. Put 0.92 0 197,400 0 181
2017-12-31 13F-HR FSM / Fortuna Silver Mines Inc. 5.22 278,360 154,354 -44.55 1,219 806 -33.88
2017-12-31 13F-HR CC / Chemours Company (The) Call 1.56 271,100 46,800 -82.74 1,434 73 -94.91
2017-12-31 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 79.30 39,558 36,253 -8.35 3,170 2,875 -9.31
2017-12-31 13F-HR CMA / Comerica, Inc. 86.67 0 2,400 0 208
2017-12-31 13F-HR KKR / KKR & CO. L.P. 21.07 0 15,900 0 335
2017-12-31 13F-HR IHY / Market Vectors International High Yield Bond ETF 25.64 0 65,492 0 1,679
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.99 7,000 11,308 61.54 1,269 2,171 71.08
2017-12-31 13F-HR ZB.PRA / Zions Bancorporation 18.73 32,199 36,199 12.42 490 678 38.37
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.21 0 8,700 0 402
2017-12-31 13F-HR C / Citigroup, Inc. 74.41 21,400 94,250 340.42 1,557 7,013 350.42
2017-12-31 13F-HR C / Citigroup, Inc. Call 7.02 1,225,400 973,900 -20.52 10,635 6,839 -35.69
2017-12-31 13F-HR C / Citigroup, Inc. Put 0.76 736,000 396,200 -46.17 259 303 16.99
2017-12-31 13F-HR UL / Unilever, PLC ADR 55.34 48,429 81,983 69.28 2,807 4,537 61.63
2017-12-31 13F-HR IXYS / IXYS Corp. 23.94 19,000 26,321 38.53 450 630 40.00