InvestorBank Of Montreal /can/
Insider ProfileBANK OF MONTREAL /CAN/
Portfolio Value $ 115,126,358,000
Current Positions4,195
Opened Positions5
Closed Positions315


Latest Holdings, Performance, AUM (from 13F, 13D)

Bank Of Montreal /can/ has disclosed 4,195 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 115,126,358,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Bank Of Montreal /can/'s top holdings are Royal Bank of Canada (Montreal, PQ) (NYSE:RY) , Toronto-Dominion Bank (ON) (NYSE:TD) , Bank of Nova Scotia (Halifax, NS) (NYSE:BNS) , Canadian Imperial Bank of Commerce, (Toronto, ON) (NYSE:CM) , and Apple, Inc. (NASDAQ:AAPL) . Bank Of Montreal /can/'s new positions include Yahoo! Inc. (NASDAQ:YHOO) , Maxar Technologies Ltd. (NYSE:MAXR) , NextEra Energy, Inc. (NYSE:NEE) , Crown Castle International Corp. (NYSE:CCI) , and Allergan plc (NYSE:AGN) . Bank Of Montreal /can/'s top industries are "Agriculture production livestock and animal specialties" (sic 02) , "Legal Services" (sic 81) , and "Social Services" (sic 83) .

All Bank Of Montreal /can/ holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑14 SC 13G/A EGAN / eGain Corporation 8,405,591 8,405,591 0.00 30.87 -0.47
2018‑02‑14 SC 13G/A DSGX / Descartes Systems Group, Inc. (THE) 5,150,861
2018‑02‑14 SC 13G AQN / Algonquin Power & Utilities Corp 22,104,111 2.99
2018‑02‑14 SC 13G/A ECON / Columbia Emerg Mkts Consumer ETF 1,866,085
2018‑02‑14 SC 13G FTS / Fortis Inc. 25,705,740 6.13
2018‑02‑14 SC 13G/A GWX / SPDR S&P Intl Small Cap ETF 1,417,496
2018‑02‑14 SC 13G/A KIE / SPDR S&P Insurance ETF 951,421
2018‑02‑14 SC 13G BIP / Brookfield Infrastructure Partners L.P. 14,668,348 5.31
2018‑02‑14 SC 13G/A TAC / TransAlta Corporation 14,769,201 18,299,097 23.90 6.36 23.90
2018‑02‑14 SC 13G/A IRDM / Iridium Communications Inc 27,221
2018‑02‑14 SC 13G/A IYJ / iShares U.S. Industrial ETF 559,879
2018‑02‑14 SC 13G/A IGM / iShares North American Tech ETF 620,062

This form was filed on January 16, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR FEO / First Trust/Aberdeen Emerging Opportunity Fund 16.20 17,958 291
2017-12-31 13F-HR HCI / HCI Group, Inc. 30.49 39,992 164 -99.59 1,530 5 -99.67
2017-12-31 13F-HR NITE / Nightstar Therapeutics plc 1,300 0 -100.00 25 0
2017-12-31 13F-HR HCI / HCI Group, Inc. 17.60 6,496 966 -85.13 106 17 -83.96
2017-12-31 13F-HR HBB / Hamilton Beach Brands Holding Co 26.32 152 4
2017-12-31 13F-HR MBOT / Microbot Medical Inc 0.00 22 19 -13.64 0 0
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. 15.84 24,300 385
2017-12-31 13F-HR AKAO / Achaogen, Inc. Put 10.78 9,000 97
2017-12-31 13F-HR AXAS / Abraxas Petroleum Corp. 2.47 0 15,000 0 37
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. Put 22.00 500 11
2017-12-31 13F-HR ADX / Adams Diversified Equity Fund, Inc. 14.90 2,215 2,215 0.00 34 33 -2.94
2017-12-31 13F-HR PEO / Adams Natural Resources Fund, Inc. 19.72 3,081 2,383 -22.65 61 47 -22.95
2017-12-31 13F-HR ACTA / Actua Corporation 15.58 45,820 45,820 0.00 701 714 1.85
2017-12-31 13F-HR ACXM / Acxiom Corp. 27.57 12,154 76,094 526.08 299 2,098 601.67
2017-12-31 13F-HR ADMS / Adamas Pharmaceuticals, Inc. 34.16 1,000 1,288 28.80 21 44 109.52
2017-12-31 13F-HR FNG / AdvisorShares New Tech and Media 21.54 1,300 28
2017-12-31 13F-HR AGCO / AGCO Corp. Put 71.40 10,000 714
2017-12-31 13F-HR AQN / Algonquin Power & Utilities Corp 11.16 20,472,929 22,104,111 7.97 216,399 246,683 13.99
2017-12-31 13F-HR ALLIQUA BIOMEDICAL INC / COM PAR (019621309) 2.86 350 1
2017-12-31 13F-HR 02261WAB5 / Alza Corp Bond 9 10 11.11
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT CTF (02364V107) 6.00 7,500 45
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Call 12.82 17,000 218
2017-12-31 13F-HR IBUY / AMPLIFY ETF TR 40.84 6,586 269
2017-12-31 13F-HR ANTX / Anthem, Inc., 5.25% Equity Units due 5/1/2018 8 9 12.50
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 620,834 52,667
2017-12-31 13F-HR ARGX / argenx SE ADS 63.00 3,000 189
2017-12-31 13F-HR ASNA / Ascena Retail Group, Inc. 2.35 79,582 78,990 -0.74 195 186 -4.62
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.40 115,228 83,190 -27.80 2,793 2,113 -24.35
2017-12-31 13F-HR AZO / AutoZone, Inc. Call 711.33 1,500 1,067
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.45 110,789 3,484
2017-12-31 13F-HR BCS.PRD / Barclays Bank PLCBarclays Bank plc, 8.125% Non-cum Callable Dollar Preference Shares Series 5 ADR 288 385 33.68
2017-12-31 13F-HR BDXA / Becton Dickinson & Co. 6.125% Preferred Series A 745 780 4.70
2017-12-31 13F-HR BOE / BlackRock Global Opportunity Equity Trust 12.51 13,752 172
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.14 34,094 1,505
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.39 28,432 466
2017-12-31 13F-HR XBGTX / BlackRock Floating Rate Income 13.79 23,791 23,721 -0.29 342 327 -4.39
2017-12-31 13F-HR XDSUX / BlackRock Debt Strategies Fd , 11.70 220,000 220,000 0.00 2,567 2,574 0.27
2017-12-31 13F-HR BDJ / BlackRock Enhanced Equity Dividend Trust 9.22 50,525 48,256 -4.49 459 445 -3.05
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 658,760 658,760 0.00 20,435 21,199 3.74
2017-12-31 13F-HR BOKF / BOK Financial Corp. 92.08 896 1,238 38.17 80 114 42.50
2017-12-31 13F-HR BCC / Boise Cascade Co. 39.90 254,143 144,800 -43.02 8,870 5,777 -34.87
2017-12-31 13F-HR BOOT / Boot Barn Holdings, Inc. 14.46 1,477 1,660 12.39 13 24 84.62
2017-12-31 13F-HR BWA / BorgWarner, Inc. 51.08 103,900 121,407 16.85 5,322 6,202 16.54
2017-12-31 13F-HR AVGO / Broadcom Limited Call 256.89 7,400 1,901
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 13.46 520 7
2017-12-31 13F-HR BWLD / Buffalo Wild Wings, Inc. 157.56 394 311 -21.07 42 49 16.67
2017-12-31 13F-HR ABCD / Cambium Learning Group, Inc. 5.68 15,148 86
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.79 506 9
2017-12-31 13F-HR CDNA / CareDx, Inc. 7.30 17,806 130
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.13 1,586 3,733 135.37 101 217 114.85
2017-12-31 13F-HR CASC / Cascadian Therapeutics, Inc. 3.71 2,426 2,426 0.00 10 9 -10.00
2017-12-31 13F-HR CVNA / Carvana Co. 19.11 25,500 33,700 32.16 374 644 72.19
2017-12-31 13F-HR CVNA / Carvana Co. Put 19.11 25,500 39,500 54.90 374 755 101.87
2017-12-31 13F-HR CTT / CatchMark Timber Trust, Inc. 13.13 1,115,690 1,312,533 17.64 14,069 17,234 22.50
2017-12-31 13F-HR CASY / Casey's General Stores, Inc. 112.07 5,711 5,425 -5.01 625 608 -2.72
2017-12-31 13F-HR CWST / Casella Waste Systems, Inc. 22.98 18,520 12,445 -32.80 348 286 -17.82
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.67 17,492 30,524 74.50 148 173 16.89
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.47 517 517 0.00 8 8 0.00
2017-12-31 13F-HR CBG / CBRE Group, Inc. 43.31 259,761 430,099 65.57 9,841 18,628 89.29
2017-12-31 13F-HR CAVM / Cavium, Inc. 83.90 877 6,186 605.36 58 519 794.83
2017-12-31 13F-HR CAT / Caterpillar, Inc. 157.58 1,086,639 1,376,244 26.65 135,514 216,868 60.03
2017-12-31 13F-HR CATO / Cato Corp. 16.11 1,461 1,428 -2.26 19 23 21.05
2017-12-31 13F-HR CBOE / CBOE Holdings, Inc. 124.59 290,620 306,378 5.42 31,280 38,172 22.03
2017-12-31 13F-HR CVCO / Cavco Industries, Inc. 140.62 40 64 60.00 6 9 50.00
2017-12-31 13F-HR CATYW / Cathay General Bancorp 42.16 88,891 98,025 10.28 3,574 4,133 15.64
2017-12-31 13F-HR CYAD / Celyad SA 45.98 87 4
2017-12-31 13F-HR CERC / Cerecor Inc. 3.20 10,000 32
2017-12-31 13F-HR CHEK / Check-Cap Ltd. 0.75 4,000 3
2017-12-31 13F-HR CHF SOLUTIONS INC / (12542Q508) 3.47 15,000 52
2017-12-31 13F-HR BSJM / Guggenheim BulletShares 2022 High Yield Corporate Bond ETF 24.94 1,654 22,413 1,255.08 42 559 1,230.95
2017-12-31 13F-HR CQQQ / Claymore Exchange-Traded Fund Trust 2 60.00 100 6
2017-12-31 13F-HR CWBR / CohBar Inc. 5.00 4,400 22
2017-12-31 13F-HR INCO / Columbia India Consumer ETF 49.61 9,656 479
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.51 261,271 10,322
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 16.20 2,840 46
2017-12-31 13F-HR CZZ / Cosan Ltd. Call 9.70 450,000 4,365
2017-12-31 13F-HR CACC / Credit Acceptance Corp. Call 323.53 6,800 2,200
2017-12-31 13F-HR CREDIT SUISSE AG NASSAU BRH / VLCTYSHS 3X S&P (22539T217) 72.50 800 58
2017-12-31 13F-HR CRTO / Criteo S.A Call 26.00 15,000 390
2017-12-31 13F-HR CYRX / CryoPort, Inc. 8.63 16,458 142
2017-12-31 13F-HR CTMX / CytomX Therapeutics, Inc. 21.27 5,830 124
2017-12-31 13F-HR DBVT / DBV Technologies S.A. 24.29 700 17
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.33 4,713 3,248 -31.08 134 92 -31.34
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.26 97,725 99,931 2.26 6,685 8,020 19.97
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. Put 80.25 47,400 47,400 0.00 3,243 3,804 17.30
2017-12-31 13F-HR DQ / Daqo New Energy Corp. 59.48 0 9,700 0 577
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.47 167,548 8,791
2017-12-31 13F-HR DMPI / DelMar Pharmaceuticals, Inc. 1.17 8,524 4,262 -50.00 7 5 -28.57
2017-12-31 13F-HR DK / Delek US Holdings, Inc. 34.95 36,742 45,211 23.05 982 1,580 60.90
2017-12-31 13F-HR DE / Deere & Co. 156.51 516,928 551,678 6.72 64,922 86,344 33.00
2017-12-31 13F-HR DVMT / Dell Technologies Inc. 81.28 543,069 375,109 -30.93 41,930 30,489 -27.29
2017-12-31 13F-HR DERM / Dermira, Inc. 28.76 166 452 172.29 4 13 225.00
2017-12-31 13F-HR DLX / Deluxe Corp. 76.75 5,401 5,381 -0.37 394 413 4.82
2017-12-31 13F-HR DNN / Denison Mines Corp. 0.55 83,204 65,675 -21.07 38 36 -5.26
2017-12-31 13F-HR DSGX / Descartes Systems Group, Inc. (THE) 28.40 3,114,905 2,181,485 -29.97 85,193 61,954 -27.28
