InvestorBank Of America Corp /de/
Insider ProfileBANK OF AMERICA CORP /DE/
Portfolio Value $ 597,432,246,000
Current Positions6,951
Opened Positions5
Closed Positions474


Latest Holdings, Performance, AUM (from 13F, 13D)

Bank Of America Corp /de/ has disclosed 6,951 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 597,432,246,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed).

Top Holdings

Bank Of America Corp /de/'s top holdings are SPDR S&P 500 ETF Trust (NYSE:SPY) , iShares Core S&P 500 ETF (NYSE:IVV) , iShares MSCI EAFE ETF (NYSE:EFA) , iShares Core MSCI Emerging Markets ETF (NYSE:IEMG) , and Microsoft Corp. (NASDAQ:MSFT) . Bank Of America Corp /de/'s new positions include Yahoo! Inc. (NASDAQ:YHOO) , Aptiv PLC (NYSE:APTV) , Herbalife Ltd. 2.0% Bond due 2019-08-15 (42703MAB9) , Wright Medical Group N.V. (NASDAQ:WMGIZ) , and VeriSign, Inc. SDCV 3.250% 8/1 (92343EAD4) . Bank Of America Corp /de/'s top industries are "Legal Services" (sic 81) , "Forestry" (sic 08) , and "Agriculture production livestock and animal specialties" (sic 02) .

All Bank Of America Corp /de/ holdings are listed in the following tables. Data is sourced from 13D/13G, 13F, and N-Q filings. Green rows indicate new positions. Red rows indicate closed positions.

This is a list of 13D and 13G filings made since the last quarterly 13F report (if any). Click the link icon to see the full transaction history.

File DateFormSecurity Prev
Shares
Current
Shares
Change
(Percent)
Ownership
Change
(Percent)
2018‑02‑22 SC 13G/A XPMAX / Pioneer Municipal High Income A 0 0 0.00
2018‑02‑22 SC 13G/A MHI / Pioneer Municipal Income Trust 0 0.00
2018‑02‑20 SC 13D NEA / Nuveen AMT-Free Municipal Income Fund 1,850 8.23
2018‑02‑14 SC 13G MTFB / Motif Bio plc ADRs 17,494,208 6.65
2018‑02‑14 SC 13G UTF / Cohen & Steers Infrastructure Fund, Inc. 4,246,341 4,292,046 1.08 5.03 1.41
2018‑02‑14 SC 13G HLF / Herbalife Ltd. 4,877,499 5.59
2018‑02‑14 SC 13G EOS / Eaton Vance Enhanced Equity Income Fund II 2,382,470 5.00
2018‑02‑14 SC 13G EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 3,502,878 5.24
2018‑02‑14 SC 13G XRIFX / RMR Real Estate Income Fund 443,823 5.80
2018‑02‑13 SC 13G/A KYN / Kayne Anderson MLP Investment Co. 6,703,220 5,216,710 -22.18 4.70 -22.19
2018‑02‑13 SC 13G/A PCAR / PACCAR, Inc. 18,397,941 14,297,158 -22.29 4.07 -22.48
2018‑02‑13 SC 13G/A GLO / Clough Global Opportunities Fund 2,964,324 1,384,102 -53.31 4.30 -25.22
2018‑02‑13 SC 13G/A XGLVX / Clough Global Allocation Fund 770,327 309,213 -59.86 4.42 -40.35
2018‑02‑13 SC 13G/A BME / BlackRock Health Sciences Trust 802,482 747,721 -6.82 8.05 -13.53
2018‑02‑13 SC 13G MMU / Western Asset Managed Municipals Fund, Inc. 5.99
2018‑02‑13 SC 13D/A XPFLX / PIMCO Income Strategy Fund 66,696 1,403 -97.90 68.41 26,211.54
2018‑02‑13 SC 13G/A BGX / Blackstone / GSO Long-Short Credit Income Fund 810,123 779,210 -3.82 5.11 -3.95
2018‑02‑13 SC 13G/A B / Barnes Group, Inc. 5,198,332 4,944,591 -4.88 9.22 -4.55
2018‑02‑13 SC 13D/A PFN / PIMCO Income Strategy Fund II 1,900 51.38
2018‑02‑13 SC 13G/A TIPT / Tiptree Financial Inc. 2,329,811 2,282,522 -2.03 7.66 -6.70
2018‑02‑13 SC 13G/A FLC / Flaherty & Crumrine/Claymore Total Return Fund Inc. 535,642 620,953 15.93 6.27 15.90
2018‑02‑13 SC 13G/A GLQ / Clough Global Equity Fund 1,248,462 788,065 -36.88 7.15 1.13
2018‑02‑13 SC 13G/A MBI / MBIA, Inc. 10,029,100 2,524,073 -74.83 2.75 -62.79
2018‑02‑13 SC 13G/A NEU / NewMarket Corp. (Holding Company) 828,072 674,417 -18.56 5.69 -18.60
2018‑02‑13 SC 13G/A TYG / Tortoise Energy Infrastructure Corp. 2,508,796 1,936,719 -22.80 3.95 -23.00
2018‑02‑12 SC 13G/A FCT / First Trust Senior Floating Rate Income Fund II 2,593,654 2,690,599 3.74 10.08 3.70
2018‑02‑09 SC 13D EIP / Eaton Vance Pennsylvania Municipal Bond Fund 88.24
2018‑02‑09 SC 13D MAB / Eaton Vance Massachusetts Municipal Bond Fund 96.00
2018‑02‑09 SC 13D EIO / Eaton Vance Ohio Municipal Bond Fund 80.00
2018‑02‑09 SC 13D NYH / Eaton Vance New York Municipal Bond Fund II 74.29
2018‑02‑09 SC 13D EIA / Eaton Vance California Municipal Bond Fund II 41.67
2018‑02‑09 SC 13D EMJ / Eaton Vance New Jersey Municipal Bond Fund 93.26
2018‑02‑09 SC 13D EIV / Eaton Vance Municipal Bond Fund II 154 81.05
2018‑02‑09 SC 13D MIW / Eaton Vance Michigan Municipal Bond Fund 88.39
2018‑01‑29 SC 13D/A DMB / Dreyfus Municipal Bond Infrastructure Fund, Inc. 750 100.00

This form was filed on February 14, 2018. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017-12-31 13F-HR PPIH / Perma-Pipe International Holdings, Inc. 72 0 -100.00 1 0
2017-12-31 13F-HR RIOT / Riot Blockchain Inc 28.37 423 12
2017-12-31 13F-HR 09255C106 / Blackrock Muniholdings Ny Insd Fd Inc Bond 13.39 122,625 1,642
2017-12-31 13F-HR 67066GAC8 / NVIDIA Corp. Bond 1.000%12/0 18 10 -44.44
2017-12-31 13F-HR 94973VBG1 / Anthem, Inc. Bond 467 4,613 887.79
2017-12-31 13F-HR YHOO / Yahoo! Inc. 69.85 25,743,034 17,541 1,798,151 10,151.13
2017-12-31 13F-HR 584688AG0 / Medicines Company Bond 6,063 1,430 -76.41
2017-12-31 13F-HR 22943FAF7 / Ctrip.com International, Ltd. Bond 1.000% 7/0 11,532 4,337 -62.39
2017-12-31 13F-HR 929566AH0 / Wabash National Corp. Bond 16 17 6.25
2017-12-31 13F-HR 232806AM1 / Cypress Semiconductor Corp. Bond 3,917 3,145 -19.71
2017-12-31 13F-HR 88160RAD3 / Tesla Motors, Inc. Bond 2.375% Due 3/15/2022 9,528 1,047 -89.01
2017-12-31 13F-HR 92849EAB7 / Vitamin Shoppe, Inc. Bond 221 1,407 536.65
2017-12-31 13F-HR TRMR / Tremor Video, Inc. 4.02 70,315 283
2017-12-31 13F-HR EVERBRIDGE INC / NOTE 1.50 (29978AAA2) 4,989
2017-12-31 13F-HR APTV / Aptiv PLC 84.83 2,587,943 219,535
2017-12-31 13F-HR IES HLDGS INC / (44951W106) 17.44 1,950 34
2017-12-31 13F-HR IILG / Interval Leisure Group, Inc. Put 28.48 173,400 4,938
2017-12-31 13F-HR AMEDICA CORP / COM PAR (023435407) 0.00 106 0
2017-12-31 13F-HR IBUY / AMPLIFY ETF TR 41.27 945 39
2017-12-31 13F-HR FUV / Arcimoto, Inc. 4.00 250 1
2017-12-31 13F-HR BLACKROCK VA MUNICIPAL BOND / (092481100) 17.14 2,450 42
2017-12-31 13F-HR CVMW / CEL-SCI Corp. Warrants 0.03 33,609 1
2017-12-31 13F-HR CEL SCI CORP / COM PAR NE (150837607) 2.22 901 2
2017-12-31 13F-HR CENTER COAST MLP & INFRSTR F / COM SHS (151461100) 9.95 8,140 81
2017-12-31 13F-HR THE CENTRAL AND EASTERN EU I / (153436100) 24.41 2,581 63
2017-12-31 13F-HR CLEVELAND CLIFFS INC / (185899101) 7.21 920,948 6,640
2017-12-31 13F-HR CLEVELAND CLIFFS INC / OPTIONS Put (185899101) 7.21 185,800 1,340
2017-12-31 13F-HR CLEVELAND CLIFFS INC / OPTIONS Call (185899101) 7.21 100,000 721
2017-12-31 13F-HR CYTRX CORP / COM PAR (232828608) 2.79 359 1
2017-12-31 13F-HR DELAWARE INV CO MUN INC FD I / (246101109) 15.38 2,016 31
2017-12-31 13F-HR UFS / Domator Corp. Call 49.53 19,000 941
2017-12-31 13F-HR DOUBLELINE OPPORTUNISTIC CR / (258623107) 22.19 96,455 2,140
2017-12-31 13F-HR EL PASO ENERGY CAP TR I / PFD CV TR (283678209) 47.49 7,285 346
2017-12-31 13F-HR EMQQ / Emerging Markets Internet and Ecommerce ETF 38.17 1,598 61
2017-12-31 13F-HR FVAL / Fidelity Value Factor ETF 0.00 2 0
2017-12-31 13F-HR FRANKLIN UNVL TR / SH BEN INT (355145103) 7.17 23,297 167
2017-12-31 13F-HR FNKO / Funko, Inc. 6.66 28,231 188
2017-12-31 13F-HR GDL FUND / COM SH BEN (361570104) 9.73 295,400 2,874
2017-12-31 13F-HR GRAMERCY PPTY TR / (385002308) 26.66 1,033,875 27,563
2017-12-31 13F-HR GREAT ELM CAP CORP / (390320109) 9.93 5,037 50
2017-12-31 13F-HR GSUM / Gridsum Holding Inc. 0.00 25 0
2017-12-31 13F-HR HECLA MNG CO / PFD CV SER (422704205) 52.63 190 10
2017-12-31 13F-HR EZU / iShares MSCI Eurozone ETF Put 43.33 1,200 52
2017-12-31 13F-HR HACV / iShares Edge MSCI Min Vol Global Currency Hedged ETF 29.41 306 9
2017-12-31 13F-HR KNIGHT SWIFT TRANSN HLDGS IN / CL A (499049104) 43.72 824,423 36,044
2017-12-31 13F-HR OBOR / Kraneshares MSCI One Belt One Ro 30.00 100 3
2017-12-31 13F-HR KEMQ / KraneShares Emerging Markets Con 30.00 100 3
2017-12-31 13F-HR LEXINGTON REALTY TRUST / PFD CONV S (529043309) 53.33 150 8
2017-12-31 13F-HR MFS GOVT MKTS INCOME TR / SH BEN INT (552939100) 4.79 127,554 611
2017-12-31 13F-HR MVBF / MVB Financial Corp. 20.05 3,441 69
2017-12-31 13F-HR MADISON CVRED CALL & EQ STR / (557437100) 7.72 52,620 406
2017-12-31 13F-HR MADISON STRTG SECTOR PREM FD / (558268108) 11.63 5,933 69
2017-12-31 13F-HR SWEDISH EXPT CR CORP / RG ENRGY E (870297306) 2.79 113,119 316
2017-12-31 13F-HR SWEDISH EXPT CR CORP / RG METAL ETN22 (870297405) 8.93 198,005 1,768
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG AGRI ETN22 (870297603) 6.00 149,567 897
2017-12-31 13F-HR SWEDISH EXPT CR CORP / ROG TTL ETN 22 (870297801) 5.40 14,551,770 78,579
2017-12-31 13F-HR SYNTHESIS ENERGY SYS INC / (871628202) 2.88 12,500 36
2017-12-31 13F-HR TANDEM DIABETES CARE INC / (875372203) 0.00 21 0
2017-12-31 13F-HR SKT / Tanger Factory Outlet Centers, Inc. Put 26.50 10,000 265
2017-12-31 13F-HR COH / Coach, Inc. 44.23 983,463 43,498
2017-12-31 13F-HR WESTERN ASSET VAR RT STRG FD / (957667108) 17.35 16,252 282
2017-12-31 13F-HR WLK / Westlake Chemical Corp. Call 106.54 71,600 7,628
2017-12-31 13F-HR YOUNGEVITY INTL INC / (987537206) 4.10 17,582 72
2017-12-31 13F-HR KL / Kirkland Lake Gold Ltd. Put 15.35 74,700 1,147
2017-12-31 13F-HR FIRST TRUST MORTGAGE INCM FD / COM SHS (33734E103) 13.33 300 4
2017-12-31 13F-HR LOMA / Loma Negra Compania Industrial 23.04 4,688 108
2017-12-31 13F-HR NUVEEN MASSACHUSETS QLT MUN / (67061E104) 14.27 42,875 612
2017-12-31 13F-HR NUVEEN HIGH INCOME DECMBR 20 / (67076E107) 10.02 255,485 2,560
2017-12-31 13F-HR NUVEEN ALL CAP ENE MLP OPPO / (67075E108) 8.53 16,287 139
2017-12-31 13F-HR BLACKROCK MASS TAX-EXEMPT TR / SH BEN INT (09258E109) 13.99 17,371 243
2017-12-31 13F-HR 00182CAA1 / ANI Pharmaceuticals, Inc. 3% Convertible Bond 1,831
2017-12-31 13F-HR ANGI HOMESERVICES INC / COM CL A (00183L102) 10.46 229,526 2,401
