InvestorBenjamin F. Edwards & Company, Inc.
Portfolio Value $ 957,914,000
Current Positions1,588
Opened Positions5
Closed Positions91


Latest Holdings, Performance, AUM (from 13F, 13D)

Benjamin F. Edwards & Company, Inc. has disclosed 1,588 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 957,914,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Benjamin F. Edwards & Company, Inc.'s top holdings are Vanguard FTSE Emerging Markets ETF (NYSE:VWO) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , Vanguard Intermediate-Term Corporate Bond Index Fund (NASDAQ:VCIT) , iShares U.S. Technology ETF (NYSE:IYW) , and iShares S&P Mid-Cap 400 Value ETF (NYSE:IJJ) . Benjamin F. Edwards & Company, Inc.'s new positions include SPDR Portfolio World ex- US ETF (NYSE:SPDW) , First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF (NASDAQ:FIXD) , First Trust BICK Index Fund (NASDAQ:BICK) , Cushing Renaissance Fund (The) (NYSE:SZC) , and Global X Norway 30 ETF (NYSE:NORW) .

All Benjamin F. Edwards & Company, Inc. holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This form was filed on January 17, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR ETN / Eaton Corporation 79.31 1,989 1,324 -33.43 153 105 -31.37
2017-12-31 13F-HR GCAP / Gain Capital Holdings, Inc. 10.00 400 4
2017-12-31 13F-HR BCE / BCE Inc. 47.95 2,148 2,148 0.00 101 103 1.98
2017-12-31 13F-HR FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 44.27 650 655 0.77 27 29 7.41
2017-12-31 13F-HR NEV / Nuveen Enhanced Municipal Value Fund 14.19 49,913 50,370 0.92 734 715 -2.59
2017-12-31 13F-HR KSS / Kohl's Corp. 54.00 2,000 2,000 0.00 91 108 18.68
2017-12-31 13F-HR AGZ / iShares Agency Bond ETF 113.31 563 556 -1.24 64 63 -1.56
2017-12-31 13F-HR L / Loews Corp. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR MULE / Mulesoft, Inc. 23.59 975 23
2017-12-31 13F-HR MDR / McDermott International, Inc. 0.00 50 0
2017-12-31 13F-HR UGI / UGI Corp. 42.86 95 70 -26.32 4 3 -25.00
2017-12-31 13F-HR TSN / Tyson Foods, Inc. 81.08 381 777 103.94 27 63 133.33
2017-12-31 13F-HR SPXH / Janus Detroit Street Trust 36.61 10,434 382
2017-12-31 13F-HR TU / TELUS Corp. 38.00 1,000 38
2017-12-31 13F-HR UAA / Under Armour, Inc. 13.36 5,959 4,939 -17.12 90 66 -26.67
2017-12-31 13F-HR DTN / WisdomTree U.S. Dividend Ex-Financials Fund 89.21 478 482 0.84 40 43 7.50
2017-12-31 13F-HR NORW / Global X Norway 30 ETF 13.14 67,294 884
2017-12-31 13F-HR LUK / Leucadia National Corp. 25.64 78 2
2017-12-31 13F-HR KELYB / Kelly Services, Inc. 30.77 65 65 0.00 2 2 0.00
2017-12-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN INTR (33733G109) 6.00 500 3
2017-12-31 13F-HR ERF / Enerplus Corporation 9.97 1,505 1,505 0.00 15 15 0.00
2017-12-31 13F-HR IPG / Interpublic Group of Companies, Inc. (The) 18.87 212 212 0.00 4 4 0.00
2017-12-31 13F-HR HCSG / Healthcare Services Group, Inc. 51.43 175 175 0.00 9 9 0.00
2017-12-31 13F-HR ICF / iShares Cohen & Steers REIT ETF 100.44 229 229 0.00 23 23 0.00
2017-12-31 13F-HR LNG / Cheniere Energy, Inc. 50.00 0 100 0 5
2017-12-31 13F-HR FDC / First Data Corporation 16.58 3,100 3,800 22.58 56 63 12.50
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.16 475 11
2017-12-31 13F-HR AMOV / America Movil S.A.B. de CV 16.67 600 600 0.00 11 10 -9.09
2017-12-31 13F-HR EWA / iShares MSCI Australia ETF 23.38 385 385 0.00 9 9 0.00
2017-12-31 13F-HR TKPPY / TechnipFMC 31.43 1,850 700 -62.16 52 22 -57.69
2017-12-31 13F-HR AIG / American International Group, Inc. 59.48 2,625 4,220 60.76 161 251 55.90
2017-12-31 13F-HR VCLT / Vanguard Long-Term Corporate Bond Index Fund 95.75 66,286 73,620 11.06 6,242 7,049 12.93
2017-12-31 13F-HR IBUY / AMPLIFY ETF TR 40.00 150 6
2017-12-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 36.20 221 8
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 15.29 327 5
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 20.00 250 5
2017-12-31 13F-HR NIB / iPath Bloomberg Cocoa Subindex Total Return ETN due 6/24/2038 16.67 60 1
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF 152.41 4,540 3,215 -29.19 673 490 -27.19
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 15.50 129 2
2017-12-31 13F-HR MC / Moelis & Co. 40.00 25 1
2017-12-31 13F-HR M / Macy's, Inc. 25.10 2,470 2,470 0.00 54 62 14.81
2017-12-31 13F-HR GSG / iShares S&P GSCI Commodity-Indexed Trust 16.30 1,350 1,350 0.00 20 22 10.00
2017-12-31 13F-HR EOG / EOG Resources, Inc. 107.34 443 354 -20.09 43 38 -11.63
2017-12-31 13F-HR CSRA / CSRA Inc. 29.09 275 275 0.00 9 8 -11.11
2017-12-31 13F-HR NAVI / Navient Corporation 12.80 625 8
2017-12-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN INT (41013T105) 17.17 1,165 20
2017-12-31 13F-HR FTS / Fortis Inc. 36.90 2,791 103
2017-12-31 13F-HR IAU / iShares Gold Trust 12.53 7,343 7,343 0.00 90 92 2.22
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 44.60 583 26
2017-12-31 13F-HR BSX / Boston Scientific Corp. 24.62 304 1,300 327.63 9 32 255.56
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 0.00 5 0
2017-12-31 13F-HR FIT / Fitbit Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR IBDQ / iShares iBonds Dec 2025 Corporate ETF 25.00 40 1
2017-12-31 13F-HR SJW / SJW Corp. 63.64 110 7
2017-12-31 13F-HR VIG / Vanguard Dividend Appreciation ETF 102.02 36,999 37,737 1.99 3,507 3,850 9.78
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 34.48 58 2
2017-12-31 13F-HR DEX / Delaware Enhanced Global Dividend & Income Fund 12.90 465 6
2017-12-31 13F-HR MCK / McKesson Corp. 155.89 2,117 2,367 11.81 325 369 13.54
2017-12-31 13F-HR VWOB / Vanguard Emerging Markets Government Bond ETF 80.08 2,535 203
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.57 664 11
2017-12-31 13F-HR FIXD / First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF 50.75 43,961 2,231
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.37 1,490 8
2017-12-31 13F-HR SFL / Ship Finance International Limited 16.17 423 433 2.36 6 7 16.67
2017-12-31 13F-HR GV / Goldfield Corp. 5.00 1,000 5
2017-12-31 13F-HR EWGS / iShares MSCI Germany Small-Cap ETF 45.45 22 22 0.00 1 1 0.00
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,750.00 40 40 0.00 73 70 -4.11
2017-12-31 13F-HR MVO / MV Oil Trust 8.38 19,779 19,329 -2.28 114 162 42.11
2017-12-31 13F-HR GME / GameStop Corp. 18.33 600 600 0.00 12 11 -8.33
2017-12-31 13F-HR NYCB / New York Community Bancorp, Inc. 13.03 39,195 42,060 7.31 505 548 8.51
2017-12-31 13F-HR CMC / Commercial Metals Co. 22.00 500 11
2017-12-31 13F-HR FCVT / First Trust SSI Strategic Convertible Securities ETF 29.41 34 1
2017-12-31 13F-HR RWX / SPDR Dow Jones International Real Estate ETF 40.43 3,904 3,908 0.10 150 158 5.33
2017-12-31 13F-HR CUB / Cubic Corp. 58.57 700 41
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.26 53,326 814
2017-12-31 13F-HR NBR / Nabors Industries Ltd. 0.00 10 0
2017-12-31 13F-HR CUBN / Commerce Union Bancshares, Inc. (Springfield TN) 25.00 400 400 0.00 9 10 11.11
2017-12-31 13F-HR APU / AmeriGas Partners, L.P. 45.00 400 400 0.00 18 18 0.00
2017-12-31 13F-HR KSU / Kansas City Southern 105.33 1,500 1,500 0.00 163 158 -3.07
2017-12-31 13F-HR DERM / Dermira, Inc. 27.90 2,975 83
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.00 1,946 1,696 -12.85 45 39 -13.33
2017-12-31 13F-HR REGN / Regeneron Pharmaceuticals, Inc. 380.00 50 19
2017-12-31 13F-HR CBI / Chicago Bridge & Iron Co., N.V. 16.20 14,458 6,419 -55.60 243 104 -57.20
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 40.00 150 150 0.00 6 6 0.00
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.02 5,072 4,622 -8.87 86 111 29.07
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.67 1,105 14
2017-12-31 13F-HR IXJ / iShares Global Healthcare ETF 112.90 61 62 1.64 7 7 0.00
2017-12-31 13F-HR NHI / National Health Investors, Inc. 75.00 200 200 0.00 15 15 0.00
2017-12-31 13F-HR LTC / LTC Properties, Inc. 42.64 510 516 1.18 24 22 -8.33
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.45 765 21
2017-12-31 13F-HR GOAU / US Global GO Gold and Precious M 13.84 578 8
2017-12-31 13F-HR VZ / Verizon Communications, Inc. 52.93 88,819 85,657 -3.56 4,396 4,534 3.14
2017-12-31 13F-HR IYK / iShares U.S. Consumer Goods ETF 133.33 15 15 0.00 2 2 0.00
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.90 8,861 8,622 -2.70 767 732 -4.56
2017-12-31 13F-HR RNG / RingCentral, Inc. 50.00 200 10
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.96 468 7
2017-12-31 13F-HR ILMN / Illumina, Inc. 217.82 384 404 5.21 76 88 15.79
2017-12-31 13F-HR BLCM / Bellicum Pharmaceuticals, Inc. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR CIEN / Ciena Corp. 20.00 250 5
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.95 2,150 30
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 16.31 11,033 180
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 51.45 275 311 13.09 13 16 23.08
2017-12-31 13F-HR IMTB / iShares Core 5-10 Year USD Bond 40.00 50 2
2017-12-31 13F-HR FHLC / Fidelity MSCI Health Care Index ETF 40.70 517 516 -0.19 20 21 5.00
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 28.57 35 35 0.00 1 1 0.00
2017-12-31 13F-HR ROKU / Roku Inc 50.00 100 5
2017-12-31 13F-HR WYN / Wyndham Worldwide Corp. 107.14 56 6
2017-12-31 13F-HR CMCSA / Comcast Corp. 40.06 12,904 11,682 -9.47 497 468 -5.84