2017-12-31 13F-HR XRAY / DENTSPLY SIRONA Inc. 65.83 199,372 211,583 6.12 11,926 13,929 16.80
2017-12-31 13F-HR DIANA CONTAINERSHIPS INC / SHS PAR (Y2069P507) 4.06 16,000 65
2017-12-31 13F-HR DEO / Diageo plc 146.02 134,250 112,400 -16.28 17,738 16,413 -7.47
2017-12-31 13F-HR DB / Deutsche Bank AG 19.03 490,232 2,035,105 315.13 8,471 38,727 357.17
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. 18.59 143,208 152,101 6.21 2,076 2,827 36.18
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. Call 18.59 0 95,000 0 1,766
2017-12-31 13F-HR DO / Diamond Offshore Drilling, Inc. Put 18.59 104,300 201,500 93.19 1,512 3,746 147.75
2017-12-31 13F-HR DMRC / Digimarc Corp. Put 36.25 3,200 116
2017-12-31 13F-HR JNUG / Direxion Daily Junior Gold Miners Index Bull 3x Shares 17.60 2,500 44
2017-12-31 13F-HR GUSH / Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares 30.00 1,000 30
2017-12-31 13F-HR RETL / Direxion Daily Retail Bull 3X Shares 35.00 400 14
2017-12-31 13F-HR LABU / Direxion Daily S&P Biotech Bull 3X Shares 77.89 950 74
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. 20.19 6,994 6,388 -8.66 144 129 -10.42
2017-12-31 13F-HR DIS / The Walt Disney Co. Call 107.51 20,100 2,161
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.19 69,905 1,551
2017-12-31 13F-HR DLTH / Duluth Holdings Inc. Put 17.86 16,800 300
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.82 57,081 16,738 -70.68 3,411 1,018 -70.16
2017-12-31 13F-HR ECR / Eclipse Resources Corp. 2.40 0 48,851 0 117
2017-12-31 13F-HR EDGE / Edge Therapeutics, Inc. 9.00 0 1,000 0 9
2017-12-31 13F-HR EC / Ecopetrol S.A. 14.62 0 52,459 0 767
2017-12-31 13F-HR EBAY / eBay, Inc. 37.74 1,077,918 1,384,522 28.44 41,456 52,252 26.04
2017-12-31 13F-HR ECL / Ecolab, Inc. 134.18 200,170 263,448 31.61 25,744 35,350 37.31
2017-12-31 13F-HR ELON / Echelon Corp. 0.00 0 50 0 0
2017-12-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR SECS (283678209) 7
2017-12-31 13F-HR EHTH / eHealth, Inc. 0.00 196 16 -91.84 4 0 -100.00
2017-12-31 13F-HR EIX / Edison International 63.24 470,384 538,843 14.55 36,299 34,077 -6.12
2017-12-31 13F-HR EE / El Paso Electric Co. 55.34 63,106 67,721 7.31 3,487 3,748 7.48
2017-12-31 13F-HR EDR / Education Realty Trust, Inc. 36.12 240,041 443 -99.82 8,625 16 -99.81
2017-12-31 13F-HR EGAN / eGain Corporation 5.25 8,405,591 8,405,591 0.00 22,695 44,129 94.44
2017-12-31 13F-HR EW / Edwards Lifesciences Corp. 112.70 163,600 235,908 44.20 17,883 26,588 48.68
2017-12-31 13F-HR EPC / Edgewell Personal Care Company 59.39 31,604 29,855 -5.53 2,300 1,773 -22.91
2017-12-31 13F-HR ESIO / Electro Scientific Industries, Inc. 21.39 0 2,899 0 62
2017-12-31 13F-HR EARN / Ellington Residential Mortgage REIT 12.05 40,000 40,000 0.00 581 482 -17.04
2017-12-31 13F-HR ESLT / Elbit Systems Ltd. 133.26 8,865 8,765 -1.13 1,304 1,168 -10.43
2017-12-31 13F-HR EMAN / eMagin Corp. 1.64 610 610 0.00 1 1 0.00
2017-12-31 13F-HR AKO.A / Embotelladora Andina S.A. 29.81 369 369 0.00 10 11 10.00
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 1,791,069 1,966,747 9.81 112,550 137,061 21.78
2017-12-31 13F-HR EMKR / EMCORE Corp. 6.51 15,352 15,352 0.00 126 100 -20.63
2017-12-31 13F-HR EMES / Emerge Energy Services LP 7.19 246,000 246,000 0.00 2,027 1,769 -12.73
2017-12-31 13F-HR EBS / Emergent Biosolutions, Inc. 46.48 91,282 94,445 3.47 3,693 4,390 18.87
2017-12-31 13F-HR ESBA / Empire State Realty Op, L.P. 20.68 7,871 23,546 199.15 160 487 204.38
2017-12-31 13F-HR EIGI / Endurance International Group Holdings, Inc. 8.59 0 2,445 0 21
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 0.00 81 0
2017-12-31 13F-HR ENTREE RES LTD / (29384J103) 0.60 5,000 3
2017-12-31 13F-HR LARE / Tierra XP Latin America Real Estate ETF 33.33 600 20
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.69 6,122 145
2017-12-31 13F-HR FMC / FMC Corp. 94.65 45,281 71,391 57.66 4,043 6,757 67.13
2017-12-31 13F-HR FBK / FB Financial Corporation 41.03 390 16
2017-12-31 13F-HR FNLC / First Bancorp, Inc. 28.99 138 138 0.00 4 4 0.00
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.85 22,491 424
2017-12-31 13F-HR FPE / First Trust Preferred Securities and Income ETF 19.96 4,910 98
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. Put 26.00 500 13
2017-12-31 13F-HR FNBG / FNB Bancorp 36.00 500 18
2017-12-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 10.61 440 754 71.36 4 8 100.00
2017-12-31 13F-HR F / Ford Motor Co. 12.49 9,096,559 11,232,535 23.48 108,886 140,294 28.84
2017-12-31 13F-HR F / Ford Motor Co. Put 12.49 0 100,000 0 1,249
2017-12-31 13F-HR FFIC / Flushing Financial Corp. 27.55 5,808 5,772 -0.62 173 159 -8.09
2017-12-31 13F-HR FMX / Fomento Economico Mexicano, S.A.B de C.V. 93.93 57,907 26,061 -55.00 5,532 2,448 -55.75
2017-12-31 13F-HR FLY / Fly Leasing Ltd. 12.91 45,619 45,619 0.00 640 589 -7.97
2017-12-31 13F-HR FBM / Foundation Building Materials, Inc. 14.77 9,074 134
2017-12-31 13F-HR BEN / Franklin Resources, Inc. Put 43.35 20,000 867
2017-12-31 13F-HR GST / Gastar Exploration Inc. Put 1.05 1,575,000 1,654
2017-12-31 13F-HR GE / General Electric Co. Call 17.50 0 2,000 0 35
2017-12-31 13F-HR GMRE / Global Medical REIT, Inc. 0.00 1 0
2017-12-31 13F-HR SNSR / Global X Funds 19.95 4,210 84
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.66 24,266 647
2017-12-31 13F-HR GPMT / Granite Point Mortgage Trust Inc 17.95 1,504 27
2017-12-31 13F-HR SUPV / Grupo Supervielle S.A. 29.41 1,802 53
2017-12-31 13F-HR HMY / Harmony Gold Mining Company Ltd. 1.87 338,909 707,809 108.85 620 1,323 113.39
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 23.04 3,342 3,342 0.00 83 77 -7.23
2017-12-31 13F-HR HEB / Hemispherx BioPharma, Inc. 0.00 209 209 0.00 0 0
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.33 121,694 145,669 19.70 3,164 3,690 16.62
2017-12-31 13F-HR HI / Hillenbrand, Inc. 44.62 4,684 4,729 0.96 181 211 16.57
2017-12-31 13F-HR HIW / Highwoods Properties, Inc. 50.91 775,633 784,753 1.18 40,403 39,951 -1.12
2017-12-31 13F-HR HIBB / Hibbett Sports, Inc. 20.40 94,031 110,855 17.89 1,340 2,261 68.73
2017-12-31 13F-HR HIL / Hill International, Inc. 5.46 3,297 3,297 0.00 16 18 12.50
2017-12-31 13F-HR HCLP / Hi-Crush Partners LP 10.70 2,036,000 1,311,000 -35.61 19,342 14,028 -27.47
2017-12-31 13F-HR HF / HFF, Inc. 49.06 1,325 1,325 0.00 53 65 22.64
2017-12-31 13F-HR HIMX / Himax Technologies, Inc. Put 10.42 183,300 1,910
2017-12-31 13F-HR HUBS / HubSpot, Inc. 88.37 0 15,198 0 1,343
2017-12-31 13F-HR HSBC / HSBC Holdings Plc 198,846 10,268 1,430 -86.07
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 17.28 7,638 132
2017-12-31 13F-HR IIPR / Innovative Industrial Properties, Inc. 31.25 256 8
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.30 66,839 3,028
2017-12-31 13F-HR THM / International Tower Hill Mines Ltd. 0.42 81,450 9,500 -88.34 44 4 -90.91
2017-12-31 13F-HR ISRG / Intuitive Surgical, Inc. 364.94 40,796 158,747 289.12 14,222 57,933 307.35
2017-12-31 13F-HR INTU / Intuit Inc. 157.78 274,709 471,620 71.68 39,047 74,412 90.57
2017-12-31 13F-HR IVCRB / Invacare Corp. 19.23 0 104 0 2
2017-12-31 13F-HR VTA / Invesco Dynamic Credit Opportunities Fund 11.71 28,446 28,342 -0.37 339 332 -2.06
2017-12-31 13F-HR NVTA / Invitae Corp. 6.21 161 161 0.00 2 1 -50.00
2017-12-31 13F-HR XON / Intrexon Corp. 11.52 15,500 71,079 358.57 295 819 177.63
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.90 132,774 12,999
2017-12-31 13F-HR IRBT / iRobot Corp. Put 76.69 17,500 1,342
2017-12-31 13F-HR IAU / iShares Gold Trust 12.50 113,660 113,105 -0.49 1,399 1,414 1.07
2017-12-31 13F-HR IRBT / iRobot Corp. 76.72 12,486 18,548 48.55 962 1,423 47.92
2017-12-31 13F-HR IRM / Iron Mountain Incorporated. (REIT) 37.73 180,265 299,645 66.22 7,013 11,306 61.21
2017-12-31 13F-HR HEEM / iShares Currency Hedged MSCI Emerging Markets ETF 26.40 4,889 6,440 31.72 118 170 44.07
2017-12-31 13F-HR IRWD / Ironwood Pharmaceuticals, Inc. 14.98 60,999 58,537 -4.04 962 877 -8.84
2017-12-31 13F-HR IEMG / iShares Core MSCI Emerging Markets ETF 56.91 60,965 97,510 59.94 3,294 5,549 68.46
2017-12-31 13F-HR EWJ / iShares MSCI Japan ETF Put 59.93 75,000 4,495
2017-12-31 13F-HR EEMS / iShares MSCI Emerging Markets Small Cap Index Fund 50.00 160 160 0.00 8 8 0.00
2017-12-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 76.92 13 13 0.00 1 1 0.00
2017-12-31 13F-HR EWY / iShares MSCI South Korea Capped ETF 75.05 1,104 4,304 289.86 76 323 325.00
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.55 122,550 146,440 19.49 12,911 15,310 18.58
2017-12-31 13F-HR SLQD / iShares 0-5 Year Investment Grade Corporate Bond ETF 50.27 32,301 33,043 2.30 1,635 1,661 1.59
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF 126.86 31,737 25,957 -18.21 3,959 3,293 -16.82
2017-12-31 13F-HR TLT / iShares 20+ Year Treasury Bond ETF Put 126.90 10,000 10,000 0.00 1,248 1,269 1.68
2017-12-31 13F-HR CLY / iShares 10+ Year Credit Bond ETF 63.66 587 644 9.71 36 41 13.89
2017-12-31 13F-HR STIP / iShares 0-5 Year TIPS Bond ETF 100.00 2,400 2,400 0.00 241 240 -0.41
2017-12-31 13F-HR SHY / iShares 1-3 Year Treasury Bond ETF 83.85 343,171 289,311 -15.69 28,981 24,259 -16.29
2017-12-31 13F-HR TLH / iShares 10-20 Year Treasury Bond ETF 135.99 25,465 23,620 -7.25 3,474 3,212 -7.54
2017-12-31 13F-HR IEF / iShares 7-10 Year Treasury Bond ETF 105.58 8,656 25,515 194.77 922 2,694 192.19
2017-12-31 13F-HR AIA / iShares Asia 50 ETF 66.02 275 4,923 1,690.18 17 325 1,811.76
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.17 282,289 374,989 32.84 12,432 17,314 39.27
