InvestorBluefin Trading, LLC
Portfolio Value $ 1,321,048,000
Current Positions414
Opened Positions5
Closed Positions176


Latest Holdings, Performance, AUM (from 13F, 13D)

Bluefin Trading, LLC has disclosed 414 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 1,321,048,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Bluefin Trading, LLC's top holdings are AT & T, Inc. (NYSE:T) , Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Bank of America Corp. (NYSE:BAC) , Yahoo! Inc. (NASDAQ:YHOO) , and NXP Semiconductors N.V. (NASDAQ:NXPI) . Bluefin Trading, LLC's new positions include Intel Corp. 3.25% Bond Due 8/1/2039 (458140AF7) , Gores Holdings II, Inc. (NASDAQ:GSHT) , Fortive Corporation (NYSE:FTV) , CVR Energy, Inc. (NYSE:CVI) , and Square, Inc. (NYSE:SQ) .

All Bluefin Trading, LLC holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on August 14, 2018. Click the link icon to see the full transaction history.

Reporting
Period
Form Security Opt Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-06-30 13F-HR SHPG / Shire Plc. Call 5.50 0 60,700 0 334
2018-06-30 13F-HR LADR / Ladder Capital Corp 79,121 0 -100.00 1,193 0 -100.00
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 37.00 141,774 5,246
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Call 1.04 3,522,700 3,647
2018-06-30 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) Put 0.81 1,184,700 957
2018-06-30 13F-HR CAPITOL INVT CORP IV / *W EXP 01/01/202 (G18920127) 1.40 97,710 137
2018-06-30 13F-HR CAPITOL INVT CORP IV / CL A ORD (G18920101) 9.85 54,828 540
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / *W EXP 08/21/202 (G2345N110) 0.40 268,350 106
2018-06-30 13F-HR CM SEVEN STAR ACQUISITION CO / RIGHT 08/21/2022 (G2345N136) 0.32 257,300 82
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / UNIT 09/30/2024 (26146L202) 12.01 14,316 172
2018-06-30 13F-HR ESTRE AMBIENTAL INC / *W EXP 12/21/202 (G3206V118) 0.40 157,010 63
2018-06-30 13F-HR FEDERAL STR ACQUISITION CORP / *W EXP 07/24/202 (31421V115) 1.20 26,578 32
2018-06-30 13F-HR FEDERAL STR ACQUISITION CORP / CL A (31421V107) 9.76 23,054 225
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / *W EXP 06/15/202 (42588L113) 1.44 316,865 456
2018-06-30 13F-HR I AM CAP ACQUISITION CO / *W EXP 05/22/202 (45074Q116) 0.31 103,700 32
2018-06-30 13F-HR I AM CAP ACQUISITION CO / RIGHT 05/22/2019 (45074Q124) 0.34 253,100 86
2018-06-30 13F-HR INDUSTREA ACQUISITION CORP / *W EXP 08/01/202 (45579J112) 0.55 310,200 171
2018-06-30 13F-HR LEISURE ACQUISITION CORP / UNIT 99/99/9999 (52539T206) 10.00 104,405 1,044
2018-06-30 13F-HR MOSAIC ACQUISITION CORP / *W EXP 10/23/202 (G62848125) 1.25 280,000 350
2018-06-30 13F-HR MUDRICK CAP ACQUISITION CORP / UNIT 02/01/2023 (624745204) 10.25 89,000 912
2018-06-30 13F-HR SIMPLY GOOD FOODS CO / *W EXP 07/07/202 (82900L110) 4.18 121,358 507
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / *W EXP 09/14/202 (G8250R129) 1.79 39,121 70
2018-06-30 13F-HR SOCIAL CAP HEDOSOPHIA HLDGS / CL A (G8250R103) 10.03 13,162 132
2018-06-30 13F-HR RAD / Rite Aid Corp. 1.73 159,300 174,550 9.57 268 302 12.69
2018-06-30 13F-HR VMW / VMWare, Inc. 146.97 0 39,220 0 5,764
2018-06-30 13F-HR VMW / VMWare, Inc. Call 6.05 32,900 32,900 0.00 123 199 61.79
2018-06-30 13F-HR VMW / VMWare, Inc. Put 1.05 121,500 60,000 -50.62 1,869 63 -96.63
2018-06-30 13F-HR T / AT & T, Inc. 32.11 303,819 7,216,308 2,275.20 10,831 231,718 2,039.40
2018-06-30 13F-HR T / AT & T, Inc. Call 0.29 1,063,400 2,166,900 103.77 603 619 2.65
2018-06-30 13F-HR T / AT & T, Inc. Put 1.68 967,000 1,981,000 104.86 2,240 3,333 48.79
2018-06-30 13F-HR MHFI / McGraw Hill Financial, Inc. Call 7.47 0 22,500 0 168
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. Call 2.79 785,000 1,385,100 76.45 913 3,870 323.88
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. Put 2.00 1,780,700 2,632,900 47.86 6,457 5,277 -18.27
2018-06-30 13F-HR TWTR / Twitter, Inc. Call 8.28 300,400 602,000 100.40 1,089 4,983 357.58
2018-06-30 13F-HR TWTR / Twitter, Inc. Put 1.44 229,300 143,500 -37.42 572 206 -63.99
2018-06-30 13F-HR RL / Ralph Lauren Corp. 125.66 0 3,780 0 475
2018-06-30 13F-HR DVMT / Dell Technologies Inc. 84.57 351,149 22,998 -93.45 25,709 1,945 -92.43
2018-06-30 13F-HR DVMT / Dell Technologies Inc. Call 4.75 150,000 190,000 26.67 526 902 71.48
2018-06-30 13F-HR DVMT / Dell Technologies Inc. Put 2.49 150,000 180,000 20.00 438 448 2.28
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Put 3.53 228,500 100,000 -56.24 448 353 -21.21
2018-06-30 13F-HR CBL / CBL & Associates Properties, Inc. 5.58 11,100 28,300 154.95 46 158 243.48
2018-06-30 13F-HR KHC / Kraft Heinz Company Put 5.45 27,500 27,500 0.00 184 150 -18.48
2018-06-30 13F-HR ZNGA / Zynga Inc. 4.07 0 20,400 0 83
2018-06-30 13F-HR SGMS / Scientific Games Corp. 49.15 305,499 426,192 39.51 12,709 20,947 64.82
2018-06-30 13F-HR SGMS / Scientific Games Corp. Call 1.22 208,100 366,300 76.02 67 446 565.67
2018-06-30 13F-HR SGMS / Scientific Games Corp. Put 4.44 430,800 610,100 41.62 2,951 2,711 -8.13
2018-06-30 13F-HR BRPA / Big Rock Partners Acquisition Corp. 0.35 101,600 101,600 0.00 33 36 9.09
2018-06-30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 103.70 0 2,700 0 280
2018-06-30 13F-HR LC / LendingClub Corp. Call 0.81 70,200 16,000 -77.21 5 13 160.00
2018-06-30 13F-HR LC / LendingClub Corp. Put 0.07 129,900 99,900 -23.09 45 7 -84.44
2018-06-30 13F-HR INTC / Intel Corp. 49.71 953,529 136,430 -85.69 49,660 6,782 -86.34
2018-06-30 13F-HR INTC / Intel Corp. Call 0.29 234,000 47,600 -79.66 419 14 -96.66
2018-06-30 13F-HR INTC / Intel Corp. Put 2.33 155,000 246,800 59.23 49 576 1,075.51
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. 10.85 0 81,000 0 879
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. Call 0.86 0 50,000 0 43
2018-06-30 13F-HR VIPS / Vipshop Holdings, Inc. Put 2.45 25,000 142,300 469.20 52 348 569.23
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF 43.33 0 37,200 0 1,612
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 0.15 16,000 523,200 3,170.00 7 76 985.71
2018-06-30 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 1.09 52,800 477,400 804.17 9 520 5,677.78
2018-06-30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 10.52 61,438 12,449 -79.74 10 131 1,210.00
2018-06-30 13F-HR BHACU / Barington/Hilco Acquisition Corp. 0.16 60,638 61,438 1.32 9 10 11.11