2017-12-31 13F-HR KBWP / PowerShares KBW Property & Casualty Insurance Portfolio 57.14 35 35 0.00 2 2 0.00
2017-12-31 13F-HR ADRU / BLDRS Index Funds Trust 22.57 1,285 1,285 0.00 29 29 0.00
2017-12-31 13F-HR FMI / Foundation Medicine, Inc. 66.04 136 106 -22.06 5 7 40.00
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN INT (67070X101) 15.24 50,777 774
2017-12-31 13F-HR TDG / Transdigm Group, Inc. 263.16 15 38 153.33 4 10 150.00
2017-12-31 13F-HR HRB / Block (H.&R.), Inc. 26.17 7,722 7,680 -0.54 204 201 -1.47
2017-12-31 13F-HR VET / Vermilion Energy Inc. 35.00 200 7
2017-12-31 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 160.11 104,775 97,101 -7.32 16,002 15,547 -2.84
2017-12-31 13F-HR PEX / ProShares Global Listed Private Equity ETF 35.78 6,680 239
2017-12-31 13F-HR LNC.WS / Lincoln National Corp. 73.17 82 6
2017-12-31 13F-HR XBHKX / BlackRock Core Bond Trust 13.33 450 450 0.00 6 6 0.00
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. 25.00 265 40 -84.91 11 1 -90.91
2017-12-31 13F-HR APTV / Aptiv PLC 84.75 3,870 328
2017-12-31 13F-HR COKE / Coca-Cola Bottling Co. Consolidated 215.71 700 700 0.00 151 151 0.00
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 13.01 14,297 186
2017-12-31 13F-HR SDY / SPDR S&P Dividend ETF 94.47 24,533 25,913 5.63 2,241 2,448 9.24
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 96.00 250 24
2017-12-31 13F-HR MDSO / Medidata Solutions, Inc. 67.57 38 74 94.74 3 5 66.67
2017-12-31 13F-HR SNPS / Synopsys, Inc. 75.00 60 40 -33.33 5 3 -40.00
2017-12-31 13F-HR TDOC / Teladoc, Inc. 35.00 200 7
2017-12-31 13F-HR CNDT / Conduent 16.67 240 240 0.00 4 4 0.00
2017-12-31 13F-HR EEFT / Euronet Worldwide, Inc. 84.29 700 700 0.00 66 59 -10.61
2017-12-31 13F-HR HMC / Honda Motor Co., Ltd. 33.00 103 303 194.17 3 10 233.33
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 188.00 60 250 316.67 10 47 370.00
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.71 1,271 67
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.47 189 212 12.17 13 16 23.08
2017-12-31 13F-HR VTR / Ventas, Inc. 59.90 1,912 1,586 -17.05 125 95 -24.00
2017-12-31 13F-HR ARII / American Railcar Industries, Inc. 40.00 300 12
2017-12-31 13F-HR XPO / XPO Logistics, Inc. 91.73 1,875 172
2017-12-31 13F-HR TRI / Thomson Reuters Corp. 44.40 473 473 0.00 22 21 -4.55
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.89 1,231 1,204 -2.19 104 101 -2.88
2017-12-31 13F-HR BOX / Box, Inc. 21.19 3,350 3,350 0.00 65 71 9.23
2017-12-31 13F-HR VMBS / Vanguard Mortgage-Backed Securities Index Fund 52.51 5,828 306
2017-12-31 13F-HR SO / Southern Co. (The) 48.08 22,282 23,442 5.21 1,095 1,127 2.92
2017-12-31 13F-HR CTAS / Cintas Corp. 155.46 372 476 27.96 54 74 37.04
2017-12-31 13F-HR GM / General Motors Company 41.00 11,635 21,390 83.84 470 877 86.60
2017-12-31 13F-HR CTSH / Cognizant Technology Solutions Corp. 70.59 425 425 0.00 31 30 -3.23
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.97 6,633 86
2017-12-31 13F-HR BICK / First Trust BICK Index Fund 30.19 62,108 1,875
2017-12-31 13F-HR GRUB / GrubHub Inc. 68.75 160 11
2017-12-31 13F-HR GLD / SPDR Gold Shares 123.64 46,454 49,416 6.38 5,648 6,110 8.18
2017-12-31 13F-HR PSP / PowerShares Exchange-Trade Fund Trust 12.46 25,047 312
2017-12-31 13F-HR SPXC / SPX Corporation 30.00 100 3
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.83 695 11
2017-12-31 13F-HR IVH / Ivy High Income Opportunities Fund 15.09 31,329 4,043 -87.10 500 61 -87.80
2017-12-31 13F-HR CEL SCI CORP / COM PAR NEW (150837607) 0.00 1 0
2017-12-31 13F-HR SOI / Solaris Oilfield Infrastructure 20.00 100 2
2017-12-31 13F-HR IVE / iShares S&P 500 Value ETF 114.28 6,176 6,064 -1.81 666 693 4.05
2017-12-31 13F-HR ATO / Atmos Energy Corp. 86.42 300 486 62.00 25 42 68.00
2017-12-31 13F-HR EXP / Eagle Materials, Inc. 115.00 200 200 0.00 21 23 9.52
2017-12-31 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 30.23 200 430 115.00 7 13 85.71
2017-12-31 13F-HR HPT / Hospitality Properties Trust 29.95 2,037 2,037 0.00 58 61 5.17
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.28 1,077 869 -19.31 45 35 -22.22
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 43.98 2,319 102
2017-12-31 13F-HR IBDD / iShares iBonds Mar 2023 Term Corporate ETF 27.03 37 1
2017-12-31 13F-HR INVH / Invitation Homes Inc. 23.03 912 21
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. 13.50 2,000 27
2017-12-31 13F-HR XJHSX / John Hancock Income Securities 15.45 453 453 0.00 7 7 0.00
2017-12-31 13F-HR MGC / Vanguard Mega Cap Index ETF 93.33 300 300 0.00 26 28 7.69
2017-12-31 13F-HR SOXX / iShares PHLX Semiconductor ETF 168.94 367 62
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. 73.54 2,835 3,549 25.19 182 261 43.41
2017-12-31 13F-HR KRNT / Kornit Digital Ltd. 16.22 1,850 30
2017-12-31 13F-HR COO / Cooper Companies, Inc. (The) 220.00 50 50 0.00 12 11 -8.33
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 7,479 7,606 1.70 252 257 1.98
2017-12-31 13F-HR KRO / Kronos Worldwide, Inc. 26.92 260 260 0.00 6 7 16.67
2017-12-31 13F-HR WKHS / Workhorse Group Inc. 2.50 400 400 0.00 1 1 0.00
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.17 125,063 897
2017-12-31 13F-HR AAXN / Axon Enterprise Inc 30.00 100 3
2017-12-31 13F-HR CVA / Covanta Holding Corp. 17.50 400 7
2017-12-31 13F-HR FDX / FedEx Corp. 249.81 1,262 1,321 4.68 285 330 15.79
2017-12-31 13F-HR SPLK / Splunk Inc. 82.82 18,640 15,975 -14.30 1,238 1,323 6.87
2017-12-31 13F-HR AGU / Agrium Inc. 115.18 1,667 1,667 0.00 179 192 7.26
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.18 548 996 81.75 24 46 91.67
2017-12-31 13F-HR MMT / MFS Multimarket Income Trust 6.07 145,051 880
2017-12-31 13F-HR JRO / Nuveen Floating Rate Income Opportunity Fund 11.24 2,670 30
2017-12-31 13F-HR PNM / PNM Resources, Inc. 40.34 2,107 2,107 0.00 85 85 0.00
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.00 250 250 0.00 5 5 0.00
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.67 1,683 23
2017-12-31 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 45.91 473,226 465,903 -1.55 20,618 21,390 3.74
2017-12-31 13F-HR AJG / Gallagher (ARTHUR J.) & Co. 64.00 250 250 0.00 15 16 6.67
2017-12-31 13F-HR PEP / PepsiCo, Inc. 119.92 27,863 28,003 0.50 3,105 3,358 8.15
2017-12-31 13F-HR BIVV / Bioverativ Inc. 60.00 50 50 0.00 3 3 0.00
2017-12-31 13F-HR EVH / Evolent Health Inc. 12.00 500 500 0.00 9 6 -33.33
2017-12-31 13F-HR XME / SPDR S&P Metals & Mining ETF 36.34 16,908 13,704 -18.95 544 498 -8.46
2017-12-31 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 10.00 2,000 20
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.92 2,136 8,271 287.22 53 173 226.42
2017-12-31 13F-HR PCAR / PACCAR, Inc. 71.63 712 712 0.00 52 51 -1.92
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.14 1,400 10
2017-12-31 13F-HR FFIV / F5 Networks, Inc. 131.25 0 5,760 0 756
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 0.00 60 0
2017-12-31 13F-HR CDNS / Cadence Design Systems, Inc. 41.81 7,994 7,605 -4.87 316 318 0.63
2017-12-31 13F-HR RCS / PIMCO Strategic Income Fund, Inc. 9.36 521 534 2.50 5 5 0.00
2017-12-31 13F-HR WR / Westar Energy, Inc. 51.28 117 117 0.00 6 6 0.00
2017-12-31 13F-HR CELG / Celgene Corp. 104.34 5,680 6,249 10.02 828 652 -21.26
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 119,475 926
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.21 9,926 9,926 0.00 149 151 1.34
2017-12-31 13F-HR RADA / Rada Electronic Industries, Ltd. 4.00 500 2
2017-12-31 13F-HR IBDP / iShares iBonds Dec 2024 Corporate ETF 25.00 40 1
2017-12-31 13F-HR AXTI / AXT, Inc. 8.00 500 4
2017-12-31 13F-HR MUX / McEwen Mining Inc. 0.00 10 10 0.00 0 0
2017-12-31 13F-HR UNM / Unum Group 54.38 513 662 29.04 26 36 38.46
2017-12-31 13F-HR BEN / Franklin Resources, Inc. 43.26 2,854 3,652 27.96 127 158 24.41
2017-12-31 13F-HR VHT / Vanguard Health Care ETF 150.00 20 40 100.00 3 6 100.00
2017-12-31 13F-HR COMSTOCK MNG INC / (205750201) 0.00 125 0
2017-12-31 13F-HR CNC / Centene Corp. 100.84 714 714 0.00 69 72 4.35
2017-12-31 13F-HR GM / General Motors Company Put 41.43 700 700 0.00 28 29 3.57
2017-12-31 13F-HR HEI / HEICO Corp. 94.40 1,250 118
2017-12-31 13F-HR SH / ProShares Short S&P500 33.33 150 150 0.00 5 5 0.00
2017-12-31 13F-HR ALLY / Ally Financial Inc. Put 30.00 500 500 0.00 12 15 25.00
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.96 42,581 424
2017-12-31 13F-HR MO / Altria Group, Inc. 71.38 20,221 18,702 -7.51 1,282 1,335 4.13
2017-12-31 13F-HR GTLS / Chart Industries, Inc. Call 46.67 1,200 56
2017-12-31 13F-HR ESV / Ensco plc 5.68 704 704 0.00 4 4 0.00
2017-12-31 13F-HR IYE / iShares U.S. Energy ETF 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.71 700 11
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 47.62 42 2
2017-12-31 13F-HR RFCI / RiverFront Dynamic Core Income ETF 24.67 8,965 6,810 -24.04 222 168 -24.32
2017-12-31 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 227.14 6,331 1,438
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 50.00 100 5
2017-12-31 13F-HR GE / General Electric Co. Call 18.00 500 9
2017-12-31 13F-HR WDC / Western Digital Corp. Call 80.00 300 24
2017-12-31 13F-HR RDC / Rowan Companies plc 20.00 50 1
2017-12-31 13F-HR CRSP / CRISPR Therapeutics AG 20.00 100 2