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 46.17 238,500 331,200 38.87 10,504 15,292 45.58
2017-12-31 13F-HR AOK / iShares Core Conservative Allocation ETF 34.66 0 14,745 0 511
2017-12-31 13F-HR IEFA / iShares Core MSCI EAFE ETF 66.10 69,320 84,044 21.24 4,448 5,555 24.89
2017-12-31 13F-HR HEZU / iShares Currency Hedged MSCI Eurozone ETF 29.86 4,393 4,421 0.64 132 132 0.00
2017-12-31 13F-HR IVV / iShares Core S&P 500 ETF 268.85 1,054,132 1,030,450 -2.25 266,622 277,036 3.91
2017-12-31 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.34 1,244,503 137,211 -88.97 136,386 15,002 -89.00
2017-12-31 13F-HR ITOT / iShares Core S&P Total US Stock Market ETF 61.02 3,769 3,769 0.00 218 230 5.50
2017-12-31 13F-HR IXP / iShares Global Telecom ETF 60.47 0 5,805 0 351
2017-12-31 13F-HR XT / iShs Exponentl Tech 35.45 18,060 42,087 133.04 620 1,492 140.65
2017-12-31 13F-HR EFG / iShares MSCI EAFE Growth ETF 80.74 650,100 836,279 28.64 50,311 67,520 34.21
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 393,535 144,577 -63.26 13,286 4,885 -63.23
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 26.67 150 150 0.00 4 4 0.00
2017-12-31 13F-HR SMIN / iShares MSCI India Small-Cap ETF 52.86 1,400 1,400 0.00 64 74 15.63
2017-12-31 13F-HR IWM / iShares Russell 2000 ETF Call 152.46 0 750,000 0 114,345
2017-12-31 13F-HR IYG / iShares U.S. Financial Services ETF 130.45 41,861 52,550 25.53 5,017 6,855 36.64
2017-12-31 13F-HR JILL / J. Jill, Inc. 7.80 22,306 174
2017-12-31 13F-HR JILL / J. Jill, Inc. Put 7.81 21,000 164
2017-12-31 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 17.38 15,073 262
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 110.80 9,495 9,495 0.00 960 1,052 9.58
2017-12-31 13F-HR JONE / Jones Energy, Inc. 1.10 2,562 232,562 8,977.36 5 256 5,020.00
2017-12-31 13F-HR JCI / Johnson Controls International plc 38.11 955,112 1,004,932 5.22 38,482 38,297 -0.48
2017-12-31 13F-HR AMJ / JPMorgan Alerian MLP Index ETN due 5/24/2024 27.47 1,104,798 834,386 -24.48 31,178 22,921 -26.48
2017-12-31 13F-HR JNJ / Johnson & Johnson 139.72 5,981,221 6,723,999 12.42 777,619 939,478 20.81
2017-12-31 13F-HR JNJ / Johnson & Johnson Call 139.72 0 884,000 0 123,512
2017-12-31 13F-HR JOUT / Johnson Outdoors, Inc. 62.15 3,266 4,521 38.43 240 281 17.08
2017-12-31 13F-HR JPM / JPMorgan Chase & Co. 106.94 9,009 7,960,000 88,256.09 487 851,243 174,693.22
2017-12-31 13F-HR JNPR / Juniper Networks, Inc. 28.50 195,961 212,149 8.26 5,455 6,047 10.85
2017-12-31 13F-HR KTWO / K2M Group Holdings, Inc. 18.01 59,095 59,566 0.80 1,253 1,073 -14.37
2017-12-31 13F-HR KAI / Kadant, Inc. 96.39 10,450 83 -99.21 544 8 -98.53
2017-12-31 13F-HR LRN / K12 Inc. 15.90 107,651 100,900 -6.27 1,920 1,604 -16.46
2017-12-31 13F-HR KAMN / Kaman Corp. 59.19 79,264 2,264 -97.14 4,421 134 -96.97
2017-12-31 13F-HR JUNO / Juno Therapeutics, Inc. 45.73 6,428 7,107 10.56 288 325 12.85
2017-12-31 13F-HR KBSFU / KBS Fashion Group Limited 4.16 2,647 11
2017-12-31 13F-HR KEX / Kirby Corp. 66.94 7,003 6,200 -11.47 462 415 -10.17
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.72 17,728 775
2017-12-31 13F-HR LFGR / Leaf Group Ltd. 9.80 102 102 0.00 1 1 0.00
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 9.80 856 408 -52.34 11 4 -63.64
2017-12-31 13F-HR BATRA / Liberty Media Corporation 19.61 153 102 -33.33 4 2 -50.00
2017-12-31 13F-HR BATRK / Liberty Media Corporation 21.48 902 838 -7.10 22 18 -18.18
2017-12-31 13F-HR LSXMK / Liberty Media, Sirius XM Group Series C 39.65 138,745 30,343 -78.13 5,809 1,203 -79.29
2017-12-31 13F-HR LSXMA / Liberty Media, Sirius XM Group Series A 39.87 3,151 2,483 -21.20 132 99 -25.00
2017-12-31 13F-HR FWONA / Liberty Media, Formula One Group Series A 30.80 653 487 -25.42 24 15 -37.50
2017-12-31 13F-HR QVCA / Liberty Interactive Corp. Series A QVC Group 24.42 87,806 81,001 -7.75 2,069 1,978 -4.40
2017-12-31 13F-HR LTRPB / Liberty TripAdvisor Holdings, Inc. Put 9.43 345,000 3,252
2017-12-31 13F-HR LOOP INDS INC / (543518104) 14.49 12,700 184
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.10 4,260 4,382 2.86 531 592 11.49
2017-12-31 13F-HR MAT / Mattel, Inc. Put 15.38 89,200 1,372
2017-12-31 13F-HR MBI / MBIA, Inc. Put 7.36 11,000 81
2017-12-31 13F-HR MDT / Medtronic plc Put 80.77 10,400 840
2017-12-31 13F-HR MDXG / MiMedx Group, Inc. Put 12.60 72,200 910
2017-12-31 13F-HR MU / Micron Technology, Inc. Put 41.12 0 1,800,000 0 74,016
2017-12-31 13F-HR MOMO / Momo Inc. 24.48 211,500 194,284 -8.14 6,629 4,756 -28.25
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.30 5,310 4,922 -7.31 149 159 6.71
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.50 293,021 5,421
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.36 223 9
2017-12-31 13F-HR NFG / National Fuel Gas Co. 54.93 34,482 34,482 0.00 1,952 1,894 -2.97
2017-12-31 13F-HR NPTN / NeoPhotonics Corp, Put 6.58 47,400 312
2017-12-31 13F-HR NCBS / Nicolet Bankshares Inc. 54.67 8,378 458
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.79 1,117 2
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.75 1,920 36
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 12.20 328 4
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 14.00 8,000 112
2017-12-31 13F-HR OKTA / Okta, Inc. 25.58 12,626 323
2017-12-31 13F-HR OTEX / Open Text Corp. Call 35.66 28,600 1,020
2017-12-31 13F-HR OPTN / OptiNose, Inc. 19.51 410 8
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.24 26,534 24,837 -6.40 1,954 1,819 -6.91
2017-12-31 13F-HR OTEX / Open Text Corp. 35.67 1,244,075 3,627,327 191.57 40,172 129,387 222.08
2017-12-31 13F-HR AST / Asterias Biotherapeutics, Inc. 0.00 45 51 13.33 0 0
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. Call 11.56 655,400 222,500 -66.05 8,461 2,572 -69.60
2017-12-31 13F-HR PTN / Palatin Technologies, Inc. 0.80 5,000 4
2017-12-31 13F-HR PRTY / Party City Holdco Inc. Put 13.94 16,000 223
2017-12-31 13F-HR PBCT / People's United Financial, Inc. 18.70 1,167,422 821,692 -29.61 21,178 15,366 -27.44
2017-12-31 13F-HR PCG / PG&E Corp. Put 44.00 500 22
2017-12-31 13F-HR PIRS / Pieris Pharmaceuticals, Inc. 7.53 19,118 144
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. 34.67 0 3,000 0 104
2017-12-31 13F-HR PTLA / Portola Pharmaceuticals, Inc. 48.25 535 684 27.85 29 33 13.79
2017-12-31 13F-HR POWI / Power Integrations, Inc. 73.59 3,378 3,397 0.56 247 250 1.21
2017-12-31 13F-HR PSI / PowerShares Exchange-Trade Fund Trust 50.00 535 480 -10.28 26 24 -7.69
2017-12-31 13F-HR PJP / PowerShares Dynamic Pharmaceuticals Portfolio 63.64 550 550 0.00 36 35 -2.78
2017-12-31 13F-HR PKW / PowerShares Buyback Achievers Portfolio 59.00 4,305 4,305 0.00 239 254 6.28
2017-12-31 13F-HR PNQI / PowerShares Exchange-Trade Fund Trust 115.22 490 703 43.47 54 81 50.00
2017-12-31 13F-HR PRMW / Primo Water Corp. 13.05 766 10
2017-12-31 13F-HR TBT / ProShares UltraShort 20+ Yr Tsy 31.25 0 160 0 5
2017-12-31 13F-HR RWM / ProShares Short Russell2000 42.13 2,350 99
2017-12-31 13F-HR PXS / Pyxis Tankers Inc. 3.20 20,000 64
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.71 82,045 78,084 -4.83 7,245 8,098 11.77
2017-12-31 13F-HR RDFN / Redfin Corp 31.31 9,231 289
2017-12-31 13F-HR RCII / Rent-A-Center, Inc. Put 11.10 70,000 777
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.74 19,642 152
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.39 15,778 448
2017-12-31 13F-HR RVSB / Riverview Bancorp, Inc. 8.63 17,270 17,270 0.00 146 149 2.05
2017-12-31 13F-HR RCI / Rogers Communications, Inc. 50.93 20,238,007 18,860,448 -6.81 1,043,066 960,562 -7.91
2017-12-31 13F-HR ROSE / Rosehill Resources Inc. 11.11 90 1
2017-12-31 13F-HR SAFE / Safety, Income & Growth Inc. 17.70 1,017 18
2017-12-31 13F-HR SD / Sandridge Energy Inc. 21.09 1,066 4,979 367.07 21 105 400.00
2017-12-31 13F-HR SD / Sandridge Energy Inc. Put 20.98 0 4,100 0 86
2017-12-31 13F-HR SN / Sanchez Energy Corporation 5.31 187,987 149,327 -20.57 906 793 -12.47
2017-12-31 13F-HR SN / Sanchez Energy Corporation Put 5.31 155,100 112,000 -27.79 748 595 -20.45
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.23 1,157,956 1,268,306 9.53 108,177 129,661 19.86
2017-12-31 13F-HR SAND / Sandstorm Gold Ltd. 4.99 3,134,340 2,825,619 -9.85 14,230 14,099 -0.92
2017-12-31 13F-HR SAFM / Sanderson Farms, Inc. 138.79 65,766 48,593 -26.11 10,623 6,744 -36.52
2017-12-31 13F-HR SBH / Sally Beauty Holdings, Inc. 18.76 153,314 171,079 11.59 3,002 3,210 6.93
2017-12-31 13F-HR SJT / San Juan Basin Royalty Trust 8.23 31,700 31,700 0.00 249 261 4.82
2017-12-31 13F-HR SPNS / Sapiens International Corp. N.V. 8.85 113 113 0.00 1 1 0.00
2017-12-31 13F-HR SNY / Sanofi 0.31 159,705 6,387 -96.00 6,867 2 -99.97
2017-12-31 13F-HR SNY / Sanofi 43.00 285,584 159,705 -44.08 14,220 6,867 -51.71
2017-12-31 13F-HR SGMO / Sangamo BioSciences, Inc. 16.43 8,101 9,679 19.48 122 159 30.33
2017-12-31 13F-HR SVRA / Savara Inc 14.96 7,622 114
2017-12-31 13F-HR SCSC / ScanSource, Inc. 35.35 41,336 1,188 -97.13 1,805 42 -97.67
2017-12-31 13F-HR SBAC / SBA Communications Corp. 163.36 349,440 158,647 -54.60 50,336 25,916 -48.51
2017-12-31 13F-HR HSIC / Henry Schein, Inc. 69.88 355,406 393,655 10.76 29,140 27,509 -5.60
2017-12-31 13F-HR SCG / SCANA Corp. 39.78 440,309 553,675 25.75 21,351 22,026 3.16
2017-12-31 13F-HR SNDR / Schneider National, Inc. 28.67 3,000 3,000 0.00 76 86 13.16
2017-12-31 13F-HR SCHW / Schwab Charles Corp 51.37 1,524,916 1,297,664 -14.90 66,700 66,660 -0.06
2017-12-31 13F-HR SCHL / Scholastic Corp. 40.02 6,628 6,571 -0.86 246 263 6.91