2018-06-30 13F-HR FCX / Freeport-McMoRan Inc. Put 0.10 50,000 50,000 0.00 12 5 -58.33
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF 32.05 74,605 63,970 -14.26 3,348 2,050 -38.77
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 0.20 56,000 156,700 179.82 46 31 -32.61
2018-06-30 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 0.88 0 554,400 0 488
2018-06-30 13F-HR BCAC / Bison Capital Acquisition Corp 0.35 234,730 117,315 -50.02 77 41 -46.75
2018-06-30 13F-HR BCAC / Bison Capital Acquisition Corp 0.33 117,315 234,730 100.09 47 77 63.83
2018-06-30 13F-HR AET / Aetna, Inc. 183.53 262,821 4,348 -98.35 44,417 798 -98.20
2018-06-30 13F-HR AET / Aetna, Inc. Call 3.07 54,800 73,600 34.31 86 226 162.79
2018-06-30 13F-HR AET / Aetna, Inc. Put 4.84 449,100 121,500 -72.95 5,691 588 -89.67
2018-06-30 13F-HR MU / Micron Technology, Inc. 52.44 424,114 318,879 -24.81 22,113 16,722 -24.38
2018-06-30 13F-HR MU / Micron Technology, Inc. Call 1.34 850,500 581,200 -31.66 2,074 778 -62.49
2018-06-30 13F-HR MU / Micron Technology, Inc. Put 4.03 312,000 727,800 133.27 1,155 2,935 154.11
2018-06-30 13F-HR AMT / American Tower Corp. (REIT) 144.25 0 4,000 0 577
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF 66.98 0 30,500 0 2,043
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Call 0.15 0 59,100 0 9
2018-06-30 13F-HR EFA / iShares MSCI EAFE ETF Put 2.78 0 74,900 0 208
2018-06-30 13F-HR EWY / iShares MSCI South Korea Capped ETF 67.71 25,441 10,693 -57.97 1,920 724 -62.29
2018-06-30 13F-HR CI / Cigna Corp. 169.94 6,100 28,193 362.18 1,023 4,791 368.33
2018-06-30 13F-HR CI / Cigna Corp. Call 3.26 10,000 50,000 400.00 332 163 -50.90
2018-06-30 13F-HR CI / Cigna Corp. Put 6.00 14,300 135,000 844.06 95 810 752.63
2018-06-30 13F-HR GLNG / Golar LNG Ltd. 29.48 12,087 8,615 -28.73 331 254 -23.26
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.80 318,033 67,799 -78.68 509 732 43.81
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 1.60 520,000 318,033 -38.84 5,279 509 -90.36
2018-06-30 13F-HR OSPR / Osprey Energy Acquisition Corp. 10.15 20,000 520,000 2,500.00 192 5,279 2,649.48
2018-06-30 13F-HR BG / Bunge Ltd. 69.71 191,798 180,069 -6.12 14,182 12,553 -11.49
2018-06-30 13F-HR UTX / United Technologies Corp. 125.00 0 14,000 0 1,750
2018-06-30 13F-HR UTX / United Technologies Corp. Call 0.40 25,000 25,000 0.00 67 10 -85.07
2018-06-30 13F-HR UTX / United Technologies Corp. Put 0.08 25,000 25,000 0.00 13 2 -84.62
2018-06-30 13F-HR FTRPR / Frontier Communications Corp. 9.84 120,022 1,593,339 1,227.54 891 15,678 1,659.60
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. 109.27 1,294,640 531,049 -58.98 151,474 58,027 -61.69
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. Call 4.70 2,750,900 4,484,100 63.00 17,773 21,057 18.48
2018-06-30 13F-HR NXPI / NXP Semiconductors N.V. Put 3.70 4,513,500 6,632,900 46.96 10,040 24,543 144.45
2018-06-30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 122.00 7,502 123,092 1,540.79 888 15,017 1,591.10
2018-06-30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. Call 3.61 556,300 652,100 17.22 1,071 2,353 119.70
2018-06-30 13F-HR DPS / Dr. Pepper Snapple Group, Inc. Put 0.16 196,200 378,300 92.81 146 60 -58.90
2018-06-30 13F-HR MMDM / Modern Media Acquisition Corp. 0.65 155,889 155,986 0.06 81 101 24.69
2018-06-30 13F-HR USO / United States Oil Fund, LP Call 1.38 622,400 410,700 -34.01 334 565 69.16
2018-06-30 13F-HR USO / United States Oil Fund, LP Put 0.10 1,248,100 905,700 -27.43 155 95 -38.71
2018-06-30 13F-HR VZ / Verizon Communications, Inc. 50.33 0 34,093 0 1,716
2018-06-30 13F-HR F / Ford Motor Co. 11.08 21,100 23,200 9.95 234 257 9.83
2018-06-30 13F-HR NSC / Norfolk Southern Corp. 150.87 111,855 186,154 66.42 15,188 28,085 84.92
2018-06-30 13F-HR NSC / Norfolk Southern Corp. Call 1.78 838,900 425,100 -49.33 1,500 755 -49.67
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF 26.59 0 193,000 0 5,132
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Call 0.10 127,400 276,200 116.80 149 27 -81.88
2018-06-30 13F-HR XLF / SPDR Financial Select Sector ETF Put 0.54 152,600 459,400 201.05 86 246 186.05
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. 14.99 542,131 132,818 -75.50 5,448 1,991 -63.45
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Call 3.20 124,900 269,800 116.01 67 863 1,188.06
2018-06-30 13F-HR AMD / Advanced Micro Devices, Inc. Put 0.29 1,581,600 932,600 -41.03 1,649 273 -83.44
2018-06-30 13F-HR EL / Estee Lauder Companies, Inc. (THE) 142.69 10,400 10,400 0.00 1,557 1,484 -4.69
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust 271.28 0 6,720 0 1,823
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Call 0.00 100,000 20,000 -80.00 227 0 -100.00
2018-06-30 13F-HR SPY / SPDR S&P 500 ETF Trust Put 0.57 513,600 1,095,100 113.22 1,605 620 -61.37
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.00 0 35,000 0 1,540
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Call 1.18 0 549,000 0 647
2018-06-30 13F-HR EVHC / Envision Healthcare Holdings, Inc. Put 0.12 56,700 112,800 98.94 57 14 -75.44
2018-06-30 13F-HR CISN / Cision Ltd. 14.94 165,765 40,300 -75.69 388 602 55.15
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. 33.03 79,600 90,252 13.38 2,477 2,981 20.35
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. Call 0.30 937,400 105,000 -88.80 266 32 -87.97
2018-06-30 13F-HR IILG / Interval Leisure Group, Inc. Put 0.04 86,000 55,000 -36.05 106 2 -98.11
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 10.40 53,820 24,900 -53.73 59 259 338.98
2018-06-30 13F-HR VEAC / Vantage Energy Acquisition Corp 1.10 0 53,820 0 59
2018-06-30 13F-HR ZNGA / Zynga Inc. Call 0.23 0 42,900 0 10
2018-06-30 13F-HR ZNGA / Zynga Inc. Put 0.58 0 57,000 0 33
2018-06-30 13F-HR CVX / Chevron Corp. 126.40 3,835 7,690 100.52 437 972 122.43
2018-06-30 13F-HR LEN / Lennar Corp. Put 3.20 265,600 50,900 -80.84 236 163 -30.93
2018-06-30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 114.68 0 3,793 0 435
2018-06-30 13F-HR AMR / Alta Mesa Resources 6.81 227,828 25,532 -88.79 1,823 174 -90.46
2018-06-30 13F-HR HAL / Halliburton Co. 45.09 35,077 6,321 -81.98 1,647 285 -82.70
2018-06-30 13F-HR HAL / Halliburton Co. Put 1.11 13,500 13,500 0.00 29 15 -48.28
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Call 0.97 0 72,200 0 70
2018-06-30 13F-HR XLE / SPDR Energy Select Sector ETF Put 0.86 0 50,000 0 43