2017-12-31 13F-HR K / Kellogg Co. 67.97 8,432 10,107 19.86 526 687 30.61
2017-12-31 13F-HR IBDN / iShares iBonds Dec 2022 Corporate ETF 25.00 40 1
2017-12-31 13F-HR RFDI / First Tr Exchange Traded FD III 64.06 1,800 2,248 24.89 114 144 26.32
2017-12-31 13F-HR FNV / Franco-Nevada Corp. 78.55 331 331 0.00 26 26 0.00
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 54.55 55 3
2017-12-31 13F-HR WRI / Weingarten Realty Investors 33.33 600 600 0.00 19 20 5.26
2017-12-31 13F-HR CBSHP / Commerce Bancshares, Inc. 55.83 6,340 6,609 4.24 366 369 0.82
2017-12-31 13F-HR ROP / Roper Technologies, Inc. 253.33 75 75 0.00 18 19 5.56
2017-12-31 13F-HR NTRSP / Northern Trust Corp. 99.01 202 202 0.00 19 20 5.26
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.01 2,816 31
2017-12-31 13F-HR ANET / Arista Networks, Inc. 236.92 325 325 0.00 62 77 24.19
2017-12-31 13F-HR SPDW / SPDR Portfolio World ex- US ETF 31.70 209,571 6,643
2017-12-31 13F-HR RLJ LODGING TR / CUM CONV PFD A (74965L200) 28.00 500 14
2017-12-31 13F-HR RAD / Rite Aid Corp. 2.00 1,000 1,000 0.00 2 2 0.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.71 1,769 2,519 42.40 60 95 58.33
2017-12-31 13F-HR TDC / Teradata Corp. 40.00 100 100 0.00 3 4 33.33
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.27 4,480 5,730 27.90 149 225 51.01
2017-12-31 13F-HR DTE / DTE Energy Co. 109.68 100 155 55.00 11 17 54.55
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.71 2,481 2,537 2.26 562 598 6.41
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.03 4,255 3,776 -11.26 271 272 0.37
2017-12-31 13F-HR INTC / Intel Corp. 46.16 91,907 109,303 18.93 3,500 5,045 44.14
2017-12-31 13F-HR VSLR / Vivint Solar Inc. 5.00 400 400 0.00 1 2 100.00
2017-12-31 13F-HR BBT / BB&T Corp. 49.76 13,991 11,595 -17.13 657 577 -12.18
2017-12-31 13F-HR AET / Aetna, Inc. 180.61 2,078 1,888 -9.14 330 341 3.33
2017-12-31 13F-HR ATHN / athenahealth, Inc. 134.55 265 275 3.77 33 37 12.12
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF Put 75.00 200 200 0.00 14 15 7.14
2017-12-31 13F-HR UTX / United Technologies Corp. 127.57 30,109 32,068 6.51 3,495 4,091 17.05
2017-12-31 13F-HR AOS / Smith (A.O.) Corp. 61.50 2,000 2,000 0.00 119 123 3.36
2017-12-31 13F-HR PX / Praxair, Inc. 154.65 7,458 8,277 10.98 1,042 1,280 22.84
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 12.04 1,080 1,080 0.00 13 13 0.00
2017-12-31 13F-HR WGO / Winnebago Industries, Inc. 57.14 209 210 0.48 9 12 33.33
2017-12-31 13F-HR GPC / Genuine Parts Co. 95.01 9,795 10,609 8.31 937 1,008 7.58
2017-12-31 13F-HR CNS / Cohen & Steers Inc. 23.53 400 85 -78.75 11 2 -81.82
2017-12-31 13F-HR CLX / Clorox Company (The) 148.75 11,298 13,082 15.79 1,490 1,946 30.60
2017-12-31 13F-HR EXC / Exelon Corp. 39.23 4,472 2,651 -40.72 168 104 -38.10
2017-12-31 13F-HR XHE / SPDR S&P Health Care Equipment ETF 65.57 61 61 0.00 4 4 0.00
2017-12-31 13F-HR VVC / Vectren Corp. 65.00 18,016 16,216 -9.99 1,185 1,054 -11.05
2017-12-31 13F-HR X / United States Steel Corp. 33.33 460 60 -86.96 12 2 -83.33
2017-12-31 13F-HR REM / iShares Mortgage Real Estate Capped ETF 50.00 150 100 -33.33 7 5 -28.57
2017-12-31 13F-HR IDTI / Integrated Device Technology, Inc. 28.57 350 350 0.00 9 10 11.11
2017-12-31 13F-HR EWI / iShares MSCI Italy Capped ETF 31.14 489 546 11.66 15 17 13.33
2017-12-31 13F-HR SCI / Service Corp. International 35.00 200 200 0.00 7 7 0.00
2017-12-31 13F-HR RPM / RPM International, Inc. 52.40 2,519 2,519 0.00 129 132 2.33
2017-12-31 13F-HR SAN / Banco Santander S.A. 6.45 2,545 4,344 70.69 18 28 55.56
2017-12-31 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 64.51 20,145 21,516 6.81 1,249 1,388 11.13
2017-12-31 13F-HR UEC / Uranium Energy Corp. 2.00 2,000 2,000 0.00 3 4 33.33
2017-12-31 13F-HR XPDIX / PIMCO Dynamic Income Fund 30.16 2,155 2,155 0.00 67 65 -2.99
2017-12-31 13F-HR KBR / KBR, Inc. 19.57 710 460 -35.21 13 9 -30.77
2017-12-31 13F-HR RFEM / First Tr Exchange Traded FD III 70.31 1,433 1,920 33.98 96 135 40.63
2017-12-31 13F-HR KTOS / Kratos Defense & Security Solutions, Inc. 10.00 500 600 20.00 7 6 -14.29
2017-12-31 13F-HR EWD / iShares MSCI Sweden ETF 0.00 14 14 0.00 1 0 -100.00
2017-12-31 13F-HR NMFC / New Mountain Finance Corporation 13.69 2,839 1,680 -40.82 40 23 -42.50
2017-12-31 13F-HR BOTZ / Global X Funds 23.76 172 3,872 2,151.16 4 92 2,200.00
2017-12-31 13F-HR CHK / Chesapeake Energy Corp. 3.95 21,700 42,000 93.55 93 166 78.49
2017-12-31 13F-HR BP / BP Plc 42.04 34,925 37,013 5.98 1,342 1,556 15.95
2017-12-31 13F-HR CA / CA, Inc. 33.73 556 504 -9.35 19 17 -10.53
2017-12-31 13F-HR DWAS / PowerShares DWA SmallCap Technical Leaders Portfolio 48.77 3,014 3,014 0.00 143 147 2.80
2017-12-31 13F-HR DIS / The Walt Disney Co. 107.51 24,399 25,457 4.34 2,405 2,737 13.80
2017-12-31 13F-HR OKE / ONEOK, Inc. 53.45 48,612 50,438 3.76 2,694 2,696 0.07
2017-12-31 13F-HR ACWV / iShares MSCI All Country World Minimum Volatility Index Fund 84.26 629 629 0.00 51 53 3.92
2017-12-31 13F-HR FDP / Fresh Del Monte Produce, Inc. 41.67 24 24 0.00 1 1 0.00
2017-12-31 13F-HR CHTR / Charter Communications, Inc. 338.24 37 136 267.57 3 46 1,433.33
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 27.03 37 37 0.00 1 1 0.00
2017-12-31 13F-HR TWX / Time Warner, Inc. 91.42 6,814 6,815 0.01 698 623 -10.74
2017-12-31 13F-HR SH / ProShares Short S&P500 Call 30.00 500 500 0.00 16 15 -6.25
2017-12-31 13F-HR DPG / Duff & Phelps Global Utility Income Fund Inc. 15.67 3,000 3,000 0.00 49 47 -4.08
2017-12-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 26.49 2,454 2,454 0.00 65 65 0.00
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. 10.20 1,000 5,100 410.00 13 52 300.00
2017-12-31 13F-HR RYE / Guggenheim S&P 500 Equal Weight Energy ETF 59.21 709 304 -57.12 39 18 -53.85
2017-12-31 13F-HR FEP / First Trust Europe AlphaDEX Fund 38.83 1,362 1,365 0.22 51 53 3.92
2017-12-31 13F-HR XSD / SPDR S&P Semiconductor ETF 69.85 11,119 11,010 -0.98 729 769 5.49
2017-12-31 13F-HR TPZ / Tortoise Power and Infrastructure Fund, Inc. 20.54 3,597 2,872 -20.16 77 59 -23.38
2017-12-31 13F-HR MDT / Medtronic plc 80.74 20,600 22,021 6.90 1,602 1,778 10.99
2017-12-31 13F-HR BCX / BlackRock Resources & Commodities Strategy Trust 9.77 103,021 103,492 0.46 916 1,011 10.37
2017-12-31 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.12 14,194 15,071 6.18 1,652 1,750 5.93
2017-12-31 13F-HR PXSV / PowerShares Fundamental Pure Small Value Portfolio 30.49 1,476 1,476 0.00 45 45 0.00
2017-12-31 13F-HR ACCO / Acco Brands Corp. 12.17 11,042 11,255 1.93 131 137 4.58
2017-12-31 13F-HR RZG / Guggenheim S&P Smallcap 600 Pure Growth ETF 114.29 1,336 1,400 4.79 147 160 8.84
2017-12-31 13F-HR ZAYO / Zayo Group Holdings, Inc. 35.00 200 200 0.00 7 7 0.00
2017-12-31 13F-HR EQWS / PowerShares Russell 2000 Equal Weight Portfolio 43.29 1,155 1,155 0.00 49 50 2.04
2017-12-31 13F-HR IYW / iShares U.S. Technology ETF 162.77 94,967 96,544 1.66 14,238 15,714 10.37
2017-12-31 13F-HR UBNT / Ubiquiti Networks, Inc. 71.19 145 295 103.45 8 21 162.50
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.88 6,205 6,417 3.42 335 365 8.96
2017-12-31 13F-HR PPC / Pilgrim's Pride Corp. 30.77 650 650 0.00 18 20 11.11
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.80 1,219 1,003 -17.72 78 67 -14.10
2017-12-31 13F-HR ICLN / iShares Global Clean Energy ETF 10.00 300 300 0.00 3 3 0.00
2017-12-31 13F-HR PXMG / PowerShares Fundamental Pure Mid Growth Portfolio 42.37 4,744 4,744 0.00 183 201 9.84
2017-12-31 13F-HR NG / NovaGold Resources Inc. 4.05 2,221 2,221 0.00 9 9 0.00
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.61 13,063 14,680 12.38 638 787 23.35
2017-12-31 13F-HR IWO / iShares Russell 2000 Growth ETF 186.52 15,547 2,166 -86.07 2,782 404 -85.48
2017-12-31 13F-HR FEYE / FireEye, Inc. 14.22 22,900 23,700 3.49 384 337 -12.24
2017-12-31 13F-HR AA / Alcoa Corp. 54.14 1,844 1,810 -1.84 86 98 13.95
2017-12-31 13F-HR VOT / Vanguard Mid-Cap Growth ETF 127.74 2,575 5,746 123.15 314 734 133.76
2017-12-31 13F-HR FSZ / First Trust Switzerland AlphaDEX Fund 52.75 8,287 45,027 443.34 426 2,375 457.51
2017-12-31 13F-HR ATR / AptarGroup, Inc. 86.40 3,565 3,565 0.00 308 308 0.00
2017-12-31 13F-HR BIIB / Biogen Inc. 319.34 578 548 -5.19 181 175 -3.31
2017-12-31 13F-HR FYC / First Trust Small Cap Growth AlphaDEX Fund 42.52 43,778 31,259 -28.60 1,804 1,329 -26.33
2017-12-31 13F-HR PFIG / PowerShares Fundamental Investment Grade Corporate Bond Portfolio 8,816 0 -100.00 226 0 -100.00
2017-12-31 13F-HR UVV / Universal Corp. 200 0 -100.00 11 0 -100.00
2017-12-31 13F-HR COHR / Coherent, Inc. 6 0 -100.00 1 0 -100.00
2017-12-31 13F-HR STARWOOD WAYPOINT HOMES / (85572F105) 560 0 -100.00 20 0
2017-12-31 13F-HR IUSB / iShares Core Total USD Bond Market ETF 65 0 -100.00 3 0 -100.00
2017-12-31 13F-HR XL / XL Group Ltd. 39 0 -100.00 2 0 -100.00
2017-12-31 13F-HR PSA / Public Storage 1 0 -100.00 0 0
2017-12-31 13F-HR MTLS / Materialise NV 280 0 -100.00 4 0 -100.00
2017-12-31 13F-HR OIL / Barclays iPath S&P GSCI Crude Oil Total Return Index ETN due on 8/14/2036 500 0 -100.00 3 0 -100.00
2017-12-31 13F-HR LCI / Lannett Co., Inc. 4,000 0 -100.00 74 0 -100.00
2017-12-31 13F-HR LKSD.WI / LSC Communications, Inc. 63 0 -100.00 1 0 -100.00