2017-12-31 13F-HR SLB / Schlumberger Ltd. 67.39 2,470,037 2,159,250 -12.58 172,311 145,511 -15.55
2017-12-31 13F-HR SLB / Schlumberger Ltd. Call 67.40 94,000 10,000 -89.36 7,392 674 -90.88
2017-12-31 13F-HR SHLM / Schulman (A.), Inc. 37.25 41,027 33,582 -18.15 1,401 1,251 -10.71
2017-12-31 13F-HR SCHN / Schnitzer Steel Industries, Inc. 33.43 10,291 10,259 -0.31 290 343 18.28
2017-12-31 13F-HR SCHO / Schwab Short-Term U.S. Treasury ETF 50.57 870 44
2017-12-31 13F-HR SHLD / Sears Holdings Corp. Put 3.58 0 176,000 0 630
2017-12-31 13F-HR SSC / Stewart & Stevenson LLC 4.60 36,516 168
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / (82900L102) 14.27 8,200 117
2017-12-31 13F-HR SONC / Sonic Corp. Put 27.48 13,500 371
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.35 3,098 283
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 289,232 59,198 -79.53 16,417 3,484 -78.78
2017-12-31 13F-HR SPHERE 3D CORP NEW / (84841L209) 0.00 50 0
2017-12-31 13F-HR SSRI / Silver Standard Resources, Inc. Call 8.79 320,000 2,813
2017-12-31 13F-HR STITCH FIX INC / COM CL A (860897107) 25.82 3,680 95
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. Put 55.83 12,000 670
2017-12-31 13F-HR RGR / Sturm Ruger & Company, Inc. 55.79 996 12,996 1,204.82 52 725 1,294.23
2017-12-31 13F-HR STKL / SunOpta Inc. 7.75 1,502,770 907,245 -39.63 13,074 7,031 -46.22
2017-12-31 13F-HR SUN / Sunoco LP 28.40 396,743 425,097 7.15 12,339 12,073 -2.16
2017-12-31 13F-HR SU / Suncor Energy Inc. 36.72 36,572,413 37,540,840 2.65 1,281,130 1,378,501 7.60
2017-12-31 13F-HR SGRY / Surgery Partners, Inc. Put 12.00 1,000 12
2017-12-31 13F-HR COH / Coach, Inc. 44.23 942,147 41,672
2017-12-31 13F-HR TDOC / Teladoc, Inc. Put 34.83 11,800 411
2017-12-31 13F-HR TNC / Tennant Co. 73.20 741 765 3.24 49 56 14.29
2017-12-31 13F-HR TTD / Trade Desk, Inc. Put 45.73 63,200 2,890
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/31/202 (88642R117) 0.00 34 0
2017-12-31 13F-HR TOT / Total S.A. 55.28 232,323 218,523 -5.94 12,433 12,080 -2.84
2017-12-31 13F-HR TD / Toronto-Dominion Bank (ON) 58.58 68,784,351 65,089,420 -5.37 3,870,496 3,812,939 -1.49
2017-12-31 13F-HR TYG / Tortoise Energy Infrastructure Corp. 28.01 620 357 -42.42 18 10 -44.44
2017-12-31 13F-HR TM / Toyota Motor Corp. 127.17 47,438 47,314 -0.26 5,654 6,017 6.42
2017-12-31 13F-HR TSS / Total System Services, Inc. 79.09 228,550 388,340 69.91 14,970 30,714 105.17
2017-12-31 13F-HR TOWN / Towne Bank (Portsmouth, VA) 31.16 223 1,059 374.89 7 33 371.43
2017-12-31 13F-HR TSQ / Townsquare Media, Inc. 7.46 268 268 0.00 3 2 -33.33
2017-12-31 13F-HR TRIP / TripAdvisor, Inc. Put 34.57 3,500 121
2017-12-31 13F-HR UBS AG LONDON BRH / EN LG CP GRWTH (902677780) 227.75 382 87
2017-12-31 13F-HR UGI / UGI Corp. 46.96 89,796 86,263 -3.93 4,208 4,051 -3.73
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.80 208,591 227,368 9.00 4,069 4,730 16.24
2017-12-31 13F-HR UNVR / Univar, Inc. 31.01 0 8,932 0 277
2017-12-31 13F-HR VALE / Vale S.A. 12.23 277,387 598,762 115.86 2,793 7,323 162.19
2017-12-31 13F-HR RSXJ / Market Vectors Russia Small-Cap ETF 44.44 90 90 0.00 4 4 0.00
2017-12-31 13F-HR VOO / Vanguard S&P 500 ETF 245.29 380,012 347,296 -8.61 87,691 85,189 -2.85
2017-12-31 13F-HR VO / Vanguard Mid-Cap ETF 154.79 613,632 49,991 -91.85 90,204 7,738 -91.42
2017-12-31 13F-HR VBR / Vanguard Small-Cap Value ETF 132.78 34,349 31,511 -8.26 4,389 4,184 -4.67
2017-12-31 13F-HR VBK / Vanguard Small-Cap Growth ETF 160.96 6,284 6,076 -3.31 960 978 1.88
2017-12-31 13F-HR VTI / Vanguard Total Stock Market Index Fund 137.25 841,908 830,053 -1.41 109,043 113,924 4.48
2017-12-31 13F-HR VB / Vanguard Small-Cap ETF 147.80 126,618 72,589 -42.67 17,894 10,729 -40.04
2017-12-31 13F-HR VNQ / Vanguard REIT ETF 82.98 1,269,224 1,255,959 -1.05 105,460 104,220 -1.18
2017-12-31 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 54.72 1,356,911 1,592,576 17.37 71,523 87,146 21.84
2017-12-31 13F-HR VNQI / Vanguard Global ex-U.S. Real Estate ETF 60.49 27,712 39,111 41.13 1,646 2,366 43.74
2017-12-31 13F-HR VGK / Vanguard FTSE Europe ETF 59.15 926,560 1,051,632 13.50 54,047 62,204 15.09
2017-12-31 13F-HR VTV / Vanguard Value ETF 106.32 252,143 223,281 -11.45 25,168 23,739 -5.68
2017-12-31 13F-HR VT / Vanguard Total World Stock ETF 74.26 286,274 351,936 22.94 20,245 26,135 29.09
2017-12-31 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 119.23 124,558 135,102 8.47 14,316 16,108 12.52
2017-12-31 13F-HR VIGI / Vanguard International Dividend Appreciation ETF 66.25 5,645 374
2017-12-31 13F-HR VCEL / Vericel Corporation 5.48 25,538 140
2017-12-31 13F-HR VMW / VMWare, Inc. 125.32 66,559 71,335 7.18 7,267 8,940 23.02
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 9.07 2,095 19
2017-12-31 13F-HR WVE / WAVE Life Sciences Ltd. 33.02 212 7
2017-12-31 13F-HR WFC.PRL / Wells Fargo & Co., 7.50% Non-Cumul Perp Conv Cl A Preferred Stock, Series L 14,300 249 -98.26
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.00 1,000 10
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 111,466 565
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.49 56,784 1,504
2017-12-31 13F-HR WPXP / WPX Energy, 6.25% Series A Mandatory Convertible Cumulative Preferred Stock 1 2 100.00
2017-12-31 13F-HR ZBRA / Zebra Technologies Corp. 103.83 61,526 32,208 -47.65 6,680 3,344 -49.94
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. 4.14 157,600 164,600 4.44 967 681 -29.58
2017-12-31 13F-HR ZIOP / ZIOPHARM Oncology, Inc. Put 4.14 155,600 162,600 4.50 955 673 -29.53
2017-12-31 13F-HR ZOES / Zoe's Kitchen, Inc. 16.73 50,313 67,084 33.33 635 1,122 76.69
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 421,607 117,339 -72.17 826 231 -72.03
2017-12-31 13F-HR VMW / VMWare, Inc. Put 125.33 0 36,200 0 4,537
2017-12-31 13F-HR Y / Alleghany Corp. 596.09 47,059 56,092 19.20 26,071 33,436 28.25
2017-12-31 13F-HR SPHS / Sophiris Bio, Inc. Put 2.27 0 11,000 0 25
2017-12-31 13F-HR CABO / Cable One Inc. 703.34 11,414 5,026 -55.97 8,242 3,535 -57.11
2017-12-31 13F-HR GOGO / Gogo Inc. Put 11.30 0 17,700 0 200
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.22 35,195 46,499 32.12 1,996 2,521 26.30
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.61 126,491 355,913 181.37 2,550 6,979 173.69
2017-12-31 13F-HR DTE / DTE Energy Co. 109.46 230,229 314,131 36.44 24,717 34,384 39.11
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 121.91 6,975 8,424 20.77 842 1,027 21.97
2017-12-31 13F-HR WF / Woori Bank 43.01 186 186 0.00 9 8 -11.11
2017-12-31 13F-HR TCX / Tucows, Inc. 80.00 50 50 0.00 3 4 33.33
2017-12-31 13F-HR MLN / VanEck Vectors ETF TR 20.31 27,956 27,665 -1.04 558 562 0.72
2017-12-31 13F-HR BG / Bunge Ltd. 67.08 710,506 399,783 -43.73 49,350 26,817 -45.66
2017-12-31 13F-HR SEM / Select Medical Holdings Corp. 17.66 1,359 1,359 0.00 26 24 -7.69
2017-12-31 13F-HR BMRN / BioMarin Pharmaceutical, Inc. 89.17 102,332 109,134 6.65 9,523 9,732 2.19
2017-12-31 13F-HR TK / Teekay Corp. Put 9.33 4,500 4,500 0.00 40 42 5.00
2017-12-31 13F-HR BHBK / Blue Hills Bancorp, Inc. 20.19 6,638 6,638 0.00 128 134 4.69
2017-12-31 13F-HR SQM / Sociedad Quimica y Minera de Chile S.A. 59.37 100,030 65,299 -34.72 5,568 3,877 -30.37
2017-12-31 13F-HR MSLXP / Midsouth Bancorp, Inc. 13.06 689 689 0.00 8 9 12.50
2017-12-31 13F-HR GERN / Geron Corp. 1.75 6,128 9,128 48.96 13 16 23.08
2017-12-31 13F-HR DOX / Amdocs Ltd. 65.48 833,486 874,037 4.87 53,610 57,232 6.76
2017-12-31 13F-HR MITK / Mitek Systems, Inc. 8.98 21,162 21,162 0.00 202 190 -5.94
2017-12-31 13F-HR STRA / Strayer Education, Inc. 89.93 556 556 0.00 49 50 2.04
2017-12-31 13F-HR NCMI / National CineMedia, Inc. 6.90 4,703 4,490 -4.53 33 31 -6.06
2017-12-31 13F-HR ENVA / Enova International Inc 14.81 814 1,485 82.43 11 22 100.00
2017-12-31 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.86 6,510 7,445 14.36 112 133 18.75
2017-12-31 13F-HR JASO / JA Solar Holdings Co., Ltd. 7.46 39,345 93,065 136.54 300 694 131.33
2017-12-31 13F-HR FMS / Fresenius Medical Care AG & Co KGaA 52.54 69,966 21,394 -69.42 3,420 1,124 -67.13
2017-12-31 13F-HR LN / LINE Corporation 40.87 3,083 3,083 0.00 112 126 12.50
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. Call 37.80 5,900 5,900 0.00 382 223 -41.62
2017-12-31 13F-HR ATNI / Atlantic Tele-Network, Inc. 55.24 92,549 83,918 -9.33 4,878 4,636 -4.96
2017-12-31 13F-HR INFY / Infosys Limited 16.22 2,530,585 2,384,796 -5.76 36,921 38,682 4.77
2017-12-31 13F-HR OEC / Orion Engineered Carbons S.A. 25.60 314 225,894 71,840.76 7 5,783 82,514.29
2017-12-31 13F-HR BKD / Brookdale Senior Living, Inc. 9.70 1,224,864 819,979 -33.06 12,983 7,953 -38.74
2017-12-31 13F-HR AGR / Avangrid, Inc. 50.58 692 692 0.00 33 35 6.06
2017-12-31 13F-HR ROCK / Gibraltar Industries, Inc. 33.25 1,554 1,143 -26.45 48 38 -20.83
2017-12-31 13F-HR OMAB / Grupo Aeroportuario del Centro Norte S.A.B. de C.V. 41.50 15,779 16,001 1.41 700 664 -5.14
2017-12-31 13F-HR ETSY / Etsy, Inc. 20.85 3,143 1,583 -49.63 53 33 -37.74
2017-12-31 13F-HR GHDX / Genomic Health, Inc. 34.19 38,991 38,196 -2.04 1,251 1,306 4.40
2017-12-31 13F-HR ABMD / ABIOMED, Inc. 187.49 2,689 5,051 87.84 453 947 109.05
2017-12-31 13F-HR NEWM / New Media Investment Group Inc. 16.81 714 714 0.00 11 12 9.09
2017-12-31 13F-HR AVGO / Broadcom Limited 256.90 311,550 440,612 41.43 75,564 113,194 49.80
2017-12-31 13F-HR CHSP / Chesapeake Lodging Trust 27.11 118,816 20,216 -82.99 3,205 548 -82.90
2017-12-31 13F-HR HWKN / Hawkins, Inc. 35.20 7,624 4,631 -39.26 311 163 -47.59
