Current Holdings (from 13F, 13D)

InvestorBaker Avenue Asset Management, LP
Portfolio Value$ 888,022,000
Current Positions221
Opened Positions5
Closed Positions10

Baker Avenue Asset Management, LP has disclosed 221 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 888,022,000 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). Baker Avenue Asset Management, LP's top holdings are Vanguard Total Bond Market ETF (NYSE:BND) , iShares Core U.S. Aggregate Bond ETF (NYSE:AGG) , Vanguard Total Stock Market Index Fund (NYSE:VTI) , iShares Russell 3000 ETF (NYSE:IWV) , and SPDR Portfolio Aggregate Bond ET (NYSE:SPAB) . Baker Avenue Asset Management, LP's new positions include SPDR Portfolio Aggregate Bond ET (NYSE:SPAB) , iShares MSCI USA Quality Factor ETF (BATS:QUAL) , Dow Chemical Co. (The) (NYSE:DOW) , Vanguard Value ETF (NYSE:VTV) , and TechnipFMC (OTC:TKPPY) .


All Baker Avenue Asset Management, LP holdings are listed in the following table. This data is sourced from 13D/13G, and 13F filings. Green rows indicate new positions. Red rows indicate closed positions.

This 13F was filed on November 14, 2017. Click the link icon to see the full transaction history.

Reporting PeriodFormSecurity Imputed
Share Price
Prev SharesCurrent SharesChange
(Percent)
Prev Value ($K)Current Value ($K)Change
(Percent)
2017‑09‑30 13F-HR PDP / PowerShares Exchange-Trade Fund Trust 48.61 343,729 21,270 -93.81 6,521 1,034 -84.14
2017‑09‑30 13F-HR PGF / PowerShares Exchange-Trade Fund Trust 18.97 314,208 343,729 9.40 6,001 6,521 8.67
2017‑09‑30 13F-HR DWDP / DowDuPont Inc. 99,414 0 -100.00 6,270 0 -100.00
2017‑09‑30 13F-HR DOW / Dow Chemical Co. (The) 69.23 103,901 7,193
2017‑09‑30 13F-HR FTA / First Trust Large Capital Value Opportunities AlphaDEX Fund 51.14 13,650 698
2017‑09‑30 13F-HR EXI / iShares S&P Global Industrials Sector Index Fund 88.81 2,342 208
2017‑09‑30 13F-HR QUAL / iShares MSCI USA Quality Factor ETF 77.14 207,424 16,001
2017‑09‑30 13F-HR IFF / International Flavors & Fragrances, Inc 142.96 5,596 800
2017‑09‑30 13F-HR ISTB / iShares Core 1-5 Year USD Bond ETF 50.24 16,620 835
2017‑09‑30 13F-HR ESGD / iShares Trust iShares MSCI EAFE ESG Optimized ETF 66.27 10,155 673
2017‑09‑30 13F-HR IWC / iShares Micro-cap ETF 94.44 3,780 357
2017‑09‑30 13F-HR IJS / iShares S&P SmallCap 600 Value ETF 148.18 2,470 366
2017‑09‑30 13F-HR LOGI / Logitech International S.A. 36.45 8,669 316
2017‑09‑30 13F-HR SPAB / SPDR Portfolio Aggregate Bond ET 57.71 424,859 24,519
2017‑09‑30 13F-HR TKPPY / TechnipFMC 27.92 35,924 1,003
2017‑09‑30 13F-HR SRLN / SPDR Blackstone / GSO Senior Loan ETF 47.43 17,140 813
2017‑09‑30 13F-HR URBN / Urban Outfitters, Inc. 23.90 33,520 801
2017‑09‑30 13F-HR BIV / Vanguard Intermediate-Term Bond ETF 84.63 5,920 501
