Current Holdings (from 13F, 13D)

InvestorBaker Avenue Asset Management, LP
Portfolio Value$ 888,022,000
Current Positions221
Opened Positions5
Closed Positions10

Baker Avenue Asset Management, LP has disclosed 221 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 888,022,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Baker Avenue Asset Management, LP's top holdings are Vanguard Total Bond Market ETF (NYSE:BND) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Russell 3000 ETF (NYSE:IWV) , and iShares MSCI (OTC:IHPXF) . Baker Avenue Asset Management, LP's new positions include DowDuPont Inc. (NYSE:DWDP) , Vanguard Value ETF (NYSE:VTV) , Vulcan Materials Co. (Holding Co.) (NYSE:VMC) , iShares Core 1-5 Year USD Bond ETF (NASDAQ:ISTB) , and SPDR Blackstone / GSO Senior Loan ETF (NYSE:SRLN) .


All Baker Avenue Asset Management, LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on 2017-11-14. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 48.61 343,729 21,270 -93.81 6,521 1,034 -84.14
2017‑09‑30 13F-HR PRFZ / PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 18.97 314,208 343,729 9.40 6,001 6,521 8.67
2017‑09‑30 13F-HR ADVISORSHARES DORSEY WRIGHT ADR ETF / ETF (00768Y206) 55.69 4,435 247
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 69.23 103,901 7,193
2017‑09‑30 13F-HR FAM / First/Trust Aberdeen Global Opportunity Income Fund 51.14 13,650 698
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 142.96 5,596 800
2017‑09‑30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.24 16,620 835
2017‑09‑30 13F-HR ISHARES CORE S&P U.S. GROWTH ETF / ETF (464287671) 50.47 5,310 268
2017‑09‑30 13F-HR ISHARES EDGE MSCI USA QUALITY FACTOR ETF / ETF (46432F339) 77.14 207,424 16,001
2017‑09‑30 13F-HR ISHARES GLOBAL INDUSTRIALS ETF / ETF (464288729) 88.81 2,342 208
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.44 3,780 357
2017‑09‑30 13F-HR ISHARES MSCI EAFE ESG SELECT ETF / ETF (46435G516) 66.27 10,155 673
2017‑09‑30 13F-HR ISHARES MSCI EM ESG SELECT ETF / ETF (46434G863) 69.49 8,390 583
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.18 2,470 366
2017‑09‑30 13F-HR LOGI / Logitech International S.A. 36.45 8,669 316
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.43 17,140 813
2017‑09‑30 13F-HR SPDR PORTFOLIO AGGREGATE BOND ETF / ETF (78464A649) 57.71 424,859 24,519
2017‑09‑30 13F-HR TECHNIPFMC PLC COM / Stock (G87110105) 27.92 35,924 1,003
2017‑09‑30 13F-HR URBN / Urban Outfitters, Inc. 23.90 33,520 801
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.63 5,920 501
2017‑09‑30 13F-HR VOOV / Vanguard S&P 500 Value ETF 104.01 4,740 493
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.79 15,032 1,500
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.61 7,299 873
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.82 5,854 397
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.19 82,272 81,503 -0.93 7,193 8,899 23.72
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.80 0 8,580 0 290
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. Class A 973.17 737 820 11.26 685 798 16.50
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37.36 25,381 32,176 26.77 1,137 1,202 5.72
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.27 4,725 4,625 -2.12 1,501 1,509 0.53
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 292,367 220,100 -24.72 1,131 1,008 -10.88
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.35 49,550 52,577 6.11 5,218 5,539 6.15
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.32 42,478 38,872 -8.49 507 479 -5.52
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.06 158,577 110,385 -30.39 18,874 13,805 -26.86
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.27 7,715 7,400 -4.08 335 298 -11.04
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.39 181,741 177,927 -2.10 13,442 13,770 2.44
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.42 5,947 5,947 0.00 608 621 2.14
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 32.38 14,847 14,177 -4.51 463 459 -0.86
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.47 67,607 75,695 11.96 949 1,398 47.31
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 92.73 3,449 3,904 13.19 308 362 17.53
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.91 8,344 6,619 -20.67 2,031 1,674 -17.58
2017‑09‑30 13F-HR MDR / McDermott International, Inc. 7.27 120,684 121,752 0.88 865 885 2.31
2017‑09‑30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 48.35 19,541 28,357 45.12 891 1,371 53.87
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 141,321 139,154 -1.53 4,247 4,163 -1.98
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.51 43,105 50,146 16.33 5,019 5,943 18.41
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.77 9,817 9,037 -7.95 287 269 -6.27
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 74,001 77,388 4.58 10,428 11,467 9.96
2017‑09‑30 13F-HR MAN / ManpowerGroup 117.91 4,070 3,630 -10.81 454 428 -5.73
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.74 290,772 290,007 -0.26 12,492 12,685 1.54
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.95 0 19,161 0 1,532
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 545,494 599,001 9.81 44,638 49,094 9.98
2017‑09‑30 13F-HR SSD / Simpson Manufacturing Co., Inc. 49.04 0 214,780 0 10,533
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.43 0 26,398 0 724