2017-12-31 13F-HR BCPC / Balchem Corp. 80.90 1,658 1,681 1.39 134 136 1.49
2017-12-31 13F-HR AERI / Aerie Pharmaceuticals, Inc. 60.43 513 513 0.00 25 31 24.00
2017-12-31 13F-HR MDR / McDermott International, Inc. 6.59 666,578 181,744 -72.73 4,845 1,197 -75.29
2017-12-31 13F-HR NVEC / NVE Corp. 82.57 109 109 0.00 9 9 0.00
2017-12-31 13F-HR EPD / Enterprise Products Partners L.P. 26.51 13,463,847 2,974,699 -77.91 351,002 78,859 -77.53
2017-12-31 13F-HR TU / TELUS Corp. 37.87 15,321,466 13,804,767 -9.90 551,113 522,787 -5.14
2017-12-31 13F-HR ENB / Enbridge Inc. 39.11 38,908,051 39,174,627 0.69 1,627,913 1,532,120 -5.88
2017-12-31 13F-HR EGL / Engility Holdings, Inc. New 27.30 547 586 7.13 19 16 -15.79
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) Put 64.53 5,500 40,000 627.27 353 2,581 631.16
2017-12-31 13F-HR PLD / Prologis, Inc. 64.51 662,502 403,553 -39.09 42,042 26,034 -38.08
2017-12-31 13F-HR LNN / Lindsay Corp. 85.84 233 233 0.00 21 20 -4.76
2017-12-31 13F-HR RMAX / RE/MAX Holdings, Inc. 48.54 10,067 1,195 -88.13 640 58 -90.94
2017-12-31 13F-HR NWLI / National Western Life Group, Inc. 330.97 3,816 3,816 0.00 1,332 1,263 -5.18
2017-12-31 13F-HR CARA / Cara Therapeutics, Inc. Put 12.24 34,000 34,000 0.00 465 416 -10.54
2017-12-31 13F-HR SPIL / Siliconware Precision Industries Company Ltd. 9.80 306 306 0.00 2 3 50.00
2017-12-31 13F-HR EPHE / iShares MSCI Philippines ETF 38.95 3,800 3,800 0.00 140 148 5.71
2017-12-31 13F-HR IBTX / Independent Bank Group, Inc. 68.52 31 540 1,641.94 2 37 1,750.00
2017-12-31 13F-HR CAF / Morgan Stanley China A Share Fund, Inc. 23.25 2,968 2,968 0.00 71 69 -2.82
2017-12-31 13F-HR GIII / G-III Apparel Group, Ltd. 36.89 55,767 119,742 114.72 1,618 4,417 172.99
2017-12-31 13F-HR ALV / Autoliv, Inc. 127.05 10,268 6,281 -38.83 1,270 798 -37.17
2017-12-31 13F-HR CDK / CDK Global, Inc. 71.32 23,966 23,024 -3.93 1,513 1,642 8.53
2017-12-31 13F-HR SNN / Smith & Nephew PLC 35.01 23,655 281,224 1,088.86 861 9,846 1,043.55
2017-12-31 13F-HR SVU / Supervalu, Inc. 21.55 4,693 1,624 -65.40 102 35 -65.69
2017-12-31 13F-HR CONN / Conn's, Inc. 35.56 20,246 20,246 0.00 570 720 26.32
2017-12-31 13F-HR BHGE / Baker Hughes, a GE company 31.64 382,494 254,534 -33.45 14,006 8,054 -42.50
2017-12-31 13F-HR TY / Tri-Continental Corp. 26.96 19,266 19,065 -1.04 493 514 4.26
2017-12-31 13F-HR PIR / Pier 1 Imports, Inc. 3.97 161,474 755 -99.53 676 3 -99.56
2017-12-31 13F-HR GREK / Global X FTSE Greece 20 ETF 10.38 4,040 4,240 4.95 38 44 15.79
2017-12-31 13F-HR BDN / Brandywine Realty Trust 18.19 319,299 306,115 -4.13 5,584 5,568 -0.29
2017-12-31 13F-HR REG / Regency Centers Corp. 69.18 132,546 104,358 -21.27 8,223 7,220 -12.20
2017-12-31 13F-HR ITCI / Intra-Cellular Therapies Inc. 14.39 6,324 6,324 0.00 99 91 -8.08
2017-12-31 13F-HR STM / STMicroelectronics N.V. 21.85 32,267 32,267 0.00 627 705 12.44
2017-12-31 13F-HR TWO / Two Harbors Investment Corp. 16.26 1,055,541 475,546 -54.95 10,640 7,732 -27.33
2017-12-31 13F-HR BANR / Banner Corp. 55.13 39,063 56,342 44.23 2,394 3,106 29.74
2017-12-31 13F-HR GILD / Gilead Sciences, Inc. 71.64 2,080,343 2,559,990 23.06 168,549 183,397 8.81
2017-12-31 13F-HR AVA / Avista Corp. 51.51 2,726 9,959 265.33 141 513 263.83
2017-12-31 13F-HR RPRX / Repros Therapeutics, Inc. 1.00 1,000 1,000 0.00 0 1
2017-12-31 13F-HR BUZ / Sprott Buzz Social Media Insights ETF 32.03 200,000 200,000 0.00 6,021 6,406 6.39
2017-12-31 13F-HR BHVN / Biohaven Pharmaceutical Holding 21.98 4,182 91 -97.82 156 2 -98.72
2017-12-31 13F-HR HYLD / Peritus High Yield ETF 36.21 2,740 1,740 -36.50 99 63 -36.36
2017-12-31 13F-HR IOSP / Innospec, Inc. 70.42 852 852 0.00 52 60 15.38
2017-12-31 13F-HR AMZN / Amazon.com, Inc. 1,169.47 509,258 558,105 9.59 489,575 652,687 33.32
2017-12-31 13F-HR REPH / Recro Pharma, Inc. 9.20 4,328 4,564 5.45 39 42 7.69
2017-12-31 13F-HR NFO / Guggenheim Insider Sentiment ETF 62.02 645 645 0.00 38 40 5.26
2017-12-31 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 82.89 38,379 38,931 1.44 2,960 3,227 9.02
2017-12-31 13F-HR CNSL / Consolidated Communications Holdings, Inc. 12.24 3,933 14,138 259.47 75 173 130.67
2017-12-31 13F-HR HSTM / HealthStream, Inc. 23.12 11,746 12,762 8.65 275 295 7.27
2017-12-31 13F-HR LAWS / Lawson Products, Inc. 24.00 500 500 0.00 13 12 -7.69
2017-12-31 13F-HR ARTNA / Artesian Resources Corp. 38.59 5,882 5,882 0.00 222 227 2.25
2017-12-31 13F-HR LOGM / LogMein, Inc. 114.46 33,507 14,564 -56.53 3,688 1,667 -54.80
2017-12-31 13F-HR ARCC / Ares Capital Corp. 15.72 3,871,581 3,820,443 -1.32 63,455 60,058 -5.35
2017-12-31 13F-HR DON / WisdomTree MidCap Dividend Fund 35.28 4,526 14,031 210.01 453 495 9.27
2017-12-31 13F-HR CEL / Cellcom Israel, Ltd. 10.00 200 200 0.00 2 2 0.00
2017-12-31 13F-HR OXY / Occidental Petroleum Corp. Put 175,000 0 -100.00 11,237 0 -100.00
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Call 100,000 0 -100.00 1,918 0 -100.00
2017-12-31 13F-HR IVAC / Intevac, Inc. 345 0 -100.00 3 0 -100.00
2017-12-31 13F-HR NEON / Neonode, Inc. 7,200 0 -100.00 9 0 -100.00
2017-12-31 13F-HR GIB / CGI Group Inc. Put 20,000 0 -100.00 1,037 0 -100.00
2017-12-31 13F-HR HAS / Hasbro, Inc. Put 2,200 0 -100.00 215 0 -100.00
2017-12-31 13F-HR IMMR / Immersion Corporation 992 0 -100.00 8 0 -100.00
2017-12-31 13F-HR SVXY / ProShares Short VIX Short-Term Futures ETF 26,000 0 -100.00 2,438 0 -100.00
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA Call 700 0 -100.00 84 0 -100.00
2017-12-31 13F-HR MIFI / Novatel Wireless, Inc. 3,166 0 -100.00 5 0 -100.00
2017-12-31 13F-HR ONVO / Organovo Holdings, Inc. 869 0 -100.00 2 0 -100.00
2017-12-31 13F-HR DHS / WisdomTree U.S. High Dividend Fund 50 0 -100.00 3 0 -100.00
2017-12-31 13F-HR FRAK / Market Vectors Unconventional Oil & Gas ETF 200 0 -100.00 3 0 -100.00
2017-12-31 13F-HR DGI / DigitalGlobe, Inc. 125,420 0 -100.00 4,421 0 -100.00
2017-12-31 13F-HR DDC / Dominion Diamond Corp. 341,807 0 -100.00 4,847 0 -100.00
2017-12-31 13F-HR LOCO / El Pollo Loco Holdings, Inc. 12,740 0 -100.00 155 0 -100.00
2017-12-31 13F-HR ERII / Energy Recovery, Inc. 1,548 0 -100.00 13 0 -100.00
2017-12-31 13F-HR GIMO / Gigamon Inc. 189,086 0 -100.00 7,970 0 -100.00
2017-12-31 13F-HR GV / Goldfield Corp. 20,578 0 -100.00 130 0 -100.00
2017-12-31 13F-HR HRTG / Heritage Insurance Holdings, Inc. 8,490 0 -100.00 112 0 -100.00
2017-12-31 13F-HR HBP / Huttig Building Products, Inc. 19,884 0 -100.00 140 0 -100.00
2017-12-31 13F-HR PMC / PharMerica Corp. 4,806 0 -100.00 141 0 -100.00
2017-12-31 13F-HR ABEO / Abeona Therapeutics Inc. Put 15.84 24,300 385
2017-12-31 13F-HR WUBA / 58.com Inc. 71.57 154,094 165,048 7.11 9,729 11,812 21.41
2017-12-31 13F-HR WBAI / 500.com Limited 10.11 34,372 58,736 70.88 379 594 56.73
2017-12-31 13F-HR ABT / Abbott Laboratories 57.07 1,912,256 2,903,122 51.82 102,039 165,681 62.37
2017-12-31 13F-HR MTCN / ArcelorMittal Call 162,500 0 -100.00 4,186 0 -100.00
2017-12-31 13F-HR ALR / Alere Inc. 3,002 0 -100.00 153 0 -100.00
2017-12-31 13F-HR ATEN / A10 Networks, Inc. 7.23 792 692 -12.63 6 5 -16.67
2017-12-31 13F-HR DDD / 3 D Systems Corp. Put 8.64 101,600 789,700 677.26 1,360 6,823 401.69
2017-12-31 13F-HR VNET / 21Vianet Group, Inc. 7.98 50 64,400 128,700.00 0 514
2017-12-31 13F-HR XXII / 22nd Century Group, Inc. Put 2.80 150,900 150,900 0.00 418 423 1.20
2017-12-31 13F-HR ABAX / Abaxis, Inc. 49.39 3,902 5,629 44.26 174 278 59.77
2017-12-31 13F-HR EGHT / 8x8, Inc. 14.23 2,272 2,529 11.31 31 36 16.13
2017-12-31 13F-HR AAON / AAON, Inc. 36.42 2,114 2,114 0.00 73 77 5.48
2017-12-31 13F-HR AAN / Aaron's, Inc. 39.84 115,655 119,816 3.60 5,046 4,773 -5.41
2017-12-31 13F-HR TWOU / 2U, Inc. 64.50 21,279 27,937 31.29 1,192 1,802 51.17
2017-12-31 13F-HR ABB / ABB Ltd. 26.82 48,432 71,958 48.58 1,198 1,930 61.10
2017-12-31 13F-HR AXDX / Accelerate Diagnostics, Inc. Put 26.19 0 38,600 0 1,011
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.66 30,281 16,748 -44.69 1,447 547 -62.20
2017-12-31 13F-HR ACHN / Achillion Pharmaceuticals, Inc. 2.33 4,118 430 -89.56 18 1 -94.44
2017-12-31 13F-HR ABM / ABM Industries Inc. 37.74 6,664 6,703 0.59 278 253 -8.99
2017-12-31 13F-HR ACN / Accenture plc 153.09 1,139,480 1,227,145 7.69 153,908 187,864 22.06
2017-12-31 13F-HR AKAO / Achaogen, Inc. 10.71 10,000 21,000 110.00 160 225 40.63
2017-12-31 13F-HR ARAY / Accuray, Inc. 4.26 17,152 16,920 -1.35 69 72 4.35
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. 36.23 10,050 5,300 -47.26 474 192 -59.49
2017-12-31 13F-HR ACIA / Acacia Communications, Inc. Put 36.23 9,800 5,300 -45.92 462 192 -58.44
2017-12-31 13F-HR ACAD / ACADIA Pharmaceuticals, Inc. 30.09 327 23,826 7,186.24 12 717 5,875.00
2017-12-31 13F-HR ACET / Aceto Corp. 10.42 4,407 3,072 -30.29 50 32 -36.00
2017-12-31 13F-HR ACRS / Aclaris Therapeutics, Inc. 23.87 377 377 0.00 10 9 -10.00
2017-12-31 13F-HR ACCO / Acco Brands Corp. 12.20 187,148 204,844 9.46 2,227 2,499 12.21
2017-12-31 13F-HR ACST / Acasti Pharma, Inc. 0.00 175,009 212 -99.88 248 0 -100.00
2017-12-31 13F-HR ACTG / Acacia Research Corp. 5.56 581 180 -69.02 3 1 -66.67
2017-12-31 13F-HR GOLF / Acushnet Holdings Corp. 22.00 500 500 0.00 9 11 22.22
2017-12-31 13F-HR ADUS / Addus HomeCare Corp 33.98 0 206 0 7
2017-12-31 13F-HR ATU / Actuant Corp. 25.42 5,035 5,035 0.00 129 128 -0.78
2017-12-31 13F-HR AGRO / Adecoagro S.A. 10.34 34,755 26,405 -24.03 375 273 -27.20
2017-12-31 13F-HR ATVI / Activision Blizzard, Inc. 63.32 957,887 1,437,600 50.08 61,794 91,029 47.31
2017-12-31 13F-HR AYI / Acuity Brands, Inc. (Holding Company) 176.00 87,433 101,431 16.01 14,976 17,852 19.20