2017‑09‑30 13F-HR VOOV / Vanguard S&P 500 Value ETF 104.01 4,740 493
2017‑09‑30 13F-HR VTV / Vanguard Value ETF 99.79 15,032 1,500
2017‑09‑30 13F-HR VMC / Vulcan Materials Co. (Holding Co.) 119.61 7,299 873
2017‑09‑30 13F-HR XPO / XPO Logistics, Inc. 67.82 5,854 397
2017‑09‑30 13F-HR VMW / VMWare, Inc. 109.19 82,272 81,503 -0.93 7,193 8,899 23.72
2017‑09‑30 13F-HR IDV / iShares International Select Dividend ETF 33.80 0 8,580 0 290
2017‑09‑30 13F-HR GOOGL / Alphabet Inc. 973.17 737 820 11.26 685 798 16.50
2017‑09‑30 13F-HR MNK / Maillinckrodt plc. 37.36 25,381 32,176 26.77 1,137 1,202 5.72
2017‑09‑30 13F-HR MDY / SPDR S&P Midcap 400 ETF 326.27 4,725 4,625 -2.12 1,501 1,509 0.53
2017‑09‑30 13F-HR WFT / Weatherford International plc 4.58 292,367 220,100 -24.72 1,131 1,008 -10.88
2017‑09‑30 13F-HR CSJ / iShares 1-3 Year Credit Bond ETF 105.35 49,550 52,577 6.11 5,218 5,539 6.15
2017‑09‑30 13F-HR IAU / iShares Gold Trust 12.32 42,478 38,872 -8.49 507 479 -5.52
2017‑09‑30 13F-HR IWF / iShares Russell 1000 Growth ETF 125.06 158,577 110,385 -30.39 18,874 13,805 -26.86
2017‑09‑30 13F-HR JCI / Johnson Controls International plc 40.27 7,715 7,400 -4.08 335 298 -11.04
2017‑09‑30 13F-HR EFG / iShares MSCI EAFE Growth ETF 77.39 181,741 177,927 -2.10 13,442 13,770 2.44
2017‑09‑30 13F-HR SUSA / iShares MSCI USA ESG Select ETF 104.42 5,947 5,947 0.00 608 621 2.14
2017‑09‑30 13F-HR TDIV / First Trust NASDAQ Technology Dividend Index Fund 32.38 14,847 14,177 -4.51 463 459 -0.86
2017‑09‑30 13F-HR ON / ON Semiconductor Corporation 18.47 67,607 75,695 11.96 949 1,398 47.31
2017‑09‑30 13F-HR DSI / iShares MSCI KLD 400 Social ETF 92.73 3,449 3,904 13.19 308 362 17.53
2017‑09‑30 13F-HR IVV / iShares Core S&P 500 ETF 252.91 8,344 6,619 -20.67 2,031 1,674 -17.58
2017‑09‑30 13F-HR MDR / McDermott International, Inc. 7.27 120,684 121,752 0.88 865 885 2.31
2017‑09‑30 13F-HR ACWX / iShares MSCI ACWI ex US ETF 48.35 19,541 28,357 45.12 891 1,371 53.87
2017‑09‑30 13F-HR GLW / Corning, Inc. 29.92 141,321 139,154 -1.53 4,247 4,163 -1.98
2017‑09‑30 13F-HR IWD / iShares Russell 1000 Value ETF 118.51 43,105 50,146 16.33 5,019 5,943 18.41
2017‑09‑30 13F-HR FVD / First Trust Value Line Dividend Index Fund 29.77 9,817 9,037 -7.95 287 269 -6.27
2017‑09‑30 13F-HR IWM / iShares Russell 2000 ETF 148.18 74,001 77,388 4.58 10,428 11,467 9.96
2017‑09‑30 13F-HR MAN / ManpowerGroup 117.91 4,070 3,630 -10.81 454 428 -5.73
2017‑09‑30 13F-HR SCHW / Schwab Charles Corp 43.74 290,772 290,007 -0.26 12,492 12,685 1.54
2017‑09‑30 13F-HR LOW / Lowe's Companies, Inc. 79.95 0 19,161 0 1,532
2017‑09‑30 13F-HR BND / Vanguard Total Bond Market ETF 81.96 545,494 599,001 9.81 44,638 49,094 9.98
2017‑09‑30 13F-HR SSD / Simpson Manufacturing Co., Inc. 49.04 0 214,780 0 10,533