2017-12-31 13F-HR CCD / Calamos Dynamic Convertible & Income Fund 2,000 0 -100.00 41 0 -100.00
2017-12-31 13F-HR OCSL / Oaktree Specialty Lending Corporation 60 0 -100.00 0 0
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 675 0 -100.00 55 0 -100.00
2017-12-31 13F-HR ARCX / Arc Logistics Partners LP 100 0 -100.00 2 0 -100.00
2017-12-31 13F-HR VNO / Vornado Realty Trust 1,034 0 -100.00 79 0 -100.00
2017-12-31 13F-HR IYM / iShares U.S. Basic Materials ETF 1,110 0 -100.00 106 0 -100.00
2017-12-31 13F-HR Q / Quintiles Transitional Holdings Inc. 250 0 -100.00 24 0 -100.00
2017-12-31 13F-HR HES / Hess Corp. 100 0 -100.00 5 0 -100.00
2017-12-31 13F-HR HUB.A / Hubbell Inc 2 0 -100.00 0 0
2017-12-31 13F-HR SHLX / Shell Midstream Partners LP 500 0 -100.00 14 0 -100.00
2017-12-31 13F-HR SYRS / Syros Pharmaceuticals, Inc. 165 0 -100.00 2 0 -100.00
2017-12-31 13F-HR LODE / Comstock Mining, Inc. 625 0 -100.00 0 0
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 100 0 -100.00 17 0 -100.00
2017-12-31 13F-HR NYRT / New York REIT, Inc. 900 0 -100.00 7 0 -100.00
2017-12-31 13F-HR PRLB / Proto Labs, Inc. 95 0 -100.00 8 0 -100.00
2017-12-31 13F-HR REK / ProShares Short Real Estate 15.83 1,200 1,200 0.00 20 19 -5.00
2017-12-31 13F-HR IBM / International Business Machines Corp. 153.43 40,439 43,857 8.45 5,867 6,729 14.69
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.78 35,624 39,042 9.59 5,237 6,043 15.39
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 82.05 206 195 -5.34 16 16 0.00
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.63 11,131 12,509 12.38 1,310 1,509 15.19
2017-12-31 13F-HR EVV / Eaton Vance Limited Duration Income Fund 13.58 800 2,650 231.25 11 36 227.27
2017-12-31 13F-HR CFRX / ContraFect Corporation 1.00 1,000 1,000 0.00 1 1 0.00
2017-12-31 13F-HR EWL / iShares MSCI Switzerland Capped ETF 25.00 40 40 0.00 1 1 0.00
2017-12-31 13F-HR WBA / Walgreens Boots Alliance, Inc. 72.62 35,954 32,444 -9.76 2,776 2,356 -15.13
2017-12-31 13F-HR VSM / Versum Materials, Inc. 38.02 809 789 -2.47 31 30 -3.23
2017-12-31 13F-HR MXI / iShares S&P Global Materials Sector Index Fund 69.67 489 488 -0.20 32 34 6.25
2017-12-31 13F-HR YDIV / International Multi-Asset Diversified Income Index Fund 18.27 1,034 1,040 0.58 19 19 0.00
2017-12-31 13F-HR BIOS / BioScrip, Inc. 3.00 2,000 2,000 0.00 6 6 0.00
2017-12-31 13F-HR PCI / PIMCO Dynamic Credit Income Fund 22.47 4,540 4,539 -0.02 105 102 -2.86
2017-12-31 13F-HR KIE / SPDR S&P Insurance ETF 30.81 141 422 199.29 13 13 0.00
2017-12-31 13F-HR GBCI / Glacier Bancorp, Inc. 40.00 1,000 800 -20.00 38 32 -15.79
2017-12-31 13F-HR FXZ / First Trust Exchange-Traded AlphaDEX Fund 43.84 9,207 42,172 358.04 371 1,849 398.38
2017-12-31 13F-HR YMLI / Market Vectors High Income MLP ETF 13.40 4,700 4,700 0.00 67 63 -5.97
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.17 2,746 2,818 2.62 177 178 0.56
2017-12-31 13F-HR SEE / Sealed Air Corp. 50.00 200 200 0.00 9 10 11.11
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. 9.41 425 425 0.00 5 4 -20.00
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.54 5,708 5,779 1.24 92 84 -8.70
2017-12-31 13F-HR PXE / PowerShares Exchange-Trade Fund Trust 23.66 465 465 0.00 10 11 10.00
2017-12-31 13F-HR WING / Wingstop Inc. 39.00 1,000 1,000 0.00 33 39 18.18
2017-12-31 13F-HR DNL / WisdomTree Global ex-U.S. Growth Fund 60.00 400 400 0.00 23 24 4.35
2017-12-31 13F-HR SCHA / Schwab U.S. Small-Cap ETF 69.46 189 1,195 532.28 13 83 538.46
2017-12-31 13F-HR ABB / ABB Ltd. 28.00 200 250 25.00 5 7 40.00
2017-12-31 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.33 156 156 0.00 13 13 0.00
2017-12-31 13F-HR TR / Tootsie Roll Industries, Inc. 36.00 250 250 0.00 10 9 -10.00
2017-12-31 13F-HR FXL / First Trust Technology AlphaDEX® Fund 51.32 42,043 54,771 30.27 2,017 2,811 39.37
2017-12-31 13F-HR GWR / Genesee & Wyoming, Inc. 78.78 5,405 5,255 -2.78 400 414 3.50
2017-12-31 13F-HR GHC / Graham Holdings Company 560.00 200 200 0.00 117 112 -4.27
2017-12-31 13F-HR EMLC / VanEck Vectors ETF TR 18.98 7,892 7,798 -1.19 152 148 -2.63
2017-12-31 13F-HR VLO / Valero Energy Corp. 91.74 1,433 2,616 82.55 110 240 118.18
2017-12-31 13F-HR UNH / UnitedHealth Group Inc. 220.18 1,579 1,635 3.55 309 360 16.50
2017-12-31 13F-HR ETFC / E*TRADE Financial, Inc. 49.30 7 142 1,928.57 0 7
2017-12-31 13F-HR DDD / 3 D Systems Corp. 8.59 3,359 4,192 24.80 45 36 -20.00
2017-12-31 13F-HR PGX / PowerShares Preferred Portfolio 14.87 19,502 17,151 -12.06 293 255 -12.97
2017-12-31 13F-HR SRCL / Stericycle, Inc. 67.94 3,840 3,415 -11.07 275 232 -15.64
2017-12-31 13F-HR RYT / Guggenheim S&P 500 Equal Weight Technology ETF 138.46 65 65 0.00 9 9 0.00
2017-12-31 13F-HR MYL / Mylan N.V. 41.10 73 73 0.00 2 3 50.00
2017-12-31 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 51.51 2,912 2,912 0.00 142 150 5.63
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.59 4,850 6,008 23.88 273 352 28.94
2017-12-31 13F-HR PZA / PowerShares Exchange-Traded Fund Trust II 26.15 900 1,300 44.44 23 34 47.83
2017-12-31 13F-HR HIG / Hartford Financial Services Group, Inc. (The) 56.18 83 89 7.23 5 5 0.00
2017-12-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 72.83 7,528 8,307 10.35 526 605 15.02
2017-12-31 13F-HR RSP / Guggenheim S&P 500 Equal Weight ETF 101.00 16,332 15,861 -2.88 1,560 1,602 2.69
2017-12-31 13F-HR LOGM / LogMein, Inc. 117.65 34 34 0.00 4 4 0.00
2017-12-31 13F-HR JBLU / JetBlue Airways Corp. 21.82 550 550 0.00 10 12 20.00
2017-12-31 13F-HR NWL / Newell Brands Inc. 32.79 182 183 0.55 8 6 -25.00
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. 21.21 2,550 3,300 29.41 52 70 34.62
2017-12-31 13F-HR XTN / SPDR S&P Transportation ETF 62.50 48 48 0.00 3 3 0.00
2017-12-31 13F-HR LLL / L-3 Communications Holdings, Inc. 197.75 645 445 -31.01 122 88 -27.87
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 200.00 35 20 -42.86 5 4 -20.00
2017-12-31 13F-HR IUSG / iShares Core Russell U.S. Growth 53.77 18,296 54,699 198.97 924 2,941 218.29
2017-12-31 13F-HR FLR / Fluor Corp. 51.61 7,847 10,191 29.87 330 526 59.39
2017-12-31 13F-HR KEYS / Keysight Technologies Inc. 41.17 583 583 0.00 24 24 0.00
2017-12-31 13F-HR VVV / Valvoline Inc. 25.08 9,290 9,290 0.00 218 233 6.88
2017-12-31 13F-HR IPGP / IPG Photonics Corp. 213.33 150 150 0.00 28 32 14.29
2017-12-31 13F-HR T / AT & T, Inc. 38.88 106,279 115,254 8.44 4,163 4,481 7.64
2017-12-31 13F-HR VXUS / Vanguard Total International Stock ETF 57.30 890 890 0.00 49 51 4.08
2017-12-31 13F-HR EQAL / PowerShares Russell 1000 Equal Weight Portfolio 31.54 1,700 1,300 -23.53 50 41 -18.00
2017-12-31 13F-HR IONS / Ionis Pharmaceuticals, Inc. 48.39 160 124 -22.50 8 6 -25.00
2017-12-31 13F-HR IEUR / iShares Core MSCI Europe ETF 49.90 962 962 0.00 48 48 0.00
2017-12-31 13F-HR IYC / iShares U.S. Consumer Services ETF 181.82 66 66 0.00 11 12 9.09
2017-12-31 13F-HR QDF / FlexShares Quality Dividend Index Fund 45.04 6,450 6,283 -2.59 274 283 3.28
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 178.57 29 28 -3.45 4 5 25.00
2017-12-31 13F-HR SCHR / Schwab Intermediate-Term U.S. Treasury ETF 53.19 454 2,087 359.69 24 111 362.50
2017-12-31 13F-HR SUB / iShares Short-Term National Muni Bond ETF 105.93 236 236 0.00 25 25 0.00
2017-12-31 13F-HR EME / EMCOR Group, Inc. 81.68 4,136 4,089 -1.14 287 334 16.38
2017-12-31 13F-HR MCO / Moody's Corp. 150.00 100 100 0.00 14 15 7.14
2017-12-31 13F-HR WU / Western Union Co. (The) 20.00 250 250 0.00 5 5 0.00
2017-12-31 13F-HR FB / Facebook, Inc. 176.46 17,340 18,276 5.40 2,963 3,225 8.84
2017-12-31 13F-HR KKR / KKR & CO. L.P. 20.84 2,150 1,919 -10.74 44 40 -9.09
2017-12-31 13F-HR VYM / Vanguard High Dividend Yield ETF 85.73 2,196 2,123 -3.32 178 182 2.25
2017-12-31 13F-HR HL / Hecla Mining Co. 6.67 150 150 0.00 1 1 0.00
2017-12-31 13F-HR SCHH / Schwab U.S. REIT ETF 41.63 2,865 9,177 220.31 118 382 223.73
2017-12-31 13F-HR MGEE / MGE Energy, Inc. 63.11 2,474 2,646 6.95 160 167 4.38
2017-12-31 13F-HR FBZ / First Trust Exchange Traded Alphadex FD II 15.89 881 881 0.00 15 14 -6.67
2017-12-31 13F-HR HUBS / HubSpot, Inc. 90.00 100 9
2017-12-31 13F-HR PNC / PNC Financial Services Group, Inc. (The) 144.42 3,383 3,649 7.86 456 527 15.57
2017-12-31 13F-HR CIBR / First Trust ISE Global Copper Index Fund 23.32 1,501 1,501 0.00 33 35 6.06
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.93 29,581 36,424 23.13 2,825 3,895 37.88
2017-12-31 13F-HR PPH / VanEck Vectors ETF TR 50.00 20 20 0.00 1 1 0.00
2017-12-31 13F-HR MNGA / MagneGas Corp. 0.00 30 30 0.00 0 0
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.80 1,744 4,316 147.48 266 694 160.90
2017-12-31 13F-HR CENT / Central Garden & Pet Co. 0.00 5 5 0.00 0 0
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 20.01 174,410 188,981 8.35 3,502 3,782 8.00
2017-12-31 13F-HR STM / STMicroelectronics N.V. 21.81 1,911 1,834 -4.03 37 40 8.11
2017-12-31 13F-HR PDCO / Patterson Companies, Inc. 36.07 3,502 3,382 -3.43 135 122 -9.63
2017-12-31 13F-HR OPK / Opko Health, Inc. 4.80 1,250 1,250 0.00 9 6 -33.33
2017-12-31 13F-HR NFLX / Netflix, Inc. 191.91 3,415 3,684 7.88 619 707 14.22
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.05 6,052 7,017 15.95 1,186 1,502 26.64
2017-12-31 13F-HR ROK / Rockwell Automation, Inc. 196.81 395 376 -4.81 70 74 5.71