2018-06-30 13F-HR 458140AF7 / Intel Corp. 3.25% Bond Due 8/1/2039 134,785 63,535 -52.86
2018-06-30 13F-HR MVO / MV Oil Trust 10.27 142,839 200,902 40.65 1,123 2,063 83.70
2018-06-30 13F-HR CMCSA / Comcast Corp. 32.81 195,000 190,000 -2.56 6,663 6,234 -6.44
2018-06-30 13F-HR CMCSA / Comcast Corp. Call 0.86 455,500 579,000 27.11 589 500 -15.11
2018-06-30 13F-HR CMCSA / Comcast Corp. Put 0.94 666,600 621,500 -6.77 797 582 -26.98
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated 56.12 41,199 142,591 246.10 2,283 8,002 250.50
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Call 2.06 1,480,800 605,100 -59.14 1,108 1,244 12.27
2018-06-30 13F-HR QCOM / QUALCOMM Incorporated Put 1.28 979,800 151,800 -84.51 3,545 194 -94.53
2018-06-30 13F-HR JD / JD.com, Inc. 38.95 136,473 141,155 3.43 5,526 5,498 -0.51
2018-06-30 13F-HR JD / JD.com, Inc. Call 1.01 272,500 340,500 24.95 48 345 618.75
2018-06-30 13F-HR JD / JD.com, Inc. Put 1.13 159,900 451,700 182.49 618 512 -17.15
2018-06-30 13F-HR RDS.A / Royal Dutch Shell Plc 69.29 4,400 7,360 67.27 281 510 81.49
2018-06-30 13F-HR COL / Rockwell Collins, Inc. 134.68 0 15,994 0 2,154
2018-06-30 13F-HR MSFT / Microsoft Corp. 98.64 74,350 2,200 -97.04 6,786 217 -96.80
2018-06-30 13F-HR MSFT / Microsoft Corp. Call 0.57 14,000 70,600 404.29 208 40 -80.77
2018-06-30 13F-HR AKRX / Akorn, Inc. 16.59 0 304,032 0 5,044
2018-06-30 13F-HR AKRX / Akorn, Inc. Call 2.17 72,500 545,000 651.72 143 1,180 725.17
2018-06-30 13F-HR AKRX / Akorn, Inc. Put 0.79 0 601,900 0 478
2018-06-30 13F-HR CZR / Caesars Entertainment Corporation 10.70 95,409 100,000 4.81 1,073 1,070 -0.28
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited 185.53 27,544 90,065 226.99 5,056 16,710 230.50
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Call 7.35 1,458,700 694,900 -52.36 6,025 5,107 -15.24
2018-06-30 13F-HR BABA / Alibaba Group Holding Limited Put 6.83 1,259,800 1,077,900 -14.44 5,335 7,362 37.99
2018-06-30 13F-HR FB / Facebook, Inc. 194.29 34,395 3,505 -89.81 5,496 681 -87.61
2018-06-30 13F-HR ETE / Entergy Transfer Equity LP 17.26 11,800 14,945 26.65 168 258 53.57
2018-06-30 13F-HR SQ / Square, Inc. Call 5.05 157,300 85,800 -45.45 520 433 -16.73
2018-06-30 13F-HR SQ / Square, Inc. Put 1.72 118,600 51,100 -56.91 259 88 -66.02
2018-06-30 13F-HR VNOM / Viper Energy Partners LP Call 1.77 229,200 105,000 -54.19 145 186 28.28
2018-06-30 13F-HR VNOM / Viper Energy Partners LP Put 0.24 89,300 350,000 291.94 54 83 53.70
2018-06-30 13F-HR SHPG / Shire Plc. Put 6.31 0 16,000 0 101
2018-06-30 13F-HR SYF / Synchrony Financial 33.38 0 140,343 0 4,685
2018-06-30 13F-HR SYF / Synchrony Financial Put 0.57 200,000 200,000 0.00 212 114 -46.23
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. 342.93 0 22,990 0 7,884
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. Call 30.99 10,000 71,000 610.00 34 2,200 6,370.59
2018-06-30 13F-HR TSLA / Tesla Motors, Inc. Put 12.00 75,000 90,000 20.00 1,762 1,080 -38.71
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR 10.03 134,661 312,048 131.73 1,904 3,130 64.39
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Call 0.39 90,200 227,600 152.33 168 89 -47.02
2018-06-30 13F-HR PBR / Petroleo Brasileiro SA Petrobras ADR Put 1.20 304,200 529,400 74.03 109 633 480.73
2018-06-30 13F-HR M / Macy's, Inc. 37.42 17,200 15,365 -10.67 512 575 12.30
2018-06-30 13F-HR SRE / Sempra Energy 116.07 0 2,800 0 325
2018-06-30 13F-HR MET / MetLife, Inc. 43.54 6,745 6,845 1.48 310 298 -3.87
2018-06-30 13F-HR ICVT / iShares Convertible Bond ETF 57.71 333,057 129,613 -61.08 18,758 7,480 -60.12
2018-06-30 13F-HR MOSC.U / Mosaic Acquisition Corp. 10.00 20,100 18,100 -9.95 202 181 -10.40
2018-06-30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 53.02 0 568,296 0 30,131
2018-06-30 13F-HR PFF / iShares U.S. Preferred Stock ETF 37.70 56,474 29,495 -47.77 2,121 1,112 -47.57
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. 2.35 10,200 10,200 0.00 31 24 -22.58
2018-06-30 13F-HR JCP / J.C. Penney Co., Inc. Put 0.97 16,500 16,500 0.00 12 16 33.33
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. 49.69 0 293,891 0 14,603
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. Call 7.39 236,800 1,601,100 576.14 343 11,837 3,351.02
2018-06-30 13F-HR FOX / Twenty-First Century Fox, Inc. Put 0.63 62,500 2,565,100 4,004.16 134 1,604 1,097.01
2018-06-30 13F-HR EQT / EQT Corp. Put 0.84 0 102,100 0 86
2018-06-30 13F-HR PNK / Pinnacle Entertainment, Inc. 33.73 103,601 52,770 -49.06 3,124 1,780 -43.02
2018-06-30 13F-HR MLNX / Mellanox Technologies, Ltd. 84.35 23,369 5,240 -77.58 1,702 442 -74.03
2018-06-30 13F-HR FLOT / iShares Floating Rate Bond ETF 51.00 0 129,535 0 6,606
2018-06-30 13F-HR ASH / Ashland Global Holdings, Inc. Call 2.03 90,000 65,000 -27.78 113 132 16.81
2018-06-30 13F-HR PYPL / PayPal Holdings, Inc. 83.28 0 25,000 0 2,082
2018-06-30 13F-HR SCHW / Schwab Charles Corp Call 0.26 0 27,100 0 7
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF Put 0.93 0 15,000 0 14
2018-06-30 13F-HR NBR / Nabors Industries Ltd. 6.42 0 47,204 0 303
2018-06-30 13F-HR SMH / Market Vectors Semiconductor ETF 102.67 0 105,413 0 10,823
2018-06-30 13F-HR SMH / Market Vectors Semiconductor ETF Put 1.87 391,400 901,100 130.22 1,468 1,688 14.99
2018-06-30 13F-HR NOK / Nokia Corp. 5.77 0 22,000 0 127
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. 65.06 70,075 100,228 43.03 3,791 6,521 72.01
2018-06-30 13F-HR EMAG / VanEck Vectors ETF TR 20.25 0 19,014 0 385
2018-06-30 13F-HR MRK / Merck & Co., Inc. 60.71 0 72,118 0 4,378
2018-06-30 13F-HR MRK / Merck & Co., Inc. Put 0.22 0 71,300 0 16
2018-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. 139.70 43,505 155,791 258.10 4,145 21,764 425.07
2018-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. Call 37.83 271,100 180,900 -33.27 2,874 6,843 138.10
2018-06-30 13F-HR RH / Restoration Hardware Holdings, Inc. Put 0.33 223,600 224,600 0.45 194 73 -62.37
2018-06-30 13F-HR AVGO / Broadcom Limited 242.50 0 2,000 0 485
2018-06-30 13F-HR FOXA / Twenty-First Century Fox, Inc. Call 9.48 150,700 175,700 16.59 327 1,665 409.17
2018-06-30 13F-HR FOXA / Twenty-First Century Fox, Inc. Put 0.25 254,100 326,600 28.53 330 81 -75.45
2018-06-30 13F-HR YHOO / Yahoo! Inc. 73.21 399,443 822,630 105.94 29,575 60,224 103.63
2018-06-30 13F-HR YHOO / Yahoo! Inc. Call 1.05 299,400 1,227,600 310.02 728 1,295 77.88