2017‑09‑30 13F-HR HUN / Huntsman Corp. 27.43 0 26,398 0 724
2017‑09‑30 13F-HR AFL / AFLAC, Inc. 81.42 13,846 15,058 8.75 1,076 1,226 13.94
2017‑09‑30 13F-HR VBR / Vanguard Small-Cap Value ETF 127.75 6,979 8,227 17.88 858 1,051 22.49
2017‑09‑30 13F-HR CIU / iShares Intermediate Credit Bond ETF 110.19 2,540 7,850 209.06 279 865 210.04
2017‑09‑30 13F-HR AMZN / Amazon.com, Inc. 961.27 5,361 5,551 3.54 5,189 5,336 2.83
2017‑09‑30 13F-HR IXUS / iShares Core MSCI Total International Stock ETF 60.98 0 10,627 0 648
2017‑09‑30 13F-HR CSX / CSX Corp. 54.26 51,363 50,054 -2.55 2,802 2,716 -3.07
2017‑09‑30 13F-HR GM / General Motors Company 40.38 88,807 88,842 0.04 3,102 3,587 15.64
2017‑09‑30 13F-HR MYL / Mylan N.V. 31.36 65,850 63,895 -2.97 2,556 2,004 -21.60
2017‑09‑30 13F-HR PDBC / PowerShares Exchange-Traded Fund Trust II 16.85 29,768 50,088 68.26 470 844 79.57
2017‑09‑30 13F-HR VB / Vanguard Small-Cap ETF 141.34 15,290 23,844 55.95 2,072 3,370 62.64
2017‑09‑30 13F-HR T / AT & T, Inc. 39.15 12,870 20,025 55.59 486 784 61.32
2017‑09‑30 13F-HR IVE / iShares S&P 500 Value ETF 107.91 119,036 181,340 52.34 12,494 19,568 56.62
2017‑09‑30 13F-HR IJJ / iShares S&P Mid-Cap 400 Value ETF 152.86 3,199 3,199 0.00 475 489 2.95
2017‑09‑30 13F-HR DJP / iPath Bloomberg Commodity Index Total Return ETN due 6/12/2036 23.26 52,200 51,330 -1.67 1,183 1,194 0.93
2017‑09‑30 13F-HR EFV / iShares MSCI EAFE Value Index 54.60 375,937 409,597 8.95 19,436 22,364 15.06
2017‑09‑30 13F-HR DBB / PowerShares DB Base Metals Fund 10,129 0 -100.00 166 0 -100.00
2017‑09‑30 13F-HR LL / Lumber Liquidators Holdings, Inc. 27,864 0 -100.00 698 0 -100.00
2017‑09‑30 13F-HR SIG / Signet Jewelers Ltd. 13,616 0 -100.00 861 0 -100.00
2017‑09‑30 13F-HR TEVA / Teva Pharmaceutical Industries Ltd. 25,655 0 -100.00 852 0 -100.00
2017‑09‑30 13F-HR VIPS / Vipshop Holdings, Inc. 63,406 0 -100.00 669 0 -100.00
2017‑09‑30 13F-HR SRCLP / Stericycle, Inc. 5.25% Series A Preferred 3,176 0 -100.00 213 0 -100.00
2017‑09‑30 13F-HR KRE / SPDR S&P Regional Banking ETF 56.81 0 6,971 0 396
2017‑09‑30 13F-HR CBS / CBS Corp. 57.99 6,981 6,036 -13.54 445 350 -21.35
2017‑09‑30 13F-HR MRVL / Marvell Technology Group Ltd. 17.90 50,502 39,823 -21.15 834 713 -14.51
2017‑09‑30 13F-HR TFI / SPDR Nuveen Bloomberg Barclays Municipal Bond ETF 48.91 11,885 13,105 10.27 579 641 10.71
2017‑09‑30 13F-HR GOOG / Alphabet Inc. Class C 959.09 4,264 4,155 -2.56 3,875 3,985 2.84
2017‑09‑30 13F-HR TRUE / TrueCar, Inc. 15.80 37,006 42,542 14.96 738 672 -8.94
2017‑09‑30 13F-HR INTC / Intel Corp. 38.08 103,788 102,380 -1.36 3,502 3,899 11.34
2017‑09‑30 13F-HR TUP / Tupperware Brands Corp. 2,890 0 -100.00 203 0 -100.00
2017‑09‑30 13F-HR PI / Impinj, Inc. 16,661 0 -100.00 811 0 -100.00