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.69 55,953 65,089 16.33 5,552 6,489 16.88
2017-12-31 13F-HR AMD / Advanced Micro Devices, Inc. Put 10.28 0 6,053,800 0 62,233
2017-12-31 13F-HR ADRO / Aduro Biotech, Inc. 7.53 899 531 -40.93 10 4 -60.00
2017-12-31 13F-HR ACM / AECOM 37.14 30,391 31,473 3.56 1,119 1,169 4.47
2017-12-31 13F-HR AVK / Advent Claymore Convertible Securities & Income Fund 16.00 1,500 1,500 0.00 24 24 0.00
2017-12-31 13F-HR ASIX / AdvanSix Inc. 41.65 2,118 2,161 2.03 83 90 8.43
2017-12-31 13F-HR ADXS / Advaxis, Inc. 2.84 2,615 433,198 16,465.89 11 1,230 11,081.82
2017-12-31 13F-HR AEGN / Aegion Corp 25.39 4,490 4,490 0.00 105 114 8.57
2017-12-31 13F-HR ADBE / Adobe Systems, Inc. 175.24 531,120 815,305 53.51 79,232 142,872 80.32
2017-12-31 13F-HR AGLE / Aeglea BioTherapeutics, Inc. 5.33 13 3,000 22,976.92 0 16
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. 67.47 191,995 84,805 -55.83 15,505 5,722 -63.10
2017-12-31 13F-HR HDGE / Active Bear ETF/The 7.88 14,200 5,200 -63.38 119 41 -65.55
2017-12-31 13F-HR ADSW / Advanced Disposal Services, Inc. 23.26 344 344 0.00 9 8 -11.11
2017-12-31 13F-HR AEG / Aegon N.V. ADR 6.30 409,128 448,252 9.56 2,369 2,824 19.21
2017-12-31 13F-HR ADNT / Adient plc 78.62 8,143 6,665 -18.15 684 524 -23.39
2017-12-31 13F-HR AGRX / Agile Therapeutics, Inc. 2.96 1,350 4
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 0.00 48 44 -8.33 0 0
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 55.32 680 940 38.24 37 52 40.54
2017-12-31 13F-HR AET / Aetna, Inc. 180.39 276,881 462,914 67.19 44,027 83,504 89.67
2017-12-31 13F-HR HIVE / Aerohive Networks, Inc. 5.68 1,936 1,936 0.00 8 11 37.50
2017-12-31 13F-HR AER / AerCap Holdings N.V. 52.61 1,287,810 684,419 -46.85 65,819 36,009 -45.29
2017-12-31 13F-HR AGYS / Agilysys, Inc. 12.38 2,181 2,181 0.00 26 27 3.85
2017-12-31 13F-HR AES / AES Corp. (The) 10.83 2,095,328 2,064,855 -1.45 23,091 22,362 -3.16
2017-12-31 13F-HR AGIO / Agios Pharmaceuticals, Inc. 57.17 2,031 3,551 74.84 135 203 50.37
2017-12-31 13F-HR AGU / Agrium Inc. 115.00 3,331,141 2,860,088 -14.14 357,132 328,909 -7.90
2017-12-31 13F-HR AGU / Agrium Inc. Put 115.00 0 50,000 0 5,750
2017-12-31 13F-HR AMG / Affiliated Managers Group, Inc. 205.25 37,772 77,044 103.97 7,169 15,813 120.57
2017-12-31 13F-HR ADC / Agree Realty Corp. 51.53 3,889 4,619 18.77 191 238 24.61
2017-12-31 13F-HR AJRD / Aerojet Rocketdyne Holdings, Inc. 31.19 152,618 40,008 -73.79 5,344 1,248 -76.65
2017-12-31 13F-HR AFMD / Affimed N.V. 0.00 0 34 0 0
2017-12-31 13F-HR A / Agilent Technologies, Inc. 66.97 258,280 742,001 187.29 16,581 49,693 199.70
2017-12-31 13F-HR AFL / AFLAC, Inc. 87.78 444,711 661,391 48.72 36,194 58,057 60.41
2017-12-31 13F-HR AIMT / Aimmune Therapeutics, Inc. 37.86 1,400 53
2017-12-31 13F-HR AKTS / Akoustis Technologies, Inc. 5.25 381 2
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.02 209,576 96,287 -54.06 10,210 6,261 -38.68
2017-12-31 13F-HR ATSG / Air Transport Services Group, Inc. 23.14 180 90,180 50,000.00 4 2,087 52,075.00
2017-12-31 13F-HR AKBA / Akebia Therapeutics, Inc. 14.87 54,884 67,639 23.24 1,079 1,006 -6.77
2017-12-31 13F-HR ALK / Alaska Air Group, Inc. 73.51 173,344 187,024 7.89 13,220 13,749 4.00
2017-12-31 13F-HR AKS / AK Steel Holding Corp. 5.56 235,534 9,714 -95.88 1,317 54 -95.90
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Call 5.66 0 113,700 0 644
2017-12-31 13F-HR AKS / AK Steel Holding Corp. Put 5.00 0 400 0 2
2017-12-31 13F-HR AL / Air Lease Corporation 48.04 6,519 6,849 5.06 278 329 18.35
2017-12-31 13F-HR AGI / Alamos Gold Inc. 6.51 2,188,377 2,854,256 30.43 14,793 18,581 25.61
2017-12-31 13F-HR ALG / Alamo Group, Inc. 113.89 397 360 -9.32 43 41 -4.65
2017-12-31 13F-HR ALDR / Alder BioPharmaceuticals, Inc. 11.44 19,505 36,881 89.08 239 422 76.57
2017-12-31 13F-HR ALB / Albemarle Corp. 127.88 33,777 55,646 64.75 4,603 7,116 54.59
2017-12-31 13F-HR AKTX / Akari Therapeutics Plc 4.33 20,000 30,000 50.00 123 130 5.69
2017-12-31 13F-HR APD / Air Products & Chemicals, Inc. 164.09 290,113 299,568 3.26 43,869 49,155 12.05
2017-12-31 13F-HR ALRM / Alarm.com Holdings, Inc. 37.75 174,799 172,888 -1.09 7,897 6,527 -17.35
2017-12-31 13F-HR AIN / Albany International Corp. 61.35 2,330 1,842 -20.94 134 113 -15.67
2017-12-31 13F-HR AYR / Aircastle Ltd. 23.39 152,829 178,186 16.59 3,406 4,168 22.37
2017-12-31 13F-HR AA / Alcoa Corp. 53.87 468,836 442,020 -5.72 21,859 23,811 8.93
2017-12-31 13F-HR AGN / Allergan plc 163.58 353,823 5,465 57,878 959.07
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 144,323 134,722 -6.65 5,998 5,740 -4.30
2017-12-31 13F-HR TGD / Timmins Gold Corp. 3.66 12,309 15,009 21.94 55 55 0.00
2017-12-31 13F-HR ADS / Alliance Data Systems Corp. 253.48 504,608 481,504 -4.58 111,798 122,052 9.17
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited 172.43 1,124,401 1,292,199 14.92 194,194 222,813 14.74
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Call 172.43 0 75,000 0 12,932
2017-12-31 13F-HR BABA / Alibaba Group Holding Limited Put 172.43 499,500 749,500 50.05 86,269 129,237 49.81
2017-12-31 13F-HR AB / AllianceBernstein Holding L.P. 25.05 417,400 417,400 0.00 10,142 10,456 3.10
2017-12-31 13F-HR ALGT / Allegiant Travel Company 154.91 7,365 4,622 -37.24 969 716 -26.11
2017-12-31 13F-HR ARLP / Alliance Resource Partners, L.P. 19.70 0 180,000 0 3,546
2017-12-31 13F-HR NCZ / AGIC Convertible & Income Fund II 6.20 10,000 10,000 0.00 63 62 -1.59
2017-12-31 13F-HR ALGN / Align Technology, Inc. 222.19 152,644 129,869 -14.92 28,434 28,856 1.48
2017-12-31 13F-HR ALIM / Alimera Sciences, Inc. 2.00 500 500 0.00 1 1 0.00
2017-12-31 13F-HR AWF / AllianceBernstein Global High Income Fund, Inc. 12.76 248,000 248,000 0.00 3,236 3,164 -2.22
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.59 145,942 374,630 156.70 17,362 48,924 181.79
2017-12-31 13F-HR ABTX / Allegiance Bancshares, Inc. 37.43 3,586 4,382 22.20 132 164 24.24
2017-12-31 13F-HR ALKS / Alkermes plc 54.80 6,853 13,194 92.53 349 723 107.16
2017-12-31 13F-HR AHGP / Alliance Holdings GP, L.P 0.00 0 1 0 0
2017-12-31 13F-HR ALE / ALLETE, Inc. 74.10 2,402 2,402 0.00 185 178 -3.78
2017-12-31 13F-HR RIGS / Riverfront Strategic Income Fund 25.26 475 12
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 1,044,177 1,188,378 13.81 1,016,736 1,251,837 23.12
2017-12-31 13F-HR RESI / Altisource Residential Corp 11.85 13,487 31,317 132.20 150 371 147.33
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.40 1,469,481 1,446,178 -1.59 1,409,397 1,513,284 7.37
2017-12-31 13F-HR YHOO / Yahoo! Inc. Put 69.85 570,000 350,000 -38.60 37,757 24,448 -35.25
2017-12-31 13F-HR GRI / Cohens & Steer Global Realty Majors 44.93 13,777 13,777 0.00 609 619 1.64
2017-12-31 13F-HR AOSL / Alpha and Omega Semiconductor Ltd. 16.27 740 9,344 1,162.70 12 152 1,166.67
2017-12-31 13F-HR NFJ / NFJ Dividend Interest & Premium Strategy Fund. 12.96 2,950 2,700 -8.47 40 35 -12.50
2017-12-31 13F-HR ALSN / Allison Transmission Holdings, Inc. 43.07 2,373,278 1,870,236 -21.20 89,069 80,551 -9.56
2017-12-31 13F-HR MDRX / Allscripts Healthcare Solutions Inc. 14.55 799,973 167,704 -79.04 11,383 2,440 -78.56
2017-12-31 13F-HR ALLT / Allot Communications, Ltd. 5.33 2,251 2,251 0.00 12 12 0.00
2017-12-31 13F-HR AFAM / Almost Family, Inc. 55.44 3,343 3,896 16.54 180 216 20.00
2017-12-31 13F-HR ATUS / Altice USA, Inc. 20.00 100 100 0.00 3 2 -33.33
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 18,112,180 30.90 9 1,265,137 14,056,977.78
2017-12-31 13F-HR AOD / Alpine Total Dynamic Dividend Fund 9.47 408,000 408,000 0.00 3,672 3,864 5.23
2017-12-31 13F-HR AMLP / Alerian ETF 10.78 79,157 45,002 -43.15 888 485 -45.38
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.00 0 15,500 0 62
2017-12-31 13F-HR AMBC / Ambac Financial Group, Inc. 15.42 389 389 0.00 7 6 -14.29
2017-12-31 13F-HR AMAG / AMAG Pharmaceuticals, Inc. 13.51 142,788 3,404 -97.62 2,635 46 -98.25
2017-12-31 13F-HR ACH / Aluminum Corporation of China Ltd. 17.92 57,250 77,160 34.78 1,269 1,383 8.98
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.53 93,521 11,831 -87.35 9,674 1,284 -86.73
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.70 66,518 1,016 -98.47 1,330 19 -98.57
2017-12-31 13F-HR AMOV / America Movil S.A.B. de CV 16.67 300 300 0.00 5 5 0.00
2017-12-31 13F-HR AMX / America Movil S.A.B. de CV 17.15 520,418 597,936 14.90 9,237 10,255 11.02
2017-12-31 13F-HR AXL / American Axle & Manufacturing Holdings, Inc. Call 17.03 0 73,800 0 1,257
2017-12-31 13F-HR AMBR / Amber Road, Inc. 7.34 567,649 646,273 13.85 4,360 4,744 8.81
2017-12-31 13F-HR AAL / American Airlines Group Inc. 52.03 401,323 482,153 20.14 19,059 25,086 31.62
2017-12-31 13F-HR AMRC / Ameresco, Inc. 9.29 538 538 0.00 4 5 25.00
2017-12-31 13F-HR AEL / American Equity Investment Life Holding Co. 30.73 235,493 233,070 -1.03 6,848 7,163 4.60
2017-12-31 13F-HR AXP / American Express Co. 99.31 1,799,895 2,484,470 38.03 162,819 246,732 51.54
2017-12-31 13F-HR UHAL / AMERCO 380.28 193 213 10.36 73 81 10.96
2017-12-31 13F-HR AIG / American International Group, Inc. 59.58 3,789,902 3,234,392 -14.66 232,664 192,705 -17.17
2017-12-31 13F-HR AAT / American Assets Trust Inc 38.23 104,210 43,347 -58.40 4,145 1,657 -60.02
2017-12-31 13F-HR ABEV / Ambev S.A 6.46 1,259,750 1,522,082 20.82 8,302 9,833 18.44
2017-12-31 13F-HR AMC / AMC Entertainment Holdings, Inc. 15.10 23,498 104,784 345.93 346 1,582 357.23
2017-12-31 13F-HR AMBA / Ambarella, Inc. 61.22 2,240 245 -89.06 110 15 -86.36