2018-06-30 13F-HR YHOO / Yahoo! Inc. Put 12.36 329,000 1,034,400 214.41 752 12,788 1,600.53
2018-06-30 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 45.05 0 355,631 0 16,021
2018-06-30 13F-HR XOM / Exxon Mobil Corp. 82.72 95,463 40,958 -57.10 7,122 3,388 -52.43
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Call 2.44 58,100 121,100 108.43 58 295 408.62
2018-06-30 13F-HR XOM / Exxon Mobil Corp. Put 0.85 115,000 196,600 70.96 304 168 -44.74
2018-06-30 13F-HR OAS / Oasis Petroleum Inc. 12.97 29,000 31,000 6.90 235 402 71.06
2018-06-30 13F-HR GRPN / Groupon, Inc. Call 0.00 0 36,000 0 0
2018-06-30 13F-HR GRPN / Groupon, Inc. Put 0.30 0 13,500 0 4
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 0.42 101,667 19,252 -81.06 37 8 -78.38
2018-06-30 13F-HR CNAC / Constellation Alpha Capital Corp. 0.36 18,852 101,667 439.29 7 37 428.57
2018-06-30 13F-HR BX / Blackstone Group L.P. (The) 32.21 13,600 10,120 -25.59 435 326 -25.06
2018-06-30 13F-HR BAC / Bank of America Corp. 19.17 4,050,137 3,280,329 -19.01 82,050 62,870 -23.38
2018-06-30 13F-HR BAC / Bank of America Corp. Call 1.03 3,570,300 3,841,800 7.60 5,669 3,966 -30.04
2018-06-30 13F-HR BAC / Bank of America Corp. Put 2.01 3,530,500 2,786,600 -21.07 6,235 5,605 -10.10
2018-06-30 13F-HR MGM / MGM Resorts International 29.03 0 36,207 0 1,051
2018-06-30 13F-HR MGM / MGM Resorts International Call 0.38 0 50,000 0 19
2018-06-30 13F-HR MGM / MGM Resorts International Put 0.97 0 50,400 0 49
2018-06-30 13F-HR GE / General Electric Co. 13.59 34,482 10,599 -69.26 465 144 -69.03
2018-06-30 13F-HR GE / General Electric Co. Call 0.21 291,000 192,600 -33.81 54 40 -25.93
2018-06-30 13F-HR GE / General Electric Co. Put 1.01 113,400 197,600 74.25 256 199 -22.27
2018-06-30 13F-HR FSM / Fortuna Silver Mines Inc. Call 0.45 0 525,000 0 236
2018-06-30 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 99.53 0 59,679 0 5,940
2018-06-30 13F-HR KKR / KKR & CO. L.P. 24.85 0 263,677 0 6,552
2018-06-30 13F-HR FXI / iShares China Large-Cap ETF 42.96 0 15,900 0 683
2018-06-30 13F-HR C / Citigroup, Inc. 66.92 77,424 46,219 -40.30 5,226 3,093 -40.82
2018-06-30 13F-HR C / Citigroup, Inc. Call 1.32 255,100 666,700 161.35 787 880 11.82
2018-06-30 13F-HR C / Citigroup, Inc. Put 1.69 229,100 401,200 75.12 586 677 15.53
2018-06-30 13F-HR NIHD / NII Holdings, Inc. 3.90 563,857 587,733 4.23 1,189 2,293 92.85
2018-06-30 13F-HR DISH / DISH Network Corp. Call 0.17 203,300 103,300 -49.19 144 18 -87.50
2018-06-30 13F-HR CETX / Cemtrex, Inc. 0.10 86,978 87,078 0.11 25 9 -64.00
2018-06-30 13F-HR HYND / WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund 20.96 0 27,098 0 568
2018-06-30 13F-HR ACIA / Acacia Communications, Inc. Call 5.80 0 45,000 0 261
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. 5.24 138,919 23,100 -83.37 420 121 -71.19
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. Call 0.49 137,200 581,000 323.47 12 283 2,258.33
2018-06-30 13F-HR CHK / Chesapeake Energy Corp. Put 0.11 167,500 528,900 215.76 81 60 -25.93
2018-06-30 13F-HR BP / BP Plc 45.69 12,620 9,520 -24.56 512 435 -15.04
2018-06-30 13F-HR NAV / Navistar International Corp. 40.72 21,096 157,856 648.27 738 6,428 771.00
2018-06-30 13F-HR THD / iShares MSCI Thailand Capped ETF 82.30 13,363 8,372 -37.35 1,332 689 -48.27
2018-06-30 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.81 51,029 28,946 -43.28 1,493 863 -42.20
2018-06-30 13F-HR SCACU / Saban Capital Acquisition Corp. 1.23 10,600 10,600 0.00 14 13 -7.14
2018-06-30 13F-HR DLTR / Dollar Tree, Inc. Call 0.05 0 20,000 0 1
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 12.72 774,731 44,431 -94.26 9,095 565 -93.79
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Call 2.94 60,000 160,000 166.67 408 470 15.20
2018-06-30 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF Put 10.65 1,015,900 153,900 -84.85 13,624 1,639 -87.97
2018-06-30 13F-HR VCIT / Vanguard Intermediate-Term Corporate Bond Index Fund 83.52 0 73,600 0 6,147
2018-06-30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 85.08 168,256 660,223 292.39 14,409 56,172 289.84
2018-06-30 13F-HR AAL / American Airlines Group Inc. Call 0.00 36,600 23,900 -34.70 31 0 -100.00
2018-06-30 13F-HR KEM / KEMET Corp. 24.15 0 34,948 0 844
2018-06-30 13F-HR ARGT / Global X FTSE Argentina 20 ETF 26.98 11,594 20,384 75.82 414 550 32.85
2018-06-30 13F-HR JNJ / Johnson & Johnson Call 0.06 0 16,000 0 1
2018-06-30 13F-HR ETP / Energy Transfer Partners, L.P. 19.01 11,680 11,680 0.00 189 222 17.46
2018-06-30 13F-HR CVRR / CVR Refining LP 22.35 0 429,711 0 9,604
2018-06-30 13F-HR HYLB / Xtrackers USD High Yield Corpora 49.12 0 22,070 0 1,084
2018-06-30 13F-HR TROX / Tronox Ltd 19.69 0 23,773 0 468
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF 43.05 0 19,466 0 838
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Call 1.31 0 115,600 0 152
2018-06-30 13F-HR XOP / SPDR S&P Oil & Gas Exploration & Production ETF Put 0.11 15,000 282,200 1,781.33 11 30 172.73
2018-06-30 13F-HR DISCK / Discovery Communications, Inc. 25.50 400,888 265,545 -33.76 7,825 6,772 -13.46
2018-06-30 13F-HR UPS / United Parcel Service, Inc. 106.22 0 31,247 0 3,319
2018-06-30 13F-HR GLIBA / GCI Liberty, Inc. Class A 45.09 19,400 11,000 -43.30 1,025 496 -51.61
2018-06-30 13F-HR KO / Coca Cola Co. 43.83 0 12,800 0 561
2018-06-30 13F-HR SJNK / SPDR Shrt Trm High Yield Bnd ETF 27.29 0 70,058 0 1,912
2018-06-30 13F-HR AAPL / Apple, Inc. 185.12 25,484 53,323 109.24 4,276 9,871 130.85
2018-06-30 13F-HR AAPL / Apple, Inc. Call 6.18 171,600 201,600 17.48 919 1,246 35.58
2018-06-30 13F-HR AAPL / Apple, Inc. Put 2.60 158,600 288,100 81.65 452 749 65.71
2018-06-30 13F-HR TSEM / Tower Semiconductor Ltd. 22.05 0 11,703 0 258
2018-06-30 13F-HR DOV / Dover Corp. 73.20 0 16,900 0 1,237
2018-06-30 13F-HR AHPA / Avista Healthcare Public Acquisition Corp. 0.45 11,100 11,100 0.00 4 5 25.00
2018-06-30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.18 0 596,543 0 6,073
2018-06-30 13F-HR FNTE / Fintech Acquisition Corp. II 10.06 215,300 46,143 -78.57 334 464 38.92
2018-06-30 13F-HR FNTE / Fintech Acquisition Corp. II 1.55 48,143 215,300 347.21 479 334 -30.27
2018-06-30 13F-HR KBLMU / KBL Merger Corp. IV Unit 0.24 316,350 316,350 0.00 76 76 0.00
2018-06-30 13F-HR IYR / iShares U.S. Real Estate ETF 80.59 0 6,800 0 548
2018-06-30 13F-HR EPP / iShares MSCI Pacific ex-Japan ETF 46.00 21,100 10,000 -52.61 980 460 -53.06