2017‑09‑30 13F-HR BOND / PIMCO Total Return Exchange-Traded Fund ETF 2,709 0 -100.00 287 0 -100.00
2017‑09‑30 13F-HR GLNG / Golar LNG Ltd. 22.61 101,620 120,167 18.25 2,261 2,717 20.17
2017‑09‑30 13F-HR VEA / Vanguard FTSE Developed Markets ETF 43.41 473,900 477,271 0.71 19,582 20,718 5.80
2017‑09‑30 13F-HR GTT / GTT Communications, Inc. 31.67 16,715 17,240 3.14 529 546 3.21
2017‑09‑30 13F-HR IEFA / iShares Core MSCI EAFE ETF 64.14 0 8,310 0 533
2017‑09‑30 13F-HR XLK / SPDR Technology Select Sector ETF 59.11 19,414 19,592 0.92 1,062 1,158 9.04
2017‑09‑30 13F-HR XLE / SPDR Energy Select Sector ETF 68.48 85,641 93,780 9.50 5,560 6,422 15.50
2017‑09‑30 13F-HR NXPI / NXP Semiconductors N.V. 113.00 2,000 2,000 0.00 219 226 3.20
2017‑09‑30 13F-HR F / Ford Motor Co. 11.93 0 13,491 0 161
2017‑09‑30 13F-HR XLF / SPDR Financial Select Sector ETF 25.86 398,253 391,976 -1.58 9,825 10,136 3.17
2017‑09‑30 13F-HR MDLZ / Mondelez International, Inc. 40.69 18,899 18,557 -1.81 816 755 -7.48
2017‑09‑30 13F-HR XLY / SPDR Consumer Discretionary Select Sector ETF 90.07 41,963 41,544 -1.00 3,761 3,742 -0.51
2017‑09‑30 13F-HR TIP / iShares TIPS Bond ETF 113.59 52,069 54,435 4.54 5,906 6,183 4.69
2017‑09‑30 13F-HR CELG / Celgene Corp. 145.82 13,874 16,164 16.51 1,802 2,357 30.80
2017‑09‑30 13F-HR XLV / SPDR Health Care Select Sector ETF 81.73 53,742 53,625 -0.22 4,259 4,383 2.91
2017‑09‑30 13F-HR BKLN / PowerShares Senior Loan Portfolio 23.16 244,027 253,962 4.07 5,647 5,882 4.16
2017‑09‑30 13F-HR CVX / Chevron Corp. 117.52 24,927 22,167 -11.07 2,601 2,605 0.15
2017‑09‑30 13F-HR PEY / PowerShares High Yield Equity Dividend Achievers Portfolio 17.14 26,968 25,728 -4.60 454 441 -2.86
2017‑09‑30 13F-HR XLI / SPDR Industrial Select Sector ETF 70.93 8,166 6,852 -16.09 556 486 -12.59
2017‑09‑30 13F-HR LQD / iShares iBoxx $ Investment Grade Corporate Bond ETF 121.25 3,502 3,670 4.80 422 445 5.45
2017‑09‑30 13F-HR IWV / iShares Russell 3000 ETF 149.28 144,052 199,916 38.78 20,746 29,843 43.85
2017‑09‑30 13F-HR QCOM / QUALCOMM Incorporated 51.84 197,662 211,238 6.87 10,915 10,951 0.33
2017‑09‑30 13F-HR MSFT / Microsoft Corp. 74.49 191,246 199,307 4.21 13,183 14,846 12.61
2017‑09‑30 13F-HR EMLP / First Trust North American Energy Infrastructure Fund 24.77 18,046 10,175 -43.62 443 252 -43.12
2017‑09‑30 13F-HR FLT / FleetCor Technologies, Inc. 154.74 4,798 4,918 2.50 692 761 9.97
2017‑09‑30 13F-HR VIG / Vanguard Dividend Appreciation ETF 94.80 10,278 9,842 -4.24 952 933 -2.00
2017‑09‑30 13F-HR FB / Facebook, Inc. 171.07 2,098 2,461 17.30 317 421 32.81
2017‑09‑30 13F-HR X / United States Steel Corp. 25.66 40,542 36,432 -10.14 898 935 4.12
2017‑09‑30 13F-HR VEU / Vanguard FTSE All-World ex-US ETF 52.71 393,353 403,949 2.69 19,679 21,292 8.20