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.42 13,846 15,058 8.75 1,076 1,226 13.94
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.75 6,979 8,227 17.88 858 1,051 22.49
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.19 2,540 7,850 209.06 279 865 210.04
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.27 5,361 5,551 3.54 5,189 5,336 2.83
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.98 0 10,627 0 648
2017‑09‑30 13F-HR CSX / CSX Corp. 54.26 51,363 50,054 -2.55 2,802 2,716 -3.07
2017‑09‑30 13F-HR GM / General Motors Company 40.38 88,807 88,842 0.04 3,102 3,587 15.64
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.36 65,850 63,895 -2.97 2,556 2,004 -21.60
2017‑09‑30 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 16.85 29,768 50,088 68.26 470 844 79.57
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.34 15,290 23,844 55.95 2,072 3,370 62.64
2017‑09‑30 13F-HR T / AT & T, Inc. 39.15 12,870 20,025 55.59 486 784 61.32
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.91 119,036 181,340 52.34 12,494 19,568 56.62
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.86 3,199 3,199 0.00 475 489 2.95
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.26 52,200 51,330 -1.67 1,183 1,194 0.93
2017‑09‑30 13F-HR IHPXF / iShares MSCI 54.60 375,937 409,597 8.95 19,436 22,364 15.06
2017‑09‑30 13F-HR DBB / PowerShares DB Base Metals Fund 10,129 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR LL / Lumber Liquidators Holdings, Inc. 27,864 0 -100.00 698 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 13,616 0 -100.00 861 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 25,655 0 -100.00 852 0 -100.00
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 63,406 0 -100.00 669 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 99,414 0 -100.00 6,270 0 -100.00
2017‑09‑30 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 3,176 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.81 0 6,971 0 396
2017‑09‑30 13F-HR CBS / CBS Corp. 57.99 6,981 6,036 -13.54 445 350 -21.35
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.90 50,502 39,823 -21.15 834 713 -14.51
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.91 11,885 13,105 10.27 579 641 10.71
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.09 4,264 4,155 -2.56 3,875 3,985 2.84
2017‑09‑30 13F-HR TRUE / TrueCar, Inc. 15.80 37,006 42,542 14.96 738 672 -8.94
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 103,788 102,380 -1.36 3,502 3,899 11.34
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 2,890 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR PI / Impinj, Inc. 16,661 0 -100.00 811 0 -100.00
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 2,709 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 101,620 120,167 18.25 2,261 2,717 20.17
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.41 473,900 477,271 0.71 19,582 20,718 5.80
2017‑09‑30 13F-HR GTT / GTT Communications, Inc. 31.67 16,715 17,240 3.14 529 546 3.21
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.14 0 8,310 0 533
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.11 19,414 19,592 0.92 1,062 1,158 9.04
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.48 85,641 93,780 9.50 5,560 6,422 15.50
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.00 2,000 2,000 0.00 219 226 3.20
2017‑09‑30 13F-HR F / Ford Motor Co. 11.93 0 13,491 0 161
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 398,253 391,976 -1.58 9,825 10,136 3.17
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.69 18,899 18,557 -1.81 816 755 -7.48
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.07 41,963 41,544 -1.00 3,761 3,742 -0.51
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.59 52,069 54,435 4.54 5,906 6,183 4.69
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 13,874 16,164 16.51 1,802 2,357 30.80
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.73 53,742 53,625 -0.22 4,259 4,383 2.91
2017‑09‑30 13F-HR ZBIO / ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology 59.39 8,322 7,712 -7.33 481 458 -4.78
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 244,027 253,962 4.07 5,647 5,882 4.16
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.52 24,927 22,167 -11.07 2,601 2,605 0.15
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.14 26,968 25,728 -4.60 454 441 -2.86
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.93 8,166 6,852 -16.09 556 486 -12.59
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.25 3,502 3,670 4.80 422 445 5.45
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.28 144,052 199,916 38.78 20,746 29,843 43.85
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 197,662 211,238 6.87 10,915 10,951 0.33
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 191,246 199,307 4.21 13,183 14,846 12.61
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.77 18,046 10,175 -43.62 443 252 -43.12
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 154.74 4,798 4,918 2.50 692 761 9.97
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.80 10,278 9,842 -4.24 952 933 -2.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 171.07 2,098 2,461 17.30 317 421 32.81
2017‑09‑30 13F-HR X / United States Steel Corp. 25.66 40,542 36,432 -10.14 898 935 4.12
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.71 393,353 403,949 2.69 19,679 21,292 8.20