2017-12-31 13F-HR AEROJET ROCKETDYNE HLDGS INC / NOTE 2.25 (007800AB1) 5,915
2017-12-31 13F-HR AYX / Alteryx Inc. Call 25.30 10,000 253
2017-12-31 13F-HR AMERICA FIRST MULTIFAMILY IN / BEN UNIT C (02364V107) 6.06 43,429 263
2017-12-31 13F-HR APOLLO MEDICAL HLDGS INC / (03763A207) 23.82 2,561 61
2017-12-31 13F-HR APPN / Appian Corp. 31.00 1,000 31
2017-12-31 13F-HR AQ / Aquantia Corp. 11.47 2,266 26
2017-12-31 13F-HR 038923AA6 / Arbor Realty Trust Inc Bond 1,455
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Put 12.80 320,100 4,097
2017-12-31 13F-HR ARRY / Array BioPharma, Inc. Call 12.80 219,500 2,810
2017-12-31 13F-HR BBX / BBX Capital Corporation 8.02 9,973 80
2017-12-31 13F-HR BPMP / BP Midstream Partners LP 20.56 83,881 1,725
2017-12-31 13F-HR BARCLAYS BK PLC / IPT NICKEL (06740P213) 21.05 3,230 68
2017-12-31 13F-HR BARCLAYS BK PLC / IPATH S&P5 (06746L422) 27.92 729,189 20,358
2017-12-31 13F-HR BARINGS CORPORATE INVS / (06759X107) 15.26 127,428 1,945
2017-12-31 13F-HR BARINGS GLOBAL SHORT DURATIO / (06760L100) 19.38 201,309 3,901
2017-12-31 13F-HR BARINGS PARTN INVS / SH BEN INT (06761A103) 14.11 26,146 369
2017-12-31 13F-HR BIO-KEY INTERNATIONAL INC / COM PAR (09060C309) 2.40 417 1
2017-12-31 13F-HR BKFS / Black Knight Financial Services, Inc. 44.15 877,755 38,752
2017-12-31 13F-HR BROOKFIELD GLOBL LISTED INFR / COM SHS (11273Q109) 12.93 145,621 1,883
2017-12-31 13F-HR CBTX / CBTX, Inc. 30.73 423 13
2017-12-31 13F-HR CPI CARD GROUP INC / (12634H200) 5.13 585 3
2017-12-31 13F-HR CNX.WI / CNX Resources Corporation 14.63 191,906 2,808
2017-12-31 13F-HR CAESARS ENTMT CORP / NOTE 5.00 (127686AA1) 2,523
2017-12-31 13F-HR CNNE / Cannae Holdings, Inc. 17.02 45,001 766
2017-12-31 13F-HR CBAK ENERGY TECHNOLOGY INC / (14986C102) 0.00 26 0
2017-12-31 13F-HR CELC / Celcuity Inc. 19.72 355 7
2017-12-31 13F-HR CLARUS CORP NEW / (18270P109) 7.63 3,538 27
2017-12-31 13F-HR CREDIT SUISSE NASSAU BRH / LG CP GRTH (22542D423) 228.04 649 148
2017-12-31 13F-HR DCPH / Deciphera Pharmaceuticals, Inc. 22.79 1,053 24
2017-12-31 13F-HR DELAWARE INVT NAT MUNI INC F / SH BEN INT (24610T108) 13.23 12,471 165
2017-12-31 13F-HR VMM / Delaware Investments Minnesota Municipal Income Fund II, Inc. 13.49 44,715 603
2017-12-31 13F-HR DNLI / Denali Therapeutics Inc. 14.08 284 4
2017-12-31 13F-HR DPLO / Diplomat Pharmacy, Inc. Call 20.07 45,000 903
2017-12-31 13F-HR WATT / Energous Corporation Put 19.45 105,800 2,058
2017-12-31 13F-HR ENERGY XXI GULF COAST INC / (29276K101) 5.74 211,181 1,212
2017-12-31 13F-HR AQUA / Evoqua Water Technologies Corp. 23.67 8,279 196
2017-12-31 13F-HR FTE NETWORKS INC / COM PAR (30283R402) 11.30 177 2
2017-12-31 13F-HR FMN / Federated Premier Municipal Income Fund 14.04 25,925 364
2017-12-31 13F-HR FDBC / Fidelity D&D Bancorp, Inc. 41.39 2,271 94
2017-12-31 13F-HR FIRST TR/ABERDEEN EMERG OPT / (33731K102) 16.30 15,094 246
2017-12-31 13F-HR FSCT / ForeScout Technologies, Inc. 31.88 27,701 883
2017-12-31 13F-HR GABELLI MULTIMEDIA TR INC / (36239Q109) 9.21 17,270 159
2017-12-31 13F-HR GABELLI HLTHCARE & WELLNESS / SHS (36246K103) 10.34 12,962 134
2017-12-31 13F-HR LOGO / Global X Iconic U.S. Brands ETF 30.30 33 1
2017-12-31 13F-HR NORTH EUROPEAN OIL RTY TR / SH BEN INT (659310106) 6.94 28,678 199
2017-12-31 13F-HR NID / Nuveen Intermediate Duration Municipal Term Fund 12.99 402,742 5,232
2017-12-31 13F-HR NUVEEN NASDAQ 100 DYNAMIC OV / COM SHS (670699107) 24.21 267,015 6,465
2017-12-31 13F-HR NUVEEN NEW JERSEY MUN VALUE / SHS (670702109) 14.11 12,970 183
2017-12-31 13F-HR NUVEEN NEW YORK MUN VALUE FD / (670706100) 14.30 9,721 139
2017-12-31 13F-HR NUVEEN MINESOTA QLT MUN INC / SHS (670734102) 14.74 8,681 128
2017-12-31 13F-HR OMC / Omnicom Group, Inc. Call 72.83 102,800 7,487
2017-12-31 13F-HR OTTW / Ottawa Savings Bancorp, Inc. 0.00 1 0
2017-12-31 13F-HR KSA / iShares MSCI Saudi Arabia Capped ETF 26.12 4,900 128
2017-12-31 13F-HR LLQD / iShares 10+ Year Investment Grade Corporate Bond ETF 51.20 2,500 128
2017-12-31 13F-HR SUSB / iShares Trust iShares ESG 1-5 Year USD Corporate Bond ETF 23.30 558 13
2017-12-31 13F-HR SMMD / iShares Russell 2500 ETF 43.88 980 43
2017-12-31 13F-HR AGT / iShares MSCI Argentina and Global Exposure ETF 0 0
2017-12-31 13F-HR IDEV / iShares Core MSCI International 58.50 269,169 15,746
2017-12-31 13F-HR ISZE / iShares MSCI International Developed Size Factor ETF 37.74 53 2
2017-12-31 13F-HR CNDF / iShares Edge MSCI Multifactor Consumer Discretionary ETF 0.00 2 0
2017-12-31 13F-HR DEWJ / iShares Adaptive Currency Hedged MSCI Japan ETF 29.35 1,363 40
2017-12-31 13F-HR JPIH / JPMorgan Diversified Return International Currency Hedged ETF 30.00 2,000 60
2017-12-31 13F-HR KAZIA THERAPEUTICS LTD / SPONSORED (48669G105) 0.00 5 0
2017-12-31 13F-HR MTGE INVT CORP / (55378A105) 18.51 63,375 1,173
2017-12-31 13F-HR MFS INVT GRADE MUN TR / SH BEN INT (59318B108) 9.71 35,834 348
2017-12-31 13F-HR MFS CALIF MUN FD / (59318C106) 11.33 1,500 17
2017-12-31 13F-HR MFS HIGH INCOME MUN TR / SH BEN INT (59318D104) 5.24 157,841 827
2017-12-31 13F-HR MFS INTERMEDIATE HIGH INC FD / SH BEN INT (59318T109) 2.90 10,000 29
2017-12-31 13F-HR MDB / MongoDB Inc 31.39 446 14
2017-12-31 13F-HR EYE / National Vision Holdings, Inc. 40.57 3,278 133
2017-12-31 13F-HR NUVEEN EMERGING MKTS DEBT 20 / (67077P101) 9.42 21,650 204
2017-12-31 13F-HR NUVEEN TX ADV TOTAL RET STRG / (67090H102) 13.94 38,749 540
2017-12-31 13F-HR KIDS / OrthoPediatrics Corp. 18.68 589 11
2017-12-31 13F-HR BOSS / Linkage Technologies Interantional Holdings Ltd. 34.48 29 1
2017-12-31 13F-HR ALTY / Global X SuperDividend Alternatives ETF 16.00 125 2
2017-12-31 13F-HR INPHI CORP / NOTE 0.75 (45772FAC1) 8,089
2017-12-31 13F-HR INSULET CORP / NOTE 1.25 (45784PAF8) 1
2017-12-31 13F-HR INTEGER HLDGS CORP / (45826H109) 45.26 14,316 648
2017-12-31 13F-HR INTERNAP CORP / COM PAR (45885A409) 15.71 25,845 406
2017-12-31 13F-HR INVESCO TR INVT GRADE NY MUN / (46131T101) 13.72 119,457 1,639
2017-12-31 13F-HR INVESCO HIGH INCOME 2023 TAR / (46135X108) 9.79 52,810 517
2017-12-31 13F-HR LUXFER HOLDINGS PLC / SHS (G5698W116) 15.67 1,404 22
2017-12-31 13F-HR SPXN / ProShares S&P 500 Ex-Financials ETF 54.35 460 25
2017-12-31 13F-HR RINF / ProShares 30 Year TIPS/TSY Spread 27.66 1,229 34
2017-12-31 13F-HR RLJ LODGING TR / CUM CONV P (74965L200) 27.14 700 19
2017-12-31 13F-HR RYB / RYB Education, Inc. 16.88 167,776 2,832
2017-12-31 13F-HR RGNX / REGENXBIO Inc. Put 33.25 33,500 1,114
2017-12-31 13F-HR REMARK HLDGS INC / OPTIONS Call (75955K102) 9.75 8,000 78
2017-12-31 13F-HR 76120WAB0 / Resource Capital Corp. Bond 26
2017-12-31 13F-HR SALIENT MIDSTREAM & MLP FD / SH BEN INT (79471V105) 11.02 147,463 1,625
2017-12-31 13F-HR 85571BAH8 / Starwood Property Trust Inc Bond 470
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/ (88642R117) 3.65 274 1
2017-12-31 13F-HR TIDEWATER INC NEW / *W EXP 07/ (88642R125) 3.38 296 1
2017-12-31 13F-HR VBI VACCINES INC / (91822J103) 4.24 4,005 17
2017-12-31 13F-HR MTN / Vail Resorts, Inc. Put 212.67 1,500 319
2017-12-31 13F-HR VOYA INFRASTRUCTURE INDLS & / (92912X101) 16.85 211,607 3,566
2017-12-31 13F-HR VOYA INTL HIGH DIVID EQTY IN / (92912Y109) 7.49 7,476 56
2017-12-31 13F-HR VOYA PRIME RATE TR / SH BEN INT (92913A100) 5.07 1,353,277 6,861
2017-12-31 13F-HR CCCL / China Ceramics Co., Ltd 2.00 1,000 2
2017-12-31 13F-HR CHINA BIOLOGIC PRODS HLDGS I / (G21515104) 78.81 9,758 769
2017-12-31 13F-HR FG / FGL Holdings 10.11 890 9
2017-12-31 13F-HR TROX / Tronox Ltd Put 20.51 300,000 6,153
2017-12-31 13F-HR TROX / Tronox Ltd Call 20.51 347,600 7,129
2017-12-31 13F-HR ABMD / ABIOMED, Inc. Put 187.40 30,000 5,622
2017-12-31 13F-HR XACPX / Avenue Income Credit Strategies 14.04 34,841 489
2017-12-31 13F-HR AEIS / Advanced Energy Industries, Inc. Call 67.48 84,000 5,668
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. Put 130.00 300 39
2017-12-31 13F-HR ALNA / Allena Pharmaceuticals, Inc. 10.19 687 7
2017-12-31 13F-HR ALTAIR ENGR INC / COM CL A (021369103) 29.41 34 1
2017-12-31 13F-HR AME / Ametek, Inc. Call 72.00 500 36
2017-12-31 13F-HR ASTROTECH CORP / (046484200) 0.00 100 0
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Put 214.14 5,800 1,242
2017-12-31 13F-HR BROOKFIELD REAL ASSETS INCOM / SHS BEN IN (112830104) 23.37 162,082 3,788
2017-12-31 13F-HR CATC / Cambridge Bancorp 79.78 15,392 1,228
2017-12-31 13F-HR CARG / CarGurus, Inc. 33.33 30 1
2017-12-31 13F-HR CCT / Corporate Capital Trust, Inc. 15.93 7,848 125
2017-12-31 13F-HR FIRST TR ABERDEEN GLBL OPP F / COM SHS (337319107) 11.66 71,505 834
2017-12-31 13F-HR GULFMARK OFFSHORE INC / *W EXP 11/ (402629117) 0.00 377 0
2017-12-31 13F-HR IRCP / IRSA Propiedades Comerciales S.A. 68.97 29 2
2017-12-31 13F-HR CACG / Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF 27.86 200,000 5,572
2017-12-31 13F-HR METROPOLITAN BK HLDG CORP / (591774104) 42.12 546 23
2017-12-31 13F-HR NUVEEN MICHIGAN QLT MUN INC / (670979103) 13.25 33,953 450
2017-12-31 13F-HR NUVEEN OHIO QLTY MUN INCOME / (670980101) 14.64 106,493 1,559
2017-12-31 13F-HR NUVEEN TEXAS QLTY MUN INCME / (670983105) 14.31 2,097 30
2017-12-31 13F-HR PKI / PerkinElmer, Inc. Call 73.13 33,500 2,450
2017-12-31 13F-HR PIMCO GLOBAL STOCKSPLS INCM / (722011103) 15.37 35,200 541
2017-12-31 13F-HR PIONEER MUN HIGH INCOME TR / COM SHS (723763108) 11.85 34,435 408
2017-12-31 13F-HR POLARITYTE INC / (731094108) 22.96 1,655 38
2017-12-31 13F-HR QD / Qudian Inc. 12.54 63,624 798
2017-12-31 13F-HR RVEN / Reven Housing REIT, Inc. 0.00 34 0
2017-12-31 13F-HR RBBN / Ribbon Communications Inc. 7.69 6,893 53
2017-12-31 13F-HR RHI / Robert Half International, Inc Call 55.55 28,100 1,561
2017-12-31 13F-HR ROSEU / Rosehill Resources 1.00 1,000 1
2017-12-31 13F-HR SCPH / scPharmaceuticals Inc. 11.35 617 7
2017-12-31 13F-HR SEND / SendGrid, Inc. 23.97 12,809 307