2017‑09‑30 13F-HR CWB / SPDR Barclays Convertible Securities ETF 51.07 138,019 153,077 10.91 6,848 7,818 14.16
2017‑09‑30 13F-HR MOS / Mosaic Company (The) (Holding Company) 21.59 0 35,525 0 767
2017‑09‑30 13F-HR MCD / McDonald's Corp. 156.69 1,703 1,838 7.93 261 288 10.34
2017‑09‑30 13F-HR FLOT / iShares Floating Rate Bond ETF 50.94 80,409 82,918 3.12 4,094 4,224 3.18
2017‑09‑30 13F-HR MO / Altria Group, Inc. 63.37 3,296 3,961 20.18 245 251 2.45
2017‑09‑30 13F-HR CAMP / CalAmp Corp. 23.26 48,492 46,698 -3.70 986 1,086 10.14
2017‑09‑30 13F-HR POT / Potash Corp. of Saskatchewan, Inc. 19.26 11,350 10,230 -9.87 185 197 6.49
2017‑09‑30 13F-HR MRK / Merck & Co., Inc. 64.01 19,894 22,089 11.03 1,275 1,414 10.90
2017‑09‑30 13F-HR SN / Sanchez Energy Corporation 4.82 160,856 197,611 22.85 1,155 952 -17.58
2017‑09‑30 13F-HR GRMN / Garmin Ltd. 54.05 3,999 3,719 -7.00 204 201 -1.47
2017‑09‑30 13F-HR BSV / Vanguard Short-Term Bond ETF 79.82 3,060 26,835 776.96 244 2,142 777.87
2017‑09‑30 13F-HR CTRP / Ctrip.com International, Ltd. 52.75 12,864 14,939 16.13 693 788 13.71
2017‑09‑30 13F-HR AL / Air Lease Corporation 42.62 18,121 20,297 12.01 677 865 27.77
2017‑09‑30 13F-HR HON / Honeywell International, Inc. 141.74 40,803 41,534 1.79 5,439 5,887 8.24
2017‑09‑30 13F-HR SCZ / iShares MSCI EAFE Small-Cap ETF 62.00 242,584 275,430 13.54 14,031 17,077 21.71
2017‑09‑30 13F-HR TSM / Taiwan Semiconductor Manufacturing Co. Ltd. 37.64 0 5,606 0 211
2017‑09‑30 13F-HR IYC / iShares U.S. Consumer Services ETF 164.09 1,789 2,267 26.72 294 372 26.53
2017‑09‑30 13F-HR MGM / MGM Resorts International 32.60 12,705 11,655 -8.26 398 380 -4.52
2017‑09‑30 13F-HR IR / Ingersoll-Rand plc 89.20 8,566 9,899 15.56 783 883 12.77
2017‑09‑30 13F-HR VCSH / Vanguard Short-Term Corporate Bond Index Fund 80.12 10,370 16,175 55.98 830 1,296 56.14
2017‑09‑30 13F-HR HOLX / Hologic, Inc. 36.70 18,968 19,398 2.27 861 712 -17.31
2017‑09‑30 13F-HR XYL / Xylem, Inc. 62.66 16,336 17,732 8.55 906 1,111 22.63
2017‑09‑30 13F-HR FTK / Flotek Industries Inc. 4.65 91,286 139,732 53.07 816 650 -20.34
2017‑09‑30 13F-HR DIS / The Walt Disney Co. 98.58 41,123 45,923 11.67 4,369 4,527 3.62
2017‑09‑30 13F-HR STI / SunTrust Banks, Inc. 59.78 24,305 24,022 -1.16 1,379 1,436 4.13
2017‑09‑30 13F-HR IAI / iShares U.S. Broker-Dealers ETF 57.16 120,289 119,079 -1.01 6,410 6,807 6.19
2017‑09‑30 13F-HR XLB / SPDR Materials Select Sector ETF 56.81 74,491 70,081 -5.92 4,008 3,981 -0.67
2017‑09‑30 13F-HR IHI / iShares U.S. Medical Devices ETF 167.03 25,910 25,241 -2.58 4,317 4,216 -2.34
2017‑09‑30 13F-HR HYG / iShares iBoxx $ High Yield Corporate Bond ETF 88.76 70,181 86,447 23.18 6,203 7,673 23.70
2017‑09‑30 13F-HR LBTYK / Liberty Global plc (Class C) 33.91 83,892 80,104 -4.52 2,695 2,716 0.78