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 138,019 153,077 10.91 6,848 7,818 14.16
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.59 0 35,525 0 767
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 1,703 1,838 7.93 261 288 10.34
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.94 80,409 82,918 3.12 4,094 4,224 3.18
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.37 3,296 3,961 20.18 245 251 2.45
2017‑09‑30 13F-HR CAMP / CalAmp Corp. 23.26 48,492 46,698 -3.70 986 1,086 10.14
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.26 11,350 10,230 -9.87 185 197 6.49
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.01 19,894 22,089 11.03 1,275 1,414 10.90
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.82 160,856 197,611 22.85 1,155 952 -17.58
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 54.05 3,999 3,719 -7.00 204 201 -1.47
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.82 3,060 26,835 776.96 244 2,142 777.87
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.75 12,864 14,939 16.13 693 788 13.71
2017‑09‑30 13F-HR AL / Air Lease Corporation 42.62 18,121 20,297 12.01 677 865 27.77
2017‑09‑30 13F-HR IFXAF / Ishare FTSE/Xinhua A50 China Tracker (Hong Kong) 32.47 19,203 17,834 -7.13 601 579 -3.66
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 40,803 41,534 1.79 5,439 5,887 8.24
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.00 242,584 275,430 13.54 14,031 17,077 21.71
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.64 0 5,606 0 211
2017‑09‑30 13F-HR IYC / iShares U.S. Consumer Services ETF 164.09 1,789 2,267 26.72 294 372 26.53
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.60 12,705 11,655 -8.26 398 380 -4.52
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.20 8,566 9,899 15.56 783 883 12.77
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.12 10,370 16,175 55.98 830 1,296 56.14
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36.70 18,968 19,398 2.27 861 712 -17.31
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.66 16,336 17,732 8.55 906 1,111 22.63
2017‑09‑30 13F-HR FTK / Flotek Industries Inc. 4.65 91,286 139,732 53.07 816 650 -20.34
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.58 41,123 45,923 11.67 4,369 4,527 3.62
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.78 24,305 24,022 -1.16 1,379 1,436 4.13
2017‑09‑30 13F-HR IAI / iShares U.S. Broker-Dealers ETF 57.16 120,289 119,079 -1.01 6,410 6,807 6.19
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.81 74,491 70,081 -5.92 4,008 3,981 -0.67
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 167.03 25,910 25,241 -2.58 4,317 4,216 -2.34
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.76 70,181 86,447 23.18 6,203 7,673 23.70
2017‑09‑30 13F-HR CIEN / Ciena Corp. 21.97 13,985 13,885 -0.72 350 305 -12.86
2017‑09‑30 13F-HR ONDK / On Deck Capital, Inc. 4.68 15,802 15,802 0.00 74 74 0.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.18 18,214 18,176 -0.21 4,042 4,311 6.66
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.33 38,053 35,903 -5.65 3,383 3,279 -3.07
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.72 207,244 223,641 7.91 13,995 15,816 13.01
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.62 6,852 7,433 8.48 910 956 5.05
2017‑09‑30 13F-HR URTH / iShares MSCI World ETF 84.10 36,402 35,852 -1.51 2,924 3,015 3.11
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 115.15 0 1,980 0 228
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.44 33,147 34,096 2.86 5,709 6,357 11.35
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.02 22,535 28,384 25.96 1,150 1,505 30.87
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.08 6,100 6,100 0.00 274 275 0.36
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 42,686 42,893 0.48 3,446 3,516 2.03
2017‑09‑30 13F-HR LBTYA / Liberty Global plc (Class A) 33.91 83,892 80,104 -4.52 2,695 2,716 0.78
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13.68 31,431 34,221 8.88 484 468 -3.31
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.02 15,736 14,781 -6.07 443 429 -3.16
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.44 22,744 42,525 86.97 230 444 93.04
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.41 0 54,521 0 6,347
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.57 14,059 13,895 -1.17 4,360 4,635 6.31
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.07 37,383 39,718 6.25 5,751 5,762 0.19
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 91.89 8,641 9,457 9.44 840 869 3.45
2017‑09‑30 13F-HR TGT / Target Corp. 59.01 14,874 16,658 11.99 778 983 26.35
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5.20 262,861 245,286 -6.69 1,009 1,275 26.36
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.93 4,075 4,075 0.00 318 342 7.55
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.73 7,320 6,065 -17.14 1,058 1,084 2.46
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.59 344,211 357,625 3.90 37,695 39,192 3.97
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.84 16,008 17,830 11.38 1,161 1,584 36.43
2017‑09‑30 13F-HR YNDX / Yandex N.V. 32.96 33,718 28,760 -14.70 885 948 7.12
2017‑09‑30 13F-HR ACWI / iShares MSCI ACWI ETF 68.82 192,788 241,788 25.42 12,626 16,640 31.79
2017‑09‑30 13F-HR RRC / Range Resources Corp. 19.57 33,970 47,575 40.05 787 931 18.30