2017-12-31 13F-HR SHLX / Shell Midstream Partners LP Call 29.82 67,300 2,007
2017-12-31 13F-HR STITCH FIX INC / COM CL A (860897107) 25.10 518 13
2017-12-31 13F-HR STOR / STORE Capital Corp. Call 26.03 12,600 328
2017-12-31 13F-HR SCMP / Sucampo Pharmaceuticals, Inc. Call 17.96 25,000 449
2017-12-31 13F-HR WHITING PETE CORP NEW / (966387409) 26.48 426,964 11,306
2017-12-31 13F-HR GAMCO NAT RES GOLD & INCOME / SH BEN INT (36465E101) 6.71 203,427 1,365
2017-12-31 13F-HR BLACKROCK CALIF MUN INCOME T / SH BEN INT (09248E102) 13.78 46,797 645
2017-12-31 13F-HR BLACKROCK MUNIYIELD NY QLTY / (09255E102) 12.92 163,041 2,106
2017-12-31 13F-HR DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102) 8.87 7,553 67
2017-12-31 13F-HR MFS HIGH YIELD MUN TR / SH BEN INT (59318E102) 4.59 3,700 17
2017-12-31 13F-HR ABYLY / Ablynx NV 24.93 1,725 43
2017-12-31 13F-HR ALLIANCEBERNSTEIN NATL MUNI / (01864U106) 13.40 46,925 629
2017-12-31 13F-HR ALLIANZGI DIVERS INC & CNV F / (01883J108) 21.84 261,779 5,717
2017-12-31 13F-HR APLS / Apellis Pharmaceuticals, Inc. 21.74 1,380 30
2017-12-31 13F-HR BANCORPSOUTH BK TUPELO MISS / (05971J102) 31.45 185,959 5,849
2017-12-31 13F-HR BLACKROCK MUNIC INCM INVST T / SH BEN INT (09248H105) 14.00 32,646 457
2017-12-31 13F-HR BLACKROCK N J MUN INCOME TR / SH BEN INT (09248J101) 15.05 73,680 1,109
2017-12-31 13F-HR BLACKROCK NY MUNI 2018 TERM / (09248K108) 14.70 28,847 424
2017-12-31 13F-HR BLACKROCK N Y MUN INCOME TR / SH BEN INT (09248L106) 14.30 69,847 999
2017-12-31 13F-HR BLACKROCK TAX MUNICPAL BD TR / SHS (09248X100) 23.19 456,277 10,581
2017-12-31 13F-HR BLACKROCK NJ MUNICIPAL BOND / (09249A109) 14.91 1,610 24
2017-12-31 13F-HR BLACKROCK CA MUNI 2018 TERM / (09249C105) 14.56 157,322 2,291
2017-12-31 13F-HR BZM / BlackRock Maryland Municipal Bond Trust 13.63 15,192 207
2017-12-31 13F-HR BLACKROCK MUNI INCOME TR II / (09249N101) 14.43 98,886 1,427
2017-12-31 13F-HR BLACKROCK NY MUNICIPAL BOND / (09249P106) 14.72 18,000 265
2017-12-31 13F-HR BLACKROCK NY MUN INCOME TR I / (09249R102) 14.67 3,000 44
2017-12-31 13F-HR BLACKROCK MUN 2020 TERM TR / COM SHS (09249X109) 15.00 508,927 7,634
2017-12-31 13F-HR BLACKROCK FLA MUN 2020 TERM / COM SHS (09250M109) 14.42 102,504 1,478
2017-12-31 13F-HR BLACKROCK MUNIYIELD ARIZ FD / (09254K109) 16.13 10,602 171
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALIF FD / (09254M105) 14.79 298,215 4,411
2017-12-31 13F-HR BLACKROCK MUNIYIELD CALI QLT / (09254N103) 14.66 657,870 9,644
2017-12-31 13F-HR BLACKROCK MUNIYLD MICH QLTY / (09254V105) 14.00 255,831 3,582
2017-12-31 13F-HR BLACKROCK MUNIHLDGS NJ QLTY / (09254X101) 14.47 70,123 1,015
2017-12-31 13F-HR MNE / BlackRock Muni New York Intermediate Duration Fund, Inc. 13.61 140,468 1,912
2017-12-31 13F-HR BLACKROCK MUNIYIELD PA QLTY / (09255G107) 14.35 76,444 1,097
2017-12-31 13F-HR BLACKROCK ENH CAP & INC FD I / (09256A109) 16.38 396,751 6,499
2017-12-31 13F-HR BLACKROCK MUN 2030 TAR TERM / COM SHS BE (09257P105) 22.34 1,302,450 29,097
2017-12-31 13F-HR BLACKROCK 2022 GBL INCM OPP / (09258P104) 9.80 454,497 4,454
2017-12-31 13F-HR APRN / Blue Apron Holdings Inc Put 4.03 300,000 1,209
2017-12-31 13F-HR WINTRUST FINL CORP / *W EXP 12/ (97650W157) 60.00 1,000 60
2017-12-31 13F-HR BPMC / Blueprint Medicines Corporation Call 75.41 29,200 2,202
2017-12-31 13F-HR BXG / Bluegreen Vacations Corporation 18.18 1,980 36
2017-12-31 13F-HR CASA / Casa Systems, Inc. 17.75 22,474 399
2017-12-31 13F-HR CEMEX SAB DE CV / NOTE 3.72 (151290BT9) 1
2017-12-31 13F-HR CHANTICLEER HLDGS INC / COM PAR (15930P800) 2.57 4,283 11
2017-12-31 13F-HR XRF / China Rapid Finance Limited 6.00 500 3
2017-12-31 13F-HR CHIPMOS TECHNOLOGIES INC / SPONSORED (16965P103) 19.61 204 4
2017-12-31 13F-HR BSCR / Guggenheim BulletShares 2027 Cor 19.96 3,207 64
2017-12-31 13F-HR CLEVELAND CLIFFS INC / DBCV 1.50 (185899AA9) 2,587
2017-12-31 13F-HR CCOI / Cogent Communications Holdings, Inc. Put 45.31 42,000 1,903
2017-12-31 13F-HR COHEN & CO INC NEW / (19249M102) 0.00 15 0
2017-12-31 13F-HR COLUMBIA SELIGM PREM TECH GR / (19842X109) 22.25 215,876 4,803
2017-12-31 13F-HR CONSOL ENERGY INC NEW / (20854L108) 39.50 46,204 1,825
2017-12-31 13F-HR CCR / CONSOL Coal Resources LP 15.54 1,995 31
2017-12-31 13F-HR CURRENCYSHARES SWISS FRANC T / SWISS FRAN (23129V109) 96.68 1,779 172
2017-12-31 13F-HR CURRENCYSHARES SINGAPORE DLR / SHS (23130K100) 73.31 341 25
2017-12-31 13F-HR CUSHING ENERGY INCOME / COM SH BEN (23162T102) 9.39 4,047 38
2017-12-31 13F-HR DMC GLOBAL INC / (23291C103) 24.88 3,497 87
2017-12-31 13F-HR DDR / DDR Corp. Put 8.96 230,000 2,061
2017-12-31 13F-HR DFEN / Direxion Daily Aerospace & Defen 44.60 5,000 223
2017-12-31 13F-HR DISCK / Discovery Communications, Inc. Call 21.17 360,900 7,640
2017-12-31 13F-HR DUFF & PHELPS UTIL CORP BD T / (26432K108) 8.85 94,907 840
2017-12-31 13F-HR EMX RTY CORP / (26873J107) 0.85 26,000 22
2017-12-31 13F-HR EACQ.WS / Easterly Acquisition Corp. - Warrants EXP 07/29/202 0.00 50 0
2017-12-31 13F-HR EATON VANCE FLTNG RATE 2022 / (27831H100) 9.24 128,149 1,184
2017-12-31 13F-HR 292554AH5 / Encore Capital Group, Inc. Bond 686
2017-12-31 13F-HR ENSCO JERSEY FIN LTD / NOTE 3.00 (29359WAB1) 2,082
2017-12-31 13F-HR EDOW / First Trust Dow 30 Equal Weight 22.00 500 11
2017-12-31 13F-HR DWPP / First Trust Dorsey Wright People's Portfolio ETF 28.69 976 28
2017-12-31 13F-HR FIRST TRUST SPECIALTY FINANC / COM BEN IN (33733G109) 6.19 2,745 17
2017-12-31 13F-HR FIRST TR SR FLG RTE INCM FD / (33733U108) 12.90 2,593,654 33,458
2017-12-31 13F-HR FTXD / First Trust High Income ETF 21.65 1,940 42
2017-12-31 13F-HR FIRST TR DYNAMIC EUROPE EQT / COM SHS (33740D107) 18.83 136,662 2,573
2017-12-31 13F-HR FIRST TR SR FLOATING RATE 20 / COM SHS (33740K101) 9.13 351,617 3,210
2017-12-31 13F-HR FLXN / Flexion Therapeutics, Inc. Put 25.04 240,000 6,010
2017-12-31 13F-HR GEE GROUP INC / (36165A102) 2.79 19,026 53
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. Put 39.35 98,000 3,856
2017-12-31 13F-HR GBT / Global Blood Therapeutics, Inc. Call 39.35 310,900 12,234
2017-12-31 13F-HR 393222AF1 / Green Plains Inc 4.125 01sep22 Bond 4,793
2017-12-31 13F-HR GUGGENHEIM CR ALLOCATION FD / (40168G108) 21.93 17,188 377
2017-12-31 13F-HR HVBC / HV Bancorp, Inc. 0.00 2 0
2017-12-31 13F-HR HBB / Hamilton Beach Brands Holding Co 25.69 3,465 89
2017-12-31 13F-HR HANCOCK JOHN INV TRUST / TAX ADV GL (41013P749) 8.83 17,215 152
2017-12-31 13F-HR HANCOCK JOHN PREMUIM DIV FD / COM SH BEN (41013T105) 17.13 185,633 3,180
2017-12-31 13F-HR 413160AB8 / Harmonic, Inc. Bond 4% 501
2017-12-31 13F-HR HIGHLAND FLOATNG RATE OPPRT / SHS BEN IN (43010E404) 15.49 4,520 70
2017-12-31 13F-HR ICCH / ICC Holdings, Inc. 0.00 1 0
2017-12-31 13F-HR INAN / InterNatural Pharmaceuticals, Inc. 0.56 21,594 12
2017-12-31 13F-HR 45256BAE1 / Impax Laboratories, Inc. 2% Bond due 2022-06-15 4,221
2017-12-31 13F-HR IQV / IQVIA Holdings Inc. 97.90 428,359 41,936
2017-12-31 13F-HR JPST / JPMorgan Ultra-Short Income ETF 50.34 2,066 104
2017-12-31 13F-HR JPGB / JPMorgan Global Bond Opportunities ETF 47.62 84 4
2017-12-31 13F-HR JIANPU TECHNOLOGY INC / ADR (47738D101) 6.00 500 3
2017-12-31 13F-HR JHSC / John Hancock Multifactor Small C 0.00 1 0
2017-12-31 13F-HR JOHN HANCOCK HDG EQ & INC FD / (47804L102) 17.40 22,935 399
2017-12-31 13F-HR MARATHON PATENT GROUP INC / COM PAR (56585W302) 3.94 2,282 9
2017-12-31 13F-HR MARIN SOFTWARE INC / (56804T205) 10.96 3,192 35
2017-12-31 13F-HR MAXR / Maxar Technologies Ltd. 64.03 2,405 154
2017-12-31 13F-HR MD / Mednax, Inc. Put 53.44 85,000 4,542
2017-12-31 13F-HR MEET GROUP INC / (58513U101) 2.79 19,361 54
2017-12-31 13F-HR CEMP / Cempra, Inc. 15.81 38,834 614
2017-12-31 13F-HR MERCHANTS BANCORP IND / (58844R108) 19.68 6,860 135
2017-12-31 13F-HR MERIDIAN BK PAOLI PA / (58958P104) 20.00 300 6
2017-12-31 13F-HR MYND / MYnd Analytics, Inc. 0.00 9 0
2017-12-31 13F-HR NEUBERGER BERMAN CA INT MUN / (64123C101) 13.58 16,786 228
2017-12-31 13F-HR NEUBERGER BERMAN NY INT MUN / (64124K102) 12.16 50,147 610
2017-12-31 13F-HR NEWMARK GROUP INC / CL A (65158N102) 15.88 15,678 249
2017-12-31 13F-HR HRMNU / Harmony Merger Corp. 0.00 42 0
2017-12-31 13F-HR NTNX / Nutanix, Inc. Call 35.28 17,600 621
2017-12-31 13F-HR NUVEEN NORTH CAROLINA QLTY M / (67060P100) 12.91 41,203 532
2017-12-31 13F-HR NUVEEN MISSOURI QLT MUN INC / (67060Q108) 13.96 4,800 67
2017-12-31 13F-HR NUVEEN SELECT MAT MUN FD / SH BEN INT (67061T101) 9.96 194,973 1,942
2017-12-31 13F-HR NUVEEN ARIZONA QLTY MUN INC / (67061W104) 14.13 47,898 677
2017-12-31 13F-HR NUVEEN CALIF MUN VALUE FD / (67062C107) 10.20 60,908 621
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67062F100) 14.62 64,984 950
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063C106) 13.94 83,662 1,166
2017-12-31 13F-HR NUVEEN CA SELECT TAX FREE PR / SH BEN INT (67063R103) 14.89 19,817 295
2017-12-31 13F-HR NUVEEN NY SELECT TAX FREE PR / SH BEN INT (67063V104) 13.85 1,300 18
2017-12-31 13F-HR NUVEEN SELECT TAX FREE INCM / SH BEN INT (67063X100) 15.19 81,295 1,235
2017-12-31 13F-HR NUVEEN NEW YORK QLT MUN INC / (67066X107) 13.83 406,486 5,622
2017-12-31 13F-HR NUVEEN CA QUALTY MUN INCOME / (67066Y105) 14.31 528,435 7,562
2017-12-31 13F-HR NUVEEN MUNICIPAL CREDIT INC / COM SH BEN (67070X101) 15.24 442,414 6,742
2017-12-31 13F-HR NUVEEN GEORGIA QLTY MUN INC / (67072B107) 12.57 19,248 242
2017-12-31 13F-HR NUVEEN PA MUN VALUE FD / (67074K105) 14.84 12,267 182
2017-12-31 13F-HR NUVEEN BUILD AMER BD OPPTNY / (67074Q102) 23.05 112,730 2,598
2017-12-31 13F-HR NUVEEN MTG OPPTY TERM FD 2 / (67074R100) 23.74 205,700 4,883
2017-12-31 13F-HR NUVEEN DOW 30 DYN OVERWRITE / SHS (67075F105) 18.84 294,456 5,548
2017-12-31 13F-HR NUVEEN HIGH INCOME 2020 TARG / (67075L102) 9.90 25,568 253
2017-12-31 13F-HR NUVEEN HGH INC DEC18 TRGT TR / (67075P103) 9.91 241,894 2,397