2017-12-31 13F-HR NXRT / NexPoint Residential Trust, Inc. 27.03 333 333 0.00 8 9 12.50
2017-12-31 13F-HR QSII / Quality Systems, Inc. 14.00 1,000 1,000 0.00 16 14 -12.50
2017-12-31 13F-HR SNH / Senior Housing Properties Trust 17.14 175 175 0.00 3 3 0.00
2017-12-31 13F-HR ETR / Entergy Corp. 81.15 1,300 1,602 23.23 99 130 31.31
2017-12-31 13F-HR HOG / Harley-Davidson, Inc. 50.86 8,922 8,022 -10.09 430 408 -5.12
2017-12-31 13F-HR RPG / Guggenheim S&P 500 Pure Growth ETF 104.87 2,635 2,651 0.61 264 278 5.30
2017-12-31 13F-HR AGN / Allergan plc 163.71 733 1,692 130.83 150 277 84.67
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.08 7,183 8,191 14.03 1,086 1,344 23.76
2017-12-31 13F-HR BAX / Baxter International, Inc. 64.70 2,503 2,504 0.04 157 162 3.18
2017-12-31 13F-HR ENV / Envestnet, Inc. 51.43 175 175 0.00 9 9 0.00
2017-12-31 13F-HR NUV / Nuveen Municipal Value Fund, Inc. 10.00 1,000 1,000 0.00 10 10 0.00
2017-12-31 13F-HR MSFT / Microsoft Corp. 85.54 54,416 57,683 6.00 4,053 4,934 21.74
2017-12-31 13F-HR VDE / Vanguard Energy ETF 100.28 359 359 0.00 34 36 5.88
2017-12-31 13F-HR PYPL / PayPal Holdings, Inc. 73.60 14,252 9,375 -34.22 913 690 -24.42
2017-12-31 13F-HR SPTL / SPDR Portfolio Long Term Treasur 37.04 341 1,107 224.63 25 41 64.00
2017-12-31 13F-HR MCHP / Microchip Technology Inc. 87.95 2,104 2,274 8.08 189 200 5.82
2017-12-31 13F-HR ILF / iShares Latin America 40 ETF 34.20 150 13,920 9,180.00 5 476 9,420.00
2017-12-31 13F-HR PSCD / PowerShares Exchange-Traded Fund Trust II 61.07 393 393 0.00 22 24 9.09
2017-12-31 13F-HR MUI / BlackRock Muni Intermediate Duration Fund, Inc. 13.88 8,796 8,861 0.74 125 123 -1.60
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.33 22,908 23,427 2.27 2,287 2,491 8.92
2017-12-31 13F-HR KR / Kroger Co. 27.44 14,139 9,911 -29.90 284 272 -4.23
2017-12-31 13F-HR FWONK / Liberty Media, Formula One Group Series C 40.00 75 75 0.00 3 3 0.00
2017-12-31 13F-HR FCEF / First Tr Exchange-Traded Fd VII 22.31 1,689 1,703 0.83 37 38 2.70
2017-12-31 13F-HR ARLP / Alliance Resource Partners, L.P. 20.00 900 900 0.00 17 18 5.88
2017-12-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 38.22 1,682 1,727 2.68 61 66 8.20
2017-12-31 13F-HR PMF / PIMCO Municipal Income Fund 13.00 37,405 37,624 0.59 511 489 -4.31
2017-12-31 13F-HR GDV / Gabelli Dividend & Income Trust (The) 24.00 375 375 0.00 8 9 12.50
2017-12-31 13F-HR SNAP / Snapchat, Inc. 14.64 11,502 5,327 -53.69 167 78 -53.29
2017-12-31 13F-HR VUG / Vanguard Growth ETF 140.65 4,204 4,202 -0.05 558 591 5.91
2017-12-31 13F-HR GSAT / Globalstar, Inc. 1.33 31,000 21,000 -32.26 51 28 -45.10
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.38 1,650 1,050 -36.36 25 13 -48.00
2017-12-31 13F-HR SIVR / ETFS Silver Trust 16.95 295 295 0.00 5 5 0.00
2017-12-31 13F-HR FXN / First Trust Exchange-Traded AlphaDEX Fund 15.47 31,868 47,048 47.63 457 728 59.30
2017-12-31 13F-HR BLL / Ball Corp. 37.88 2,381 3,881 63.00 98 147 50.00
2017-12-31 13F-HR V / Visa, Inc. 114.05 17,160 17,782 3.62 1,806 2,028 12.29
2017-12-31 13F-HR LYG / Lloyds Banking Group plc 3.74 66,489 66,489 0.00 243 249 2.47
2017-12-31 13F-HR FEI / First Trust MLP and Energy Income Fund 15.62 4,297 4,352 1.28 66 68 3.03
2017-12-31 13F-HR ITRI / Itron, Inc. 68.97 116 116 0.00 9 8 -11.11
2017-12-31 13F-HR CIR / CIRCOR International, Inc. 50.00 100 100 0.00 5 5 0.00
2017-12-31 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 58.52 5,359 3,930 -26.67 294 230 -21.77
2017-12-31 13F-HR EGN / Energen Corp. 60.00 50 50 0.00 3 3 0.00
2017-12-31 13F-HR LMT / Lockheed Martin Corp. 321.09 4,131 4,684 13.39 1,282 1,504 17.32
2017-12-31 13F-HR IYF / iShares U.S. Financial ETF 119.43 85,588 83,369 -2.59 9,596 9,957 3.76
2017-12-31 13F-HR MTW / Manitowoc Co., Inc. (The) 40.00 400 100 -75.00 4 4 0.00
2017-12-31 13F-HR HDV / iShares Core High Dividend ETF 90.57 277 265 -4.33 24 24 0.00
2017-12-31 13F-HR SPY / SPDR S&P 500 ETF Trust 266.85 11,765 13,401 13.91 2,956 3,576 20.97
2017-12-31 13F-HR LKQ / LKQ Corp. 40.00 450 450 0.00 16 18 12.50
2017-12-31 13F-HR COP / ConocoPhillips 54.87 9,642 8,784 -8.90 483 482 -0.21
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.14 4,650 4,411 -5.14 852 874 2.58
2017-12-31 13F-HR FBHS / Fortune Brands Home & Security, Inc. 68.49 7,051 6,994 -0.81 474 479 1.05
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.77 27,167 27,347 0.66 2,123 2,701 27.23
2017-12-31 13F-HR HBAN / Huntington Bancshares, Inc. 13.99 284 286 0.70 4 4 0.00
2017-12-31 13F-HR SZC / Cushing Renaissance Fund (The) 20.31 49,530 1,006
2017-12-31 13F-HR WEN / The Wendy's Company 15.98 436 438 0.46 7 7 0.00
2017-12-31 13F-HR KLXI / KLX Inc. 60.00 50 50 0.00 3 3 0.00
2017-12-31 13F-HR CRI / Carter's, Inc. 117.65 1,466 1,479 0.89 145 174 20.00
2017-12-31 13F-HR AGNC / AGNC Investment Corp. 20.20 15,144 15,148 0.03 328 306 -6.71
2017-12-31 13F-HR AVP / Avon Products, Inc. 2.86 665 350 -47.37 2 1 -50.00
2017-12-31 13F-HR IJH / iShares Core S&P MidCap ETF 189.58 1,620 1,535 -5.25 290 291 0.34
2017-12-31 13F-HR TTC / Toro Company (The) 63.83 94 94 0.00 6 6 0.00
2017-12-31 13F-HR XUSAX / Liberty All Star Equity Fund 6.30 17,690 16,667 -5.78 107 105 -1.87
2017-12-31 13F-HR VTIP / Vanguard Short-Term Inflation-Protected Securities Index Fund 49.06 1,223 1,223 0.00 60 60 0.00
2017-12-31 13F-HR IBDM / iShares iBonds Dec 2021 Corporate ETF 25.00 40 1
2017-12-31 13F-HR CDW / CDW Corporation 62.50 64 64 0.00 4 4 0.00
2017-12-31 13F-HR VIAB / Viacom, Inc. 30.82 2,500 3,050 22.00 70 94 34.29
2017-12-31 13F-HR FVC / First Trust High Income ETF 26.92 260 260 0.00 6 7 16.67
2017-12-31 13F-HR PHO / PowerShares Water Resources Portfolio 30.37 2,898 2,898 0.00 83 88 6.02
2017-12-31 13F-HR GWW / Grainger (W.W.), Inc. 236.22 6,234 6,765 8.52 1,121 1,598 42.55
2017-12-31 13F-HR ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund 17.35 0 461 0 8
2017-12-31 13F-HR FTXO / First Trust High Income ETF 29.36 40,043 197,834 394.05 1,106 5,808 425.14
2017-12-31 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 196.08 51 10
2017-12-31 13F-HR HYH / Halyard Health, Inc. 44.78 201 201 0.00 9 9 0.00
2017-12-31 13F-HR DFS / Discover Financial Services 74.32 148 148 0.00 10 11 10.00
2017-12-31 13F-HR GPM / Guggenheim Enhanced Equity Income Fund 8.90 26,846 26,846 0.00 230 239 3.91
2017-12-31 13F-HR SAVE / Spirit Airlines, Inc. 42.86 0 140 0 6
2017-12-31 13F-HR MXF / Mexico Fund, Inc. (The) 16.39 427 427 0.00 7 7 0.00
2017-12-31 13F-HR ARCC / Ares Capital Corp. 16.09 1,341 1,305 -2.68 22 21 -4.55
2017-12-31 13F-HR ACN / Accenture plc 153.13 9,307 9,763 4.90 1,257 1,495 18.93
2017-12-31 13F-HR FHK / First Trust Hong Kong AlphaDEX Fund 42.39 10,029 9,626 -4.02 426 408 -4.23
2017-12-31 13F-HR NVS / Novartis AG 83.97 21,866 22,734 3.97 1,877 1,909 1.70
2017-12-31 13F-HR ETY / Eaton Vance Tax-Managed Diversified Income Fund 12.29 0 4,150 0 51
2017-12-31 13F-HR PFE / Pfizer, Inc. 36.22 96,317 93,758 -2.66 3,439 3,396 -1.25
2017-12-31 13F-HR REMX / Market Vectors Rare Earth/Strategic Metals ETF 32.26 62 62 0.00 2 2 0.00
2017-12-31 13F-HR MAN / ManpowerGroup 126.22 1,640 1,640 0.00 193 207 7.25
2017-12-31 13F-HR CSX / CSX Corp. 55.02 5,549 4,671 -15.82 301 257 -14.62
2017-12-31 13F-HR IBB / iShares Nasdaq Biotechnology ETF 106.38 186 141 -24.19 62 15 -75.81
2017-12-31 13F-HR HAS / Hasbro, Inc. 90.83 1,080 1,167 8.06 105 106 0.95
2017-12-31 13F-HR IWR / iShares Russell Mid-Cap ETF 207.93 3,423 2,068 -39.59 675 430 -36.30
2017-12-31 13F-HR FJP / First Trust Japan AlphaDEX Fund 61.78 259 259 0.00 14 16 14.29
2017-12-31 13F-HR MTN / Vail Resorts, Inc. 211.91 84 571 579.76 19 121 536.84
2017-12-31 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.83 4,558 4,566 0.18 86 86 0.00
2017-12-31 13F-HR GRID / First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fun 50.68 296 15
2017-12-31 13F-HR FL / Foot Locker, Inc. 50.00 100 100 0.00 4 5 25.00
2017-12-31 13F-HR FISV / Fiserv, Inc. 130.00 100 100 0.00 13 13 0.00
2017-12-31 13F-HR ARKK / ARK Innovation ETF 36.80 900 1,250 38.89 31 46 48.39
2017-12-31 13F-HR PKO / PIMCO Income Opportunity Fund 26.67 525 525 0.00 14 14 0.00
2017-12-31 13F-HR CCJ / Cameco Corp. 9.84 305 305 0.00 3 3 0.00
2017-12-31 13F-HR AMBA / Ambarella, Inc. 58.79 4,276 1,820 -57.44 210 107 -49.05
2017-12-31 13F-HR HTD / John Hancock Tax-Advantaged Dividend Income Fund 24.39 820 820 0.00 21 20 -4.76
2017-12-31 13F-HR LVNTA / Liberty Interactive Ventures Corp Series A 68.97 29 29 0.00 2 2 0.00
2017-12-31 13F-HR JKS / JinkoSolar Holdings Co., Ltd. 24.21 100 413 313.00 2 10 400.00
2017-12-31 13F-HR MINT / PIMCO Enhanced Short Maturity Strategy Fund 102.86 0 350 0 36
2017-12-31 13F-HR XHB / SPDR S&P Homebuilders ETF 44.39 3,194 3,199 0.16 127 142 11.81
2017-12-31 13F-HR WY / Weyerhaeuser Co. 35.27 21,962 22,654 3.15 747 799 6.96
2017-12-31 13F-HR LEA / Lear Corp. 176.29 880 1,004 14.09 152 177 16.45
2017-12-31 13F-HR VFH / Vanguard Financials ETF 70.19 2,615 3,505 34.03 171 246 43.86
2017-12-31 13F-HR TEF / Telefonica S.A. 9.74 7,395 7,395 0.00 80 72 -10.00
2017-12-31 13F-HR HYS / PIMCO 0-5 Year High Yield Corporate Bond Index Fund 100.36 12,363 1,395 -88.72 1,255 140 -88.84
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. 8.47 1,190 590 -50.42 13 5 -61.54