2017‑09‑30 13F-HR CIEN / Ciena Corp. 21.97 13,985 13,885 -0.72 350 305 -12.86
2017‑09‑30 13F-HR ONDK / On Deck Capital, Inc. 4.68 15,802 15,802 0.00 74 74 0.00
2017‑09‑30 13F-HR GS / Goldman Sachs Group, Inc. (The) 237.18 18,214 18,176 -0.21 4,042 4,311 6.66
2017‑09‑30 13F-HR SDY / SPDR S&P Dividend ETF 91.33 38,053 35,903 -5.65 3,383 3,279 -3.07
2017‑09‑30 13F-HR VT / Vanguard Total World Stock ETF 70.72 207,244 223,641 7.91 13,995 15,816 13.01
2017‑09‑30 13F-HR ECL / Ecolab, Inc. 128.62 6,852 7,433 8.48 910 956 5.05
2017‑09‑30 13F-HR URTH / iShares MSCI World ETF 84.10 36,402 35,852 -1.51 2,924 3,015 3.11
2017‑09‑30 13F-HR VSS / Vanguard FTSE All-World ex US Small Cap Index Fund ETF 115.15 0 1,980 0 228
2017‑09‑30 13F-HR AMGN / Amgen Inc. 186.44 33,147 34,096 2.86 5,709 6,357 11.35
2017‑09‑30 13F-HR BK / Bank of New York Mellon Corp. (The) 53.02 22,535 28,384 25.96 1,150 1,505 30.87
2017‑09‑30 13F-HR KO / Coca Cola Co. 45.08 6,100 6,100 0.00 274 275 0.36
2017‑09‑30 13F-HR XOM / Exxon Mobil Corp. 81.97 42,686 42,893 0.48 3,446 3,516 2.03
2017‑09‑30 13F-HR CARA / Cara Therapeutics, Inc. 13.68 31,431 34,221 8.88 484 468 -3.31
2017‑09‑30 13F-HR FDL / First Trust Morningstar Dividend Leaders Fund 29.02 15,736 14,781 -6.07 443 429 -3.16
2017‑09‑30 13F-HR PHYS / Sprott Physical Gold Trust ETV 10.44 22,744 42,525 86.97 230 444 93.04
2017‑09‑30 13F-HR EMB / iShares JPMorgan USD Emerging Markets Bond Fund 116.41 0 54,521 0 6,347
2017‑09‑30 13F-HR IBB / iShares Nasdaq Biotechnology ETF 333.57 14,059 13,895 -1.17 4,360 4,635 6.31
2017‑09‑30 13F-HR IBM / International Business Machines Corp. 145.07 37,383 39,718 6.25 5,751 5,762 0.19
2017‑09‑30 13F-HR NTRSP / Northern Trust Corp. 91.89 8,641 9,457 9.44 840 869 3.45
2017‑09‑30 13F-HR TGT / Target Corp. 59.01 14,874 16,658 11.99 778 983 26.35
2017‑09‑30 13F-HR GRPN / Groupon, Inc. 5.20 262,861 245,286 -6.69 1,009 1,275 26.36
2017‑09‑30 13F-HR MMC / Marsh & McLennan Companies, Inc. 83.93 4,075 4,075 0.00 318 342 7.55
2017‑09‑30 13F-HR NVDA / NVIDIA Corp. 178.73 7,320 6,065 -17.14 1,058 1,084 2.46
2017‑09‑30 13F-HR AGG / iShares Core U.S. Aggregate Bond ETF 109.59 344,211 357,625 3.90 37,695 39,192 3.97
2017‑09‑30 13F-HR ABBV / AbbVie Inc. 88.84 16,008 17,830 11.38 1,161 1,584 36.43
2017‑09‑30 13F-HR YNDX / Yandex N.V. 32.96 33,718 28,760 -14.70 885 948 7.12
2017‑09‑30 13F-HR ACWI / iShares MSCI ACWI ETF 68.82 192,788 241,788 25.42 12,626 16,640 31.79
2017‑09‑30 13F-HR RRC / Range Resources Corp. 19.57 33,970 47,575 40.05 787 931 18.30
2017‑09‑30 13F-HR FCX / Freeport-McMoRan Inc. 14.04 244,843 236,693 -3.33 2,941 3,323 12.99
2017‑09‑30 13F-HR IWB / iShares Russell 1000 ETF 139.88 89,408 91,009 1.79 12,094 12,730 5.26