2018-06-30 13F-HR EWM / iShares MSCI Malaysia ETF 31.21 35,136 12,398 -64.71 1,270 387 -69.53
2018-06-30 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 27.89 0 171,177 0 4,774
2018-06-30 13F-HR AIG / American International Group, Inc. 53.02 380,958 512,795 34.61 14,197 27,188 91.51
2018-06-30 13F-HR AIG / American International Group, Inc. Put 0.93 20,000 479,400 2,297.00 32 446 1,293.75
2018-06-30 13F-HR PAY / VeriFone Systems, Inc 22.79 0 14,000 0 319
2018-06-30 13F-HR CAVM / Cavium, Inc. 86.51 43,292 70,746 63.42 3,436 6,120 78.11
2018-06-30 13F-HR DVA / DaVita HealthCare Partners Inc. 69.51 0 5,625 0 391
2018-06-30 13F-HR DSKE / Daseke, Inc. 9.92 11,646 18,746 60.97 114 186 63.16
2018-06-30 13F-HR AAXJ / iShares MSCI All Country Asia ex Japan ETF 71.70 0 15,690 0 1,125
2018-06-30 13F-HR DXJ / WisdomTree Japan Hedged Equity Fund 54.01 0 11,460 0 619
2018-06-30 13F-HR WFC / Wells Fargo & Co. 55.44 0 75,345 0 4,177
2018-06-30 13F-HR WFC / Wells Fargo & Co. Call 1.21 337,500 389,200 15.32 126 471 273.81
2018-06-30 13F-HR WFC / Wells Fargo & Co. Put 1.04 800,600 587,000 -26.68 3,039 610 -79.93
2018-06-30 13F-HR TPGE / TPG Pace Energy Holdings Corp. 10.40 0 21,828 0 227
2018-06-30 13F-HR PFXF / Market Vectors Preferred Securities ex Financials ETF 19.59 0 61,242 0 1,200
2018-06-30 13F-HR TWNK / Hostess Brands, Inc. 1.70 532,391 538,101 1.07 1,256 915 -27.15
2018-06-30 13F-HR TACOW / Del Taco Restaurants, Inc., Warrants exp 2020-06-30 3.90 16,749 16,649 -0.60 39 65 66.67
2018-06-30 13F-HR PFE / Pfizer, Inc. 36.26 10,300 9,100 -11.65 366 330 -9.84
2018-06-30 13F-HR RSPP / RSP Permian, Inc. 44.01 90,033 56,597 -37.14 4,221 2,491 -40.99
2018-06-30 13F-HR ATAC / Atlantic Acquisition Corp. 10.05 89,318 75,293 -15.70 886 757 -14.56
2018-06-30 13F-HR FSLR / First Solar, Inc. Put 5.43 225,000 228,000 1.33 582 1,237 112.54
2018-06-30 13F-HR HIMX / Himax Technologies, Inc. 7.43 18,600 14,400 -22.58 115 107 -6.96
2018-06-30 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 52.48 0 14,120 0 741
2018-06-30 13F-HR SNAP / Snapchat, Inc. 13.09 28,511 81,408 185.53 452 1,066 135.84
2018-06-30 13F-HR SNAP / Snapchat, Inc. Call 0.44 65,100 255,400 292.32 68 113 66.18
2018-06-30 13F-HR SNAP / Snapchat, Inc. Put 0.57 306,600 386,600 26.09 169 219 29.59
2018-06-30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Call 1.49 204,700 45,000 -78.02 215 67 -68.84
2018-06-30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF Put 2.38 113,000 50,000 -55.75 108 119 10.19
2018-06-30 13F-HR ISHG / iShares -3 Year International Treasury Bond ETF 82.65 3,358 3,158 -5.96 291 261 -10.31
2018-06-30 13F-HR INDU / Industrea Acquisition Corp. 10.32 288,382 79,687 -72.37 2,939 822 -72.03
2018-06-30 13F-HR EMLC / VanEck Vectors ETF TR 17.02 0 113,508 0 1,932
2018-06-30 13F-HR SHLM / Schulman (A.), Inc. 44.52 69,303 23,856 -65.58 2,981 1,062 -64.37
2018-06-30 13F-HR AZN / AstraZeneca Plc 35.07 6,400 6,700 4.69 224 235 4.91
2018-06-30 13F-HR HD / Home Depot, Inc. (The) 195.15 0 6,600 0 1,288
2018-06-30 13F-HR CIU / iShares Intermediate Credit Bond ETF 106.16 0 4,333 0 460
2018-06-30 13F-HR DAR / Darling Ingredients Inc. 19.87 0 38,145 0 758
2018-06-30 13F-HR EWJ / iShares MSCI Japan ETF 57.90 0 37,100 0 2,148
2018-06-30 13F-HR NUAN / Nuance Communications, Inc. Call 0.05 0 87,700 0 4
2018-06-30 13F-HR EGN / Energen Corp. 72.83 0 12,700 0 925
2018-06-30 13F-HR KAAC / Kayne Anderson Acquisition Corp. 1.19 18,500 18,500 0.00 17 22 29.41
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Call 0.03 160,000 160,000 0.00 5 5 0.00
2018-06-30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. Put 0.03 845,000 330,000 -60.95 40 9 -77.50
2018-06-30 13F-HR SFM / Sprouts Farmers Market, Inc. 22.07 0 150,000 0 3,311
2018-06-30 13F-HR SFM / Sprouts Farmers Market, Inc. Put 0.57 0 200,000 0 115
2018-06-30 13F-HR AEO / American Eagle Outfitters, Inc. 23.24 75,000 46,300 -38.27 1,495 1,076 -28.03
2018-06-30 13F-HR GM / General Motors Company 39.39 0 26,760 0 1,054
2018-06-30 13F-HR FLRN / SPDR Invstmnt Grd Float Rate ETF 30.75 0 351,109 0 10,797
2018-06-30 13F-HR BA / Boeing Company (The) 336.00 14,631 1,000 -93.17 4,797 336 -93.00
2018-06-30 13F-HR EWQ / iShares MSCI France ETF 30.50 0 10,000 0 305
2018-06-30 13F-HR LGC / Legacy Acquisition Corp. 10.02 50,000 50,000 0.00 498 501 0.60
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. Call 21.00 62,700 10,000 -84.05 900 210 -76.67
2018-06-30 13F-HR ANDV / Andeavor Corp. 131.37 0 2,550 0 335
2018-06-30 13F-HR HYZD / WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund 23.91 0 25,433 0 608
2018-06-30 13F-HR CVS / CVS Health Corporation Call 0.70 55,000 30,000 -45.45 26 21 -19.23
2018-06-30 13F-HR SEAS / SeaWorld Entertainment, Inc. 21.82 89,132 198,186 122.35 1,322 4,324 227.08
2018-06-30 13F-HR SPFF / Global X SuperIncome Preferred ETF 11.93 0 19,201 0 229
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. Put 0.05 100,000 111,000 11.00 28 6 -78.57
2018-06-30 13F-HR LEMB / iShares J.P. Morgan EM Local Currency Bond ETF 8,095 0 -100.00 408 0 -100.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. 2,470 0 -100.00 572 0 -100.00
2018-06-30 13F-HR CAPITOL INVT CORP IV / UNIT 99/99/9999 (G18920119) 63,978 0 -100.00 646 0
2018-06-30 13F-HR HAYMAKER ACQUISITION CORP / UNIT 10/19/2022 (420870206) 100,000 0 -100.00 995 0
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / UNIT 06/15/2024 (42588L204) 127,087 0 -100.00 1,337 0
2018-06-30 13F-HR MOSAIC ACQUISITION CORP / SHS CL A (G62848109) 81,298 0 -100.00 797 0
2018-06-30 13F-HR GOOGL / Alphabet Inc. 850 0 -100.00 882 0 -100.00
2018-06-30 13F-HR MRVL / Marvell Technology Group Ltd. 15,000 0 -100.00 315 0 -100.00
2018-06-30 13F-HR TUR / iShares MSCI Turkey ETF 10,719 0 -100.00 455 0 -100.00
2018-06-30 13F-HR REN / Resolute Energy Corporation Call 42,800 0 -100.00 49 0 -100.00
2018-06-30 13F-HR LC / LendingClub Corp. 19,723 0 -100.00 69 0 -100.00
2018-06-30 13F-HR INDA / iShares MSCI India ETF 19,121 0 -100.00 653 0 -100.00
2018-06-30 13F-HR UVXY / ProShrs Ult VIX Shrt-Trm Fut ETF 15,020 0 -100.00 278 0 -100.00
2018-06-30 13F-HR SEAS / SeaWorld Entertainment, Inc. Put 99,100 0 -100.00 20 0 -100.00
2018-06-30 13F-HR GM.WS.B / General Motors Company - Warrants 07/10/2019 170,238 0 -100.00 3,207 0 -100.00
2018-06-30 13F-HR STZ / Constellation Brands, Inc. 64,018 0 -100.00 14,591 0 -100.00