2017-12-31 13F-HR FDS / FactSet Research Systems, Inc. 192.51 1,316 1,522 15.65 237 293 23.63
2017-12-31 13F-HR VOE / Vanguard Mid-Cap Value ETF 111.62 8,683 10,724 23.51 917 1,197 30.53
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 45.45 550 550 0.00 25 25 0.00
2017-12-31 13F-HR SLCA / U.S. Silica Holdings, Inc. 32.05 156 156 0.00 5 5 0.00
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.36 750 550 -26.67 35 20 -42.86
2017-12-31 13F-HR HBANP / Huntington Bancshares, Inc. 1,403.51 57 57 0.00 84 80 -4.76
2017-12-31 13F-HR AVGO / Broadcom Limited 256.81 3,339 4,221 26.42 810 1,084 33.83
2017-12-31 13F-HR VPL / Vanguard MSCI Pacific ETF 72.30 816 816 0.00 56 59 5.36
2017-12-31 13F-HR MAR / Marriott International, Inc. 131.58 76 76 0.00 8 10 25.00
2017-12-31 13F-HR FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund 43.37 6,068 6,894 13.61 251 299 19.12
2017-12-31 13F-HR NDP / Tortoise Energy Independence Fund, Inc. 13.21 5,678 5,678 0.00 76 75 -1.32
2017-12-31 13F-HR YHOO / Yahoo! Inc. 71.94 339 139 -59.00 22 10 -54.55
2017-12-31 13F-HR FEZ / SPDR Euro STOXX 50 ETF 40.58 3,131 3,524 12.55 129 143 10.85
2017-12-31 13F-HR DRE / Duke Realty Corp. 27.78 360 360 0.00 10 10 0.00
2017-12-31 13F-HR DNN / Denison Mines Corp. 0.78 3,000 1,284 -57.20 1 1 0.00
2017-12-31 13F-HR LRCX / Lam Research Corp. 181.16 147 138 -6.12 27 25 -7.41
2017-12-31 13F-HR FTC / First Trust Large Cap Growth AlphaDEX® Fund 61.19 0 81,582 0 4,992
2017-12-31 13F-HR TER / Teradyne, Inc. 42.86 70 70 0.00 3 3 0.00
2017-12-31 13F-HR GSLC / Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF 52.50 750 400 -46.67 37 21 -43.24
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.75 8,919 9,814 10.03 692 763 10.26
2017-12-31 13F-HR EQBK / Equity Bancshares, Inc. 35.50 12,500 2,000 -84.00 445 71 -84.04
2017-12-31 13F-HR MFT / BlackRock MuniYield Investment Quality Fund 14.12 1,700 1,700 0.00 25 24 -4.00
2017-12-31 13F-HR DOW / Dow Chemical Co. (The) 71.24 14,089 13,855 -1.66 975 987 1.23
2017-12-31 13F-HR RF / Regions Financial Corp. 17.32 10,359 10,506 1.42 158 182 15.19
2017-12-31 13F-HR SPPP / Sprott Physical Platinum and Palladium 9.52 2,100 2,100 0.00 18 20 11.11
2017-12-31 13F-HR BA / Boeing Company (The) 294.96 5,998 6,611 10.22 1,525 1,950 27.87
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.22 3,155 4,412 39.84 295 451 52.88
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.66 633 403 -36.33 146 99 -32.19
2017-12-31 13F-HR TJX / TJX Companies, Inc. (The) 76.35 3,480 3,340 -4.02 257 255 -0.78
2017-12-31 13F-HR EWC / iShares MSCI Canada ETF 30.81 357 357 0.00 10 11 10.00
2017-12-31 13F-HR NP / Neenah Paper, Inc. 89.29 168 168 0.00 14 15 7.14
2017-12-31 13F-HR MEN / BlackRock MuniEnhanced Fund, Inc. 11.72 4,000 6,231 55.77 47 73 55.32
2017-12-31 13F-HR PAYX / Paychex, Inc. 68.05 20,502 12,490 -39.08 1,229 850 -30.84
2017-12-31 13F-HR MVF / BlackRock MuniVest Fund, Inc. 9.58 5,525 5,535 0.18 54 53 -1.85
2017-12-31 13F-HR EQWM / PowerShares Russell Midcap Equal Weight Portfolio 47.42 1,455 1,455 0.00 66 69 4.55
2017-12-31 13F-HR OHI / Omega HealthCare Investors, Inc. 28.04 1,037 749 -27.77 33 21 -36.36
2017-12-31 13F-HR FTV / Fortive Corporation 74.07 166 216 30.12 12 16 33.33
2017-12-31 13F-HR VRTX / Vertex Pharmaceuticals Inc. 150.00 100 100 0.00 15 15 0.00
2017-12-31 13F-HR TWOU / 2U, Inc. 67.80 59 59 0.00 3 4 33.33
2017-12-31 13F-HR FVD / First Trust Value Line Dividend Index Fund 30.86 74,753 79,709 6.63 2,224 2,460 10.61
2017-12-31 13F-HR PKG / Packaging Corp. of America 123.46 81 81 0.00 9 10 11.11
2017-12-31 13F-HR ABBV / AbbVie Inc. 96.71 34,363 33,677 -2.00 3,054 3,257 6.65
2017-12-31 13F-HR DCI / Donaldson Co., Inc. 49.00 0 1,000 0 49
2017-12-31 13F-HR DGRO / iShares Core Dividend Growth ETF 40.00 50 2
2017-12-31 13F-HR PNC.WS / PNC Financial Services Group, Inc., Warrant 77.05 610 610 0.00 41 47 14.63
2017-12-31 13F-HR GLOG / GasLog Ltd. 20.00 100 100 0.00 2 2 0.00
2017-12-31 13F-HR MMP / Magellan Midstream Partners, L.P. 70.83 1,239 593 -52.14 88 42 -52.27
2017-12-31 13F-HR RFDA / RiverFront Dynamic US Dividend Advantage ETF 31.70 10,081 9,495 -5.81 302 301 -0.33
2017-12-31 13F-HR WOR / Worthington Industries, Inc. 44.04 9,896 12,987 31.23 455 572 25.71
2017-12-31 13F-HR PCG / PG&E Corp. 42.33 194 189 -2.58 13 8 -38.46
2017-12-31 13F-HR NDAQ / Nasdaq, Inc. 76.80 3,841 3,841 0.00 298 295 -1.01
2017-12-31 13F-HR ITB / iShares U.S. Home Construction ETF 43.72 4,736 4,780 0.93 173 209 20.81
2017-12-31 13F-HR YY / YY Inc. 112.00 1,450 250 -82.76 126 28 -77.78
2017-12-31 13F-HR MQT / BlackRock Muniyield Quality Fund II, Inc. 13.41 1,566 1,566 0.00 21 21 0.00
2017-12-31 13F-HR PWV / PowerShares Dynamic Large Cap Value Portfolio 38.81 6,725 6,725 0.00 251 261 3.98
2017-12-31 13F-HR DUK / Duke Energy Corp. (Holding Co.) 83.97 1,058 524 -50.47 89 44 -50.56
2017-12-31 13F-HR DWX / SPDR S&P Intl Dividend ETF 39.60 247 101 -59.11 10 4 -60.00
2017-12-31 13F-HR BPL / Buckeye Partners, L.P. 50.00 200 200 0.00 11 10 -9.09
2017-12-31 13F-HR SIRI / Sirius XM Holdings Inc. 5.42 2,400 2,400 0.00 13 13 0.00
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.04 6,723 529 -92.13 350 27 -92.29
2017-12-31 13F-HR NMY / Nuveen Maryland Premium Income Municipal Fund, Inc. 12.16 740 740 0.00 9 9 0.00
2017-12-31 13F-HR DVN / Devon Energy Corp. 42.00 943 500 -46.98 35 21 -40.00
2017-12-31 13F-HR MKC / McCormick & Co., Inc. 101.91 108 11,834 10,857.41 11 1,206 10,863.64
2017-12-31 13F-HR SHW / Sherwin-Williams Co. (The) 408.07 183 223 21.86 66 91 37.88
2017-12-31 13F-HR CF / CF Industries Holding, Inc. 36.36 0 55 0 2
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 10.00 2,000 20
2017-12-31 13F-HR PKB / PowerShares Exchange-Trade Fund Trust 36.59 82 82 0.00 3 3 0.00
2017-12-31 13F-HR IEI / iShares 3-7 Year Treasury Bond ETF 122.16 775 704 -9.16 96 86 -10.42
2017-12-31 13F-HR FNI / First Trust ISE-Chindia Index Fund 39.59 15,223 67,384 342.65 583 2,668 357.63
2017-12-31 13F-HR KNDI / Kandi Technolgies Group, Inc. 7.50 400 400 0.00 2 3 50.00
2017-12-31 13F-HR MPC / Marathon Petroleum Corp. 66.02 8,673 10,315 18.93 486 681 40.12
2017-12-31 13F-HR NRP / Natural Resource Partners L.P. 26.67 300 300 0.00 7 8 14.29
2017-12-31 13F-HR NOC / Northrop Grumman Corp. 306.95 1,228 1,251 1.87 353 384 8.78
2017-12-31 13F-HR MAS / Masco Corp. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR LL / Lumber Liquidators Holdings, Inc. 31.76 150 850 466.67 6 27 350.00
2017-12-31 13F-HR GPRO / GoPro, Inc. 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR ZOES / Zoe's Kitchen, Inc. 20.00 200 100 -50.00 3 2 -33.33
2017-12-31 13F-HR TMO / Thermo Fisher Scientific, Inc. 189.83 4,226 4,483 6.08 800 851 6.38
2017-12-31 13F-HR SFM / Sprouts Farmers Market, Inc. 24.30 7,055 4,855 -31.18 132 118 -10.61
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.10 14,630 12,271 -16.12 656 578 -11.89
2017-12-31 13F-HR GLPI / Gaming and Leisure Properties, Inc. 37.00 1,000 1,000 0.00 37 37 0.00
2017-12-31 13F-HR DPS / Dr. Pepper Snapple Group, Inc. 97.12 6,083 6,672 9.68 538 648 20.45
2017-12-31 13F-HR SDS / ProShares UltraShort S&P500 41.05 0 22,997 0 944
2017-12-31 13F-HR TIME / Time Inc. 21.74 138 138 0.00 2 3 50.00
2017-12-31 13F-HR AMGN / Amgen Inc. 173.92 15,782 20,142 27.63 2,943 3,503 19.03
2017-12-31 13F-HR SMB / VanEck Vectors ETF TR 17.26 3,854 5,678 47.33 68 98 44.12
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.61 2,675 2,875 7.48 82 88 7.32
2017-12-31 13F-HR FTRPR / Frontier Communications Corp. 8.55 111 117 5.41 1 1 0.00
2017-12-31 13F-HR MAT / Mattel, Inc. 15.43 602 1,102 83.06 9 17 88.89
2017-12-31 13F-HR RHI / Robert Half International, Inc 54.29 350 350 0.00 18 19 5.56
2017-12-31 13F-HR PGLC / Pershing Gold Corporation 0.00 27 27 0.00 0 0
2017-12-31 13F-HR MA / MasterCard Incorporated 151.38 11,328 10,933 -3.49 1,600 1,655 3.44
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 62.63 495 495 0.00 31 31 0.00
2017-12-31 13F-HR GNRC / Generac Holding Inc. 49.44 5,400 5,400 0.00 248 267 7.66
2017-12-31 13F-HR GSK / GlaxoSmithKline plc 35.50 24,225 15,636 -35.46 984 555 -43.60
2017-12-31 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 65.72 908 75,548 8,220.26 56 4,965 8,766.07
2017-12-31 13F-HR QTWO / Q2 Holdings, Inc. 36.67 900 900 0.00 37 33 -10.81
2017-12-31 13F-HR FPF / First Trust Intermediate Duration Preferred & Income Fund 24.37 16,527 18,302 10.74 409 446 9.05
2017-12-31 13F-HR WTFC / Wintrust Financial Corp. 82.77 39 1,039 2,564.10 3 86 2,766.67
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.30 4,331 4,413 1.89 94 94 0.00
2017-12-31 13F-HR PJC / Piper Jaffray Companies, Inc. 93.02 43 43 0.00 3 4 33.33
2017-12-31 13F-HR STI / SunTrust Banks, Inc. 64.56 11,084 11,121 0.33 663 718 8.30
2017-12-31 13F-HR GDXJ / VanEck Vectors Junior Gold Miners ETF 33.97 1,354 1,354 0.00 45 46 2.22
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 181.82 11 11 0.00 2 2 0.00
2017-12-31 13F-HR FGD / First Trust Dow Jones Global Select Dividend Index Fund 26.15 1,866 1,874 0.43 48 49 2.08
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.36 3,498 3,531 0.94 3,363 4,129 22.78
2017-12-31 13F-HR TCPC / TCP Capital Corp. 15.38 775 650 -16.13 13 10 -23.08