2017‑09‑30 13F-HR SPY / SPDR S&P 500 ETF Trust 250.56 0 898 0 225
2017‑09‑30 13F-HR CAT / Caterpillar, Inc. 124.69 8,984 9,760 8.64 965 1,217 26.11
2017‑09‑30 13F-HR 458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035 1.42 50,000 50,000 0.00 65 71 9.23
2017‑09‑30 13F-HR GLOB / Globant SA 40.07 23,310 23,310 0.00 1,013 934 -7.80
2017‑09‑30 13F-HR PFE / Pfizer, Inc. 35.70 197,438 204,893 3.78 6,632 7,315 10.30
2017‑09‑30 13F-HR JWN / Nordstrom, Inc. 47.14 7,715 7,255 -5.96 369 342 -7.32
2017‑09‑30 13F-HR PANW / Palo Alto Networks, Inc. 144.20 1,921 1,921 0.00 257 277 7.78
2017‑09‑30 13F-HR SNE / Sony Corp. 37.34 157,626 158,293 0.42 6,020 5,911 -1.81
2017‑09‑30 13F-HR VWO / Vanguard FTSE Emerging Markets ETF 43.57 0 335,334 0 14,611
2017‑09‑30 13F-HR JPM / JPMorgan Chase & Co. 95.51 60,880 58,379 -4.11 5,564 5,576 0.22
2017‑09‑30 13F-HR P / Pandora Media, Inc. 7.72 18,531 18,531 0.00 165 143 -13.33
2017‑09‑30 13F-HR CPE / Callon Petroleum Co. 11.24 96,710 125,538 29.81 1,026 1,411 37.52
2017‑09‑30 13F-HR XBI / SPDR S&P Biotech ETF 86.55 24,106 21,686 -10.04 1,861 1,877 0.86
2017‑09‑30 13F-HR AAPL / Apple, Inc. 154.13 58,296 61,274 5.11 8,396 9,444 12.48
2017‑09‑30 13F-HR SNAP / Snapchat, Inc. 14.53 29,165 32,900 12.81 518 478 -7.72
2017‑09‑30 13F-HR MTUM / iShares Edge MSCI USA Momentum Factor ETF 95.68 112,814 121,023 7.28 10,028 11,579 15.47
2017‑09‑30 13F-HR BABA / Alibaba Group Holding Limited 172.70 17,914 14,198 -20.74 2,524 2,452 -2.85
2017‑09‑30 13F-HR SLB / Schlumberger Ltd. 69.76 55,445 57,397 3.52 3,651 4,004 9.67
2017‑09‑30 13F-HR JNJ / Johnson & Johnson 130.01 45,717 45,766 0.11 6,048 5,950 -1.62
2017‑09‑30 13F-HR FEX / First Trust Large Capital Core AlphaDEX Fund 54.89 34,240 33,650 -1.72 1,820 1,847 1.48
2017‑09‑30 13F-HR NOC / Northrop Grumman Corp. 287.73 13,797 13,363 -3.15 3,542 3,845 8.55
2017‑09‑30 13F-HR IWO / iShares Russell 2000 Growth ETF 178.95 43,223 47,153 9.09 7,295 8,438 15.67
2017‑09‑30 13F-HR QQQ / PowerShares QQQ Trust 145.46 1,806 23,566 1,204.87 249 3,428 1,276.71
2017‑09‑30 13F-HR EFAV / iShares MSCI EAFE Minimum Volatility Index Fund 70.95 0 2,960 0 210
2017‑09‑30 13F-HR ORCL / Oracle Corp. 48.35 39,983 43,638 9.14 2,005 2,110 5.24
2017‑09‑30 13F-HR GILD / Gilead Sciences, Inc. 81.08 2,840 2,590 -8.80 201 210 4.48
2017‑09‑30 13F-HR EVHC / Envision Healthcare Holdings, Inc. 44.95 16,968 17,018 0.29 1,063 765 -28.03
2017‑09‑30 13F-HR DLS / WisdomTree International SmallCap Dividend Fund 73.94 0 12,470 0 922
2017‑09‑30 13F-HR VTI / Vanguard Total Stock Market Index Fund 129.52 215,011 259,802 20.83 26,758 33,649 25.75
2017‑09‑30 13F-HR MU / Micron Technology, Inc. 39.26 0 5,884 0 231
2017‑09‑30 13F-HR WFC / Wells Fargo & Co. 55.16 5,341 10,932 104.68 296 603 103.72