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Call 75,000 0 -100.00 105 0 -100.00
2018-06-30 13F-HR STZ / Constellation Brands, Inc. Put 78,000 0 -100.00 35 0 -100.00
2018-06-30 13F-HR SCHW / Schwab Charles Corp 89,364 0 -100.00 4,667 0 -100.00
2018-06-30 13F-HR SCHW / Schwab Charles Corp Put 116,300 0 -100.00 455 0 -100.00
2018-06-30 13F-HR BTG / B2Gold Corp. 378,520 0 -100.00 1,033 0 -100.00
2018-06-30 13F-HR XLP / SPDR Consumer Staples Select Sector ETF 4,113 0 -100.00 216 0 -100.00
2018-06-30 13F-HR MAC / Macerich Company (THE) 138,797 0 -100.00 7,775 0 -100.00
2018-06-30 13F-HR MAC / Macerich Company (THE) Call 830,500 0 -100.00 113 0 -100.00
2018-06-30 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 282,801 0 -100.00 6,931 0 -100.00
2018-06-30 13F-HR KRE / SPDR S&P Regional Banking ETF Put 25,000 0 -100.00 84 0 -100.00
2018-06-30 13F-HR LEN / Lennar Corp. 211,766 0 -100.00 12,481 0 -100.00
2018-06-30 13F-HR NFLX / Netflix, Inc. 29,617 0 -100.00 8,747 0 -100.00
2018-06-30 13F-HR NFLX / Netflix, Inc. Call 10,000 0 -100.00 52 0 -100.00
2018-06-30 13F-HR MVO / MV Oil Trust Put 197,300 0 -100.00 15 0 -100.00
2018-06-30 13F-HR DB / Deutsche Bank AG 84,681 0 -100.00 1,184 0 -100.00
2018-06-30 13F-HR XXII / 22nd Century Group, Inc. 26,706 0 -100.00 63 0 -100.00
2018-06-30 13F-HR XXII / 22nd Century Group, Inc. Call 22,000 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FB / Facebook, Inc. Call 42,900 0 -100.00 62 0 -100.00
2018-06-30 13F-HR FB / Facebook, Inc. Put 74,400 0 -100.00 629 0 -100.00
2018-06-30 13F-HR PICB / PowerShares International Corporate Bond Portfolio 27,730 0 -100.00 772 0 -100.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. Call 43,300 0 -100.00 6 0 -100.00
2018-06-30 13F-HR MSFT / Microsoft Corp. Put 20,000 0 -100.00 19 0 -100.00
2018-06-30 13F-HR ORCL / Oracle Corp. 13,300 0 -100.00 608 0 -100.00
2018-06-30 13F-HR ORCL / Oracle Corp. Put 41,200 0 -100.00 21 0 -100.00
2018-06-30 13F-HR AMZN / Amazon.com, Inc. 6,272 0 -100.00 9,078 0 -100.00
2018-06-30 13F-HR AMZN / Amazon.com, Inc. Put 3,400 0 -100.00 435 0 -100.00
2018-06-30 13F-HR CZR / Caesars Entertainment Corporation Put 126,000 0 -100.00 164 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley 12,511 0 -100.00 675 0 -100.00
2018-06-30 13F-HR MS / Morgan Stanley Put 10,000 0 -100.00 13 0 -100.00
2018-06-30 13F-HR WPG / WP Glimcher Inc. Put 13,100 0 -100.00 15 0 -100.00
2018-06-30 13F-HR BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF 52,060 0 -100.00 1,308 0 -100.00
2018-06-30 13F-HR BRAC / Black Ridge Acquisition Corp. 296,000 0 -100.00 2,868 0 -100.00
2018-06-30 13F-HR QTM / Quantum Corp. 50,422 0 -100.00 184 0 -100.00
2018-06-30 13F-HR MET / MetLife, Inc. Put 10,000 0 -100.00 6 0 -100.00
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. 4,300 0 -100.00 488 0 -100.00
2018-06-30 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 166,062 0 -100.00 6,784 0 -100.00
2018-06-30 13F-HR IMMR / Immersion Corporation 28,928 0 -100.00 346 0 -100.00
2018-06-30 13F-HR DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio 30,473 0 -100.00 742 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. Call 8,354,000 0 -100.00 10,967 0 -100.00
2018-06-30 13F-HR TWX / Time Warner, Inc. Put 11,159,600 0 -100.00 24,108 0 -100.00
2018-06-30 13F-HR EZA / iShares MSCI South Africa ETF 19,400 0 -100.00 1,333 0 -100.00
2018-06-30 13F-HR EMHY / iShares Emerging Markets High Yield Bond ETF 24,609 0 -100.00 1,208 0 -100.00
2018-06-30 13F-HR CALL / magicJack VocalTec Ltd. 23,894 0 -100.00 201 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. 75,696 0 -100.00 2,868 0 -100.00
2018-06-30 13F-HR DISH / DISH Network Corp. Put 100,000 0 -100.00 258 0 -100.00
2018-06-30 13F-HR NKE / Nike, Inc. 32,340 0 -100.00 2,149 0 -100.00
2018-06-30 13F-HR PRGO / Perrigo Company plc 18,602 0 -100.00 1,550 0 -100.00
2018-06-30 13F-HR ZB.PRA / Zions Bancorporation Call 87,200 0 -100.00 1,585 0 -100.00
2018-06-30 13F-HR NYCB / New York Community Bancorp, Inc. 62,183 0 -100.00 810 0 -100.00
2018-06-30 13F-HR NYCB / New York Community Bancorp, Inc. Put 150,500 0 -100.00 105 0 -100.00
2018-06-30 13F-HR DYN / Dynegy Inc. 84,015 0 -100.00 1,136 0 -100.00
2018-06-30 13F-HR NWL / Newell Brands Inc. Call 50,000 0 -100.00 18 0 -100.00
2018-06-30 13F-HR NWL / Newell Brands Inc. Put 50,000 0 -100.00 16 0 -100.00
2018-06-30 13F-HR EWW / iShares MSCI Mexico Capped ETF 37,741 0 -100.00 1,944 0 -100.00
2018-06-30 13F-HR PZE / Petrobras Argentina S.A. 2,502,016 0 -100.00 29,524 0 -100.00
2018-06-30 13F-HR X / United States Steel Corp. Put 50,000 0 -100.00 8 0 -100.00
2018-06-30 13F-HR FSLR / First Solar, Inc. Call 225,000 0 -100.00 1,749 0 -100.00
2018-06-30 13F-HR SAND / Sandstorm Gold Ltd. 77,389 0 -100.00 368 0 -100.00
2018-06-30 13F-HR NVDA / NVIDIA Corp. Call 12,600 0 -100.00 5 0 -100.00
2018-06-30 13F-HR SEAS / SeaWorld Entertainment, Inc. Call 137,200 0 -100.00 499 0 -100.00
2018-06-30 13F-HR JPM / JPMorgan Chase & Co. Put 10,000 0 -100.00 11 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. 1,791,518 0 -100.00 209,052 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. Call 5,460,800 0 -100.00 5,017 0 -100.00
2018-06-30 13F-HR MON / Monsanto Co. Put 4,471,000 0 -100.00 9,508 0 -100.00
2018-06-30 13F-HR BGCP / BGC Partners, Inc. 19,900 0 -100.00 268 0 -100.00
2018-06-30 13F-HR GS / Goldman Sachs Group, Inc. (The) 920 0 -100.00 232 0 -100.00
2018-06-30 13F-HR BSJL / Guggenheim BulletShares 2021 High Yield Corporate Bond ETF 368,011 0 -100.00 9,070 0 -100.00
2018-06-30 13F-HR EOCC / Empresa Nacional de Electricidad S.A. 90,689 0 -100.00 2,157 0 -100.00
2018-06-30 13F-HR W / Wayfair, Inc. Call 20,000 0 -100.00 215 0 -100.00
2018-06-30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 8,973 0 -100.00 1,012 0 -100.00
2018-06-30 13F-HR EIDO / iShares MSCI Indonesia ETF 44,718 0 -100.00 1,206 0 -100.00
2018-06-30 13F-HR KL / Kirkland Lake Gold Ltd. 152,691 0 -100.00 2,361 0 -100.00
2018-06-30 13F-HR EPHE / iShares MSCI Philippines ETF 12,454 0 -100.00 435 0 -100.00
2018-06-30 13F-HR EPOL / iShares MSCI Poland Capped ETF 18,933 0 -100.00 475 0 -100.00
2018-06-30 13F-HR DHI / D.R. Horton, Inc. 41,756 0 -100.00 1,831 0 -100.00
2018-06-30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 2,412 0 -100.00 259 0 -100.00
2018-06-30 13F-HR CLR / Continental Resources, Inc. Put 270,000 0 -100.00 36 0 -100.00