2017-12-31 13F-HR NUVEEN PFD & INCOME 2022 TER / (67075T105) 25.12 82,776 2,079
2017-12-31 13F-HR NUVEEN CR OPPORTUNITIES 2022 / (67075U102) 9.49 56,875 540
2017-12-31 13F-HR NUVEEN HIGH INCOME NOVEMBER / (67077N106) 9.96 301,519 3,003
2017-12-31 13F-HR NUVERRA ENVIRONMENTAL SOLUTI / COM PAR (67091K302) 16.26 123 2
2017-12-31 13F-HR NUBD / NuShares ESG US Aggregate Bond E 25.01 4,878 122
2017-12-31 13F-HR FSC / Fifth Street Finance Corp. 4.89 501,940 2,454
2017-12-31 13F-HR OCSI / Oaktree Strategic Income Corporation 8.33 7,800 65
2017-12-31 13F-HR ONE HORIZON GROUP INC / COM PAR (68235H304) 1.99 503 1
2017-12-31 13F-HR OMF / OneMain Holdings, Inc. Call 25.99 80,000 2,079
2017-12-31 13F-HR OPTN / OptiNose, Inc. 18.89 21,602 408
2017-12-31 13F-HR PIMCO CALIF MUN INCOME FD II / (72200M108) 10.15 52,391 532
2017-12-31 13F-HR PIMCO CA MUNICIPAL INCOME FD / (72200N106) 17.26 31,869 550
2017-12-31 13F-HR PZC / PIMCO California Municipal Income Fund III 10.43 42,669 445
2017-12-31 13F-HR PLNT / Planet Fitness, Inc. Put 34.60 10,000 346
2017-12-31 13F-HR IDHD / PowerShares S&P International Developed High Dividend Low Volatility Portfolio 29.00 1,000 29
2017-12-31 13F-HR QTRX / Quanterix Corporation 20.00 250 5
2017-12-31 13F-HR QDEL / QUIDEL Corp. Call 43.36 25,000 1,084
2017-12-31 13F-HR HAIR / Restoration Robotics, Inc. 4.71 425 2
2017-12-31 13F-HR RYTM / Rhythm Pharmaceuticals, Inc. 28.90 3,702 107
2017-12-31 13F-HR ROCKY MTN CHOCOLATE FACTORY / (77467X101) 11.32 530 6
2017-12-31 13F-HR ROKU / Roku Inc Put 51.78 42,600 2,206
2017-12-31 13F-HR SPDR SER TR / SPDR BLOOMBERG (78468R663) 91.40 856,830 78,314
2017-12-31 13F-HR SAILPOINT TECHNLGIES HLDGS I / (78781P105) 18.52 54 1
2017-12-31 13F-HR SEA LTD / ADR (81141R100) 13.33 627,451 8,364
2017-12-31 13F-HR SEAS / SeaWorld Entertainment, Inc. Call 13.57 931,500 12,640
2017-12-31 13F-HR SLCT / Select Bancorp, Inc. 0.00 3 0
2017-12-31 13F-HR SRUNU / Silver Run Acquisition Corporation II 9.01 111 1
2017-12-31 13F-HR SIMPLY GOOD FOODS CO / (82900L102) 14.22 5,203 74
2017-12-31 13F-HR SPERO THERAPEUTICS INC / (84833T103) 12.38 969 12
2017-12-31 13F-HR SUCAMPO PHARMACEUTICALS INC / NOTE 3.25 (864909AB2) 435
2017-12-31 13F-HR SWCH / Switch Inc 18.17 18,219 331
2017-12-31 13F-HR TDOC / Teladoc, Inc. Put 34.55 1,100 38
2017-12-31 13F-HR TERADYNE INC / NOTE 1.25 (880770AG7) 5,735
2017-12-31 13F-HR TRVG / Trivago NV Call 6.67 300 2
2017-12-31 13F-HR TWOU / 2U, Inc. Put 64.48 12,500 806
2017-12-31 13F-HR VTC / Vanguard Scottsdale Funds Vanguard Total Corporate Bond ETF 85.09 5,500 468
2017-12-31 13F-HR VNTV / Vantiv, Inc. Put 73.55 356,500 26,221
2017-12-31 13F-HR CEY / Victory Portfolios II VictoryShares Emerging Market High Div Volatility Wtd ETF 26.25 800 21
2017-12-31 13F-HR VINCE HLDG CORP / (92719W207) 6.88 436 3
2017-12-31 13F-HR VIRTUS GLOBAL DIVID INCOME F / (92835W107) 13.43 6,923 93
2017-12-31 13F-HR VOYA ASIA PAC DIVID EQUITY I / (92912J102) 10.49 75,817 795
2017-12-31 13F-HR VOYA EMERGING MKTS HIGH DIVI / (92912P108) 8.90 347,944 3,097
2017-12-31 13F-HR VOYA GLBL ADV & PREM OPP FD / (92912R104) 11.43 68,755 786
2017-12-31 13F-HR VOYA GLBL EQTY DIV & PREM OP / (92912T100) 7.75 921,249 7,140
2017-12-31 13F-HR WARRIOR MET COAL INC / (93627C101) 25.16 28,421 715
2017-12-31 13F-HR 94419LAA9 / Wayfair, Inc. Bond 4,849
2017-12-31 13F-HR WESTERN ASSET EMRG MKT DEBT / (95766A101) 15.55 527,297 8,200
2017-12-31 13F-HR EHI / Western Asset Global High Income Fund Inc. 10.22 145,483 1,487
2017-12-31 13F-HR WESTERN ASSET HIGH INCM OPP / (95766K109) 5.07 3,430,246 17,391
2017-12-31 13F-HR WESTERN ASSET MUN DEF OPP TR / (95768A109) 20.89 370,783 7,746
2017-12-31 13F-HR WESTERN ASSET INVT GRADE DEF / (95790A101) 22.86 207,790 4,750
2017-12-31 13F-HR WESTERN ASSET GLOBAL CP DEFI / (95790C107) 18.00 472,177 8,499
2017-12-31 13F-HR DVEM / WisdomTree Emerging Markets Dividend Fund 31.75 126 4
2017-12-31 13F-HR XSOE / Wt EmMkt ex-State 31.86 408 13
2017-12-31 13F-HR WORLD CURRENCY GOLD TR / LNG DLR GLD TR (98146B104) 120.78 2,459 297
2017-12-31 13F-HR ZILLOW GROUP INC / NOTE 2.00 (98954MAB7) 4
2017-12-31 13F-HR ZGNX / Zogenix, Inc. Put 40.06 50,000 2,003
2017-12-31 13F-HR DELPHI TECHNOLOGIES PLC / SHS (G2709G107) 52.47 520,076 27,288
2017-12-31 13F-HR ELEC / Electrum Special Acquisition Corporation 10.00 500 5
2017-12-31 13F-HR NESR / National Energy Services Reunited Corp. 10.00 100 1
2017-12-31 13F-HR NORDIC AMERN OFFSHORE LTD / SHS (G65772108) 1.12 8,958 10
2017-12-31 13F-HR PRTA / Prothena Corp plc Call 37.14 1,400 52
2017-12-31 13F-HR SENTINEL ENERGY SVCS INC / UNIT 11/02 (G8062D128) 9.97 6,619 66
2017-12-31 13F-HR TKPPY / TechnipFMC Call 31.31 1,264,600 39,595
2017-12-31 13F-HR WLTW / Willis Towers Watson Public Limited Company Put 150.70 50,000 7,535
2017-12-31 13F-HR NEXA RES S A / (L67359106) 19.75 1,114 22
2017-12-31 13F-HR ARCTURUS THERAPEUTICS LTD / SHS (M1492T105) 0 0
2017-12-31 13F-HR GAZIT GLOBE LTD / SHS (M4793C102) 10.52 45,931 483
2017-12-31 13F-HR RDCM / RADCOM Ltd. 20.30 788 16
2017-12-31 13F-HR PLYA / Playa Hotels & Resorts NV 10.76 6,601 71
2017-12-31 13F-HR OMN / Omnova Solutions, Inc. 9.96 80,264 11,351 -85.86 879 113 -87.14
2017-12-31 13F-HR RAD / Rite Aid Corp. 1.97 1,074,722 1,018,281 -5.25 2,106 2,006 -4.75
2017-12-31 13F-HR MBRX / Moleculin Biotech, Inc. 1.88 25,000 25,000 0.00 60 47 -21.67
2017-12-31 13F-HR BAC.WS.B / Bank of America Corp. B Warrants 2.10 20,000 10,000 -50.00 16 21 31.25
2017-12-31 13F-HR LNTH / Lantheus Holdings, Inc. 20.44 41,593 22,993 -44.72 740 470 -36.49
2017-12-31 13F-HR PFMT / Performant Financial Corp 1.68 11,591 11,343 -2.14 21 19 -9.52
2017-12-31 13F-HR BNTC / Benitec Biopharma Ltd 3.08 2,600 2,600 0.00 6 8 33.33
2017-12-31 13F-HR DBEU / db X-Trackers MSCI Europe Hedged Equity Fund 28.42 1,827,038 2,010,219 10.03 51,778 57,130 10.34
2017-12-31 13F-HR ARES / Ares Management, L.P. 20.00 42,009 53,238 26.73 783 1,065 36.02
2017-12-31 13F-HR GHYG / iShares Global High Yield Corporate Bond ETF 50.45 1,054,967 900,076 -14.68 54,246 45,409 -16.29
2017-12-31 13F-HR HTLD / Heartland Express, Inc. 23.34 264,390 431,145 63.07 6,630 10,063 51.78
2017-12-31 13F-HR VCO / Vina Concha Y Toro S.A. 37.48 526 507 -3.61 18 19 5.56
2017-12-31 13F-HR EVR / Evercore Partners, Inc. 90.00 527,292 596,171 13.06 42,315 53,656 26.80
2017-12-31 13F-HR FAB / First Trust Multi Capital Value AlphaDEX Fund 56.98 86,751 78,075 -10.00 4,656 4,449 -4.45
2017-12-31 13F-HR AMRN / Amarin Corp. Plc 4.01 95,168 73,853 -22.40 333 296 -11.11
2017-12-31 13F-HR VMW / VMWare, Inc. 125.32 931,477 721,201 -22.57 101,708 90,381 -11.14
2017-12-31 13F-HR VMW / VMWare, Inc. Call 125.30 60,000 10,000 -83.33 6,551 1,253 -80.87
2017-12-31 13F-HR CUB / Cubic Corp. 58.95 175,720 89,272 -49.20 8,962 5,263 -41.27
2017-12-31 13F-HR LNT / Alliant Energy Corp. 42.61 1,086,366 1,729,729 59.22 45,159 73,703 63.21
2017-12-31 13F-HR FNDX / Schwab Fundamental U.S. Large Company Index ETF 37.47 41,600 46,458 11.68 1,462 1,741 19.08
2017-12-31 13F-HR IDV / iShares International Select Dividend ETF 33.79 13,132,198 13,408,918 2.11 443,343 453,087 2.20
2017-12-31 13F-HR TG / Tredegar Corp. 19.20 418,968 312,279 -25.46 7,542 5,995 -20.51
2017-12-31 13F-HR LRAD / LRAD Corp 2.46 13,000 13,000 0.00 28 32 14.29
2017-12-31 13F-HR IIF / Morgan Stanley India Investment Fund, Inc. 33.14 25,330 23,322 -7.93 867 773 -10.84
2017-12-31 13F-HR T / AT & T, Inc. 38.88 87,119,419 73,843,326 -15.24 3,412,467 2,871,028 -15.87
2017-12-31 13F-HR T / AT & T, Inc. Call 38.88 2,399,300 2,873,500 19.76 93,981 111,722 18.88
2017-12-31 13F-HR T / AT & T, Inc. Put 38.88 9,356,100 5,909,000 -36.84 366,479 229,742 -37.31
2017-12-31 13F-HR Y / Alleghany Corp. 596.10 97,186 62,072 -36.13 53,842 37,001 -31.28
2017-12-31 13F-HR LHCG / LHC Group, Inc. 61.25 173,192 316,460 82.72 12,282 19,383 57.82
2017-12-31 13F-HR KIM / Kimco Realty Corporation 18.15 2,397,635 4,137,857 72.58 46,874 75,102 60.22
2017-12-31 13F-HR TCS / Container Store Group, Inc. 4.73 33,957 36,965 8.86 143 175 22.38
2017-12-31 13F-HR ARE / Alexandria Real Estate Equities, Inc. 130.59 479,318 401,270 -16.28 57,026 52,402 -8.11
2017-12-31 13F-HR DEO / Diageo plc 146.03 8,997,613 6,945,506 -22.81 1,188,854 1,014,253 -14.69
2017-12-31 13F-HR MOV / Movado Group, Inc. 32.19 21,987 21,310 -3.08 616 686 11.36
2017-12-31 13F-HR CASS / Cass Information Systems, Inc. 58.22 100,123 70,840 -29.25 6,353 4,124 -35.09
2017-12-31 13F-HR WIN / Windstream Holdings, Inc. 1.85 847,029 237,191 -72.00 1,500 439 -70.73
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. 166.85 3,164,489 2,690,080 -14.99 468,218 448,840 -4.14
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Call 167.00 7,800 3,000 -61.54 935 501 -46.42
2017-12-31 13F-HR ITW / Illinois Tool Works, Inc. Put 166.67 1,500 1,500 0.00 222 250 12.61
2017-12-31 13F-HR QQQC / Global X Funds 30.78 1,404 2,469 75.85 40 76 90.00
2017-12-31 13F-HR CIG / Cemig-Companhia Energetica 2.06 4,613,873 4,381,134 -5.04 11,442 9,025 -21.12
2017-12-31 13F-HR WDIV / SPDR S&P Global Dividend ETF 70.84 43,218 41,980 -2.86 2,936 2,974 1.29
2017-12-31 13F-HR ICHGF / InterContinental Hotels Group Plc 63.52 43,430 7,950 -81.69 2,297 505 -78.01
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. 63.51 909,308 654,954 -27.97 56,068 41,597 -25.81
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Call 63.51 636,600 315,500 -50.44 39,253 20,037 -48.95
2017-12-31 13F-HR TMUS / T-Mobile US, Inc. Put 63.51 170,000 660,000 288.24 10,482 41,917 299.90
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. 77.59 549,211 590,875 7.59 33,655 45,847 36.23
2017-12-31 13F-HR NBIX / Neurocrine Biosciences, Inc. Put 77.59 0 81,000 0 6,285
2017-12-31 13F-HR DRQ / Dril-Quip, Inc. 47.70 318,410 281,984 -11.44 14,057 13,451 -4.31
2017-12-31 13F-HR OPOF / Old Point Financial Corp. 29.82 3,657 3,990 9.11 119 119 0.00