2017-12-31 13F-HR WPX / WPX Energy, Inc. 16.00 250 250 0.00 3 4 33.33
2017-12-31 13F-HR NYLD / NRG Yield, Inc. 18.75 480 480 0.00 9 9 0.00
2017-12-31 13F-HR UPS / United Parcel Service, Inc. 119.13 17,076 18,023 5.55 2,051 2,147 4.68
2017-12-31 13F-HR OCLR / Oclaro, Inc 6.50 1,000 2,000 100.00 9 13 44.44
2017-12-31 13F-HR XUTGX / Reaves Utility Income Fund 30.95 1,302 8,466 550.23 0 262
2017-12-31 13F-HR GVA / Granite Construction, Inc. 63.46 15,570 14,150 -9.12 902 898 -0.44
2017-12-31 13F-HR PEI / Pennsylvania Real Estate Investment Trust 11.58 460 950 106.52 5 11 120.00
2017-12-31 13F-HR WCC / Wesco International, Inc. 68.12 5,480 6,136 11.97 319 418 31.03
2017-12-31 13F-HR UHS / Universal Health Services, Inc. 110.00 100 100 0.00 11 11 0.00
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.82 318 9,360 2,843.40 40 1,187 2,867.50
2017-12-31 13F-HR AMID / American Midstream Partners LP 10.00 100 100 0.00 1 1 0.00
2017-12-31 13F-HR SCHE / Schwab Emerging Markets Equity ETF 27.91 1,114 5,375 382.50 30 150 400.00
2017-12-31 13F-HR MOMO / Momo Inc. 24.45 2,400 7,525 213.54 75 184 145.33
2017-12-31 13F-HR XEL / Xcel Energy, Inc. 48.14 16,022 16,183 1.00 758 779 2.77
2017-12-31 13F-HR EWS / iShares MSCI Singapore ETF 25.93 33,627 36,440 8.37 822 945 14.96
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.76 5,080 5,580 9.84 420 512 21.90
2017-12-31 13F-HR PCN / PIMCO Corporate & Income Strategy Fund 17.05 1,035 1,056 2.03 18 18 0.00
2017-12-31 13F-HR DXCM / DexCom, Inc. 57.50 400 400 0.00 20 23 15.00
2017-12-31 13F-HR BABY / Natus Medical, Inc. 38.15 2,732 2,464 -9.81 102 94 -7.84
2017-12-31 13F-HR UPL / Ultra Petroleum Corp. 8.74 572 572 0.00 5 5 0.00
2017-12-31 13F-HR UFPI / Universal Forest Products, Inc. 37.33 0 1,500 0 56
2017-12-31 13F-HR REG / Regency Centers Corp. 69.62 474 474 0.00 29 33 13.79
2017-12-31 13F-HR EWU / iShares MSCI United Kingdom ETF 40.00 50 50 0.00 2 2 0.00
2017-12-31 13F-HR RGA / Reinsurance Group of America, Inc. 152.78 144 144 0.00 20 22 10.00
2017-12-31 13F-HR ORCL / Oracle Corp. 47.28 56,141 59,385 5.78 2,714 2,808 3.46
2017-12-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 53.12 7,815 11,277 44.30 386 599 55.18
2017-12-31 13F-HR SIX / Six Flags Entertainment Corp 66.55 1,070 2,900 171.03 65 193 196.92
2017-12-31 13F-HR CCL / Carnival Corp. 66.40 541 497 -8.13 35 33 -5.71
2017-12-31 13F-HR RGC / Regal Entertainment Group 23.00 3,000 3,000 0.00 48 69 43.75
2017-12-31 13F-HR RE / Everest RE Group, Ltd. (Holding Co.) 222.22 100 225 125.00 23 50 117.39
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 33.33 150 150 0.00 5 5 0.00
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 55.73 646 646 0.00 31 36 16.13
2017-12-31 13F-HR DUSA / Davis Fundamental ETF Trust Davis Select U.S. Equity ETF 23.33 1,500 1,500 0.00 33 35 6.06
2017-12-31 13F-HR RTN / Raytheon Co. 187.92 1,806 1,921 6.37 337 361 7.12
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.83 17,278 14,816 -14.25 4,370 3,983 -8.86
2017-12-31 13F-HR PLT / Plantronics, Inc. 49.50 101 101 0.00 4 5 25.00
2017-12-31 13F-HR FV / First Trust Dorsey Wright Focus 5 ETF 27.57 108,957 108,708 -0.23 2,851 2,997 5.12
2017-12-31 13F-HR GWX / SPDR S&P Intl Small Cap ETF 35.57 7,717 759 -90.16 270 27 -90.00
2017-12-31 13F-HR JD / JD.com, Inc. 41.73 1,222 51
2017-12-31 13F-HR DFNL / Davis Fundamental ETF Trust Davis Select Financial ETF 24.00 750 1,000 33.33 17 24 41.18
2017-12-31 13F-HR NTLA / Intellia Therapeutics, Inc. 19.43 862 1,287 49.30 21 25 19.05
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.85 3,115 2,383 -23.50 50 33 -34.00
2017-12-31 13F-HR SPLV / PowerShares S&P 500 Low Volatility Portfolio 47.60 2,863 2,878 0.52 131 137 4.58
2017-12-31 13F-HR XEC / Cimarex Energy Co. 122.23 2,077 2,078 0.05 236 254 7.63
2017-12-31 13F-HR SRG / Seritage Growth Properties 40.00 1,700 700 -58.82 78 28 -64.10
2017-12-31 13F-HR BZF / WisdomTree Dreyfus Brazilian Real Fund 20.00 200 200 0.00 4 4 0.00
2017-12-31 13F-HR UNP / Union Pacific Corp. 134.14 9,565 9,572 0.07 1,109 1,284 15.78
2017-12-31 13F-HR RRD / Donnelley (R.R.) & Sons Co. 9.09 1,489 660 -55.67 15 6 -60.00
2017-12-31 13F-HR PWB / PowerShares Exchange-Trade Fund Trust 41.43 6,952 6,952 0.00 271 288 6.27
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.56 900 900 0.00 22 23 4.55
2017-12-31 13F-HR XPH / SPDR S&P Pharmaceuticals ETF 44.12 544 544 0.00 23 24 4.35
2017-12-31 13F-HR FDIV / First Trust Enhanced Short Maturity ETF 50.00 100 20 -80.00 5 1 -80.00
2017-12-31 13F-HR WAGE / WageWorks Inc. 62.86 175 175 0.00 11 11 0.00
2017-12-31 13F-HR IDXX / IDEXX Laboratories, Inc. 156.36 100 1,100 1,000.00 16 172 975.00
2017-12-31 13F-HR QABA / First Trust Nasdaq ABA Community Bank Index Fund 52.40 11,990 12,461 3.93 632 653 3.32
2017-12-31 13F-HR PBJ / PowerShares Exchange-Trade Fund Trust 34.00 1,000 1,000 0.00 32 34 6.25
2017-12-31 13F-HR MTB / M & T Bank Corp. 171.07 3,084 3,139 1.78 497 537 8.05
2017-12-31 13F-HR MLPA / Global X MLP ETF 9.68 1,665 1,446 -13.15 17 14 -17.65
2017-12-31 13F-HR VDC / Vanguard Consumer Staples ETF 161.29 31 31 0.00 4 5 25.00
2017-12-31 13F-HR DGX / Quest Diagnostics, Inc. 97.56 410 410 0.00 38 40 5.26
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 65.71 350 350 0.00 22 23 4.55
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 61.11 100 180 80.00 6 11 83.33
2017-12-31 13F-HR AAPL / Apple, Inc. 169.23 66,343 66,442 0.15 10,225 11,244 9.97
2017-12-31 13F-HR TXN / Texas Instruments Inc. 105.18 625 637 1.92 56 67 19.64
2017-12-31 13F-HR DON / WisdomTree MidCap Dividend Fund 35.28 4,456 14,457 224.44 445 510 14.61
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 12.00 1,000 1,000 0.00 12 12 0.00
2017-12-31 13F-HR MDIV / Multi-Asset Diversified Income Index Fund 19.01 27,488 28,518 3.75 527 542 2.85
2017-12-31 13F-HR MGA / Magna International Inc. 56.50 1,343 1,646 22.56 72 93 29.17
2017-12-31 13F-HR PRI / Primerica, Inc. 107.14 28 28 0.00 2 3 50.00
2017-12-31 13F-HR RPRX / Repros Therapeutics, Inc. 0.74 2,700 2,700 0.00 1 2 100.00
2017-12-31 13F-HR DWLD / Davis Select Worldwide ETF 26.51 1,800 1,735 -3.61 44 46 4.55
2017-12-31 13F-HR EFV / iShares MSCI EAFE Value Index 56.00 250 125 -50.00 14 7 -50.00
2017-12-31 13F-HR PSQ / ProShares Short QQQ 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR ECA / EnCana Corp. 13.40 1,642 1,642 0.00 19 22 15.79
2017-12-31 13F-HR SDOG / ALPS Sector Dividend Dogs ETF 45.83 10,686 13,289 24.36 471 609 29.30
2017-12-31 13F-HR SCHW / Schwab Charles Corp 50.21 103 239 132.04 4 12 200.00
2017-12-31 13F-HR CVRS / Corindus Vascular Robotics, Inc. 1.00 6,000 6,000 0.00 9 6 -33.33
2017-12-31 13F-HR BR / Broadridge Financial Solutions, Inc. 90.58 14,578 14,904 2.24 1,178 1,350 14.60
2017-12-31 13F-HR BLK / BlackRock, Inc. 513.54 867 960 10.73 388 493 27.06
2017-12-31 13F-HR IR / Ingersoll-Rand plc 89.25 2,882 3,227 11.97 257 288 12.06
2017-12-31 13F-HR SLW / Silver Wheaton Corp. 22.26 1,472 1,572 6.79 28 35 25.00
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 38.71 310 310 0.00 12 12 0.00
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.14 4,636 4,863 4.90 248 273 10.08
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.54 57 57 0.00 1 1 0.00
2017-12-31 13F-HR VSTO / Vista Outdoor Inc. 13.33 0 300 0 4
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 79,467 75,968 -4.40 10,332 10,614 2.73
2017-12-31 13F-HR GGN / GAMCO Global Gold, Natural Resources & Income Trust 5.00 3,026 1,000 -66.95 17 5 -70.59
2017-12-31 13F-HR SSYS / Stratasys, Ltd. 20.11 2,586 2,586 0.00 60 52 -13.33
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 40.00 300 300 0.00 13 12 -7.69
2017-12-31 13F-HR SJM / Smucker (J.M.) Co. 124.27 13,300 13,205 -0.71 1,396 1,641 17.55
2017-12-31 13F-HR SPG / Simon Property Group, Inc. 142.86 17 14 -17.65 3 2 -33.33
2017-12-31 13F-HR PAI / Western Asset Income Fund 16.02 2,310 2,310 0.00 38 37 -2.63
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 51.70 500 6,170 1,134.00 13 319 2,353.85
2017-12-31 13F-HR CHL / China Mobile Ltd. 51.11 450 450 0.00 23 23 0.00
2017-12-31 13F-HR PAGP / Plains GP Holdings LP 21.70 1,000 1,014 1.40 22 22 0.00
2017-12-31 13F-HR COST / Costco Wholesale Corp. 186.13 17,396 16,349 -6.02 2,858 3,043 6.47
2017-12-31 13F-HR FRI / First Trust S & P REIT Index Fund 23.29 60,704 22,542 -62.87 1,413 525 -62.85
2017-12-31 13F-HR FXR / First Trust Exchange-Traded AlphaDEX Fund 40.59 143,776 281,168 95.56 5,337 11,413 113.85
2017-12-31 13F-HR FLCO / Franklin Liberty Invstmt Grd ETF 24.80 6,540 11,130 70.18 162 276 70.37
2017-12-31 13F-HR MXIM / Maxim Integrated Products, Inc 52.41 2,688 2,881 7.18 128 151 17.97
2017-12-31 13F-HR ORLY / O'Reilly Automotive, Inc. 237.50 160 160 0.00 34 38 11.76
2017-12-31 13F-HR CVO / Cenveo, Inc. 0.89 53,633 53,633 0.00 185 48 -74.05
2017-12-31 13F-HR LMNX / Luminex Corp. 19.70 87,460 91,170 4.24 1,778 1,796 1.01
2017-12-31 13F-HR EWMC / Guggenheim S&P MidCap 400 Equal Weight ETF 72.73 55 55 0.00 3 4 33.33
2017-12-31 13F-HR SWIR / Sierra Wireless, Inc. 20.13 447 447 0.00 10 9 -10.00
2017-12-31 13F-HR MPLX / MPLX LP 32.26 155 155 0.00 5 5 0.00
2017-12-31 13F-HR MOS / Mosaic Company (The) (Holding Company) 25.57 2,792 3,598 28.87 60 92 53.33