2017-12-31 13F-HR ACC / American Campus Communities, Inc. 41.03 2,853 132,827 4,555.70 125 5,450 4,260.00
2017-12-31 13F-HR AEO / American Eagle Outfitters, Inc. 18.79 52,714 83,237 57.90 753 1,564 107.70
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. Put 12.94 1,700 22
2017-12-31 13F-HR ARA / American Renal Associates Holdings, Inc. 15.94 251 4
2017-12-31 13F-HR AMT.PRB / American Tower Corp NEW 8 9 12.50
2017-12-31 13F-HR AME / Ametek, Inc. 72.47 302,546 218,130 -27.90 19,981 15,808 -20.88
2017-12-31 13F-HR APH / Amphenol Corp. 87.80 345,508 355,669 2.94 29,241 31,228 6.80
2017-12-31 13F-HR AMT / American Tower Corp. (REIT) 142.67 577,377 869,929 50.67 78,916 124,113 57.27
2017-12-31 13F-HR AMKR / Amkor Technology, Inc. 10.01 16,844 15,590 -7.44 177 156 -11.86
2017-12-31 13F-HR USAPF / Americas Silver Corporation 3.50 1,230 3,710 201.63 5 13 160.00
2017-12-31 13F-HR ARII / American Railcar Industries, Inc. 43.10 116 116 0.00 4 5 25.00
2017-12-31 13F-HR AMP / Ameriprise Financial, Inc. 169.47 930,766 726,393 -21.96 138,227 123,101 -10.94
2017-12-31 13F-HR AWK / American Water Works Co., Inc. 91.49 238,137 261,915 9.99 19,267 23,962 24.37
2017-12-31 13F-HR AMSWA / American Software, Inc. 11.65 1,177 12,447 957.52 13 145 1,015.38
2017-12-31 13F-HR AMSF / AMERISAFE, Inc. 61.71 33,534 8,734 -73.95 1,951 539 -72.37
2017-12-31 13F-HR ABCB / Ameris Bancorp 47.99 2,186 3,188 45.84 105 153 45.71
2017-12-31 13F-HR FOLD / Amicus Therapeutics, Inc. 14.40 0 2,292 0 33
2017-12-31 13F-HR AMGN / Amgen Inc. Call 174.00 92,800 500 -99.46 17,303 87 -99.50
2017-12-31 13F-HR AHS / AMN Healthcare Services, Inc. 49.22 2,818 3,088 9.58 129 152 17.83
2017-12-31 13F-HR AWR / American States Water Co. (Holding Co.) 57.91 18,140 18,011 -0.71 893 1,043 16.80
2017-12-31 13F-HR ABC / AmerisourceBergen Corp. 91.82 281,861 270,757 -3.94 23,323 24,861 6.59
2017-12-31 13F-HR AMWD / American Woodmark Corp. 130.22 16,710 15,935 -4.64 1,609 2,075 28.96
2017-12-31 13F-HR AEUA / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018 3 3 0.00
2017-12-31 13F-HR ANAB / AnaptysBio, Inc. 88.24 34 3
2017-12-31 13F-HR ANIK / Anika Therapeutics Inc. 53.94 19,150 2,781 -85.48 1,111 150 -86.50
2017-12-31 13F-HR APC / Anadarko Petroleum Corp. 53.64 177,534 582,950 228.36 8,673 31,270 260.54
2017-12-31 13F-HR ADI / Analog Devices, Inc. 89.03 199,751 244,567 22.44 17,212 21,774 26.50
2017-12-31 13F-HR ALOG / Analogic Corp. 83.75 37,957 52,237 37.62 3,179 4,375 37.62
2017-12-31 13F-HR ANDE / Andersons, Inc. (THE) 31.15 223,926 227,240 1.48 7,669 7,078 -7.71
2017-12-31 13F-HR BUD / Anheuser-Busch Inbev SA 111.55 844,185 33,573 -96.02 100,711 3,745 -96.28
2017-12-31 13F-HR ANGO / AngioDynamics, Inc. 16.62 187,634 59,032 -68.54 3,207 981 -69.41
2017-12-31 13F-HR AVXL / Anavex Life Sciences Corp. 3.00 2,000 2,000 0.00 8 6 -25.00
2017-12-31 13F-HR ANDV / Andeavor Corp. 114.35 1,320,440 83,632 -93.67 60,991 9,563 -84.32
2017-12-31 13F-HR ANDV / Andeavor Corp. 46.19 73,029 1,320,440 1,708.10 7,533 60,991 709.65
2017-12-31 13F-HR APPN / Appian Corp. 30.56 360 11
2017-12-31 13F-HR AAOI / Applied Optoelectronics, Inc. 37.86 35,181 11,120 -68.39 2,275 421 -81.49
2017-12-31 13F-HR APOG / Apogee Enterprises, Inc. 45.61 4,282 4,582 7.01 206 209 1.46
2017-12-31 13F-HR ARI / Apollo Commercial Real Estate Finance, Inc. 18.37 13,644 10,015 -26.60 247 184 -25.51
2017-12-31 13F-HR NLY / Annaly Capital Management, Inc. 11.89 4,953,544 4,261,340 -13.97 60,383 50,666 -16.09
2017-12-31 13F-HR AR / Antero Resources Corporation 19.00 775,420 231,197 -70.18 15,431 4,392 -71.54
2017-12-31 13F-HR ANTH / Anthera Pharmaceuticals, Inc. 1.77 834 566 -32.13 1 1 0.00
2017-12-31 13F-HR AIV / Apartment Investment & Management Co. 43.71 108,142 142,199 31.49 4,742 6,216 31.08
2017-12-31 13F-HR ANSS / ANSYS, Inc. 147.57 53,862 65,594 21.78 6,611 9,680 46.42
2017-12-31 13F-HR AON / Aon Plc 134.00 274,268 206,019 -24.88 40,069 27,607 -31.10
2017-12-31 13F-HR AAPL / Apple, Inc. Call 169.23 0 1,978,400 0 334,805
2017-12-31 13F-HR AFT / Apollo Senior Floating Rate Fund Inc. 16.20 19,844 21,359 7.63 332 346 4.22
2017-12-31 13F-HR AINV / Apollo Investment Corp. 5.66 3,339,121 3,339,121 0.00 20,402 18,900 -7.36
2017-12-31 13F-HR APO / Apollo Global Management LLC 33.47 2,074,200 819,000 -60.51 62,433 27,412 -56.09
2017-12-31 13F-HR APA / Apache Corp. 42.22 150,760 152,728 1.31 6,904 6,448 -6.60
2017-12-31 13F-HR AMAT / Applied Materials, Inc. 51.12 7,042,155 5,079,243 -27.87 366,826 259,651 -29.22
2017-12-31 13F-HR AGTC / Applied Genetic Technologies Corp 3.60 58,102 19,460 -66.51 230 70 -69.57
2017-12-31 13F-HR ARKK / ARK Innovation ETF 39.13 230 9
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.24 82,605 84,210 1.94 2,741 3,304 20.54
2017-12-31 13F-HR ARDX / Ardelyx, Inc. 5.59 3,397 3,397 0.00 19 19 0.00
2017-12-31 13F-HR AGII / Argo Group International Holdings, Ltd. 61.65 44,359 53,330 20.22 2,728 3,288 20.53
2017-12-31 13F-HR ABUS / Arbutus Biopharma Corporation 5.05 853,929 863,397 1.11 5,294 4,360 -17.64
2017-12-31 13F-HR AQMS / Aqua Metals, Inc. 2.00 28,770 3,000 -89.57 197 6 -96.95
2017-12-31 13F-HR AQMS / Aqua Metals, Inc. Put 2.00 20,400 3,000 -85.29 140 6 -95.71
2017-12-31 13F-HR ARDC / Ares Dynamic Credit Allocation Fund, Inc. 16.44 20,559 20,499 -0.29 337 337 0.00
2017-12-31 13F-HR ANET / Arista Networks, Inc. 235.60 3,968 5,174 30.39 752 1,219 62.10
2017-12-31 13F-HR EXH / 10.50 41,682 165,825 297.83 523 1,741 232.89
2017-12-31 13F-HR ARMK / Aramark 42.73 24,939 16,194 -35.07 1,013 692 -31.69
2017-12-31 13F-HR MTCN / ArcelorMittal 32.25 7,113 14,947 110.14 184 482 161.96
2017-12-31 13F-HR AREX / Approach Resources, Inc. Put 2.97 271,700 19,200 -92.93 682 57 -91.64
2017-12-31 13F-HR ARD / Ardagh Group S.A. 20.97 60 1,574 2,523.33 1 33 3,200.00
2017-12-31 13F-HR AATDF / AA LTD 27.25 389,176 713,687 83.38 9,683 19,447 100.84
2017-12-31 13F-HR AQB / AquaBounty Technologies, Inc. 4.46 224 224 0.00 2 1 -50.00
2017-12-31 13F-HR ARH.PRC / Arch Capital Group Ltd. 90.76 90,723 72,209 -20.41 8,936 6,554 -26.66
2017-12-31 13F-HR APTO / Aptose Biosciences. Inc. 2.24 14,756 8,922 -39.54 22 20 -9.09
2017-12-31 13F-HR ASC / Ardmore Shipping Corp. 8.19 1,221 1,221 0.00 10 10 0.00
2017-12-31 13F-HR ABG / Asbury Automotive Group, Inc. 63.73 408 408 0.00 25 26 4.00
2017-12-31 13F-HR ASCMB / Ascent Capital Group, Inc. 10.49 286 286 0.00 4 3 -25.00
2017-12-31 13F-HR AKG / Asanko Gold Inc. 0.71 51,430 4,707,420 9,053.06 49 3,324 6,683.67
2017-12-31 13F-HR AKG / Asanko Gold Inc. Call 0.71 500,000 100,000 -80.00 476 71 -85.08
2017-12-31 13F-HR AHH / Armada Hoffler Properites, Inc. 15.53 61,243 61,243 0.00 846 951 12.41
2017-12-31 13F-HR APAM / Artisan Partners Asset Management Inc. 39.62 4,386 1,666 -62.02 143 66 -53.85
2017-12-31 13F-HR ASH / Ashland Global Holdings, Inc. 71.26 9,557 9,599 0.44 625 684 9.44
2017-12-31 13F-HR ARRS / ARRIS International plc 25.69 971,345 605,112 -37.70 27,674 15,545 -43.83
2017-12-31 13F-HR AFI / Armstrong Flooring, Inc. 16.86 7,508 1,364 -81.83 118 23 -80.51
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. 12.76 1,508 2,508 66.31 19 32 68.42
2017-12-31 13F-HR ARW / Arrow Electronics, Inc. 80.41 35,403 117,887 232.99 2,847 9,479 232.95
2017-12-31 13F-HR XAPBX / Asia Pacific Fund, Inc. 14.41 27,208 27,208 0.00 378 392 3.70
2017-12-31 13F-HR AWI / Armstrong World Industries, Inc. 60.45 2,754 6,319 129.45 141 382 170.92
2017-12-31 13F-HR AROW / Arrow Financial Corp. 33.56 596 596 0.00 21 20 -4.76
2017-12-31 13F-HR ATRC / AtriCure, Inc. 18.25 8,770 43,737 398.71 196 798 307.14
2017-12-31 13F-HR ATHN / athenahealth, Inc. 132.95 84,553 8,785 -89.61 10,514 1,168 -88.89
2017-12-31 13F-HR T / AT & T, Inc. 38.88 7,869,146 7,399,710 -5.97 308,232 287,701 -6.66
2017-12-31 13F-HR T / AT & T, Inc. Call 38.87 57,600 42,600 -26.04 2,256 1,656 -26.60
2017-12-31 13F-HR HOME / At Home Group Inc. 30.79 812 812 0.00 19 25 31.58
2017-12-31 13F-HR BOLD / Audentes Therapeutics, Inc. 31.04 451 451 0.00 13 14 7.69
2017-12-31 13F-HR ADSK / Autodesk, Inc. 104.82 97,664 116,841 19.64 10,963 12,247 11.71
2017-12-31 13F-HR ATHM / Autohome Inc. 64.67 19,573 24,959 27.52 1,176 1,614 37.24
2017-12-31 13F-HR AFH / Atlas Financial Holdings, Inc. 20.19 1,189 1,189 0.00 22 24 9.09
2017-12-31 13F-HR ATRA / Atara Biotherapeutics, Inc. 18.08 4,591 4,591 0.00 76 83 9.21
2017-12-31 13F-HR AGO / Assured Guaranty Ltd. 33.87 165,261 165,507 0.15 6,238 5,606 -10.13
2017-12-31 13F-HR ASTE / Astec Industries, Inc. 58.51 77,468 82,249 6.17 4,339 4,812 10.90
2017-12-31 13F-HR AUG / Auryn Resources Inc. 1.62 5,813 7,388 27.09 13 12 -7.69
2017-12-31 13F-HR ATH / Athene Holding Ltd 51.71 94,432 98,188 3.98 5,085 5,077 -0.16
2017-12-31 13F-HR AAWW / Atlas Air Worldwide Holdings, Inc. 58.65 58,585 58,570 -0.03 3,855 3,435 -10.89
2017-12-31 13F-HR AC.WD / Associated Capital Group, Inc. 37.04 27 27 0.00 1 1 0.00
2017-12-31 13F-HR AZPN / Aspen Technology, Inc. 67.48 624 163 -73.88 39 11 -71.79
2017-12-31 13F-HR AUPH / Aurinia Pharmaceuticals Inc 4.53 127,312 92,460 -27.38 798 419 -47.49
2017-12-31 13F-HR ATO / Atmos Energy Corp. 85.89 59,479 56,527 -4.96 4,986 4,855 -2.63
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.36 572,983 151,131 -73.62 16,570 4,890 -70.49
2017-12-31 13F-HR FLML / Flamel Technologies S.A. 8.23 3,981 4,981 25.12 42 41 -2.38
2017-12-31 13F-HR CAR / Avis Budget Group, Inc. 43.88 2,867,839 705,579 -75.40 109,151 30,961 -71.63
2017-12-31 13F-HR AVB / AvalonBay Communities, Inc. 178.40 86,049 102,846 19.52 15,353 18,348 19.51