2017-12-31 13F-HR AME / Ametek, Inc. 72.47 877,173 928,310 5.83 57,929 67,274 16.13
2017-12-31 13F-HR PSTI / Pluristem Therapeutics, Inc. 0.00 128 125 -2.34 0 0
2017-12-31 13F-HR TPHS / Trinity Place Holdings Inc. 6.79 882 3,241 267.46 6 22 266.67
2017-12-31 13F-HR OGS / ONE Gas, Inc. 73.26 59,768 59,319 -0.75 4,401 4,346 -1.25
2017-12-31 13F-HR CABO / Cable One Inc. 703.33 32,661 22,102 -32.33 23,586 15,545 -34.09
2017-12-31 13F-HR GOOGL / Alphabet Inc. 1,053.40 2,477,170 2,222,920 -10.26 2,412,069 2,341,624 -2.92
2017-12-31 13F-HR GOOGL / Alphabet Inc. Call 1,053.40 227,500 224,300 -1.41 221,521 236,277 6.66
2017-12-31 13F-HR GOOGL / Alphabet Inc. Put 1,053.40 382,900 462,100 20.68 372,837 486,775 30.56
2017-12-31 13F-HR HTH / Hilltop Holdings, Inc. 25.33 685,538 554,497 -19.12 17,824 14,045 -21.20
2017-12-31 13F-HR ALL / Allstate Corp. (The) 104.71 3,405,522 3,324,022 -2.39 313,002 348,059 11.20
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. 56.00 10,077,317 7,171,223 -28.84 485,929 401,589 -17.36
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Call 56.00 2,635,200 2,329,100 -11.62 127,069 130,430 2.65
2017-12-31 13F-HR DAL / Delta Air Lines, Inc. Put 56.00 48,000 902,300 1,779.79 2,315 50,529 2,082.68
2017-12-31 13F-HR VALE / Vale S.A. 12.23 15,873,345 8,833,787 -44.35 159,845 108,037 -32.41
2017-12-31 13F-HR RESI / Altisource Residential Corp 11.88 40,457 49,495 22.34 449 588 30.96
2017-12-31 13F-HR SOR / Source Capital, Inc. 40.77 42,331 44,349 4.77 1,703 1,808 6.17
2017-12-31 13F-HR TAN / Guggenheim Solar ETF 25.13 301,425 337,998 12.13 6,526 8,494 30.16
2017-12-31 13F-HR AMH / American Homes 4 Rent 21.84 2,708,944 1,367,244 -49.53 58,812 29,861 -49.23
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. 169.40 1,408,284 1,433,586 1.80 220,128 242,849 10.32
2017-12-31 13F-HR MHFI / McGraw Hill Financial, Inc. Call 169.40 44,700 101,300 126.62 6,987 17,160 145.60
2017-12-31 13F-HR HAYN / Haynes International Inc. 32.05 37,589 28,334 -24.62 1,349 908 -32.69
2017-12-31 13F-HR PKOH / Park-Ohio Holdings Corp. 46.01 463 2,217 378.83 22 102 363.64
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF 345.41 2,092,399 2,180,582 4.21 682,813 753,196 10.31
2017-12-31 13F-HR MDY / SPDR S&P Midcap 400 ETF Put 345.00 0 1,200 0 414
2017-12-31 13F-HR MNK / Maillinckrodt plc. 22.56 292,629 264,237 -9.70 10,935 5,962 -45.48
2017-12-31 13F-HR MNK / Maillinckrodt plc. Put 22.56 0 608,300 0 13,723
2017-12-31 13F-HR VRTU / Virtusa Corp. 44.08 80,971 106,941 32.07 3,059 4,714 54.10
2017-12-31 13F-HR WSTL / Westell Technologies, Inc. 0.00 25 25 0.00 0 0
2017-12-31 13F-HR SHBI / Shore Bancshares, Inc. 16.72 1,684 2,213 31.41 28 37 32.14
2017-12-31 13F-HR IT / Gartner, Inc. 123.15 501,573 395,173 -21.21 62,401 48,665 -22.01
2017-12-31 13F-HR NGVT.WI / Ingevity Corporation 70.47 384,731 330,752 -14.03 24,034 23,308 -3.02
2017-12-31 13F-HR MIDU / Direxion Daily Mid Cap Bull 3X Shares 50.00 140 140 0.00 6 7 16.67
2017-12-31 13F-HR FDEF / First Defiance Financial Corp. 51.96 145,305 148,178 1.98 7,628 7,700 0.94
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF 58.85 4,054,551 4,920,802 21.36 230,135 289,590 25.83
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Call 58.85 203,900 868,000 325.70 11,573 51,082 341.39
2017-12-31 13F-HR KRE / SPDR S&P Regional Banking ETF Put 58.85 188,200 1,216,000 546.12 10,682 71,562 569.93
2017-12-31 13F-HR IPAC / iShares Core MSCI Pacific ETF 59.63 623,392 627,481 0.66 35,215 37,417 6.25
2017-12-31 13F-HR LITB / LightInTheBox Holding Co., Ltd. 3.27 306 306 0.00 1 1 0.00
2017-12-31 13F-HR ADSK / Autodesk, Inc. Call 104.83 0 100,000 0 10,483
2017-12-31 13F-HR VGI / Virtus Global Multi-Sector Income Fund 17.50 103,323 134,539 30.21 1,870 2,355 25.94
2017-12-31 13F-HR FE / FirstEnergy Corp. 30.62 6,285,116 4,956,383 -21.14 193,769 151,764 -21.68
2017-12-31 13F-HR CBS / CBS Corp. 59.00 2,689,487 1,743,173 -35.19 155,990 102,847 -34.07
2017-12-31 13F-HR CBS / CBS Corp. Call 59.00 0 380,200 0 22,432
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. 21.47 1,369,984 1,142,436 -16.61 24,523 24,528 0.02
2017-12-31 13F-HR MRVL / Marvell Technology Group Ltd. Put 21.47 295,000 295,000 0.00 5,281 6,334 19.94
2017-12-31 13F-HR NVRO / Nevro Corp. 69.04 234,670 337,574 43.85 21,327 23,305 9.27
2017-12-31 13F-HR AEZS / AEterna Zentaris Inc. 0.00 87 10 -88.51 0 0
2017-12-31 13F-HR BDX / Becton Dickinson & Co. 214.06 2,967,738 2,605,666 -12.20 581,529 557,769 -4.09
2017-12-31 13F-HR BDX / Becton Dickinson & Co. Call 214.05 0 47,400 0 10,146
2017-12-31 13F-HR GOGO / Gogo Inc. 11.28 591,301 1,699,565 187.43 6,983 19,171 174.54
2017-12-31 13F-HR GOGO / Gogo Inc. Call 11.28 0 200,000 0 2,256
2017-12-31 13F-HR GOGO / Gogo Inc. Put 11.28 0 61,100 0 689
2017-12-31 13F-HR BETR / Amplify Snack Brands, Inc. 11.99 93,249 7,504 -91.95 662 90 -86.40
2017-12-31 13F-HR MMD / MainStay DefinedTerm Municipal Opportunities Fund 19.83 918,542 823,704 -10.32 18,435 16,334 -11.40
2017-12-31 13F-HR MLP / Maui Land & Pineapple Co., Inc. 17.52 2,619 799 -69.49 36 14 -61.11
2017-12-31 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.97 2,703,366 3,222,102 19.19 132,221 157,786 19.34
2017-12-31 13F-HR BRKS / Brooks Automation, Inc. 23.85 414,199 321,308 -22.43 12,575 7,663 -39.06
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited 46.18 607,440 664,605 9.41 27,462 30,692 11.76
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited Call 46.18 0 227,000 0 10,483
2017-12-31 13F-HR AEM / Agnico Eagle Mines Limited Put 46.18 0 100,000 0 4,618
2017-12-31 13F-HR EWUS / iShares MSCI United Kingdom Small-Cap ETF 43.61 66,978 62,347 -6.91 2,794 2,719 -2.68
2017-12-31 13F-HR DVAX / Dynavax Technologies Corp. 18.69 8,623 36,217 320.00 186 677 263.98
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. 74.64 4,395,130 3,120,039 -29.01 278,300 232,879 -16.32
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Call 74.64 204,400 39,200 -80.82 12,943 2,926 -77.39
2017-12-31 13F-HR ESRX / Express Scripts Holding Co. Put 74.64 220,500 172,700 -21.68 13,962 12,890 -7.68
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) 135.64 4,667,678 3,426,512 -26.59 571,884 464,771 -18.73
2017-12-31 13F-HR TRV / Travelers Companies, Inc. (The) Put 135.65 100,000 75,800 -24.20 12,252 10,282 -16.08
2017-12-31 13F-HR LRCX / Lam Research Corp. 184.07 1,832,970 1,584,616 -13.55 339,172 291,681 -14.00
2017-12-31 13F-HR LRCX / Lam Research Corp. Call 184.07 61,100 56,500 -7.53 11,306 10,400 -8.01
2017-12-31 13F-HR SCSC / ScanSource, Inc. 35.80 142,769 84,369 -40.91 6,232 3,020 -51.54
2017-12-31 13F-HR PCLN / The Priceline Group Inc. 1,737.74 359,330 308,016 -14.28 657,868 535,251 -18.64
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Call 1,737.74 64,300 65,600 2.02 117,722 113,996 -3.17
2017-12-31 13F-HR PCLN / The Priceline Group Inc. Put 1,737.74 153,900 154,000 0.06 281,763 267,612 -5.02
2017-12-31 13F-HR CMRE / Costamare Inc. 5.75 11,765 13,567 15.32 73 78 6.85
2017-12-31 13F-HR KFRC / Kforce, Inc. 25.25 88,711 96,713 9.02 1,792 2,442 36.27
2017-12-31 13F-HR DEMG / Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF 28.84 193,369 97,982 -49.33 5,414 2,826 -47.80
2017-12-31 13F-HR FRN / Claymore Exchange-Traded Fund Trust 2 14.86 11,865 21,602 82.06 174 321 84.48
2017-12-31 13F-HR FBP / First BanCorp 5.10 321,099 231,746 -27.83 1,644 1,182 -28.10
2017-12-31 13F-HR TWTR / Twitter, Inc. 24.01 5,784,141 3,821,540 -33.93 97,579 91,755 -5.97
2017-12-31 13F-HR TWTR / Twitter, Inc. Call 24.01 2,598,700 1,886,400 -27.41 43,840 45,292 3.31
2017-12-31 13F-HR TWTR / Twitter, Inc. Put 24.01 0 594,100 0 14,264
2017-12-31 13F-HR MMM / 3M Co. 235.37 11,100,823 9,784,249 -11.86 2,330,063 2,302,919 -1.16
2017-12-31 13F-HR MMM / 3M Co. Call 235.37 206,100 95,000 -53.91 43,260 22,360 -48.31
2017-12-31 13F-HR MMM / 3M Co. Put 235.37 434,800 708,700 62.99 91,265 166,807 82.77
2017-12-31 13F-HR MBVX / MabVax Therapeutics Holdings, Inc. 0.68 18,996 18,996 0.00 12 13 8.33
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. 172.85 1,144,755 895,524 -21.77 168,897 154,792 -8.35
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Call 172.85 30,600 38,600 26.14 4,515 6,672 47.77
2017-12-31 13F-HR PXD / Pioneer Natural Resources Co. Put 172.85 82,500 82,500 0.00 12,172 14,260 17.15
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. 201.11 200,277 251,909 25.78 34,396 50,661 47.29
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. Call 201.20 10,000 5,000 -50.00 1,717 1,006 -41.41
2017-12-31 13F-HR WCG / Wellcare Health Plans, Inc. Put 201.20 19,100 5,000 -73.82 3,280 1,006 -69.33
2017-12-31 13F-HR RL / Ralph Lauren Corp. 103.69 630,451 714,572 13.34 55,663 74,094 33.11
2017-12-31 13F-HR RL / Ralph Lauren Corp. Put 103.69 50,000 95,000 90.00 4,415 9,851 123.13
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 37.96 18,918,112 8,562 -99.95 341,849 325 -99.90
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. 18.07 8,825 18,918,112 214,269.54 376 341,849 90,817.29
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Call 18.07 494,000 232,400 -52.96 9,475 4,199 -55.68
2017-12-31 13F-HR KMI / Kinder Morgan, Inc. Put 18.07 155,800 138,100 -11.36 2,988 2,495 -16.50
2017-12-31 13F-HR CSII / Cardiovascular Systems, Inc. 23.72 2,010 4,849 141.24 56 115 105.36
2017-12-31 13F-HR HCM / Hutchison China MediTech Limited 38.86 164 1,158 606.10 4 45 1,025.00
2017-12-31 13F-HR OKSWF / Osisko Gold Royalties Ltd. 11.55 30,563 49,611 62.32 395 573 45.06
2017-12-31 13F-HR PTMC / Pacer Trendpilot 450 ETF 31.11 420,449 547,151 30.13 12,437 17,022 36.87
2017-12-31 13F-HR RYN / Rayonier, Inc. (REIT) 31.63 828,609 672,072 -18.89 23,939 21,257 -11.20
2017-12-31 13F-HR MUE / BlackRock MuniHoldings Quality Fund II, Inc. 13.91 239,665 198,999 -16.97 3,338 2,768 -17.08