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.04 244,843 236,693 -3.33 2,941 3,323 12.99
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.88 89,408 91,009 1.79 12,094 12,730 5.26
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 250.56 0 898 0 225
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.69 8,984 9,760 8.64 965 1,217 26.11
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Note Due 12/15/2035 1.42 50,000 50,000 0.00 65 71 9.23
2017‑09‑30 13F-HR GLOB / Globant SA 40.07 23,310 23,310 0.00 1,013 934 -7.80
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 197,438 204,893 3.78 6,632 7,315 10.30
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.14 7,715 7,255 -5.96 369 342 -7.32
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.20 1,921 1,921 0.00 257 277 7.78
2017‑09‑30 13F-HR SNE / Sony Corp. 37.34 157,626 158,293 0.42 6,020 5,911 -1.81
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.57 0 335,334 0 14,611
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 60,880 58,379 -4.11 5,564 5,576 0.22
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.72 18,531 18,531 0.00 165 143 -13.33
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 11.24 96,710 125,538 29.81 1,026 1,411 37.52
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.55 24,106 21,686 -10.04 1,861 1,877 0.86
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 58,296 61,274 5.11 8,396 9,444 12.48
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.53 29,165 32,900 12.81 518 478 -7.72
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.68 112,814 121,023 7.28 10,028 11,579 15.47
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.70 17,914 14,198 -20.74 2,524 2,452 -2.85
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.76 55,445 57,397 3.52 3,651 4,004 9.67
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 45,717 45,766 0.11 6,048 5,950 -1.62
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.89 34,240 33,650 -1.72 1,820 1,847 1.48
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.73 13,797 13,363 -3.15 3,542 3,845 8.55
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 178.95 43,223 47,153 9.09 7,295 8,438 15.67
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.46 1,806 23,566 1,204.87 249 3,428 1,276.71
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 70.95 0 2,960 0 210
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 39,983 43,638 9.14 2,005 2,110 5.24
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.08 2,840 2,590 -8.80 201 210 4.48
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.95 16,968 17,018 0.29 1,063 765 -28.03
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 73.94 0 12,470 0 922
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 215,011 259,802 20.83 26,758 33,649 25.75
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.26 0 5,884 0 231
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.16 5,341 10,932 104.68 296 603 103.72
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.09 3,217 3,217 0.00 716 663 -7.40
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.78 3,586 3,586 0.00 266 261 -1.88
2017‑09‑30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 43.80 46,322 46,322 0.00 2,020 2,029 0.45
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.76 15,188 15,503 2.07 1,016 1,128 11.02
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.48 186,704 239,918 28.50 12,173 16,430 34.97
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.23 71,795 80,503 12.13 1,051 1,226 16.65
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.09 328,263 292,176 -10.99 13,561 15,219 12.23
2017‑09‑30 13F-HR CGNX / Cognex Corp. 110.33 7,220 6,653 -7.85 613 734 19.74
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.12 87,015 97,514 12.07 10,343 12,103 17.02
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. 13.71 26,552 26,552 0.00 293 364 24.23
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.40 86,376 112,190 29.89 9,589 12,947 35.02
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.63 4,646 4,377 -5.79 1,083 1,062 -1.94
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.23 5,082 5,223 2.77 861 957 11.15
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.03 271,155 277,105 2.19 9,084 9,430 3.81
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.80 20,828 25,358 21.75 862 1,136 31.79
2017‑09‑30 13F-HR FLS / Flowserve Corp. 42.58 18,240 25,197 38.14 847 1,073 26.68
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 110.87 23,805 19,383 -18.58 2,279 2,149 -5.70
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.44 3,487 18,287 424.43 477 2,623 449.90
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.60 60,896 58,398 -4.10 3,162 3,130 -1.01
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.91 5,273 5,523 4.74 978 1,082 10.63
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.75 3,660 3,660 0.00 217 226 4.15
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.23 5,652 5,742 1.59 904 943 4.31
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 20,045 23,727 18.37 1,405 1,761 25.34
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 177.88 4,592 5,442 18.51 786 968 23.16
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.76 39,560 45,763 15.68 985 1,133 15.03
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.08 9,590 30,633 219.43 798 2,545 218.92