2017-12-31 13F-HR AXS / AXIS Capital Holdings Ltd. 50.26 307,209 210,240 -31.56 17,606 10,567 -39.98
2017-12-31 13F-HR ADP / Automatic Data Processing, Inc. 117.19 658,919 1,042,969 58.28 72,033 122,227 69.68
2017-12-31 13F-HR AZO / AutoZone, Inc. 711.37 38,114 35,353 -7.24 22,681 25,149 10.88
2017-12-31 13F-HR AVX / AVX Corp. 17.43 1,668 918 -44.96 30 16 -46.67
2017-12-31 13F-HR AVT / Avnet, Inc. 39.62 846,233 557,570 -34.11 33,257 22,091 -33.57
2017-12-31 13F-HR AVY / Avery Dennison Corp. 114.86 509,508 395,377 -22.40 50,105 45,413 -9.36
2017-12-31 13F-HR AVXS / AveXis, Inc. 110.89 496 496 0.00 48 55 14.58
2017-12-31 13F-HR AVP / Avon Products, Inc. 2.14 29,798 26,643 -10.59 70 57 -18.57
2017-12-31 13F-HR AVHI / A V Homes, Inc. 16.66 7,653 7,562 -1.19 131 126 -3.82
2017-12-31 13F-HR BAC.PRL / Bank of America Corp. 7.25% Preferred Perpetual Convertible Series L 15,985 14,914 -6.70
2017-12-31 13F-HR BAC / Bank of America Corp. 29.52 30,219,400 26,465,318 -12.42 765,758 781,256 2.02
2017-12-31 13F-HR BMI / Badger Meter, Inc. 47.81 13,901 13,701 -1.44 681 655 -3.82
2017-12-31 13F-HR BTG / B2Gold Corp. 3.10 14,118,882 11,390,465 -19.32 39,533 35,311 -10.68
2017-12-31 13F-HR AXON / Axovant Sciences Ltd. 5.12 2,930 2,930 0.00 20 15 -25.00
2017-12-31 13F-HR RILY / B. Riley Financial, Inc. 18.12 8,722 8,722 0.00 148 158 6.76
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. 5.66 5,495 23,495 327.57 18 133 638.89
2017-12-31 13F-HR BW / Babcock & Wilcox Enterprises Inc. Put 5.67 3,000 21,000 600.00 10 119 1,090.00
2017-12-31 13F-HR BBVA / Banco Bilbao Vizcaya Argentaria, S.A. 8.50 665,801 90,964 -86.34 5,939 773 -86.98
2017-12-31 13F-HR BAC.WS.A / Bank of America Corp. A Warrants 18.00 74,412 1,000 -98.66 985 18 -98.17
2017-12-31 13F-HR BCH / Banco de Chile 100.00 20 20 0.00 2 2 0.00
2017-12-31 13F-HR CIB / BanColombia S.A. 36.50 46,986 137 -99.71 2,151 5 -99.77
2017-12-31 13F-HR BAC / Bank of America Corp. Put 28.57 0 70 0 2
2017-12-31 13F-HR AZZ / AZZ, Inc. 51.29 2,593 2,593 0.00 126 133 5.56
2017-12-31 13F-HR BLDP / Ballard Power Systems, Inc. 4.41 49,111 61,968 26.18 230 273 18.70
2017-12-31 13F-HR AAXN / Axon Enterprise Inc Put 26.50 112,000 112,000 0.00 2,539 2,968 16.90
2017-12-31 13F-HR BOH / Bank of Hawaii Corp. 85.71 26,734 17,595 -34.18 2,229 1,508 -32.35
2017-12-31 13F-HR BANF / BancFirst Corp. 51.14 26,443 28,842 9.07 1,501 1,475 -1.73
2017-12-31 13F-HR BIDU / Baidu, Inc. 234.21 218,296 202,993 -7.01 54,069 47,543 -12.07
2017-12-31 13F-HR BMA / Banco Macro S.A. 116.44 146 146 0.00 17 17 0.00
2017-12-31 13F-HR BK / Bank of New York Mellon Corp. (The) 53.86 1,267,565 710,416 -43.95 67,205 38,263 -43.07
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX (06746L422) 27.78 2,448 68
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P500 VIX Put (06746L422) 28.00 1,000 28
2017-12-31 13F-HR INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036 83.33 160 60 -62.50 13 5 -61.54
2017-12-31 13F-HR OZRK / Bank of the Ozarks, Inc. 48.45 544,604 295,614 -45.72 26,170 14,323 -45.27
2017-12-31 13F-HR BKU / BankUnited, Inc. 40.71 151,785 96,603 -36.36 5,399 3,933 -27.15
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) 64.53 49,778,310 46,894,480 -5.79 3,198,257 3,026,100 -5.38
2017-12-31 13F-HR BNS / Bank of Nova Scotia (Halifax, NS) Call 64.53 250,000 105,000 -58.00 16,063 6,776 -57.82
2017-12-31 13F-HR BZUN / Baozun Inc. 31.57 96,210 100,993 4.97 3,151 3,188 1.17
2017-12-31 13F-HR BZUN / Baozun Inc. Put 31.56 72,900 72,900 0.00 2,388 2,301 -3.64
2017-12-31 13F-HR BMO / Bank of Montreal (PQ) 80.02 16,008,149 16,277,903 1.69 1,211,977 1,302,557 7.47
2017-12-31 13F-HR BFIN / BankFinancial Corp. 16.78 298 298 0.00 5 5 0.00
2017-12-31 13F-HR GBB / Barclays iPath GBP/USD Exchange Rate ETN due on 5/14/2037 38.46 130 130 0.00 5 5 0.00
2017-12-31 13F-HR BXE / Bellatrix Exploration Ltd 1.74 7,470 13
2017-12-31 13F-HR BCS / Barclays Bank Plc 10.90 331,015 199,853 -39.62 3,426 2,178 -36.43
2017-12-31 13F-HR NTB / Bank of N.T. Butterfield & Son Limited (The) 36.31 0 48,447 0 1,759
2017-12-31 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 25.81 0 155 0 4
2017-12-31 13F-HR B / Barnes Group, Inc. 63.20 8,204 7,880 -3.95 578 498 -13.84
2017-12-31 13F-HR BBT / BB&T Corp. 49.72 1,170,309 1,394,876 19.19 54,935 69,353 26.25
2017-12-31 13F-HR BDC / Belden, Inc. 77.24 7,231 7,522 4.02 582 581 -0.17
2017-12-31 13F-HR BBSI / Barrett Business Services, Inc. 64.33 171 171 0.00 10 11 10.00
2017-12-31 13F-HR BV / Bazaarvoice, Inc. 5.44 33,235 36,564 10.02 165 199 20.61
2017-12-31 13F-HR BHE / Benchmark Electronics, Inc. 29.10 99,026 101,358 2.35 3,382 2,950 -12.77
2017-12-31 13F-HR ABX / Barrick Gold Corp. 14.47 21,014,511 16,927,495 -19.45 338,123 244,939 -27.56
2017-12-31 13F-HR ABX / Barrick Gold Corp. Call 14.47 105,100 347,500 230.64 1,691 5,029 197.40
2017-12-31 13F-HR BNED / Barnes & Noble Education, Inc. 0.00 12,684 2 -99.98 83 0 -100.00
2017-12-31 13F-HR BKS / Barnes & Noble, Inc. 7.96 1,410 377 -73.26 10 3 -70.00
2017-12-31 13F-HR BCE / BCE Inc. Put 48.01 1,970,400 2,064,300 4.77 92,274 99,107 7.41
2017-12-31 13F-HR BELFA / Bel Fuse Inc. 25.00 880 880 0.00 28 22 -21.43
2017-12-31 13F-HR BBBY / Bed Bath & Beyond Inc. 21.99 383,793 528,038 37.58 9,008 11,611 28.90
2017-12-31 13F-HR BSET / Bassett Furniture Industries, Inc. 37.47 4,270 4,270 0.00 160 160 0.00
2017-12-31 13F-HR BBG / Bill Barrett Corp. 5.13 2,779 141,599 4,995.32 12 727 5,958.33
2017-12-31 13F-HR BMS / Bemis Co., Inc. 47.79 82,118 87,033 5.99 3,741 4,159 11.17
2017-12-31 13F-HR BZH / Beazer Homes USA, Inc. 19.24 15,803 15,803 0.00 296 304 2.70
2017-12-31 13F-HR BAS / Basis Energy Services, Inc. 24.45 0 409 0 10
2017-12-31 13F-HR BTE / Baytex Energy Trust 3.00 756,541 752,571 -0.52 2,277 2,258 -0.83
2017-12-31 13F-HR WRB / Berkley (W.R.) Corp. 71.65 14,091 13,720 -2.63 941 983 4.46
2017-12-31 13F-HR BNFT / Benefitfocus, Inc. 28.30 501 318 -36.53 17 9 -47.06
2017-12-31 13F-HR BSTI / BEST Inc. 8.98 42,000 377
2017-12-31 13F-HR BSTI / BEST Inc. Put 8.98 42,000 377
2017-12-31 13F-HR BBOX / Black Box Corp. 4.06 782 739 -5.50 2 3 50.00
2017-12-31 13F-HR BGFV / Big 5 Sporting Goods Corp. 7.85 2,984 2,549 -14.58 22 20 -9.09
2017-12-31 13F-HR BRK.A / Berkshire Hathaway, Inc. 297,599.03 425 414 -2.59 116,765 123,206 5.52
2017-12-31 13F-HR BJRI / BJ's Restaurants, Inc. 36.42 4,633 4,283 -7.55 141 156 10.64
2017-12-31 13F-HR BERY / Berry Plastics Group, Inc. 58.67 3,887,700 3,592,418 -7.60 220,238 210,767 -4.30
2017-12-31 13F-HR BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01 0.00 2,088 2,088 0.00 0 0
2017-12-31 13F-HR BCRX / BioCryst Pharmaceuticals, Inc. 5.00 1,000 1,000 0.00 5 5 0.00
2017-12-31 13F-HR BGCP / BGC Partners, Inc. 15.11 58,620 63,008 7.49 848 952 12.26
2017-12-31 13F-HR BPTH / Bio-Path Holdings, Inc. 0.00 1,995 1,995 0.00 1 0 -100.00
2017-12-31 13F-HR BEAT / BioTelemetry, Inc. 29.84 7,231 6,971 -3.60 239 208 -12.97
2017-12-31 13F-HR BDSI / BioDelivery Sciences International, Inc. 2.95 968,936 984,196 1.57 2,858 2,903 1.57
2017-12-31 13F-HR BIG / Big Lots, Inc. 56.15 216,192 261,951 21.17 11,582 14,708 26.99
2017-12-31 13F-HR BIOA / BioAmber Inc. 0.50 2,000 2,000 0.00 1 1 0.00
2017-12-31 13F-HR BH / Biglari Holdings Inc. 424.24 33 33 0.00 11 14 27.27
2017-12-31 13F-HR TECH / Bio-Techne Corp 129.54 8,939 16,412 83.60 1,081 2,126 96.67
2017-12-31 13F-HR BIO / Bio-Rad Laboratories, Inc. 238.61 16,140 18,201 12.77 3,586 4,343 21.11
2017-12-31 13F-HR BBY / Best Buy Co., Inc. 68.48 418,989 348,429 -16.84 23,867 23,859 -0.03
2017-12-31 13F-HR BHP / BHP Billiton Ltd. 46.00 146,737 159,016 8.37 5,947 7,314 22.99
2017-12-31 13F-HR BIIB / Biogen Inc. 318.57 203,381 246,846 21.37 63,684 78,638 23.48
2017-12-31 13F-HR BGT / BlackRock Floating Rate Income Trust 13.93 21,963 21,899 -0.29 310 305 -1.61
2017-12-31 13F-HR BB / Blackberry Limited 11.17 5,035,026 5,504,725 9.33 56,291 61,487 9.23
2017-12-31 13F-HR BLKB / Blackbaud, Inc. 94.46 14,524 14,524 0.00 1,275 1,372 7.61
2017-12-31 13F-HR BKCC / BlackRock Capital Investment Corporation 6.23 467,000 467,000 0.00 3,503 2,909 -16.96
2017-12-31 13F-HR BSM / Black Stone Minerals LP 17.94 85,200 90,527 6.25 1,477 1,624 9.95
2017-12-31 13F-HR HYT / BlackRock Corporate High Yield Fund, Inc. 10.94 363,726 363,637 -0.02 4,110 3,978 -3.21
2017-12-31 13F-HR HAWK / Blackhawk Network Holdings, Inc. 35.65 370,004 291,510 -21.21 16,206 10,392 -35.88
2017-12-31 13F-HR BGR / BlackRock Energy & Resources Trust 14.18 33,234 32,856 -1.14 456 466 2.19
2017-12-31 13F-HR XPSYX / BLACKROCK CREDIT ALLOCATION INC 13.32 229,000 229,000 0.00 3,107 3,050 -1.83
2017-12-31 13F-HR BKH / Black Hills Corp. (Holding Co.) 60.14 15,743 29,961 90.31 1,084 1,802 66.24
2017-12-31 13F-HR BST / BlackRock Science and Technology Trust 26.71 19,121 18,904 -1.13 467 505 8.14
2017-12-31 13F-HR BIT / BlackRock Multi-Sector Income Trust 18.15 150,000 150,000 0.00 2,805 2,723 -2.92
2017-12-31 13F-HR XMUSX / BlackRock MuniHoldings Quality 13.38 93,400 93,400 0.00 1,270 1,250 -1.57
2017-12-31 13F-HR WIFI / Boingo Wireless, Inc. 22.49 1,601 1,601 0.00 34 36 5.88
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc 4.03 1,876,466 1,217,566 -35.11 10,227 4,906 -52.03
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc Put 4.03 1,922,000 1,222,000 -36.42 10,475 4,925 -52.98
2017-12-31 13F-HR BX / Blackstone Group L.P. (The) 32.02 12,563,013 22,232,729 76.97 419,228 711,892 69.81
2017-12-31 13F-HR BGB / Blackstone / GSO Strategic Credit Fund 15.71 207,000 207,000 0.00 3,308 3,252 -1.69
2017-12-31 13F-HR BOFI / Bofi Holding, Inc.