2017-12-31 13F-HR TRNO / Terreno Realty Corp 35.06 329,765 344,328 4.42 11,931 12,072 1.18
2017-12-31 13F-HR USEG / U.S. Energy Corp. 1.51 9,992 9,955 -0.37 8 15 87.50
2017-12-31 13F-HR BXMT / Blackstone Mortgage Trust, Inc. 32.18 872,690 838,611 -3.91 27,071 26,986 -0.31
2017-12-31 13F-HR SM / SM Energy Co 22.08 1,337,049 1,204,579 -9.91 23,720 26,597 12.13
2017-12-31 13F-HR SM / SM Energy Co Call 22.05 11,700 11,700 0.00 208 258 24.04
2017-12-31 13F-HR SM / SM Energy Co Put 22.05 11,700 11,700 0.00 208 258 24.04
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF 47.34 3,018,424 3,340,487 10.67 136,101 158,138 16.19
2017-12-31 13F-HR KBE / SPDR S&P Bank ETF Put 47.34 25,000 175,000 600.00 1,127 8,285 635.14
2017-12-31 13F-HR SSP / Scripps Company 15.63 210,762 120,596 -42.78 4,028 1,885 -53.20
2017-12-31 13F-HR KEX / Kirby Corp. 66.80 1,261,983 1,011,514 -19.85 83,228 67,570 -18.81
2017-12-31 13F-HR HIFR / InfraREIT, Inc. 18.58 445,147 493,132 10.78 9,958 9,162 -7.99
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. 198.22 10,315,720 9,038,915 -12.38 1,891,078 1,791,695 -5.26
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Call 198.22 453,600 439,300 -3.15 83,154 87,078 4.72
2017-12-31 13F-HR BRK.B / Berkshire Hathaway, Inc. Put 198.22 1,087,100 1,372,700 26.27 199,287 272,096 36.53
2017-12-31 13F-HR UMPQ / Umpqua Holdings Corp. 20.80 2,693,584 2,000,986 -25.71 52,551 41,621 -20.80
2017-12-31 13F-HR RYF / Guggenheim S&P 500 Equal Weight Financials ETF 44.14 547,953 626,008 14.24 22,619 27,632 22.16
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF 84.87 2,604,157 3,095,599 18.87 225,442 262,724 16.54
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Call 84.87 295,600 200,000 -32.34 20,497 16,974 -17.19
2017-12-31 13F-HR XBI / SPDR S&P Biotech ETF Put 84.87 61,200 1,114,600 1,721.24 5,298 94,596 1,685.50
2017-12-31 13F-HR AOM / iShares Core Moderate Allocation ETF 38.04 220,699 349,891 58.54 8,380 13,310 58.83
2017-12-31 13F-HR AFGE / American Financial Group, Inc. (Holding Co.) 108.54 546,351 413,155 -24.38 56,520 44,844 -20.66
2017-12-31 13F-HR EMR / Emerson Electric Co. 69.69 21,840,103 21,717,386 -0.56 1,372,431 1,513,486 10.28
2017-12-31 13F-HR EMR / Emerson Electric Co. Call 69.69 200,000 70,700 -64.65 10,902 4,927 -54.81
2017-12-31 13F-HR EMR / Emerson Electric Co. Put 70.00 0 400 0 28
2017-12-31 13F-HR GPIC / Gaming Partners International Corp. 0.00 177 2 -98.87 2 0 -100.00
2017-12-31 13F-HR CTL / CenturyLink, Inc. 16.68 10,443,855 18,332,945 75.54 197,389 305,794 54.92
2017-12-31 13F-HR CTL / CenturyLink, Inc. Call 16.68 488,900 325,000 -33.52 9,240 5,421 -41.33
2017-12-31 13F-HR CTL / CenturyLink, Inc. Put 16.68 406,600 90,600 -77.72 7,685 1,511 -80.34
2017-12-31 13F-HR CLPR / Clipper Realty Inc. 10.10 693 2,377 243.00 7 24 242.86
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. 223.66 446,067 1,104,343 147.57 100,838 246,998 144.95
2017-12-31 13F-HR ULTA / Ulta Salon, Cosmetics & Fragrance, Inc. Call 223.66 2,800 217,900 7,682.14 633 48,735 7,599.05
2017-12-31 13F-HR NR / Newpark Resources, Inc. 8.60 787,154 569,743 -27.62 7,871 4,900 -37.75
2017-12-31 13F-HR IIJI / Internet Initiative Japan, Inc. 15.87 63 63 0.00 1 1 0.00
2017-12-31 13F-HR SWHC / Smith & Wesson Holding Corp. 12.83 247,668 22,133 -91.06 3,777 284 -92.48
2017-12-31 13F-HR HCN / Welltower Inc. 63.77 5,309,733 4,138,886 -22.05 373,168 263,937 -29.27
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C 1,046.40 2,520,887 2,195,728 -12.90 2,417,807 2,297,609 -4.97
2017-12-31 13F-HR ADSK / Autodesk, Inc. Put 104.83 0 140,000 0 14,676
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Call 1,046.40 135,900 361,400 165.93 130,343 378,169 190.13
2017-12-31 13F-HR GOOG / Alphabet Inc. Class C Put 1,046.40 258,900 311,800 20.43 248,314 326,268 31.39
2017-12-31 13F-HR GSBD / Goldman Sachs BDC, Inc. 22.18 207,049 138,313 -33.20 4,725 3,068 -35.07
2017-12-31 13F-HR SBUX / Starbucks Corp. 57.43 14,804,232 13,089,714 -11.58 795,136 751,742 -5.46
2017-12-31 13F-HR SBUX / Starbucks Corp. Call 57.43 1,560,200 1,528,400 -2.04 83,798 87,776 4.75
2017-12-31 13F-HR SBUX / Starbucks Corp. Put 57.43 2,356,500 3,066,700 30.14 126,567 176,121 39.15
2017-12-31 13F-HR ED / Consolidated Edison, Inc. 84.95 1,347,915 1,158,222 -14.07 108,748 98,391 -9.52
2017-12-31 13F-HR AIG.WS / American International Group, Inc. Warrants 18.12 80,656 76,667 -4.95 1,613 1,389 -13.89
2017-12-31 13F-HR CHCT / Community Healthcare Trust Incorporated 28.11 14,302 17,469 22.14 385 491 27.53
2017-12-31 13F-HR CBL / CBL & Associates Properties, Inc. 5.66 1,803,983 240,661 -86.66 15,135 1,362 -91.00
2017-12-31 13F-HR CAG / ConAgra Foods, Inc. 37.67 2,320,561 2,368,312 2.06 78,295 89,215 13.95
2017-12-31 13F-HR MIK / Michaels Companies Inc. (The) 24.19 1,007,396 768,784 -23.69 21,629 18,597 -14.02
2017-12-31 13F-HR VNDA / Vanda Pharmaceuticals, Inc. 15.20 191,284 169,155 -11.57 3,425 2,572 -24.91
2017-12-31 13F-HR RIGL / Rigel Pharmaceuticals, Inc. 3.89 47,820 50,952 6.55 121 198 63.64
2017-12-31 13F-HR KHC / Kraft Heinz Company 77.76 18,138,365 16,348,269 -9.87 1,406,630 1,271,241 -9.63
2017-12-31 13F-HR KHC / Kraft Heinz Company Call 77.76 26,800 26,800 0.00 2,078 2,084 0.29
2017-12-31 13F-HR KHC / Kraft Heinz Company Put 77.76 68,200 368,200 439.88 5,289 28,631 441.33
2017-12-31 13F-HR PBD / PowerShares Global Exchange Traded Fund Trust 13.14 41,385 42,099 1.73 524 553 5.53
2017-12-31 13F-HR CFO / Victory Portfolios II 48.80 301,728 415,032 37.55 13,759 20,254 47.21
2017-12-31 13F-HR IMMU / Immunomedics, Inc. 16.17 66,732 70,239 5.26 933 1,136 21.76
2017-12-31 13F-HR IMMU / Immunomedics, Inc. Call 16.16 0 1,350,000 0 21,816
2017-12-31 13F-HR XRIFX / RMR Real Estate Income Fund 19.09 440,733 443,823 0.70 8,515 8,473 -0.49
2017-12-31 13F-HR FINL / Finish Line, Inc. (THE) 14.54 50,631 61,021 20.52 609 887 45.65
2017-12-31 13F-HR HDAW / Deutsche X-trackers MSCI All World ex US High Dividend Yield Hedged Equity ETF 26.75 10,725 10,952 2.12 279 293 5.02
2017-12-31 13F-HR AXP / American Express Co. 99.31 9,463,056 7,893,194 -16.59 856,029 783,874 -8.43
2017-12-31 13F-HR AXP / American Express Co. Call 99.31 164,500 164,500 0.00 14,880 16,336 9.78
2017-12-31 13F-HR AXP / American Express Co. Put 99.31 264,300 364,000 37.72 23,909 36,149 51.19
2017-12-31 13F-HR IYLD / iShares Morningstar Multi-Asset Income ETF 25.83 423,744 384,546 -9.25 10,970 9,933 -9.45
2017-12-31 13F-HR FCAP / First Capital, Inc. 36.36 825 825 0.00 29 30 3.45
2017-12-31 13F-HR HURC / Hurco Companies, Inc. 41.71 599 983 64.11 25 41 64.00
2017-12-31 13F-HR AAAP / Advanced Accelerator Applications S.A 81.18 246 271 10.16 17 22 29.41
2017-12-31 13F-HR SVRA / Savara Inc 14.84 5,082 13,008 155.96 48 193 302.08
2017-12-31 13F-HR VAC / Marriott Vacations Worldwide Corp 135.21 132,153 164,405 24.41 16,457 22,229 35.07
2017-12-31 13F-HR OESX / Orion Energy Systems, Inc. 0.88 74,047 73,899 -0.20 83 65 -21.69
2017-12-31 13F-HR CFMS / ConforMIS, Inc. 2.44 6,847 11,053 61.43 24 27 12.50
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF 45.18 234,796 300,126 27.82 9,807 13,560 38.27
2017-12-31 13F-HR XRT / SPDR S&P Retail ETF Call 45.18 10,000 175,000 1,650.00 418 7,907 1,791.63
2017-12-31 13F-HR FULT / Fulton Financial Corp. 17.90 820,026 741,680 -9.55 15,375 13,276 -13.65
2017-12-31 13F-HR NUEM / NuShares ESG Emerging Markets Equity ETF 29.47 196 25,310 12,813.27 5 746 14,820.00
2017-12-31 13F-HR KTF / Deutsche Municipal Income Trust 11.90 102,725 221,169 115.30 1,306 2,632 101.53
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. 98.75 23,518,996 21,619,044 -8.08 1,837,775 2,134,882 16.17
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Call 98.75 669,700 447,500 -33.18 52,331 44,191 -15.55
2017-12-31 13F-HR WMT / Wal-Mart Stores, Inc. Put 98.75 2,040,800 2,074,900 1.67 159,468 204,897 28.49
2017-12-31 13F-HR EV / Eaton Vance Corp. 56.39 1,310,232 781,888 -40.32 20,138 44,091 118.94
2017-12-31 13F-HR EV / Eaton Vance Corp. 15.37 1,774,497 1,310,232 -26.16 21,152 20,138 -4.79
2017-12-31 13F-HR EV / Eaton Vance Corp. 11.92 1,229,312 1,774,497 44.35 18,833 21,152 12.31
2017-12-31 13F-HR PAH / Platform Specialty Products Corp. 9.92 811,450 2,791,965 244.07 9,047 27,696 206.13
2017-12-31 13F-HR TRUE / TrueCar, Inc. 11.20 10,529 379,826 3,507.43 167 4,255 2,447.90
2017-12-31 13F-HR TRUE / TrueCar, Inc. Call 11.24 26,100 10,500 -59.77 412 118 -71.36
2017-12-31 13F-HR CIA / Citizens, Inc. 7.36 2,634 12,235 364.50 19 90 373.68
2017-12-31 13F-HR MD / Mednax, Inc. 53.44 636,207 516,027 -18.89 27,433 27,576 0.52
2017-12-31 13F-HR AMGP / Antero Midstream GP LP 19.75 23,426 20,351 -13.13 479 402 -16.08
2017-12-31 13F-HR CXRX / Concordia Healthcare Corporation 0.71 901 1,400 55.38 1 1 0.00
2017-12-31 13F-HR HNP / Huaneng Power International, Inc. 24.94 7,047 7,617 8.09 172 190 10.47
2017-12-31 13F-HR TDC / Teradata Corp. 38.46 851,102 730,079 -14.22 28,759 28,078 -2.37
2017-12-31 13F-HR GRVY / GRAVITY Co., Ltd. 125.00 0 16 0 2
2017-12-31 13F-HR HURN / Huron Consulting Group, Inc. 40.45 326,854 302,851 -7.34 11,210 12,251 9.29
2017-12-31 13F-HR PEGA / Pegasystems, Inc. 47.15 273,006 146,618 -46.29 15,738 6,913 -56.07
2017-12-31 13F-HR ECOM / ChannelAdvisor Corporation 8.94 127,673 13,758 -89.22 1,469 123 -91.63
2017-12-31 13F-HR GSD / Old Mutual ETF 47.62 148 21 -85.81 5 1 -80.00
2017-12-31 13F-HR CRTO / Criteo S.A 25.99 65,245 1,039 -98.41 2,708 27 -99.00
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V 17.84 12,102,608 17,066,248 41.01 216,758 304,462 40.46
2017-12-31 13F-HR FCAU / Fiat Chrysler Automobiles N.V Put 17.84 502,000 875,000 74.30 8,991 15,610 73.62
2017-12-31 13F-HR DDR / DDR Corp. 8.96 2,184,706 946,214 -56.69 20,012 8,478 -57.64
2017-12-31 13F-HR GEOS / Geospace Technologies Corp 12.99 17,815 11,243 -36.89 317 146 -53.94