2017-12-31 13F-HR CORP / PIMCO Investment Grade Corporate Bond Index Fund 106.00 100 500 400.00 11 53 381.82
2017-12-31 13F-HR KAI / Kadant, Inc. 100.00 200 20
2017-12-31 13F-HR RIO / Rio Tinto plc 40.00 0 25 0 1
2017-12-31 13F-HR CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock 49.95 1,111 961 -13.50 56 48 -14.29
2017-12-31 13F-HR NGL / NGL Energy Partners LP 14.67 2,400 409 -82.96 28 6 -78.57
2017-12-31 13F-HR HUN / Huntsman Corp. 33.20 5,000 5,000 0.00 137 166 21.17
2017-12-31 13F-HR TSLX / TPG Specialty Lending, Inc. 18.95 567 475 -16.23 12 9 -25.00
2017-12-31 13F-HR TISI / Team, Inc. 10.00 50 100 100.00 1 1 0.00
2017-12-31 13F-HR ROST / Ross Stores, Inc. 80.27 13,507 13,393 -0.84 872 1,075 23.28
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 200.00 25 25 0.00 5 5 0.00
2017-12-31 13F-HR XLNX / Xilinx, Inc. 67.41 10,966 11,913 8.64 777 803 3.35
2017-12-31 13F-HR XRX / Xerox Corp. 30.00 300 300 0.00 10 9 -10.00
2017-12-31 13F-HR JKHY / Henry (JACK) & Associates, Inc. 116.97 7,040 7,951 12.94 724 930 28.45
2017-12-31 13F-HR XLRE / Real Estate Select Sector SPDR Fund 32.89 841 9,303 1,006.18 27 306 1,033.33
2017-12-31 13F-HR HRL / Hormel Foods Corp. 36.23 1,720 2,208 28.37 55 80 45.45
2017-12-31 13F-HR HMN / Horace Mann Educators Corp. 40.00 100 100 0.00 4 4 0.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 19.00 11,104 9,054 -18.46 156 172 10.26
2017-12-31 13F-HR IWN / iShares Russell 2000 Value ETF 125.75 33,425 3,324 -90.06 4,149 418 -89.93
2017-12-31 13F-HR NJR / New Jersey Resources Corp. 40.30 794 794 0.00 33 32 -3.03
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.29 189 175 -7.41 19 20 5.26
2017-12-31 13F-HR EXPO / Exponent, Inc. 72.00 125 125 0.00 9 9 0.00
2017-12-31 13F-HR EOS / Eaton Vance Enhanced Equity Income Fund II 14.96 1,795 1,805 0.56 27 27 0.00
2017-12-31 13F-HR RHT / Red Hat, Inc. 120.57 360 564 56.67 40 68 70.00
2017-12-31 13F-HR ALE / ALLETE, Inc. 73.77 366 366 0.00 28 27 -3.57
2017-12-31 13F-HR NHF / NexPoint Credit Strategies Fund 24.00 250 250 0.00 6 6 0.00
2017-12-31 13F-HR KLAC / KLA-Tencor Corp. 100.00 110 50 -54.55 12 5 -58.33
2017-12-31 13F-HR RFUN / RiverFront Dynamic Unconstrained Income ETF 25.97 2,204 2,233 1.32 58 58 0.00
2017-12-31 13F-HR BWA / BorgWarner, Inc. 51.22 1,718 1,718 0.00 88 88 0.00
2017-12-31 13F-HR MBB / iShares MBS ETF 106.59 52,630 53,802 2.23 5,637 5,735 1.74
2017-12-31 13F-HR MET / MetLife, Inc. 50.57 10,900 10,956 0.51 566 554 -2.12
2017-12-31 13F-HR NAV / Navistar International Corp. 50.00 40 40 0.00 2 2 0.00
2017-12-31 13F-HR CVS / CVS Health Corporation 72.51 26,459 26,478 0.07 2,152 1,920 -10.78
2017-12-31 13F-HR SNA / Snap-On Inc. 178.57 0 28 0 5
2017-12-31 13F-HR DTD / WisdomTree Total Dividend Fund 95.00 200 200 0.00 18 19 5.56
2017-12-31 13F-HR BCC / Boise Cascade Co. 40.00 750 30
2017-12-31 13F-HR NMZ / Nuveen Municipal High Income Opportunity Fund 13.58 16,394 16,493 0.60 223 224 0.45
2017-12-31 13F-HR CSQ / Calamos Strategic Total Return Fund 12.08 6,790 84,885 1,150.15 82 1,025 1,150.00
2017-12-31 13F-HR IYT / iShares Transportation Average ETF 192.21 204 385 88.73 36 74 105.56
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.62 27,637 27,030 -2.20 2,239 1,936 -13.53
2017-12-31 13F-HR LVS / Las Vegas Sands Corp. 69.44 4,904 2,045 -58.30 315 142 -54.92
2017-12-31 13F-HR TUSA / First Trust Total US Market AlphaDEX ETF 32.84 670 670 0.00 21 22 4.76
2017-12-31 13F-HR ASIX / AdvanSix Inc. 40.40 65 198 204.62 3 8 166.67
2017-12-31 13F-HR BKCC / BlackRock Capital Investment Corporation 6.94 288 288 0.00 2 2 0.00
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.55 13,276 12,053 -9.21 1,656 1,899 14.67
2017-12-31 13F-HR VIS / Vanguard Industrials ETF 138.30 94 94 0.00 13 13 0.00
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.25 3,441 3,568 3.69 442 479 8.37
2017-12-31 13F-HR LIT / Global X Funds 37.97 50 237 374.00 2 9 350.00
2017-12-31 13F-HR KMX / CarMax, Inc. 66.67 75 75 0.00 6 5 -16.67
2017-12-31 13F-HR MKTX / MarketAxess Holdings, Inc. 200.00 100 20
2017-12-31 13F-HR AMCX / AMC Networks Inc. 54.00 2,426 2,426 0.00 142 131 -7.75
2017-12-31 13F-HR MIDD / Middleby Corp. (The) 130.00 100 100 0.00 13 13 0.00
2017-12-31 13F-HR NVDA / NVIDIA Corp. 193.56 1,791 2,857 59.52 320 553 72.81
2017-12-31 13F-HR AOR / iShares Core Growth Allocation ETF 33.33 75 30 -60.00 3 1 -66.67
2017-12-31 13F-HR NSC / Norfolk Southern Corp. 144.86 11,310 11,252 -0.51 1,496 1,630 8.96
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.78 9,006 4,410 -51.03 170 74 -56.47
2017-12-31 13F-HR RHS / Guggenheim S&P 500 Equal Weight Consumer Staples ETF 138.46 64 65 1.56 8 9 12.50
2017-12-31 13F-HR MPWR / Monolithic Power Systems, Inc. 112.17 184 1,881 922.28 20 211 955.00
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.96 408 506 24.02 64 86 34.38
2017-12-31 13F-HR MZOR / Mazor Robotics Ltd. 51.83 1,475 1,505 2.03 73 78 6.85
2017-12-31 13F-HR COLL / Collegium Pharmaceutical, Inc. 18.40 4,000 7,500 87.50 42 138 228.57
2017-12-31 13F-HR IDU / iShares U.S. Utilities ETF 132.23 16,399 242 -98.52 2,180 32 -98.53
2017-12-31 13F-HR ALB / Albemarle Corp. 128.24 1,463 1,466 0.21 199 188 -5.53
2017-12-31 13F-HR WGL / WGL Holdings, Inc. 84.00 250 250 0.00 21 21 0.00
2017-12-31 13F-HR SCG / SCANA Corp. 39.75 1,512 5,308 251.06 73 211 189.04
2017-12-31 13F-HR VRSK / Verisk Analytics, Inc. 93.33 150 150 0.00 12 14 16.67
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.57 95,142 92,147 -3.15 10,134 9,728 -4.01
2017-12-31 13F-HR TRMK / Trustmark Corp. 31.99 969 969 0.00 32 31 -3.12
2017-12-31 13F-HR TRN / Trinity Industries, Inc. 36.41 356 357 0.28 11 13 18.18
2017-12-31 13F-HR RGLD / Royal Gold, Inc. 73.17 41 41 0.00 4 3 -25.00
2017-12-31 13F-HR THS / TreeHouse Foods, Inc. 46.88 128 128 0.00 9 6 -33.33
2017-12-31 13F-HR AZN / AstraZeneca Plc 34.67 10,931 10,931 0.00 370 379 2.43
2017-12-31 13F-HR JHG / Janus Henderson Group plc 38.15 2,831 2,831 0.00 99 108 9.09
2017-12-31 13F-HR ADNT / Adient plc 78.91 1,519 1,508 -0.72 128 119 -7.03
2017-12-31 13F-HR FMB / First Trust Managed Municipal ETF 53.74 532 1,135 113.35 28 61 117.86
2017-12-31 13F-HR ALLY / Ally Financial Inc. 27.03 74 74 0.00 2 2 0.00
2017-12-31 13F-HR UTL / Unitil Corp. 45.34 1,610 1,610 0.00 80 73 -8.75
2017-12-31 13F-HR ENB / Enbridge Inc. 39.07 6,251 5,145 -17.69 262 201 -23.28
2017-12-31 13F-HR IAT / iShares U.S. Regional Banks ETF 49.32 1,425 1,825 28.07 67 90 34.33
2017-12-31 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 63.03 1,428 1,428 0.00 87 90 3.45
2017-12-31 13F-HR IFF / International Flavors & Fragrances, Inc 152.64 10,190 10,482 2.87 1,456 1,600 9.89
2017-12-31 13F-HR EL / Estee Lauder Companies, Inc. (THE) 127.22 71 3,545 4,892.96 8 451 5,537.50
2017-12-31 13F-HR REZ / iShares Residential Real Estate Capped ETF 62.24 94,314 103,379 9.61 5,997 6,434 7.29
2017-12-31 13F-HR GIS / General Mills, Inc. 59.29 69,171 62,644 -9.44 3,580 3,714 3.74
2017-12-31 13F-HR VNTV / Vantiv, Inc. 73.33 450 450 0.00 32 33 3.13
2017-12-31 13F-HR WPZ / Access Midstream Partners, L.P 40.00 300 300 0.00 12 12 0.00
2017-12-31 13F-HR MSCC / Microsemi Corp. 51.20 625 625 0.00 32 32 0.00
2017-12-31 13F-HR EFX / Equifax, Inc. 118.41 0 853 0 101
2017-12-31 13F-HR WSM / Williams-Sonoma, Inc. 51.79 4,302 4,306 0.09 215 223 3.72
2017-12-31 13F-HR GBDC / Golub Capital BDC, Inc. 18.65 965 965 0.00 18 18 0.00
2017-12-31 13F-HR BLKB / Blackbaud, Inc. 90.00 100 100 0.00 9 9 0.00
2017-12-31 13F-HR EEMV / iShares MSCI Emerging Markets Minimum Volatility Index Fund 59.52 174 336 93.10 10 20 100.00
2017-12-31 13F-HR KBH / KB Home 31.91 8,359 8,337 -0.26 202 266 31.68
2017-12-31 13F-HR RDS.B / Royal Dutch Shell Plc 68.36 3,612 3,657 1.25 226 250 10.62
2017-12-31 13F-HR CC / Chemours Company (The) 50.04 3,241 3,497 7.90 164 175 6.71
2017-12-31 13F-HR NFO / Guggenheim Insider Sentiment ETF 63.83 47 47 0.00 3 3 0.00
2017-12-31 13F-HR FIS / Fidelity National Information Services, Inc. 94.34 795 795 0.00 74 75 1.35
2017-12-31 13F-HR SYK / Stryker Corp. 154.84 12,846 12,723 -0.96 1,824 1,970 8.00
2017-12-31 13F-HR CHS / Chico's FAS, Inc. 8.75 1,600 1,600 0.00 14 14 0.00
2017-12-31 13F-HR PSCI / PowerShares Exchange-Traded Fund Trust II 62.18 193 193 0.00 12 12 0.00
2017-12-31 13F-HR GTO / Guggenheim Total Return Bond ETF 52.85 6,680 7,663 14.72 351 405 15.38
2017-12-31 13F-HR CHY / Calamos Convertible and High Income Fund 11.24 445 445 0.00 5 5 0.00
2017-12-31 13F-HR SWCH / Switch Inc 20.00 100 2
2017-12-31 13F-HR USB / U.S. Bancorp 53.58 29,809 30,532 2.43 1,597 1,636 2.44
2017-12-31 13F-HR AIZ / Assurant, Inc. 100.80 6,882 8,452 22.81 657 852 29.68
2017-12-31 13F-HR WMB / Williams Companies, Inc. (The) 30.30 150 825 450.00 5 25 400.00
2017-12-31 13F-HR AMLP / Alerian ETF 10.79 45,966 39,856 -13.29 516 430 -16.67
2017-12-31 13F-HR WPC / W.P. Carey Inc. 68.94 11,111 11,111 0.00 749 766 2.27
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.97 30,347 31,468 3.69 2,522 2,611 3.53
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 13.77 581 8
2017-12-31 13F-HR MSGN / MSG Networks Inc. 20.21 2,326 2,326 0.00 49 47 -4.08
2017-12-31 13F-HR CFR / Cullen/Frost Bankers, Inc. 94.41 0 572 0 54
2017-12-31 13F-HR FRC / First Republic Bank (San Francisco, California) 86.61 508 508 0.00 53 44 -16.98
2017-12-31 13F-HR