2017‑09‑30 13F-HR MLM / Martin Marietta Materials, Inc. 206.09 3,217 3,217 0.00 716 663 -7.40
2017‑09‑30 13F-HR CL / Colgate-Palmolive Co. 72.78 3,586 3,586 0.00 266 261 -1.88
2017‑09‑30 13F-HR HAWK / Blackhawk Network Holdings, Inc. 43.80 46,322 46,322 0.00 2,020 2,029 0.45
2017‑09‑30 13F-HR C / Citigroup, Inc. 72.76 15,188 15,503 2.07 1,016 1,128 11.02
2017‑09‑30 13F-HR EFA / iShares MSCI EAFE ETF 68.48 186,704 239,918 28.50 12,173 16,430 34.97
2017‑09‑30 13F-HR RF / Regions Financial Corp. 15.23 71,795 80,503 12.13 1,051 1,226 16.65
2017‑09‑30 13F-HR AMAT / Applied Materials, Inc. 52.09 328,263 292,176 -10.99 13,561 15,219 12.23
2017‑09‑30 13F-HR CGNX / Cognex Corp. 110.33 7,220 6,653 -7.85 613 734 19.74
2017‑09‑30 13F-HR IWN / iShares Russell 2000 Value ETF 124.12 87,015 97,514 12.07 10,343 12,103 17.02
2017‑09‑30 13F-HR ITUB / Itau Unibanco Holding S.A. 13.71 26,552 26,552 0.00 293 364 24.23
2017‑09‑30 13F-HR VV / Vanguard Large-Cap ETF 115.40 86,376 112,190 29.89 9,589 12,947 35.02
2017‑09‑30 13F-HR AVGO / Broadcom Limited 242.63 4,646 4,377 -5.79 1,083 1,062 -1.94
2017‑09‑30 13F-HR BRK.B / Berkshire Hathaway, Inc. 183.23 5,082 5,223 2.77 861 957 11.15
2017‑09‑30 13F-HR WY / Weyerhaeuser Co. 34.03 271,155 277,105 2.19 9,084 9,430 3.81
2017‑09‑30 13F-HR EEM / iShares MSCI Emerging Markets ETF 44.80 20,828 25,358 21.75 862 1,136 31.79
2017‑09‑30 13F-HR FLS / Flowserve Corp. 42.58 18,240 25,197 38.14 847 1,073 26.68
2017‑09‑30 13F-HR RHT / Red Hat, Inc. 110.87 23,805 19,383 -18.58 2,279 2,149 -5.70
2017‑09‑30 13F-HR IVW / iShares S&P 500 Growth ETF 143.44 3,487 18,287 424.43 477 2,623 449.90
2017‑09‑30 13F-HR USB / U.S. Bancorp 53.60 60,896 58,398 -4.10 3,162 3,130 -1.01
2017‑09‑30 13F-HR UNH / UnitedHealth Group Inc. 195.91 5,273 5,523 4.74 978 1,082 10.63
2017‑09‑30 13F-HR FNX / First Trust Mid Cap Core AlphaDEX® Fund 61.75 3,660 3,660 0.00 217 226 4.15
2017‑09‑30 13F-HR COST / Costco Wholesale Corp. 164.23 5,652 5,742 1.59 904 943 4.31
2017‑09‑30 13F-HR IJR / iShares Core S&P Small-Cap ETF 74.22 20,045 23,727 18.37 1,405 1,761 25.34
2017‑09‑30 13F-HR XLG / Guggenheim S&P 500 Top 50 ETF 177.88 4,592 5,442 18.51 786 968 23.16
2017‑09‑30 13F-HR ABB / ABB Ltd. 24.76 39,560 45,763 15.68 985 1,133 15.03
2017‑09‑30 13F-HR VNQ / Vanguard REIT ETF 83.08 9,590 30,633 219.43 798 2,545 218.92
2017‑09‑30 13F-HR AADR / AdvisorShares DorseyWrightADR 55.69 4,435 247
2017‑09‑30 13F-HR IUSG / iShares Core Russell U.S. Growth 50.47 5,310 268
2017‑09‑30 13F-HR ESGE / iShares, Inc. iShares MSCI EM ESG Optimized ETF 69.49 8,390 583
2017‑09‑30 13F-HR DGRO / iShares Core Dividend Growth ETF 32.47 19,203 17,834 -7.13 601 579 -3.66
2017‑09‑30 13F-HR NOBL / ProShares S&P 500 Aristocrats ETF 59.39 8,322 7,712 -7.33 481 458 -4.78