2017-12-31 13F-HR HASI / Hannon Armstrong Sustainable Infrastructure Capital, Inc. 24.06 82,974 149,769 80.50 2,022 3,604 78.24
2017-12-31 13F-HR SPVU / PowerShares S&P 500 Value Portfolio 34.77 5,187 19,645 278.74 169 683 304.14
2017-12-31 13F-HR CBS.A / CBS Corp. 59.70 11,479 9,916 -13.62 671 592 -11.77
2017-12-31 13F-HR BGS / B&G Foods, Inc. 35.16 211,002 126,182 -40.20 6,720 4,436 -33.99
2017-12-31 13F-HR TOT / Total S.A. 55.28 13,851,706 12,612,769 -8.94 741,343 697,233 -5.95
2017-12-31 13F-HR IIIN / Insteel Industries, Inc. 28.32 187,609 57,627 -69.28 4,899 1,632 -66.69
2017-12-31 13F-HR FLWS / 1-800-Flowers.com, Inc. 10.70 2,305 7,386 220.43 23 79 243.48
2017-12-31 13F-HR TGNA / TEGNA Inc. 14.08 716,880 635,154 -11.40 9,557 8,943 -6.42
2017-12-31 13F-HR LXRX / Lexicon Pharmaceuticals, Inc. 9.88 620,925 172,695 -72.19 7,632 1,706 -77.65
2017-12-31 13F-HR NHA / Nuveen Municipal 2021 Trgt Trm 9.44 203,852 263,723 29.37 2,027 2,490 22.84
2017-12-31 13F-HR THO / Thor Industries, Inc. 150.72 186,528 101,464 -45.60 23,485 15,293 -34.88
2017-12-31 13F-HR NTNX / Nutanix, Inc. 35.28 395,186 743,327 88.10 8,848 26,225 196.39
2017-12-31 13F-HR NTNX / Nutanix, Inc. Put 35.30 233,100 20,000 -91.42 5,219 706 -86.47
2017-12-31 13F-HR JNK / SPDR Barclays High Yield Bond ETF 36.72 15,647,840 16,320,358 4.30 583,978 599,284 2.62
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF 23.24 4,273,795 4,702,479 10.03 98,127 109,286 11.37
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Call 23.24 2,329,400 2,601,200 11.67 53,483 60,452 13.03
2017-12-31 13F-HR GDX / VanEck Vectors Gold Miners ETF Put 23.24 3,175,000 3,257,400 2.60 72,898 75,702 3.85
2017-12-31 13F-HR CLH / Clean Harbors, Inc. 54.20 350,761 377,601 7.65 19,888 20,466 2.91
2017-12-31 13F-HR PBP / Powershares Global Exchange Traded Fund Trust 3 21.45 291,647 297,263 1.93 6,486 6,376 -1.70
2017-12-31 13F-HR CBZ / CBIZ, Inc. 15.46 13,911 23,483 68.81 226 363 60.62
2017-12-31 13F-HR PEBK / Peoples Bancorp of North Carolina, Inc. 30.26 198 727 267.17 7 22 214.29
2017-12-31 13F-HR APH / Amphenol Corp. 87.80 1,580,285 1,612,587 2.04 133,755 141,585 5.85
2017-12-31 13F-HR IPCC / Infinity Property & Casualty Corp. 106.00 70,903 62,726 -11.53 6,678 6,649 -0.43
2017-12-31 13F-HR VALU / Value Line, Inc. 19.42 1,063 1,133 6.59 19 22 15.79
2017-12-31 13F-HR ACWF / iShares FactorSelect MSCI Global ETF 31.52 4 571 14,175.00 0 18
2017-12-31 13F-HR HR / Healthcare Realty Trust, Inc. 32.12 425,858 445,394 4.59 13,772 14,306 3.88
2017-12-31 13F-HR NGE / Global X Nigeria Index ETF 21.98 10,114 91 -99.10 214 2 -99.07
2017-12-31 13F-HR CHFC / Chemical Financial Corp. 53.47 374,287 281,199 -24.87 19,560 15,035 -23.13
2017-12-31 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 104.54 4,375,928 4,095,170 -6.42 461,004 428,109 -7.14
2017-12-31 13F-HR TNC / Tennant Co. 72.64 63,432 48,502 -23.54 4,199 3,523 -16.10
2017-12-31 13F-HR K / Kellogg Co. 67.98 1,335,471 2,302,563 72.42 83,293 156,529 87.93
2017-12-31 13F-HR K / Kellogg Co. Call 67.98 0 50,600 0 3,440
2017-12-31 13F-HR K / Kellogg Co. Put 67.98 90,000 490,000 444.44 5,613 33,310 493.44
2017-12-31 13F-HR WFT / Weatherford International plc 4.17 21,017,566 11,806,904 -43.82 96,261 49,235 -48.85
2017-12-31 13F-HR WFT / Weatherford International plc Put 4.17 997,800 997,800 0.00 4,570 4,161 -8.95
2017-12-31 13F-HR 896522AF6 / Trinity Industries, Inc. Bond 3,287 394 -88.01
2017-12-31 13F-HR DXUS / WisdomTree Global ex-U.S. Hedged Dividend Fund 26.88 76,024 103,323 35.91 1,978 2,777 40.39
2017-12-31 13F-HR PVH / PVH Corp. 137.21 786,894 486,403 -38.19 99,195 66,739 -32.72
2017-12-31 13F-HR PVH / PVH Corp. Call 137.20 0 9,300 0 1,276
2017-12-31 13F-HR PVH / PVH Corp. Put 137.20 12,500 9,300 -25.60 1,381 1,276 -7.60
2017-12-31 13F-HR NSTG / NanoString Technologies, Inc. 7.49 28,669 20,423 -28.76 463 153 -66.95
2017-12-31 13F-HR MRNS / Marinus Pharmaceuticals, Inc. 8.21 2 7,312 365,500.00 0 60
2017-12-31 13F-HR SYY / SYSCO Corp. 60.73 10,346,007 9,853,194 -4.76 558,167 598,385 7.21
2017-12-31 13F-HR CIZN / Citizens Holding Co. 23.10 10,000 10,000 0.00 249 231 -7.23
2017-12-31 13F-HR KBWD / PowerShares KBW High Dividend Yield Financial Portfolio 23.62 69,350 73,500 5.98 1,668 1,736 4.08
2017-12-31 13F-HR HAIN / Hain Celestial Group, Inc. (The) 42.39 1,122,511 525,933 -53.15 46,191 22,295 -51.73
2017-12-31 13F-HR SNY / Sanofi 0.35 6,257,657 17,187 -99.73 269,079 6 -100.00
2017-12-31 13F-HR SNY / Sanofi 43.00 17,574 6,257,657 35,507.47 6 269,079 4,484,550.00
2017-12-31 13F-HR ASB / Associated Banc-Corp. 25.40 329,939 304,860 -7.60 8,001 7,744 -3.21
2017-12-31 13F-HR WTR / Aqua America, Inc. 39.23 320,881 944,416 194.32 10,650 37,049 247.88
2017-12-31 13F-HR JPC / Nuveen Preferred Income Opportunities Fund 10.34 507,422 577,545 13.82 5,364 5,972 11.33
2017-12-31 13F-HR 530715AL5 / Liberty Media, Bond 3.75%, Due 2/15/2030 3 3 0.00
2017-12-31 13F-HR EBAY / eBay, Inc. 37.74 6,470,391 6,916,895 6.90 248,850 261,045 4.90
2017-12-31 13F-HR EBAY / eBay, Inc. Call 37.74 656,700 633,500 -3.53 25,257 23,908 -5.34
2017-12-31 13F-HR EBAY / eBay, Inc. Put 37.74 9,000 1,139,000 12,555.56 346 42,986 12,323.70
2017-12-31 13F-HR VCYT / Veracyte Inc. 6.52 11,502 61,164 431.77 101 399 295.05
2017-12-31 13F-HR DTE / DTE Energy Co. 53.96 623,568 166,469 -73.30 68,256 8,983 -86.84
2017-12-31 13F-HR DTE / DTE Energy Co. 109.46 111,974 623,568 456.89 6,097 68,256 1,019.50
2017-12-31 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 83.83 62,108,611 64,203,881 3.37 5,258,116 5,382,211 2.36
2017-12-31 13F-HR JBT / John Bean Technologies Corp. 110.80 287,935 167,496 -41.83 29,110 18,559 -36.25
2017-12-31 13F-HR PDM / Piedmont Office Realty Trust, Inc. 19.61 959,076 705,936 -26.39 19,335 13,844 -28.40
2017-12-31 13F-HR DBEZ / Deutsche X-Trackers MSCI EMU Hedged Equity ETF 30.36 86,845 81,629 -6.01 2,653 2,478 -6.60
2017-12-31 13F-HR PXLW / Pixelworks, Inc. 6.35 3,466 5,830 68.21 16 37 131.25
2017-12-31 13F-HR UTHR / United Therapeutics Corp. 147.95 110,416 100,699 -8.80 12,940 14,898 15.13
2017-12-31 13F-HR HII / Huntington Ingalls Industries, Inc. 235.70 659,125 553,799 -15.98 149,253 130,530 -12.54
2017-12-31 13F-HR BWX / SPDR Barclays International Treasury Bond ETF 28.43 1,601,567 1,902,070 18.76 44,988 54,076 20.20
2017-12-31 13F-HR ZTS / Zoetis Inc. 72.04 9,463,254 8,029,083 -15.16 603,378 578,416 -4.14
2017-12-31 13F-HR ZTS / Zoetis Inc. Call 72.00 0 10,500 0 756
2017-12-31 13F-HR SBLK / Star Bulk Carriers Corp. 0.00 39 29 -25.64 0 0
2017-12-31 13F-HR IAU / iShares Gold Trust 12.51 27,883,770 29,473,083 5.70 343,249 368,709 7.42
2017-12-31 13F-HR ENOR / iShares MSCI Norway Capped ETF 25.70 6,386 6,419 0.52 167 165 -1.20
2017-12-31 13F-HR GOEX / Global X Funds 23.31 87,128 91,458 4.97 2,001 2,132 6.55
2017-12-31 13F-HR UFS / Domator Corp. Put 49.52 0 72,500 0 3,590
2017-12-31 13F-HR STWD / Starwood Property Trust Inc. 21.35 4,903,254 4,862,171 -0.84 106,499 103,808 -2.53
2017-12-31 13F-HR IEZ / iShares U.S. Oil Equipment & Services ETF 35.93 49,195 76,713 55.94 1,739 2,756 58.48
2017-12-31 13F-HR EURN / Euronav NV 9.24 62,722 8,987 -85.67 508 83 -83.66
2017-12-31 13F-HR BBOX / Black Box Corp. 3.55 161,602 144,276 -10.72 525 512 -2.48
2017-12-31 13F-HR OCIP / OCI Partners LP 8.00 2,500 2,500 0.00 20 20 0.00
2017-12-31 13F-HR AUO / AU Optronics Corp. 4.16 269,249 278,165 3.31 1,089 1,156 6.15
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 0.00 674,284 680 -99.90 5,933 0 -100.00
2017-12-31 13F-HR HBM / HudBay Minerals Inc. 8.80 680 674,284 99,059.41 0 5,933
2017-12-31 13F-HR ENFC / Entegra Financial Corp. 29.06 386 1,101 185.23 9 32 255.56
2017-12-31 13F-HR MGYR / Magyar Bancorp, Inc. 0.00 32 2 -93.75 0 0
2017-12-31 13F-HR WPRT / Westport Innovations Inc. 3.72 21,221 23,938 12.80 70 89 27.14
2017-12-31 13F-HR FCAL / First Trust Exchange-Traded Fund III First Trust California Municipal High Income ETF 51.59 1,374 62,516 4,449.93 70 3,225 4,507.14
2017-12-31 13F-HR RXI / iShares S&P Global Consumer Discretionary Sector Index Fund 109.39 57,945 63,562 9.69 5,901 6,953 17.83
2017-12-31 13F-HR VIOV / Vanguard S&P Small-Cap 600 Value ETF 132.22 30,321 4,432 -85.38 3,878 586 -84.89
2017-12-31 13F-HR GDEN / Golden Entertainment, Inc. 32.47 1,372 3,696 169.39 33 120 263.64
2017-12-31 13F-HR 151290BC6 / Cemex S.A.B de C.V. Bond 3.750% 3/1 23,458 5,450 -76.77
2017-12-31 13F-HR OCFC / OceanFirst Financial Corp. 26.25 39,165 66,014 68.55 1,077 1,733 60.91
2017-12-31 13F-HR DECK / Deckers Outdoor Corp. 80.25 206,013 172,352 -16.34 14,094 13,832 -1.86
2017-12-31 13F-HR LNDC / Landec Corp. 12.60 121,245 114,405 -5.64 1,570 1,441 -8.22
2017-12-31 13F-HR 741503AX4 / The Priceline Group Inc. Bond 15 273 1,720.00
2017-12-31 13F-HR INTC / Intel Corp. 46.16 83,903,828 74,959,030 -10.66 3,195,058 3,460,109 8.30
2017-12-31 13F-HR INTC / Intel Corp. Call 46.16 4,282,300 2,134,000 -50.17 163,070 98,505 -39.59
2017-12-31 13F-HR INTC / Intel Corp. Put 46.16 7,254,000 8,783,300 21.08 276,232 405,438 46.77
2017-12-31 13F-HR CMCM / Cheetah Mobile, Inc. 12.01 6,874 8,161 18.72 57 98 71.93
2017-12-31 13F-HR VKI / Van Kampen Advantage Municipal Income Trust II, Inc. 11.38 572,957 511,983 -10.64 6,595 5,826 -11.66
2017-12-31 13F-HR CNA / CNA Financial Corp. 53.05 986,335 931,475 -5.56 49,564 49,415 -0.30
2017-12-31 13F-HR UTF / Cohen & Steers Infrastructure Fund, Inc. 24.00 4,271,683 4,292,046 0.48 98,248 103,010 4.85
2017-12-31 13F-HR AVAV / AeroVironment, Inc. 56.17 111,880 47,744 -57.33 6,055 2,682 -55.71
2017-12-31 13F-HR EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 7.70 3,457,873 3,502,878 1.30 27,801 26,972 -2.98
2017-12-31 13F-HR BXMX / Nuveen S&P 500 Buy-Write Income Fund 14.25 836,298 787,012 -5.89 11,691 11,215 -4.07