2018-06-30 13F-HR BUD / Anheuser-Busch Inbev SA 17,000 0 -100.00 1,869 0 -100.00
2018-06-30 13F-HR MSFG / MainSource Financial Group, Inc. 96,990 0 -100.00 3,943 0 -100.00
2018-06-30 13F-HR BDX / Becton Dickinson & Co. 1,136 0 -100.00 246 0 -100.00
2018-06-30 13F-HR CVS / CVS Health Corporation Put 50,000 0 -100.00 425 0 -100.00
2018-06-30 13F-HR MCHI / iShares MSCI China ETF 203,844 0 -100.00 13,978 0 -100.00
2018-06-30 13F-HR WM / Waste Management, Inc. Put 46,100 0 -100.00 69 0 -100.00
2018-06-30 13F-HR GREK / Global X FTSE Greece 20 ETF 13,900 0 -100.00 135 0 -100.00
2018-06-30 13F-HR BSJK / Guggenheim BulletShares 2020 High Yield Corporate Bond ETF 16,335 0 -100.00 398 0 -100.00
2018-06-30 13F-HR HSBC / HSBC Holdings Plc 5,400 0 -100.00 257 0 -100.00
2018-06-30 13F-HR AATDF / AA LTD 22,000 0 -100.00 507 0 -100.00
2018-06-30 13F-HR GG / Goldcorp, Inc. 84,200 0 -100.00 1,164 0 -100.00
2018-06-30 13F-HR GG / Goldcorp, Inc. Put 83,400 0 -100.00 2 0 -100.00
2018-06-30 13F-HR FSM / Fortuna Silver Mines Inc. 188,514 0 -100.00 982 0 -100.00
2018-06-30 13F-HR JNJ / Johnson & Johnson 20,955 0 -100.00 2,685 0 -100.00
2018-06-30 13F-HR CC / Chemours Company (The) 6,160 0 -100.00 300 0 -100.00
2018-06-30 13F-HR ERUS / iShares MSCI Russia Capped ETF 9,628 0 -100.00 351 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust 10,000 0 -100.00 1,601 0 -100.00
2018-06-30 13F-HR QQQ / PowerShares QQQ Trust Put 100,000 0 -100.00 388 0 -100.00
2018-06-30 13F-HR CLF / Cleveland Cliffs, Inc. Call 37,300 0 -100.00 4 0 -100.00
2018-06-30 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 27,325 0 -100.00 23 0 -100.00
2018-06-30 13F-HR MCHP / Microchip Technology Inc. 39,621 0 -100.00 3,620 0 -100.00
2018-06-30 13F-HR GILD / Gilead Sciences, Inc. 3,370 0 -100.00 254 0 -100.00
2018-06-30 13F-HR PGHY / PowerShares Global Short Term High Yield Bond Portfolio 22,016 0 -100.00 520 0 -100.00
2018-06-30 13F-HR ITUB / Itau Unibanco Holding S.A. Put 25,000 0 -100.00 5 0 -100.00
2018-06-30 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 3,500 0 -100.00 427 0 -100.00
2018-06-30 13F-HR PCY / PowerShares Emerging Markets Sovereign Debt Portfolio 302,352 0 -100.00 8,523 0 -100.00
2018-06-30 13F-HR AKS / AK Steel Holding Corp. Put 23,100 0 -100.00 18 0 -100.00
2018-06-30 13F-HR CHTR / Charter Communications, Inc. 10,664 0 -100.00 904 0 -100.00
2018-06-30 13F-HR HUN / Huntsman Corp. Call 167,500 0 -100.00 34 0 -100.00
2018-06-30 13F-HR BSJJ / Guggenheim BulletShares 2019 High Yield Corporate Bond ETF 145,905 0 -100.00 3,548 0 -100.00
2018-06-30 13F-HR CSCO / Cisco Systems, Inc. 14,972 0 -100.00 642 0 -100.00
2018-06-30 13F-HR HMNY / Helios and Matheson Analytics Inc. Call 55,000 0 -100.00 3 0 -100.00
2018-06-30 13F-HR ATEN / A10 Networks, Inc. 239,101 0 -100.00 1,392 0 -100.00
2018-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. 56,574 0 -100.00 6,306 0 -100.00
2018-06-30 13F-HR ALXN / Alexion Pharmaceuticals, Inc. Put 98,500 0 -100.00 882 0 -100.00
2018-06-30 13F-HR AFAM / Almost Family, Inc. 11,708 0 -100.00 656 0 -100.00
2018-06-30 13F-HR RIGS / Riverfront Strategic Income Fund 15,454 0 -100.00 380 0 -100.00
2018-06-30 13F-HR APLP / Archrock Partners, L.P. 199,685 0 -100.00 2,440 0 -100.00
2018-06-30 13F-HR ARKK / ARK Innovation ETF 30,557 0 -100.00 1,194 0 -100.00
2018-06-30 13F-HR ADP / Automatic Data Processing, Inc. Call 150,000 0 -100.00 135 0 -100.00
2018-06-30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 68,756 0 -100.00 3,074 0 -100.00
2018-06-30 13F-HR BUFF / Blue Buffalo Pet Products, Inc. 20,600 0 -100.00 820 0 -100.00
2018-06-30 13F-HR CPLA / Capella Education Co. 14,129 0 -100.00 1,234 0 -100.00
2018-06-30 13F-HR CAVM / Cavium, Inc. Call 60,000 0 -100.00 15 0 -100.00
2018-06-30 13F-HR BSJN / Guggenheim BulletShares 2023 High Yield Corporate Bond ETF 140,223 0 -100.00 3,638 0 -100.00
2018-06-30 13F-HR CLW / Clearwater Paper Corp. 65,365 0 -100.00 2,556 0 -100.00
2018-06-30 13F-HR CLW / Clearwater Paper Corp. Put 110,900 0 -100.00 174 0 -100.00
2018-06-30 13F-HR CSBK / Clifton Bancorp Inc. 24,870 0 -100.00 389 0 -100.00
2018-06-30 13F-HR CLR / Continental Resources, Inc. 8,377 0 -100.00 494 0 -100.00
2018-06-30 13F-HR CSRA / CSRA Inc. 30,010 0 -100.00 1,238 0 -100.00
2018-06-30 13F-HR DST / DST Systems, Inc. 4,800 0 -100.00 402 0 -100.00
2018-06-30 13F-HR KODK / Eastman Kodak Co. Call 24,300 0 -100.00 1 0 -100.00
2018-06-30 13F-HR KODK / Eastman Kodak Co. Put 12,800 0 -100.00 30 0 -100.00
2018-06-30 13F-HR WATT / Energous Corporation Call 13,100 0 -100.00 1 0 -100.00
2018-06-30 13F-HR ESRX / Express Scripts Holding Co. 91,020 0 -100.00 6,287 0 -100.00
2018-06-30 13F-HR GSM / Ferroglobe PLC 65,289 0 -100.00 701 0 -100.00
2018-06-30 13F-HR GNRT / Gener8 Maritime Inc. 96,207 0 -100.00 544 0 -100.00
2018-06-30 13F-HR BGC / General Cable Corp. 74,770 0 -100.00 2,213 0 -100.00
2018-06-30 13F-HR GPK / Graphic Packaging Holding Co. Call 97,500 0 -100.00 95 0 -100.00
2018-06-30 13F-HR HRG / Harbinger Group Inc. 289,889 0 -100.00 4,780 0 -100.00
2018-06-30 13F-HR IDRA / Idera Pharmaceuticals, Inc. 178,916 0 -100.00 329 0 -100.00
2018-06-30 13F-HR IPCC / Infinity Property & Casualty Corp. 29,126 0 -100.00 3,449 0 -100.00
2018-06-30 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 Call 17,200 0 -100.00 3 0 -100.00
2018-06-30 13F-HR KS / KapStone Paper & Packaging Corp. 68,233 0 -100.00 2,341 0 -100.00
2018-06-30 13F-HR LW / Lamb Weston Holdings, Inc. 46,255 0 -100.00 2,693 0 -100.00
2018-06-30 13F-HR LAYN / Layne Christensen Co. Call 25,000 0 -100.00 0 0
2018-06-30 13F-HR LAYN / Layne Christensen Co. 37,463 0 -100.00 559 0 -100.00
2018-06-30 13F-HR LEN / Lennar Corp. Call 70,300 0 -100.00 43 0 -100.00
2018-06-30 13F-HR LEXEB / Liberty Expedia Holdings, Inc. Series B 7,600 0 -100.00 299 0 -100.00
2018-06-30 13F-HR MAC / Macerich Company (THE) Put 292,000 0 -100.00 422 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. 150,062 0 -100.00 914 0 -100.00
2018-06-30 13F-HR MDR / McDermott International, Inc. Call 760,000 0 -100.00 31 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. 130,571 0 -100.00 8,451 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. Call 64,700 0 -100.00 29 0 -100.00
2018-06-30 13F-HR MSCC / Microsemi Corp. Put 206,200 0 -100.00 85 0 -100.00
2018-06-30 13F-HR MULE / Mulesoft, Inc. 15,188 0 -100.00 667 0 -100.00
2018-06-30 13F-HR OSTK / Overstock.com, Inc. Put 10,000 0 -100.00 11 0 -100.00
2018-06-30 13F-HR PF / Pinnacle Foods, Inc. Put 51,000 0 -100.00 128 0 -100.00
2018-06-30 13F-HR HYHG / ProShares High Yield-Interest Rate Hedged ETF 31,495 0 -100.00 2,106 0 -100.00
2018-06-30 13F-HR SHLX / Shell Midstream Partners LP 12,840 0 -100.00 270 0 -100.00
2018-06-30 13F-HR SHLX / Shell Midstream Partners LP Put 12,100 0 -100.00 15 0 -100.00
2018-06-30 13F-HR WPG / WP Glimcher Inc. Call 10,000 0 -100.00 1 0 -100.00
2018-06-30 13F-HR ATUS / Altice USA, Inc. 17.06 106,828 1,822
2018-06-30 13F-HR AEL / American Equity Investment Life Holding Co. 36.01 32,961 1,187
2018-06-30 13F-HR ARCC / Ares Capital Corp. 16.45 49,800 819
2018-06-30 13F-HR ARCC / Ares Capital Corp. Put 0.26 27,200 7
2018-06-30 13F-HR ALV / Autoliv, Inc. 143.20 5,000 716
2018-06-30 13F-HR AXTA / Axalta Coating Systems Ltd. 30.31 61,271 1,857
2018-06-30 13F-HR BLACK RIDGE ACQUISITION CORP / *W EXP 07/10/202 (09216T115) 0.25 275,000 69
2018-06-30 13F-HR CQP / Cheniere Energy Partners, LP Put 0.37 30,000 11
2018-06-30 13F-HR CVI / CVR Energy, Inc. Put 14.32 165,000 2,363
2018-06-30 13F-HR DAR / Darling Ingredients Inc. Call 1.70 130,000 221
2018-06-30 13F-HR DBX ETF TR / XTRACKERS SHRT (233051283) 49.34 30,116 1,486
2018-06-30 13F-HR DCT / DCT Industrial Trust, Inc. 66.79 5,300 354
2018-06-30 13F-HR DRAPER OAKWOOD TECHNOLOGY / *W EXP 09/19/202 (26146L111) 0.69 11,600 8
2018-06-30 13F-HR EEQ / Enbridge Energy Management LLC. 10.26 147,736 1,516
2018-06-30 13F-HR WATT / Energous Corporation Put 0.75 10,600 8
2018-06-30 13F-HR EXCHANGE LISTED FDS TR / PERITUS HIGH YLD (30151E814) 36.63 10,675 391
2018-06-30 13F-HR FAR PT ACQUISITION CORP / UNIT 06/01/2025 (30734W208) 10.20 66,990 683
2018-06-30 13F-HR FTV / Fortive Corporation 77.10 50,000 3,855
2018-06-30 13F-HR FRONT YD RESIDENTIAL CORP / (35904G107) 10.42 119,600 1,246
2018-06-30 13F-HR GGP / General Growth Properties, Inc. 20.44 24,068 492
2018-06-30 13F-HR GGP / General Growth Properties, Inc. Call 0.58 125,100 72
2018-06-30 13F-HR GGP / General Growth Properties, Inc. Put 0.49 286,000 141
2018-06-30 13F-HR GIGCAPITAL INC / *W EXP 06/08/202 (37518N122) 0.45 99,900 45
2018-06-30 13F-HR GSHT / Gores Holdings II, Inc. 10.17 500,000 5,086
2018-06-30 13F-HR GRAMERCY PPTY TR / (385002308) 27.32 83,226 2,274
2018-06-30 13F-HR HMNY / Helios and Matheson Analytics Inc. 0.31 29,400 9
2018-06-30 13F-HR HENNESSY CAP ACQUSTON CORP I / (42588L105) 10.14 400,000 4,056
2018-06-30 13F-HR HSBC / HSBC Holdings Plc Call 0.04 25,000 1
2018-06-30 13F-HR I / Intelsat SA 16.64 12,500 208
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2018 HY (46138J205) 25.06 9,975 250
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2019 HY (46138J403) 24.18 79,375 1,919
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2020 HY (46138J601) 24.25 197,650 4,793
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2021 HY (46138J809) 24.60 102,500 2,522
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2022 HY (46138J874) 24.46 25,385 621
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2023 HY (46138J858) 25.95 120,834 3,136
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2024 HY (46138J833) 24.57 90,389 2,221
2018-06-30 13F-HR INVESCO EXCH TRD SLF IDX FD / BULSHS 2025 HY (46138J817) 24.06 88,494 2,129
2018-06-30 13F-HR INVESCO EXCHANGE TRADED FD T / FINL PFD ETF (46137V621) 18.46 100,658 1,858
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / FNDMNTL HY CRP (46138E719) 18.28 19,096 349
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / GBL SRT TRM HY (46138E669) 23.47 25,054 588
2018-06-30 13F-HR INVESCO EXCHNG TRADED FD TR / INTL CORP BD (46138E636) 26.18 11,270 295
2018-06-30 13F-HR USHY / iShares Broad USD High Yield Corporate Bond ETF 48.49 35,303 1,712
2018-06-30 13F-HR KLXI / KLX Inc. 71.89 21,450 1,542
2018-06-30 13F-HR KSS / Kohl's Corp. 72.86 5,490 400
2018-06-30 13F-HR LCA / Landcadia Holdings, Inc. 0.80 51,300 41
2018-06-30 13F-HR LYG / Lloyds Banking Group plc 3.33 52,900 176
2018-06-30 13F-HR LYG / Lloyds Banking Group plc Put 0.06 52,900 3
2018-06-30 13F-HR MACQU / M I Acquisitions, Inc. 1.49 11,380 17
2018-06-30 13F-HR VAC / Marriott Vacations Worldwide Corp 112.88 6,600 745
2018-06-30 13F-HR MPAC / Matlin & Partners Acquisition Corporation Class A 0.65 340,000 221
2018-06-30 13F-HR MOMO / Momo Inc. 43.46 4,970 216
2018-06-30 13F-HR MOMO / Momo Inc. Put 2.80 10,000 28
2018-06-30 13F-HR MTGE INVT CORP / (55378A105) 19.60 123,913 2,429
2018-06-30 13F-HR MVO / MV Oil Trust Call 0.30 353,500 106
2018-06-30 13F-HR NAV / Navistar International Corp. Put 0.51 45,000 23
2018-06-30 13F-HR OPES ACQUISITION CORP / UNIT 03/07/2023 (68373P209) 10.03 30,711 308
2018-06-30 13F-HR PURE ACQUISITION CORP / UNIT 04/13/2023 (74621Q205) 10.25 230,000 2,358
2018-06-30 13F-HR SRG / Seritage Growth Properties 42.40 5,000 212
2018-06-30 13F-HR SXE / Southcross Energy Partners, L.P. 1.55 409,176 634
2018-06-30 13F-HR XBI / SPDR S&P Biotech ETF Call 2.05 236,700 486
2018-06-30 13F-HR SPOT / Spotify Technology S.A. 168.28 6,400 1,077
2018-06-30 13F-HR SQ / Square, Inc. 61.65 33,901 2,090
2018-06-30 13F-HR STBZ / State Bank Financial Corp. 33.46 6,156 206
2018-06-30 13F-HR SRCL / Stericycle, Inc. 65.20 4,325 282
2018-06-30 13F-HR TEP / Tallgrass Energy Partners, LP 43.25 6,428 278
2018-06-30 13F-HR TIBR / Tiberius Acquisition Corp 10.14 55,500 563
2018-06-30 13F-HR TRCO / Tribune Media Company Put 0.01 276,000 4
2018-06-30 13F-HR TRN / Trinity Industries, Inc. 34.26 25,220 864
2018-06-30 13F-HR TRN / Trinity Industries, Inc. Put 0.57 45,800 26
2018-06-30 13F-HR TRN / Trinity Industries, Inc. Call 2.53 192,300 486
2018-06-30 13F-HR TWELVE SEAS INVESTMENT COMPA / UNIT 06/21/2023 (G9145A123) 10.06 250,000 2,515
2018-06-30 13F-HR QURE / uniQure N.V. 37.82 8,620 326
2018-06-30 13F-HR UPS / United Parcel Service, Inc. Put 0.59 17,000 10
2018-06-30 13F-HR VR / Validus Holdings Ltd. 67.58 20,376 1,377
2018-06-30 13F-HR OIH / Market Vectors Oil Service ETF Call 1.00 25,900 26
2018-06-30 13F-HR VECTOIQ ACQUISITION CORP / UNIT 05/11/2023 (92243N202) 10.06 200,000 2,013
2018-06-30 13F-HR WEB / Web.com Group, Inc. Call 2.45 20,000 49
2018-06-30 13F-HR WILLSCOT CORP / *W EXP 09/10/202 (971375118) 2.26 636,434 1,438
2018-06-30 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 76.39 8,876 678
2018-06-30 13F-HR ZG / Zillow Group, Inc. 59.07 15,000 886