2017-12-31 13F-HR ASML / ASML Holding N.V. (ADR) 173.82 1,671,505 1,319,653 -21.05 286,162 229,383 -19.84
2017-12-31 13F-HR HPP / Hudson Pacific Properties, Inc. 34.25 1,281,955 765,187 -40.31 42,984 26,207 -39.03
2017-12-31 13F-HR AMGN / Amgen Inc. 173.90 9,010,625 8,228,045 -8.69 1,680,031 1,430,857 -14.83
2017-12-31 13F-HR AMGN / Amgen Inc. Call 173.90 448,000 472,500 5.47 83,529 82,168 -1.63
2017-12-31 13F-HR AMGN / Amgen Inc. Put 173.90 848,200 849,800 0.19 158,147 147,780 -6.56
2017-12-31 13F-HR ACHC / Acadia Healthcare Company, Inc. 32.63 1,498,787 407,192 -72.83 71,583 13,287 -81.44
2017-12-31 13F-HR HBI / Hanesbrands, Inc. 20.91 987,679 1,227,726 24.30 24,336 25,673 5.49
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Call 20.91 0 96,000 0 2,007
2017-12-31 13F-HR HBI / Hanesbrands, Inc. Put 20.91 0 80,000 0 1,673
2017-12-31 13F-HR BST / BlackRock Science and Technology Trust 26.69 562,276 580,207 3.19 13,736 15,485 12.73
2017-12-31 13F-HR CCF / Chase Corp. 120.44 832 2,084 150.48 93 251 169.89
2017-12-31 13F-HR SBI / Western Asset Intermediate Muni Fund, Inc. 9.33 39,722 43,192 8.74 386 403 4.40
2017-12-31 13F-HR CHIQ / Global X China Consumer ETF 18.67 2,307,894 4,065,950 76.18 39,626 75,912 91.57
2017-12-31 13F-HR SCHP / Schwab U.S. TIPS ETF 55.43 374,078 402,706 7.65 20,671 22,322 7.99
2017-12-31 13F-HR SD / Sandridge Energy Inc. 21.09 6,221 36,032 479.20 125 760 508.00
2017-12-31 13F-HR UFS / Domator Corp. 49.52 166,220 476,218 186.50 7,212 23,583 227.00
2017-12-31 13F-HR VSLR / Vivint Solar Inc. 4.09 6,935 8,062 16.25 23 33 43.48
2017-12-31 13F-HR VIPS / Vipshop Holdings, Inc. 11.72 12,717,002 8,477,871 -33.33 111,782 99,361 -11.11
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF 46.17 3,838,545 3,370,709 -12.19 169,050 155,626 -7.94
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Call 46.17 6,599,600 2,652,400 -59.81 290,646 122,462 -57.87
2017-12-31 13F-HR FXI / iShares China Large-Cap ETF Put 46.17 15,169,300 8,496,700 -43.99 668,056 392,292 -41.28
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 98.69 32,879,885 33,009,356 0.39 2,961,820 3,257,693 9.99
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Call 98.70 156,500 28,500 -81.79 14,097 2,813 -80.05
2017-12-31 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF Put 98.69 570,900 480,900 -15.76 51,426 47,460 -7.71
2017-12-31 13F-HR NSSC / NAPCO Security Technologies, Inc. 8.50 654 1,412 115.90 6 12 100.00
2017-12-31 13F-HR WOW / WideOpenWest, Inc. 10.59 982 5,948 505.70 15 63 320.00
2017-12-31 13F-HR LUV / Southwest Airlines Co. 65.45 3,551,953 3,942,296 10.99 198,838 258,025 29.77
2017-12-31 13F-HR LUV / Southwest Airlines Co. Call 65.45 34,600 265,200 666.47 1,937 17,357 796.08
2017-12-31 13F-HR FCEL / FuelCell Energy, Inc. 1.59 493 629 27.59 1 1 0.00
2017-12-31 13F-HR INDA / iShares MSCI India ETF 36.07 5,481,884 5,626,005 2.63 180,080 202,929 12.69
2017-12-31 13F-HR CID / Victory Portfolios II 36.21 93,590 113,540 21.32 3,341 4,111 23.05
2017-12-31 13F-HR CAFD / 8point3 Energy Partners LP 15.22 57,090 36,994 -35.20 859 563 -34.46
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF 47.12 43,916,971 47,752,699 8.73 1,967,919 2,250,107 14.34
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Call 47.12 27,808,300 16,708,600 -39.92 1,246,090 787,310 -36.82
2017-12-31 13F-HR EEM / iShares MSCI Emerging Markets ETF Put 47.12 45,621,100 25,987,800 -43.04 2,044,281 1,224,545 -40.10
2017-12-31 13F-HR GRMY / Xtrackers Germany Equity ETF 24.33 514 411 -20.04 12 10 -16.67
2017-12-31 13F-HR OSIS / OSI Systems, Inc. 64.38 239,335 130,214 -45.59 21,868 8,383 -61.67
2017-12-31 13F-HR ARDX / Ardelyx, Inc. 6.60 13,337 12,887 -3.37 74 85 14.86
2017-12-31 13F-HR CCE / Coca-Cola European Partners Plc. 39.85 5,920,575 5,436,426 -8.18 246,415 216,641 -12.08
2017-12-31 13F-HR NFBK / Northfield Bancorp, Inc. 17.07 70,676 47,030 -33.46 1,226 803 -34.50
2017-12-31 13F-HR AKAM / Akamai Technologies, Inc. 65.04 3,117,319 2,257,194 -27.59 151,877 146,809 -3.34
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. 164.70 100,312 67,090 -33.12 6,248 11,050 76.86
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Call 164.71 55,500 262,400 372.79 3,458 43,220 1,149.86
2017-12-31 13F-HR SAGE / Sage Therapeutics, Inc. Put 164.71 102,200 214,600 109.98 6,367 35,347 455.16
2017-12-31 13F-HR CRM / Salesforce.com, Inc. 102.23 10,371,595 8,506,528 -17.98 968,915 869,622 -10.25
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Call 102.23 360,800 392,500 8.79 33,706 40,125 19.04
2017-12-31 13F-HR CRM / Salesforce.com, Inc. Put 102.23 250,900 250,900 0.00 23,439 25,650 9.43
2017-12-31 13F-HR MNP / Western Asset Municipal Partners Fund, Inc. 15.21 26,859 26,228 -2.35 416 399 -4.09
2017-12-31 13F-HR MANT / ManTech International Corp. 50.18 259,065 196,097 -24.31 11,438 9,841 -13.96
2017-12-31 13F-HR MRO / Marathon Oil Corp. 16.93 11,744,416 8,061,233 -31.36 159,254 136,478 -14.30
2017-12-31 13F-HR MRO / Marathon Oil Corp. Call 16.92 65,000 65,000 0.00 881 1,100 24.86
2017-12-31 13F-HR MRO / Marathon Oil Corp. Put 16.92 65,000 65,000 0.00 881 1,100 24.86
2017-12-31 13F-HR CREE / Cree, Inc. 37.14 1,201,142 691,655 -42.42 33,859 25,688 -24.13
2017-12-31 13F-HR HI / Hillenbrand, Inc. 44.70 139,178 202,572 45.55 5,407 9,054 67.45
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. 99.69 494,810 158,412 -67.99 49,085 15,792 -67.83
2017-12-31 13F-HR AAP / Advance Auto Parts, Inc. Call 99.69 3,200 3,200 0.00 317 319 0.63
2017-12-31 13F-HR DVN / Devon Energy Corp. 41.40 4,345,131 3,633,183 -16.38 159,510 150,414 -5.70
2017-12-31 13F-HR DVN / Devon Energy Corp. Call 41.46 106,100 4,100 -96.14 3,895 170 -95.64
2017-12-31 13F-HR DVN / Devon Energy Corp. Put 41.40 150,500 309,000 105.32 5,525 12,793 131.55
2017-12-31 13F-HR ATRC / AtriCure, Inc. 18.24 50,668 240,032 373.73 1,134 4,378 286.07
2017-12-31 13F-HR TNET / TriNet Group, Inc. 44.35 157,373 49,836 -68.33 5,291 2,210 -58.23
2017-12-31 13F-HR FSD / First Trust High Income Long/Short Fund 16.56 266,108 265,823 -0.11 4,529 4,402 -2.80
2017-12-31 13F-HR AXTA / Axalta Coating Systems Ltd. 32.36 1,170,175 766,088 -34.53 33,842 24,791 -26.74
2017-12-31 13F-HR HYI / Western Asset High Yield Defined Opportunity Fund Inc. 15.12 166,140 157,843 -4.99 2,584 2,386 -7.66
2017-12-31 13F-HR ERIE / Erie Indemnity Co. 121.87 15,021 14,696 -2.16 1,811 1,791 -1.10
2017-12-31 13F-HR FLIR / FLIR Systems, Inc. 46.62 1,032,849 727,140 -29.60 40,188 33,899 -15.65
2017-12-31 13F-HR TIF / Tiffany & Co. 103.95 5,743,013 5,771,728 0.50 527,093 599,972 13.83
2017-12-31 13F-HR TIF / Tiffany & Co. Put 103.95 0 75,000 0 7,796
2017-12-31 13F-HR BXP / Boston Properties, Inc. 130.03 1,683,445 1,135,533 -32.55 206,862 147,654 -28.62
2017-12-31 13F-HR EWBC / East West Bancorp, Inc. 60.83 1,518,136 1,261,201 -16.92 90,754 76,719 -15.46
2017-12-31 13F-HR RJD / Raymond James Financial, Inc. 89.30 1,336,574 1,228,654 -8.07 112,714 109,719 -2.66
2017-12-31 13F-HR COT / Cott Corp. 16.66 801,228 380,735 -52.48 12,026 6,342 -47.26
2017-12-31 13F-HR COT / Cott Corp. Call 16.66 100,000 56,900 -43.10 1,501 948 -36.84
2017-12-31 13F-HR SUPV / Grupo Supervielle S.A. 29.39 3,424 2,654 -22.49 85 78 -8.24
2017-12-31 13F-HR TILE / Interface, Inc. 25.15 921,109 721,969 -21.62 20,172 18,157 -9.99
2017-12-31 13F-HR DSE / Duff & Phelps Select Energy MLP Fund Inc. 5.85 12,068 31,135 158.00 78 182 133.33
2017-12-31 13F-HR EFNL / iShares MSCI Finland Capped ETF 42.25 224 71 -68.30 9 3 -66.67
2017-12-31 13F-HR UBS / UBS Group AG 18.39 8,247,652 8,019,733 -2.76 141,447 147,483 4.27
2017-12-31 13F-HR UBS / UBS Group AG Call 18.39 257,615 360,500 39.94 4,418 6,629 50.05
2017-12-31 13F-HR UBS / UBS Group AG Put 18.39 1,886,030 4,629,600 145.47 32,345 85,138 163.22
2017-12-31 13F-HR PTN / Palatin Technologies, Inc. 0.81 1,953 4,953 153.61 1 4 300.00
2017-12-31 13F-HR EEP / Enbridge Energy Partners, L.P. 13.81 2,993,518 1,133,670 -62.13 47,836 15,656 -67.27
2017-12-31 13F-HR CLIR / ClearSign Combustion Corp 4.35 460 460 0.00 2 2 0.00
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. 18.96 10,166,017 6,971,232 -31.43 142,731 132,174 -7.40
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Call 18.96 2,147,400 3,793,900 76.67 30,149 71,932 138.59
2017-12-31 13F-HR FCX / Freeport-McMoRan Inc. Put 18.96 1,868,400 2,837,300 51.86 26,232 53,795 105.07
2017-12-31 13F-HR HTGC / Hercules Capital, Inc. 13.10 89,563 46,185 -48.43 1,155 605 -47.62
2017-12-31 13F-HR MLNK / ModusLink Global Solutions, Inc. 2.00 5,540 1,000 -81.95 10 2 -80.00
2017-12-31 13F-HR SGYP / Synergy Pharmaceuticals, Inc. 2.24 88,245 54,800 -37.90 256 123 -51.95
2017-12-31 13F-HR LBTYA / Liberty Global plc (Class A) 33.84 1,281,720 825,482 -35.60 41,913 27,935 -33.35
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. 120.66 11,402,245 10,165,224 -10.85 1,341,817 1,226,535 -8.59
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Call 120.66 50,000 331,000 562.00 5,884 39,938 578.76
2017-12-31 13F-HR KMB / Kimberly-Clark Corp. Put 120.66 800 25,900 3,137.50 94 3,125 3,224.47
2017-12-31 13F-HR HCCI / Heritage-Crystal Clean, Inc. 21.74 2,174 2,162 -0.55 47 47 0.00
2017-12-31 13F-HR AWP / Alpine Global Premier Properties Fund 6.74 1,258,540 1,308,895 4.00 8,344 8,822 5.73
2017-12-31 13F-HR GTS / Triple-S Management Corp. 24.90 3,382 6,947 105.41 80 173 116.25
2017-12-31 13F-HR PTLC / Pacer Trendpilot 750 ETF 28.63 1,509,368 1,949,201 29.14 40,934 55,806 36.33
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF 40.45 4,999,518 8,571,445 71.45 208,430 346,714 66.35
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Call 40.45 6,086,200 2,294,400 -62.30 253,733 92,809 -63.42
2017-12-31 13F-HR EWZ / iShares MSCI Brazil Capped ETF Put 40.45 17,726,100 17,382,100 -1.94 739,001 703,106 -4.86
2017-12-31 13F-HR HXL / Hexcel Corp.